Testing of Certain High Production Volume Chemicals; Third Group of Chemicals, 65385-65410 [2011-27227]
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Federal Register / Vol. 76, No. 204 / Friday, October 21, 2011 / Rules and Regulations
EPA to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This final rule involves a technical
standard. EPA is adopting an ASTM
standard as described in Unit II.A of the
SUPPLEMENTARY INFORMATION section of
this document. The technical standard
included in today’s rule is a standard
developed by ASTM, a voluntary
consensus standards body, and thus
raises no issues under the NTTAA. The
ASTM standard in today’s action may
be obtained from ASTM International at
100 Barr Harbor Drive, PO Box C700,
West Conshohocken, PA 19428–2959,
610–832–9585 (phone), 610–832–9555
(fax), or service@astm.org (e-mail); or
through the ASTM Web site (https://
www.astm.org).
emcdonald on DSK5VPTVN1PROD with RULES
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice and Minority Populations and
Low-Income Populations
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it does
not affect the level of protection
provided to human health or the
environment. The allowance of ASTM
D6500–05 will provide additional
flexibility to the regulated community
in meeting olefins in gasoline testing
requirements. This final rule
amendment does not relax control
measures on sources regulated by the
rule and therefore will not cause
emission increases from these sources.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
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required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2). This rule
will be effective November 21, 2011.
IV. Statutory Provisions and Legal
Authority
Statutory authority for today’s final
rule comes from sections 211(c) and
211(k) of the CAA (42 U.S.C. 7545(c)
and (k)). Section 211(c) allows EPA to
regulate fuels that contribute to air
pollution which endangers public
health or welfare, or which impairs
emission control equipment. Section
211(k) prescribes requirements for RFG
and CG and requires EPA to promulgate
regulations establishing these
requirements. Additional support for
the fuels controls in today’s final rule
comes from sections 114(a) and 301(a)
of the CAA.
65385
requirement involving olefin content;
provided that
(ii) The refiner or importer test result
is correlated with the method specified
in paragraph (b)(1) of this section on a
site-specific basis, in order to achieve an
unbiased prediction of the result in
volume percent, for the method
specified in paragraph (b)(1) of this
section.
*
*
*
*
*
(h) * * *
(1) * * *
(iii) ASTM standard method D6550–
05 (‘‘ASTM D6550’’), Standard Test
Method for Determination of Olefin
Content of Gasolines by SupercriticalFluid Chromatography, approved
November 1, 2005.
*
*
*
*
*
[FR Doc. 2011–27219 Filed 10–20–11; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 799
List of Subjects in 40 CFR Part 80
[EPA–HQ–OPPT–2009–0112; FRL–8885–5]
Environmental protection, Air
pollution control, Fuel additives,
Gasoline, Diesel, Imports, Incorporation
by reference, Motor vehicle pollution,
Reporting and recordkeeping
requirements.
RIN 2070–AJ86
Dated: October 13, 2011.
Lisa P. Jackson,
Administrator.
PART 80—REGULATION OF FUELS
AND FUEL ADDITIVES
1. The authority citation for part 80
continues to reads as follows:
■
Authority: 42 U.S.C. 7414, 7521(l), 7545
and 7601(a).
Subpart D—[Amended]
2. Section 80.46 is amended by adding
paragraphs (b)(2) and (h)(1)(iii) to read
as follows:
■
§ 80.46 Measurement of reformulated
gasoline fuel parameters.
*
*
*
*
(b) * * *
(2)(i) Any refiner or importer may
determine olefin content using ASTM
standard method ASTM D6550
(incorporated by reference, see
paragraph (h) of this section) for
purposes of meeting any testing
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Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is promulgating this final
rule under section 4(a)(1)(B) of the
Toxic Substances Control Act (TSCA) to
require manufacturers, importers, and
processors to conduct testing to obtain
screening level data for health and
environmental effects and chemical fate
for 15 high production volume (HPV)
chemical substances listed in this final
rule. This test data is needed in order to
help EPA to determine whether these 15
HPV chemical substances pose a risk to
human health and/or environmental
safety. Based on comments received by
EPA on the proposed rule for this final
rule, EPA has determined that only 15
of the 29 HPV chemical substances
proposed for testing meet the criteria for
testing at this time.
DATES: This final rule is effective
November 21, 2011.
The incorporation by reference of
certain publications listed in this final
rule is approved by the Director of the
Federal Register as of November 21,
2011.
For purposes of judicial review, this
final rule shall be promulgated at 1 p.m.
eastern daylight/standard time on
November 7, 2011.
SUMMARY:
For the reasons set forth in the
preamble, part 80 of title 40, chapter I
of the Code of Federal Regulations is
amended as follows:
*
Testing of Certain High Production
Volume Chemicals; Third Group of
Chemicals
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EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPPT–2009–0112. All documents in the
docket are listed on the regulations.gov
Web site. Although listed in the index,
some information is not publicly
available; i.e., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available in the electronic docket at
https://www.regulations.gov, or, if only
available in hard copy, at the Office of
Pollution Prevention and Toxics (OPPT)
Docket. The OPPT Docket is located in
the EPA Docket Center (EPA/DC), Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC. The EPA/DC Public Reading Room
hours of operation are 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number of
the EPA/DC Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Docket visitors are required
to show photographic identification,
pass through a metal detector, and sign
the EPA visitor log. All visitor bags are
processed through an X-ray machine
and subject to search. Visitors will be
provided an EPA/DC badge that must be
visible at all times in the building and
returned upon departure.
Submission of Information: See Unit
V.E.3. of the SUPPLEMENTARY
INFORMATION for additional instructions
for submission of information (e.g.,
letters-of-intent-to-test, exemption
requests, study plans, final study
reports).
Submission of information containing
CBI and/or non-CBI material may be
submitted by one of the following
methods:
• Mail: Document Control Office
(DCO) (7407M), Office of Pollution
Prevention and Toxics (OPPT),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001, Attn: 40 CFR 799.5089;
Docket ID Number EPA–HQ–OPPT–
2009–0112.
• Hand delivery: OPPT Document
Control Office (DCO), EPA East Bldg.,
Rm. E6428 ((202) 564–8930),
Environmental Protection Agency, 1201
Constitution Ave., NW., Washington,
DC 20004, Attn: 40 CFR 799.5089;
Docket ID Number EPA–HQ–OPPT–
2009–0112.
FOR FURTHER INFORMATION CONTACT:
For technical information contact:
Paul Campanella or John Schaeffer,
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ADDRESSES:
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Chemical Control Division (7405M),
Office of Pollution Prevention and
Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
numbers: (202) 564–8091 or (202) 564–
8173; e-mail addresses:
campanella.paul@epa.gov or
schaeffer.john@epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; e-mail address:
TSCA-Hotline@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Does this action apply to me?
You may be potentially affected by
this action if you manufacture (defined
by statute to include import) or process
any of the chemical substances that are
listed in § 799.5089(j) of the regulatory
text. Any use of the term ‘‘manufacture’’
in this final rule will encompass
‘‘import,’’ unless otherwise stated. In
addition, as described in Unit VI., any
person who exports, or intends to
export, any of the chemical substances
included in this final rule will be
subject to the export notification
requirements in 40 CFR part 707,
subpart D. Potentially affected entities
may include, but are not limited to:
• Manufacturers (defined by statute to
include importers) of one or more of the
15 HPV chemical substances (NAICS
codes 325 and 324110), e.g., chemical
manufacturing and petroleum refineries.
• Processors of one or more of the 15
HPV chemical substances (NAICS codes
325 and 324110), e.g., chemical
manufacturing and petroleum refineries.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
Unit V.E. and consult § 799.5089(b) of
the regulatory text. If you have any
questions regarding the applicability of
this action to a particular entity, consult
either of the technical persons listed
under FOR FURTHER INFORMATION
CONTACT.
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II. Background
A. What action is the agency taking?
EPA is promulgating this final rule
under TSCA section 4(a)(1)(B) (15
U.S.C. 2603(a)(1)(B)) that requires
manufacturers and processors of 15 HPV
chemical substances to conduct testing
for environmental fate (including 5 tests
for physical/chemical properties and
biodegradation), ecotoxicity (in fish,
Daphnia, and algae), acute toxicity,
genetic toxicity (gene mutations and
chromosomal aberrations), repeat dose
toxicity, and developmental and
reproductive toxicity. The chemical
substances are HPV chemicals (i.e.,
chemical substances with a production/
import volume equal to or greater than
1 million pounds (lb) per year). A
detailed discussion regarding efforts to
enhance the availability of screening
level hazard and environmental fate
information about HPV chemical
substances can be found in a Federal
Register notice which published on
December 26, 2000 (Ref. 1).
In the proposed rule for this final rule,
published in the Federal Register issue
of February 25, 2010, EPA proposed
Screening Information Data Set (SIDS)
testing for 29 HPV chemical substances
(Ref. 2). EPA received comments on the
proposed rule. In consideration of those
comments, EPA changed some testing
requirements for certain HPV chemical
substances and is not including certain
other HPV chemical substances in this
final rule, as explained in Unit III. On
the basis that adequate data are
available for certain proposed testing
endpoints, EPA reduced the number of
tests required for two chemical
substances; for another chemical
substance, EPA dropped all testing
requirements and is not including that
chemical substance in this final rule. In
addition, EPA is not including 12 of the
proposed chemical substances in this
final rule because data provided to EPA
after the proposed rule was published
indicate that these chemical substances
are no longer HPV, no longer have
substantial human exposure, or no
longer have substantial environmental
release. Furthermore, EPA is deferring
final action for one chemical substance,
as explained in Unit VIII. This final rule
requires testing for 15 of the 29 HPV
chemical substances originally proposed
for testing in 2010.
This action follows earlier testing
actions for certain HPV chemical
substances (see the proposed and final
rules entitled: ‘‘Testing of Certain High
Production Volume Chemicals;
Proposed Rule’’ (Ref. 3); ‘‘Testing of
Certain High Production Volume
Chemicals; Final Rule’’ (Ref. 4);
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‘‘Testing of Certain High Production
Volume Chemicals; Second Group of
Chemicals; Proposed Rule’’ (Ref. 5); and
‘‘Testing of Certain High Production
Volume Chemicals; Second Group of
Chemicals; Final Rule’’ (Ref. 6)).
EPA also intends to propose testing
for additional HPV chemical substances
in a proposed rule scheduled for
publication in 2011.
B. What is the Agency’s authority for
taking this action?
This final rule is being promulgated
under TSCA section 4(a) (15 U.S.C.
2603(a)), which directs EPA to require
the development of data relevant to
assessing whether activities associated
with chemical substances and mixtures
present an unreasonable risk of injury to
health or the environment, when
appropriate findings are made. This is
the policy of the United States, which
is articulated in TSCA section 2(b)(1)
(15 U.S.C. 2603(b)(1)), which states:
* * * adequate data should be developed
with respect to the effect of chemical
substances and mixtures on health and the
environment and that the development of
such data should be the responsibility of
those who manufacture [which is defined by
statute to include import] and those who
process such chemical substances and
mixtures[.]
To implement this policy, EPA is
promulgating this final rule under TSCA
section 4(a)(1)(B) (15 U.S.C.
2603(a)(1)(B)). Section 4(a) of TSCA
mandates EPA require by rule that
manufacturers and/or processors of
chemical substances and mixtures
conduct testing, if the EPA
Administrator finds that:
emcdonald on DSK5VPTVN1PROD with RULES
(B)(i) a chemical substance or mixture is or
will be produced in substantial quantities,
and (I) it enters or may reasonably be
anticipated to enter the environment in
substantial quantities or (II) there is or may
be significant or substantial human exposure
to such substance or mixture,
(ii) there are insufficient data and
experience upon which the effects of the
manufacture, distribution in commerce,
processing, use, or disposal of such substance
or mixture or of any combination of such
activities on health or the environment can
reasonably be determined or predicted, and
(iii) testing of such substance or mixture
with respect to such effects is necessary to
develop such data [.]
If EPA makes these findings for a
chemical substance or mixture, the EPA
Administrator shall require by rule that
testing be conducted on that chemical
substance or mixture to develop data
about health or environmental effects
for which there is an insufficiency of
data and experience, and which are
relevant to a determination that the
manufacture, distribution in commerce,
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processing, use, or disposal of the
chemical substance or mixture, or any
combination of such activities, does or
does not present an unreasonable risk of
injury to health or the environment
(TSCA section 4(a)(1)).
Once the EPA Administrator has
made a finding under TSCA section
4(a)(1)(A) or TSCA section 4(a)(1)(B),
EPA may require any type of health or
environmental effects testing necessary
to address unanswered questions about
the effects of the chemical substance or
mixture that are relevant to whether the
manufacture, distribution in commerce,
processing, use, or disposal of the
chemical substance or mixture, or any
combination of such activities, presents
an unreasonable risk of injury to health
or the environment. EPA need not limit
the scope of testing required to the
factual basis for the TSCA section
4(a)(1)(A)(i) or TSCA section
4(a)(1)(B)(i) findings. This approach is
explained in more detail in EPA’s TSCA
section 4(a)(1)(B) Final Statement of
Policy published in the Federal Register
issue of May 14, 1993 (B Policy) (Ref. 7,
p. 28738).
In this final rule, EPA is using its
broad TSCA section 4(a) authority to
obtain data necessary to support the
development of preliminary or
‘‘screening level’’ hazard and risk
characterizations for 15 HPV chemical
substances specified in Table 2 in
§ 799.5089(j) of the regulatory text.
Following consideration of the public
comments on the proposed rule (Ref. 2),
EPA is making the following findings
for the 15 HPV chemical substances
under TSCA section 4(a)(1)(B): They are
produced in substantial quantities; there
is or may be substantial human
exposure to them; existing data are
insufficient to determine or predict their
health and environmental effects; and
testing is necessary to develop such
data.
C. Why is EPA taking this action?
In April 1998, EPA initiated a
national effort to make available to the
public certain basic information about
the environmental fate and potential
health and environmental hazards
associated with the most widespread
chemical substances in commerce.
Mechanisms to collect or, where
necessary, develop needed data on U.S.
HPV chemical substances include the
HPV Challenge Program, certain
international efforts (the Organization
for Economic Cooperation and
Development (OECD) HPV SIDS
Program, the International Council of
Chemical Associations (ICCA) HPV
Initiative), and TSCA section 4 test
rules. HPV chemical substances are
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manufactured or imported in amounts
equal to or greater than 1 million lb per
year and were first identified for the
HPV Challenge Program through data
reported under the 1990 Inventory
Update Reporting (IUR) rule. The HPV
Challenge Program is a voluntary testing
program created by the United States to
ensure that a baseline set of data on
approximately 2,800 HPV chemical
substances would be made available to
EPA and the public. The SIDS data set
sought by the HPV Challenge Program
was developed by OECD, of which the
United States is a member. The SIDS
provides an internationally agreed-upon
set of test data for screening HPV
chemical substances for human and
environmental hazards, and assists the
Agency and others in making an
informed, preliminary judgment about
the hazards of HPV chemical
substances.
The HPV Challenge Program was
designed to make maximum use of
scientifically adequate existing test data
and to avoid unnecessary and
duplicative testing of U.S. HPV
chemical substances. Therefore, EPA
continues to participate in the voluntary
international efforts, complementary to
the HPV Challenge Program, that OECD
is coordinating to secure basic hazard
information on HPV chemical
substances in use worldwide, including
some of those on the 1990 U.S. HPV
chemical substances list (Ref. 8). This
includes agreements to sponsor a U.S.
HPV chemical substance under either
the OECD HPV SIDS Program (Ref. 9),
including sponsorship by OECD
member countries beyond the United
States, or the international HPV
Initiative that is being organized by
ICCA (Ref. 10).
As EPA stated in the first TSCA
section 4 HPV test rule, U.S. data needs
that remained unmet in the HPV
Challenge Program or through
international efforts could be addressed
through TSCA section 4 rulemakings,
such as the final rule promulgated by
EPA on March 16, 2006 (Ref. 4) and the
final rule promulgated by EPA on
January 7, 2011 (Ref. 6). This is the third
TSCA section 4 HPV test rule; it
addresses unmet data needs for 15 HPV
chemical substances.
EPA intends to make the information
collected under this final rule available
to the public, other Federal agencies,
and any other interested parties on its
Web site (https://www.epa.gov/chemrtk)
and in the docket for this final rule
identified under ADDRESSES. As
appropriate, this information will be
used to ensure a scientifically sound
basis for risk assessments and risk
management actions.
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D. Why is EPA focusing on HPV
chemical substances and SIDS testing?
This final rule pertains to HPV
chemical substances, which EPA has
determined account for 95% of total
chemical production in the United
States (Ref. 11, p. 32296). Based on 1990
IUR reports, EPA found that only 7% of
non-polymeric organic HPV chemical
substances had a full set of publicly
available and internationally recognized
basic screening test data for health and
environmental effects (Ref. 12). Of the
over 2,800 U.S. HPV chemical
substances, 43% had no publicly
available basic hazard data. For the
remaining chemical substances, limited
amounts of the data were available. This
lack of available hazard data
compromises EPA’s and others’ ability
to determine whether these HPV
chemical substances pose risks to
human health or the environment, as
well as the public’s ability to know
about the hazards of chemical
substances that may be found in their
environment, their homes, their
workplaces, and the products they buy.
SIDS testing evaluates the following
six testing endpoints (Ref. 9):
• Acute toxicity.
• Repeat dose toxicity.
• Developmental and reproductive
toxicity.
• Genetic toxicity (gene mutations
and chromosomal aberrations).
• Ecotoxicity (studies in fish,
Daphnia, and algae).
• Environmental fate (including
physical/chemical properties (melting
point, boiling point, vapor pressure, noctanol/water partition coefficient, and
water solubility), photolysis, hydrolysis,
transport/distribution, and
biodegradation).
Data on the six SIDS endpoints
provide a consistent minimum set of
information that can help to assess the
relative risks of chemical substances
and whether additional testing or
assessment is necessary.
emcdonald on DSK5VPTVN1PROD with RULES
E. How will the data developed under
this final rule be used?
EPA will use the data obtained from
this final rule to support development of
preliminary hazard and risk assessments
for the 15 HPV chemical substances
subject to this final rule. The data will
also be used by EPA to set priorities for
further testing that may produce hazard
information which may be needed by
EPA, other Federal agencies, the public,
industry, and others, to support
adequate risk assessments. EPA uses
data from TSCA section 4 test rules to
support such actions as the risk
management decisions and activities
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under TSCA, development of water
quality criteria, Toxics Release
Inventory (TRI) listings, and reduction
of workplace exposures.
As appropriate, this information will
be used to ensure a scientifically sound
basis for risk assessments and risk
management actions. As such, this effort
will serve to further the Agency’s goal
of identifying and controlling human
and environmental risks as well as
providing greater knowledge and
protection to the public.
In addition, a key goal of the HPV
Challenge Program was making basic
health and environmental effects data
for HPV chemical substances available
to the public as part of EPA’s ‘‘Right to
Know’’ Initiative. A basic premise of the
HPV Challenge Program was that the
public has a right to know about the
hazards associated with chemical
substances in their environment.
Everyone—including industry,
environmental protection groups,
animal welfare organizations,
government groups, and the general
public—can use the data provided
through the HPV Challenge Program,
and also data collected on HPV
chemical substances through other
means, including TSCA section 4
testing, to make informed decisions
related to the human and the
environmental hazards of chemical
substances that they encounter in their
daily lives.
III. Response to Public Comments
EPA received a number of comments,
which are available in the docket, in
response to the proposed rule (Ref. 2).
A summary of those comments and
EPA’s response to each comment are
presented in the document entitled
‘‘Response to public comments
regarding testing of certain high
production volume chemicals’’
(Response to Public Comments) (Ref.
13). The comments on the proposed rule
were submitted by the American Coke
and Coal Chemicals Institute; Dover
Chemical Corporation; the Society of
Chemical Manufacturers and Affiliates
on behalf of Bimax, Inc. and Rhodia,
Inc.; Eastman Chemical Company;
Nease Corporation; the International
Imaging Industry Association; Special
Materials Company; BASF Corporation;
the American Chemistry Council; Sasol
North America, Inc.; the Chlorinated
Paraffins Industry Association; INVISTA
`
S.a.r.l.; Greenwich Chemical Consulting,
Inc., on behalf of Brenntag North
America, Inc.; Kowa American
Corporation, Miami Chemical, Inc., and
Univar U.S.A., Inc.; GE Water and
Process Technologies; and Special
Materials Company. Comments were
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also submitted by People for the Ethical
Treatment of Animals (PETA); the
Physicians Committee for Responsible
Medicine; the Alternatives Research
Development Foundation; and the
American Anti-Vivisection Society. EPA
also received comments from a private
citizen. In response to these comments,
EPA made the following changes to the
regulatory text in this final rule:
1. EPA is no longer requiring testing
for the following 13 chemical
substances:
• Benzene, 1,2-dimethyl-3-nitro(Chemical Abstract Service Registry
Number (CASRN) 83–41–0).
• 3-Pentanone (CASRN 96–22–0).
• 1-Tetracosanol (CASRN 506–51–4).
• 1-Hexacosanol (CASRN 506–52–5).
• 2-Propenoic acid, 2-carboxyethyl
ester (CASRN 24615–84–7).
• Methanesulfonamide, N-[2-[(4amino-3methylphenyl)ethylamino]ethyl]-,
sulfate (2:3) (CASRN 25646–71–3).
• Solvent naphtha (coal) (CASRN
65996–79–4).
• Tar oils, coal (CASRN 65996–82–9).
• Tar, coal, high temperature (CASRN
65996–89–6).
• Distillates (coal tar) (CASRN 65996–
92–1).
• Pitch, coal tar-petroleum (CASRN
68187–57–5).
• 1,4-Benzenedicarboxylic acid, 1,4dimethyl ester, manuf. of, by-products
from (CASRN 68988–22–7).
• Extract residues (coal), tar oil alk.,
naphthalene distn. residues (CASRN
73665–18–6).
These changes are further discussed
in Unit VII.A. and in the ‘‘Response to
Public Comments’’ document (Ref. 13).
2. N-octanol/water partition
coefficient, log 10 basis (log Kow); and
reproductive/developmental toxicity
testing are not required for benzene, 1chloro-4-(trifluoromethyl)- (CASRN 98–
56–6). The aquatic toxicity testing
requirement for this chemical substance
has also been reduced. These changes
are further discussed in Unit VII.B. and
in the ‘‘Response to Public Comments’’
document (Ref. 13).
3. Water solubility, ready
biodegradation, aquatic toxicity, acute
mammalian toxicity, combined
repeated-dose/reproductive/
developmental toxicity, and in vitro
mutagenicity tests are not required for
benzenesulfonic acid, dimethyl (CASRN
25321–41–9). These changes are further
discussed in Unit VII.B. and in the
‘‘Response to Public Comments’’
document (Ref. 13).
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IV. Findings
A. What is the basis for EPA’s final rule
to test these chemical substances?
As described in Unit II.B., in order to
promulgate a rule under TSCA section
4(a) requiring the testing of chemical
substances or mixtures, EPA must make
certain findings of either risk (TSCA
section 4(a)(1)(A)(i)) or production
combined with either chemical release
or human exposure (TSCA section
4(a)(1)(B)(i)), in addition to findings
(discussed in this unit) regarding the
sufficiency of existing data (TSCA
section 4(a)(l)(A)(ii) or TSCA section
4(a)(1)(B)(ii)) and the need for testing
(TSCA section 4(a)(1)(A)(iii) or TSCA
section 4(a)(1)(B)(iii)). EPA is requiring
testing of the chemical substances
included in this final rule based on its
findings under TSCA section
4(a)(1)(B)(i) relating to ‘‘substantial
production’’ and ‘‘substantial human
exposure,’’ as well as findings under
TSCA section 4(a)(1)(B)(ii) and (iii)
relating to sufficient data and the need
for testing. The chemical substances
included in this final rule are listed in
Table 2 in § 799.5089(j) of the regulatory
text, along with their CASRNs.
EPA generally considers ‘‘substantial
production’’ and ‘‘substantial exposure’’
of a chemical substance or mixture
under TSCA section 4(a)(1)(B)(i) to be
aggregate production (including import)
volume equaling or exceeding 1 million
lb per year of that chemical substance or
mixture, and exposure of 1,000 workers
or more, or 10,000 consumers or more,
or 100,000 members of the general
population or more to a chemical
substance or mixture. See EPA’s B
Policy (Ref. 7) for further discussion on
how EPA generally evaluates chemical
substances or mixtures under TSCA
section 4(a)(1)(B)(i).
EPA finds that, under TSCA section
4(a)(1)(B)(i), each of the 15 HPV
chemical substances included in this
final rule is produced in substantial
quantities and that there is or may be
substantial human exposure to each
chemical substance (Ref. 14). In
addition, under TSCA section
4(a)(1)(B)(ii), EPA finds that there are
insufficient data and experience to
reasonably determine or predict the
effects of the manufacture, processing,
or use of these chemical substances, or
of any combination of such activities, on
65389
human health or the environment. EPA
also finds that testing the 15 HPV
chemical substances identified in this
final rule is necessary to develop such
data (TSCA section 4(a)(1)(B)(iii)) (see
Unit IV.F.). EPA has not identified any
additional factors as discussed in the B
Policy (Ref. 7) to cause the Agency to
use decisionmaking criteria other than
the general thresholds described in the
B Policy with respect to the chemical
substances included in this final rule.
