Facilitating the Deployment of Text-to-911 and Other Next Generation 911 Applications; Framework for Next Generation 911 Deployment, 63257-63276 [2011-26258]
Download as PDF
Federal Register / Vol. 76, No. 197 / Wednesday, October 12, 2011 / Proposed Rules
submitted by the Association of State
and Territorial Solid Waste Management
Officials (attachment one of document
No. EPA–HQ–RCRA–2009–0640–3936
and EPA–HQ–RCRA–2009–0640–8787),
the Environmental Council of the States
(attachment one of document No. EPA–
HQ–RCRA–2009–0640–4003 and EPA–
HQ–RCRA–2009–0640–8854) and 36
states. All of the states’ comments are
available in the docket to the proposed
rule.
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VIII. What new materials on beneficial
uses are being noticed?
The Agency received a significant
amount of additional data and other
factual information relating to the
beneficial reuse of CCR, such as the use
in concrete, bricks and wallboard,
during the comment period. EPA also
obtained additional data as a result of
further research. EPA is requesting
comment on whether this information
should be considered in the
development of the final rule. All of
these documents are available from the
docket to this Notice.
IX. What new information and
potential modeling analyses to update
and enhance the risk assessment are
being noticed?
EPA is considering updating its risk
assessment prepared in support of the
2010 proposed rule based upon public
comments and additional information
made available since the publication of
the proposed rule. The 2010 Risk
Assessment, ‘‘Draft: Human and
Ecological Risk Assessment of Coal
Combustion Wastes,’’ April 2010 (‘‘2010
Risk Assessment’’) is available in the
docket to the proposed rule (EPA–HQ–
RCRA–2009–0640–0002). As noted
previously, EPA is requesting comment
only for the narrow purposes described
in Unit II—i.e., on the validity and
propriety of using the information, data,
and analyses associated with this notice.
As also noted previously, although EPA
is singling out the information and data
specifically listed below and in the
docket for further public comment, it
should not be assumed that this
information/data is the full sum of the
information/data received in comments
that will be considered or that will
influence the Agency’s decisions in this
rulemaking.
1. EPA is considering updating its
pore water data by adding pore water
data submitted by public commenters
(previously discussed in Section IV).
EPA is also considering the use of
alternative statistical analysis, such as
the use of quartiles or bootstrapping, in
place of site averages for pore water data
in order to retain intra-site variability in
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these data while not biasing results from
the sites with greater numbers of
sampling points.
2. EPA is considering using the
latitude and longitude data (obtained
from additional information sources
discussed in Section V) to estimate the
distances from CCR waste management
units to human and ecological receptors.
EPA is considering updating its
estimated distances to groundwater
wells based on modeled population
estimates discussed in the Agency’s RIA
for the proposed rule. Further
documentation and the modeled
population estimates based on
synthesized population data sets are
accessible at: ftp://ftp.epa.gov/coalcombustion-residues/NODA-1.
3. EPA is considering updating the
estimated distances from CCR waste
management units to the nearest surface
water bodies, based on the new latitude
and longitude data (obtained from
additional information sources
discussed in Section V).
4. EPA is considering modeling both
landfills and surface impoundments
throughout the operational life of the
waste management unit and postclosure using the same modeling
approach utilized in the 2010 Risk
Assessment.
5. EPA is considering revisiting its
screening assessment based on the new
data and analyses above. EPA is also
considering the use of the peer reviewed
models, AERSCREEN and AERMOD, to
evaluate fugitive dust (https://
www.epa.gov/ttn/scram/
dispersion_prefrec.htm#aermod).
Depending on screening results, EPA
may consider CCR fugitive dust and
other above-ground exposure pathways
from the open CCR waste management
units for further modeling.
Dated: September 30, 2011.
Mathy Stanislaus,
Assistant Administrator, Office of Solid Waste
and Emergency Response.
[FR Doc. 2011–26086 Filed 10–11–11; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 1
[PS Docket No. 11–153; PS Docket No. 10–
255; FCC 11–134]
Facilitating the Deployment of Text-to911 and Other Next Generation 911
Applications; Framework for Next
Generation 911 Deployment
Federal Communications
Commission.
AGENCY:
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ACTION:
63257
Proposed rule.
In this document, the
Commission seeks to accelerate the
development and deployment of Next
Generation 911 (NG911) technology that
will enable the public to send
emergency communications to 911
Public Safety Answering Points (PSAPs)
via text, photos, videos, and data and
enhance the information available to
PSAPs and first responders for assessing
and responding to emergencies. This
Notice of Proposed Rulemaking seeks
comment on a variety of issues related
to the short-term and long-term
transition to NG911.
