Broadband Over Power Lines, 71892-71908 [2011-30045]
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71892
Federal Register / Vol. 76, No. 224 / Monday, November 21, 2011 / Rules and Regulations
§ 303–70.1 When must we authorize
payment of expenses related to an
employee’s death?
*
*
*
*
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(e) Performing official duties as
determined by the head of agency and
be a covered employee as provided in
§ 303–70.700.
■ 3. Add Subpart H to read as follows:
Subpart H—Transportation of Immediate
Family Members, Baggage, Household
Goods, and Privately Owned Vehicle for
Law Enforcement Assignment
Sec.
303–70.700 When an employee dies as a
result of personal injury sustained while
in the performance of the employee’s law
enforcement duties, either on official
travel duties away from the official
station, or at the current official station,
must we provide transportation for the
employee’s immediate family, baggage,
and household goods to an alternate
residence destination?
303–70.701 What relocation expenses must
we authorize for the immediate family
under § 303–70.700?
303–70.702 Must we pay transportation
costs to return the deceased employee’s
privately owned vehicle (POV) from the
temporary duty (TDY) location or from
an official station OCONUS under § 303–
70.700?
Subpart H—Transportation of
Immediate Family Members, Baggage,
Household Goods, and Privately
Owned Vehicle for Law Enforcement
Assignment
§ 303–70.700 When an employee dies as a
result of personal injury sustained while in
the performance of the employee’s law
enforcement duties, either on official travel
duties away from the official station, or at
the current official station, must we provide
transportation for the employee’s
immediate family, baggage, and household
goods to an alternate residence
destination?
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Yes, if the head of the agency
concerned (or a designee) determines
that the employee died as a result of
personal injury sustained while in the
performance of the employee’s duties,
and the employee was:
(a) A law enforcement officer as
defined in 5 U.S.C. 5541;
(b) An employee in or under the
Federal Bureau of Investigation who is
not described in paragraph (a); or
(c) A Customs and Border Protection
officer as defined in 5 U.S.C. 8331(31).
§ 303–70.701 What relocation expenses
must we authorize for the immediate family
under § 303–70.700?
If the place where the immediate
family will reside is different from the
place where the immediate family
resided at the time of the employee’s
death, and within the United States,
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then the agency must approve the
following expenses:
(a) Transportation of the immediate
family;
(b) Moving of the household goods of
the immediate family, including
transporting, packing, crating, draying,
and unpacking, not to exceed 18,000
pounds net weight;
(c) Storage of household goods moved
pursuant to paragraph (b) of this section,
not to exceed 90 days; and
(d) Transportation of one privately
owned motor vehicle.
§ 303–70.702 Must we pay transportation
costs to return the deceased employee’s
privately owned vehicle (POV) from the
temporary duty (TDY) location or from an
official station OCONUS under § 303–
70.700?
Yes. The agency must pay costs
associated with returning the POV from
the following:
(a) TDY location to the employee’s
permanent official station, if the agency
had authorized the use of the
employee’s POV at the TDY location as
being advantageous to the Government;
or
(b) Official station OCONUS to the
employee’s former actual residence or
alternate destination as approved by the
agency, if the agency determined that
the use of the employee’s POV was
required accordance with Chapter 302,
Part 302–9 of this title.
[FR Doc. 2011–30022 Filed 11–18–11; 8:45 am]
BILLING CODE 6820–14–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 15
[ET Docket No. 04– 37; ET Docket No. 03–
104; FCC 11–160]
Broadband Over Power Lines
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
This document affirms the
Commission’s rules for Access
Broadband over Power Line (Access
BPL) systems. The Commission also
makes certain minor modifications to
improve and clarify the rules. These
rules provide an appropriate balance
between the dual objectives of providing
for Access BPL technology that has
potential applications for broadband
and Smart Grid while protecting
incumbent radio services against
harmful interference.
DATES: Effective December 21, 2011.
SUMMARY:
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Federal Communications
Commission, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Anh
Wride, Office of Engineering and
Technology, (202) 418–0577,
anh.wride@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Second
Report and Order, ET Docket Nos. 04–
37 and 03–104, FCC 11–160, adopted
October 20, 2011 and released October
24, 2011. The full text of this document
is available for inspection and copying
during normal business hours in the
FCC Reference Center (Room CY–A257),
445 12th Street SW., Washington, DC
20554. The complete text of this
document also may be purchased from
the Commission’s copy contractor, Best
Copy and Printing, Inc., 445 12th Street
SW., Room, CY–B402, Washington, DC
20554. The full text may also be
downloaded at: https://www.fcc.gov.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (tty).
ADDRESSES:
Summary of the Second Report and
Order
1. In this Second Report and Order
(Second Order), the Commission
fundamentally affirms its rules for
Access Broadband over Power Line
(Access BPL) systems. The Commission
also makes certain minor modifications
to improve and clarify the rules. These
rules provide an appropriate balance
between the dual objectives of providing
for Access BPL technology that has
potential applications for broadband
and Smart Grid while protecting
incumbent radio services against
harmful interference.
2. The Commission adopted rules for
Access BPL systems in 2004 and
affirmed those rules in 2006. The BPL
rules were challenged by the national
association for amateur radio, formally
known as the American Radio Relay
League (ARRL) in the United States
Court of Appeals for the District of
Columbia in ARRL v. FCC. In ARRL v.
FCC, the court directed the Commission
to: (1) Make part of the rulemaking
record unredacted versions of several
staff technical studies which the
Commission considered in
promulgating the rules, (2) provide a
reasonable opportunity for public
comment on those studies, and (3)
provide a reasoned explanation of its
choice of the extrapolation factor for use
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in measuring radiated emissions from
Access BPL systems. In response, the
Commission issued a Request for
Further Comment and Further Notice of
Proposed Rulemaking in this proceeding
(RFC/FNPRM). In the RFC/FNPRM, the
Commission took its first step in
responding to the directives of the court
in ARRL v. FCC and also took that
opportunity to review the Access BPL
extrapolation factor and propose certain
changes to the BPL technical rules that
appeared appropriate in view of new
information and further consideration of
this matter. In this Second Order, the
Commission completes its action
addressing the court’s concerns and its
proposals in the RFC/FNPRM. It finds
that the information submitted in
response to the RFC/FNPRM does not
warrant any changes to the emissions
standards or the extrapolation factor.
However, the Commission is making
several refinements to its Access BPL
rules. In particular, it is: (1) Modifying
the rules to increase the required notch
filtering capability for systems operating
below 30 MHz from 20 dB to 25 dB; (2)
establishing a new alternative procedure
for determining site-specific
extrapolation factors generally as
described in the RFC/FNPRM, and (3)
adopting a definition for the ‘‘slantrange distance’’ used in the BPL
measurement guidelines to further
clarify its application. The Commission
finds that the benefits of the changes to
the rules outweigh their regulatory
costs.
3. Throughout this proceeding and in
its appeal to the court, the ARRL has
argued that more restrictive technical
standards are needed to protect the
amateur radio service from interference
caused by leakage of radiofrequency
(RF) emissions from Access BPL
systems. The Commission initially
crafted rules for BPL systems that were
based on our existing emission
standards for carrier current
communications systems—narrow-band
devices that couple RF energy onto
power line wiring for communication
purposes—with a number of additional
requirements to promote avoidance and
resolution of harmful interference to
licensed services that might occur in the
context of BPL operations. The
Commission subsequently affirmed
those rules in response to petitions for
reconsideration by various parties,
including ARRL. In this process, it has
specifically rejected as unnecessary
repeated requests by ARRL for tighter
emissions controls on Access BPL
operations. In response to the court’s
direction, it provided opportunity in the
RFC/FNPRM for interested parties to
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address the BPL technical rules and the
information developed by our staff that
we considered in establishing those
rules, explained its rationale for the
extrapolation factor used in measuring
BPL emissions, expressed its tentative
satisfaction with the extrapolation factor
adopted, while soliciting comment on
whether another value would be more
appropriate, and proposed a procedure
for determining site-specific
extrapolation factors. The Commission
has completed its response to issues
raised under the court’s directive.
4. The Commission has established a
regime of rules for Access BPL systems
that will provide a robust environment
for the development and deployment of
this important new technology option
for delivery of broadband internet/data
services while at the same time
minimizing the potential for
interference to licensed services caused
by leakage from power lines of the RF
energy used by BPL transmissions. As
observed in the BPL Order, there is some
potential for increased harmful
interference from BPL operations,
particularly in locations within a short
distance of the power lines used by this
technology. Consistent with our
responsibilities for managing the
interference potential of devices which
can interfere with radio under Section
302 of the Communications Act, the
Commission has developed a set of rules
for BPL devices and systems that
attempts to minimize instances of
interference while allowing BPL
systems to operate in a viable manner to
serve the needs of the American public.
In this regard, the Commission has
stated and continues to hold that, on
balance, the benefits of Access BPL for
bringing broadband services to the
public are sufficiently important and
significant so as to outweigh the limited
increase in potential for harmful
interference that may arise. The
Commission also agrees with NTIA that
while some cases of harmful
interference may be possible from
Access BPL emissions at levels at or
below the part 15 limits, the potential
benefits of Access BPL service warrant
acceptance of a negligible risk of
harmful interference that can be
managed and corrected as needed on a
case-by-case basis.
5. To minimize the potential for
harmful interference, facilitate its
resolution where it may occur, and
address cases where its possible
occurrence could impact critical
services, the Commission adopted
additional regulatory measures beyond
the emissions limits in the part 15 rules.
These additional measures generally
require Access BPL operators to reduce
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emissions or avoid operation on certain
frequencies or in certain locations in
order to protect licensed services, to use
equipment that can alter its operation by
changing frequencies to eliminate
harmful interference, to provide
information that will assist the public in
identifying locations where Access BPL
operations are present and provide
notice to radio users before commencing
local BPL operations in a publicly
accessible database. In this manner, the
Access BPL rules provide an effective
means for limiting harmful interference
and ensuring that any instances of
harmful interference that may occur can
be quickly identified and resolved. As
emphasized in the BPL Order, Access
BPL systems will continue to be treated
as unlicensed part 15 devices and as
such will be subject to the conditions in
§ 15.5(b) of the rules that they not cause
harmful interference and that they cease
operation if they do cause such
interference, as required by our rules.
Upon examination of the information
and comments received in response to
the RFC/FNPRM, the Commission
continues to believe that these measures
are adequate and appropriate for
managing the potential for harmful
interference to all licensed radio
services that operate on the bands used
internally by BPL systems, including the
amateur radio service.
6. The Commission is not persuaded
by ARRL’s newest technical
submissions, including the reports/
standards referenced in its November
2010 and June 2011 ex parte comments,
or its assertions regarding the
information in the unredacted
presentations and in the additional
information it recently introduced into
the record in July 2009 that our
assessment of the interference potential
from BPL operations was incorrect or
inappropriate, or that modifications to
the BPL emissions limits and other
technical rules to provide additional
protection for the amateur service are
warranted. While there is much
valuable and valid information and
analysis in ARRL’s technical
presentations, there are additional
considerations that previously led us to
draw different conclusions and still lead
us to maintain those conclusions now.
7. With regard to the redacted
portions of the staff presentations and
the preliminary information from early
staff work that was released in July
2009, the Commission was, of course,
aware of that content and it was also
aware of other considerations and facts
that bear on the various BPL technical
issues. Notwithstanding ARRL’s
apparent belief that the full content of
the staff presentations should have led
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us to the conclusion it prefers, the
Commission found, and continues to
find, differently with respect to the
regulatory measures that are needed to
protect the amateur service from
interference from BPL operations. The
presentations in those informally
conducted experiments were part of our
initial internal investigation of BPL and,
while there is value in them, they are
not the sole source of our information
on BPL performance. In this regard, the
Commission considered all of the
available information on BPL systems
and their performance, submissions in
the comments and other publicly
available information. It also observes
that some of the staff presentations on
which ARRL focuses were of
experimental systems that used early
implementations of BPL equipment,
developed before the BPL Order, that do
not appear to have complied with the
new rules; additionally, information on
other system implementations,
particularly our work with the
Manassas, VA system, showed different
performance characteristics than the
systems ARRL criticized. In some cases,
ARRL simply (and incorrectly) draws
different conclusions from those
presentations than we do. Also, the
assessments and recommendations in
the redacted portions of the
presentations merely reflect the views of
the Laboratory engineers who performed
the testing and analysis; they do not
necessarily reflect the consensus view of
other engineers, the management of the
Laboratory or of OET. Indeed,
individual views are often conflicting,
but are encouraged in the interest of
producing vigorous debate to lead to a
thoroughly considered recommendation
and decision.
The Potential for Harmful Interference
8. In the BPL Order, the Commission,
with concurrence from NTIA,
concluded that the current emission
limits will restrict Access BPL systems
to low emitted field strength levels in
comparison to the signals of licensed
radio operations. It found that the effect
of these limits will be to constrain the
harmful interference potential of these
systems to relatively short distances
from the power lines that carry the BPL
signals. The Commission also
recognized that some radio operations
in the bands being used for Access BPL,
such as those of amateur radio licensees,
may occur at distances sufficiently close
to power lines as to make harmful
interference a possibility. The
Commission stated that it believed those
situations can be addressed through
interference avoidance techniques by
the Access BPL provider such as
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frequency band selection, notching, or
judicious device placement, and it
adopted rules to facilitate such
solutions.
9. The Commission agreed with ARRL
that Access BPL on overhead lines is not
a traditional point-source emitter, but
not with its argument that Access BPL
devices would cause power lines to act
as miles of transmission lines all
radiating RF energy along their full
length. In this regard, the Commission
observed that the part 15 emission
limits for carrier current systems have
proven very effective at controlling
interference from such systems. Also, it
indicated that the design and
configuration of Access BPL systems
would be inconsistent with the
development of cumulative emission
effects for nearby receivers. The
Commission further concluded that
because the BPL emissions level
decreases significantly with distance
perpendicular from the line, the
potential for interference also decays
rapidly with distance from the line.
10. The Commission recognized that
Access BPL systems present concerns
for licensed users in the high frequency
(HF) and lower portions of the very high
frequency (VHF) bands, given the
propagation characteristics of RF signals
in the range of frequencies being used
for these systems, the diversity of users
of these frequencies, and the fact that
Access BPL devices could be installed at
many locations in an area. While it
concluded that there is little likelihood
that harmful interference would occur
from Access BPL operations at the
signal levels allowed under the current
part 15 emission limits, it acknowledged
that such interference could occur in
limited situations despite the intentions
of BPL operators. To address this
interference potential, the Commission
required BPL operators to comply with
additional interference mitigation
techniques. It stated that such steps
should be taken particularly in those
cases where the occurrence of
interference would affect critical
services or where interference could be
anticipated to occur. The interference
mitigation measures for critical services
include exclusion from operating on
certain frequency bands and exclusion
from operation in certain areas. For all
services, the interference mitigation
provisions require that BPL system
operators have the ability to remotely
cease operation or apply frequency
avoidance (notching) on bands where
licensed services are receiving
interference. BPL operators were
required to be able to notch their
operations on affected bands to a level
20 dB below the part 15 emissions limit
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for frequencies below 30 MHz (i.e., 1/
100th of the emissions limits for other
unlicensed unintentional radiators).
11. In the BPL Reconsideration Order,
the Commission affirmed its selection of
20 dB below the part 15 emissions limit
as the minimum notching capability for
frequencies below 30 MHz. It also
revised the rules to specify that where
an Access BPL operator implements
such notching, the operator need not
provide further protection to mobile
operations, nor will the operator be
required to resolve complaints of
harmful interference to mobile
operations by taking steps over and
above implementing the ‘‘notch.’’ The
Commission found that, while this level
may be above the noise floor, reception
of signals in mobile operating
conditions is generally not reliable at
levels at or below that level and thus
does not warrant protection.
12. The Commission disagrees with
ARRL that the recently released
materials show interference potential
from Access BPL systems to be
significantly greater than that which we
anticipated in the BPL Order, that such
interference will be preclusive of
amateur operations over large areas, or
that the current rules are not adequate
to resolve any interference that might
occur. Rather, ARRL’s in-depth focus on
that material is in some aspects
consistent with the Commission’s own
assessments, in other aspects incorrect,
and, importantly, in many aspects does
not account for the real world
conditions affecting the propagation of
RF emissions at HF frequencies. While
ARRL provides significant information
on the standard engineering principles
concerning the attenuation rate of
emissions from line emitters, it is
mistaken as to how the attenuation rate
should be viewed for purposes of
measuring BPL emissions. In this
regard, the Commission again concludes
that 40 dB/decade is a best estimate of
the expected attenuation rate/
extrapolation factor in the conditions in
which measurements are made under
the Access BPL measurement
guidelines. The Commission finds no
information in the comments or the
newly submitted information in ARRL’s
November 2010 and June 2011 ex parte
submissions that would warrant
modification of the Access BPL rules to
require notching of all amateur bands at
notch depths of at least 35 dB, or
otherwise provide additional protection
for the amateur service. However, in
reviewing the requirement that Access
BPL systems be capable of reducing
their emissions by 20 dB in a given
frequency band and current
developments in BPL equipment, the
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Commission now finds that it would be
appropriate to increase this required
‘‘notching’’ capability by 5 dB, to 25 dB
for BPL systems operating below 30
MHz. It responds to the comments with
respect to each of these sets of materials
sequentially listed here.
