Certification of Part 23 Turbofan- and Turbojet-Powered Airplanes and Miscellaneous Amendments, 75736-75769 [2011-30412]
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Federal Register / Vol. 76, No. 232 / Friday, December 2, 2011 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 23
[Docket No. FAA–2009–0738; Amendment
No. 23–62]
RIN 2120–AJ22
Certification of Part 23 Turbofan- and
Turbojet-Powered Airplanes and
Miscellaneous Amendments
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
This action enhances safety
by amending the applicable standards
for part 23 turbofan- and turbojetpowered airplanes—which are
commonly referred to as ‘‘part 23 jets,’’
or ‘‘jets’’—as well as turbopropellerdriven and reciprocating-engine
airplanes, to reflect the current needs of
industry, accommodate future trends,
address emerging technologies, and
provide for future airplane operations.
This action is necessary to eliminate the
current workload of processing
exemptions, special conditions, and
equivalent level of safety findings
necessary to certificate jets. The effect of
the changes will: Enhance safety by
requiring additional battery endurance
requirements; increase the climb
gradient performance for certain part 23
airplanes; standardize and simplify the
certification of jets; clarify areas of
frequent non-standardization and
misinterpretation, particularly for
electronic equipment and system
certification; and codify existing
certification requirements in special
conditions for jets that incorporate new
technologies.
DATES: These amendments become
effective January 31, 2012.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this final
rule, contact Pat Mullen, Regulations
and Policy, ACE–111, Federal Aviation
Administration, 901 Locust Street,
Kansas City, MO 64106; telephone:
(816) 329–4111; facsimile: (816) 329–
4090; email: pat.mullen@faa.gov. For
legal questions concerning this final
rule, contact Mary Ellen Loftus, ACE–7,
Federal Aviation Administration, 901
Locust Street, Kansas City, MO 64106;
telephone: (816) 329–3764; email:
mary.ellen.loftus@faa.gov.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
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106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs describes in more detail the
scope of the agency’s authority. This
rulemaking is promulgated under the
authority described in Subtitle VII, Part
A, Subpart III, Section 44701. Under
that section, the FAA is charged with
promoting safe flight of civil airplanes
in air commerce by prescribing
minimum standards required in the
interest of safety for the design and
performance of airplanes. This
regulation is within the scope of that
authority because it prescribes new
safety standards for the design of
normal, utility, acrobatic, and commuter
category airplanes.
Table of Contents
I. Background
A. Aviation Rulemaking Committee (ARC)
Recommendations
B. Summary of the Notice of Proposed
Rulemaking
C. Summary of the Final Rule
D. Summary of the Comments
II. Discussion of the Final Rule
A. 14 CFR Part 1: Clarifying Power and
Engine Definitions
B. Expanding Commuter Category To
Include Turbojets
C. Performance, Flight Characteristics, and
Other Design Considerations
D. Structural Considerations for
Crashworthiness and High-Altitude
Operations
E. Powerplant and Operational
Considerations
F. General Fire Protection and
Flammability Standards for Insulation
Materials
G. Additional Powerplant and Operational
Considerations
H. Additional Powerplant Fire Protection
and Flammability Standards
I. Avionics, Systems, and Equipment
Changes
J. Placards, Operating Limitations, and
Information
K. Test Procedures and Appendices
III. Regulatory Analyses
I. Background
A. Aviation Rulemaking Committee
(ARC) Recommendations
On February 3, 2003, we published a
notice announcing the creation of the
part 125/135 Aviation Rulemaking
Committee (68 FR 5488). The ARC
completed its work in 2005 and
submitted its recommendations to the
FAA for safety standards applicable to
part 23 turbojets. The ARC
recommended modifying forty-one 14
CFR part 23 sections as a result of its
review of these areas. Those documents
may be reviewed in the docket for this
final rule.
The safety standards are to reflect the
current industry trends, emerging
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technologies and operations under parts
125 and 135, and associated regulations.
The ARC also reviewed the existing part
23 certification requirements and the
accident history of light pistonpowered, multiengine airplanes up
through small turbojets used privately
and for business purposes. In addition,
the ARC reviewed the special
conditions applied to part 23 turbojets.
Based on those ARC
recommendations, the FAA’s intent is to
enhance safety and to codify standards
consistent with the level of safety
currently required through special
conditions. We compared the special
conditions applied to part 23 turbojets,
as well as several additional proposed
part 23 changes, with the ARC’s
recommendations. With few exceptions,
the ARC recommendations validated the
FAA’s long-held approach to
certification of part 23 turbojets.
The ARC did not want to impose
commuter category takeoff speeds for
turbojets weighing more than 6,000
pounds, nor did the ARC want to
impose more stringent requirements for
one-engine inoperative (OEI) climb
performance than those established for
similar-sized piston-powered and
turboprop, multiengine airplanes. The
FAA ultimately accepted thirty-nine of
the forty-one ARC recommendations
and developed the proposed rulemaking
in accordance with them. The two
recommendations we disagreed with
would have lowered the standards
previously applied through special
conditions.
B. Summary of the Notice of Proposed
Rulemaking
The FAA issued the notice of
proposed rulemaking (NPRM),
‘‘Certification of Turbojets,’’ on August
6, 2009 and published it for public
comment on August 17, 2009 (74 FR
41556). The comment period for the
NPRM closed on December 16, 2009
after a one-month extension.
The FAA proposed the adoption of 67
new or revised amendments in the
NPRM. The amendments were proposed
to codify previous certification activity.
C. Summary of the Final Rule
This final rule adopts 59 of the 67
proposed amendments. We have also
amended §§ 23.65 and 23.1431 in this
final rule based on comments received.
Changes to § 23.65 make it consistent
with the changes made to § 23.63.
Editorial changes to § 23.1431 are based
on paragraph designation changes to
§ 23.1309.
This final rule mainly levies new
regulations for part 23 jets. These new
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regulations generally fall into the
following categories:
• Airplane flight performance and
stability
• Airplane structural and cabin
environment
• Airplane avionics systems and
electrical equipment
• Powerplant considerations
• Flammability standards
The majority of this final rule allows
manufacturers of jets to achieve product
certification without the numerous
special conditions, equivalent level of
safety (ELOS) findings, and exemptions
previously required to certificate these
products. Therefore, this final rule
reduces the certification burden on the
applicant and allows the FAA to focus
resources on other safety-critical items.
In addition, this final rule enhances
safety by requiring additional battery
endurance requirements and increasing
the climb gradient performance for
certain part 23 airplanes.
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D. Summary of the Comments
The FAA received 244 substantive
comments from 14 commenters. All of
the commenters generally supported the
proposed changes. The comments
included suggested changes, which are
discussed more fully below in Section
II, Discussion of the Final Rule.
The FAA received no comments on
the following sections, and they are
adopted as proposed or with minor
editorial changes:
• 23.77, Balked landing
• 23.853(d)(2), Passenger and crew
compartment interiors
• 23.1303(c), Flight and navigation
instruments
• 23.1445, Oxygen distribution system
• 23.1447, Equipment standards for
oxygen dispensing units
• 23.1545, Airspeed indicator
• 23.1555, Control markings
• 23.1559, Operating limitations
placard
• 23.1563, Airspeed placards
• 23.1567, Flight maneuver placard
The FAA received comments from
manufacturers, foreign aviation
authorities, and industry associations.
No commenters recommended
withdrawing the NPRM. Most of the
commenters provided suggestions for
improvement or requested clarification
of specific proposed amendments. Some
commenters recommended that several
proposed amendments (or portions of
them) not be adopted. However,
objection to one proposed amendment
did not equate to overall objection to the
NPRM.
The following areas are the key
concerns expressed by industry:
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• Mandating software and complex
hardware development assurance
levels
• Requirement for electronic engine
controls to meet the requirements of
§ 23.1309 ‘‘Equipment, systems and
installations’’
• Subpart B, Flight, and Subpart G,
Operating Limitations and
Information
• Requirement for ‘‘two shot’’ fire
extinguishing systems for engines
embedded within the fuselage
• Codifying high-altitude operations
• Requirements for electronic displays
in part 23 airplanes
• Part 1 definitions (§ 1.1)
The FAA also received comments
regarding FAA policy, means of
compliance, and suggested changes to
advisory circulars and regulations not
included in the NPRM. These comments
are considered to be beyond the scope
of this rulemaking effort. No further
discussion of them occurs in this final
rule.
II. Discussion of the Final Rule
A. 14 CFR Part 1: Clarifying Power and
Engine Definitions
The FAA proposed to amend § 1.1
definitions for ‘‘rated takeoff power,’’
‘‘rated takeoff thrust,’’ ‘‘turbine engine,’’
‘‘turbojet engine,’’ and ‘‘turboprop
engine.’’ Defining engine-specific terms
was proposed to clarify the new
requirements in part 23.
Communications between the FAA and
members of industry indicated a need to
define those terms. These
communications were mainly based on
current part 1 definitions for ‘‘rated
takeoff power’’ and ‘‘rated takeoff
thrust,’’ which currently limit the use of
power and thrust ratings to no more
than five minutes for takeoff operation.
The FAA received comments from
Rolls Royce, Transport Canada, General
Electric (GE), and the European
Aviation Safety Agency (EASA)
objecting to the proposed definitions.
The FAA agrees with the commenters
that ‘‘rated takeoff power,’’ ‘‘rated
takeoff thrust,’’ ‘‘turbine engine,’’
‘‘turbojet engine,’’ and ‘‘turboprop
engine’’ are not used consistently in
Title 14, Code of Federal Regulations
(14 CFR).
Defining engine types—whether
turbine-powered (turbine), turbojetpowered (turbojet), or turbopropellerdriven (turboprop)—is unnecessary
because they are commonly understood
by those within industry. However, the
commenters make a valid point
regarding changes to the definitions for
‘‘rated takeoff power’’ and ‘‘rated takeoff
thrust.’’ These terms may not
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necessarily be accepted for use in part
25, and as such, should not be defined
under § 1.1.
The Engine and Propeller Directorate
is currently working to establish
common definitions for ‘‘rated takeoff
power’’ and ‘‘rated takeoff thrust’’ that
would apply to both part 23 and part 25
airplanes. The proposals to add these
definitions are withdrawn to allow the
Engine and Propeller Directorate time to
complete its work on this effort.
B. Expanding Commuter Category to
Include Jets
The FAA proposed to revise § 23.3 to
codify the current FAA practice of
certificating multiengine jets weighing
up to and including 19,000 pounds
under part 23 in the commuter category.
Prior amendments to part 23 limited
§ 23.3 commuter category to propellerdriven, multiengine airplanes weighing
no more than 19,000 pounds. However,
the FAA issued exemptions to allow jets
weighing more than 12,500 pounds to
be certificated under part 23, commuter
category.
The FAA received comments from
Transport Canada and EASA. Transport
Canada proposed that jets with seating
capacity of 10 or more (excluding pilot
seats), or maximum certificated take-off
weight of more than 12,500 pounds,
continue to be certificated using part 25
transport category requirements in
Subpart B: Performance. EASA
suggested the rule pertain to ‘‘high
performance’’ rather than ‘‘multiengine’’
airplanes.
The FAA did not adopt either
comment. Transport Canada’s comment
was not adopted because part 23,
Subpart B has been shown to be an
acceptable means of compliance for
airplanes weighing up to 19,000
pounds. This final rule retains that
weight limit. EASA’s comment was not
adopted because ‘‘high performance’’ is
an undefined, subjective term relative to
airplane certification. Therefore, § 23.3
is adopted as proposed.
C. Performance, Flight Characteristics,
and Other Design Considerations
1. Performance
The FAA proposed to incorporate in
part 23 the current special conditions
approach for jets weighing more than
6,000 pounds by applying most
commuter category performance
requirements. The proposed revisions to
§ 23.45 would apply the commuter
category performance requirements for
the normal, utility, and acrobatic
categories to multiengine jets weighing
more than 6,000 pounds.
As a general matter, several
commenters recommended replacing
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the proposed propulsion-based criteria
with performance-based criteria. The
FAA agrees, as indicated in the Small
Airplane Directorate’s Certification
Process Study from 2009 which
recommends revising part 23 based on
airplane performance and complexity
versus propulsion and weight. However,
amending part 23 to a performancebased standard is a substantially larger
initiative than this rulemaking effort.
During rulemaking discussions, the
ARC decided that applying the
commuter category takeoff performance
requirements in proposed revisions to
§§ 23.51 through 23.61 would include
restrictions that could become a takeoff
weight limitation for operations. The
concern was that these requirements
would be too restrictive for part 91
operations.
The FAA disagreed with the ARC
concerning multiengine jets weighing
more than 6,000 pounds. The FAA has
several decades of experience applying
existing special conditions to part 23
jets. The performance requirements for
these jets have proven successful for
part 91 operations and are necessary to
maintain the existing level of safety.
We received three comments
regarding this proposal. EASA
supported the changes and suggested
requirements be extended to all jets, not
just to those weighing more than 6,000
pounds. Diamond Aircraft (Diamond)
asked why this rule did not apply to
turboprops and piston-powered
airplanes. Transport Canada proposed
that the all-engines-operating acceleratestop distance be determined in addition
to the one-engine inoperative (OEI)
distance, and the greater of the two be
used as the accelerate-stop distance.
Again, the Small Airplane
Directorate’s Certification Process Study
from 2009 recommends revising part 23
based on performance and complexity
versus propulsion and weight. We have
not yet proposed to completely rewrite
part 23, and doing so would be beyond
the scope of this rulemaking.
Accordingly, no change was made to the
proposal in this final rule, except to
change the word ‘‘turbojet’’ to ‘‘jet’’
wherever appropriate in this final rule.
The FAA proposed revisions to
§§ 23.63 and 23.67 to enhance safety by
increasing the OEI climb gradient
performance for multiengine piston-
powered airplanes weighing more than
6,000 pounds and for all multiengine
turbines. We proposed no change to the
current 2 percent OEI climb gradient
that has been consistently applied via
special condition for multiengine jets
weighing more than 6,000 pounds.
We proposed to revise the OEI climb
gradient requirements to require a 1
percent OEI climb gradient for all
multiengine turboprops and
multiengine piston-powered airplanes
weighing more than 6,000 pounds. We
did so because of the similarity in how
these two types of airplanes are used.
Multiengine jets weighing 6,000 pounds
or less will be required to meet an OEI
climb gradient of 1.2 percent with this
revision.
The FAA has revised § 23.63(c) and
(d), and § 23.67(b) and (c) to reflect
these changes to the climb gradient
requirements. The FAA also made a
minor editorial change to replace
‘‘turbojet engine-powered’’ with ‘‘jet’’
wherever appropriate in this final rule
to simplify the term. Table 1
summarizes those changes:
TABLE 1—ONE-ENGINE INOPERATIVE (OEI) CLIMB REQUIREMENTS TO 400 FEET ABOVE GROUND LEVEL AGL
ARC’s
recommendation
(percent)
Current rule
Pistons > 6,000 lbs ...............................................
Turboprops ≤ 6,000 lbs ........................................
Turboprops > 6,000 lbs ........................................
Jets ≤ 6,000 lbs ....................................................
Jets > 6,000 lbs ....................................................
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Multiengine category
Measurably positive ..............................................
Measurably positive ..............................................
Measurably positive ..............................................
Measurably positive ..............................................
2.0% imposed through special conditions ...........
The FAA received comments on
§§ 23.63, 23.65, and 23.67 from
Transport Canada, Hawker Beechcraft,
and Diamond. Transport Canada stated
that the proposed § 23.63 would conflict
with the existing § 23.65. The FAA has
accordingly revised § 23.65 for
consistency. Hawker Beechcraft stated
that the change from ‘‘must be
measurably positive’’ to ‘‘may be no less
than 1 percent’’ could reduce takeoff
payload by a maximum of 900 pounds.
This would limit the utility of a normal
category turboprop under high-hot
conditions with takeoff flaps. The FAA
understands that leveling the turboprop
requirements with certain jets will cause
a loss of utility and market
disadvantage. However, given similar
missions (many in revenue service),
turboprops should be held to a
performance standard similar to that for
jets. The FAA reviewed the current
service history safety data for these
airplanes. Based on this data, the FAA
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only required half the single-engine
climb requirements of multiengine jets.
Diamond stated that this makes sense
to a certain degree if the reasoning
behind it is that turbines are capable of
better performance than piston-powered
airplanes. However, Diamond asked if
there is a need to require compensating
features if the airplane cannot meet a
reasonable climb gradient. Diamond
also asked why the FAA would change
to a safer engine type if history has not
shown there to be a problem with the
current engine type. Diamond further
stated that this requirement should be
consistent with those for turbines, with
no distinction between jets and
turboprops. The FAA partially agreed
and, as stated above, adopted an OEI
climb gradient of 1 percent.
The FAA received a comment from
GE on the economic benefit of improved
climb performance. GE stated that the
improved climb performance is not a
new requirement, and it is currently
imposed by special condition. Since
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1.0
1.0
1.0
1.0
1.0
FAA’s position in
final rule
(percent)
1.0
1.0
1.0
1.2
2.0
that special condition is not changing—
it is now only being levied by this final
rule—GE asked how a safety benefit can
be credited to the rule.
The FAA believes that adding this
special condition as a requirement in
part 23 will not only have a safety
benefit, but it will also enhance our
efforts toward continued operational
safety. Special conditions are aircraftspecific and have not been issued for
every part 23 airplane. Section 23.67
(and § 23.77, which was adopted
without change) addresses the
additional climb performance for all
part 23 turbojets and turboprops. The
additional climb performance
requirements will apply to all new part
23 turboprops and part 23 turbojets
under 6,000 pounds, thereby increasing
the operational safety of those newly
certificated airplanes.
In addition, special conditions
increase paperwork and workload for
FAA and industry. Also, they create
uncertainty for the manufacturer during
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design. By incorporating the improved
climb performance into part 23, special
condition paperwork will be reduced
and, in effect, will allow FAA and
industry resource leveraging towards
other safety-critical endeavors in our
goal of continued operational safety.
In developing cost estimates for the
NPRM, the FAA contacted members of
the ARC to determine when and if
special conditions were voluntarily
accepted by industry. When a special
condition is voluntarily accepted by
industry, the FAA does not include the
special condition(s) cost in the
regulatory impact assessment (RIA).
When industry informs the FAA that a
special condition will impose costs on
industry, as do §§ 23.67 and 23.77, the
FAA estimates the incremental cost
between the current and final rule.
The FAA proposed to correct a
reference error to a velocity term in
§ 23.73. Maximum landing
configuration stall speed (VSO) was
changed to specified flap configuration
stall speed (VS1). VSO is not applicable
to other flap configurations. The
reference landing approach speed (VREF)
is based on 1.3 times the VS1. The FAA
proposed to amend the standards to
address airplanes certificated under part
23 that may have more than one landing
flap setting. Additionally, the FAA
proposed to include multiengine jets
weighing more than 6,000 pounds in the
commuter category requirements.
The FAA received one comment.
Diamond stated that the distinction
between jet engines and other engine
types may not be appropriate. It
suggested the requirement for a higher
level of safety be related to performance,
not to engine type. As stated earlier, the
FAA has determined that amending part
23 to a performance-based standard is a
substantially larger initiative and
beyond the scope of this rulemaking
effort.
2. Flight Characteristics
In § 23.175(b), the FAA proposed to
define the maximum speed for stability
characteristics (VFC/MFC). The term VFC/
MFC was added to part 23 in the last
large-scale revision to Subpart B, but the
definition was inadvertently omitted.
EASA commented on multiple
proposed sections that it applies a
special condition for high-speed
characteristics that are not included in
our proposal. EASA’s comments
suggested these sections be drafted as a
performance-based standard. However,
amending part 23 to a performancebased standard is a substantially larger
initiative than this rulemaking effort.
The FAA also received comments
from Transport Canada and Cessna
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regarding flight characteristics. Both
commenters recommended that we
include the definition of VFC/MFC in
§ 23.253 for consistency with part 25.
The FAA agrees and has relocated the
definition for it from § 23.175 to
§ 23.253.
The FAA proposed revisions to
§ 23.177 that would have clarified the
specific speed limitations to include
jets. The proposed speed limitations
also included specific criteria (‘‘VFE,
VLE, VNO or VFC/MFC as appropriate’’ as
defined in Part 1).
The FAA proposed to relax the
stability requirements in § 23.181 for
airplanes operating above 18,000. The
original requirements were developed
for small airplanes typically operated
under 18,000 feet and not equipped
with yaw dampers. The existing
requirement is still appropriate for lowaltitude operations, such as for
approaches. However, the existing
requirement is not appropriate for larger
airplanes that typically use yaw
dampers and fly at altitudes above
18,000 feet. In fact, the FAA has issued
multiple ELOS findings for most
certificated part 23 jets because such
findings were appropriate for highaltitude, high-speed operations.
The FAA received comments from
EASA, Cessna, and Emivest. EASA
commented in multiple sections that it
applies a special condition for highspeed characteristic not included in our
proposal. EASA’s comment suggests a
performance-based standard. Amending
part 23 to a performance-based standard
is a substantially larger initiative than
this rulemaking effort.
Cessna suggested § 23.181 include a
similar definition to the revised
§ 23.177. The FAA agrees with Cessna’s
comment and added that definition to
§ 23.181.
Emivest recommended that part 23
allow the lower standard found in part
25 for flight above 18,000 feet. The FAA
disagrees with this recommendation.
Part 23 airplanes are frequently flown
by a single pilot and operated under
part 91. Single pilots operating part 23
airplanes may not necessarily have the
same experience level as part 25
airplane pilots. Therefore, the stability
and control requirements in part 23 will
remain higher than in part 25.
We proposed revisions to the stall
requirements in §§ 23.201 and 23.203 to
include jets and a new generation of
part 23 airplanes with high-power and
high-altitude capability.
The proposed revisions included:
• Incorporating additional
configurations for all part 23 airplanes;
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• Clarifying flap and gear position as
appropriate for the altitude and flight
phase;
• Relaxing the roll-off requirements
for high-altitude stalls; and
• Defining what is meant by ‘‘extreme
nose-high attitudes.’’
The FAA received comments from the
General Aviation Manufacturers
Association (GAMA) and Emivest.
GAMA stated the requirement for the
demonstration of control during entry
and recovery from wings level stall is
unnecessary above 1.5 VS1 instead of 1.6
VS1, as this requirement matches the
requirements applicable to part 25
airplanes. The FAA agrees and has
made the necessary change to be
consistent with the requirements for
part 23 jets.
Emivest recommended the FAA allow
the lower handling characteristic
standards from part 25, specifically
being able to control rolling from 15 to
20 degrees of roll. The FAA does not
believe that this is appropriate for all
altitudes. Parts 23 and 25 still have a
considerable number of stall/departure
accidents at low altitudes, even with
stall barrier devices. The FAA is moving
part 23 towards even more benign stall
characteristics and additional stall
protection systems.
The FAA determined that relieving
the controllability requirements in
§ 23.201 across the entire altitude
capability would move part 23 in the
wrong direction—inconsistent with
current stall requirements. Considering
that most stall accidents occur at low
altitudes, this revision would relax the
stall handling characteristic roll
requirement to 25 degrees for stalls at or
above 25,000 feet. We believe this is an
acceptable action for this flight regimen
for the class of airplane operating at or
above 25,000 feet.
The FAA proposed to incorporate
provisions from §§ 25.251(d) and (e)
into § 23.251 while limiting the
requirements to airplanes that fly over
25,000 feet or that have a Mach Dive
Speed (MD) faster than Mach (M) 0.6.
The proposed revision also included the
use of VDF/MDF, as referenced in part 23
jet special conditions.
The FAA received similar comments
from Cirrus and Transport Canada.
Cirrus stated that § 23.251(b) and (c) use
the term ‘‘perceptible buffeting,’’ which
is a subjective term. Cirrus requested a
concise term to differentiate ‘‘normal
vibration’’ from ‘‘perceptible buffeting,’’
or a standard definition of ‘‘perceptible
buffeting.’’ The FAA will address this
comment in an advisory circular, which
we believe is the appropriate place to
address it.
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Transport Canada stated that the use
of operational speeds is considered
more appropriate than using a design
speed as criteria. The FAA understands
the commenter’s point. For this
situation, however, the FAA believes
the part 23 speed rationale should
parallel the rationale in part 25 for
consistency in our decisions for
continued aviation safety.
The FAA revised § 23.253(b) to add
the use of demonstrated flight diving
speed (VDF/MDF) as applicable,
consistent with standards in § 25.253.
The FAA also moved the proposed
definition for VFC/MFC from § 23.175 to
this section as paragraph (d).
The FAA proposed adding § 23.255 to
include new requirements that consider
potential high-speed Mach effects for
airplanes with MD greater than M 0.6.
The FAA proposed these requirements,
which came from part 25, for airplanes
that incorporate a trimmable horizontal
stabilizer. This decision was based on
the positive service history with the
existing fleet of part 23 jets designed
with conventional horizontal tails and
those that use trimmable elevators.
Airplanes that experienced upset
incidents involving out-of-trim
conditions were part 25 certificated
airplanes and designed with a
trimmable horizontal stabilizer.
The FAA received a comment from
Transport Canada, stating that this
requirement should apply to all
horizontal tail configurations as
required for transport category
airplanes. The FAA disagrees with
Transport Canada. The highperformance airplanes that will be
certificated under part 23 are similar to
those that have established a positive
service history using similar regulations;
therefore, this final rule has not been
changed as a result of this comment.
D. Structural Considerations for
Crashworthiness and High-Altitude
Operations
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1. Design and Construction
The FAA proposed changes to
§ 23.561 to address structural
requirements for engines contained
within the fuselage and located behind
the passenger cabin. The FAA proposed
these changes to: (1) Add structural
requirements to single-engine jets with
centerline engines embedded in the
fuselage, and (2) minimize the
likelihood of the engine breaching the
passenger compartment in the event of
an emergency landing. The proposal
would have reduced the potential for
the engine to separate from its mounts
under forward-acting crash loads and
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subsequently intrude into the passenger
compartment (i.e., cabin).
