Endangered and Threatened Wildlife and Plants; 12-Month Finding on a Petition To List a Distinct Population Segment of the Red Tree Vole as Endangered or Threatened, 63720-63762 [2011-25818]
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DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R1–ES–2008–0086;
92210–5008–3922–10–B2]
Endangered and Threatened Wildlife
and Plants; 12-Month Finding on a
Petition To List a Distinct Population
Segment of the Red Tree Vole as
Endangered or Threatened
Fish and Wildlife Service,
Interior.
ACTION: Notice of 12-month petition
finding.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), announce a
12-month finding on a petition to list a
distinct population segment of the red
tree vole (Arborimus longicaudus) as
endangered or threatened and to
designate critical habitat under the
Endangered Species Act of 1973, as
amended (Act). The Petition provided
three listing options for the Service to
consider: Listing the dusky tree vole
subspecies throughout its range; listing
the North Oregon Coast population of
the red tree vole (Arborimus
longicaudus) as a distinct population
segment (DPS); or listing the red tree
vole because it is endangered or
threatened in a significant portion of its
range.
After review of the best available
scientific and commercial information,
we have determined that listing the
North Oregon Coast population of the
red tree vole as a DPS is warranted.
However, the development of a
proposed listing rule is precluded by
higher priority actions to amend the
Lists of Endangered and Threatened
Wildlife and Plants. Upon publication
of this 12-month petition finding, we
will add this DPS of the red tree vole to
our candidate species list. We will
develop a proposed rule to list this DPS
of the red tree vole as our priorities
allow. We will make any determination
on critical habitat during development
of the proposed listing rule. In any
interim period, we will address the
status of the candidate taxon through
our annual Candidate Notice of Review
(CNOR).
DATES: This finding was made on
October 13, 2011.
ADDRESSES: This finding is available on
the Internet at https://
www.regulations.gov. Supporting
documentation we used in preparing
this finding is available for public
inspection, by appointment, during
normal business hours at the U.S. Fish
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and Wildlife Service, Oregon Fish and
Wildlife Office, 2600 S.E. 98th Ave.,
Suite 100, Portland, OR 97266;
telephone 503–231–6179; facsimile
503–231–6195. Please submit any new
information, materials, comments, or
questions concerning this finding to the
above street address.
FOR FURTHER INFORMATION CONTACT: Paul
Henson, Ph.D., Field Supervisor, U.S.
Fish and Wildlife Service, Oregon Fish
and Wildlife Office (see ADDRESSES
section). If you use a
telecommunications device for the deaf
(TDD), call the Federal Information
Relay Service (FIRS) at 800–877–8339.
SUPPLEMENTARY INFORMATION:
Background
Section 4(b)(3)(B) of the Endangered
Species Act (Act) (16 U.S.C. 1531 et
seq.) requires that, for any petition to
revise the Federal Lists of Endangered
and Threatened Wildlife and Plants that
contains substantial scientific and
commercial information indicating that
listing may be warranted, we make a
finding within 12 months of the date of
receipt of the petition on whether the
petitioned action is: (1) Not warranted;
(2) warranted; or (3) warranted, but the
immediate proposal of a regulation
implementing the petitioned action is
precluded by other pending proposals to
determine whether species are
endangered or threatened, and
expeditious progress is being made to
add or remove qualified species from
the Federal Lists of Endangered and
Threatened Wildlife and Plants. Section
4(b)(3)(C) of the Act requires that we
treat a petition for which the requested
action is found to be warranted but
precluded as though resubmitted on the
date of such finding; that is, requiring a
subsequent finding to be made within
12 months. We must publish these 12month findings in the Federal Register.
Previous Federal Actions
On June 22, 2007, we received a
petition dated June 18, 2007, from the
Center for Biological Diversity and six
other organizations and individuals
(hereafter, ‘‘the petitioners’’), requesting
that we list the dusky tree vole as an
endangered or threatened species and
designate critical habitat. The
petitioners requested that if we found
the dusky tree vole was not a listable
entity as a subspecies, we either list the
North Oregon Coast population of the
red tree vole as a distinct population
segment (DPS), or list the red tree vole
because it is endangered or threatened
in a significant portion of its range,
including the North Oregon Coast
population. On September 26, 2007, we
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sent a letter to Noah Greenwald, Center
for Biological Diversity, acknowledging
our receipt of the petition and providing
our determination that emergency
listing was not warranted for the species
at that time.
On October 28, 2008, we published a
90-day finding for the dusky tree vole in
the Federal Register (73 FR 63919). We
found that the petition presented
substantial information indicating that
listing one of the following three entities
as endangered or threatened may be
warranted:
(1) The dusky tree vole subspecies of
the red tree vole;
(2) The North Oregon Coast DPS of
the red tree vole; or
(3) The red tree vole because it is
endangered or threatened in a
significant portion of its range.
As a result of that finding, we also
initiated a status review of the species,
including an evaluation of the North
Oregon Coast population of red tree vole
and the red tree vole throughout its
range. This notice constitutes our 12month finding for the petition to list the
dusky tree vole as endangered or
threatened.
Species Information
As a putative subspecies, the dusky
tree vole is a member of the red tree vole
taxon. Some of the scientific literature is
specific to the ‘‘dusky tree vole,’’ but
much of it describes the red tree vole
and does not distinguish among
subspecies. For that reason, available
information on the red tree vole is
presented below with the assumption
that it also applies to the dusky tree
vole. If the information source makes
distinctions between the two, they are
noted, as appropriate. Published
literature on the red tree vole also
includes work conducted on the closely
related Sonoma tree vole (Arborimus
pomo). Prior to 1991, these taxa were
both considered red tree vole (Johnson
and George 1991, entire). Where
pertinent information is lacking or
limited for the red tree vole, information
on the Sonoma tree vole is presented
because there have been no ecological or
life-history differences noted for the two
species (Smith et al. 2003, p. 187).
Tree voles are small, mouse-sized
rodents that live in conifer forests and
spend almost all of their time in the tree
canopy. Tree voles rarely come to the
ground, and do so only to move briefly
between trees. They are one of the few
animals to persist on a diet of conifer
needles, which is their principal food.
When eating, tree voles strip away the
resin ducts within conifer needles and
eat the remaining portion; resin ducts
contain terpenoid chemicals that make
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them unpalatable to most species. Red
tree voles live singly (or with young, in
the case of females) in nests made of
vegetation and other materials. Swingle
(2005, p. 2) summarized the sizes of red
tree vole nests as ranging from ‘‘very
small ephemeral structures about the
size of a grapefruit, to large old maternal
nests that may be nearly as large as a
bushel basket and completely encircle
the trunk of the tree (Taylor 1915;
Howell 1926; Verts and Carraway
1998).’’ Nests of females tend to be
larger than those of males. Males and
females live separate lives once leaving
the nest, only coming together to breed.
Further details of the life-history
characteristics of tree voles are
presented below.
Taxonomy and Description
Tree voles are less than 8.2 inches (in)
(209 millimeters (mm)) long and weigh
up to 1.7 ounces (oz) (49 grams (g))
(Hayes 1996, p. 1; Verts and Carraway
1998, p. 301; Forsman 2010, pers.
comm.). Pelage (fur) color ranges from
brownish red to bright brownish-red or
orange-red (Maser et al. 1981, p. 201).
The darker coat color has been
attributed to the dusky tree vole (Bailey
1936, p. 198; Maser et al. 1981, p. 201).
Melanistic (all black) forms of the dusky
(Hayes 1996, p. 1) and red tree vole
(Swingle 2005, p. 46), as well as creamcolored red tree voles (Swingle 2005, p.
82), rarely occur.
Howell (1926, p. 35) described several
physical differences between voles
described as dusky tree voles and red
tree voles. These differences include
coat color, as well as skull and dental
characteristics. However, Howell (1926,
p. 34) based his description of the red
tree vole on the observations of 40 tree
voles, 32 of which were from California.
At least 28 of the California tree voles
were collected from Carlotta, Humboldt
County, within the range of what is now
considered the Sonoma tree vole
(Howell 1926, p. 41; Blois and Arbogast
2006, pp. 953–956). Howell’s
description of the red tree vole was
therefore based on a collection that was
actually comprised primarily of Sonoma
tree voles, rendering the comparison to
dusky tree voles of questionable value.
The taxonomic history of red and
dusky tree voles is complex; a
comprehensive description can be
found in Miller et al. (2010, pp. 64–65).
The red tree vole was first described
from a specimen collected in Coos
County, Oregon (True 1890, pp. 303–
304), and originally placed in the genus
Phenacomys. The dusky tree vole was
first described from a dead specimen
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found in Tillamook County and
originally classified as a distinct
species, P. silvicolus (Howell 1921,
entire), later renamed P. silvicola (Miller
1924, p. 400). Taylor (1915, p. 156)
established the subgenus Arborimus for
tree voles, which Johnson (1968, p. 27;
1973, p. 243) later proposed elevating to
full generic rank, although this genus
has not been universally adopted (e.g.,
Verts and Carraway 1998, pp. 309–311).
For the purpose of this finding, we use
the generic classification, Arborimus,
adopted by the petitioners.
Johnson (1968, p. 27) concluded that
analysis of blood proteins and
hemoglobin from dusky and red tree
voles ‘‘* * * suggested combining the
named forms of Arborimus into a single
species * * *’’. Hall (1981, p. 788) cited
Johnson (1968, p. 27) as suggesting a
‘‘subspecific relationship of the two
taxa,’’ and others have cited Johnson as
well in supporting the classification of
the dusky tree vole as a subspecies (e.g.,
Maser and Storm 1970, p. 64; Johnson
and George 1991, p. 1). However, based
on a lack of detectable genetic
differences and a lack of consistently
verifiable morphological differences
between dusky and red tree voles,
Bellinger et al. (2005, p. 207) suggested
subspecific status of the dusky tree vole
may not be warranted.
Miller et al. (2006a, entire) analyzed
mitochondrial DNA sequences from red
tree voles throughout their range in
Oregon. This study was not designed to
address red tree vole taxonomy, but
rather, how historical processes may
have affected the genetic diversity and
structure of the red tree vole across
much of its range. The authors found
significant genetic discontinuities based
on unique haplotypes that result in
three genetically distinct groupings of
red tree voles. A primary discontinuity
divided the red tree vole’s range into a
northern and a southern region in terms
of genetic makeup as determined from
mitochondrial DNA. Some overlap of
these two genetic groups occurred, but
in general, red tree voles north of
Douglas and southeastern Lane Counties
were genetically different from tree
voles to the south (Miller et al. 2006a,
Fig.1, pp. 146, 151–152). There are no
known geographic or geological features
that coincide with this genetic
discontinuity that might explain this
genetic break. The northern genetic
group was further subdivided by a
secondary discontinuity that coincided
with the Willamette Valley, a nonforested barrier currently separating
individuals in the northern Oregon
Coast Range to the west from the
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Cascade Range to the east (Miller et al.
2006a, Fig.1, pp. 146, 151–152).
Although Miller et al. (2006a, entire)
found genetic discontinuities in the red
tree vole in Oregon, the authors did not
comment on the taxonomic status of the
species. Subsequent conversations with
the geneticists who authored this paper
indicated that the genetic differences
described in Miller et al. (2006a, entire)
were substantial enough to potentially
warrant taxonomically classifying the
three genetically distinct groups as
separate subspecies if there were
corresponding differences in other
traits, such as behavior or morphology,
to provide additional support (Miller
and Haig 2009, pers. comm.). Recent
review of external morphological
characters by Miller et al. (2010, entire)
did not distinguish dusky tree voles
from red tree voles, but the authors
noted that additional analysis of other
physical characteristics (e.g., fur color)
would be required to better determine
the dusky tree vole’s taxonomic status.
The Integrated Taxonomic Information
System (ITIS), a database maintained by
a partnership of U.S., Canadian, and
Mexican agencies, other organizations,
and taxonomic specialists to provide
scientifically credible taxonomic
information, does not recognize the
dusky tree vole as a subspecies of the
red tree vole (information retrieved 15
March 2011, from the ITIS database).
Wilson and Reeder (2005, entire) is the
industry standard for mammalian
taxonomy. Subspecies were not
recognized until the most recent edition,
published in 2005. Although Wilson
and Reeder (2005, pp. 962–963)
recognize the dusky tree vole as a
subspecies, the more recent research on
tree vole genetics and analyses
attempting to clarify the taxonomic
status of the dusky tree vole have only
become available subsequent to that
review, and therefore were not
considered at the time that volume was
published.
Range and Distribution
Tree voles are endemic to the humid,
coniferous forests of western Oregon
and northwestern California (Maser
1966, p. 7). The red tree vole occurs in
western Oregon from below the crest of
the Cascade Range to the Pacific coast
(Hayes 1996, p. 2; Verts and Carraway
1998, pp. 309–310), with a geographic
range covering approximately 16.3
million acres (ac) (6.6 million hectares
(ha)) across multiple ownerships (USDA
and USDI 2007, p. 287) (Figure 1).
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The southern boundary of the range of
the red tree vole borders the range of the
Sonoma tree vole, which Johnson and
George (1991, p. 12) classified as a
separate species from the red tree vole.
Johnson and George (1991, pp. 11–12)
suggested the break between the ranges
of these two species was the Klamath
Mountains along the Oregon-California
border. Murray (1995, p. 26) considered
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the boundary between the two species
to be the Klamath River in northwestern
California. A recent mitochondrial DNA
analysis supports the classification of
tree voles in northwestern California
(Del Norte County) as Arborimus
longicaudus (Blois and Arbogast 2006,
pp. 956, 958).
The red tree vole has not been found
north of the Columbia River (Verts and
Carraway 1998, p. 309), but the actual
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northern limit of its historical
distribution in northwestern Oregon is
unclear. Within the Oregon Coast Range,
the northernmost tree vole collection
site was in the vicinity of Saddle
Mountain in central Clatsop County
(Verts and Carraway 1998, pp. 310, 546;
Forsman and Swingle 2009, pers.
comm.). Although no tree voles have
been detected in recent search efforts in
northern Clatsop and Columbia
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Counties (Forsman and Swingle 2009,
unpublished data), the area historically
had extensive forests with large
Douglas-fir (Pseudotsuga menziesii) and
western hemlock (Tsuga heterophylla)
trees conducive to tree vole habitat
(Robbins 1997, pp. 205–206). Therefore,
we believe it is reasonable to assume
that tree voles were present in those
areas prior to the late 1800s and early
1900s when virtually all old forests in
the region were clear-cut or burned. The
Columbia River was considered
Oregon’s most productive logging center
in the late 1800s (Robbins 1997, p. 220),
and it is likely that virtually all of the
suitable tree vole habitat in Clatsop,
Columbia, and Washington Counties
was removed before tree vole
occurrence could be recorded. Whether
tree voles may persist undetected in
Columbia County and northern Clatsop
County is not known at this time;
although not detected in the most recent
search efforts, tree voles may be
overlooked if they are sparsely
distributed or few in number.
Farther east, the red tree vole occurs
in the Columbia River Gorge from
Wahkenna Creek to Seneca Fouts State
Park, 4 miles (mi) (6 kilometers (km))
west of Hood River (Forsman et al.
2009b, p. 230). The red tree vole range
had been described as west of the crest
of the Cascade Range in Oregon (Corn
and Bury 1986, p. 405). However, recent
surveys have also found them just east
of the Cascade Range crest, in the
headwaters of the Lake Branch of Hood
River, 19 mi (30 km) southwest of the
town of Hood River (Forsman et al.
2009b, p. 227).
Surveys conducted for red tree voles
by the Forest Service and the Bureau of
Land Management as part of the Survey
and Manage program under the
Northwest Forest Plan (NWFP) have
provided additional information on the
distribution of the red tree vole (USDA
and USDI 2007, p. 289). These surveys
indicate red tree voles are uncommon
and sparsely distributed in much of the
northern Coast Range and northern
Cascade Range of Oregon. Forsman et al.
(2004, p. 300) reached the same
conclusion based on remains of red tree
voles in pellets of northern spotted owls
(Strix occidentalis caurina), although
data were sparse from the northern
Oregon Coast Range compared to the
rest of the red tree vole’s range. Based
on these surveys and data from owl
pellets, the eastern limit of red tree vole
distribution in southwestern Oregon
appears to include forested areas in
Josephine County and a narrow band
along the western and northern edges of
Jackson County (Forsman et al. 2004,
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pp. 297–298; USDA and USDI 2007, p.
289).
Red tree voles are generally restricted
to lower elevation coniferous forests,
although there are a few records of this
species above 4,265 feet (ft) (1,300
meters (m)) (Manning and Maguire
1999, entire; Forsman et al. 2004, p.
300). Hamilton (1962, p. 503) suggested
red tree voles may be limited to lower
elevations because their nests do not
provide adequate insulation during
winter. Because tree voles are active
throughout the year, it is also possible
they are absent from high-elevation
areas because they find it difficult to
forage on limbs covered with snow and
ice during winter (Forsman et al. 2004,
p. 300).
The range of the putative dusky tree
vole is less clear than that of the red tree
vole. Johnson and George (1991, p. 12)
described its range as restricted to the
western slope of the Coast Range in
Tillamook and Lincoln Counties.
However, Maser (1966, p. 16)
summarized collection and nest records
for the dusky tree vole from locations
east of the crest of the Coast Range
down to the western edge of the
Willamette Valley in Washington,
Yamhill, Polk, Benton, and Lane
Counties. Maser (2009, pers. comm.)
believed the southern limit of the dusky
tree vole to be in the vicinity of the
Smith or Umpqua Rivers (western
Douglas County) based on a shift in vole
behavior and habitat type. Brown (1964,
p. 648) mentioned four dusky tree vole
museum specimens collected near
Molalla in Clackamas County east of the
Willamette Valley. Howell (1926, p. 34)
referred to Stanley Jewett, a fellow
naturalist, finding ‘‘unmistakable
evidence’’ of red tree voles in old nests
near Bonneville, in far eastern
Multnomah County at the foot of the
Cascade Range, and then goes on to say,
‘‘Though this sign may possibly have
been of longicaudus, it is considered
more likely to have been of silvicola.’’
However, he did not elaborate on why
he concluded that it was indicative of
the dusky tree vole. Maser (1966, p. 8)
observed that tree voles historically
collected north of Eugene and west of
the Willamette Valley were typically
classified as dusky tree voles, while
those collected north of Eugene and east
of the Willamette Valley were almost all
identified as red tree voles.
Home Range and Dispersal
The only published data on home
range sizes and dispersal come from red
tree voles radio-collared in the southern
Coast Range and southern Cascades of
Douglas County in southwestern Oregon
(Swingle 2005, pp. 51–63, 84–89;
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Swingle and Forsman 2009, entire). Of
45 radio-collared red tree voles, 18 had
home ranges consisting of their nest tree
and a few adjacent trees, whereas the
remainder occupied up to 6 different
nests spaced up to 532 ft (162 m) apart
in different trees (Swingle and Forsman
2009, p. 277). Mean and median home
ranges were 0.43 ac (0.17 ha) and 0.19
ac (0.08 ha), respectively (Swingle and
Forsman 2009, p. 278). Home range
sizes did not differ among gender, age,
or among voles occurring in young (22–
55 years old) versus old (110–260 years
old) forests (Swingle and Forsman 2009,
pp. 277–279). An unpublished study
conducted by Brian Biswell and Chuck
Meslow found mean male home ranges
of 0.86 ac (0.35 ha) and mean female
home ranges of 0.37 ac (0.15 ha)
(Biswell and Meslow, unpublished data
referenced in USDA and USDI 2000b, p.
8). Dispersal distances of nine subadults
ranged from 10 to 246 ft (3 to 75 m)
(Swingle 2005, p. 63). The longest
known straight-line dispersal distance
was for a subadult male who traveled
1,115 ft (340 m) over the course of 40
days (Biswell and Meslow, unpublished
data referenced in USDA and USDI
2000b, p. 8).
Habitat
Red tree voles are found exclusively
in conifer forests or in mixed forests of
conifers and hardwoods (Hayes 1996, p.
3). Throughout most of their range, they
are principally associated with Douglasfir for foraging and nesting (Jewett 1920,
p. 165; Bailey 1936, p. 195). However,
their nests have also been documented
in Sitka spruce (Picea sitchensis) (Jewett
1920, p. 165), grand fir (Abies grandis),
western hemlock, Pacific yew (Taxus
brevifolia), and non-conifers such as
bigleaf maple (Acer macrophyllum) and
golden chinquapin (Castanopsis
chrysophylla) (Swingle 2005, p. 31).
Hardwoods are generally not recognized
as an important habitat component
(USDA and USDI 2002, p. 1). Tree vole
nests are located in the forest canopy
and are constructed from twigs and
resin ducts discarded from feeding, as
well as fecal pellets, lichens, dead twigs,
and conifer needles (Howell 1926, p. 46;
Clifton 1960, pp. 53–60; Maser 1966, pp.
94–96; Gillesberg and Carey 1991, p.
785; Forsman et al. 2009a, p. 266). On
the occasions when tree voles nest in
non-conifers or snags, they are virtually
always in trees that have limbs
interconnected with adjacent live
conifers where the voles can obtain food
(Maser 1966, p. 78; Swingle 2005, p. 31).
Within the northern Oregon Coast
Range, primarily in the Sitka spruce
plant series (see Distinct Vertebrate
Population Segment Analysis for plant
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series description), tree vole diet and
nest tree species selection favors
western hemlock and Sitka spruce
(Walker 1930, pp. 233–234; Forsman et
al. 2008, Table 2; Forsman and Swingle
2009, pers. comm.; Maser 2009, pers.
comm.), although some vole nests have
been found in Douglas-fir in this plant
series (Howell 1921, p. 99; Jewett 1930,
pp. 81–83; Forsman and Swingle 2009,
pers. comm.).
Based on their study of small mammal
habitat associations in the Oregon Coast
Range, Martin and McComb (2002, p.
262) considered red tree voles to be
habitat specialists. In that study of
forests of different patch types, red tree
voles selected ‘‘conifer large sawtimber
patch types’’ and landscapes that
minimize fragmentation of mature
conifer forest (Martin and McComb
2002, pp. 259, 261, 262). The vegetation
classification scheme used by Martin
and McComb (2002, p. 257) defines the
conifer large sawtimber patch type as
forest patches with greater than 70
percent conifer composition, more than
20 percent canopy cover, and mean
diameter at breast height (dbh) of greater
than 21 in (53.3 cm) (it should be noted
that studies where researchers actually
measured the canopy cover of stands
used by red tree voles indicate the
minimum canopy cover requirements of
red tree voles are much higher, on the
order of 53 to 66 percent (e.g., Swingle
2005, p. 39)). Red tree voles were most
abundant in contiguous mature conifer
forest (unfragmented landscapes), and
were negatively affected by increasing
patch densities at the landscape scale
(Martin and McComb 2002, p. 262).
Although red and Sonoma tree voles
occur and nest in young forests (Jewett
1920, p. 165; Brown 1964, p. 647; Maser
1966, p. 40; Corn and Bury 1986, p. 404;
Thompson and Diller 2002, entire;
Swingle and Forsman 2009, p. 277),
most comparisons of relative abundance
from pitfall trapping and nest presence
data show increased occurrence in older
forests throughout the range of these
species (Corn and Bury 1986, p. 404;
Corn and Bury 1991, pp. 251–252;
Ruggiero et al. 1991, p. 460; Meiselman
and Doyle 1996, p. 38; Gomez and
Anthony 1998, p. 296; Martin and
McComb 2002, p. 261; Jones 2003, p. 29;
Dunk and Hawley 2009, entire). The
occurrence of active nests in remnant
older trees in younger stands indicates
the importance of legacy structural
characteristics (USDA and USDI 2002,
p. 1). Although the bulk of the evidence
points to forests with late-successional
characteristics as important to the red
tree vole, we lack specific data on the
minimum size of trees or stands
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required to sustain populations of the
red tree vole over the long term.
There is no single description of red
tree vole habitat and a wide variety of
terms have been used to describe the
older forest stands the tree voles tend to
select (e.g., late-successional, oldgrowth, large conifer, mature,
structurally complex). Where these
terms appear in cited literature, or
where specific ages are referred to, we
refer to them in this analysis. Otherwise,
we use the term ‘‘older forest’’ when
collectively referring to these stand
conditions. In using the term ‘‘older
forest,’’ we are not implying a specific
stand age that represents tree vole
habitat. Rather, we use the term to
represent the mixture of old and large
trees, multiple canopy layers, snags and
other decay elements, understory
development and biologically complex
structure and composition often found
in forests selected by tree voles.
The most extensive and intensive
analysis of red tree vole habitat
associations on Federal lands
throughout the vole’s range found a
strong association between tree vole
nest presence and late-successional and
old-growth forest conditions (forests
over 80 years old), with optimal red tree
vole habitat being especially rare (Dunk
and Hawley 2009, p. 632). Throughout
their range on Federal land, the
probability of red tree vole nest
presence (Po) in the highest quality
habitat (forest exhibiting latesuccessional structural characteristics)
was 7 times more than expected based
on the proportional availability of that
habitat, whereas in lowest quality, earlyseral forest conditions, Po was 7.6 times
less than expected based on availability
(Dunk and Hawley 2009, p. 632). In
other words, red tree voles
demonstrated strong selection for
nesting in stands with older forest
characteristics, even though that forest
type was relatively rare across the
landscape. Conversely, tree voles
avoided nesting in younger stand types
that were much more common across
the landscape.
Trees containing tree vole nests are
significantly larger in diameter and
height than those without nests
(Gillesberg and Carey 1991, p. 785;
Meiselman and Doyle 1996, p. 36 for the
Sonoma tree vole). Other forest
conditions associated with red tree vole
habitat include the number of large trees
and variety of tree size distribution
(Dunk and Hawley 2009, p. 632). Carey
(1991, p. 8) suggested that tree voles
seem especially well-suited to the stable
conditions of old-growth Douglas-fir
forests (multi-layered stands over 200
years old, with decay elements). Old-
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growth trees may be optimum tree vole
habitat because primary production is
high and needles are concentrated,
providing maximum food availability
(Carey 1991, p. 8). In addition, oldgrowth canopy buffers weather changes
and has high water-holding capacity,
providing fresh foliage and a water
source (Gillesberg and Carey 1991, pp.
786–787), as well as numerous cavities
and large limbs that provide stable nest
substrates.
As noted above, tree voles can be
found in younger forests, sometimes at
fairly high densities (Howell 1926, pp.
41–45: Maser 1966, pp. 216–217;
Thompson and Diller 2002, p. 95). It is
not understood how younger forests
influence the abundance, persistence, or
dispersal of red tree voles. Carey (1991,
p. 34) suggested younger forests were
population sinks for red tree voles.
Based on surveys in young forests (22–
55 years old) and observations of radiocollared tree voles, Swingle (2005, pp.
78, 94) and Swingle and Forsman (2009,
pp. 283–284) concluded that some
young forests may be important habitat
for tree voles, particularly in landscapes
where old forests have largely been
eliminated or currently exist in isolated
patches. However, Swingle (2005, pp.
78, 94) cautioned against using the
occasional presence of tree voles in
young forests to refute the importance of
old forest habitats to tree voles. Young
forest stands may serve as interim
habitat for tree voles and may provide
connectivity between remnant patches
of older forest, but whether younger
forests are capable of supporting viable
populations of tree voles over the long
term is uncertain. The limited evidence
available suggests that tree vole
occupation of younger forest stands may
be relatively short-lived (Diller 2010,
pers. comm.) or intermittent (Hopkins
2010, pers. comm.).
After weighing all of the best available
information, we conclude that although
red tree voles may use younger forest
types to some degree, the
preponderance of evidence suggests red
tree voles demonstrate strong selection
for forests with older forest conditions,
as well as contiguous forest conditions.
Whether tree voles can potentially
persist in younger forests over the long
term is unknown (USDA and USDI
2007, p. 291). However, although the
data are limited, the available evidence
suggests that red tree voles likely do not
maintain long-term or consistent
populations in younger stands (Diller
2010, pers. comm.; Hopkins 2010, pers.
comm.). There is a relatively large body
of evidence, on the other hand, that red
tree voles exhibit strong selection for
areas of contiguous habitat exhibiting
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conditions characteristics of older,
mature forests (Corn and Bury 1986, p.
404; Corn and Bury 1991, pp. 251–252;
Ruggiero et al. 1991, p. 460; Meiselman
and Doyle 1996, p. 38; Gomez and
Anthony 1998, p. 296; Martin and
McComb 2002, p. 261; Jones 2003, p. 29;
Dunk and Hawley 2009, entire). We
therefore further conclude that
unfragmented forests with latesuccessional characteristics are thus
most likely to provide for the long-term
persistence of the species, and in this
finding we consider these older forest
types as representative of high-quality
habitat for the red tree vole.
Tree voles may tolerate some forest
fragmentation, but the point at which
forest gaps become large enough to
impede their movements or successful
dispersal is not known. Howell (1926, p.
40) suggested that ‘‘considerable’’
expanses of land without suitable trees
are a barrier to tree vole movements.
However, as noted earlier, known
dispersal distances for red tree voles are
quite short, ranging from 10 to 246 ft (3
to 75 m) (Swingle 2005, p. 63), with
1,115 ft (340 m) being the longest
known dispersal distance (Biswell and
Meslow, unpublished data referenced in
USDA and USDI 2000b, p. 8). This
suggests that relatively small distances,
roughly less than 1,200 ft (366 m)
between forest patches, may serve as
effective barriers to dispersal or
recolonization for red tree voles. Radiocollared tree voles crossed logging
roads, first-order streams, and canopy
gaps up to 82 ft (25 m) wide (Biswell
and Meslow, unpublished data
referenced in USDA and USDI 2000b, p.
8; Swingle and Forsman 2009, p. 283).
Some of these crossings occurred on
multiple occasions by a single vole. This
suggests that ‘‘small forest gaps’’
(Swingle 2005, p. 79) may not greatly
impair tree vole movement, but
increasing gap size may be expected to
limit tree vole movement. In addition,
Swingle (2005, p. 79) suggested that the
necessity of descending to the ground to
cross openings may reduce survival.
There are three records of red tree voles
captured in clearcuts (Borrecco 1973,
pp. 34, 36; Corn and Bury 1986, pp.
404–405; Verts and Carraway 1998, p.
310), in one case over 656 ft (200 m)
from the forest edge. In two of these
instances, the authors suggested the
individuals were most likely in the act
of dispersing.
In summary, based on our evaluation
of the best scientific and commercial
data available, as detailed above, for the
purposes of this finding we consider
older forests with late-successional
characteristics to represent high-quality
habitat for red tree voles, and younger
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forests in early-seral condition to
represent low-quality, transitional
habitat for red tree voles. In addition,
we consider it likely that younger
forests only play a role as interim, lowquality habitat for red tree voles if they
occur in association with older forest
patches or remnants.
Reproduction
Red tree vole litter sizes are among
the smallest compared to other rodents
of the same subfamily, averaging 2.9
young per litter (range 1 to 4) (Maser et
al. 1981, p. 205; Verts and Carraway
1998, p. 310). Clifton (1960, pp. 119–
120) reported that captive tree voles
became sexually mature at 2.5 to 3.0
months of age. Females breed
throughout the year, with most
reproduction occurring between
February and September (Swingle 2005,
p. 71). Red tree voles are capable of
breeding and becoming pregnant
immediately after a litter is born (Clifton
1960, p. 130; Hamilton 1962, pp. 492–
495; Brown 1964, pp. 647–648),
resulting in the potential for females to
have two litters of differently aged
young in their nests (Swingle 2005, p.
71; Forsman et al. 2009a, p. 270).
Captive tree voles may have litters just
over a month apart (Clifton 1960, p.
130). Forsman et al. (2009a, p. 270)
observed two female voles in the wild
that produced litters at 30 to 35 day
intervals. Young tree voles develop
more slowly than similar-sized rodents
of the same subfamily (Howell 1926, pp.
49–50; Maser et al. 1981, p. 205), first
exiting the nest at 30 to 35 days old, and
not dispersing until they are 47 to 60
days old (Swingle 2005, p. 63; Forsman
et al. 2009a, pp. 268–269).
Diet
Tree voles are unique in that they feed
exclusively on conifer needles and the
tender bark of twigs that they harvest
from conifers. In most of their range,
they feed primarily on Douglas-fir
(Howell 1926, p. 52; Benson and Borell
1931, p. 230; Maser et al. 1981, p. 205).
In portions of the northern coastal
counties of Oregon (Lincoln, Tillamook,
and Clatsop), tree voles also consume
needles from western hemlock and Sitka
spruce, and in some parts of their range
they feed on grand fir, bishop pine
(Pinus muricata), and introduced
Monterrey pine (P. radiata) (Jewett
1920, p. 166; Howell 1926, pp. 52–53;
Walker 1930, p. 234; Wooster and Town
2002, pp. 182–183; Forsman and
Swingle 2009, pers. comm.; Swingle
2010, pers. comm.). Conifer needles
contain filamentous resin ducts that are
filled with terpenoids, chemicals that
serve as defensive mechanisms for trees
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63725
by making the leaves unpalatable. Tree
voles have adapted to their diet of
conifer needles by stripping away these
resin ducts and eating the more
palatable portion of the needle (Benson
and Borell 1931, pp. 228–230; Perry
1994, pp. 453–454; Maser 1998, pp.
220–221; Kelsey et al. 2009, entire).
Resin ducts typically run the length of
the needle, but may be located in
different portions of the needle,
depending on the tree species; this
forces the tree vole to behave differently
depending on the tree species on which
they forage. As an example, the resin
ducts in Douglas-fir needles are located
along the outer edges of the needle, so
tree voles remove the outside edge and
consume the remaining middle portion
of the needle. Conversely, the resin
ducts of western hemlock are located
away from the outside edges along the
midline of the needle. Thus, voles
foraging on hemlock needles will
consume the outer edge of the needle
and discard the center (Clifton 1960, pp.
35–45; Forsman and Swingle 2009, pers.
comm.; Kelsey et al. 2009, entire; Maser
2009, pers. comm.).
Within the Sitka spruce plant series of
the northern Oregon Coast Range of
Oregon, tree voles appear to prefer, and
perhaps require, a diet of western
hemlock and Sitka spruce needles
(Walker 1930, p. 234; Forsman and
Swingle 2009, pers. comm.; Maser 2009,
pers. comm.;). Voles in the Sitka spruce
plant series rarely forage on Douglas-fir,
even where it is available; foraging on
Douglas-fir only becomes more evident
where the Sitka spruce plant series
transitions into the adjacent western
hemlock series (Forsman and Swingle
2009, pers. comm.; Forsman and
Swingle 2009, unpublished data). Maser
(2009, pers. comm.) observed that tree
voles adapted to a diet of western
hemlock starved to death in captivity
because they would not eat the Douglasfir needles they were offered. Because
the resin ducts of western hemlock,
Sitka spruce, and Douglas-fir needles
are in different locations on the needle,
their removal requires a different
behavior depending on which species is
being eaten (Clifton 1960, pp. 35–49;
Kelsey et al. 2009, entire). Maser (2009,
pers. comm.) suspected that voles raised
in stands of western hemlock never
learned the required behavior for eating
Douglas-fir, although Walker (1930, p.
234) observed a captive vole raised on
hemlock needles that preferred hemlock
but would eat fir or spruce in the
absence of hemlock. Conversely, voles
taken from Douglas-fir stands have been
observed to eat both Douglas-fir and
western hemlock in captivity (Clifton
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1960, p. 44; Maser 2009, pers. comm.),
although voles appear to be reluctant to
switch between tree species (Walker
1930, p. 234; Forsman 2010, pers.
comm.).
Tree voles appear to obtain water
from their food and by licking water off
of tree foliage (Clifton 1960, p. 49; Maser
1966, p. 148; Maser et al. 1981, p. 205;
Carey 1996, p. 75). In keeping captive
Sonoma tree voles, Hamilton (1962, p.
503) noted that it was important to keep
leaves upon which they fed moist,
otherwise the voles would lose weight
and die. The need for free water in the
form of rain or dew on foliage may
explain why the distribution of tree
voles is limited to relatively humid
forests in western Oregon and California
(Howell 1926, p. 40; Hamilton 1962, p.
503). However, there are no quantitative
data on water consumption by tree
voles, and some forests in which they
occur (e.g., portions of southwestern
Oregon) have little rain or dew during
the summer months. How they are able
to persist under such conditions is
unclear.
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Mortality
In the only quantitative study
conducted to date, Swingle et al. (2010,
p. 258) found that weasels (Mustela
spp.) were the primary predators of red
tree voles. However, many other
animals feed on tree voles, including
ringtails (Bassariscus astutus)
(Alexander et al. 1994, p. 97), fisher
(Martes pennanti) (Golightly et al. 2006,
p. 17), northern spotted owls (Forsman
et al., 1984, p. 40), barred owls (Strix
varia) (Wiens 2010, pers. comm.), and a
variety of other nocturnal and diurnal
raptors (Miller 1933, entire; Maser
1965a, entire; Maser 1965b, entire;
Forsman and Maser 1970, entire;
Reynolds 1970, entire; Graham and
Mires 2005, entire). Other documented
predators include the Steller’s jay
(Cyanocitta stelleri) (Howell 1926, p.
60), a gopher snake (Pituophis catenifer)
(Swingle et al. 2010, p. 258), domestic
dogs (Canis familiaris) (Swingle et al.
2010, p. 258), and house cats (Felis
catus) (Swingle 2005, pp. 90–91). In
addition, Maser (1966, p. 164) found
tree vole nests that had been torn apart
and inferred the destruction was likely
caused by northern flying squirrels
(Glaucomys sabrinus), raccoons
(Procyon lotor), western gray squirrels
(Sciurus griseus), or Douglas’ squirrels
(Tamiasciurus douglasii), apparently in
search of young voles. Forsman (2010,
pers. comm.) recorded video footage of
northern flying squirrels, western gray
squirrels, and Douglas’ squirrels chasing
tree voles or tearing into tree vole nests
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in what appeared to be attempts to
capture voles.
Swingle et al. (2010, p. 259) estimated
annual survival of radio-collared tree
voles to be 15 percent. Little is known
about the vulnerability of red tree voles
to predators in different habitats.
Swingle (2005, pp. 64, 90) found that of
25 documented cases of predation on
radio-collared voles, most occurred in
young (22–55 years old) forests
(Forsman and Swingle 2009, pers.
comm.). Predation by weasels, which
accounted for 60 percent of the
predation events, occurred only in the
22–55-year-old forests, and 80 percent
of the weasel predation was on female
voles. Most of the radio-collared sample
consisted of females and were in young
forest, so forest age and vole gender
explained little of the variation in the
data (Forsman 2010, pers. comm.;
Swingle 2010, pers. comm.). Although
there was no statistical difference in
predation rates among forest ages and
vole gender, Swingle et al. (2010, p.