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Unredacted Staff Presentations and
Newly Submitted Materials
13. In its comments, ARRL argues that
the unredacted staff presentations show
that:
i. Access BPL is not a point-source
emitter; it is a distributive system that
has significant interference potential
over a wide area at significant distances
from (and along) the power line carrying
BPL signals. It contends that the
Commission’s measurements show that
there is virtually no signal decay along
the power line 230 meters from the
coupler.
ii. The proper distance extrapolation
factor for assumed signal decay with
distance from the power line is much
closer to 20 dB/decade of distance (20
log R) than to the 40 dB/decade of
distance (40 log R) adopted by the
Commission for frequencies below 30
MHz.
iii. Access BPL has a considerably
higher interference potential to licensed
radio services than the Commission
concluded in the BPL Order if operated
at the maximum radiated emission
levels permitted by the Commission’s
part 15 rules (and the BPL rules adopted
in the BPL Order). Specifically,
interference to licensed mobile radio
receivers is very likely for very long
distances along a power line. The
presentations also show that systems
operating at the part 15 emission limits
will be at least 25–35 dB stronger than
the median values of man-made noise at
30-meters distance. Extrapolating this to
a mobile antenna closer to the lines
results in an even higher noise level.
iv. The Commission erred in
concluding that mobile Amateur
stations would be protected from
interference if, in response to an
interference complaint, the BPL
operator reduced the BPL radiated
emission level from the offending
portion(s) of the BPL system by 20 dB
below the maximum radiated emission
level permitted for part 15 devices
generally. That remedy falls far short of
reducing BPL noise to the level of
ambient noise in residential
environments found by Commission’s
technical staff, and falls far short of
reducing BPL wideband noise levels to
the point that mobile communications
can be conducted in areas substantial
distances from the power line.
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v. Measurement of BPL radiated
emissions should be done at heights not
lower than in the same horizontal plane
as the overhead power line.
14. First, the Commission agrees with
ARRL that a BPL system does not
behave as a point-source emitter.
Neither, however, can it be analyzed as
a line emitter. Analysis and prediction
of RF propagation in the HF frequency
region is extremely complex and
difficult, and particularly at locations
close to the ground, as the Commission,
ARRL and many other commenters have
acknowledged throughout this
proceeding. The Commission’s intent in
the BPL Order was not to say that power
lines are point-source radiators, but
rather simply that the interference
potential lessens with distance down
the line from the coupler—though this
occurs at rates that can vary
significantly with power line topology.
15. ARRL points out that one of the
video files in the staff materials released
by the Commission in July 2009 shows
interference to mobile reception of
signals in the amateur 20-meter band
(14.0–14.35 MHz). Specifically, it states
that the video of the Briarcliff Manor
system recorded on August 17, 2004
(Briarcliff Video #5) shows in a graphic,
compelling manner the severe and
constant interference caused by the BPL
system to amateur reception over huge
geographic areas which obviously
precluded essentially all Amateur HF
communications in the area. It submits
that no objective observer of this video
could possibly conclude that the level of
BPL radiated emissions permitted by the
Commission’s Part 15 rules is
acceptable. ARRL is correct that the
interference that is apparent on
Briarcliff Video #5 is not acceptable and
would not be permissible under either
our part 15 rules or the system
operator’s experimental license.
However, while interference can occur
from BPL operations along a stretch of
power lines as shown in that and other
videos in the preliminary materials
released in July 2009, the Commission
did not and do not find this example to
substantiate a need for more restrictive
rules on BPL systems. First, it does not
appear that any of the mitigating
features that are required in the rules
had been applied to this system. In
addition, our staff did contact the
licensee about interference from that
system several times over the course of
its operation and the operator took steps
first to cease operation on the amateur
frequencies and then to install new
equipment that had notching capability.
Subsequent examination of that system
by field agents of the Commission’s
Enforcement Bureau found no
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interference, which substantiates the
effectiveness of our rules when properly
observed. Also, as indicated by the
primary and secondary title screens of
Briarcliff Video #5, the system was
notched only in the 20-meter amateur
band, and not in the 15-meter amateur
band, for which that video was
recorded. Thus, the Commission did not
and do not consider the interference
that appears in Briarcliff Video #5 to be
representative of the performance of a
system operating in accordance with the
set of rules it set forth for Access BPL
systems.
16. The Commission also sees no
merit in ARRL’s argument that
statements on the same presentation
slide concerning an interference
problem from the Phonex carrier current
system to ARINC aeronautical
communications and opining that
compliant Access BPL ‘‘may be worse’’
should have served as a factor in its
decision on protection for the amateur
service. In the BPL Order, the
Commission recognized the critical
nature of aeronautical communications
and, given the free space propagation
path from a power line to an aircraft,
excluded Access BPL systems from
operating on frequencies used by that
service. With respect to the Phonex
case, the Commission also observes that
the Phonex system at issue might not
have been the source of the interference
with ARINC’s communications and its
performance therefore cannot be used as
an empirical basis for establishing any
benchmarks with respect to the
interference potential of BPL systems.
17. ARRL next observes that another
presentation slide in the Briarcliff
Manor presentation recommends that
the Commission ‘‘impose [a] 5 dB height
correction [factor]’’ on measurements
and a ‘‘20 log R extrapolation factor’’ if
it is going to allow BPL on medium
voltage (MV) overhead power lines and
should use a 20 dB/decade
extrapolation factor for signal decay
with distance from the power line. It
observes that the presentation states that
this ‘‘reduces interference [from BPL] to
fixed stations.’’ Basing the BPL
emissions limits and measurement
procedures on an attenuation rate of
1/R, i.e., 20 dB/decade would, of course,
reduce signal levels and thereby provide
additional protection to licensed
services against interference. The
Commission notes that the slide in
question does not provide a
‘‘recommendation’’ as claimed by
ARRL, rather, it only presented several
options for other staff and management
to consider in its deliberations. Further,
as the Commission concluded
previously, it does not believe that such
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additional protection is needed or
warranted, but rather hold that the part
15 ‘‘no interference requirement,’’ the
part 15 emissions limit for carrier
current systems, and the interference
mitigation measures it adopted in the
BPL Order collectively provide
sufficient protection to licensed services
from the potential for harmful
interference from Access BPL
operations. The Commission also
continues to find that the attenuation
rate of emissions from power lines is
typically higher than 20 dB/decade and
varies with location. At distances within
30 meters of the power line and when
using the slant-range measurement
procedure prescribed in our
measurement guidelines, 1/R2, i.e., 40
dB/decade, properly describes the
expected attenuation rate at frequencies
below 30 MHz, and variability around
that rate is also expected.
18. It is also important to understand,
as the Commission discussed in the
RFC/FNPRM and ARRL largely ignores,
that RF propagation in the lower
frequencies ranges, and particularly at
frequencies below 30 MHz, is greatly
affected by environmental factors, so
that there is significant variability in
propagation from place to place. These
include ground absorption and
conductivity, terrain, vegetation, and
the presence of structures and other
man-made objects, including additional
power lines arrayed on pole/towers in
the near-field of emissions from a power
line carrying Access BPL transmissions.
In some cases, emissions from BPL
systems that are expected to be
compliant with the rules will attenuate
with distance at relatively high rates
and be well below the part 15 limits
while emissions from other systems, or
even from the same system but at a
different location, will attenuate at a
relatively lower rate and exceed the part
15 limits. The Commission is aware of
these variabilities in this complex
operating environment and to account
for it, has adopted additional provisions
for mitigating harmful interference that
are set forth in the rules. In addition,
recognizing this variability, it did not
base our assessment of interference
potential on any standard performance
factor, such as an attenuation rate by
itself, but rather on the successful past
performance of our existing standards
and the availability of suitable
approaches for managing the potential
for harmful interference and correcting
any harmful interference that may
occur.
19. The Commission has also fully
considered the issue of how to measure
Access BPL emissions, including
whether a 5 dB correction factor was
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needed for Access BPL measurements
below 30 MHz. In the BPL Order, it
concluded that the existing
measurement procedure that provides
for measurement of the magnetic field at
1-meter height with no correction factor
was appropriate for measurements in
that frequency region. There is no
additional information in the
presentation summaries that leads us to
find that this decision should be
changed.
20. ARRL points out that slide 20 of
the Briarcliff Manor presentation listed
options of notching or mandatory
advance coordination for protection of
low-VHF public safety channels and
that the Commission did not adopt
either of those options but instead put
in place a notification requirement. It
also observes that the same slide listed
the 50–54 MHz amateur band that is
typically used for both mobile and fixed
operations and the Commission did not
acknowledge the interference potential
to amateur operations in that band and
offered no remedy for it. In the BPL
Order, the Commission determined that
public safety systems, because of the
often critical and/or safety-of-life nature
of the communications they provide,
merit the additional protection of
advanced notice of BPL operations. The
Commission stated that an advance
notification would provide a public
safety operator with an opportunity to
assess whether there are portions of its
geographic area of responsibility about
which it should make special
arrangements with the Access BPL
operator in order to avoid interference.
The Commission did not address the
frequencies used by the amateur service
on an individual basis, but rather
concluded that amateur radio
frequencies generally do not warrant the
special protection of frequency
exclusion that was afforded frequencies
reserved for international aeronautical
and maritime safety operations.
21. ARRL observes that slide 21 of the
Briarcliff Manor presentation predicts
the potential for BPL to cause
interference to mobile operations to be
‘‘high’’ to ‘‘very high.’’ It further
observes that the same slide has a table
indicating that the interference distance
to fixed stations would be 62 meters at
2–8 MHz and 400 meters at 8–30 MHz
in areas where the noise levels were at
the International Telecommunication
Union (ITU) ‘‘residential’’ level. It
contrasts these statements with our
findings in the BPL Order that the
potential of Access BPL systems was
‘‘low’’ and observes that in the case of
mobile communications where a vehicle
is close to the power lines, the potential
for interference will indeed be higher.
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While the Commission again recognize
that at some locations (including where
nearby antennas are located above the
height of the power line) the attenuation
rate of Access BPL emissions will be
lower and at other locations it will be
higher, these levels are consistent with
our interpretations that the interference
potential is low such that it can be
managed adequately with the additional
interference mitigation measures and
the ‘‘no harmful interference
provisions’’ of part 15 that are also in
our rules. In this regard, the distances
from a power line to an amateur fixed
receiver will be sufficiently short that if
harmful interference were to occur, the
recipient could readily identify its
source and request that it be resolved.
The Commission observes that
International Broadband Electric
Communications, Inc. (IBEC), a major
operator of Access BPL systems, reports
(with confirmation by ARRL in its
comments) that it has been
communicating with the local amateurs
and emergency services in the areas it
covers to implement a successful
interference resolution process. It states
that it has been able to resolve
interference complaints, as they arise,
under the framework of the existing
Access BPL rules. This information
provides confirmation of the processes
and requirements the Commission
established, when used in practice, are
adequate to prevent most cases of
harmful interference to licensed
services, and to resolve quickly any
instances of harmful interference that do
occur.
22. Spectrum Notching. The rules
provide for mitigation of BPL
interference where it may occur by
notching. In the BPL Order and the BPL
Reconsideration Order, the Commission
found that, for frequencies below 30
MHz, a 20-dB notch would
appropriately address any harmful
interference that might occur to mobile
operations, given both the low signal
levels allowed under the part 15
emission limits and the fact that a
mobile transceiver is generally only in
one place for a limited period and can
readily be re-positioned to provide some
separation from the Access BPL
operation.
23. In its comments, ARRL argues that
slide 13 of the Briarcliff Manor
presentation summary references
predictions from the NTIA Phase 1
Study that show that the noise floor
would rise by more than 20 dB at nearly
all points, and by 30 dB at most points,
along a 340-meter modeled power line.
It also notes that the slide states that in
NTIA’s measurement activities, NTIA
took occasional samples of noise power
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along the line with the Access BPL
system turned off and found noise levels
lower than predicted by the ITU for
residential areas. ARRL therefore
contends that the 20-dB standard for the
notching requirement is insufficient.
The Commission initially noted that
NTIA’s sampling of noise power was
only at a very limited number of
locations and not sufficient to serve as
the basis for a conclusion that the noise
floor is lower than the levels recognized
by the ITU. Further, there is not
sufficient information in any of the
submissions regarding changes in the
noise floor to justify a change from our
use of the well-established ITUrecommended levels for the noise floor
in different environments.
24. In its November 2010 ex parte
submission, ARRL provides additional
comments that reference several recent
domestic and international industry and
governmental reports/standards to
support its request for a 35-dB notch of
all the amateur frequency bands. These
documents include: (1) ITU–R Report
SM.2158; (2) ITU–T G.9960; (3) IEEE
P1901–2010; and (4) OFCOM Report on
In-Home PLT devices. All of these
documents mandate or recommend
notching of the amateur frequencies.
ITU–R Report SM.2158 states that the
maximum allowable increase in the
noise floor due to BPL emissions should
not exceed 0.5 dB, based on the
assumption that the fade margin of the
amateur service in long distance
communications is less than 1 dB.
Based on this assumption, ARRL argues
that a notch depth of 34 dB would be
required if a 20-dB/decade extrapolation
of the FCC emission limits is used and
a notch depth of 43 dB would be needed
if the existing extrapolation factor of 40dB/decade is used.
25. In re-examining all of the
information pertaining to the depth of
the notching requirement, the
Commission now finds that it would be
appropriate to increase the required
notching capability to be 5 dB greater
than the 20 dB specification it initially
adopted. Previously, the Commission
observed that when operating with a 20dB notch below 30 MHz, the maximum
allowed emissions from an Access BPL
system is 10 dBmV/m at the part 15
measurement distance of 30 meters, a
level which is at or only modestly above
the noise floor in the HF bands at most
locations. The Commission’s intention
was that Access BPL emissions in a
notched bandwidth would not be
significantly greater than the
background noise at the distances
normally used for protection against
harmful interference from part 15
unlicensed devices. The Commission
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also evaluated the potential for
interference at closer distances that can
occur when conducting mobile
communications while traveling
adjacent to roadside power lines. It
observed that when extrapolated to
values for the typical closest distance of
a mobile antenna in motion from
roadside power lines (approximately 6
meters horizontal distance and 8.5
meters vertical distance, for a slant
range of 10.4 meters) and adjusted for
the typical quasi-peak to average ratio of
4 dB for BPL devices operating at high
duty factor, the part 15 limit
corresponds to a root-mean-squared
(RMS) field strength of 44 dBmV/m for
frequencies at or below 30 MHz. A 20
dB reduction would limit emissions to
24 dBmV/m. The Commission concluded
that given the high variability of the
noise floor at HF frequencies, where
increases of as much as 20 dB or more
are common, mobile reception of
relatively weak signals under 24 dBmV/
m is generally intermittent and not
reliable because both the received signal
and the ambient noise levels vary up
and down (the received signal and noise
energy levels generally do not rise and
fall together) as the vehicle moves.
26. In carefully reviewing the record
on this issue, the Commission
acknowledged ARRL’s point that the
modeling in the NTIA Phase 1 Study
predicts that Access BPL emissions on
frequencies below 30 MHz that are at
the part 15 limit would raise the mobile
radio noise floor at 15 MHz and 25 MHz
by 30 dB in 59% of residential
locations. After a 20-dB notch, the BPL
remaining emissions would still
produce a noise floor increase of about
10 dB for mobile operations in
residential locations at those
frequencies. As the Commission
observed in the BPL Reconsideration
Order, there is considerable variability
around the median noise level, such
that increases of as much as 20 dB are
common and reduce the reliability of
signals at the margin of expected
reception. While, the Commission
continues to believe that the significant
variability in background noise levels
limits the reliability of HF signals below
30 MHz such that BPL emissions at a
level of 24 dBmV/m should not generally
be considered harmful interference, it
also understand that the 20 dB value for
noise increases due to diurnal and
seasonal factors is the maximum
expected effect and that in many cases
the daily variability in the noise floor
levels will be somewhat less. The
Commission have no specific
information on the distribution of the
diurnal and seasonal variability of noise
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71897
floor levels; however, it believes that an
increase of 5 dB in the required
notching capability, or half the 10-dB
current margin of BPL emissions
affecting mobile reception above the
residential noise floor, according to
NTIA’s estimates as supported by ARRL,
would take a more conservative
approach and provide protection for
amateur mobile operations in more
instances, while continuing to recognize
the variability in emissions that limit
the service to mobile amateur receivers.
Given our understanding supported by
the assertions in the record that most
BPL operators are already using notches
of at least 25 dB, the Commission would
expect the cost imposed by this
requirement to be minimal or nil. It
finds that the benefits of providing
additional protection for licensed
services outweigh any potential
additional costs to BPL providers. Such
benefits include a more integrated
environment where BPL devices may
share spectrum with licensed users,
with lesser concerns for potential
harmful interference. BPL devices bring
expanded benefits to electric utility
companies by allowing them to monitor,
and thereby more effectively manage
their electric power distribution
operations. BPL also brings ‘‘last-mile’’
delivery of broadband services to some
rural and underserved areas.
27. With respect to the new
information in ARRL’s November 2010
ex parte submission, first the
Commission is not persuaded that a 0.5
dB increase in the noise floor as used in
the ITU–R Report SM.2158 is a
reasonable assumption for the numerous
reasons it stated with respect to the
significant variability in background
noise levels at HF frequencies. Further,
it appears that the 0.5 dB number was
used in the ITU Report without any
discussion, analysis or other explicit
rationale. The Commission further
noted that in its June 2011 ex parte
submission, ARRL mentions that ITU–R
Recommendation SM.1879, which refers
to the above report, does recommend
that stations operating in the Amateur
Service be protected t*** level such that
noise at the protected station is not
increased by more than 0.5 dB.
Although ARRL provided calculations
to relate the 0.5 dB increase in the noise
floor with the part 15 limits to arrive at
its requested 35-dB notch number, it
again did not provide a rationale for
using a 0.5 dB increase in the noise floor
as the protection criterion at HF
frequencies. With the exception of ITU–
R Report SM.2158, the reports/standards
submitted by ARRL in its November
2010 ex parte comments do not include
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any analysis that shows that 35 dB or
some other figure is the proper level of
notching needed to protect amateur
operations, but rather simply state as
their recommendations and
requirements a notching depth that
existing BPL equipment can meet. The
Commission also recognizes the ARRL’s
observation in its June 2011 ex parte
submission that in the IEEE P1901–2010
standard there is a normative
requirement for a 30-dB notch depth for
the FFT OFDM (HomePlug) technology.
While this voluntary industry standard
is apparently being used by
manufacturers of HomePlug In-House
BPL equipment, it is more stringent than
is necessary for our regulatory purposes
and in any case does not apply to the
Access BPL applications at issue herein.
