Function and Reliability Flight Testing for Turbine-Powered Airplanes Weighing 6,000 Pounds or Less, 64229-64233 [2011-26955]
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64229
Rules and Regulations
Federal Register
Vol. 76, No. 201
Tuesday, October 18, 2011
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 21
[Docket No. FAA–2010–0218; Amdt. No. 21–
95]
RIN 2120–AJ56
Function and Reliability Flight Testing
for Turbine-Powered Airplanes
Weighing 6,000 Pounds or Less
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
The FAA is revising the
applicability of the function and
reliability flight testing requirements to
include all part 23 turbine-powered
airplanes weighing 6,000 pounds or
less. Revising the applicability is
necessary because advancements in
aviation technology have invalidated
the reasons for excluding these
airplanes. This revision is intended to
improve aviation safety for these
airplanes.
DATES: This rule becomes effective
December 19, 2011.
FOR FURTHER INFORMATION CONTACT:
Victor Powell, Aircraft Certification
Service, Aircraft Engineering Division,
Certification Procedures Branch, AIR–
110, Federal Aviation Administration,
800 Independence Avenue, SW.,
Washington, DC 20591; telephone: (202)
385–6326; e-mail:
victor.powell@faa.gov.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Authority for This Rulemaking
The Federal Aviation
Administration’s (FAA) authority to
issue rules on aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106, describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
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describes the scope of the FAA
Administrator’s authority.
This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart III, chapter 447,
section 44701. Under that section,
Congress charges the FAA with
promoting the safe flight of civil aircraft
in air commerce by prescribing
regulations for practices, methods, and
procedures the FAA Administrator finds
necessary for safety in air commerce.
This regulation is within the scope of
that authority because it will prescribe
new flight test requirements for certain
turbine-powered airplanes.
I. Background
This rulemaking will only change the
applicability portion of Title 14, Code of
Federal Regulations (14 CFR),
21.35(b)(2) by removing the 6,000
pound weight exclusion for part 23
turbine-powered airplanes because of
advancements in technology, as
discussed in the notice of proposed
rulemaking (NPRM). This rulemaking
does not change existing function and
reliability (F & R) flight testing
requirements in § 21.35.
The FAA issued ‘‘Proposed
Notification Regarding Function and
Reliability Testing for TurbofanPowered Airplanes of 6,000 Pounds or
Less Maximum Certificated Weight.’’
(See 69 FR 5239, February 3, 2004.) In
that notice, we announced our intention
to require F & R flight testing by special
conditions for future part 23 type
certification (TC) projects. Eclipse
Aviation Corporation (Eclipse) was
excluded from the proposal as an
ongoing TC project. We issued special
conditions requiring F & R flight testing
for the Cirrus Design Corporation Model
SF50 airplane. (See 75 FR 50853,
August 18, 2010.) This final rule will
eliminate the need for issuing special
conditions for F & R flight testing.
A. Statement of the Problem
Function and reliability flight testing
is required by § 21.35(b)(2) for all
airplanes weighing more than 6,000
pounds maximum certificated weight
that are to be certificated under part 23.
Function and reliability flight testing is
not required for gliders, nor for part 23
airplanes weighing 6,000 pounds or
less. Because of advancements in
airplane structures, propulsion
methods, and systems technologies, the
6,000-pound demarcation is no longer
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justified. Part 23 turbine-powered
airplanes that weigh 6,000 pounds or
less currently are not required to
undergo F & R flight testing regardless
of the airplane’s systems complexity or
level of automation.
After reviewing several recent
proposed type certification projects for
small turbojet-powered airplanes—
involving airplanes expected to weigh
6,000 pounds or less—the FAA has
determined that most, if not all, of these
airplane designs will benefit from the F
& R flight testing requirement. This
determination is based on new
lightweight turbine-powered airplanes
having design features and performance
consistent with larger airplanes that are
required to undergo F & R flight testing.
B. Summary of the NPRM
The technological advancements in
new airplane designs and their highperformance potential prompted the
FAA to publish in the Federal Register
the NPRM entitled ‘‘Function and
Reliability Flight Testing for TurbinePowered Airplanes Weighing 6,000
Pounds or Less.’’ (See 75 FR 18134,
April 9, 2010.) In that NPRM, we
proposed changes to the applicability of
F & R flight testing procedures for part
23 airplanes. In general, we proposed to
expand the applicability of F & R flight
testing requirements to all part 23
turbine-powered airplanes that weigh
6,000 pounds or less to be certificated
under part 23. However, the exception
for gliders and reciprocating-engine
powered airplanes weighing 6,000
pounds or less that are type certificated
under part 23 will remain.
The original decision to exclude
certain airplanes weighing 6,000 pounds
or less from F & R flight testing was
based on the state of technology existing
in 1950. At that time, airplanes
weighing 6,000 pounds or less were
expected to be used mainly as personal
airplanes. Such civil airplanes
developed between the years of 1945
and 1955 were typically single,
reciprocating-engine powered airplanes
weighing 3,000 pounds or less with
engine output of less than 300
horsepower. Technological
advancements now allow airplanes that
weigh 6,000 pounds or less to be more
complex and automated than some
transport category airplanes of the 1960s
and earlier. The NPRM contains more of
the historical background and reasons
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for this final rule. You should refer to
the NPRM for that information.
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C. Summary of the Comments
We received nine substantive
comments from five commenters.
Commenters to the NPRM represented
manufacturers of airplanes and airplane
engines, and other individuals. We also
received comments from an aviation
consulting group. The commenters
generally had concerns about changes to
F & R flight testing criteria and supplied
alternative recommendations as
discussed more fully in the Discussion
of the Final Rule below. The comment
period for the NPRM closed on July 8,
2010.
In general, the FAA received
comments on the following areas of the
proposal:
• Using the experience of the aircraft
manufacturer cited in the NPRM.