The FAA received several comments
on this proposed change. EASA
suggested the proposed rule should be
expanded to include any engine
mounted inside the fuselage and aft of
the cabin, not just turbojet engines. The
FAA agrees with EASA. Any engine
mounted in this type of configuration
may be a hazard to cabin occupants in
the event of an emergency landing, so
the regulation should not be limited to
turbojet engines. The proposed
amendment has been modified to
capture this comment.
Transport Canada stated that the
proposed load factors should be
adjusted upward if the VS0 of the
airplane exceeds 61 knots. The FAA
disagrees with Transport Canada since
the proposed regulation would require
the engine to be retained at 18 g in
combination with maximum takeoff
thrust. This approach is reasonable for
engine retention.
Transport Canada also stated that the
attached accessories need not be
required to withstand the added load of
maximum engine takeoff thrust since
accessories do not react to engine thrust
loads. The FAA disagrees with this
comment. While engine accessories
should not directly react to engine
thrust loads, engine accessories impart a
load to their mounting structure. This
load is typically highest when the
engine is producing maximum takeoff
thrust. The intent of this rule is to
ensure the engine and its accessories do
not penetrate the cabin in an emergency
landing.
Transport Canada further stated that
proposed § 23.561(e)(1)(ii), which in the
relevant part states ‘‘to deflect the
engine’’ may be too limited. The
commenter suggested there are other
methods an airplane designer may
propose, such as an energy-absorbing
bulkhead or barrier. We agree, and by
adopting this comment, the rule will be
more performance-based and preclude
dictation of the airframe design. The
FAA has changed this final rule
accordingly.
The FAA proposed changes to
§ 23.562 to require dynamic seat testing
for commuter category jets. The FAA
also proposed changes to the Head
Injury Criteria (HIC) calculation in
§ 23.562 to be consistent with the HIC
calculation contained in § 25.562.
Our intent with the proposed rule was
to codify a requirement that has become
industry practice. All manufacturers of
those recently certificated commuter
category jets have agreed to comply with
§ 23.562. It was not our intent to include
commuter category propeller-driven
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airplanes in § 23.562 in light of the
rulemaking history associated with that
effort.1 The FAA has decided against
adding commuter category propellerdriven airplanes to § 23.562 at this time.
The FAA reserves the right, however, to
reconsider this position in the future
should adverse service history suggest
changes are necessary.
In addition, the FAA received
comments from several organizations
indicating a mistake in the proposed
HIC calculation. The commenters stated
that the proposed definition of ‘‘a(t)’’
would require calculating HIC for the
entire head acceleration time, not just
for the time of impact with interior
components. The FAA agrees the
proposed rule did not specify the word
‘‘strike’’ when defining ‘‘a(t)’’ as the
total acceleration versus the time curve
for a head strike. The FAA has made the
necessary changes to the definition of
‘‘a(t)’’ in this final rule so it is clear that
HIC is calculated for the head strike
only.
The NPRM included new sections in
§§ 23.571, 23.573, and 23.574, which
noted additional requirements
referencing the new high altitude
requirements of § 23.841(e). These
additional requirements included the
establishment of a Limit of Validity
(LOV), as well as additional test
requirements. Several commenters,
including Cessna and GAMA, objected
to the LOV concept due to the burden
it could place on applicants. Upon
consideration of these comments the
FAA agrees we need additional time to
consider the need for LOV. Therefore,
we consolidated the requirements into
§ 23.571(d) and removed the reference
to § 23.841. Proposed § 23.841(e), which
contained the LOV and additional test
requirements, has been withdrawn.
Section 23.571(d) still requires the
damage tolerance option under § 23.573
to be used on airplanes that exceed
41,000 feet. Section 23.571(d) will also
require that damage tolerance be used to
evaluate structure for operations above
41,000 feet on all airplanes except
commuter category. Commuter category
airplanes are already required to use
damage tolerance under § 23.574. The
FAA has modified § 23.571 as discussed
and withdrawn the proposed revisions
to §§ 23.573 and 23.574.
In addition, GE stated it would be
difficult to comply with the proposed
§ 23.841, given all of the exemptions
granted for this rule in the past. The
FAA disagrees with this comment, but
GE is correct that a number of
exemptions have been granted.
1 The FAA provided a history of the previous
rulemaking effort in the NPRM. 74 FR 41522.
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However, all but one of the exemptions
were for part 25 airplanes. This single
part 23 airplane exemption dealt with
the method of compliance for this rule.
(See Exemption No. 5223; also, a copy
of this exemption will be placed in the
docket for this rulemaking.)
As noted above, the proposed rule has
been revised, and previous part 25
exemptions are irrelevant to the subject
part 23 airplanes. Several jets have
successfully met depressurization
profiles, thereby meeting appropriate
part 23 certification requirements.
The FAA proposed to clarify the use
of either the MD or the Dive Velocity
(VD) in § 23.629, whichever is
appropriate, for jets. As dive speeds
increase with high performance
airplanes, the compressibility effects of
the air become more significant;
therefore, it is more appropriate to refer
to MD instead of VD. Proposed changes
would have also allowed the use of a
‘‘demonstrated’’ flight dive speed (VDF/
MDF) instead of the theoretical speeds
(VD/MD) when flight flutter testing jets.
Using a demonstrated speed, in lieu of
a theoretical speed, can relieve some
compliance burden when an airplane is
unable to attain those theoretical dive
speeds during the test phase of an
airplane certification program.
Cessna stated that the FAA was
attempting to align the part 23 small
airplane flutter requirements with those
of part 25 for transport category
airplanes. The FAA does not agree with
this summary of the change. While the
change is similar to certain transport
category requirements, there was no
decision in this case to make this part
23 requirement identical to part 25
requirements. The FAA seeks only to
establish a category-appropriate rule for
jets which balances many factors; those
factors include risk management, safety,
and cost.
Cessna stated that in one paragraph
the FAA only made the change to add
the Mach dive speed designation, but
did not include the option for the
demonstrated flight speeds. The FAA
agrees with Cessna. It was inadvertently
omitted from the proposed rule
language. The FAA adopted that change
in the final rule.
Cessna further stated the proposal
implied that the flutter analysis need
only be performed to the demonstrated
flight speed. The FAA agrees the
wording was misleading and
ambiguous. Therefore, the proposed
language is revised to clarify that the
flutter analysis must be performed to 20
percent above the design dive speed or
20 percent above the design Mach dive
speed, whichever is appropriate.
Additionally, § 23.629 is revised to
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clarify that the 20 percent margin above
the design dive speed need not go above
Mach 1.0, as this unnecessarily
complicates the analysis.
2. Other Design Considerations
Proposed revisions to § 23.703
introductory text and paragraph (b)
would have added takeoff warning
system requirements to all airplanes
weighing more than 6,000 pounds and
to all jets. The definition of an unsafe
condition, in this case, is the inability
to rotate or prevent an immediate stall
after rotation. High temporary control
forces that can be quickly ‘‘trimmed
out’’ would not necessarily be
considered unsafe.
The FAA received two comments.
EASA suggested the rule did not
address all devices for a safe takeoff.
Diamond asked why this rule did not
apply to turboprops and piston-powered
airplanes.
Parking brakes and antiskid devices
are optional installations and cannot be
required by this rule; but if installed,
optional installations can be included in
the determination of an unsafe takeoff
condition. Also, this rule applies to all
airplanes weighing more than 6,000
pounds and to jets of any weight.
Therefore, turboprops and pistonpowered airplanes weighing more than
6,000 pounds are included. The FAA
inadvertently modified § 23.703(b) in
the NPRM. Our intent was to add a new
section, § 23.703(c). The FAA is
adopting § 23.703(c) as originally
intended and with a minor editorial
change.
The FAA changed the rejected takeoff
requirements in § 23.735, which were
previously only for commuter category
airplanes, to be applicable for all
multiengine jets weighing more than
6,000 pounds. The higher takeoff speeds
and distances for these airplanes make
the ability to stop in a specified distance
a safety issue.
Two commenters suggested adding
similar rejected requirements from part
25. Adding these part 25 requirements,
however, was not part of the NPRM. In
this case, the part 25 requirements are
too stringent for part 23 airplanes. We
cannot justify those more stringent
requirements based on our current
service history.
E. Powerplant and Operational
Considerations
Previous amendments to § 23.777
standardized the height and location of
powerplant controls because pilots may
become confused and use the wrong
controls on propeller-driven airplanes.
However, previous amendments did not
include single-power levers (which are
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75741
typical for electronically-controlled
engines). The FAA made an ELOS
finding for each airplane program that
included a single-power lever. Revised
paragraph (d) in § 23.777 incorporates
the ELOS language.
The FAA received one comment that
the requirement for power (thrust)
levers should be easily distinguishable
for human factor considerations instead
of one inch higher than mixture and
propeller levers. The FAA agrees with
this comment and revised the rule to
delete the one-inch requirement and
changed the wording to easily
distinguish the power levers from other
controls.
The FAA proposed to provide an
alternative to meeting the requirement
for an emergency exit above the
waterline on both sides of the cabin for
multiengine airplanes. The proposed
change to § 23.807 allows the placement
of a water barrier in the main cabin
doorway before the door is opened as a
means to comply with the above
waterline exit requirement. This barrier
is above the waterline and slows the
water inflow, thus allowing exit through
the main cabin door in a ditched
airplane. The FAA approved the use of
this barrier as an alternative to the above
waterline exit for several airplanes by
issuing an ELOS finding.
The FAA received two comments.
Emivest stated the rule language would
permit a main cabin door below the
waterline to be approved as an
emergency exit. Embraer stated a water
barrier should be allowed regardless of
whether the main cabin door is above
the waterline since the determination of
the waterline is undefined.
The FAA disagrees with both
comments. The new § 23.807(e)(3) states
‘‘may’’ because the new paragraph is an
option for paragraph (e)(2), which
specifies an overhead exit if side exits
cannot be above the waterline.
Furthermore, buoyancy analysis is
standard practice to determine the
waterline of an airplane. There is no
reason to provide a water barrier if the
emergency exit is above the waterline.
Therefore, no changes were made to the
proposal in this final rule.
The FAA proposed amending § 23.831
by adding new paragraphs (c) and (d),
which would include standards
appropriate for airplanes operating at
high altitudes beyond those included in
part 23. The changes were intended to
ensure that flight deck and cabin
environments do not result in the crew’s
mental errors or physical exhaustion.
Such an event would prevent the crew
from successfully completing assigned
tasks for continued safe flight and
landing of an airplane. An applicant
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may demonstrate compliance with
paragraph (d) of this requirement if the
applicant can show the flight deck
crew’s performance is not degraded.
Several new part 23 jet certification
programs include approval for
operations at altitudes above 41,000
feet. Additionally, the FAA issued
special conditions for operations up to
49,000 feet and changed rules for
structures and the cabin environment to
ensure structural integrity of the
airplane at higher altitudes. The FAA
also made rule changes to prevent
exposure of the occupants to cabin
pressure altitudes that could cause them
physiological injury or prevent the flight
crew from safely flying and landing the
airplane.
The FAA intended the requirement
‘‘* * * must not affect crew
performance so as to result in a
hazardous condition * * *’’ to mean
the crew can reliably perform published
and trained duties to complete a safe
flight and landing. In the past, a
person’s ability to track and perform
tasks was measured by crew
performance; however, acceptable crew
performance is limited to the
procedures defined by the manufacturer
or required by existing regulations. The
FAA uses ‘‘No occupant shall sustain
permanent physiological harm’’ to
describe the requirement that occupants
who may have required some form of
assistance must be expected to return to
their normal activities once treated.
Cirrus and Transport Canada stated
the proposal, as written, applied to all
phases of flight, including slow speed
phases. The proposal was intended to
apply to flight above 41,000 feet. The
final rule for paragraphs (c) and (d) is
changed to state the paragraphs are
applicable only for the cruise phase of
flight above 41,000 feet.
Diamond suggested the rule should
apply to all pressurized airplanes, not
just to jets. The intent of the proposal
was for it to apply to airplanes that
operate above 41,000 feet. The FAA is
unaware of any turboprops or pistonpowered airplanes that operate above
41,000 feet. Special conditions would be
applied to a turboprop or pistonpowered airplane with a maximum
service ceiling above 41,000 feet.
EASA stated two figures used for
high-altitude airplanes, regarding the
time temperature correlation, were not
included. That oversight is corrected in
this final rule.
We proposed amending requirements
in § 23.841 to prevent exposure of the
occupants to cabin pressure altitudes
that could keep the flight crew from
safely flying and landing the airplane, or
cause permanent physiological injury to
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the occupants. The changes provide
airworthiness standards that allow
subsonic, pressurized jets to operate at
their maximum achievable altitudes—
the highest altitude an applicant can
choose to demonstrate the effects to
several occupant-related items after
decompression. The applicant must
show that: (1) The flight crew would
remain alert and be able to fly the
airplane, (2) the cabin occupants are
protected from the effects of hypoxia
(i.e., deprivation of adequate oxygen
supply), and (3) if some occupants do
not receive supplemental oxygen, they
are protected against permanent
physiological harm.
Several new part 23 jet certification
programs include approval for
operations at altitudes above 41,000
feet. Additionally, we issued special
conditions for operations up to 49,000
feet. In this final rule, we changed rules
for structures and the cabin
environment to ensure structural
integrity of the airplane at higher
altitudes.
Earlier amendments required the
cabin pressure control system to
maintain the cabin at an altitude of not
more than 15,000 feet if any probable
failure or malfunction in the
pressurization system occurred. Cabin
pressure control systems on part 23
airplanes frequently exhibit a slight
overshoot above 15,000 feet cabin
altitude before stabilizing below 15,000
feet. Existing technology for cabin
pressure control systems on part 23
airplanes cannot prevent this
momentary overshoot, which prevents
strict compliance with the rule. The
FAA granted ELOS findings for this
characteristic because physiological
data show that the brief duration of the
overshoot has no significant effect on an
airplane’s occupants.
Special conditions issued for part 23
jets to operate at altitudes above 41,000
feet are equivalent to the requirements
in § 25.841 adopted in Amendment 25–
87 (61 FR 28684, June 5, 1996). The
amendment in this final rule modified
§ 23.841 to include requirements for
pressurized cabins previously covered
only in special conditions. The special
conditions required consideration of
specific failures. Part 25 incorporated
reliability, probability, and damage
tolerance concepts addressing other
failures and methods of analysis after
the issuance of the special conditions.
Sections 23.571, 23.573, and 23.574
address the damage tolerance
requirements. This final rule requires
the use of these additional methods of
analysis.
Part 23 requires a warning of an
excessive cabin altitude at 10,000 feet.
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Part 23 does not adequately address
operations at airfield elevations above
10,000 feet. Rather than disable the
cabin altitude warning to prevent
nuisance warnings, the FAA has issued
ELOS findings allowing the warning
altitude setting to be shifted above the
maximum approved field elevation, not
to exceed 15,000 feet. The FAA
proposed to modify § 23.841 to
incorporate language from existing
ELOS findings into the regulation.
The FAA received nine comments on
this proposal. Several commenters
disagreed with the structure of the
initial proposed rule, the use of the
noted damage tolerance principles, and
the general systems rule for
pressurization at high altitude. While
EASA supported establishment of a
Limit of Validity (LOV) and additional
testing, Cessna, Embraer, and GAMA
disagreed with the implementation of
these concepts, which are not currently
used in part 23.
In response to comments from GAMA
and Embraer, the FAA changed
paragraph (b)(6)(ii) to permit a single
operation for high altitude takeoffs and
landings. In response to a comment
from GE, paragraph (c)(2) is changed to
exclude improbable failures.
In addition, ruptures must be limited
to control pressurized cabin breeches.
Rapid pressure loss at high altitudes
may result in physiological damage to
the occupants. Section 23.841 defines
acceptable depressurization profiles in
such an event, and the pressurized
structure serves as a part of the system
to ensure the minimum cabin pressure
is maintained. To control the cabin
pressure vessel breeches in the fuselage
structure, the noted damage tolerance
principles are used (specifically
borrowing the process referenced in
§ 23.573(a) or (b)).
F. General Fire Protection and
Flammability Standards for Insulation
Materials
The FAA proposed upgrading
flammability standards for thermal and
acoustic insulation materials by adding
a new § 23.856. The previous standards
did not realistically address situations
where thermal or acoustic insulation
materials may contribute to producing a
fire. The changes are based on the
requirements in § 25.856(a) and part VI,
Appendix F, which were adopted
following accidents involving part 25
airplanes, such as the Swissair MD–11.
The proposed new standards would
enhance safety by reducing the
incidence and severity of cabin fires,
particularly those in inaccessible areas
where thermal and acoustic insulation
materials are installed.
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The proposed new standards also
would include flammability tests and
criteria that address flame propagation.
They would apply to thermal/acoustic
insulation material installed in the
fuselage of part 23 airplanes.
Prior amendments focus almost
exclusively on materials located in
occupied compartments (§ 23.853) and
cargo and baggage compartments
(§ 23.855). The potential for an in-flight
fire is not limited to those specific
compartments. Thermal/acoustic
insulation can be installed throughout
the fuselage in other areas, such as
electrical or electronic compartments or
surrounding air ducts, where the
potential also exists for materials to
spread fire.
Proposed § 23.856 accounts for
insulation installed within a specific
compartment in areas the regulations
might not otherwise cover and is
applicable to all part 23 airplanes,
regardless of size or passenger capacity.
Advisory material describing test
sample configurations to address design
details (e.g., tapes and hook-and-loop
fasteners) is available in DOT/FAA/AR–
00/12, Aircraft Materials Fire Test
Handbook, April 2000.
Cessna stated this proposal should be
limited to commuter category airplanes.
The FAA disagrees because this hazard
is not limited to commuter category
airplanes. In addition, there has been a
certification project to install this
insulation in a normal category airplane.
G. Additional Powerplant and
Operational Considerations
We inadvertently proposed to add
requirements to § 23.903(b)(2) when we
meant to propose a new paragraph
(b)(3). This proposal was intended to
protect passengers and maintain the
ability for continued safe flight and
landing following a fan disconnect
event for fuselage-embedded, jet-engine
installations.
The FAA received six comments on
this proposed rule change. Cirrus favors
avoiding the use of the ‘‘embedded’’
classification altogether; the FAA does
not. The crux of Cirrus’ position relates
to the requirements for fire protection of
embedded engines, and not protection
against fan disconnect. Hawker
Beechcraft, GE, and EASA commented
on assessing the threat from fan
disconnect questions as the means of
compliance to this rule change.
For each airplane with an embedded
engine, the FAA will provide projectspecific guidance for an acceptable
means of compliance regarding fandisconnect concerns. If the engine does
not have a failure mode that results in
a fan-disconnect event, then basic
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compliance would need to show the
failure cannot occur. In this instance, no
further showing of compliance would be
required. Transport Canada supports the
rule change.
The FAA proposed adding a
paragraph to § 23.1141 to require
electronic engine control systems to
meet the equipment, systems, and
installation standards of § 23.1309. The
FAA has applied this requirement to all
digital engine control installations in
part 23 airplanes by special condition
for over ten years. The proposed rule
change for § 23.1141 would have
codified the requirements previously
applied via special condition.
The FAA received six comments on
this proposed rule change. Most of the
comments questioned the need for the
specific application of § 23.1309 to
electronic engine control systems.
Diamond, GAMA, and Hawker
Beechcraft stated that compliance was
already required. Cessna stated there
were similar requirements in
§ 23.1141(e). GE stated there were no
commensurate requirements in part 25,
and that engine control was certificated
in part 33. Transport Canada suggested
the change should only address the
electromagnetic environment and
compatibility requirements, rather than
all of § 23.1309.
The FAA has not directly adopted
these comments. However, the
comments highlighted the difficulties in
using § 23.1309 as the primary means by
which to certificate electronic engine
control system installation. There are
conflicts between the guidance material
for § 23.1309 and propulsion system
certification. One example is a singleengine turbine-powered airplane with a
failure of the electronic engine control
system which cannot meet the failure
probability commensurate with the
hazard. As a result, applicants have
elected to declare a reduced hazard
severity of a failure of the electronic
engine control system. This is not the
intent of § 23.1309. The greater hazard
severity should drive lower probability
of failure, and the higher probability of
failure should not drive the lower
hazard severity.
There is also a conflict between the
hazard severity of a failure of an
electronic engine control system and the
required test levels for lightning and
high intensity radiated frequency
(HIRF). Testing to a level lower than
required for a catastrophic failure
results in a lower level of safety than the
mechanical system it replaces. This is
contrary to the intent of the certification
requirements. As a result, the FAA
decided to withdraw the proposed rule
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75743
change and will continue to require the
test levels via special conditions.
We also proposed to expand the
requirement in § 23.1165(f) for all
turbine engine installations in
commuter category airplanes, as it is
currently limited to turboprops. The
revision to the rule covers all turbines
in the commuter category and removes
the propeller driven restriction. (The
definition of commuter category is also
changed in § 23.3(d).)
Transport Canada stated that the
proposed rule conflicted with the gas
turbine ignition systems for restarting an
engine in flight, as required by
§ 23.903(e)(3), (f) and (g). The FAA does
not agree with this comment, as there is
no conflict with the cited rules. Embraer
suggested that the rule should be
reworded to state ‘‘* * * each turbine
engine ignition system must be
considered an essential electrical load.’’
The FAA disagrees, as the suggested
change does not change the substance of
the rule. The proposal is adopted
without change.
H. Additional Powerplant Fire
Protection and Flammability Standards
When the FAA initially introduced
powerplant fire protection provisions in
part 23, jet engines were not embedded
in the fuselage, or in pylons on the aft
fuselage, for airplanes certificated to
part 23 standards. Sections 23.1193,
23.1195, 23.1197, 23.1199, and 23.1201
added fire protection requirements for
commuter category airplanes.
Manufacturers also provide fire
prevention through minimizing the
potential for the ignition of flammable
fluids and vapors. Historically, pilots
were able to see engines and identify
fires or use the incorporated fire
detection systems, or both. The ability
to see engines provided for the rapid
detection of fires, which led to fires
being rapidly extinguished. However,
engine(s) embedded in the fuselage or in
pylons on the aft fuselage do not allow
the pilot to see a fire.
For airplanes equipped with fuselageembedded engines, the consequences of
a fire are more varied, adverse, and
difficult to predict than an engine fire
for a typical part 23 airplane. An engine
embedded in the fuselage offers
minimal opportunity to actually see a
fire. Therefore, an engine’s location
becomes critical to the ability to see and
extinguish an engine fire. With fuselageembedded engines, an engine fire could
affect both the airplane’s fuselage and
the empennage structure, which include
the pitch and yaw controls. A sustained
fire could further result in the loss of
airplane control before a pilot could
make an emergency landing.
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Transport Canada stated that a
clarification for embedded engines
would be useful. The FAA believes the
term ‘‘embedded’’ is not confusing. A
general definition of the term, which is
to enclose closely in a surrounding
mass, is adequate. Therefore, we do not
provide further clarification of the term
in this final rule.
The FAA also proposed to change
requirements in § 23.1195 for fire
extinguishing systems, extinguishing
agent containers, and fire extinguishing
system materials. Diamond and Cirrus
stated the issue is location of the
engine(s) rather than the airplane
category or type of engine. The FAA
agrees and modified the rule to make it
applicable to all part 23 airplanes with
fuselage-embedded engines and to any
part 23 airplanes with engines mounted
in pylons on the aft fuselage. For
embedded engine installations, a twoshot fire-extinguishing system would be
required because the metallic
components in the fire zone can become
hot enough to reignite flammable fumes
after extinguishing the first fire.
GAMA, Cessna, and Cirrus objected to
the requirement for a two-shot fire
extinguishing system if an engine is
embedded. Commenters had various
reasons for their objections. However,
while engines other than those
embedded in a fuselage could reignite a
fire, the hazard of fire damage to
empennage flight controls or primary
structure is greater for embedded
engines than for other engine mounting
installations. Cirrus also stated the rule
change was not needed because small
airplanes, including some jets, can
descend and land in 15 minutes, as
stated in the NPRM.
We agree that some jets will likely be
able to descend and land in 15 minutes
without a problem, if an adequate
airport is available. However, altitude is
only one issue. These airplanes are
approved for Instrument Flight Rules
(IFR), so the ability to continue safe
flight and landing also must consider
time to descend under Air Traffic
Control (ATC) through Instrument
Meteorological Conditions (IMC) and
make an approach and a go-around.
Also, the ability to land off airport is an
issue for an airplane with a 65 knot or
higher stall speed.
I. Avionics, Systems, and Equipment
Changes
The FAA proposed removing
§ 23.1301(d) to improve standardization
for systems and equipment certification,
particularly for non-required equipment
and non-essential functions embedded
within complex avionic systems. EASA
stated it will retain § 23.1301(d).
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Individuals also asked the FAA to retain
this paragraph for non-required
equipment and systems and intended
functions.
Section 23.1301(d) is directed towards
environmental qualifications and
operating conditions of the equipment
and systems. The requirement in
§ 23.1309(a) replaces the requirement in
§ 23.1301(d) and, if § 23.1301(d) were
retained, there would be a duplication
of requirements. The requirement for
intended function is further explained
in §§ 23.1309(a)(1) and (a)(2) and the
NPRM.
Removal of § 23.1301(d) aligns with
the proposed changes to § 25.1301(d)
that was developed by the Joint
Aviation Authorities (JAA) of Europe
and the Aviation Rulemaking Advisory
Committee (ARAC), which was
established on January 22, 1991 (56 FR
2190). We have decided to adopt this
proposal without change.
Proposed § 23.1305 would have
eliminated the need for an ELOS finding
for digital engine display parameters. It
would have added requirements
regarding usability for an ELOS finding.
In addition, the ELOS finding would
include the requirements for color
indications for normal operation,
operation in a caution range, and
exceeding any limitation. These
changes, however, were not part of the
NPRM. Furthermore, there would still
be a need for an ELOS finding for digital
engine display parameters due to the
digital indications being noncompliant
with the requirements of § 23.1549.
The FAA received seven comments.
The FAA did not adopt these comments
since the FAA is withdrawing the
proposed change to § 23.1305.
The FAA proposed § 23.1307 to
require applicants to install the
equipment necessary for anticipated
operations (for example, operations
identified in parts 91 and 135 and
meteorological conditions). Cirrus,
Embraer, and GAMA stated that the
examples identified in proposed
§ 23.1307 add little value and could
increase burden on the manufacturer.