The Commission also does not find
persuasive ARRL’s argument that deeper
notching can be implemented without
adverse impact on the data rates of BPL
technology. In this regard, the testing on
which ARRL bases this claim was on InHouse rather than Access BPL
equipment and in any case our principal
concern is with imposing regulation that
is more restrictive than necessary rather
than simply minimizing the impact that
such regulation might have on some
aspect of BPL equipment or its
operation. While the Commission duly
note the Republic of Korea’s decision to
require permanent notching of the
amateur bands, the relevance of that
determination by that country’s
regulatory body at that time to our
present consideration is not readily
apparent, and ARRL provides no
information regarding either the radio
environment or the regulatory objectives
and standards that informed that
decision by which the Commission
might consider how those
considerations might affect our own
decision making.
28. The Commission recognizes that
one of the documents referenced by
ARRL, IEEE P1901–2010, is an industry
standard for both Access and In-House
BPL equipment authored by nearly a
hundred entities that include BPL
service and equipment providers and
that this standard describes a 35-dB
spectrum notching for compatibility
with amateur radio services that can be
supported by a type of BPL technology
known as wavelet OFDM, as elucidated
by UTC. Further, as ARRL submits, its
scrutiny of systems listed in the BPL
database indicates that existing BPL
systems in the U.S. are generally
notching the entirety of the HF amateur
allocations, using equipment capable of
notch depths of at least 35 dB. Thus, it
appears that many BPL systems now in
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operation may be voluntarily observing
the notch depth and band avoidances
that ARRL is requesting. While those
industry practices are consistent with
the ARRL’s goals in this matter, the
Commission nonetheless finds they are
more stringent than are justified from a
regulatory standpoint. In this regard, the
Commission does not find that an
increase in the required notching
capability to a level above 25 dB is
needed to protect against interference to
amateur or any other licensed services.
To require that all systems adhere to a
de facto industry 35-dB notching
standard would unnecessarily constrain
BPL operators, as stated by UTC, and
equipment manufacturers who might
choose to design for a different level of
operation that would comply with the
notching level the Commission has
determined will provide adequate
protection. Further, to require that all of
the amateur bands be notched would
unnecessarily restrict BPL operations in
areas/locations where no amateur
operations are present that could receive
interference.
29. The Commission sees no
statistically-valid support for ARRL’s
position that the ambient noise levels
have become so low as to contradict our
conclusion here that a 25-dB notch is
generally sufficient to protect licensed
services. Further, for fixed stations, if a
25-dB notch is not sufficient to resolve
observed harmful interference or other
steps to resolve the interference are not
successful, under § 15.5(c) of the rules,
the operator is then, upon notification
by a representative of the Commission,
required to cease operation until the
interference is corrected. In such cases,
the interference might perhaps be
resolved by using new equipment that
includes a filter with a notch capability
greater than 25 dB. The Commission
believes, however, that the new 25-dB
notching requirement will be sufficient
to resolve the great majority of cases of
harmful interference that might occur
and therefore do not see a need to
require that Access BPL systems
routinely use equipment with greater
notching capability.
30. In changing the notching level to
25 dB, the Commission is aware that
Access BPL operators have already
installed equipment with 20-dB
notching capability in compliance with
the rules and that there is some
inventory of equipment built to that
standard which has not yet been
installed. While it believes that the
greater level of protection provided by
our rule change is prudent in the long
term, it has not observed any cases to
date where the notching afforded by
existing equipment has not been
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adequate to resolve interference.
Accordingly, given the limited number
of devices already deployed and
manufactured, the Commission will not
require their replacement or prohibit
their installation for replacement or in
new constructions. In order to afford
manufacturers time to redesign their
equipment to comply with the new,
more conservative 25-dB notching
requirement, the Commission will allow
an 18-month period from the date this
action is published in the Federal
Register before the requirement
becomes effective.
31. In its reply comments, ARRL
submits that IBEC did not resolve
interference complaints to amateur fixed
stations by doing what the existing BPL
rules require, other than compliance
with the general part 15 requirement to
correct any harmful interference. It
states that instead, IBEC has avoided or
resolved the interference by doing two
of the things that ARRL has requested as
modifications to the existing BPL rules:
(1) IBEC avoided the use of Amateur
bands in its installations, and (2) it has
used state-of-the-art notch depths of 35
dB. The Commission observes that
avoiding a frequency band where
interference could occur is certainly an
option that is contemplated under the
rules. Using a notching capability with
attenuation of greater than that required
in the rules where needed is also
consistent with the general requirement
in part 15 rules that a device not cause
harmful interference. The Commission
does not, however, find the fact that
equipment which can provide 35-dB
notching capability is now available and
IBEC’s choice to use such equipment to
be indicative that it should require that
level of notching capability in all
instances. Rather, while the rules will
now require a notching capability of at
least 25 dB, that level of attenuation will
only be deemed sufficient for resolving
harmful interference in the case of
mobile operations; the system operator
is still responsible for resolving harmful
interference to fixed operations if the
25-dB notch capability is used and the
interference remains. Under the
notching rules the Commission adopted,
a BPL system operator has the flexibility
to install a notching capability greater
than 25 dB or to implement other
measures for resolving harmful
interference in cases where the 25-dB
notch is not sufficient. In this regard,
IBEC did, in fact, take the steps required
under § 15.611(c) of the rules—it
configured its systems to be capable of
remotely reducing power by 35 dB and
adjusting operating frequencies to avoid
site-specific, local use of the same
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frequencies by licensed radio
operations. A different operator might
have chosen an alternative approach for
complying with this rule.
Preliminary Documents Released in
July 2009
32. Notwithstanding ARRL’s
contentions, the Commission did
consider the information in the
presentations in the BPL Order and in
the formulation of our rules for
regulating interference from Access BPL
emissions. There are no new facts,
information, or interpretations in those
presentations or in ARRL’s comments
that are inconsistent with the
Commission’s previously stated
understandings and findings. These
presentations, as well as other
information in this proceeding, show
that Access BPL operations can raise the
RF noise level to levels above the noise
floor such that they can cause
interference to amateur operations in
the close vicinity of power lines on
which the BPL signals are carried. As
the presentations show, the area of
interference is essentially limited to
distances close to and along the power
lines. While some interference is
possible at locations close to the power
line, the Commission believes that in
the great majority of locations,
interference will not occur to radio
services because either propagation
conditions limit the range of the Access
BPL emissions or there is no licensed
amateur station present and operating
on the frequencies on which such
emissions appear. The Commission sees
no need to require an Access BPL
operator to reduce emissions below the
part 15 limits where there is no
potential for interference. In addition, it
requires that a database of Access BPL
systems be established to allow amateur
operators to identify BPL operations in
their area before the systems commence
operation so that they have an
opportunity to alert the BPL operator of
their presence before the system is
activated. The Commission addressed
specific points in ARRL’s arguments in
paragraphs 52 through 56 of this Second
Report and Order.
33. The Commission also noted that
throughout this proceeding and as new
equipment that allows BPL operators to
better manage their frequency use at
specific locations has become available,
it observed BPL operators taking active
steps to locate and avoid interference to
amateur operators. Given that
identification and resolution of harmful
interference can involve expenditures of
staff time and resources for Access BPL
providers and possibly the temporary
disruption of service to their
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subscribers, these providers have a
strong incentive to take a priori steps to
ensure that they avoid causing
interference to the local radio services,
including amateurs. Notwithstanding
the occasional interference that was
found by amateurs from the trial
systems that were operated during the
early phases of BPL development such
as those examined in the staff
presentations (and which, in some
cases, were operating with emissions
levels that were found to exceed the part
15 limits by amounts ranging from 1 to
4 dB), the Commission observed, as
described by IBEC and CURRENT in
their comments, that Access BPL
operators are taking effective steps as
contemplated in the BPL Order to avoid
interference to amateur and other
licensed services, including working
with local amateur operators. Moreover,
our own internal records on
enforcement matters show only one
complaint of interference from Access
BPL to fixed licensed operations; that
complaint was submitted recently and is
under investigation at this time. In
summary, the Commission sees no new
information or reasoning in ARRL’s
submissions or other information
regarding the three additional staff
presentations in the preliminary
materials released in July 2009 that
would warrant changing the current
rules and, specifically, it sees no need
to further restrict the operations of BPL
systems to protect licensed services.
Measurement Distance Extrapolation
Issues
The Extrapolation Factor
34. Overview. In the BPL Order, the
Commission set forth guidelines for
measurement of the emissions from
Access BPL systems. These guidelines,
inter alia, specify that emissions from
Access BPL devices operating below 30
MHz are to be measured for compliance
with the radiated emissions limits in
§ 15.209 of the rules. Those limits are
based on measurements made at 30meters horizontal (lateral) distance from
the device under test. However, for
practical reasons associated with
measurement in the field, the Access
BPL measurement guidelines
recommend that measurements should
normally be performed at a horizontal
separation distance of 10 meters from
the overhead power line, and they also
indicate that measurements can be
performed at 3 meters if necessary
because of ambient emissions, safety or
practical considerations. The field
strength of radiated emissions does,
however, decrease with increasing
distance from the emitter due to
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propagation loss. Because of this
attenuation with distance, the field
strength of emissions from a device
measured at the 3-meter or 10-meter
distances specified in the guidelines
will generally be higher than those
measured at the 30-meter distance on
which the emission standard is based.
In order to apply the emissions standard
consistently, the measurement results
must be adjusted to account for distance
attenuation when measurements are
made at a distance other than 30 meters.
35. The Commission specified
distance extrapolation factors to convert
the BPL emissions measurements for
frequencies below and above 30 MHz to
appropriate values for tests made at the
3-meter and 10-meter distances
recommended in the BPL measurement
guidelines. For BPL operations on
frequencies below 30 MHz, the
frequency range at issue here, some
commenters in the initial phase of this
proceeding, including ARRL,
recommended the use of an
extrapolation factor of 20 dB/decade,
while others recommended an
extrapolation factor of 40 dB/decade.
The Commission concluded in the BPL
Order that ‘‘[g]iven the lack of
conclusive experimental data pending
large scale Access BPL deployments,’’ it
would ‘‘continue the use of the existing
part 15 distance extrapolation factors’’
specified in the rules, i.e., 40 dB/decade
for frequencies below 30 MHz and 20
dB/decade for frequencies at or above 30
MHz, but with the distance measured as
the slant-range distance from the
overhead power line to the center of the
measurement antenna rather than
horizontal (lateral) distance from the
nearest point of the overhead power line
carrying the BPL signals to the center of
the measurement antenna, as illustrated
in Figure 1 of Appendix C, of this
Second Report and Order. This is the
horizontal (lateral) distance between the
center of the measurement antenna and
the vertical projection of the overhead
power line carrying the BPL signals
down to the height of the measurement
antenna when measurements are taken
at a point that is perpendicular to the
power lines. It further stated that ‘‘if
new information became available that
alternative emission limit/distance
standards or extrapolation factors would
be more appropriate,’’ it would revisit
this issue at another time.
36. ARRL filed a petition for
reconsideration of the Commission’s
decision in the BPL Order to use 40 dB/
decade as the extrapolation factor for
frequencies below 30 MHz. In support
of its argument that an extrapolation
factor of 20 dB/decade should be used,
ARRL also submitted, through ex parte
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comments, reports on three studies
conducted by the United Kingdom’s
Office of Communications (OFCOM)
and a standard by the Special
International Committee on Radio
Interference (CISPR) regarding emission
measurements for BPL systems and a
proposal for a sliding scale
extrapolation factor based on a 1996
CISPR standard. The first OFCOM
study, ‘‘OFCOM, Ascom PLT
Measurements in Winchester (May 11,
2005)’’ (Winchester Study) reported
measurements of an underground
Access BPL trial system in Winchester,
United Kingdom. In that study, OFCOM
concluded that the electromagnetic field
attenuates at a rate between 20 dB and
25 dB/decade at this BPL installation.
The second OFCOM study, ‘‘OFCOM,
DS2 PLT Measurements in Crieff (May
11, 2005)’’ (Crieff DS2 Study) reported
measurements of an Access BPL trial
system in Crieff, United Kingdom. That
study concentrated only on the benefits
of programmable notches in the
equipment and did not provide any data
on distance extrapolation. The third
OFCOM study, ‘‘OFCOM, Amperion
PLT Measurements in Crieff (May 11,
2005)’’ (Crieff Amperion Study)
reported measurements of an overhead,
pole-mounted Access BPL trial system,
also in Crieff, United Kingdom. In the
Crieff Amperion Study, OFCOM
concluded that the emitted field
attenuates at a rate of 28 dB/decade.
37. On reconsideration, the
Commission found the OFCOM studies
and the CISPR standard unpersuasive in
that there was no ‘‘new’’ or convincing
information not already known, and
affirmed its decision to use the existing
part 15 distance extrapolation factor of
40 dB/decade attenuation rate in the
measurements of BPL emissions on
frequencies below 30 MHz.
38. In ARRL v. FCC, supra, the court
found that the Commission did not offer
a reasoned explanation for its dismissal
of empirical data that was submitted ex
parte by ARRL, i.e., the three OFCOM
studies and additional ARRL analysis
intended to suggest that an
extrapolation factor of 20 dB/decade
may be more appropriate for Access
BPL. The court ordered the Commission
either to ‘‘provide a reasoned
justification for retaining an
extrapolation factor of 40 dB/decade for
Access BPL systems sufficient to
indicate that it has grappled with the
2005 studies, or adopt another factor
and provide a reasoned explanation for
it.’’
39. The Commission acted to respond
to the court’s directive in the RFC/
FNPRM. Therein, it provided a more
detailed explanation of its reasons for
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selecting 40 dB/decade as the
extrapolation factor for frequencies
below 30 MHz and in particular why it
does not believe that the studies and
technical proposal submitted earlier by
ARRL provide convincing information
that it should use an extrapolation factor
that is different from (and, specifically,
less than) 40 dB/decade as required in
the second element of the court’s
directive in ARRL v. FCC. In summary
of that explanation, the Commission
stated that:
i. There were no significant studies
that examined the very large number of
measurements that would be needed to
address the different site characteristics
that affect the attenuation of emissions
below 30 MHz;
ii. The studies submitted by ARRL in
its 2005 ex parte provided only
anecdotal information on two different
types of installations (overhead and
underground) from two single sites and
also had certain methodological
shortcomings; and
iii. With respect to its proposal for a
sliding scale extrapolation factor, ARRL
did not provide an explanation as to
how its formula was derived or how to
use it to determine the extrapolation
factor, nor did it provide a rationale for
selecting such a formula or information
as to the relationship between the
performance of emissions from BPL
technology and the specifications for
reduction of power line noise adopted
in the standard.
40. In the RFC/FNPRM, the
Commission also observed that since its
adoption of the BPL Reconsideration
Order, reports had become available on
two new technical studies addressing
attenuation of BPL emissions with
distance, one by NTIA in October 2007
that described a second phase of its
simulation study on the potential for
interference from Access BPL systems
(NTIA Phase 2 Study) and the other by
the Federal Republic of Brazil (Brazil
Study) in June 2008 that presented the
results of a measurement study of BPL
emissions. In addition, it noted that the
IEEE working group on power line
communications technology
electromagnetic compatibility was
working on a standard for EMC testing
and measurements methodology for BPL
equipment and installations (IEEE
P1775/D2) that included a provision for
determining extrapolation (distance
correction) factors on a site-by-site basis
using in situ measurements as part of its
work on that standard.
41. In view of these new studies and
consistent with its stated intention in
the BPL Order to revisit the
extrapolation factor if new information
became available and the opportunity
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provided by the Court’s remand of the
extrapolation factor, the Commission
decided to conduct further rulemaking
to review its decision on the
extrapolation factor. It requested that
interested parties submit additional
comment and information on the BPL
extrapolation factor and specifically
asked that such comment and
information address (1) The three
studies and proposal for a sliding scale
extrapolation factor submitted
previously by ARRL as part of its ex
parte filing of July 8, 2005 in this
proceeding, (2) the NTIA Phase 2 and
Brazil studies with respect to their
findings on the extrapolation factor for
BPL systems, and (3) the existing slantrange method as it pertains to the
effective field attenuation rate in a
horizontal distance context. The
Commission further requested
submission of any other new empirical
studies or information that may provide
information regarding the BPL distance
attenuation extrapolation factor. The
Commission stated that its goal in this
review is to provide BPL measurement
procedures that will adequately ensure
compliance with the Section 15.209
emissions standard for emissions at or
below 30 MHz without placing unfair or
undue compliance burdens on
equipment manufacturers and users. In
conducting this review, the Commission
indicated that initially it continued to
believe the existing 40 dB/decade
extrapolation factor, in conjunction with
the slant-range distance method, was
reasonable and appropriate for adjusting
measurements of BPL emissions on
frequencies below 30 MHz.
42. The Commission also recognized
that there is considerable variability
around the 40 dB/decade value at
different sites. The result of this
variability is that the actual attenuation
at some sites could be less than 40 dB/
decade and using the current
extrapolation factor at such sites could
produce an adjusted measurement that
would be less than the level that would
be measured at the standard 30-meter
measurement distance specified in
§ 15.209 of the Commission’s rules. The
Commission therefore requested
comment on whether it would be
desirable to modify the value of the BPL
extrapolation factor to be 30 dB/decade
or some other value. It observed that
extrapolated emission levels based on a
30 dB/decade extrapolation factor when
applied to slant distance would be
comparable to the extrapolated emission
levels based on a 20 dB/decade
extrapolation factor applied to
horizontal (lateral) distance.
Recognizing that reliance on a 30 dB/
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decade extrapolation factor could
increase the compliance burden for BPL
equipment and systems that are tested at
locations where the attenuation rate is
in fact in the range of 40 dB/decade or
greater, the Commission clarified that in
all cases, measurements of Access BPL
equipment and systems will be allowed
to be made at the 30-meters distance
specified in § 15.209 of the
Commission’s rules and that where
possible, the Commission’s staff will
make measurements at this distance
when testing for compliance.
43. After consideration of the most
recent information and comments on
this matter and further deliberation on
all of the studies and information in the
record, the Commission has decided to
retain the 40 dB/decade extrapolation
factor for frequencies below 30 MHz.