• Basing the applicability of F & R
flight testing on turbine-powered
airplanes instead of other criteria, such
as complexity.
• The safety benefits versus the costs
to perform F & R flight testing for part
23 turbine-powered airplanes weighing
6,000 pounds or less.
II. Discussion of the Final Rule
Again, this final rule will only change
the applicability of § 21.35(b)(2) by
removing the 6,000 pound weight
exclusion for part 23 turbine-powered
airplanes because of advancements in
technology, as discussed in the notice of
proposed rulemaking (NPRM). This
final rule does not change existing
F & R flight testing requirements.
Aero-Cert stated that relying on the
experience of the aircraft manufacturer
cited in the NPRM is flawed. Aero-Cert
was concerned the proposed rule was
based on the Eclipse EA–500
certification experience and objected to
it being referenced in the NPRM. The
individual commenter suggested that
proper oversight during the design
approval process is the best way to
address
F & R flight testing. The individual
commenter also stated that the problems
encountered by an inexperienced
applicant would not happen with an
experienced design organization.
The FAA acknowledges that proper
oversight is a primary objective in the
design approval process. However, we
are only changing the applicability of
§ 21.35. Function and reliability flight
testing is envisioned for the design of
new model airplanes and their systems.
The level of expertise of the applicant
is not a factor in the requirement.
The Eclipse certification experience
showed that a manufacturer could type
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certificate a very light jet below the
6,000 pound threshold. The NPRM
addressed the reality that advancements
in technology since 1950 have led to the
manufacture of high-performance, part
23 airplanes—those weighing 6,000
pounds or less—with complex systems.
Therefore, the reliability of in-flight
operations for those airplanes must be
assessed before issuance of the type
certificate.
Aero-Cert and the individual
commenter further stated that basing the
F & R flight testing requirements on the
type of powerplant is flawed. They
believed the issues that should drive the
need for F & R flight testing are related
to performance and the kinds of
operations in which the airplane will be
used, not the type of powerplant.
The FAA notes that F & R flight
testing is required for all covered
airplanes and should cover the normal
operating environment in which an
airplane will be used. Because of
difficulty in choosing the type of testing
based on the kinds of aircraft operation
or the type of powerplant, the FAA
chose to retain the existing provisions
and has expanded the requirement to
include the newer designs (such as very
light jets and turbopropeller-driven
airplanes) that are, by weight, presently
excluded from F & R flight testing.
Cessna and the individual commenter
stated the rulemaking would impose a
cost burden on manufacturers not
justified by the benefits. In the words of
Cessna, ‘‘* * * the proposed NPRM has
the potential to impose burden upon the
manufacturer not commensurate with
safety gained. For example, if a simple,
well-developed airplane were modified
with a reliable, well-developed turbine
engine, it is not likely that F & R [flight]
testing would discover issues not
encountered during properly conducted
certification testing. In this case, the
150-hour F & R [flight] testing proposed
by the NPRM would be an undue [cost]
burden on the manufacturer or the STC
[supplemental type certificate] holder.’’
Also, the individual commenter stated
that these costs would reduce the
competitiveness of American-made
aircraft and give foreign aircraft
manufacturers an unfair advantage.
The FAA notes that the commenters
did not include any analysis or data to
show that costs imposed by the rule
would impose costs not equal to safety
gained. The FAA has determined that
the expected costs of the rule are modest
in comparison to the expected benefits.
We estimate that benefits will be at least
three to six times the expected costs,
depending on the engines chosen. (See
§ 21.35(f).)
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The rule addresses applicability only
and does not change the minimum
number of hours required by § 21.35(f)
(that is, 150 or 300 hours, whichever is
appropriate). Some simultaneous flight
testing performed as part of the
certification process may also be
counted toward F & R flight testing if
the conditions of § 21.35(a) are met at
the time the testing is performed (for
example, testing related to Type
Inspection Authorization). Given the
cost-beneficial nature of the rule for the
case of a newly type-certificated
airplane with an engine previously used
on a type-certificated airplane, we
believe the rule will remain
substantially cost-beneficial.
The FAA has also found no evidence
that American-made aircraft would be at
a disadvantage in comparison to foreignmade aircraft as a result of this rule. Due
to global harmonization efforts, the
European Aviation Safety Agency
(EASA) and other foreign airworthiness
authorities have similar requirements
for certification, including F & R flight
testing requirements.
Rolls Royce stated that the use of the
word ‘‘turbine,’’ which was proposed in
the NPRM, should be better defined.
The commenter asked the FAA to revise
the proposed rule, so that
turbopropeller-driven (turboprop)
aircraft would not be affected by the
final rule, and submitted proposed
language to that effect. However, we did
not revise the rule (§ 21.35) to limit its
applicability to only airplanes having
turbofan-powered (turbofan) or turbojetpowered (turbojet) engines. This
decision is consistent with other FAA
plans for part 23 rule changes discussed
in the part 23 ‘‘Certification of
Turbojets’’ NPRM. (See 74 FR 41522,
August 17, 2009.) Those decisions point
out that features affecting the
complexity of airplane operating
systems are not limited to powerplant
features.
In addition, Cessna stated that the
evaluation of F & R flight testing (if
needed) should be based on the scope
of the project, such as the number of
complex integrated systems, and that
guidance should be developed
accordingly.
While the FAA agrees that the use of
complexity criteria might be an
appropriate method to evaluate F & R
flight testing, the FAA notes that the
scope of the project, or the number of
complex systems, may not be the most
efficient measure for requiring this
testing. The FAA also notes that
obtaining agreement on what constitutes
a complex integrated system that could
be placed within part 21 regulations
would be a difficult and burdensome
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task. It would also delay adding already
identified airplanes to the safety
assessment of F & R flight testing. The
FAA has also determined that defining
complex systems may have implications
beyond F & R flight testing, such as for
pilot training requirements and flight
operations.
