Delegation by the Secretary of State to the Under Secretary of State for Arms Control and International Security of Authority To Submit Certain Non-Proliferation Reports to Congress, 70209 [2011-29154]
Download as PDF
Federal Register / Vol. 76, No. 218 / Thursday, November 10, 2011 / Notices
perform other municipal securities
activities in a competent manner, so no
delay in the effective date of the Rule G–
3 changes is appropriate.
The Commission has carefully
considered the commenter’s concerns
about the MSRB’s proposed changes to
the licensing requirements for
associated persons of brokers, dealers or
municipal securities dealers for
municipal securities activities other
than sales to customers, the scope of the
‘‘grandfather’’ provisions, and the
effective date of the proposed rule
change, and does not believe the
proposed changes are inconsistent with
the Exchange Act.
jlentini on DSK4TPTVN1PROD with NOTICES
IV. Discussion and Commission
Findings
The Commission has carefully
considered the proposed rule change,
the comment letter received, and the
MSRB’s response to the comment letter
and finds that the proposed rule change
is consistent with the requirements of
the Exchange Act and the rules and
regulations thereunder applicable to the
MSRB.8 The Commission believes that
the proposed rule change is consistent
with the provisions of Section
15B(b)(2)(A) of the Exchange Act, which
authorizes the MSRB to prescribe
‘‘standards of training, experience,
competence, and such other
qualifications as the Board finds
necessary or appropriate in the public
interest or for the protection of investors
and municipal entities or obligated
persons.’’ Section 15B(b)(2)(A) of the
Exchange Act also provides that the
Board may appropriately classify
municipal securities brokers, municipal
securities dealers, and municipal
advisors and persons associated with
municipal securities brokers, municipal
securities dealers, and municipal
advisors and require persons in any
such class to pass tests prescribed by the
Board.
The proposed rule change is also
consistent with the provisions of
Section 15B(b)(2)(A) of the Exchange
Act in that the proposed rule change
will ensure that individuals seeking to
engage in more than sales activities will
be tested on their qualification and
competency to engage in such other
municipal securities activities. These
individuals will be required to pass an
examination that includes questions
both on municipal securities and the
municipal markets and on U.S.
government, Federal agency and other
8 In approving the proposed rule change, the
Commission notes that it has considered the
proposed rule’s impact on efficiency, competition
and capital formation. 15 U.S.C. 78c (f).
VerDate Mar<15>2010
16:38 Nov 09, 2011
Jkt 226001
financial instruments, economic
activity, government policy, factors
affecting interest rates, and applicable
Federal securities laws and regulations.
The proposed rule change will also
more closely align the information
dealers are required to obtain pursuant
to Rule G–7 with the information
already required by FINRA and the bank
regulators, thereby reducing the
administrative burden on such dealers.
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Exchange Act,9
that the proposed rule change (SR–
MSRB–2011–17) be, and it hereby is,
approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2011–29104 Filed 11–9–11; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Delegation of Authority: 304–1]
Delegation by the Secretary of State to
the Under Secretary of State for Arms
Control and International Security of
Authority To Submit Certain NonProliferation Reports to Congress
By virtue of the authority vested in
me as the Secretary of State, including
Section 1 of the State Department Basic
Authorities Act, as amended (22 U.S.C.
2651a), the authorities enumerated
below, and Executive Order 13346, I
hereby delegate to the Under Secretary
for Arms Control and International
Security, to the extent authorized by
law, the authority to approve
submission of reports to Congress
pursuant to:
(1) Section 1344 of the Foreign
Relations Authorization Act, Fiscal Year
2003, Public Law 207–228;
(2) Section 2809(c)(2) of the Foreign
Affairs Reform and Restructuring Act of
1998, Public Law 105–277;
(3) Section 1343(a) of the Iran Nuclear
Proliferation Prevent Act of 2002
(incorporated in the Foreign Relations
Authorization Act, Fiscal Year 2003),
Public Law 107–228;
(4) Section 204(c) of the International
Emergency Economic Powers Act
(50 U.S.C. 1701 et seq.) and Section
401(c) of the National Emergencies Act
(50 U.S.C. 1601 et seq.);
9 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
10 17
PO 00000
Frm 00103
Fmt 4703
Sfmt 4703
70209
(5) Section 1308(a) of the Foreign
Relations Authorization Act for FY
2003, Public Law 107–228;
(6) Determination and Congressional
Reporting Requirement Concerning
Israeli Participation in the IAEA
required by the Foreign Operations,
Export Financing, and Related Programs
Appropriations Act, 2006, Title II of
Public Law 109–102; and
(7) Certification consistent with
section 2(7)(C)(i) of the resolution of
advice and consent to ratification of the
Chemical Weapons Convention adopted
by the Senate on April 24, 1997, with
respect to the effectiveness and viability
of the Australia Group.