260) suspected weasel predation on tree
voles may be inversely proportional to
nest height. Tree vole nests tend to be
found in the lower portion of the tree
crown (Gillesburg and Carey 1991, pp.
785–786; Swingle 2005, pp. 29–30), and
tree vole nests tend to be higher above
the ground in older stands or larger trees
than in younger stands or smaller trees
(Zentner 1966, pp. 18–20; Vrieze 1980,
pp. 18, 32–33; Meiselman and Doyle
1996, p. 38; Swingle 2005, pp. 29–30).
Thus, tree voles could be more prone to
predation in shorter trees that comprise
younger stands and limit the height of
nests above the ground. Swingle et al.
(2010, p. 261) also suggested that female
tree voles may be more susceptible to
predation than males because they
occupy larger, more conspicuous nests
and spend more time outside the nest
collecting food for their young.
Other mortality sources include
disease, old age, storms, forest fires, and
logging (Maser et al. 1981, p. 206). Carey
(1991, p. 8) suggested that forest fires
and logging are far more important
mortality factors than predation in
limiting vole abundance.
Defining a Species Under the Act
Section 3(16) of the Act defines
‘‘species’’ to include any species or
‘‘subspecies of fish or wildlife or plants,
and any distinct population segment of
any species of vertebrate fish or wildlife
which interbreeds when mature’’ (16
U.S.C. 1532(16)). Our implementing
regulations at 50 CFR 424.11 provide
further guidance for determining
whether a particular taxon or
population is a species for the purposes
of the Act: ‘‘[T]he Secretary shall rely on
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standard taxonomic distinctions and the
biological expertise of the Department
and the scientific community
concerning the relevant taxonomic
group’’ (50 CFR 424.11(a)). As
previously noted, we were petitioned to
list the dusky tree vole as a subspecies
of the red tree vole. The petitioners
requested that if we found that the
dusky tree vole was not a listable entity
as a subspecies, then we subsequently
consider whether it should be listed as
the North Oregon Coast DPS of the red
tree vole. Alternatively, the petitioners
requested that the dusky tree vole be
protected by listing the red tree vole
because it is endangered or threatened
in a significant portion of its range. The
analysis to determine whether this is a
viable subspecies or DPS according to
section 3(16) of the Act follows.
Subspecies Analysis
There is no universally accepted
definition of what constitutes a
subspecies, and the use of the term
subspecies may vary among taxonomic
groups (Haig et al. 2006, entire). To be
operationally useful, subspecies must be
discernible from one another (i.e.,
diagnosable), not merely exhibit mean
differences (Patten and Unitt 2002, pp.
28, 34). This element of
‘‘diagnosability,’’ or the ability to
consistently distinguish between
populations, is a common thread that
runs through all subspecies concepts. It
is important to use multiple sources of
information when evaluating a taxon’s
status. The greater the concurrence
among multiple morphological,
molecular, ecological, behavioral, and
physiological characteristics, the higher
the level of confidence in the taxonomic
classification (Haig et al. 2006, p. 1591).
To assess subspecies classification for
the dusky tree vole, we evaluated all the
available data to determine whether the
evidence points to a consistent
separation of the putative dusky tree
voles from the remaining population of
red tree voles. If the assessment of these
multiple characteristics provides a clear
and consistent separation of the putative
dusky tree vole subspecies from the
remaining red tree vole population,
such that any individual from the range
of the dusky tree vole would likely be
correctly assigned to that subspecies on
the basis of the suite of characteristics
analyzed, that evidence would be
considered indicative of a likely valid
subspecies.
Geography
As described under Range and
Distribution, there is no clear
demarcation for the range of the
putative dusky tree vole. All
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descriptions include the western slope
of the northern Oregon Coast Range,
typically Tillamook and Lincoln
Counties. Other descriptions expand
this range to include the east slope of
the Oregon Coast Range (Maser 1966, p.
16), and south to include the coastal
portion of Douglas County (Maser 2009,
pers. comm.). Still others suggest tree
voles found in the foothills of the
Cascade Range (Brown 1964, p. 648) and
in the Columbia River Gorge (Howell
1926, p. 34) were dusky tree voles.
Contemporary descriptions of the dusky
tree vole range usually reference
Johnson and George (1991, p. 12), who,
despite not finding any strong
morphometric or karyologic
(chromosomal) differences between the
subspecies, state the two taxa, ‘‘* * *
now can be properly delineated
geographically.’’ Johnson and George
(1991, p. 12) go on to describe the dusky
tree vole range as the Pacific slope of the
Oregon Coast Range in Tillamook and
Lincoln Counties without substantiating
the basis for their geographic
delineation. There is thus no clear and
consistent description of what may
constitute the range of the ‘‘dusky tree
vole.’’
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Blood Proteins
Johnson (1968, p. 27) analyzed blood
proteins of dusky tree voles, red tree
voles, and heather voles (Phenacomys
intermedius) to determine whether
Arborimus should remain as a subgenus
under Phenacomys or be elevated to a
full genus. Multiple authors cite this
work to support the classification of the
dusky tree vole as a subspecies of the
red tree vole (e.g., Maser and Storm
1970, p. 64; Hall 1981, p. 788; Johnson
and George 1991, p. 1). However, we fail
to reach this conclusion based on
Johnson’s (1968, p. 27) work. Johnson
(1968, p. 27) describes his results as
follows:
The tree mice of the species Arborimus
longicaudus (including A. silvicola) have in
the past been included with the heather vole,
Phenacomys intermedius. Two specimens of
P. intermedius (of two subspecies) and 16
specimens of A. longicaudus (of two
subspecies) were examined. In these two
species the serum proteins and hemoglobins
have suggested combining the named forms
of Arborimus into a single species, and
separating the genera Arborimus and
Phenacomys.
Although Johnson (1968, p. 27)
concluded that the named forms
longicaudus and silvicola should be
combined, he did not make any further
determination on whether or not
silvicola should be retained as a
subspecies. We therefore question
whether Johnson (1968, p. 27)
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definitively designates silvicola as a
subspecies. While Hall (1981, p. 788)
cited Johnson (1968, p. 27) as suggesting
a ‘‘subspecific relationship of the two
taxa,’’ he also notes that this designation
is a ‘‘provisional arrangement’’ because
of the existing uncertainty about the
relationship of the two taxa.
Genetics
In this section and the Summary
section below we describe and analyze
the research on tree vole genetics as it
relates to answering the question of
whether or not the dusky tree vole is a
taxonomically valid subspecies of the
red tree vole. This should not be
confused with our analysis later in this
document (see Distinct Vertebrate
Population Segment Analysis) wherein
we evaluate the genetics research as it
relates to its contribution towards
determining the discreteness and
significance of a potential DPS of the
red tree vole.
Bellinger et al. (2005, p. 207) failed to
find detectable genetic differences
between dusky and red tree voles,
suggesting that subspecific status may
not be warranted. Miller et al. (2006a, p.
145) found three distinct genetic entities
in their analysis of mitochondrial DNA
of red tree voles throughout Oregon. For
this analysis, we are interested in the
genetic entity that Miller et al. (2006a,
p. 151) labeled the ‘‘Northern Coast
range’’ sequence. While Miller et al.
(2006a, entire) do not describe specific
boundaries for this entity, the sampling
locations in this entity are distributed
across the northern Oregon Coast Range,
extending south to latitudes roughly
equivalent with the cities of Eugene and
Florence (see Figure 1 for city
locations). This genetic entity
encapsulates most of the range
descriptions of the putative dusky tree
vole. Although the objective of Miller et
al. (2006a, entire) was not to address the
taxonomy of the dusky tree vole, in
subsequent conversations with the
authors, they concluded that the genetic
differences between these groups were
sufficient to potentially support
subspecies recognition if there were
congruent differentiations in other
characteristics (Miller and Haig 2009,
pers. comm.).
Morphology
The dusky tree vole has been
described as darker than the red tree
vole (Bailey 1936, p. 198; Maser et al.
1981, p. 201; Hall 1981, p. 788; Johnson
and George 1991, p. 12), but there has
been no analysis to indicate an
identifiable change in coat color either
between the two entities or that
corresponds with the boundaries of the
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haplotype groups found in Miller et al.
(2006a, entire) (see Genetics, above).
Maser (2007, pers. comm.; 2009, pers.
comm.) postulated that the darker coat
color in voles from the northern Oregon
Coast Range was due to the denser,
darker forests in which a darker coat
provided a more cryptic coloration than
a lighter coat color. Assuming this
hypothesis is correct, because there is a
gradual transition of tree species and
forest composition as one progresses
south in the Coast Range, it is
reasonable to hypothesize that a
corresponding change in coat color may
also be gradual rather than abrupt and
thus not easily discernable from the red
tree vole. This needs to be evaluated
using a consistent and repeatable
method for comparing pelage color.
Such an analysis is currently being
conducted but is not available for this
review (Forsman 2010, pers. comm.).
In measuring multiple morphometric
features, Johnson and George (1991, p.
5) found statistical differences
distinguishing Oregon tree voles from
California samples, but were not able to
easily detect discernable differences
between samples within Oregon or
California. Miller et al. (2010, p. 69)
found statistically significant
differences in some external
morphological features between
putative dusky tree voles and red tree
voles. Although these differences were
statistically significant in distinguishing
between groups of tree voles, they were
of little diagnostic utility because they
were so subtle they could not be used
to reliably classify an individual tree
vole as a dusky tree vole or a red tree
vole (Miller et al. 2010, p. 67). A
possible explanation for the statistical
difference, yet lack of diagnostic utility,
is that the morphological features
measured also exhibited a positive
correlation with latitude; tree voles from
the northern part of the range were
larger than tree voles from the southern
part of the range. This is a clinal pattern
consistent with Bergmann’s Rule, an
ecological principle stating that larger
forms of species tend to be associated
with cooler climate and higher latitude
(Miller et al. 2010, p. 69).
Behavior
Tree voles within the narrow band of
Sitka spruce found along the coastal
portion of the northern Oregon Coast
Range north of Newport exhibit a
different diet than voles in the rest of
the range, foraging on Sitka spruce or
western hemlock rather than on
Douglas-fir (Walker 1930, p. 234;
Forsman and Swingle 2009, pers.
comm.) (see above under Diet). This diet
requires a different treatment of needles
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than in other areas because resin ducts
in spruce and hemlock are located in
different parts of the needle than in
Douglas-fir (Kelsey et al. 2009, pp. 12–
13). While this behavioral difference
exists primarily in the Sitka spruce
plant series of the northern Oregon
Coast Range, it comprises only a small
portion of the area within the northern
Coast Range genetic sequence found by
Miller et al. (2006a, pp. 150–151; see
Genetics, above) and does not
correspond to the general boundaries of
that genetic entity, nor does it
correspond to any of the various
boundaries of the putative dusky tree
vole’s range.
Summary
Bellinger et al. (2005, p. 207)
concluded that the absence of detectable
genetic differences between red tree
voles and putative dusky tree voles,
combined with the lack of consistently
verifiable morphological differences,
suggested that the subspecific status of
the dusky tree vole might not be
warranted. Miller et al. (2006a, entire)
found evidence of marked genetic
differences in the red tree vole that
could indicate the existence of a
possible subspecies, although they did
not explicitly address the implications
of their work on red tree vole taxonomy.
Subsequent conversations with the
authors, however, indicated that
observed genetic differences were
sufficient to potentially support
recognition of the dusky tree vole as a
subspecies if there were additional
differentiations in identifiable
characteristics and if the boundaries of
those differentiations were congruent
with the ‘‘Northern Coast range’’ genetic
grouping identified in Miller et al.
(2006a, p. 151). However, our review of
the best and most current data on the
genetics, behavior, morphology, and
range of the putative dusky tree vole
reveals no other characteristics of
diagnostic utility that correspond with
the ‘‘Northern Coast range’’ haplotype
grouping identified by Miller et al.
(2006a, p. 151). There is not a consistent
and well-substantiated range
description of the dusky tree vole.
Although some morphological
differences may occur between the red
tree vole and the putative dusky tree
vole, these differences have little
diagnostic utility and may only
represent a clinal variation, as would be
expected between northern and
southern populations of the red tree
vole based on Bergmann’s Rule (an
ecogeographic principle that states that
animals at more northerly latitudes tend
to be larger than individuals of the same
species at more southerly latitudes)
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(Miller et al. 2010, entire). The
prevailing behavior of foraging on
western hemlock and Sitka spruce
within the Sitka spruce plant series does
not correspond to the geographic range
of the ‘‘Northern Coast range’’ genetic
entity described by Miller et al. (2006a,
p. 151), but comprises only a small
portion of the range of that haplotype
group. Presumptive differences in
coloration, which served as one of the
primary bases for the original
subspecies distinction of the dusky tree
vole, have never been quantified. Such
a conventional approach to subspecies
designation, used historically and
frequently based on apparent geographic
or clinal variation, is often not
supported when tested by more rigorous
analyses of multiple characters (e.g.,
Thorpe 1987, pp. 7, 9).
Given the lack of diagnostic
characteristics that correspond with the
‘‘Northern Coast range’’ haplotype group
described by Miller et al. (2006a, p. 151)
and the findings of Bellinger et al. (2005
entire) and Miller et al. (2010 entire)
that there are no detectable genetic or
morphological differences yet found
between dusky tree voles and red tree
voles, we do not believe there is
sufficient evidence to indicate that the
dusky tree vole is a distinct subspecies.
Although the dusky tree vole was
recognized as a subspecies in Wilson
and Reeder’s Mammal Species of the
World (2005, pp. 962–963), we note that
this reference did not recognize, or was
published prior to, the availability of the
work of Bellinger et al. (2005, entire)
and Miller et al. (2006a, entire; 2010
entire). Subsequent to the publication of
some of these latter works, the Oregon
Natural Heritage Information Center
ceased recognition of the dusky tree
vole as a subspecies (ORNHIC 2007, p.
17), as did the U.S. Forest Service and
Bureau of Land Management’s Survey
and Manage program (USDA and USDI
2007, p. 289). Finally, the dusky tree
vole is not recognized as a valid
subspecies of the red tree vole in the
Integrated Taxonomic Information
System (ITIS 2011). Therefore, based on
the best available scientific and
commercial data, as described above, we
have concluded that the dusky tree vole
is not a valid subspecies, and therefore
is not eligible for listing as such under
the Act. We must next evaluate whether
the North Oregon Coast population of
the red tree vole is a DPS to determine
whether it would constitute a listable
entity under the Act.
Distinct Vertebrate Population Segment
Analysis
The Service and the National Marine
Fisheries Service (now the National
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Oceanic and Atmospheric
Administration—Fisheries), published
the Policy Regarding the Recognition of
Distinct Vertebrate Population Segments
Under the Endangered Species Act (DPS
Policy) in the Federal Register on
February 7, 1996 (61 FR 4722) to guide
the implementation of the DPS
provisions of the Act. Under the DPS
Policy, three elements are considered in
the decision regarding the establishment
and classification of a population of a
vertebrate species as a possible DPS.
These are applied similarly for
additions to and removals from the Lists
of Endangered and Threatened Wildlife
and Plants. These elements are:
(1) The discreteness of a population in
relation to the remainder of the species
to which it belongs;
(2) The significance of the population
segment to the species to which it
belongs; and
(3) The population segment’s
conservation status in relation to the
Act’s standards for listing, delisting, or
reclassification (i.e., is the population
segment endangered or threatened?).
In the petition, we were asked to
consider listing a DPS for the red tree
vole in the North Oregon Coast portion
of its range if we did not conclude that
the dusky tree vole was a valid
subspecies of the red tree vole. In
accordance with our DPS Policy, this
section details our analysis of the first
two elements, described above, to assess
whether the vertebrate population
segment under consideration for listing
may qualify as a DPS.
Specific to red tree vole genetics, as
we noted above (see Subspecies
Analysis), in this section we have
reviewed the research on red tree vole
genetics and evaluated whether or not
the genetics evidence supports
identifying a population segment that
meets the discreteness and significance
standards described above. Although
genetic research indicates that the
putative dusky tree vole may not be a
valid subspecies (e.g. Bellinger et al.
2005, entire; Miller et al. 2010, entire),
whether or not a population segment is
discrete and significant is a different
question and these works do not
exclude the possibility that there is a
discrete and significant population
segment for the red tree vole.
Discreteness
The DPS Policy’s standard for
discreteness requires an entity to be
adequately defined and described in
some way that distinguishes it from
other representatives of its species. A
population segment of a vertebrate
species may be considered discrete if it
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satisfies either of the following two
conditions:
(1) It is markedly separated from other
populations of the same taxon as a
consequence of physical, physiological,
ecological, or behavioral factors
(quantitative measures of genetic or
morphological discontinuity may
provide evidence of this separation); or
(2) It is delimited by international
governmental boundaries within which
significant differences in control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms exist.
The North Oregon Coast portion of the
red tree vole range is markedly
separated from the rest of the species’
range based on the genetic
discontinuities described by Miller et al.
(2006a, pp. 150–151). Miller et al.
(2006a, entire) examined
phylogeographical patterns by analyzing
mitochondrial control region sequences
of 169 red tree voles sampled from 18
areas across the range of the species in
Oregon. In addition, they analyzed
Cytochrome b sequences from a subset
of these samples. Through phylogenetic
network and spatial genetic analyses,
the researchers found a primary genetic
discontinuity separating red tree voles
from the northern (areas A through F
(Miller et al. 2006a, Figure 1, pp. 146,
151–152)) and southern (areas G
through R (Miller et al. 2006a, Figure 1,
pp. 146, 151–152)) sampling areas; a
secondary discontinuity separated the
northern sampling areas into eastern
(areas B, E, and G (Miller et al. 2006a,
Figure 1, pp. 146, 151–152)) and
western (areas A, C, D, and F (Miller et
al. 2006a, Figure 1, pp. 146, 151–152))
subdivisions separated by the
Willamette Valley (Miller et al. 2006a,
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pp. 150–153). Miller et al. (2006a, p.
151) labeled the eastern subdivision as
the ‘‘Northern Cascade range’’ sequence,
and the western subdivision the
‘‘Northern Coast range’’ sequence,
reflecting the associated mountain
ranges. As described in the Taxonomy
and Description section, above, genetic
researchers considered the degree of
genetic difference between the 3
groupings of red tree voles to be highly
significant (Miller and Haig 2009, pers.
comm.). We thus consider the
population of red tree voles represented
by the ‘‘Northern Coast range’’
haplotypes to be markedly separated
from other populations of the taxon as
evidenced by quantitative measures of
genetic discontinuity.
Red tree voles within the ‘‘Northern
Coast range’’ haplotype (genetic) group
identified by Miller et al. (2006a, pp.
150–151) came from several specific
sampling locations, but the researchers
did not attempt to delineate precise
boundaries between the three genetic
groupings of red tree voles in Oregon.
We have therefore defined the boundary
of the northern Coast Range population
of red tree voles based on a combination
of convergent genetic, physical, and
ecological characteristics. To assist in
this delineation, we relied in part on the
physiographic provinces used in the
Northwest Forest Plan because they
incorporate physical, biological, and
environmental factors that shape large
landscapes (FEMAT 1993, p. IV–5). In
addition, much of the forest-related
research relevant to our analysis has
been based on these province
delineations. We interpret the area
occupied by the ‘‘Northern Coast range’’
genetic group of red tree voles to
include that portion of the Oregon Coast
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Range Physiographic Province (FEMAT
1993, pp. II–27, IV–7) from the
Columbia River south to the Siuslaw
River. In addition, the Willamette Valley
to the east of the northern Oregon Coast
Range provides a geographic barrier for
genetic exchange between red tree voles
found in the northern Oregon Coast
Range and those found in the northern
Cascade Range; the western edge of the
Willamette Valley thus forms a natural
eastern boundary for the red tree vole
population in the northern Oregon Coast
Range.
As for the southern limit of the
‘‘Northern Coast range’’ haplotypes,
there is no identifiable geographic
boundary that may act as a genetic
barrier. We chose the Siuslaw River as
an identifiable feature that approximates
a divide between Miller et al.’s (2006a,
pp. 150–151) southern and northern
haplotypes in the Oregon Coast Range.
This is an area where vegetation
transitions from more mesic vegetation
species in the north to drier vegetation
in the south (Franklin and Dyrness
1973, p. 72; McCain 2009, pers. comm.).
In addition, the Siuslaw River creates an
approximate break between ecosystems
that experience longer fire return
intervals to the north and shorter return
intervals to the south (Hardt 2009, pers.
comm.). This area transitions into the
southern end of the western hemlock
vegetation zone, which has a patchier
fire severity distribution as compared to
the northern Oregon Coast Range, which
is characterized by high fire severities
(Agee 1993, pp. 211–213). This
delineation of the boundary of the
northern Oregon Coast Range
population of the red tree vole,
described above, is shown in Figure 2.
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There is some overlap of haplotypes
in the lineage of sequences unique to
the northern Oregon Coast Range and
the southern portion of the tree vole
range (Miller et al. 2006a, pp. 153–154).
This overlap, combined with the
absence of an obvious geographical
barrier to genetic interchange, leads to a
hypothesis that the observed genetic
discontinuity in this area represents a
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zone of secondary contact between
lineages that were divided during the
most recent glaciation approximately
12,000 years ago (Miller et al. 2006a, p.
154). Although the Cordilleran ice sheet
of the Wisconsin glaciation did not
overlay present-day Oregon, associated
climate change during the glaciation
fragmented the forest landscape
(Bonnicksen 2000, pp. 8–10, 15–16, 24–
25). Subalpine forests occupied much of
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northwestern Oregon, with western
hemlock and Sitka spruce remaining
only in isolated, protected areas
(Bonnicksen 2000, p. 25). These
potential bottlenecks in northern
populations may have separated red tree
voles into separate lineages that
continue to exist today (Miller et al.
2006a, p. 154). A similar genetic
discontinuity is found in the southern
torrent salamander (Rhyacotriton
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variegatus) in this vicinity (Miller et al.
2006b, p. 565). In addition, multiple
plant species exhibit genetic
discontinuities in the vicinity of the
central Oregon Coast (Soltis et al. 1997,
pp. 353–359).
We conclude that the North Oregon
Coast population of the red tree vole is
markedly separated from the remainder
of the red tree vole population and
meets the discreteness criterion for the
DPS Policy based on quantitative
measures of genetic discontinuity.
Genetic distribution in the red tree vole
is not random, with a markedly distinct
group of haplotypes located in the
northern Oregon coast. The Willamette
Valley likely serves as a genetic barrier
between the North Oregon Coast tree
vole population and tree voles in the
northern Cascades. While there is no
currently identifiable geographic barrier
to the south, glacial activity at the end
of the Pleistocene Epoch may have been
responsible for creating multiple
lineages of red tree voles, as well as
other species, that are still identifiable
today. The Siuslaw River is an
identifiable feature that appears to be
approximately coincident with the
southernmost boundary of the
‘‘Northern Coast range’’ genetic group of
the red tree vole (Miller et al. 2006a,
p. 151).
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Significance
If we have determined that a
vertebrate population segment is
discrete under our DPS Policy, we then
consider its biological and ecological
significance to the taxon to which it
belongs in light of Congressional
guidance (see Senate Report 151, 96th
Congress, 1st Session) that the authority
to list a DPS be used ‘‘sparingly’’ while
encouraging the conservation of genetic
diversity. To evaluate whether a discrete
vertebrate population may be significant
to the taxon to which it belongs, we
consider the best available scientific
evidence. As precise circumstances are
likely to vary considerably from case to
case, the DPS Policy does not describe
all the classes of information that might
be used in determining the biological
and ecological significance of a discrete
population. However, the DPS Policy
describes four possible classes of
information that provide evidence of a
population segment’s biological and
ecological significance to the taxon to
which it belongs. This evaluation may
include, but is not limited to:
(1) Persistence of the discrete
population segment in an ecological
setting that is unusual or unique for the
taxon;
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(2) Evidence that loss of the discrete
population segment would result in a
significant gap in the range of the taxon;
(3) Evidence that the discrete
population segment represents the only
surviving natural occurrence of a taxon
that may be more abundant elsewhere as
an introduced population outside its
historical range; or
(4) Evidence that the discrete
population segment differs markedly
from other populations of the species in
its genetic characteristics.
Persistence of the DPS in an
ecological setting that is unique or
unusual for the taxon. The Sitka spruce
plant series in the northern Oregon
coast appears to be a unique ecological
setting for a portion of the population of
the red tree vole that was determined to
be discrete. The Sitka spruce series
occurs in the strongly maritime climate
near the ocean, following the coastal fog
up river valleys. Sitka spruce ranges
from southcentral Alaska to northern
California, with the most extensive
portion of its range occurring in
southeastern Alaska and northern
British Columbia, Canada (Burns and
Honkala 1990, Sitka spruce chapter).
Although present at some level along
most of the Oregon coastline, it is more
limited in this southern portion of its
range, but extends much farther inland
toward the northern part of the Oregon
Coast Range than in the southern
portion, where ridge systems along the
coastline intercept the fog layer
(Franklin and Dyrness 1973, pp. 58–70;
McCain and Diaz 2002, p. 59). With the
exception of scattered small patches on
the southern and central Oregon coast,
the majority of the Sitka spruce plant
series in Oregon lies in the area
encompassed by the North Oregon Coast
population of red tree voles (McCain
and Diaz 2002, p. 61). It is in the Sitka
spruce plant series that the alternative
tree vole diet of western hemlock and
Sitka spruce needles predominates (see
Diet section). Douglas-fir appears to
have been historically uncommon in the
Sitka spruce series (Agee 1993, p. 194).
Little variation in annual temperature,
minor summer plant moisture stress,
and very high precipitation make the
Sitka spruce series extremely
productive, producing large trees
relatively quickly, and containing plant
associations that tend to develop and
maintain older forest characteristics
important to a variety of wildlife
species.
The Sitka spruce plant series is the
only portion of the red tree vole range
where the consumption of western
hemlock and Sitka spruce is the
dominant foraging behavior. Within the
extent of the ‘‘Northern Coast range’’
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genetic grouping identified by Miller et
al. (2006a, p. 151), this behavior is
exhibited by tree voles in the western
portions of Lincoln, Tillamook, and
Clatsop Counties. While there is
evidence of individual red tree voles
elsewhere in the range foraging on
species other than Douglas-fir, these are
rare occurrences and nowhere else in
the range of the red tree vole does a nonDouglas-fir diet dominate. This
alternative diet appears well ingrained,
as evidenced by wild voles adapted to
a diet of western hemlock refusing to eat
Douglas-fir in captivity and ultimately
starving to death (Maser 2009, pers.
comm.). This ecological setting has
resulted in a foraging behavior that
appears relatively inflexible and unique
to the red tree voles in this area, as red
tree voles in forests dominated by
Douglas-fir apparently exhibit greater
behavioral plasticity and have been
observed to eat western hemlock and
Sitka spruce in captivity (Clifton 1960,
p. 44; Maser 2009, pers. comm.).
The ecological setting and unique
foraging behavior of red tree voles in the
northern Oregon Coast Range create
different selective pressures for the
animals in this portion of their range
relative to red tree voles in the
remainder of the taxon’s range. Such
selective pressures are the foundation of
speciation, and such distinct traits may
be crucial to species adaptation in the
face of changing environments (Lesica
and Allendorf 1995, p. 756). We find the
discrete population of tree voles in the
northern Oregon Coast Range contains a
unique ecological setting in the form of
the Sitka spruce plant series because the
plant series is extremely limited within
the red tree vole range, and because of
the relatively unique and inflexible
foraging behavior tied to this plant
series that may be indicative of ongoing
speciation. However, the geographic
range in which this ecological setting
and associated unusual foraging
behavior is expressed does not
correspond to the range of the tree voles
identified under the discreteness
criterion, above, as it occurs in only a
subset of the range of tree voles with the
‘‘Northern Coast range’’ genetic
grouping (Miller et al. 2006a, p. 151).
Therefore, although we recognize this
ecological setting and the associated
unique foraging behavior of tree voles to
be potentially important from an
evolutionary perspective, we find that
the discrete population of tree voles in
the northern Coast Range as a whole do
not meet this significance criterion
under the DPS policy.
Evidence that loss of the DPS would
result in a significant gap in the range
of the taxon. The loss of the North
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Oregon Coast portion of the red tree vole
range would result in a roughly 24
percent reduction in the range of the red
tree vole. This loss is significant for
multiple reasons, in addition to the fact
that it represents nearly one-quarter of
the total range of the species. For one,
it would occur in the part of the range
where the alternative foraging behavior
of feeding on spruce and hemlock is the
dominant behavior observed. Although
this behavior is expressed in only a
subset of this portion of the range, it is
unique to this portion of the range and
is of potential evolutionary significance,
therefore its loss would be significant to
the taxon as a whole. Secondly, while
loss of the North Oregon Coast
population would not create
discontinuity in the remaining range,
species at the edge of their range may be
important in maintaining opportunities
for speciation and future biodiversity
(Fraser 1999, p. 50), allowing adaptation
to future environmental changes (Lesica
and Allendorf 1995, p. 756).
Furthermore, peripheral populations
may represent refugia for species as
their range is reduced, as described by
Lomolino and Channell (1995, p. 339),
who found range collapses in mammal
species to be directed towards the
periphery. Genetically divergent
peripheral populations, such as the
North Oregon Coast population of the
red tree vole, are often of
disproportionate importance to the
species in terms of maintaining genetic
diversity and therefore the capacity for
evolutionary adaptation (Lesica and
Allendorf 1995, p. 756). Finally, in the
face of predictions that climate change
will result in species’ ranges shifting
northward and to higher elevations
(Parmesan 2006, pp. 648–649; IPCC
2007, p. 8; Marris 2007, entire) (see
Factor E. Other Natural or Manmade
Factors Affecting the Species’ Continued
Existence), the northern Oregon Coast
Range may become a valuable refugium
from climate change effects for the
species, as it includes the northernmost
portion of the red tree vole’s range as
well as higher elevations near the
Oregon Coast Range summit. Based on
the above considerations, we therefore
conclude that loss of the North Oregon
Coast population of the red tree vole
would result in a significant gap in the
range of the taxon.
Evidence that the DPS represents the
only surviving natural occurrence of a
taxon that may be more abundant
elsewhere as an introduced population
outside its historical range. As part of a
determination of significance, our DPS
Policy suggests that we consider
whether there is evidence that the
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population represents the only
surviving natural occurrence of a taxon
that may be more abundant elsewhere as
an introduced population outside its
historical range. The North Oregon
Coast population of the red tree vole is
not the only surviving natural
occurrence of the species and has not
been introduced outside of its historical
range. Consequently, this factor is not
relevant to our determination regarding
significance.
Evidence that the DPS differs
markedly from other populations of the
species in its genetic characteristics.
Red tree voles exhibit marked genetic
structure. As described under
Discreteness, above, Miller et al. (2006a,
entire) characterized patterns of genetic
divergence across the range of the red
tree vole in western Oregon based on
analyses of mitochondrial DNA from 18
sampling areas. The results of their
spatial analysis of molecular variance
revealed three distinctive genetic
groupings of red tree voles in Oregon: A
‘‘southern’’ haplotype group, and a
‘‘northern’’ haplotype group that was
further subdivided into 2 groups, the
‘‘Northern Cascade range’’ and
‘‘Northern Coast range’’ groups (Miller
et al. 2006a, Figure 3, p. 151). The
sampling areas that correspond to the
‘‘Northern Coast range’’ subdivision of
the ‘‘northern’’ group (Areas A, C, D,
and F) correspond to the entity we have
described here as the North Oregon
Coast population of the red tree vole. In
the 4 sampling areas for the ‘‘Northern
Coast range’’ genetic sequence (Miller et
al. 2006a, p. 151), 20 out of the 21
D-loop haplotypes identified were
unique to those locations, and in 3 of 4
sampling areas, 100 percent of the
individuals sampled had a locationspecific haplotype (60 percent of the
individuals had a location-specific
haplotype in the fourth sampling area;
a single haplotype from Area C was also
detected in Area N) (Miller et al. 2006a,
Table 1, p. 148; Appendix, pp. 158–
159). Although the researchers could
not identify a strict discontinuity or
barrier between the northern and
southern groupings, which exhibited the
greatest genetic distances, they suggest
that the Willamette Valley serves as an
important phylogeographical barrier
that is likely responsible for the
secondary genetic discontinuity
identified between red tree voles in the
western (‘‘Northern Coast range’’
sequence) and eastern (‘‘Northern
Cascade range’’ sequence) portions of
the northern haplotypes group (Miller et
al. 2006a, pp. 151, 155).
Loss of the North Oregon Coast
population of the red tree vole would
eliminate a unique set of genetic
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haplotypes from the red tree vole
population. Retaining genetic variation
provides a wider capability for species
to adapt to changing environmental
conditions (Frankham et al. 2002, p. 46).
Peripheral populations that are known
to be genetically divergent from other
conspecific populations, such as the
North Oregon Coast population of the
red tree vole, may have great
conservation value in providing a
species with the capacity to adapt and
evolve in response to accelerated
environmental changes (Lesica and
Allendorf 1995, p. 757). Changing
environmental conditions are almost a
certainty for the red tree vole, given the
prevailing recognition that warming of
the climate system is unequivocal (IPCC
2007, p. 30). The importance of
maximizing the genetic capacity to
adapt and respond to the environmental
changes anticipated is therefore
magnified. Furthermore, preservation of
red tree voles and their unique genetic
composition at the northern extent of
their range may be particularly
important in the face of climate change,
as most northern-hemisphere temperate
species are shifting their ranges
northward in response to that
phenomenon, and species that cannot
shift northward have suffered range
contractions from loss of the
southernmost populations (Parmesan
2006, pp. 647–648, 753; IPCC 2007, p.
8). Given that the Columbia River
presents an apparent absolute barrier to
northward expansion of the species, the
northern Coast Range population of the
red tree vole may provide an important
refugium for the persistence of the
species if more southerly populations
are extirpated in the face of climate
change. Losing an entire unique genetic
component of the red tree vole, with its
inherent adaptive capabilities, is
significant and could compromise the
long-term viability of the species as a
whole. We therefore conclude the
marked difference in genetic
characteristics of the North Oregon
Coast population relative to other
populations of the red tree vole meets
the significance criterion of the DPS
Policy.
DPS Conclusion
We have evaluated the North Oregon
Coast population of the red tree vole to
determine whether it meets the
definition of a DPS, addressing
discreteness and significance as
required by our policy. We have
considered the genetic differences of the
North Oregon Coast population relative
to the remainder of the taxon, the
ecological setting of the northern
Oregon Coast Range, and the proportion
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of the range of the red tree vole that the
North Oregon Coast population
comprises. We conclude that the North
Oregon Coast population of the red tree
voles is a valid distinct population
segment under the 1996 DPS Policy
(Figure 2). The North Oregon Coast
population meets the discreteness
criterion of the DPS Policy because it is
markedly separated from the remainder
of the taxon based on genetic
differences. Genetic distribution in the
red tree vole is not random, but exhibits
a markedly distinct group of haplotypes
located in the northern Oregon Coast
Range (Miller et al. 2006a, entire). We
also conclude that the North Oregon
Coast population of red tree voles is
significant on multiple accounts. The
loss of this population would virtually
eliminate a unique genetic component
of the red tree vole, substantially
reducing genetic diversity and
consequently limiting the species’
ability to evolve and adapt to changing
environments. Loss of this population,
which comprises 24 percent of the range
of the red tree vole, would result in a
significant gap in the range, primarily
because of the value of peripheral
populations in maintaining diversity
and evolutionary adaptation, and
because this area may provide a
valuable refugium in the event of
predicted climate change. The loss of
red tree voles in the northern Oregon
Coast Range would also result in the
loss of a unique alternative foraging
behavior exhibited by tree voles in the
Sitka spruce plant series. Although this
behavior occurs in a subset of the area
encompassed by the North Oregon Coast
population (Forsman and Swingle 2009,
unpublished data), it is of potential
evolutionary significance to the species;
therefore the loss of that portion of the
species’ range that includes this
subpopulation would be of significance
to the taxon as a whole.
Because this population segment
meets both the discreteness and
significance elements of our DPS Policy,
the North Oregon Coast population
segment of the red tree vole qualifies as
a DPS in accordance with our DPS
Policy, and as such, is a listable entity
under the Act (hereafter ‘‘North Oregon
Coast DPS’’ of the red tree vole).
Because we have determined the DPS to
be a listable entity, we do not need to
analyze the alternative presented by the
petitioners, which was protecting what
they labeled the dusky tree vole via
listing the red tree vole because it is
endangered or threatened in a
significant portion of its range. Below
we provide an analysis of threats to the
North Oregon Coast DPS of the red tree
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vole, based on the five listing factors
established by the Act.
Summary of Information Pertaining to
the Five Factors
Section 4 of the Act (16 U.S.C. 1533),
and implementing regulations (50 CFR
part 424) set forth procedures for adding
species to, removing species from, or
reclassifying species on the Federal
Lists of Endangered and Threatened
Wildlife and Plants. Under section
4(a)(1) of the Act, a species may be
determined to be endangered or
threatened based on any of the
following five factors:
(1) The present or threatened
destruction, modification, or
curtailment of its habitat or range;
(2) Overutilization for commercial,
recreational, scientific, or educational
purposes;
(3) Disease or predation;
(4) The inadequacy of existing
regulatory mechanisms; and
(5) Other natural or manmade factors
affecting its continued existence.
In making this finding, information
pertaining to the North Oregon Coast
DPS of the red tree vole in relation to
the five factors provided in section
4(a)(1) of the Act is discussed below. In
considering what factors might
constitute threats to a species, we must
look beyond the exposure of the species
to a particular factor to evaluate whether
the species may respond to that factor
in a way that causes actual impacts to
the species. If there is exposure to a
factor and the species responds
negatively, the factor may be a threat
and, during the status review, we
attempt to determine how significant a
threat it is. The identification of factors
that could impact a species negatively
may not be sufficient to compel a
finding that the species warrants listing.
The information must include evidence
sufficient to suggest that these factors,
singly or in combination, are operative
threats that act on the species to the
point that the species may meet the
definition of endangered or threatened
under the Act.
