Folded Self-Mailers and Unenveloped Mailpieces, 74704-74708 [2011-30879]
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74704
Federal Register / Vol. 76, No. 231 / Thursday, December 1, 2011 / Rules and Regulations
establishes a statutory copyright
licensing scheme for the retransmission
of distant television programming by
satellite carriers. 17 U.S.C. 119.
Congress created the license in 1988 and
has reauthorized the license for
additional five-year periods, most
recently with the passage of the Satellite
Television Extension and Localism Act
of 2010, (‘‘STELA’’), Public Law 111–
175.
The Copyright Royalty Judges adopted
as final the rates for the section 119
compulsory license for the period 2010–
2014 after publication in the Federal
Register of the rates, as proposed by
Copyright Owners and Satellite
Carriers,1 yielded no objections. See 75
FR 53198 (August 31, 2010). Section
119(c)(2) requires the Judges annually to
adjust these rates ‘‘to reflect any changes
occurring in the cost of living
adjustment (for all consumers and for all
items) [‘‘CPI–U’’] published * * * at
least 25 days before January 1.’’ Id.
Today’s notice fulfills this obligation.
The change in the cost of living as
determined by the CPI–U during the
period from the most recent index
published before December 1, 2010, to
the most recent index published before
December 1, 2011, is 3.5%.2 Rounding
to the nearest cent, the royalty rates for
the secondary transmission of broadcast
stations by satellite carriers for private
home viewing and viewing in
commercial establishments are 26 cents
and 53 cents, respectively.
List of Subjects in 37 CFR Part 386
Copyright, Satellite, Television.
Final Regulations
For the reasons set forth in the
preamble, part 386 of title 37 of the
Code of Federal Regulations is amended
as follows:
PART 386—ADJUSTMENT OF
ROYALTY FEES FOR SECONDARY
TRANSMISSIONS BY SATELLITE
CARRIERS
1. The authority citation for part 386
continues to read as follows:
Authority: 17 U.S.C. 119(c), 801(b)(1).
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2. Section 386.2 is amended by
revising paragraphs (b)(1)(iii) and
(b)(2)(iii) to read as follows:
1 Program Suppliers and Joint Sports Claimants
comprised the Copyright Owners, while DIRECTV,
Inc., DISH Network, LLC and National
Programming Service, LLC, comprised the Satellite
Carriers.
2 The most recent CPI–U figures are published in
November of each year and use the period 1982–
1984 to establish a reference base of 100. The index
for October 2010 was 218.711, while the figure for
October 2011 was 226.421.
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§ 386.2 Royalty fee for secondary
transmission by satellite carriers.
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(b) * * *
(1) * * *
(iii) 2012: 26 cents per subscriber per
month;
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(2) * * *
(iii) 2012: 53 cents per subscriber per
month;
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Dated: November 23, 2011.
James Scott Sledge,
Chief U.S. Copyright Royalty Judge.
[FR Doc. 2011–30705 Filed 11–30–11; 8:45 am]
BILLING CODE 1410–72–P
POSTAL SERVICE
39 CFR Part 111
Folded Self-Mailers and Unenveloped
Mailpieces
Postal Service TM.
Final rule.
AGENCY:
ACTION:
The Postal Service will revise
Mailing Standards of the United States
Postal Service, Domestic Mail Manual
(DMM®) 201.3.14, to provide new
standards for folded self-mailers (FSM)
and unenveloped mailpieces that are
mailed at automation or machinable
prices. To avoid confusion with revised
standards for FSM mailpieces having
loose enclosures, the Postal Service
renames mailpieces that are designed to
carry discs, and expands the standards
that apply to tabs to include folded selfmailers.
DATES: Effective January 5, 2013.
FOR FURTHER INFORMATION CONTACT:
Craig Vance (202) 268–7595 or Susan
Thomas (202) 268–8069.
SUPPLEMENTARY INFORMATION: On August
15, 2011, the Postal Service published a
Federal Register proposed rule (76 FR
50438–50441) for changes to the design
and construction of folded self-mailers
and unenveloped mailpieces that are
mailed at automation or machinable
prices. The proposed standards were
issued after two years of collaborative
work with mailers to analyze and test a
wide variety of folded self-mailer lettersize designs. In response to the
proposed standards, the Postal Service
received 51 comments. Many of those
who commented provided input on
more than one aspect of the proposal.
Each comment was given consideration
and modifications were made to the
proposed standards when possible. This
final rule will be adopted based on our
proposed rule with only minor
SUMMARY:
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revisions. These standards do not apply
to cards, envelopes, booklet style letters,
or mailpieces designed to carry discs.
General
The final rule includes DMM
recommendations for design elements
and sealing methods for FSMs. To avoid
confusion about the types of mailpieces
included in this change, the Postal
Service renames mailpieces that are
designed to carry discs in 201.3.4. To
simplify the requirements that apply to
tabs that can be used to seal
unenveloped letter-sized mailpieces,
DMM 201.3.11 is modified to include
folded self-mailers. The final rule also
includes recommended revisions to the
proposed requirements based on
observations of a wide variety of FSMs
tested over the past several years.
Although the effective date of these
revisions is not until January 5, 2013,
we encourage all customers who
prepare FSMs mailed at automation or
machinable prices to begin conversion
to these design concepts as soon as
possible.
Definition
A folded self-mailer is formed of
panels that are created when one or
more unbound sheets of paper are
folded together and sealed to make a
letter-size mailpiece. The number of
sheets in the mailpiece and the number
of the times the sheets are folded
determine the number of panels. Sheets
that are bound by one or more staples
are not considered folded self-mailers
even when all other preparation
recommendations are met.
Physical Characteristics
The maximum height for all
automation and machinable FSMs is 6
inches and the maximum length is 101⁄2
inches, with a maximum thickness of 1⁄4
inch. The maximum weight of three
ounces is applicable to all mailpieces
prepared without envelopes.
The paper basis weight for folded selfmailers is based on book-grade paper
unless otherwise specified and varies
depending on the total weight of the
mailpiece and/or optional elements that
are incorporated in the design. The final
fold must be at the bottom for all
designs except oblong style pieces. For
oblong-style FSMs the final fold is on
the leading edge. Tabs cannot be placed
on the bottom open edge of an oblongstyle FSM.
A minimum of two tabs will be
required to seal all FSMs when tabs are
used as the sealing method. Tabs used
as seals may not have perforations. Glue
may be used as an alternate sealing
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method when applied according to the
standards for FSMs.
After January 5, 2013, folded selfmailers that do not meet these
requirements will be assessed postage as
follows: First-Class Mail® and Standard
Mail® customers will pay
nonmachinable prices; Periodicals
mailers will pay nonbarcoded prices.
Overview of Comments
Eleven commenters recommended
that the proposed standards be
abandoned and asked that no changes to
the existing mailpiece format be made at
this time. The commenters cited the
economy and the lack of equipment
capable of producing the types of
designs expressed in the proposed
standards. Commenters were also
concerned about time and cost incurred
for mailpieces that may already be
designed and produced, but not mailed.
Many new formats and sealing
requirements not defined in current
standards for FSM are added. To
accommodate the mailing industry, the
Postal Service will delay adoption of the
new standards until January 5, 2013.
This postponement will provide enough
time for mailers to complete outstanding
contracts for mailpieces that do not
meet the new standards and will allow
those pieces to be entered as automation
compatible folded self-mailers prior to
the effective date.
Mailers entering FSMs before the
effective date are encouraged to design
and prepare their mailpieces using these
standards.