The FAA agrees the certification
applicant does not need to comply with
the operational requirements of parts 91
and 135 at the time of certification.
Therefore, we are withdrawing this
proposal.
The FAA proposed changing the
requirements for two different types of
equipment and systems installed in the
airplane. Section 23.1309 lists the
qualifiers ‘‘under the airplane operating
and environmental conditions.’’ This
section also describes two actions for
the applicant. First, the applicant must
consider the full normal operating
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envelope of the airplane, as defined by
the Airplane Flight Manual, with any
modification to that envelope associated
with abnormal or emergency procedures
and any anticipated crew action.
Second, the applicant must consider the
anticipated external and internal
airplane environmental conditions, as
well as any additional conditions where
equipment and systems are assumed to
‘‘perform as intended.’’
Section 23.1309(a)(2) requires
analysis of any installed equipment or
system with potential failure condition
that are catastrophic, hazardous, major,
or minor to determine their impact on
the safe operation of the airplane. The
applicant must show that they do not
adversely affect proper functioning of
the equipment, systems, or installations
covered by § 23.1309 and do not
otherwise adversely influence the safety
of the aircraft or its occupants.
Section 23.1309(a)(2) does not
mandate that non-required equipment
and systems function properly during
all airplane operations once in service,
provided all potential failure conditions
have no effect on the safe operation of
the airplane. The equipment or system
must function in the manner expected
by the manufacturer’s operating manual
for the equipment or system. An
applicant’s statement of intended
function must be sufficiently specific
and detailed so that the FAA can
evaluate whether the system is
appropriate for the intended function(s).
Garmin and Hawker Beechcraft stated,
‘‘* * * radio frequency energy and the
effects (both direct and indirect) of
lightning strikes’’ should be removed
from § 23.1309(a)(1). Their rationale is
that there are specific requirements in
§ 23.1308 for HIRF and for lightning in
§§ 23.867 and 23.954.
The NPRM included this phrase to
replace the existing general
requirements in § 23.1309(e) for the
indirect effects of lightning. Since there
is a specific HIRF requirement in
§ 23.1308, the FAA agrees to remove the
words ‘‘radio frequency.’’ Sections
23.867 and 23.954 are requirements for
the direct effects of lightning; therefore,
the FAA also agrees to remove the word
‘‘direct.’’
Several months after the FAA issued
the NPRM for this rule, the FAA issued
an NPRM (75 FR 16676, April 2, 2010)
proposing specific requirements for the
indirect effects of lightning in proposed
§ 23.1306. The FAA plans to keep the
requirement for indirect effects of
lightning in § 23.1309(a)(1) until that
final rule publishes.
GAMA and Garmin suggested deleting
the phrase ‘‘or systems whose improper
function could reduce safety’’ in
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§ 23.1309(a)(1). However, they agree to
the explanation of the requirements in
the preamble of the NPRM. They also
stated the rule would be challenging to
comply with since proposed
§ 23.1309(b) deals with failure
conditions such as the effects of
malfunctions. The FAA agrees and has
removed the phrase.
Several commenters stated that
§ 23.1309(a)(2) should be revised by
replacing the beginning phrase ‘‘Those
required for type certification or by
operating rules and other’’ with ‘‘Any.’’
This revision is not a substantive
change, and the FAA has revised the
phrase as requested.
Cessna and Garmin stated that the
safety assessment process in proposed
§ 23.1309(b) should not supersede the
HIRF requirements of § 23.1308 and
proposed § 23.1306, electrical and
electronic system lightning protection.
They also stated that the environmental
effects, such as HIRF and lightning,
should not be considered in
combination with another single failure
or pre-existing latent failure. The FAA
agrees.
We proposed that § 23.1309(a)(3) be
applicable for all functional reliability,
flight testing, or flight evaluations.
Proposed § 23.1309(a)(3) was revised to
be applicable during Type Inspection
Authorization (TIA) and FAA flightcertification testing.
Proposed § 23.1309(a)(3) is being
changed to § 23.1309(b) in this final
rule. Cessna, Embraer, and Garmin
stated that the probability requirements
were not appropriate for typical
certification flight test, but portions of
the preamble material are appropriate
for advisory material. They also
commented that root cause analysis and
corrective action is the current industry
practice and should be reflected in the
rule. The FAA does not intend for the
probability requirements, based on
random distribution across a fleet of
aircraft, to be applied on the beginning
phase of operation. The FAA accepted
these comments and modified proposed
§ 23.1309(b) in this final rule. This
section was revised to be applicable
during TIA and FAA flight-certification
testing. This requirement now reads:
‘‘Minor, major, hazardous, or
catastrophic failure condition(s), which
occur during TIA or FAA flightcertification testing, must have root
cause analysis and corrective action.’’
The FAA expects the applicant to
show the system does not exhibit
unintended or undesirable failure
conditions that are minor, major,
hazardous, or catastrophic. Guidance
will be provided in AC 23.1309–1E.
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Garmin stated that the FAA removed
the catastrophic failure condition
limitation for the Visual Flight Rules
(VFR) airplane from proposed
§ 23.1309(b) without explanation. We
removed this limitation since airplanes
limited to VFR operation may have
technologies that were not envisioned
when Amendment 23–41 was
developed. The advanced complex
technologies now being installed also
need to undergo the system safety
assessment process.
Several proposed amendments to
introductory text for § 23.1309 and
Appendix K would have codified a
long-established means of compliance
with current equipment, systems, and
installations requirements. We also
proposed updating failure condition(s)
terminology used in related system
safety assessment documents developed
by industry working groups (e.g., RTCA
and the Society of Automotive
Engineers (SAE)). Some of this material
identifies four classes of airplanes, as
defined in Appendix K, and applies
appropriate probability values and
development assurance levels for each
class. The FAA added this material as
proposed requirements in the NPRM
due to problems with one significant
certification program.
EASA stated that the proposed
requirements and current requirements
are applicable and no hierarchy is
implied. EASA also stated that both
specific and general requirements
should apply, and the exceptions to
other requirements should be listed.
Time and the often case-by-case nature
of exceptions do not permit the FAA to
list all (potential) exceptions for
§ 23.1309. The FAA has withdrawn the
proposed exceptions from § 23.1309 but
will list some of them in AC 23.1309–
1E. The FAA will determine and
consider additional exceptions in future
revisions of AC 23.1309. Until then,
applicants and certification authorities
should contact the FAA, Small Airplane
Directorate for approval of additional
exceptions.
Boeing, Cessna, Cirrus, Diamond,
Embraer, GAMA, Garmin, GE, and
Hawker Beechcraft stated that the
guidance and clarification to proposed
sections and Appendix K should not be
regulatory text and should only be in
the guidance material of AC 23.1309–
1E. They stated that most of these
proposed changes would result in more
confusion and less standardization.
They also asserted that there would be
more exemptions, ELOS findings, and
complicated compliance demonstrations
with no safety benefit. As such, this
would cause additional burden,
inefficiencies, and cost. The
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commenters further asserted that having
this material available only as guidance
would allow the applicant to choose an
alternative to the proposed requirements
as a means of compliance.
The FAA acknowledges that there has
not been a problem with most
applicants using this material as a
means of compliance when only using
AC 23.1309–1D, except for one typecertification program. Therefore, the
FAA has decided not to proceed with
the pertinent proposed amendments to
§ 23.1309(b)(4), (b)(5), (c), (d), and (e)
and will also not codify Appendix K. As
requested, this material will remain
available as a means of compliance in
AC 23.1309–1E. Proposed §§ 23.1309
(b)(1), (b)(2), and (b)(3) are now
redesignated as §§ 23.1309(c)(1), (c)(2),
and (c)(3) since proposed § 23.1309(a)(3)
is redesignated as § 23.1309(b) in this
final rule, as discussed above.
Cirrus stated that note 5 in figure 2 of
AC 23.1309–1C/D, should also be in
Appendix K. Neither Appendix K nor
figure 2 of AC 23.1309–1E contained
note 5 as AC 23.1309–1C/D did. Note 5
allows an additional reduction of
Development Assurance Level (DAL) for
Navigation, Communication, and
Surveillance Systems if an altitude
encoding altimeter transponder is
installed and it provides the appropriate
mitigations.
This note was deleted since it was
misused, and it is not appropriate to use
a transponder as mitigation. If the
transponder is actually providing
mitigations for failure conditions, then
the note is unnecessary for the system
assessment process. Note 5 is removed
from AC 23.1309–1E and, as stated
above, the proposal to codify Appendix
K is withdrawn.
GE stated that the implementation of
the four classes of airplanes, in
Appendix K of the NPRM, has a sliding
scale of acceptable risk/severity. That
scale depends on airplane category, and
it introduces inconsistency with other
rules. GE believes this may lead to
confusion of different numeric
interpretations depending on the size of
the airplane.
The FAA developed the four classes
of airplanes in AC 23.1309–1C over
10 years ago for the implementation of
modern avionics that provide safety
benefits in part 23 airplanes. History has
shown that developing the four classes
improves safety, without confusion, due
to the new features on electronic
systems being installed. The aviation
industry as a whole is on the threshold
of a revolutionary change in
communication, navigation, and
surveillance of aircraft operations. The
four-class certification criteria have
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been shown to be beneficial for new
technologies and affordable for General
Aviation. The FAA considers the fourclasses more appropriate for an advisory
circular and has decided to retain the
four classes of airplanes in AC 23.1309–
1E and to remove Appendix K.
The FAA proposed revising
§ 23.1309(f) to make it compatible with
the current § 23.1322 (‘‘Warning,
caution, and advisory lights’’), which
distinguishes between caution, warning,
and advisory lights installed on the
flight deck. Other paragraphs were
deleted from this section, as mentioned
earlier; therefore, § 23.1309(f) has been
redesignated as § 23.1309(d). Rather
than only providing a warning to the
flight crew, which is required by the
current rule, newly redesignated
§ 23.1309(d) requires that information
concerning an unsafe system operating
condition(s) be provided to the flight
crew.
Section 23.1309(d) also specifies that
the design of systems and controls,
including indications and
annunciations, must reduce crew errors
that could create more hazards. The
additional hazards to be minimized
include those caused by inappropriate
actions by a crewmember in response to
the failure, or those that could occur
after a failure.
The FAA proposed a new § 23.1310
that was previously part of § 23.1309.
The proposed change would not have
changed the current requirements; the
only change would have been the new
section designation.
In the past, § 23.1309 and § 25.1309
had the same power source
requirements. Then, there was a
proposal for part 25 to move these
requirements from § 25.1309 to
§ 25.1310 without change. In
Amendment 25–123 (72 FR 63405,
November 8, 2007), the proposed
requirements were changed for
clarification without substantial changes
to the requirements.
GAMA suggested a revision for
clarification. Therefore, the FAA made a
change to § 23.1310 in the final rule by
adopting the requirements in § 25.1310.
This will also provide consistency in
our standards.
The FAA also proposed amendments
for plain language purposes. Transport
Canada stated the word ‘‘instrument,’’
which appears in several section titles
in part 23, should be replaced with
‘‘indications.’’ The FAA disagrees and
maintains that the use of the word
‘‘instrument’’ is clear and appropriate.
GAMA stated the requirements in
§ 23.1311(a)(5) should only be
applicable when part 23 airplanes are
operating in IFR conditions. GAMA also
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noted that some of the equipment listed,
like attitude, is not required for Visual
Flight Rules (VFR). The FAA agrees
attitude instruments are not required for
VFR operations under part 91.
The redundancy requirements for
some flight instruments or indicators
may be too restrictive for airplanes
limited to VFR operations only. This has
caused several applicants to request an
ELOS from § 23.1311(a)(5) for
installation approval of electronic
displays in part 23 airplanes limited to
VFR operations only. The FAA agrees
with this comment since it would
reduce the burden of processing
multiple ELOS findings.
We proposed clarifying the
requirements for ‘‘sensory cues’’ in
§ 23.1311(a)(6). We also proposed
amending § 23.1311(a)(7) to make
acceptable instrument markings on
electronic displays equivalent to those
instrument markings on conventional
mechanical and electromechanical
instruments. Several commenters
suggested minor changes to the
requirements for clarification. The FAA
agrees with most of these changes and
has made them in this final rule.
The FAA proposed amending
§ 23.1311(b) by replacing the phrase
‘‘remain available to the crew, without
need for immediate action’’ with ‘‘be
available within one second to the crew
by a single pilot action or by automatic
means.’’ This proposal would allow an
applicant to take credit for reversionary
or secondary flight displays on multifunction flight displays that provide a
secondary means of primary flight
information.
Embraer stated the one-second
requirement in § 23.1311(b) should be
limited to the display of attitude. The
FAA disagrees but acknowledges that in
most current certifications of part 23
airplanes, the attitude is the only
information considered essential for
continued safe flight and landing. The
FAA does not want to limit the onesecond requirement to only attitude.
With the expansion of future advanced
technologies, some airplanes may have
other information essential for
continued safe flight and landing.
GAMA, Cessna, and Garmin
commented on making minor changes to
proposed § 23.1311 for clarification. We
incorporated most of these changes.
Garmin suggested other minor
recommendations to the NPRM. We also
accepted most of these
recommendations. They will be
reflected in AC 23.1311–1C.
To meet the jet performance
requirements in Subpart B, the pilot
needs accurate speed indicators while
accelerating on the runway. We
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proposed revisions to add the
requirement to calibrate the airspeed
system down to 0.8 of the minimum
value of V1. We also proposed the
language used in part 25 for this same
requirement because it is more in line
with operating new part 23 jets.
Diamond asked why this requirement
is specific to jets and commuter category
aircraft. Additionally, Diamond found
the wording used in proposed
§ 23.1323(e) confusing and suggested
that it be reworded. If the intent is to
keep this rule applicable to multiengine
and commuter jets, then the commenter
recommends removing the words
normal, utility, and acrobatic (which
represent the different categories of
aircraft).
The requirement in the prior
amendment for § 23.1323(e) was
applicable to the commuter category
because only those part 23 airplanes
were required to be certificated for
accelerate-stop testing. The proposed
amendment changed § 23.55 to require
accelerate-stop testing for multiengine
jets weighing more than 6,000 pounds,
as well as commuter category airplanes.
A multiengine airplane can be
commuter category, but it may also be
in the normal, utility, or the acrobatic
category. This final rule will clarify that
all multiengine jets weighing more than
6,000 pounds are subject to acceleratestop testing, regardless of category or
whether it is a turboprop or jet. This
final rule also adds the requirement to
calibrate the airspeed system down to
0.8 of the minimum value of V1.
Changes to pitot heat indication
systems requirements in § 23.1326 were
not included in the NPRM. Cessna
stated that the previous rule required an
amber light during startup and taxi
when there was no safety issue. Since
current annunciation systems provide
the ability to change the annunciation of
pitot heat during flight phases to amber,
the rule should acknowledge the
capability. Cessna suggested that the
rule specify the following: ‘‘If a flight
instrument pitot heating system is
installed to meet the requirements
specified in § 23.1323(d), an indication
system must be provided to indicate to
the flight crew when that pitot heating
system is not operating during takeoff or
in flight.’’
The FAA agrees, but the amber light
must be operating except when the
airplane is on the ground. However,
since this comment is beyond the scope
of the current rulemaking, the FAA did
not include this change in the final rule.
The FAA further proposed to change
requirements for instruments that use a
power source. Proposed § 23.1331
would apply to instruments that rely on
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a power source to provide required
flight information for IFR operations.
Independent power sources must be
provided for these instruments or a
separate display of the parameters that
have a power source independent from
the airplane’s primary electrical power
system. Embraer requested clarification
of § 23.1331(c)(2) without substantial
change to the requirements. The FAA
agrees and made those changes in this
final rule.
Cirrus stated that an additional
heading display should not be required
in § 23.1331(c)(2) for small general
aviation aircraft since heading has a low
safety criticality relative to altitude,
attitude, and airspeed for this class of
airplane. The FAA disagrees since an
additional or separate display is not
required if there are two independent
power sources. Heading is an important
parameter, and § 91.205 requires a
stabilized heading source for IFR
operations, in addition to the magnetic
direction indicator.
Proposed amendments for storage
battery design and installation in
§ 23.1353 would have added additional
battery endurance requirements to
enhance safety based on the airplane’s
altitude performance. The proposal
addressed the power needs of new allelectrical instruments, navigation and
communications equipment, and engine
controls.
When those requirements were
initially adopted, part 23 airplanes were
mostly mechanical. All-electric, or
almost all-electric airplanes were not
envisioned. Previously, the FAA
required 30 minutes of sufficient
electrical power for a reduced or
emergency group of equipment and
instrumentation. The FAA considered
30 minutes adequate to reach VFR
conditions to continue flying to an
adequate airport and to accomplish a
safe landing for traditional part 23
airplanes.
Integrated electrical cockpits were
also not envisioned during initial
development of those requirements.
Currently, new part 23 airplanes are
being certificated with all-electrical
instruments, including the standby
instruments. This reliance on electric
power has increased the importance of
ensuring adequate battery power until
the pilot can descend and make a safe
landing.
Most new turbine-powered airplanes,
and some turbocharged, piston-powered
airplanes, operate at high altitudes
under IFR. Under these conditions, 30
minutes may not be adequate for battery
power because it would take more time
to descend from maximum altitude to
find visual meteorological conditions
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(VMC) and land, or to perform an
instrument approach for a landing. For
these reasons, the proposed requirement
would extend the battery time
requirement to 60 minutes for approved
airplanes with a maximum operating
altitude above 25,000 feet. The 30
minute battery capacity was retained for
airplanes with a maximum operating
altitude of 25,000 feet or less.
We received five comments on this
issue. Cessna, Diamond, and GAMA
stated that the 60-minute battery
capacity should not be required. They
suggested a requirement to demonstrate
descent and landing plus 10 minutes.
Cirrus recommended a second energy
source instead of a 60-minute battery.
EASA suggested including the time to
recognize the failure and take load
shedding action, which was
inadvertently omitted in the NPRM.
The FAA disagrees with the Cessna,
Diamond, and GAMA’s comments.
While jets often have speed brakes and
a high dive speed, the rule requires
descent and landing. Jets also typically
have high stall speeds, which may limit
the number of airports where they can
safely land, and off-airport landing
capability is minimal. There are also
piston-powered airplanes that operate
above 25,000 feet with turbocharging,
which do not have the dive speed and
speed brakes often installed in jets. All
of these airplanes can operate in IMC,
which can delay the landing. Thus, the
60-minute battery capacity is valid for
higher performance aircraft that operate
above 25,000 feet.
The FAA also disagrees with Cirrus
that a separate power source is superior
to a 60-minute battery. Single- or dualpower sources are not causes for
concern because the intent of
§ 23.1353(h) is to assume the loss of all
generated power.
There was not a proposal in the
NPRM to revise § 23.1431, electronic
equipment, but editorial changes have
become necessary since there were
paragraph designation changes in
§ 23.1309.
We proposed changing requirements
in § 23.1443 for minimum mass flow of
supplemental oxygen. The FAA has
addressed oxygen systems for airplanes
operating above 41,000 feet using
special conditions derived from part 25.
A large number of new jets and highperformance airplanes applying for part
23 certification operate at higher
altitudes than previously envisioned for
part 23 airplanes. Proposed revisions
would establish requirements for those
oxygen systems. These proposed
revisions would also eliminate the need
for oxygen system special conditions for
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airplanes with maximum operating
altitudes above 41,000 feet.
Cessna and EASA stated that the
proposed rule conflicted with another
rule for crew oxygen equipment since a
continuous oxygen system is
unacceptable for the crew at that
altitude. The FAA agrees and has
modified § 23.1443(a) to apply
continuous flow oxygen systems only to
passengers for operations above 41,000
feet as required by § 23.1441(d).
J. Placards, Operating Limitations, and
Information
Proposed revisions to airspeed
limitations in § 23.1505(c) would
include jet-specific V-speeds. This
proposal would base airspeed limits on
a combination of analytical (VD/MD) and
demonstrated (VDF/MDF) dive speeds for
jets.
The FAA received one comment from
EASA. EASA stated that it applies a
special condition for high-speed
characteristics not included in our
proposal. Again, EASA’s comment
suggests performance-based standards.
Amending part 23 to a performancebased standard is a substantially larger
initiative than this rulemaking effort.
The FAA also proposed amendments
that were clarifying in nature so
applicants would understand that they
may need additional equipment for their
airplane(s) to conduct part 135
operations. Part 23 is a minimumperformance standard, and it may not
include all the required equipment for
operations under part 135. Proposed
revisions to § 23.1525 would include
parts 91 and 135 as potential kinds of
authorized operation.
The FAA received comments from
Transport Canada, Embraer, Cirrus, and
Diamond. All four commenters stated
that the operating rules should not be
referenced in part 23. There was
concern the proposed revisions could be
misinterpreted and increase the
certification burden to manufacturers.
We do not intend to add any burden to
manufacturers. We simply wanted to
remind them that in many cases, part
135 operations require additional
equipment not typically installed as
standard equipment in part 23
airplanes. However, in light of those
comments, this proposal is withdrawn.
The FAA proposed revising
§§ 23.1583(c)(3), 23.1583(c)(4), and
23.1583(c)(5), operating limitations;
§ 23.1585(f), operating procedures; and
§ 23.1587(d) performance information
by applying most commuter category
performance requirements to jets
weighing over 6,000 pounds. The
proposed AFM requirements would
maintain consistency with the
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performance requirements proposed in
Subpart B. These requirements include
the single-engine climb performance
increase for turboprops.
The FAA received three comments,
one from EASA, Diamond, and
Transport Canada. EASA states that it
requires a special condition for landing
distance factors not included in our
proposal. This comment is outside the
scope of this rulemaking effort.
Diamond questioned the distinction
between turbines and high-performance
piston airplanes. The FAA agrees
conceptually with these comments, but
they are also beyond the scope of this
rulemaking effort. Transport Canada
stated that part 23 jets should include
data for wet and contaminated runways.
The upcoming part 23 regulatory review
for future rulemaking will consider
performance data.
burdens imposed on the public. The
FAA has determined that there is no
new requirement for information
collection associated with this final
rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires agencies to prepare a written
assessment of the costs, benefits, and
other effects of proposed or final rules
that include a Federal mandate likely to
result in the expenditure by State, local,
or Tribal governments, in the aggregate,
or by the private sector, of $100 million
or more annually (adjusted for inflation
with base year of 1995). This portion of
the preamble summarizes the FAA’s
analysis of the economic impacts of this
final rule. Readers seeking greater detail
should read the full regulatory
Who is Potentially Affected by This
Rule
turbojets, turboprops, and reciprocating
engine airplanes.
K. Test Procedure and Appendices
The FAA proposed changing
Appendix F, which is the test procedure
for the requirement in § 23.856. GE
asked if the test procedure was new.
The test procedure is not new;
Appendix F modifications made new
part 23, Appendix F, part II, identical to
part 25, Appendix F, part VI. GAMA
questioned the use of a brand name in
the discussion of Appendix F, Figure
F1. In response, we reaffirm the use of
the brand name as adopted from part 25,
Appendix F. Again, our efforts toward
standardization should be maintained
wherever appropriate in our
requirements. Appendix F is adopted as
proposed.
III. Regulatory Analyses
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Paperwork Reduction Act
This rulemaking will affect U.S.
manufacturers and operators of part 23
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evaluation, a copy of which we have
placed in the docket for this rulemaking.
In conducting these analyses, the FAA
has determined that this final rule: (1)
Has benefits that justify its costs, (2) is
not an economically ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, (3) is
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (4)
will not have a significant economic
impact on a substantial number of small
entities; (5) will not create unnecessary
obstacles to the foreign commerce of the
United States; and (6) will not impose
an unfunded mandate on state, local, or
Tribal governments, or on the private
sector by exceeding the threshold
identified above. These analyses are
summarized below.
Total Benefits and Costs of This Rule
The estimated cost of this final rule
ranges from a low of $65.2 million to a
high of $72.9 million in nominal dollars
($22.9 million to $26.7 million at a
seven percent present value).
The total benefits are equal to the sum
of the safety and efficiency benefits. The
estimated safety benefits of avoiding 26
accidents on newly certificated part 23
airplanes over the 57-year analysis
interval are estimated at about $187.1
million in nominal dollars ($46.5
million at a seven percent present
value).
The estimated efficiency benefits to
streamline the part 23 certification
process are valued at about $965
thousand, in nominal dollars, for five
special conditions per aircraft
certification, to about $1.5 million, in
nominal dollars, for eight special
conditions per aircraft certification. The
total benefits range from a low of about
$188.1 million to high of about $188.6
million in nominal dollars. The
following table shows these results.
Assumptions
This final rule makes the following
assumptions:
• The base year is 2010;
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• The average life of a U.S.-operated
part 23 airplane is 32 years;
• The average part 23 airplane
production life cycle is 25 years;
• The analysis period extends for 57
years (32 + 25); and
• The value of a fatality avoided is
$6.0 million.
Benefits of This Rule
The FAA estimates the final rule will
avoid 26 accidents over the 32-year
operating life of 29,725 newly
certificated and delivered part 23
airplanes. The resulting benefits include
standardizing and streamlining the
certification process, averted fatalities
and injuries, loss of airplanes,
investigation cost, and collateral
damages for the accidents.
The safety benefits for averting the 26
accidents are about $187.1 million in
nominal dollars ($46.5 million at a
seven percent present value). Other
benefits of this final rule include FAA
and industry paperwork and
certification time saved by
standardizing and streamlining the
certification of part 23 airplanes. These
efficiency benefits for standardizing and
streamlining the certification process
range from a low estimate of about $965
thousand to a high estimate of $1.5
million in nominal dollars.
The total benefits are equal to the sum
of the safety and efficiency benefits and
range from a low of about $188.1
million to high of about $188.6 million
in nominal dollars.
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Costs of This Rule
Estimated nominal dollar unit costs
per part 23 airplane could be as high as:
$1,009 for reciprocating engine
airplanes, $6,105 for turboprops, and
$8,053 for turbojets. Total incremental
costs equal the nominal dollar unit costs
multiplied by the number of newly
certificated airplanes produced and
delivered over the analysis interval. The
estimated cost of this final rule ranges
from a low of $65.2 million to high of
$72.9 million in nominal dollars ($22.9
million to $26.7 at a seven percent
present value).