There are several reasons that lead us to
this conclusion. Initially, the
Commission observed that the 40 dB/
decade extrapolation for frequencies
below 30 MHz has served successfully
in our program to control emissions
from radio frequency devices for many
years. It also observed that, while ARRL
contends that 20 dB is the only
scientifically correct and valid value for
an extrapolation factor, the studies and
information before us shows
considerable differences in
extrapolation factors under various
powerline system configurations and
usage conditions. The Commission
concludes that there is no single
‘‘correct’’ value for an extrapolation for
RF emissions from power lines, and
instead find that the compelling and
reasonable solution is to use the existing
part 15 extrapolation factor that both
has a scientific basis and has stood the
test of time for a wide variety of devices
and systems. It also notes that, using the
slant range method in performing
measurements has the effect of reducing
the extrapolation factor to
approximately 20 dB. The Commission
considers too, that the extrapolation
factor used with BPL measurements is
only one element in a comprehensive
set of rules that are designed and
intended to minimize the risk of
harmful interference from BPL
operations and to put in place
appropriate measures to eliminate such
interference if it should occur. In that
context, the rules require that harmful
interference be corrected under any
circumstances. Measurements for
examination of compliance are
important, to be sure, but interference
must be corrected even if measurements
indicate that the BPL operations at the
site are compliant. While ARRL asserts
that an extrapolation factor that is too
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lax will lead to widespread instances of
harmful interference that should be
corrected ex ante as opposed to ex post,
it has seen little evidence of harmful
interference being caused under the
rules as adopted with a 40-dB
extrapolation factor.
44. In addition, the Commission notes
that there is no support from any of the
commenting parties that modifying the
extrapolation factor to 30 dB/decade in
order to take a more conservative
approach that would compensate for the
variability in the attenuation rate would
provide a more appropriate
extrapolation factor. Therefore, it is not
adopting that change. To provide clarity
for those conducting measurements for
compliance of Access BPL equipment
and systems with § 15.209 of the
Commission’s rules emissions
standards, the Commission specifies the
extrapolated values of compliant
emissions levels at 3-meter and 10meter horizontal (lateral) distance from
the nearest point of the overhead power
line carrying the BPL signals for typical
heights of medium voltage power lines
in the BPL measurement guidelines. The
Commission is also adopting its
proposal for a new method for
determination of site specific
extrapolation factors in measurements
of emissions from BPL systems.
45. Looking more closely at this issue,
the Commission finds that ARRL has
not provided convincing information
that the value of the measurement
distance extrapolation factor for Access
BPL should be reduced from 40 dB/
decade to 20 dB/decade or some other
number close to that value. While ARRL
offers detailed and lengthy submissions
of information on propagation of RF
energy below 30 MHz and critiques of
the studies, analyses and information
provided by others, including this
Commission, that information does not
provide any new insights on radio
propagation that would alter our
decision. Moreover, its arguments for a
40 dB/decade standard do not account
for two key factors that affect the
significant attenuation of RF energy in
this region of the spectrum: Factors in
the emissions process (such as ground
effects and the presence of multiple
power lines and their position on the
pole) and the significant variability in
attenuation rate across different
installation sites.
46. The Commission finds ARRL
arguments to be unpersuasive. First, it is
important to recognize that there is no
‘‘FCC-laboratory recommendation’’ as
characterized by ARRL. The
Commission is under no obligation to
discuss in a rulemaking proceeding
every staff observation or opinion
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provided during the course of internal
deliberations. It observes that the 20 dB/
decade extrapolation factor was part of
one of three options presented on slide
#19. The presentation offered no
specific analysis or measurement data
supporting this extrapolation factor.
Rather, as specified on the slide, the
authors offered it as a way to postpone
and/or reduce the interference potential
of BPL systems. Additionally, as noted
by Arkados and HomePlug, none of the
five FCC staff presentations actually
examined the path loss extrapolation
factor, but rather, they examined other
technical issues such as the effect of the
distance down the power line,
differences in radiated field strength
due to the detector that was employed,
effect of measurement receiver antenna
height, audible interference and antenna
polarization. The Commission therefore
did not (and still do not) consider that
the information on which the provided
option on slide #19 was based to be
sufficient or compelling such that it
should override or supersede other
information that we also considered in
the extrapolation factor decision. As
UTC observes, the staff presentations
merely included a 20 dB/decade
extrapolation factor as one option
among many for regulating BPL
operations in the HF bands; the
presentations did not find that a 20-dB
extrapolation factor represented the
actual rate of decay, nor did they
contain any underlying information or
analysis that would support such a
finding. Further, with respect to ARRL’s
assertions regarding our use of new
studies in the RFC/FNPRM as ex post
facto evidence, it apparently overlooks
our quite specific statement therein that
the decision to adopt the 40 dB/decade
standard was based on information
available at the time of the decision, not
newly available information.
47. With regard to the new studies
identified in the RFC/FNPRM, ARRL
contends that the major flaw in the
NTIA Phase 2 Study is that the
modeling used does not fully account
for the way that field strength decays at
angles other than 90 degrees. ARRL
further argues that with respect to
height, the report errs in its attempted
justification of the 5 dB height
correction above 30 MHz but not below,
and it justifies 40 dB/decade by
disregarding 20 percent of the data
points. On the other hand, CURRENT
quotes the NTIA Phase 2 Study as
stating: ‘‘[a]t or above 10 MHz, the
simulation results show good agreement
between the rate that field strength
decays and the [40 dB/decade] distance
extrapolation rate in the part 15 rules.’’
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HomePlug also agrees that the NTIA
Phase 2 Study clearly demonstrates that
the 40 dB/decade extrapolation factor is
the correct value at or above 10 MHz,
and much closer below 10 MHz than
figures used in the studies submitted by
ARRL. The Commission observes that
NTIA’s modeling in its Phase 2 Study
indicates that the field along a complex
power line model is highly varied, with
areas of greater and lesser field strength
produced by cancellation and
reinforcement effects. However, there
are some regularities, including field
strength maxima at multiples of
wavelengths along the power line,
which is the reason why the
Commission adopted the requirement
for measurements at multiple points
along the power lines in our BPL
measurement guidelines. In addition, as
discussed above, ARRL’s own modeling
shows that the magnetic field (measured
below 30 MHz) does not vary greatly
with height. Further, the Commission
agrees with NTIA’s position that ‘‘the
80th percentile values eliminate the
localized peaks that are unlikely to be
encountered by a radio receiver
randomly located in close proximity to
an Access BPL power line.’’ Thus, the
Commission finds that the NTIA Phase
2 Study is not flawed as argued by
ARRL.
48. The Commission recognizes the
concerns of ARRL and IBEC regarding
the Brazil Study. In addition, like the
OFCOM studies before it, the Brazil
Study would, in the best of
circumstances provide only anecdotal
information on the attenuation rate of
BPL emissions as it only conducted
measurements at a single location,
rather than the very large number of
sites that would be needed to develop
a generalized description of that
parameter. As it stated in the RFC/
FNPRM, these studies do, however,
provide an indication that BPL
emissions tend to attenuate at rates that
vary substantially across different sites,
and that those rates can be much higher
than the 20 dB/decade suggested by
ARRL. In fact, the Brazil Study, while
not individually probative, provides
support for a much higher extrapolation
factor than the similarly insubstantial
OFCOM studies provided by ARRL.
49. The Commission agrees with
ARRL that emissions radiating upwards
from overhead power lines are likely to
attenuate at lower rates than emissions
radiating horizontally and lower to the
ground. In cases where an amateur
antenna is located on a tower above the
height of the power lines, as is typical
of fixed amateur stations, we would
expect that the level of any emissions
received by that antenna might typically
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be higher than emissions received by a
similar antenna located below the
height of the power lines, all other
things the same, because the path to the
tower-mounted antenna will be less
affected by the ground. However, the
Commission’s Access BPL rules provide
for protection of such antennas by the
absolute application of the prohibition
against causing harmful interference in
§ 15.5 of the rules. Also the Commission
would generally expect that if a BPL
installer sees a tower-mounted antenna,
the installer would take steps to avoid
interference to it before the system
commences operation. In any case, for
safety reasons, our rules provide for
measurement of Access BPL systems
from locations relatively close to the
ground, where attenuation rates are
likely to be higher, rather than at heights
similar to power lines.
50. ARRL argues a number of
technical points to support using the
free-space (or near free-space) 20 dB/
decade attenuation rate associated with
line sources. Again, the Commission
agrees with ARRL on all of these
technical points of well-documented RF
propagation theory. While it did not
explain earlier decisions on Access BPL
at the level of detail that involved
mentioning these factors (and do not
believe that it is routinely necessary to
explain propagation considerations
which are a matter of accepted
electromagnetic physics theory), the
Commission did consider them in its
decision. In fact, they were an intrinsic
element of our deliberations. As a result,
the Commission included provisions in
the Access BPL measurement guidelines
for testing along the power lines at
specified intervals where emissions
would be expected to be highest. It also
considered that ground absorption and
other environmental effects present near
the surface that limit RF propagation
typically result in attenuation of
emissions in the MF and HF bands at
rates much higher than the 20 dB/
decade free space model, especially at
the 1 meter height specified in the
Access BPL measurement guidelines.
51. ARRL contends it is illogical to
conclude that, if a 20 dB/decade
extrapolation is appropriate at 30.001
MHz, the extrapolation somehow
suddenly jumps to 40 dB/decade at
29.999 MHz. While ARRL is correct
with regard to the physics of this issue,
as CURRENT observes, ‘‘regulation is
often a matter of drawing bright lines
through gray lines.’’ The Commission
commonly uses ‘‘bright line’’ standards
in its rules to provide clarity, simplicity,
predictability and ease of applicability.
The ‘‘bright line’’ difference in the
extrapolation factors for under and over
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30 MHz is intended to provide clear
guidance in a region of the spectrum
where there is considerable variability
in the predictability of results. The
Commission continues to believe that
the current ‘‘fixed line’’ or ‘‘bright-line’’
approach for the different extrapolation
factors above and below 30 MHz is
appropriate for practical and
administrative purposes.
52. The arguments of ARRL and
CURRENT concerning the technical
validity of using 40 dB/decade as the
extrapolation factor for measuring
emissions on frequencies below 30 MHz
demonstrate the complexity involved in
describing and estimating field strengths
in the near-field regions of emissions.
ARRL is generally correct in its
technical presentation of the theory of
such fields, i.e., that emissions decay in
the reactive near field at a rate of 40 dB/
decade within a distance of l/2p from
the source and then in the radiating near
field out to 2D2/l at a rate of 20 dB/
decade. The very long lengths of typical
power line segments therefore would
not be expected to affect the decay rate
of field strengths relative to reactive
near field phenomena and therefore at
distances greater than 10 meters all
frequencies above 4.78 MHz will
generally be outside the reactive near
field boundary. However, ARRL’s
description of the behavior of fields also
shows that while the attenuation rate in
the radiating near field is generally on
the order of 20 dB/decade (in the freespace or near free-space case), there are
standing wave patterns and other
phenomena that make predictions
unreliable. In addition, when measuring
relatively close to the ground (at the 1meter height specified for measurements
at frequencies below 30 MHz), the
proximity to and variation of ground
features and other conditions cause
great variability in signal levels. ARRL
recognizes these ground effects, but
argues that licensed services should not
be protected only at ground level and
that to do this the extrapolation factor
should take into account the normally
encountered antenna height of the
victim receiver. Given that BPL
measurements will be made close to the
ground for the safety and practical
reasons indicated and the propagation
characteristics that are likely to be
present in ground environments, the
Commission continues to believe that
there is justification for presuming that
the expected attenuation rate of
measured emissions at frequencies
below 30 MHz is greater than 20 dB/
decade. It also agrees with ARRL that
licensed services should be protected in
all cases and in this regard, the regime
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of rules we have established for Access
BPL systems, provides that protection.
53. The Commission observes that
none of the standards mentioned by
ARRL apply to Access BPL equipment
and the specific environments in which
these devices operate. In particular,
even though ARRL insists that the
CISPR 18 standard does apply to BPL as
it would apply to any source of RF
noise, the Commission notes that CISPR
has been working on the subject of an
emission standard for BPL as far back as
2000 under CISPR Subcommittee G. The
work to develop a standard specific to
BPL has continued in CISPR
Subcommittee I, however, this work has
been recently reset to its preliminary
stage due to the complex issues
surrounding RF emissions at
frequencies below 30 MHz, with signal
attenuation being highly variable
depending on the localized
environment. Moreover, the
Commission finds that the record in this
proceeding has established a substantial
body of information that supports the
use of 40 dB/decade in conjunction with
slant-range distance to adjust the
emissions level for test results obtained
in accordance with the measurement
standards it adopted for Access BPL.
54. In addition, as discussed in the
RFC/FNPRM, the slant-range distance
method in the Access BPL measurement
guidelines works with the 40 dB/decade
factor to yield extrapolated emissions
level values that have the effect of
imposing a more conservative emissions
standard than would be derived using
the horizontal (lateral) distance from the
nearest point of the overhead power line
carrying the BPL signals. In this regard,
at the relatively short distances at which
Access BPL emissions are to be
measured, i.e., distances 30 meters or
less, applying the slant-range
measurement method in the
extrapolation of the measurements
effectively reduces the compliant
emission levels for BPL systems with
respect to the horizontal distance from
the power line. This reduction results
because at any given horizontal distance
from the power line, the slant-range
distance is longer than the horizontal
distance. The relationship is one of
basic plane geometry that occurs due to
the height of the power line on which
the BPL signal injector is installed.
When extrapolated values at 40 dB per
decade of slant-range distance are
plotted against the horizontal distance,
the effective extrapolated emission level
curve more closely follows the emission
level curve based on a 20 dB per decade
extrapolation factor at horizontal
distances than the emission level curve
based on a 40 dB per decade
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extrapolation factor at horizontal
distances. NTIA’s modeling results in its
Phase 2 Study effectively reflect this
observation. Also, given that the Access
BPL measurement guidelines require
compliance measurements to be taken at
30 meters or less, the effect of the slantrange distance provision is significant at
all distances where the extrapolation
factor can be used.
55. ARRL and several of the
commenting parties addressed the
Commission’s request for comment on
whether it would be desirable to modify
the extrapolation factor to be 30 dB/
decade or some other value to account
for the considerable variability around
the 40 dB/decade expected attenuation
value at different sites. It was our intent
that this lower value would apply a
more conservative approach that would
compensate for those cases where the
actual attenuation is less than 40 dB. In
opposing this plan, ARRL asserts that
the Commission is not apparently
convinced by its own ex post argument
justifying use of 40 dB/decade, as it
immediately thereafter abandoned that
argument and proposed instead to adopt
an equally unjustified 30 dB/decade
extrapolation factor in what appears to
be the ‘‘King Solomon’’ approach rather
than a real scientific analysis. ARRL
rejects the approach underlying the 30
dB/decade proposal and argues that the
Commission is obligated to adopt a
scientifically valid extrapolation
standard, which it contends is 20 dB/
decade. The UTC and CURRENT also
oppose such a change, stating that the
Commission was correct to select 40 dB/
decade as the distance extrapolation and
that it should maintain that value. UPLC
argues that a 30 dB/decade value would
be inappropriate and that a reduced
value would impose a significant
compliance burden on Access BPL
systems. CURRENT argues that the
Commission’s original selection of 40
dB/decade is well supported by the
record and that the mere possibility of
other supportable conclusions,
especially if based on other studies,
does not warrant a change. CURRENT
and the UTC further submit that the
now-demonstrable lack of interference
reports from CURRENT’s extensive
operations supports not changing the
extrapolation standard.
56. It is plain from the record that
reducing the extrapolation factor to the
more conservative 30 dB/decade level to
compensate for those situations in
which the actual attenuation is less than
40 dB/decade would not satisfy the
concerns of any of the parties to this
matter or otherwise provide any benefits
that would improve our Access BPL
measurement guidelines. Contrary to
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ARRL’s misapprehension, our
consideration of a reduction in the
extrapolation factor was not intended as
a ‘‘compromise’’ approach in
consideration of the wide variations in
the studies and data before us. Rather,
it was a recognition of the uncertainty
or inexactness inherent in the
information available and the amount of
analysis undertaken at the time, and a
signal of our openness in reconsidering
the issue in that light.
57. Taking into consideration the
above evaluations and all of the
additional information before us now,
the Commission believes that the most
compelling path points to retaining the
40 dB extrapolation factor. In this
regard, it first observed that it used this
extrapolation value successfully with
measurements at frequencies below 30
MHz in its program to control emissions
from radio frequency devices for many
years. This includes not only consumer
products, but also industrial, scientific
and medical equipment that may use
thousands of watts of power and couple
radio noise onto power lines that can
radiate for significant distances. In
addition, while ARRL asserts that there
is only one scientifically correct and
valid answer of an extrapolation factor
of 20 dB, the studies and information
before us show considerable differences
in extrapolation factors under various
system configurations and usage
condition. The Commission concludes
that there is no single ‘‘right’’ value for
the extrapolation factor that accurately
reflects environmental conditions in all
cases, and instead finds that the most
appropriate decision is to use the
existing value in the rules that both has
a scientific basis and has stood the test
of time for a wide variety of devices and
systems. The Commission also
considers that, as observed in the
discussions, using the slant range to
perform measurements has the effect of
reducing the extrapolation factor to
approximately 20 dB. In addition, the
attenuation factors that are typically
present when making measurements
close to the ground, as specified in the
BPL rules, tend to increase the signal
loss above that which occurs from the
spreading of energy in free space
propagation. Finally, while one can
debate the propriety and scientific
validity of any particular extrapolation
factor, the Commission must consider
that the extrapolation factor is but one
element in the context of an overall set
of rules that are designed to minimize
the risk of harmful interference and to
put in place appropriate measures to
eliminate such interference if it should
occur. Whether the extrapolation factor
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is 20 dB or 40 dB or somewhere in
between is far less important than the
fact that harmful interference must be
corrected under any circumstances.
While ARRL asserts that an
extrapolation factor that is too lax will
lead to widespread instances of harmful
interference that should be corrected ex
ante as opposed to ex post, the
Commission has seen little evidence of
harmful interference being caused.
Accordingly, the Commission will not
modify the extrapolation factor for the
emissions standard for frequencies
below 30 MHz to compensate for the
variability in the field strength
attenuation rate at different locations.