Four commenters expressed concern
regarding the Postal Service’s proposal
to require an additional tab on
mailpieces weighing more than one
ounce. As pieces get thicker and heavier
it becomes more difficult for those
pieces to pass through processing
equipment. The mailpieces do not retain
their integrity and cause jams and
damage to the mail and processing
equipment. Heavier weight FSMs
experience more stress on the leading
edge, especially when it is not a folded
edge. An additional tab placed on the
lower leading edge improves efficient
feed capability and serves as added
protection for the mailpiece during
processing. The additional tab also
maintains closure as pieces are handled
and processed multiple times. Until
January 5, 2013, three tabs are
recommended to maintain sufficient
sealing and to provide additional
protection for heavier mailpieces and
specific design formats.
Three commenters asked why it is
necessary to limit the number of panels
within an FSM. The number of panels
affects the shape, thickness, and ability
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to create crisp folds required to
maintain a streamlined shape. It also
reduces the amount of stress placed on
closures, and maintains the integrity of
a mailpiece from acceptance to delivery.
However, in order to provide increased
options and ability to qualify for
automation letter prices, the Postal
Service will increase the allowed panel
count to 12 for FSMs constructed of
non-newsprint paper. Additionally, to
accommodate the common practice of
including half-pages in quarter-fold
pieces made with newsprint paper, we
increase the panel count for quarter-fold
FSMs to a maximum of 24 panels.
Seven commenters expressed concern
about the 101⁄2 inch-maximum length
requirement. They expressed concern
because smaller sizes will decrease the
amount of space available to print
advertising in a single mailpiece, and in
some cases stock mailpieces will need
to be redesigned to conform to the new
size requirements. The FSM study
revealed that, similar to booklets,
mailpieces that exceeded 9 inches in
length experienced a decline in
machinability with significantly higher
rates of damage and jams. The Postal
Service maintains the proposed
maximum length of 101⁄2 inches to
balance the need for machinability with
the customer’s need for the maximum
amount of usable space.
Eight commenters questioned the
thickness standards of .05 and .09
inches. USPS® revises the language to
clarify that these thickness standards
apply only to interior loose enclosures
(single sheets that are not captured by
the folds) and attachments. The
standard for maximum thickness of a
finished FSM letter is 1⁄4 inch, the same
maximum thickness for all letter-size
mail. Additionally, we allow the
insertion of remittance envelopes,
meeting all requirements for enclosed
envelopes within automation letters, as
enclosures when the envelopes are
incorporated into the first
(manufacturing) fold of the quarter-fold
mailpiece format.
Two commenters asked that tabs
made of material other than paper and
tabs with perforations be used as seals
for FSMs. To accommodate this request,
the current standards that describe the
types of materials used to manufacture
tabs are expanded to permit their use for
both booklets and FSMs. Tabs with
perforations may not be used as a seals.
Nine commenters asked for
clarification of tab placement and the
number of tabs required. Section
201.3.14.4 is revised to clarify sealing
mailpieces using tabs. Studies showed
that sealing FSMs with one tab did not
provide sufficient closure to withstand
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74705
the rigors of automation processing for
letter-size mail. The requirement to seal
with a minimum of two tabs is retained.
Two commenters asked to use glue to
seal the lead and trail edge instead of
gluing along the top edge when the final
fold is the bottom edge. We have revised
and clarified the language to allow this
as an additional sealing option.
One commenter suggested that the
paper basis weight is unreasonably high.
The basis weight of paper is one of the
major factors that affect the
machinability of a mailpiece. Pieces
prepared with lower paper weight were
unable to withstand the rigors of
automation processing, resulting in
higher rates of damage and jams and a
diversion to more costly flat sorter and
manual processing methods. We retain
the paper basis weights as proposed.
One commenter asked about the
perforation cut-tie ratio. The necessary
cut to tie ratio is based on many
correlative factors. A ratio that provides
enough strength to prevent premature
breaking of the perforation tie is needed.
This need is balanced by the necessity
of preparing a perforated line that can
be opened by the recipient without
causing unintended damage to the
mailpiece. Due to the significant
variation in cut-to-tie ratios of
mailpieces currently in the mailstream,
we modified the proposed standard and
will allow a 1 to 1 cut-tie ratio for all
perforated lines. The Postal Service will
monitor the performance of mailpieces
prepared with perforations and if the 1
to 1 ratio does not prove sufficient for
machine processing, we will modify the
standards to require a higher cut to tie
ratio. Customers who have mailpieces
that do not meet this reduced standard
may ask that the FSMs be sent to the
Pricing and Classification Service
Center for review.
Three commenters asked for
clarification regarding the need to print
address information in a mid-to-left
position. Section 201.3.14.10 is
introduced as a recommendation for
folded self-mailers produced on
uncoated paper. Testing revealed higher
rates of delamination and peel-back
(cosmetic damage) to the lead edge of
uncoated (raw) paper. This type of
damage often exceeded 1⁄2 inch in length
and impeded the ability of letter sorting
machines to read address elements.
With this final rule, the Postal Service
implements requirements and options
that describe the construction of folded
self-mailers and other unenveloped
mailpieces. These standards allow
significant design flexibility while
maintaining mailpiece automation
compatibility and address most current
and proposed designs. Mailers
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Federal Register / Vol. 76, No. 231 / Thursday, December 1, 2011 / Rules and Regulations
designing and mailing FSMs before the
effective date are encouraged to prepare
mailpieces using these standards.
The Postal Service adopts the
following changes to Mailing Standards
of the United States Postal Service,
Domestic Mail Manual (DMM),
incorporated by reference in the Code of
Federal Regulations. See 39 CFR 111.1.
List of Subjects in 39 CFR Part 111
Administrative practice and
procedure, Postal Service.
Accordingly, 39 CFR part 111 is
amended as follows:
3.5 Maximum Weight, Machinable
and Automation Letters and Cards
The following maximum weight
limits apply:
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[Revise item 3.5b as follows:]
b. Booklets and unenveloped disc
carriers—3 ounces.
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3.11
PART 111—[AMENDED]
1. The authority citation for 39 CFR
part 111 continues to read as follows:
■
Authority: 5 U.S.C. 552(a); 13 U.S.C. 301–
307; 18 U.S.C. 692–1737; 39 U.S.C. 101, 401,
403, 404, 414, 416, 3001–3011, 3201–3219,
3403–3406, 3621, 3622, 3626, 3632, 3633,
and 5001.
2. Revise the following sections of
Mailing Standards of the United States
Postal Service, Domestic Mail Manual
(DMM) as follows:
■
Tabs, Tape, and Glue
[Revise the introductory paragraph of
3.11 as follows:]
Tabs may be made of paper,
translucent paper, vinyl or plastic.
Cellophane tape may also be used as a
closure when the saw-toothed cut edge
is place perpendicular to the edge being
sealed. Tabs must not contain
perforations. For tab size and placement
for folded self-mailers see 3.14; for
booklets see 3.15. Tab placement is
subject to 1⁄4 inch variance in either
direction. The following standards also
apply:
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3.14
Folded Self-Mailers
Mailing Standards of the United States
Postal Service, Domestic Mail Manual
(DMM)
[Delete current text of 3.14, including
the exhibit, in its entirety and replace
with the following:]
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3.14.1
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Definition
3.0 Physical Standards for
Machinable and Automation Letters
and Cards
A folded self-mailer is formed of
panels that are created when one or
more unbound sheets of paper are
folded together and sealed to make a
letter-size mailpiece. The number of
panels is determined by the number of
sheets in the mailpiece and the number
of times the sheets are folded.