Alternatives Considered
• Alternative 1—The FAA would
continue to issue special exemptions,
exceptions and equivalent levels of
safety to certificate part 23 airplanes. As
that would perpetuate ‘‘rulemaking by
exemption,’’ we choose not to continue
with the status quo; and
• Alternative 2—The FAA would
continue to enforce the current
regulations that affect single-engine
climb performance and power loss. The
FAA rejected this alternative because
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the accident rate for part 23 airplanes
identified a safety issue that had to be
addressed.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
Section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The FAA has determined that this
final rule will not have a significant
impact on a substantial number of small
entities. The purpose of this analysis is
to provide the reasoning underlying the
FAA’s determination.
The FAA made the same
determination that this proposal would
not have a significant impact on a
substantial number of small entities in
the notice of proposed rulemaking
(NPRM). The only comment regarding
small entities for the NPRM was Sino
Swearingen, who requested we note that
it is now Emivest Aerospace, which is
foreign owned.
First, we will discuss the reasons why
the FAA is considering this action. We
will follow with a discussion of the
objective of, and legal basis for, the rule.
Next we explain there are no relevant
federal rules which may overlap,
duplicate, or conflict with the final rule.
Lastly, we will describe and provide an
estimate of the number of small entities
affected by the final rule and why the
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FAA believes this final rule will not
result in a significant economic impact
on a substantial number of small
entities.
We now discuss the reasons why the
FAA is considering this action.
The FAA proposed this action to
amend safety and applicability
standards for part 23 turbojets to reflect
the current needs of the industry,
accommodate future trends, address
emerging technologies, and provide for
future aircraft operations. This final rule
primarily standardizes and streamlines
the certification of part 23 turbojets. The
changes to part 23 are necessary to
eliminate the current workload of
exemptions, special conditions, and
equivalent levels of safety necessary to
certificate part 23 turbojets. These part
23 changes will also clarify areas of
frequent non-standardization and
misinterpretation and provide
appropriate safety and applicability
standards that reflect the current state of
the industry, emerging technologies and
new types of operations for all part 23
airplanes, including turbojets,
turboprops, and reciprocating engine
airplanes.
The FAA currently issues type
certificates (TCs) for part 23 turbojets
using extensive special conditions.
Issuance of TCs has not been significant
until now because there were few part
23 turbojet certification programs.
However, in the past seven years, the
number of new part 23 turbojet
certification programs has increased by
more than 100 percent when compared
to over the past three decades.
The need to incorporate these special
conditions into part 23 stems from both
the existing number of new turbojet
certification programs and the expected
number of future turbojet programs.
Codifying these special conditions will
allow manufacturers to know the
requirements during the design phase
instead of designing the turbojet and
then having to apply for special
conditions that may ultimately require a
redesign. Codifying will also reduce the
manufacturers and FAA’s paper process
required to type certificate an airplane
and reduces the potential for program
delays. These final rule changes will
also clarify areas of frequent nonstandardization and misinterpretation,
particularly for electronic equipment
and system certification on all newly
certificated part 23 airplanes.
The revisions include general
definitions, error corrections, and
specific requirements for performance
and handling characteristics to ensure
safe operation of part 23 airplanes. The
revisions will apply to all future new
part 23 turbojets, turboprops, and
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certification of part 23 light turbojets,
turboprops and reciprocating engine
airplanes. The final rule will also clarify
areas of frequent non-standardization
and misinterpretation and codify
certification requirements that currently
exist in special conditions.
The rule will not overlap, duplicate,
or conflict with existing federal rules.
We now discuss our methodology to
determine the number of small entities
for which the rule will apply.
Under the RFA, the FAA must
determine whether a proposed or final
rule significantly affects a substantial
number of small entities. This
determination is typically based on
small entity size and cost thresholds
that vary depending on the affected
industry.
Using the size standards from the
Small Business Administration for Air
Transportation and Aircraft
Manufacturing, we defined companies
as small entities if they have fewer than
1,500 employees.2
There are nine U.S.-owned aircraft
manufacturers who deliver part 23
airplanes in the 1998–2009 analysis
interval. These manufacturers are
American Champion, Cessna, Cirrus,
Hawker Beechcraft, Liberty, Maule,
Mooney, Piper, and Quest.
Using information provided by the
World Aviation Directory, Internet
filings and industry contacts,
manufacturers that are subsidiary
businesses of larger businesses,
manufacturers that are foreign owned,
and businesses with more than 1,500
employees were eliminated from the list
of small entities. Cessna and Hawker
Beechcraft are businesses with more
than 1,500 employees and Cirrus and
Liberty are foreign owned. We found no
source of employment or revenue data
for American Champion. For the
remaining businesses, we obtained
company revenue and employment from
the above sources.
The base year for the final rule is
2010. Although the FAA forecasts traffic
and air carrier fleets, we cannot
determine the number of new entrants,
nor who will be in the part 23 aircraft
manufacturing business in the future.
Therefore we use current U.S. part 23
aircraft manufacturers’ revenue and
employment in order to determine the
number of operators this final rule will
affect.
The methodology discussed above
resulted in the following list of four U.S.
part 23 aircraft manufactures, with less
than 1,500 employees.
From the list of small entity U.S.
airplane manufacturers above, there are
no manufacturers currently producing
part 23 turbojets; only Piper and Quest
produce turboprops. The remaining
small entity U.S. aircraft manufacturers
produce part 23 reciprocating engine
airplanes.
The U.S. Census Bureau data on the
Small Business Administration’s Web
site shows an estimate of the total
number of small entities who could be
affected if they purchase newly
certificated part 23 airplanes. The U.S.
Census Bureau data lists 39,754 small
entities in the Non-scheduled Air
Transportation Industry that employ
less than 500 employees. Many of these
non-scheduled businesses are subject to
part 25. Other small businesses may
own aircraft and not be included in the
U.S. Census Bureau Non-scheduled Air
Transportation Industry category.3
Therefore, we will use the list of small
entities from Table RF1 instead of the
U.S. Census Bureau data for our Final
Regulatory Flexibility Act (FRFA)
analysis.
We will now develop the estimate of
the effect of this final rule on the total
number of small entities that
manufacture part 23 airplanes.
First, we discuss our methodology to
estimate the costs of the final rule to the
small entity part 23 airplane
manufacturers and operators. Next, we
will discuss why the FAA believes the
final rule will not result in a significant
economic impact to part 23 airplane
manufacturers and operators.
In 2003, we published a notice (68 FR
5488) creating the part 125/135 Aviation
Rulemaking Committee (ARC). The FAA
and the part 23 industry have worked
together to develop common part 23
airplane certification requirements for
this rulemaking. We contacted the part
23 aircraft manufacturers, the ARC, and
GAMA (an industry association for part
23 aircraft manufacturers) for specific
cost estimates for each section change
for the final rule. Not every party we
contacted responded to our request for
costs. Many of the ARC members, from
the domestic and international
manufacturing community, collaborated
and filed a joint cost estimate for the
proposed rule.
We are basing our cost estimates for
this final rule from data provided by the
domestic part 23 U.S. aircraft
manufacturers, ARC members, and
GAMA. They informed us that the final
2 13 CFR 121.201, Size Standards Used to Define
Small Business Concerns, Sector 48–49
Transportation, Subsector 481 Air Transportation.
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3 https://www.sba.gov/advo/research/us05_n6.pdf.
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reciprocating engine airplane
certifications.
We now discuss the legal basis for,
and objective of, the rule. Next, we
discuss if there are relevant federal rules
that may overlap, duplicate, or conflict
with the rule.
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44701. Under that section, the FAA is
charged with promoting safe flight of
civil aircraft in air commerce by
prescribing minimum standards
required in the interest of safety for the
design and performance of aircraft. This
regulation is within the scope of that
authority because it prescribes new
safety standards for the design of part 23
normal, utility, acrobatic, and commuter
category airplanes.
Accordingly, this final rule will
amend Title 14, the Code of Federal
Regulations to address deficiencies in
current regulations regarding the
Federal Register / Vol. 76, No. 232 / Friday, December 2, 2011 / Rules and Regulations
provided incremental hours or dollar
costs multiplied by the expected
number of new certifications for part 23
turbojets, turboprops, and reciprocating
engine airplanes.
The total variable flight operation
compliance cost equals the industryprovided incremental weight, payload
reduction, or dollar costs multiplied by
the expected number of newly
certificated part 23 turbojets,
turboprops, and reciprocating engine
airplanes delivered. In the regulatory
analysis, we estimated a low case and a
high case cost range for the fixed
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operation compliance costs. The range
was based on the 10% loss in payload
capacity noted in Table RF3.
In the low case, we estimated no loss
in capacity because our analysis showed
that part 23 airplanes operate well
below the airplane’s payload capacity.
In the high case, we estimated a cost to
operators for the 10% loss in payload
capacity. We will use the high-variable,
flight operation cost scenario for this
FRFA analysis.
We estimated the nominal dollar unit
costs for all part 23 airplanes by
summing the fixed certification costs
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or flight testing times, adding weight,
adding batteries, or reducing payload:
We estimated part 23 airplane fixed
manufacturer (added certification plus
flight test hours) and operator-variable
flight operation (added weight, batteries,
or a reduction in payload) costs and
applied our estimated costs to the
expected fleet delivered in compliance
with this final rule. The total cost of this
final rule is the sum of the fixed
certification cost plus the variable flight
operation cost multiplied by the
expected newly certificated part 23 fleet
delivered over the analysis interval.
The total fixed certification
compliance cost equals the industry-
Table 3.1 of that survey shows the
breakout of the 2008 General Aviation
fleet by business, corporate,
instructional, aerial applications, aerial
observations, aerial other, external load,
other work, sight see, air medical, other,
part 135 Air Taxi, Air Tours, and Air
Medical airplane usage. For the purpose
of estimating the cost of this proposal,
we assume all-business part 23 airplane
operators from Table 3.1 of the 2008
General Aviation and Part 135 Activity
Survey will operate in commuter
service.
Table RF2 shows these results:
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3. Turboprops;
4. Turboprops with a MTOW less than
6,000 pounds;
5. Reciprocating engine airplanes; and
6. Reciprocating engine airplanes with
a MTOW greater than 6,000 pounds.
In some cases the final rule will only
affect part 23 airplanes operated in
revenue service. Any part 23 airplane
could be used as a business airplane to
haul passengers and cargo in
commercial service. We estimated the
business versus the personal use of a
part 23 airplane by analyzing the
number of all U.S.-operated airplanes
from Table 3.1 of the 2008 General
Aviation and Part 135 Activity Survey.
Table RF3 shows the final rule
sections that add (or subtract)
incremental costs by increasing design
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rule will add costs for fire extinguishing
systems, climb, take-off warning
systems, ventilation systems, system
designs, and batteries. Industry
informed us that this proposal will save
the manufacturers design time for the
certification of cockpit controls.
Industry has also informed us that every
other section of this final rule is either
clarifying, error correcting, or will only
add minimal to no costs.
The final rule adds certification
requirements for the following part 23
airplane categories:
1. Turbojets;
2. Turbojets with a MTOW less than
6,000 pounds;
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Federal Register / Vol. 76, No. 232 / Friday, December 2, 2011 / Rules and Regulations
certificated reciprocating engine
airplanes and $6,105 for turboprop
airplanes.
We then took the product of the
estimated unit airplane cost with the
average annual number of part 23
turbojets, turboprops, and reciprocating
engine airplanes that each of the four
small business part 23 manufacturers
(from Table RF1) delivered from 1998 to
2009. This product determined the
annual impact of the final rule to each
small business part 23 manufacturer.
Lastly, we divided each small part 23
airplane manufacturer’s annual revenue
by the incremental costs.
Table RF4 shows these results:
We do not believe that these final rule
costs will be a significant impact to
small entity operators because, even for
the high-cost case, the compliance costs
of this proposal to operators would only
be less than one percent of annual
revenue for each of the small business
part 23 manufacturers. Again, the only
comment regarding small entities for the
NPRM was the noted comment from
Sino Swearingen.
Therefore, as the FAA Administrator,
I certify that this final rule will not have
a significant economic impact on a
substantial number of small entities.
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and Tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’
The FAA currently uses an inflationadjusted value of $140.8 million in lieu
of $100 million. This final rule does not
contain such a mandate; therefore, the
requirements of Title II of the Act do not
apply.
make any regulatory distinctions
applicable to intrastate aviation in
Alaska.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that the standards are necessary for
aviation safety and will not create
unnecessary obstacles to the foreign
commerce of the United States.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
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Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
Federal Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government; therefore, it does
not have federalism implications.
Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the FAA, when
modifying its regulations in a manner
affecting intrastate aviation in Alaska, to
consider the extent to which Alaska is
not served by transportation modes
other than aviation, and to establish
appropriate regulatory distinctions. In
the NPRM, we requested comments on
whether the proposed rule should apply
differently to intrastate operations in
Alaska. We did not receive any
comments. We have determined, based
on the administrative record of this
rulemaking, that there is no need to
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Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312(f) and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action,’’ and it is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://www.faa.
gov/regulations_policies/ or
3. Accessing the Government Printing
Office’s Web page at https://www.
gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
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with the variable flight operations
compliance costs by part 23 turbojets,
turboprops, and reciprocating engine
airplanes. Next, we divided these sums
by the number of newly certificated
delivered part 23 turbojets, turboprops,
and reciprocating engine airplanes. Our
calculations yielded that unit costs
could be as high as $1,009 for newly
Federal Register / Vol. 76, No. 232 / Friday, December 2, 2011 / Rules and Regulations
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the notice, amendment, or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or by signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://DocketsInfo.dot.gov.
■
Small Business Regulatory Enforcement
Fairness Act
§ 23.49
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
Aviation safety, Signs, Symbols,
Aircraft.
The Amendments
In consideration of the foregoing, the
Federal Aviation Administration
amends Chapter I of Title 14, Code of
Federal Regulations, as follows:
PART 23—AIRWORTHINESS
STANDARDS; NORMAL, UTILITY,
ACROBATIC, AND COMMUTER
CATEGORY AIRPLANES
2. Amend § 23.3 by revising the first
sentence in paragraph (d) to read as
follows:
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Airplane categories.
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(d) The commuter category is limited
to multiengine airplanes that have a
seating configuration, excluding pilot
seats, of 19 or less, and a maximum
certificated takeoff weight of 19,000
pounds or less. * * *
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(h) For multiengine jets weighing over
6,000 pounds in the normal, utility, and
acrobatic category and commuter
category airplanes, the following also
apply:
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■ 4. Amend § 23.49 by revising the
section heading and the introductory
text of paragraphs (a) and (c) to read as
follows:
Stalling speed.
(a) VSO (maximum landing flap
configuration) and VS1 are the stalling
speeds or the minimum steady flight
speeds, in knots (CAS), at which the
airplane is controllable with—
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(c) Except as provided in paragraph
(d) of this section, VSO at maximum
weight may not exceed 61 knots for—
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■ 5. Amend § 23.51 by revising
paragraph (b)(1) introductory text and
paragraph (c) introductory text to read
as follows:
§ 23.51
Takeoff speeds.
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(b) * * *
(1) For multiengine airplanes, the
highest of—
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(c) For normal, utility, and acrobatic
category multiengine jets of more than
6,000 pounds maximum weight and
commuter category airplanes, the
following apply:
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■ 6. Amend § 23.53 by revising
paragraph (c) to read as follows:
Takeoff performance.
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Authority: 49 U.S.C. 106(G), 40113, 44701–
44702, 44704.
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General.
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§ 23.53
1. The authority citation for part 23
continues to read as follows:
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§ 23.45
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List of Subjects in 14 CFR Part 23
§ 23.3
3. Amend § 23.45 by revising the
introductory text of paragraph (h) to
read as follows:
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(c) For normal, utility, and acrobatic
category multiengine jets of more than
6,000 pounds maximum weight and
commuter category airplanes, takeoff
performance, as required by §§ 23.55
through 23.59, must be determined with
the operating engine(s) within approved
operating limitations.
■ 7. Amend § 23.55 by revising the
introductory text to read as follows:
§ 23.55
Accelerate-stop distance.
For normal, utility, and acrobatic
category multiengine jets of more than
6,000 pounds maximum weight and
commuter category airplanes, the
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accelerate-stop distance must be
determined as follows:
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■ 8. Amend § 23.57 by revising the
introductory text to read as follows:
§ 23.57
Takeoff path.
For normal, utility, and acrobatic
category multiengine jets of more than
6,000 pounds maximum weight and
commuter category airplanes, the takeoff
path is as follows:
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■ 9. Amend § 23.59 by revising the
introductory text to read as follows:
§ 23.59
Takeoff distance and takeoff run.
For normal, utility, and acrobatic
category multiengine jets of more than
6,000 pounds maximum weight and
commuter category airplanes, the takeoff
distance and, at the option of the
applicant, the takeoff run, must be
determined.
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■ 10. Amend § 23.61 by revising the
introductory text to read as follows:
§ 23.61
Takeoff flight path.
For normal, utility, and acrobatic
category multiengine jets of more than
6,000 pounds maximum weight and
commuter category airplanes, the takeoff
flight path must be determined as
follows:
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■ 11. Amend § 23.63 by revising the
introductory text of paragraphs (c) and
(d) to read as follows:
§ 23.63
Climb: General.
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(c) For reciprocating engine-powered
airplanes of more than 6,000 pounds
maximum weight, single-engine
turbines, and multiengine turbine
airplanes of 6,000 pounds or less
maximum weight in the normal, utility,
and acrobatic category, compliance
must be shown at weights as a function
of airport altitude and ambient
temperature, within the operational
limits established for takeoff and
landing, respectively, with—
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(d) For multiengine turbine airplanes
over 6,000 pounds maximum weight in
the normal, utility, and acrobatic
category and commuter category
airplanes, compliance must be shown at
weights as a function of airport altitude
and ambient temperature within the
operational limits established for takeoff
and landing, respectively, with—
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■ 12. Amend § 23.65 by revising
paragraph (b) to read as follows:
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Climb: All engines operating.
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(b) Each normal, utility, and acrobatic
category reciprocating engine-powered
airplane of more than 6,000 pounds
maximum weight, single-engine turbine,
and multiengine turbine airplanes of
6,000 pounds or less maximum weight
in the normal, utility, and acrobatic
category must have a steady gradient of
climb after takeoff of at least 4 percent
with
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■ 13. Amend § 23.67 by revising
paragraph (b) introductory text and
(b)(1) introductory text, redesignating
paragraph (c) as paragraph (d), revising
newly redesignated paragraph (d)
introductory text, and adding new
paragraph (c) to read as follows:
§ 23.67
Climb: One-engine inoperative.
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(b) For normal, utility, and acrobatic
category reciprocating engine-powered
airplanes of more than 6,000 pounds
maximum weight, and turbopropellerpowered airplanes in the normal, utility,
and acrobatic category—
(1) The steady gradient of climb at an
altitude of 400 feet above the takeoff
must be no less than 1 percent with
the—
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(c) For normal, utility, and acrobatic
category jets of 6,000 pounds or less
maximum weight—
(1) The steady gradient of climb at an
altitude of 400 feet above the takeoff
must be no less than 1.2 percent with
the—
(i) Critical engine inoperative;
(ii) Remaining engine(s) at takeoff
power;
(iii) Landing gear retracted;
(iv) Wing flaps in the takeoff
position(s); and
(v) Climb speed equal to that achieved
at 50 feet in the demonstration of
§ 23.53.
(2) The steady gradient of climb may
not be less than 0.75 percent at an
altitude of 1,500 feet above the takeoff
surface, or landing surface, as
appropriate, with the—
(i) Critical engine inoperative;
(ii) Remaining engine(s) at not more
than maximum continuous power;
(iii) Landing gear retracted;
(iv) Wing flaps retracted; and
(v) Climb speed not less than 1.2 VS1.
(d) For jets over 6,000 pounds
maximum weight in the normal, utility
and acrobatic category and commuter
category airplanes, the following apply:
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■ 14. Revise § 23.73 to read as follows:
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§ 23.73
speed.
Reference landing approach
(a) For normal, utility, and acrobatic
category reciprocating engine-powered
airplanes of 6,000 pounds or less
maximum weight, the reference landing
approach speed, VREF, may not be less
than the greater of VMC, determined in
§ 23.149(b) with the wing flaps in the
most extended takeoff position, and 1.3
VS1.
(b) For normal, utility, and acrobatic
category turbine powered airplanes of
6,000 pounds or less maximum weight,
turboprops of more than 6,000 pounds
maximum weight, and reciprocating
engine-powered airplanes of more than
6,000 pounds maximum weight, the
reference landing approach speed, VREF,
may not be less than the greater of VMC,
determined in § 23.149(c), and 1.3 VS1.
(c) For normal, utility, and acrobatic
category jets of more than 6,000 pounds
maximum weight and commuter
category airplanes, the reference landing
approach speed, VREF, may not be less
than the greater of 1.05 VMC, determined
in § 23.149(c), and 1.3 VS1.
■ 15. Amend § 23.77 by revising the
introductory text of paragraphs (b) and
(c) to read as follows:
§ 23.77
Balked landing.
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(b) Each normal, utility, and acrobatic
category reciprocating engine-powered
and single engine turbine powered
airplane of more than 6,000 pounds
maximum weight, and multiengine
turbine engine-powered airplane of
6,000 pounds or less maximum weight
in the normal, utility, and acrobatic
category must be able to maintain a
steady gradient of climb of at least 2.5
percent with—
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(c) Each normal, utility, and acrobatic
multiengine turbine powered airplane
over 6,000 pounds maximum weight
and each commuter category airplane
must be able to maintain a steady
gradient of climb of at least 3.2 percent
with—
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■ 16. Amend § 23.177 by revising
paragraphs (a), (b), and (d) to read as
follows:
§ 23.177 Static directional and lateral
stability.
(a)(1) The static directional stability,
as shown by the tendency to recover
from a wings level sideslip with the
rudder free, must be positive for any
landing gear and flap position
appropriate to the takeoff, climb, cruise,
approach, and landing configurations.
This must be shown with symmetrical
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power up to maximum continuous
power, and at speeds from 1.2 VS1 up to
VFE, VLE, VNO, VFC/MFC, whichever is
appropriate.
(2) The angle of sideslip for these tests
must be appropriate to the type of
airplane. The rudder pedal force must
not reverse at larger angles of sideslip,
up to that at which full rudder is used
or a control force limit in § 23.143 is
reached, whichever occurs first, and at
speeds from 1.2 VS1 to VO.
(b)(1) The static lateral stability, as
shown by the tendency to raise the low
wing in a sideslip with the aileron
controls free, may not be negative for
any landing gear and flap position
appropriate to the takeoff, climb, cruise,
approach, and landing configurations.
This must be shown with symmetrical
power from idle up to 75 percent of
maximum continuous power at speeds
from 1.2 VS1 in the takeoff
configuration(s) and at speeds from 1.3
VS1 in other configurations, up to the
maximum allowable airspeed for the
configuration being investigated (VFE,
VLE, VNO, VFC/MFC, whichever is
appropriate) in the takeoff, climb,
cruise, descent, and approach
configurations. For the landing
configuration, the power must be that
necessary to maintain a 3-degree angle
of descent in coordinated flight.
(2) The static lateral stability may not
be negative at 1.2 VS1 in the takeoff
configuration, or at 1.3 VS1 in other
configurations.
(3) The angel of sideslip for these tests
must be appropriate to the type of
airplane, but in no case may the
constant heading sideslip angle be less
than that obtainable with a 10 degree
bank or, if less, the maximum bank
angle obtainable with full rudder
deflection or 150 pound rudder force.
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(d)(1) In straight, steady slips at 1.2
VS1 for any landing gear and flap
position appropriate to the takeoff,
climb, cruise, approach, and landing
configurations, and for any symmetrical
power conditions up to 50 percent of
maximum continuous power, the
aileron and rudder control movements
and forces must increase steadily, but
not necessarily in constant proportion,
as the angle of sideslip is increased up
to the maximum appropriate to the type
of airplane.
(2) At larger slip angles, up to the
angle at which the full rudder or aileron
control is used or a control force limit
contained in § 23.143 is reached, the
aileron and rudder control movements
and forces may not reverse as the angle
of sideslip is increased.
(3) Rapid entry into, and recovery
from, a maximum sideslip considered
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appropriate for the airplane may not
result in uncontrollable flight
characteristics.
■ 17. Amend § 23.181 by revising
paragraph (b) to read as follows:
§ 23.181
Dynamic stability.
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(b) Any combined lateral-directional
oscillations (Dutch roll) occurring
between the stalling speed and the
maximum allowable speed (VFE, VLE,
VN0, VFC/MFC) appropriate to the
configuration of the airplane with the
primary controls in both free and fixed
position, must be damped to 1/10
amplitude in:
(1) Seven (7) cycles below 18,000 feet
and
(2) Thirteen (13) cycles from 18,000
feet to the certified maximum altitude.
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■ 18. Amend § 23.201 by revising
paragraph (d), by revising and
redesignating current paragraph (e) as
paragraph (f), and by adding a new
paragraph (e) to read as follows:
§ 23.201
Wings level stall.
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(d) During the entry into and the
recovery from the maneuver, it must be
possible to prevent more than 15
degrees of roll or yaw by the normal use
of controls except as provided for in
paragraph (e) of this section.
(e) For airplanes approved with a
maximum operating altitude at or above
25,000 feet during the entry into and the
recovery from stalls performed at or
above 25,000 feet, it must be possible to
prevent more than 25 degrees of roll or
yaw by the normal use of controls.
(f) Compliance with the requirements
of this section must be shown under the
following conditions:
(1) Wing flaps: Retracted, fully
extended, and each intermediate normal
operating position, as appropriate for
the phase of flight.
(2) Landing gear: Retracted and
extended as appropriate for the altitude.
(3) Cowl flaps: Appropriate to
configuration.
(4) Spoilers/speedbrakes: Retracted
and extended unless they have no
measureable effect at low speeds.