DATES: Submit comments on or before
December 12, 2011. Submit reply
comments on or before January 10,
2012.
SUMMARY:
You may submit comments,
identified by PS Docket No. 11–153
and/or PS Docket No. 10–255, by any of
the following methods:
• Federal Communications
Commission’s Web Site: https://
fjallfoss.fcc.gov/ecfs2/. Follow
instructions for submitting comments.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by e-mail: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT:
Patrick Donovan, Attorney Advisor,
(202) 418–2413. For additional
information concerning the Paperwork
Reduction Act information collection
requirements contained in this
document, contact Judith BoleyHerman, (202) 418–0214, or send an
e-mail to PRA@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM) in PS
Docket No. 11–153, PS Docket No. 10–
255, FCC 11–134, released on
September 22, 2011. The full text of this
document is available for public
inspection during regular business
hours in the FCC Reference Center,
Room CY–A257, 445 12th Street, SW.,
Washington, DC 20554, or online at
https://transition.fcc.gov/pshs/services/
911-services/.
ADDRESSES:
I. Introduction and Executive Summary
1. In the Notice of Proposed
Rulemaking, we seek to accelerate the
development and deployment of Next
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Generation 911 (NG911) technology that
will enable the public to send
emergency communications to 911
Public Safety Answering Points (PSAPs)
via text, photos, videos, and data and
enhance the information available to
PSAPs and first responders for assessing
and responding to emergencies. Sending
text messages, photos, and video clips
has become commonplace for users of
mobile devices on 21st century
broadband networks, yet our legacy
circuit-switched 911 system does not
support these forms of communication.
While continuing to ensure reliable
voice-based 911 service will always be
essential as we migrate to NG911,
adding these non-voice capabilities to
our 911 system will significantly
improve emergency response, save lives,
and reduce property damage.
Incorporating text and other media into
the 911 system will make it more
accessible to the public, both for people
with disabilities and for people in
situations where placing a voice call to
911 could be difficult or dangerous.
2. In addition, these 21st century
communications technologies will
provide PSAPs with better information
that can be synthesized with existing
databases to enable emergency
responders to assess and respond to
emergencies more quickly and
effectively. Not only will PSAPs be able
to receive text messages, photos, and
video clips from the public, but also
NG911 can provide them with the tools
they need to quickly process and
analyze the incoming information. In
addition, PSAPs and emergency
responders will be able to combine
information received from the public
with other information sources (e.g.,
video feeds from traffic or security
cameras, automated alarms or sensors in
a neighborhood, building, or vehicle) to
develop a detailed and data-rich
assessment of the emergency in real
time. This in turn will enable public
safety officials to decide on the
appropriate response more quickly,
saving precious minutes and seconds
that can be critical in many
emergencies.
3. In this NPRM, we provide a
procedural history, together with
technical background, regarding three
broad classes of text-capable
communications, namely Short Message
Service (SMS), IP-based messaging, and
Real-Time Text (RTT), comparing their
characteristics, strengths, and
limitations in supporting emergency
communications. This description relies
largely on current industry standards,
early prototypes, and the record in this
proceeding.
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4. We then examine potential shortterm methods for sending text messages
to 911. We do so because of the
widespread availability and increasing
use of text in communications systems
and because many of the emerging IPbased mechanisms for delivering text
also have the capability, with relatively
minor technical adjustment, to support
delivery of photos, videos, and other
data as well. We seek comment on what
role the Commission should play to
facilitate—and, if necessary,
accelerate—the implementation of textto-911 capabilities by providers in the
short term. We explore the full range of
options for the FCC, including both nonregulatory and regulatory approaches,
and seek to adopt the least burdensome
approach that would achieve the
desired result. We also recognize that
we must carefully assess the costs and
benefits of different regulatory options
to determine the Commission’s proper
role.
5. We seek to strengthen the record to
determine whether to encourage
development of interim text-to-911
solutions and, if so, how to maximize
their effectiveness and utility to the
public and to PSAPs, while minimizing
cost and the potential for negative PSAP
operational impacts or consumer
confusion. Specifically, we explore the
potential for using SMS as an interim
solution for text-based communication
to 911, given the near-universal
availability and consumer familiarity
with SMS. The responses to our
December 2010 Notice of Inquiry in this
proceeding identify a number of
possible limitations when using SMS for
emergency communications, but some
commenters also contended that these
limitations could be surmounted by
appropriate engineering approaches. We
also examine other short-term options
that would rely on software applications
capable of delivering text over the
existing IP-based infrastructure. We
examine the potential costs and benefits
of both SMS-based and software-based
interim approaches as compared to
developing more comprehensive text-to911 solutions over the longer term that
will provide more reliable real-time
communication and can also support
delivery of photos and video.