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3.14.2
200
Commercial Letters and Cards
201
Physical Standards
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3.4 Standards for Letter-Size Pieces
Containing Discs (CDs or DVDs)
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[Revise the heading and the
introductory paragraph of 3.4.4 as
follows:]
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3.4.4 Dimensions and Shape
Standards for Automation-Compatible
Unenveloped Disc Carriers:
Each unenveloped disc carrier must
meet the basic standards for machinable
letters in 1.0 and have the following
characteristics:
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3.4.5 Unacceptable Characteristics for
Automation-Compatible Letter-Size
Pieces With Discs
[Revise the introductory paragraph of
3.4.5 as follows:]
Discs in letter-sized envelopes and
unenveloped disc carriers may not be
enclosed in:
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Physical Characteristics
Folded self-mailers have the following
characteristics:
a. Height: A minimum of 31⁄2 inches
and a maximum of 6 inches.
b. Length: A minimum of 5 inches
and a maximum of 101⁄2 inches.
c. Thickness: A minimum of 0.007
inch; (0.009 inch if the height exceeds
41⁄4 inches or if the length exceeds 6
inches); the maximum thickness is 1⁄4
inch.
d. Maximum Weight: 3 ounces.
e. Rectangular, with four square
corners and parallel opposite sides.
f. Aspect ratio: within 1.3 to 2.5 (see
3.7).
g. Maximum number of panels: 12,
except under 3.14.2h.
h. Quarter-folded self-mailers made of
a minimum of 100 pound book grade
paper may have as few as 4 panels.
Quarter-folded self-mailers made of 55
pound or greater newsprint must have at
least 8 panels and may contain up to 24
panels.
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3.14.3
Panels
Panels are created when a sheet of
paper is folded. Each two-sided section
(front and back) created by the fold is
considered one panel. When a folded
self-mailer is made of multiple sheets,
multiply the number of sheets by the
number of panels created when folding
a single sheet to determine the total
number of panels. The following
conditions apply:
a. External panels created by folding
must be equal or nearly equal in size.
b. The final folded panel creates the
back (non-address) side of the
mailpiece. The open edge of the back
panel must be at the top or within 1
inch of the top or trailing edge of the
mailpiece.
c. The final folded edge must be the
bottom of a folded self-mailer unless
prepared as an oblong. The final folded
edge of an oblong folded self-mailer
must be the leading (right) edge.
d. Internal shorter panels must be
covered by a full-size panel, and count
toward the maximum number of panels.
e. Folding methods and the
subsequent number of panels created
when folding a single sheet of paper are:
1. Bi-fold: Folded once forming two
panels.
2. Tri-fold: Folded twice forming
three panels.
3. Oblong: Paper folded once to form
two rectangular panels with one
elongated dimension and parallel
opposite sides. The final folded edge is
on the leading (shorter) edge.
4. Quarter-fold: Folded twice with
each fold at a right angle
(perpendicular) to the preceding fold.
One sheet of paper quarter-folded
creates four panels.
f. Flaps are formed when the final
exterior panel is folded over and affixed
to the unaddressed side of the
mailpiece. Flaps must meet the
following conditions:
1. The folded edge of a flap must be
flush with the top edge of the mailpiece
and end one inch or more above the
bottom edge, except under 3.14.3f4.
Flaps must be at least 11⁄2 inches when
measured from the top of the mailpiece.
2. Flaps must be secured by a sealing
method in 3.14.4.
3. Flaps with die-cut shapes must be
firmly secured with tabs, glue line, glue
spots or elongated glue lines. A 1⁄8 inch
wide continuous glue line that seals the
contour of the die-cut is strongly
recommended.
4. Flaps on oblong pieces must be at
least 5 inches long at the longest point
when measured from the leading edge
and must end more than one inch from
the trailing edge.
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g. Flaps and pockets prepared within
folded self-mailers to stabilize
enclosures are not considered to be
panels.
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3.14.4
Sealing Methods
Folded self-mailers must be sealed
using tabs or glue under the following
conditions:
a. Tabs must meet the standards for
tabs in 3.11. The size and number of
tabs required is determined by the
weight of the mailpiece and optional
design elements as follows:
1. To seal folded self-mailers that
weigh up to 3 ounces created in bi-fold,
tri-fold formats, pieces with multiple
interior folds and a final fold on the
bottom, and quarter-fold mailpieces that
weigh one ounce or less, place two
nonperforated tabs on the top edge, one
within 1-inch from the leading and
another within 1-inch from the trailing
edge, or place one tab on the leading
and another on the trailing edge, both
placed within 1 inch from the top.
2. To seal quarter-fold mailpieces that
weigh more than 1 ounce up to 3
ounces, affix two tabs, one on the
leading edge and one on the trailing
edge within 1 inch from the top, and
affix a third tab on the lower leading
edge 1⁄2 inch from the bottom (see
3.14.5).
3. To seal oblong pieces that weigh up
to 3 ounces, affix one tab in the center
of the top edge and one tab in the center
of the trailing edge (preferred) or affix
both tabs on the trailing edge within 1
inch of the top and bottom edges. Tabs
may not be placed on the bottom of an
oblong piece.
b. Glue must be positioned within 1⁄4
inch of the open edges and be placed
opposite the final fold or on both the
leading and trailing edges when the
final panel fold is on the bottom. Apply
glue by one of the following methods:
1. Continuous glue lines at least 1⁄8
inch wide (0.125 inches).
2. Three or four glue spots at least 3⁄8
inch (0.375 inch) in diameter.
3. Three or four elongated glue lines.
Seal folded self-mailers that weigh up to
1 ounce with lines at least 1⁄2 inch long.
Seal folded self-mailers that weigh more
than 1 ounce with elongated glue lines
that are each at least 1 inch long and 1⁄8
inch wide, or with glue lines that are
each at least 1⁄2 inch long and 1⁄4 inch
wide.
4. Distribute glue spots and elongated
glue lines evenly along the sealed
edge(s).
5. Quarter-fold self-mailers must be
sealed with tabs.
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3.14.5 Paper Weight and Sealing
Requirements
All references in 3.0 to paper basis
weight are for book-grade paper unless
otherwise stated (see 3.2). Interior
optional elements such as attachments
or enclosures are not subject to the host
piece’s book-grade paper basis weight
standards. When multiple optional
design elements are incorporated in one
mailpiece, the standards for the design
element with the highest paper weight
and corresponding sealing methods
apply. Folded self-mailer paper weights
and sealing methods are:
a. Folded self-mailers, (except quarterfold mailpieces) as described in 3.14.3e1
through 3.14.3e3:
1. Up to 1 ounce: 70 pound paper
sealed with a continuous glue line, three
glue spots; or elongated glue lines under
3.14.4b; or two 1-inch tabs under
3.14.4a1 and 3.14.4a3.
2. Over 1 ounce: 80 pound paper
sealed with a continuous glue line, four
glue spots; or four elongated glue lines
under 3.14.4b; or two 11⁄2-inch tabs
under 3.14.4a1 and 3.14.4a3.
b. Quarter fold self-mailers as
described in 3.14.3e4:
1. Up to 1 ounce: 70 pound paper
sealed with two 1-inch tabs.
2. Over 1 ounce: 80 pound paper
sealed with three 11⁄2-inch tabs.