(5) Power:
(i) Power/Thrust off; and
(ii) For reciprocating engine powered
airplanes: 75 percent of maximum
continuous power. However, if the
power-to-weight ratio at 75 percent of
maximum continuous power results in
nose-high attitudes exceeding 30
degrees, the test may be carried out with
the power required for level flight in the
landing configuration at maximum
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landing weight and a speed of 1.4 VSO,
except that the power may not be less
than 50 percent of maximum
continuous power; or
(iii) For turbine engine powered
airplanes: The maximum engine thrust,
except that it need not exceed the thrust
necessary to maintain level flight at 1.5
VS1 (where VS1 corresponds to the
stalling speed with flaps in the
approach position, the landing gear
retracted, and maximum landing
weight).
(6) Trim: At 1.5 VS1 or the minimum
trim speed, whichever is higher.
(7) Propeller: Full increase r.p.m.
position for the power off condition.
■ 19. Amend § 23.203 by revising
paragraph (c) to read as follows:
§ 23.203 Turning flight and accelerated
turning stalls.
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(c) Compliance with the requirements
of this section must be shown under the
following conditions:
(1) Wings flaps: Retracted, fully
extended, and each intermediate normal
operating position as appropriate for the
phase of flight.
(2) Landing gear: Retracted and
extended as appropriate for the altitude.
(3) Cowl flaps: Appropriate to
configuration.
(4) Spoilers/speedbrakes: Retracted
and extended unless they have no
measureable effect at low speeds.
(5) Power:
(i) Power/Thrust off; and
(ii) For reciprocating engine powered
airplanes: 75 percent of maximum
continuous power. However, if the
power-to-weight ratio at 75 percent of
maximum continuous power results in
nose-high attitudes exceeding 30
degrees, the test may be carried out with
the power required for level flight in the
landing configuration at maximum
landing weight and a speed of 1.4 VSO,
except that the power may not be less
than 50 percent of maximum
continuous power; or
(iii) For turbine engine powered
airplanes: The maximum engine thrust,
except that it need not exceed the thrust
necessary to maintain level flight at 1.5
VS1 (where VS1 corresponds to the
stalling speed with flaps in the
approach position, the landing gear
retracted, and maximum landing
weight).
(6) Trim: The airplane trimmed at 1.5
VS1.
(7) Propeller: Full increase rpm
position for the power off condition.
■ 20. Revise § 23.251 to read as follows:
§ 23.251
Vibration and buffeting.
(a) There must be no vibration or
buffeting severe enough to result in
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structural damage, and each part of the
airplane must be free from excessive
vibration, under any appropriate speed
and power conditions up to VD/MD, or
VDF/MDF for turbojets. In addition, there
must be no buffeting in any normal
flight condition, including configuration
changes during cruise, severe enough to
interfere with the satisfactory control of
the airplane or cause excessive fatigue
to the flight crew. Stall warning
buffeting within these limits is
allowable.
(b) There must be no perceptible
buffeting condition in the cruise
configuration in straight flight at any
speed up to VMO/MMO, except stall
buffeting, which is allowable.
(c) For airplanes with MD greater than
M 0.6 or a maximum operating altitude
greater than 25,000 feet, the positive
maneuvering load factors at which the
onset of perceptible buffeting occurs
must be determined with the airplane in
the cruise configuration for the ranges of
airspeed or Mach number, weight, and
altitude for which the airplane is to be
certificated. The envelopes of load
factor, speed, altitude, and weight must
provide a sufficient range of speeds and
load factors for normal operations.
Probable inadvertent excursions beyond
the boundaries of the buffet onset
envelopes may not result in unsafe
conditions.
■ 21. Amend § 23.253 by revising
paragraphs (b)(1) and (b)(2), and by
adding new paragraphs (b)(3) and (d) to
read as follows:
§ 23.253
High speed characteristics.
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(b) * * *
(1) Exceptional piloting strength or
skill;
(2) Exceeding VD/MD, or VDF/MDF for
turbojets, the maximum speed shown
under § 23.251, or the structural
limitations; and
(3) Buffeting that would impair the
pilot’s ability to read the instruments or
to control the airplane for recovery.
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(d) Maximum speed for stability
characteristics, VFC/MFC. VFC/MFC may
not be less than a speed midway
between VMO/MMO and VDF/MDF except
that, for altitudes where Mach number
is the limiting factor, MFC need not
exceed the Mach number at which
effective speed warning occurs.
■ 22. Section 23.255 is added to subpart
B to read as follows:
§ 23.255
Out of trim characteristics.
For airplanes with an MD greater than
M 0.6 and that incorporate a trimmable
horizontal stabilizer, the following
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must be accomplished from the normal
acceleration at which a marginal
condition is found to exist to the
applicable limit specified in paragraph
(b)(1) of this section.
(e) During flight tests required by
paragraph (a) of this section, the limit
maneuvering load factors, prescribed in
§§ 23.333(b) and 23.337, need not be
exceeded. In addition, the entry speeds
for flight test demonstrations at normal
acceleration values less than 1 g must be
limited to the extent necessary to
accomplish a recovery without
exceeding VDF/MDF.
(f) In the out-of-trim condition
specified in paragraph (a) of this
section, it must be possible from an
overspeed condition at VDF/MDF to
produce at least 1.5 g for recovery by
applying not more than 125 pounds of
longitudinal control force using either
the primary longitudinal control alone
or the primary longitudinal control and
the longitudinal trim system. If the
longitudinal trim is used to assist in
producing the required load factor, it
must be shown at VDF/MDF that the
longitudinal trim can be actuated in the
airplane nose-up direction with the
primary surface loaded to correspond to
the least of the following airplane noseup control forces:
(1) The maximum control forces
expected in service, as specified in
§§ 23.301 and 23.397.
(2) The control force required to
produce 1.5 g.
(3) The control force corresponding to
buffeting or other phenomena of such
intensity that it is a strong deterrent to
further application of primary
longitudinal control force.
■ 23. Amend § 23.561 by adding new
paragraph (e)(1), and adding and
reserving paragraph (e)(2), to read as
follows:
Where—
t1 is the initial integration time, expressed in
seconds, t2 is the final integration time,
expressed in seconds, and a(t) is the total
acceleration vs. time curve for the head
strike expressed as a multiple of g (units
of gravity).
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§ 23.561
General.
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(e) * * *
(1) For engines mounted inside the
fuselage, aft of the cabin, it must be
25. Amend § 23.571 by adding a new
paragraph (d) to read as follows:
§ 23.571 Metallic pressurized cabin
structures.
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(d) If certification for operation above
41,000 feet is requested, a damage
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shown by test or analysis that the engine
and attached accessories, and the engine
mounting structure—
(i) Can withstand a forward acting
static ultimate inertia load factor of 18.0
g plus the maximum takeoff engine
thrust; or
(ii) The airplane structure is designed
to preclude the engine and its attached
accessories from entering or protruding
into the cabin should the engine mounts
fail.
(2) [Reserved]
24. Amend § 23.562 by revising
paragraphs (a) introductory text, (b)
introductory text, and (c)(5)(ii) to read
as follows:
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§ 23.562 Emergency landing dynamic
conditions.
(a) Each seat/restraint system for use
in a normal, utility, or acrobatic
category airplane, or in a commuter
category jet airplane, must be designed
to protect each occupant during an
emergency landing when—
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(b) Except for those seat/restraint
systems that are required to meet
paragraph (d) of this section, each seat/
restraint system for crew or passenger
occupancy in a normal, utility, or
acrobatic category airplane, or in a
commuter category jet airplane, must
successfully complete dynamic tests or
be demonstrated by rational analysis
supported by dynamic tests, in
accordance with each of the following
conditions. These tests must be
conducted with an occupant simulated
by an anthropomorphic test dummy
(ATD) defined by 49 CFR part 572,
subpart B, or an FAA-approved
equivalent, with a nominal weight of
170 pounds and seated in the normal
upright position.
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(c) * * *
(5) * * *
(ii) The value of HIC is defined as—
tolerance evaluation of the fuselage
pressure boundary per § 23.573(b) must
be conducted.
26. Amend § 23.629 by revising
paragraphs (b)(1), (b)(3), (b)(4), and (c) to
read as follows:
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requirements for out-of-trim
characteristics apply:
(a) From an initial condition with the
airplane trimmed at cruise speeds up to
VMO/MMO, the airplane must have
satisfactory maneuvering stability and
controllability with the degree of out-oftrim in both the airplane nose-up and
nose-down directions, which results
from the greater of the following:
(1) A three-second movement of the
longitudinal trim system at its normal
rate for the particular flight condition
with no aerodynamic load (or an
equivalent degree of trim for airplanes
that do not have a power-operated trim
system), except as limited by stops in
the trim system, including those
required by § 23.655(b) for adjustable
stabilizers; or
(2) The maximum mistrim that can be
sustained by the autopilot while
maintaining level flight in the high
speed cruising condition.
(b) In the out-of-trim condition
specified in paragraph (a) of this
section, when the normal acceleration is
varied from +l g to the positive and
negative values specified in paragraph
(c) of this section, the following apply:
(1) The stick force versus g curve must
have a positive slope at any speed up to
and including VFC/MFC; and
(2) At speeds between VFC/MFC and
VDF/MDF, the direction of the primary
longitudinal control force may not
reverse.
(c) Except as provided in paragraphs
(d) and (e) of this section, compliance
with the provisions of paragraph (a) of
this section must be demonstrated in
flight over the acceleration range as
follows:
(1) ¥1 g to +2.5 g; or
(2) 0 g to 2.0 g, and extrapolating by
an acceptable method to ¥1 g and +2.5
g.
(d) If the procedure set forth in
paragraph (c)(2) of this section is used
to demonstrate compliance and
marginal conditions exist during flight
test with regard to reversal of primary
longitudinal control force, flight tests
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§ 23.629
Flutter.
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(b) * * *
(1) Proper and adequate attempts to
induce flutter have been made within
the speed range up to VD/MD, or VDF/
MDF for jets;
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(3) A proper margin of damping exists
at VD/MD, or VDF/MDF for jets; and
(4) As VD/MD (or VDF/MDF for jets) is
approached, there is no large or rapid
reduction in damping.
(c) Any rational analysis used to
predict freedom from flutter, control
reversal and divergence must cover all
speeds up to 1.2 VD/1.2 MD, limited to
Mach 1.0 for subsonic airplanes.
*
*
*
*
*
■ 27. Amend § 23.703 by revising the
introductory text and adding a new
paragraph (c) to read as follows:
§ 23.703
Takeoff warning system.
For all airplanes with a maximum
weight more than 6,000 pounds and all
jets, unless it can be shown that a lift
or longitudinal trim device that affects
the takeoff performance of the airplane
would not give an unsafe takeoff
configuration when selected out of an
approved takeoff position, a takeoff
warning system must be installed and
meet the following requirements:
*
*
*
*
*
(c) For the purpose of this section, an
unsafe takeoff configuration is the
inability to rotate or the inability to
prevent an immediate stall after
rotation.
■ 28. Amend § 23.735 by revising
paragraph (e) to read as follows:
§ 23.735
Brakes.
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*
*
*
*
*
(e) For airplanes required to meet
§ 23.55, the rejected takeoff brake
kinetic energy capacity rating of each
main wheel brake assembly may not be
less than the kinetic energy absorption
requirements determined under either
of the following methods—
(1) The brake kinetic energy
absorption requirements must be based
on a conservative rational analysis of
the sequence of events expected during
a rejected takeoff at the design takeoff
weight.
(2) Instead of a rational analysis, the
kinetic energy absorption requirements
for each main wheel brake assembly
may be derived from the following
formula—
KE = 0.0443 WV2/N where;
KE = Kinetic energy per wheel (ft.-lbs.);
W = Design takeoff weight (lbs.);
V = Ground speed, in knots, associated
with the maximum value of V1
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selected in accordance with
§ 23.51(c)(1);
N = Number of main wheels with
brakes.
■ 29. Amend § 23.777 by revising
paragraph (d) to read as follows:
§ 23.777
Cockpit controls.
*
*
*
*
*
(d) When separate and distinct control
levers are co-located (such as located
together on the pedestal), the control
location order from left to right must be
power (thrust) lever, propeller (rpm
control), and mixture control (condition
lever and fuel cut-off for turbinepowered airplanes). Power (thrust)
levers must be easily distinguishable
from other controls, and provide for
accurate, consistent operation.
Carburetor heat or alternate air control
must be to the left of the throttle or at
least eight inches from the mixture
control when located other than on a
pedestal. Carburetor heat or alternate air
control, when located on a pedestal,
must be aft or below the power (thrust)
lever. Supercharger controls must be
located below or aft of the propeller
controls. Airplanes with tandem seating
or single-place airplanes may utilize
control locations on the left side of the
cabin compartment; however, location
order from left to right must be power
(thrust) lever, propeller (rpm control),
and mixture control.
*
*
*
*
*
■ 30. Amend § 23.807 by adding a new
paragraph (e)(3) to read as follows:
§ 23.807
Emergency exits.
*
*
*
*
*
(e) * * *
(3) In lieu of paragraph (e)(2) of this
section, if any side exit(s) cannot be
above the waterline, a device may be
placed at each of such exit(s) prior to
ditching. This device must slow the
inflow of water when such exit(s) is
opened with the airplane ditched. For
commuter category airplanes, the clear
opening of such exit(s) must meet the
requirements defined in paragraph (d) of
this section.
■ 31. Amend § 23.831 by adding
paragraphs (c) and (d) to read as follows:
§ 23.831
Ventilation.
*
*
*
*
*
(c) For jet pressurized airplanes that
operate at altitudes above 41,000 feet,
under normal operating conditions and
in the event of any probable failure
conditions of any system which would
adversely affect the ventilating air, the
ventilation system must provide
reasonable passenger comfort. The
ventilation system must also provide a
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sufficient amount of uncontaminated air
to enable the flight crew members to
perform their duties without undue
discomfort or fatigue. For normal
operating conditions, the ventilation
system must be designed to provide
each occupant with at least 0.55 pounds
of fresh air per minute. In the event of
the loss of one source of fresh air, the
supply of fresh airflow may not be less
than 0.4 pounds per minute for any
period exceeding five minutes.
(d) For jet pressurized airplanes that
operate at altitudes above 41,000 feet,
other probable and improbable
Environmental Control System failure
conditions that adversely affect the
passenger and flight crew compartment
environmental conditions may not affect
flight crew performance so as to result
in a hazardous condition, and no
occupant shall sustain permanent
physiological harm.
■ 32. Amend § 23.841 by revising
paragraphs (a) and (b)(6), and by adding
paragraphs (c) and (d) to read as follows:
§ 23.841
Pressurized cabins.
(a) If certification for operation above
25,000 feet is requested, the airplane
must be able to maintain a cabin
pressure altitude of not more than
15,000 feet, in the event of any probable
failure condition in the pressurization
system. During decompression, the
cabin altitude may not exceed 15,000
feet for more than 10 seconds and
25,000 feet for any duration.
(b) * * *
(6) Warning indication at the pilot
station to indicate when the safe or
preset pressure differential is exceeded
and when a cabin pressure altitude of
10,000 feet is exceeded. The 10,000 foot
cabin altitude warning may be increased
up to 15,000 feet for operations from
high altitude airfields (10,000 to 15,000
feet) provided:
(i) The landing or the take off modes
(normal or high altitude) are clearly
indicated to the flight crew.
(ii) Selection of normal or high
altitude airfield mode requires no more
than one flight crew action and goes to
normal airfield mode at engine stop.
(iii) The pressurization system is
designed to ensure cabin altitude does
not exceed 10,000 feet when in flight
above flight level (FL) 250.
(iv) The pressurization system and
cabin altitude warning system is
designed to ensure cabin altitude
warning at 10,000 feet when in flight
above FL250.
*
*
*
*
*
(c) If certification for operation above
41,000 feet and not more than 45,000
feet is requested—
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(1) The airplane must prevent cabin
pressure altitude from exceeding the
following after decompression from any
probable pressurization system failure
in conjunction with any undetected,
latent pressurization system failure
condition:
(i) If depressurization analysis shows
that the cabin altitude does not exceed
25,000 feet, the pressurization system
must prevent the cabin altitude from
exceeding the cabin altitude-time
history shown in Figure 1 of this
section.
(ii) Maximum cabin altitude is limited
to 30,000 feet. If cabin altitude exceeds
25,000 feet, the maximum time the
cabin altitude may exceed 25,000 feet is
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2 minutes; time starting when the cabin
altitude exceeds 25,000 feet and ending
when it returns to 25,000 feet.
(2) The airplane must prevent cabin
pressure altitude from exceeding the
following after decompression from any
single pressurization system failure in
conjunction with any probable fuselage
damage:
(i) If depressurization analysis shows
that the cabin altitude does not exceed
37,000 feet, the pressurization system
must prevent the cabin altitude from
exceeding the cabin altitude-time
history shown in Figure 2 of this
section.
(ii) Maximum cabin altitude is limited
to 40,000 feet. If cabin altitude exceeds
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37,000 feet, the maximum time the
cabin altitude may exceed 25,000 feet is
2 minutes; time starting when the cabin
altitude exceeds 25,000 feet and ending
when it returns to 25,000 feet.
(3) In showing compliance with
paragraphs (c)(1) and (c)(2) of this
section, it may be assumed that an
emergency descent is made by an
approved emergency procedure. A
17-second flight crew recognition and
reaction time must be applied between
cabin altitude warning and the initiation
of an emergency descent. Fuselage
structure, engine and system failures are
to be considered in evaluating the cabin
decompression.
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75758
(d) If certification for operation above
45,000 feet and not more than 51,000
feet is requested—
(1) Pressurized cabins must be
equipped to provide a cabin pressure
altitude of not more than 8,000 feet at
the maximum operating altitude of the
airplane under normal operating
conditions.
(2) The airplane must prevent cabin
pressure altitude from exceeding the
following after decompression from any
failure condition not shown to be
extremely improbable:
(i) Twenty-five thousand (25,000) feet
for more than 2 minutes; or
(ii) Forty thousand (40,000) feet for
any duration.
(3) Fuselage structure, engine and
system failures are to be considered in
evaluating the cabin decompression.
(4) In addition to the cabin altitude
indicating means in (b)(6) of this
section, an aural or visual signal must
be provided to warn the flight crew
when the cabin pressure altitude
exceeds 10,000 feet.
(5) The sensing system and pressure
sensors necessary to meet the
requirements of (b)(5), (b)(6), and (d)(4)
of this section and § 23.1447(e), must, in
the event of low cabin pressure, actuate
the required warning and automatic
presentation devices without any delay
that would significantly increase the
hazards resulting from decompression.
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33. Amend § 23.853 by revising
paragraph (d)(2) to read as follows:
■
§ 23.853 Passenger and crew
compartment interiors.
*
*
*
*
*
(d) * * *
(2) Lavatories must have ‘‘No
Smoking’’ or ‘‘No Smoking in Lavatory’’
placards located conspicuously on each
side of the entry door.
*
*
*
*
*
■ 34. Add a new § 23.856 to read as
follows:
§ 23.856 Thermal/acoustic insulation
materials.
Thermal/acoustic insulation material
installed in the fuselage must meet the
flame propagation test requirements of
part II of Appendix F to this part, or
other approved equivalent test
requirements. This requirement does
not apply to ‘‘small parts,’’ as defined in
§ 23.853(d)(3)(v).
35. Amend § 23.903 by adding
paragraph (b)(3) to read as follows:
■
§ 23.903
Engines.
*
*
*
*
*
(b) * * *
(3) For engines embedded in the
fuselage behind the cabin, the effects of
a fan exiting forward of the inlet case
(fan disconnect) must be addressed, the
passengers must be protected, and the
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airplane must be controllable to allow
for continued safe flight and landing.
*
*
*
*
*
■ 36. Amend § 23.1165 by revising
paragraph (f) to read as follows:
§ 23.1165
Engine ignition systems.
*
*
*
*
*
(f) In addition, for commuter category
airplanes, each turbine engine ignition
system must be an essential electrical
load.
37. Amend § 23.1193 by revising
paragraph (g) to read as follows:
■
§ 23.1193
Cowling and nacelle.
*
*
*
*
*
(g) In addition, for all airplanes with
engine(s) embedded in the fuselage or in
pylons on the aft fuselage, the airplane
must be designed so that no fire
originating in any engine compartment
can enter, either through openings or by
burn-through, any other region where it
would create additional hazards.
38. Amend § 23.1195 by revising the
introductory text of paragraph (a) and by
revising paragraph (a)(2) to read as
follows:
■
§ 23.1195
Fire extinguishing systems.
(a) For all airplanes with engine(s)
embedded in the fuselage or in pylons
on the aft fuselage, fire extinguishing
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systems must be installed and
compliance shown with the following:
*
*
*
*
*
(2) The fire extinguishing system, the
quantity of the extinguishing agent, the
rate of discharge, and the discharge
distribution must be adequate to
extinguish fires. An individual ‘‘one
shot’’ system may be used, except for
engine(s) embedded in the fuselage,
where a ‘‘two shot’’ system is required.
*
*
*
*
*
■ 39. Amend § 23.1197 by revising the
introductory text to read as follows:
§ 23.1197
Fire extinguishing agents.
For all airplanes with engine(s)
embedded in the fuselage or in pylons
on the aft fuselage the following applies:
*
*
*
*
*
■ 40. Amend § 23.1199 by revising the
introductory text to read as follows:
§ 23.1199
Extinguishing agent containers.
For all airplanes with engine(s)
embedded in the fuselage or in pylons
on the aft fuselage the following applies:
*
*
*
*
*
■ 41. Amend § 23.1201 by revising the
introductory text to read as follows:
§ 23.1201 Fire extinguishing systems
materials.
For all airplanes with engine(s)
embedded in the fuselage or in pylons
on the aft fuselage the following applies:
*
*
*
*
*
■ 42. Revise § 23.1301 by revising
paragraphs (b) and (c) and by removing
paragraph (d) to read as follows:
§ 23.1301
Function and installation.
*
*
*
*
*
(b) Be labeled as to its identification,
function, or operating limitations, or
any applicable combination of these
factors; and
(c) Be installed according to
limitations specified for that equipment.
*
*
*
*
*
■ 43. Amend § 23.1303 by revising
paragraph (c) to read as follows:
§ 23.1303 Flight and navigation
instruments.
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*
*
*
*
*
(c) A magnetic direction indicator.
*
*
*
*
*
■ 44. Revise § 23.1309 to read as
follows:
§ 23.1309 Equipment, systems, and
installations.
The requirements of this section,
except as identified in paragraphs (a)
through (d), are applicable, in addition
to specific design requirements of part
23, to any equipment or system as
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installed in the airplane. This section is
a regulation of general requirements and
does not supersede any requirements
contained in another section of part 23.
(a) The airplane equipment and
systems must be designed and installed
so that:
(1) Those required for type
certification or by operating rules
perform as intended under the airplane
operating and environmental
conditions, including the indirect
effects of lightning strikes.
(2) Any equipment and system does
not adversely affect the safety of the
airplane or its occupants, or the proper
functioning of those covered by
paragraph (a)(1) of this section.
(b) Minor, major, hazardous, or
catastrophic failure condition(s), which
occur during Type Inspection
Authorization or FAA flightcertification testing, must have root
cause analysis and corrective action.
(c) The airplane systems and
associated components considered
separately and in relation to other
systems, must be designed and installed
so that:
(1) Each catastrophic failure condition
is extremely improbable and does not
result from a single failure;
(2) Each hazardous failure condition
is extremely remote; and
(3) Each major failure condition is
remote.
(d) Information concerning an unsafe
system operating condition must be
provided in a timely manner to the crew
to enable them to take appropriate
corrective action. An appropriate alert
must be provided if immediate pilot
awareness and immediate or subsequent
corrective action is required. Systems
and controls, including indications and
annunciations, must be designed to
minimize crew errors which could
create additional hazards.
45. Add a new § 23.1310 to read as
follows:
■
§ 23.1310 Power source capacity and
distribution.
(a) Each installation whose
functioning is required for type
certification or under operating rules
and that requires a power supply is an
‘‘essential load’’ on the power supply.
The power sources and the system must
be able to supply the following power
loads in probable operating
combinations and for probable
durations:
(1) Loads connected to the system
with the system functioning normally.
(2) Essential loads, after failure of any
one prime mover, power converter, or
energy storage device.
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(3) Essential loads after failure of—
(i) Any one engine on two-engine
airplanes; and
(ii) Any two engines on airplanes with
three or more engines.
(4) Essential loads for which an
alternate source of power is required,
after any failure or malfunction in any
one power supply system, distribution
system, or other utilization system.
(b) In determining compliance with
paragraphs (a)(2) and (3) of this section,
the power loads may be assumed to be
reduced under a monitoring procedure
consistent with safety in the kinds of
operation authorized. Loads not
required in controlled flight need not be
considered for the two-engineinoperative condition on airplanes with
three or more engines.
46. Amend § 23.1311 by revising
paragraphs (a)(5), (a)(6), (a)(7), and
paragraph (b) to read as follows:
■
§ 23.1311
systems.
Electronic display instrument
(a) * * *
(5) For certification for Instrument
Flight Rules (IFR) operations, have an
independent magnetic direction
indicator and either an independent
secondary mechanical altimeter,
airspeed indicator, and attitude
instrument or an electronic display
parameters for the altitude, airspeed,
and attitude that are independent from
the airplane’s primary electrical power
system. These secondary instruments
may be installed in panel positions that
are displaced from the primary
positions specified by § 23.1321(d), but
must be located where they meet the
pilot’s visibility requirements of
§ 23.1321(a).
(6) Incorporate sensory cues that
provide a quick glance sense of rate and,
where appropriate, trend information to
the parameter being displayed to the
pilot.
(7) Incorporate equivalent visual
displays of the instrument markings
required by §§ 23.1541 through 23.1553,
or visual displays that alert the pilot to
abnormal operational values or
approaches to established limitation
values, for each parameter required to
be displayed by this part.
(b) The electronic display indicators,
including their systems and
installations, and considering other
airplane systems, must be designed so
that one display of information essential
for continued safe flight and landing
will be available within one second to
the crew by a single pilot action or by
automatic means for continued safe
operation, after any single failure or
probable combination of failures.
*
*
*
*
*
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§ 23.1353 Storage battery design and
installation.
47. Amend § 23.1323 by revising
paragraph (e) to read as follows:
■
§ 23.1323
*
Airspeed indicating system.