The chemical substances included in
this final rule are listed in § 799.5089(j)
of the regulatory text along with their
CASRNs. For a chemical-by-chemical
summary of each of the findings, see
Table 1 of this unit. Table 1 of this unit
summarizes EPA’s findings with respect
to worker and consumer exposure, and
includes the production volume,
number of workers and broad use
categories reported under IUR and
Preliminary Assessment Information
Reporting (PAIR) rules, and from the
National Occupational Exposure Survey
(NOES). For more details, see the
discussion which follows the table and
also the Exposure Findings Supporting
Information document (Ref. 14).
TABLE 1—EXPOSURE BASED FINDINGS
CASRN
2006 IUR production
(million lb)
2006 IUR substantial human
exposure met
(≥ 1,000
workers)
NOES
(number of
workers)
2006 IUR or
PAIR commercial/consumer
use
Meet exposure
based criteria for
commercial
workers
Meet exposure
based criteria for
consumers
98–09–9 ....................
98–56–6 ....................
111–44–4 ..................
127–68–4 ..................
515–40–2 ..................
2494–89–5 ................
5026–74–4 ................
22527–63–5 ..............
25321–41–9 ..............
52556–42–0 ..............
68082–78–0 ..............
68442–60–4 ..............
68610–90–2 ..............
70693–50–4 ..............
72162–15–3 ..............
1 to <10 ....................
10 to <50 ..................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
1 to <10 ....................
............................
............................
............................
............................
............................
............................
X
............................
............................
X
............................
............................
............................
............................
............................
............................
............................
............................
9,386
............................
............................
............................
............................
2,843
............................
41,153
............................
............................
............................
64,227
X
X
X
............................
X
X
............................
X
............................
X
............................
X
X
X
............................
X
X
X
X
X
X
X
X
X
X
X
X
............................
X
X
X
X
X
............................
X
X
............................
X
............................
X
............................
X
X
X
............................
Note: CASRN—Chemical Abstract Service Registry Number, IUR—Inventory Update Reporting, PAIR—Preliminary Assessment Information
Reporting, NOES—National Occupational Exposure Survey.
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B. Are these chemical substances
produced and/or imported in
substantial quantities?
EPA finds that each of the chemical
substances included in this final rule is
produced or imported in an amount
equal to or greater than 1 million lb per
year (Ref. 14); this finding is based on
information gathered pursuant to the
2006 IUR submissions (see 2006 CFR
edition for 40 CFR part 710), which is
the most recently available compilation
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of TSCA Chemical Substance Inventory
data. EPA believes that these annual
production and/or importation volumes
are ‘‘substantial’’ as that term is used
with reference to production in TSCA
section 4(a)(1)(B)(i) (see Ref. 7, p.
28746). A discussion of EPA’s
‘‘substantial production’’ finding for
each chemical substance included in
this final rule is contained in a separate
document (Ref. 14).
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C. Are a substantial number of workers
exposed to these chemical substances?
EPA finds that the manufacture,
processing, and use of 14 of the 15 HPV
chemical substances included in this
action results or may result in exposure
of a substantial number of workers to
the chemical substances. These
chemical substances are used in a wide
variety of industrial applications which
result in potential exposures to workers,
as described in the exposure support
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document for this final rule (Ref. 14).
(Note: For the single chemical substance
for which EPA has not found substantial
worker exposure, EPA finds that there is
substantial consumer exposure; see
Table 1 and Ref. 14.)
This finding is based, in large part, on
information submitted in accordance
with the 2006 IUR submissions (see
2006 CFR edition for 40 CFR part 710)
and the 2006 PAIR (Ref. 15). For
chemical substances whose total
production volume (manufactured and
imported) exceeded 300,000 lb at a site
during calendar year 2005,
manufacturers and importers were
required to report the number of
potentially exposed workers during
industrial processing and use to the
extent the information was readily
obtainable. In addition, submitters were
required to provide information
regarding the commercial and consumer
uses of the chemical substance.
In accordance with the Agency’s B
Policy (Ref. 7), EPA believes, as a
general matter, that an exposure of 1,000
workers or more to a chemical substance
is ‘‘substantial’’ as that term is used
with reference to ‘‘human exposure’’ in
TSCA section 4(a)(1)(B)(i) (Ref. 7). EPA
is not aware of any facts in this case that
warrant departure from that policy and
finds that there is or may be substantial
human exposure (workers) to 14 of these
15 HPV chemical substances.
Besides the 2006 IUR and 2006 PAIR
data, EPA also reviewed NOES data
developed by the National Institute for
Occupational Safety and Health
(NIOSH). NOES was a nationwide data
gathering project conducted by NIOSH,
which was designed to develop national
estimates for the number of workers
potentially exposed to various chemical,
physical, and biological agents and
describe the distribution of these
potential exposures. Begun in 1980 and
completed in 1983, the survey involved
a walk-through investigation by trained
surveyors of 4,490 facilities in 523
different types of industries. Surveyors
recorded potential exposures when a
chemical agent was likely to enter or
contact the worker’s body for a
minimum duration. These potential
exposures could be observed or inferred.
Information from these representative
facilities was extrapolated to generate
national estimates of potentially
exposed workers for more than 10,000
different chemical substances (Refs. 16–
18). For 4 of the 15 HPV chemical
substances, the NOES data also supports
EPA’s finding that 1,000 or more
workers are exposed to these chemical
substances.
EPA also compared production
volumes from the 1986 IUR data to the
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production volumes for the 2006 IUR
data. For the 15 HPV chemical
substances in this final rule, there was
no decrease in production volume from
1986 to 2006 (Ref. 14). For the chemical
substances for which EPA has NOES
data, the 2006 IUR production volume
data are consistent with NOES results,
as the production volumes for these
seven chemical substances either stayed
the same or increased since 1986,
thereby indicating that the usage of
these chemical substances is no less
than when NOES data were gathered,
and, by inference (without contradictory
data) that worker exposure is also likely
to have stayed the same or increased.
EPA carefully considered the
industrial and commercial processing
and use information reported for each of
these 15 HPV chemical substances in
2006 IUR and PAIR submissions.
Commercial uses are defined as, ‘‘The
use of a chemical substance or mixture
in a commercial enterprise providing
saleable goods or services (e.g., dry
cleaning establishment, painting
contractor)’’ (see 2006 edition of the
CFR for 40 CFR 710.43). Detailed
information from the 2006 IUR
submissions can be found in: ‘‘Testing
of Certain High Production Volume
Chemicals-3 (Exposure Findings
Supporting Information)’’ (Ref. 14).
Based on the nature of the reported IUR
uses, EPA considers that chemical
substances with reported commercial
uses may result in potential exposure to
1,000 workers or more. The total
number of workers reported under the
2006 IUR data is the sum of information
on industrial workers plus commercial
use workers.
D. Are a substantial number of
consumers exposed to these chemical
substances?
Based on 2006 IUR data, EPA finds
that the uses of 9 of the 15 HPV
chemical substances included in this
action result or may result in exposure
to a substantial number of consumers
(Ref. 14). EPA reviewed the consumer
use information reported for the 2006
IUR data and carefully considered the
nature of those uses. Upon completion
of the review, EPA concluded that the
reported consumer uses for these
chemical substances may result in at
least 10,000 potentially exposed
consumers, thus meeting the exposure
based finding for consumers.
In addition to findings made based on
the 2006 IUR data, EPA has also made
consumer exposure-based findings for
one additional chemical substance
based on the National Library of
Medicine (NLM) Household Products
Database (HPD) (see Ref. 13). The
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chemical substances reported in the
HPD are present in multiple household
products including hobby/craft
products, personal care products, home
cleaning products, home maintenance
products, and automotive products. The
HPD provides information on the
chemical ingredients and their
percentage in specific brands of
household products. Information in the
HPD is from a variety of publicly
available sources including brandspecific labels and Material Safety Data
Sheets, when available from
manufacturers and manufacturers’ Web
sites.
EPA finds that consumers’ use of the
products identified in the HPD may
expose a substantial number of
consumers (i.e., 10,000 or more) to the
chemical substances in those products.
EPA believes that an exposure of 10,000
or more consumers to a chemical
substance is ‘‘substantial’’ as that term
is used with reference to ‘‘human
exposure’’ in TSCA section 4(a)(1)(B)(i)
(Ref. 7). Therefore, EPA finds that there
is or may be substantial human
exposure (consumers) to 10 of these 15
HPV chemical substances.
A discussion of EPA’s ‘‘substantial
exposure’’ finding for consumers is
contained in a separate document (Ref.
14).
E. Does sufficient data exist for these
chemical substances?
EPA has determined that for the 15
HPV chemical substances for which
testing is required under this final rule,
there are either no data available on
SIDS testing endpoints or these data are
insufficient to reasonably determine or
predict the effects on human health or
the environment that may result from
exposures during the manufacturing,
processing, distribution in commerce,
use, or disposal of the subject chemical
substances.
The finding of insufficient data is
based on the results of searches for data
on SIDS endpoints by EPA, including
available data as summarized on its
High Production Volume Information
System (HPVIS) (Refs. 1, 19, and 20).
This finding is also based on the results
of EPA’s review of studies/data
identified by commenters in response to
the proposed rule or identified by EPA
after the publication of the proposed
rule to this final rule. The studies and
data submitted or identified subsequent
to the proposed rule were found to be
sufficient for some proposed tests of
certain chemical substances and those
tests are not required for those chemical
substances in this final rule (see Unit
VII.).
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EPA encouraged the submission of
existing data on SIDS testing endpoints
relevant to characterizing the hazard of
those chemical substances for which
testing was proposed. All such
submitted information was carefully
evaluated by EPA in the development of
the final testing requirements in this
final rule. However, if persons required
to test under this final rule become
aware of additional relevant and
scientifically adequate existing data
(including structure-activity
relationships (SAR) information or a
scientifically defensible category
approach) and submit this information
to EPA before testing is initiated, the
Agency will consider such data to
determine if they satisfy the testing
requirement and will take appropriate
necessary action to ensure that the
testing in this final rule is no longer
required. Persons may submit such
information as a requested modification
to the testing requirements under 40
CFR 790.55 at any time at least 60 days
before the reporting deadline for the test
in question.
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F. Is testing necessary for these chemical
substances?
As discussed in Unit II.D., data on
SIDS testing endpoints, including acute
toxicity, repeat dose toxicity,
developmental and reproductive
toxicity, genetic toxicity (gene
mutations and chromosomal
aberrations), ecotoxicity (tests in fish,
Daphnia, and algae), and environmental
fate (five tests for physical/chemical
properties [melting point, boiling point,
vapor pressure, n-octanol/water
partition coefficient, and water
solubility] and biodegradation), are
necessary to ascertain the health and
environmental effects of the 15 HPV
chemical substances in this final rule.
EPA knows of no other means to
generate the SIDS data other than the
testing described in this final rule, and
therefore believes that conducting the
SIDS testing identified for the 15 HPV
chemical substances is necessary to
provide data relevant to a determination
of whether the manufacture, processing,
and use of the chemical substances does
or does not present an unreasonable risk
of injury to human health and the
environment. EPA also believes it is
important to make these data available
to satisfy the ‘‘Right-to-Know’’
principles included in the HPV
Challenge Program goals.
V. Final Rule
A. What testing is required by this final
rule?
EPA is requiring specific testing and
reporting requirements for the chemical
substances specified in § 799.5089(j) of
the regulatory text. The testing
requirements for each chemical are
denoted by alphanumeric symbols in
Table 2 in § 799.5089(j) of the regulatory
text. Table 3 in § 799.5089(j) of the
regulatory text provides the key to
identify the tests denoted by the
alphanumeric symbols and also lists
special conditions that might apply
when conducting some of those tests.
Test methods listed in Table 3 in
§ 799.5089(j) of the regulatory text are
grouped according to the endpoint that
they address. The endpoints and test
standards required under this final rule
are listed in this unit. Also discussed in
this unit are the special conditions
which EPA has identified and is
requiring for several of the required test
standards.
1. Physical/Chemical Properties—a.
Melting Point: ASTM International
(ASTM) E 324–99 (capillary tube) (Ref.
21) (or, for substances liquid at room
temperature, Freezing Point: OECD102
(melting point/melting range) (Ref. 22)).
b. Boiling Point: ASTM E 1719–05
(ebulliometry) (Ref. 23).
c. Vapor Pressure: ASTM E 1782–08
(thermal analysis) (Ref. 24).
d. n-Octanol/Water Partition
Coefficient: Method A (40 CFR
799.6755—shake flask).
e. Method B (ASTM E 1147–92
(Reapproved 2005)—liquid
chromatography) (Ref. 25).
f. Method C (40 CFR 799.6756—
generator column).
g. Water Solubility: Method A (ASTM
E 1148–02 (Reapproved 2008)—shake
flask) (Ref. 26).
h. Method B (40 CFR 799.6784—shake
flask).
i. Method C (40 CFR 799.6784—
column elution).
j. Method D (40 CFR 799.6786—
generator column).
EPA is requiring, for those chemical
substances for which melting points
determinations are needed, that melting
points be determined according to the
method ASTM E 324–99. Though ASTM
has withdrawn this method, ASTM still
makes the method available for
informational purposes and it can still
be purchased from ASTM at the address
listed in § 799.5089(h) of the regulatory
text. ASTM has explained that ASTM E
324–99 was withdrawn because:
The standard utilizes old, well-developed
technology; it is highly unlikely that any
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65391
additional [changes] and/or modifications
will ever be pursued by the E15 [committee].
The time and effort needed to maintain these
documents detract from the time available to
develop new standards which use modern
technology. (Ref. 27)
EPA concludes, therefore, that
ASTM’s withdrawal of ASTM E 324–99
does not have negative implications on
the validity of the method.
However, where the chemical
substance is a liquid at room
temperature a measured freezing point
would meet the obligation to report the
melting point. However, ASTM E 324–
99 (capillary tube) does not specifically
include instructions for determining
freezing point. Therefore, EPA is instead
requiring OECD 102 (melting point/
melting range), which includes
guidance for determining freezing point
for substances that are liquid at room
temperature.
ASTM has updated and revised its
test method for vapor pressure (ASTM
E 1782–08—thermal analysis) since the
proposed rule was published. Some
material related to alternative test
methods and some unnecessary
descriptive material was omitted in the
revision, but the test method itself is
unchanged. The updated and revised
method (ASTM E 1782–08—thermal
analysis) is the required test method for
the vapor pressure endpoint in this final
rule. Note: ASTM issues its test methods
under a fixed designation (e.g., E 1719):
‘‘the number immediately following the
designation indicates the year of
original adoption or, in the case of
revision, the year of last revision. A
number in parentheses indicates the
year of last reapproval. A superscript
epsilon (e) indicates an editorial change
since the last revision or reapproval’’
(Ref. 23).
In addition, ASTM has updated its
test method for Measurement of
Aqueous Solubility (ASTM E 1148–02).
The test method was reapproved in
2008. There was a minor change in
‘‘Referenced Documents,’’ but the test
method itself is unchanged. When
required, the updated method (ASTM E
1148–02 (Reapproved 2008)) is listed as
the required test method for the ‘‘Water
Solubility’’ endpoint in this final rule
(Ref. 26).
For the log Kow and water solubility
endpoints, EPA is requiring that certain
‘‘special conditions’’ be considered by
test sponsors in determining the
appropriate test method that would be
used from among those included for
these endpoints in Table 3 in
§ 799.5089(j) of the regulatory text.
For the log Kow endpoint, EPA is
requiring that an appropriate selection
be made from among three alternative
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methods for measuring the chemical
substance’s log Kow. Prior to
determining the appropriate standard to
use to measure the n-octanol/water
partition coefficient, EPA is
recommending that the log Kow be
quantitatively estimated. EPA
recommends that the method described
in ‘‘Atom/Fragment Contribution
Method for Estimating Octanol-Water
Partition Coefficients’’ (Ref. 28) be used
in making such estimation. EPA is
requiring that test sponsors must submit
with the final study report the
underlying rationale for the test
standard selected for this endpoint. EPA
is requiring this approach in recognition
of the fact that, depending on the
chemical substance’s log Kow, one or
more test methods may provide
adequate information for determining
the log Kow, but that in some instances
one particular test method may be more
appropriate. In general, EPA believes
that the more hydrophobic a subject
chemical substance is the more suitable
Method B (ASTM E 1147–92
(Reapproved 2005)), and especially
Method C (40 CFR 799.6756—generator
column), and the less suitable Method A
(40 CFR 799.6755—shake flask),
become. The required test
methodologies have been developed to
meet a wide variety of needs and, as
such, are silent on experimental
conditions related to pH. Therefore,
EPA highly recommends that all
required n-octanol/water partition
coefficient tests be conducted at pH 7 to
ensure environmental relevance. The
required test standards and log Kow
ranges that would determine which tests
must be conducted for this endpoint are
shown in Table 2 of this unit.
TABLE 2—TEST REQUIREMENTS FOR THE PHYSICAL/CHEMICAL PROPERTIES
Testing category
Test requirements and references
Special conditions
Physical/chemical properties ..............................
n-Octanol/water partition coefficient (log 10
basis) or log Kow:
Select from those listed in this column—see
Special Conditions in the adjacent column.
Method A: 40 CFR 799.6755 (shake flask)
Method B: ASTM E 1147–92 (Reapproved
2005) (liquid chromatography)
Method C: 40 CFR 799.6756 (generator column)
n-Octanol/water partition coefficient (log 10
basis) or log Kow:
Which method is required, if any, is determined by the test substance’s estimated log
Kow as follows:
log Kow < 0: no testing required.
log Kow range 0–1: Method A or B.
log Kow range > 1–4: Method A, B, or C.
log Kow range > 4–6: Method B or C.
log Kow > 6: Method C.
Test sponsors must provide in the final study
report the underlying rationale for the method and pH selected. In order to ensure environmental relevance, EPA highly recommends that the selected study be conducted at pH 7.
Note: ASTM—ASTM International.
For the ‘‘Water Solubility’’ endpoint,
EPA is requiring that the appropriate
selection be made from among four
alternative methods for measuring that
endpoint. The test method used would
be determined by first quantitatively
estimating the test substance’s water
solubility. One recommended method
for estimating water solubility is
described in, ‘‘Improved Method for
Estimating Water Solubility from
Octanol/Water Partition Coefficient’’
(Ref. 29). EPA is also requiring that test
sponsors submit in the final study
report the underlying rationale for the
test standard selected for this endpoint.
EPA also highly recommends that all
required water solubility tests be
conducted starting at pH 7 to ensure
environmental relevance. Table 3 of this
unit shows the estimated water
solubility ranges that EPA is requiring
for use in this final rule to select the
appropriate test standard.
TABLE 3—TEST REQUIREMENTS FOR THE WATER SOLUBILITY ENDPOINT
Test requirements and references
Special conditions
Physical/chemical properties ..............................
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Testing category
Water solubility:
The appropriate method to use, if any, to test
for water solubility would be selected from
those listed in this column—see Special
Conditions in the adjacent column.
Method A: ASTM E 1148–02 (Reapproved
2008) (shake flask)
Method B: 40 CFR 799.6784 (shake flask)
Method C: 40 CFR 799.6784 (column elution)
Method D: 40 CFR 799.6786 (generator column)..
Water solubility:
Which method is required would be determined by the test substance’s estimated
water solubility. Test sponsors must provide
in the final study report the underlying rationale for the method and pH selected. In
order to ensure environmental relevance,
EPA highly recommends that the selected
study be conducted starting at pH 7.
> 5,000 mg/L: Method A or B.
> 10 mg/L–5,000 mg/L: Method A, B, C, or D.
> 0.001 mg/L–10 mg/L: Method C or D.
≤ 0.001 mg/L: No testing required.
Note: ASTM—ASTM International, mg/L—milligram/liter.
2. Environmental Fate and
Pathways—a. Ready Biodegradation:
Method A: ASTM E 1720–01
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(Reapproved 2008) (sealed vessel CO2
production test) (Ref. 30).
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b. Method B: International
Organization for Standardization (ISO)
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14593:1999(E) (CO2 headspace test) (Ref.
31).
c. Method C: ISO 7827:1994(E)
(method by analysis of dissolved
organic carbon (DOC)) (Ref. 32).
d. Method D: ISO 9408:1999(E)
(determination of oxygen demand in a
closed respirometer) (Ref. 33).
e. Method E: ISO 9439:1999(E)
(carbon dioxide evolution test) (Ref. 34).
f. Method F: ISO 10707:1994(E)
(closed bottle test) (Ref. 35).
g. Method G: ISO 10708:1997(E) (twophase closed bottle test) (Ref. 36).
ASTM has updated its test method for
Determining Ready, Ultimate,
Biodegradability of Organic Chemicals
in a Sealed Vessel CO2 Production Test
(ASTM E 1720–01). The test method
was reapproved in 2008. There were
minor changes, including the deletion of
mention of specific apparatus brands in
the ‘‘Apparatus’’ section; however the
test method itself is unchanged. When
required, the reapproved method
(ASTM E 1720–01 (Reapproved 2008))
is listed as the required test method for
the ‘‘Ready Biodegradation’’ endpoint in
this final rule (Ref. 30).
For the ‘‘Ready Biodegradation’’
endpoint, EPA is requiring that the
appropriate selection be made from
among seven alternative methods for
measuring the test substance’s ready
biodegradability. For most test
substances, EPA considers Method A
(ASTM E 1720–01 (Reapproved 2008))
and Method B (ISO 14593:1999(E)) to be
generally applicable, cost effective, and
widely accepted internationally.
However, the test method used will
depend on the physical and chemical
properties of the test substance,
including its water solubility. An
additional document, ISO
10634:1995(E) (Ref. 37), provides
guidance for selection of the appropriate
test method for a given test substance
considering the test substance’s physical
and chemical properties. EPA is also
requiring that test sponsors submit in
the final study report the underlying
rationale for the test standard selected
for this endpoint.
3. Aquatic Toxicity—a. Test Group 1:
i. Acute toxicity to fish (ASTM E 729–
96 (Reapproved 2007)) (Ref. 38).
ii. Acute toxicity to Daphnia (ASTM
E 729–96 (Reapproved 2007)) (Ref. 38).
iii. Toxicity to plants (algae) (ASTM E
1218–04 ε1) (Ref. 39).
b. Test Group 2:
i. Chronic toxicity to Daphnia (ASTM
E 1193–97 (Reapproved 2004)) (Ref. 40).
ii. Toxicity to plants (algae) (ASTM E
1218–04 ε1) (Ref. 39).
ASTM has updated ASTM E 729–96
(Reapproved 2002), its test method for
Conducting Acute Toxicity Tests on
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Test Materials with Fishes,
Macroinvertebrates, and Amphibians.
ASTM reapproved this test method in
2007. There were minor changes (for
example, reference to the ASTM Web
site in place of the ‘‘Annual Book of
ASTM Standards,’’ minor changes in
references and dates, titles of ASTM
documents changed to correspond to
new titles, etc.) but the test method
itself is unchanged. The updated
method (ASTM E 729–96 (Reapproved
2007)) is listed as the required test
method for the ‘‘Aquatic Toxicity’’
endpoints in this final rule (Ref. 38).
For the ‘‘Aquatic Toxicity’’ endpoint,
the OECD HPV SIDS Program recognizes
that, for certain chemical substances,
acute toxicity studies are of limited
value in assessing the chemical
substances’ aquatic toxicity. This issue
arises when considering chemical
substances with high log Kow values. In
such cases, toxicity is unlikely to be
observed over the duration of acute
toxicity studies because of reduced
uptake and the extended amount of time
required for such chemical substances
to reach steady state or toxic
concentrations in the test organism. For
such situations, the OECD HPV SIDS
Program recommends use of chronic
toxicity testing in Daphnia in place of
acute toxicity testing in fish and
Daphnia.
EPA is requiring that the aquatic
toxicity testing requirement be
determined based on the test
substance’s measured log Kow as
determined by using the approach
outlined in Unit V.A.1., in the
discussion of ‘‘n-Octanol/Water
Coefficient,’’ and in Table 3 in
§ 799.5089(j) of the regulatory text. For
test substances determined to have a log
Kow of less than 4.2, one or more of the
following tests (described as ‘‘Test
Group 1’’ in Table 3 in § 799.5089(j) of
the regulatory text) are required: Acute
toxicity to fish (ASTM E 729–96
(Reapproved 2007)), Acute toxicity to
Daphnia (ASTM E 729–96 (Reapproved
2007)), and Toxicity to plants (algae)
(ASTM E 1218–04 ε1).