IV. Regulatory Notices and Analyses
Paperwork Reduction Act
The Paperwork Reduction Act (PRA)
of 1995 (44 U.S.C. 3507(d)) requires that
the FAA consider the impact of
paperwork and other information
collection burdens imposed on the
public. We have determined that there
is no information collection burden
associated with this final rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
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Final Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a federal mandate
likely to result in the expenditure by
state, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
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This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule. We
suggest readers seeking greater detail
read the full regulatory evaluation, a
copy of which we have placed in the
docket for this rulemaking.
In conducting these analyses, FAA
has determined that this final rule: (1)
Has benefits that justify its costs, (2) is
not an economically ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, (3) is not
‘‘significant’’ as defined in the DOT’s
Regulatory Policies and Procedures; (4)
will not have a significant economic
impact on a substantial number of small
entities; (5) will not create unnecessary
obstacles to the foreign commerce of the
United States; and (6) will not impose
an unfunded mandate on state, local, or
tribal governments, or on the private
sector by exceeding the threshold
identified above. These analyses are
summarized below.
Assumptions and Sources of
Information
Total Costs and Benefits of This Final
Rule
We estimate the costs of this final rule
based on the F & R costs incurred by a
part 23 airplane manufacturer for a
turbojet-powered airplane (turbojet)
with a maximum weight greater than
6,000 pounds. The turbine-powered
Eclipse EA–500, with a maximum
weight less than 6,000 pounds, was
recently type certificated under a
program in which it voluntarily
undertook a reduced 200-hour F & R
flight testing program, 100 hours precertification and 100 hours postcertification.2 The F & R flight testing
costs for the Eclipse EA–500 would be
difficult, if not impossible, to obtain
because Eclipse Aviation Corporation
has been liquidated under Chapter 7
bankruptcy and a new firm, Eclipse
Aerospace, has been formed to take over
its assets. We believe our use of more
readily obtainable data for a part 23
turbojet weighing somewhat more than
6,000 pounds is adequate. Moreover, as
we will see below, the ad hoc nature of
Eclipse’s voluntary F & R flight testing
program appears to have limited the
appropriateness of the Eclipse F & R
flight testing cost data, even if available.
We may overestimate the cost of F & R
flight testing by our use of costs for an
airplane weighing more than airplanes
affected by this final rule.
We estimate F & R flight testing cost
per hour in order to more easily
incorporate different estimates of total F
& R flight testing hours. Test pilot and
flight test engineer costs are FAA
estimates. All other cost estimates were
We expect that the typical
certification project for an airplane
subject to the final rule will be for a new
airplane design with a turbine engine
type previously used in a typecertificated aircraft requiring 165 hours 1
of F & R flight testing at a total cost of
about $317,000. In the case of new
airplane design and an engine type not
previously used on a type-certificated
airplane, we estimate that double the
hours (330) will be required, so the total
cost will double to $634,000. We expect
that this final rule will enhance safety
and reduce costs by substantially
reducing the number of safety incidents
and Airworthiness Directives
experienced post-certification. A partial
estimate of the expected costs that will
be avoided for a single new airplane
design amounts to $1.8 million, with a
present value of $1.6 million. These
avoided costs are approximately six
times the costs of our 165-hour
‘‘typical’’ estimate and approximately
triple the higher 330-hour estimate.
Consequently, the expected benefits of
this final rule greatly exceed its modest
expected costs.
Who is affected by this rule?
Manufacturers of part 23 turbinepowered airplanes weighing 6,000
pounds or less are affected.
1 See the separate cost section below for the
reason we increased the number of hours from 150
(the minimum required by § 21.35(f)) to 165.
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• We use a two-year period of
analysis, as we find this period
sufficient to show the cost-beneficial
nature of this final rule. We use the
period from the beginning of 2007 to the
end of 2008, as the data used in the
analysis are from this period. The short
period of analysis reflects the inherent
nature of F & R flight testing, designed
as it is to uncover design or system
reliability flaws that otherwise would
reveal themselves in the very early life
of an airplane.
• Discount rate is 7% (Office of
Management and Budget, Circular A–94,
‘‘Guidelines and Discount Rates for
Benefit-Cost Analysis of Federal
Programs,’’ October 29, 1992, p. 8).
• Data on costs of compliance with
this rule were obtained from a part 23
airplane manufacturer and FAA
estimates.
Costs of This Final Rule
2 Pratt & Whitney Canada developed a new
PW610F engine for the Eclipse EA–500.
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provided by a part 23 airplane
manufacturer.
For aircraft subject to F & R flight
testing under 14 CFR 21.35(b)(2),
21.35(f) requires at least 300 hours of
F & R flight testing ‘‘with a full
complement of engines’’ for aircraft
‘‘incorporating turbine engines of a type
not previously used in a type
certificated aircraft,’’ and at least 150
hours for all other aircraft. As most
proposed very light jet (VLJ) type
certification projects appear to be based
on the type-certificated Williams FJ–33
engine or other previously typecertificated engines, we expect this
minimum requirement to hold for the
typical project subject to this final rule.
Function and reliability flight testing
for 150 hours was required for the
airplane’s data we use here, so one of
our cost estimates assumes 150 hours of
F & R flight testing. Sometimes, to fulfill
the requirements of F & R flight testing,
more than the minimum number of
flight hours is necessary. For the
purposes of this cost analysis, we used
an average extension of 10%, or 15
hours, so our ‘‘typical’’ estimate
assumes 165 hours of F & R flight
testing. We double that estimate to also
provide an estimate for a new airplane
design with a new engine design.