6. Next, we seek comment on whether
911 traffic should be prioritized to
ensure that people in need of assistance
have reliable access to emergency
services, especially during times of
serious emergencies such as large-scale
natural and manmade disasters. The
August 23, 2011 East Coast earthquake
and Hurricane Irene have been recent
reminders that concentrated demands
on the capacity of commercial
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communications networks during and
immediately after emergencies can
hinder the ability of consumers to make
voice calls, which in turn can jeopardize
their ability to contact 911. We seek
comment on how best to address this
concern in both legacy networks and the
emerging broadband networks that will
support NG911, including options for
prioritizing 911 traffic.
7. We then turn to long-term
implementation of NG911, with
particular focus on IP-based alternatives
for delivering text, photos, videos, and
other data to 911 that would leverage
the increasing percentage of mobile
devices that have the ability to access
the Internet. We seek comment on the
potential for developing downloadable
smartphone applications that both
consumers and IP-capable PSAPs could
acquire to support capabilities for an
early roll-out of text and mulitimedia
functionality. We note that such
applications could also provide early
access to key NG911 capabilities for
mobile callers, especially those with
hearing and speech disabilities.
8. We also seek comment on the path
towards integration and standardization
of IP-based text-to-911 as commercial
providers migrate to all-IP networks and
as 911 authorities deploy Emergency
Services IP networks (ESInets) that will
enable PSAPs to receive the full range
of IP-based traffic, including voice, text,
photos, video, and data. In this all-IP
environment, text-to-911 is one of
several non-voice services that will be
supported by ‘‘native’’ IP
communications end-to-end solutions,
such as the Internet Multimedia
Subsystem (IMS). However, providers
may have varying timetables for
developing the capacity to deliver IMS
communications to PSAPs. PSAP
deployment of ESINets is also likely to
be non-uniform. We seek comment on
the necessary steps for providers and
PSAPs to support integrated IMS-based
communications and the time that this
process is likely to take.
9. With over 6,800 PSAPs in the
United States, spanning a wide range of
sizes and resources, individual PSAPs
are likely to have highly varying
timetables for developing the technical
and operational capability to handle
incoming texts in the short term, as well
as texts and other media in the longerterm implementation of NG911. While
there are significant public safety
benefits to enabling the public to send
texts and other media to 911 in areas
where PSAPs are capable of receiving
and processing them, we seek to avoid
imposing unnecessary costs on
providers to implement NG911 in areas
where PSAPs have not yet achieved
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such capability. For this reason, we seek
comment on whether PSAPs should
demonstrate a threshold level of
technical NG911 capability as a
precondition to any obligation by
providers to deliver text or other media
to PSAPs and whether such
demonstration should be at the state or
regional level. We also seek comment on
potential state or local regulatory
barriers to NG911 deployment and
whether states should demonstrate that
they have adopted legal or regulatory
measures to eliminate such barriers to
facilitate NG911 deployment.
10. Given that text-to-911 and other
NG911 capabilities will likely not be
simultaneously deployed nationwide,
consumers may be uncertain where nonvoice communication with 911 is
available. Even where text-to-911 or
other NG911 applications are available,
the specific capabilities and operational
characteristics of these applications may
vary. We therefore seek comment on
how to best educate consumers about
the availability and limitations of textto-911 and other NG911 solutions,
particularly during the transition from
legacy 911 to full implementation of
NG911, without imposing an undue
burden on providers.
11. As noted above, adding text and
other media capabilities to our 911
system promises to bring significant
benefits for people with disabilities. In
this regard, we seek comment on the
relationship between this proceeding
and our ongoing implementation of the
Twenty-First Century Communications
and Video Accessibility Act of 2010,
which, among other things, sets goals
for achieving equal access to emergency
services for people with disabilities ‘‘as
a part of the migration to a national
Internet protocol-enabled emergency
network.’’ We believe that the transition
to NG911 and the implementation of the
CVAA can be achieved through
development of common text-to-911 and
multimedia-to-911 solutions that serve
both objectives. In this NPRM, therefore,
we seek comment on the potential for
coordinating the two proceedings to
promote broader and more rapid NG911
deployment.