For test substances determined to
have a log Kow that is greater than or
equal to 4.2, one or both of the following
tests (described as ‘‘Test Group 2’’ in
Table 3 in § 799.5089(j) of the regulatory
text) are required: Chronic toxicity to
Daphnia (ASTM E 1193–97
(Reapproved 2004)) and/or Toxicity to
plants (algae) (ASTM E 1218–04 ε1). As
outlined in Table 3 in § 799.5089(j) of
the regulatory text, depending on the
testing required in Test Group 1, the
Test Group 2 chronic Daphnia test may
substitute for either or both the acute
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fish toxicity test and the acute Daphnia
test.
For the purposes of this final rule,
EPA’s use of a log Kow equal to or greater
than 4.2 is consistent with the approach
taken in the Agency’s final policy
statement under TSCA section 5,
‘‘Category for Persistent,
Bioaccumulative, and Toxic New
Chemical Substances’’ (Ref. 41). Using
SAR, a log Kow of 4.2 corresponds with
a fish bioconcentration factor (BCF) of
about 1,000 (Refs. 29, 42, and 43). A
chemical substance with a fish BCF
value of 1,000 or more is characterized
as having a tendency to accumulate in
living organisms relative to the
concentration of the chemical substance
in the surrounding environment (Ref.
43). EPA has also used a measured BCF
that is equal to or greater than 1,000 or,
in the absence of bioconcentration data,
a log P [same as log Kow] value equal to
or greater than 4.3 to help define the
potential of a new chemical substance to
cause significant adverse environmental
effects (Ref. 44). EPA considers the
difference between the log Kow of 4.3
cited in the 1989 Federal Register
document (Ref. 46) and the log Kow
value of 4.2 cited in this final TSCA
section 4 test rule to be negligible.
EPA recognizes that in some
circumstances, acute aquatic toxicity
testing (Test Group 1) may be relevant
for certain chemical substances having a
log Kow equal to or greater than 4.2.
Chemical substances that are dispersible
in water (e.g., surfactants, detergents,
aliphatic amines, and cationic dyes)
may have log Kow values greater than 4.2
and may still be acutely toxic to aquatic
organisms. For any chemical substance
listed in Table 3 in § 799.5089(j) of the
regulatory text for which a test sponsor
believes that an alternative to the log
Kow threshold of 4.2 is appropriate, the
test sponsor may request a modification
of the test standard in this final rule as
described in 40 CFR 790.55. Based upon
the supporting rationale provided by the
test sponsor, EPA may allow an
alternative threshold or method to be
used for determining whether acute or
chronic aquatic toxicity testing must be
performed for a specific substance.
4. Mammalian Toxicity—Acute—a.
Acute Inhalation Toxicity (rat): Method
A (40 CFR 799.9130).
b. Acute Oral Toxicity (rat): Method B
(ASTM E 1163–98 (Reapproved 2002)
(Ref. 45) or 40 CFR 799.9110(d)(1)(i)(A)).
For the ‘‘Mammalian Toxicity—
Acute’’ endpoint, EPA is requiring that
certain ‘‘special conditions,’’ such as the
chemical substance’s physical/chemical
properties or physical state, be
considered in determining the
appropriate test method from among
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those included for this endpoint in
Table 3 in § 799.5089(j) of the regulatory
text. The OECD HPV SIDS Program
recognizes that, for most chemical
substances, the oral route of
administration will suffice for this
endpoint. However, consistent with the
approach taken under the HPV
Challenge Program, EPA is requiring
that, for test substances that are gases at
room temperature (25 °C), the acute
mammalian toxicity study be conducted
using inhalation as the exposure route
(described as Method A (40 CFR
799.9130) in Table 3 in § 799.5089(j) of
the regulatory text). In the case of a
potentially explosive test substance,
care must be taken to avoid the
generation of explosive concentrations.
For all other chemical substances (i.e.,
those that are either liquids or solids at
room temperature), EPA is requiring
that acute toxicity testing be conducted
via oral administration using an ‘‘Up/
Down’’ test method (described as
Method B (ASTM E 1163–98
(Reapproved 2002) or 40 CFR
799.9110(d)(1)(i)(A)) in Table 3 in
§ 799.5089(j) of the regulatory text).
Consistent with the HPV Challenge
Program, EPA is allowing the use of the
Neutral Red Uptake (NRU) basal
cytotoxicity assay to select the starting
dose for the acute oral toxicity test. This
test is included as a special condition in
Table 3 in § 799.5089(j) of the regulatory
text. The National Institutes of
Environmental Health Sciences (NIEHS)
provides guidance on how to use the
NRU assay to estimate a starting dose for
an acute oral toxicity test (Ref. 46).
Recent versions of the standardized
protocols for the NRU assay are
available at the NIEHS/Interagency
Coordination Committee on the
Validation of Alternative Methods Web
site (Refs. 47–49).
5. Mammalian Toxicity—
Genotoxicity—a. Gene Mutations:
Bacterial Reverse Mutation Test (in
vitro): 40 CFR 799.9510.
b. Chromosomal Damage: In Vitro
Mammalian Chromosome Aberration
Test (40 CFR 799.9537), or the In Vivo
Mammalian Bone Marrow Chromosomal
Aberration Test (rodents: Mouse
(preferred species), rat, or Chinese
hamster) (40 CFR 799.9538), or the In
Vivo Mammalian Erythrocyte
Micronucleus Test (sampled in bone
marrow) (rodents: Mouse (preferred
species), rat, or Chinese hamster) (40
CFR 799.9539).
Persons required to conduct testing
for chromosomal damage are
encouraged to use in vitro genetic
toxicity testing (i.e., the Mammalian
Chromosome Aberration Test) to
generate the needed genetic toxicity
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screening data, unless known chemical
properties preclude its use. These could
include, for example, physical chemical
properties or chemical class
characteristics. A test sponsor who uses
one of the in vivo methods instead of the
in vitro method to address this endpoint would be required to submit to
EPA in the final study report a rationale
for conducting that alternate test.
6. Mammalian Toxicity—Repeated
Dose/Reproduction/Developmental—a.
Combined Repeated Dose Toxicity
Study with the Reproduction/
Developmental Toxicity Screening Test:
40 CFR 799.9365.
b. Reproduction/Developmental
Toxicity Screening Test: 40 CFR
799.9355.
c. Repeated Dose 28-Day Oral
Toxicity Study: 40 CFR 799.9305.
For the ‘‘Mammalian Toxicity—
Repeated Dose/Reproduction/
Developmental’’ endpoint, EPA
recommends the use of the Combined
Repeated Dose Toxicity Study with the
Reproduction/Developmental Toxicity
Screening Test (40 CFR 799.9365) as the
test of choice. EPA recognizes, however,
that there may be reasons to test a
particular chemical substance using
both the Reproduction/Developmental
Toxicity Screening Test (40 CFR
799.9355) and the Repeated Dose 28Day Oral Toxicity Study (40 CFR
799.9305) instead of the Combined
Repeated Dose Toxicity Study with the
Reproduction/Developmental Toxicity
Screening Test (40 CFR 799.9365). With
regard to such cases, EPA is requiring
that a test sponsor who uses the
combination of the Reproduction/
Developmental Toxicity Screening Test
and the Repeated Dose 28-Day Oral
Toxicity Study in place of the Combined
Repeated Dose Toxicity Study with
Reproduction/Developmental Toxicity
Screen submit to EPA in the final study
report a rationale for conducting these
alternate tests.
In the proposed rule (Ref. 2) to this
final rule, EPA stated that certain of the
chemical substances for which
mammalian toxicity—repeated dose/
reproduction/developmental toxicity
testing is required may be used solely as
‘‘closed system intermediates’’ (e.g.,
stored in controlled on-site facilities; or
with controlled transport, i.e., to a
limited number of locations within the
same company or second parties which
use the chemical in a controlled way as
an intermediate with a well-known
technology). A chemical substance that
is intended to undergo a further
deliberate reaction to produce another
industrial substance is considered an
intermediate. Intermediates which are
contained in closed systems and
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therefore have a limited potential for
exposure may be eligible for a reduced
testing battery. In these situations, such
chemical substances may be eligible for
a reduced testing battery that substitutes
a developmental toxicity study for the
SIDS requirement to address repeated
dose, reproduction, and developmental
toxicity. EPA requested that
commenters who believe their chemical
substance is used solely as a closed
system intermediate submit appropriate
information along with their comments
which substantiate this belief, but EPA
did not receive any comments from
potential test sponsors that their
chemical substance was a closed system
intermediate.
B. When will the testing imposed by this
final rule begin?
This final rule is effective 30 days
after its publication in the Federal
Register. Once it is effective, the
required testing must be initiated in
time to allow the required final report
to be submitted within 13 months of the
effective date of this final rule (see
§ 799.5089(i) of the regulatory text).
C. How must the studies required under
this final rule be conducted?
Persons required to comply with this
final rule must conduct the necessary
testing in accordance with the testing
requirements listed in Tables 2 and 3 in
§ 799.5089(j) of the regulatory text, the
reporting requirements described in
§ 799.5089(i) of the regulatory text, and
with Good Laboratory Practice
Standards (GLPS) at 40 CFR part 792.
D. What form of test substances will be
tested under this final rule?
EPA is specifying two distinct
approaches for identifying the specific
chemical substances that would be
tested under this final rule, the
application of which would depend on
whether the chemical substance is
considered to be a ‘‘Class 1’’ or a ‘‘Class
2’’ chemical substance. First introduced
when EPA compiled the TSCA
Chemical Substance Inventory, the term
Class 1 chemical substance refers to a
chemical substance having a chemical
composition that consists of a singlechemical species (not including
impurities) that can be represented by a
specific, complete structure diagram. By
contrast, a Class 2 chemical substance
has a composition that cannot be
represented by a specific, complete
chemical structure diagram, because
such a chemical substance generally
contains two or more different chemical
species (not including impurities). A
‘‘Class 2’’ designation most frequently
represents a group of chemical
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substances that have similar
combinations of different chemical
species and/or that were prepared from
similar feedstocks using similar
production methods. By contrast, Class
1 chemical substances generally
represent a much narrower group of
chemical substances for which the only
variables are their impurities. Table 2 in
§ 799.5089(j) of the regulatory text
identifies the listed chemical substances
as either Class 1 or Class 2 chemical
substances.
The ‘‘Class 1’’ chemical substances
listed in Table 2 in § 799.5089(j) of the
regulatory text (i.e., 11 of the 15 HPV
chemical substances included in this
final rule) must be tested at a purity of
at least 99%. In instances in which the
test sponsor(s) believes that a 99% level
of purity is unattainable for a given
chemical substance, the sponsor may
request a modification under the
procedures described in 40 CFR 790.55.
For the ‘‘Class 2’’ chemical substances
listed in Table 2 in § 799.5089(j) of the
regulatory text (i.e., 4 of the 15 HPV
chemical substances included in this
final rule), EPA is requiring that the
chemical substance tested be any
representative form of the chemical
substance.
In requiring a different approach for
identifying the chemical substance to be
tested with regard to Class 2 chemical
substances, EPA recognizes two
characteristics which further distinguish
Class 1 from Class 2 chemical
substances. First, unlike Class 1
chemical substances, knowledge of the
composition of commercial Class 2
chemical substances can vary in quality
and specificity from substance to
substance.
The composition of the chemical
species which comprise a Class 2
chemical substance may be:
• Well-characterized in terms of
molecular formulae, structural
diagrams, and compositional
percentages of all species present (for
example, methyl phenol);
• Less well-characterized, for
example, characterized only by
molecular formulae, non-specific
structural diagrams, and/or by
incomplete or unknown compositional
percentages of the species present (for
example, C12–C14 tert-alkyl amines); or
• Poorly characterized because all
that is known is the identity of only
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some of the chemical species present
and their percentages of composition, or
of only the feedstocks and method of
manufacture used to manufacture the
substance (for example, nut shell liquor
of cashew).
Secondly, the composition of some
Class 2 chemical substances may vary
from one manufacturer to another, or,
for a single manufacturer, from
production run to production run,
because of small variations in
feedstocks, manufacturing methods, or
other production variables.
EPA believes that, for purposes of this
final rule, the testing of any
representative form of a subject Class 2
chemical substance would provide the
data necessary to support the
development of preliminary or
screening level hazard and risk
characterizations for the subject Class 2
chemical substance. However, EPA
encourages the selection of
representative forms of test substances
that meet industry or consensus
standards, where they exist. In
accordance with TSCA GLPS at 40 CFR
part 792, the final study report would be
required to include test substance
identification information, including
name, CASRN, strength, purity, and
composition, or other appropriate
characteristics (see 40 CFR 792.185).
E. Am I required to test under this final
rule?
1. Am I subject to this final rule? You
are subject to this final rule and may be
required to test if you manufacture
(including import) or process, or intend
to manufacture or process, one or more
chemical substances listed in this final
rule during the time period described in
Unit V.E.2. However, if you do not
know or cannot reasonably ascertain
that you manufacture or process a
chemical substance listed in this final
rule (based on all information in your
possession or control, as well as all
information that a reasonable person
similarly situated might be expected to
possess, control, or know, or could
obtain without unreasonable burden),
you are not subject to this final rule for
that listed chemical substance (See
§ 799.5089(b)(2) of the regulatory text).
2. When will my manufacture or
processing (or my intent to do so) cause
me to be subject to this final rule? You
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65395
are subject to this final rule if you
manufacture or process, or intend to
manufacture or process, a chemical
substance listed in Table 2 in
§ 799.5089(j) of the regulatory text at
any time from the effective date of this
final rule to the end of the test cost
reimbursement period.
3. Will I be required to test if I am
subject to this final rule? It depends on
the nature of your activities. All persons
who are subject to this final rule, which,
unless otherwise noted in the regulatory
text, incorporates EPA’s generic
procedures applicable to TSCA section
4(a) test rules (contained within 40 CFR
part 790), fall into one of two groups,
designated here as Tier 1 and Tier 2.
Persons in Tier 1 must initially
comply with this final rule. To comply,
they must either:
• Submit to EPA letters-of-intent-toconduct-testing, conduct this testing,
and submit the test data to EPA, or
• Apply to and obtain from EPA
exemptions from testing.
See 40 CFR 790.5 (‘‘Submission of
information’’) and 40 CFR 790.45
(‘‘Submission of letter-of-intent-toconduct-testing or exemption
application’’) for details. (Note: In
addition to the identifying information
specified in § 790.5, EPA also requests
that the docket ID number EPA–HQ–
OPPT–2009–0112 be included on the
submission). For all submissions under
this part, six copies must be provided to
EPA. All submissions for this final rule,
except those containing CBI, will be
entered into the docket under
‘‘Supporting and Related Material.’’
Addresses of the OPPT Document
Control Office, where this information
should be sent, are found in this final
rule under ‘‘Submission of
Information.’’
Persons in Tier 2:
• Do not have to initially comply
with this final rule.
• Are not required to take any action
unless EPA notifies them to the contrary
(because, for example, no person in Tier
1 had submitted a letter-of-intent-toconduct-testing), as described in Unit
V.E.3.f.
a. Who is in Tier 1 and Tier 2? Table
4 of this unit describes who is in Tier
1 and Tier 2.
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TABLE 4—PERSONS SUBJECT TO THIS FINAL RULE: TIER 1 AND TIER 2
Tier 1
(persons initially required to comply)
Tier 2
(persons not initially required to comply)
Persons who manufacture (as defined at TSCA section 3(7)), or intend
to manufacture, a test rule substance, and who are not listed under
Tier 2.
A. Persons who manufacture (as defined at TSCA section 3(7)) or intend to manufacture a test rule substance solely as one or more of
the following:
—As a byproduct (as defined at 40 CFR 791.3(c));
—As an impurity (as defined at 40 CFR 790.3);
—As a naturally occurring chemical substance (as defined at 40
CFR 710.4(b));
—As a non-isolated intermediate (as defined at 40 CFR 704.3);
—As a component of a Class 2 substance (as described at 40
CFR 720.45(a)(1)(i));
—In amounts of less than 500 kgs (1,100 lb) annually (as described at 40 CFR 790.42(a)(4)); or
—In small quantities solely for research and development (as described at 40 CFR 790.42(a)(5)).
B. Persons who process (as defined at TSCA section 3(10)) or intend
to process a test rule substance (see 40 CFR 790.42(a)(2)).
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Note: kgs—kilograms, TSCA—Toxic Substances Control Act.
Under 40 CFR 790.2, EPA may
establish procedures for specific test
rules that differ from the generic
procedures governing TSCA section 4(a)
test rules in 40 CFR part 790. For
purposes of this final rule, EPA has
established certain requirements that
differ from those under 40 CFR part 790.
In this final rule, EPA has
reconfigured the tiers in 40 CFR 790.42.
The Agency took administrative burden
and complexity into account in
determining who was to be in Tier 1 in
this final rule.
Tier 1 includes: Chemical
manufacturers who, in the experience of
the Agency, have traditionally
conducted testing or participated in
testing consortia under previous TSCA
section 4(a) test rules.
Tier 2 includes:
• Processors, manufacturers of less
than 500 kilograms (kgs) (1,100 lb) per
year (small-volume manufacturers).
• Manufacturers of small quantities
for research and development (R&D).
• Byproduct manufacturers.
• Impurity manufacturers.
• Manufacturers of naturally
occurring substances.
• Manufacturers of non-isolated
intermediates.
• Manufacturers of components of
Class 2 chemical substances.
Byproduct manufacturers, impurity
manufacturers, manufacturers of
naturally occurring chemical
substances, manufacturers of nonisolated intermediates, and
manufacturers of components of Class 2
chemical substances historically have
not participated in testing or
contributed to reimbursement of those
persons who have conducted testing.
EPA is not aware of any circumstances
in which test rule Tier 1 entities have
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sought reimbursement from Tier 2
entities either through private
agreements or by soliciting the
involvement of the Agency under the
reimbursement regulations at 40 CFR
part 791.
EPA understands that for some
manufacturers the marginal transaction
costs involved in negotiating and
administering testing arrangements may
raise the expense and burden of testing
to a level that is disproportional to the
additional benefits of including these
persons in Tier 1. Therefore, EPA does
not believe that the likelihood of the
persons included in Tier 2 actually
conducting the testing is sufficiently
high to justify burdening these persons
with Tier 1 requirements (e.g.,
submitting requests for exemptions).
Nevertheless, these persons, along with
all other persons in Tier 2, would be
subject to reimbursement obligations to
persons who actually conduct the
testing, as described in Unit V.E.4.
b. Subdivision of Tier 2 entities. In
this final rule the Agency has further
subdivided which persons in Tier 2
would be required to perform testing, if
needed.
i. Tier 2A. Tier 2 manufacturers; i.e.,
those who manufacture, or intend to
manufacture, a test rule chemical
substance solely as one or more of the
following: A byproduct, an impurity, a
naturally occurring substance, a nonisolated intermediate, a component of a
Class 2 chemical substance, in amounts
less than 1,100 lb annually, or in small
quantities solely for R&D.
ii. Tier 2B. Tier 2 processors; i.e.,
those who process, or intend to process,
a test rule chemical substance (in any
form). The terms ‘‘process’’ and
‘‘processor’’ are defined by TSCA
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section 3(10) and TSCA section 3(11),
respectively.
If the Agency needs testing from
persons in Tier 2, EPA would seek
testing from persons in Tier 2A before
proceeding to persons in Tier 2B. It is
appropriate to call upon manufacturers
before processors because the Agency
believes that testing costs are
traditionally passed by manufacturers
along to processors, enabling them to
share in the costs of testing (Ref. 50). In
addition, ‘‘[t]here are [typically] so
many processors [of a given test rule
chemical substance] that it would be
difficult to include them all in the
technical decisions about the tests and
in the financial decisions about how to
allocate the costs’’ (Ref. 51).
c. When is it appropriate for a person
required to comply with this final rule
to apply for an exemption rather than to
submit a letter-of-intent-to-conducttesting? You may apply for an
exemption if you believe that the
required testing will be performed by
another person (or a consortium of
persons formed under TSCA section
4(b)(3)(A)). Procedures relating to
exemptions are in 40 CFR 790.80
through 790.99, and § 799.5089(c)(2),
(c)(5), (c)(7), and (c)(11) of the regulatory
text. In this final rule, EPA will not
require the submission of equivalence
data (i.e., data demonstrating that the
chemical substance is equivalent to the
chemical substance actually being
tested) as a condition for approval of
your exemption. Therefore, 40 CFR
790.82(e)(1) and 790.85 do not apply to
this final rule.
d. What will happen if I submit an
exemption application? EPA believes
that requiring the collection of
duplicative data is unnecessarily
burdensome. As a result, if EPA has
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received a letter-of-intent-to-test from
another source or has received (or
expects to receive) the test data that
would be required under this final rule,
the Agency would conditionally
approve your exemption application
under 40 CFR 790.87.
The Agency would terminate
conditional exemptions if a problem
occurs with the initiation, conduct, or
completion of the required testing, or
with the submission of the required data
to EPA. EPA may then require you to
submit a notice of intent to test or an
exemption application. See 40 CFR
790.93 and § 799.5089(c)(8) of the
regulatory text for details on submitting
this notice. In addition, the Agency will
terminate a conditional exemption if no
letter-of-intent-to-test has been received
from persons required to comply with
this final rule. See, e.g., § 799.5089(c)(6)
of the regulatory text. Note that persons
who obtain exemptions or receive them
automatically would nonetheless be
subject to providing reimbursement to
persons who do actually conduct the
testing, as described in Unit V.E.4.
e. What are my obligations if I am in
Tier 2? If you are in Tier 2, you are
subject to this final rule and you are
responsible for providing
reimbursement to persons in Tier 1, as
described in Unit V.E.4. You are
considered to have an automatic
conditional exemption. You do not need
to submit a letter-of-intent-to-test or an
exemption application unless you are
notified by EPA that you are required to
do so.
The Agency may require you to
submit a notice-of-intent-to-test or an
exemption application if no
manufacturer in Tier 1 has notified EPA
of its intent to conduct testing and EPA
has published a Federal Register
document directing persons in Tier 2 to
make the required submissions (see
§ 799.5089(c)(4), (c)(5), (c)(6), and (c)(7)
of the regulatory text), or if a problem
occurs with the initiation, conduct, or
completion of the required testing, or
with the submission of the required data
to EPA (see 40 CFR 790.93 and
§ 799.5089(c)(10) of the regulatory text).
f. What will happen if no one submits
a letter-of-intent-to-conduct-testing? If
no one in Tier 1 submits a letter-ofintent-to-test within 30 days of the
effective date of this final rule, EPA will
notify in a separate Federal Register
document persons in Tier 2A first, and
then persons in Tier 2B of their
obligation to submit a letter-of-intent-totest, or an exemption application (see
§ 799.5089(c)(4) and (6) of the regulatory
text). Persons in Tier 2A will have 30
days from the date the document
published in the Federal Register to
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submit the required notice or exemption
application. If no one in Tier 2A makes
the required notification, EPA will
follow the same procedure to notify
persons in Tier 2B.
In the event that EPA does not receive
a letter-of-intent for one or more of the
tests required for any of the chemical
substances in this final rule within 30
days after the publication of a Federal
Register document notifying persons in
Tier 2B of the obligation to submit a
letter-of-intent-to-conduct-testing or to
apply for an exemption from testing,
EPA will notify all manufacturers and
processors of the chemical substance of
this fact by certified letter or by
publishing a Federal Register document
specifying the test(s) for which no letterof-intent has been submitted. This letter
or Federal Register document will
additionally notify all manufacturers
and processors that all exemption
applications concerning the test(s) have
been denied, and will give them an
opportunity to take corrective action. If
no one has notified EPA of its intent to
conduct the required testing of the
chemical substance within 30 days after
receipt of the certified letter or
publication of the Federal Register
document, all manufacturers and
processors subject to this final rule with
respect to that chemical substance who
are not already in violation of this final
rule would be in violation of this final
rule and would be subject to potential
enforcement actions by EPA.
4. What are the reimbursement
procedures? In the past, persons subject
to test rules have independently worked
out among themselves their respective
financial contributions to those persons
who have actually conducted the
testing. However, if persons are unable
to agree privately on reimbursement,
they may take advantage of EPA’s
reimbursement procedures at 40 CFR
part 791, promulgated under the
authority of TSCA section 4(c). These
procedures include: The opportunity for
a hearing with the American Arbitration
Association; publication by EPA of a
document in the Federal Register
concerning the request for a hearing;
and the appointment of a hearing officer
to propose an order for fair and
equitable reimbursement. The hearing
officer may base his or her proposed
order on the production volume formula
set out at 40 CFR 791.48, but is not
obligated to do so. Under this final rule,
amounts manufactured as impurities
would be included in production
volume (40 CFR 791.48(b)), subject to
the discretion of the hearing officer (40
CFR 791.40(a)). The hearing officer’s
proposed order may become the
Agency’s final order, which is
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reviewable in Federal court (40 CFR
791.60).
F. What are the reporting requirements
under this final rule?
Study plans must be submitted for
each test for each chemical substance 90
days after the effective date of this final
rule, unless an extension is granted in
writing pursuant to 40 CFR 790.55. See
40 CFR 790.50 (submission of study
plans) for what information the study
plan must contain. A final report must
be submitted for each test for each
chemical substance 13 months after the
effective date of this final rule; i.e., by
the deadline indicated in § 799.5089(i)
of the regulatory text. Addresses of the
OPPT Document Control Office, where
this information should be sent, are
found in this final rule under
‘‘Submission of Information.’’