*
*
*
*
*
(e) In addition, for normal, utility, and
acrobatic category multiengine jets of
more than 6,000 pounds maximum
weight and commuter category
airplanes, each system must be
calibrated to determine the system error
during the accelerate-takeoff ground
run. The ground run calibration must be
determined—
(1) From 0.8 of the minimum value of
V1 to the maximum value of V2,
considering the approved ranges of
altitude and weight; and
(2) The ground run calibration must
be determined assuming an engine
failure at the minimum value of V1.
*
*
*
*
*
■ 48. Amend § 23.1331 by revising
paragraph (c) to read as follows:
§ 23.1331
source.
Instruments using a power
*
*
*
*
*
(c) For certification for Instrument
Flight Rules (IFR) operations and for the
heading, altitude, airspeed, and attitude,
there must be at least:
(1) Two independent sources of
power (not driven by the same engine
on multiengine airplanes), and a manual
or an automatic means to select each
power source; or
(2) A separate display of parameters
for heading, altitude, airspeed, and
attitude that has a power source
independent from the airplane’s
primary electrical power system.
49. Amend § 23.1353 by revising
paragraph (h) to read as follows:
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■
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*
*
*
*
(h)(1) In the event of a complete loss
of the primary electrical power
generating system, the battery must be
capable of providing electrical power to
those loads that are essential to
continued safe flight and landing for:
(i) At least 30 minutes for airplanes
that are certificated with a maximum
altitude of 25,000 feet or less; and
(ii) At least 60 minutes for airplanes
that are certificated with a maximum
altitude over 25,000 feet.
(2) The time period includes the time
to recognize the loss of generated power
and to take appropriate load shedding
action.
50. Amend § 23.1431, paragraph (a) to
read as follows:
■
§ 23.1431
Electronic equipment.
(a) In showing compliance with
§ 23.1309(a), (b), and (c) with respect to
radio and electronic equipment and
their installations, critical
environmental conditions must be
considered.
*
*
*
*
*
■ 51. Revise § 23.1443 to read as
follows:
§ 23.1443 Minimum mass flow of
supplemental oxygen.
(a) If the airplane is to be certified
above 41,000 feet, a continuous flow
oxygen system must be provided for
each passenger.
(b) If continuous flow oxygen
equipment is installed, an applicant
must show compliance with the
requirements of either paragraphs (b)(1)
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and (b)(2) or paragraph (b)(3) of this
section:
(1) For each passenger, the minimum
mass flow of supplemental oxygen
required at various cabin pressure
altitudes may not be less than the flow
required to maintain, during inspiration
and while using the oxygen equipment
(including masks) provided, the
following mean tracheal oxygen partial
pressures:
(i) At cabin pressure altitudes above
10,000 feet up to and including 18,500
feet, a mean tracheal oxygen partial
pressure of 100mm Hg when breathing
15 liters per minute, Body Temperature,
Pressure, Saturated (BTPS) and with a
tidal volume of 700cc with a constant
time interval between respirations.
(ii) At cabin pressure altitudes above
18,500 feet up to and including 40,000
feet, a mean tracheal oxygen partial
pressure of 83.8mm Hg when breathing
30 liters per minute, BTPS, and with a
tidal volume of 1,100cc with a constant
time interval between respirations.
(2) For each flight crewmember, the
minimum mass flow may not be less
than the flow required to maintain,
during inspiration, a mean tracheal
oxygen partial pressure of 149mm Hg
when breathing 15 liters per minute,
BTPS, and with a maximum tidal
volume of 700cc with a constant time
interval between respirations.
(3) The minimum mass flow of
supplemental oxygen supplied for each
user must be at a rate not less than that
shown in the following figure for each
altitude up to and including the
maximum operating altitude of the
airplane.
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(c) If demand equipment is installed
for use by flight crewmembers, the
minimum mass flow of supplemental
oxygen required for each flight
crewmember may not be less than the
flow required to maintain, during
inspiration, a mean tracheal oxygen
partial pressure of 122mm Hg up to and
including a cabin pressure altitude of
35,000 feet, and 95 percent oxygen
between cabin pressure altitudes of
35,000 and 40,000 feet, when breathing
20 liters per minutes BTPS. In addition,
there must be means to allow the flight
crew to use undiluted oxygen at their
discretion.
(d) If first-aid oxygen equipment is
installed, the minimum mass flow of
oxygen to each user may not be less
than 4 liters per minute, STPD.
However, there may be a means to
decrease this flow to not less than 2
liters per minute, STPD, at any cabin
altitude. The quantity of oxygen
required is based upon an average flow
rate of 3 liters per minute per person for
whom first-aid oxygen is required.
(e) As used in this section:
(1) BTPS means Body Temperature,
and Pressure, Saturated (which is 37 °C,
and the ambient pressure to which the
body is exposed, minus 47mm Hg,
which is the tracheal pressure displaced
by water vapor pressure when the
breathed air becomes saturated with
water vapor at 37 °C).
(2) STPD means Standard,
Temperature, and Pressure, Dry (which
is 0 °C at 760mm Hg with no water
vapor).
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52. Amend § 23.1445 by adding a new
paragraph (c) to read as follows:
■
§ 23.1445
Oxygen distribution system.
*
*
*
*
*
(c) If the flight crew and passengers
share a common source of oxygen, a
means to separately reserve the
minimum supply required by the flight
crew must be provided.
53. Amend § 23.1447 by adding a new
paragraph (g) to read as follows:
■
§ 23.1447 Equipment standards for oxygen
dispensing units.
*
*
*
*
*
(g) If the airplane is to be certified for
operation above 41,000 feet, a quickdonning oxygen mask system, with a
pressure demand, mask mounted
regulator must be provided for the flight
crew. This dispensing unit must be
immediately available to the flight crew
when seated at their station and
installed so that it:
(1) Can be placed on the face from its
ready position, properly secured, sealed,
and supplying oxygen upon demand,
with one hand, within five seconds and
without disturbing eyeglasses or causing
delay in proceeding with emergency
duties; and
(2) Allows, while in place, the
performance of normal communication
functions.
54. Amend § 23.1505 by revising
paragraph (c) to read as follows:
■
§ 23.1505
Airspeed limitations.
*
*
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(c)(1) Paragraphs (a) and (b) of this
section do not apply to turbine airplanes
or to airplanes for which a design diving
speed VD/MD is established under
§ 23.335(b)(4). For those airplanes, a
maximum operating limit speed (VMO/
MMO airspeed or Mach number,
whichever is critical at a particular
altitude) must be established as a speed
that may not be deliberately exceeded in
any regime of flight (climb, cruise, or
descent) unless a higher speed is
authorized for flight test or pilot training
operations.
(2) VMO/MMO must be established so
that it is not greater than the design
cruising speed VC/MC and so that it is
sufficiently below VD/MD, or VDF/MDF
for jets, and the maximum speed shown
under § 23.251 to make it highly
improbable that the latter speeds will be
inadvertently exceeded in operations.
(3) The speed margin between VMO/
MMO and VD/MD, or VDF/MDF for jets,
may not be less than that determined
under § 23.335(b), or the speed margin
found necessary in the flight tests
conducted under § 23.253.
55. Amend § 23.1545 by revising
paragraph (d) to read as follows:
■
§ 23.1545
Airspeed indicator.
*
*
*
*
*
(d) Paragraphs (b)(1) through (b)(4)
and paragraph (c) of this section do not
apply to airplanes for which a
maximum operating speed VMO/MMO is
established under § 23.1505(c). For
those airplanes, there must either be a
maximum allowable airspeed indication
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showing the variation of VMO/MMO with
altitude or compressibility limitations
(as appropriate), or a radial red line
marking for VMO/MMO must be made at
lowest value of VMO/MMO established
for any altitude up to the maximum
operating altitude for the airplane.
■
56. Amend § 23.1555 by adding a new
paragraph (d)(3) to read as follows:
§ 23.1583
■
§ 23.1555
Control markings.
*
*
*
*
*
(d) * * *
(3) For fuel systems having a
calibrated fuel quantity indication
system complying with § 23.1337(b)(1)
and accurately displaying the actual
quantity of usable fuel in each selectable
tank, no fuel capacity placards outside
of the fuel quantity indicator are
required.
*
*
*
*
*
57. Amend § 23.1559 by adding a new
paragraph (d) to read as follows:
■
§ 23.1559
Operating limitations placard.
*
*
*
*
*
(d) The placard(s) required by this
section need not be lighted.
58. Amend § 23.1563 by adding a new
paragraph (d) to read as follows:
■
§ 23.1563
Airspeed placard.
*
*
*
*
*
(d) The airspeed placard(s) required
by this section need not be lighted if the
landing gear operating speed is
indicated on the airspeed indicator or
other lighted area such as the landing
gear control and the airspeed indicator
has features such as low speed
awareness that provide ample warning
prior to VMC.
59. Amend § 23.1567 by adding a new
paragraph (e) to read as follows:
■
§ 23.1567
Flight maneuver placard.
*
*
*
*
*
(e) The placard(s) required by this
section need not be lighted.
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■
60. Amend § 23.1583 as follows:
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A. Revise the introductory text of
paragraphs (c)(3) and (c)(4);
■ B. Redesignate paragraphs (c)(4)(iii)
and (c)(4)(iv) as paragraphs (c)(4)(ii)(A)
and (c)(4)(ii)(B); and
■ C. Revise paragraph (c)(5)
introductory text:
Operating limitations.
*
*
*
*
*
(c) * * *
(3) For reciprocating engine-powered
airplanes of more than 6,000 pounds
maximum weight, single-engine
turbines, and multiengine jets 6,000
pounds or less maximum weight in the
normal, utility, and acrobatic category,
performance operating limitations as
follows—
*
*
*
*
*
(4) For normal, utility, and acrobatic
category multiengine jets over 6,000
pounds and commuter category
airplanes, the maximum takeoff weight
for each airport altitude and ambient
temperature within the range selected
by the applicant at which—
*
*
*
*
*
(5) For normal, utility, and acrobatic
category multiengine jets over 6,000
pounds and commuter category
airplanes, the maximum landing weight
for each airport altitude within the
range selected by the applicant at
which—
*
*
*
*
*
■ 61. Amend § 23.1585 by revising
paragraph (f) introductory text to read as
follows:
§ 23.1585
Operating procedures.
*
*
*
*
*
(f) In addition to paragraphs (a) and
(c) of this section, for normal, utility,
and acrobatic category multiengine jets
weighing over 6,000 pounds, and
commuter category airplanes, the
information must include the following:
*
*
*
*
*
■ 62. Amend § 23.1587 by revising
paragraph (d) introductory text to read
as follows:
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§ 23.1587
75763
Performance information.
*
*
*
*
*
(d) In addition to paragraph (a) of this
section, for normal, utility, and
acrobatic category multiengine jets
weighing over 6,000 pounds, and
commuter category airplanes, the
following information must be
furnished—
*
*
*
*
*
63. Amend Appendix F to Part 23 as
follows:
■ A. Redesignate the existing text as Part
I and add a new Part I heading;
■ B. Add a new Part II.
■
Appendix F to Part 23—Test Procedure
Part I—Acceptable Test Procedure for SelfExtinguishing Materials for Showing
Compliance With §§ 23.853, 23.855, and
23.1359
*
*
*
*
*
Part II—Test Method To Determine the
Flammability and Flame Propagation
Characteristics of Thermal/Acoustic
Insulation Materials
Use this test method to evaluate the
flammability and flame propagation
characteristics of thermal/acoustic insulation
when exposed to both a radiant heat source
and a flame.
(a) Definitions.
Flame propagation means the furthest
distance of the propagation of visible flame
towards the far end of the test specimen,
measured from the midpoint of the ignition
source flame. Measure this distance after
initially applying the ignition source and
before all flame on the test specimen is
extinguished. The measurement is not a
determination of burn length made after the
test.
Radiant heat source means an electric or
air propane panel.
Thermal/acoustic insulation means a
material or system of materials used to
provide thermal and/or acoustic protection.
Examples include fiberglass or other batting
material encapsulated by a film covering and
foams.
Zero point means the point of application
of the pilot burner to the test specimen.
(b) Test apparatus.
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and level position. The chamber must have
an internal chimney with exterior
dimensions of 5.1 inches (129 mm) wide, by
16.2 inches (411 mm) deep by 13 inches (330
mm) high at the opposite end of the chamber
from the radiant energy source. The interior
dimensions must be 4.5 inches (114 mm)
wide by 15.6 inches (395 mm) deep. The
chimney must extend to the top of the
chamber (see figure F2).
panel. The panel must have a radiation
surface of 127⁄8 by 181⁄2 inches (327 by 470
mm). The panel must be capable of operating
at temperatures up to 1300 °F (704 °C). An
air propane panel must be made of a porous
refractory material and have a radiation
surface of 12 by 18 inches (305 by 457 mm).
The panel must be capable of operating at
temperatures up to 1,500 °F (816 °C). See
figures F3a and F3b.
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top with a fibrous ceramic insulation, such
as Kaowool MTM board. On the front side,
provide a 52 by 12-inch (1321 by 305 mm)
draft-free, high-temperature, glass window
for viewing the sample during testing. Place
a door below the window to provide access
to the movable specimen platform holder.
The bottom of the test chamber must be a
sliding steel platform that has provision for
securing the test specimen holder in a fixed
(2) Radiant heat source. Mount the radiant
heat energy source in a cast iron frame or
equivalent. An electric panel must have six,
3-inch wide emitter strips. The emitter strips
must be perpendicular to the length of the
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(1) Radiant panel test chamber. Conduct
tests in a radiant panel test chamber (see
figure F1 above). Place the test chamber
under an exhaust hood to facilitate clearing
the chamber of smoke after each test. The
radiant panel test chamber must be an
enclosure 55 inches (1397 mm) long by 19.5
inches (495 mm) deep by 28 inches (710 mm)
to 30 inches (maximum) (762 mm) above the
test specimen. Insulate the sides, ends, and
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(i) Electric radiant panel. The radiant panel
must be 3-phase and operate at 208 volts. A
single-phase, 240 volt panel is also
acceptable. Use a solid-state power controller
and microprocessor-based controller to set
the electric panel operating parameters.
(ii) Gas radiant panel. Use propane (liquid
petroleum gas—2.1 UN 1075) for the radiant
panel fuel. The panel fuel system must
consist of a venturi-type aspirator for mixing
gas and air at approximately atmospheric
pressure. Provide suitable instrumentation
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for monitoring and controlling the flow of
fuel and air to the panel. Include an air flow
gauge, an air flow regulator, and a gas
pressure gauge.
(iii) Radiant panel placement. Mount the
panel in the chamber at 30 degrees to the
horizontal specimen plane, and 71⁄2 inches
above the zero point of the specimen.
(3) Specimen holding system.
(i) The sliding platform serves as the
housing for test specimen placement.
Brackets may be attached (via wing nuts) to
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75765
the top lip of the platform in order to
accommodate various thicknesses of test
specimens. Place the test specimens on a
sheet of Kaowool MTM board or 1260
Standard Board (manufactured by Thermal
Ceramics and available in Europe), or
equivalent, either resting on the bottom lip of
the sliding platform or on the base of the
brackets. It may be necessary to use multiple
sheets of material based on the thickness of
the test specimen (to meet the sample height
requirement). Typically, these non-
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is also acceptable as long as the sample
height requirement is met.
of the platform is high enough to prevent
excess preheating of the specimen when the
sliding platform is out, a retainer board is not
necessary.
(iii) Place the test specimen horizontally on
the non-combustible board(s). Place a steel
retaining/securing frame fabricated of mild
steel, having a thickness of 1⁄8-inch (3.2 mm)
and overall dimensions of 23 by 131⁄8 inches
(584 by 333 mm) with a specimen opening
of 19 by 103⁄4 inches (483 by 273 mm) over
the test specimen. The front, back, and right
portions of the top flange of the frame must
rest on the top of the sliding platform, and
the bottom flanges must pinch all 4 sides of
the test specimen. The right bottom flange
must be flush with the sliding platform. See
figure F5.
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A sliding platform that is deeper than the
2-inch (50.8mm) platform shown in figure F4
(ii) Attach a 1⁄2-inch (13 mm) piece of
Kaowool MTM board or other high
temperature material measuring 411⁄2 by 81⁄4
inches (1054 by 210 mm) to the back of the
platform. This board serves as a heat retainer
and protects the test specimen from excessive
preheating. The height of this board may not
impede the sliding platform movement (in
and out of the test chamber). If the platform
has been fabricated such that the back side
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combustible sheets of material are available
in 1⁄4-inch (6 mm) thicknesses. See figure F4.
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75767
be approximately 5 inches long (127 mm).
Provide a way to move the burner out of the
ignition position so that the flame is
horizontal and at least 2 inches (50 mm)
above the specimen plane. See figure F6.
(5) Thermocouples. Install a 24 American
Wire Gauge (AWG) Type K (ChromelAlumel) thermocouple in the test chamber
for temperature monitoring. Insert it into the
chamber through a small hole drilled through
the back of the chamber. Place the
thermocouple so that it extends 11 inches
(279 mm) out from the back of the chamber
wall, 111⁄2 inches (292 mm) from the right
side of the chamber wall, and is 2 inches
(51 mm) below the radiant panel. The use of
other thermocouples is optional.
(6) Calorimeter. The calorimeter must be a
one-inch cylindrical water-cooled, total heat
flux density, foil type Gardon Gage that has
a range of 0 to 5 BTU/ft 2-second (0 to 5.7
Watts/cm 2).
(7) Calorimeter calibration specification
and procedure.
(i) Calorimeter specification.
(A) Foil diameter must be 0.25 +/¥0.005
inches (6.35 +/¥0.13 mm).
(B) Foil thickness must be 0.0005 +/
¥0.0001 inches (0.013 +/¥ 0.0025 mm).
(C) Foil material must be thermocouple
grade Constantan.
(D) Temperature measurement must be a
Copper Constantan thermocouple.
(E) The copper center wire diameter must
be 0.0005 inches (0.013 mm).
(F) The entire face of the calorimeter must
be lightly coated with ‘‘Black Velvet’’ paint
having an emissivity of 96 or greater.
(ii) Calorimeter calibration.
(A) The calibration method must be by
comparison to a like standardized transducer.
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(71 mm). The propane flow must be adjusted
via gas pressure through an in-line regulator
to produce a blue inner cone length of 3⁄4inch (19 mm). A 3⁄4-inch (19 mm) guide (such
as a thin strip of metal) may be soldered to
the top of the burner to aid in setting the
flame height. The overall flame length must
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(4) Pilot Burner. The pilot burner used to
ignite the specimen must be a
BernzomaticTM commercial propane venturi
torch with an axially symmetric burner tip
and a propane supply tube with an orifice
diameter of 0.006 inches (0.15 mm). The
length of the burner tube must be 27⁄8 inches
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Federal Register / Vol. 76, No. 232 / Friday, December 2, 2011 / Rules and Regulations
(1.6 mm), and no greater than 0.375 inches
(9.5 mm).
(H) The range used in calibration must be
at least 0–3.5 BTUs/ft 2-second (0–3.9 Watts/
cm 2) and no greater than 0–5.7 BTUs/ft 2second (0–6.4 Watts/cm 2).
(I) The recording device used must record
the 2 transducers simultaneously or at least
within 1⁄10 of each other.
(8) Calorimeter fixture. With the sliding
platform pulled out of the chamber, install
the calorimeter holding frame and place a
sheet of non-combustible material in the
bottom of the sliding platform adjacent to the
holding frame. This will prevent heat losses
during calibration. The frame must be 131⁄8
inches (333 mm) deep (front to back) by 8
inches (203 mm) wide and must rest on the
top of the sliding platform. It must be
fabricated of 1⁄8-inch (3.2 mm) flat stock steel
and have an opening that accommodates a
1⁄2-inch (12.7 mm) thick piece of refractory
board, which is level with the top of the
sliding platform. The board must have three
1-inch (25.4 mm) diameter holes drilled
through the board for calorimeter insertion.
The distance to the radiant panel surface
from the centerline of the first hole (‘‘zero’’
position) must be 71⁄2 ± 1⁄8-inches (191 ± 3
mm). The distance between the centerline of
the first hole to the centerline of the second
hole must be 2 inches (51 mm). It must also
be the same distance from the centerline of
the second hole to the centerline of the third
hole. See figure F7. A calorimeter holding
frame that differs in construction is
acceptable as long as the height from the
centerline of the first hole to the radiant
panel and the distance between holes is the
same as described in this paragraph.
(9) Instrumentation. Provide a calibrated
recording device with an appropriate range
or a computerized data acquisition system to
measure and record the outputs of the
calorimeter and the thermocouple. The data
acquisition system must be capable of
recording the calorimeter output every
second during calibration.
(10) Timing device. Provide a stopwatch or
other device, accurate to ± 1 second/hour, to
measure the time of application of the pilot
burner flame.
(c) Test specimens.
(1) Specimen preparation. Prepare and test
a minimum of three test specimens. If an
oriented film cover material is used, prepare
and test both the warp and fill directions.
(2) Construction. Test specimens must
include all materials used in construction of
the insulation (including batting, film, scrim,
tape, etc.). Cut a piece of core material such
as foam or fiberglass, and cut a piece of film
cover material (if used) large enough to cover
the core material. Heat sealing is the
preferred method of preparing fiberglass
samples, since they can be made without
compressing the fiberglass (‘‘box sample’’).
Cover materials that are not heat sealable
may be stapled, sewn, or taped as long as the
cover material is sufficiently over-cut to be
drawn down the sides without compressing
the core material. The fastening means
should be as continuous as possible along the
length of the seams. The specimen thickness
must be of the same thickness as installed in
the airplane.
(3) Specimen Dimensions. To facilitate
proper placement of specimens in the sliding
platform housing, cut non-rigid core
materials, such as fiberglass, 121⁄2 inches
(318mm) wide by 23 inches (584mm) long.
Cut rigid materials, such as foam, 111⁄2 ± 1⁄4
inches (292 mm ± 6mm) wide by 23 inches
(584mm) long in order to fit properly in the
sliding platform housing and provide a flat,
exposed surface equal to the opening in the
housing.
(d) Specimen conditioning. Condition the
test specimens at 70 ± 5 °F (21 ± 2 °C) and
55 percent ± 10 percent relative humidity, for
a minimum of 24 hours prior to testing.
(e) Apparatus Calibration.
(1) With the sliding platform out of the
chamber, install the calorimeter holding
frame. Push the platform back into the
chamber and insert the calorimeter into the
first hole (‘‘zero’’ position). See figure F7.
Close the bottom door located below the
sliding platform. The distance from the
centerline of the calorimeter to the radiant
panel surface at this point must be 71⁄2 inches
± 1⁄8 (191 mm ± 3). Before igniting the radiant
panel, ensure that the calorimeter face is
clean and that there is water running through
the calorimeter.
(2) Ignite the panel. Adjust the fuel/air
mixture to achieve 1.5 BTUs/feet2-second ±
5 percent (1.7 Watts/cm2 ± 5 percent) at the
‘‘zero’’ position. If using an electric panel, set
the power controller to achieve the proper
heat flux. Allow the unit to reach steady state
(this may take up to 1 hour). The pilot burner
must be off and in the down position during
this time.
(3) After steady-state conditions have been
reached, move the calorimeter 2 inches (51
mm) from the ‘‘zero’’ position (first hole) to
position 1 and record the heat flux. Move the
calorimeter to position 2 and record the heat
flux. Allow enough time at each position for
the calorimeter to stabilize. Table 1 depicts
typical calibration values at the three
positions.
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(B) The standardized transducer must meet
the specifications given in paragraph II(b)(6)
of this appendix.
(C) Calibrate the standard transducer
against a primary standard traceable to the
National Institute of Standards and
Technology (NIST).
(D) The method of transfer must be a
heated graphite plate.
(E) The graphite plate must be electrically
heated, have a clear surface area on each side
of the plate of at least 2 by 2 inches (51 by
51 mm), and be 1⁄8-inch +/¥ 1⁄16-inch thick
(3.2 +/¥ 1.6 mm).
(F) Center the 2 transducers on opposite
sides of the plates at equal distances from the
plate.
(G) The distance of the calorimeter to the
plate must be no less than 0.0625 inches
Federal Register / Vol. 76, No. 232 / Friday, December 2, 2011 / Rules and Regulations
75769
TABLE 1—CALIBRATION TABLE
BTU/feet 2 sec
Position
‘‘Zero’’ Position ........................................................................................................................................
Position 1 .................................................................................................................................................
Position 2 .................................................................................................................................................
1.5
1.51–1.50–1.49
1.43–1.44
Watts/cm2
1.7
1.71–1.70–1.69
1.62–1.63
(3) Place the retaining/securing frame over
the test specimen. It may be necessary (due
to compression) to adjust the sample (up or
down) in order to maintain the distance from
the sample to the radiant panel (71⁄2 inches
± 1⁄8 inch (191 mm ± 3) at ‘‘zero’’ position).
With film/fiberglass assemblies, it is critical
to make a slit in the film cover to purge any
air inside. This allows the operator to
maintain the proper test specimen position
(level with the top of the platform) and to
allow ventilation of gases during testing. A
longitudinal slit, approximately 2 inches
(51mm) in length, must be centered 3 inches
± 1⁄2 inch (76mm ± 13mm) from the left flange
of the securing frame. A utility knife is
acceptable for slitting the film cover.
(4) Immediately push the sliding platform
into the chamber and close the bottom door.
(5) Bring the pilot burner flame into
contact with the center of the specimen at the
‘‘zero’’ point and simultaneously start the
timer. The pilot burner must be at a 27 degree
angle with the sample and be approximately
1⁄2 inch (12 mm) above the sample. See figure
F7. A stop, as shown in figure F8, allows the
operator to position the burner correctly each
time.
(6) Leave the burner in position for 15
seconds and then remove to a position at
least 2 inches (51 mm) above the specimen.
(g) Report.
(1) Identify and describe the test specimen.
(2) Report any shrinkage or melting of the
test specimen.
(3) Report the flame propagation distance.
If this distance is less than 2 inches, report
this as a pass (no measurement required).
(4) Report the after-flame time.
(h) Requirements.
(1) There must be no flame propagation
beyond 2 inches (51 mm) to the left of the
centerline of the pilot flame application.