12. Throughout this NPRM, we seek
comment to further strengthen our
record on these important aspects of the
evolution towards NG911 systems and
capabilities. In particular, we seek
detailed data that quantifies the benefits
that text-to-911 and other NG911
applications will bring to the public and
to emergency responders, while also
quantifying the costs to providers,
PSAPs, and consumers. We emphasize
the importance of comments being
detailed, specific, and supported by data
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where appropriate. We intend to confer
particular weight on arguments and
estimates that are supported by data or
are otherwise well documented.
II. Background
13. In this section, we review the
procedural history leading up to this
NPRM. We also provide technical
background information classifying the
likely technical options for text-to-911,
and we recap the record on those
options that the Commission received in
response to the Notice of Inquiry.
A. Procedural History
14. In December 2010, as
recommended in the National
Broadband Plan, the Commission
released a Notice of Inquiry on NG911
(FCC 10–200, released Dec. 21, 2010),
which initiated a comprehensive
proceeding to address how NG911 can
enable the public to obtain emergency
assistance by means of advanced
communications technologies beyond
traditional voice-centric devices. The
Notice of Inquiry sought comment on a
number of issues related to the
deployment of NG911 networks,
including: (1) NG911 capabilities and
applications; (2) NG911 network
architecture; and (3) the proper roles of
the FCC, other federal agencies, and
state, tribal, and local governments.
15. In the last several years, there
have been other important efforts to
address the need for a transition to an
NG911 network. In the New and
Emerging Technologies 911
Improvement Act of 2008, Congress
tasked the National E9–1–1
Implementation Coordination Office
(ICO) with developing ‘‘a national plan
for migrating to a national [Internet
Protocol] IP-enabled emergency network
capable of receiving and responding to
all citizen-activated emergency
communications and improving
information sharing among all
emergency response entities.’’ The
Department of Commerce’s National
Telecommunications and Information
Administration (NTIA) and the
Department of Transportation’s (DOT’s)
National Highway Traffic Safety
Administration (NHTSA) jointly manage
ICO and released its migration plan in
September 2009.
16. In March 2010, the National
Emergency Number Association (NENA)
released a handbook to serve as a guide
for public safety personnel and
government officials responsible for
ensuring that federal, state, and local
911 laws and regulations effectively
enable the implementation of NG911
systems. Specifically, the NENA
Handbook provides an overview of key
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63259
policy, regulatory, and legislative issues
that need to be considered to enable the
transition to NG911. The NENA
Handbook states that ‘‘it is critical that
state regulatory bodies and the FCC take
timely and carefully scrutinized action
to analyze and update existing 9–1–1,
PSTN, and IP rules and regulations to
ensure they optimize 9–1–1 governing
authority choices for E9–1–1 and NG9–
1–1 and foster competition by
establishing a competitively neutral
marketplace.’’
17. 3GPP has also published a report
on the use of Non-Voice Emergency
Services (NOVES) that provides a
general description of perceived needs.
In addition, ATIS has created its own
Interim Non-voice Emergency Services
(INES) Incubator. The ATIS INES
Incubator ‘‘provides the industry with a
‘fast-track’ process for resolving
technical and operating issues’’ and
serves as ‘‘an alternative approach
toward solutions development.’’
18. On October 8, 2010, the President
signed the CVAA into law. As directed
by the CVAA, the Chairman established
the Emergency Access Advisory
Committee (EAAC) for the purpose of
achieving equal access to emergency
services by individuals with disabilities
as part of our nation’s migration to
NG911. The EAAC is composed of state
and local government representatives
responsible for emergency management
and emergency responder
representatives, national organizations
representing people with disabilities
and senior citizens, communications
equipment manufacturers, service
providers, and subject matter experts.
The CVAA directed the EAAC to
conduct a national survey of people
with disabilities and then to make
recommendations on the most effective
and efficient technologies and methods
to enable NG911 access. The EAAC
conducted its survey from March 16,
2011, to April 25, 2011, and received
over 3,000 completed responses. On
July 21, 2011, the EAAC submitted the
report on the completed survey to the
Commission. The EAAC will make its
recommendations to the Commission in
December 2011, which the Commission
is then empowered to implement by
regulation.