EPA also requests that a robust
summary of the final report for each
specific test be submitted in addition to
and at the same time as the final report.
The term ‘‘robust summary’’ is used to
describe the technical information
necessary to adequately describe an
experiment or study and includes the
objectives, methods, results, and
conclusions of the full study report
which can be either an experiment or in
some cases an estimation or prediction
method. Guidance for the compilation
of robust summaries is described in a
document entitled ‘‘Draft Guidance on
Developing Robust Summaries’’ (Ref.
19). Persons who submit a robust
summary are also encouraged to submit
it electronically via HPVIS to allow for
its ready incorporation into HPVIS.
Directions for electronic submission of
robust summary information into HPVIS
are provided at https://iaspub.epa.gov/
oppthpv/metadata.html. This link will
direct you to the ‘‘HPVIS Quick Start
and User’s Guide.’’
G. What would I need to do if I cannot
complete the testing required by this
final rule?
A company that submits a letter-ofintent-to-test under this final rule and
that subsequently anticipates difficulties
in completing the testing by the
deadline set forth in the final rule may
submit a modification request to the
Agency, pursuant to 40 CFR 790.55.
EPA will determine whether
modification of the test schedule is
appropriate, and may first seek public
comment on the modification.
H. Will there be sufficient test facilities
and personnel to undertake the testing
required under this final rule?
EPA’s most recent analysis of
laboratory capacity (Ref. 52) indicates
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that available test facilities and
personnel would adequately
accommodate the testing specified in
this final rule.
I. Might EPA seek further testing of the
chemical substances in this final rule?
If EPA determines that it needs
additional data regarding any of the
chemical substances included in this
final rule, the Agency would seek
further health and/or environmental
effects testing for these chemical
substances. Should the Agency decide
to seek such additional testing via a test
rule, EPA would initiate a separate
action for that purpose.
VI. Export Notification
Any person who exports, or intends to
export, one of the chemical substances
contained in this final rule in any form
(e.g., as byproducts, impurities,
components of Class 2 chemical
substances, etc.) is subject to the export
notification requirements in TSCA
section 12(b)(1) and 40 CFR part 707,
subpart D. Export notification is
generally not required for articles, as
provided by 40 CFR 707.60(b). Section
12(b) of TSCA states, in part, that any
person who exports or intends to export
to a foreign country a chemical
substance or mixture for which the
submission of data is required under
TSCA section 4 must notify the EPA
Administrator of such export or intent
to export. The EPA Administrator in
turn will notify the government of the
importing country of EPA’s regulatory
action with respect to the chemical
substance.
VII. Decision Not To Require Testing
for Certain Chemical Substances
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A. TSCA Section 4(a)(1)(B)(i) Finding
Not Made
Based on comments received on the
proposed rule and findings, the
information before EPA at this point
does not provide a basis to make the
findings of substantial production,
release to the environment in
substantial quantities, and/or
substantial human exposure for 12 of
the chemical substances included in the
proposed rule. Comments indicated that
11 of the chemical substances were not
or are no longer produced or imported
in amounts equal to or greater than 1
million lb per year. Comments also
indicated that the proposed finding of
‘‘enters or can be reasonably anticipated
to enter the environment in substantial
quantities’’ cannot be made for an
additional chemical substance. Because
the data provided show manufacture,
human exposure, and/or environmental
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release are below the B Policy
thresholds (discussed in Unit IV.A.)
under TSCA section 4(a)(1)(B)(i), and
because EPA has not identified any
additional factors as discussed in the B
Policy (Ref. 7) to cause the Agency to
use decisionmaking criteria other than
the general thresholds described in the
B Policy for these chemical substances,
EPA is not including these chemical
substances in this final rule. In the event
new Chemical Data Reporting (CDR)
data or other data provide new or
additional support for the TSCA section
4(a)(1)(B)(i) finding for any of these
chemical substances, EPA will take
appropriate steps to proceed with a test
rule for the chemical substance(s).
Based on public comment, EPA no
longer has the basis to find that six
chemical substances are produced or
imported in amounts equal to or greater
than 1 million pounds per year.
Therefore, these six chemical substances
are no longer included in this final rule:
Benzene, 1,2-dimethyl-3-nitro- (CASRN
83–41–0); 1-tetracosanol (CASRN 506–
51–4); 1-hexacosanol (CASRN 506–52–
5); 2-propenoic acid, 2-carboxyethyl
ester (CASRN 24615–84–7);
methanesulfonamide, N-[2-[(4-amino-3methylphenyl)ethylamino]ethyl]-,
sulfate (2:3) (CASRN 25646–71–3); and
tar, coal, high-temp. (CASRN 65996–89–
6).
Based on public comment, EPA no
longer has the basis to find for an
additional six chemical substances that
they have substantial human exposure
or substantial environmental release and
so are also not included in this final
rule. These chemical substances are:
Solvent naphtha (coal) (CASRN 65996–
79–4); tar oils, coal (CASRN 65996–82–
9); distillates (coal tar) (CASRN 65996–
92–1); pitch, coal tar-petroleum (CASRN
68187–57–5); 1,4-benzenedicarboxylic
acid, 1,4-dimethyl ester, manuf. of, byproducts from (CARN 68988–22–7); and
extract residues (coal), tar oil alk.,
naphthalene distn. residues (CASRN
73665–18–6).
B. TSCA Section 4(a)(1)(B)(ii) Finding
Not Made
For certain testing endpoints for
certain chemical substances listed in the
proposed rule, EPA is not making the
TSCA section 4(a)(1)(B)(ii) finding that
‘‘* * * there are insufficient data and
experience to reasonably determine or
predict the effects of the manufacture,
processing, or use of these chemical
substances, or of any combination of
such activities, on human health or the
environment * * *’’ and is not
finalizing the proposed testing. Table 2
in § 799.5089(j) of the regulatory text,
which lists the chemical substances and
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testing requirements, has been revised
to reflect this. For one chemical
substance no testing is required; for two
others, a more limited set of testing is
being required than was originally
proposed. Further discussion follows in
Units VII.B.1.–3.
1. Mutagenicity endpoints and
screening reproduction/developmental
toxicity of 3-pentanone (CASRN 96–22–
0). As discussed in Unit E.2. of the
‘‘Response to Public Comments’’
document (Ref. 13), EPA reviewed
additional data, including studies
submitted by PETA (PETA submitted
these data on behalf of themselves and
other Animal Welfare Organizations
(AWOs)) for 3-pentanone (CASRN 96–
22–0). After reviewing these data, EPA
finds existing studies are adequate to
evaluate mutagenicity and
reproduction/developmental toxicity
and is not finalizing the proposed
testing for mutagenicity and
reproduction/developmental toxicity.
Therefore, 3-pentanone is not included
in this final rule.
2. Log Kow, ready biodegradation,
aquatic toxicity, and screening
reproduction/developmental toxicity of
benzene, 1-chloro-4-(trifluoromethyl)(CASRN 98–56–6). As discussed in Unit
E.3. of the ‘‘Response to Public
Comments’’ document (Ref. 13), EPA
reviewed additional data, including
studies submitted by the Greenwich
Chemical Consulting, Inc. (GCC) for
benzene, 1-chloro-4-(trifluoromethyl)-.
After reviewing these data, EPA finds
existing studies are adequate to evaluate
log Kow and screening reproduction/
developmental toxicity and is not
finalizing the proposed testing for these
endpoints. In addition, EPA has
reviewed the biodegradation studies and
aquatic toxicity studies. EPA considers
the biodegradation studies to be
inadequate, so that test is required.
While EPA considers the acute fish and
invertebrate testing to no longer be
necessary, EPA is still requiring an algal
toxicity study.
3. Physical/chemical properties, ready
biodegradation, aquatic toxicity, acute
mammalian toxicity, combined
repeated-dose/screening reproduction/
developmental toxicity, and
mutagenicity endpoints of
benzenesulfonic acid, dimethyl (CASRN
25321–41–9). As discussed in Unit E.7.
of the ‘‘Response to Public Comments’’
document (Ref. 13), EPA reviewed
additional data, including studies
submitted by Nease Corporation
providing data for several analogue
chemical substances for
benzenesulfonic acid, dimethyl. EPA
finds these data acceptable to fulfill all
of the proposed testing endpoints with
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the exception of these three physical/
chemical (p-chem) properties: Boiling
point, vapor pressure and log Kow.
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VIII. Decision to Defer Final Action for
Chloroalkanes
EPA is deferring final action for
chlorinated paraffins: Alkanes, chloro
(CASRN 61788–76–9). In addition to the
proposed test rule (Ref. 2), EPA
published an Action Plan for ShortChain Chlorinated Paraffins (SCCPs)
and Other Chlorinated Paraffins (Ref.
53). There is currently an unresolved
issue regarding whether all the
production previously reported to the
Agency under CASRN 61788–76–9
should in fact be covered by that listing.
Pending resolution of this issue, EPA
will defer making a final decision
regarding test rule requirements for
CASRN 61788–76–9, and will
reevaluate the testing needs for CASRN
61788–76–9 based on future CDR
reports.
IX. Economic Impacts
EPA has prepared an economic
assessment entitled ‘‘Economic Impact
Analysis for the Final Section 4 Test
Rule for High Production Volume
Chemicals; Third Group of Chemicals’’
(Ref. 53), a copy of which has been
placed in the docket for this final rule.
This economic assessment evaluates the
potential for significant economic
impacts as a result of the testing
required by this final rule. The analysis
covers 15 HPV chemical substances.
The total cost of providing test data on
the 15 HPV chemical substances that
were evaluated in this economic
analysis is estimated to be $5.13 million
(Ref. 54).
While legally subject to this final rule,
processors of a subject chemical
substance would be required to comply
with the requirements of this final rule
only if they are directed to do so by EPA
as described in § 799.5089(c)(5) and
(c)(6) of the regulatory text. EPA would
only require processors to test if no
person in Tier 1 has submitted a notice
of its intent to conduct testing, or if,
under 40 CFR 790.93, a problem occurs
with the initiation, conduct, or
completion of the required testing or the
submission of the required data to EPA.
Because EPA has identified at least one
manufacturer in Tier 1 for each subject
chemical substance, the Agency
assumes that, for each chemical
substance in this final rule, at least one
such person will submit a letter-ofintent to conduct the required testing
and that person will conduct such
testing and will submit the test data to
EPA. Because EPA does not expect that
processors will need to comply with
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this final rule, the economic assessment
does not address processors.
To evaluate the potential for an
adverse economic impact of testing on
manufacturers of the chemical
substances in this final rule, EPA
employed a screening approach that
estimated the impact of testing
requirements as a percentage of each
chemical substance’s sale price. This
measure compares annual revenues
from the sale of a chemical substance to
the annualized compliance cost for that
chemical substance to assess the
percentage of testing costs that can be
accommodated by the revenue stream
generated by that chemical substance
over a number of years. Compliance
costs include costs of testing and
administering the testing, as well as
reporting costs. Annualized compliance
costs divide testing expenditures into an
equivalent, constant yearly expenditure
over a longer period of time. To
calculate the percent price impact,
testing costs (including laboratory and
administrative expenditures) are
annualized over 15 years using a 7%
discount rate. Annualized testing costs
are then divided by the estimated
annual revenue of the chemical
substance to derive the cost-to-sales
ratio.
EPA estimates the total annualized
compliance cost of testing for the 15
HPV chemical substances evaluated in
the economic analysis to be $0.56
million under the average cost scenario.
In addition, the TSCA section 12(b)
export notification requirements
(included in the total and annualized
cost estimates) that would be triggered
by this final rule are expected to have
a negligible impact on exporters. The
estimated cost of the TSCA section 12(b)
export notification requirements, which,
under this final rule, would be required
for the first export to a particular
country of a chemical substance subject
to this final rule, is estimated to range
from $27.49 per notice to $86.99 per
notice (Ref. 54). The Agency’s estimated
total costs of testing (including both
laboratory and administrative costs),
annualized testing cost, and public
reporting burden hours for this final
rule are presented in the economic
assessment.
Under a least cost scenario, 7 out of
the 15 HPV chemical substances (47%)
would have a price impact at less than
the 1% level. Similarly, 5 out of the 15
HPV chemical substances (33%) would
be impacted at less than the 1% level
under an average cost scenario. Thus,
the potential for adverse economic
impact due to this final rule is low for
at least 33% of the chemical substances
in this final rule. Approximately 10
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chemical substances (67%) of the 15
HPV chemical substances for which
price data are available would have a
price impact at a level greater than or
equal to 1% under the average cost
scenario.
EPA believes that the testing of the
chemical substances in this final rule
presents a low potential for adverse
economic impact for a reasonable
number of the chemical substances.
Because the subject chemical substances
have relatively large production
volumes, the annualized costs of testing,
expressed as a percentage of annual
revenue, are very small for nearly half
of the chemical substances. There are,
however, some chemical substances for
which the price impact is expected to
exceed 1% of the revenue from that
chemical substance. The potential for
adverse economic impact is expected to
be higher for these chemical substances.
In these cases, companies may choose to
use revenue sources other than the
profits from the individual chemical
substances to pay for testing. Smaller
businesses are less likely to have
additional revenue sources to cover the
compliance costs in this situation.
Therefore, the Agency also compared
the costs of compliance to company
sales for small businesses. In that
analysis, EPA found that the costs of
testing requirements in this final rule for
chemical substances produced by a
specific company exceed 1% of
company revenues for only one of the
affected companies.
EPA does not provide quantitative
estimates of the benefits from these
tests. Ideally, a discussion of benefits
would focus on the additional benefits
to be gained from new information
relative to information that already
exists. Such an approach could examine
the value of new information provided
as a result of this final rule where such
information has not been publicly
available. Because of constraints on
information on the value of information,
EPA’s evaluation of benefits is
qualitative and does not address
incremental benefits. EPA believes,
however, that the net benefits of the
new information are positive.
X. Materials in the Docket
As indicated under ADDRESSES, a
docket was established for this final rule
under docket ID number EPA–HQ–
OPPT–2009–0112. The following is a
listing of the documents that have been
placed in the docket for this final rule.
The docket includes information
considered by EPA in developing this
final rule, including the documents
listed in this unit, which are physically
located in the docket. In addition,
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interested parties should consult
documents that are referenced in the
documents that EPA has placed in the
docket, regardless of whether these
referenced documents are physically
located in the docket. For assistance in
locating documents that are referenced
in documents that EPA has placed in
the docket, but that are not physically
located in the docket, consult either of
the technical persons listed under FOR
FURTHER INFORMATION CONTACT. The
docket is available for review as
specified under ADDRESSES.
1. EPA. Data Collection and Development on
High Production Volume (HPV)
Chemicals. Notice. Federal Register (65
FR 81686, December 26, 2000) (FRL–
6754–6).
2. EPA. Testing of Certain High Production
Volume Chemicals; Third Group of
Chemicals. Proposed Rule. Federal
Register (75 FR 8575, February 25, 2010)
(FRL–8805–8).
3. EPA. Testing of Certain High Production
Volume Chemicals. Proposed Rule.
Federal Register (65 FR 81658,
December 26, 2000) (FRL–6758–4).
4. EPA. Testing of Certain High Production
Volume Chemicals. Final Rule. Federal
Register (71 FR 13708, March 16, 2006)
(FRL–7335–2).
5. EPA. Testing of Certain High Production
Volume Chemicals; Second Group of
Chemicals. Proposed Rule. Federal
Register (73 FR 43314, July 24, 2008)
(FRL–8373–9).
6. EPA. Testing of Certain High Production
Volume Chemicals; Second Group of
Chemicals. Final Rule. Federal Register
(76 FR 1067, January 7, 2011) (FRL–
8846–9).
7. EPA. TSCA Section 4(a)(1)(B) Final
Statement of Policy; Criteria for
Evaluating Substantial Production,
Substantial Release, Substantial or
Significant Human Exposure. Notice.
Federal Register (58 FR 28736, May 14,
1993).
8. EPA, OPPT. HPV Challenge Program
Chemical List. Available online at:
https://www.epa./oppt/chemrtk/pubs/
update/hpvchmlt.htm.
9. OECD Secretariat. OECD Programme on
the Co-Operative Investigation of High
Production Volume Chemicals. Manual
for the Assessment of Chemicals. Paris,
France. September 2004. Available
online at: https://www.oecd.org/
document/7/0,2340,en_2649_34379_
1947463_1_1_1_1,00.htm.
10. ICCA. ICCA HPV Working List of
Chemicals. October 2005. Available
online at: https://www.icca-chem.org/
Home/ICCA-initiatives/High-productionvolume-chemicals-initiative-HPV.
11. EPA. TSCA Section 4(a)(1)(B) Proposed
Statement of Policy. Notice. Federal
Register (56 FR 32294, July 15, 1991).
12. EPA, OPPT. Chemical Hazard Data
Availability Study: What Do We Really
Know About the Safety of High
Production Volume Chemicals? April
1998. Available online at: https://
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www.epa.gov/chemrtk/pubs/general/
hazchem.htm.
13. EPA, OPPT, Chemical Information and
Testing Branch (CITB). Response to
public comments regarding testing of
certain high production volume
chemicals. August 2010.
14. EPA, OPPT, Economics, Exposure and
Technology Division (EETD). Testing of
Certain High Production Volume
Chemicals-3 (Exposure Findings
Supporting Information). March 2011.
15. EPA. Preliminary Assessment
Information Reporting; Addition of
Certain Chemicals. Final Rule and
Technical Corrections. Federal Register
(71 FR 47122, August 16, 2006) (FRL–
7764–9).
16. Department of Health and Human
Services (DHHS), Centers for Disease
Control (CDC), NIOSH. National
occupational exposure survey field
guidelines. Vol. I. Seta, J.A.; Sundin,
D.S.; and Pedersen, D.H., eds. Cincinnati,
OH. DHHS (NIOSH) Publication No. 88–
106. 1988. Available online at: https://
www.cdc.gov/niosh/88–106.html.
17. DHHS, CDC, NIOSH. National
occupational exposure survey analysis of
management interview responses. Vol.
III. Pedersen, D.H. and Sieber, W.K., eds.
Cincinnati, OH. DHHS (NIOSH)
Publication No. 89–103. 1989. Available
online at: https://www.cdc.gov/niosh/89103.html.
18. DHHS, CDC, NIOSH. National
occupational exposure survey sampling
methodology. Vol. II. Sieber, W.K., ed.
Cincinnati, OH. DHHS (NIOSH)
Publication No. 89–102. 1989. Available
online at: https://www.cdc.gov/niosh/89102.html.
19. EPA, OPPT. Draft Guidance on
Developing Robust Summaries. October
22, 1999. Available online at: https://
www.epa.gov/chemrtk/pubs/general/
robsumgd.htm.
20. EPA, OPPT. High Production Volume
Chemical Data Information System
(HPVIS). Data from HVPIS on eighteen
HPV chemicals. May 2008.
21. ASTM International. Standard Test
Method for Relative Initial and Final
Melting Points and the Melting Range of
Organic Chemicals. ASTM E 324–99.
1999.
22. OECD. Guideline for the Testing of
Chemicals: Melting Point/Melting Range.
OECD 102. July 27, 1995.
23. ASTM International. Standard Test
Method for Vapor Pressure of Liquids by
Ebulliometry. ASTM E 1719–05. 2005.
24. ASTM International. Standard Test
Method for Determining Vapor Pressure
by Thermal Analysis. ASTM E 1782–08.
2008.
25. ASTM International. Standard Test
Method for Partition Coefficient (NOctanol/Water) Estimation by Liquid
Chromatography. ASTM E 1147–92
(Reapproved 2005).
26. ASTM International. Standard Test
Method for Measurements of Aqueous
Solubility. ASTM E 1148–02
(Reapproved 2008).
27. ASTM International. Question about
ASTM E 324. E-mail from Diane Rehiel,
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ASTM, to Greg Schweer, CITB, Chemical
Control Division, OPPT, EPA. September
15, 2004.
28. Meylan, W.M. and Howard, P.H. Atom/
Fragment Contribution Method for
Estimating Octanol-Water Partition
Coefficients. Journal of Pharmaceutical
Sciences. 84(1):83–92. 1995.
29. Meylan, W.M.; Howard, P.H.; and
Boethling, R.S. Improved Method for
Estimating Water Solubility from
Octanol/Water Partition Coefficient.
Environmental Toxicology and
Chemistry. 15(2):100–106. 1996.
30. ASTM International. Standard Test
Method for Determining Ready,
Ultimate, Biodegradability of Organic
Chemicals in a Sealed Vessel CO2
Production Test. ASTM E 1720–01
(Reapproved 2008).
31. International Organization for
Standardization (ISO). Water Quality—
Evaluation of Ultimate Aerobic
Biodegradability of Organic Compounds
in Aqueous Medium—Method by
Analysis of Inorganic Carbon in Sealed
Vessels (CO2 Headspace Test). ISO
14593:1999(E).
32. ISO. Water Quality—Evaluation in an
Aqueous Medium of the ‘‘Ultimate’’
Aerobic Biodegradability of Organic
Compounds—Method by Analysis of
Dissolved Organic Carbon (DOC). ISO
7827:1994(E).
33. ISO. Water Quality—Evaluation of
Ultimate Aerobic Biodegradability of
Organic Compounds in Aqueous
Medium by Determination of Oxygen
Demand in a Closed Respirometer. ISO
9408:1999(E).
34. ISO. Water Quality—Evaluation of
Ultimate Aerobic Biodegradability of
Organic Compounds in Aqueous
Medium—Carbon Dioxide Evolution
Test. ISO 9439:1999(E).
35. ISO. Water Quality—Evaluation in an
Aqueous Medium of the ‘‘Ultimate’’
Aerobic Biodegradability of Organic
Compounds—Method by Analysis of
Biochemical Oxygen Demand (Closed
Bottle Test). ISO 10707:1994(E).
36. ISO. Water Quality—Evaluation in an
Aqueous Medium of the Ultimate
Aerobic Biodegradability of Organic
Compounds—Determination of
Biochemical Oxygen Demand in a TwoPhase Closed Bottle Test (available in
English only). ISO 10708:1997(E).
37. ISO. Water Quality—Guidance for the
Preparation and Treatment of Poorly
Water-Soluble Organic Compounds for
the Subsequent Evaluation of Their
Biodegradability in an Aqueous Medium.
ISO 10634:1995(E).
38. ASTM International. Standard Guide for
Conducting Acute Toxicity Tests on Test
Materials with Fishes,
Macroinvertebrates, and Amphibians.
ASTM E 729–96 (Reapproved 2007).
39. ASTM International. Standard Guide for
Conducting Static Toxicity Tests with
Microalgae. ASTM E 1218–04e1. 2004.
40. ASTM International. Standard Guide for
Conducting Daphnia magna Life-Cycle
Toxicity Tests. ASTM E 1193–97
(Reapproved 2004).
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41. EPA. Document containing EPA’s Policy
Statement under TSCA section 5.
Category for Persistent, Bioaccumulative,
and Toxic New Chemical Substances.
Notice. Federal Register (64 FR 60194,
November 4, 1999) (FRL–6097–7).
Available online at: https://www.epa.gov/
oppt/newchems/pubs/pbtpolcy.htm.
42. Veith, G.D. and Kosian, P. Estimating
bioconcentration potential from octanol/
water partition coefficients. Physical
Behavior of PCB’s in the Great Lakes.
(MacKay, Paterson, Eisenreich, and
Simmons, eds.). Ann Arbor Science, Ann
Arbor, MI. 1982.
43. Bintein, S.; DeVillers, J.; and Karcher, W.
Nonlinear Dependence of Fish
Bioconcentration on n-Octanol/Water
Partition Coefficient. SAR and QSAR in
Environmental Research, Vol.1, pp. 29–
39. 1993.
44. EPA. Significant New Use Rules; General
Provisions for New Chemical Followup.
Final Rule. Federal Register (54 FR
31298, July 27, 1989).
45. ASTM International. Standard Test
Method for estimating Acute Oral
Toxicity in Rats. ASTM E 1163–98
(Reapproved 2002).
46. NIEHS 2001b. Guidance Document on
Using In Vitro Data to Estimate In Vivo
Starting Doses for Acute Toxicity. NIH
Publication No. 01–4500. August 2001.
Available online at: https://
iccvam.niehs.nih.gov/methods/acutetox/
inv_cyto_guide.htm.
47. NIEHS 2003a. Test Method Protocol for
Solubility Determination, In Vitro
Cytotoxicity Validation Study—Phase III.
National Toxicology Program (NTP)
Interagency Center for the Evaluation of
Alternative Toxicological Methods
(NICEATM). September 24, 2003.
Available online at: https://
iccvam.niehs.nih.gov/methods/acutetox/
invitrocyto/invcyt_proto.htm.
48. NIEHS 2003b. Test Method Protocol for
the BALB/c 3T3 Neutral Red Uptake
Cytotoxicity Test, a Test for Basal
Cytotoxicity for an In Vitro Validation
Study—Phase III. NTP/NICEATM.