Factor A. The Present or Threatened
Destruction, Modification, or
Curtailment of Its Habitat or Range
Past and Current Range and Abundance
Because of its arboreal existence and
difficulty to observe and capture, little
is known about the past and current
population sizes of red tree voles. It is
difficult to accurately estimate the size
of a local tree vole population, let alone
the population of the entire species
(Howell 1926, p. 56; Blois and Arbogast
2006, p. 958). Estimates indicate that
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observers using ground-based survey
methods may only see approximately
half of the nests, with a bias towards
observing more nests in younger forests
than in older forests due to the greater
visibility (Howell 1926, p. 45; Swingle
2005, pp. 78, 80–81; Swingle and
Forsman 2009, p. 284). While nests can
be counted and assessments have been
made of the activity status of the nests,
translating nest counts to numbers of
voles does not yield good population
estimates because some nests will be
missed, some individuals occupy
multiple nests, and determining
whether nests are actively occupied is
not possible without climbing to the
nests and dissecting or probing them for
voles (Swingle and Forsman 2009, p.
284). Using the presence or absence of
green resin ducts and cuttings to
determine the activity status of nests,
which formerly had been a common
method used in tree vole surveys, is
now known to be unreliable for
assessing actual nest occupancy by
voles because the resin ducts can retain
a fresh appearance for long periods of
time if stored in the nest or out of
sunlight, resulting in potential
overestimates of active nest occupancy
(USDA and USDI 2007, p. 290).
Although historical observations of
tree voles are useful for assessing the
range of the species, they may also be
biased because collectors did not
sample randomly. Thus, historical
locations of tree voles tend to occur in
clusters where a few collectors spent a
lot of time searching for them. Until
extensive surveys were conducted by
the Forest Service and BLM as part of
the Survey and Manage program
adopted in 1994 under the NWFP, much
of the range of the red tree vole had
never been searched. The lack of
historical documentation of tree vole
presence thus cannot be interpreted as
meaning that tree voles had limited
populations or were historically absent
from an area, especially if that area
formerly provided suitable forest habitat
for tree voles and was contiguous with
known occupied areas. Surveys by
naturalists in the late 1800s and early
1900s were more of an inventory to find
new species and to determine species
presence as opposed to determining
abundance of a particular species
(Jobanek 1988, p. 370). Only portions of
Oregon were surveyed, and coverage
was cursory and localized. Given the
arboreal existence of the red tree vole
and difficulty of finding and observing
them, few specimens were collected or
observed until more was understood
about their life history (Bailey 1936, p.
195; Jobanek 1988, pp. 380–381). Many
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nests were simply inaccessible to early
naturalists. Nests were often high up in
big trees, many of which were too large
to climb without the benefit of modern
climbing equipment, or the trees lacked
enough branches on the lower bole to
readily free-climb (e.g. Jobanek 1988, p.
391). Howell (1921, p. 99) noted that
there was little hope for finding tree
voles in virgin timber because of the
large trees and the abundant moss that
might conceal ‘‘a score of hidden nests.’’
Vernon Bailey, Chief Naturalist of the
U.S. Bureau of Biological Survey,
considered the red tree vole to be
abundant in the wild yet rare in
museum collections because of the
difficulty in collecting them (Jobanek
1988, p. 382). Murray Johnson, the most
prolific early collector of tree voles,
spent most of his time searching in
young forests because he could not
climb big trees (Forsman 2010, pers.
comm.).
Red tree voles are found on both the
eastern and western slopes of the
Oregon Coast Range. Although there are
no records of red tree voles in Clatsop
County north of Saddle Mountain or in
Columbia County, there is no reason to
believe that tree voles did not once
occur there given the presence of
historical habitat (see Range and
Distribution). There is a gap in the
distribution of tree vole specimens and
nests south of Saddle Mountain State
Park in south-central Clatsop County,
through the eastern two-thirds of
Tillamook County south to the town of
Tillamook (Forsman et al. 2009b, p.
229). There are no historical records of
voles collected in this area, but there is
also no evidence that early naturalists
searched this area for tree voles. This
gap in the range corresponds roughly
with the area of the Tillamook burn, a
stand-replacing fire that burned over
300,000 acres (121,400 ha) in 1933
(Pyne 1982, pp. 330–331). This area
reburned in three successive fires over
the next 18 years, for a combined total
burn area of 350,000 acres (141,650 ha)
(Pyne 1982, pp. 330–331). It is
reasonable to conclude that voles were
present in this area prior to the fire,
considering that much of the burned
area contained older forest similar to
forests occupied by tree voles in areas
adjacent to the burn.
Extensive surveys done throughout
the range of the red tree vole as part of
the NWFP Survey and Manage program
have resulted in information that has
helped to refine the distribution of the
red tree vole (USDA and USDI 2000a, p.
376; USDA and USDI 2007, pp. 289–
290). Information gleaned from these
more recent surveys indicate that tree
voles continue to be widely distributed
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throughout much of their range in
Oregon with the exception of the
northern Oregon Coast Range,
particularly the area within the DPS
north of Highway 20. This portion of the
Coast Range north of Highway 20
accounts for nearly three-quarters of the
DPS. Within the DPS, 36 percent of the
Federal land, 92 percent of the State and
County ownership, and 77 percent of
the private ownership lies north of
Highway 20 (Figure 2). In other words,
this portion of the DPS is primarily in
State, County, and private ownership,
with relatively little Federal land. In the
northern Oregon Coast Range north of
Highway 20, tree voles are now
considered uncommon and sparsely
distributed compared to the rest of the
range, based on observations of vole
nests classified as recently occupied
(USDA and USDI 2007, pp. 289, 294).
Furthermore, the few nests that are
recorded in this portion of the DPS
likely result in overestimation of tree
vole occupancy given errors in nest
activity classification (USDA and USDI
2007, p. 290) and the difficulty in
translating nest counts to vole numbers
discussed earlier in this section.
Descriptions of historical search
efforts for red and Sonoma tree voles
indicate that once the species’ behavior
and life history were understood,
searchers were more successful in
finding tree voles, often with little
difficulty. Observers typically noted the
patchy distribution of voles, and once
they found voles, they tended to readily
find multiple nests and voles in the
same area (Taylor 1915, pp. 140–141;
Howell 1926, pp. 42–43; Clifton 1960,
pp. 24–30; Maser 1966, pp. 170, 216–
217; Maser 2009, pers. comm.; Forsman
and Swingle 2010, p. 104). For example,
Clifton (1960, pp. 24–30) averaged one
day searching for every red tree vole
‘‘colony’’ found near Newberg, Oregon,
and Howell described more than 50
Sonoma tree voles being collected over
2 days near Carlotta, California in 1913
(Howell 1926, p. 43).
In contrast, between 2002 and 2006,
Forsman and Swingle (2006,
unpublished data) spent 1,143 personhours searching potential vole habitat in
or near areas where voles historically
occurred in or immediately adjacent to
the DPS and captured or observed only
27 voles, equating to 42 hours of search
effort per vole found. Although a
rigorous quantitative comparison cannot
be made between recent and historical
observation data, the above anecdotal
information indicates that tree vole
numbers are greatly reduced in the
DPS—red tree voles are now scarce in
the same areas where they were once
found with relative ease. Similarly,
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decreases in Sonoma tree vole numbers
have been observed, although not
quantified, over the past decade (Diller
2010, pers. comm.). The weight of
evidence suggesting that tree voles are
less abundant now increases upon
considering that most historical
observations were by naturalists who
primarily collected voles from younger
forests where nests were more easily
observable and accessible by freeclimbing (e.g. Howell 1926, p. 42;
Clifton 1960, p. 34; Maser 2009, pers.
comm.; Forsman 2010, pers. comm.).
These early naturalists were limited in
the size and form (e.g., presence or
absence of low-lying limbs that allowed
for free-climbing) of trees they could
climb, unlike current researchers, yet
found many voles with relatively little
effort. In contrast, researchers in recent
years searching these same areas have
captured comparatively few voles per
unit effort, using state-of-the-art
climbing gear to access every potential
nest observed, regardless of tree form or
size (Forsman 2009, pers. comm.;
Forsman and Swingle 2006,
unpublished data; 2009, pers. comm.).
Although rigorous population estimates
cannot be determined from these data,
the evidence suggests that red tree voles
are now much less abundant within the
DPS than they were historically.
Habitat loss appears to at least partly
explain the apparent reduction in tree
vole numbers, both rangewide and
within the DPS. As an example, many
researchers have noted a continual
decrease in both habitat and numbers of
Sonoma tree voles near Carlotta,
California, from 1913 through 1977
(Howell 1926, p. 43; Benson and Borell
1931, p. 226; Zentner 1966, p. 45).
Specific to the North Oregon Coast DPS,
Forsman and Swingle (2009, pers.
comm.) noted the reduction or loss of
habitat in areas where tree voles
historically occurred; habitat loss
seemed especially prominent in coastal
areas and along the Willamette Valley
margin, where Forsman and Swingle
(2009, unpublished data; 2009, pers.
comm.) observed that some historical
collecting sites had since been logged
and found fewer voles than were
historically collected from these areas.
The apparently significant decline in
tree vole abundance within the North
Oregon Coast DPS of the red tree vole
appears to correspond with the
extensive historical loss of the older
forest type that provides the highest
quality habitat for the red tree vole, as
well as the ongoing harvest of timber on
short rotation schedules that maintains
the remaining forest in lower quality
early seral conditions in perpetuity. In
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addition, continuing timber harvest in
younger forest areas adjacent to
remaining patches of older forest
diminishes the habitat quality of these
stands by maintaining them in an
isolated and fragmented condition that
may not allow for persistent populations
of red tree voles.
Landscapes in the Oregon Coast
Range have become increasingly
fragmented and dominated by younger
patches of forest, as old and mature
forests have been converted to younger
stands through anthropogenic alteration
(Wimberly et al. 2000, p. 175; Martin
and McComb 2002, p. 255; Wimberly
2002, p. 1322; Wimberly et al. 2004, p.
152; Wimberly and Ohmann 2004, pp.
631, 635, 642). The historical loss of
large contiguous stands of older forest
has manifested in the current primary
threats to the North Oregon Coast DPS
of the red tree vole of insufficient
habitat, habitat fragmentation, and
isolation of small populations; these
threats are addressed under Factor E,
below. Here we address the effects of
varying levels of ongoing habitat loss
and modification in the North Oregon
Coast DPS of the red tree vole. We first
provide some background on the
historical environmental conditions in
the DPS, as this provides important
context for understanding the effects of
ongoing timber harvest on the habitat of
the red tree vole.
Modification of Oregon Coast Range
Vegetation
Within the Oregon Coast Range
Province, the amount of forests that
have the type of structure and
composition favored by red tree voles
has experienced significant loss over the
past century, primarily due to timber
harvest. While the total area of closed
canopy forest remained fairly stable
from 1936 to 1996, major shifts have
occurred in the distribution, age, and
structure of these forested cover classes.
Most germane to red tree voles, there
has been a change from a landscape
dominated by large conifers with
quadratic mean tree diameters greater
than or equal to 20 in (51 cm) to a
landscape dominated by smaller
conifers. Specifically, the percent cover
of large conifers in the Coast Range
Province declined from 42 percent in
1936 to 17 percent in 1996 (Wimberly
and Ohmann 2004, p. 631). On Federal
lands, timber harvest has declined
substantially since the inception of the
NWFP in 1994 (Spies et al. 2007a, p. 7).
Moeur et al. (2005, pp. 95–100) even
showed a 19 percent increase in older
forests (minimum quadratic mean
diameter 20 in (51 cm) and canopy
cover greater than 10 percent, regardless
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of structural complexity) on Federal
lands in the NWFP during the first 10
years of its implementation. However,
more recently, better data and analysis
methods have indicated that in fact
there has been a slight net decline in
older forest on Federal lands between
1994 and 2007. Specifically on Federal
lands in the Oregon Coast Range, older
forest has declined from 44.2 percent to
42.9 percent (Moeur et al. 2010a,
Figure 1).
There is some indication that
managed second-growth forests are not
developing characteristics identical to
natural late-successional forests, and
that second-growth forests and clearcuts
exhibit reduced diversity of native
mammals typically associated with oldgrowth forest conditions (Lomolino and
Perault 2000, pp. 1526, 1529). The
historical losses of late-successional
forest and ongoing management of most
forests on State, County, and private
lands for harvest on a short-rotation
schedule have resulted in the
destruction of the older forest habitats
favored by red tree voles; these older
forest habitats now persist largely in
small, isolated fragments across the
DPS. Because of the historical loss of
older forest stands, the remaining
habitat now contains forests in earlier
seral stages, which provide lowerquality habitat for red tree voles. The
ongoing management of much of the
forest within the DPS for timber harvest
on relatively short rotation schedules,
particularly on State, County, and
private lands, contributes to the ongoing
modification of tree vole habitat by
maintaining forests in low quality
condition; most of the younger forest
types within the DPS are avoided by
tree voles for nesting. Although younger
forests may provide important interim
or dispersal habitats for red tree voles,
it is unlikely that forests lacking the
complexity and structural
characteristics typical of older forests
can support viable populations of red
tree voles over the long term. These
concepts are explored further in the
section, Continuing Modification and
Current Condition of Red Tree Vole
Habitat, below.
Habitat Loss From Timber Harvest
In their analysis of forest trends,
Wimberly and Ohmann (2004, p. 643)
found that land ownership had the
greatest influence on changes in forest
structure between 1936 and 1996, with
State and Federal ownership retaining
more large-conifer structure than private
lands. Loss of large-conifer stands to
development was not considered a
primary cause of forest type change.
Instead, loss to disturbance, primarily
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timber harvest, was the biggest cause,
with fires accounting for a small portion
of the loss (Wimberly and Ohmann
2004, pp. 643–644). Between 1972 and
1995, timber clearcut harvest rates in all
stand types were nearly three times
higher on private land (1.7 percent of
private land per year) than public land
(0.6 percent of public land per year),
with the Coast Range dominated by
private industrial ownership and having
the greatest amount of timber harvest as
compared to the adjacent Klamath
Mountain and Western Cascades
Provinces (Cohen et al. 2002, pp. 122,
124, 128). Within the Coast Range, there
has been a substantial shift in timber
harvest from Federal to State and
private lands since the 1980s, with an
80 to 90 percent reduction in timber
harvest rates on Federal lands (Azuma
et al. 2004, p. 1; Spies et al. 2007b, p.
50).
More than 75 percent of the future
tree harvest is expected to come from
private timberlands (Johnson et al. 2007,
entire; Spies et al. 2007b, p. 50) and
modeling of future timber harvests over
the next 50 years indicates that current
harvest levels on private lands in
western Oregon can be maintained at
that rate (Adams and Latta 2007, p. 13).
Loss and modification of tree vole
habitat within the northern Oregon
Coast Range is thus expected to
continue, albeit at a lower rate on State
and Federal lands compared to private
lands (see discussion under Factor D,
below). However, even on Federal
lands, which provide the majority of
remaining suitable habitat for red tree
voles within the DPS, some timber
harvest is expected to continue in those
land allocations where allowed under
their management plans. Although some
forms of harvest may not exert a
significant negative impact on red tree
voles if managed appropriately (for
example, thinning in Late-Successional
Reserves (LSRs) or Late-Successional
Management Areas (LSMAs) with the
goal of enhancing late-successional
characteristics over the long term), lands
in the Timber Management Area (TMA)
and Matrix allocation are intended for
multiple uses, including timber harvest.
As an example, since the inception of
the NWFP, 55 percent of the timber
harvest on BLM lands within the DPS
came from the Matrix allocation, 20
percent from Adaptive Management
Areas (AMAs), and 25 percent came
from LSRs both within and outside the
AMA (BLM 2010, unpublished data).
These numbers do not include harvest
within Riparian Reserves, which overlay
all land allocations. Within the DPS,
approximately 156,844 ac (63,475 ha)
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are in the Matrix and TMA allocations,
combined.
Continuing Modification and Current
Condition of Red Tree Vole Habitat
The loss of much of the older forest
within the DPS has reduced highquality habitat for tree voles to relatively
small, isolated patches; these conditions
pose a significant threat to red tree
voles, which are especially vulnerable
to the effects of isolation and
fragmentation due to their life-history
characteristics (see Factor E, below).
Tree voles are naturally associated with
unfragmented landscapes, and are
considered habitat specialists that select
areas of contiguous mature forest; they
are not adapted to fragmented
landscapes and early seral habitat
patches (Martin and McComb 2002, p.
262). At present and for the foreseeable
future, however, much of the remaining
forest on State and private lands in the
North Coast Range DPS is managed for
timber production, as are lands within
the Matrix and TMA allocations of the
Federal lands (see Factor D below).
Managing for timber production either
removes existing habitat or prevents
younger stands from developing into
suitable habitat due to short harvest
rotations. Remaining older forest habitat
tends to be in small, isolated patches
(see Factor E below); we consider such
forest conditions to provide poor habitat
for the red tree vole and unlikely to
sustain the species over the long term.
Although some State land and much of
the Federal ownership is managed for
development or maintenance of latesuccessional habitat or old-forest
structure conditions, active management
such as thinning activities are allowed
and encouraged to develop the desired
stand conditions. However, thinning
stands occupied by tree voles can
reduce vole numbers or eliminate them
(see below).
The most comprehensive analysis of
current red tree vole habitat conditions
specific to the North Coast Range DPS
is a report by Dunk (2009, entire). Dunk
(2009, p. 1) applied a red tree vole
habitat suitability model (Dunk and
Hawley 2009, entire) to 388 Forest
Inventory Analysis (FIA) plots
systematically distributed on all
ownerships throughout the DPS (the
FIA is a program administered by the
USDA Forest Service, and is a national
scientific inventory system based on
permanent plots designed to monitor
the status, conditions, and trends of U.S.
forests). FIA plots are resampled every
10 years to monitor changes in forest
vegetation. The red tree vole habitat
suitability model estimates the
probability of red tree vole nest
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presence (Po) from 0 to 1; the larger
values of Po (e.g., 0.9 or 0.8) represent
a greater probability of nest presence
and correlate to presumed higher
quality habitat. Based on their model
results, Dunk and Hawley (2009, p. 630)
considered a Po of greater than or equal
to 0.25 as likely having presence of a
tree vole nest in an FIA plot; a Po of less
than 0.25 was considered as not likely
to have a tree vole nest. The Po cutoff
point of 0.25 represents the value that
achieved the highest correct
classification of occupied and nonoccupied sites while attempting to
reduce the error of misclassifying plots
that actually had nests as plots without
nests; plots with Po greater than 0.25 are
assumed to represent suitable tree vole
habitat. Based on this assumption that a
Po value of 0.25 represents suitable tree
vole habitat, Dunk (2009, pp. 4, 7) found
that 30 percent of the plots on Federal
lands within the DPS had suitable
habitat, but only 4 and 5 percent of the
plots on private and State lands within
the DPS, respectively, had suitable
habitat. Across all landownerships in
the DPS collectively, 11 percent of the
plots had potentially suitable habitat for
red tree voles. Thus within the DPS,
there is relatively little suitable habitat
remaining for the red tree vole, and this
suitable habitat is largely restricted to
Federal lands. State and private lands,
which comprise the majority of the DPS
(78 percent of the land area), provide
little suitable habitat for tree voles.
Dunk and Hawley (2009, p. 631) also
compared red tree vole usage of forest
types with their proportional
availability on the landscape; this is an
important measure of habitat selection
by the species. If red tree voles do not
select for any particular forest type
condition, we would expect usage of
different forest types to be proportional
to their availability. If a forest type is
used less than expected based on its
availability, that is assumed to represent
selection against that forest type; in
other words, the species avoids using
that forest type, even though it is
available. If a forest type is used more
than expected based on availability, that
is assumed to represent selection for
that forest type; the species is seeking
out that forest type, despite the fact that
it is less readily available. The forest
type that tree voles select is assumed to
be suitable habitat.
Combining the strength of selection
analysis done by Dunk and Hawley
(2009, p. 631) with the current habitat
condition in the DPS based on FIA data,
almost 90 percent of the DPS is in a
forest type condition that red tree voles
tend to avoid, while only 0.3 percent of
the DPS is in a forest type that red tree
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voles tend to strongly select for (Figure
3). This is based on evaluation of the
FIA plots, comparing those with the
lowest probability of selection by tree
voles for nesting (lowest 20 percent of
probability classes; nearly 87.3 percent
of FIA plots across all landownerships
within the DPS were in this condition)
with those with the greatest strength of
selection (highest 20 percent of
probability classes; 0.3 percent of FIA
plots across all landownerships were in
this condition). Assuming that tree voles
exhibit the strongest selection for the
highest quality habitats, this translates
into roughly 11,605 ac (4,700 ha) of
high-quality habitat remaining for red
tree voles distributed across a DPS
roughly 3.8 million ac (1.6 million ha)
in size. Furthermore, although some
nests may have been missed during tree
vole surveys, the nest estimates used by
Dunk and Hawley (2009, entire), and
subsequently applied by Dunk (2009,
entire), likely overestimate probable tree
vole occupancy for two reasons. First,
occupied sites were based on locations
of tree vole nests, and as explained
earlier, the presence of nests, even those
classified as ‘‘active,’’ do not necessarily
equate to tree vole occupancy. Second,
the analyses were based on plot-level
data at the scale of less than 2.5 ac (1
ha). The distribution of tree vole habitat
and effects of habitat fragmentation,
connectivity, and possible
metapopulation dynamics may also
influence the presence of tree voles on
a site such that a 2.5 ac (1 ha) plot of
highly suitable habitat isolated from
other suitable habitat is less likely to
contain or sustain tree voles than
connected stands (Dunk 2009, p. 9).
Thus, its actual likelihood of occupancy
may be lower than predicted by the
model due to its landscape context. The
sample patch size used by Dunk (2009,
entire) is less than the 5–10 acres (2–4
ha) in which Hopkins (2010, pers.
comm.) found nests of tree voles and
substantially less than the minimum
forest stand size of 75 ac (30 ha) in
which individual tree voles have been
found (Huff et al. 1992, p. 7). Whether
either of these minimum patch sizes can
sustain a population of red tree voles
over the long term is unknown and is
influenced by such things as habitat
quality within and surrounding the
stand, position of the stand within the
landscape, and the ability of individuals
to move among stands (Huff et al. 1992,
p. 7; Martin and McComb 2003, pp.
571–579). Given the conservative
assumptions of the model, the amount
of remaining likely suitable habitat
within the DPS reported by Dunk (2009,
entire) may represent a best-case
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habitat suitable for red tree voles is
likely less than estimated here.
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Spies et al. (2007b, entire) modeled
red tree vole habitat in the Coast Range
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(physiographic provinces are geographic
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divisions of areas of distinctive
topography and geomorphic structure).
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Their results indicated that tree vole
habitat currently makes up almost 50
percent of the province, with just under
half of that habitat occurring on private
lands (Spies et al. 2007a, p. 10, Figure
2). While this assessment of the current
condition of tree vole habitat in coastal
Oregon differs from Dunk (2009, entire),
we believe Dunk to be a more accurate
description of red tree vole habitat in
the DPS and rely more heavily on that
work for the following reasons. Dunk’s
analysis is specific to the DPS, whereas
the Coast Range Physiographic
Province, which includes the DPS,
covers an additional 1.8 million acres
(728,000 ha) extending to the south of
the DPS. Second, Spies et al. (2007b, p.
51, Appendix D) assessed tree vole
habitat by developing habitat capability
index models that reflect habitat
characteristics important for survival
and reproduction based on literature
and expert opinion. The variables they
used were restricted to existing
geographic information system layers
that could be projected into the future
using forest dynamics models. They
were not able to empirically verify their
red tree vole habitat capability index
model with independent data, although
it was reviewed by two published
experts. Dunk’s analysis (2009, entire)
relied on the red tree vole habitat model
described in Dunk and Hawley (2009,
entire), which was empirically
developed based on presence or absence
of red tree vole nests in FIA plots on
Federal lands throughout most of the
tree vole range. Dunk (2009, entire) then
applied that model to FIA plots across
all ownerships within the DPS to
describe current tree vole habitat
distribution based on existing field data.
As noted earlier, although red tree
voles are widely considered habitat
specialists strongly associated with
older forests, they may also be found in
younger stands (Maser 1966, pp. 216–
217; Thompson and Diller 2002, p. 95;
Swingle and Forsman 2009, pp. 278,
284), which are much more abundant in
the DPS. Although some have suggested
that these young forests may be
population sinks (Carey 1991, p. 34), the
role of younger stands in tree vole
population dynamics is unclear. Tree
voles in young stands may represent
attempts of emigrants to establish
territories, or may be residual
populations that tolerate habitat
disturbance (USDA and USDI 2000a, p.
378). It is possible that some young
stands are on unique microsites where
tree voles are able to reinvade and
persist in the developing stands
(Forsman 2010, pers. comm.). Younger
stands may also be important for
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allowing dispersal and short-term
persistence in landscapes where older
forests are either isolated in remnant
patches or have been largely eliminated
(Swingle 2005, p. 94). The presence of
individuals within a particular habitat
condition does not necessarily mean the
habitat is optimal, and individuals may
be driven into marginal habitat if it is all
that is available (Gaston et al. 2002, p.
374). Swingle and Forsman (2009,
entire) found radio-collared tree voles in
young stands throughout the year, but
occupancy of younger stands appears to
be short-term or intermittent (USDA and
USDI 2000a, p. 378; Diller 2010, pers.
comm.; Hopkins 2010, pers. comm.).
There are few data on survival of tree
voles in younger stands. The only study
conducted to date suggested no
difference in annual survival of tree
voles in young (22–55 years) and old
(110–260 years) stands, but the authors
cautioned that their sample sizes were
small and had low power to detect
effects (Swingle 2005, p. 64; Forsman
and Swingle 2009, pers. comm.).
Thinning younger stands occupied by
tree voles can reduce or eliminate voles
from these stands (Biswell 2010, pers.
comm.; Swingle 2010, pers. comm.), and
Carey (1991, p. 8) suggests activities that
result in rapidly developing (changing,
unstable) younger forests are a limiting
factor for red tree voles. Conversely,
when vole nests classified as occupied
(based on indication of activity such as
presence of fresh green resin ducts)
were protected with a 10-acre buffer
zone during thinning treatments,
Hopkins (2010, pers. comm.) continued
to find signs of occupancy at these nests
post-treatment, although signs of
occupancy were intermittent through
time. However, Hopkins’ (2010, pers.
comm.) results are subject to the
limitations of using the presence or
absence of green resin ducts to
determine the activity status of nests
(see the beginning of Factor A, above).
Red tree voles may ultimately come
back to a treated stand, but how long it
will be after the treatment before the
stand is reoccupied is unknown. If and
when tree voles return likely depends
on a multitude of factors including
magnitude, intensity and frequency of
the treatment within the stand, type and
amount of structure left after treatment
(e.g., large trees), and whether or not
there is a refugium or source population
nearby that is available to supply voles
for recruitment when the treated stand
becomes suitable again (Biswell 2010,
pers. comm.; Forsman 2010, pers.
comm.; Hopkins 2010, pers. comm.;
Swingle 2010, pers. comm.). Thus,
while the value of younger stands as
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suitable habitat to voles is unclear, they
may provide some value in otherwise
denuded landscapes, and thinning
treatments in these stands have the
potential to further reduce vole
numbers, especially if thinning design
does not account for structural features
and the connectivity of those features
that are important to red tree voles
(Swingle and Forsman 2009, p. 284).
Swingle (2005, pp. 78, 94), however,
cautions against using the occasional
presence of tree voles in young forests
to refute the importance of old forest
habitats to tree voles.
In summary, whether red tree voles in
younger forests can persist over long
periods or are ephemeral populations
that contribute little to overall long-term
population viability remains unknown
at this time (USDA and USDI 2007, p.
291). However, the recent work of Dunk
(2009, entire) and Dunk and Hawley
(2009, entire) indicate that red tree voles
display strong selection for forests with
late-successional structural
characteristics.
Although the role of younger forest is
uncertain, based on our evaluation of
the best available scientific data, as
described above, we conclude that older
forests are necessary habitat for red tree
voles and that younger stands will
rarely substitute as habitat in the
complete or near absence of older
stands. While some State land and
much of the Federal ownership is
managed for development or
maintenance of late-successional habitat
or old-forest structure conditions, full
development of this habitat has yet to
occur (see below). In addition, thinning
activities designed to achieve these
objectives can reduce or eliminate tree
voles from these stands. The ongoing
management of forests in most of the
North Oregon Coast DPS for the
purposes of timber production thus
contributes to the threat of habitat
modification for the red tree vole, as
forest habitats are prevented from
attaining the high-quality older forest
characteristics naturally selected by red
tree voles and are maintained in a lowquality condition for red tree voles in
the DPS. Our evaluation of the
remaining older forest patches within
the DPS indicate they are likely
insufficient to sustain red tree voles
over the long term due to their relatively
small size and isolated nature (see
Factor E, below).
Projected Trends in Red Tree Vole
Habitat
Implementing current land
management policies in the Coast Range
Province is projected to provide an
increase (approximately 20 percent) in
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red tree vole habitat over the next 100
years, primarily on Federal and State
lands (Spies et al. 2007b, p. 53).
Vegetation simulations indicate that
private industrial timber lands will
generally be dominated by open and
small- and medium-sized conifer
forests. Old forest structure and habitat
will strongly increase on Federal and
State lands, and large, continuous
blocks of forest will increase primarily
on Forest Service and State lands
(Johnson et al. 2007, pp. 41–42). The
estimate of older forests on State lands,
however, may be a substantial
overestimate because the analysis was
not able to fully incorporate the
complexity of the State forest
management plan (Johnson et al. 2007,
p. 43; Spies et al. 2007a, p. 11). In
addition, the Oregon Department of
Forestry (ODF) has since reduced the
targeted level of old forest to be
developed in northwestern Oregon
forests (ODF 2001, p. 4–48; 2010c, p. 4–
48). Yet even with the projected
increase, the amounts of old forest will
not approach historical levels estimated
to have occurred over the last 1,000
years in the Coast Range Province (Spies
et al. 2007a, pp. 10–11), and these
blocks of restored older forest will
continue to be separated by forests in
earlier seral stages on private lands.
Although restoration of Oregon Coast
Range forests to historical levels of older
forest conditions is not requisite for the
conservation of red tree voles, we have
no evidence to suggest the present
dearth of suitable habitat for the red tree
vole will be alleviated by the modest
projected increases in older forest
conditions on Federal and State lands
within the DPS. Even though the
amount of suitable habitat on public
lands may eventually increase, these
patches of suitable habitat will remain
fragmented due to landownership
patterns and associated differences in
management within the DPS.
Furthermore, the time required for stand
development to achieve these improved
conditions, 100 years, is substantial;
whether these gradual changes will
occur in time to benefit the red tree vole
in the North Oregon Coast DPS is
unknown. However, we anticipate that
any patches of suitable habitat that may
be found on public lands within the
DPS 100 years from now will continue
to be fragmented and isolated, due to
the management practices on
intervening private lands that inhibit
connectivity. Thus, although projected
future conditions represent a potential
improvement in suitable habitat for the
red tree vole, the time lag in achieving
these conditions and the fragmented
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nature of public lands in the northern
Oregon Coast Range suggests that a
potential gain of 20 percent more
suitable habitat 100 years from now is
likely not sufficient to offset the loss,
modification, and fragmentation of
habitat and isolation of populations that
collectively pose an immediate threat to
the red tree vole in the DPS.
Loss of forest land to development is
projected to occur in 10 percent of the
Coast Range Province, and would most
likely occur on non-industrial private
lands, near large metropolitan areas, and
along the Willamette Valley margin
(Johnson et al. 2007, p. 41; Spies et al.
2007a, p. 11). Although timber
production in the Coast Range has
shifted by ownership class, declining on
Federal lands and increasing on private
lands, overall production is projected to
stay at recent harvest levels. Actual
production may result in levels higher
than projected because harvest levels
estimated for private industrial
timberland were conservative (Johnson
et al. 2007, pp. 42–43) and timber
production on State lands may be
underestimated by 20 to 50 percent
(Johnson et al. 2007, p. 43). Johnson et
al. (2007, pp. 45–46) described several
key uncertainties that were not
accounted for in their projections of
future trends in the Coast Range that
could potentially affect their results.
These uncertainties include: effects of
climate change; recently adopted
initiatives that may result in an
increased loss of forest land to cities,
towns, and small developments; a
possible decrease in global
competitiveness of the Coast Range
forest industry; sales of industrial
forests to Timber Management
Investment Organizations that may
result in a shift of land use to other
types of development; the effects of
Swiss needle cast on the future of
plantation forestry; and effects of
wildfire. Most of these scenarios would
result in a loss of existing or potential
tree vole habitat, contributing further to
the present loss, modification,
fragmentation, and isolation of habitat
for the red tree vole within the DPS,
although the magnitude of that loss is
uncertain. In conclusion, while modest
increases in tree vole habitat are
expected to occur in the Oregon Coast
Range over the next century, they are
limited primarily to Federal lands and,
to some lesser degree, State lands,
although the amount of older forests on
State lands may be an overestimate. As
described above, the time lag in
achieving this potential increase in
suitable habitat and the fragmented
nature of public lands, especially those
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63739
Federal lands with the highest quality
habitats, suggests that any future gains
are likely not sufficient to offset the
present threat of habitat loss,
modification, or fragmentation, and its
ongoing contribution to the isolation of
red tree voles in the DPS.
Summary of Factor A
The North Oregon Coast DPS of the
red tree vole is threatened by the effects
of both past and current habitat loss,
including ongoing habitat modification
that results in the maintenance of poor
quality forest habitats and insufficient
older forest habitats, addressed here,
and habitat fragmentation and isolation
of small populations, addressed under
Factor E. Most of the DPS, nearly 80
percent, is in State, County, and private
ownership, and most of the forested
areas are managed for timber
production. Ongoing timber harvest on
a short rotation schedule over most of
this area maintains these forest habitats
in a low-quality condition, preventing
these younger stands from developing
the older forest conditions most suitable
for red tree voles. Although the role of
younger forest stands is not entirely
clear, we conclude the preponderance of
the best available information suggests
that red tree voles are habitat specialists
strongly associated with unfragmented
forests that exhibit late-successional
characteristics; while younger forests
may play an important role as interim
or dispersal habitat, older forests are
required to maintain viable populations
of red tree voles over the long term. The
ongoing management of forests in the
North Oregon Coast DPS for the
purposes of timber harvest thus
contributes to the threat of habitat
modification for the red tree vole, as
forest habitats are prevented from
attaining the high-quality older forest
characteristics naturally selected by red
tree voles and are maintained in a lowquality condition for red tree voles in
the DPS.
Factors that hinder the development
and maturation of younger forest stages
into late-successional forest conditions
contribute to the ongoing modification
of suitable habitat and maintain the
present condition of insufficient
remaining older forest habitat for the red
tree vole in the DPS. The persistence
and development of high-quality tree
vole habitat over the next century under
existing management policies is likely
to occur primarily on Federal lands, and
to a lesser degree on State lands.
However, as Federal lands make up less
than a quarter of the area of the DPS,
even with eventually improved
conditions, suitable red tree vole habitat
will remain restricted in size and in a
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fragmented, isolated condition for the
foreseeable future. In the interim,
thinning activities designed to
accelerate the development of latesuccessional forest structure conducive
to tree vole habitat may reduce or
eliminate local populations for an
undetermined amount of time.
Declines in the amount of older forest
within the Coast Range Province are
unprecedented in recent history
(Wimberly et al. 2000, pp. 176–178).
This decline has translated into
substantial habitat loss for red tree
voles, with only 11 percent
(approximately 425,000 ac (173,000 ha))
of the nearly 4 million acres (1.6 million
ha) within the DPS boundary assumed
to be potentially suitable habitat (Dunk
2009, p. 5). Most of this suitable habitat
is restricted to Federal lands that lie in
two discontinuous clusters within the
DPS. State and private lands, which
collectively comprise nearly 80 percent
of the DPS area, provide very little
suitable habitat; roughly 4 to 5 percent
of the State and private lands are
considered potentially suitable habitat
for red tree voles (Dunk 2009, pp. 6–7).
Nearly 90 percent of the DPS is
currently in a habitat condition avoided
by red tree voles, and only 0.3 percent
of the DPS is in a condition for which
red tree voles show strong selection for
nesting (Dunk 2009, p. 7). Given that
nest presence does not correspond
exactly with vole presence, and that the
FIA sampling design may include
habitat that is unavailable to tree voles,
this is likely an overestimate of
potential red tree vole habitat. Although
Federal lands offer some protection and
management of red tree vole habitat,
indications are that there may not be
enough habitat in suitable condition to
support red tree voles north of U.S.
Highway 20. In this area of the DPS
Federal land is limited, connectivity
between blocks of Federal land is
restricted, and there are few known vole
sites currently available to potentially
recolonize habitat as it matures into
suitable condition. Surrounding private
timber lands are not expected to provide
long-term tree vole habitat over the next
century, and projections of suitable tree
vole habitat on State land may be
overestimates.
Conclusion for Factor A
Recent surveys at locations within the
DPS where voles were readily captured
30 to 40 years ago have resulted in
significantly fewer voles captured per
unit of survey effort compared to
historical collections. This suggests that
tree vole numbers have declined in
many areas where voles were once
readily obtained by early collectors such
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as Alex Walker, Murray Johnson, Doug
Bake, Chris Maser, and Percy Clifton
(Forsman 2009, pers. comm.). Although
standardized quantitative data are not
available to rigorously assess population
trends of red tree voles, we believe it is
reasonable to conclude that, based on
information from retrospective surveys
of historical vole collection sites, red
tree voles have declined in the DPS and
no longer occur, or are now scarce, in
areas where they were once relatively
abundant. Loss of habitat in the DPS,
primarily due to timber harvest, has
been substantial and has probably been
a significant contributor to the apparent
decline in tree vole numbers. Current
management practices for timber
production, particularly on the State,
and privately-owned lands that
comprise the vast majority of the DPS,
keep the majority of the remaining forest
habitat from maturing and developing
the late-successional characteristics that
comprise highly suitable habitat for red
tree voles. Current management for
timber harvest thereby contributes to the
ongoing modification of tree vole
habitat, as well as the fragmented and
isolated condition of the remaining
limited older forest habitat for the
species. Indications are that the
remaining older forest patches are likely
too small and isolated to maintain red
tree voles over the long term (see Factor
E, below). The biology and life history
of red tree voles render the species
especially vulnerable to habitat
fragmentation, isolation, and chance
environmental disturbances such as
large-scale fires that could reasonably be
expected to occur within the DPS
within the foreseeable future (Martin
and McComb 2003, p. 583; also
addressed in Factor E). Based on our
evaluation of present and likely future
habitat conditions, we conclude that the
ongoing effects of the destruction,
modification, and curtailment of its
habitat, in conjunction with other
factors described in this finding, pose a
significant threat to the persistence of
the North Oregon Coast DPS of the red
tree vole.
We have evaluated the best available
scientific and commercial data on the
present or threatened destruction,
modification, or curtailment of the
habitat or range of the North Oregon
Coast DPS of the red tree vole, and
determined that this factor poses a
significant threat to the continued
existence of the North Oregon Coast
DPS of the red tree vole, when we
consider this factor in concert with the
other factors impacting the DPS.