3. Newsprint: 55 pound minimum
paper required. Seal pieces one ounce or
less with two 11⁄2-inch tabs and those
weighing over one ounce with three
11⁄2-inch tabs, see 3.14.4a2.
c. Optional design elements: Die-cut
openings and perforated panes. Folded
self-mailers with die-cut openings in the
exterior panels as described in 3.14.6 or
perforated panes as described in 3.14.7
must meet the following:
1. Up to 1 ounce: 100 pound paper
sealed with glue under 3.14.4b, or two
11⁄2-inch tabs under 3.14.4a1 and
3.14.4a2.
2. Over 1 ounce: 120 pound paper
sealed with glue under 3.14.4b, or two
2-inch tabs under 3.14.4a1 and 3.14.4a2
or three 11⁄2-inch tabs under 3.14.4a3.
d. Optional design elements: Loose
enclosures or attachments. For folded
self-mailers that have loose enclosures
as described in 3.14.8 or attachments as
described in 3.14.9, the following
applies:
1. Up to 1 ounce: 80 pound paper
sealed with glue under 3.14.4b or two
11⁄2-inch tabs under 3.14.4a1 and
3.14.4a2.
2. Over 1 ounce: 100 pound paper
sealed with glue under 3.14.4b, or two
2-inch tabs under 3.14.4a1 and 3.14.4a2
or three 11⁄2-inch tabs under 3.14.4a3.
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3.14.6
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Die-Cut Elements
Folded self-mailers may be produced
with two types of die-cut elements in
the exterior panels: Address windows or
die-cut reveal. Die-cut openings may not
be used to create die-cut punched holes
(openings in the same location on all
layers and panels so that there is a hole
through the entire mailpiece). Prepare
die-cut elements as follows:
a. Die-cut address windows (used to
convey address information) must meet
standards for window envelopes under
601.6.4 and meet the following
additional conditions:
1. The maximum window size is 4
inches long by 2 inches high.
2. When an address window appears
on a mailpiece, no other die-cut
openings may be made on the exterior
panels.
b. Die-cut openings used to reveal the
contents of the mailpiece must be:
1. Limited to two on only one external
panel.
2. Either circular with a 2-inch
maximum diameter or rectangular with
a maximum of 2 inches long by 11⁄2
inches high with slightly rounded 1⁄4
inch radius corners.
3. Placed at least 11⁄2 inches from all
edges of the mailpiece if on the
addressed side.
4. Placed at least 5 inches from the
leading edge and 11⁄2 inches from all
other edges if on the non-addressed
side.
5. Positioned at least 11⁄2 inches apart
when two or more die-cut openings are
used.
c. A single 1⁄2-inch semi-circular diecut thumb notch may be placed on the
trailing edge of the addressed or
unaddressed outer panel.
3.14.7 Perforated Pull-Open Strips
and Pop-Out Panes
Folded self-mailers may be prepared
with strips called panes that are pulled
open to reveal the contents. These
design elements must be placed only on
the unaddressed side of the mailpiece
and may be rectangular, circular, or oval
shaped. Perforations, a row of small
holes punched in a sheet of paper so
that a section can be torn easily, are
used to create pull-open strips, pop-out,
or pop-open panes subject to the
following requirements:
a. Two parallel perforated lines must
be spaced at least 1⁄2 inch apart creating
a pull open strip. Position perforated
strips parallel to the height of the
mailpiece at least 5 inches from the
leading edge and 2 inches from the
trailing edge. Position perforated strips
parallel to the length of the mailpiece at
least 1 inch from the top. Perforations
E:\FR\FM\01DER1.SGM
01DER1
74708
Federal Register / Vol. 76, No. 231 / Thursday, December 1, 2011 / Rules and Regulations
have a 1mm cut (max)/1mm tie (min)
ratio.
b. Pop-out panes with perforations
around the outer edges have a maximum
size of 4 inches long by 4 inches high.
The following conditions apply:
1. Place panes at least 1 inch from any
edge.
2. Use 1mm cut (max)/1mm tie (min)
ratio.
3. When using two panes, space them
at least 1 inch apart.
4. Address elements may not appear
in perforated openings.
c. Pop-open panes with perforations
on three sides must meet the following
conditions:
1. The outer edges of the pull-open
panel are a maximum of 4 inches long
by 4 inches high.
2. If prepared with multiple panes,
they must be spaced at least 1 inch
apart.
3. Panes must be placed at least 1 inch
from all edges.
4. Perforation patterns have 1 mm cut
(max)/1 mm tie (min) ratio.
d. Perforated panes may not be
prepared on pieces with die-cuts or on
any mailpiece made of newsprint.
emcdonald on DSK5VPTVN1PROD with RULES
3.14.8
Loose Enclosures
Folded self-mailers with loose
enclosures must be securely sealed to
ensure containment of the enclosed
material and prevent excessive
enclosure shift during processing. Loose
enclosures must be made of paper and
must meet the following conditions:
a. Must be contained securely within
the mailpiece.
b. Must be inserted in an interior
pocket or secured by any method that
prevents excessive shift during normal
handling. Pockets are not counted as
panels.
c. Folded self-mailers with die-cut
openings may contain enclosures only if
the inserted material is larger than the
die-cut opening.
d. Enclosed material does not exceed
the maximum thickness of:
1. 0.05 inch thick for mailpiece
weights up to 1 ounce.
2. 0.09 inch thick for mailpiece
weights over 1 ounce.
e. One empty reply envelope may be
inserted within the first fold
(manufacturing fold) of a quarter-folded
self-mailer and must be secured within
a fold to prevent separation during
normal handing.
3.14.9
Attachments
Attachments must be secured on the
outside of a folded self-mailer under
3.13. Attachments must be secured
within a folded self-mailer under the
following conditions:
VerDate Mar<15>2010
17:21 Nov 30, 2011
Jkt 226001
a. The attachment is affixed to an
inside panel and secured to it at least 1⁄2
inch from any edge.
b. The attached material may not
exceed a maximum thickness of:
1. 0.05 inch thick for mailpieces
weighing up to 1 ounce.
2. 0.09 inch thick for mailpieces
weighing over 1 ounce.
c. Multiple attachments must be
positioned so that the host mailpiece
remains nearly uniform in thickness.
d. When multiple attachments are
affixed to separate panels in stacked
alignment, the combined thickness of
the attachments must be no greater than
the maximum thickness in 3.14.9b.
e. When multiple attachments are
affixed adjacent to each other across the
length of a mailpiece, the thickest
attachment must be no greater than the
maximum thickness in 3.14.9b.
f. Folded self-mailers with die-cut
openings may contain attachments if the
inserted material is larger than the diecut opening.
g. Quarter-fold self-mailers may have
only one internal attachment not
exceeding 0.012 inch thick. The
attachment must be secured at least 1⁄2
inch from all edges.
3.14.10
Addressing
When folded self-mailers are prepared
with uncoated paper, printing addresses
in a center or left-justified position
within the optical character reader
(OCR) area under 2.1 is recommended.
[Renumber current 3.15 through 3.17
as new 3.16 through 3.18 and add new
3.15 as follows:]
3.15
Other Unenveloped Mailpieces
3.15.2 Letter-Size Mailpieces With
Tear-Off Strips
When letter-size mailpieces have tearoff strips on the leading and/or trailing
edge, any unfolded edges must be sealed
with an adhesive (glue) or by a cohesive
(pressure seal) method. A cohesive seal
requires two fixative patterns placed on
two separate surfaces that are
compressed to form a bond. A
perforated horizontal line that runs
between and joins the leading and
trailing edge perforation lines is
permitted. Mailpieces with sealed sides
must meet the following conditions.
a. Be constructed of a minimum of 60
pound paper.
b. Tear-off strips may be up to 9⁄16
inch (0.5625) wide.
c. Tear lines (single lines of
perforations) on pieces that weigh 1
ounce or less; recommended minimum
cut/tie pattern of 1 mm cut (max)/1 mm
tie (min) ratio or equivalent.
d. Tear lines (single lines of
perforations) on pieces that weigh more
than 1 ounce; minimum cut/tie pattern
of 1 mm cut/2 mm tie (min) ratio or
equivalent.