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Benefits of This Final Rule
We expect that adoption of this final
rule will enhance safety and reduce
costs by substantially reducing the
number of service difficulties
experienced post-certification. This
expectation is supported by evidence
from the service experience of the
Eclipse EA–500. The Eclipse Special
Certification Review 3 (Eclipse SCR)
team looked at 85 Eclipse Service
Difficulty Reports (SDRs) submitted
between July 29, 2007 and May 13, 2008
and ‘‘concluded the majority of the
SDRs resulted from reliability issues
separate from compliance with the
minimum FAA standards.’’ (See Eclipse
SCR, Executive Summary.) There also
were six Eclipse-related ADs issued in
the one-year period between November
2007 and November 2008. Eclipse
voluntarily conducted its own limited F
& R flight testing. However, the FAA
team did not view F & R flight testing
as a requirement for Eclipse to receive
its type certificate. (See Eclipse SCR,
p. 28.) This deficiency in Eclipse’s
volunteer F & R flight testing program
3 Special Certification Review: Eclipse Aviation
Corporation Model EA–500 Airplane. Prepared for
the Federal Aviation Administration Associate
Administrator for Aviation Safety, September 12,
2008.
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provides direct empirical evidence for
the benefits of F & R flight testing.
The FAA estimates that the pitot/
angle of attack (AOA) issue (AD 2008–
02–04; SCR, p. 25) is the one most likely
to have been uncovered by a mandatory
F & R flight testing program. Extending
the AD estimate to the entire U.S.registered Eclipse EA–500 fleet (264
airplanes), we estimate the total cost of
the pitot/AOA problem to be $2.5
million. However, we assess the
probability of F & R flight testing
uncovering the pitot/AOA problem to be
approximately 0.7 to 0.75. Using the
lower figure, we accordingly calculate
the expected benefit as the total cost
avoided of $2.5 million times 0.7, or
$1.8 million. (We received no comment
on this same method of calculating rule
benefits used in the NPRM.) Since the
FAA issued a type certificate on
September 30, 2006, approximately 1.5
years prior to the compliance date for
the Eclipse pitot/AOA AD, we discount
the expected benefit 1.5 years to find
present value benefit of $1.6 million.
Final Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA. However, if an agency determines
that a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The FAA has determined that this
final rule will not have a significant
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impact on a substantial number of
entities for the following reason: The
cost of requiring F & R flight testing is
a small one-time cost and a very small
percentage of development,
certification, and production costs. We
received no comments on the same
determination made in the NPRM.
Therefore, as the FAA Administrator, I
certify that this final rule will not have
a significant economic impact on a
substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this final rule and
determined the purpose is to promote
safety. This final rule is therefore not
considered an unnecessary obstacle to
foreign commerce of the United States.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$143.1 million.
This final rule does not contain such
a mandate. The requirements of Title II
do not apply.
Executive Order 13132, Federalism
The FAA analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
will not have federalism implications.
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Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the Administrator, when
modifying regulations in Title 14 of the
CFR in a manner affecting intrastate
aviation in Alaska, to consider the
extent to which Alaska is not served by
transportation modes other than
aviation, and to establish appropriate
regulatory distinctions. The final rule
would apply to the certification of all
airplanes and are not specific to air
transportation in Alaska.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this final
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312(f) of the Order and
involves no extraordinary
circumstances.
srobinson on DSK4SPTVN1PROD with RULES
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant regulatory action’’ under
the executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the notice, amendment, or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
VerDate Mar<15>2010
17:33 Oct 17, 2011
Jkt 226001
received into any of our dockets by the
name of the individual submitting the
comment (or by signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects in 14 CFR Part 21
Aircraft, Aviation safety, Exports,
Imports, Reporting and recordkeeping
requirements.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends Chapter I of Title 14, Code of
Federal Regulations, as follows:
PART 21—CERTIFICATION
PROCEDURES FOR PRODUCTS AND
PARTS
1. The authority citation for part 21
continues to read as follows:
■
Authority: 42 U.S.C. 7572; 49 U.S.C.
106(g), 40105, 40113, 44701–44702, 44704,
44707, 44709, 44711, 44713, 44715, 45303.
2. Amend § 21.35 by revising
paragraph (b)(2) to read as follows:
■
§ 21.35
Flight tests.
*
*
*
*
*
(b) * * *
(2) For aircraft to be certificated under
this subchapter, except gliders and
except reciprocating engine powered
airplanes of 6,000 lbs. or less maximum
certificated weight that are to be
certificated under part 23 of this
chapter, to determine whether there is
reasonable assurance that the aircraft, its
components, and its equipment are
reliable and function properly.
*
*
*
*
*
PO 00000
Frm 00005
Fmt 4700
Sfmt 4700
64233
Issued in Washington, DC, on August 19,
2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011–26955 Filed 10–17–11; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 71
[Docket FAA No. FAA–2011–0439; Airspace
Docket No. 11–ANM–10]
Amendment of Class D and Class E
Airspace and Establishment of Class E
Airspace; Casper, WY
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule; correction.
AGENCY:
This action corrects errors in
the legal description of a final rule
published in the Federal Register of
August 25, 2011 that amends Class D
and Class E airspace, and establishes
Class E en route domestic airspace at
Casper, WY.
DATES: Effective Date: 0901 UTC,
October 20, 2011. The Director of the
Federal Register approves this
incorporation by reference action under
1 CFR part 51, subject to the annual
revision of FAA Order 7400.9 and
publication of conforming amendments.
FOR FURTHER INFORMATION CONTACT:
Eldon Taylor, Federal Aviation
Administration, Operations Support
Group, Western Service Center, 1601
Lind Avenue, SW., Renton, WA 98057;
telephone (425) 203–4537.