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Factor B. Overutilization for
Commercial, Recreational, Scientific, or
Educational Purposes
We are not aware of any information
that indicates that overutilization for
commercial, recreational, scientific, or
educational purposes threatens the
continued existence of the North Oregon
Coast DPS of the red tree vole and have
determined that this factor does not
pose a significant threat to the viability
of the North Oregon Coast DPS of the
red tree vole.
Factor C. Disease or Predation
We are not aware of any information
that indicates that disease threatens the
North Oregon Coast DPS of the red tree
vole, now or in the foreseeable future.
With respect to predation, the red tree
vole is prey for a variety of mammals
and birds (see above under Mortality),
although voles persist in many areas
despite the large numbers of predators
(Forsman et al. 2004, p. 300). However,
barred owls have recently expanded
into the Pacific Northwest and are a
relatively new predator of red tree voles.
Although a recent pellet study indicates
that barred owls occasionally prey on
tree voles (Wiens 2010, pers. comm.),
the long-term effects of this new
predator are uncertain. Barred owls
have a more diverse diet than northern
spotted owls, an established tree vole
predator (Courtney et al. 2004, p. 7–40).
While the varied diet of the barred owl
may potentially limit their pressure as
predators on tree voles, the fact that
they outnumber spotted owls in the
southern portion of the DPS by a 4:1
ratio (Wiens 2010, pers. comm.) may
increase that pressure. Whether
predation on red tree voles may
significantly increase as a result of
growing numbers of barred owls is
unknown. Therefore, we cannot draw
any conclusions as to the impact of
barred owl predation on red tree voles
in the DPS at this time.
Conclusion for Factor C
While predators undoubtedly have
some effect on annual fluctuations in
tree vole numbers, there is no evidence
to suggest that changes in predation
rates have caused or will cause longterm declines in tree vole numbers. Tree
voles are exposed to a variety of
predators and as a prey species they
have adapted traits that reduce their
exposure and vulnerability to predation;
examples include cryptic coloration and
leaping from trees when pursued (Maser
et al. 1981, p. 204), or minimizing the
duration of individual foraging bouts
outside of the nest (Forsman et al.
2009a, p. 269). While habitat alterations
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may affect the exposure and
vulnerability of tree voles to predators
(see above under Mortality), predators
themselves do not appear to be a
principal threat affecting long-term
trends in red tree vole numbers. We
therefore conclude that the continued
existence of the red tree vole in the
North Oregon Coast DPS is not
threatened by disease or predation, nor
is likely to become so.
We have evaluated the best available
scientific and commercial data on the
effects of disease or predation on the
North Oregon Coast DPS of the red tree
vole, and determined that this factor
does not pose a significant threat to the
viability of the North Oregon Coast DPS
of the red tree vole.
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Factor D. Inadequacy of Existing
Regulatory Mechanisms
Timber harvest has been identified as
the primary cause of vegetation change
and loss of red tree vole habitat in the
Oregon Coast Range Province (Wimberly
and Ohmann 2004, pp. 643–644) (see
Factor A discussion, above). Although
most of the losses of late-successional
forest conditions occurred historically,
these losses, combined with current
management of younger forests on both
private and public lands, contribute to
the ongoing modification, curtailment,
fragmentation, and isolation of habitat
for the red tree vole in the DPS. The
inadequacy of existing regulatory
mechanisms in regard to timber harvest
contributes to these threats. Regulations
for timber harvest differ among land
ownerships and are explained in
separate sections below.
Regulatory Mechanisms on Private Land
Private lands make up 62 percent of
the DPS, and over 75 percent of timber
harvest in the Coast Range Province is
expected to come from private forest
lands (Johnson et al. 2007, entire; Spies
et al. 2007b, p. 50). The Oregon Forest
Practice Administrative Rules and
Forest Practices Act (OAR) (Oregon
Department of Forestry 2010a, entire)
apply on all private and State-owned
lands in Oregon, regulating activities
that are part of the commercial growing
and harvesting of trees, including timber
harvesting, road construction and
maintenance, slash treatment,
reforestation, and pesticide and
fertilizer use. The OAR provide
additional guidelines intended for
protection of soils, water, fish and
wildlife habitat, and specific wildlife
species while engaging in tree growing
and harvesting activities. The red tree
vole is not one of the specific species
provided for in the OAR, and we are not
aware of any proactive management for
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tree voles on private timberlands in
Oregon.
Per the Oregon Revised Statute, an
average of two snags or green trees per
ac (0.8 per ha) greater than 30 ft (9 m)
tall and 11 in (28 cm) diameter are
required to be left in harvest units
greater than 25 ac (10 ha) (ORS
527.676); up to half of these trees may
be hardwoods. Retention buffers are
required around northern spotted owl
nest sites (70 ac (28 ha) of suitable
habitat) (OAR 629–665–0210), bald
eagle nest sites (330-ft (100-m) buffer)
(OAR 629–665–0220,), bald eagle roost
sites (300-ft (100-m) buffer) (OAR 629–
665–0230), and great blue heron nest
sites (300-ft (91-m) buffer) (OAR 629–
665–0120). In addition, foraging trees
used by bald eagles (OAR 629–665–
0240) and osprey nest trees and
associated key nest site trees (OAR 629–
665–0110) are also protected from
timber harvest. In all cases, protections
of these sites are lifted when the site is
no longer considered active (OAR 629–
665–0010).
Within the Coast Range, small
perennial streams that are neither fish
bearing nor a domestic water source
have no tree retention requirements.
With respect to all other perennial
streams, no harvest is allowed within 20
ft (6 m). In addition, riparian
management areas are established
around all fish-bearing streams and
large or medium non-fish-bearing
streams; their distances range from 20 to
100 ft (6 to 30 m) beyond the stream,
depending on the stream size and fishbearing status. Within these riparian
management areas, from 40 to 300
square ft (4 to 28 square m) of basal area
must be retained for every 1,000 ft (305
m) of stream; basal area retention levels
depend on stream size, fish presence,
and type of harvest (OAR 629–640–0100
through 629–640–0400). Trees within
the no-harvest 20-ft (6-m) buffer count
towards these retention requirements.
To meet the basal area requirement
within the riparian management areas of
large and medium streams, a minimum
number of live conifers must be retained
to meet shade requirements. Depending
on stream size and fish-bearing status,
live conifer retention requirements
range from 10 to 40 per 1,000 ft (305 m)
of stream, with a minimum size of either
8 or 11 in (20 or 28 cm) dbh. If the basal
area requirements are still not met with
the minimum conifer retention, the
remainder can be met with trees greater
than 6 in (15 cm); a portion of this
retention can be met with snags and
hardwoods (excluding red alder (Alnus
rubra)). For all streams where the preharvest basal area of the riparian area is
less than the targeted retention level,
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timber harvest may still occur (section
6 of OAR 629–640–0100 and section 7
of OAR 629–640–0200). In addition,
basal area credits may be granted, upon
approval, for other stream
enhancements, such as placing downed
logs in streams to enhance large woody
debris conditions (OAR 629–640–0110).
Thus, while basal area credits may
produce in-stream enhancements, they
simultaneously reduce potential
arboreal habitat for red tree voles.
Given the extensive network of
streams within the Coast Range, riparian
management areas appear to have
potential in providing connectivity
habitat for red tree voles between large
patches of remnant older forest stands.
However, given the minimum tree
retention sizes and numbers prescribed
under the OAR, we believe them to be
insufficient to provide adequate habitat
to sustain populations of red tree voles,
and likely not sufficient to provide
connectivity between large patches of
remnant older forest stands. As an
example, the streamside rules applying
the most protection apply around fishbearing streams (sections 5–7 of OAR
629–640–100). Although these sections
require retention of 40 live conifer trees
per 1,000 ft (305 m) along large streams,
and 30 live conifer trees along medium
streams, these trees need only be 11 in
(28 cm) dbh for larger streams and 8 in
(20 cm) dbh for medium streams to
count toward these requirements.
Although these regulatory requirements
are stated as minimums, they
potentially allow for conditions such
that the remaining trees will likely be
far smaller than those generally utilized
by red tree voles, and the remaining
trees may be relatively widely dispersed
along the riparian corridor, thereby
impeding arboreal movement.
Furthermore, the purpose of tree
retention in riparian management areas
is to retain stream shade, and retaining
a minimum number of live conifers is
designed to distribute that shade along
the stream reach by retaining more,
smaller trees to meet the basal area
requirements rather than concentrate
the targeted basal area into a few large
trees. Consequently, there is little
incentive to retain any larger trees
within the riparian management areas.
Although in general biological
corridors are believed to be beneficial
for the conservation of fragmented
populations by allowing for genetic
interchange and potential recolonization
(e.g., Bennett 1990, entire; Fahrig and
Merriam 1994, p. 51; Rosenberg et al.
1997, p. 677), possible disadvantages
may include potential increases in
predation, parasitism, and invasion of
interior habitats by introduced species
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(e.g., Wilcove et al. 1986, pp. 249–250;
Simberloff and Cox 1987, pp. 66–67;
Yahner 1988, p. 337; Simberloff et al.
1992, p. 498). Long, narrow strips of
habitat suffer from a high ratio of edge
to interior, resulting in ‘‘edge effects’’
such as altered microclimates and
potentially increased vulnerability to
generalist predators (Yahner 1988, p.
337; Saunders et al. 1991, pp. 20–22;
Chen et al. 1993, p. 220). In old-growth
Douglas-fir forests, altered
environmental conditions may extend
up to 137 m (450 ft) from the forest
edge, to the extent that patches less than
10 ha (25 ac) in size provide essentially
no forest interior habitat (Chen et al.
1992, p. 395).
The successful use of corridors to
maintain regional populations is highly
species-specific (Rosenberg et al. 1997,
p. 683; Debinski and Holt 2000, p. 351),
and depends on the spatial
configuration of the remaining habitat,
the quality of the corridor habitat, and
the habitat specificity and dispersal
ability of the species in question
(Henein and Merriam 1990, p. 157;
Fahrig and Merriam 1994, p. 53; With
and Crist 1995, entire; Rosenberg et al.
1997, entire). In general, habitat
specialists with limited dispersal
capabilities, such as the red tree vole,
have a lower ‘‘critical threshold’’ for
responding to fragmented habitats; such
species may experience the
environment as functionally
disconnected even when their preferred
habitat still comprises nearly half of the
landscape (With and Crist 1995, p. 2452;
Pardini et al. 2010, p. 6). Reduced
survival probability for animals moving
through linear corridors of habitat may
potentially be offset by large numbers of
dispersers, but for animals with
relatively low reproductive rates and
low mobility, such as the red tree vole,
survival probability may be
compromised under such conditions
(Martin and McComb 2003, p. 578).
Poor-quality habitat conditions for red
tree voles in riparian management areas,
such as from reduced canopy cover,
may reduce their probability of survival
in moving through such a patch (Martin
and McComb 2003, p. 577). For
example, there is some evidence that
small mammals may experience
increased risk and local extinction
events of predation in narrow corridors
or isolated fragments of habitat (e.g.,
Henderson et al. 1985, p. 103; Mahan
and Yahner 1999, pp. 1995–1996).
Although riparian buffers are frequently
suggested as potential corridors for
´
dispersal, Soule and Simberloff (1986,
pp. 33–34) specifically suggest that
forest interior species such as the red
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tree vole would likely avoid using such
areas for movement between remaining
patches of conifer forest. Observations
that red tree voles are now apparently
absent from forest stands where they
historically occurred indicate riparian
management areas are likely not
functioning as successful corridors for
dispersal and recolonization by red tree
voles in the DPS.
Although the OAR do not specifically
provide protection for red tree voles,
some protections may be afforded to
individuals that are incidentally found
within buffers retained for sensitive
wildlife sites. However, such scattered
remnants of possible habitat are
unlikely to protect viable populations
due to their small size and fragmented
and isolated nature. In addition, these
protected areas can be logged if the site
is no longer occupied by the target
species. The short timber harvest
rotations (e.g., in calculating its riparian
rule standards, OAR assume 50-year
rotations for even-aged stands, and 25year entry intervals for uneven-aged
management) in the surrounding
landscape further limits the potential for
a well-connected tree vole population.
Although tree voles have been found in
these younger stands, frequent
thinnings, larger harvest units, and the
tendency for these large harvest units to
aggregate into larger blocks of younger
stands that are unlikely to develop into
red tree vole habitat (Cohen et al. 2002,
p. 131) decrease the likelihood that tree
voles will persist on industrial private
timber lands even with protections
afforded to other species per the OAR.
Therefore, based on the above
assessment, we conclude that existing
regulatory mechanisms on private land
are inadequate to ameliorate the threat
of habitat loss and fragmentation and
provide for the conservation of the
North Oregon Coast DPS of the red tree
vole.
Summary of Regulatory Mechanisms on
Private Land
Private lands comprise more than 60
percent of the DPS, and most of the
projected future timber harvest in the
Oregon Coast Range is anticipated to
come from these lands. The Oregon
Forest Practices Administrative Rules
and Forest Practices Act (OAR) provide
the current regulatory mechanism for
timber harvest on private lands within
the DPS. The stated goal of the OAR is
to provide for commercial growing and
harvesting of trees. The OAR
additionally provide guidelines
intended to protect soils, water, and fish
and wildlife habitat, including
protection of specific wildlife species,
during the course of these activities. The
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red tree vole is not one of the specific
species protected by the OAR, and due
to its relatively specialized habitat
requirements and limited dispersal
capability, provisions intended to
conserve habitat for other wildlife
species are likely inadequate to provide
for the conservation of the red tree vole.
Despite the incidental benefits provided
by protective measures for aquatic
resources and other wildlife,
management under this regulatory
mechanism results in much of the
habitat for the red tree vole being
continually modified such that
insufficient high-quality habitat (wellconnected stands with older forest
characteristics) is maintained, and
remnant older forest patches remain
fragmented and isolated due to
intensive management in the
surrounding landscape. We therefore
conclude that existing regulatory
mechanisms on private land are
inadequate to provide for the
conservation of the North Oregon Coast
DPS of the red tree vole, as they
contribute to threats of habitat
destruction, modification, or
curtailment under Factor A, as well as
the threats of habitat fragmentation and
isolation of small populations under
Factor E.
Regulatory Mechanisms on State Land
State lands make up 16 percent of the
DPS, totaling just over 600,000 ac
(242,800 ha). Although there are some
scattered State parks located primarily
along the coastal headlands, virtually all
of the State ownership in the DPS is
land managed by the Oregon
Department of Forestry (ODF) in the
Tillamook and Clatsop State Forests, as
well as other scattered parcels of State
forest land in the southern half of the
DPS. State forest lands are to be actively
managed, assuring a sustainable timber
supply and revenue to the State,
counties, and local taxing districts (ODF
2010c, pp. 3–2, 3–4 to 3–5). Annual
timber harvests projected over the next
decade for each of the three State Forest
districts within the DPS sum to 181
million board feet (422,000 cubic m)
(ODF 2009, p. 59; 2011a, p. 69; 2011b,
p. 65). Harvest intensities (annual
harvest per acre of landbase) differ by
district; harvest intensity for the
Tillamook District, which comprises
half of the State Forest ownership
within the DPS, is projected at 188
board feet per acre (0.526 and 0.530
cubic m per ha) per year. The Astoria
and Forest Grove Districts project
substantially higher harvest intensities
of 526 and 530 board feet per acre per
year, respectively. Acreages used to
calculate harvest intensity may include
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acres that are not capable of producing
forest and may be a slight
underestimate.
The overarching statutory goal for
management of State forest lands is to
provide, ‘‘healthy, productive, and
sustainable forest ecosystems that over
time and across the landscape provide
a full range of social, economic, and
environmental benefits to the people of
Oregon’’ (ODF 2010c, p. 3–12). Common
School Forest Lands comprise 3 percent
of the northwestern Oregon State
Forests, and they are to be managed to
maximize income to the Common
School Fund (ODF 2010c, p. 3–2). To
the extent that it is compatible with
these statute-based goals, wildlife
resources are to be managed in a
regional context, providing habitats that
contribute to maintaining or enhancing
native wildlife populations at selfsustaining levels (ODF 2010c, pp. 3–12,
3–14).
The Northwestern Oregon State Forest
Management Plan provides management
direction for the State Forests within the
DPS (ODF 2010c, p. 1–3). There is no
specific direction in the ODF
northwestern forest management plan
recommending or requiring surveys or
protecting tree vole sites if they are
found on State lands. ODF personnel are
recording tree vole nest locations as
ancillary information collected during
climbing inspections of marbled
murrelet (Brachyramphus marmoratus)
nests (Gostin 2009, pers. comm.), but are
not implementing management or
conservation measures to known sites
beyond recording the nests.
Red tree voles are, however, one of
several species of concern identified by
ODF for which anchor habitats have
been established (ODF 2010c, pp. 4–82
to 4–83, E–42). Anchor habitats are,
‘‘intended to provide locales where
populations will receive a higher level
of protection in the short-term until
additional suitable habitat is created
across the landscape’’ (ODF 2010c, p. 4–
82). They are not intended to be
permanent reserves. Terrestrial anchor
habitats are intended to benefit species
associated with older forest and interior
habitat conditions, and management
within them will promote the
development of complex forest structure
(ODF 2010c, pp. 4–82 to 4–83). Within
the State Forests in the DPS, there are
11 terrestrial anchor habitat areas
totaling 40,706 ac (16,474 ha) with a
mean size of 3,701 ac (1,498 ha) (ODF
2011, unpublished data).
Although the OAR apply on all State
lands, the ODF may develop additional
site-specific management regulations
that are potentially more stringent than
those set forth in the OAR. With respect
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to management around marbled
murrelet and northern spotted owl sites,
ODF exceeds the protections called for
by the OAR. Spotted owl sites are
protected by a 250-acre (101-ha) core
area around the nest, maintenance of
500 acres of suitable habitat within 0.7
mi (1.1 km) of the nest, and 40 percent
of habitat within 1.5 mi (2.4 km) of the
nest (ODF 2008, 2010b). Currently there
are three owl sites on ODF State Forests
within the DPS, and another six in
adjacent lands wherein buffers from
these sites overlap onto ODF ownership
(ODF 2011, unpublished data). Marbled
murrelet management areas (MMMA)
are established around marbled murrelet
occupied sites (ODF 2010d) with the
purpose of retaining habitat function.
There are 42 MMMAs within the DPS
totaling 6,281 acres (2,542 ha), averaging
150 acres (61 ha), and ranging in size
from 13 to 623 acres (5 to 252 ha) (ODF
2011, unpublished data). Sixteen
percent of the MMMA acres occur
within terrestrial anchor areas. ODF also
applies the OAR protection buffers for
bald eagle nests and roosts, and great
blue heron nests (see Regulatory
Mechanisms on Private Land above).
ODF regulations for fish-bearing
streams provide a 170-ft (52 m) buffer
on each side, with no harvest within 25
ft (7.6 m), management for mature forest
(basal area of 220 square ft (20 square
m) of trees greater than 11 in (28 cm)
dbh) between 25 and 100 ft (7.6 and 30
m) of the stream, and retention of 10 to
45 conifers and snags per acre (4 to 18
per ha) between 100 and 170 ft (30 and
52 m) of the stream (ODF 2010c, p. J–
7). Large and medium streams that are
not fish-bearing have management
standards similar to fish-bearing streams
except that conifer and snag retention
levels between 100 and 170 ft (30 to 52
m) from the stream are reduced to 10
per ac (4 per ha) (ODF 2010c, p. J–8).
Management standards for small,
perennial, non-fish-bearing streams, as
well as intermittent streams considered
‘‘high energy reaches’’ (ODF 2010c, pp.
J–9—J–10), apply to at least 75 percent
of the stream reach and include no
harvest within 25 ft (7.6 m), retain 15 to
25 conifer trees and snags per acre (6 to
10 per ha) between 25 to 100 ft (7.6 to
30 m) of the stream, and retain 0 to 10
conifer trees and snags per acre (0 to 4
per ha) between 100 to 170 ft (30 to 52
m). Additional management standards
also apply within 100 ft (30 m) of
intermittent streams (ODF 2010c, p. J–
10). Within harvest units, all snags are
to be retained, and green tree retention
must average 5 per ac (2 per ha) (ODF
2010c, pp. 4–53 to 4–54). Although
riparian retention levels on ODF lands
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are larger than what is required on
private lands, they still allow for a
reduction in existing habitat suitability
for red tree voles, with minimum
retention levels not meeting tree vole
habitat requirements due to reduced
stand densities and lack of crown
continuity.
State forests are managed for specific
amounts of forest structural stages. The
objective is to develop 15 to 25 percent
of the landscape into older forest
structure (32 in (81 cm) minimum
diameter trees, multiple canopy layers,
diverse structural features, and diverse
understory) and 15 to 25 percent into
layered structure (two canopy layers,
diverse multi-species shrub layering,
and greater than 18 in (46 cm) diameter
trees mixed with younger trees) over the
long term (ODF 2010c, p. 4–48).
Attainment of these objectives would
benefit the red tree vole; however, this
is not the current condition of State
forests within the DPS, and these
desired future conditions are not
projected to be reached for at least 70
years (ODF 2010c, p I–13). At present,
only about 1 percent of the State forests
in northwestern Oregon is currently in
older forest structure and 12 percent is
in a layered structure condition (ODF
2003a, pp. 4, 12; ODF 2003b, pp. 4, 16;
ODF 2009, pp. 4, 21; ODF 2011a, pp. 6,
20, 23; ODF 2011b, pp. 6, 25). While 13
percent of the State forests is in a
complex structure category (old forest
and layered forest structure, combined),
only a small subset of this likely
provides tree vole habitat given that
only 5 percent of the State land is
considered actual red tree vole habitat
(Dunk 2009, pp. 5, 7).
Given the description provided (ODF
2010c, p. 4–48), we estimate the older
forest structure condition as defined by
the ODF would generally provide red
tree vole habitat. However, only some
portion of the layered structure
condition appears to be suitable tree
vole habitat, and that is likely to be
stands with more complexity that are
closer in condition to that found in
stands classed as old forest structure.
Thus, stands that currently meet tree
vole habitat requirements on State lands
are limited to 5 percent of the
ownership and, given such a low
proportion, most likely isolated.
Furthermore, the direction is to actively
manage these landscapes to meet the
targeted forest structure stages via
thinning activities that promote desired
structural features. The use of thinning
activities to create stands that may be
suitable habitat for red tree voles has not
been tested; to the extent we can
develop the appropriate structure and
conditions in the long term, such
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treatments in the surrounding landscape
over the short term likely further limits
the potential for a well-connected tree
vole population in the interim.
Meanwhile, tree voles would have to
persist in these small patches of suitable
habitat for decades before more suitable
habitat developed.
The effects of thinning treatments on
red tree voles is not well understood.
Younger stands may be important for
allowing dispersal and short-term
persistence of tree voles in landscapes
where older forests are either isolated in
remnant patches or have been largely
eliminated (Swingle 2005, p. 94).
Thinning these younger stands, while
designed to develop late-successional
habitat characteristics in the long term,
has the potential to degrade or remove
tree vole habitat in the short term,
especially if thinning design does not
account for structural features and the
connectivity of those features that are
important to red tree voles (Swingle and
Forsman 2009, p. 284). As reported in
USDA and USDI (2002, p. 13), although
old, inactive red tree vole nests have
been found in thinned stands and
shelterwood treatments, no occupied
nests have been found, suggesting that
red tree voles are susceptible to stand
level disturbances that alter the canopy
layer and may cause sites to become
unsuitable. Biswell (2010, pers. comm.)
and Swingle (2010, pers. comm.) have
also observed reduction in numbers or
elimination of red tree voles from stands
that have been thinned. Hopkins (2010,
pers. comm.) found that buffering nests
with a 10-ac (4-ha) buffer would result
in the presence of nests post-thinning,
but he did not attempt to verify vole
occupancy through visual observations
of voles.
Although State Forest lands are
managing part of their landbase to retain
and develop some older forest habitat,
the lack of survey and protection
mechanisms to protect existing tree vole
sites, combined with the limited
availability of current suitable habitat
and intensity of harvest and thinning
activities between protected areas, leads
us to conclude that existing regulatory
mechanisms on State lands are
inadequate to ameliorate the threat of
habitat loss and fragmentation and
provide for the conservation of the
North Oregon Coast DPS of the red tree
vole.
Summary of Regulatory Mechanisms on
State Land
As discussed above under
‘‘Regulatory Mechanisms on Private
Land,’’ there may be some ancillary
benefits to red tree voles from actions
taken to protect other wildlife species.
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In addition to OAR requirements to
provide buffers to protect certain
wildlife species, ODF provides
additional buffers for spotted owls and
marbled murrelets, as well as additional
retention blocks in the form of terrestrial
anchor habitats scattered throughout its
ownership. While these areas provide
for some habitat retention, some are
likely too small and most too isolated to
provide for a species with limited
dispersal ability, such as the red tree
vole. Furthermore, without pre-project
surveys for voles, the species will need
to serendipitously be in these retention
blocks to be afforded any protections.
Occupied vole sites outside these areas
would be lost with any timber harvest
activity. This precludes the opportunity
to potentially reduce isolation and
provide for additional retention blocks
elsewhere on the landscape where tree
voles may actually be present, thereby
improving their dispersal potential.
Because of the small amounts (13
percent) of complex forest habitat (1
percent older forest and 12 percent
layered forest structure) currently
available on State lands throughout the
DPS, there is limited ability to maintain
persistent populations of red tree voles
on this ownership. Also, not all areas of
these combined structure categories may
provide tree vole habitat, considering
that empirical evidence indicates only 5
percent of the State ownership within
the DPS is currently considered tree
vole habitat (Dunk 2009, pp. 5, 7). State
Forest Management Plans call for
developing more of these older habitats,
but these conditions are not expected to
be reached for at least 70 years.
Moreover, the use of thinning activities
to create stands that may be suitable
habitat for red tree voles has not been
tested; to the extent we can develop the
appropriate structure and conditions, it
is reasonable to conclude that much of
the 15 to 25 percent of the landscape
targeted as older forest structural
condition may eventually be suitable
tree vole habitat. However, as described
above, based on the currently observed
proportion of suitable red tree vole
habitat relative to layered forest
conditions, it is likely only some
undetermined portion of the 15 to 25
percent of the landscape targeted as
layered forest condition may provide
suitable habitat. Finally, thinning
activities designed to meet these longterm structure targets may place
additional limitations on the ability of
tree vole populations to be well
connected over those next 70 years.
Although the State does manage their
forests with an eventual increase in
older forest conditions as a goal, most of
the State lands within the DPS are
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managed for some level of continuing
timber harvest. The loss and
modification of red tree vole habitat on
State lands, compounded by isolation of
existing habitat as a result of timber
harvest, continues under existing
regulatory mechanisms. In addition,
there are no mechanisms in place to
protect existing occupied tree vole sites
outside of retention areas. We therefore
conclude that existing regulatory
mechanisms on State land are
inadequate to provide for the
conservation of the North Oregon Coast
DPS of the red tree vole, as they
contribute to threats of habitat
destruction, modification, or
curtailment under Factor A, as well as
the threats of habitat fragmentation and
isolation of small populations under
Factor E.
Regulatory Mechanisms on Federal
Land
Federal lands comprise 22 percent of
the DPS (851,000 ac (344,400 ha)) and
are concentrated in two separate areas.
The southernmost portion lies between
U.S. Highway 20 and the Siuslaw River,
and makes up roughly two-thirds of the
Federal lands within the DPS (Figure 2).
The remaining Federal ownership,
although more fragmented and
dispersed than the southern portion in
terms of ownership pattern, is generally
located between Lincoln City and
Tillamook, with a few scattered parcels
of BLM land in Columbia and
Washington Counties. The Siuslaw
National Forest comprises 41 percent of
the Federal land in the DPS, and the
Salem and Eugene BLM Districts make
up the remainder. Federal lands have
been managed under the Northwest
Forest Plan (NWFP) (USDA and USDI
1994, entire), although there is past and
ongoing litigation that has, and will
continue to, affect management
planning for BLM within the DPS (see
below). Implementation of the NWFP
resulted in an 80 to 90 percent
reduction of timber harvests from
Federal lands in the Coast Range
compared to levels in the 1980s (Spies
et al. 2007b, p. 50). Approximate timber
harvests projected for the next 2 years
on the Federal ownership in the North
Oregon Coast DPS sum to 99 million
board feet (231,000 cubic m) on average
per year (Herrin 2011, pers. comm.;
Nowack 2011, pers. comm.; Wilson
2011, pers. comm.). This may include
harvest in some areas within an
administrative unit that is not
encompassed by the DPS, primarily that
portion of the Siuslaw National Forest
that lies south of the Siuslaw River
(approximately 15 percent of the forest
acreage). Currently, all the harvest on
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Federal land in the North Oregon Coast
DPS occurs as thinning. Harvest
intensity (annual harvest per acre of
landbase) differs by administrative unit
and ranges from 66 board feet per acre
(0.066 cubic m per ha) per year on the
Siuslaw National Forest to 154 board
feet per acre (0.154 cubic m per ha) per
year on that portion of the Eugene BLM
District within the DPS. Acreages used
to calculate harvest intensity may
include acres that are not capable of
producing forest, and may be slightly
underestimated.
Within the DPS, BLM has operated
under two different management plans
over the past several years. On
December 30, 2008, BLM published
Records of Decision (ROD) for the
Western Oregon Plan Revisions
(WOPR), which revised the Resource
Management Plans for the BLM units in
western Oregon, including those units
within the DPS. The WOPR meant that
BLM would no longer be managing their
land under the standards and guidelines
of BLM’s 1995 Resource Management
Plans, which had adopted the
Northwest Forest Plan. On July 16,
2009, the Acting Assistant Secretary for
Lands and Minerals administratively
withdrew the WOPR RODs. The
administrative withdrawal of WOPR
was challenged in court (Douglas
Timber Operators, Inc. v. Salazar, 09–
1704 JDB (D.D.C.). On March 31, 2011,
the United States District Court for the
District of Columbia vacated and
remanded the administrative
withdrawal of the WOPR RODs,
effectively reinstating the WOPR RODs
as the operative Resource Management
Plan for BLM lands within the DPS.
However, there remains ongoing
litigation, the result of which could
affect the implementation of WOPR (e.g.
Pacific Rivers Council v. Shepard, Case
No. 3:2011–cv–00442 (D. Or.); AFRC v.
Salazar-DOI/Locke, Case No. 1:11–cv–
01174 (D.D.C.)). Our analysis of existing
regulatory mechanisms on Federal lands
reflects the current management plans
that are officially in place. That is, the
NWFP for Forest Service lands, and the
WOPR for BLM lands.
Of the Federal lands in the DPS, 34
percent are managed as LSRs, and 14
percent are managed as an Adaptive
Management Area (AMA), which
includes additional LSR management in
portions of the AMA (see below).
Another 18 percent are managed as
Late-Successional Management Area
(LSMA). The primary management
objectives in LSRs, an NWFP allocation,
are to protect and enhance latesuccessional forest conditions (USDA
and USDI 1994, p. C–11). The LSMAs,
established under WOPR, have a similar
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objective as LSRs, with a focus on
maintaining and developing habitat for
northern spotted owls and marbled
murrelets (USDI 2008, p. 2–28). The
combined area of LSR and LSMA equals
52 percent of the Federal ownership
managed for the purpose of developing
and maintaining late-successional
conditions, although not all of the acres
in these allocations currently meet that
condition. Although forest structure can
vary widely with vegetation type,
disturbance regime, and developmental
stage, in Douglas-fir stands of western
Oregon, 80 years of age is the point at
which stands can begin to develop the
structural complexity that is of value to
late-successional species (e.g., canopy
differentiation and multiple canopy
layers; understory development; large
limbs; large snags and logs; tree decay
and deformities in the form of hollow
trees, broken tops, large cavities; and
epicormic branching) (USDA and USDI
1994, pp. B–2 through B–7). Thinning
and other silvicultural treatments are
allowed in LSRs and LSMAs if needed
to create and maintain late-successional
forest conditions. Within LSRs, thinning
is allowed in stands up to 80 years old,
except for the Northern Coast AMA,
where it is allowed in stands up to 110
years (USDA and USDI 1994, p. C–12).
There is no age limit for thinning in
LSMAs (USDI 2008, p. 2–28). Salvage
after stand-replacement disturbances is
allowed in LSRs and LSMAs, although
there are different standards and
guidelines in place for these allocations
(USDA and USDI 1994, pp. C–13
through C–16; USDI 2008, pp.
Summary-9, 2–28 to 2–32).
The emphasis of the Northern Coast
Range AMA, an NWFP allocation, is to
restore and maintain late-successional
forest habitat consistent with marbled
murrelet guidelines (USDA and USDI
1994, p. D–15) through developing and
testing new approaches that integrate
ecological, economic, and other social
objectives. Although 14 percent of the
Federal land in the DPS is allocated as
AMA, 10 percent of Federal land is
managed as LSR within the AMA,
meaning that LSR standards and
guidelines are to be followed unless
reconsidered as part of the AMA plan.
The current AMA plan has retained the
original NWFP standards and guidelines
for LSRs, so in effect 62 percent of the
Federal ownership is currently managed
as LSR (52 percent LSR and LSMA,
combined, and 10 percent AMA
managed as LSR). The one difference in
LSR management within the AMA as
compared to the rest of the NWFP area
is that thinning is allowed in stands up
to 110 years of age in the AMA, as
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described above. Additional areas of
older and more structurally complex
forest is retained under the WOPR in the
Deferred Timber Management Area
allocation, but only through the year
2023; this land allocation makes up less
than 0.5 percent of the Federal
ownership within the DPS.
Of the 34 percent of Federal lands not
designated as LSR or AMA in the DPS,
18 percent is classified as either Matrix
(6 percent) or Timber Management Area
(TMA) (12 percent), NWFP and WOPR
land allocations, respectively. These
allocations are where commercial
timber harvest is expected to occur (e.g.,
regeneration harvest such as clearcuts).
Allocations to protect streams and
other water bodies include Riparian
Management Areas (RMA) under the
WOPR, and Riparian Reserves (RR)
under the NWFP. Under the WOPR, the
width of RMAs are reduced for most
water bodies by up to half the distances
compared to Riparian Reserves under
the NWFP (USDA and USDI 1994b, pp.
C–30 through C–31; USDI 2008, p. 2–
33). Silvicultural activities, such as
thinning, are allowed in these
allocations to meet specific aquatic and
riparian objectives (USDA and USDI
1994, pp. C–30 through C–31; USDI
2008, 2–32 through 2–34). Riparian
Management Areas have been mapped
under WOPR and comprise 4 percent of
the Federal ownership within the DPS.
Under the NWFP, stream densities in
the Coast Range result in much of the
Matrix allocation being overlain by
Riparian Reserves that can be anywhere
from 150 to 500 ft (76 to 152 m) wide
on each side of the stream, depending
on the waterbody and site condition
(USDA and USDI 1994b, pp. C–30
through C–31; Davis 2009, pers. comm.).
Overlaying Riparian Reserves and
protections for other species called for
in the NWFP can substantially reduce
the area of Matrix available for timber
harvest. For example, between riparian
reserves and other protections required
by the NWFP, only 3 percent of the
Siuslaw National Forest is available for
timber harvest other than thinning
treatments designed to meet ecological
objectives (Davis 2009, pers. comm.).
The remaining 10 percent of lands in
the DPS under Federal ownership are in
Congressional Reserves,
Administratively Withdrawn Areas, and
other areas under special management
and not available for timber harvest.
These areas may or may not be
conducive to developing and
maintaining older forest conditions,
depending on their underlying
management emphasis.
In 2007, the BLM and the Forest
Service signed Records of Decision
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(USDA 2007, entire; USDI 2007, entire)
that eliminated the Survey and Manage
mitigation measures from the BLM
Resource Management Plans and the
Forest Service Land and Resource
Management Plans. These decisions
were challenged in court (Conservation
Northwest v. Rey, Case No. C–08–1067–
JCC (W.D. Wash.)). On December 17,
2009, the court issued a decision finding
multiple National Environmental Policy
Act (NEPA) inadequacies in the 2007
Final Supplemental Environmental
Impact Statement. The parties to this
litigation reached a settlement
agreement that was approved by the
court on July 6, 2011. The settlement
agreement reinstates the 2001 Survey
and Manage ROD (USDA and USDI
2001, entire), as modified by the
settlement agreement, for those Forest
Service and BLM units within the area
covered by the NWFP. The 2011
Settlement Agreement makes four
modifications to the 2001 ROD. It (1)
acknowledges existing exemptions
(Pechman exemptions) from Survey and
Manage Standards and Guidelines as a
result of an earlier court-approved
stipulation from different litigation
(Northwest Ecosystem Alliance v. Rey,
Case No. 04–844–MJP (W.D. Wash.)); (2)
updates the 2001 Survey and Manage
species list; (3) establishes a transition
period for application of the species list;
and, (4) establishes new exemption
categories (2011 Exemptions), to which
known site management may apply.
Under the 2011 settlement agreement,
the Pechman exemptions continue to
apply to projects classified into four
categories and include thinning in
stands younger than 80 years old,
replacing or removing culverts,
improving riparian and stream habitat,
and using prescribed fire to treat
hazardous fuels.
The 2011 settlement agreement
establishes seven categories of new
exemptions.
The following categories of activities
are exempt from pre-disturbance
surveys for species on the Survey and
Manage list, but known site
management may apply: (1) Recreation;
(2) fish and wildlife habitat restoration;
(3) treatment of weeds and sudden oak
death; (4) certain hazardous fuel
treatments in Wildland Urban Interface;
(5) bridges; (6) non-commercial fuel
treatments; and (7) restoration projects
involving commercial logging. The 2011
settlement agreement contains specific
directions applying known site
management for projects applying the
2011 exemptions, which vary
depending upon the 2011 exemption
applied, and a species’ Survey and
Manage category.
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Although the Survey and Manage
standards and guidelines are an artifact
of the NWFP—and BLM is currently
operating under the WOPR and not the
NWFP—as signatories to the Survey and
Manage settlement agreement, they are
applying the Survey and Manage
program, as described above, on their
ownership within the DPS. The red tree
vole falls under the Survey and Manage
standards and guidelines; thus, prior to
certain habitat-disturbing activities,
surveys and subsequent management of
high-priority sites are required for red
tree voles. All sites on Federal land
within the DPS are considered highpriority sites with the exception of
198,000 ac (80,130 ha) of the
southernmost portion of the DPS
(primarily located within the Siuslaw
River drainage). Some tree vole sites on
Federal land in this portion of the DPS
would not be considered high-priority
sites, depending on the amount of
reserve land allocation in the watershed,
habitat quality, number of active vole
nests detected in survey areas, and the
total survey effort (USDA and USDI
2003).