58. The Commission also reiterates
here the clarification it issued in the
RFC/FNPRM that measurements of BPL
equipment and systems should be made
at the 30-meters distance specified in
§ 15.209 of the Commission’s rules
unless circumstances such as high
ambient noise levels or geographic
limitations are present, in which case, a
3-meter or 10-meter horizontal distances
indicated in the BPL measurement
guidelines may be used. The
Commission further clarifies that
measurements made at the 30-meter
distance specified in the § 15.209 of the
Commission’s rules emissions standard
will prevail over measurements made at
shorter distances and that where
possible and practical, the
Commission’s staff will make
measurements at this distance when
testing for compliance. As indicated, to
provide additional clarity in our
compliance requirements, the
Commission also amended the BPL
measurement guidelines to specify the
extrapolated values of the emissions
level for compliance at 3-meter and 10meter horizontal distances from the
nearest point of the overhead power line
carrying the BPL signals for typical
heights of medium voltage power lines.
These clarifications of the existing rules
as well as the adoption of the definition
for slant-range distance would assist the
industry in ensuring compliance of BPL
systems without imposing additional
regulatory costs.
Site-Specific Extrapolation Factors
59. In the RFC/FNPRM, the
Commission proposed to allow parties
testing BPL systems for compliance with
the radiated emissions limits to
determine distance correction factors on
a site-by-site basis using a new in situ
measurement procedure designed
specifically for Access BPL. This plan,
which was based on a concept under
consideration in the IEEE Working
Group P1775/D2 effort at that time and
which has been finalized since, would
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allow entities conducting measurements
of Access BPL systems and equipment
to determine an extrapolation factor
specific to a site by fitting a straight line
to measurements of field strength in
dBmV/m vs. logarithmic distance in
meters from the nearest conductor
carrying BPL emissions, where the
extrapolation factor would be taken as
the slope of that line. The Commission
indicated that the site-specific
extrapolation factor would be an
alternative to the extrapolation factor
specified in the BPL measurement
guidelines and would be replacing the
existing method using only two data
points for determining site-specific
extrapolation factors currently in the
rules. The proposed alternative method
would only be applicable to Access BPL
devices operating on frequencies below
30 MHz.
60. Under the proposal in the RFC/
FNPRM, entities conducting
measurements would determine an
extrapolation factor specific to the site
by fitting a straight line to
measurements of field strength in dBmV/
m vs. logarithmic distance in meters
from the nearest conductor carrying BPL
emissions, where the extrapolation
factor would be taken as ten times the
slope, n, of that line. The slope n any
point on the straight line in mV/m would
be:
(20logEr¥20logE2)/(10logD2¥10logDr)
where Er is the measured field strength at
distance Dr
The field strength in dBmV/m at any
distance D along the best straight line fit
is estimated from the value of n as:
20logEr = 20logE2 + n(10logD2
¥10logDr)
The extrapolation factor would be
derived from a best straight line fit
determined by a linear least squares
regression calculation from
measurements made at four or more
lateral distances from the overhead line,
starting at no less than 6 meters from the
lateral plane and spaced from each other
by at least 3 meters. If these
measurements allow a straight line with
a negative slope to be calculated or
drawn with reasonable fit (the minimum
regression coefficient of multiple
correlation would be 0.9), the best
straight line fit would be used to
calculate field strength at the 30-meters
standard measurement distance in the
rules according to the equation above. If
the four measurements do not fall near
any straight line or negative slope,
measurements at a new distance would
be added until a reasonable fit to a
straight line is indicated. In addition,
measurements that obviously show a
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‘‘null’’ or other ‘‘outlier’’ value would be
ignored. Parties employing site-specific
extrapolation values would be required
to provide a record of the measurements
under the above procedure and to
submit those measurements and their
derivation of the in situ values with any
measurements with compliance
submissions to the Commission.
61. The Commission continues to
believe the availability of a site-specific
approach for determining values for
extrapolation of measurements of
Access BPL emissions on frequencies
below 30 MHz is a desirable and useful
alternative to the fixed extrapolation
factor. The option to use site-specific
values can substantially alleviate the
measurement concerns associated with
the standard extrapolation factor and
the variability in attenuation rates that
may be observed in the field, and
particularly where measurements at a
site may plainly not appear to conform
to the 40 dB/decade standard. It also
recognizes ARRL’s concerns that a sitespecific option could be abused by
careful selection of measurement points.
However, the Commission finds that the
proposed approach that requires four
measurements spaced at least 3 meters
apart with provisions for additional
measurements where a straight line with
a negative slope is not approximated by
the four initial measurements, is
sufficient to develop a reliable
indication of the attenuation rate at a
site. In particular, it believes the
requirement in this new procedure that
the measurements used to develop the
extrapolation value approximate a
straight line with a negative slope as
determined through the linear least
squares regression method (with a
minimum regression coefficient of
multiple correlation of 0.9) will
adequately guard against the ‘‘cherry
picking’’ concern mentioned by ARRL.
Where such a line cannot be
approximated, the Commission will also
require that measurements be made at a
different perpendicular position along
the power line very nearby or at the
same perpendicular position but on the
opposite side of the line from the first
set of measurements.
62. This new site-specific procedure
will replace the existing § 15.31(f)(2) of
the Commission’s rules alternative for
Access BPL that only requires two
measurements. This plan conforms
substantially to the IEEE P1775–2010
standard which has been developed.
The Commission observes that a straight
line best fit of multiple data points
using the least squares regression
technique is not a new idea developed
by the IEEE standard, it is a wellestablished and commonly used
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Federal Register / Vol. 76, No. 224 / Monday, November 21, 2011 / Rules and Regulations
statistical method. It notes that in the
RFC/FNPRM, it proposed to derive the
extrapolation factor from a best straight
line fit determined by a linear least
squares regression calculation from
measurements made at four or more
lateral distances from the overhead line,
starting at no less than 6 meters from the
lateral plane and spaced from each other
by at least 3 meters; at that time, the
IEEE standard was in a state of
transition and we were merely
proposing a measurement concept. The
Commission now observes the IEEE
P1775–2010 has finalized its standard to
specify that measurements be made at
four or more lateral distances from the
overhead line, starting at no less than 3
meters from the lateral plane and spaced
from each other by at least 3 meters. The
Commission adopted the distances as
specified in the IEEE published
standard for the new site-specific
measurement procedure. This procedure
is an improvement over the current
procedure for determining site-specific
extrapolation factors in § 15.31(f)(2) of
the Commission’s rules, which requires
only two measurement points without
any specific separation distance. The
Commission cautions parties
responsible for certification
measurements to bear in mind that the
objective of the site-specific procedure
is to plot enough data points to draw a
valid extrapolation curve; accordingly,
in some situations the number of
measurement points may need to exceed
the recommended minimum for the
resulting extrapolation to be valid.
Further, as stated in the BPL Order and
the BPL Reconsideration Order,
operators of Access BPL systems are
responsible for eliminating any harmful
interference that may occur or must
cease operation upon notification by a
Commission representative that the
device is causing harmful interference.
Accordingly, the Commission amended
its rules as set forth in Appendix C of
this Order to establish a new method for
determining site-specific extrapolation
values for Access BPL measurements as
described herein. Because this is an
alternative method intended to facilitate
compliance measurements which may
be used at the BPL operator’s discretion,
the requirement provides benefits
without imposing additional regulatory
costs. The benefits of having this
additional method would enable BPL
operators to better adjust the operating
parameters of BPL devices according to
specific installation sites that might not
conform to the standard extrapolation
value, which could lead to cost savings
and reduced interference potential.
Additional provisions of this procedure
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are set forth in the revised Access BPL
measurement guidelines in Appendix D
of the Order.
63. The Commission will not allow
the site-specific procedure to be used at
locations within 30 meters of a power
pole with a ground conductor where the
Access BPL signals devices are carried
on a neutral/grounded line of the power
system. In this regard, it is concerned
that emissions from a grounding
conductor mounted on the side of a
power line pole could combine with the
emissions from the overhead neutral
power line to produce false indications
of the attenuation rate that would distort
the slope of the extrapolation curve.
Accordingly, the Commission amended
its rules as set forth in Appendix C to
establish a new method for determining
site-specific extrapolation values for
Access BPL measurements as described
herein. Additional provisions of this
procedure are set forth in the revised
Access BPL measurement guidelines in
Appendix D of the Order.
The Access BPL Database
64. ARRL contends that the BPL
database is virtually useless due to
errors, omissions and listings of systems
that are not operating any longer and
systems that have never been placed in
operation. It cites as an example an
incident in which it sent an email
message to the person listed in the
database for the Manassas, VA, BPL
system, it found the email contact was
invalid and follow-up email messages to
the City of Manassas went unanswered.
In its reply comments, the City of
Manassas submits that when the system
operator, Comtek, transferred operation
of the system to the city, the contact was
not updated immediately but the error
was corrected promptly in April 2009
when the city was notified by ARRL that
the listing was incorrect. The
Commission agrees with ARRL that the
database should be maintained with
accurate, up-to-date information. The
Commission’s staff contacted the
database manager, UTC, about ARRL’s
concerns and in its reply comments,
UTC affirms that the database has been
and is being reviewed periodically to
ensure that the information is currently
accurate. The Commission does note
that while it is important that the
database be up-to-date in all respects, it
is most important that operating and
soon-to-be operating systems not be
omitted and it does not have
information that such systems were not
or are not listed. The Commission
therefore encourages UTC to continue to
be diligent in its management of the
database and other interested parties to
work with UTC in providing
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71905
information to ensure that the records in
the database are accurate and up-todate.
Final Regulatory Flexibility Analysis
65. As required by the Regulatory
Flexibility Act (RFA),1 an Initial
Regulatory Flexibility Analysis (IRFA)
was incorporated in the Request for
Comment and Further Notice of
Proposed Rulemaking (RFC/FNPRM) in
ET Docket Nos. 04–37 and 03–104.2 The
Commission sought written public
comment on the proposals in the RFC/
FNPRM, including comment on the
IRFA. This present Final Regulatory
Flexibility Analysis (FRFA) conforms to
the RFA.
A. Need for, and Objectives of, the
Second Report and Order
66. The Second Report and Order
maintains the existing Access BPL
emissions standards and other technical
operation rules, as well as the existing
extrapolation 40 dB/decade factor
prescribed in the rules for use in
measurement of emissions from Access
BPL systems. In addition, the Second
Report and Order modifies the rules to
(1) Require a deeper notch filter depth
when a notch filter is used to avoid
interference to a specific frequency
band; (2) adopt a definition for the slantrange distance used in the BPL
measurement guidelines to further
clarify its application; and (3) establish
a new procedure for determining sitespecific extrapolation factors.
67. The decisions in the Second
Report and Order are consistent with
the mandate by the United States Court
of Appeals for the District of Columbia
in ARRL v. FCC, and will provide
regulatory certainty for both
manufacturers of Access BPL equipment
and systems operators so that
development of equipment and
construction of facilities can proceed
unimpeded by any concerns about the
status of the regulations with which
equipment and systems must comply.3
1 See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601–
612, has been amended by the Small Business
Regulatory Enforcement Fairness Act of 1996
(SBREFA), Public Law 104–121, Title II, 110 Stat.
857 (1996), and the Small Business Jobs Act of
2010, Public Law 111–240, 124 Stat. 2504 (2010).
2 Request for Further Comment and Further
Notice of Proposed Rulemaking in ET Dockets No.
04–37 and 03–104 (Amendment of Part 15
Regarding New Requirements and Measurement
Guidelines for Access Broadband Over Power Line
Systems, Carrier Current Systems), 24 FCC Rcd
9669 (2009) (RFC/FNPRM).
3 See American Radio Relay League,
Incorporated, v. Federal Communications
Commission (ARRL v. FCC), 524 F.3d 227 (D.C. Cir.
2008).
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Federal Register / Vol. 76, No. 224 / Monday, November 21, 2011 / Rules and Regulations
B. Statement of Significant Issues
Raised by Public Comments in Response
to the IRFA
68. There were no public comments
filed that specifically addressed the
rules and policies proposed in the IRFA.
C. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
69. Pursuant to the Small Business
Jobs Act of 2010, the Commission is
required to respond to any comments
filed by the Chief Counsel for Advocacy
of the Small Business Administration,
and to provide a detailed statement of
any change made to the proposed rules
as a result of those comments. The Chief
Counsel did not file any comments in
response to the proposed rules in this
proceeding.
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D. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
70. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules, if adopted.4 The
RFA defines the term ‘‘small entity’’ as
having the same meaning as the terms
‘‘small business,’’ ‘‘small organization,’’
and ‘‘small business concern’’ under
Section 3 of the Small Business Act.5
Under the Small Business Act, a ‘‘small
business concern’’ is one that: (1) Is
independently owned and operated; (2)
is not dominant in its field of
operations; and (3) meets may
additional criteria established by the
Small Business Administration (SBA).6
71. Nationwide, there are a total of
approximately 27.5 million small
businesses, according to the SBA.7 A
‘‘small organization’’ is generally ‘‘any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.’’ 8
Nationwide, as of 2002, there were
approximately 1.6 million small
organizations.9 The term ‘‘small
governmental jurisdiction’’ is defined
generally as ‘‘governments of cities,
towns, townships, villages, school
districts, or special districts, with a
population of less than fifty
thousand.’’ 10 Census Bureau data for
2002 indicate that there were 87,525
4 See
5 U.S.C. 603(b)(3).
601(3).
6 Id. 632.
7 See SBA, Office of Advocacy, ‘‘Frequently
Asked Questions,’’ https://www.sba.gov/advo/stats/
sbfaq.pdf (accessed Dec. 2010).
8 5 U.S.C. 601(4).
9 Independent Sector, The New Nonprofit
Almanac & Desk Reference (2002).
10 5 U.S.C. 601(5).
5 Id.
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local governmental jurisdictions in the
United States.11 We estimate that, of this
total, 84,377 entities were ‘‘small
governmental jurisdictions.’’ 12 Thus,
we estimate that most governmental
jurisdictions are small.
72. The adopted rules pertain to
manufacturers of unlicensed
communications devices. The
appropriate small business size standard
is that which the SBA has established
for radio and television broadcasting
and wireless communications
equipment manufacturing. The Census
Bureau defines this category as follows:
‘‘This industry comprises
establishments primarily engaged in
manufacturing radio and television
broadcast and wireless communications
equipment. Examples of products made
by these establishments are:
Transmitting and receiving antennas,
cable television equipment, GPS
equipment, pagers, cellular phones,
mobile communications equipment, and
radio and television studio and
broadcasting equipment.’’ 13 The SBA
has developed a small business size
standard for firms in this category,
which is: All such firms having 750 or
fewer employees.14 According to Census
Bureau data for 2007, there were a total
of 939 establishments in this category
that operated for part or all of the entire
year. Of this total, 784 had less than 500
employees and 155 had more than 100
employees.15 Thus, under this size
standard, the majority of firms can be
considered small.
E. Description of Projected Reporting,
Recordkeeping and Other Compliance
Requirements
73. The Second Report and Order
does not contain new or modified
information collection requirements.
The minor modified technical
requirements adopted in this Second
Report and Order, as discussed below,
do not impose significant burden and
will not have a significant economic
11 U.S. Census Bureau, Statistical Abstract of the
United States: 2006, Section 8, page 272, Table 415.
12 We assume that the villages, school districts,
and special districts are small, and total 48,558. See
U.S. Census Bureau, Statistical Abstract of the
United States: 2006, section 8, page 273, Table 417.
For 2002, Census Bureau data indicate that the total
number of county, municipal, and township
governments nationwide was 38,967, of which
35,819 were small. Id.
13 U.S. Census Bureau, 2007 NAICS Definitions,
‘‘334220 Radio and Television Broadcasting and
Wireless Communications Equipment
Manufacturing’’; https://www.census.gov/naics/
2007/def/ND334220.HTM#N334220.
14 13 CFR 121.201, NAICS code 334220.
15 https://factfinder.census.gov/servlet/
IBQTable?_bm=y&-fds_name=EC0700A1&geo_id=&-_skip=300&-ds_name=EC0731SG2&_lang=en.
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impact on a substantial number of small
entities that are, or may be, subject to
the requirements of the rules in the
item.
F. Steps taken To Minimize Significant
Economic Impact on Small Entities and
Significant Alternatives Considered
74. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
75. In this Second Report and Order,
we modify our rules and measurement
procedures for Access BPL devices
operating below 30 MHz to (1) Require
a deeper notch filter depth when a
notch filter is used to avoid interference
to a specific frequency band;
(2) establish a new procedure for
determining site-specific extrapolation
factors; and (3) adopt a definition for the
slant-range distance used in the BPL
measurement guidelines to further
clarify its application. In reviewing the
requirement for a 20-dB notching
capability and current developments in
BPL equipment, we now find that it
would be appropriate to increase the
required notching capability of Access
BPL systems operating below 30 MHz to
25 dB from the existing requirement of
20 dB, when a notch filter is used to
avoid interference to a specific
frequency band. This deeper notching
capability is technologically available
and voluntarily implemented in the
field by Access BPL operators to avoid
potential interference to amateur radio
operators; therefore, the new
requirement would not pose a
substantial burden on Access BPL
manufacturers. To afford manufacturers
time to redesign their equipment to
comply with the new, more
conservative 25-dB notching
requirement, we are allowing an 18month period from the date this action
is published in the Federal Register
before the requirement becomes
effective.
76. The Commission further
established an alternative method to
allow parties testing BPL systems for
compliance with the radiated emissions
limits to determine distance correction
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signals, for typical heights of medium
voltage power lines. These clarifications
of the existing rules as well as the
adoption of the definition for slantrange distance would assist the industry
in ensuring compliance of BPL systems,
promoting possible cost savings without
imposing additional regulatory costs.
Report to Congress
78. The Commission will send a copy
of the Second Report and Order,
including this FRFA, in a report to be
sent to Congress pursuant to the
Congressional Review Act.16 In
addition, the Commission will send a
copy of the Second Report and Order,
including this FRFA, to the Chief
Counsel for Advocacy of the SBA.17
79. Congressional Review Act. The
Commission will send a copy of this
Second Report and Order in a report to
be sent to Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
Ordering Clauses
80. Pursuant to the authority
contained in sections 4(i), 301, 302,
303(e), 303(f) and 303(r) of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 301, 302,
303(e), 303(f) and 303(r), this Second
Report and Order is hereby Adopted
and part 15 of the Commission’s Rules
Are Amended as set forth in Final Rules
effective December 21, 2011.