November 4, 2003. Available online at:
https://iccvam.niehs.nih.gov/methods/
acutetox/invitrocyto/invcyt_proto.htm.
49. NIEHS 2003c. Test Method Protocol for
the NHK Neutral Red Uptake
Cytotoxicity Test, a Test for Basal
Cytotoxicity for an In Vitro Validation
Study—Phase III. NTP/NICEATM.
November 4, 2003. Available online at:
https://iccvam.niehs.nih.gov/methods/
acutetox/invitrocyto/invcyt_proto.htm.
50. EPA. Toxic Substances; Test Rule
Development and Exemption
Procedures. Interim Final Rule. Federal
Register (50 FR 20652, 20654, May 17,
1985).
51. EPA. Toxic Substances Control Act; Data
Reimbursement. Final Rule. Federal
Register (48 FR 31786, July 11, 1983).
52. EPA, Economics and Policy Analysis
Branch (EPAB). Analysis of Laboratory
Capacity to Support U.S. EPA Chemical
Testing Program Initiatives. Washington,
DC. October 28, 2010.
53. EPA, OPPT. Short-Chain Chlorinated
Paraffins (SCCPs) and Other Chlorinated
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Paraffins. Action Plan. December 30,
2009. Available online at: https://
www.epa.gov/opptintr/
existingchemicals/pubs/actionplans/
sccps_ap_2009_1230_final.pdf.
54. EPA, OPPT, EPAB. Economic Impact
Analysis for the Final Section 4 Test
Rule for High Production Volume
Chemicals; Third Group of Chemicals.
April 14, 2011.
55. EPA, OPPT. The Use of Structure-Activity
Relationships (SAR) in the High
Production Volume Chemicals Challenge
Program. August 26, 1999. Available
online at: https://www.epa.gov/chemrtk/
pubs/general/sarfinl1.htm.
56. EPA, OPPT, EETD, EPAB. Economic
Analysis in Support of the TSCA 12(b)
Information Collection Request.
Washington, DC. October 30, 1998.
XI. Statutory and Executive Order
Reviews
A. Executive Order 12866
Under Executive Order 12866,
entitled ‘‘Regulatory Planning and
Review’’ (58 FR 51735, October 4, 1993),
this final rule is not a ‘‘significant
regulatory action’’ subject to review by
the Office of Management and Budget
(OMB) under Executive Order 12866,
because it does not raise novel legal or
policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in section 3(f)(4)
of the Executive Order. Accordingly,
EPA did not submit this final rule to
OMB for review under Executive Order
12866.
EPA has prepared an economic
analysis of this action, which is
contained in a document entitled
‘‘Economic Impact Analysis for the
Final Section 4 Test Rule for High
Production Volume Chemicals; Third
Group of Chemicals’’ (Ref. 54). A copy
of the economic analysis is available in
the docket for this final rule and is
summarized in Unit IX.
B. Paperwork Reduction Act
This final rule does not impose any
new or amended paperwork collection
requirements that would require
additional review and/or approval by
OMB under the Paperwork Reduction
Act (PRA), 44 U.S.C. 3501 et seq. The
information collection requirements
contained in TSCA section 4 test rules
have already been approved by OMB
under PRA, and have been assigned
OMB control number 2070–0033 (EPA
ICR No. 1139). In the context of
developing a new test rule, the Agency
must determine whether the total
annual burden covered by the approved
ICR needs to be amended to
accommodate the burden associated
with the new test rule. If so the Agency
must submit an Information Correction
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Worksheet (ICW) to OMB and obtain
OMB approval of an increase in the total
approved annual burden in the
approved EPA ICR No. 0795. The
Agency’s estimated burden for this final
rule is provided in the economic
analysis (Ref. 54).
The information collection activities
related to export notification under
TSCA section 12(b)(1) are already
approved under OMB control number
2070–0030 (EPA ICR No. 0795). This
final rule does not impose any new
requirements or changes to the export
notification requirements, and is not
expected to result in any substantive
changes in the burden estimates for EPA
ICR No. 0795 that would require
additional review and/or approval by
OMB. Under PRA, an agency may not
conduct or sponsor, and a person is not
required to respond to, an information
collection request unless it displays a
currently valid OMB control number.
The OMB control numbers for EPA’s
regulations are listed in 40 CFR part 9
and included on the related collection
instrument. The standard chemical
testing program involves the submission
of letters-of-intent-to-test (or exemption
applications), study plans, semi-annual
progress reports, test results, and some
administrative costs. For this final rule,
EPA estimates the public reporting
burden for all 15 HPV chemical
substances is 25,226 hours, with an
estimated burden per chemical
substance of 1,682 hours (Ref. 54). The
estimated burden of the information
collection activities related to export
notification is estimated to average 1
burden hour for each chemical
substance/country combination for an
initial notification and 0.5 hours for
each subsequent notification (Ref. 54).
In estimating the total burden hours
approved for the information collection
activities related to export notification,
the Agency has included sufficient
burden hours to accommodate any
export notifications that may be
required by the Agency’s issuance of
final test rules for chemical substances.
As such, EPA does not expect to need
to request an increase in the total
burden hours approved by OMB for
export notifications.
As defined by PRA and 5 CFR
1320.3(b), ‘‘burden’’ means the total
time, effort, or financial resources
expended by persons to generate,
maintain, retain, or disclose or provide
information to or for a Federal agency.
This includes the time needed to:
Review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating, and verifying information,
processing and maintaining
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information, and disclosing and
providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
C. Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., after considering the
potential economic impacts on small
entities, the Agency hereby certifies that
this final rule will not have a significant
adverse economic impact on a
substantial number of small entities.
The factual basis for this determination
is presented in the small entity impact
analysis prepared as part of the
economic analysis for this final rule
(Ref. 54), which is summarized in Unit
IX., and a copy of which is available in
the docket for this final rule. The
following is a brief summary of the
factual basis for this certification.
Under RFA, small entities include
small businesses, small organizations,
and small governmental jurisdictions.
For purposes of assessing the impacts of
this final rule on small entities, small
entity is defined in accordance with
RFA as:
1. A small business as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201.
2. A small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000.
3. A small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field. Based on
the industry profile that EPA prepared
as part of the economic analysis for this
final rule (Ref. 54), EPA has determined
that this final rule is not expected to
impact any small not-for-profit
organizations or small governmental
jurisdictions. As such, the Agency’s
analysis presents only the estimated
potential impacts on small business.
Two factors are examined in EPA’s
small entity impact analysis (Ref. 54) in
order to characterize the potential small
entity impacts of this final rule on small
business:
• The size of the adverse economic
impact (measured as the ratio of the cost
to sales or revenue).
• The total number of small entities
that experience the adverse economic
impact.
Section 601(3) of RFA establishes as
the default definition of ‘‘small
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business’’ the definition used in section
3 of the Small Business Act, 15 U.S.C.
632, under which SBA establishes small
business size standards (13 CFR
121.201). For this final rule, EPA has
analyzed the potential small business
impacts using the size standards
established under this default
definition. The SBA size standards,
which are primarily intended to
determine whether a business entity is
eligible for government programs and
preferences reserved for small
businesses (13 CFR 121.101), ‘‘seek to
ensure that a concern that meets a
specific size standard is not dominant in
its field of operation.’’ (13 CFR
121.102(b)). See section 632(a)(1) of the
Small Business Act. In analyzing
potential impacts, RFA recognizes that
it may be appropriate at times to use an
alternate definition of small business.
As such, section 601(3) of RFA provides
that an agency may establish a different
definition of small business after
consultation with the SBA Office of
Advocacy and after notice and an
opportunity for public comment. Even
though the Agency has used the default
SBA definition of small business to
conduct its analysis of potential small
business impacts for this final rule, EPA
does not believe that the SBA size
standards are generally the best size
standards to use in assessing potential
small entity impacts with regard to
TSCA section 4(a) test rules.
The SBA size standard is generally
based on the number of employees an
entity in a particular industrial sector
may have. For example, in the chemical
manufacturing industrial sector (i.e.,
NAICS code 325 and NAICS code
324110), approximately 98% of the
firms would be classified as small
businesses under the default SBA
definition. The SBA size standard for
75% of this industry sector is 500
employees, and the size standard for
23% of this industry sector is 750,
1,000, or 1,500 employees. When
assessing the potential impacts of test
rules on chemical manufacturers, EPA
believes that a standard based on total
annual sales may provide a more
appropriate means to judge the ability of
a chemical manufacturing firm to
support chemical testing without
significant costs or burdens.
EPA is currently determining what
level of annual sales would provide the
most appropriate size cutoff with regard
to various segments of the chemical
industry usually impacted by TSCA
section 4(a) test rules, but has not yet
reached a determination. As stated
previously, therefore, the factual basis
for the RFA determination for this final
rule is based on an analysis using the
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default SBA size standards. Although
EPA is not currently proposing to
establish an alternate definition for use
in the analysis conducted for this final
rule, the analysis for this final rule also
presents the results of calculations using
a standard based on total annual sales
(40 CFR 704.3).
The SBA has developed 6 digit NAICS
code-specific size standards based on
employment thresholds. These size
standards range from 500 to 1,500
employees for the various 6 digit NAICS
codes that are potentially impacted (Ref.
54). For a conservative estimate of the
number of small businesses affected by
this final rule, the Agency chose an
employment threshold of less than
1,500 employees for all businesses
regardless of the NAIC-specific
threshold to determine small business
status.
For each manufacturer of the 15 HPV
chemical substances covered by this
final rule, the parent company (ultimate
corporate entity (UCE)) was identified
and sales and employment data were
obtained for companies where data was
publicly available. The search
determined that there were 31 affected
UCEs. Sales and employment data could
be found for 30 of these UCEs (97%).
Parent company sales data were
collected to identify companies that
qualified as a ‘‘small business’’ for
purposes of RFA analysis. Based on the
SBA size standard applied (1,500
employees or less), 13 companies (38%)
were identified as small.
The potential significance of this final
rule’s impact on small businesses was
analyzed by examining the number of
small entities that experienced different
levels of costs as a percentage of their
sales. Small businesses were placed in
the following categories on the basis of
cost-to-sales ratios: Less than 1%,
greater than 1%, and greater than 3%.
This analysis was conducted under both
a least and average cost scenario.
Of the 13 small businesses included
in the analysis, 1 company (8%) had
cost-to-sales ratios of greater than 1%
under both the least and average cost
scenarios. For the single business where
sales and employment data were
unavailable, EPA conducted an analysis
to evaluate the potential impact on this
company using the median sales value
sales of all other small businesses equal
to $24.3 million. The costs for the
company were estimated to be well
below 1% of this sales level. Given
these results, the Agency has
determined that there is not a significant
economic impact on a substantial
number of small entities as a result of
this final rule.
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The estimated cost of the TSCA
section 12(b)(1) export notification,
which, as a result of this final rule,
would be required for the first export to
a particular country of a chemical
substance subject to this final rule, is
estimated to be $86.99 for the first time
that an exporter must comply with
TSCA section 12(b)(1) export
notification requirements, and $27.49
for each subsequent export notification
submitted by that exporter (Refs. 54–56).
EPA has concluded that the costs of
TSCA section 12(b)(1) export
notification would have a negligible
impact on exporters of the chemical
substances in this final rule, regardless
of the size of the exporter.
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D. Unfunded Mandates Reform Act
Pursuant to Title II of the Unfunded
Mandates Reform Act of 1995 (UMRA),
Public Law 104–4, EPA has determined
that this final rule does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
in the aggregate, or the private sector in
any 1 year. It is estimated that the total
aggregate costs of this final rule, which
are summarized in Unit IX., would be
$5.08 million. The total annualized
costs of this final rule are estimated to
be $1.81 million. In addition, since EPA
does not have any information to
indicate that any State, local, or Tribal
government manufactures or processes
the chemical substances covered by this
action such that this final rule would
apply directly to State, local, or Tribal
governments, EPA has determined that
this final rule would not significantly or
uniquely affect small governments.
Accordingly, this final rule is not
subject to the requirements of sections
202, 203, 204, and 205 of UMRA.
E. Executive Order 13132
Under Executive Order 13132,
entitled ‘‘Federalism’’ (64 FR 43255,
August 10, 1999), EPA has determined
that this final rule does not have
‘‘federalism implications’’ because it
will not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in the Executive Order. This
final rule establishes testing and
recordkeeping requirements that apply
to manufacturers (including importers)
and processors of certain chemical
substances. Because EPA has no
information to indicate that any State or
local government manufactures or
processes the chemical substances
covered by this action, this final rule
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does not apply directly to States and
localities and will not affect State and
local governments. Thus, Executive
Order 13132 does not apply to this final
rule.
F. Executive Order 13175
Under Executive Order 13175,
entitled ‘‘Consultation and Coordination
with Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), EPA has
determined that this final rule does not
have Tribal implications because it will
not have any effect on Tribal
governments, on the relationship
between the Federal Government and
the Indian Tribes, or on the distribution
of power and responsibilities between
the Federal Government and Indian
Tribes, as specified in the Order. As
indicated previously, EPA has no
information to indicate that any Tribal
government manufactures or processes
the chemical substances covered by this
action. Thus, Executive Order 13175
does not apply to this final rule.
G. Executive Order 13045
This final rule is not subject to
Executive Order 13045, entitled
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997),
because it does not establish an
environmental standard intended to
mitigate health or safety risks, will not
have an annual effect on the economy
of $100 million or more, nor does it
otherwise have a disproportionate effect
on children. This final rule establishes
testing and recordkeeping requirements
that apply to manufacturers (including
importers) and processors of certain
chemical substances, and that will
result in the development of data about
those chemical substances that can
subsequently be used to assist the
Agency and others in determining
whether the chemical substances in this
final rule present potential risks,
allowing the Agency and others to take
appropriate action to investigate and
mitigate those risks.
H. Executive Order 13211
This final rule is not subject to
Executive Order 13211, entitled
‘‘Actions Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001), because it is unlikely to have
any significant adverse effect on the
supply, distribution, or use of energy.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
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113, section 12(d) (15 U.S.C. 272 note),
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This final rule involves technical
standards that require the use of
particular test methods. When the
Agency makes findings under TSCA
section 4(a), EPA is required by TSCA
section 4(b) to include specific
standards or test methods that are to be
used for the development of the data
required in the test rules issued under
TSCA section 4. For some of the testing
that is required by this final rule, EPA
is requiring the use of voluntary
consensus standards issued by ASTM
and ISO, and a OECD guideline, which
evaluate the same type of toxicity as the
TSCA and OECD test methods, where
applicable. Copies of the 17 ASTM and
ISO standards and 1 OECD guideline,
referenced in § 799.5089(h) of the
regulatory text, have been placed in the
docket for this final rule and may also
be obtained by contacting the
organizations that produced these
materials. The addresses for these
organizations are listed in the regulatory
text of § 799.5089(h). EPA received the
required approval from the Director of
the Federal Register for the
incorporation by reference of the ASTM
and ISO standards and OECD guideline
used in this final rule in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51.
EPA is not aware of any potentially
applicable voluntary consensus
standards which evaluate partition
coefficient (n-octanol/water) generator
column, water solubility (column
elution and generator column), acute
inhalation toxicity, bacterial reverse
mutations, in vivo mammalian bone
marrow chromosomal aberrations,
combined repeated dose with
reproductive/developmental toxicity
screen, repeated dose 28-day oral
toxicity screen, or the reproductive
developmental toxicity screen which
could be considered in lieu of TSCA test
methods, 40 CFR 799.6756, 799.6784,
799.6786, 799.9130, 799.9510, 799.9538,
799.9365, 799.9305, and 799.9355.
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J. Executive Order 12898
This final rule does not have an
adverse impact on the environmental
and health conditions in low-income
and minority communities that require
special consideration by the Agency
under Executive Order 12898, entitled
‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994). The Agency believes that the
information collected under this final
rule will assist EPA and others in
determining the potential hazards and
risks associated with the chemical
substances covered by this final rule.
Although not directly impacting
environmental justice-related concerns,
this information will better enable the
Agency to better protect human health
and the environment, including in lowincome and minority communities.
XII. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report to each House of
the Congress and the Comptroller
General of the United States. EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. This rule is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 799
Environmental protection, Chemicals,
Hazardous substances, Incorporation by
reference, Laboratories, Reporting and
recordkeeping requirements.
Dated: October 13, 2011.
Stephen A. Owens,
Assistant Administrator, Office of Chemical
Safety and Pollution Prevention.
Therefore, 40 CFR chapter I is
amended as follows:
PART 799—[AMENDED]
3. The authority citation for part 799
continues to read as follows:
■
Authority: 15 U.S.C. 2603, 2611, 2625.
4. Add new § 799.5089 to subpart D to
read as follows:
■
§ 799.5089 Chemical testing requirements
for third group of high production volume
chemicals (HPV3).
(a) What substances will be tested
under this section? Table 2 in paragraph
(j) of this section identifies the chemical
substances that must be tested under
this section. For the chemical
substances identified as ‘‘Class 1’’
chemical substances in Table 2 in
paragraph (j) of this section, the purity
of each chemical substance must be
99% or greater, unless otherwise
specified in this section. For the
chemical substances identified as ‘‘Class
2’’ chemical substances in Table 2 in
paragraph (j), a representative form of
each chemical substance must be tested.
The representative form selected for a
given Class 2 chemical substance should
meet industry or consensus standards
where they exist.
(b) Am I subject to this section? (1) If
you manufacture (including import) or
intend to manufacture, or process or
intend to process, any chemical
substance listed in Table 2 in paragraph
(j) of this section at any time from
November 21, 2011 to the end of the test
data reimbursement period as defined in
40 CFR 791.3(h), you are subject to this
section with respect to that chemical
substance.
(2) If you do not know or cannot
reasonably ascertain that you
manufacture or process a chemical
substance listed in Table 2 in paragraph
(j) of this section during the time period
described in paragraph (b)(1) of this
section (based on all information in
your possession or control, as well as all
information that a reasonable person
similarly situated might be expected to
possess, control, or know, or could
obtain without unreasonable burden),
you are not subject to this section with
respect to that chemical substance.
(c) If I am subject to this section, when
must I comply with it? (1)(i) Persons
subject to this section are divided into
two groups, as set forth in Table 1 of
this paragraph: Tier 1 (persons initially
required to comply) and Tier 2 (persons
not initially required to comply). If you
are subject to this section, you must
determine if you fall within Tier 1 or
Tier 2, based on Table 1 of this
paragraph.
TABLE 1—PERSONS SUBJECT TO THE RULE: PERSONS IN TIER 1 AND TIER 2
Persons not initially required to comply with this section (Tier 2)
Persons not otherwise specified in column 2 of this table that manufacture (as defined at TSCA section 3(7)) or intend to manufacture a
chemical substance included in this section.
emcdonald on DSK5VPTVN1PROD with RULES
Persons initially required to comply with this section (Tier 1)
A. Persons who manufacture (as defined at TSCA section 3(7)) or intend to manufacture a chemical substance included in this section
solely as one or more of the following:
—As a byproduct (as defined at 40 CFR 791.3(c));
— As an impurity (as defined at 40 CFR 790.3);
—As a naturally occurring substance (as defined at 40 CFR
710.4(b));
—As a non-isolated intermediate (as defined at 40 CFR 704.3);
—As a component of a Class 2 substance (as described at 40
CFR 720.45(a)(1)(i));
—In amounts of less than 500 kg (1,100 lb) annually (as described at 40 CFR 790.42(a)(4)); or
—For research and development (as described at 40 CFR
790.42(a)(5)).
B. Persons who process (as defined at TSCA section 3(10)) or intend
to process a chemical substance included in this section (see 40
CFR 790.42(a)(2)).
Note: kgs—kilograms, TSCA—Toxic Substances Control Act.
(ii) Table 1 of paragraph (c)(1)(i) of
this section expands the list of persons
in Tier 2, that is those persons specified
in 40 CFR 790.42(a)(2), (a)(4), and (a)(5),
who, while legally subject to this
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section, must comply with the
requirements of this section only if
directed to do so by EPA under the
circumstances set forth in paragraphs
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(c)(4), (c)(5), (c)(6), (c)(7), and (c)(10) of
this section.
(2) If you are in Tier 1 with respect
to a chemical substance listed in Table
2 in paragraph (j) of this section, you
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must, for each test required under this
section for that chemical substance,
either submit to EPA a letter-of-intentto-test or apply to EPA for an exemption
from testing. The letter-of-intent-to-test
or the exemption application must be
received by EPA no later than December
20, 2011.
(3) If you are in Tier 2 with respect
to a chemical substance listed in Table
2 in paragraph (j) of this section, you are
considered to have an automatic
conditional exemption and you will be
required to comply with this section
with regard to that chemical substance
only if directed to do so by EPA under
paragraphs (c)(5), (c)(7), or (c)(10) of this
section.
(4) If no person in Tier 1 has notified
EPA of its intent to conduct one or more
of the tests required by this section on
any chemical substance listed in Table
2 in paragraph (j) of this section on or
before December 20, 2011, EPA will
publish a Federal Register document
that would specify the test(s) and the
chemical substance(s) for which no
letter-of-intent has been submitted and
notify manufacturers in Tier 2A of their
obligation to submit a letter-of-intent-totest or to apply for an exemption from
testing.
(5) If you are in Tier 2A (as specified
in Table 1 in paragraph (c) of this
section) with respect to a chemical
substance listed in Table 2 in paragraph
(j) of this section, and if you
manufacture, or intend to manufacture,
this chemical substance as of November
21, 2011, or within 30 days after
publication of the Federal Register
document described in paragraph (c)(4)
of this section, you must, for each test
specified for that chemical substance in
the document described in paragraph
(c)(4) of this section, either submit to
EPA a letter-of-intent-to-test or apply to
EPA for an exemption from testing. The
letter-of-intent-to-test or the exemption
application must be received by EPA no
later than 30 days after publication of
the document described in paragraph
(c)(4) of this section.
(6) If no manufacturer in Tier 1 or Tier
2A has notified EPA of its intent to
conduct one or more of the tests
required by this section on any chemical
substance listed in Table 2 in paragraph
(j) of this section within 30 days after
the publication of the Federal Register
document described in paragraph (c)(4)
of this section, EPA will publish another
Federal Register document that would
specify the test(s) and the chemical
substance(s) for which no letter-ofintent has been submitted, and notify
processors in Tier 2B of their obligation
to submit a letter-of-intent-to-test or to
apply for an exemption from testing.
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(7) If you are in Tier 2B (as specified
in Table 1 in paragraph (c) of this
section) with respect to a chemical
substance listed in Table 2 in paragraph
(j) of this section, and if you process, or
intend to process, this chemical
substance as of November 21, 2011, or
within 30 days after publication of the
Federal Register document described in
paragraph (c)(6) of this section, you
must, for each test specified for that
chemical substance in the document
described in paragraph (c)(6) of this
section, either submit to EPA a letter-ofintent-to-test or apply to EPA for an
exemption from testing. The letter-ofintent-to-test or the exemption
application must be received by EPA no
later than 30 days after publication of
the document described in paragraph
(c)(6) of this section.
(8) If no manufacturer or processor
has notified EPA of its intent to conduct
one or more of the tests required by this
section for any of the chemical
substances listed in Table 2 in
paragraph (j) of this section within 30
days after the publication of the Federal
Register document described in
paragraph (c)(6) of this section, EPA will
notify all manufacturers and processors
of those chemical substances of this fact
by certified letter or by publishing a
Federal Register document specifying
the test(s) for which no letter-of-intent
has been submitted. This letter or
Federal Register document will
additionally notify all manufacturers
and processors that all exemption
applications concerning the test(s) have
been denied, and will give the
manufacturers and processors of the
chemical substance(s) an opportunity to
take corrective action.
(9) If no manufacturer or processor
has notified EPA of its intent to conduct
one or more of the tests required by this
section for any of the chemical
substances listed in Table 2 in
paragraph (j) of this section within 30
days after receipt of the certified letter
or publication of the Federal Register
document described in paragraph (c)(8)
of this section, all manufacturers and
processors subject to this section with
respect to that chemical substance who
are not already in violation of this
section will be in violation of this
section.
(10) If a problem occurs with the
initiation, conduct, or completion of the
required testing or the submission of the
required data with respect to a chemical
substance listed in Table 2 in paragraph
(j) of this section, under the procedures
in 40 CFR 790.93 and 790.97, EPA may
initiate termination proceedings for all
testing exemptions with respect to that
chemical substance and may notify
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persons in Tier 1 and Tier 2 that they
are required to submit letters-of-intentto-test or exemption applications within
a specified period of time.
(11) If you are required to comply
with this section, but your manufacture
or processing of, or intent to
manufacture or process, a chemical
substance listed in Table 2 in paragraph
(j) of this section begins after the
applicable compliance date referred to
in paragraphs (c)(2), (c)(5), or (c)(6) of
this section, you must either submit a
letter-of- intent-to-test or apply to EPA
for an exemption. The letter-of-intent-totest or the exemption application must
be received by EPA no later than the day
you begin manufacture or processing.