*
*
*
*
*
We will publish an appropriate
amendment to 39 CFR Part 111 to reflect
these changes.
Stanley F. Mires,
Attorney, Legal Policy & Legislative Advice.
[FR Doc. 2011–30879 Filed 11–30–11; 8:45 am]
BILLING CODE 7710–12–P
ENVIRONMENTAL PROTECTION
AGENCY
3.15.1 Open-Sleeve Style Letter-Size
Mailpieces
40 CFR Part 63
Open-sleeve style letter-size
mailpieces consists of two symmetrical
horizontal panels sealed together along
the top and bottom edges or as a bi-fold
that has a non-addressed panel
permanently sealed to an inner flap
along the top edge. Open-sleeve style
mailpieces must meet the following
conditions:
a. Join panels using 1⁄8 (0.125) inch
continuous glue lines.
b. If flaps are used, they must be a
minimum of at least 11⁄2 inches wide
created as inner flaps adhered at the
leading and trailing edges to the panel
from which the flap is formed.
c. All paper basis weight requirements
in 3.14.5d must be met.
d. Matter prepared within open-sleeve
style mailpieces must meet the
standards in 3.14.8 or 3.14.9b through
3.14.9f.
National Emission Standards for
Hazardous Air Pollutants for Source
Categories
PO 00000
Frm 00084
Fmt 4700
Sfmt 4700
CFR Correction
In Title 40 of the Code of Federal
Regulations, Part 63 (§§ 63.600 to
63.1199), revised as of July 1, 2011, on
page 602, § 63.1196 is reinstated to read
as follows:
§ 63.1196 What definitions should I be
aware of?
Terms used in this subpart are
defined in the Act, in § 63.2 of the
general provisions in subpart A of this
part, and in this section as follows:
Bag leak detection system means a
monitoring device for a fabric filter that
identifies an increase in particulate
matter emissions resulting from a
broken filter bag or other malfunction
and sounds an alarm.
E:\FR\FM\01DER1.SGM
01DER1
Agencies
[Federal Register Volume 76, Number 231 (Thursday, December 1, 2011)]
[Rules and Regulations]
[Pages 74704-74708]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-30879]
=======================================================================
-----------------------------------------------------------------------
POSTAL SERVICE
39 CFR Part 111
Folded Self-Mailers and Unenveloped Mailpieces
AGENCY: Postal Service \TM\.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Postal Service will revise Mailing Standards of the United
States Postal Service, Domestic Mail Manual (DMM[supreg]) 201.3.14, to
provide new standards for folded self-mailers (FSM) and unenveloped
mailpieces that are mailed at automation or machinable prices. To avoid
confusion with revised standards for FSM mailpieces having loose
enclosures, the Postal Service renames mailpieces that are designed to
carry discs, and expands the standards that apply to tabs to include
folded self-mailers.
DATES: Effective January 5, 2013.
FOR FURTHER INFORMATION CONTACT: Craig Vance (202) 268-7595 or Susan
Thomas (202) 268-8069.
SUPPLEMENTARY INFORMATION: On August 15, 2011, the Postal Service
published a Federal Register proposed rule (76 FR 50438-50441) for
changes to the design and construction of folded self-mailers and
unenveloped mailpieces that are mailed at automation or machinable
prices. The proposed standards were issued after two years of
collaborative work with mailers to analyze and test a wide variety of
folded self-mailer letter-size designs. In response to the proposed
standards, the Postal Service received 51 comments. Many of those who
commented provided input on more than one aspect of the proposal. Each
comment was given consideration and modifications were made to the
proposed standards when possible. This final rule will be adopted based
on our proposed rule with only minor revisions. These standards do not
apply to cards, envelopes, booklet style letters, or mailpieces
designed to carry discs.
General
The final rule includes DMM recommendations for design elements and
sealing methods for FSMs. To avoid confusion about the types of
mailpieces included in this change, the Postal Service renames
mailpieces that are designed to carry discs in 201.3.4. To simplify the
requirements that apply to tabs that can be used to seal unenveloped
letter-sized mailpieces, DMM 201.3.11 is modified to include folded
self-mailers. The final rule also includes recommended revisions to the
proposed requirements based on observations of a wide variety of FSMs
tested over the past several years.
Although the effective date of these revisions is not until January
5, 2013, we encourage all customers who prepare FSMs mailed at
automation or machinable prices to begin conversion to these design
concepts as soon as possible.
Definition
A folded self-mailer is formed of panels that are created when one
or more unbound sheets of paper are folded together and sealed to make
a letter-size mailpiece. The number of sheets in the mailpiece and the
number of the times the sheets are folded determine the number of
panels. Sheets that are bound by one or more staples are not considered
folded self-mailers even when all other preparation recommendations are
met.
Physical Characteristics
The maximum height for all automation and machinable FSMs is 6
inches and the maximum length is 10\1/2\ inches, with a maximum
thickness of \1/4\ inch. The maximum weight of three ounces is
applicable to all mailpieces prepared without envelopes.
The paper basis weight for folded self-mailers is based on book-
grade paper unless otherwise specified and varies depending on the
total weight of the mailpiece and/or optional elements that are
incorporated in the design. The final fold must be at the bottom for
all designs except oblong style pieces. For oblong-style FSMs the final
fold is on the leading edge. Tabs cannot be placed on the bottom open
edge of an oblong-style FSM.
A minimum of two tabs will be required to seal all FSMs when tabs
are used as the sealing method. Tabs used as seals may not have
perforations. Glue may be used as an alternate sealing
[[Page 74705]]
method when applied according to the standards for FSMs.
After January 5, 2013, folded self-mailers that do not meet these
requirements will be assessed postage as follows: First-Class
Mail[supreg] and Standard Mail[supreg] customers will pay nonmachinable
prices; Periodicals mailers will pay nonbarcoded prices.
Overview of Comments
Eleven commenters recommended that the proposed standards be
abandoned and asked that no changes to the existing mailpiece format be
made at this time. The commenters cited the economy and the lack of
equipment capable of producing the types of designs expressed in the
proposed standards. Commenters were also concerned about time and cost
incurred for mailpieces that may already be designed and produced, but
not mailed. Many new formats and sealing requirements not defined in
current standards for FSM are added. To accommodate the mailing
industry, the Postal Service will delay adoption of the new standards
until January 5, 2013. This postponement will provide enough time for
mailers to complete outstanding contracts for mailpieces that do not
meet the new standards and will allow those pieces to be entered as
automation compatible folded self-mailers prior to the effective date.
Mailers entering FSMs before the effective date are encouraged to
design and prepare their mailpieces using these standards.
Four commenters expressed concern regarding the Postal Service's
proposal to require an additional tab on mailpieces weighing more than
one ounce. As pieces get thicker and heavier it becomes more difficult
for those pieces to pass through processing equipment. The mailpieces
do not retain their integrity and cause jams and damage to the mail and
processing equipment. Heavier weight FSMs experience more stress on the
leading edge, especially when it is not a folded edge. An additional
tab placed on the lower leading edge improves efficient feed capability
and serves as added protection for the mailpiece during processing. The
additional tab also maintains closure as pieces are handled and
processed multiple times. Until January 5, 2013, three tabs are
recommended to maintain sufficient sealing and to provide additional
protection for heavier mailpieces and specific design formats.