List of Subjects in 47 CFR Part 15
Communications equipment, Radio.
16 See
17 See
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5 U.S.C. 604(b).
Frm 00043
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Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 15 to
read as follows:
PART 15—RADIO FREQUENCY
DEVICES
1. The authority citation for part 15
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, 304,
307, 336, 544a and 549.
2. Section 15.3 is amended by adding
paragraph (hh) to read as follows:
■
§ 15.3
Definitions.
*
*
*
*
*
(hh) Slant-Range Distance. Diagonal
distance measured from the center of
the measurement antenna to the nearest
point of the overhead power line
carrying the Access BPL signal being
measured. This distance is equal to the
hypotenuse of the right triangle as
calculated in the formula below. The
slant-range distance shall be calculated
as follows:
Where:
dslant is the slant-range distance, in meters
(see Figure 1, below);
dh is the horizontal (lateral) distance between
the center of the measurement antenna
and the vertical projection of the
overhead power line carrying the BPL
signals down to the height of the
measurement antenna, in meters;
hpwr_line is the height of the power line, in
meters; and
hant is the measurement antenna height, in
meters.
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factors on a site-by-site basis using an in
situ measurement procedure when
measurements cannot be made at the
reference measurement distance of 30
meters as specified in the rules. Because
this is an alternative method intended to
facilitate compliance measurements
which may be used at the BPL
operator’s discretion, the requirement
provides benefits without imposing
additional regulatory costs. The benefits
of having this additional method would
enable BPL operators to better adjust the
operating parameters of BPL devices
according to specific installation sites
that might not conform to the standard
extrapolation value, which could lead to
cost savings and reduced interference
potential.
77. In addition, the Commission
clarify that parties testing BPL
equipment and systems for compliance
with emissions limits in our rules
should measure at the standard
reference 30-meter distance whenever
possible, and only measure at the
shorter distances recommended in the
BPL measurement guidelines if safety or
ambient conditions require taking
measurements at a closer distance such
as 10 meters or 3 meters from the
overhead line. The Commission also
adopts a definition for the slant-range
distance used in the BPL measurement
guidelines to further clarify its
application. The Commission also
modified its BPL measurement
guidelines to provide clarity for those
conducting measurements for
compliance of Access BPL equipment
and systems with the § 15.209 of the
Commission’s rules emissions standards
by specifying the extrapolated values of
compliant emissions levels at 3-meter
and 10-meter horizontal (lateral)
distance from the nearest point of the
overhead power line carrying the BPL
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3. Section 15.31 is amended by adding
a sentence at the end of paragraph (f)(2),
by redesignating paragraphs (f)(3)
through (f)(5) as (f)(4) through (f)(6), and
by adding a new paragraph (f)(3) to read
as follows:
■
§ 15.31
Measurement standards.
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*
*
*
*
*
(f) * * *
(2) * * * This paragraph (f) shall not
apply to Access BPL devices operating
below 30 MHz.
(3) For Access BPL devices operating
below 30 MHz, measurements shall be
performed at the 30-meter reference
distance specified in the regulations
whenever possible. Measurements may
be performed at a distance closer than
that specified in the regulations if
circumstances such as high ambient
noise levels or geographic limitations
are present. When performing
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measurements at a distance which is
closer than specified, the field strength
results shall be extrapolated to the
specified distance by using the square of
an inverse linear distance extrapolation
factor (i.e., 40 dB/decade) in
conjunction with the slant-range
distance defined in § 15.3(hh) of this
part. As an alternative, a site-specific
extrapolation factor derived from a
straight line best fit of measurements of
field strength in dBmV/m vs. logarithmic
distance in meters for each carrier
frequency, as determined by a linear
least squares regression calculation from
measurements for at least four distances
from the power line, may be used.
Compliance measurements for Access
BPL and the use of site-specific
extrapolation factors shall be made in
accordance with the Measurement
Guidelines for Access BPL systems
specified by the Commission. Sitespecific determination of the distance
extrapolation factor shall not be used at
locations where a ground conductor is
present within 30 meters if the Access
BPL signals are on the neutral/grounded
line of a power system.
*
*
*
*
*
■ 4. Section 15.37 is amended by adding
paragraph (o) to read as follows:
(o) All Access BPL devices operating
below 30 MHz that are manufactured,
imported, marketed or installed on or
after May 21, 2013 shall comply with
the requirements specified in
§ 15.611(c)(1)(i) of this part.
■ 5. Section 15.611 is amended by
revising paragraph (c)(1)(i) to read as
follows:
§ 15.611
General technical requirements.
*
*
*
*
*
(c) * * *
(1) * * *
(i) For frequencies below 30 MHz,
when a notch filter is used to avoid
interference to a specific frequency
band, the Access BPL system shall be
capable of attenuating emissions within
that band to a level at least 25 dB below
the applicable Part 15 limits.
*
*
*
*
*
[FR Doc. 2011–30045 Filed 11–18–11; 8:45 am]
BILLING CODE 6712–01–P
§ 15.37 Transition provisions for
compliance with the rules.
*
PO 00000
*
*
Frm 00044
*
Fmt 4700
*
Sfmt 9990
E:\FR\FM\21NOR1.SGM
21NOR1
ER21NO11.003
Dslant is the slant-range distance, in meters;
Dh is the horizontal (lateral) distance between
the center of the measurement antenna
and the vertical projection of the
overhead power line carrying the BPL
signals down to the height of the
measurement antenna, in meters;
Dlimit is the distance at which the emission
limit is specified in Part 15 (e.g., 30
meters for frequencies below 30 MHz);
Hpwr_line is the height of the power line, in
meters; and
Hant is the measurement antenna height, in
meters.
Agencies
[Federal Register Volume 76, Number 224 (Monday, November 21, 2011)]
[Rules and Regulations]
[Pages 71892-71908]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-30045]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 15
[ET Docket No. 04- 37; ET Docket No. 03-104; FCC 11-160]
Broadband Over Power Lines
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document affirms the Commission's rules for Access
Broadband over Power Line (Access BPL) systems. The Commission also
makes certain minor modifications to improve and clarify the rules.
These rules provide an appropriate balance between the dual objectives
of providing for Access BPL technology that has potential applications
for broadband and Smart Grid while protecting incumbent radio services
against harmful interference.
DATES: Effective December 21, 2011.
ADDRESSES: Federal Communications Commission, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Anh Wride, Office of Engineering and
Technology, (202) 418-0577, anh.wride@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Second
Report and Order, ET Docket Nos. 04-37 and 03-104, FCC 11-160, adopted
October 20, 2011 and released October 24, 2011. The full text of this
document is available for inspection and copying during normal business
hours in the FCC Reference Center (Room CY-A257), 445 12th Street SW.,
Washington, DC 20554. The complete text of this document also may be
purchased from the Commission's copy contractor, Best Copy and
Printing, Inc., 445 12th Street SW., Room, CY-B402, Washington, DC
20554. The full text may also be downloaded at: https://www.fcc.gov.
People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at (202) 418-0530 (voice), (202)
418-0432 (tty).
Summary of the Second Report and Order
1. In this Second Report and Order (Second Order), the Commission
fundamentally affirms its rules for Access Broadband over Power Line
(Access BPL) systems. The Commission also makes certain minor
modifications to improve and clarify the rules. These rules provide an
appropriate balance between the dual objectives of providing for Access
BPL technology that has potential applications for broadband and Smart
Grid while protecting incumbent radio services against harmful
interference.
2. The Commission adopted rules for Access BPL systems in 2004 and
affirmed those rules in 2006. The BPL rules were challenged by the
national association for amateur radio, formally known as the American
Radio Relay League (ARRL) in the United States Court of Appeals for the
District of Columbia in ARRL v. FCC. In ARRL v. FCC, the court directed
the Commission to: (1) Make part of the rulemaking record unredacted
versions of several staff technical studies which the Commission
considered in promulgating the rules, (2) provide a reasonable
opportunity for public comment on those studies, and (3) provide a
reasoned explanation of its choice of the extrapolation factor for use
[[Page 71893]]
in measuring radiated emissions from Access BPL systems. In response,
the Commission issued a Request for Further Comment and Further Notice
of Proposed Rulemaking in this proceeding (RFC/FNPRM). In the RFC/
FNPRM, the Commission took its first step in responding to the
directives of the court in ARRL v. FCC and also took that opportunity
to review the Access BPL extrapolation factor and propose certain
changes to the BPL technical rules that appeared appropriate in view of
new information and further consideration of this matter. In this
Second Order, the Commission completes its action addressing the
court's concerns and its proposals in the RFC/FNPRM. It finds that the
information submitted in response to the RFC/FNPRM does not warrant any
changes to the emissions standards or the extrapolation factor.
However, the Commission is making several refinements to its Access BPL
rules. In particular, it is: (1) Modifying the rules to increase the
required notch filtering capability for systems operating below 30 MHz
from 20 dB to 25 dB; (2) establishing a new alternative procedure for
determining site-specific extrapolation factors generally as described
in the RFC/FNPRM, and (3) adopting a definition for the ``slant-range
distance'' used in the BPL measurement guidelines to further clarify
its application. The Commission finds that the benefits of the changes
to the rules outweigh their regulatory costs.
3. Throughout this proceeding and in its appeal to the court, the
ARRL has argued that more restrictive technical standards are needed to
protect the amateur radio service from interference caused by leakage
of radiofrequency (RF) emissions from Access BPL systems. The
Commission initially crafted rules for BPL systems that were based on
our existing emission standards for carrier current communications
systems--narrow-band devices that couple RF energy onto power line
wiring for communication purposes--with a number of additional
requirements to promote avoidance and resolution of harmful
interference to licensed services that might occur in the context of
BPL operations. The Commission subsequently affirmed those rules in
response to petitions for reconsideration by various parties, including
ARRL. In this process, it has specifically rejected as unnecessary
repeated requests by ARRL for tighter emissions controls on Access BPL
operations. In response to the court's direction, it provided
opportunity in the RFC/FNPRM for interested parties to address the BPL
technical rules and the information developed by our staff that we
considered in establishing those rules, explained its rationale for the
extrapolation factor used in measuring BPL emissions, expressed its
tentative satisfaction with the extrapolation factor adopted, while
soliciting comment on whether another value would be more appropriate,
and proposed a procedure for determining site-specific extrapolation
factors. The Commission has completed its response to issues raised
under the court's directive.
4. The Commission has established a regime of rules for Access BPL
systems that will provide a robust environment for the development and
deployment of this important new technology option for delivery of
broadband internet/data services while at the same time minimizing the
potential for interference to licensed services caused by leakage from
power lines of the RF energy used by BPL transmissions. As observed in
the BPL Order, there is some potential for increased harmful
interference from BPL operations, particularly in locations within a
short distance of the power lines used by this technology. Consistent
with our responsibilities for managing the interference potential of
devices which can interfere with radio under Section 302 of the
Communications Act, the Commission has developed a set of rules for BPL
devices and systems that attempts to minimize instances of interference
while allowing BPL systems to operate in a viable manner to serve the
needs of the American public. In this regard, the Commission has stated
and continues to hold that, on balance, the benefits of Access BPL for
bringing broadband services to the public are sufficiently important
and significant so as to outweigh the limited increase in potential for
harmful interference that may arise. The Commission also agrees with
NTIA that while some cases of harmful interference may be possible from
Access BPL emissions at levels at or below the part 15 limits, the
potential benefits of Access BPL service warrant acceptance of a
negligible risk of harmful interference that can be managed and
corrected as needed on a case-by-case basis.
5. To minimize the potential for harmful interference, facilitate
its resolution where it may occur, and address cases where its possible
occurrence could impact critical services, the Commission adopted
additional regulatory measures beyond the emissions limits in the part
15 rules. These additional measures generally require Access BPL
operators to reduce emissions or avoid operation on certain frequencies
or in certain locations in order to protect licensed services, to use
equipment that can alter its operation by changing frequencies to
eliminate harmful interference, to provide information that will assist
the public in identifying locations where Access BPL operations are
present and provide notice to radio users before commencing local BPL
operations in a publicly accessible database. In this manner, the
Access BPL rules provide an effective means for limiting harmful
interference and ensuring that any instances of harmful interference
that may occur can be quickly identified and resolved. As emphasized in
the BPL Order, Access BPL systems will continue to be treated as
unlicensed part 15 devices and as such will be subject to the
conditions in Sec. 15.5(b) of the rules that they not cause harmful
interference and that they cease operation if they do cause such
interference, as required by our rules. Upon examination of the
information and comments received in response to the RFC/FNPRM, the
Commission continues to believe that these measures are adequate and
appropriate for managing the potential for harmful interference to all
licensed radio services that operate on the bands used internally by
BPL systems, including the amateur radio service.
6. The Commission is not persuaded by ARRL's newest technical
submissions, including the reports/standards referenced in its November
2010 and June 2011 ex parte comments, or its assertions regarding the
information in the unredacted presentations and in the additional
information it recently introduced into the record in July 2009 that
our assessment of the interference potential from BPL operations was
incorrect or inappropriate, or that modifications to the BPL emissions
limits and other technical rules to provide additional protection for
the amateur service are warranted. While there is much valuable and
valid information and analysis in ARRL's technical presentations, there
are additional considerations that previously led us to draw different
conclusions and still lead us to maintain those conclusions now.
7. With regard to the redacted portions of the staff presentations
and the preliminary information from early staff work that was released
in July 2009, the Commission was, of course, aware of that content and
it was also aware of other considerations and facts that bear on the
various BPL technical issues. Notwithstanding ARRL's apparent belief
that the full content of the staff presentations should have led
[[Page 71894]]
us to the conclusion it prefers, the Commission found, and continues to
find, differently with respect to the regulatory measures that are
needed to protect the amateur service from interference from BPL
operations. The presentations in those informally conducted experiments
were part of our initial internal investigation of BPL and, while there
is value in them, they are not the sole source of our information on
BPL performance. In this regard, the Commission considered all of the
available information on BPL systems and their performance, submissions
in the comments and other publicly available information. It also
observes that some of the staff presentations on which ARRL focuses
were of experimental systems that used early implementations of BPL
equipment, developed before the BPL Order, that do not appear to have
complied with the new rules; additionally, information on other system
implementations, particularly our work with the Manassas, VA system,
showed different performance characteristics than the systems ARRL
criticized. In some cases, ARRL simply (and incorrectly) draws
different conclusions from those presentations than we do. Also, the
assessments and recommendations in the redacted portions of the
presentations merely reflect the views of the Laboratory engineers who
performed the testing and analysis; they do not necessarily reflect the
consensus view of other engineers, the management of the Laboratory or
of OET. Indeed, individual views are often conflicting, but are
encouraged in the interest of producing vigorous debate to lead to a
thoroughly considered recommendation and decision.
The Potential for Harmful Interference
8. In the BPL Order, the Commission, with concurrence from NTIA,
concluded that the current emission limits will restrict Access BPL
systems to low emitted field strength levels in comparison to the
signals of licensed radio operations. It found that the effect of these
limits will be to constrain the harmful interference potential of these
systems to relatively short distances from the power lines that carry
the BPL signals. The Commission also recognized that some radio
operations in the bands being used for Access BPL, such as those of
amateur radio licensees, may occur at distances sufficiently close to
power lines as to make harmful interference a possibility. The
Commission stated that it believed those situations can be addressed
through interference avoidance techniques by the Access BPL provider
such as frequency band selection, notching, or judicious device
placement, and it adopted rules to facilitate such solutions.
9. The Commission agreed with ARRL that Access BPL on overhead
lines is not a traditional point-source emitter, but not with its
argument that Access BPL devices would cause power lines to act as
miles of transmission lines all radiating RF energy along their full
length. In this regard, the Commission observed that the part 15
emission limits for carrier current systems have proven very effective
at controlling interference from such systems. Also, it indicated that
the design and configuration of Access BPL systems would be
inconsistent with the development of cumulative emission effects for
nearby receivers. The Commission further concluded that because the BPL
emissions level decreases significantly with distance perpendicular
from the line, the potential for interference also decays rapidly with
distance from the line.
10. The Commission recognized that Access BPL systems present
concerns for licensed users in the high frequency (HF) and lower
portions of the very high frequency (VHF) bands, given the propagation
characteristics of RF signals in the range of frequencies being used
for these systems, the diversity of users of these frequencies, and the
fact that Access BPL devices could be installed at many locations in an
area. While it concluded that there is little likelihood that harmful
interference would occur from Access BPL operations at the signal
levels allowed under the current part 15 emission limits, it
acknowledged that such interference could occur in limited situations
despite the intentions of BPL operators. To address this interference
potential, the Commission required BPL operators to comply with
additional interference mitigation techniques. It stated that such
steps should be taken particularly in those cases where the occurrence
of interference would affect critical services or where interference
could be anticipated to occur. The interference mitigation measures for
critical services include exclusion from operating on certain frequency
bands and exclusion from operation in certain areas. For all services,
the interference mitigation provisions require that BPL system
operators have the ability to remotely cease operation or apply
frequency avoidance (notching) on bands where licensed services are
receiving interference. BPL operators were required to be able to notch
their operations on affected bands to a level 20 dB below the part 15
emissions limit for frequencies below 30 MHz (i.e., 1/100th of the
emissions limits for other unlicensed unintentional radiators).
11. In the BPL Reconsideration Order, the Commission affirmed its
selection of 20 dB below the part 15 emissions limit as the minimum
notching capability for frequencies below 30 MHz. It also revised the
rules to specify that where an Access BPL operator implements such
notching, the operator need not provide further protection to mobile
operations, nor will the operator be required to resolve complaints of
harmful interference to mobile operations by taking steps over and
above implementing the ``notch.'' The Commission found that, while this
level may be above the noise floor, reception of signals in mobile
operating conditions is generally not reliable at levels at or below
that level and thus does not warrant protection.