(d) What must I do to comply with
this section? (1) To comply with this
section you must either submit to EPA
a letter-of-intent-to-test, or apply to and
obtain from EPA an exemption from
testing.
(2) For each test with respect to which
you submit to EPA a letter-of-intent-totest, you must submit a study plan and
conduct the testing specified in
paragraph (h) of this section and submit
the test data to EPA.
(3) You must also comply with the
procedures governing test rule
requirements in 40 CFR part 790 (except
for those requirements listed in this
paragraph as not applicable to this
section), including the submission of
letters-of-intent-to-test or exemption
applications, submission of study plans,
the conduct of testing, and the
submission of data; 40 CFR part 792—
Good Laboratory Practice Standards;
and this section. The following
provisions of 40 CFR part 790 do not
apply to this section: Paragraphs (a), (d),
(e), and (f) of § 790.45; § 790.48;
paragraphs (a)(2) and (b) of § 790.80;
paragraph (e)(1) of § 790.82; and
§ 790.85.
(e) If I do not comply with this section,
when will I be considered in violation of
it? You will be considered in violation
of this section as of 1 day after the date
by which you are required to comply
with this section.
(f) How are EPA’s data reimbursement
procedures affected for purposes of this
section? If persons subject to this section
are unable to agree on the amount or
method of reimbursement for test data
development for one or more chemical
substances included in this section, any
person may request a hearing as
described in 40 CFR part 791. In the
determination of fair reimbursement
shares under this section, if the hearing
officer chooses to use a formula based
on production volume, the total
production volume amount will include
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amounts of a chemical substance
produced as an impurity.
(g) Who must comply with the export
notification requirements? Any person
who exports, or intends to export, a
chemical substance listed in Table 2 in
paragraph (j) of this section is subject to
40 CFR part 707, subpart D.
(h) How must I conduct my testing?
(1) The tests that are required for each
chemical substance are indicated in
Table 2 in paragraph (j) of this section.
The test methods that must be followed
are provided in Table 3 in paragraph (j)
of this section. You must proceed in
accordance with these test methods as
required according to Table 3 in
paragraph (j) of this section, or as
appropriate if more than one alternative
is allowed according to Table 3 in
paragraph (j) of this section. Included in
Table 3 in paragraph (j) of this section
are the following 18 test methods which
are incorporated by reference:
emcdonald on DSK5VPTVN1PROD with RULES
(i) Standard Test Method for Relative
Initial and Final Melting Points and the
Melting Range of Organic Chemicals, ASTM
E 324–99, approved September 10, 1999.
(ii) Standard Test Method for Partition
Coefficient (N-Octanol/Water) Estimation by
Liquid Chromatography, ASTM E 1147–92
(Reapproved 2005), approved August 1, 2005.
(iii) Standard Guide for Conducting Acute
Toxicity Tests on Test Materials with Fishes,
Macroinvertebrates, and Amphibians, ASTM
E 729–96 (Reapproved 2007), approved
October 1, 2007.
(iv) Standard Test Method for
Measurements of Aqueous Solubility, ASTM
E 1148–02 (Reapproved 2008), approved
February 1, 2008.
(v) Standard Test Method for Estimating
Acute Oral Toxicity in Rats, ASTM E 1163–
98 (Reapproved 2002), approved October 10,
2002.
(vi) Standard Guide for Conducting
Daphnia magna Life-Cycle Toxicity Tests,
ASTM E 1193–97 (Reapproved 2004),
approved April 1, 2004.
(vii) Standard Guide for Conducting Static
Toxicity Tests with Microalgae, ASTM E
1218–04e1, approved April 1, 2004.
(viii) Standard Test Method for Vapor
Pressure of Liquids by Ebulliometry, ASTM
E 1719–05, approved March 1, 2005.
(ix) Standard Test Method for Determining
Ready, Ultimate, Biodegradability of Organic
Chemicals in a Sealed Vessel CO2 Production
Test. ASTM E 1720–01 (Reapproved 2008),
approved February 1, 2008.
(x) Standard Test Method for Determining
Vapor Pressure by Thermal Analysis, ASTM
E 1782–08, approved March 1, 2008.
(xi) Water Quality—Evaluation of Ultimate
Aerobic Biodegradability of Organic
Compounds in Aqueous Medium—Method
by Analysis of Inorganic Carbon in Sealed
Vessels (CO2 Headspace Test). First Edition,
March 15, 1999. ISO 14593:1999(E).
(xii) Water Quality—Evaluation in an
Aqueous Medium of the ‘‘Ultimate’’ Aerobic
Biodegradability of Organic Compounds—
Method by Analysis of Dissolved Organic
Carbon (DOC). Second Edition, September
15, 1994. ISO 7827:1994(E).
(xiii) Water Quality—Evaluation of
Ultimate Aerobic Biodegradability of Organic
Compounds in Aqueous Medium by
Determination of Oxygen Demand in a
Closed Respirometer. Second Edition, August
1, 1999. ISO 9408:1999(E).
(xiv) Water Quality—Evaluation of
Ultimate Aerobic Biodegradability of Organic
Compounds in Aqueous Medium—Carbon
Dioxide Evolution Test. Second Edition,
March 1, 1999. ISO 9439:1999(E).
(xv) Water Quality—Evaluation in an
Aqueous Medium of The ‘‘Ultimate’’ Aerobic
Biodegradability of Organic Compounds—
Method by Analysis of Biochemical Oxygen
Demand (Closed Bottle Test). First Edition,
October 15, 1994. ISO 10707:1994(E).
(xvi) Water Quality—Evaluation in an
Aqueous Medium of the Ultimate Aerobic
Biodegradability of Organic Compounds—
Determination of Biochemical Oxygen
Demand in a Two-Phase Closed Bottle Test.
First Edition, February 1, 1997. ISO
10708:1997(E).
(xvii) Water Quality—Guidance for the
Preparation and Treatment of Poorly WaterSoluble Organic Compounds for the
Subsequent Evaluation of Their
Biodegradability in an Aqueous Medium.
First Edition, August 15, 1995. ISO
10634:1995(E).
(xviii) Guideline for the Testing of
Chemicals: Melting Point/Melting Range.
OECD 102. July 27, 1995.
(2) The Director of the Federal
Register approved this incorporation by
reference in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. You may
obtain copies of the ASTM standards
from ASTM International, 100 Bar
Harbor Dr., P.O. Box C700, West
Conshohocken, PA 19428–2959,
telephone number: (610) 832–9585, Web
address: https://www.astm.org; copies of
the ISO standards from the International
Organization for Standardization, 1, ch.
de la Voie-Creuse, CP 56, CH–1211
Geneve 20, Switzerland, telephone
number: +41–22–749–01–11, Web
address: https://www.iso.org; and copies
of the OECD guideline from the
Organization for Economic Cooperation
´
and Development, 2, rue Andre Pascal,
75775 Paris Cedex 16, France, telephone
number: +33–1–45–24–82–00, Web
address: https://www.oecd.org. You may
inspect each standard and guideline at
the EPA Docket Center (EPA/DC), Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC, from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number of the
EPA/DC Public Reading Room is (202)
566–1744, and the telephone number for
the OPPT Docket is (202) 566–0280. The
materials are also available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call (202) 741–6030,
or go to: https://www.archives.gov/
federal-register/cfr/ibr-locations.html.
(i) Reporting requirements. A study
plan for each specific test for each
subject chemical substance must be
received by EPA by February 20, 2012
unless an extension is granted in writing
pursuant to 40 CFR 790.55. A final
report for each specific test for each
subject chemical substance must be
received by EPA by December 21, 2012
unless an extension is granted in writing
pursuant to 40 CFR 790.55. EPA is also
requesting that a robust summary of the
final report for each specific test be
submitted in addition to, and at the
same time as, the final report. The term
‘‘robust summary’’ is used to describe
the technical information necessary to
adequately describe an experiment or
study and includes the objectives,
methods, results, and conclusions of the
full study report which can be either an
experiment or in some cases an
estimation or prediction method.
Guidance for the compilation of robust
summaries is described in a document
entitled ‘‘Draft Guidance on Developing
Robust Summaries’’ which is available
online at https://www.epa.gov/chemrtk/
pubs/general/robsumgd.htm.
(j) Designation of specific chemical
substances and testing requirements.
The chemical substances identified by
chemical name, Chemical Abstract
Service Registry Number (CASRN), and
class in Table 2 of this paragraph must
be tested in accordance with the
requirements designated in Tables 2 and
3 of this paragraph, and the
requirements described in 40 CFR Part
792—Good Laboratory Practice
Standards:
TABLE 2—CHEMICAL SUBSTANCES AND TESTING REQUIREMENTS
CASRN
Chemical name
98–09–9 .....................
98–56–6 .....................
Benzenesulfonyl chloride ........................................................................
Benzene, 1-chloro-4-(trifluoromethyl)- ....................................................
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Required tests
(see Table 3 of this section)
Class
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1
1
C2, E1, E2, F1
B, C6
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TABLE 2—CHEMICAL SUBSTANCES AND TESTING REQUIREMENTS—Continued
Required tests
(see Table 3 of this section)
CASRN
Chemical name
111–44–4 ...................
127–68–4 ...................
515–40–2 ...................
Ethane, 1,1′-oxybis[2-chloro- ..................................................................
Benzenesulfonic acid, 3-nitro-, sodium salt (1:1) ...................................
Benzene, (2-chloro-1,1-dimethylethyl)- ..................................................
1
1
1
2494–89–5 .................
Ethanol, 2-[(4-aminophenyl)sulfonyl]-, 1-(hydrogen sulfate) ..................
1
5026–74–4 .................
2-Oxiranemethanamine,
N-[4-(2-oxiranylmethoxy)phenyl]-N-(2oxiranylmethyl)Propanoic acid, 2-methyl-, 3-(benzoyloxy)-2,2,4-trimethylpentyl ester ..
1
22527–63–5 ...............
25321–41–9 ...............
52556–42–0 ...............
Class
1
1
1
68082–78–0 ...............
Benzenesulfonic acid, dimethyl- .............................................................
1-Propanesulfonic acid, 2-hydroxy-3-(2-propen-1-yloxy)-, sodium salt
(1:1).
Lard, oil, Me esters .................................................................................
68442–60–4 ...............
Acetaldehyde, reaction products with formaldehyde, by-products from
2
68610–90–2 ...............
2-Butenedioic acid (2E)-, di-C8-18-alkyl esters .....................................
2
70693–50–4 ...............
Phenol, 2,4-bis(1-methyl-1-phenylethyl)-6-[2-(2-nitrophenyl)diazenyl]- ..
1
72162–15–3 ...............
1-Decene, sulfurized ...............................................................................
2
2
C6, F1
A3, F2
A1, A3, A4, A5, B, C1, D, E1, E2,
F1
A1, A2, A3, A4, A5, B, C1, D, E1,
E2, F1
A1, A2, A3, A4, A5, B, C2, F1
A1, A2, A3,
E2, F1
A2, A3, A4
A1, A2, A3,
E2, F1
A1, A2, A3,
E2, F1
A1, A2, A3,
E2, F1
A1, A2, A3,
E2, F1
A1, A2, A3,
E2, F1
A2, A3, A4,
F1
A4, A5, B, C1, D, E1,
A4, A5, B, C1, D, E1,
A4, A5, B, C1, D, E1,
A4, A5, B, C1, D, E1,
A4, A5, B, C1, D, E1,
A4, A5, B, C1, D, E1,
A5, B, C1, D, E1, E2,
TABLE 3—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH
[Note: The ASTM and ISO test methods and the OECD guideline required in this paragraph are incorporated by reference; see paragraph (h) of
this section]
Testing category
Test
symbol
Test requirements and references
Special conditions
A
1. Melting Point: ASTM International (ASTM) E
324–99 (capillary tube), if a Freezing Point: Organization for Economic Cooperation and Development (OECD) 102 (melting point/melting range).
2. Boiling Point: ASTM E 1719–05 (ebulliometry).
3. Vapor Pressure: ASTM E 1782–08 (thermal
analysis).
4. n-Octanol/Water Partition Coefficient (log 10
basis) or log Kow: (See Special Conditions for the
log Kow test requirement and select the appropriate method to use, if any, from those listed in
this column.)
Method A: 40 CFR 799.6755 (shake flask).
Method B: ASTM E 1147–92 (Reapproved 2005)
(liquid chromatography).
Method C: 40 CFR 799.6756 (generator column).
5. Water Solubility: (See Special Conditions for the
water solubility test requirement and select the
appropriate method to use, if any, from those listed in this column.)
Method A: ASTM E 1148–02 (Reapproved 2008)
(shake flask).
Method B: 40 CFR 799.6784 (shake flask).
Method C: 40 CFR 799.6784 (column elution).
Method D: 40 CFR 799.6786 (generator column).
n-Octanol/water Partition Coefficient (log 10 basis)
or_log Kow:
Which method is required, if any, is determined by
the test substance’s estimated i log Kow as follows:
log Kow < 0: no testing required.
log Kow range 0–1: Method A or B.
log Kow range > 1–4: Method A, B, or C.
log Kow range > 4–6: Method B or C.
log Kow > 6: Method C.
Test sponsors must provide in the final study report
the underlying rationale for the method and pH
selected. In order to ensure environmental relevance, EPA highly recommends that the selected study be conducted at pH 7.
Water Solubility:
Which method is required, if any, is determined by
the test substance’s estimated ii water solubility.
Test sponsors must provide in the final study report the underlying rationale for the method and
pH selected. In order to ensure environmental
relevance, EPA highly recommends that the selected study be conducted starting at pH 7.
> 5,000 milligram/Liter (mg/L): Method A or B.
> 10 mg/L–5,000 mg/L: Method A, B, C, or D.
> 0.001 mg/L–10 mg/L: Method C or D.
≤ 0.001 mg/L: No testing required.
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TABLE 3—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH—
Continued
[Note: The ASTM and ISO test methods and the OECD guideline required in this paragraph are incorporated by reference; see paragraph (h) of
this section]
Test
symbol
Test requirements and references
Special conditions
Environmental fate and
pathways—ready biodegradation.
B
Which method is required, if any, is determined by
the test substance’s physical and chemical properties, including its water solubility. ISO
10634:1995(E) provides guidance for selection of
an appropriate test method for a given test substance. Test sponsors must provide in the final
study report the underlying rationale for the method selected.
Aquatic toxicity ..................
C1
For B, consult International Organization for Standardization (ISO) 10634:1995(E) for guidance, and
choose one of the methods listed in this column:
1. ASTM E 1720–01 (Reapproved 2008)
(sealed vessel CO2 production test) OR
2. ISO 14593:1999(E) (CO2 headspace test)
OR
3. ISO 7827:1994(E) (analysis of DOC) OR
4. ISO 9408:1999(E) (determination of oxygen
demand in a closed respirometer) OR
5. ISO 9439:1999(E) (CO2 evolution test) OR
6. ISO 10707:1994(E) (closed bottle test) OR
7. ISO 10708:1997(E) (two-phase closed bottle
test).
For C1, Test Group 1 or Test Group 2 listed in this
column must be used to fulfill the testing requirements—See Special Conditions.
Test Group 1 for C1:
1. Acute Toxicity to Fish: ASTM E 729–96 (Reapproved 2007).
2. Acute Toxicity to Daphnia: ASTM E 729–96
(Reapproved 2007).
3. Toxicity to Plants (Algae): ASTM E 1218–
04 ε1.
Test Group 2 for C1:
1. Chronic Toxicity to Daphnia: ASTM E 1193–
97 (Reapproved 2004).
2. Toxicity to Plants (Algae): ASTM E 1218–
04 ε1.
For C2, Test Group 1 or Test Group 2 listed in this
column must be used to fulfill the testing requirements—See Special Conditions.
Test Group 1 for C2:
1. Acute Toxicity to Daphnia: ASTM E 729–96
(Reapproved 2007).
2. Toxicity to Plants (Algae): ASTM E 1218–
04 ε1.
Test Group 2 for C2:
1. Chronic Toxicity to Daphnia: ASTM E 1193–
97 (Reapproved 2004).
2. Toxicity to Plants (Algae): ASTM E 1218–
04 ε1.
For C3, Test Group 1 or Test Group 2 listed in this
column must be used to fulfill the testing requirements—See Special Conditions.
Test Group 1 for C3:
1. Acute Toxicity to Fish: ASTM E 729–96 (Reapproved 2007).
2. Toxicity to Plants (Algae): ASTM E 1218–
04 ε1.
Test Group 2 for C3:
1. Chronic Toxicity to Daphnia: ASTM E 1193–
97 (Reapproved 2004).
2. Toxicity to Plants (Algae): ASTM E 1218–
04 ε1.
For C4, Test Group 1 or Test Group 2 listed in this
column must be used to fulfill the testing requirements—See Special Conditions.
Test Group 1 for C4:
1. Acute Toxicity to Fish: ASTM E 729–96 (Reapproved 2007).
2. Acute Toxicity to Daphnia: ASTM E 729–96
(Reapproved 2007).
Test Group 2 for C4: Chronic Toxicity to Daphnia:
ASTM E 1193–97 (Reapproved 2004).
Testing category
C2
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The following are the special conditions for C1, C2,
C3, C4, C5, and C7 testing; there are no special
conditions for C6.
Which test group is required is determined by the
test substance’s measured log Kow as obtained
under Test Category A, or using an existing
measured log Kow.iii
If log Kow < 4.2: Test Group 1 is required.
If log Kow ≥ 4.2: Test Group 2 is required.
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TABLE 3—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH—
Continued
[Note: The ASTM and ISO test methods and the OECD guideline required in this paragraph are incorporated by reference; see paragraph (h) of
this section]
Test
symbol
Test requirements and references
C5
Testing category
For C5, Test Group 1 or Test Group 2 listed in this
column must be used to fulfill the testing requirements—See Special Conditions.
Test Group 1 for C5: Acute Toxicity to Daphnia:
ASTM E 729–96 (Reapproved 2007).
Test Group 2 for C5: Chronic Toxicity to Daphnia:
ASTM E 1193–97 (Reapproved 2004).
Toxicity to Plants (Algae): ASTM E 1218–04 ε1.
For C7, Test Group 1 or Test Group 2 listed in this
column must be used to fulfill the testing requirements—See Special Conditions.
Test Group 1 for C7: Acute Toxicity to Fish: ASTM
E 729–96 (Reapproved 2007).
Test Group 2 for C7: Chronic Toxicity to Daphnia:
ASTM E 1193–97 (Reapproved 2004).
See special conditions for this test requirement and
select the method that must be used from those
listed in this column.
Method A: Acute Inhalation Toxicity (rat): 40 CFR
799.9130
Method B: EITHER:
1. Acute (Up/Down) Oral Toxicity (rat): ASTM
E 1163–98 (Reapproved 2002)
OR
2. Acute (Up/Down) Oral Toxicity (rat): 40 CFR
799.9110(d)(1)(i)(A).
C6
C7
Mammalian toxicity—acute
D
Mammalian toxicity—
genotoxicity.
E1
E2
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Special conditions
Bacterial Reverse Mutation Test (in vitro): 40 CFR
799.9510.
Conduct any one of the following three tests for
chromosomal damage:
In vitro Mammalian Chromosome Aberration
Test: 40 CFR 799.9537.
OR
Mammalian Bone Marrow Chromosomal Aberration Test (in vivo in rodents: mouse (preferred species), rat, or Chinese hamster): 40
CFR 799.9538
OR
Mammalian Erythrocyte Micronucleus Test
[sampled in bone marrow] (in vivo in rodents:
Mouse (preferred species), rat, or Chinese
hamster): 40 CFR 799.9539.
Combined Repeated Dose Toxicity Study with the
Reproduction/Developmental Toxicity Screening
Test: 40 CFR 799.9365
OR
Reproduction/Developmental Toxicity Screening Test: 40 CFR 799.9355
AND
Repeated Dose 28-Day Oral Toxicity Study in
rodents: 40 CFR 799.9305.
Reproduction/Developmental
Test: 40 CFR 799.9355.
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Which testing method is required is determined by
the test substance’s physical state at room temperature (25 °C). For those test substances that
are gases at room temperature, Method A is required; otherwise, use either of the two methods
listed under Method B.
In Method B, 40 CFR 799.9110(d)(1)(i)(A) refers to
the OECD 425 Up/Down Procedure.iv
Estimating starting dose for Method B: Data from
the neutral red uptake basal cytotoxicity assay v
using normal human keratinocytes or mouse
BALB/c 3T3 cells may be used to estimate the
starting dose.
None.
Persons required to conduct testing for chromosomal damage are encouraged to use the in vitro
Mammalian Chromosome Aberration Test (40
CFR 799.9537) to generate the needed data unless known chemical properties (e.g., physical/
chemical properties, chemical class characteristics) preclude its use. A subject person who uses
one of the in vivo methods instead of the in vitro
method to address a chromosomal damage test
requirement must submit to EPA a rationale for
conducting that alternate test in the final study report.
Where F1 is required, EPA recommends use of the
Combined Repeated Dose Toxicity Study with
the Reproduction/Developmental Toxicity Screening Test (40 CFR 799.9365). However, there may
be valid reasons to test a particular chemical
using both 40 CFR 799.9355 and 40 CFR
799.9305 to fill Mammalian Toxicity—Repeated
Dose/Reproduction/Developmental data needs. A
subject person who uses the combination of 40
CFR 799.9355 and 40 CFR 799.9305 in place of
40 CFR 799.9365 must submit to EPA a rationale for conducting these alternate tests in the
final study reports. Where F2 or F3 is required,
no rationale for conducting the required test need
be provided in the final study report.
Screening
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TABLE 3—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH—
Continued
[Note: The ASTM and ISO test methods and the OECD guideline required in this paragraph are incorporated by reference; see paragraph (h) of
this section]
Test
symbol
Test requirements and references
F3
Testing category
Repeated Dose 28-Day Oral Toxicity Study in rodents: 40 CFR 799.9305.
Special conditions
i EPA recommends, but does not require, that log K
ow be quantitatively estimated prior to initiating this study. One method, among many similar methods, for estimating log Kow is described in the article entitled ‘‘Atom/Fragment Contribution Method for Estimating Octanol-Water Partition
Coefficients’’ by W.M. Meylan and P.H. Howard in the Journal of Pharmaceutical Sciences. 84(1):83–92. 1995. This reference is available in
docket ID number EPA–HQ–OPPT–2009–0112 at the EPA Docket Center (EPA/DC), Rm. 3334, EPA West Bldg., 1301 Constitution Ave., NW.,
Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number of the EPA/DC Public
Reading Room is (202) 566–1744, and the telephone number for the OPPT Docket is (202) 566–0280.
ii EPA recommends, but does not require, that water solubility be quantitatively estimated prior to initiating this study. One method, among
many similar methods, for estimating water solubility is described in the article entitled ‘‘Improved Method for Estimating Water Solubility From
Octanol/Water Partition Coefficient’’ by W.M. Meylan, P.H. Howard, and R.S. Boethling in Environmental Toxicology and Chemistry. 15(2):100–
106. 1996. This reference is available in docket ID number EPA–HQ–OPPT–2009–0112 at the EPA Docket Center (EPA/DC), Rm. 3334, EPA
West Bldg., 1301 Constitution Ave., NW., Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The
telephone number of the EPA/DC Public Reading Room is (202) 566–1744, and the telephone number for the OPPT Docket is (202) 566–0280.
iii Chemical substances that are dispersible in water may have log K
ow values greater than 4.2 and may still be acutely toxic to aquatic organisms. Test sponsors who wish to conduct Test Group 1 studies on such chemical substances may request a modification to the test standard
as described in 40 CFR 790.55. Based upon the supporting rationale provided by the test sponsor, EPA may allow an alternative threshold or
method be used for determining whether acute or chronic aquatic toxicity testing be performed for a specific chemical substance.
iv The OECD 425 Up/Down Procedure, revised by OECD in December 2001, is available in docket ID number EPA–HQ–OPPT–2007–0531 at
the EPA Docket Center (EPA/DC), Rm. 3334, EPA West Bldg., 1301 Constitution Ave., NW., Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number of the EPA/DC Public Reading Room is (202) 566–1744, and the telephone
number for the OPPT Docket is (202) 566–0280.
v The neutral red uptake basal cytotoxicity assay, which may be used to estimate the starting dose for the mammalian toxicity-acute endpoint,
is available in docket ID number EPA–HQ–OPPT–2009–0112 at the EPA Docket Center (EPA/DC), Rm. 3334, EPA West Bldg., 1301 Constitution Ave., NW., Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number of the
EPA/DC Public Reading Room is (202) 566–1744, and the telephone number for the OPPT Docket is (202) 566–0280.
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Agencies
[Federal Register Volume 76, Number 204 (Friday, October 21, 2011)]
[Rules and Regulations]
[Pages 65385-65410]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-27227]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 799
[EPA-HQ-OPPT-2009-0112; FRL-8885-5]
RIN 2070-AJ86
Testing of Certain High Production Volume Chemicals; Third Group
of Chemicals
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is promulgating this final rule under section 4(a)(1)(B)
of the Toxic Substances Control Act (TSCA) to require manufacturers,
importers, and processors to conduct testing to obtain screening level
data for health and environmental effects and chemical fate for 15 high
production volume (HPV) chemical substances listed in this final rule.