SUPPLEMENTARY INFORMATION:
SUMMARY:
History
Federal Register Docket No. FAA–
2011–0439, Airspace Docket No. 11–
ANM–10, published on August 25, 2011
(76 FR 53048), amends Class D airspace,
Class E surface airspace, Class E
designated as an extension, and Class E
airspace extending upward from 700
feet above the surface; and establishes
Class E en route domestic airspace at
Natrona County International Airport,
Casper, WY. An error was made
referencing the Victor airway in the
regulatory text for Class E airspace
extending upward from 700 feet above
the surface. Also, in the Class E en route
domestic airspace area, the portion
referencing excluding existing
controlled airspace 7,100 feet MSL and
above is replaced with the correct
wording. Class D and E airspace
designations are published in paragraph
6005 and 6006, respectively, of FAA
E:\FR\FM\18OCR1.SGM
18OCR1
Agencies
[Federal Register Volume 76, Number 201 (Tuesday, October 18, 2011)]
[Rules and Regulations]
[Pages 64229-64233]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-26955]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 76, No. 201 / Tuesday, October 18, 2011 /
Rules and Regulations
[[Page 64229]]
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 21
[Docket No. FAA-2010-0218; Amdt. No. 21-95]
RIN 2120-AJ56
Function and Reliability Flight Testing for Turbine-Powered
Airplanes Weighing 6,000 Pounds or Less
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The FAA is revising the applicability of the function and
reliability flight testing requirements to include all part 23 turbine-
powered airplanes weighing 6,000 pounds or less. Revising the
applicability is necessary because advancements in aviation technology
have invalidated the reasons for excluding these airplanes. This
revision is intended to improve aviation safety for these airplanes.
DATES: This rule becomes effective December 19, 2011.
FOR FURTHER INFORMATION CONTACT: Victor Powell, Aircraft Certification
Service, Aircraft Engineering Division, Certification Procedures
Branch, AIR-110, Federal Aviation Administration, 800 Independence
Avenue, SW., Washington, DC 20591; telephone: (202) 385-6326; e-mail:
victor.powell@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The Federal Aviation Administration's (FAA) authority to issue
rules on aviation safety is found in Title 49 of the United States
Code. Subtitle I, section 106, describes the authority of the FAA
Administrator. Subtitle VII, Aviation Programs, describes the scope of
the FAA Administrator's authority.
This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart III, chapter 447, section 44701. Under
that section, Congress charges the FAA with promoting the safe flight
of civil aircraft in air commerce by prescribing regulations for
practices, methods, and procedures the FAA Administrator finds
necessary for safety in air commerce. This regulation is within the
scope of that authority because it will prescribe new flight test
requirements for certain turbine-powered airplanes.
I. Background
This rulemaking will only change the applicability portion of Title
14, Code of Federal Regulations (14 CFR), 21.35(b)(2) by removing the
6,000 pound weight exclusion for part 23 turbine-powered airplanes
because of advancements in technology, as discussed in the notice of
proposed rulemaking (NPRM). This rulemaking does not change existing
function and reliability (F & R) flight testing requirements in Sec.
21.35.
The FAA issued ``Proposed Notification Regarding Function and
Reliability Testing for Turbofan-Powered Airplanes of 6,000 Pounds or
Less Maximum Certificated Weight.'' (See 69 FR 5239, February 3, 2004.)
In that notice, we announced our intention to require F & R flight
testing by special conditions for future part 23 type certification
(TC) projects. Eclipse Aviation Corporation (Eclipse) was excluded from
the proposal as an ongoing TC project. We issued special conditions
requiring F & R flight testing for the Cirrus Design Corporation Model
SF50 airplane. (See 75 FR 50853, August 18, 2010.) This final rule will
eliminate the need for issuing special conditions for F & R flight
testing.
A. Statement of the Problem
Function and reliability flight testing is required by Sec.
21.35(b)(2) for all airplanes weighing more than 6,000 pounds maximum
certificated weight that are to be certificated under part 23. Function
and reliability flight testing is not required for gliders, nor for
part 23 airplanes weighing 6,000 pounds or less. Because of
advancements in airplane structures, propulsion methods, and systems
technologies, the 6,000-pound demarcation is no longer justified. Part
23 turbine-powered airplanes that weigh 6,000 pounds or less currently
are not required to undergo F & R flight testing regardless of the
airplane's systems complexity or level of automation.
After reviewing several recent proposed type certification projects
for small turbojet-powered airplanes--involving airplanes expected to
weigh 6,000 pounds or less--the FAA has determined that most, if not
all, of these airplane designs will benefit from the F & R flight
testing requirement. This determination is based on new lightweight
turbine-powered airplanes having design features and performance
consistent with larger airplanes that are required to undergo F & R
flight testing.
B. Summary of the NPRM
The technological advancements in new airplane designs and their
high-performance potential prompted the FAA to publish in the Federal
Register the NPRM entitled ``Function and Reliability Flight Testing
for Turbine-Powered Airplanes Weighing 6,000 Pounds or Less.'' (See 75
FR 18134, April 9, 2010.) In that NPRM, we proposed changes to the
applicability of F & R flight testing procedures for part 23 airplanes.
In general, we proposed to expand the applicability of F & R flight
testing requirements to all part 23 turbine-powered airplanes that
weigh 6,000 pounds or less to be certificated under part 23. However,
the exception for gliders and reciprocating-engine powered airplanes
weighing 6,000 pounds or less that are type certificated under part 23
will remain.
The original decision to exclude certain airplanes weighing 6,000
pounds or less from F & R flight testing was based on the state of
technology existing in 1950. At that time, airplanes weighing 6,000
pounds or less were expected to be used mainly as personal airplanes.
Such civil airplanes developed between the years of 1945 and 1955 were
typically single, reciprocating-engine powered airplanes weighing 3,000
pounds or less with engine output of less than 300 horsepower.
