Notice of Exemption Request Under Section 312 of the Small Business Investment Act, Conflicts of Interest; Contemporary Healthcare Senior Lien Fund I, LP, 69792-69793 [2011-28980]

Download as PDF 69792 Federal Register / Vol. 76, No. 217 / Wednesday, November 9, 2011 / Notices require exchanges to preclude discrimination by broker-dealers. Broker-dealers commonly differentiate between customers based on the nature and profitability of their business. While the Exchange believes that markets and price discovery optimally function through the interactions of diverse flow types, it also believes that growth in internalization has required differentiation of retail order flow from other order flow types. The differentiation proposed herein by the Exchange is not designed to permit unfair discrimination, but instead to promote a competitive process around retail executions such that retail investors would receive better prices than they currently do through bilateral internalization arrangements. The Exchange believes that the transparency and competitiveness of operating a program such as the Retail Liquidity Program on an exchange market would result in better prices for retail investors. The Exchange recognizes that sub-penny trading and pricing could potentially result in undesirable market behavior. The Exchange will monitor the Program in an effort to identify and address any such behavior. Finally, the Exchange proposes that the Commission approve the proposed rule for a pilot period of twelve months from the date of implementation, which shall occur no later than 90 days after Commission approval of Rule 107C. The Program shall expire on a date that will be determined upon adoption of Rule 107C. The Exchange believes that this pilot period is of sufficient length to permit both the Exchange and the Commission to assess the impact of the rule change described herein. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) By order approve or disapprove the proposed rule change, or (B) institute proceedings to determine whether the proposed rule change should be disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. The Commission specifically requests comment on the following: • A stated purpose of this proposal is to attract retail order flow, a significant percentage of which is currently executed over-the-counter, to the exchange. What are the benefits, if any, of executing marketable retail orders on an exchange instead of over-thecounter? To what extent, if any, would this proposal realize those benefits? What other effects, if any, would this proposal have upon the overall market? • The proposal contemplates that Retail Liquidity Providers may offer price improvement to Retail Orders in sub-penny amounts. In its proposal, the exchange notes that it is concurrently requesting an exemption from the subpenny rule, Rule 612 of Regulation NMS, to permit the exchange to accept and rank Retail Price Improvement Orders. If the Commission were to approve this proposal and grant the exemption, what impact, positive or negative, would the proposal have upon the market? Would this proposal, if approved, produce a significantly larger volume of sub-penny trades than is currently the case, or would it primarily shift sub-penny trades away from nonexchange venues to the exchange? Comments may be submitted by any of the following methods: emcdonald on DSK5VPTVN1PROD with NOTICES C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–NYSE–2011–55 on the subject line. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSE–2011–55. This file VerDate Mar<15>2010 18:04 Nov 08, 2011 Jkt 226001 PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing will also be available for inspection and copying at the NYSE’s principal office and on its Internet Web site at https:// www.nyse.com. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make publicly available. All submissions should refer to File Number SR–NYSE– 2011–55 and should be submitted on or before November 30, 2011. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2011–28994 Filed 11–8–11; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Notice of Exemption Request Under Section 312 of the Small Business Investment Act, Conflicts of Interest; Contemporary Healthcare Senior Lien Fund I, LP Notice is hereby given that Contemporary Healthcare Senior Lien Fund I, LP, License No. 02/02–0649, 1040 Broad Street, Suite 103, Shrewsbury, NJ, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute 17 17 E:\FR\FM\09NON1.SGM CFR 200.30–3(a)(12). 09NON1 Federal Register / Vol. 76, No. 217 / Wednesday, November 9, 2011 / Notices Conflicts of Interest, of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Contemporary Healthcare Senior Lien Fund I, LP, proposes to provide a loan to The Greens at Creekside, 12942 Womall Road, Kansas City, Missouri 64145. The financing is contemplated to refinance and discharge a portion of mezzanine financing provided by an Associate (as defined in Sec. 105.50 of the regulations) to pay capitalized interest, to pay closing costs and for working capital purposes. The financing is brought within the purview of § 107.730(a)(4) and (d)(2) of the Regulations because Contemporary Healthcare Senior Lien Fund I, LP’s financing will be used to discharge a portion of an Associate’s mezzanine financing and represents a financing with an Associate. Notice is hereby given that any interested person may submit written comments on the