Although federally managed lands are
expected to provide for large, welldistributed populations of red tree voles
throughout most of their range, the
northern Oregon Coast Range north of
Highway 20 within the DPS is an
exception. For this area, despite of the
majority of the Federal land being
managed as LSRs or LSMAs, the Final
Environmental Impact Statement
analyzing the effects of discontinuing
the NWFP Survey and Manage program
concluded that regardless of the tree
vole’s status as a Survey and Manage
species, the combination of small
amounts of Federal land, limited
connectivity between these lands, and
few known vole sites would result in
habitat insufficient to support stable
populations of red tree voles north of
Highway 20 (USDA and USDI 2007, pp.
291–292). Federal lands provide more
habitat for red tree voles than other
ownerships in the DPS and have land
allocations, such as LSRs, that require
management to maintain and restore
late-successional conditions that are
more suitable as red tree vole habitat.
However, the limited amount of Federal
lands in the DPS restricts red tree vole
distribution and magnifies the effect of
habitat loss occurring from stochastic
events, further limiting the red tree
vole’s ability to persist in an area or
recolonize new sites (see Factors A and
E).
Thinning treatments are allowed in
LSRs and LSMAs, but their effect on red
tree voles is not well understood.
Younger stands may be important for
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allowing dispersal and short-term
persistence of tree voles in landscapes
where older forests are either isolated in
remnant patches or have been largely
eliminated (Swingle 2005, p. 94).
Thinning these younger stands, while
designed to develop late-successional
habitat characteristics in the long term,
has the potential to degrade or remove
tree vole habitat characteristics in the
short term, especially if thinning design
does not account for structural features
and the connectivity of those features
that are important to red tree voles
(Swingle and Forsman 2009, p. 284). As
reported in USDA and USDI (2002, p.
13), although old, inactive red tree vole
nests have been found in thinned stands
and shelterwood treatments, no
occupied nests have been found,
suggesting that red tree voles are
susceptible to stand-level disturbances
that alter the canopy layer and may
cause sites to become unsuitable.
Biswell (2010, pers. comm.) and
Swingle (2010, pers. comm.) have also
observed reduction in numbers or
elimination of red tree voles from stands
that have been thinned. Hopkins (2010,
pers. comm.) found that buffering nests
with a 10-ac (4-ha) buffer would result
in the presence of nests post-thinning,
but he did not attempt to verify vole
occupancy through visual observations
of voles.
Red tree voles are afforded more
protection on Federal lands than on
State Forest and private lands within
the DPS, primarily as a result of the
Survey and Manage protections. Before
commencing timber harvest activities
(except for thinning activities in stands
under 80 years old), projects must be
surveyed for tree voles and high priority
sites protected. Thirty percent of the
Federal ownership is currently
considered tree vole habitat; 62 percent
of the Federal ownership is in a land
allocation wherein management
objectives call for retaining and
developing late-successional and old
forest structural conditions. Another 10
percent are in allocations that preclude
timber harvest, although not all of these
allocations may develop habitat suitable
for tree voles. However, most of the
Federal landbase should develop into
conditions suitable as red tree vole
habitat at some point in the future given
the current Federal land management.
In addition, conifer-dominated forests in
Riparian Reserves and Riparian
Management Areas may provide
additional future habitat. Thinning
activities designed to develop older
forest conditions in the long term may
limit the dispersal capability and
connectivity of local tree vole
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populations in the short term. Except for
the limited amount and isolated nature
of Federal lands north of Highway 20,
federally managed lands are expected to
provide for large, well-distributed
populations of red tree voles throughout
the rest of their range within the DPS.
Based on the above assessment, we
conclude that existing regulatory
mechanisms on Federal land are
adequate to provide for the conservation
of the North Oregon Coast DPS of the
red tree vole.
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Summary of Regulatory Mechanisms on
Federal Land
Although they comprise less than
one-quarter of the land area within the
DPS, Federal lands provide the majority
of remaining high-quality, older forest
habitat for red tree voles within the
DPS. The implementation of the
Northwest Forest Plan in 1994 led to a
dramatic decrease in timber harvest on
Federal lands. Management direction for
the Forest Service (under the NWFP)
and BLM (under the WOPR) calls for
maintaining or restoring latesuccessional forest conditions on a
majority of these lands within the DPS.
Although some level of timber harvest
continues on these Federal lands,
particularly in the Matrix and Timber
Management Area allocations, it affects
less than a quarter of the DPS. Some
degree of thinning also occurs within
LSRs and LSMAs within the DPS, but if
managed according to the standards and
guidelines of the respective
management plans, and if such thinning
does not exceed the current rates, the
effects of such treatments on red tree
voles are believed to be relatively minor.
The recent reinstatement of Survey and
Manage standards and guidelines
contributes to the conservation of the
red tree vole and its habitat within the
DPS. We therefore consider existing
regulatory mechanisms adequate to
provide for the conservation of the red
tree vole on Federal lands where they
occur within the DPS. However, the
insufficient quantity of Federal lands
and their distribution within the DPS
contribute to the threat of habitat
fragmentation, isolation, and potential
extirpation of local populations due to
stochastic events, as detailed in Factor
E, below.
Conclusion for Factor D
Existing regulatory mechanisms are
inadequate to provide for the protection
and management of red tree voles on the
78 percent of the DPS made up of nonFederal (private and State) lands. The
State of Oregon has regulatory
mechanisms in place on private and
State lands designed to provide for
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commercial timber harvest on relatively
short rotation schedules, while
simultaneously conserving habitat and
protecting specific wildlife species
during the course of activities associated
with timber growth and harvest. The red
tree vole is not one of those specific
species targeted for protection under the
OAR, and, due to its relatively
specialized habitat requirements and
limited dispersal abilities, many of the
guidelines intended to conserve other
wildlife species are not sufficient to
provide adequate habitat for the red tree
vole. Although some individual red tree
voles may enjoy incidental benefits if
they are located within tree retention or
buffer areas, these small buffer areas are
not expected to provide for long-term
persistence of red tree vole populations
given their isolated nature and the
allowance for removal of some buffers if
the target species are no longer present.
In addition, short rotations and
intensive management of the
surrounding stands will not likely
develop or retain the structural features
advantageous to red tree voles, thus
contributing to the threat of habitat
modification and maintaining the
isolation of any tree voles that may be
present in these areas. Timber harvest
rates are expected to continue at current
levels on private lands. Protection
measures in addition to the OAR
regulations are provided on State Forest
lands, allowing for more retained and
protected areas on the landscape. State
Forests are also being managed to
increase the amount of structurally
complex forests. However, loss and
modification of red tree vole habitat on
private and State lands as a result of
timber harvest continues under existing
regulatory mechanisms. Furthermore,
there are no mechanisms in place to
locate and protect existing occupied tree
vole sites outside of retention areas.
Although Federal lands offer some
habitat protection and management,
there may not be enough habitat in a
condition to provide for the red tree
vole north of U.S. Highway 20 where
Federal land is limited. There is
restricted connectivity among blocks of
Federal land in this area, and few
known vole sites currently available to
recolonize habitat. Given survey and
protection measures in place for tree
voles, the low level of timber harvest
compared to other ownerships, and the
projected management of over 62
percent of their landbase to maintain or
develop late-successional conditions,
current regulatory mechanisms appear
to be adequate on Federal lands.
However, because we find that existing
regulatory mechanisms are not adequate
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63747
to protect habitat for tree voles on the
nearly 80 percent of the DPS that is
made up of State or private lands, we
conclude that overall, existing
regulatory mechanisms are not adequate
to protect the DPS from the threats
discussed under Factors A and E and, in
conjunction with these additional
factors, pose a significant threat to the
persistence of the North Oregon Coast
DPS of the red tree vole.
We have evaluated the best available
scientific and commercial data on the
inadequacy of existing regulatory
mechanisms, and determined that this
factor poses a significant threat to the
viability of the North Oregon Coast DPS
of the red tree vole, when we consider
this factor in concert with the other
factors impacting the DPS.
Factor E. Other Natural or Manmade
Factors Affecting the Species’ Continued
Existence
Fragmentation and Isolation of Older
Forest Habitats
Tree voles in the northern Oregon
Coast Range evolved in vast, welldistributed expanses of primarily latesuccessional forest. By 1936, the amount
of large-conifer forest was already below
the historical range of 52 to 85 percent
of the Coast Range estimated to contain
late-successional forest (greater than 80
years old) over the past 1,000 years
(Wimberly et al. 2000, p. 175; Wimberly
and Ohmann 2004, p. 642). In 1936,
extensive patches of large-conifer
Douglas-fir forest connected much of the
central and southern portions of the
Coast Range Province. In the northern
quarter of the province, patches of large
Douglas-fir combined with large sprucehemlock forest and intermingled with
large patches of open and very young
stands (Wimberly and Ohmann 2004,
pp. 635, 639). Most of those open and
young stands encompassed the 300,000
acres (121,410 ha) burned in the 1933
Tillamook fire. By 1996, large blocks of
the remaining large-conifer forest were
restricted to Federal and State lands in
the central portion of the Coast Range
Province, having been eliminated from
most private lands (Wimberly and
Ohmann 2004, p. 635). Elsewhere, largeconifer forests were primarily isolated
in scattered fragments on public land.
The 1936 area of the Coast Range
Province covered by large Douglas-fir
(2,052 square mi (5,315 square km)) and
large spruce-hemlock (344 square mi
(891 square km)) cover types declined
by 1996, primarily as a result of timber
harvest, resulting in a 58 percent
reduction in the total area of largeconifer forest. Conversely, the combined
area of small Douglas-fir and spruce-
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hemlock forests increased by 87 percent
(Wimberly and Ohmann 2004, pp. 639–
641).
Not only have amounts of older forest
decreased, but the spatial distribution of
those forests has changed. Prior to
European settlement, vegetation
simulations indicate that mature (80–
200 years) and old-growth forest (greater
than 200 years) patches had the highest
densities of all successional stages
within the Coast Range Province. In
addition, old-growth patches were large,
ranging from 810 to 3,280 square mi
(2,100 to 8,500 square km), with a
median of 1,660 square mi (4,300 square
km), while patches of less than 80-yearold forests were generally less than 770
square mi (2,000 square km) (Wimberly
2002, p. 1322). In the Coast Range
Province today, the largest old-growth
patch is 2.5 square mi (6.5 square km),
while the largest patch of early-seral
forest (less than 30 years old) is larger
than 1,900 square mi (5,000 square km),
and the largest patch of 30 to 80-yearold forest is larger than 1,150 square mi
(3,000 square km) (Wimberly et al. 2004,
p. 152).
Within the DPS, we analyzed data
compiled as part of the NWFP
effectiveness monitoring program
(USDA/USDI 2010, unpublished data)
for the distribution of late-successional
and old-growth (LSOG) patches within
the DPS. As part of our analysis, we
wanted to see what proportion of the
LSOG habitat comprised patches large
enough to support tree voles, and how
close these patches were to other
suitable patches. There is little
information on minimum stand sizes
used by tree voles and a complete lack
of information on what is needed to
sustain tree vole populations (USDA
and USDI 2000b, p. 7). In Polk and
Tillamook Counties, Hopkins (2010,
pers. comm.) found vole nests in forest
patches as small as 5 to 10 acres (2 to
4 ha) in the oldest (350–400 years), most
structurally complex stands available.
Huff et al. (1992, pp. 6–7) compiled data
on actual red tree vole presence and
found the mean age of stands in which
tree voles were found in the Coast Range
was 340 years and the minimum stand
size was 75 ac (30 ha), with mean and
median stand sizes of 475 and 318 ac
(192 and 129 ha), respectively. Whether
a minimum patch size of 5 to 10 ac (2
to 4 ha) or even 75 ac (30 ha) can sustain
a population of red tree voles over the
long term is unknown and is influenced
by such things as habitat quality within
and surrounding the stand, the position
of the stand within the landscape, and
the ability of individuals to move among
stands (Huff et al. 1992, p. 7; Martin and
McComb 2003, pp. 571–579). However,
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in the absence of better information on
the stand size needed to sustain tree
vole populations (USDA and USDI
2000b, p. 7), we consider the 75-ac (30ha) minimum patch size identified by
Huff et al. (1992, pp. 6–7) the best
available information to use for our
analysis because it represents actual tree
vole occurrence and not just presence of
a nest. As part of our analysis, we found
that 59 percent of the area mapped as
LSOG occurred in patches larger than 75
ac (30 ha). If we extrapolate this
proportion to Dunk’s (2009, p. 7)
analysis showing only 11 percent of the
DPS containing actual tree vole habitat
(418,000 ac (169,165 ha)), we find the
suitability potentially further reduced to
only 246,620 ac (99,807 ha), or 6 percent
of the DPS. This is consistent with Dunk
(2009, p. 9), who noted that his work
did not take into account habitat
fragmentation, connectivity, and
metapopulation dynamics that may
influence whether populations or
individual tree voles could occur within
his area of analysis.
It is important to note that even the
forested areas identified as individual
‘‘patches’’ through a geographic
information systems (GIS) program do
not necessarily represent areas of forest
with continuous canopy cover.
Although these patches of forest are
technically connected at some level,
inspection of the data reveal that they
are for the most part highly porous and
discontinuous, and we performed no
analysis to filter out stands that may be
so porous or discontinuous as to
provide no interior habitat.
Furthermore, the LSOG definition used
as part of the NWFP monitoring
program (mean tree DBH of 20 in (50.8
cm) or greater; canopy cover 10 percent
or greater; all tree species included) can
include stands that do not necessarily
equate to red tree vole habitat and
represents a substantial overestimate.
For example, while the LSOG dataset
identified 759,968 ac (307,559 ha) of
LSOG within the DPS, Dunk (2009, pp.
4, 7) found red tree vole habitat to
comprise approximately 425,000 ac
(172,000 ha) of the DPS (see Continuing
Modification and Current Condition of
Red Tree Vole Habitat in Factor A,
above). There are several reasons why
the LSOG database represents a liberal
(i.e., overly generous) description of red
tree vole habitat. First, the dataset
included stands with canopy cover as
low as 10 percent, which is well below
the minimum canopy cover of 53
percent and even further below the
mean of 78 percent for stands in which
Swingle (2005, p. 39), as one example,
found tree vole nests. The dataset also
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included hardwood species as part of
the canopy cover component allowing
for the possibility of LSOG patches
comprising primarily hardwood stands
with scattered large conifers. While tree
voles have been found in mixed conifer/
hardwood stands, their exclusive diet of
conifer needles would limit the habitat
capability of stands that are primarily
hardwood. Therefore, our analysis of
remaining older forest patches in the
DPS provides an overestimate in terms
of remaining potential tree vole habitat,
given that the LSOG data used provide
a liberal characterization of tree vole
habitat. Furthermore, the GIS pixel
aggregation used likely characterized
some of the data as patches that would
in reality be too porous to function as
tree vole habitat, increasing the
potential for overestimation. Applying
the proportion of this LSOG data set that
meets the minimum forest patch size to
the area of DPS considered suitable tree
vole habitat (Dunk 2009, p. 7), an
analysis considered a likely
overestimate of tree vole occupancy (see
Factor A. Continuing Modification and
Current Condition of Red Tree Vole
Habitat, above), we find only 6 percent
of the DPS may be in suitable habitat
that is of a large enough patch size to
sustain tree voles. This suggests that the
remaining potentially suitable habitat
for tree voles is highly fragmented,
which further lessens the probability of
long-term persistence of red tree voles
under current conditions in the DPS.
In simulated pre-European settlement
forests of the Coast Range Province,
most forests less than 200 years old
were within 0.4 mi (1 km) of an oldgrowth forest patch. This pattern has
reversed, with a considerable increase
in isolation of old-growth forest patches
(Wimberly et al. 2004, p. 152). Our
analysis of the LSOG forest data
provided by the NWFP effectiveness
monitoring program indicates that in the
DPS, the average distance between
LSOG forest patches greater than 75 ac
(30 ha) in size was 1,745 ft (532 m).
Larger patches greater than 500 ac (202
ha) in size were separated by 6,158 ft
(1,877 m) on average. This increasing
isolation of LSOG forest patches due to
maintenance of younger stands in the
intervening areas poses a threat to the
red tree vole, as the dispersal capability
of this species is so limited. As noted
earlier, the greatest known dispersal
distance for an individual red tree vole
is 1,115 ft (340 m) (Biswell and Meslow,
unpublished data referenced in USDA
and USDI 2000b, p. 8), but shorter
distances from 10 to 246 ft (3 to 75 m)
appear to be more the norm for
dispersing subadults (Swingle 2005, p.
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63). The current average distance
between patches of LSOG forest in the
DPS thus exceeds the known dispersal
distances of red tree voles. A matrix of
surrounding younger forest is not
entirely inhospitable habitat for
dispersing red tree voles, but
survivorship in such habitats is likely
reduced. Whether red tree voles can
successfully disperse between
remaining patches of fragmented habitat
depends on their vagility and tolerance
for the intervening matrix habitat
(Pardini 2004, p. 2581).
Historically, dispersal between trees
in areas of more contiguous older forest
would not have been a limiting factor
for red tree voles, but under the current
conditions of fragmentation, the ability
of individuals to disperse between
patches of remaining high quality
habitat is restricted. Limited dispersal
can translate into a lack of sufficient
gene flow to maintain diversity and
evolutionary potential within the
population, possible inbreeding
depression, Allee effects (e.g., failure to
locate a mate), and other problems (e.g.,
´
Soule 1980, entire; Terborgh and Winter
1980, pp. 129–130; Shaffer 1981, p. 131;
´
Gilpin and Soule 1986, pp. 26–27;
Lande 1988, pp. 1457–1458). The
potential for the local loss of
populations is high, as remnant habitat
patches formerly occupied by tree voles
may not be recolonized due to the
distance between habitat fragments and
the short-distance dispersal of the
species, leading to local extirpation and
further isolation of the remaining small
populations, and possibly eventual
extinction (see Isolation of Populations
and Small Population Size, below). As
noted above, although we do not have
standardized, quantitative survey data,
the fact that red tree voles are
increasingly difficult to find and have
apparently disappeared from some areas
where they were formerly known to
occur suggests that current habitat
conditions are not conducive to the
successful dispersal or maintenance of
red tree vole populations within the
DPS.
Highly suitable red tree vole habitat
(that with the greatest strength of
selection) is quite rare throughout the
range of the red tree vole (Dunk and
Hawley 2009, p. 632) and is even more
restricted within the North Oregon
Coast DPS (Dunk 2009, pp. 4–5).
Moreover, large blocks of older forest
(greater than 1,000 ac (400 ha)) are
restricted primarily to Federal lands,
with contiguous blocks separated by
great distances (Moeur et al. 2005, p.
77). Fragmentation complicates habitat
availability for red tree voles, which
select for patches of large tree structure
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where fragmentation is minimized
(Martin and McComb 2002, p. 262);
having evolved in extensive areas of
relatively more contiguous latesuccessional forest, tree voles are
especially vulnerable to the negative
effects of fragmentation and isolation
due to their limited dispersal capability.
Within the DPS, virtually all of the
Federal land lies in two widely
separated clusters (Figure 2). Much of
the southern portion of the DPS, south
of U.S. Highway 20, is Federal land,
with the other cluster of Federal land
lying north of Highway 20, mainly
between Lincoln City and Tillamook. As
most of the remaining high-quality
habitat for red tree voles within the DPS
is restricted to these two clusters of
Federal lands, there is little redundancy
for tree vole populations within the
DPS, and loss of either cluster would
result in the single remaining cluster
and its associated tree vole population
being highly vulnerable to extirpation
through some stochastic event, such as
wildfire. These two blocks of Federal
ownership are separated by primarily
private and some State lands. Except for
a small patch of checkerboard BLM
ownership in southeast Columbia and
northeast Yamhill Counties, along with
a few small State parks, ownership
north of Tillamook consists almost
entirely of private timberland and lands
managed by the Oregon Department of
Forestry (Tillamook and Clatsop State
Forests).
Implementing current land
management policies in the Coast Range
is projected to provide a modest
increase (approximately 20 percent) in
red tree vole habitat over the next 100
years, primarily on public lands (Spies
et al. 2007b, p. 53). However, red tree
vole populations appear to be
decreasing in the face of current threats
to their habitat. Therefore, we conclude
that this limited increase in suitable
habitat that may develop on public
lands over an extended length of time
will not be sufficient to address the lack
of connectivity that currently exists
between Federal lands, due to land
management practices on the
intervening lands (USDA and USDI
2007, p. 291). Furthermore, currently
small, isolated populations of tree voles
may not be capable of persisting over
the length of time required to enjoy the
benefits of this projected increase in
suitable habitat, but may more likely be
subject to local extirpations in the
intervening time period. The Final
Environmental Impact Statement
analyzing the effects of discontinuing
the NWFP Survey and Manage program
concluded that the combination of small
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amounts of Federal land, limited
connectivity between these lands, and
few known vole sites north of Highway
20 would result in habitat insufficient to
support stable populations of red tree
voles (USDA and USDI 2007, pp. 291–
292). The authors of the report further
concluded that due to these
vulnerabilities, ‘‘every site is critical for
persistence’’ for the red tree vole in
Oregon’s North Coast Range north of
Highway 20 (USDA and USDI 2007, p.
292). Given the fragmented nature of
Federal lands providing latesuccessional conditions in the DPS and
the limited connectivity between these
remaining blocks, it is unlikely that the
small projected increase in suitable
habitat that may develop over the next
100 years on Federal lands will be
sufficient to offset the more immediate
threats of habitat destruction,
modification, and fragmentation that
threaten the North Oregon Coast
population of the red tree vole.
Summary of Fragmentation and
Isolation of Older Forest Habitats
Red tree voles are considered habitat
specialists and are strongly associated
with large, relatively more contiguous
areas of conifer forests with latesuccessional characteristics; they are not
adapted to fragmented or patchy
habitats (Martin and McComb 2002, p.
262). The older forest habitat associated
with red tree voles has been
significantly reduced through historical
timber harvest, and as discussed under
Factor A, above, ongoing management
for timber production maintains much
of the remaining older forest habitat in
a fragmented and isolated condition,
surrounded by younger forests of lower
quality habitat for tree voles. We
analyzed data compiled as part of the
NWFP effectiveness monitoring program
(USDA/USDI 2010, unpublished data)
and found that of the remaining older
forest within the DPS, 59 percent is in
patches greater than 75 ac (30 ha), but
these patches comprise only 6 percent
of the entire DPS. The average distance
between the remaining patches that are
at least 75 ac (30 ha) in size exceeds the
known dispersal distances of red tree
voles. This suggests that red tree voles
are unlikely to persist over the long term
in most of the remaining patches of
older forest habitats within the DPS,
because most of them are likely too
small or too isolated to support tree vole
populations. Although the surrounding
younger forests may serve as interim or
dispersal habitat, the evidence suggests
that such forest conditions are unlikely
to support persistent populations of red
tree voles. Furthermore, our evaluation
suggests that the remaining older forest
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habitat for tree voles is highly
fragmented, which further lessens the
probability of long-term persistence of
red tree voles under current conditions
in the DPS due to the limited dispersal
capability of the species, and other
consequences of isolation (see Isolation
of Populations and Small Population
Size, below).
Most of the remaining high-quality
habitat for red tree voles in the DPS is
restricted to Federal lands; however,
these lands make up only 22 percent of
the area within the DPS, and they occur
in two widely spaced clusters, one north
of Highway 20 and one south of
Highway 20. Thus, there is little
redundancy for tree vole populations
within the DPS, and loss of either
cluster on Federal lands would result in
the single remaining cluster and its
associated tree vole population being
highly vulnerable to extirpation or even
extinction through some stochastic
event, such as wildfire (see Climate
Change, below). Under present
conditions, the Federal lands north of
Highway 20 are already considered
insufficient to support stable
populations of red tree voles (USDA and
USDI 2007, pp. 291–292).
Under the current conditions of
habitat fragmentation within the DPS,
the ability of red tree voles to disperse
between patches of remaining highquality habitat are extremely restricted,
and the evidence suggests that any
remaining tree vole populations within
the DPS are likely relatively small. The
potential for the local loss of
populations is therefore high, as
remnant habitat patches formerly
occupied by tree voles may not be
recolonized due to the distance between
habitat fragments and the short-distance
dispersal capabilities of the species,
leading to local extirpation and further
isolation of the remaining small
populations, and possibly eventual
extinction (see Isolation of Populations
and Small Population Size, below).
Furthermore, ongoing timber harvest in
surrounding areas of younger forests
contributes to the threat of habitat
fragmentation and isolation, as
discussed above in Factors A and D.
Therefore, based on the above
evaluation, we conclude that the
fragmentation and isolation of older
forest habitats pose a significant threat
to the North Oregon Coast DPS of the
red tree vole.
Climate Change
General Impacts. Climate change
presents substantial uncertainty
regarding future vegetation and habitat
conditions in the North Oregon Coast
DPS. Reduction and isolation of red tree
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vole habitat has been identified as a
substantial threat to their persistence.
Changing climate could further reduce
tree vole habitat in ways that are
difficult to predict.
Globally, poleward and upward
elevational shifts in the ranges of plant
and animal species are being observed
and evidence indicates recent warming
is influencing this change in
distribution (Parmesan 2006, pp. 648–
649; IPCC 2007, p. 8; Marris 2007,
entire). In North America, and
specifically in the Pacific Northwest,
effects of forest pathogens, insects, and
fire on forests are expected to increase,
resulting in an extended period of high
fire risk and large increases in area
burned (IPCC 2007, p. 14; Karl et al.
2009, pp. 136–137; OCCRI 2010, pp. 16–
18; Shafer et al. 2010, pp. 183–185). The
pattern of higher summer temperatures
and earlier spring snowmelt, leading to
greater summer moisture deficits and
consequent increased fire risk, has
already been observed in the forests of
the Pacific Northwest (Karl et al. 2009,
p. 136). Ecosystem resilience is
expected to be exceeded by the
unprecedented combination of climate
change, its associated disturbances, and
other ecosystem pressures such as landuse change and resource overexploitation (IPCC 2007, p. 11). These
projections discussed above indicate
further reduction and isolation of red
tree vole habitat over the next century.
Red tree voles in the North Oregon
Coast DPS cannot shift their range
farther north due to the existing barrier
of the Columbia River, which defines
the northern boundary of their current
and historical range. In addition, their
range already occupies the summit of
the Oregon Coast Range, so a shift to
higher elevations is also not possible.
Climate change assessments predict
possible extinctions of such local
populations if they cannot shift their
ranges in response to environmental
change (Karl et al. 2009, p. 137).
Increased Frequency and Magnitude
of Wildfire due to Climate Change. In
the western hemlock and Sitka spruce
plant series that dominates the Coast
Range, fires tend to be rare but are
usually stand-replacing events when
they take place, although low and
moderate severity fires also occur
(Impara 1997, p. 92). Sediment core data
show mean fire return intervals of 230
to 240 years over the past 2,700 years
(Long et al. 1998, p. 786; Long and
Whitlock 2002, p. 223). Three large
fires, ranging from 300,000 to 800,000
acres (120,000 to 325,000 ha), occurred
in the DPS in the 1800s, in addition to
the Tillamook fires of 1933–1951
(Morris 1934, pp. 317–322, 328; Pyne
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1982, pp. 336–337; Agee 1993, p. 212;
Wimberly et al. 2000, p. 172). Starting
in the mid-1800s, climate change,
combined with Euro-American
settlement, may have influenced the
onset of large-scale fires (Weisberg and
Swanson 2003, p. 25). Another
complication in these wetter forests has
been a pattern of multiple reburns that
occurred, such as the Tillamook burns
of 1933, 1939, 1945, and 1951. Reburns
may or may not add large amounts of
additional area to the original burn, but
they have the potential to impede the
development of the stand for decades,
delaying the ultimate return to older
forest habitat suitable for red tree voles
(Agee 1993, p. 213). Forests in the
Pacific Northwest face a possible
increased risk of large-scale fires within
the foreseeable future; under the
conditions of anticipated climate
change, the effects of forest pathogens
and fire on forests are expected to
increase, resulting in an extended
period of high fire risk and large
increases in area burned (IPCC 2007, p.
14; Karl et al. 2009, pp. 136–137). Most
recently, the Oregon Climate Change
Research Institute predicted that large
fires will become more common in the
forests west of the Cascades, which
includes the forests of the North Oregon
Coast Range; estimated increases in
regional forest areas burned over the
next century ranged from 180 to 300
percent (OCCRI 2010, p. 16).
Considering that the majority of the
remaining tree vole habitat in the DPS
is limited to Federal land, which
comprises a total of roughly 850,000 ac
(344,000 ha) and is restricted to two
separate clusters in the DPS, it is
certainly possible to lose much of the
Federal land in either of these blocks to
a single stand-replacement fire, further
limiting habitat and restricting the range
of the tree vole in the DPS. Fire
suppression organization and tactics
have improved since the large fires of
the last two centuries, resulting in a
reduction in stand-replacement fires
(Wimberly et al. 2000, p. 178), although
Weisberg and Swanson (2003, p. 25)
note that suppression success may have
been influenced by the reduction in fuel
accumulations that these extensive fires
accomplished. Regardless, the intense,
large, high-severity fires that can occur
in the Coast Range are driven by severe
weather events (droughts or east wind
patterns) (Agee 1997, p. 154), conditions
under which fire suppression is severely
hampered at best and ineffectual at
worst (Impara 1997, pp. 262–263).
Although large fires occurred within the
DPS historically, in the past there were
many additional areas of older forest
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that were less isolated from other older
forest stands and could serve as refugia
for tree voles displaced from forests that
burned; under current conditions, there
are few such refugia available
(Wimberly 2002, p. 1322; Wimberly et
al. 2004, p. 152) (see Modification of
Oregon Coast Range Vegetation above).
Given that we have evidence of past
fires in the Coast Range that burned
areas of up to 800,000 ac (325,000 ha),
an amount roughly twice as large as
either of the remaining clusters of
Federal land within the DPS, and that
projections under anticipated
conditions of climate change point to
the increased risk and magnitude of fire
in this region (e.g., OCCRI 2010, p. 16),
we believe it is reasonably likely that a
single stand-replacing fire could occur
within the foreseeable future that would
eliminate much of the remaining
suitable habitat for tree voles within the
DPS.
Summary of Climate Change
The uncertainty in climate change
models prevents a specific assessment
of potential future threats to the North
Oregon Coast DPS of the red tree vole
as a consequence of projected warming
trends and the various environmental
and ecological changes associated with
increasing temperatures. However, the
direction of these future trends indicate
that climate change will likely
exacerbate some of the key threats to the
DPS, such as an increased probability of
large wildfires which may result in the
further destruction, modification,
fragmentation, and isolation of older
forest habitats, and evidence suggests
that such changes may already be
occurring. High-quality habitat for red
tree voles within the DPS is largely
restricted to two clusters of Federal
lands, and these areas are small enough
that a single stand-replacing fire could
potentially concentrate the remaining
red tree voles to primarily a single
population that would be highly
vulnerable to extirpation or extinction
from future stochastic events.
Furthermore, red tree voles within the
DPS are restricted in their ability to shift
their range in response to changes that
may take place as a consequence of
climate change. We therefore conclude
that the environmental effects resulting
from climate change, by itself or in
combination with other factors,
exacerbate threats to the North Oregon
Coast DPS of the red tree vole.
Swiss Needle Cast
A large-scale disturbance event
currently ongoing in the Oregon Coast
Range is the spread of Swiss needle cast,
a foliage disease specific to Douglas-fir
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caused by the fungus Phaeocryptopus
gaeumannii. It is typically found in
Douglas-fir grown outside of its native
range, but in western Oregon it is
primarily found, and is more
consistently severe, along the western
slope of the central and northern Oregon
Coast Range, which overlaps both the
Sitka spruce and western hemlock plant
series. Douglas-fir accounted for less
than 20 percent of the forest
composition prior to the 1940s in this
portion of the Coast Range, but timber
harvest and large-scale planting of
Douglas-fir on cutover areas make it the
dominant species today. The wetter,
milder weather, combined with a
uniform distribution of the host species,
favor the fungus and help spread the
disease (Hansen et al. 2000, p. 777;
Shaw 2008, pp. 1, 3). In Oregon, Swiss
needle cast is geographically limited to
western Oregon and there is no
evidence of it expanding. Even so, it has
affected about 1 million ac (405,000 ha),
much of that in the northern and central
Oregon Coast Range of the DPS. It is
roughly estimated that about half of the
land base is moderately afflicted by
Swiss needle cast, and about 10 percent
of the area is severely afflicted by this
disease (Filip 2009, pers. comm.).
Swiss needle cast causes premature
needle loss which, although rarely
lethal, reduces tree growth rates by 20
to 55 percent (Shaw 2008, pp. 1–2).
Most of the research on this disease has
occurred in managed plantations less
than 40 years old (Shaw 2009, pers.
comm.), although it is known to limit
growth in established overstory trees
greater than 100 years old, even within
mixed-species stands (Black et al. 2010,
p. 1680). Forest pathologists are just
beginning to understand how to manage
this disease. Thinning treatments to
improve tree vigor in infected stands do
not appear to exacerbate the spread of
the disease or its effects on tree health.
However, young Douglas-firs infected
with the pathogen are not expected to
outgrow the disease (Black et al. 2010,
p. 1680) and may never develop the
large structures that are integral features
of older forests. Given our current
knowledge, a likely scenario in these
stands is that the non-host Sitka spruce
and western hemlock will become the
dominant cover, moving these sites
closer to the historical species
composition present before earlier forest
management converted them to
Douglas-fir (Filip 2009, pers. comm.).
Where these non-host species are
deficient or absent in infected stands,
reestablishing them in the stand is the
only known treatment certain to reduce
the spread and extent of the disease.
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There is still much uncertainty in our
understanding of this pathogen to
project future trends in vegetation.
While it could result in a return of
western hemlock and Sitka spruce that
were removed as a result of conversion
to Douglas-fir plantations, the
commercial value of Douglas-fir is a
major incentive to continue research to
develop pathogen treatments that would
allow continued existence of healthy
Douglas-fir stands. In addition,
projected effects of climate change (see
Increased Frequency and Magnitude of
Wildfire due to Climate Change, above)
could alter the extent of the fog zone in
which Swiss needle cast is prevalent.
Summary of Swiss Needle Cast
Swiss needle cast is a foliage disease
specific to Douglas-fir, and is found in
western Oregon along the western slope
of the central and northern Oregon
Coast Range. Some of the most severe
infestations of Swiss needle cast occur
in the Sitka spruce plant series, which
is the plant series in the DPS where tree
voles forage primarily on western
hemlock and Sitka spruce. However, the
disease also occurs in the western
hemlock plant series on the western
slope of the Oregon Coast Range, where
most of the voles that forage on Douglasfir tend to occur. Thus, while the
disease may ultimately improve foraging
sources for some red tree voles over the
long term, it may remove forage for
others. In addition, Swiss needle cast
may affect forest characteristics in
mixed species stands that affect tree
voles and are unrelated to foraging, such
as canopy closure and structural
components that may provide cover.
Therefore, the potential impact that this
disease may have on the tree vole
population is not well understood at
this time. Although Swiss needle cast
may potentially have some negative
effects on red tree voles, at this point in
time we do not have evidence that the
impacts of Swiss needle cast are so
severe as to pose a significant threat to
the North Oregon Coast DPS of the red
tree vole.
Isolation of Populations and Small
Population Size
There are multiple features of red tree
vole biology and life history that limit
their ability to respond to habitat loss
and alteration, as well as to stochastic
environmental events. Due to their
current restricted distribution within
the DPS, stochastic events could further
isolate individuals and consequently
limit their recolonization capability.
Small home ranges and limited
dispersal distances of red tree voles, as
well as their apparent reluctance to
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cross large openings, likely make it
difficult for them to recolonize isolated
habitat patches. As discussed above in
the section ‘‘Fragmentation and
Isolation of Older Forest Habitats,’’
within the DPS, forests with the latesuccessional characteristics that
represent high-quality habitat for red
tree voles presently exist in a highly
fragmented state, the average distance
between the minimum patch sizes
associated with nesting exceeded the
known maximum dispersal distance of
red tree voles. Based on this
information, we conclude that highquality older forest habitats for red tree
voles within the DPS are in a highly
fragmented and isolated condition.
Without the ability to move between
isolated patches of occupied habitat,
local populations act essentially as
islands vulnerable to local extirpation,
resulting from a disequilibrium between
local extinction and immigration events
(Brown and Kodric-Brown 1977, p. 445).
Some species are adapted to living in
patchy environments and may exist as
a series of local populations connected
by occasional movement of individuals
between them, known as
‘‘metapopulations’’ (e.g., Hanski and
Gilpin 1991, p. 7). However, it is
presumed that the red tree vole was
formerly more continuously distributed
throughout the late-successional forests
of the Oregon Coast Range and has only
recently become ‘‘insularized’’ (isolated
into islands of habitat) through habitat
fragmentation. The limited dispersal
ability of the red tree vole indicates this
species is not adapted to living in a
patchy environment, where longdistance movements between
populations are occasionally required.
Although in many cases the tree voles
within the DPS are not separated by
completely inhospitable matrix habitat,
but may only be isolated by surrounding
areas of forest in earlier seral stages, the
apparent disappearance of red tree voles
from many areas where they were
formerly found leads us to believe that
successful recolonization of formerly
occupied areas is likely infrequent, if it
occurs at all (see discussion of Past and
Current Range and Abundance under
Factor A, above). As noted above, the
average distance between patches of
potentially suitable habitat at a
minimum of 75 ac (30 ha) in size in the
DPS exceeds the greatest known
dispersal distance for a red tree vole.
The apparent disappearance of red tree
voles from areas where they were
formerly found, combined with the
isolation of remaining habitat patches at
distances on average greater than the
known dispersal capability of red tree
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voles, leads us to conclude that
movement of individuals between
patches of older forest habitat is
infrequent at best. Therefore, we
conclude that at present, the red tree
vole most likely persists as a set of
relatively isolated populations in
discrete patches of older forest habitat
and surrounding lower quality, younger
forest, with little if any interaction
between these populations.
Although we do not have direct
evidence of red tree vole population
sizes within the DPS, the evidence
before us suggests that remaining local
tree vole populations are likely
relatively small and isolated. We base
this conclusion on the limited amount
of tree vole habitat remaining within the
DPS, on the fragmented and isolated
nature of the remaining habitat, and on
evidence from recent search efforts,
which have yielded few voles relative to
historical search efforts, suggesting that
red tree vole numbers are greatly
reduced in the DPS compared to
historical conditions (see Background
and Past and Current Range and
Abundance under Factor A, above, for
details). That isolated populations are
more likely to decline than those that
are not isolated (e.g., Davies et al. 2000,
p. 1456) is discussed above. In addition
to isolation, population size also plays
an important role in extinction risk.