Technological advancements now allow airplanes that weigh 6,000 pounds
or less to be more complex and automated than some transport category
airplanes of the 1960s and earlier. The NPRM contains more of the
historical background and reasons
[[Page 64230]]
for this final rule. You should refer to the NPRM for that information.
C. Summary of the Comments
We received nine substantive comments from five commenters.
Commenters to the NPRM represented manufacturers of airplanes and
airplane engines, and other individuals. We also received comments from
an aviation consulting group. The commenters generally had concerns
about changes to F & R flight testing criteria and supplied alternative
recommendations as discussed more fully in the Discussion of the Final
Rule below. The comment period for the NPRM closed on July 8, 2010.
In general, the FAA received comments on the following areas of the
proposal:
Using the experience of the aircraft manufacturer cited in
the NPRM.
Basing the applicability of F & R flight testing on
turbine-powered airplanes instead of other criteria, such as
complexity.
The safety benefits versus the costs to perform F & R
flight testing for part 23 turbine-powered airplanes weighing 6,000
pounds or less.
II. Discussion of the Final Rule
Again, this final rule will only change the applicability of Sec.
21.35(b)(2) by removing the 6,000 pound weight exclusion for part 23
turbine-powered airplanes because of advancements in technology, as
discussed in the notice of proposed rulemaking (NPRM). This final rule
does not change existing F & R flight testing requirements.
Aero-Cert stated that relying on the experience of the aircraft
manufacturer cited in the NPRM is flawed. Aero-Cert was concerned the
proposed rule was based on the Eclipse EA-500 certification experience
and objected to it being referenced in the NPRM. The individual
commenter suggested that proper oversight during the design approval
process is the best way to address F & R flight testing. The individual
commenter also stated that the problems encountered by an inexperienced
applicant would not happen with an experienced design organization.
The FAA acknowledges that proper oversight is a primary objective
in the design approval process. However, we are only changing the
applicability of Sec. 21.35. Function and reliability flight testing
is envisioned for the design of new model airplanes and their systems.
The level of expertise of the applicant is not a factor in the
requirement.
The Eclipse certification experience showed that a manufacturer
could type certificate a very light jet below the 6,000 pound
threshold. The NPRM addressed the reality that advancements in
technology since 1950 have led to the manufacture of high-performance,
part 23 airplanes--those weighing 6,000 pounds or less--with complex
systems. Therefore, the reliability of in-flight operations for those
airplanes must be assessed before issuance of the type certificate.
Aero-Cert and the individual commenter further stated that basing
the F & R flight testing requirements on the type of powerplant is
flawed. They believed the issues that should drive the need for F & R
flight testing are related to performance and the kinds of operations
in which the airplane will be used, not the type of powerplant.
The FAA notes that F & R flight testing is required for all covered
airplanes and should cover the normal operating environment in which an
airplane will be used. Because of difficulty in choosing the type of
testing based on the kinds of aircraft operation or the type of
powerplant, the FAA chose to retain the existing provisions and has
expanded the requirement to include the newer designs (such as very
light jets and turbopropeller-driven airplanes) that are, by weight,
presently excluded from F & R flight testing.
Cessna and the individual commenter stated the rulemaking would
impose a cost burden on manufacturers not justified by the benefits. In
the words of Cessna, ``* * * the proposed NPRM has the potential to
impose burden upon the manufacturer not commensurate with safety
gained. For example, if a simple, well-developed airplane were modified
with a reliable, well-developed turbine engine, it is not likely that F
& R [flight] testing would discover issues not encountered during
properly conducted certification testing. In this case, the 150-hour F
& R [flight] testing proposed by the NPRM would be an undue [cost]
burden on the manufacturer or the STC [supplemental type certificate]
holder.'' Also, the individual commenter stated that these costs would
reduce the competitiveness of American-made aircraft and give foreign
aircraft manufacturers an unfair advantage.
The FAA notes that the commenters did not include any analysis or
data to show that costs imposed by the rule would impose costs not
equal to safety gained. The FAA has determined that the expected costs
of the rule are modest in comparison to the expected benefits. We
estimate that benefits will be at least three to six times the expected
costs, depending on the engines chosen. (See Sec. 21.35(f).)
The rule addresses applicability only and does not change the
minimum number of hours required by Sec. 21.35(f) (that is, 150 or 300
hours, whichever is appropriate). Some simultaneous flight testing
performed as part of the certification process may also be counted
toward F & R flight testing if the conditions of Sec. 21.35(a) are met
at the time the testing is performed (for example, testing related to
Type Inspection Authorization). Given the cost-beneficial nature of the
rule for the case of a newly type-certificated airplane with an engine
previously used on a type-certificated airplane, we believe the rule
will remain substantially cost-beneficial.
The FAA has also found no evidence that American-made aircraft
would be at a disadvantage in comparison to foreign-made aircraft as a
result of this rule. Due to global harmonization efforts, the European
Aviation Safety Agency (EASA) and other foreign airworthiness
authorities have similar requirements for certification, including F &
R flight testing requirements.
Rolls Royce stated that the use of the word ``turbine,'' which was
proposed in the NPRM, should be better defined. The commenter asked the
FAA to revise the proposed rule, so that turbopropeller-driven
(turboprop) aircraft would not be affected by the final rule, and
submitted proposed language to that effect. However, we did not revise
the rule (Sec. 21.35) to limit its applicability to only airplanes
having turbofan-powered (turbofan) or turbojet-powered (turbojet)
engines. This decision is consistent with other FAA plans for part 23
rule changes discussed in the part 23 ``Certification of Turbojets''
NPRM. (See 74 FR 41522, August 17, 2009.) Those decisions point out
that features affecting the complexity of airplane operating systems
are not limited to powerplant features.
In addition, Cessna stated that the evaluation of F & R flight
testing (if needed) should be based on the scope of the project, such
as the number of complex integrated systems, and that guidance should
be developed accordingly.
