Escalate Capital Partners SBIC I, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 68803 [2011-28707]

Download as PDF Federal Register / Vol. 76, No. 215 / Monday, November 7, 2011 / Notices proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make publicly available. All submissions should refer to File Number SR–FINRA–2011–035 and should be submitted on or before December 7, 2011. Rebuttal comments should be submitted by December 22, 2011. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.19 Kevin M. O’Neill, Deputy Secretary. SMALL BUSINESS ADMINISTRATION [License No. 06/06–0335] mstockstill on DSK4VPTVN1PROD with NOTICES Escalate Capital Partners SBIC I, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Escalate Capital Partners, SBIC I, L.P., 300 W. 6th Street, Suite 2250, Austin, TX 78701, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Escalate Capital Partners, SBIC I, L.P. proposes to provide debt security financing to SailPoint Technologies, Inc., 6034 West Courtyard Drive, Suite 309, Austin, TX 78730. The financing is contemplated to provide working capital and capital for acquisitions. The financing is brought within the purview of § 107.730(a)(1) of the VerDate Mar<15>2010 19:05 Nov 04, 2011 Jkt 226001 (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2011–28697 Filed 11–4–11; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [FR Doc. 2011–28707 Filed 11–4–11; 8:45 am] [Disaster Declaration #12776 and #12777] BILLING CODE 8025–01–M New York Disaster Number NY–00108 SMALL BUSINESS ADMINISTRATION [Disaster Declaration #12822 and #12823] Pennsylvania Disaster Number PA–00044 U.S. Small Business Administration. ACTION: Amendment 3. BILLING CODE 8011–01–P Contiguous Counties: (Economic Injury Loans Only): Pennsylvania: Bedford, Blair, Fulton, Pike. New Jersey: Sussex. All other information in the original declaration remains unchanged. Dated: October 26, 2011. Sean Greene, Associate Administrator for Investment. AGENCY: [FR Doc. 2011–28716 Filed 11–4–11; 8:45 am] 19 17 CFR 200.30–3(a)(12); 17 CFR 200.30– 3(a)(57). Regulations because AV–EC Partners I L.P., an Associate of Escalate Capital Partners, SBIC I, L.P., owns more than ten percent of SailPoint Technologies, Inc. Therefore, this transaction is considered a financing of an Associate requiring an exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. 68803 This is an amendment of the Presidential declaration of a major disaster for the Commonwealth of Pennsylvania (FEMA–4030–DR), dated 09/12/2011. Incident: Tropical Storm Lee. Incident Period: 09/03/2011 through 10/15/2011. Effective Date: 10/27/2011. Physical Loan Application Deadline Date: 11/14/2011. EIDL Loan Application Deadline Date: 06/12/2012. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster declaration for the State of Pennsylvania, dated 09/12/2011 is hereby amended to include the following areas as adversely affected by the disaster: Primary Counties: (Physical Damage and Economic Injury Loans): Huntingdon, Monroe. SUMMARY: PO 00000 Frm 00087 Fmt 4703 Sfmt 4703 U.S. Small Business Administration. ACTION: Amendment 8. AGENCY: This is an amendment of the Presidential declaration of a major disaster for the State of New York (FEMA–4020–DR), dated 08/31/2011. Incident: Hurricane Irene. Incident Period: 08/26/2011 through 09/05/2011. DATES: Effective Date: 10/28/2011. Physical Loan Application Deadline Date: 12/15/2011. EIDL Loan Application Deadline Date: 05/31/2012. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for the State of New York, dated 08/31/2011 is hereby amended to extend the deadline for filing applications for physical damages as a result of this disaster to 12/15/2011. All other information in the original declaration remains unchanged. SUMMARY: (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2011–28705 Filed 11–4–11; 8:45 am] BILLING CODE 8025–01–P E:\FR\FM\07NON1.SGM 07NON1

Agencies

[Federal Register Volume 76, Number 215 (Monday, November 7, 2011)]
[Notices]
[Page 68803]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28707]


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SMALL BUSINESS ADMINISTRATION

[License No. 06/06-0335]


Escalate Capital Partners SBIC I, L.P.; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that Escalate Capital Partners, SBIC I, 
L.P., 300 W. 6th Street, Suite 2250, Austin, TX 78701, a Federal 
Licensee under the Small Business Investment Act of 1958, as amended 
(``the Act''), in connection with the financing of a small concern, has 
sought an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Escalate Capital Partners, SBIC I, L.P. proposes to provide debt 
security financing to SailPoint Technologies, Inc., 6034 West Courtyard 
Drive, Suite 309, Austin, TX 78730. The financing is contemplated to 
provide working capital and capital for acquisitions.
    The financing is brought within the purview of Sec.  107.730(a)(1) 
of the Regulations because AV-EC Partners I L.P., an Associate of 
Escalate Capital Partners, SBIC I, L.P., owns more than ten percent of 
SailPoint Technologies, Inc. Therefore, this transaction is considered 
a financing of an Associate requiring an exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction within fifteen days of the date of 
this publication to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW., Washington, DC 
20416.

    Dated: October 26, 2011.
Sean Greene,
Associate Administrator for Investment.
[FR Doc. 2011-28707 Filed 11-4-11; 8:45 am]
BILLING CODE 8025-01-M
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