This test data is needed in order to help EPA to determine whether
these 15 HPV chemical substances pose a risk to human health and/or
environmental safety. Based on comments received by EPA on the proposed
rule for this final rule, EPA has determined that only 15 of the 29 HPV
chemical substances proposed for testing meet the criteria for testing
at this time.
DATES: This final rule is effective November 21, 2011.
The incorporation by reference of certain publications listed in
this final rule is approved by the Director of the Federal Register as
of November 21, 2011.
For purposes of judicial review, this final rule shall be
promulgated at 1 p.m. eastern daylight/standard time on November 7,
2011.
[[Page 65386]]
ADDRESSES: EPA has established a docket for this action under docket
identification (ID) number EPA-HQ-OPPT-2009-0112. All documents in the
docket are listed on the regulations.gov Web site. Although listed in
the index, some information is not publicly available; i.e.,
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available in the electronic docket at https://www.regulations.gov, or, if only available in hard copy, at the Office
of Pollution Prevention and Toxics (OPPT) Docket. The OPPT Docket is
located in the EPA Docket Center (EPA/DC), Rm. 3334, EPA West Bldg.,
1301 Constitution Ave., NW., Washington, DC. The EPA/DC Public Reading
Room hours of operation are 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number of the EPA/DC
Public Reading Room is (202) 566-1744, and the telephone number for the
OPPT Docket is (202) 566-0280. Docket visitors are required to show
photographic identification, pass through a metal detector, and sign
the EPA visitor log. All visitor bags are processed through an X-ray
machine and subject to search. Visitors will be provided an EPA/DC
badge that must be visible at all times in the building and returned
upon departure.
Submission of Information: See Unit V.E.3. of the SUPPLEMENTARY
INFORMATION for additional instructions for submission of information
(e.g., letters-of-intent-to-test, exemption requests, study plans,
final study reports).
Submission of information containing CBI and/or non-CBI material
may be submitted by one of the following methods:
Mail: Document Control Office (DCO) (7407M), Office of
Pollution Prevention and Toxics (OPPT), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001, Attn:
40 CFR 799.5089; Docket ID Number EPA-HQ-OPPT-2009-0112.
Hand delivery: OPPT Document Control Office (DCO), EPA
East Bldg., Rm. E6428 ((202) 564-8930), Environmental Protection
Agency, 1201 Constitution Ave., NW., Washington, DC 20004, Attn: 40 CFR
799.5089; Docket ID Number EPA-HQ-OPPT-2009-0112.
FOR FURTHER INFORMATION CONTACT:
For technical information contact: Paul Campanella or John
Schaeffer, Chemical Control Division (7405M), Office of Pollution
Prevention and Toxics, Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone numbers:
(202) 564-8091 or (202) 564-8173; e-mail addresses:
campanella.paul@epa.gov or schaeffer.john@epa.gov.
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; e-mail address: TSCA-Hotline@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Does this action apply to me?
You may be potentially affected by this action if you manufacture
(defined by statute to include import) or process any of the chemical
substances that are listed in Sec. 799.5089(j) of the regulatory text.
Any use of the term ``manufacture'' in this final rule will encompass
``import,'' unless otherwise stated. In addition, as described in Unit
VI., any person who exports, or intends to export, any of the chemical
substances included in this final rule will be subject to the export
notification requirements in 40 CFR part 707, subpart D. Potentially
affected entities may include, but are not limited to:
Manufacturers (defined by statute to include importers) of
one or more of the 15 HPV chemical substances (NAICS codes 325 and
324110), e.g., chemical manufacturing and petroleum refineries.
Processors of one or more of the 15 HPV chemical
substances (NAICS codes 325 and 324110), e.g., chemical manufacturing
and petroleum refineries.
This listing is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in Unit V.E. and consult
Sec. 799.5089(b) of the regulatory text. If you have any questions
regarding the applicability of this action to a particular entity,
consult either of the technical persons listed under FOR FURTHER
INFORMATION CONTACT.
II. Background
A. What action is the agency taking?
EPA is promulgating this final rule under TSCA section 4(a)(1)(B)
(15 U.S.C. 2603(a)(1)(B)) that requires manufacturers and processors of
15 HPV chemical substances to conduct testing for environmental fate
(including 5 tests for physical/chemical properties and
biodegradation), ecotoxicity (in fish, Daphnia, and algae), acute
toxicity, genetic toxicity (gene mutations and chromosomal
aberrations), repeat dose toxicity, and developmental and reproductive
toxicity. The chemical substances are HPV chemicals (i.e., chemical
substances with a production/import volume equal to or greater than 1
million pounds (lb) per year). A detailed discussion regarding efforts
to enhance the availability of screening level hazard and environmental
fate information about HPV chemical substances can be found in a
Federal Register notice which published on December 26, 2000 (Ref. 1).
In the proposed rule for this final rule, published in the Federal
Register issue of February 25, 2010, EPA proposed Screening Information
Data Set (SIDS) testing for 29 HPV chemical substances (Ref. 2). EPA
received comments on the proposed rule. In consideration of those
comments, EPA changed some testing requirements for certain HPV
chemical substances and is not including certain other HPV chemical
substances in this final rule, as explained in Unit III. On the basis
that adequate data are available for certain proposed testing
endpoints, EPA reduced the number of tests required for two chemical
substances; for another chemical substance, EPA dropped all testing
requirements and is not including that chemical substance in this final
rule. In addition, EPA is not including 12 of the proposed chemical
substances in this final rule because data provided to EPA after the
proposed rule was published indicate that these chemical substances are
no longer HPV, no longer have substantial human exposure, or no longer
have substantial environmental release. Furthermore, EPA is deferring
final action for one chemical substance, as explained in Unit VIII.
This final rule requires testing for 15 of the 29 HPV chemical
substances originally proposed for testing in 2010.
This action follows earlier testing actions for certain HPV
chemical substances (see the proposed and final rules entitled:
``Testing of Certain High Production Volume Chemicals; Proposed Rule''
(Ref. 3); ``Testing of Certain High Production Volume Chemicals; Final
Rule'' (Ref. 4);
[[Page 65387]]
``Testing of Certain High Production Volume Chemicals; Second Group of
Chemicals; Proposed Rule'' (Ref. 5); and ``Testing of Certain High
Production Volume Chemicals; Second Group of Chemicals; Final Rule''
(Ref. 6)).
EPA also intends to propose testing for additional HPV chemical
substances in a proposed rule scheduled for publication in 2011.
B. What is the Agency's authority for taking this action?
This final rule is being promulgated under TSCA section 4(a) (15
U.S.C. 2603(a)), which directs EPA to require the development of data
relevant to assessing whether activities associated with chemical
substances and mixtures present an unreasonable risk of injury to
health or the environment, when appropriate findings are made. This is
the policy of the United States, which is articulated in TSCA section
2(b)(1) (15 U.S.C. 2603(b)(1)), which states:
* * * adequate data should be developed with respect to the
effect of chemical substances and mixtures on health and the
environment and that the development of such data should be the
responsibility of those who manufacture [which is defined by statute
to include import] and those who process such chemical substances
and mixtures[.]
To implement this policy, EPA is promulgating this final rule under
TSCA section 4(a)(1)(B) (15 U.S.C. 2603(a)(1)(B)). Section 4(a) of TSCA
mandates EPA require by rule that manufacturers and/or processors of
chemical substances and mixtures conduct testing, if the EPA
Administrator finds that:
(B)(i) a chemical substance or mixture is or will be produced in
substantial quantities, and (I) it enters or may reasonably be
anticipated to enter the environment in substantial quantities or
(II) there is or may be significant or substantial human exposure to
such substance or mixture,
(ii) there are insufficient data and experience upon which the
effects of the manufacture, distribution in commerce, processing,
use, or disposal of such substance or mixture or of any combination
of such activities on health or the environment can reasonably be
determined or predicted, and
(iii) testing of such substance or mixture with respect to such
effects is necessary to develop such data [.]
If EPA makes these findings for a chemical substance or mixture,
the EPA Administrator shall require by rule that testing be conducted
on that chemical substance or mixture to develop data about health or
environmental effects for which there is an insufficiency of data and
experience, and which are relevant to a determination that the
manufacture, distribution in commerce, processing, use, or disposal of
the chemical substance or mixture, or any combination of such
activities, does or does not present an unreasonable risk of injury to
health or the environment (TSCA section 4(a)(1)).
Once the EPA Administrator has made a finding under TSCA section
4(a)(1)(A) or TSCA section 4(a)(1)(B), EPA may require any type of
health or environmental effects testing necessary to address unanswered
questions about the effects of the chemical substance or mixture that
are relevant to whether the manufacture, distribution in commerce,
processing, use, or disposal of the chemical substance or mixture, or
any combination of such activities, presents an unreasonable risk of
injury to health or the environment. EPA need not limit the scope of
testing required to the factual basis for the TSCA section
4(a)(1)(A)(i) or TSCA section 4(a)(1)(B)(i) findings. This approach is
explained in more detail in EPA's TSCA section 4(a)(1)(B) Final
Statement of Policy published in the Federal Register issue of May 14,
1993 (B Policy) (Ref. 7, p. 28738).
In this final rule, EPA is using its broad TSCA section 4(a)
authority to obtain data necessary to support the development of
preliminary or ``screening level'' hazard and risk characterizations
for 15 HPV chemical substances specified in Table 2 in Sec.
799.5089(j) of the regulatory text. Following consideration of the
public comments on the proposed rule (Ref. 2), EPA is making the
following findings for the 15 HPV chemical substances under TSCA
section 4(a)(1)(B): They are produced in substantial quantities; there
is or may be substantial human exposure to them; existing data are
insufficient to determine or predict their health and environmental
effects; and testing is necessary to develop such data.
C. Why is EPA taking this action?
In April 1998, EPA initiated a national effort to make available to
the public certain basic information about the environmental fate and
potential health and environmental hazards associated with the most
widespread chemical substances in commerce. Mechanisms to collect or,
where necessary, develop needed data on U.S. HPV chemical substances
include the HPV Challenge Program, certain international efforts (the
Organization for Economic Cooperation and Development (OECD) HPV SIDS
Program, the International Council of Chemical Associations (ICCA) HPV
Initiative), and TSCA section 4 test rules. HPV chemical substances are
manufactured or imported in amounts equal to or greater than 1 million
lb per year and were first identified for the HPV Challenge Program
through data reported under the 1990 Inventory Update Reporting (IUR)
rule. The HPV Challenge Program is a voluntary testing program created
by the United States to ensure that a baseline set of data on
approximately 2,800 HPV chemical substances would be made available to
EPA and the public. The SIDS data set sought by the HPV Challenge
Program was developed by OECD, of which the United States is a member.
The SIDS provides an internationally agreed-upon set of test data for
screening HPV chemical substances for human and environmental hazards,
and assists the Agency and others in making an informed, preliminary
judgment about the hazards of HPV chemical substances.
The HPV Challenge Program was designed to make maximum use of
scientifically adequate existing test data and to avoid unnecessary and
duplicative testing of U.S. HPV chemical substances. Therefore, EPA
continues to participate in the voluntary international efforts,
complementary to the HPV Challenge Program, that OECD is coordinating
to secure basic hazard information on HPV chemical substances in use
worldwide, including some of those on the 1990 U.S. HPV chemical
substances list (Ref. 8). This includes agreements to sponsor a U.S.
HPV chemical substance under either the OECD HPV SIDS Program (Ref. 9),
including sponsorship by OECD member countries beyond the United
States, or the international HPV Initiative that is being organized by
ICCA (Ref. 10).
As EPA stated in the first TSCA section 4 HPV test rule, U.S. data
needs that remained unmet in the HPV Challenge Program or through
international efforts could be addressed through TSCA section 4
rulemakings, such as the final rule promulgated by EPA on March 16,
2006 (Ref. 4) and the final rule promulgated by EPA on January 7, 2011
(Ref. 6). This is the third TSCA section 4 HPV test rule; it addresses
unmet data needs for 15 HPV chemical substances.
EPA intends to make the information collected under this final rule
available to the public, other Federal agencies, and any other
interested parties on its Web site (https://www.epa.gov/chemrtk) and in
the docket for this final rule identified under ADDRESSES. As
appropriate, this information will be used to ensure a scientifically
sound basis for risk assessments and risk management actions.
[[Page 65388]]
D. Why is EPA focusing on HPV chemical substances and SIDS testing?
This final rule pertains to HPV chemical substances, which EPA has
determined account for 95% of total chemical production in the United
States (Ref. 11, p. 32296). Based on 1990 IUR reports, EPA found that
only 7% of non-polymeric organic HPV chemical substances had a full set
of publicly available and internationally recognized basic screening
test data for health and environmental effects (Ref. 12). Of the over
2,800 U.S. HPV chemical substances, 43% had no publicly available basic
hazard data. For the remaining chemical substances, limited amounts of
the data were available. This lack of available hazard data compromises
EPA's and others' ability to determine whether these HPV chemical
substances pose risks to human health or the environment, as well as
the public's ability to know about the hazards of chemical substances
that may be found in their environment, their homes, their workplaces,
and the products they buy.
SIDS testing evaluates the following six testing endpoints (Ref.
9):
Acute toxicity.
Repeat dose toxicity.
Developmental and reproductive toxicity.
Genetic toxicity (gene mutations and chromosomal
aberrations).
Ecotoxicity (studies in fish, Daphnia, and algae).
Environmental fate (including physical/chemical properties
(melting point, boiling point, vapor pressure, n-octanol/water
partition coefficient, and water solubility), photolysis, hydrolysis,
transport/distribution, and biodegradation).
Data on the six SIDS endpoints provide a consistent minimum set of
information that can help to assess the relative risks of chemical
substances and whether additional testing or assessment is necessary.
E. How will the data developed under this final rule be used?
EPA will use the data obtained from this final rule to support
development of preliminary hazard and risk assessments for the 15 HPV
chemical substances subject to this final rule. The data will also be
used by EPA to set priorities for further testing that may produce
hazard information which may be needed by EPA, other Federal agencies,
the public, industry, and others, to support adequate risk assessments.
EPA uses data from TSCA section 4 test rules to support such actions as
the risk management decisions and activities under TSCA, development of
water quality criteria, Toxics Release Inventory (TRI) listings, and
reduction of workplace exposures.
As appropriate, this information will be used to ensure a
scientifically sound basis for risk assessments and risk management
actions. As such, this effort will serve to further the Agency's goal
of identifying and controlling human and environmental risks as well as
providing greater knowledge and protection to the public.
In addition, a key goal of the HPV Challenge Program was making
basic health and environmental effects data for HPV chemical substances
available to the public as part of EPA's ``Right to Know'' Initiative.
A basic premise of the HPV Challenge Program was that the public has a
right to know about the hazards associated with chemical substances in
their environment. Everyone--including industry, environmental
protection groups, animal welfare organizations, government groups, and
the general public--can use the data provided through the HPV Challenge
Program, and also data collected on HPV chemical substances through
other means, including TSCA section 4 testing, to make informed
decisions related to the human and the environmental hazards of
chemical substances that they encounter in their daily lives.
III. Response to Public Comments
EPA received a number of comments, which are available in the
docket, in response to the proposed rule (Ref. 2). A summary of those
comments and EPA's response to each comment are presented in the
document entitled ``Response to public comments regarding testing of
certain high production volume chemicals'' (Response to Public
Comments) (Ref. 13). The comments on the proposed rule were submitted
by the American Coke and Coal Chemicals Institute; Dover Chemical
Corporation; the Society of Chemical Manufacturers and Affiliates on
behalf of Bimax, Inc. and Rhodia, Inc.; Eastman Chemical Company; Nease
Corporation; the International Imaging Industry Association; Special
Materials Company; BASF Corporation; the American Chemistry Council;
Sasol North America, Inc.; the Chlorinated Paraffins Industry
Association; INVISTA S.[agrave].r.l.; Greenwich Chemical Consulting,
Inc., on behalf of Brenntag North America, Inc.; Kowa American
Corporation, Miami Chemical, Inc., and Univar U.S.A., Inc.; GE Water
and Process Technologies; and Special Materials Company. Comments were
also submitted by People for the Ethical Treatment of Animals (PETA);
the Physicians Committee for Responsible Medicine; the Alternatives
Research Development Foundation; and the American Anti-Vivisection
Society. EPA also received comments from a private citizen. In response
to these comments, EPA made the following changes to the regulatory
text in this final rule:
1. EPA is no longer requiring testing for the following 13 chemical
substances:
Benzene, 1,2-dimethyl-3-nitro- (Chemical Abstract Service
Registry Number (CASRN) 83-41-0).
3-Pentanone (CASRN 96-22-0).
1-Tetracosanol (CASRN 506-51-4).
1-Hexacosanol (CASRN 506-52-5).
2-Propenoic acid, 2-carboxyethyl ester (CASRN 24615-84-7).
Methanesulfonamide, N-[2-[(4-amino-3-
methylphenyl)ethylamino]ethyl]-, sulfate (2:3) (CASRN 25646-71-3).
Solvent naphtha (coal) (CASRN 65996-79-4).
Tar oils, coal (CASRN 65996-82-9).
Tar, coal, high temperature (CASRN 65996-89-6).
Distillates (coal tar) (CASRN 65996-92-1).
Pitch, coal tar-petroleum (CASRN 68187-57-5).
1,4-Benzenedicarboxylic acid, 1,4-dimethyl ester, manuf.
of, by-products from (CASRN 68988-22-7).
Extract residues (coal), tar oil alk., naphthalene distn.
residues (CASRN 73665-18-6).
These changes are further discussed in Unit VII.A. and in the
``Response to Public Comments'' document (Ref. 13).
2. N-octanol/water partition coefficient, log 10 basis (log
Kow); and reproductive/developmental toxicity testing are
not required for benzene, 1-chloro-4-(trifluoromethyl)- (CASRN 98-56-
6). The aquatic toxicity testing requirement for this chemical
substance has also been reduced. These changes are further discussed in
Unit VII.B. and in the ``Response to Public Comments'' document (Ref.
13).
3. Water solubility, ready biodegradation, aquatic toxicity, acute
mammalian toxicity, combined repeated-dose/reproductive/developmental
toxicity, and in vitro mutagenicity tests are not required for
benzenesulfonic acid, dimethyl (CASRN 25321-41-9). These changes are
further discussed in Unit VII.B. and in the ``Response to Public
Comments'' document (Ref. 13).
[[Page 65389]]
IV. Findings
A. What is the basis for EPA's final rule to test these chemical
substances?
As described in Unit II.B., in order to promulgate a rule under
TSCA section 4(a) requiring the testing of chemical substances or
mixtures, EPA must make certain findings of either risk (TSCA section
4(a)(1)(A)(i)) or production combined with either chemical release or
human exposure (TSCA section 4(a)(1)(B)(i)), in addition to findings
(discussed in this unit) regarding the sufficiency of existing data
(TSCA section 4(a)(l)(A)(ii) or TSCA section 4(a)(1)(B)(ii)) and the
need for testing (TSCA section 4(a)(1)(A)(iii) or TSCA section
4(a)(1)(B)(iii)). EPA is requiring testing of the chemical substances
included in this final rule based on its findings under TSCA section
4(a)(1)(B)(i) relating to ``substantial production'' and ``substantial
human exposure,'' as well as findings under TSCA section 4(a)(1)(B)(ii)
and (iii) relating to sufficient data and the need for testing. The
chemical substances included in this final rule are listed in Table 2
in Sec. 799.5089(j) of the regulatory text, along with their CASRNs.
EPA generally considers ``substantial production'' and
``substantial exposure'' of a chemical substance or mixture under TSCA
section 4(a)(1)(B)(i) to be aggregate production (including import)
volume equaling or exceeding 1 million lb per year of that chemical
substance or mixture, and exposure of 1,000 workers or more, or 10,000
consumers or more, or 100,000 members of the general population or more
to a chemical substance or mixture. See EPA's B Policy (Ref. 7) for
further discussion on how EPA generally evaluates chemical substances
or mixtures under TSCA section 4(a)(1)(B)(i).
EPA finds that, under TSCA section 4(a)(1)(B)(i), each of the 15
HPV chemical substances included in this final rule is produced in
substantial quantities and that there is or may be substantial human
exposure to each chemical substance (Ref. 14). In addition, under TSCA
section 4(a)(1)(B)(ii), EPA finds that there are insufficient data and
experience to reasonably determine or predict the effects of the
manufacture, processing, or use of these chemical substances, or of any
combination of such activities, on human health or the environment. EPA
also finds that testing the 15 HPV chemical substances identified in
this final rule is necessary to develop such data (TSCA section
4(a)(1)(B)(iii)) (see Unit IV.F.). EPA has not identified any
additional factors as discussed in the B Policy (Ref. 7) to cause the
Agency to use decisionmaking criteria other than the general thresholds
described in the B Policy with respect to the chemical substances
included in this final rule.
The chemical substances included in this final rule are listed in
Sec. 799.5089(j) of the regulatory text along with their CASRNs. For a
chemical-by-chemical summary of each of the findings, see Table 1 of
this unit. Table 1 of this unit summarizes EPA's findings with respect
to worker and consumer exposure, and includes the production volume,
number of workers and broad use categories reported under IUR and
Preliminary Assessment Information Reporting (PAIR) rules, and from the
National Occupational Exposure Survey (NOES). For more details, see the
discussion which follows the table and also the Exposure Findings
Supporting Information document (Ref. 14).
Table 1--Exposure Based Findings
--------------------------------------------------------------------------------------------------------------------------------------------------------
2006 IUR
substantial human 2006 IUR or PAIR Meet exposure Meet exposure
CASRN 2006 IUR production exposure met NOES (number of commercial/ based criteria based criteria
(million lb) (= workers) consumer use for commercial for consumers
1,000 workers) workers
--------------------------------------------------------------------------------------------------------------------------------------------------------
98-09-9........................... 1 to <10............. ................. ................. X X X
98-56-6........................... 10 to <50............ ................. ................. X X X
111-44-4.......................... 1 to <10............. ................. ................. X X X
127-68-4.......................... 1 to <10............. ................. 9,386 ................. X .................
515-40-2.......................... 1 to <10............. ................. ................. X X X
2494-89-5......................... 1 to <10............. ................. ................. X X X
5026-74-4......................... 1 to <10............. X ................. ................. X .................
22527-63-5........................ 1 to <10............. ................. ................. X X X
25321-41-9........................ 1 to <10............. ................. 2,843 ................. X .................
52556-42-0........................ 1 to <10............. X ................. X X X
68082-78-0........................ 1 to <10............. ................. 41,153 ................. X .................
68442-60-4........................ 1 to <10............. ................. ................. X X X
68610-90-2........................ 1 to <10............. ................. ................. X ................. X
70693-50-4........................ 1 to <10............. ................. ................. X X X
72162-15-3........................ 1 to <10............. ................. 64,227 ................. X .................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: CASRN--Chemical Abstract Service Registry Number, IUR--Inventory Update Reporting, PAIR--Preliminary Assessment Information Reporting, NOES--
National Occupational Exposure Survey.
B. Are these chemical substances produced and/or imported in
substantial quantities?
EPA finds that each of the chemical substances included in this
final rule is produced or imported in an amount equal to or greater
than 1 million lb per year (Ref. 14); this finding is based on
information gathered pursuant to the 2006 IUR submissions (see 2006 CFR
edition for 40 CFR part 710), which is the most recently available
compilation of TSCA Chemical Substance Inventory data. EPA believes
that these annual production and/or importation volumes are
``substantial'' as that term is used with reference to production in
TSCA section 4(a)(1)(B)(i) (see Ref. 7, p. 28746). A discussion of
EPA's ``substantial production'' finding for each chemical substance
included in this final rule is contained in a separate document (Ref.
14).
C. Are a substantial number of workers exposed to these chemical
substances?
EPA finds that the manufacture, processing, and use of 14 of the 15
HPV chemical substances included in this action results or may result
in exposure of a substantial number of workers to the chemical
substances. These chemical substances are used in a wide variety of
industrial applications which result in potential exposures to workers,
as described in the exposure support
[[Page 65390]]
document for this final rule (Ref. 14). (Note: For the single chemical
substance for which EPA has not found substantial worker exposure, EPA
finds that there is substantial consumer exposure; see Table 1 and Ref.
14.)
This finding is based, in large part, on information submitted in
accordance with the 2006 IUR submissions (see 2006 CFR edition for 40
CFR part 710) and the 2006 PAIR (Ref. 15). For chemical substances
whose total production volume (manufactured and imported) exceeded
300,000 lb at a site during calendar year 2005, manufacturers and
importers were required to report the number of potentially exposed
workers during industrial processing and use to the extent the
information was readily obtainable. In addition, submitters were
required to provide information regarding the commercial and consumer
uses of the chemical substance.
In accordance with the Agency's B Policy (Ref. 7), EPA believes, as
a general matter, that an exposure of 1,000 workers or more to a
chemical substance is ``substantial'' as that term is used with
reference to ``human exposure'' in TSCA section 4(a)(1)(B)(i) (Ref. 7).