Small, isolated populations place
species at greater risk of local
extirpation or extinction due to a variety
of factors, including loss of genetic
variability, inbreeding depression,
demographic stochasticity,
environmental stochasticity, and natural
catastrophes (Franklin 1980, entire;
´
Shaffer 1981, p. 131; Gilpin and Soule
´
1986, pp. 25–33; Soule and Simberloff
1986, pp. 28–32; Lehmkuhl and
Ruggiero 1991, p. 37; Lande 1994,
entire). Stochastic events that put small
populations at risk of extinction
include, but are not limited to, variation
in birth and death rates, fluctuations in
gender ratio, inbreeding depression, and
random environmental disturbances
such as fire, wind, and climatic shifts
(e.g., Shaffer 1981, p. 131; Gilpin and
´
Soule 1986, p. 27; Blomqvist et al. 2010,
entire). The isolation of populations and
consequent loss of genetic interchange
may lead to genetic deterioration, for
example, that has negative impacts on
the population at different timescales. In
the short term, populations may suffer
the deleterious consequences of
inbreeding; over the long term, the loss
of genetic variability diminishes the
capacity of the species to evolve by
adapting to changes in the environment
´
(e.g., Franklin 1980, pp. 140–144; Soule
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and Simberloff 1986, pp. 28–29; Nunney
and Campbell 1993, pp. 236–237; Reed
and Frankham 2003, pp. 233–234;
Blomqvist et al. 2010, entire). Although
we do not have any information on
relative levels of genetic variability in
red tree vole populations, Swingle
(2005, p. 82) suggested that genetic
inbreeding may be maintaining creamcolored and melanistic tree vole pelage
polymorphisms at a few populations
within the red tree vole’s range. Swingle
(2005, p. 82) did not elaborate on his
suggestion, nor account for the
possibility that alternative processes
may be maintaining these different color
forms.
Based on this evaluation, we conclude
that the isolation of red tree vole
populations due to fragmentation of
their remaining older forest habitat,
independent of the total area of suitable
habitat that may be left, poses a
significant threat to the red tree vole
within the DPS.
Summary of Isolation of Populations
and Small Population Size
Remaining red tree vole populations
in the North Oregon Coast DPS likely
persist primarily in isolated patches of
fragmented, older forest habitat, and the
surrounding younger forest habitats are
subject to continuing habitat
modification due to timber harvest that
tends to maintain the forest in this
highly fragmented condition (see Factor
A discussion and Fragmentation and
Isolation of Older Forest Habitats,
above). Red tree voles are considered
highly vulnerable to local extirpations
due to habitat fragmentation or loss
(Huff et al. 1992, p. 1). Species that have
recently become isolated through
habitat fragmentation do not necessarily
function as a metapopulation and,
especially in the case of species with
poor dispersal abilities, local
populations run a high risk of extinction
when extirpations outpace dispersal and
immigration (Gilpin 1987, pp. 136, 138;
Hanski and Gilpin 1991, p. 13; Hanski
et al. 1996, p. 539; Harrison 2008, pp.
82–83; Sodhi et al. 2009, p. 518). Some
conservation biologists suggest that for
species with poor dispersal abilities,
habitat fragmentation is likely more
important than habitat area as a
determinant of extinction probability
(Shaffer and Sansom 1985, p. 146). The
low reproductive rate and lengthy
development period of young, relative
to other vole species, adds further to the
inherent vulnerabilities of the red tree
vole and may limit population growth;
the isolation of tree voles through
insularization likely exacerbates these
inherent vulnerabilities (Bolger et al.
1997, p. 562).
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For the reasons given above, based on
the observed level of habitat
fragmentation and isolation that has
occurred within the DPS, the presumed
small size of remaining tree vole
populations, and the inherent
vulnerabilities of the red tree vole to
local extirpation or extinction due to its
life history characteristics, we conclude
that the isolation of populations and the
consequences of small population size
pose a significant threat to the red tree
vole within the North Oregon Coast
DPS.
small, isolated populations are at risk of
local extirpation due to a variety of
factors, including loss of genetic
variability, inbreeding depression,
demographic stochasticity,
environmental stochasticity, and
disturbance events. The lack of
redundancy in red tree vole populations
within the North Oregon Coast DPS
renders these populations highly
vulnerable to large-scale catastrophes or
disturbance events, such as wildfire,
and this vulnerability is exacerbated by
climate change.
Summary of Factor E
Population isolation, presumed small
local population size, and potential loss
of populations to large-scale disturbance
events exacerbated by climate change,
combined with the life-history traits that
put red tree voles at a disadvantage in
moving between and recolonizing new
habitats in an already fragmented
landscape, are the principal threats
considered under this factor that
significantly affect the species.
Although precise quantitative estimates
are not available, recent surveys suggest
that populations have substantially
declined in the DPS, and that red tree
voles are likely at greatly reduced
numbers relative to their historical
abundance. Furthermore, our analysis of
LSOG data from the NWFP effectiveness
monitoring program indicates that,
within the DPS, any remaining highly
suitable habitat is highly fragmented
and patchy in occurrence. Patches of
forest meeting older forest standards
that are overly generous for red tree
voles, and thus are likely overestimating
the size and number of remaining
patches that provide suitable habitat,
indicate that the average distance
between the remaining patches that are
at least 75 ac (30 ha) in size exceeds the
known dispersal distances of red tree
voles, and the difference is even greater
for patches that are more than 500 ac
(202 ha) in size.
The narrow habitat requirements, low
mobility, low reproductive potential,
and low dispersal ability of red tree
voles limits their movement among
existing patches of remnant habitat, and
analysis of remaining large patches of
potentially suitable habitat suggests that
populations of red tree voles in the DPS
likely are largely isolated from one
another. This information, in
conjunction with evidence that the
older forest habitats associated with red
tree voles are highly fragmented and
restricted in size, leads us to conclude
that remaining populations of red tree
voles are likely small in size.
Furthermore, with little or no exchange
of individuals between them, these
Conclusion for Factor E
Red tree voles are considered highly
vulnerable to local extirpations due to
habitat fragmentation or loss, and the
evidence suggests that the vast majority
of forest with potentially suitable
characteristics for tree voles persists in
very small, disconnected patches in the
DPS. The continuing modification of
forest habitats, as discussed under
Factor A, maintains the older forest
habitats associated with red tree voles in
this fragmented and isolated condition.
The narrow habitat requirements, low
mobility, relatively low reproductive
potential, and low dispersal ability of
red tree voles limits their movement
among existing patches of remnant
habitat. This fragmentation of habitat,
resulting in small, isolated populations
of tree voles, can have significant
negative impacts on the North Oregon
Coast DPS of the red tree vole, including
potential inbreeding depression, loss of
genetic diversity, and vulnerability to
extirpation as a consequence of various
stochastic events. Although large-scale
disturbance events such as fire are not
common in the Coast Range, we have
historical evidence of occasional very
large fires in this region, and climate
change projections indicate a likely
increase in both fire risk and fire size.
At present, red tree voles are thus
largely without available refugia to
sustain the population in the face of
events such as severe, large-scale fires.
Under these conditions, red tree voles in
the North Oregon Coast DPS are
unlikely to experience the habitat
connectivity and redundancy needed to
sustain their populations over the long
term. Based on the above evaluation, we
conclude that the threats of continued
fragmentation and isolation of older
forest habitats, as potentially
exacerbated by the environmental
effects of climate change, and the
isolation of populations and
consequences of small population size
pose a significant threat to the red tree
vole within the North Oregon Coast
DPS. We did not have sufficient
evidence to suggest that Swiss needle
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cast poses a significant threat to the DPS
at this point in time.
We have evaluated the best available
scientific and commercial data on other
natural or manmade factors affecting the
continued existence of the North Oregon
Coast DPS of the red tree vole, including
the effects of habitat fragmentation, as
exacerbated by the environmental
effects of climate change, isolation of
small populations, and consequences of
small population size, and determined
that this factor poses a significant threat
to the viability of the North Oregon
Coast DPS of the red tree vole, when we
consider this factor in concert with the
other factors impacting the DPS.
Finding
As required by the Act, we considered
the five factors in assessing whether the
North Oregon Coast DPS of the red tree
vole is threatened or endangered
throughout all of its range. We have
carefully assessed the best scientific and
commercial data available regarding the
past, present, and future threats faced by
the North Oregon Coast DPS of the red
tree vole. We reviewed the petition,
information available in our files, and
other published and unpublished
information submitted to us by the
public following our 90-day petition
finding, and we consulted with
recognized experts on red tree vole
biology, habitat, and genetics, as well as
with experts on the vegetation of the
northern Oregon Coast Range. In
addition, we consulted with other
Federal and State resource agencies and
completed our own analyses of the
available data.
On the basis of the best scientific and
commercial data available, we find that
the population segment satisfies the
discreteness and significance elements
of the DPS policy and therefore qualifies
as a DPS under our policy. We further
find that listing the North Oregon Coast
DPS of the red tree vole is warranted.
However, listing the North Oregon Coast
DPS of the red tree vole is precluded by
higher priority listing actions at this
time, as discussed in the Preclusion and
Expeditious Progress section below.
Although quantitative data are not
available to estimate red tree vole
populations, comparing past collection
efforts with recent surveys leads us to
conclude that tree voles are
substantially more difficult to find now
than they were historically. In some
areas within the DPS, red tree voles are
now not found, or are scarce, where
they were formerly relatively abundant.
This information, in conjunction with
the knowledge that red tree voles are
closely associated with older forest
habitats and strong quantitative data
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showing an unprecedented loss of older
forest habitat in the Oregon Coast Range
Province, insufficient area of remaining
late-successional old-growth habitat,
and large distances between those
remaining older forest patches that
exceed known dispersal distances of
tree voles, leads us to conclude that tree
vole populations have substantially
declined from past levels. Whereas, the
literature provides multiple examples of
voles nesting in younger stands,
virtually all analyses comparing vole
nest presence or relative abundance of
nests in younger versus older stands
have shown an increased use or
selection of older stands. Alhough the
role of younger stands is unclear, in
weighing the available evidence,
including a recent modeling effort
specific to habitat suitability for red tree
voles, we conclude that older forests are
necessary habitat for red tree voles and
that younger stands will rarely
substitute as habitat in the complete
absence of older stands. However, we
recognize that younger stands may
facilitate dispersal or short-term
persistence in landscapes where older
forests are isolated or infrequent.
Amounts of older forest habitat within
the Coast Range Province have been
reduced below historical levels,
primarily through timber harvest
(Wimberley et al. 2000, p. 176). The
occurrence of forest structural
conditions outside of the historical
range of variability may not in itself be
a problem with respect to red tree vole
persistence, considering their
persistence through historical largescale fires that removed habitat.
However, the frequency and duration of
those conditions outside the historical
range of variability will ultimately affect
the persistence of the red tree vole.
Historically, old-growth forest (greater
than 200 years old) was well dispersed
(Wimberly et al. 2004, p. 152) within the
Oregon Coast Province and there were
large tracts of suitable habitat that
served as refugia in which tree voles
could persist while adjacent disturbed
areas grew into habitat (Wimberley et al.
2000, p. 177). Such areas likely served
as source areas to recolonize newly
developed habitats (Pulliam 1988, pp.
658–660; Dias 1996, p. 326). However,
if the amount or duration of unsuitable
habitat exceeds the ability of the species
to persist in refugia and ultimately
recolonize available areas, the species
may eventually be extirpated. Hence,
the longer habitat stays in an unsuitable
condition, the greater the risk to the
population (Wimberly et al. 2000, p.
177).
Under current management
conditions, the vast majority of
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remaining red tree vole habitat in the
DPS is, and will continue to be, limited
to Federal lands. Federal lands make up
less than a quarter of the area within the
DPS, and are limited to two disparate
clusters of land. Although 62 percent of
the Federal ownership in the DPS is
currently managed under the NWFP and
the WOPR to develop and maintain latesuccessional conditions that would be
conducive to red tree vole habitat, only
30 percent of these Federal lands are
currently estimated to provide suitable
habitat for red tree voles (Dunk 2009,
pp. 5, 7). Even if the entire Federal
ownership provided older forest habitat
conducive to red tree vole occupation,
this would still represent a significant
reduction of older forest habitat based
on estimates from simulations of forest
conditions in the Coast Range Province
during the past 3,000 years (Wimberly et
al. 2000, pp. 173–175; Nonaka and
Spies 2005, p. 1740). Although much of
this loss was historical, it led to the
present condition of insufficient habitat
for red tree voles today; at present, less
than 1 percent of the habitat within the
DPS is in the condition for which red
tree voles showed the greatest strength
of selection for nesting, and nearly 90
percent of the DPS is in a condition
avoided by red tree voles. Most of the
lands in the nearly 80 percent of the
DPS under State and private ownership
are managed for timber production.
Although regulatory mechanisms exist
that are intended to provide for the
conservation of wildlife and habitats
during the course of timber harvest
activities on private and State lands, the
habitat requirements and life-history
characteristics of the red tree vole are
such that these regulatory mechanisms
are inadequate to prevent the ongoing
modification, fragmentation, and
isolation of red tree vole habitat on
these lands.
Our own analysis of NWFP data
demonstrates the fragmentation and
isolation of large patches of older forest
remain within the DPS. Fifty-nine
percent of the LSOG within the DPS
comprised patches greater than 75 ac
(30 ha), the minimum stand size in
which tree voles are found, and the
average distance between these patches
exceeds the known dispersal limits of
tree voles (USFWS 2010, unpublished
data). Furthermore, the criteria used to
define the initial dataset of latesuccessional forest used in our analysis
includes forest conditions that are not
suitable for red tree voles (e.g., low
canopy cover, predominant hardwood
cover), so these results are overestimates
of habitat remaining for red tree voles.
Finally, applying the proportion of large
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patches within the DPS onto the amount
of tree vole habitat estimated within the
DPS (Dunk 2009, p. 7) indicates only
about 6 percent of the DPS is in a
condition of suitable habitat in patches
large enough to provide for tree voles,
and this analysis is considered a likely
overestimate of tree vole habitat.
Clearly, existing and projected amounts
of older conifer forest habitat conducive
to red tree vole persistence are less than
the amounts projected to have occurred
historically and with which tree voles
have evolved. High-quality older forest
habitat remains in isolated fragments,
most of which are too small to support
tree voles, and are so widely separated
as to be likely well beyond the dispersal
capability of the species. Unlike
historical conditions, which were highly
stochastic, these changes are likely to be
permanent. Based on our analysis of
best available information, we conclude
the remaining high-quality habitat
within the DPS is likely insufficient to
support red tree voles over the long
term, and persists in a fragmented and
isolated condition that renders local
populations of red tree voles vulnerable
to extirpation or extinction through a
variety of processes, including genetic
stochasticity, demographic stochasticity,
environmental stochasticity, and natural
catastrophes.
The significant historical losses of
older forest with the late-successional
characteristics selected by red tree
voles, in conjunction with ongoing
practices that maintain the remaining
patches of older forest in a highly
fragmented and isolated condition by
managing the surrounding younger
forest stands on short-rotation
schedules, pose a threat to the
persistence of the North Oregon Coast
DPS of the red tree vole through the
destruction, modification, or
curtailment of its habitat or range.
Furthermore, barring a significant
change in the Oregon Forest Practices
Rules and Act, loss, modification, and
fragmentation of red tree vole habitat is
likely to continue on most of the 62
percent of the DPS that is privately
owned. Forecasts for State forest land,
which makes up almost all of the 16
percent of the DPS in State ownership,
are to manage 15 to 25 percent of their
land in older forest structure, with
another 15 to 25 percent to be managed
as layered forest structure. However, it
is expected to take 70 years before
reaching these amounts, with only 8
percent of the State lands currently
existing in these structural conditions.
Active management via thinning to
reach these targeted structures, while
potentially developing suitable tree vole
habitat in the long term, may further
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limit the potential for well-connected
tree vole populations in the ensuing 70
years. Current regulations on private
and State lands provide for timber
harvest on relatively short rotation
schedules; this contributes to the
modification of older forest habitat, and
maintains forest in a low-quality
condition for red tree voles. Although
some incidental benefits may accrue to
individual red tree voles from the
buffers put in place to protect habitat
and targeted wildlife species under the
Forest Practices Rules, in general the
patches of forest remaining under these
guidelines are too small and isolated to
provide for the persistence of red tree
voles. In some harvest units, the
regulations require the retention of only
two trees per ac (0.8 trees per ha), and
the size of these trees is well below that
normally used by red tree voles. The
linear perpendicular extent of tree
retention along fishbearing streams
under the State regulations is
dramatically less (about one-fifteenth)
than that conserved under Federal
regulations. The scarcity of red tree
voles throughout much of the DPS
where they were formerly found with
ease further suggests the forest areas
retained under the existing regulatory
mechanisms are insufficient to support
persistent tree vole populations or
successful dispersal and recolonization.
Finally, unlike on Federal lands, there
are no mechanisms in place on private
or State lands to survey for tree voles
and manage for sites that are located.
We have therefore found existing
regulatory mechanisms on private and
State lands inadequate to provide for the
conservation of the red tree vole within
the DPS.
The current presumed limited
population size and distribution of the
red tree vole within a small portion of
the DPS makes the species particularly
vulnerable to random environmental
disturbances such as fires. Evidence
from past fire events indicates that stand
replacement fires have historically
occurred in this area large enough that,
if fires of similar size were to occur now
or in the foreseeable future, could
eliminate most, if not all, of the largest
patches of remaining high-quality older
forest habitat in the DPS. This is of
particular concern since the stronghold
of the red tree vole population in this
DPS is likely concentrated in a single
cluster of Federal lands south of
Highway 20, and the potential loss of
the high quality habitat on these lands
to an event such as a fire would remove
the greatest source population of red
tree voles in the DPS. Other populations
are more fragmented and isolated and
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have little potential to contribute to the
overall persistence of the DPS under
current conditions of habitat
fragmentation. Population connectivity
is thus a particular concern given the
species’ reduced numbers, habitat
specialization and limited dispersal
capabilities, combined with the limited
distribution of older forests located
primarily on Federal land within the
range of the red tree vole (USDA and
USDI 2000a, p. 186). Even on the cluster
of Federal lands north of Highway 20,
remaining habitat has been deemed
insufficient to support stable
populations of red tree voles (USDA and
USDI 2007, pp. 291–292).
Finally, though the precise effects of
environmental changes resulting from
climate change on red tree vole habitat
are unknown, the projected increase in
size and severity of forest disturbance
vectors such as fire and pathogens are
expected to further reduce and isolate
habitat and tree vole populations. In
addition, projected shifts in the range of
species to the north and to increased
elevations would further reduce the
available habitat for the red tree vole,
given that it is already at its northern
and elevational limit within the North
Oregon Coast DPS. Therefore, we have
additionally found that the North
Oregon Coast DPS of the red tree vole
is threatened by the exacerbating effects
of other natural or manmade factors
affecting its continued existence.
Given the threats described above, we
find that the North Oregon Coast DPS of
the red tree vole is in danger of
extinction now or in the foreseeable
future and therefore warrants listing. We
have considered time spans of several
projections of forest conditions and
associated tree vole response and other
measures of biodiversity to determine
how far into the future is reasonably
foreseeable. Trends in timber harvest
and biodiversity in the Oregon Coast
Range are projected for the next century
(Johnson et al. 2007, entire; Spies et al.
2007a, b, entire). Although older forest
structure is expected to develop on
some areas of State land and in those
Federal land allocations managed for
late-successional conditions, existing
stands are in a variety of age and
structural stages and it will be several
decades before those stands develop
older forest structure and latesuccessional conditions. For example,
on State lands, it is estimated that it will
take at least 70 years to develop the
targeted amounts of forest complexity
(ODF 2010c, p. I–13). Congruent with
the time spans stated above, we have
determined the foreseeable future for
the red tree vole to be approximately 70
to 100 years.
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In summary, several threats,
combined with the limited ability of the
red tree vole to respond to those threats,
contribute to our finding that the North
Oregon Coast DPS of the red tree vole
is in danger of extinction now or in the
foreseeable future. Older forest habitats
that provide for red tree voles are
limited and highly fragmented, while
ongoing forest practices in much of the
DPS maintain the remaining patches of
older forest in a highly fragmented and
isolated condition by managing the
surrounding younger forest stands on
short-rotation schedules. Existing
regulatory mechanisms on private and
State lands result in the maintenance of
this condition on most of their
ownership. Although a portion of the
State forest land will be managed
towards older forest structure, it is
expected to take 70 years before
reaching these conditions. Red tree vole
populations within the North Oregon
Coast DPS appear to be relatively small
and isolated. Multiple features of red
tree vole biology and life history limit
their ability to respond to the above
noted habitat loss and alteration. These
features include small home ranges,
limited dispersal distances, low
reproductive potential relative to other
closely related rodents, a reluctance to
cross large openings, and likely
increased exposure to predation in
certain habitat conditions (e.g. younger
stands or in areas with insufficient
canopy cover that forces voles to leave
trees and travel on the ground). Such
life history characteristics make it
difficult for red tree voles to persist in
or recolonize already isolated habitat
patches. Although some land
management allocations within the DPS
call for developing older forest
conditions that may provide habitat for
the red tree vole, it will be decades
before those areas attain those
conditions. In the interim, the red tree
vole remains vulnerable to random
environmental disturbances that may
remove or further isolate large blocks of
already limited habitat (e.g. large wind
storms or stand-replacing fire events).
Finally, small and isolated populations
such as the red tree vole are more
vulnerable to extirpation within the DPS
due to a variety of factors including loss
of genetic variability, inbreeding
depression, and demographic
stochasticity. Because of the existing
habitat conditions, the limited ability of
the red tree vole to persist in much of
the DPS, and its vulnerability in the
foreseeable future until habitat
conditions improve, we find that the
North Oregon Coast DPS of the red tree
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vole is in danger of extinction now or
in the foreseeable future.
We reviewed the available
information to determine if the existing
and foreseeable threats render the DPS
at risk of extinction now such that
issuing an emergency regulation
temporarily listing the species under
section 4(b)(7) of the Act is warranted.
We have determined that issuing an
emergency regulation temporarily
listing the species is not warranted for
the North Oregon Coast DPS of the red
tree vole at this time, because voles are
currently distributed across multiple
areas within the DPS and we do not
believe there are any potential threats of
such great immediacy, severity, or scope
that would simultaneously threaten all
of the known populations with the
imminent risk of extinction. However, if
at any time we determine that an
emergency regulation temporarily
listing of the North Oregon Coast DPS of
the red tree vole is warranted, we will
initiate this action at that time.
Listing Priority Number
The Service adopted guidelines on
September 21, 1983 (48 FR 43098) to
establish a rational system for utilizing
available appropriations to the highest
priority species when adding species to
the Lists of Endangered or Threatened
Wildlife and Plants or reclassifying
threatened species to endangered status.
These guidelines, titled ‘‘Endangered
and Threatened Species Listing and
Recovery Priority Guidelines’’ address
the immediacy and magnitude of
threats, and the level of taxonomic
distinctiveness by assigning priority in
descending order to monotypic genera
(genus with one species), full species,
and subspecies (or equivalently, distinct
population segments of vertebrates). The
lower the listing priority number (LPN),
the higher the listing priority (that is, a
species with an LPN of 1 would have
the highest listing priority).
As a result of our analysis of the best
available scientific and commercial
information, we assigned the North
Oregon Coast DPS of the red tree vole
an LPN of 9, based on our finding that
the DPS faces threats that are imminent
and of moderate to low magnitude,
including the present or threatened
destruction, modification, or
curtailment of its habitat; the
inadequacy of existing regulatory
mechanisms; and the impacts of chance
environmental and demographic events
on an already isolated population. We
consider the threat magnitude moderate
because, although the entire population
is experiencing threats, the impact of
those threats is more pronounced on
private and State ownerships than on
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Federal lands, where more of the
existing tree vole habitat is likely to
remain. For example, our analysis
indicates that remaining forested habitat
on Federal lands provides a measure of
security to extant vole populations.
Although timber harvest across the DPS
is a concern, the loss of suitable vole
habitat to timber harvest has declined,
and the current status of the species
may reflect a lag effect from previous
timber harvest. At the same time, much
of the Federal forested lands are
growing toward older conditions and
management of these lands is targeted
toward increasing the older forest
condition of the landscape. In
consideration of all these factors, we
find the magnitude of threats to be
moderate to low. We consider all of
these threats imminent because they are
currently occurring within the DPS.
Preclusion and Expeditious Progress
Preclusion is a function of the listing
priority of a species in relation to the
resources that are available and the cost
and relative priority of competing
demands for those resources. Thus, in
any given fiscal year (FY), multiple
factors dictate whether it will be
possible to undertake work on a listing
proposal regulation or whether
promulgation of such a proposal is
precluded by higher priority listing
actions.
The resources available for listing
actions are determined through the
annual Congressional appropriations
process. The appropriation for the
Listing Program is available to support
work involving the following listing
actions: Proposed and final listing rules;
90-day and 12-month findings on
petitions to add species to the Lists of
Endangered and Threatened Wildlife
and Plants (Lists) or to change the status
of a species from threatened to
endangered; annual ‘‘resubmitted’’
petition findings on prior warrantedbut-precluded petition findings as
required under section 4(b)(3)(C)(i) of
the Act; critical habitat petition
findings; proposed and final rules
designating critical habitat; and
litigation-related, administrative, and
program-management functions
(including preparing and allocating
budgets, responding to Congressional
and public inquiries, and conducting
public outreach regarding listing and
critical habitat). The work involved in
preparing various listing documents can
be extensive and may include, but is not
limited to: Gathering and assessing the
best scientific and commercial data
available and conducting analyses used
as the basis for our decisions; writing
and publishing documents; and
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obtaining, reviewing, and evaluating
public comments and peer review
comments on proposed rules and
incorporating relevant information into
final rules. The number of listing
actions that we can undertake in a given
year also is influenced by the
complexity of those listing actions; that
is, more complex actions generally are
more costly. The median cost for
preparing and publishing a 90-day
finding is $39,276; for a 12-month
finding, $100,690; for a proposed rule
with critical habitat, $345,000; and for
a final listing rule with critical habitat,
$305,000.
We cannot spend more than is
appropriated for the Listing Program
without violating the Anti-Deficiency
Act (see 31 U.S.C. 1341(a)(1)(A)). In
addition, in FY 1998 and for each fiscal
year since then, Congress has placed a
statutory cap on funds that may be
expended for the Listing Program, equal
to the amount expressly appropriated
for that purpose in that fiscal year. This
cap was designed to prevent funds
appropriated for other functions under
the Act (for example, recovery funds for
removing species from the Lists), or for
other Service programs, from being used
for Listing Program actions (see House
Report 105–163, 105th Congress, 1st
Session, July 1, 1997).
Since FY 2002, the Service’s budget
has included a critical habitat subcap to
ensure that some funds are available for
other work in the Listing Program (‘‘The
critical habitat designation subcap will
ensure that some funding is available to
address other listing activities’’ (House
Report No. 107–103, 107th Congress, 1st
Session, June 19, 2001)). In FY 2002 and
each year until FY 2006, the Service has
had to use virtually the entire critical
habitat subcap to address courtmandated designations of critical
habitat, and consequently none of the
critical habitat subcap funds have been
available for other listing activities. In
some FYs since 2006, we have been able
to use some of the critical habitat
subcap funds to fund proposed listing
determinations for high-priority
candidate species. In other FYs, while
we were unable to use any of the critical
habitat subcap funds to fund proposed
listing determinations, we did use some
of this money to fund the critical habitat
portion of some proposed listing
determinations so that the proposed
listing determination and proposed
critical habitat designation could be
combined into one rule, thereby being
more efficient in our work. At this time,
for FY 2011, we plan to use some of the
critical habitat subcap funds to fund
proposed listing determinations.
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We make our determinations of
preclusion on a nationwide basis to
ensure that the species most in need of
listing will be addressed first and also
because we allocate our listing budget
on a nationwide basis. Through the
listing cap, the critical habitat subcap,
and the amount of funds needed to
address court-mandated critical habitat
designations, Congress and the courts
have in effect determined the amount of
money available for other listing
activities nationwide. Therefore, the
funds in the listing cap, other than those
needed to address court-mandated
critical habitat for already listed species,
set the limits on our determinations of
preclusion and expeditious progress.
Congress identified the availability of
resources as the only basis for deferring
the initiation of a rulemaking that is
warranted. The Conference Report
accompanying Public Law 97–304
(Endangered Species Act Amendments
of 1982), which established the current
statutory deadlines and the warrantedbut-precluded finding, states that the
amendments were ‘‘not intended to
allow the Secretary to delay
commencing the rulemaking process for
any reason other than that the existence
of pending or imminent proposals to list
species subject to a greater degree of
threat would make allocation of
resources to such a petition [that is, for
a lower-ranking species] unwise.’’
Although that statement appeared to
refer specifically to the ‘‘to the
maximum extent practicable’’ limitation
on the 90-day deadline for making a
‘‘substantial information’’ finding, that
finding is made at the point when the
Service is deciding whether or not to
commence a status review that will
determine the degree of threats facing
the species, and therefore the analysis
underlying the statement is more
relevant to the use of the warranted-butprecluded finding, which is made when
the Service has already determined the
degree of threats facing the species and
is deciding whether or not to commence
a rulemaking.
In FY 2011, on April 15, 2011,
Congress passed the Full-Year
Continuing Appropriations Act (Pub. L.
112–10), which provides funding
through September 30, 2011. The
Service has $20,902,000 for the listing
program. Of that, $9,472,000 is being
used for determinations of critical
habitat for already listed species. Also
$500,000 is appropriated for foreign
species listings under the Act. The
Service thus has $10,930,000 available
to fund work in the following categories:
Compliance with court orders and
court-approved settlement agreements
requiring that petition findings or listing
VerDate Mar<15>2010
15:58 Oct 12, 2011
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determinations be completed by a
specific date; section 4 (of the Act)
listing actions with absolute statutory
deadlines; essential litigation-related,
administrative, and listing programmanagement functions; and highpriority listing actions for some of our
candidate species. In FY 2010, the
Service received many new petitions
and a single petition to list 404 species.
The receipt of petitions for a large
number of species is consuming the
Service’s listing funding that is not
dedicated to meeting court-ordered
commitments. Absent some ability to
balance effort among listing duties
under existing funding levels, the
Service is only able to initiate a few new
listing determinations for candidate
species in FY 2011.
In 2009, the responsibility for listing
foreign species under the Act was
transferred from the Division of
Scientific Authority, International
Affairs Program, to the Endangered
Species Program. Therefore, starting in
FY 2010, we used a portion of our
funding to work on the actions
described above for listing actions
related to foreign species. In FY 2011,
we anticipate using $1,500,000 for work
on listing actions for foreign species,
which reduces funding available for
domestic listing actions; however,
currently only $500,000 has been
allocated for this function. Although
there are no foreign species issues
included in our high-priority listing
actions at this time, many actions have
statutory or court-approved settlement
deadlines, thus increasing their priority.
The budget allocations for each specific
listing action are identified in the
Service’s FY 2011 Allocation Table (part
of our record).
For the above reasons, funding a
proposed listing determination for the
North Oregon Coast DPS of the red tree
vole is precluded by court-ordered and
court-approved settlement agreements,
listing actions with absolute statutory
deadlines, and work on proposed listing
determinations for those candidate
species with a higher listing priority
(i.e., candidate species with LPNs of
1–8).
Based on our September 21, 1983,
guidelines for assigning an LPN for each
candidate species (48 FR 43098), we
have a significant number of species
with a LPN of 2. Using these guidelines,
we assign each candidate an LPN of 1
to 12, depending on the magnitude of
threats (high or moderate to low),
immediacy of threats (imminent or
nonimminent), and taxonomic status of
the species (in order of priority:
monotypic genus (a species that is the
sole member of a genus); species; or part
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63757
of a species (subspecies, or distinct
population segment)). The lower the
listing priority number, the higher the
listing priority (that is, a species with an
LPN of 1 would have the highest listing
priority).
Because of the large number of highpriority species, we have further ranked
the candidate species with an LPN of 2
by using the following extinction-risk
type criteria: International Union for the
Conservation of Nature and Natural
Resources (IUCN) Red list status/rank,
Heritage rank (provided by
NatureServe), Heritage threat rank
(provided by NatureServe), and species
currently with fewer than 50
individuals, or 4 or fewer populations.
Those species with the highest IUCN
rank (critically endangered), the highest
Heritage rank (G1), the highest Heritage
threat rank (substantial, imminent
threats), and currently with fewer than
50 individuals, or fewer than 4
populations, originally comprised a
group of approximately 40 candidate
species (‘‘Top 40’’). These 40 candidate
species have had the highest priority to
receive funding to work on a proposed
listing determination. As we work on
proposed and final listing rules for those
40 candidates, we apply the ranking
criteria to the next group of candidates
with an LPN of 2 and 3 to determine the
next set of highest priority candidate
species. Finally, proposed rules for
reclassification of threatened species to
endangered species are lower priority,
because as listed species, they are
already afforded the protections of the
Act and implementing regulations.
However, for efficiency reasons, we may
choose to work on a proposed rule to
reclassify a species to endangered if we
can combine this with work that is
subject to a court-determined deadline.
With our workload so much bigger
than the amount of funds we have to
accomplish it, it is important that we be
as efficient as possible in our listing
process. Therefore, as we work on
proposed rules for the highest priority
species in the next several years, we are
preparing multi-species proposals when
appropriate, and these may include
species with lower priority if they
overlap geographically or have the same
threats as a species with an LPN of 2.
In addition, we take into consideration
the availability of staff resources when
we determine which high-priority
species will receive funding to
minimize the amount of time and
resources required to complete each
listing action.
As explained above, a determination
that listing is warranted but precluded
must also demonstrate that expeditious
progress is being made to add and
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Federal Register / Vol. 76, No. 198 / Thursday, October 13, 2011 / Proposed Rules
remove qualified species to and from
the Lists of Endangered and Threatened
Wildlife and Plants. As with our
‘‘precluded’’ finding, the evaluation of
whether progress in adding qualified
species to the Lists has been expeditious
is a function of the resources available
for listing and the competing demands
for those funds. (Although we do not
discuss it in detail here, we are also
making expeditious progress in
removing species from the list under the
Recovery program in light of the
resource available for delisting, which is
funded by a separate line item in the
budget of the Endangered Species
Program. So far during FY 2011, we
have completed delisting rules for three
species.) Given the limited resources
available for listing, we find that we are
making expeditious progress in FY 2011
in the Listing Program. This progress
included preparing and publishing the
following determinations:
FY 2011 COMPLETED LISTING ACTIONS
Publication date
Title
Actions
10/6/2010 ...........
Endangered Status for the Altamaha Spinymussel and Designation of Critical Habitat.
12-Month Finding on a Petition to list the Sacramento Splittail as
Endangered or Threatened.
Endangered Status and Designation of Critical Habitat for
Spikedace and Loach Minnow.
90-Day Finding on a Petition to List the Bay Springs Salamander as Endangered.
Determination of Endangered Status for the Georgia Pigtoe
Mussel, Interrupted Rocksnail, and Rough Hornsnail and Designation of Critical Habitat.
Listing the Rayed Bean and Snuffbox as Endangered .................
12-Month Finding on a Petition to List Cirsium wrightii (Wright’s
Marsh Thistle) as Endangered or Threatened.
Endangered Status for Dunes Sagebrush Lizard .........................
12-Month Finding on a Petition to List the North American Wolverine as Endangered or Threatened.
12-Month Finding on a Petition to List the Sonoran Population of
the Desert Tortoise as Endangered or Threatened.
12-Month Finding on a Petition to List Astragalus microcymbus
and Astragalus schmolliae as Endangered or Threatened.
Listing Seven Brazilian Bird Species as Endangered Throughout
Their Range.
90-Day Finding on a Petition to List the Red Knot subspecies
Calidris canutus roselaari as Endangered.
Endangered Status for the Sheepnose and Spectaclecase Mussels.
12-Month Finding on a Petition to List the Pacific Walrus as Endangered or Threatened.
90-Day Finding on a Petition To List the Sand Verbena Moth as
Endangered or Threatened.
Determination of Threatened Status for the New Zealand-Australia Distinct Population Segment of the Southern
Rockhopper Penguin.
12-Month Finding on a Petition to List Solanum conocarpum
(marron bacora) as Endangered.
12-Month Finding on a Petition to List Thorne’s Hairstreak Butterfly as Endangered.
12-Month Finding on a Petition to List Astragalus hamiltonii,
Penstemon flowersii, Eriogonum soredium, Lepidium ostleri,
and Trifolium friscanum as Endangered or Threatened.
90-Day Finding on a Petition to List the Wild Plains Bison or
Each of Four Distinct Population Segments as Threatened.
90-Day Finding on a Petition to List the Unsilvered Fritillary Butterfly as Threatened or Endangered.
12-Month Finding on a Petition to List the Mt. Charleston Blue
Butterfly as Endangered or Threatened.
90-Day Finding on a Petition to List the Texas Kangaroo Rat as
Endangered or Threatened.
Initiation of Status Review for Longfin Smelt ................................
Withdrawal of Proposed Rule to List the Flat-tailed Horned Lizard as Threatened.
Proposed Threatened Status for the Chiricahua Leopard Frog
and Proposed Designation of Critical Habitat.
Proposed Listing Endangered ...
75 FR 61664–61690.
Notice of 12-month petition finding, Not warranted.
Proposed Listing Endangered
(uplisting).
Notice of 90-day Petition Finding, Not substantial.
Final Listing Endangered ..........
75 FR 62070–62095.
10/7/2010 ...........
10/28/2010 .........
11/2/2010 ...........
11/2/2010 ...........
11/2/2010 ...........
11/4/2010 ...........
12/14/2010 .........
12/14/2010 .........
12/14/2010 .........
12/15/2010 .........
12/28/2010 .........
1/4/2011 .............
1/19/2011 ...........
2/10/2011 ...........
2/17/2011 ...........
2/22/2011 ...........
2/22/2011 ...........
2/23/2011 ...........
2/23/2011 ...........
2/24/2011 ...........
2/24/2011 ...........
3/8/2011 .............
3/8/2011 .............
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3/10/2011 ...........
3/15/2011 ...........
3/15/2011 ...........
3/22/2011 ...........
4/1/2011 .............
4/5/2011 .............
VerDate Mar<15>2010
12-Month Finding on a Petition to List the Berry Cave Salamander as Endangered.