Any act, executive order, regulation or
procedure subject to, or affected by this
delegation shall be deemed to be such
act, executive order, regulation or
procedure, as amended from time to
time.
Notwithstanding this delegation of
authority, the Secretary, the Deputy
Secretary, or the Deputy Secretary for
Management and Resources may at any
time exercise any authority or function
delegated by this delegation or
authority.
This Delegation of authority
supersedes Delegation of Authority 304,
dated February 16, 2006, and shall be
published in the Federal Register.
Dated: October 28, 2011.
Hillary Rodham Clinton,
Secretary of State.
[FR Doc. 2011–29154 Filed 11–9–11; 8:45 am]
BILLING CODE 4710–27–P
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
[Docket No. DOT–OST–2011–0129]
Proposed Information Collection
Request; Notice of New Requirements
and Procedures for Grant Payment
Request Submission
Department of Transportation
(DOT).
ACTION: Notice with request for
comments.
AGENCY:
The DOT invites the public
and other Federal agencies to comment
on a proposed information collection
concerning new requirements and
procedures for grant payment request
submission. DOT will submit the
proposed information collection request
to the Office of Management and Budget
(OMB) for review, as required by the
Paperwork Reduction Act of 1995 (PRA)
(44 U.S.C. 3506(c)(2)(A)). This notice
sets forth new requirements and
SUMMARY:
E:\FR\FM\10NON1.SGM
10NON1
Agencies
[Federal Register Volume 76, Number 218 (Thursday, November 10, 2011)]
[Notices]
[Page 70209]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-29154]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Delegation of Authority: 304-1]
Delegation by the Secretary of State to the Under Secretary of
State for Arms Control and International Security of Authority To
Submit Certain Non-Proliferation Reports to Congress
By virtue of the authority vested in me as the Secretary of State,
including Section 1 of the State Department Basic Authorities Act, as
amended (22 U.S.C. 2651a), the authorities enumerated below, and
Executive Order 13346, I hereby delegate to the Under Secretary for
Arms Control and International Security, to the extent authorized by
law, the authority to approve submission of reports to Congress
pursuant to:
(1) Section 1344 of the Foreign Relations Authorization Act, Fiscal
Year 2003, Public Law 207-228;
(2) Section 2809(c)(2) of the Foreign Affairs Reform and
Restructuring Act of 1998, Public Law 105-277;
(3) Section 1343(a) of the Iran Nuclear Proliferation Prevent Act
of 2002 (incorporated in the Foreign Relations Authorization Act,
Fiscal Year 2003), Public Law 107-228;
(4) Section 204(c) of the International Emergency Economic Powers
Act (50 U.S.C. 1701 et seq.) and Section 401(c) of the National
Emergencies Act (50 U.S.C. 1601 et seq.);
(5) Section 1308(a) of the Foreign Relations Authorization Act for
FY 2003, Public Law 107-228;
(6) Determination and Congressional Reporting Requirement
Concerning Israeli Participation in the IAEA required by the Foreign
Operations, Export Financing, and Related Programs Appropriations Act,
2006, Title II of Public Law 109-102; and
(7) Certification consistent with section 2(7)(C)(i) of the
resolution of advice and consent to ratification of the Chemical
Weapons Convention adopted by the Senate on April 24, 1997, with
respect to the effectiveness and viability of the Australia Group.
Any act, executive order, regulation or procedure subject to, or
affected by this delegation shall be deemed to be such act, executive
order, regulation or procedure, as amended from time to time.
Notwithstanding this delegation of authority, the Secretary, the
Deputy Secretary, or the Deputy Secretary for Management and Resources
may at any time exercise any authority or function delegated by this
delegation or authority.
This Delegation of authority supersedes Delegation of Authority
304, dated February 16, 2006, and shall be published in the Federal
Register.
Dated: October 28, 2011.
Hillary Rodham Clinton,
Secretary of State.
[FR Doc. 2011-29154 Filed 11-9-11; 8:45 am]
BILLING CODE 4710-27-P