Three commenters asked why it is necessary to limit the number of
panels within an FSM. The number of panels affects the shape,
thickness, and ability to create crisp folds required to maintain a
streamlined shape. It also reduces the amount of stress placed on
closures, and maintains the integrity of a mailpiece from acceptance to
delivery. However, in order to provide increased options and ability to
qualify for automation letter prices, the Postal Service will increase
the allowed panel count to 12 for FSMs constructed of non-newsprint
paper. Additionally, to accommodate the common practice of including
half-pages in quarter-fold pieces made with newsprint paper, we
increase the panel count for quarter-fold FSMs to a maximum of 24
panels.
Seven commenters expressed concern about the 10\1/2\ inch-maximum
length requirement. They expressed concern because smaller sizes will
decrease the amount of space available to print advertising in a single
mailpiece, and in some cases stock mailpieces will need to be
redesigned to conform to the new size requirements. The FSM study
revealed that, similar to booklets, mailpieces that exceeded 9 inches
in length experienced a decline in machinability with significantly
higher rates of damage and jams. The Postal Service maintains the
proposed maximum length of 10\1/2\ inches to balance the need for
machinability with the customer's need for the maximum amount of usable
space.
Eight commenters questioned the thickness standards of .05 and .09
inches. USPS[supreg] revises the language to clarify that these
thickness standards apply only to interior loose enclosures (single
sheets that are not captured by the folds) and attachments. The
standard for maximum thickness of a finished FSM letter is \1/4\ inch,
the same maximum thickness for all letter-size mail. Additionally, we
allow the insertion of remittance envelopes, meeting all requirements
for enclosed envelopes within automation letters, as enclosures when
the envelopes are incorporated into the first (manufacturing) fold of
the quarter-fold mailpiece format.
Two commenters asked that tabs made of material other than paper
and tabs with perforations be used as seals for FSMs. To accommodate
this request, the current standards that describe the types of
materials used to manufacture tabs are expanded to permit their use for
both booklets and FSMs. Tabs with perforations may not be used as a
seals.
Nine commenters asked for clarification of tab placement and the
number of tabs required. Section 201.3.14.4 is revised to clarify
sealing mailpieces using tabs. Studies showed that sealing FSMs with
one tab did not provide sufficient closure to withstand the rigors of
automation processing for letter-size mail. The requirement to seal
with a minimum of two tabs is retained.
Two commenters asked to use glue to seal the lead and trail edge
instead of gluing along the top edge when the final fold is the bottom
edge. We have revised and clarified the language to allow this as an
additional sealing option.
One commenter suggested that the paper basis weight is unreasonably
high. The basis weight of paper is one of the major factors that affect
the machinability of a mailpiece. Pieces prepared with lower paper
weight were unable to withstand the rigors of automation processing,
resulting in higher rates of damage and jams and a diversion to more
costly flat sorter and manual processing methods. We retain the paper
basis weights as proposed.
One commenter asked about the perforation cut-tie ratio. The
necessary cut to tie ratio is based on many correlative factors. A
ratio that provides enough strength to prevent premature breaking of
the perforation tie is needed. This need is balanced by the necessity
of preparing a perforated line that can be opened by the recipient
without causing unintended damage to the mailpiece. Due to the
significant variation in cut-to-tie ratios of mailpieces currently in
the mailstream, we modified the proposed standard and will allow a 1 to
1 cut-tie ratio for all perforated lines. The Postal Service will
monitor the performance of mailpieces prepared with perforations and if
the 1 to 1 ratio does not prove sufficient for machine processing, we
will modify the standards to require a higher cut to tie ratio.
Customers who have mailpieces that do not meet this reduced standard
may ask that the FSMs be sent to the Pricing and Classification Service
Center for review.
Three commenters asked for clarification regarding the need to
print address information in a mid-to-left position. Section
201.3.14.10 is introduced as a recommendation for folded self-mailers
produced on uncoated paper. Testing revealed higher rates of
delamination and peel-back (cosmetic damage) to the lead edge of
uncoated (raw) paper. This type of damage often exceeded \1/2\ inch in
length and impeded the ability of letter sorting machines to read
address elements.
With this final rule, the Postal Service implements requirements
and options that describe the construction of folded self-mailers and
other unenveloped mailpieces. These standards allow significant design
flexibility while maintaining mailpiece automation compatibility and
address most current and proposed designs. Mailers
[[Page 74706]]
designing and mailing FSMs before the effective date are encouraged to
prepare mailpieces using these standards.
The Postal Service adopts the following changes to Mailing
Standards of the United States Postal Service, Domestic Mail Manual
(DMM), incorporated by reference in the Code of Federal Regulations.
See 39 CFR 111.1.
List of Subjects in 39 CFR Part 111
Administrative practice and procedure, Postal Service.
Accordingly, 39 CFR part 111 is amended as follows:
PART 111--[AMENDED]
0
1. The authority citation for 39 CFR part 111 continues to read as
follows:
Authority: 5 U.S.C. 552(a); 13 U.S.C. 301-307; 18 U.S.C. 692-
1737; 39 U.S.C. 101, 401, 403, 404, 414, 416, 3001-3011, 3201-3219,
3403-3406, 3621, 3622, 3626, 3632, 3633, and 5001.
0
2. Revise the following sections of Mailing Standards of the United
States Postal Service, Domestic Mail Manual (DMM) as follows:
Mailing Standards of the United States Postal Service, Domestic Mail
Manual (DMM)
* * * * *
200 Commercial Letters and Cards
201 Physical Standards
* * * * *
3.0 Physical Standards for Machinable and Automation Letters and Cards
* * * * *
3.4 Standards for Letter-Size Pieces Containing Discs (CDs or DVDs)
* * * * *
[Revise the heading and the introductory paragraph of 3.4.4 as
follows:]
3.4.4 Dimensions and Shape Standards for Automation-Compatible
Unenveloped Disc Carriers:
Each unenveloped disc carrier must meet the basic standards for
machinable letters in 1.0 and have the following characteristics:
* * * * *
3.4.5 Unacceptable Characteristics for Automation-Compatible Letter-
Size Pieces With Discs
[Revise the introductory paragraph of 3.4.5 as follows:]
Discs in letter-sized envelopes and unenveloped disc carriers may
not be enclosed in:
* * * * *
3.5 Maximum Weight, Machinable and Automation Letters and Cards
The following maximum weight limits apply:
* * * * *
[Revise item 3.5b as follows:]
b. Booklets and unenveloped disc carriers--3 ounces.
* * * * *
3.11 Tabs, Tape, and Glue
[Revise the introductory paragraph of 3.11 as follows:]
Tabs may be made of paper, translucent paper, vinyl or plastic.
Cellophane tape may also be used as a closure when the saw-toothed cut
edge is place perpendicular to the edge being sealed. Tabs must not
contain perforations. For tab size and placement for folded self-
mailers see 3.14; for booklets see 3.15. Tab placement is subject to
\1/4\ inch variance in either direction. The following standards also
apply:
* * * * *
3.14 Folded Self-Mailers
[Delete current text of 3.14, including the exhibit, in its
entirety and replace with the following:]
3.14.1 Definition
A folded self-mailer is formed of panels that are created when one
or more unbound sheets of paper are folded together and sealed to make
a letter-size mailpiece. The number of panels is determined by the
number of sheets in the mailpiece and the number of times the sheets
are folded.