90-Day Finding on a Petition to List the Spring Pygmy Sunfish
as Endangered.
12-Month Finding on a Petition to List the Bearmouth
Mountainsnail, Byrne Resort Mountainsnail, and Meltwater
Lednian Stonefly as Endangered or Threatened.
15:58 Oct 12, 2011
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Proposed Listing Endangered ...
Notice of 12-month petition finding, Warranted but precluded.
Proposed Listing Endangered ...
Notice of 12-month petition finding, Warranted but precluded.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 12-month petition finding, Warranted but precluded.
Final Listing Endangered ..........
Notice of 90-day Petition Finding, Not substantial.
Proposed Listing Endangered ...
Notice of 12-month petition finding, Warranted but precluded.
Notice of 90-day Petition Finding, Substantial.
Final Listing Threatened ............
Notice of 12-month petition finding, Warranted but precluded.
Notice of 12-month petition finding, Not warranted.
Notice of 12-month petition finding, Warranted but precluded
& Not Warranted.
Notice of 90-day Petition Finding, Not substantial.
Notice of 90-day Petition Finding, Not substantial.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 90-day Petition Finding, Substantial.
Notice of Status Review ............
Proposed rule withdrawal ..........
Proposed Listing Threatened;
Proposed Designation of Critical Habitat.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 90-day Petition Finding, Substantial.
Notice of 12-month petition finding, Not Warranted and Warranted but precluded.
E:\FR\FM\13OCP2.SGM
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FR pages
75 FR 66481–66552.
75 FR 67341–67343.
75 FR 67511–67550.
75 FR 67551–67583.
75 FR 67925–67944.
75 FR 77801–77817.
75 FR 78029–78061.
75 FR 78093–78146.
75 FR 78513–78556.
75 FR 81793–81815.
76 FR 304–311.
76 FR 3392–3420.
76 FR 7634–7679.
76 FR 9309–9318.
76 FR 9681–9692.
76 FR 9722–9733.
76 FR 9991–10003.
76 FR 10166–10203.
76 FR 10299–10310.
76 FR 10310–10319.
76 FR 12667–12683.
76 FR 12683–12690.
76 FR 13121–13122.
76 FR 14210–14268.
76 FR 14126–14207.
76 FR 15919–15932.
76 FR 18138–18143.
76 FR 18684–18701.
Federal Register / Vol. 76, No. 198 / Thursday, October 13, 2011 / Proposed Rules
63759
FY 2011 COMPLETED LISTING ACTIONS—Continued
Publication date
Title
Actions
4/5/2011 .............
90-Day Finding on a Petition To List the Peary Caribou and Dolphin and Union population of the Barren-ground Caribou as
Endangered or Threatened.
Proposed Endangered Status for the Three Forks Springsnail
and San Bernardino Springsnail, and Proposed Designation of
Critical Habitat.
90-Day Finding on a Petition To List Spring Mountains Acastus
Checkerspot Butterfly as Endangered.
90-Day Finding on a Petition to List the Prairie Chub as Threatened or Endangered.
12-Month Finding on a Petition to List Hermes Copper Butterfly
as Endangered or Threatened.
90-Day Finding on a Petition to List the Arapahoe Snowfly as
Endangered or Threatened.
90-Day Finding on a Petition to List the Smooth-Billed Ani as
Threatened or Endangered.
Withdrawal of the Proposed Rule to List the Mountain Plover as
Threatened.
90-Day Finding on a Petition To List the Spot-tailed Earless Lizard as Endangered or Threatened.
Listing the Salmon-Crested Cockatoo as Threatened Throughout
its Range with Special Rule.
12-Month Finding on a Petition to List Puerto Rican Harlequin
Butterfly as Endangered.
90-Day Finding on a Petition to Reclassify the Straight-Horned
Markhor (Capra falconeri jerdoni) of Torghar Hills as Threatened.
90-Day Finding on a Petition to List the Golden-winged Warbler
as Endangered or Threatened.
12-Month Finding on a Petition to List the Striped Newt as
Threatened.
12-Month Finding on a Petition to List Abronia ammophila,
Agrostis rossiae, Astragalus proimanthus, Boechera (Arabis)
pusilla, and Penstemon gibbensii as Threatened or Endangered.
90-Day Finding on a Petition to List the Utah Population of the
Gila Monster as an Endangered or a Threatened Distinct Population Segment.
Revised 90-Day Finding on a Petition To Reclassify the Utah
Prairie Dog From Threatened to Endangered.
12-Month Finding on a Petition to List Castanea pumila var.
ozarkensis as Threatened or Endangered.
90-Day Finding on a Petition to List the Eastern Small-Footed
Bat and the Northern Long-Eared Bat as Threatened or Endangered.
12-Month Finding on a Petition to List a Distinct Population Segment of the Fisher in Its United States Northern Rocky Mountain Range as Endangered or Threatened with Critical Habitat.
90-Day Finding on a Petition to List the Bay Skipper as Threatened or Endangered.
12-Month Finding on a Petition to List Pinus albicaulis as Endangered or Threatened with Critical Habitat.
Petition To List Grand Canyon Cave Pseudoscorpion .................
Notice of 90-day Petition Finding, Substantial.
76 FR 18701–18706.
Proposed Listing Endangered;
Proposed Designation of Critical Habitat.
Notice of 90-day Petition Finding, Substantial.
Notice of 90-day Petition Finding, Substantial.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 90-day Petition Finding, Substantial.
Notice of 90-day Petition Finding, Not substantial.
Proposed Rule, Withdrawal .......
76 FR 20464–20488.
4/12/2011 ...........
4/13/2011 ...........
4/14/2011 ...........
4/14/2011 ...........
4/26/2011 ...........
4/26/2011 ...........
5/12/2011 ...........
5/25/2011 ...........
5/26/2011 ...........
5/31/2011 ...........
6/2/2011 .............
6/2/2011 .............
6/7/2011 .............
6/9/2011 .............
6/21/2011 ...........
6/21/2011 ...........
6/28/2011 ...........
6/29/2011 ...........
6/30/2011 ...........
7/12/2011 ...........
7/19/2011 ...........
7/19/2011 ...........
7/26/2011 ...........
7/26/2011 ...........
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7/27/2011 ...........
8/2/2011 .............
8/2/2011 .............
8/2/2011 .............
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12-Month Finding on a Petition to List the Giant Palouse Earthworm (Drilolerius americanus) as Threatened or Endangered.
12-Month Finding on a Petition to List the Frigid Ambersnail as
Endangered.
Determination of Endangered Status for Ipomopsis polyantha
(Pagosa Skyrocket) and Threatened Status for Penstemon
debilis (Parachute Beardtongue) and Phacelia submutica
(DeBeque Phacelia).
12-Month Finding on a Petition to List the Gopher Tortoise as
Threatened in the Eastern Portion of its Range.
Proposed Endangered Status for the Chupadera Springsnail
(Pyrgulopsis chupaderae) and Proposed Designation of Critical Habitat.
90-Day Finding on a Petition to List the Straight Snowfly and
Idaho Snowfly as Endangered.
12-Month Finding on a Petition to List the Redrock Stonefly as
Endangered or Threatened.
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Notice of 90-day Petition Finding, Substantial.
Final Listing Threatened ............
FR pages
76 FR 20613–20622.
76 FR 20911–20918.
76 FR 20918–20939.
76 FR 23256–23265.
76 FR 23265–23271.
76 FR 27756–27799.
76 FR 30082–30087.
76 FR 30758–30780.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 90-day Petition Finding, Substantial.
76 FR 31282–31294.
Notice of 90-day Petition Finding, Substantial.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 12-month petition finding, Not Warranted and Warranted but precluded.
76 FR 31920–31926.
Notice of 90-day Petition Finding, Not substantial.
76 FR 36049–36053.
Notice of 90-day Petition Finding, Not substantial.
Notice of 12-month petition finding, Not warranted.
Notice of 90-day Petition Finding, Substantial.
76 FR 36053–36068.
76 FR 37706–37716.
Notice of 12-month petition finding, Not warranted.
76 FR 38504–38532.
Notice of 90-day Petition Finding, Substantial.
Notice of 12-month petition finding, Warranted but precluded.
Notice of 12-month petition finding, Not warranted.
Notice of 12-month petition finding, Not warranted.
Notice of 12-month petition finding, Not warranted.
Final
Listing
Endangered,
Threatened.
76 FR 40868–40871.
Notice of 12-month petition finding, Warranted but precluded.
Proposed Listing Endangered ...
Notice of 90-day Petition Finding, Not substantial.
Notice of 12-month petition finding, Not warranted.
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76 FR 31903–31906.
76 FR 32911–32929.
76 FR 33924–33965.
76 FR 38095–38106.
76 FR 42631–42654.
76 FR 42654–42658.
76 FR 44547–44564.
76 FR 44566–44569.
76 FR 45054–45075.
76 FR 45130–45162.
76 FR 46218–46234.
76 FR 46238–46251.
76 FR 46251–46266.
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FY 2011 COMPLETED LISTING ACTIONS—Continued
Publication date
Title
Actions
8/2/2011 .............
Listing 23 Species on Oahu as Endangered and Designating
Critical Habitat for 124 Species.
90-Day Finding on a Petition To List Six Sand Dune Beetles as
Endangered or Threatened.
Proposed Listing Endangered ...
76 FR 46362–46594.
Notice of 90-day Petition Finding, Not substantial and substantial.
Final Listing Endangered ..........
76 FR 47123–47133.
8/4/2011 .............
8/9/2011 .............
8/9/2011 .............
8/9/2011 .............
8/10/2011 ...........
8/10/2011 ...........
8/10/2011 ...........
8/11/2011 ...........
8/17/2011 ...........
Endangered Status for the Cumberland Darter, Rush Darter,
Yellowcheek Darter, Chucky Madtom, and Laurel Dace.
12-Month Finding on a Petition to List the Nueces River and
Plateau Shiners as Threatened or Endangered.
Four Foreign Parrot Species [crimson shining parrot, white
cockatoo, Philippine cockatoo, yellow-crested cockatoo].
Proposed Listing of the Miami Blue Butterfly as Endangered,
and Proposed Listing of the Cassius Blue, Ceraunus Blue,
and Nickerbean Blue Butterflies as Threatened Due to Similarity of Appearance to the Miami Blue Butterfly.
90-Day Finding on a Petition To List the Saltmarsh Topminnow
as Threatened or Endangered Under the Endangered Species
Act.
Emergency Listing of the Miami Blue Butterfly as Endangered,
and Emergency Listing of the Cassius Blue, Ceraunus Blue,
and Nickerbean Blue Butterflies as Threatened Due to Similarity of Appearance to the Miami Blue Butterfly.
Listing Six Foreign Birds as Endangered Throughout Their
Range.
90-Day Finding on a Petition to List the Leona’s Little Blue Butterfly as Endangered or Threatened.
Our expeditious progress also
includes work on listing actions that we
funded in FY 2010 and FY 2011 but
have not yet been completed to date.
These actions are listed below. Actions
in the top section of the table are being
conducted under a deadline set by a
court. Actions in the middle section of
the table are being conducted to meet
FR pages
76 FR 48722–48741.
Notice of 12-month petition finding, Not warranted.
Proposed Listing Endangered
and Threatened; Notice of 12month petition finding, Not
warranted.
Proposed Listing Endangered
Similarity of Appearance.
76 FR 48777–48788.
Notice of 90-day Petition Finding, Substantial.
76 FR 49412–49417.
Emergency Listing Endangered
Similarity of Appearance.
76 FR 49542–49567.
Final Listing Endangered ..........
76 FR 50052–50080.
Notice of 90-day Petition Finding, Substantial.
76 FR 50971–50979.
statutory timelines, that is, timelines
required under the Act. Actions in the
bottom section of the table are highpriority listing actions. These actions
include work primarily on species with
an LPN of 2, and, as discussed above,
selection of these species is partially
based on available staff resources, and
when appropriate, include species with
76 FR 49202–49236.
76 FR 49408–49412.
a lower priority if they overlap
geographically or have the same threats
as the species with the high priority.
Including these species together in the
same proposed rule results in
considerable savings in time and
funding, when compared to preparing
separate proposed rules for each of them
in the future.
ACTIONS FUNDED IN FY 2010 AND FY 2011 BUT NOT YET COMPLETED
Species
Action
Actions Subject to Court Order/Settlement Agreement
4 parrot species (military macaw, yellow-billed parrot, red-crowned parrot, scarlet macaw) 5 ...................................
4 parrot species (blue-headed macaw, great green macaw, grey-cheeked parakeet, hyacinth macaw) 5 .................
Longfin smelt ................................................................................................................................................................
12-month petition finding.
12-month petition finding.
12-month petition finding.
emcdonald on DSK5VPTVN1PROD with PROPOSALS2
Actions with Statutory Deadlines
Casey’s june beetle ......................................................................................................................................................
5 Bird species from Colombia and Ecuador ................................................................................................................
Queen Charlotte goshawk ............................................................................................................................................
Ozark hellbender 4 ........................................................................................................................................................
Altamaha spinymussel 3 ...............................................................................................................................................
6 Birds from Peru & Bolivia ..........................................................................................................................................
Loggerhead sea turtle (assist National Marine Fisheries Service) 5 ............................................................................
2 mussels (rayed bean (LPN = 2), snuffbox No LPN) 5 ..............................................................................................
CA golden trout 4 ..........................................................................................................................................................
Black-footed albatross ..................................................................................................................................................
Mojave fringe-toed lizard 1 ............................................................................................................................................
Kokanee—Lake Sammamish population 1 ...................................................................................................................
Cactus ferruginous pygmy-owl 1 ...................................................................................................................................
Northern leopard frog ...................................................................................................................................................
Tehachapi slender salamander ....................................................................................................................................
Coqui Llanero ...............................................................................................................................................................
Dusky tree vole .............................................................................................................................................................
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Final listing determination.
Final listing determination.
Final listing determination.
Final listing determination.
Final listing determination.
Final listing determination.
Final listing determination.
Final listing determination.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding/
Proposed listing.
12-month petition finding.
63761
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ACTIONS FUNDED IN FY 2010 AND FY 2011 BUT NOT YET COMPLETED—Continued
Species
Action
Leatherside chub (from 206 species petition) ..............................................................................................................
Platte River caddisfly (from 206 species petition) 5 .....................................................................................................
3 Texas moths (Ursia furtiva, Sphingicampa blanchardi, Agapema galbina) (from 475 species petition) .................
3 South Arizona plants (Erigeron piscaticus, Astragalus hypoxylus, Amoreuxia gonzalezii) (from 475 species petition).
5 Central Texas mussel species (3 from 475 species petition) ...................................................................................
14 parrots (foreign species) .........................................................................................................................................
Mohave Ground Squirrel 1 ............................................................................................................................................
Western gull-billed tern .................................................................................................................................................
OK grass pink (Calopogon oklahomensis) 1 ................................................................................................................
Ashy storm-petrel 5 .......................................................................................................................................................
Honduran emerald ........................................................................................................................................................
Eagle Lake trout 1 .........................................................................................................................................................
32 Pacific Northwest mollusks species (snails and slugs) 1 ........................................................................................
42 snail species (Nevada & Utah) ...............................................................................................................................
Spring Mountains checkerspot butterfly .......................................................................................................................
10 species of Great Basin butterfly ..............................................................................................................................
404 Southeast species .................................................................................................................................................
Franklin’s bumble bee 4 ................................................................................................................................................
American eel 4 ..............................................................................................................................................................
Aztec gilia 5 ...................................................................................................................................................................
White-tailed ptarmigan 5 ...............................................................................................................................................
San Bernardino flying squirrel 5 ....................................................................................................................................
Bicknell’s thrush 5 .........................................................................................................................................................
Sonoran talussnail 5 ......................................................................................................................................................
2 AZ Sky Island plants (Graptopetalum bartrami & Pectis imberbis) 5 ........................................................................
I’iwi 5 ..............................................................................................................................................................................
Humboldt marten ..........................................................................................................................................................
Desert massasauga ......................................................................................................................................................
Western glacier stonefly (Zapada glacier) ...................................................................................................................
Thermophilic ostracod (Potamocypris hunteri) .............................................................................................................
Sierra Nevada red fox 5 ................................................................................................................................................
Boreal toad (eastern or southern Rocky Mtn population) 5 ..........................................................................................
12-month
12-month
12-month
12-month
petition
petition
petition
petition
finding.
finding.
finding.
finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
12-month petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
90-day petition finding.
emcdonald on DSK5VPTVN1PROD with PROPOSALS2
High-Priority Listing Actions
20 Maui-Nui candidate species 2 (17 plants, 3 tree snails) (14 with LPN = 2, 2 with LPN = 3, 3 with LPN = 8) .......
8 Gulf Coast mussels (southern kidneyshell (LPN = 2), round ebonyshell (LPN = 2), Alabama pearlshell (LPN =
2), southern sandshell (LPN = 5), fuzzy pigtoe (LPN = 5), Choctaw bean (LPN = 5), narrow pigtoe (LPN = 5),
and tapered pigtoe (LPN = 11)) 4.
Umtanum buckwheat (LPN = 2) and white bluffs bladderpod (LPN = 9) 4 ..................................................................
Grotto sculpin (LPN = 2) 4 ............................................................................................................................................
2 Arkansas mussels (Neosho mucket (LPN = 2) & Rabbitsfoot (LPN = 9)) 4 .............................................................
Diamond darter (LPN = 2) 4 .........................................................................................................................................
Gunnison sage-grouse (LPN = 2) 4 ..............................................................................................................................
Coral Pink Sand Dunes Tiger Beetle (LPN = 2) 5 ........................................................................................................
Lesser prairie chicken (LPN = 2) .................................................................................................................................
4 Texas salamanders (Austin blind salamander (LPN = 2), Salado salamander (LPN = 2), Georgetown salamander (LPN = 8), Jollyville Plateau (LPN = 8)) 3.
5 SW aquatics (Gonzales Spring Snail (LPN = 2), Diamond Y springsnail (LPN = 2), Phantom springsnail (LPN =
2), Phantom Cave snail (LPN = 2), Diminutive amphipod (LPN = 2)) 3.
2 Texas plants (Texas golden gladecress (Leavenworthia texana) (LPN = 2), Neches River rose-mallow (Hibiscus
dasycalyx) (LPN = 2)) 3.
4 AZ plants (Acuna cactus (Echinomastus erectocentrus var. acunensis) (LPN = 3), Fickeisen plains cactus
(Pediocactus peeblesianus fickeiseniae) (LPN = 3), Lemmon fleabane (Erigeron lemmonii) (LPN = 8), Gierisch
mallow (Sphaeralcea gierischii) (LPN = 2)) 5.
FL bonneted bat (LPN = 2) 3 ........................................................................................................................................
3 Southern FL plants (Florida semaphore cactus (Consolea corallicola) (LPN = 2), shellmound applecactus
(Harrisia (=Cereus) aboriginum (=gracilis)) (LPN = 2), Cape Sable thoroughwort (Chromolaena frustrata) (LPN
= 2)) 5.
21 Big Island (HI) species 5 (includes 8 candidate species—6 plants & 2 animals; 4 with LPN = 2, 1 with LPN =
3, 1 with LPN = 4, 2 with LPN = 8).
12 Puget Sound prairie species (9 subspecies of pocket gopher (Thomomys mazama ssp.) (LPN = 3), streaked
horned lark (LPN = 3), Taylor’s checkerspot (LPN = 3), Mardon skipper (LPN = 8)) 3.
2 TN River mussels (fluted kidneyshell (LPN = 2), slabside pearlymussel (LPN = 2)) 5 ............................................
Jemez Mountain salamander (LPN = 2) 5 ....................................................................................................................
1 Funds
Proposed listing.
Proposed listing.
Proposed
Proposed
Proposed
Proposed
Proposed
Proposed
Proposed
Proposed
listing.
listing.
listing.
listing.
listing.
listing.
listing.
listing.
Proposed listing.
Proposed listing.
Proposed listing.
Proposed listing.
Proposed listing.
Proposed listing.
Proposed listing.
Proposed listing.
Proposed listing.
for listing actions for these species were provided in previous FYs.
funds for these high-priority listing actions were provided in FY 2008 or 2009, due to the complexity of these actions and competing
priorities, these actions are still being developed.
3 Partially funded with FY 2010 funds and FY 2011 funds.
4 Funded with FY 2010 funds.
5 Funded with FY 2011 funds.
2 Although
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emcdonald on DSK5VPTVN1PROD with PROPOSALS2
We have endeavored to make our
listing actions as efficient and timely as
possible, given the requirements of the
relevant law and regulations, and
constraints relating to workload and
personnel. We are continually
considering ways to streamline
processes or achieve economies of scale,
such as by batching related actions
together. Given our limited budget for
implementing section 4 of the Act, these
actions described above collectively
constitute expeditious progress.
The North Oregon Coast DPS of the
red tree vole will be added to the list of
candidate species upon publication of
this 12-month finding. We will continue
to monitor the status of this species as
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new information becomes available.
This review will determine if a change
in status is warranted, including the
need to make prompt use of emergency
listing procedures.
We intend that any proposed listing
action for the North Oregon Coast DPS
of the red tree vole will be as accurate
as possible. Therefore, we will continue
to accept additional information and
comments from all concerned
governmental agencies, the scientific
community, industry, or any other
interested party concerning this finding.
References Cited
A complete list of all references cited
is available on the internet at https://
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www.regulations.gov and on request
from the Oregon Fish and Wildlife
Office (see ADDRESSES).
Authors
The primary authors of this document
are the staff members of the Oregon Fish
and Wildlife Office.
Authority
The authority for this action is the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
Dated: September 19, 2011.
Daniel M. Ashe,
Director, Fish and Wildlife Service.
[FR Doc. 2011–25818 Filed 10–12–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 198 (Thursday, October 13, 2011)]
[Proposed Rules]
[Pages 63720-63762]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-25818]
[[Page 63719]]
Vol. 76
Thursday,
No. 198
October 13, 2011
Part II
Department of the Interior
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Fish and Wildlife Service
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50 CFR Part 17
Endangered and Threatened Wildlife and Plants; 12-Month Finding on a
Petition To List a Distinct Population Segment of the Red Tree Vole as
Endangered or Threatened; Proposed Rule
Federal Register / Vol. 76 , No. 198 / Thursday, October 13, 2011 /
Proposed Rules
[[Page 63720]]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R1-ES-2008-0086; 92210-5008-3922-10-B2]
Endangered and Threatened Wildlife and Plants; 12-Month Finding
on a Petition To List a Distinct Population Segment of the Red Tree
Vole as Endangered or Threatened
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Notice of 12-month petition finding.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), announce a
12-month finding on a petition to list a distinct population segment of
the red tree vole (Arborimus longicaudus) as endangered or threatened
and to designate critical habitat under the Endangered Species Act of
1973, as amended (Act). The Petition provided three listing options for
the Service to consider: Listing the dusky tree vole subspecies
throughout its range; listing the North Oregon Coast population of the
red tree vole (Arborimus longicaudus) as a distinct population segment
(DPS); or listing the red tree vole because it is endangered or
threatened in a significant portion of its range.
After review of the best available scientific and commercial
information, we have determined that listing the North Oregon Coast
population of the red tree vole as a DPS is warranted. However, the
development of a proposed listing rule is precluded by higher priority
actions to amend the Lists of Endangered and Threatened Wildlife and
Plants. Upon publication of this 12-month petition finding, we will add
this DPS of the red tree vole to our candidate species list. We will
develop a proposed rule to list this DPS of the red tree vole as our
priorities allow. We will make any determination on critical habitat
during development of the proposed listing rule. In any interim period,
we will address the status of the candidate taxon through our annual
Candidate Notice of Review (CNOR).
DATES: This finding was made on October 13, 2011.
ADDRESSES: This finding is available on the Internet at https://www.regulations.gov. Supporting documentation we used in preparing this
finding is available for public inspection, by appointment, during
normal business hours at the U.S. Fish and Wildlife Service, Oregon
Fish and Wildlife Office, 2600 S.E. 98th Ave., Suite 100, Portland, OR
97266; telephone 503-231-6179; facsimile 503-231-6195. Please submit
any new information, materials, comments, or questions concerning this
finding to the above street address.
FOR FURTHER INFORMATION CONTACT: Paul Henson, Ph.D., Field Supervisor,
U.S. Fish and Wildlife Service, Oregon Fish and Wildlife Office (see
ADDRESSES section). If you use a telecommunications device for the deaf
(TDD), call the Federal Information Relay Service (FIRS) at 800-877-
8339.
SUPPLEMENTARY INFORMATION:
Background
Section 4(b)(3)(B) of the Endangered Species Act (Act) (16 U.S.C.
1531 et seq.) requires that, for any petition to revise the Federal
Lists of Endangered and Threatened Wildlife and Plants that contains
substantial scientific and commercial information indicating that
listing may be warranted, we make a finding within 12 months of the
date of receipt of the petition on whether the petitioned action is:
(1) Not warranted; (2) warranted; or (3) warranted, but the immediate
proposal of a regulation implementing the petitioned action is
precluded by other pending proposals to determine whether species are
endangered or threatened, and expeditious progress is being made to add
or remove qualified species from the Federal Lists of Endangered and
Threatened Wildlife and Plants. Section 4(b)(3)(C) of the Act requires
that we treat a petition for which the requested action is found to be
warranted but precluded as though resubmitted on the date of such
finding; that is, requiring a subsequent finding to be made within 12
months. We must publish these 12-month findings in the Federal
Register.
Previous Federal Actions
On June 22, 2007, we received a petition dated June 18, 2007, from
the Center for Biological Diversity and six other organizations and
individuals (hereafter, ``the petitioners''), requesting that we list
the dusky tree vole as an endangered or threatened species and
designate critical habitat. The petitioners requested that if we found
the dusky tree vole was not a listable entity as a subspecies, we
either list the North Oregon Coast population of the red tree vole as a
distinct population segment (DPS), or list the red tree vole because it
is endangered or threatened in a significant portion of its range,
including the North Oregon Coast population. On September 26, 2007, we
sent a letter to Noah Greenwald, Center for Biological Diversity,
acknowledging our receipt of the petition and providing our
determination that emergency listing was not warranted for the species
at that time.
On October 28, 2008, we published a 90-day finding for the dusky
tree vole in the Federal Register (73 FR 63919). We found that the
petition presented substantial information indicating that listing one
of the following three entities as endangered or threatened may be
warranted:
(1) The dusky tree vole subspecies of the red tree vole;
(2) The North Oregon Coast DPS of the red tree vole; or
(3) The red tree vole because it is endangered or threatened in a
significant portion of its range.
As a result of that finding, we also initiated a status review of
the species, including an evaluation of the North Oregon Coast
population of red tree vole and the red tree vole throughout its range.
This notice constitutes our 12-month finding for the petition to list
the dusky tree vole as endangered or threatened.
Species Information
As a putative subspecies, the dusky tree vole is a member of the
red tree vole taxon. Some of the scientific literature is specific to
the ``dusky tree vole,'' but much of it describes the red tree vole and
does not distinguish among subspecies. For that reason, available
information on the red tree vole is presented below with the assumption
that it also applies to the dusky tree vole. If the information source
makes distinctions between the two, they are noted, as appropriate.
Published literature on the red tree vole also includes work conducted
on the closely related Sonoma tree vole (Arborimus pomo). Prior to
1991, these taxa were both considered red tree vole (Johnson and George
1991, entire). Where pertinent information is lacking or limited for
the red tree vole, information on the Sonoma tree vole is presented
because there have been no ecological or life-history differences noted
for the two species (Smith et al. 2003, p. 187).
Tree voles are small, mouse-sized rodents that live in conifer
forests and spend almost all of their time in the tree canopy. Tree
voles rarely come to the ground, and do so only to move briefly between
trees. They are one of the few animals to persist on a diet of conifer
needles, which is their principal food. When eating, tree voles strip
away the resin ducts within conifer needles and eat the remaining
portion; resin ducts contain terpenoid chemicals that make
[[Page 63721]]
them unpalatable to most species. Red tree voles live singly (or with
young, in the case of females) in nests made of vegetation and other
materials. Swingle (2005, p. 2) summarized the sizes of red tree vole
nests as ranging from ``very small ephemeral structures about the size
of a grapefruit, to large old maternal nests that may be nearly as
large as a bushel basket and completely encircle the trunk of the tree
(Taylor 1915; Howell 1926; Verts and Carraway 1998).'' Nests of females
tend to be larger than those of males. Males and females live separate
lives once leaving the nest, only coming together to breed. Further
details of the life-history characteristics of tree voles are presented
below.
Taxonomy and Description
Tree voles are less than 8.2 inches (in) (209 millimeters (mm))
long and weigh up to 1.7 ounces (oz) (49 grams (g)) (Hayes 1996, p. 1;
Verts and Carraway 1998, p. 301; Forsman 2010, pers. comm.). Pelage
(fur) color ranges from brownish red to bright brownish-red or orange-
red (Maser et al. 1981, p. 201). The darker coat color has been
attributed to the dusky tree vole (Bailey 1936, p. 198; Maser et al.
1981, p. 201). Melanistic (all black) forms of the dusky (Hayes 1996,
p. 1) and red tree vole (Swingle 2005, p. 46), as well as cream-colored
red tree voles (Swingle 2005, p. 82), rarely occur.
Howell (1926, p. 35) described several physical differences between
voles described as dusky tree voles and red tree voles. These
differences include coat color, as well as skull and dental
characteristics. However, Howell (1926, p. 34) based his description of
the red tree vole on the observations of 40 tree voles, 32 of which
were from California. At least 28 of the California tree voles were
collected from Carlotta, Humboldt County, within the range of what is
now considered the Sonoma tree vole (Howell 1926, p. 41; Blois and
Arbogast 2006, pp. 953-956). Howell's description of the red tree vole
was therefore based on a collection that was actually comprised
primarily of Sonoma tree voles, rendering the comparison to dusky tree
voles of questionable value.
The taxonomic history of red and dusky tree voles is complex; a
comprehensive description can be found in Miller et al. (2010, pp. 64-
65). The red tree vole was first described from a specimen collected in
Coos County, Oregon (True 1890, pp. 303-304), and originally placed in
the genus Phenacomys. The dusky tree vole was first described from a
dead specimen found in Tillamook County and originally classified as a
distinct species, P. silvicolus (Howell 1921, entire), later renamed P.
silvicola (Miller 1924, p. 400). Taylor (1915, p. 156) established the
subgenus Arborimus for tree voles, which Johnson (1968, p. 27; 1973, p.
243) later proposed elevating to full generic rank, although this genus
has not been universally adopted (e.g., Verts and Carraway 1998, pp.
309-311). For the purpose of this finding, we use the generic
classification, Arborimus, adopted by the petitioners.
Johnson (1968, p. 27) concluded that analysis of blood proteins and
hemoglobin from dusky and red tree voles ``* * * suggested combining
the named forms of Arborimus into a single species * * *''. Hall (1981,
p. 788) cited Johnson (1968, p. 27) as suggesting a ``subspecific
relationship of the two taxa,'' and others have cited Johnson as well
in supporting the classification of the dusky tree vole as a subspecies
(e.g., Maser and Storm 1970, p. 64; Johnson and George 1991, p. 1).
However, based on a lack of detectable genetic differences and a lack
of consistently verifiable morphological differences between dusky and
red tree voles, Bellinger et al. (2005, p. 207) suggested subspecific
status of the dusky tree vole may not be warranted.
Miller et al. (2006a, entire) analyzed mitochondrial DNA sequences
from red tree voles throughout their range in Oregon. This study was
not designed to address red tree vole taxonomy, but rather, how
historical processes may have affected the genetic diversity and
structure of the red tree vole across much of its range. The authors
found significant genetic discontinuities based on unique haplotypes
that result in three genetically distinct groupings of red tree voles.
A primary discontinuity divided the red tree vole's range into a
northern and a southern region in terms of genetic makeup as determined
from mitochondrial DNA. Some overlap of these two genetic groups
occurred, but in general, red tree voles north of Douglas and
southeastern Lane Counties were genetically different from tree voles
to the south (Miller et al. 2006a, Fig.1, pp. 146, 151-152). There are
no known geographic or geological features that coincide with this
genetic discontinuity that might explain this genetic break. The
northern genetic group was further subdivided by a secondary
discontinuity that coincided with the Willamette Valley, a non-forested
barrier currently separating individuals in the northern Oregon Coast
Range to the west from the Cascade Range to the east (Miller et al.
2006a, Fig.1, pp. 146, 151-152).
Although Miller et al. (2006a, entire) found genetic
discontinuities in the red tree vole in Oregon, the authors did not
comment on the taxonomic status of the species. Subsequent
conversations with the geneticists who authored this paper indicated
that the genetic differences described in Miller et al. (2006a, entire)
were substantial enough to potentially warrant taxonomically
classifying the three genetically distinct groups as separate
subspecies if there were corresponding differences in other traits,
such as behavior or morphology, to provide additional support (Miller
and Haig 2009, pers. comm.). Recent review of external morphological
characters by Miller et al. (2010, entire) did not distinguish dusky
tree voles from red tree voles, but the authors noted that additional
analysis of other physical characteristics (e.g., fur color) would be
required to better determine the dusky tree vole's taxonomic status.
The Integrated Taxonomic Information System (ITIS), a database
maintained by a partnership of U.S., Canadian, and Mexican agencies,
other organizations, and taxonomic specialists to provide
scientifically credible taxonomic information, does not recognize the
dusky tree vole as a subspecies of the red tree vole (information
retrieved 15 March 2011, from the ITIS database). Wilson and Reeder
(2005, entire) is the industry standard for mammalian taxonomy.
Subspecies were not recognized until the most recent edition, published
in 2005. Although Wilson and Reeder (2005, pp. 962-963) recognize the
dusky tree vole as a subspecies, the more recent research on tree vole
genetics and analyses attempting to clarify the taxonomic status of the
dusky tree vole have only become available subsequent to that review,
and therefore were not considered at the time that volume was
published.
Range and Distribution
Tree voles are endemic to the humid, coniferous forests of western
Oregon and northwestern California (Maser 1966, p. 7). The red tree
vole occurs in western Oregon from below the crest of the Cascade Range
to the Pacific coast (Hayes 1996, p. 2; Verts and Carraway 1998, pp.
309-310), with a geographic range covering approximately 16.3 million
acres (ac) (6.6 million hectares (ha)) across multiple ownerships (USDA
and USDI 2007, p. 287) (Figure 1).
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The southern boundary of the range of the red tree vole borders the
range of the Sonoma tree vole, which Johnson and George (1991, p. 12)
classified as a separate species from the red tree vole. Johnson and
George (1991, pp. 11-12) suggested the break between the ranges of
these two species was the Klamath Mountains along the Oregon-California
border. Murray (1995, p. 26) considered the boundary between the two
species to be the Klamath River in northwestern California. A recent
mitochondrial DNA analysis supports the classification of tree voles in
northwestern California (Del Norte County) as Arborimus longicaudus
(Blois and Arbogast 2006, pp. 956, 958).
The red tree vole has not been found north of the Columbia River
(Verts and Carraway 1998, p. 309), but the actual northern limit of its
historical distribution in northwestern Oregon is unclear. Within the
Oregon Coast Range, the northernmost tree vole collection site was in
the vicinity of Saddle Mountain in central Clatsop County (Verts and
Carraway 1998, pp. 310, 546; Forsman and Swingle 2009, pers. comm.).
Although no tree voles have been detected in recent search efforts in
northern Clatsop and Columbia
[[Page 63723]]
Counties (Forsman and Swingle 2009, unpublished data), the area
historically had extensive forests with large Douglas-fir (Pseudotsuga
menziesii) and western hemlock (Tsuga heterophylla) trees conducive to
tree vole habitat (Robbins 1997, pp. 205-206). Therefore, we believe it
is reasonable to assume that tree voles were present in those areas
prior to the late 1800s and early 1900s when virtually all old forests
in the region were clear-cut or burned. The Columbia River was
considered Oregon's most productive logging center in the late 1800s
(Robbins 1997, p. 220), and it is likely that virtually all of the
suitable tree vole habitat in Clatsop, Columbia, and Washington
Counties was removed before tree vole occurrence could be recorded.
Whether tree voles may persist undetected in Columbia County and
northern Clatsop County is not known at this time; although not
detected in the most recent search efforts, tree voles may be
overlooked if they are sparsely distributed or few in number.
Farther east, the red tree vole occurs in the Columbia River Gorge
from Wahkenna Creek to Seneca Fouts State Park, 4 miles (mi) (6
kilometers (km)) west of Hood River (Forsman et al. 2009b, p. 230). The
red tree vole range had been described as west of the crest of the
Cascade Range in Oregon (Corn and Bury 1986, p. 405). However, recent
surveys have also found them just east of the Cascade Range crest, in
the headwaters of the Lake Branch of Hood River, 19 mi (30 km)
southwest of the town of Hood River (Forsman et al. 2009b, p. 227).
Surveys conducted for red tree voles by the Forest Service and the
Bureau of Land Management as part of the Survey and Manage program
under the Northwest Forest Plan (NWFP) have provided additional
information on the distribution of the red tree vole (USDA and USDI
2007, p. 289). These surveys indicate red tree voles are uncommon and
sparsely distributed in much of the northern Coast Range and northern
Cascade Range of Oregon. Forsman et al. (2004, p. 300) reached the same
conclusion based on remains of red tree voles in pellets of northern
spotted owls (Strix occidentalis caurina), although data were sparse
from the northern Oregon Coast Range compared to the rest of the red
tree vole's range. Based on these surveys and data from owl pellets,
the eastern limit of red tree vole distribution in southwestern Oregon
appears to include forested areas in Josephine County and a narrow band
along the western and northern edges of Jackson County (Forsman et al.
2004, pp. 297-298; USDA and USDI 2007, p. 289).
Red tree voles are generally restricted to lower elevation
coniferous forests, although there are a few records of this species
above 4,265 feet (ft) (1,300 meters (m)) (Manning and Maguire 1999,
entire; Forsman et al. 2004, p. 300). Hamilton (1962, p. 503) suggested
red tree voles may be limited to lower elevations because their nests
do not provide adequate insulation during winter. Because tree voles
are active throughout the year, it is also possible they are absent
from high-elevation areas because they find it difficult to forage on
limbs covered with snow and ice during winter (Forsman et al. 2004, p.
300).