(2) The flame time after removal of the
pilot burner may not exceed 3 seconds on
any specimen.
Issued in Washington, DC, on November
16, 2011.
J. Randolph Babbitt,
Administrator.
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(4) Open the bottom door, remove the
calorimeter and holder fixture. Use caution
as the fixture is very hot.
(f) Test Procedure.
(1) Ignite the pilot burner. Ensure that it is
at least 2 inches (51 mm) above the top of
the platform. The burner may not contact the
specimen until the test begins.
(2) Place the test specimen in the sliding
platform holder. Ensure that the test sample
surface is level with the top of the platform.
At ‘‘zero’’ point, the specimen surface must
be 71⁄2 inches ± 1⁄8 inch (191 mm ± 3) below
the radiant panel.
Agencies
[Federal Register Volume 76, Number 232 (Friday, December 2, 2011)]
[Rules and Regulations]
[Pages 75736-75769]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-30412]
[[Page 75735]]
Vol. 76
Friday,
No. 232
December 2, 2011
Part IV
Department of Transportation
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Federal Aviation Administration
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14 CFR Part 23
Certification of Part 23 Turbofan- and Turbojet-Powered Airplanes and
Miscellaneous Amendments; Final Rule
Federal Register / Vol. 76 , No. 232 / Friday, December 2, 2011 /
Rules and Regulations
[[Page 75736]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 23
[Docket No. FAA-2009-0738; Amendment No. 23-62]
RIN 2120-AJ22
Certification of Part 23 Turbofan- and Turbojet-Powered Airplanes
and Miscellaneous Amendments
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action enhances safety by amending the applicable
standards for part 23 turbofan- and turbojet-powered airplanes--which
are commonly referred to as ``part 23 jets,'' or ``jets''--as well as
turbopropeller-driven and reciprocating-engine airplanes, to reflect
the current needs of industry, accommodate future trends, address
emerging technologies, and provide for future airplane operations. This
action is necessary to eliminate the current workload of processing
exemptions, special conditions, and equivalent level of safety findings
necessary to certificate jets. The effect of the changes will: Enhance
safety by requiring additional battery endurance requirements; increase
the climb gradient performance for certain part 23 airplanes;
standardize and simplify the certification of jets; clarify areas of
frequent non-standardization and misinterpretation, particularly for
electronic equipment and system certification; and codify existing
certification requirements in special conditions for jets that
incorporate new technologies.
DATES: These amendments become effective January 31, 2012.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this final rule, contact Pat Mullen, Regulations and Policy, ACE-111,
Federal Aviation Administration, 901 Locust Street, Kansas City, MO
64106; telephone: (816) 329-4111; facsimile: (816) 329-4090; email:
pat.mullen@faa.gov. For legal questions concerning this final rule,
contact Mary Ellen Loftus, ACE-7, Federal Aviation Administration, 901
Locust Street, Kansas City, MO 64106; telephone: (816) 329-3764; email:
mary.ellen.loftus@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation Programs
describes in more detail the scope of the agency's authority. This
rulemaking is promulgated under the authority described in Subtitle
VII, Part A, Subpart III, Section 44701. Under that section, the FAA is
charged with promoting safe flight of civil airplanes in air commerce
by prescribing minimum standards required in the interest of safety for
the design and performance of airplanes. This regulation is within the
scope of that authority because it prescribes new safety standards for
the design of normal, utility, acrobatic, and commuter category
airplanes.
Table of Contents
I. Background
A. Aviation Rulemaking Committee (ARC) Recommendations
B. Summary of the Notice of Proposed Rulemaking
C. Summary of the Final Rule
D. Summary of the Comments
II. Discussion of the Final Rule
A. 14 CFR Part 1: Clarifying Power and Engine Definitions
B. Expanding Commuter Category To Include Turbojets
C. Performance, Flight Characteristics, and Other Design
Considerations
D. Structural Considerations for Crashworthiness and High-
Altitude Operations
E. Powerplant and Operational Considerations
F. General Fire Protection and Flammability Standards for
Insulation Materials
G. Additional Powerplant and Operational Considerations
H. Additional Powerplant Fire Protection and Flammability
Standards
I. Avionics, Systems, and Equipment Changes
J. Placards, Operating Limitations, and Information
K. Test Procedures and Appendices
III. Regulatory Analyses
I. Background
A. Aviation Rulemaking Committee (ARC) Recommendations
On February 3, 2003, we published a notice announcing the creation
of the part 125/135 Aviation Rulemaking Committee (68 FR 5488). The ARC
completed its work in 2005 and submitted its recommendations to the FAA
for safety standards applicable to part 23 turbojets. The ARC
recommended modifying forty-one 14 CFR part 23 sections as a result of
its review of these areas. Those documents may be reviewed in the
docket for this final rule.
The safety standards are to reflect the current industry trends,
emerging technologies and operations under parts 125 and 135, and
associated regulations. The ARC also reviewed the existing part 23
certification requirements and the accident history of light piston-
powered, multiengine airplanes up through small turbojets used
privately and for business purposes. In addition, the ARC reviewed the
special conditions applied to part 23 turbojets.
Based on those ARC recommendations, the FAA's intent is to enhance
safety and to codify standards consistent with the level of safety
currently required through special conditions. We compared the special
conditions applied to part 23 turbojets, as well as several additional
proposed part 23 changes, with the ARC's recommendations. With few
exceptions, the ARC recommendations validated the FAA's long-held
approach to certification of part 23 turbojets.
The ARC did not want to impose commuter category takeoff speeds for
turbojets weighing more than 6,000 pounds, nor did the ARC want to
impose more stringent requirements for one-engine inoperative (OEI)
climb performance than those established for similar-sized piston-
powered and turboprop, multiengine airplanes. The FAA ultimately
accepted thirty-nine of the forty-one ARC recommendations and developed
the proposed rulemaking in accordance with them. The two
recommendations we disagreed with would have lowered the standards
previously applied through special conditions.
B. Summary of the Notice of Proposed Rulemaking
The FAA issued the notice of proposed rulemaking (NPRM),
``Certification of Turbojets,'' on August 6, 2009 and published it for
public comment on August 17, 2009 (74 FR 41556). The comment period for
the NPRM closed on December 16, 2009 after a one-month extension.
The FAA proposed the adoption of 67 new or revised amendments in
the NPRM. The amendments were proposed to codify previous certification
activity.
C. Summary of the Final Rule
This final rule adopts 59 of the 67 proposed amendments. We have
also amended Sec. Sec. 23.65 and 23.1431 in this final rule based on
comments received. Changes to Sec. 23.65 make it consistent with the
changes made to Sec. 23.63. Editorial changes to Sec. 23.1431 are
based on paragraph designation changes to Sec. 23.1309.
This final rule mainly levies new regulations for part 23 jets.
These new
[[Page 75737]]
regulations generally fall into the following categories:
Airplane flight performance and stability
Airplane structural and cabin environment
Airplane avionics systems and electrical equipment
Powerplant considerations
Flammability standards
The majority of this final rule allows manufacturers of jets to
achieve product certification without the numerous special conditions,
equivalent level of safety (ELOS) findings, and exemptions previously
required to certificate these products. Therefore, this final rule
reduces the certification burden on the applicant and allows the FAA to
focus resources on other safety-critical items. In addition, this final
rule enhances safety by requiring additional battery endurance
requirements and increasing the climb gradient performance for certain
part 23 airplanes.
D. Summary of the Comments
The FAA received 244 substantive comments from 14 commenters. All
of the commenters generally supported the proposed changes. The
comments included suggested changes, which are discussed more fully
below in Section II, Discussion of the Final Rule.
The FAA received no comments on the following sections, and they
are adopted as proposed or with minor editorial changes:
23.77, Balked landing
23.853(d)(2), Passenger and crew compartment interiors
23.1303(c), Flight and navigation instruments
23.1445, Oxygen distribution system
23.1447, Equipment standards for oxygen dispensing units
23.1545, Airspeed indicator
23.1555, Control markings
23.1559, Operating limitations placard
23.1563, Airspeed placards
23.1567, Flight maneuver placard
The FAA received comments from manufacturers, foreign aviation
authorities, and industry associations. No commenters recommended
withdrawing the NPRM. Most of the commenters provided suggestions for
improvement or requested clarification of specific proposed amendments.
Some commenters recommended that several proposed amendments (or
portions of them) not be adopted. However, objection to one proposed
amendment did not equate to overall objection to the NPRM.
The following areas are the key concerns expressed by industry:
Mandating software and complex hardware development assurance
levels
Requirement for electronic engine controls to meet the
requirements of Sec. 23.1309 ``Equipment, systems and installations''
Subpart B, Flight, and Subpart G, Operating Limitations and
Information
Requirement for ``two shot'' fire extinguishing systems for
engines embedded within the fuselage
Codifying high-altitude operations
Requirements for electronic displays in part 23 airplanes
Part 1 definitions (Sec. 1.1)
The FAA also received comments regarding FAA policy, means of
compliance, and suggested changes to advisory circulars and regulations
not included in the NPRM. These comments are considered to be beyond
the scope of this rulemaking effort. No further discussion of them
occurs in this final rule.
II. Discussion of the Final Rule
A. 14 CFR Part 1: Clarifying Power and Engine Definitions
The FAA proposed to amend Sec. 1.1 definitions for ``rated takeoff
power,'' ``rated takeoff thrust,'' ``turbine engine,'' ``turbojet
engine,'' and ``turboprop engine.'' Defining engine-specific terms was
proposed to clarify the new requirements in part 23. Communications
between the FAA and members of industry indicated a need to define
those terms. These communications were mainly based on current part 1
definitions for ``rated takeoff power'' and ``rated takeoff thrust,''
which currently limit the use of power and thrust ratings to no more
than five minutes for takeoff operation.
The FAA received comments from Rolls Royce, Transport Canada,
General Electric (GE), and the European Aviation Safety Agency (EASA)
objecting to the proposed definitions. The FAA agrees with the
commenters that ``rated takeoff power,'' ``rated takeoff thrust,''
``turbine engine,'' ``turbojet engine,'' and ``turboprop engine'' are
not used consistently in Title 14, Code of Federal Regulations (14
CFR).
Defining engine types--whether turbine-powered (turbine), turbojet-
powered (turbojet), or turbopropeller-driven (turboprop)--is
unnecessary because they are commonly understood by those within
industry. However, the commenters make a valid point regarding changes
to the definitions for ``rated takeoff power'' and ``rated takeoff
thrust.'' These terms may not necessarily be accepted for use in part
25, and as such, should not be defined under Sec. 1.1.
The Engine and Propeller Directorate is currently working to
establish common definitions for ``rated takeoff power'' and ``rated
takeoff thrust'' that would apply to both part 23 and part 25
airplanes. The proposals to add these definitions are withdrawn to
allow the Engine and Propeller Directorate time to complete its work on
this effort.
B. Expanding Commuter Category to Include Jets
The FAA proposed to revise Sec. 23.3 to codify the current FAA
practice of certificating multiengine jets weighing up to and including
19,000 pounds under part 23 in the commuter category. Prior amendments
to part 23 limited Sec. 23.3 commuter category to propeller-driven,
multiengine airplanes weighing no more than 19,000 pounds. However, the
FAA issued exemptions to allow jets weighing more than 12,500 pounds to
be certificated under part 23, commuter category.
The FAA received comments from Transport Canada and EASA. Transport
Canada proposed that jets with seating capacity of 10 or more
(excluding pilot seats), or maximum certificated take-off weight of
more than 12,500 pounds, continue to be certificated using part 25
transport category requirements in Subpart B: Performance. EASA
suggested the rule pertain to ``high performance'' rather than
``multiengine'' airplanes.
The FAA did not adopt either comment. Transport Canada's comment
was not adopted because part 23, Subpart B has been shown to be an
acceptable means of compliance for airplanes weighing up to 19,000
pounds. This final rule retains that weight limit. EASA's comment was
not adopted because ``high performance'' is an undefined, subjective
term relative to airplane certification. Therefore, Sec. 23.3 is
adopted as proposed.
C. Performance, Flight Characteristics, and Other Design Considerations
1. Performance
The FAA proposed to incorporate in part 23 the current special
conditions approach for jets weighing more than 6,000 pounds by
applying most commuter category performance requirements. The proposed
revisions to Sec. 23.45 would apply the commuter category performance
requirements for the normal, utility, and acrobatic categories to
multiengine jets weighing more than 6,000 pounds.
As a general matter, several commenters recommended replacing
[[Page 75738]]
the proposed propulsion-based criteria with performance-based criteria.
The FAA agrees, as indicated in the Small Airplane Directorate's
Certification Process Study from 2009 which recommends revising part 23
based on airplane performance and complexity versus propulsion and
weight. However, amending part 23 to a performance-based standard is a
substantially larger initiative than this rulemaking effort.
During rulemaking discussions, the ARC decided that applying the
commuter category takeoff performance requirements in proposed
revisions to Sec. Sec. 23.51 through 23.61 would include restrictions
that could become a takeoff weight limitation for operations. The
concern was that these requirements would be too restrictive for part
91 operations.
The FAA disagreed with the ARC concerning multiengine jets weighing
more than 6,000 pounds. The FAA has several decades of experience
applying existing special conditions to part 23 jets. The performance
requirements for these jets have proven successful for part 91
operations and are necessary to maintain the existing level of safety.
We received three comments regarding this proposal. EASA supported
the changes and suggested requirements be extended to all jets, not
just to those weighing more than 6,000 pounds. Diamond Aircraft
(Diamond) asked why this rule did not apply to turboprops and piston-
powered airplanes. Transport Canada proposed that the all-engines-
operating accelerate-stop distance be determined in addition to the
one-engine inoperative (OEI) distance, and the greater of the two be
used as the accelerate-stop distance.
Again, the Small Airplane Directorate's Certification Process Study
from 2009 recommends revising part 23 based on performance and
complexity versus propulsion and weight. We have not yet proposed to
completely rewrite part 23, and doing so would be beyond the scope of
this rulemaking. Accordingly, no change was made to the proposal in
this final rule, except to change the word ``turbojet'' to ``jet''
wherever appropriate in this final rule.
The FAA proposed revisions to Sec. Sec. 23.63 and 23.67 to enhance
safety by increasing the OEI climb gradient performance for multiengine
piston-powered airplanes weighing more than 6,000 pounds and for all
multiengine turbines. We proposed no change to the current 2 percent
OEI climb gradient that has been consistently applied via special
condition for multiengine jets weighing more than 6,000 pounds.
We proposed to revise the OEI climb gradient requirements to
require a 1 percent OEI climb gradient for all multiengine turboprops
and multiengine piston-powered airplanes weighing more than 6,000
pounds. We did so because of the similarity in how these two types of
airplanes are used. Multiengine jets weighing 6,000 pounds or less will
be required to meet an OEI climb gradient of 1.2 percent with this
revision.
The FAA has revised Sec. 23.63(c) and (d), and Sec. 23.67(b) and
(c) to reflect these changes to the climb gradient requirements. The
FAA also made a minor editorial change to replace ``turbojet engine-
powered'' with ``jet'' wherever appropriate in this final rule to
simplify the term. Table 1 summarizes those changes:
Table 1--One-Engine Inoperative (OEI) Climb Requirements to 400 Feet Above Ground Level AGL
----------------------------------------------------------------------------------------------------------------
ARC's FAA's position in
Multiengine category Current rule recommendation final rule
(percent) (percent)
----------------------------------------------------------------------------------------------------------------
Pistons > 6,000 lbs....................... Measurably positive......... 1.0 1.0
Turboprops <= 6,000 lbs................... Measurably positive......... 1.0 1.0
Turboprops > 6,000 lbs.................... Measurably positive......... 1.0 1.0
Jets <= 6,000 lbs......................... Measurably positive......... 1.0 1.2
Jets > 6,000 lbs.......................... 2.0% imposed through special 1.0 2.0
conditions.
----------------------------------------------------------------------------------------------------------------
The FAA received comments on Sec. Sec. 23.63, 23.65, and 23.67
from Transport Canada, Hawker Beechcraft, and Diamond. Transport Canada
stated that the proposed Sec. 23.63 would conflict with the existing
Sec. 23.65. The FAA has accordingly revised Sec. 23.65 for
consistency. Hawker Beechcraft stated that the change from ``must be
measurably positive'' to ``may be no less than 1 percent'' could reduce
takeoff payload by a maximum of 900 pounds. This would limit the
utility of a normal category turboprop under high-hot conditions with
takeoff flaps. The FAA understands that leveling the turboprop
requirements with certain jets will cause a loss of utility and market
disadvantage. However, given similar missions (many in revenue
service), turboprops should be held to a performance standard similar
to that for jets. The FAA reviewed the current service history safety
data for these airplanes. Based on this data, the FAA only required
half the single-engine climb requirements of multiengine jets.
Diamond stated that this makes sense to a certain degree if the
reasoning behind it is that turbines are capable of better performance
than piston-powered airplanes. However, Diamond asked if there is a
need to require compensating features if the airplane cannot meet a
reasonable climb gradient. Diamond also asked why the FAA would change
to a safer engine type if history has not shown there to be a problem
with the current engine type. Diamond further stated that this
requirement should be consistent with those for turbines, with no
distinction between jets and turboprops. The FAA partially agreed and,
as stated above, adopted an OEI climb gradient of 1 percent.
The FAA received a comment from GE on the economic benefit of
improved climb performance. GE stated that the improved climb
performance is not a new requirement, and it is currently imposed by
special condition. Since that special condition is not changing--it is
now only being levied by this final rule--GE asked how a safety benefit
can be credited to the rule.
The FAA believes that adding this special condition as a
requirement in part 23 will not only have a safety benefit, but it will
also enhance our efforts toward continued operational safety. Special
conditions are aircraft-specific and have not been issued for every
part 23 airplane. Section 23.67 (and Sec. 23.77, which was adopted
without change) addresses the additional climb performance for all part
23 turbojets and turboprops. The additional climb performance
requirements will apply to all new part 23 turboprops and part 23
turbojets under 6,000 pounds, thereby increasing the operational safety
of those newly certificated airplanes.
In addition, special conditions increase paperwork and workload for
FAA and industry. Also, they create uncertainty for the manufacturer
during
[[Page 75739]]
design. By incorporating the improved climb performance into part 23,
special condition paperwork will be reduced and, in effect, will allow
FAA and industry resource leveraging towards other safety-critical
endeavors in our goal of continued operational safety.
In developing cost estimates for the NPRM, the FAA contacted
members of the ARC to determine when and if special conditions were
voluntarily accepted by industry. When a special condition is
voluntarily accepted by industry, the FAA does not include the special
condition(s) cost in the regulatory impact assessment (RIA). When
industry informs the FAA that a special condition will impose costs on
industry, as do Sec. Sec. 23.67 and 23.77, the FAA estimates the
incremental cost between the current and final rule.
The FAA proposed to correct a reference error to a velocity term in
Sec. 23.73. Maximum landing configuration stall speed (VSO)
was changed to specified flap configuration stall speed
(VS1). VSO is not applicable to other flap
configurations. The reference landing approach speed (VREF)
is based on 1.3 times the VS1. The FAA proposed to amend the
standards to address airplanes certificated under part 23 that may have
more than one landing flap setting. Additionally, the FAA proposed to
include multiengine jets weighing more than 6,000 pounds in the
commuter category requirements.
The FAA received one comment. Diamond stated that the distinction
between jet engines and other engine types may not be appropriate. It
suggested the requirement for a higher level of safety be related to
performance, not to engine type. As stated earlier, the FAA has
determined that amending part 23 to a performance-based standard is a
substantially larger initiative and beyond the scope of this rulemaking
effort.
2. Flight Characteristics
In Sec. 23.175(b), the FAA proposed to define the maximum speed
for stability characteristics (VFC/MFC). The term
VFC/MFC was added to part 23 in the last large-
scale revision to Subpart B, but the definition was inadvertently
omitted.
EASA commented on multiple proposed sections that it applies a
special condition for high-speed characteristics that are not included
in our proposal. EASA's comments suggested these sections be drafted as
a performance-based standard. However, amending part 23 to a
performance-based standard is a substantially larger initiative than
this rulemaking effort.
The FAA also received comments from Transport Canada and Cessna
regarding flight characteristics. Both commenters recommended that we
include the definition of VFC/MFC in Sec. 23.253
for consistency with part 25. The FAA agrees and has relocated the
definition for it from Sec. 23.175 to Sec. 23.253.
The FAA proposed revisions to Sec. 23.177 that would have
clarified the specific speed limitations to include jets. The proposed
speed limitations also included specific criteria (``VFE,
VLE, VNO or VFC/MFC as
appropriate'' as defined in Part 1).
The FAA proposed to relax the stability requirements in Sec.
23.181 for airplanes operating above 18,000. The original requirements
were developed for small airplanes typically operated under 18,000 feet
and not equipped with yaw dampers. The existing requirement is still
appropriate for low-altitude operations, such as for approaches.
However, the existing requirement is not appropriate for larger
airplanes that typically use yaw dampers and fly at altitudes above
18,000 feet. In fact, the FAA has issued multiple ELOS findings for
most certificated part 23 jets because such findings were appropriate
for high-altitude, high-speed operations.
The FAA received comments from EASA, Cessna, and Emivest. EASA
commented in multiple sections that it applies a special condition for
high-speed characteristic not included in our proposal. EASA's comment
suggests a performance-based standard. Amending part 23 to a
performance-based standard is a substantially larger initiative than
this rulemaking effort.
Cessna suggested Sec. 23.181 include a similar definition to the
revised Sec. 23.177. The FAA agrees with Cessna's comment and added
that definition to Sec. 23.181.
Emivest recommended that part 23 allow the lower standard found in
part 25 for flight above 18,000 feet. The FAA disagrees with this
recommendation. Part 23 airplanes are frequently flown by a single
pilot and operated under part 91. Single pilots operating part 23
airplanes may not necessarily have the same experience level as part 25
airplane pilots. Therefore, the stability and control requirements in
part 23 will remain higher than in part 25.
We proposed revisions to the stall requirements in Sec. Sec.
23.201 and 23.203 to include jets and a new generation of part 23
airplanes with high-power and high-altitude capability.
The proposed revisions included:
Incorporating additional configurations for all part 23
airplanes;
Clarifying flap and gear position as appropriate for the
altitude and flight phase;
Relaxing the roll-off requirements for high-altitude
stalls; and
Defining what is meant by ``extreme nose-high attitudes.''
The FAA received comments from the General Aviation Manufacturers
Association (GAMA) and Emivest. GAMA stated the requirement for the
demonstration of control during entry and recovery from wings level
stall is unnecessary above 1.5 VS1 instead of 1.6
VS1, as this requirement matches the requirements applicable
to part 25 airplanes. The FAA agrees and has made the necessary change
to be consistent with the requirements for part 23 jets.
Emivest recommended the FAA allow the lower handling characteristic
standards from part 25, specifically being able to control rolling from
15 to 20 degrees of roll. The FAA does not believe that this is
appropriate for all altitudes. Parts 23 and 25 still have a
considerable number of stall/departure accidents at low altitudes, even
with stall barrier devices. The FAA is moving part 23 towards even more
benign stall characteristics and additional stall protection systems.
The FAA determined that relieving the controllability requirements
in Sec. 23.201 across the entire altitude capability would move part
23 in the wrong direction--inconsistent with current stall
requirements. Considering that most stall accidents occur at low
altitudes, this revision would relax the stall handling characteristic
roll requirement to 25 degrees for stalls at or above 25,000 feet. We
believe this is an acceptable action for this flight regimen for the
class of airplane operating at or above 25,000 feet.
The FAA proposed to incorporate provisions from Sec. Sec.
25.251(d) and (e) into Sec. 23.251 while limiting the requirements to
airplanes that fly over 25,000 feet or that have a Mach Dive Speed
(MD) faster than Mach (M) 0.6. The proposed revision also
included the use of VDF/MDF, as referenced in
part 23 jet special conditions.
The FAA received similar comments from Cirrus and Transport Canada.
Cirrus stated that Sec. 23.251(b) and (c) use the term ``perceptible
buffeting,'' which is a subjective term. Cirrus requested a concise
term to differentiate ``normal vibration'' from ``perceptible
buffeting,'' or a standard definition of ``perceptible buffeting.'' The
FAA will address this comment in an advisory circular, which we believe
is the appropriate place to address it.
[[Page 75740]]
Transport Canada stated that the use of operational speeds is
considered more appropriate than using a design speed as criteria. The
FAA understands the commenter's point. For this situation, however, the
FAA believes the part 23 speed rationale should parallel the rationale
in part 25 for consistency in our decisions for continued aviation
safety.
The FAA revised Sec. 23.253(b) to add the use of demonstrated
flight diving speed (VDF/MDF) as applicable,
consistent with standards in Sec. 25.253. The FAA also moved the
proposed definition for VFC/MFC from Sec. 23.175
to this section as paragraph (d).
The FAA proposed adding Sec. 23.255 to include new requirements
that consider potential high-speed Mach effects for airplanes with
MD greater than M 0.6. The FAA proposed these requirements,
which came from part 25, for airplanes that incorporate a trimmable
horizontal stabilizer. This decision was based on the positive service
history with the existing fleet of part 23 jets designed with
conventional horizontal tails and those that use trimmable elevators.
Airplanes that experienced upset incidents involving out-of-trim
conditions were part 25 certificated airplanes and designed with a
trimmable horizontal stabilizer.
The FAA received a comment from Transport Canada, stating that this
requirement should apply to all horizontal tail configurations as
required for transport category airplanes. The FAA disagrees with
Transport Canada. The high-performance airplanes that will be
certificated under part 23 are similar to those that have established a
positive service history using similar regulations; therefore, this
final rule has not been changed as a result of this comment.
D. Structural Considerations for Crashworthiness and High-Altitude
Operations
1. Design and Construction
The FAA proposed changes to Sec. 23.561 to address structural
requirements for engines contained within the fuselage and located
behind the passenger cabin. The FAA proposed these changes to: (1) Add
structural requirements to single-engine jets with centerline engines
embedded in the fuselage, and (2) minimize the likelihood of the engine
breaching the passenger compartment in the event of an emergency
landing. The proposal would have reduced the potential for the engine
to separate from its mounts under forward-acting crash loads and
subsequently intrude into the passenger compartment (i.e., cabin).