3.14.2 Physical Characteristics
Folded self-mailers have the following characteristics:
a. Height: A minimum of 3\1/2\ inches and a maximum of 6 inches.
b. Length: A minimum of 5 inches and a maximum of 10\1/2\ inches.
c. Thickness: A minimum of 0.007 inch; (0.009 inch if the height
exceeds 4\1/4\ inches or if the length exceeds 6 inches); the maximum
thickness is \1/4\ inch.
d. Maximum Weight: 3 ounces.
e. Rectangular, with four square corners and parallel opposite
sides.
f. Aspect ratio: within 1.3 to 2.5 (see 3.7).
g. Maximum number of panels: 12, except under 3.14.2h.
h. Quarter-folded self-mailers made of a minimum of 100 pound book
grade paper may have as few as 4 panels. Quarter-folded self-mailers
made of 55 pound or greater newsprint must have at least 8 panels and
may contain up to 24 panels.
3.14.3 Panels
Panels are created when a sheet of paper is folded. Each two-sided
section (front and back) created by the fold is considered one panel.
When a folded self-mailer is made of multiple sheets, multiply the
number of sheets by the number of panels created when folding a single
sheet to determine the total number of panels. The following conditions
apply:
a. External panels created by folding must be equal or nearly equal
in size.
b. The final folded panel creates the back (non-address) side of
the mailpiece. The open edge of the back panel must be at the top or
within 1 inch of the top or trailing edge of the mailpiece.
c. The final folded edge must be the bottom of a folded self-mailer
unless prepared as an oblong. The final folded edge of an oblong folded
self-mailer must be the leading (right) edge.
d. Internal shorter panels must be covered by a full-size panel,
and count toward the maximum number of panels.
e. Folding methods and the subsequent number of panels created when
folding a single sheet of paper are:
1. Bi-fold: Folded once forming two panels.
2. Tri-fold: Folded twice forming three panels.
3. Oblong: Paper folded once to form two rectangular panels with
one elongated dimension and parallel opposite sides. The final folded
edge is on the leading (shorter) edge.
4. Quarter-fold: Folded twice with each fold at a right angle
(perpendicular) to the preceding fold. One sheet of paper quarter-
folded creates four panels.
f. Flaps are formed when the final exterior panel is folded over
and affixed to the unaddressed side of the mailpiece. Flaps must meet
the following conditions:
1. The folded edge of a flap must be flush with the top edge of the
mailpiece and end one inch or more above the bottom edge, except under
3.14.3f4. Flaps must be at least 1\1/2\ inches when measured from the
top of the mailpiece.
2. Flaps must be secured by a sealing method in 3.14.4.
3. Flaps with die-cut shapes must be firmly secured with tabs, glue
line, glue spots or elongated glue lines. A \1/8\ inch wide continuous
glue line that seals the contour of the die-cut is strongly
recommended.
4. Flaps on oblong pieces must be at least 5 inches long at the
longest point when measured from the leading edge and must end more
than one inch from the trailing edge.
[[Page 74707]]
g. Flaps and pockets prepared within folded self-mailers to
stabilize enclosures are not considered to be panels.
3.14.4 Sealing Methods
Folded self-mailers must be sealed using tabs or glue under the
following conditions:
a. Tabs must meet the standards for tabs in 3.11. The size and
number of tabs required is determined by the weight of the mailpiece
and optional design elements as follows:
1. To seal folded self-mailers that weigh up to 3 ounces created in
bi-fold, tri-fold formats, pieces with multiple interior folds and a
final fold on the bottom, and quarter-fold mailpieces that weigh one
ounce or less, place two nonperforated tabs on the top edge, one within
1-inch from the leading and another within 1-inch from the trailing
edge, or place one tab on the leading and another on the trailing edge,
both placed within 1 inch from the top.
2. To seal quarter-fold mailpieces that weigh more than 1 ounce up
to 3 ounces, affix two tabs, one on the leading edge and one on the
trailing edge within 1 inch from the top, and affix a third tab on the
lower leading edge \1/2\ inch from the bottom (see 3.14.5).
3. To seal oblong pieces that weigh up to 3 ounces, affix one tab
in the center of the top edge and one tab in the center of the trailing
edge (preferred) or affix both tabs on the trailing edge within 1 inch
of the top and bottom edges. Tabs may not be placed on the bottom of an
oblong piece.
b. Glue must be positioned within \1/4\ inch of the open edges and
be placed opposite the final fold or on both the leading and trailing
edges when the final panel fold is on the bottom. Apply glue by one of
the following methods:
1. Continuous glue lines at least \1/8\ inch wide (0.125 inches).
2. Three or four glue spots at least \3/8\ inch (0.375 inch) in
diameter.
3. Three or four elongated glue lines. Seal folded self-mailers
that weigh up to 1 ounce with lines at least \1/2\ inch long. Seal
folded self-mailers that weigh more than 1 ounce with elongated glue
lines that are each at least 1 inch long and \1/8\ inch wide, or with
glue lines that are each at least \1/2\ inch long and \1/4\ inch wide.
4. Distribute glue spots and elongated glue lines evenly along the
sealed edge(s).
5. Quarter-fold self-mailers must be sealed with tabs.
3.14.5 Paper Weight and Sealing Requirements
All references in 3.0 to paper basis weight are for book-grade
paper unless otherwise stated (see 3.2). Interior optional elements
such as attachments or enclosures are not subject to the host piece's
book-grade paper basis weight standards. When multiple optional design
elements are incorporated in one mailpiece, the standards for the
design element with the highest paper weight and corresponding sealing
methods apply. Folded self-mailer paper weights and sealing methods
are:
a. Folded self-mailers, (except quarter-fold mailpieces) as
described in 3.14.3e1 through 3.14.3e3:
1. Up to 1 ounce: 70 pound paper sealed with a continuous glue
line, three glue spots; or elongated glue lines under 3.14.4b; or two
1-inch tabs under 3.14.4a1 and 3.14.4a3.
2. Over 1 ounce: 80 pound paper sealed with a continuous glue line,
four glue spots; or four elongated glue lines under 3.14.4b; or two
1\1/2\-inch tabs under 3.14.4a1 and 3.14.4a3.
b. Quarter fold self-mailers as described in 3.14.3e4:
1. Up to 1 ounce: 70 pound paper sealed with two 1-inch tabs.
2. Over 1 ounce: 80 pound paper sealed with three 1\1/2\-inch tabs.
3. Newsprint: 55 pound minimum paper required. Seal pieces one
ounce or less with two 1\1/2\-inch tabs and those weighing over one
ounce with three 1\1/2\-inch tabs, see 3.14.4a2.
c. Optional design elements: Die-cut openings and perforated panes.
Folded self-mailers with die-cut openings in the exterior panels as
described in 3.14.6 or perforated panes as described in 3.14.7 must
meet the following:
1. Up to 1 ounce: 100 pound paper sealed with glue under 3.14.4b,
or two 1\1/2\-inch tabs under 3.14.4a1 and 3.14.4a2.
2. Over 1 ounce: 120 pound paper sealed with glue under 3.14.4b, or
two 2-inch tabs under 3.14.4a1 and 3.14.4a2 or three 1\1/2\-inch tabs
under 3.14.4a3.
d. Optional design elements: Loose enclosures or attachments. For
folded self-mailers that have loose enclosures as described in 3.14.8
or attachments as described in 3.14.9, the following applies:
1. Up to 1 ounce: 80 pound paper sealed with glue under 3.14.4b or
two 1\1/2\-inch tabs under 3.14.4a1 and 3.14.4a2.