While the FAA agrees that the use of complexity criteria might be
an appropriate method to evaluate F & R flight testing, the FAA notes
that the scope of the project, or the number of complex systems, may
not be the most efficient measure for requiring this testing. The FAA
also notes that obtaining agreement on what constitutes a complex
integrated system that could be placed within part 21 regulations would
be a difficult and burdensome
[[Page 64231]]
task. It would also delay adding already identified airplanes to the
safety assessment of F & R flight testing. The FAA has also determined
that defining complex systems may have implications beyond F & R flight
testing, such as for pilot training requirements and flight operations.
IV. Regulatory Notices and Analyses
Paperwork Reduction Act
The Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3507(d))
requires that the FAA consider the impact of paperwork and other
information collection burdens imposed on the public. We have
determined that there is no information collection burden associated
with this final rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these regulations.
Final Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
federal mandate likely to result in the expenditure by state, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule. We suggest readers seeking
greater detail read the full regulatory evaluation, a copy of which we
have placed in the docket for this rulemaking.
In conducting these analyses, FAA has determined that this final
rule: (1) Has benefits that justify its costs, (2) is not an
economically ``significant regulatory action'' as defined in section
3(f) of Executive Order 12866, (3) is not ``significant'' as defined in
the DOT's Regulatory Policies and Procedures; (4) will not have a
significant economic impact on a substantial number of small entities;
(5) will not create unnecessary obstacles to the foreign commerce of
the United States; and (6) will not impose an unfunded mandate on
state, local, or tribal governments, or on the private sector by
exceeding the threshold identified above. These analyses are summarized
below.
Total Costs and Benefits of This Final Rule
We expect that the typical certification project for an airplane
subject to the final rule will be for a new airplane design with a
turbine engine type previously used in a type-certificated aircraft
requiring 165 hours \1\ of F & R flight testing at a total cost of
about $317,000. In the case of new airplane design and an engine type
not previously used on a type-certificated airplane, we estimate that
double the hours (330) will be required, so the total cost will double
to $634,000. We expect that this final rule will enhance safety and
reduce costs by substantially reducing the number of safety incidents
and Airworthiness Directives experienced post-certification. A partial
estimate of the expected costs that will be avoided for a single new
airplane design amounts to $1.8 million, with a present value of $1.6
million. These avoided costs are approximately six times the costs of
our 165-hour ``typical'' estimate and approximately triple the higher
330-hour estimate. Consequently, the expected benefits of this final
rule greatly exceed its modest expected costs.
---------------------------------------------------------------------------
\1\ See the separate cost section below for the reason we
increased the number of hours from 150 (the minimum required by
Sec. 21.35(f)) to 165.
---------------------------------------------------------------------------
Who is affected by this rule?
Manufacturers of part 23 turbine-powered airplanes weighing 6,000
pounds or less are affected.
Assumptions and Sources of Information
We use a two-year period of analysis, as we find this
period sufficient to show the cost-beneficial nature of this final
rule. We use the period from the beginning of 2007 to the end of 2008,
as the data used in the analysis are from this period. The short period
of analysis reflects the inherent nature of F & R flight testing,
designed as it is to uncover design or system reliability flaws that
otherwise would reveal themselves in the very early life of an
airplane.
Discount rate is 7% (Office of Management and Budget,
Circular A-94, ``Guidelines and Discount Rates for Benefit-Cost
Analysis of Federal Programs,'' October 29, 1992, p. 8).
Data on costs of compliance with this rule were obtained
from a part 23 airplane manufacturer and FAA estimates.
Costs of This Final Rule
We estimate the costs of this final rule based on the F & R costs
incurred by a part 23 airplane manufacturer for a turbojet-powered
airplane (turbojet) with a maximum weight greater than 6,000 pounds.
The turbine-powered Eclipse EA-500, with a maximum weight less than
6,000 pounds, was recently type certificated under a program in which
it voluntarily undertook a reduced 200-hour F & R flight testing
program, 100 hours pre-certification and 100 hours post-
certification.\2\ The F & R flight testing costs for the Eclipse EA-500
would be difficult, if not impossible, to obtain because Eclipse
Aviation Corporation has been liquidated under Chapter 7 bankruptcy and
a new firm, Eclipse Aerospace, has been formed to take over its assets.
We believe our use of more readily obtainable data for a part 23
turbojet weighing somewhat more than 6,000 pounds is adequate.
Moreover, as we will see below, the ad hoc nature of Eclipse's
voluntary F & R flight testing program appears to have limited the
appropriateness of the Eclipse F & R flight testing cost data, even if
available. We may overestimate the cost of F & R flight testing by our
use of costs for an airplane weighing more than airplanes affected by
this final rule.
---------------------------------------------------------------------------
\2\ Pratt & Whitney Canada developed a new PW610F engine for the
Eclipse EA-500.
---------------------------------------------------------------------------
We estimate F & R flight testing cost per hour in order to more
easily incorporate different estimates of total F & R flight testing
hours. Test pilot and flight test engineer costs are FAA estimates. All
other cost estimates were
[[Page 64232]]
provided by a part 23 airplane manufacturer.
For aircraft subject to F & R flight testing under 14 CFR
21.35(b)(2), 21.35(f) requires at least 300 hours of F & R flight
testing ``with a full complement of engines'' for aircraft
``incorporating turbine engines of a type not previously used in a type
certificated aircraft,'' and at least 150 hours for all other aircraft.
As most proposed very light jet (VLJ) type certification projects
appear to be based on the type-certificated Williams FJ-33 engine or
other previously type-certificated engines, we expect this minimum
requirement to hold for the typical project subject to this final rule.