12. The Commission disagrees with ARRL that the recently released
materials show interference potential from Access BPL systems to be
significantly greater than that which we anticipated in the BPL Order,
that such interference will be preclusive of amateur operations over
large areas, or that the current rules are not adequate to resolve any
interference that might occur. Rather, ARRL's in-depth focus on that
material is in some aspects consistent with the Commission's own
assessments, in other aspects incorrect, and, importantly, in many
aspects does not account for the real world conditions affecting the
propagation of RF emissions at HF frequencies. While ARRL provides
significant information on the standard engineering principles
concerning the attenuation rate of emissions from line emitters, it is
mistaken as to how the attenuation rate should be viewed for purposes
of measuring BPL emissions. In this regard, the Commission again
concludes that 40 dB/decade is a best estimate of the expected
attenuation rate/extrapolation factor in the conditions in which
measurements are made under the Access BPL measurement guidelines. The
Commission finds no information in the comments or the newly submitted
information in ARRL's November 2010 and June 2011 ex parte submissions
that would warrant modification of the Access BPL rules to require
notching of all amateur bands at notch depths of at least 35 dB, or
otherwise provide additional protection for the amateur service.
However, in reviewing the requirement that Access BPL systems be
capable of reducing their emissions by 20 dB in a given frequency band
and current developments in BPL equipment, the
[[Page 71895]]
Commission now finds that it would be appropriate to increase this
required ``notching'' capability by 5 dB, to 25 dB for BPL systems
operating below 30 MHz. It responds to the comments with respect to
each of these sets of materials sequentially listed here.
Unredacted Staff Presentations and Newly Submitted Materials
13. In its comments, ARRL argues that the unredacted staff
presentations show that:
i. Access BPL is not a point-source emitter; it is a distributive
system that has significant interference potential over a wide area at
significant distances from (and along) the power line carrying BPL
signals. It contends that the Commission's measurements show that there
is virtually no signal decay along the power line 230 meters from the
coupler.
ii. The proper distance extrapolation factor for assumed signal
decay with distance from the power line is much closer to 20 dB/decade
of distance (20 log R) than to the 40 dB/decade of distance (40 log R)
adopted by the Commission for frequencies below 30 MHz.
iii. Access BPL has a considerably higher interference potential to
licensed radio services than the Commission concluded in the BPL Order
if operated at the maximum radiated emission levels permitted by the
Commission's part 15 rules (and the BPL rules adopted in the BPL
Order). Specifically, interference to licensed mobile radio receivers
is very likely for very long distances along a power line. The
presentations also show that systems operating at the part 15 emission
limits will be at least 25-35 dB stronger than the median values of
man-made noise at 30-meters distance. Extrapolating this to a mobile
antenna closer to the lines results in an even higher noise level.
iv. The Commission erred in concluding that mobile Amateur stations
would be protected from interference if, in response to an interference
complaint, the BPL operator reduced the BPL radiated emission level
from the offending portion(s) of the BPL system by 20 dB below the
maximum radiated emission level permitted for part 15 devices
generally. That remedy falls far short of reducing BPL noise to the
level of ambient noise in residential environments found by
Commission's technical staff, and falls far short of reducing BPL
wideband noise levels to the point that mobile communications can be
conducted in areas substantial distances from the power line.
v. Measurement of BPL radiated emissions should be done at heights
not lower than in the same horizontal plane as the overhead power line.
14. First, the Commission agrees with ARRL that a BPL system does
not behave as a point-source emitter. Neither, however, can it be
analyzed as a line emitter. Analysis and prediction of RF propagation
in the HF frequency region is extremely complex and difficult, and
particularly at locations close to the ground, as the Commission, ARRL
and many other commenters have acknowledged throughout this proceeding.
The Commission's intent in the BPL Order was not to say that power
lines are point-source radiators, but rather simply that the
interference potential lessens with distance down the line from the
coupler--though this occurs at rates that can vary significantly with
power line topology.
15. ARRL points out that one of the video files in the staff
materials released by the Commission in July 2009 shows interference to
mobile reception of signals in the amateur 20-meter band (14.0-14.35
MHz). Specifically, it states that the video of the Briarcliff Manor
system recorded on August 17, 2004 (Briarcliff Video 5) shows
in a graphic, compelling manner the severe and constant interference
caused by the BPL system to amateur reception over huge geographic
areas which obviously precluded essentially all Amateur HF
communications in the area. It submits that no objective observer of
this video could possibly conclude that the level of BPL radiated
emissions permitted by the Commission's Part 15 rules is acceptable.
ARRL is correct that the interference that is apparent on Briarcliff
Video 5 is not acceptable and would not be permissible under
either our part 15 rules or the system operator's experimental license.
However, while interference can occur from BPL operations along a
stretch of power lines as shown in that and other videos in the
preliminary materials released in July 2009, the Commission did not and
do not find this example to substantiate a need for more restrictive
rules on BPL systems. First, it does not appear that any of the
mitigating features that are required in the rules had been applied to
this system. In addition, our staff did contact the licensee about
interference from that system several times over the course of its
operation and the operator took steps first to cease operation on the
amateur frequencies and then to install new equipment that had notching
capability. Subsequent examination of that system by field agents of
the Commission's Enforcement Bureau found no interference, which
substantiates the effectiveness of our rules when properly observed.
Also, as indicated by the primary and secondary title screens of
Briarcliff Video 5, the system was notched only in the 20-
meter amateur band, and not in the 15-meter amateur band, for which
that video was recorded. Thus, the Commission did not and do not
consider the interference that appears in Briarcliff Video 5
to be representative of the performance of a system operating in
accordance with the set of rules it set forth for Access BPL systems.
16. The Commission also sees no merit in ARRL's argument that
statements on the same presentation slide concerning an interference
problem from the Phonex carrier current system to ARINC aeronautical
communications and opining that compliant Access BPL ``may be worse''
should have served as a factor in its decision on protection for the
amateur service. In the BPL Order, the Commission recognized the
critical nature of aeronautical communications and, given the free
space propagation path from a power line to an aircraft, excluded
Access BPL systems from operating on frequencies used by that service.
With respect to the Phonex case, the Commission also observes that the
Phonex system at issue might not have been the source of the
interference with ARINC's communications and its performance therefore
cannot be used as an empirical basis for establishing any benchmarks
with respect to the interference potential of BPL systems.
17. ARRL next observes that another presentation slide in the
Briarcliff Manor presentation recommends that the Commission ``impose
[a] 5 dB height correction [factor]'' on measurements and a ``20 log R
extrapolation factor'' if it is going to allow BPL on medium voltage
(MV) overhead power lines and should use a 20 dB/decade extrapolation
factor for signal decay with distance from the power line. It observes
that the presentation states that this ``reduces interference [from
BPL] to fixed stations.'' Basing the BPL emissions limits and
measurement procedures on an attenuation rate of 1/R, i.e., 20 dB/
decade would, of course, reduce signal levels and thereby provide
additional protection to licensed services against interference. The
Commission notes that the slide in question does not provide a
``recommendation'' as claimed by ARRL, rather, it only presented
several options for other staff and management to consider in its
deliberations. Further, as the Commission concluded previously, it does
not believe that such
[[Page 71896]]
additional protection is needed or warranted, but rather hold that the
part 15 ``no interference requirement,'' the part 15 emissions limit
for carrier current systems, and the interference mitigation measures
it adopted in the BPL Order collectively provide sufficient protection
to licensed services from the potential for harmful interference from
Access BPL operations. The Commission also continues to find that the
attenuation rate of emissions from power lines is typically higher than
20 dB/decade and varies with location. At distances within 30 meters of
the power line and when using the slant-range measurement procedure
prescribed in our measurement guidelines, 1/R\2\, i.e., 40 dB/decade,
properly describes the expected attenuation rate at frequencies below
30 MHz, and variability around that rate is also expected.
18. It is also important to understand, as the Commission discussed
in the RFC/FNPRM and ARRL largely ignores, that RF propagation in the
lower frequencies ranges, and particularly at frequencies below 30 MHz,
is greatly affected by environmental factors, so that there is
significant variability in propagation from place to place. These
include ground absorption and conductivity, terrain, vegetation, and
the presence of structures and other man-made objects, including
additional power lines arrayed on pole/towers in the near-field of
emissions from a power line carrying Access BPL transmissions. In some
cases, emissions from BPL systems that are expected to be compliant
with the rules will attenuate with distance at relatively high rates
and be well below the part 15 limits while emissions from other
systems, or even from the same system but at a different location, will
attenuate at a relatively lower rate and exceed the part 15 limits. The
Commission is aware of these variabilities in this complex operating
environment and to account for it, has adopted additional provisions
for mitigating harmful interference that are set forth in the rules. In
addition, recognizing this variability, it did not base our assessment
of interference potential on any standard performance factor, such as
an attenuation rate by itself, but rather on the successful past
performance of our existing standards and the availability of suitable
approaches for managing the potential for harmful interference and
correcting any harmful interference that may occur.
19. The Commission has also fully considered the issue of how to
measure Access BPL emissions, including whether a 5 dB correction
factor was needed for Access BPL measurements below 30 MHz. In the BPL
Order, it concluded that the existing measurement procedure that
provides for measurement of the magnetic field at 1-meter height with
no correction factor was appropriate for measurements in that frequency
region. There is no additional information in the presentation
summaries that leads us to find that this decision should be changed.
20. ARRL points out that slide 20 of the Briarcliff Manor
presentation listed options of notching or mandatory advance
coordination for protection of low-VHF public safety channels and that
the Commission did not adopt either of those options but instead put in
place a notification requirement. It also observes that the same slide
listed the 50-54 MHz amateur band that is typically used for both
mobile and fixed operations and the Commission did not acknowledge the
interference potential to amateur operations in that band and offered
no remedy for it. In the BPL Order, the Commission determined that
public safety systems, because of the often critical and/or safety-of-
life nature of the communications they provide, merit the additional
protection of advanced notice of BPL operations. The Commission stated
that an advance notification would provide a public safety operator
with an opportunity to assess whether there are portions of its
geographic area of responsibility about which it should make special
arrangements with the Access BPL operator in order to avoid
interference. The Commission did not address the frequencies used by
the amateur service on an individual basis, but rather concluded that
amateur radio frequencies generally do not warrant the special
protection of frequency exclusion that was afforded frequencies
reserved for international aeronautical and maritime safety operations.
21. ARRL observes that slide 21 of the Briarcliff Manor
presentation predicts the potential for BPL to cause interference to
mobile operations to be ``high'' to ``very high.'' It further observes
that the same slide has a table indicating that the interference
distance to fixed stations would be 62 meters at 2-8 MHz and 400 meters
at 8-30 MHz in areas where the noise levels were at the International
Telecommunication Union (ITU) ``residential'' level. It contrasts these
statements with our findings in the BPL Order that the potential of
Access BPL systems was ``low'' and observes that in the case of mobile
communications where a vehicle is close to the power lines, the
potential for interference will indeed be higher. While the Commission
again recognize that at some locations (including where nearby antennas
are located above the height of the power line) the attenuation rate of
Access BPL emissions will be lower and at other locations it will be
higher, these levels are consistent with our interpretations that the
interference potential is low such that it can be managed adequately
with the additional interference mitigation measures and the ``no
harmful interference provisions'' of part 15 that are also in our
rules. In this regard, the distances from a power line to an amateur
fixed receiver will be sufficiently short that if harmful interference
were to occur, the recipient could readily identify its source and
request that it be resolved. The Commission observes that International
Broadband Electric Communications, Inc. (IBEC), a major operator of
Access BPL systems, reports (with confirmation by ARRL in its comments)
that it has been communicating with the local amateurs and emergency
services in the areas it covers to implement a successful interference
resolution process. It states that it has been able to resolve
interference complaints, as they arise, under the framework of the
existing Access BPL rules. This information provides confirmation of
the processes and requirements the Commission established, when used in
practice, are adequate to prevent most cases of harmful interference to
licensed services, and to resolve quickly any instances of harmful
interference that do occur.
22. Spectrum Notching. The rules provide for mitigation of BPL
interference where it may occur by notching. In the BPL Order and the
BPL Reconsideration Order, the Commission found that, for frequencies
below 30 MHz, a 20-dB notch would appropriately address any harmful
interference that might occur to mobile operations, given both the low
signal levels allowed under the part 15 emission limits and the fact
that a mobile transceiver is generally only in one place for a limited
period and can readily be re-positioned to provide some separation from
the Access BPL operation.
23. In its comments, ARRL argues that slide 13 of the Briarcliff
Manor presentation summary references predictions from the NTIA Phase 1
Study that show that the noise floor would rise by more than 20 dB at
nearly all points, and by 30 dB at most points, along a 340-meter
modeled power line. It also notes that the slide states that in NTIA's
measurement activities, NTIA took occasional samples of noise power
[[Page 71897]]
along the line with the Access BPL system turned off and found noise
levels lower than predicted by the ITU for residential areas. ARRL
therefore contends that the 20-dB standard for the notching requirement
is insufficient. The Commission initially noted that NTIA's sampling of
noise power was only at a very limited number of locations and not
sufficient to serve as the basis for a conclusion that the noise floor
is lower than the levels recognized by the ITU. Further, there is not
sufficient information in any of the submissions regarding changes in
the noise floor to justify a change from our use of the well-
established ITU-recommended levels for the noise floor in different
environments.
24. In its November 2010 ex parte submission, ARRL provides
additional comments that reference several recent domestic and
international industry and governmental reports/standards to support
its request for a 35-dB notch of all the amateur frequency bands. These
documents include: (1) ITU-R Report SM.2158; (2) ITU-T G.9960; (3) IEEE
P1901-2010; and (4) OFCOM Report on In-Home PLT devices. All of these
documents mandate or recommend notching of the amateur frequencies.
ITU-R Report SM.2158 states that the maximum allowable increase in the
noise floor due to BPL emissions should not exceed 0.5 dB, based on the
assumption that the fade margin of the amateur service in long distance
communications is less than 1 dB. Based on this assumption, ARRL argues
that a notch depth of 34 dB would be required if a 20-dB/decade
extrapolation of the FCC emission limits is used and a notch depth of
43 dB would be needed if the existing extrapolation factor of 40-dB/
decade is used.
25. In re-examining all of the information pertaining to the depth
of the notching requirement, the Commission now finds that it would be
appropriate to increase the required notching capability to be 5 dB
greater than the 20 dB specification it initially adopted. Previously,
the Commission observed that when operating with a 20-dB notch below 30
MHz, the maximum allowed emissions from an Access BPL system is 10
dB[mu]V/m at the part 15 measurement distance of 30 meters, a level
which is at or only modestly above the noise floor in the HF bands at
most locations. The Commission's intention was that Access BPL
emissions in a notched bandwidth would not be significantly greater
than the background noise at the distances normally used for protection
against harmful interference from part 15 unlicensed devices. The
Commission also evaluated the potential for interference at closer
distances that can occur when conducting mobile communications while
traveling adjacent to roadside power lines. It observed that when
extrapolated to values for the typical closest distance of a mobile
antenna in motion from roadside power lines (approximately 6 meters
horizontal distance and 8.5 meters vertical distance, for a slant range
of 10.4 meters) and adjusted for the typical quasi-peak to average
ratio of 4 dB for BPL devices operating at high duty factor, the part
15 limit corresponds to a root-mean-squared (RMS) field strength of 44
dB[mu]V/m for frequencies at or below 30 MHz. A 20 dB reduction would
limit emissions to 24 dB[mu]V/m. The Commission concluded that given
the high variability of the noise floor at HF frequencies, where
increases of as much as 20 dB or more are common, mobile reception of
relatively weak signals under 24 dB[mu]V/m is generally intermittent
and not reliable because both the received signal and the ambient noise
levels vary up and down (the received signal and noise energy levels
generally do not rise and fall together) as the vehicle moves.
26. In carefully reviewing the record on this issue, the Commission
acknowledged ARRL's point that the modeling in the NTIA Phase 1 Study
predicts that Access BPL emissions on frequencies below 30 MHz that are
at the part 15 limit would raise the mobile radio noise floor at 15 MHz
and 25 MHz by 30 dB in 59% of residential locations. After a 20-dB
notch, the BPL remaining emissions would still produce a noise floor
increase of about 10 dB for mobile operations in residential locations
at those frequencies. As the Commission observed in the BPL
Reconsideration Order, there is considerable variability around the
median noise level, such that increases of as much as 20 dB are common
and reduce the reliability of signals at the margin of expected
reception. While, the Commission continues to believe that the
significant variability in background noise levels limits the
reliability of HF signals below 30 MHz such that BPL emissions at a
level of 24 dB[mu]V/m should not generally be considered harmful
interference, it also understand that the 20 dB value for noise
increases due to diurnal and seasonal factors is the maximum expected
effect and that in many cases the daily variability in the noise floor
levels will be somewhat less. The Commission have no specific
information on the distribution of the diurnal and seasonal variability
of noise floor levels; however, it believes that an increase of 5 dB in
the required notching capability, or half the 10-dB current margin of
BPL emissions affecting mobile reception above the residential noise
floor, according to NTIA's estimates as supported by ARRL, would take a
more conservative approach and provide protection for amateur mobile
operations in more instances, while continuing to recognize the
variability in emissions that limit the service to mobile amateur
receivers. Given our understanding supported by the assertions in the
record that most BPL operators are already using notches of at least 25
dB, the Commission would expect the cost imposed by this requirement to
be minimal or nil. It finds that the benefits of providing additional
protection for licensed services outweigh any potential additional
costs to BPL providers. Such benefits include a more integrated
environment where BPL devices may share spectrum with licensed users,
with lesser concerns for potential harmful interference. BPL devices
bring expanded benefits to electric utility companies by allowing them
to monitor, and thereby more effectively manage their electric power
distribution operations. BPL also brings ``last-mile'' delivery of
broadband services to some rural and underserved areas.