The range of the putative dusky tree vole is less clear than that
of the red tree vole. Johnson and George (1991, p. 12) described its
range as restricted to the western slope of the Coast Range in
Tillamook and Lincoln Counties. However, Maser (1966, p. 16) summarized
collection and nest records for the dusky tree vole from locations east
of the crest of the Coast Range down to the western edge of the
Willamette Valley in Washington, Yamhill, Polk, Benton, and Lane
Counties. Maser (2009, pers. comm.) believed the southern limit of the
dusky tree vole to be in the vicinity of the Smith or Umpqua Rivers
(western Douglas County) based on a shift in vole behavior and habitat
type. Brown (1964, p. 648) mentioned four dusky tree vole museum
specimens collected near Molalla in Clackamas County east of the
Willamette Valley. Howell (1926, p. 34) referred to Stanley Jewett, a
fellow naturalist, finding ``unmistakable evidence'' of red tree voles
in old nests near Bonneville, in far eastern Multnomah County at the
foot of the Cascade Range, and then goes on to say, ``Though this sign
may possibly have been of longicaudus, it is considered more likely to
have been of silvicola.'' However, he did not elaborate on why he
concluded that it was indicative of the dusky tree vole. Maser (1966,
p. 8) observed that tree voles historically collected north of Eugene
and west of the Willamette Valley were typically classified as dusky
tree voles, while those collected north of Eugene and east of the
Willamette Valley were almost all identified as red tree voles.
Home Range and Dispersal
The only published data on home range sizes and dispersal come from
red tree voles radio-collared in the southern Coast Range and southern
Cascades of Douglas County in southwestern Oregon (Swingle 2005, pp.
51-63, 84-89; Swingle and Forsman 2009, entire). Of 45 radio-collared
red tree voles, 18 had home ranges consisting of their nest tree and a
few adjacent trees, whereas the remainder occupied up to 6 different
nests spaced up to 532 ft (162 m) apart in different trees (Swingle and
Forsman 2009, p. 277). Mean and median home ranges were 0.43 ac (0.17
ha) and 0.19 ac (0.08 ha), respectively (Swingle and Forsman 2009, p.
278). Home range sizes did not differ among gender, age, or among voles
occurring in young (22-55 years old) versus old (110-260 years old)
forests (Swingle and Forsman 2009, pp. 277-279). An unpublished study
conducted by Brian Biswell and Chuck Meslow found mean male home ranges
of 0.86 ac (0.35 ha) and mean female home ranges of 0.37 ac (0.15 ha)
(Biswell and Meslow, unpublished data referenced in USDA and USDI
2000b, p. 8). Dispersal distances of nine subadults ranged from 10 to
246 ft (3 to 75 m) (Swingle 2005, p. 63). The longest known straight-
line dispersal distance was for a subadult male who traveled 1,115 ft
(340 m) over the course of 40 days (Biswell and Meslow, unpublished
data referenced in USDA and USDI 2000b, p. 8).
Habitat
Red tree voles are found exclusively in conifer forests or in mixed
forests of conifers and hardwoods (Hayes 1996, p. 3). Throughout most
of their range, they are principally associated with Douglas-fir for
foraging and nesting (Jewett 1920, p. 165; Bailey 1936, p. 195).
However, their nests have also been documented in Sitka spruce (Picea
sitchensis) (Jewett 1920, p. 165), grand fir (Abies grandis), western
hemlock, Pacific yew (Taxus brevifolia), and non-conifers such as
bigleaf maple (Acer macrophyllum) and golden chinquapin (Castanopsis
chrysophylla) (Swingle 2005, p. 31). Hardwoods are generally not
recognized as an important habitat component (USDA and USDI 2002, p.
1). Tree vole nests are located in the forest canopy and are
constructed from twigs and resin ducts discarded from feeding, as well
as fecal pellets, lichens, dead twigs, and conifer needles (Howell
1926, p. 46; Clifton 1960, pp. 53-60; Maser 1966, pp. 94-96; Gillesberg
and Carey 1991, p. 785; Forsman et al. 2009a, p. 266). On the occasions
when tree voles nest in non-conifers or snags, they are virtually
always in trees that have limbs interconnected with adjacent live
conifers where the voles can obtain food (Maser 1966, p. 78; Swingle
2005, p. 31). Within the northern Oregon Coast Range, primarily in the
Sitka spruce plant series (see Distinct Vertebrate Population Segment
Analysis for plant
[[Page 63724]]
series description), tree vole diet and nest tree species selection
favors western hemlock and Sitka spruce (Walker 1930, pp. 233-234;
Forsman et al. 2008, Table 2; Forsman and Swingle 2009, pers. comm.;
Maser 2009, pers. comm.), although some vole nests have been found in
Douglas-fir in this plant series (Howell 1921, p. 99; Jewett 1930, pp.
81-83; Forsman and Swingle 2009, pers. comm.).
Based on their study of small mammal habitat associations in the
Oregon Coast Range, Martin and McComb (2002, p. 262) considered red
tree voles to be habitat specialists. In that study of forests of
different patch types, red tree voles selected ``conifer large
sawtimber patch types'' and landscapes that minimize fragmentation of
mature conifer forest (Martin and McComb 2002, pp. 259, 261, 262). The
vegetation classification scheme used by Martin and McComb (2002, p.
257) defines the conifer large sawtimber patch type as forest patches
with greater than 70 percent conifer composition, more than 20 percent
canopy cover, and mean diameter at breast height (dbh) of greater than
21 in (53.3 cm) (it should be noted that studies where researchers
actually measured the canopy cover of stands used by red tree voles
indicate the minimum canopy cover requirements of red tree voles are
much higher, on the order of 53 to 66 percent (e.g., Swingle 2005, p.
39)). Red tree voles were most abundant in contiguous mature conifer
forest (unfragmented landscapes), and were negatively affected by
increasing patch densities at the landscape scale (Martin and McComb
2002, p. 262).
Although red and Sonoma tree voles occur and nest in young forests
(Jewett 1920, p. 165; Brown 1964, p. 647; Maser 1966, p. 40; Corn and
Bury 1986, p. 404; Thompson and Diller 2002, entire; Swingle and
Forsman 2009, p. 277), most comparisons of relative abundance from
pitfall trapping and nest presence data show increased occurrence in
older forests throughout the range of these species (Corn and Bury
1986, p. 404; Corn and Bury 1991, pp. 251-252; Ruggiero et al. 1991, p.
460; Meiselman and Doyle 1996, p. 38; Gomez and Anthony 1998, p. 296;
Martin and McComb 2002, p. 261; Jones 2003, p. 29; Dunk and Hawley
2009, entire). The occurrence of active nests in remnant older trees in
younger stands indicates the importance of legacy structural
characteristics (USDA and USDI 2002, p. 1). Although the bulk of the
evidence points to forests with late-successional characteristics as
important to the red tree vole, we lack specific data on the minimum
size of trees or stands required to sustain populations of the red tree
vole over the long term.
There is no single description of red tree vole habitat and a wide
variety of terms have been used to describe the older forest stands the
tree voles tend to select (e.g., late-successional, old-growth, large
conifer, mature, structurally complex). Where these terms appear in
cited literature, or where specific ages are referred to, we refer to
them in this analysis. Otherwise, we use the term ``older forest'' when
collectively referring to these stand conditions. In using the term
``older forest,'' we are not implying a specific stand age that
represents tree vole habitat. Rather, we use the term to represent the
mixture of old and large trees, multiple canopy layers, snags and other
decay elements, understory development and biologically complex
structure and composition often found in forests selected by tree
voles.
The most extensive and intensive analysis of red tree vole habitat
associations on Federal lands throughout the vole's range found a
strong association between tree vole nest presence and late-
successional and old-growth forest conditions (forests over 80 years
old), with optimal red tree vole habitat being especially rare (Dunk
and Hawley 2009, p. 632). Throughout their range on Federal land, the
probability of red tree vole nest presence (Po) in the highest quality
habitat (forest exhibiting late-successional structural
characteristics) was 7 times more than expected based on the
proportional availability of that habitat, whereas in lowest quality,
early-seral forest conditions, Po was 7.6 times less than expected
based on availability (Dunk and Hawley 2009, p. 632). In other words,
red tree voles demonstrated strong selection for nesting in stands with
older forest characteristics, even though that forest type was
relatively rare across the landscape. Conversely, tree voles avoided
nesting in younger stand types that were much more common across the
landscape.
Trees containing tree vole nests are significantly larger in
diameter and height than those without nests (Gillesberg and Carey
1991, p. 785; Meiselman and Doyle 1996, p. 36 for the Sonoma tree
vole). Other forest conditions associated with red tree vole habitat
include the number of large trees and variety of tree size distribution
(Dunk and Hawley 2009, p. 632). Carey (1991, p. 8) suggested that tree
voles seem especially well-suited to the stable conditions of old-
growth Douglas-fir forests (multi-layered stands over 200 years old,
with decay elements). Old-growth trees may be optimum tree vole habitat
because primary production is high and needles are concentrated,
providing maximum food availability (Carey 1991, p. 8). In addition,
old-growth canopy buffers weather changes and has high water-holding
capacity, providing fresh foliage and a water source (Gillesberg and
Carey 1991, pp. 786-787), as well as numerous cavities and large limbs
that provide stable nest substrates.
As noted above, tree voles can be found in younger forests,
sometimes at fairly high densities (Howell 1926, pp. 41-45: Maser 1966,
pp. 216-217; Thompson and Diller 2002, p. 95). It is not understood how
younger forests influence the abundance, persistence, or dispersal of
red tree voles. Carey (1991, p. 34) suggested younger forests were
population sinks for red tree voles. Based on surveys in young forests
(22-55 years old) and observations of radio-collared tree voles,
Swingle (2005, pp. 78, 94) and Swingle and Forsman (2009, pp. 283-284)
concluded that some young forests may be important habitat for tree
voles, particularly in landscapes where old forests have largely been
eliminated or currently exist in isolated patches. However, Swingle
(2005, pp. 78, 94) cautioned against using the occasional presence of
tree voles in young forests to refute the importance of old forest
habitats to tree voles. Young forest stands may serve as interim
habitat for tree voles and may provide connectivity between remnant
patches of older forest, but whether younger forests are capable of
supporting viable populations of tree voles over the long term is
uncertain. The limited evidence available suggests that tree vole
occupation of younger forest stands may be relatively short-lived
(Diller 2010, pers. comm.) or intermittent (Hopkins 2010, pers. comm.).
After weighing all of the best available information, we conclude
that although red tree voles may use younger forest types to some
degree, the preponderance of evidence suggests red tree voles
demonstrate strong selection for forests with older forest conditions,
as well as contiguous forest conditions. Whether tree voles can
potentially persist in younger forests over the long term is unknown
(USDA and USDI 2007, p. 291). However, although the data are limited,
the available evidence suggests that red tree voles likely do not
maintain long-term or consistent populations in younger stands (Diller
2010, pers. comm.; Hopkins 2010, pers. comm.). There is a relatively
large body of evidence, on the other hand, that red tree voles exhibit
strong selection for areas of contiguous habitat exhibiting
[[Page 63725]]
conditions characteristics of older, mature forests (Corn and Bury
1986, p. 404; Corn and Bury 1991, pp. 251-252; Ruggiero et al. 1991, p.
460; Meiselman and Doyle 1996, p. 38; Gomez and Anthony 1998, p. 296;
Martin and McComb 2002, p. 261; Jones 2003, p. 29; Dunk and Hawley
2009, entire). We therefore further conclude that unfragmented forests
with late-successional characteristics are thus most likely to provide
for the long-term persistence of the species, and in this finding we
consider these older forest types as representative of high-quality
habitat for the red tree vole.
Tree voles may tolerate some forest fragmentation, but the point at
which forest gaps become large enough to impede their movements or
successful dispersal is not known. Howell (1926, p. 40) suggested that
``considerable'' expanses of land without suitable trees are a barrier
to tree vole movements. However, as noted earlier, known dispersal
distances for red tree voles are quite short, ranging from 10 to 246 ft
(3 to 75 m) (Swingle 2005, p. 63), with 1,115 ft (340 m) being the
longest known dispersal distance (Biswell and Meslow, unpublished data
referenced in USDA and USDI 2000b, p. 8). This suggests that relatively
small distances, roughly less than 1,200 ft (366 m) between forest
patches, may serve as effective barriers to dispersal or recolonization
for red tree voles. Radio-collared tree voles crossed logging roads,
first-order streams, and canopy gaps up to 82 ft (25 m) wide (Biswell
and Meslow, unpublished data referenced in USDA and USDI 2000b, p. 8;
Swingle and Forsman 2009, p. 283). Some of these crossings occurred on
multiple occasions by a single vole. This suggests that ``small forest
gaps'' (Swingle 2005, p. 79) may not greatly impair tree vole movement,
but increasing gap size may be expected to limit tree vole movement. In
addition, Swingle (2005, p. 79) suggested that the necessity of
descending to the ground to cross openings may reduce survival. There
are three records of red tree voles captured in clearcuts (Borrecco
1973, pp. 34, 36; Corn and Bury 1986, pp. 404-405; Verts and Carraway
1998, p. 310), in one case over 656 ft (200 m) from the forest edge. In
two of these instances, the authors suggested the individuals were most
likely in the act of dispersing.
In summary, based on our evaluation of the best scientific and
commercial data available, as detailed above, for the purposes of this
finding we consider older forests with late-successional
characteristics to represent high-quality habitat for red tree voles,
and younger forests in early-seral condition to represent low-quality,
transitional habitat for red tree voles. In addition, we consider it
likely that younger forests only play a role as interim, low-quality
habitat for red tree voles if they occur in association with older
forest patches or remnants.
Reproduction
Red tree vole litter sizes are among the smallest compared to other
rodents of the same subfamily, averaging 2.9 young per litter (range 1
to 4) (Maser et al. 1981, p. 205; Verts and Carraway 1998, p. 310).
Clifton (1960, pp. 119-120) reported that captive tree voles became
sexually mature at 2.5 to 3.0 months of age. Females breed throughout
the year, with most reproduction occurring between February and
September (Swingle 2005, p. 71). Red tree voles are capable of breeding
and becoming pregnant immediately after a litter is born (Clifton 1960,
p. 130; Hamilton 1962, pp. 492-495; Brown 1964, pp. 647-648), resulting
in the potential for females to have two litters of differently aged
young in their nests (Swingle 2005, p. 71; Forsman et al. 2009a, p.
270). Captive tree voles may have litters just over a month apart
(Clifton 1960, p. 130). Forsman et al. (2009a, p. 270) observed two
female voles in the wild that produced litters at 30 to 35 day
intervals. Young tree voles develop more slowly than similar-sized
rodents of the same subfamily (Howell 1926, pp. 49-50; Maser et al.
1981, p. 205), first exiting the nest at 30 to 35 days old, and not
dispersing until they are 47 to 60 days old (Swingle 2005, p. 63;
Forsman et al. 2009a, pp. 268-269).
Diet
Tree voles are unique in that they feed exclusively on conifer
needles and the tender bark of twigs that they harvest from conifers.
In most of their range, they feed primarily on Douglas-fir (Howell
1926, p. 52; Benson and Borell 1931, p. 230; Maser et al. 1981, p.
205). In portions of the northern coastal counties of Oregon (Lincoln,
Tillamook, and Clatsop), tree voles also consume needles from western
hemlock and Sitka spruce, and in some parts of their range they feed on
grand fir, bishop pine (Pinus muricata), and introduced Monterrey pine
(P. radiata) (Jewett 1920, p. 166; Howell 1926, pp. 52-53; Walker 1930,
p. 234; Wooster and Town 2002, pp. 182-183; Forsman and Swingle 2009,
pers. comm.; Swingle 2010, pers. comm.). Conifer needles contain
filamentous resin ducts that are filled with terpenoids, chemicals that
serve as defensive mechanisms for trees by making the leaves
unpalatable. Tree voles have adapted to their diet of conifer needles
by stripping away these resin ducts and eating the more palatable
portion of the needle (Benson and Borell 1931, pp. 228-230; Perry 1994,
pp. 453-454; Maser 1998, pp. 220-221; Kelsey et al. 2009, entire).
Resin ducts typically run the length of the needle, but may be located
in different portions of the needle, depending on the tree species;
this forces the tree vole to behave differently depending on the tree
species on which they forage. As an example, the resin ducts in
Douglas-fir needles are located along the outer edges of the needle, so
tree voles remove the outside edge and consume the remaining middle
portion of the needle. Conversely, the resin ducts of western hemlock
are located away from the outside edges along the midline of the
needle. Thus, voles foraging on hemlock needles will consume the outer
edge of the needle and discard the center (Clifton 1960, pp. 35-45;
Forsman and Swingle 2009, pers. comm.; Kelsey et al. 2009, entire;
Maser 2009, pers. comm.).
Within the Sitka spruce plant series of the northern Oregon Coast
Range of Oregon, tree voles appear to prefer, and perhaps require, a
diet of western hemlock and Sitka spruce needles (Walker 1930, p. 234;
Forsman and Swingle 2009, pers. comm.; Maser 2009, pers. comm.;). Voles
in the Sitka spruce plant series rarely forage on Douglas-fir, even
where it is available; foraging on Douglas-fir only becomes more
evident where the Sitka spruce plant series transitions into the
adjacent western hemlock series (Forsman and Swingle 2009, pers. comm.;
Forsman and Swingle 2009, unpublished data). Maser (2009, pers. comm.)
observed that tree voles adapted to a diet of western hemlock starved
to death in captivity because they would not eat the Douglas-fir
needles they were offered. Because the resin ducts of western hemlock,
Sitka spruce, and Douglas-fir needles are in different locations on the
needle, their removal requires a different behavior depending on which
species is being eaten (Clifton 1960, pp. 35-49; Kelsey et al. 2009,
entire). Maser (2009, pers. comm.) suspected that voles raised in
stands of western hemlock never learned the required behavior for
eating Douglas-fir, although Walker (1930, p. 234) observed a captive
vole raised on hemlock needles that preferred hemlock but would eat fir
or spruce in the absence of hemlock. Conversely, voles taken from
Douglas-fir stands have been observed to eat both Douglas-fir and
western hemlock in captivity (Clifton
[[Page 63726]]
1960, p. 44; Maser 2009, pers. comm.), although voles appear to be
reluctant to switch between tree species (Walker 1930, p. 234; Forsman
2010, pers. comm.).
Tree voles appear to obtain water from their food and by licking
water off of tree foliage (Clifton 1960, p. 49; Maser 1966, p. 148;
Maser et al. 1981, p. 205; Carey 1996, p. 75). In keeping captive
Sonoma tree voles, Hamilton (1962, p. 503) noted that it was important
to keep leaves upon which they fed moist, otherwise the voles would
lose weight and die. The need for free water in the form of rain or dew
on foliage may explain why the distribution of tree voles is limited to
relatively humid forests in western Oregon and California (Howell 1926,
p. 40; Hamilton 1962, p. 503). However, there are no quantitative data
on water consumption by tree voles, and some forests in which they
occur (e.g., portions of southwestern Oregon) have little rain or dew
during the summer months. How they are able to persist under such
conditions is unclear.
Mortality
In the only quantitative study conducted to date, Swingle et al.
(2010, p. 258) found that weasels (Mustela spp.) were the primary
predators of red tree voles. However, many other animals feed on tree
voles, including ringtails (Bassariscus astutus) (Alexander et al.
1994, p. 97), fisher (Martes pennanti) (Golightly et al. 2006, p. 17),
northern spotted owls (Forsman et al., 1984, p. 40), barred owls (Strix
varia) (Wiens 2010, pers. comm.), and a variety of other nocturnal and
diurnal raptors (Miller 1933, entire; Maser 1965a, entire; Maser 1965b,
entire; Forsman and Maser 1970, entire; Reynolds 1970, entire; Graham
and Mires 2005, entire). Other documented predators include the
Steller's jay (Cyanocitta stelleri) (Howell 1926, p. 60), a gopher
snake (Pituophis catenifer) (Swingle et al. 2010, p. 258), domestic
dogs (Canis familiaris) (Swingle et al. 2010, p. 258), and house cats
(Felis catus) (Swingle 2005, pp. 90-91). In addition, Maser (1966, p.
164) found tree vole nests that had been torn apart and inferred the
destruction was likely caused by northern flying squirrels (Glaucomys
sabrinus), raccoons (Procyon lotor), western gray squirrels (Sciurus
griseus), or Douglas' squirrels (Tamiasciurus douglasii), apparently in
search of young voles. Forsman (2010, pers. comm.) recorded video
footage of northern flying squirrels, western gray squirrels, and
Douglas' squirrels chasing tree voles or tearing into tree vole nests
in what appeared to be attempts to capture voles.
Swingle et al. (2010, p. 259) estimated annual survival of radio-
collared tree voles to be 15 percent. Little is known about the
vulnerability of red tree voles to predators in different habitats.
Swingle (2005, pp. 64, 90) found that of 25 documented cases of
predation on radio-collared voles, most occurred in young (22-55 years
old) forests (Forsman and Swingle 2009, pers. comm.). Predation by
weasels, which accounted for 60 percent of the predation events,
occurred only in the 22-55-year-old forests, and 80 percent of the
weasel predation was on female voles. Most of the radio-collared sample
consisted of females and were in young forest, so forest age and vole
gender explained little of the variation in the data (Forsman 2010,
pers. comm.; Swingle 2010, pers. comm.). Although there was no
statistical difference in predation rates among forest ages and vole
gender, Swingle et al. (2010, p. 260) suspected weasel predation on
tree voles may be inversely proportional to nest height. Tree vole
nests tend to be found in the lower portion of the tree crown
(Gillesburg and Carey 1991, pp. 785-786; Swingle 2005, pp. 29-30), and
tree vole nests tend to be higher above the ground in older stands or
larger trees than in younger stands or smaller trees (Zentner 1966, pp.
18-20; Vrieze 1980, pp. 18, 32-33; Meiselman and Doyle 1996, p. 38;
Swingle 2005, pp. 29-30). Thus, tree voles could be more prone to
predation in shorter trees that comprise younger stands and limit the
height of nests above the ground. Swingle et al. (2010, p. 261) also
suggested that female tree voles may be more susceptible to predation
than males because they occupy larger, more conspicuous nests and spend
more time outside the nest collecting food for their young.
Other mortality sources include disease, old age, storms, forest
fires, and logging (Maser et al. 1981, p. 206). Carey (1991, p. 8)
suggested that forest fires and logging are far more important
mortality factors than predation in limiting vole abundance.
Defining a Species Under the Act
Section 3(16) of the Act defines ``species'' to include any species
or ``subspecies of fish or wildlife or plants, and any distinct
population segment of any species of vertebrate fish or wildlife which
interbreeds when mature'' (16 U.S.C. 1532(16)). Our implementing
regulations at 50 CFR 424.11 provide further guidance for determining
whether a particular taxon or population is a species for the purposes
of the Act: ``[T]he Secretary shall rely on standard taxonomic
distinctions and the biological expertise of the Department and the
scientific community concerning the relevant taxonomic group'' (50 CFR
424.11(a)). As previously noted, we were petitioned to list the dusky
tree vole as a subspecies of the red tree vole. The petitioners
requested that if we found that the dusky tree vole was not a listable
entity as a subspecies, then we subsequently consider whether it should
be listed as the North Oregon Coast DPS of the red tree vole.
Alternatively, the petitioners requested that the dusky tree vole be
protected by listing the red tree vole because it is endangered or
threatened in a significant portion of its range. The analysis to
determine whether this is a viable subspecies or DPS according to
section 3(16) of the Act follows.
Subspecies Analysis
There is no universally accepted definition of what constitutes a
subspecies, and the use of the term subspecies may vary among taxonomic
groups (Haig et al. 2006, entire). To be operationally useful,
subspecies must be discernible from one another (i.e., diagnosable),
not merely exhibit mean differences (Patten and Unitt 2002, pp. 28,
34). This element of ``diagnosability,'' or the ability to consistently
distinguish between populations, is a common thread that runs through
all subspecies concepts. It is important to use multiple sources of
information when evaluating a taxon's status. The greater the
concurrence among multiple morphological, molecular, ecological,
behavioral, and physiological characteristics, the higher the level of
confidence in the taxonomic classification (Haig et al. 2006, p. 1591).
To assess subspecies classification for the dusky tree vole, we
evaluated all the available data to determine whether the evidence
points to a consistent separation of the putative dusky tree voles from
the remaining population of red tree voles. If the assessment of these
multiple characteristics provides a clear and consistent separation of
the putative dusky tree vole subspecies from the remaining red tree
vole population, such that any individual from the range of the dusky
tree vole would likely be correctly assigned to that subspecies on the
basis of the suite of characteristics analyzed, that evidence would be
considered indicative of a likely valid subspecies.
Geography
As described under Range and Distribution, there is no clear
demarcation for the range of the putative dusky tree vole. All
[[Page 63727]]
descriptions include the western slope of the northern Oregon Coast
Range, typically Tillamook and Lincoln Counties. Other descriptions
expand this range to include the east slope of the Oregon Coast Range
(Maser 1966, p. 16), and south to include the coastal portion of
Douglas County (Maser 2009, pers. comm.). Still others suggest tree
voles found in the foothills of the Cascade Range (Brown 1964, p. 648)
and in the Columbia River Gorge (Howell 1926, p. 34) were dusky tree
voles. Contemporary descriptions of the dusky tree vole range usually
reference Johnson and George (1991, p. 12), who, despite not finding
any strong morphometric or karyologic (chromosomal) differences between
the subspecies, state the two taxa, ``* * * now can be properly
delineated geographically.'' Johnson and George (1991, p. 12) go on to
describe the dusky tree vole range as the Pacific slope of the Oregon
Coast Range in Tillamook and Lincoln Counties without substantiating
the basis for their geographic delineation. There is thus no clear and
consistent description of what may constitute the range of the ``dusky
tree vole.''
Blood Proteins
Johnson (1968, p. 27) analyzed blood proteins of dusky tree voles,
red tree voles, and heather voles (Phenacomys intermedius) to determine
whether Arborimus should remain as a subgenus under Phenacomys or be
elevated to a full genus. Multiple authors cite this work to support
the classification of the dusky tree vole as a subspecies of the red
tree vole (e.g., Maser and Storm 1970, p. 64; Hall 1981, p. 788;
Johnson and George 1991, p. 1). However, we fail to reach this
conclusion based on Johnson's (1968, p. 27) work. Johnson (1968, p. 27)
describes his results as follows:
The tree mice of the species Arborimus longicaudus (including A.
silvicola) have in the past been included with the heather vole,
Phenacomys intermedius. Two specimens of P. intermedius (of two
subspecies) and 16 specimens of A. longicaudus (of two subspecies)
were examined. In these two species the serum proteins and
hemoglobins have suggested combining the named forms of Arborimus
into a single species, and separating the genera Arborimus and
Phenacomys.
Although Johnson (1968, p. 27) concluded that the named forms
longicaudus and silvicola should be combined, he did not make any
further determination on whether or not silvicola should be retained as
a subspecies. We therefore question whether Johnson (1968, p. 27)
definitively designates silvicola as a subspecies. While Hall (1981, p.
788) cited Johnson (1968, p. 27) as suggesting a ``subspecific
relationship of the two taxa,'' he also notes that this designation is
a ``provisional arrangement'' because of the existing uncertainty about
the relationship of the two taxa.
Genetics
In this section and the Summary section below we describe and
analyze the research on tree vole genetics as it relates to answering
the question of whether or not the dusky tree vole is a taxonomically
valid subspecies of the red tree vole. This should not be confused with
our analysis later in this document (see Distinct Vertebrate Population
Segment Analysis) wherein we evaluate the genetics research as it
relates to its contribution towards determining the discreteness and
significance of a potential DPS of the red tree vole.
Bellinger et al. (2005, p. 207) failed to find detectable genetic
differences between dusky and red tree voles, suggesting that
subspecific status may not be warranted. Miller et al. (2006a, p. 145)
found three distinct genetic entities in their analysis of
mitochondrial DNA of red tree voles throughout Oregon. For this
analysis, we are interested in the genetic entity that Miller et al.
(2006a, p. 151) labeled the ``Northern Coast range'' sequence. While
Miller et al. (2006a, entire) do not describe specific boundaries for
this entity, the sampling locations in this entity are distributed
across the northern Oregon Coast Range, extending south to latitudes
roughly equivalent with the cities of Eugene and Florence (see Figure 1
for city locations). This genetic entity encapsulates most of the range
descriptions of the putative dusky tree vole. Although the objective of
Miller et al. (2006a, entire) was not to address the taxonomy of the
dusky tree vole, in subsequent conversations with the authors, they
concluded that the genetic differences between these groups were
sufficient to potentially support subspecies recognition if there were
congruent differentiations in other characteristics (Miller and Haig
2009, pers. comm.).
Morphology
The dusky tree vole has been described as darker than the red tree
vole (Bailey 1936, p. 198; Maser et al. 1981, p. 201; Hall 1981, p.
788; Johnson and George 1991, p. 12), but there has been no analysis to
indicate an identifiable change in coat color either between the two
entities or that corresponds with the boundaries of the haplotype
groups found in Miller et al. (2006a, entire) (see Genetics, above).
Maser (2007, pers. comm.; 2009, pers. comm.) postulated that the darker
coat color in voles from the northern Oregon Coast Range was due to the
denser, darker forests in which a darker coat provided a more cryptic
coloration than a lighter coat color. Assuming this hypothesis is
correct, because there is a gradual transition of tree species and
forest composition as one progresses south in the Coast Range, it is
reasonable to hypothesize that a corresponding change in coat color may
also be gradual rather than abrupt and thus not easily discernable from
the red tree vole. This needs to be evaluated using a consistent and
repeatable method for comparing pelage color. Such an analysis is
currently being conducted but is not available for this review (Forsman
2010, pers. comm.).
In measuring multiple morphometric features, Johnson and George
(1991, p. 5) found statistical differences distinguishing Oregon tree
voles from California samples, but were not able to easily detect
discernable differences between samples within Oregon or California.
Miller et al. (2010, p. 69) found statistically significant differences
in some external morphological features between putative dusky tree
voles and red tree voles. Although these differences were statistically
significant in distinguishing between groups of tree voles, they were
of little diagnostic utility because they were so subtle they could not
be used to reliably classify an individual tree vole as a dusky tree
vole or a red tree vole (Miller et al. 2010, p. 67). A possible
explanation for the statistical difference, yet lack of diagnostic
utility, is that the morphological features measured also exhibited a
positive correlation with latitude; tree voles from the northern part
of the range were larger than tree voles from the southern part of the
range. This is a clinal pattern consistent with Bergmann's Rule, an
ecological principle stating that larger forms of species tend to be
associated with cooler climate and higher latitude (Miller et al. 2010,
p. 69).
Behavior
Tree voles within the narrow band of Sitka spruce found along the
coastal portion of the northern Oregon Coast Range north of Newport
exhibit a different diet than voles in the rest of the range, foraging
on Sitka spruce or western hemlock rather than on Douglas-fir (Walker
1930, p. 234; Forsman and Swingle 2009, pers. comm.) (see above under
Diet). This diet requires a different treatment of needles
[[Page 63728]]
than in other areas because resin ducts in spruce and hemlock are
located in different parts of the needle than in Douglas-fir (Kelsey et
al. 2009, pp. 12-13). While this behavioral difference exists primarily
in the Sitka spruce plant series of the northern Oregon Coast Range, it
comprises only a small portion of the area within the northern Coast
Range genetic sequence found by Miller et al. (2006a, pp. 150-151; see
Genetics, above) and does not correspond to the general boundaries of
that genetic entity, nor does it correspond to any of the various
boundaries of the putative dusky tree vole's range.
Summary
Bellinger et al. (2005, p. 207) concluded that the absence of
detectable genetic differences between red tree voles and putative
dusky tree voles, combined with the lack of consistently verifiable
morphological differences, suggested that the subspecific status of the
dusky tree vole might not be warranted. Miller et al. (2006a, entire)
found evidence of marked genetic differences in the red tree vole that
could indicate the existence of a possible subspecies, although they
did not explicitly address the implications of their work on red tree
vole taxonomy. Subsequent conversations with the authors, however,
indicated that observed genetic differences were sufficient to
potentially support recognition of the dusky tree vole as a subspecies
if there were additional differentiations in identifiable
characteristics and if the boundaries of those differentiations were
congruent with the ``Northern Coast range'' genetic grouping identified
in Miller et al. (2006a, p. 151). However, our review of the best and
most current data on the genetics, behavior, morphology, and range of
the putative dusky tree vole reveals no other characteristics of
diagnostic utility that correspond with the ``Northern Coast range''
haplotype grouping identified by Miller et al. (2006a, p. 151). There
is not a consistent and well-substantiated range description of the
dusky tree vole. Although some morphological differences may occur
between the red tree vole and the putative dusky tree vole, these
differences have little diagnostic utility and may only represent a
clinal variation, as would be expected between northern and southern
populations of the red tree vole based on Bergmann's Rule (an
ecogeographic principle that states that animals at more northerly
latitudes tend to be larger than individuals of the same species at
more southerly latitudes) (Miller et al. 2010, entire). The prevailing
behavior of foraging on western hemlock and Sitka spruce within the
Sitka spruce plant series does not correspond to the geographic range
of the ``Northern Coast range'' genetic entity described by Miller et
al. (2006a, p. 151), but comprises only a small portion of the range of
that haplotype group. Presumptive differences in coloration, which
served as one of the primary bases for the original subspecies
distinction of the dusky tree vole, have never been quantified. Such a
conventional approach to subspecies designation, used historically and
frequently based on apparent geographic or clinal variation, is often
not supported when tested by more rigorous analyses of multiple
characters (e.g., Thorpe 1987, pp. 7, 9).
Given the lack of diagnostic characteristics that correspond with
the ``Northern Coast range'' haplotype group described by Miller et al.
(2006a, p. 151) and the findings of Bellinger et al. (2005 entire) and
Miller et al. (2010 entire) that there are no detectable genetic or
morphological differences yet found between dusky tree voles and red
tree voles, we do not believe there is sufficient evidence to indicate
that the dusky tree vole is a distinct subspecies. Although the dusky
tree vole was recognized as a subspecies in Wilson and Reeder's Mammal
Species of the World (2005, pp. 962-963), we note that this reference
did not recognize, or was published prior to, the availability of the
work of Bellinger et al. (2005, entire) and Miller et al. (2006a,
entire; 2010 entire). Subsequent to the publication of some of these
latter works, the Oregon Natural Heritage Information Center ceased
recognition of the dusky tree vole as a subspecies (ORNHIC 2007, p.
17), as did the U.S. Forest Service and Bureau of Land Management's
Survey and Manage program (USDA and USDI 2007, p. 289). Finally, the
dusky tree vole is not recognized as a valid subspecies of the red tree
vole in the Integrated Taxonomic Information System (ITIS 2011).
Therefore, based on the best available scientific and commercial data,
as described above, we have concluded that the dusky tree vole is not a
valid subspecies, and therefore is not eligible for listing as such
under the Act. We must next evaluate whether the North Oregon Coast
population of the red tree vole is a DPS to determine whether it would
constitute a listable entity under the Act.
Distinct Vertebrate Population Segment Analysis
The Service and the National Marine Fisheries Service (now the
National Oceanic and Atmospheric Administration--Fisheries), published
the Policy Regarding the Recognition of Distinct Vertebrate Population
Segments Under the Endangered Species Act (DPS Policy) in the Federal
Register on February 7, 1996 (61 FR 4722) to guide the implementation
of the DPS provisions of the Act. Under the DPS Policy, three elements
are considered in the decision regarding the establishment and
classification of a population of a vertebrate species as a possible
DPS. These are applied similarly for additions to and removals from the
Lists of Endangered and Threatened Wildlife and Plants. These elements
are:
(1) The discreteness of a population in relation to the remainder
of the species to which it belongs;
(2) The significance of the population segment to the species to
which it belongs; and
(3) The population segment's conservation status in relation to the
Act's standards for listing, delisting, or reclassification (i.e., is
the population segment endangered or threatened?).
In the petition, we were asked to consider listing a DPS for the
red tree vole in the North Oregon Coast portion of its range if we did
not conclude that the dusky tree vole was a valid subspecies of the red
tree vole. In accordance with our DPS Policy, this section details our
analysis of the first two elements, described above, to assess whether
the vertebrate population segment under consideration for listing may
qualify as a DPS.
Specific to red tree vole genetics, as we noted above (see
Subspecies Analysis), in this section we have reviewed the research on
red tree vole genetics and evaluated whether or not the genetics
evidence supports identifying a population segment that meets the
discreteness and significance standards described above. Although
genetic research indicates that the putative dusky tree vole may not be
a valid subspecies (e.g. Bellinger et al. 2005, entire; Miller et al.
2010, entire), whether or not a population segment is discrete and
significant is a different question and these works do not exclude the
possibility that there is a discrete and significant population segment
for the red tree vole.
Discreteness
The DPS Policy's standard for discreteness requires an entity to be
adequately defined and described in some way that distinguishes it from
other representatives of its species. A population segment of a
vertebrate species may be considered discrete if it
[[Page 63729]]
satisfies either of the following two conditions:
(1) It is markedly separated from other populations of the same
taxon as a consequence of physical, physiological, ecological, or
behavioral factors (quantitative measures of genetic or morphological
discontinuity may provide evidence of this separation); or
(2) It is delimited by international governmental boundaries within
which significant differences in control of exploitation, management of
habitat, conservation status, or regulatory mechanisms exist.
The North Oregon Coast portion of the red tree vole range is
markedly separated from the rest of the species' range based on the
genetic discontinuities described by Miller et al. (2006a, pp. 150-
151). Miller et al. (2006a, entire) examined phylogeographical patterns
by analyzing mitochondrial control region sequences of 169 red tree
voles sampled from 18 areas across the range of the species in Oregon.
In addition, they analyzed Cytochrome b sequences from a subset of
these samples. Through phylogenetic network and spatial genetic
analyses, the researchers found a primary genetic discontinuity
separating red tree voles from the northern (areas A through F (Miller
et al. 2006a, Figure 1, pp. 146, 151-152)) and southern (areas G
through R (Miller et al. 2006a, Figure 1, pp. 146, 151-152)) sampling
areas; a secondary discontinuity separated the northern sampling areas
into eastern (areas B, E, and G (Miller et al. 2006a, Figure 1, pp.
146, 151-152)) and western (areas A, C, D, and F (Miller et al. 2006a,
Figure 1, pp. 146, 151-152)) subdivisions separated by the Willamette
Valley (Miller et al. 2006a, pp. 150-153). Miller et al. (2006a, p.
151) labeled the eastern subdivision as the ``Northern Cascade range''
sequence, and the western subdivision the ``Northern Coast range''
sequence, reflecting the associated mountain ranges. As described in
the Taxonomy and Description section, above, genetic researchers
considered the degree of genetic difference between the 3 groupings of
red tree voles to be highly significant (Miller and Haig 2009, pers.
comm.). We thus consider the population of red tree voles represented
by the ``Northern Coast range'' haplotypes to be markedly separated
from other populations of the taxon as evidenced by quantitative
measures of genetic discontinuity.
Red tree vole