Function and reliability flight testing for 150 hours was required
for the airplane's data we use here, so one of our cost estimates
assumes 150 hours of F & R flight testing. Sometimes, to fulfill the
requirements of F & R flight testing, more than the minimum number of
flight hours is necessary. For the purposes of this cost analysis, we
used an average extension of 10%, or 15 hours, so our ``typical''
estimate assumes 165 hours of F & R flight testing. We double that
estimate to also provide an estimate for a new airplane design with a
new engine design.
Benefits of This Final Rule
We expect that adoption of this final rule will enhance safety and
reduce costs by substantially reducing the number of service
difficulties experienced post-certification. This expectation is
supported by evidence from the service experience of the Eclipse EA-
500. The Eclipse Special Certification Review \3\ (Eclipse SCR) team
looked at 85 Eclipse Service Difficulty Reports (SDRs) submitted
between July 29, 2007 and May 13, 2008 and ``concluded the majority of
the SDRs resulted from reliability issues separate from compliance with
the minimum FAA standards.'' (See Eclipse SCR, Executive Summary.)
There also were six Eclipse-related ADs issued in the one-year period
between November 2007 and November 2008. Eclipse voluntarily conducted
its own limited F & R flight testing. However, the FAA team did not
view F & R flight testing as a requirement for Eclipse to receive its
type certificate. (See Eclipse SCR, p. 28.) This deficiency in
Eclipse's volunteer F & R flight testing program provides direct
empirical evidence for the benefits of F & R flight testing.
---------------------------------------------------------------------------
\3\ Special Certification Review: Eclipse Aviation Corporation
Model EA-500 Airplane. Prepared for the Federal Aviation
Administration Associate Administrator for Aviation Safety,
September 12, 2008.
---------------------------------------------------------------------------
The FAA estimates that the pitot/angle of attack (AOA) issue (AD
2008-02-04; SCR, p. 25) is the one most likely to have been uncovered
by a mandatory F & R flight testing program. Extending the AD estimate
to the entire U.S.-registered Eclipse EA-500 fleet (264 airplanes), we
estimate the total cost of the pitot/AOA problem to be $2.5 million.
However, we assess the probability of F & R flight testing uncovering
the pitot/AOA problem to be approximately 0.7 to 0.75. Using the lower
figure, we accordingly calculate the expected benefit as the total cost
avoided of $2.5 million times 0.7, or $1.8 million. (We received no
comment on this same method of calculating rule benefits used in the
NPRM.) Since the FAA issued a type certificate on September 30, 2006,
approximately 1.5 years prior to the compliance date for the Eclipse
pitot/AOA AD, we discount the expected benefit 1.5 years to find
present value benefit of $1.6 million.
Final Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to have a
significant economic impact on a substantial number of small entities,
section 605(b) of the RFA provides that the head of the agency may so
certify and a regulatory flexibility analysis is not required. The
certification must include a statement providing the factual basis for
this determination, and the reasoning should be clear.
The FAA has determined that this final rule will not have a
significant impact on a substantial number of entities for the
following reason: The cost of requiring F & R flight testing is a small
one-time cost and a very small percentage of development,
certification, and production costs. We received no comments on the
same determination made in the NPRM. Therefore, as the FAA
Administrator, I certify that this final rule will not have a
significant economic impact on a substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this final rule and determined the purpose is to
promote safety. This final rule is therefore not considered an
unnecessary obstacle to foreign commerce of the United States.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by State, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $143.1 million.
This final rule does not contain such a mandate. The requirements
of Title II do not apply.
Executive Order 13132, Federalism
The FAA analyzed this final rule under the principles and criteria
of Executive Order 13132, Federalism. We determined that this action
will not have a substantial direct effect on the States, or the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, will not have federalism implications.
[[Page 64233]]
Regulations Affecting Intrastate Aviation in Alaska
Section 1205 of the FAA Reauthorization Act of 1996 (110 Stat.
3213) requires the Administrator, when modifying regulations in Title
14 of the CFR in a manner affecting intrastate aviation in Alaska, to
consider the extent to which Alaska is not served by transportation
modes other than aviation, and to establish appropriate regulatory
distinctions. The final rule would apply to the certification of all
airplanes and are not specific to air transportation in Alaska.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this final rulemaking action qualifies for the categorical
exclusion identified in paragraph 312(f) of the Order and involves no
extraordinary circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant regulatory action'' under the executive order because
it is not a ``significant regulatory action'' under Executive Order
12866, and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing Office's Web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the notice, amendment, or docket number of this
rulemaking.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or by signing the comment, if submitted on
behalf of an association, business, labor union, etc.). You may review
DOT's complete Privacy Act statement in the Federal Register published
on April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may
visit https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. If you are a small entity and you have a question
regarding this document, you may contact your local FAA official, or
the person listed under the FOR FURTHER INFORMATION CONTACT heading at
the beginning of the preamble. You can find out more about SBREFA on
the Internet at https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 21
Aircraft, Aviation safety, Exports, Imports, Reporting and
recordkeeping requirements.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends Chapter I of Title 14, Code of Federal
Regulations, as follows:
PART 21--CERTIFICATION PROCEDURES FOR PRODUCTS AND PARTS
0
1. The authority citation for part 21 continues to read as follows:
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(g), 40105, 40113,
44701-44702, 44704, 44707, 44709, 44711, 44713, 44715, 45303.
0
2. Amend Sec. 21.35 by revising paragraph (b)(2) to read as follows:
Sec. 21.35 Flight tests.
* * * * *
(b) * * *
(2) For aircraft to be certificated under this subchapter, except
gliders and except reciprocating engine powered airplanes of 6,000 lbs.
or less maximum certificated weight that are to be certificated under
part 23 of this chapter, to determine whether there is reasonable
assurance that the aircraft, its components, and its equipment are
reliable and function properly.
* * * * *
Issued in Washington, DC, on August 19, 2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011-26955 Filed 10-17-11; 8:45 am]
BILLING CODE 4910-13-P