transaction to the Associate Administrator for Investment and Innovation, U.S. Small Business Administration, 409 3rd Street SW., Washington, DC 20416. Dated: October 26, 2011. Sean J. Greene, Associate Administrator for Investment. [FR Doc. 2011–28980 Filed 11–8–11; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Audit and Financial Management Advisory (AFMAC) U.S. Small Business Administration. ACTION: Notice of open Federal advisory committee meeting. AGENCY: The SBA is issuing this notice to announce the location, date, time, and agenda for the next meeting of the Audit and Financial Management Advisory (AFMAC). The meeting will be open to the public. DATES: The meeting will be held on November 9, 2011 from 1 p.m. to approximately 3 p.m. Eastern Standard Time. ADDRESSES: The meeting will be accomplished via teleconference with the U.S. Small Business Administration, 409 3rd Street SW., Office of the Chief Financial Officer, Washington, DC 20416. emcdonald on DSK5VPTVN1PROD with NOTICES SUMMARY: Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (5 U.S.C., Appendix 2), SBA announces the meeting of the AFMAC. The AFMAC is tasked with providing recommendation SUPPLEMENTARY INFORMATION: VerDate Mar<15>2010 18:04 Nov 08, 2011 Jkt 226001 and advice regarding the Agency’s financial management, including the financial reporting process, systems of internal controls, audit process and process for monitoring compliance with relevant laws and regulations. The purpose of the meeting is to discuss SBA’s FY 2011 Financial Statements, FY 2011 Agency Financial Report, the Auditor’s Anticipated Opinion Letter, Anticipated Report on Significant Control Deficiencies or Material Weaknesses, and Anticipated Comments on SBA Compliance with Laws and Administrative Regulations. Due to the implementation and testing of the Improper Payments Elimination and Recovery Act, the SBA needs to have an emergency AFMAC meeting to finalize its Fiscal Year 2011 Annual Financial Report (AFR). By law, the AFR must be published by November 15, 2011 and therefore the AFMAC meeting must happen immediately. FOR FURTHER INFORMATION CONTACT: The meeting is open to the public, however advance notice of attendance is requested. Anyone wishing to attend and/or make a presentation to the AFMAC must contact Jonathan Carver, by fax or email, in order to be placed on the agenda. Jonathan Carver, Chief Financial Officer, 409 3rd Street SW., 6th Floor, Washington, DC 20416, phone: (202) 205–6449, fax: (202) 205– 6969, email: Jonathan.Carver@sba.gov. Additionally, if you need accommodations because of a disability or require additional information, please contact Jeff Brown at (202) 205–6117, email: Jeffrey.Brown@sba.gov, SBA, Office of Chief Financial Officer, 409 3rd Street SW., Washington, DC 20416. For more information, please visit our Web site at https://www.sba.gov/ aboutsba/sbaprograms/cfo/. Dan S. Jones, White House Liaison. [FR Doc. 2011–28979 Filed 11–8–11; 8:45 am] BILLING CODE 8025–01–P DEPARTMENT OF TRANSPORTATION Federal Motor Carrier Safety Administration Sunshine Act Meetings; Unified Carrier Registration Plan Board of Directors Federal Motor Carrier Safety Administration (FMCSA), DOT. TIME AND DATE: December 8, 2011, 12:00 noon to 3 p.m., Eastern Daylight Time. PLACE: This meeting will take place telephonically. Any interested person may call (877) 820–7831, passcode, 908048 to participate in this meeting. AGENCY: PO 00000 Frm 00094 Fmt 4703 Sfmt 4703 STATUS: 69793 Open to the public. The Unified Carrier Registration Plan Board of Directors (the Board) will continue its work in developing and implementing the Unified Carrier Registration Plan and Agreement and to that end, may consider matters properly before the Board. MATTERS TO BE CONSIDERED: Mr. Avelino Gutierrez, Chair, Unified Carrier Registration Board of Directors at (505) 827–4565. FOR FURTHER INFORMATION CONTACT: Issued on: November 1, 2011. Larry W. Minor, Associate Administrator for Policy. [FR Doc. 2011–29149 Filed 11–7–11; 4:15 pm] BILLING CODE 4910–EX–P DEPARTMENT OF TRANSPORTATION Federal Motor Carrier Safety Administration Qualification of Drivers; Exemption Applications; Vision Federal Motor Carrier Safety Administration (FMCSA), DOT. ACTION: Notice of denials. AGENCY: FMCSA announces its denial of 107 applications from individuals who requested an exemption from the Federal vision standard applicable to interstate truck and bus drivers and the reasons for the denials. FMCSA has statutory authority to exempt individuals from the vision requirement if the exemptions granted will not compromise safety. The Agency has concluded that granting these exemptions does not provide a level of safety that will be equivalent to or greater than the level of safety maintained without the exemptions for these commercial motor vehicle (CMV) drivers. FOR FURTHER INFORMATION CONTACT: Elaine M. Papp, Chief, Medical Programs, (202) 366–4001, U.S. Department of Transportation, FMCSA, 1200 New Jersey Avenue SE., Room W64–224, Washington, DC 20590–0001. Office hours are from 8:30 a.m. to 5 p.m. Monday through Friday, except Federal holidays. SUPPLEMENTARY INFORMATION: SUMMARY: Background Under 49 U.S.C. 31136(e) and 31315, FMCSA may grant an exemption from the Federal vision standard for a renewable 2-year period if it finds ‘‘such an exemption would likely achieve a level of safety that is equivalent to, or greater than, the level that would be E:\FR\FM\09NON1.SGM 09NON1