27. With respect to the new information in ARRL's November 2010 ex
parte submission, first the Commission is not persuaded that a 0.5 dB
increase in the noise floor as used in the ITU-R Report SM.2158 is a
reasonable assumption for the numerous reasons it stated with respect
to the significant variability in background noise levels at HF
frequencies. Further, it appears that the 0.5 dB number was used in the
ITU Report without any discussion, analysis or other explicit
rationale. The Commission further noted that in its June 2011 ex parte
submission, ARRL mentions that ITU-R Recommendation SM.1879, which
refers to the above report, does recommend that stations operating in
the Amateur Service be protected t*** level such that noise at the
protected station is not increased by more than 0.5 dB. Although ARRL
provided calculations to relate the 0.5 dB increase in the noise floor
with the part 15 limits to arrive at its requested 35-dB notch number,
it again did not provide a rationale for using a 0.5 dB increase in the
noise floor as the protection criterion at HF frequencies. With the
exception of ITU-R Report SM.2158, the reports/standards submitted by
ARRL in its November 2010 ex parte comments do not include
[[Page 71898]]
any analysis that shows that 35 dB or some other figure is the proper
level of notching needed to protect amateur operations, but rather
simply state as their recommendations and requirements a notching depth
that existing BPL equipment can meet. The Commission also recognizes
the ARRL's observation in its June 2011 ex parte submission that in the
IEEE P1901-2010 standard there is a normative requirement for a 30-dB
notch depth for the FFT OFDM (HomePlug) technology. While this
voluntary industry standard is apparently being used by manufacturers
of HomePlug In-House BPL equipment, it is more stringent than is
necessary for our regulatory purposes and in any case does not apply to
the Access BPL applications at issue herein. The Commission also does
not find persuasive ARRL's argument that deeper notching can be
implemented without adverse impact on the data rates of BPL technology.
In this regard, the testing on which ARRL bases this claim was on In-
House rather than Access BPL equipment and in any case our principal
concern is with imposing regulation that is more restrictive than
necessary rather than simply minimizing the impact that such regulation
might have on some aspect of BPL equipment or its operation. While the
Commission duly note the Republic of Korea's decision to require
permanent notching of the amateur bands, the relevance of that
determination by that country's regulatory body at that time to our
present consideration is not readily apparent, and ARRL provides no
information regarding either the radio environment or the regulatory
objectives and standards that informed that decision by which the
Commission might consider how those considerations might affect our own
decision making.
28. The Commission recognizes that one of the documents referenced
by ARRL, IEEE P1901-2010, is an industry standard for both Access and
In-House BPL equipment authored by nearly a hundred entities that
include BPL service and equipment providers and that this standard
describes a 35-dB spectrum notching for compatibility with amateur
radio services that can be supported by a type of BPL technology known
as wavelet OFDM, as elucidated by UTC. Further, as ARRL submits, its
scrutiny of systems listed in the BPL database indicates that existing
BPL systems in the U.S. are generally notching the entirety of the HF
amateur allocations, using equipment capable of notch depths of at
least 35 dB. Thus, it appears that many BPL systems now in operation
may be voluntarily observing the notch depth and band avoidances that
ARRL is requesting. While those industry practices are consistent with
the ARRL's goals in this matter, the Commission nonetheless finds they
are more stringent than are justified from a regulatory standpoint. In
this regard, the Commission does not find that an increase in the
required notching capability to a level above 25 dB is needed to
protect against interference to amateur or any other licensed services.
To require that all systems adhere to a de facto industry 35-dB
notching standard would unnecessarily constrain BPL operators, as
stated by UTC, and equipment manufacturers who might choose to design
for a different level of operation that would comply with the notching
level the Commission has determined will provide adequate protection.
Further, to require that all of the amateur bands be notched would
unnecessarily restrict BPL operations in areas/locations where no
amateur operations are present that could receive interference.
29. The Commission sees no statistically-valid support for ARRL's
position that the ambient noise levels have become so low as to
contradict our conclusion here that a 25-dB notch is generally
sufficient to protect licensed services. Further, for fixed stations,
if a 25-dB notch is not sufficient to resolve observed harmful
interference or other steps to resolve the interference are not
successful, under Sec. 15.5(c) of the rules, the operator is then,
upon notification by a representative of the Commission, required to
cease operation until the interference is corrected. In such cases, the
interference might perhaps be resolved by using new equipment that
includes a filter with a notch capability greater than 25 dB. The
Commission believes, however, that the new 25-dB notching requirement
will be sufficient to resolve the great majority of cases of harmful
interference that might occur and therefore do not see a need to
require that Access BPL systems routinely use equipment with greater
notching capability.
30. In changing the notching level to 25 dB, the Commission is
aware that Access BPL operators have already installed equipment with
20-dB notching capability in compliance with the rules and that there
is some inventory of equipment built to that standard which has not yet
been installed. While it believes that the greater level of protection
provided by our rule change is prudent in the long term, it has not
observed any cases to date where the notching afforded by existing
equipment has not been adequate to resolve interference. Accordingly,
given the limited number of devices already deployed and manufactured,
the Commission will not require their replacement or prohibit their
installation for replacement or in new constructions. In order to
afford manufacturers time to redesign their equipment to comply with
the new, more conservative 25-dB notching requirement, the Commission
will allow an 18-month period from the date this action is published in
the Federal Register before the requirement becomes effective.
31. In its reply comments, ARRL submits that IBEC did not resolve
interference complaints to amateur fixed stations by doing what the
existing BPL rules require, other than compliance with the general part
15 requirement to correct any harmful interference. It states that
instead, IBEC has avoided or resolved the interference by doing two of
the things that ARRL has requested as modifications to the existing BPL
rules: (1) IBEC avoided the use of Amateur bands in its installations,
and (2) it has used state-of-the-art notch depths of 35 dB. The
Commission observes that avoiding a frequency band where interference
could occur is certainly an option that is contemplated under the
rules. Using a notching capability with attenuation of greater than
that required in the rules where needed is also consistent with the
general requirement in part 15 rules that a device not cause harmful
interference. The Commission does not, however, find the fact that
equipment which can provide 35-dB notching capability is now available
and IBEC's choice to use such equipment to be indicative that it should
require that level of notching capability in all instances. Rather,
while the rules will now require a notching capability of at least 25
dB, that level of attenuation will only be deemed sufficient for
resolving harmful interference in the case of mobile operations; the
system operator is still responsible for resolving harmful interference
to fixed operations if the 25-dB notch capability is used and the
interference remains. Under the notching rules the Commission adopted,
a BPL system operator has the flexibility to install a notching
capability greater than 25 dB or to implement other measures for
resolving harmful interference in cases where the 25-dB notch is not
sufficient. In this regard, IBEC did, in fact, take the steps required
under Sec. 15.611(c) of the rules--it configured its systems to be
capable of remotely reducing power by 35 dB and adjusting operating
frequencies to avoid site-specific, local use of the same
[[Page 71899]]
frequencies by licensed radio operations. A different operator might
have chosen an alternative approach for complying with this rule.
Preliminary Documents Released in July 2009
32. Notwithstanding ARRL's contentions, the Commission did consider
the information in the presentations in the BPL Order and in the
formulation of our rules for regulating interference from Access BPL
emissions. There are no new facts, information, or interpretations in
those presentations or in ARRL's comments that are inconsistent with
the Commission's previously stated understandings and findings. These
presentations, as well as other information in this proceeding, show
that Access BPL operations can raise the RF noise level to levels above
the noise floor such that they can cause interference to amateur
operations in the close vicinity of power lines on which the BPL
signals are carried. As the presentations show, the area of
interference is essentially limited to distances close to and along the
power lines. While some interference is possible at locations close to
the power line, the Commission believes that in the great majority of
locations, interference will not occur to radio services because either
propagation conditions limit the range of the Access BPL emissions or
there is no licensed amateur station present and operating on the
frequencies on which such emissions appear. The Commission sees no need
to require an Access BPL operator to reduce emissions below the part 15
limits where there is no potential for interference. In addition, it
requires that a database of Access BPL systems be established to allow
amateur operators to identify BPL operations in their area before the
systems commence operation so that they have an opportunity to alert
the BPL operator of their presence before the system is activated. The
Commission addressed specific points in ARRL's arguments in paragraphs
52 through 56 of this Second Report and Order.
33. The Commission also noted that throughout this proceeding and
as new equipment that allows BPL operators to better manage their
frequency use at specific locations has become available, it observed
BPL operators taking active steps to locate and avoid interference to
amateur operators. Given that identification and resolution of harmful
interference can involve expenditures of staff time and resources for
Access BPL providers and possibly the temporary disruption of service
to their subscribers, these providers have a strong incentive to take a
priori steps to ensure that they avoid causing interference to the
local radio services, including amateurs. Notwithstanding the
occasional interference that was found by amateurs from the trial
systems that were operated during the early phases of BPL development
such as those examined in the staff presentations (and which, in some
cases, were operating with emissions levels that were found to exceed
the part 15 limits by amounts ranging from 1 to 4 dB), the Commission
observed, as described by IBEC and CURRENT in their comments, that
Access BPL operators are taking effective steps as contemplated in the
BPL Order to avoid interference to amateur and other licensed services,
including working with local amateur operators. Moreover, our own
internal records on enforcement matters show only one complaint of
interference from Access BPL to fixed licensed operations; that
complaint was submitted recently and is under investigation at this
time. In summary, the Commission sees no new information or reasoning
in ARRL's submissions or other information regarding the three
additional staff presentations in the preliminary materials released in
July 2009 that would warrant changing the current rules and,
specifically, it sees no need to further restrict the operations of BPL
systems to protect licensed services.
Measurement Distance Extrapolation Issues
The Extrapolation Factor
34. Overview. In the BPL Order, the Commission set forth guidelines
for measurement of the emissions from Access BPL systems. These
guidelines, inter alia, specify that emissions from Access BPL devices
operating below 30 MHz are to be measured for compliance with the
radiated emissions limits in Sec. 15.209 of the rules. Those limits
are based on measurements made at 30-meters horizontal (lateral)
distance from the device under test. However, for practical reasons
associated with measurement in the field, the Access BPL measurement
guidelines recommend that measurements should normally be performed at
a horizontal separation distance of 10 meters from the overhead power
line, and they also indicate that measurements can be performed at 3
meters if necessary because of ambient emissions, safety or practical
considerations. The field strength of radiated emissions does, however,
decrease with increasing distance from the emitter due to propagation
loss. Because of this attenuation with distance, the field strength of
emissions from a device measured at the 3-meter or 10-meter distances
specified in the guidelines will generally be higher than those
measured at the 30-meter distance on which the emission standard is
based. In order to apply the emissions standard consistently, the
measurement results must be adjusted to account for distance
attenuation when measurements are made at a distance other than 30
meters.
35. The Commission specified distance extrapolation factors to
convert the BPL emissions measurements for frequencies below and above
30 MHz to appropriate values for tests made at the 3-meter and 10-meter
distances recommended in the BPL measurement guidelines. For BPL
operations on frequencies below 30 MHz, the frequency range at issue
here, some commenters in the initial phase of this proceeding,
including ARRL, recommended the use of an extrapolation factor of 20
dB/decade, while others recommended an extrapolation factor of 40 dB/
decade. The Commission concluded in the BPL Order that ``[g]iven the
lack of conclusive experimental data pending large scale Access BPL
deployments,'' it would ``continue the use of the existing part 15
distance extrapolation factors'' specified in the rules, i.e., 40 dB/
decade for frequencies below 30 MHz and 20 dB/decade for frequencies at
or above 30 MHz, but with the distance measured as the slant-range
distance from the overhead power line to the center of the measurement
antenna rather than horizontal (lateral) distance from the nearest
point of the overhead power line carrying the BPL signals to the center
of the measurement antenna, as illustrated in Figure 1 of Appendix C,
of this Second Report and Order. This is the horizontal (lateral)
distance between the center of the measurement antenna and the vertical
projection of the overhead power line carrying the BPL signals down to
the height of the measurement antenna when measurements are taken at a
point that is perpendicular to the power lines. It further stated that
``if new information became available that alternative emission limit/
distance standards or extrapolation factors would be more
appropriate,'' it would revisit this issue at another time.
36. ARRL filed a petition for reconsideration of the Commission's
decision in the BPL Order to use 40 dB/decade as the extrapolation
factor for frequencies below 30 MHz. In support of its argument that an
extrapolation factor of 20 dB/decade should be used, ARRL also
submitted, through ex parte
[[Page 71900]]
comments, reports on three studies conducted by the United Kingdom's
Office of Communications (OFCOM) and a standard by the Special
International Committee on Radio Interference (CISPR) regarding
emission measurements for BPL systems and a proposal for a sliding
scale extrapolation factor based on a 1996 CISPR standard. The first
OFCOM study, ``OFCOM, Ascom PLT Measurements in Winchester (May 11,
2005)'' (Winchester Study) reported measurements of an underground
Access BPL trial system in Winchester, United Kingdom. In that study,
OFCOM concluded that the electromagnetic field attenuates at a rate
between 20 dB and 25 dB/decade at this BPL installation. The second
OFCOM study, ``OFCOM, DS2 PLT Measurements in Crieff (May 11, 2005)''
(Crieff DS2 Study) reported measurements of an Access BPL trial system
in Crieff, United Kingdom. That study concentrated only on the benefits
of programmable notches in the equipment and did not provide any data
on distance extrapolation. The third OFCOM study, ``OFCOM, Amperion PLT
Measurements in Crieff (May 11, 2005)'' (Crieff Amperion Study)
reported measurements of an overhead, pole-mounted Access BPL trial
system, also in Crieff, United Kingdom. In the Crieff Amperion Study,
OFCOM concluded that the emitted field attenuates at a rate of 28 dB/
decade.
37. On reconsideration, the Commission found the OFCOM studies and
the CISPR standard unpersuasive in that there was no ``new'' or
convincing information not already known, and affirmed its decision to
use the existing part 15 distance extrapolation factor of 40 dB/decade
attenuation rate in the measurements of BPL emissions on frequencies
below 30 MHz.
38. In ARRL v. FCC, supra, the court found that the Commission did
not offer a reasoned explanation for its dismissal of empirical data
that was submitted ex parte by ARRL, i.e., the three OFCOM studies and
additional ARRL analysis intended to suggest that an extrapolation
factor of 20 dB/decade may be more appropriate for Access BPL. The
court ordered the Commission either to ``provide a reasoned
justification for retaining an extrapolation factor of 40 dB/decade for
Access BPL systems sufficient to indicate that it has grappled with the
2005 studies, or adopt another factor and provide a reasoned
explanation for it.''
39. The Commission acted to respond to the court's directive in the
RFC/FNPRM. Therein, it provided a more detailed explanation of its
reasons for selecting 40 dB/decade as the extrapolation factor for
frequencies below 30 MHz and in particular why it does not believe that
the studies and technical proposal submitted earlier by ARRL provide
convincing information that it should use an extrapolation factor that
is different from (and, specifically, less than) 40 dB/decade as
required in the second element of the court's directive in ARRL v. FCC.
In summary of that explanation, the Commission stated that:
i. There were no significant studies that examined the very large
number of measurements that would be needed to address the different
site characteristics that affect the attenuation of emissions below 30
MHz;
ii. The studies submitted by ARRL in its 2005 ex parte provided
only anecdotal information on two different types of installations
(overhead and underground) from two single sites and also had certain
methodological shortcomings; and
iii. With respect to its proposal for a sliding scale extrapolation
factor, ARRL did not provide an explanation as to how its formula was
derived or how to use it to determine the extrapolation factor, nor did
it provide a rationale for selecting such a formula or information as
to the relationship between the performance of emissions from BPL
technology and the specifications for reduction of power line noise
adopted in the standard.
40. In the RFC/FNPRM, the Commission also observed that since its
adoption of the BPL Reconsideration Order, reports had become available
on two new technical studies addressing attenuation of BPL emissions
with distance, one by NTIA in October 2007 that described a second
phase of its simulation study on the potential for interference from
Access BPL systems (NTIA Phase 2 Study) and the other by the Federal
Republic of Brazil (Brazil Study) in June 2008 that presented the
results of a measurement study of BPL emissions. In addition, it noted
that the IEEE working group on power line communications technology
electromagnetic compatibility was working on a standard for EMC testing
and measurements methodology for BPL equipment and installations (IEEE
P1775/D2) that included a provision for determining extrapolation
(distance correction) factors on a site-by-site basis using in situ
measurements as part of its work on that standard.
41. In view of these new studies and consistent with its stated
intention in the BPL Order to revisit the extrapolation factor if new
information became available and the opportunity provided by the
Court's remand of the extrapolation factor, the Commission decided to
conduct further rulemaking to review its decision on the extrapolation
factor. It requested that interested parties submit additional comment
and information on the BPL extrapolation factor and specifically asked
that such comment and information address (1) The three studies and
proposal for a sliding scale extrapolation factor submitted previously
by ARRL as part of its ex parte filing of July 8, 2005 in this
proceeding, (2) the NTIA Phase 2 and Brazil studies with respect to
their findings on the extrapolation factor for BPL systems, and (3) the
existing slant-range method as it pertains to the effective field
attenuation rate in a horizontal distance context. The Commission
further requested submission of any other new empirical studies or
information that may provide information regarding the BPL distance
attenuation extrapolation factor. The Commission stated that its goal
in this review is to provide BPL measurement procedures that will
adequately ensure compliance with the Section 15.209 emissions standard
for emissions at or below 30 MHz without placing unfair or undue
compliance burdens on equipment manufacturers and users. In conducting
this review, the Commission indicated that initially it continued to
believe the existing 40 dB/decade extrapolation factor, in conjunction
with the slant-range distance method, was reasonable and appropriate
for adjusting measurements of BPL emissions on frequencies below 30
MHz.
42. The Commission also recognized that there is considerable
variability around the 40 dB/decade value at different sites. The
result of this variability is that the actual attenuation at some sites
could be less than 40 dB/decade and using the current extrapolation
factor at such sites could produce an adjusted measurement that would
be less than the level that would be measured at the standard 30-meter
measurement distance specified in Sec. 15.209 of the Commission's
rules. The Commission therefore requested comment on whether it would
be desirable to modify the value of the BPL extrapolation factor to be
30 dB/decade or some other value. It observed that extrapolated
emission levels based on a 30 dB/decade extrapolation factor when
applied to slant distance would be comparable to the extrapolated
emission levels based on a 20 dB/decade extrapolation factor applied to
horizontal (lateral) distance. Recognizing that reliance on a 30 dB/
[[Page 71901]]
decade extrapolation factor could increase the compliance burden for
BPL equipment and systems that are tested at locations where the
attenuation rate is in fact in the range of 40 dB/decade or greater,
the Commission clarified that in all cases, measurements of Access BPL
equipment and systems will be allowed to be made at the 30-meters
distance specified in Sec. 15.209 of the Commission's rules and that
where possible, the