EPA is not aware of any facts in this case that warrant departure from
that policy and finds that there is or may be substantial human
exposure (workers) to 14 of these 15 HPV chemical substances.
Besides the 2006 IUR and 2006 PAIR data, EPA also reviewed NOES
data developed by the National Institute for Occupational Safety and
Health (NIOSH). NOES was a nationwide data gathering project conducted
by NIOSH, which was designed to develop national estimates for the
number of workers potentially exposed to various chemical, physical,
and biological agents and describe the distribution of these potential
exposures. Begun in 1980 and completed in 1983, the survey involved a
walk-through investigation by trained surveyors of 4,490 facilities in
523 different types of industries. Surveyors recorded potential
exposures when a chemical agent was likely to enter or contact the
worker's body for a minimum duration. These potential exposures could
be observed or inferred. Information from these representative
facilities was extrapolated to generate national estimates of
potentially exposed workers for more than 10,000 different chemical
substances (Refs. 16-18). For 4 of the 15 HPV chemical substances, the
NOES data also supports EPA's finding that 1,000 or more workers are
exposed to these chemical substances.
EPA also compared production volumes from the 1986 IUR data to the
production volumes for the 2006 IUR data. For the 15 HPV chemical
substances in this final rule, there was no decrease in production
volume from 1986 to 2006 (Ref. 14). For the chemical substances for
which EPA has NOES data, the 2006 IUR production volume data are
consistent with NOES results, as the production volumes for these seven
chemical substances either stayed the same or increased since 1986,
thereby indicating that the usage of these chemical substances is no
less than when NOES data were gathered, and, by inference (without
contradictory data) that worker exposure is also likely to have stayed
the same or increased.
EPA carefully considered the industrial and commercial processing
and use information reported for each of these 15 HPV chemical
substances in 2006 IUR and PAIR submissions. Commercial uses are
defined as, ``The use of a chemical substance or mixture in a
commercial enterprise providing saleable goods or services (e.g., dry
cleaning establishment, painting contractor)'' (see 2006 edition of the
CFR for 40 CFR 710.43). Detailed information from the 2006 IUR
submissions can be found in: ``Testing of Certain High Production
Volume Chemicals-3 (Exposure Findings Supporting Information)'' (Ref.
14). Based on the nature of the reported IUR uses, EPA considers that
chemical substances with reported commercial uses may result in
potential exposure to 1,000 workers or more. The total number of
workers reported under the 2006 IUR data is the sum of information on
industrial workers plus commercial use workers.
D. Are a substantial number of consumers exposed to these chemical
substances?
Based on 2006 IUR data, EPA finds that the uses of 9 of the 15 HPV
chemical substances included in this action result or may result in
exposure to a substantial number of consumers (Ref. 14). EPA reviewed
the consumer use information reported for the 2006 IUR data and
carefully considered the nature of those uses. Upon completion of the
review, EPA concluded that the reported consumer uses for these
chemical substances may result in at least 10,000 potentially exposed
consumers, thus meeting the exposure based finding for consumers.
In addition to findings made based on the 2006 IUR data, EPA has
also made consumer exposure-based findings for one additional chemical
substance based on the National Library of Medicine (NLM) Household
Products Database (HPD) (see Ref. 13). The chemical substances reported
in the HPD are present in multiple household products including hobby/
craft products, personal care products, home cleaning products, home
maintenance products, and automotive products. The HPD provides
information on the chemical ingredients and their percentage in
specific brands of household products. Information in the HPD is from a
variety of publicly available sources including brand-specific labels
and Material Safety Data Sheets, when available from manufacturers and
manufacturers' Web sites.
EPA finds that consumers' use of the products identified in the HPD
may expose a substantial number of consumers (i.e., 10,000 or more) to
the chemical substances in those products. EPA believes that an
exposure of 10,000 or more consumers to a chemical substance is
``substantial'' as that term is used with reference to ``human
exposure'' in TSCA section 4(a)(1)(B)(i) (Ref. 7). Therefore, EPA finds
that there is or may be substantial human exposure (consumers) to 10 of
these 15 HPV chemical substances.
A discussion of EPA's ``substantial exposure'' finding for
consumers is contained in a separate document (Ref. 14).
E. Does sufficient data exist for these chemical substances?
EPA has determined that for the 15 HPV chemical substances for
which testing is required under this final rule, there are either no
data available on SIDS testing endpoints or these data are insufficient
to reasonably determine or predict the effects on human health or the
environment that may result from exposures during the manufacturing,
processing, distribution in commerce, use, or disposal of the subject
chemical substances.
The finding of insufficient data is based on the results of
searches for data on SIDS endpoints by EPA, including available data as
summarized on its High Production Volume Information System (HPVIS)
(Refs. 1, 19, and 20). This finding is also based on the results of
EPA's review of studies/data identified by commenters in response to
the proposed rule or identified by EPA after the publication of the
proposed rule to this final rule. The studies and data submitted or
identified subsequent to the proposed rule were found to be sufficient
for some proposed tests of certain chemical substances and those tests
are not required for those chemical substances in this final rule (see
Unit VII.).
[[Page 65391]]
EPA encouraged the submission of existing data on SIDS testing
endpoints relevant to characterizing the hazard of those chemical
substances for which testing was proposed. All such submitted
information was carefully evaluated by EPA in the development of the
final testing requirements in this final rule. However, if persons
required to test under this final rule become aware of additional
relevant and scientifically adequate existing data (including
structure-activity relationships (SAR) information or a scientifically
defensible category approach) and submit this information to EPA before
testing is initiated, the Agency will consider such data to determine
if they satisfy the testing requirement and will take appropriate
necessary action to ensure that the testing in this final rule is no
longer required. Persons may submit such information as a requested
modification to the testing requirements under 40 CFR 790.55 at any
time at least 60 days before the reporting deadline for the test in
question.
F. Is testing necessary for these chemical substances?
As discussed in Unit II.D., data on SIDS testing endpoints,
including acute toxicity, repeat dose toxicity, developmental and
reproductive toxicity, genetic toxicity (gene mutations and chromosomal
aberrations), ecotoxicity (tests in fish, Daphnia, and algae), and
environmental fate (five tests for physical/chemical properties
[melting point, boiling point, vapor pressure, n-octanol/water
partition coefficient, and water solubility] and biodegradation), are
necessary to ascertain the health and environmental effects of the 15
HPV chemical substances in this final rule. EPA knows of no other means
to generate the SIDS data other than the testing described in this
final rule, and therefore believes that conducting the SIDS testing
identified for the 15 HPV chemical substances is necessary to provide
data relevant to a determination of whether the manufacture,
processing, and use of the chemical substances does or does not present
an unreasonable risk of injury to human health and the environment. EPA
also believes it is important to make these data available to satisfy
the ``Right-to-Know'' principles included in the HPV Challenge Program
goals.
V. Final Rule
A. What testing is required by this final rule?
EPA is requiring specific testing and reporting requirements for
the chemical substances specified in Sec. 799.5089(j) of the
regulatory text. The testing requirements for each chemical are denoted
by alphanumeric symbols in Table 2 in Sec. 799.5089(j) of the
regulatory text. Table 3 in Sec. 799.5089(j) of the regulatory text
provides the key to identify the tests denoted by the alphanumeric
symbols and also lists special conditions that might apply when
conducting some of those tests. Test methods listed in Table 3 in Sec.
799.5089(j) of the regulatory text are grouped according to the
endpoint that they address. The endpoints and test standards required
under this final rule are listed in this unit. Also discussed in this
unit are the special conditions which EPA has identified and is
requiring for several of the required test standards.
1. Physical/Chemical Properties--a. Melting Point: ASTM
International (ASTM) E 324-99 (capillary tube) (Ref. 21) (or, for
substances liquid at room temperature, Freezing Point: OECD102 (melting
point/melting range) (Ref. 22)).
b. Boiling Point: ASTM E 1719-05 (ebulliometry) (Ref. 23).
c. Vapor Pressure: ASTM E 1782-08 (thermal analysis) (Ref. 24).
d. n-Octanol/Water Partition Coefficient: Method A (40 CFR
799.6755--shake flask).
e. Method B (ASTM E 1147-92 (Reapproved 2005)--liquid
chromatography) (Ref. 25).
f. Method C (40 CFR 799.6756--generator column).
g. Water Solubility: Method A (ASTM E 1148-02 (Reapproved 2008)--
shake flask) (Ref. 26).
h. Method B (40 CFR 799.6784--shake flask).
i. Method C (40 CFR 799.6784--column elution).
j. Method D (40 CFR 799.6786--generator column).
EPA is requiring, for those chemical substances for which melting
points determinations are needed, that melting points be determined
according to the method ASTM E 324-99. Though ASTM has withdrawn this
method, ASTM still makes the method available for informational
purposes and it can still be purchased from ASTM at the address listed
in Sec. 799.5089(h) of the regulatory text. ASTM has explained that
ASTM E 324-99 was withdrawn because:
The standard utilizes old, well-developed technology; it is
highly unlikely that any additional [changes] and/or modifications
will ever be pursued by the E15 [committee]. The time and effort
needed to maintain these documents detract from the time available
to develop new standards which use modern technology. (Ref. 27)
EPA concludes, therefore, that ASTM's withdrawal of ASTM E 324-99
does not have negative implications on the validity of the method.
However, where the chemical substance is a liquid at room
temperature a measured freezing point would meet the obligation to
report the melting point. However, ASTM E 324-99 (capillary tube) does
not specifically include instructions for determining freezing point.
Therefore, EPA is instead requiring OECD 102 (melting point/melting
range), which includes guidance for determining freezing point for
substances that are liquid at room temperature.
ASTM has updated and revised its test method for vapor pressure
(ASTM E 1782-08--thermal analysis) since the proposed rule was
published. Some material related to alternative test methods and some
unnecessary descriptive material was omitted in the revision, but the
test method itself is unchanged. The updated and revised method (ASTM E
1782-08--thermal analysis) is the required test method for the vapor
pressure endpoint in this final rule. Note: ASTM issues its test
methods under a fixed designation (e.g., E 1719): ``the number
immediately following the designation indicates the year of original
adoption or, in the case of revision, the year of last revision. A
number in parentheses indicates the year of last reapproval. A
superscript epsilon (e) indicates an editorial change since the last
revision or reapproval'' (Ref. 23).
In addition, ASTM has updated its test method for Measurement of
Aqueous Solubility (ASTM E 1148-02). The test method was reapproved in
2008. There was a minor change in ``Referenced Documents,'' but the
test method itself is unchanged. When required, the updated method
(ASTM E 1148-02 (Reapproved 2008)) is listed as the required test
method for the ``Water Solubility'' endpoint in this final rule (Ref.
26).
For the log Kow and water solubility endpoints, EPA is
requiring that certain ``special conditions'' be considered by test
sponsors in determining the appropriate test method that would be used
from among those included for these endpoints in Table 3 in Sec.
799.5089(j) of the regulatory text.
For the log Kow endpoint, EPA is requiring that an
appropriate selection be made from among three alternative
[[Page 65392]]
methods for measuring the chemical substance's log Kow.
Prior to determining the appropriate standard to use to measure the n-
octanol/water partition coefficient, EPA is recommending that the log
Kow be quantitatively estimated. EPA recommends that the
method described in ``Atom/Fragment Contribution Method for Estimating
Octanol-Water Partition Coefficients'' (Ref. 28) be used in making such
estimation. EPA is requiring that test sponsors must submit with the
final study report the underlying rationale for the test standard
selected for this endpoint. EPA is requiring this approach in
recognition of the fact that, depending on the chemical substance's log
Kow, one or more test methods may provide adequate
information for determining the log Kow, but that in some
instances one particular test method may be more appropriate. In
general, EPA believes that the more hydrophobic a subject chemical
substance is the more suitable Method B (ASTM E 1147-92 (Reapproved
2005)), and especially Method C (40 CFR 799.6756--generator column),
and the less suitable Method A (40 CFR 799.6755--shake flask), become.
The required test methodologies have been developed to meet a wide
variety of needs and, as such, are silent on experimental conditions
related to pH. Therefore, EPA highly recommends that all required n-
octanol/water partition coefficient tests be conducted at pH 7 to
ensure environmental relevance. The required test standards and log
Kow ranges that would determine which tests must be
conducted for this endpoint are shown in Table 2 of this unit.
Table 2--Test Requirements for the Physical/Chemical Properties
------------------------------------------------------------------------
Test requirements
Testing category and references Special conditions
------------------------------------------------------------------------
Physical/chemical properties n-Octanol/water n-Octanol/water
partition partition
coefficient (log 10 coefficient (log 10
basis) or log Kow: basis) or log Kow:
Select from those Which method is
listed in this required, if any,
column--see Special is determined by
Conditions in the the test
adjacent column.. substance's
Method A: 40 CFR estimated log Kow
799.6755 (shake as follows:
flask). log Kow < 0: no
Method B: ASTM E testing required.
1147-92 (Reapproved log Kow range 0-1:
2005) (liquid Method A or B.
chromatography). log Kow range > 1-4:
Method C: 40 CFR Method A, B, or C.
799.6756 (generator log Kow range > 4-6:
column). Method B or C.
log Kow > 6: Method
C.
Test sponsors must
provide in the
final study report
the underlying
rationale for the
method and pH
selected. In order
to ensure
environmental
relevance, EPA
highly recommends
that the selected
study be conducted
at pH 7.
------------------------------------------------------------------------
Note: ASTM--ASTM International.
For the ``Water Solubility'' endpoint, EPA is requiring that the
appropriate selection be made from among four alternative methods for
measuring that endpoint. The test method used would be determined by
first quantitatively estimating the test substance's water solubility.
One recommended method for estimating water solubility is described in,
``Improved Method for Estimating Water Solubility from Octanol/Water
Partition Coefficient'' (Ref. 29). EPA is also requiring that test
sponsors submit in the final study report the underlying rationale for
the test standard selected for this endpoint. EPA also highly
recommends that all required water solubility tests be conducted
starting at pH 7 to ensure environmental relevance. Table 3 of this
unit shows the estimated water solubility ranges that EPA is requiring
for use in this final rule to select the appropriate test standard.
Table 3--Test Requirements for the Water Solubility Endpoint
------------------------------------------------------------------------
Test requirements
Testing category and references Special conditions
------------------------------------------------------------------------
Physical/chemical properties Water solubility: Water solubility:
The appropriate Which method is
method to use, if required would be
any, to test for determined by the
water solubility test substance's
would be selected estimated water
from those listed solubility. Test
in this column--see sponsors must
Special Conditions provide in the
in the adjacent final study report
column.. the underlying
Method A: ASTM E rationale for the
1148-02 (Reapproved method and pH
2008) (shake flask). selected. In order
Method B: 40 CFR to ensure
799.6784 (shake environmental
flask). relevance, EPA
Method C: 40 CFR highly recommends
799.6784 (column that the selected
elution). study be conducted
Method D: 40 CFR starting at pH 7.
799.6786 (generator > 5,000 mg/L: Method
column).. A or B.
> 10 mg/L-5,000 mg/
L: Method A, B, C,
or D.
> 0.001 mg/L-10 mg/
L: Method C or D.
<= 0.001 mg/L: No
testing required.
------------------------------------------------------------------------
Note: ASTM--ASTM International, mg/L--milligram/liter.
2. Environmental Fate and Pathways--a. Ready Biodegradation: Method
A: ASTM E 1720-01 (Reapproved 2008) (sealed vessel CO2
production test) (Ref. 30).
b. Method B: International Organization for Standardization (ISO)
[[Page 65393]]
14593:1999(E) (CO2 headspace test) (Ref. 31).
c. Method C: ISO 7827:1994(E) (method by analysis of dissolved
organic carbon (DOC)) (Ref. 32).
d. Method D: ISO 9408:1999(E) (determination of oxygen demand in a
closed respirometer) (Ref. 33).
e. Method E: ISO 9439:1999(E) (carbon dioxide evolution test) (Ref.
34).
f. Method F: ISO 10707:1994(E) (closed bottle test) (Ref. 35).
g. Method G: ISO 10708:1997(E) (two-phase closed bottle test) (Ref.
36).
ASTM has updated its test method for Determining Ready, Ultimate,
Biodegradability of Organic Chemicals in a Sealed Vessel CO2
Production Test (ASTM E 1720-01). The test method was reapproved in
2008. There were minor changes, including the deletion of mention of
specific apparatus brands in the ``Apparatus'' section; however the
test method itself is unchanged. When required, the reapproved method
(ASTM E 1720-01 (Reapproved 2008)) is listed as the required test
method for the ``Ready Biodegradation'' endpoint in this final rule
(Ref. 30).
For the ``Ready Biodegradation'' endpoint, EPA is requiring that
the appropriate selection be made from among seven alternative methods
for measuring the test substance's ready biodegradability. For most
test substances, EPA considers Method A (ASTM E 1720-01 (Reapproved
2008)) and Method B (ISO 14593:1999(E)) to be generally applicable,
cost effective, and widely accepted internationally. However, the test
method used will depend on the physical and chemical properties of the
test substance, including its water solubility. An additional document,
ISO 10634:1995(E) (Ref. 37), provides guidance for selection of the
appropriate test method for a given test substance considering the test
substance's physical and chemical properties. EPA is also requiring
that test sponsors submit in the final study report the underlying
rationale for the test standard selected for this endpoint.
3. Aquatic Toxicity--a. Test Group 1:
i. Acute toxicity to fish (ASTM E 729-96 (Reapproved 2007)) (Ref.
38).
ii. Acute toxicity to Daphnia (ASTM E 729-96 (Reapproved 2007))
(Ref. 38).
iii. Toxicity to plants (algae) (ASTM E 1218-04 e\1\) (Ref. 39).
b. Test Group 2:
i. Chronic toxicity to Daphnia (ASTM E 1193-97 (Reapproved 2004))
(Ref. 40).
ii. Toxicity to plants (algae) (ASTM E 1218-04 e\1\) (Ref. 39).
ASTM has updated ASTM E 729-96 (Reapproved 2002), its test method
for Conducting Acute Toxicity Tests on Test Materials with Fishes,
Macroinvertebrates, and Amphibians. ASTM reapproved this test method in
2007. There were minor changes (for example, reference to the ASTM Web
site in place of the ``Annual Book of ASTM Standards,'' minor changes
in references and dates, titles of ASTM documents changed to correspond
to new titles, etc.) but the test method itself is unchanged. The
updated method (ASTM E 729-96 (Reapproved 2007)) is listed as the
required test method for the ``Aquatic Toxicity'' endpoints in this
final rule (Ref. 38).
For the ``Aquatic Toxicity'' endpoint, the OECD HPV SIDS Program
recognizes that, for certain chemical substances, acute toxicity
studies are of limited value in assessing the chemical substances'
aquatic toxicity. This issue arises when considering chemical
substances with high log Kow values. In such cases, toxicity
is unlikely to be observed over the duration of acute toxicity studies
because of reduced uptake and the extended amount of time required for
such chemical substances to reach steady state or toxic concentrations
in the test organism. For such situations, the OECD HPV SIDS Program
recommends use of chronic toxicity testing in Daphnia in place of acute
toxicity testing in fish and Daphnia.
EPA is requiring that the aquatic toxicity testing requirement be
determined based on the test substance's measured log Kow as
determined by using the approach outlined in Unit V.A.1., in the
discussion of ``n-Octanol/Water Coefficient,'' and in Table 3 in Sec.
799.5089(j) of the regulatory text. For test substances determined to
have a log Kow of less than 4.2, one or more of the
following tests (described as ``Test Group 1'' in Table 3 in Sec.
799.5089(j) of the regulatory text) are required: Acute toxicity to
fish (ASTM E 729-96 (Reapproved 2007)), Acute toxicity to Daphnia (ASTM
E 729-96 (Reapproved 2007)), and Toxicity to plants (algae) (ASTM E
1218-04 e\1\).
For test substances determined to have a log Kow that is
greater than or equal to 4.2, one or both of the following tests
(described as ``Test Group 2'' in Table 3 in Sec. 799.5089(j) of the
regulatory text) are required: Chronic toxicity to Daphnia (ASTM E
1193-97 (Reapproved 2004)) and/or Toxicity to plants (algae) (ASTM E
1218-04 e\1\). As outlined in Table 3 in Sec. 799.5089(j) of the
regulatory text, depending on the testing required in Test Group 1, the
Test Group 2 chronic Daphnia test may substitute for either or both the
acute fish toxicity test and the acute Daphnia test.
For the purposes of this final rule, EPA's use of a log
Kow equal to or greater than 4.2 is consistent with the
approach taken in the Agency's final policy statement under TSCA
section 5, ``Category for Persistent, Bioaccumulative, and Toxic New
Chemical Substances'' (Ref. 41). Using SAR, a log Kow of 4.2
corresponds with a fish bioconcentration factor (BCF) of about 1,000
(Refs. 29, 42, and 43). A chemical substance with a fish BCF value of
1,000 or more is characterized as having a tendency to accumulate in
living organisms relative to the concentration of the chemical
substance in the surrounding environment (Ref. 43). EPA has also used a
measured BCF that is equal to or greater than 1,000 or, in the absence
of bioconcentration data, a log P [same as log Kow] value
equal to or greater than 4.3 to help define the potential of a new
chemical substance to cause significant adverse environmental effects
(Ref. 44). EPA considers the difference between the log Kow
of 4.3 cited in the 1989 Federal Register document (Ref. 46) and the
log Kow value of 4.2 cited in this final TSCA section 4 test
rule to be negligible.
EPA recognizes that in some circumstances, acute aquatic toxicity
testing (Test Group 1) may be relevant for certain chemical substances
having a log Kow equal to or greater than 4.2. Chemical
substances that are dispersible in water (e.g., surfactants,
detergents, aliphatic amines, and cationic dyes) may have log
Kow values greater than 4.2 and may still be acutely toxic
to aquatic organisms. For any chemical substance listed in Table 3 in
Sec. 799.5089(j) of the regulatory text for which a test sponsor
believes that an alternative to the log Kow threshold of 4.2
is appropriate, the test sponsor may request a modification of the test
standard in this final rule as described in 40 CFR 790.55. Based upon
the supporting rationale provided by the test sponsor, EPA may allow an
alternative threshold or method to be used for determining whether
acute or chronic aquatic toxicity testing must be performed for a
specific substance.
4. Mammalian Toxicity--Acute--a. Acute Inhalation Toxicity (rat):
Method A (40 CFR 799.9130).
b. Acute Oral Toxicity (rat): Method B (ASTM E 1163-98 (Reapproved
2002) (Ref. 45) or 40 CFR 799.9110(d)(1)(i)(A)).
For the ``Mammalian Toxicity--Acute'' endpoint, EPA is requiring
that certain ``special conditions,'' such as the chemical substance's
physical/chemical properties or physical state, be considered in
determining the appropriate test method from among
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those included for this endpoint in Table 3 in Sec. 799.5089(j) of the
regulatory text. The OECD HPV SIDS Program recognizes that, for most
chemical substances, the oral route of administration will suffice for
this endpoint. However, consistent with the approach taken under the
HPV Challenge Program, EPA is requiring that, for test substances that
are gases at room temperature (25 [deg]C), the acute mammalian toxicity
study be conducted using inhalation as the exposure route (described as
Method A (40 CFR 799.9130) in Table 3 in Sec. 799.5089(j) of the
regulatory text). In the case of a potentially explosive test
substance, care must be taken to avoid the generation of explosive
concentrations. For all other chemical substances (i.e., those that are
either liquids or solids at room temperature), EPA is requiring that
acute toxicity testing be conducted via oral administration using an
``Up/Down'' test method (described as Method B (ASTM E 1163-98
(Reapproved 2002) or 40 CFR 799.9110(d)(1)(i)(A)) in Table 3 in Sec.
799.5089(j) of the regulatory text). Consistent with the HPV Challenge
Program, EPA is allowing the use of the Neutral Red Uptake (NRU) basal
cytotoxicity assay to select the starting dose for the acute oral
toxicity test. This test is included as a special condition in Table 3
in Sec. 799.5089(j) of the regulatory text. The National Institutes of
Environmental Health Sciences (NIEHS) provides guidance on how to use
the NRU assay to estimate a starting dose for an acute oral toxicity
test (Ref. 46). Recent versions of the standardized protocols for the
NRU assay are available at the NIEHS/Interagency Coordination Committee
on the Validation of Alternative Methods Web site (Refs. 47-49).
5. Mammalian Toxicity--Genotoxicity--a. Gene Mutations: Bacterial
Reverse Mutation Test (in vitro): 40 CFR 799.9510.
b. Chromosomal Damage: In Vitro Mammalian Chromosome Aberration
Test (40 CFR 799.9537), or the In Vivo Mammalian Bone Marrow
Chromosomal Aberration Test (rodents: Mouse (preferred species), rat,
or Chinese hamster) (40 CFR 799.9538), or the In Vivo Mammalian
Erythrocyte Micronucleus Test (sampled in bone marrow) (rodents: Mouse
(preferred species), rat, or Chinese hamster) (40 CFR 799.9539).
Persons req