2. Over 1 ounce: 100 pound paper sealed with glue under 3.14.4b, or
two 2-inch tabs under 3.14.4a1 and 3.14.4a2 or three 1\1/2\-inch tabs
under 3.14.4a3.
3.14.6 Die-Cut Elements
Folded self-mailers may be produced with two types of die-cut
elements in the exterior panels: Address windows or die-cut reveal.
Die-cut openings may not be used to create die-cut punched holes
(openings in the same location on all layers and panels so that there
is a hole through the entire mailpiece). Prepare die-cut elements as
follows:
a. Die-cut address windows (used to convey address information)
must meet standards for window envelopes under 601.6.4 and meet the
following additional conditions:
1. The maximum window size is 4 inches long by 2 inches high.
2. When an address window appears on a mailpiece, no other die-cut
openings may be made on the exterior panels.
b. Die-cut openings used to reveal the contents of the mailpiece
must be:
1. Limited to two on only one external panel.
2. Either circular with a 2-inch maximum diameter or rectangular
with a maximum of 2 inches long by 1\1/2\ inches high with slightly
rounded \1/4\ inch radius corners.
3. Placed at least 1\1/2\ inches from all edges of the mailpiece if
on the addressed side.
4. Placed at least 5 inches from the leading edge and 1\1/2\ inches
from all other edges if on the non-addressed side.
5. Positioned at least 1\1/2\ inches apart when two or more die-cut
openings are used.
c. A single \1/2\-inch semi-circular die-cut thumb notch may be
placed on the trailing edge of the addressed or unaddressed outer
panel.
3.14.7 Perforated Pull-Open Strips and Pop-Out Panes
Folded self-mailers may be prepared with strips called panes that
are pulled open to reveal the contents. These design elements must be
placed only on the unaddressed side of the mailpiece and may be
rectangular, circular, or oval shaped. Perforations, a row of small
holes punched in a sheet of paper so that a section can be torn easily,
are used to create pull-open strips, pop-out, or pop-open panes subject
to the following requirements:
a. Two parallel perforated lines must be spaced at least \1/2\ inch
apart creating a pull open strip. Position perforated strips parallel
to the height of the mailpiece at least 5 inches from the leading edge
and 2 inches from the trailing edge. Position perforated strips
parallel to the length of the mailpiece at least 1 inch from the top.
Perforations
[[Page 74708]]
have a 1mm cut (max)/1mm tie (min) ratio.
b. Pop-out panes with perforations around the outer edges have a
maximum size of 4 inches long by 4 inches high. The following
conditions apply:
1. Place panes at least 1 inch from any edge.
2. Use 1mm cut (max)/1mm tie (min) ratio.
3. When using two panes, space them at least 1 inch apart.
4. Address elements may not appear in perforated openings.
c. Pop-open panes with perforations on three sides must meet the
following conditions:
1. The outer edges of the pull-open panel are a maximum of 4 inches
long by 4 inches high.
2. If prepared with multiple panes, they must be spaced at least 1
inch apart.
3. Panes must be placed at least 1 inch from all edges.
4. Perforation patterns have 1 mm cut (max)/1 mm tie (min) ratio.
d. Perforated panes may not be prepared on pieces with die-cuts or
on any mailpiece made of newsprint.
3.14.8 Loose Enclosures
Folded self-mailers with loose enclosures must be securely sealed
to ensure containment of the enclosed material and prevent excessive
enclosure shift during processing. Loose enclosures must be made of
paper and must meet the following conditions:
a. Must be contained securely within the mailpiece.
b. Must be inserted in an interior pocket or secured by any method
that prevents excessive shift during normal handling. Pockets are not
counted as panels.
c. Folded self-mailers with die-cut openings may contain enclosures
only if the inserted material is larger than the die-cut opening.
d. Enclosed material does not exceed the maximum thickness of:
1. 0.05 inch thick for mailpiece weights up to 1 ounce.
2. 0.09 inch thick for mailpiece weights over 1 ounce.
e. One empty reply envelope may be inserted within the first fold
(manufacturing fold) of a quarter-folded self-mailer and must be
secured within a fold to prevent separation during normal handing.
3.14.9 Attachments
Attachments must be secured on the outside of a folded self-mailer
under 3.13. Attachments must be secured within a folded self-mailer
under the following conditions:
a. The attachment is affixed to an inside panel and secured to it
at least \1/2\ inch from any edge.
b. The attached material may not exceed a maximum thickness of:
1. 0.05 inch thick for mailpieces weighing up to 1 ounce.
2. 0.09 inch thick for mailpieces weighing over 1 ounce.
c. Multiple attachments must be positioned so that the host
mailpiece remains nearly uniform in thickness.
d. When multiple attachments are affixed to separate panels in
stacked alignment, the combined thickness of the attachments must be no
greater than the maximum thickness in 3.14.9b.
e. When multiple attachments are affixed adjacent to each other
across the length of a mailpiece, the thickest attachment must be no
greater than the maximum thickness in 3.14.9b.
f. Folded self-mailers with die-cut openings may contain
attachments if the inserted material is larger than the die-cut
opening.
g. Quarter-fold self-mailers may have only one internal attachment
not exceeding 0.012 inch thick. The attachment must be secured at least
\1/2\ inch from all edges.
3.14.10 Addressing
When folded self-mailers are prepared with uncoated paper, printing
addresses in a center or left-justified position within the optical
character reader (OCR) area under 2.1 is recommended.
[Renumber current 3.15 through 3.17 as new 3.16 through 3.18 and
add new 3.15 as follows:]
3.15 Other Unenveloped Mailpieces
3.15.1 Open-Sleeve Style Letter-Size Mailpieces
Open-sleeve style letter-size mailpieces consists of two
symmetrical horizontal panels sealed together along the top and bottom
edges or as a bi-fold that has a non-addressed panel permanently sealed
to an inner flap along the top edge. Open-sleeve style mailpieces must
meet the following conditions:
a. Join panels using \1/8\ (0.125) inch continuous glue lines.
b. If flaps are used, they must be a minimum of at least 1\1/2\
inches wide created as inner flaps adhered at the leading and trailing
edges to the panel from which the flap is formed.
c. All paper basis weight requirements in 3.14.5d must be met.
d. Matter prepared within open-sleeve style mailpieces must meet
the standards in 3.14.8 or 3.14.9b through 3.14.9f.
3.15.2 Letter-Size Mailpieces With Tear-Off Strips
When letter-size mailpieces have tear-off strips on the leading
and/or trailing edge, any unfolded edges must be sealed with an
adhesive (glue) or by a cohesive (pressure seal) method. A cohesive
seal requires two fixative patterns placed on two separate surfaces
that are compressed to form a bond. A perforated horizontal line that
runs between and joins the leading and trailing edge perforation lines
is permitted. Mailpieces with sealed sides must meet the following
conditions.
a. Be constructed of a minimum of 60 pound paper.
b. Tear-off strips may be up to \9/16\ inch (0.5625) wide.
c. Tear lines (single lines of perforations) on pieces that weigh 1
ounce or less; recommended minimum cut/tie pattern of 1 mm cut (max)/1
mm tie (min) ratio or equivalent.
d. Tear lines (single lines of perforations) on pieces that weigh
more than 1 ounce; minimum cut/tie pattern of 1 mm cut/2 mm tie (min)
ratio or equivalent.
* * * * *
We will publish an appropriate amendment to 39 CFR Part 111 to
reflect these changes.
Stanley F. Mires,
Attorney, Legal Policy & Legislative Advice.
[FR Doc. 2011-30879 Filed 11-30-11; 8:45 am]
BILLING CODE 7710-12-P