The FAA received several comments on this proposed change. EASA
suggested the proposed rule should be expanded to include any engine
mounted inside the fuselage and aft of the cabin, not just turbojet
engines. The FAA agrees with EASA. Any engine mounted in this type of
configuration may be a hazard to cabin occupants in the event of an
emergency landing, so the regulation should not be limited to turbojet
engines. The proposed amendment has been modified to capture this
comment.
Transport Canada stated that the proposed load factors should be
adjusted upward if the VS0 of the airplane exceeds 61 knots.
The FAA disagrees with Transport Canada since the proposed regulation
would require the engine to be retained at 18 g in combination with
maximum takeoff thrust. This approach is reasonable for engine
retention.
Transport Canada also stated that the attached accessories need not
be required to withstand the added load of maximum engine takeoff
thrust since accessories do not react to engine thrust loads. The FAA
disagrees with this comment. While engine accessories should not
directly react to engine thrust loads, engine accessories impart a load
to their mounting structure. This load is typically highest when the
engine is producing maximum takeoff thrust. The intent of this rule is
to ensure the engine and its accessories do not penetrate the cabin in
an emergency landing.
Transport Canada further stated that proposed Sec.
23.561(e)(1)(ii), which in the relevant part states ``to deflect the
engine'' may be too limited. The commenter suggested there are other
methods an airplane designer may propose, such as an energy-absorbing
bulkhead or barrier. We agree, and by adopting this comment, the rule
will be more performance-based and preclude dictation of the airframe
design. The FAA has changed this final rule accordingly.
The FAA proposed changes to Sec. 23.562 to require dynamic seat
testing for commuter category jets. The FAA also proposed changes to
the Head Injury Criteria (HIC) calculation in Sec. 23.562 to be
consistent with the HIC calculation contained in Sec. 25.562.
Our intent with the proposed rule was to codify a requirement that
has become industry practice. All manufacturers of those recently
certificated commuter category jets have agreed to comply with Sec.
23.562. It was not our intent to include commuter category propeller-
driven airplanes in Sec. 23.562 in light of the rulemaking history
associated with that effort.\1\ The FAA has decided against adding
commuter category propeller-driven airplanes to Sec. 23.562 at this
time. The FAA reserves the right, however, to reconsider this position
in the future should adverse service history suggest changes are
necessary.
---------------------------------------------------------------------------
\1\ The FAA provided a history of the previous rulemaking effort
in the NPRM. 74 FR 41522.
---------------------------------------------------------------------------
In addition, the FAA received comments from several organizations
indicating a mistake in the proposed HIC calculation. The commenters
stated that the proposed definition of ``a(t)'' would require
calculating HIC for the entire head acceleration time, not just for the
time of impact with interior components. The FAA agrees the proposed
rule did not specify the word ``strike'' when defining ``a(t)'' as the
total acceleration versus the time curve for a head strike. The FAA has
made the necessary changes to the definition of ``a(t)'' in this final
rule so it is clear that HIC is calculated for the head strike only.
The NPRM included new sections in Sec. Sec. 23.571, 23.573, and
23.574, which noted additional requirements referencing the new high
altitude requirements of Sec. 23.841(e). These additional requirements
included the establishment of a Limit of Validity (LOV), as well as
additional test requirements. Several commenters, including Cessna and
GAMA, objected to the LOV concept due to the burden it could place on
applicants. Upon consideration of these comments the FAA agrees we need
additional time to consider the need for LOV. Therefore, we
consolidated the requirements into Sec. 23.571(d) and removed the
reference to Sec. 23.841. Proposed Sec. 23.841(e), which contained
the LOV and additional test requirements, has been withdrawn.
Section 23.571(d) still requires the damage tolerance option under
Sec. 23.573 to be used on airplanes that exceed 41,000 feet. Section
23.571(d) will also require that damage tolerance be used to evaluate
structure for operations above 41,000 feet on all airplanes except
commuter category. Commuter category airplanes are already required to
use damage tolerance under Sec. 23.574. The FAA has modified Sec.
23.571 as discussed and withdrawn the proposed revisions to Sec. Sec.
23.573 and 23.574.
In addition, GE stated it would be difficult to comply with the
proposed Sec. 23.841, given all of the exemptions granted for this
rule in the past. The FAA disagrees with this comment, but GE is
correct that a number of exemptions have been granted.
[[Page 75741]]
However, all but one of the exemptions were for part 25 airplanes. This
single part 23 airplane exemption dealt with the method of compliance
for this rule. (See Exemption No. 5223; also, a copy of this exemption
will be placed in the docket for this rulemaking.)
As noted above, the proposed rule has been revised, and previous
part 25 exemptions are irrelevant to the subject part 23 airplanes.
Several jets have successfully met depressurization profiles, thereby
meeting appropriate part 23 certification requirements.
The FAA proposed to clarify the use of either the MD or
the Dive Velocity (VD) in Sec. 23.629, whichever is
appropriate, for jets. As dive speeds increase with high performance
airplanes, the compressibility effects of the air become more
significant; therefore, it is more appropriate to refer to
MD instead of VD. Proposed changes would have
also allowed the use of a ``demonstrated'' flight dive speed
(VDF/MDF) instead of the theoretical speeds
(VD/MD) when flight flutter testing jets. Using a
demonstrated speed, in lieu of a theoretical speed, can relieve some
compliance burden when an airplane is unable to attain those
theoretical dive speeds during the test phase of an airplane
certification program.
Cessna stated that the FAA was attempting to align the part 23
small airplane flutter requirements with those of part 25 for transport
category airplanes. The FAA does not agree with this summary of the
change. While the change is similar to certain transport category
requirements, there was no decision in this case to make this part 23
requirement identical to part 25 requirements. The FAA seeks only to
establish a category-appropriate rule for jets which balances many
factors; those factors include risk management, safety, and cost.
Cessna stated that in one paragraph the FAA only made the change to
add the Mach dive speed designation, but did not include the option for
the demonstrated flight speeds. The FAA agrees with Cessna. It was
inadvertently omitted from the proposed rule language. The FAA adopted
that change in the final rule.
Cessna further stated the proposal implied that the flutter
analysis need only be performed to the demonstrated flight speed. The
FAA agrees the wording was misleading and ambiguous. Therefore, the
proposed language is revised to clarify that the flutter analysis must
be performed to 20 percent above the design dive speed or 20 percent
above the design Mach dive speed, whichever is appropriate.
Additionally, Sec. 23.629 is revised to clarify that the 20 percent
margin above the design dive speed need not go above Mach 1.0, as this
unnecessarily complicates the analysis.
2. Other Design Considerations
Proposed revisions to Sec. 23.703 introductory text and paragraph
(b) would have added takeoff warning system requirements to all
airplanes weighing more than 6,000 pounds and to all jets. The
definition of an unsafe condition, in this case, is the inability to
rotate or prevent an immediate stall after rotation. High temporary
control forces that can be quickly ``trimmed out'' would not
necessarily be considered unsafe.
The FAA received two comments. EASA suggested the rule did not
address all devices for a safe takeoff. Diamond asked why this rule did
not apply to turboprops and piston-powered airplanes.
Parking brakes and antiskid devices are optional installations and
cannot be required by this rule; but if installed, optional
installations can be included in the determination of an unsafe takeoff
condition. Also, this rule applies to all airplanes weighing more than
6,000 pounds and to jets of any weight. Therefore, turboprops and
piston-powered airplanes weighing more than 6,000 pounds are included.
The FAA inadvertently modified Sec. 23.703(b) in the NPRM. Our intent
was to add a new section, Sec. 23.703(c). The FAA is adopting Sec.
23.703(c) as originally intended and with a minor editorial change.
The FAA changed the rejected takeoff requirements in Sec. 23.735,
which were previously only for commuter category airplanes, to be
applicable for all multiengine jets weighing more than 6,000 pounds.
The higher takeoff speeds and distances for these airplanes make the
ability to stop in a specified distance a safety issue.
Two commenters suggested adding similar rejected requirements from
part 25. Adding these part 25 requirements, however, was not part of
the NPRM. In this case, the part 25 requirements are too stringent for
part 23 airplanes. We cannot justify those more stringent requirements
based on our current service history.
E. Powerplant and Operational Considerations
Previous amendments to Sec. 23.777 standardized the height and
location of powerplant controls because pilots may become confused and
use the wrong controls on propeller-driven airplanes. However, previous
amendments did not include single-power levers (which are typical for
electronically-controlled engines). The FAA made an ELOS finding for
each airplane program that included a single-power lever. Revised
paragraph (d) in Sec. 23.777 incorporates the ELOS language.
The FAA received one comment that the requirement for power
(thrust) levers should be easily distinguishable for human factor
considerations instead of one inch higher than mixture and propeller
levers. The FAA agrees with this comment and revised the rule to delete
the one-inch requirement and changed the wording to easily distinguish
the power levers from other controls.
The FAA proposed to provide an alternative to meeting the
requirement for an emergency exit above the waterline on both sides of
the cabin for multiengine airplanes. The proposed change to Sec.
23.807 allows the placement of a water barrier in the main cabin
doorway before the door is opened as a means to comply with the above
waterline exit requirement. This barrier is above the waterline and
slows the water inflow, thus allowing exit through the main cabin door
in a ditched airplane. The FAA approved the use of this barrier as an
alternative to the above waterline exit for several airplanes by
issuing an ELOS finding.
The FAA received two comments. Emivest stated the rule language
would permit a main cabin door below the waterline to be approved as an
emergency exit. Embraer stated a water barrier should be allowed
regardless of whether the main cabin door is above the waterline since
the determination of the waterline is undefined.
The FAA disagrees with both comments. The new Sec. 23.807(e)(3)
states ``may'' because the new paragraph is an option for paragraph
(e)(2), which specifies an overhead exit if side exits cannot be above
the waterline. Furthermore, buoyancy analysis is standard practice to
determine the waterline of an airplane. There is no reason to provide a
water barrier if the emergency exit is above the waterline. Therefore,
no changes were made to the proposal in this final rule.
The FAA proposed amending Sec. 23.831 by adding new paragraphs (c)
and (d), which would include standards appropriate for airplanes
operating at high altitudes beyond those included in part 23. The
changes were intended to ensure that flight deck and cabin environments
do not result in the crew's mental errors or physical exhaustion. Such
an event would prevent the crew from successfully completing assigned
tasks for continued safe flight and landing of an airplane. An
applicant
[[Page 75742]]
may demonstrate compliance with paragraph (d) of this requirement if
the applicant can show the flight deck crew's performance is not
degraded.
Several new part 23 jet certification programs include approval for
operations at altitudes above 41,000 feet. Additionally, the FAA issued
special conditions for operations up to 49,000 feet and changed rules
for structures and the cabin environment to ensure structural integrity
of the airplane at higher altitudes. The FAA also made rule changes to
prevent exposure of the occupants to cabin pressure altitudes that
could cause them physiological injury or prevent the flight crew from
safely flying and landing the airplane.
The FAA intended the requirement ``* * * must not affect crew
performance so as to result in a hazardous condition * * *'' to mean
the crew can reliably perform published and trained duties to complete
a safe flight and landing. In the past, a person's ability to track and
perform tasks was measured by crew performance; however, acceptable
crew performance is limited to the procedures defined by the
manufacturer or required by existing regulations. The FAA uses ``No
occupant shall sustain permanent physiological harm'' to describe the
requirement that occupants who may have required some form of
assistance must be expected to return to their normal activities once
treated.
Cirrus and Transport Canada stated the proposal, as written,
applied to all phases of flight, including slow speed phases. The
proposal was intended to apply to flight above 41,000 feet. The final
rule for paragraphs (c) and (d) is changed to state the paragraphs are
applicable only for the cruise phase of flight above 41,000 feet.
Diamond suggested the rule should apply to all pressurized
airplanes, not just to jets. The intent of the proposal was for it to
apply to airplanes that operate above 41,000 feet. The FAA is unaware
of any turboprops or piston-powered airplanes that operate above 41,000
feet. Special conditions would be applied to a turboprop or piston-
powered airplane with a maximum service ceiling above 41,000 feet.
EASA stated two figures used for high-altitude airplanes, regarding
the time temperature correlation, were not included. That oversight is
corrected in this final rule.
We proposed amending requirements in Sec. 23.841 to prevent
exposure of the occupants to cabin pressure altitudes that could keep
the flight crew from safely flying and landing the airplane, or cause
permanent physiological injury to the occupants. The changes provide
airworthiness standards that allow subsonic, pressurized jets to
operate at their maximum achievable altitudes--the highest altitude an
applicant can choose to demonstrate the effects to several occupant-
related items after decompression. The applicant must show that: (1)
The flight crew would remain alert and be able to fly the airplane, (2)
the cabin occupants are protected from the effects of hypoxia (i.e.,
deprivation of adequate oxygen supply), and (3) if some occupants do
not receive supplemental oxygen, they are protected against permanent
physiological harm.
Several new part 23 jet certification programs include approval for
operations at altitudes above 41,000 feet. Additionally, we issued
special conditions for operations up to 49,000 feet. In this final
rule, we changed rules for structures and the cabin environment to
ensure structural integrity of the airplane at higher altitudes.
Earlier amendments required the cabin pressure control system to
maintain the cabin at an altitude of not more than 15,000 feet if any
probable failure or malfunction in the pressurization system occurred.
Cabin pressure control systems on part 23 airplanes frequently exhibit
a slight overshoot above 15,000 feet cabin altitude before stabilizing
below 15,000 feet. Existing technology for cabin pressure control
systems on part 23 airplanes cannot prevent this momentary overshoot,
which prevents strict compliance with the rule. The FAA granted ELOS
findings for this characteristic because physiological data show that
the brief duration of the overshoot has no significant effect on an
airplane's occupants.
Special conditions issued for part 23 jets to operate at altitudes
above 41,000 feet are equivalent to the requirements in Sec. 25.841
adopted in Amendment 25-87 (61 FR 28684, June 5, 1996). The amendment
in this final rule modified Sec. 23.841 to include requirements for
pressurized cabins previously covered only in special conditions. The
special conditions required consideration of specific failures. Part 25
incorporated reliability, probability, and damage tolerance concepts
addressing other failures and methods of analysis after the issuance of
the special conditions. Sections 23.571, 23.573, and 23.574 address the
damage tolerance requirements. This final rule requires the use of
these additional methods of analysis.
Part 23 requires a warning of an excessive cabin altitude at 10,000
feet. Part 23 does not adequately address operations at airfield
elevations above 10,000 feet. Rather than disable the cabin altitude
warning to prevent nuisance warnings, the FAA has issued ELOS findings
allowing the warning altitude setting to be shifted above the maximum
approved field elevation, not to exceed 15,000 feet. The FAA proposed
to modify Sec. 23.841 to incorporate language from existing ELOS
findings into the regulation.
The FAA received nine comments on this proposal. Several commenters
disagreed with the structure of the initial proposed rule, the use of
the noted damage tolerance principles, and the general systems rule for
pressurization at high altitude. While EASA supported establishment of
a Limit of Validity (LOV) and additional testing, Cessna, Embraer, and
GAMA disagreed with the implementation of these concepts, which are not
currently used in part 23.
In response to comments from GAMA and Embraer, the FAA changed
paragraph (b)(6)(ii) to permit a single operation for high altitude
takeoffs and landings. In response to a comment from GE, paragraph
(c)(2) is changed to exclude improbable failures.
In addition, ruptures must be limited to control pressurized cabin
breeches. Rapid pressure loss at high altitudes may result in
physiological damage to the occupants. Section 23.841 defines
acceptable depressurization profiles in such an event, and the
pressurized structure serves as a part of the system to ensure the
minimum cabin pressure is maintained. To control the cabin pressure
vessel breeches in the fuselage structure, the noted damage tolerance
principles are used (specifically borrowing the process referenced in
Sec. 23.573(a) or (b)).
F. General Fire Protection and Flammability Standards for Insulation
Materials
The FAA proposed upgrading flammability standards for thermal and
acoustic insulation materials by adding a new Sec. 23.856. The
previous standards did not realistically address situations where
thermal or acoustic insulation materials may contribute to producing a
fire. The changes are based on the requirements in Sec. 25.856(a) and
part VI, Appendix F, which were adopted following accidents involving
part 25 airplanes, such as the Swissair MD-11. The proposed new
standards would enhance safety by reducing the incidence and severity
of cabin fires, particularly those in inaccessible areas where thermal
and acoustic insulation materials are installed.
[[Page 75743]]
The proposed new standards also would include flammability tests
and criteria that address flame propagation. They would apply to
thermal/acoustic insulation material installed in the fuselage of part
23 airplanes.
Prior amendments focus almost exclusively on materials located in
occupied compartments (Sec. 23.853) and cargo and baggage compartments
(Sec. 23.855). The potential for an in-flight fire is not limited to
those specific compartments. Thermal/acoustic insulation can be
installed throughout the fuselage in other areas, such as electrical or
electronic compartments or surrounding air ducts, where the potential
also exists for materials to spread fire.
Proposed Sec. 23.856 accounts for insulation installed within a
specific compartment in areas the regulations might not otherwise cover
and is applicable to all part 23 airplanes, regardless of size or
passenger capacity. Advisory material describing test sample
configurations to address design details (e.g., tapes and hook-and-loop
fasteners) is available in DOT/FAA/AR-00/12, Aircraft Materials Fire
Test Handbook, April 2000.
Cessna stated this proposal should be limited to commuter category
airplanes. The FAA disagrees because this hazard is not limited to
commuter category airplanes. In addition, there has been a
certification project to install this insulation in a normal category
airplane.
G. Additional Powerplant and Operational Considerations
We inadvertently proposed to add requirements to Sec. 23.903(b)(2)
when we meant to propose a new paragraph (b)(3). This proposal was
intended to protect passengers and maintain the ability for continued
safe flight and landing following a fan disconnect event for fuselage-
embedded, jet-engine installations.
The FAA received six comments on this proposed rule change. Cirrus
favors avoiding the use of the ``embedded'' classification altogether;
the FAA does not. The crux of Cirrus' position relates to the
requirements for fire protection of embedded engines, and not
protection against fan disconnect. Hawker Beechcraft, GE, and EASA
commented on assessing the threat from fan disconnect questions as the
means of compliance to this rule change.
For each airplane with an embedded engine, the FAA will provide
project-specific guidance for an acceptable means of compliance
regarding fan-disconnect concerns. If the engine does not have a
failure mode that results in a fan-disconnect event, then basic
compliance would need to show the failure cannot occur. In this
instance, no further showing of compliance would be required. Transport
Canada supports the rule change.
The FAA proposed adding a paragraph to Sec. 23.1141 to require
electronic engine control systems to meet the equipment, systems, and
installation standards of Sec. 23.1309. The FAA has applied this
requirement to all digital engine control installations in part 23
airplanes by special condition for over ten years. The proposed rule
change for Sec. 23.1141 would have codified the requirements
previously applied via special condition.
The FAA received six comments on this proposed rule change. Most of
the comments questioned the need for the specific application of Sec.
23.1309 to electronic engine control systems. Diamond, GAMA, and Hawker
Beechcraft stated that compliance was already required. Cessna stated
there were similar requirements in Sec. 23.1141(e). GE stated there
were no commensurate requirements in part 25, and that engine control
was certificated in part 33. Transport Canada suggested the change
should only address the electromagnetic environment and compatibility
requirements, rather than all of Sec. 23.1309.
The FAA has not directly adopted these comments. However, the
comments highlighted the difficulties in using Sec. 23.1309 as the
primary means by which to certificate electronic engine control system
installation. There are conflicts between the guidance material for
Sec. 23.1309 and propulsion system certification. One example is a
single-engine turbine-powered airplane with a failure of the electronic
engine control system which cannot meet the failure probability
commensurate with the hazard. As a result, applicants have elected to
declare a reduced hazard severity of a failure of the electronic engine
control system. This is not the intent of Sec. 23.1309. The greater
hazard severity should drive lower probability of failure, and the
higher probability of failure should not drive the lower hazard
severity.
There is also a conflict between the hazard severity of a failure
of an electronic engine control system and the required test levels for
lightning and high intensity radiated frequency (HIRF). Testing to a
level lower than required for a catastrophic failure results in a lower
level of safety than the mechanical system it replaces. This is
contrary to the intent of the certification requirements. As a result,
the FAA decided to withdraw the proposed rule change and will continue
to require the test levels via special conditions.
We also proposed to expand the requirement in Sec. 23.1165(f) for
all turbine engine installations in commuter category airplanes, as it
is currently limited to turboprops. The revision to the rule covers all
turbines in the commuter category and removes the propeller driven
restriction. (The definition of commuter category is also changed in
Sec. 23.3(d).)
Transport Canada stated that the proposed rule conflicted with the
gas turbine ignition systems for restarting an engine in flight, as
required by Sec. 23.903(e)(3), (f) and (g). The FAA does not agree
with this comment, as there is no conflict with the cited rules.
Embraer suggested that the rule should be reworded to state ``* * *
each turbine engine ignition system must be considered an essential
electrical load.'' The FAA disagrees, as the suggested change does not
change the substance of the rule. The proposal is adopted without
change.
H. Additional Powerplant Fire Protection and Flammability Standards
When the FAA initially introduced powerplant fire protection
provisions in part 23, jet engines were not embedded in the fuselage,
or in pylons on the aft fuselage, for airplanes certificated to part 23
standards. Sections 23.1193, 23.1195, 23.1197, 23.1199, and 23.1201
added fire protection requirements for commuter category airplanes.
Manufacturers also provide fire prevention through minimizing the
potential for the ignition of flammable fluids and vapors.
Historically, pilots were able to see engines and identify fires or use
the incorporated fire detection systems, or both. The ability to see
engines provided for the rapid detection of fires, which led to fires
being rapidly extinguished. However, engine(s) embedded in the fuselage
or in pylons on the aft fuselage do not allow the pilot to see a fire.
For airplanes equipped with fuselage-embedded engines, the
consequences of a fire are more varied, adverse, and difficult to
predict than an engine fire for a typical part 23 airplane. An engine
embedded in the fuselage offers minimal opportunity to actually see a
fire. Therefore, an engine's location becomes critical to the ability
to see and extinguish an engine fire. With fuselage-embedded engines,
an engine fire could affect both the airplane's fuselage and the
empennage structure, which include the pitch and yaw controls. A
sustained fire could further result in the loss of airplane control
before a pilot could make an emergency landing.
[[Page 75744]]
Transport Canada stated that a clarification for embedded engines
would be useful. The FAA believes the term ``embedded'' is not
confusing. A general definition of the term, which is to enclose
closely in a surrounding mass, is adequate. Therefore, we do not
provide further clarification of the term in this final rule.
The FAA also proposed to change requirements in Sec. 23.1195 for
fire extinguishing systems, extinguishing agent containers, and fire
extinguishing system materials. Diamond and Cirrus stated the issue is
location of the engine(s) rather than the airplane category or type of
engine. The FAA agrees and modified the rule to make it applicable to
all part 23 airplanes with fuselage-embedded engines and to any part 23
airplanes with engines mounted in pylons on the aft fuselage. For
embedded engine installations, a two-shot fire-extinguishing system
would be required because the metallic components in the fire zone can
become hot enough to reignite flammable fumes after extinguishing the
first fire.
GAMA, Cessna, and Cirrus objected to the requirement for a two-shot
fire extinguishing system if an engine is embedded. Commenters had
various reasons for their objections. However, while engines other than
those embedded in a fuselage could reignite a fire, the hazard of fire
damage to empennage flight controls or primary structure is greater for
embedded engines than for other engine mounting installations. Cirrus
also stated the rule change was not needed because small airplanes,
including some jets, can descend and land in 15 minutes, as stated in
the NPRM.
We agree that some jets will likely be able to descend and land in
15 minutes without a problem, if an adequate airport is available.
However, altitude is only one issue. These airplanes are approved for
Instrument Flight Rules (IFR), so the ability to continue safe flight
and landing also must consider time to descend under Air Traffic
Control (ATC) through Instrument Meteorological Conditions (IMC) and
make an approach and a go-around. Also, the ability to land off airport
is an issue for an airplane with a 65 knot or higher stall speed.
I. Avionics, Systems, and Equipment Changes
The FAA proposed removing Sec. 23.1301(d) to improve
standardization for systems and equipment certification, particularly
for non-required equipment and non-essential functions embedded within
complex avionic systems. EASA stated it will retain Sec. 23.1301(d).
Individuals also asked the FAA to retain this paragraph for non-
required equipment and systems and intended functions.
Section 23.1301(d) is directed towards environmental qualifications
and operating conditions of the equipment and systems. The requirement
in Sec. 23.1309(a) replaces the requirement in Sec. 23.1301(d) and,
if Sec. 23.1301(d) were retained, there would be a duplication of
requirements. The requirement for intended function is further
explained in Sec. Sec. 23.1309(a)(1) and (a)(2) and the NPRM.
Removal of Sec. 23.1301(d) aligns with the proposed changes to
Sec. 25.1301(d) that was developed by the Joint Aviation Authorities
(JAA) of Europe and the Aviation Rulemaking Advisory Committee (ARAC),
which was established on January 22, 1991 (56 FR 2190). We have decided
to adopt this proposal without change.
Proposed Sec. 23.1305 would have eliminated the need for an ELOS
finding for digital engine display parameters. It would have added
requirements regarding usability for an ELOS finding. In addition, the
ELOS finding would include the requirements for color indications for
normal operation, operation in a caution range, and exceeding any
limitation. These changes, however, were not part of the NPRM.
Furthermore, there would still be a need for an ELOS finding for
digital engine display parameters due to the digital indications being
noncompliant with the requirements of Sec. 23.1549.
The FAA received seven comments. The FAA did not adopt these
comments since the FAA is withdrawing the proposed change to Sec.
23.1305.
The FAA proposed Sec. 23.1307 to require applicants to install the
equipment necessary for anticipated operations (for example, operations
identified in parts 91 and 135 and meteorological conditions). Cirrus,
Embraer, and GAMA stated that the examples identified in proposed Sec.
23.1307 add little value and could increase burden on the manufacturer.
The FAA agrees the certification applicant does not need to comply with
the operational requirements of parts 91 and 135 at the time of
certification. Ther