Agencies

[Federal Register Volume 76, Number 217 (Wednesday, November 9, 2011)]
[Notices]
[Pages 69792-69793]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28980]


=======================================================================
-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION


Notice of Exemption Request Under Section 312 of the Small 
Business Investment Act, Conflicts of Interest; Contemporary Healthcare 
Senior Lien Fund I, LP

    Notice is hereby given that Contemporary Healthcare Senior Lien 
Fund I, LP, License No. 02/02-0649, 1040 Broad Street, Suite 103, 
Shrewsbury, NJ, a Federal Licensee under the Small Business Investment 
Act of 1958, as amended (``the Act''), in connection with the financing 
of a small concern, has sought an exemption under Section 312 of the 
Act and Section 107.730, Financings which Constitute

[[Page 69793]]

Conflicts of Interest, of the Small Business Administration (``SBA'') 
Rules and Regulations (13 CFR 107.730). Contemporary Healthcare Senior 
Lien Fund I, LP, proposes to provide a loan to The Greens at Creekside, 
12942 Womall Road, Kansas City, Missouri 64145. The financing is 
contemplated to refinance and discharge a portion of mezzanine 
financing provided by an Associate (as defined in Sec. 105.50 of the 
regulations) to pay capitalized interest, to pay closing costs and for 
working capital purposes.
    The financing is brought within the purview of Sec.  107.730(a)(4) 
and (d)(2) of the Regulations because Contemporary Healthcare Senior 
Lien Fund I, LP's financing will be used to discharge a portion of an 
Associate's mezzanine financing and represents a financing with an 
Associate.
    Notice is hereby given that any interested person may submit 
written comments on the transaction to the Associate Administrator for 
Investment and Innovation, U.S. Small Business Administration, 409 3rd 
Street SW., Washington, DC 20416.

     Dated: October 26, 2011.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2011-28980 Filed 11-8-11; 8:45 am]
BILLING CODE 8025-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.