19. In addition, other federal agencies
have initiated efforts to address access
to 911 in an Internet-enabled
environment for people with
disabilities. On March 17, 2010, the
United States Access Board proposed
draft guidelines for real-time text
functionality for adoption by federal
agencies as part of its efforts to update
guidelines on section 508 of the
Rehabilitation Act. In a separate
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proceeding, the Department of Justice is
currently reviewing comments received
in response to an Advanced Notice of
Proposed Rulemaking (ANPRM) on
NG911 access to emergency services by
people with disabilities. Current DOJ
regulations under the Americans with
Disabilities Act (ADA) require direct
and equal access to telephone
emergency services for people with
disabilities who use TTYs. In its
ANPRM, DOJ notes that many
individuals with disabilities are now
relying on IP-based and digital wireless
devices instead of TTYs as their primary
mode of telecommunications ‘‘and that
9–1–1 call-taking centers are shifting
from existing traditional telephone
emergency services to new IP-enabled
NG 9–1–1 services.’’ The ANPRM
addresses two objectives: (1) To identify
and remove accessibility barriers for
people with disabilities and who
attempt to use personal digital or
telecommunications devices to directly
interact with PSAPs in voice, sign
language, or text; and (2) to enhance the
ability of PSAPs to incorporate essential
accessibility elements into their IPbased system in a coordinated and
effective manner. Finally, in compliance
with the NET 911 Act, the ICO’s
national plan for migrating to an IPenabled emergency network explored
various solutions for providing
enhanced 911 access to people with
disabilities.
20. In March 2011, the
Communications Security, Reliability,
and Interoperability Council’s (CSRIC’s)
Working Group 4B (CSRIC 4B) released
a report entitled ‘‘Transition to Next
Generation 9–1–1.’’ CSRIC is a Federal
Advisory Committee that was tasked
with providing guidance and expertise
on the nation’s communications
infrastructure and public safety
communications. Notably, the CSRIC 4B
Report highlighted that ‘‘the FCC must
establish clear rules for accomplishing
the transition to NG9–1–1’’ and that ‘‘[i]f
SMS has a role as an interim non-voice
service used to contact a PSAP, how it
is deployed * * * will need to be
resolved by the FCC.’’
21. On August 30, 2011, the
Transportation Safety Advancement
Group (TSAG) released a report
summarizing information that experts in
law enforcement, fire-rescue, emergency
medical services (EMS), and
transportation operations would like to
receive as end users of NG911 systems.
The report provides insight into the
cultural, organizational, and operational
environments of these organizations.
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B. Technical Background
22. In the Notice of Inquiry, we
distinguished between use of ‘‘primary’’
and ‘‘secondary’’ media types to
communicate with PSAPs. In brief,
primary media types are those that are
used to initiate a call or
communications session with the PSAP,
while secondary media types are those
that are used to provide additional
information to the PSAP after the call or
session has been established. In the
current E911 system, voice and TTYbased text are the only primary media
that are widely available, and secondary
media, such as photos and video, are
not available.
23. In addition, while we focus in this
NPRM on enabling consumers to deliver
text and other non-voice media to
PSAPs, we note that the adoption of
NG911 technology will also provide
PSAPs with new tools to process and
analyze this information. In the Notice
of Inquiry, we cited the potential for
NG911 to accommodate a full range of
specialized devices and functionalities
that would enable PSAPs to combine
multiple streams of information in real
time to fashion responses to particular
emergency scenarios. Examples of such
devices and functionalities include
environmental sensors capable of
detecting chemicals, highway cameras,
security cameras, alarms, gunshot
sensors, personal medical devices, and
telematics in vehicles or on consumer
devices. For example, in a traffic
accident, NG911 would not only enable
the PSAP to receive the 911 call for help
from the caller seeking assistance, but
also would enable it to correlate the call
with 911 calls from others at or near the
scene and combine the information with
video from nearby traffic cameras to
assess the impact on traffic and identify
the first responders that could reach the
scene the fastest. In addition, if any
vehicles in the accident had automatic
collision notification systems, the PSAP
would receive additional information
regarding the severity of the crash that
could help determine the likely medical
needs of accident victims and the
appropriate emergency medical
response. Similarly, in a 911 call
scenario reporting a crime such as a
robbery or assault, NG911 would enable
the caller to send important visual
information such as a photo of the
suspect or a vehicle involved in the
crime, and would enable first
responders to correlate this information
with other sources, such as nearby
security cameras, gunshot sensors, or
alarm systems, and to quickly access
relevant databases that could help
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identify the suspect or the suspect’s
vehicle.
24. In this NPRM, we primarily focus
on developing text-based mechanisms
that would serve as new primary media
types for contacting a PSAP,
supplementing voice calling capability
and also supplementing or replacing
TTY-based text. We consider photos and
video as secondary media that may be
used to augment a voice or text call. We
recognize that this to some degree
oversimplifies the potential media
combinations that NG911 will
ultimately support, ranging from singlemedium communications (i.e., voiceonly or text-only) to multi-media ‘‘calls’’
that may encompass combinations of
interactive and stored media, including
interactive voice, message-based and
real-time text, photos, and both stored
(previously recorded) and live video.
However, for purposes of this NPRM,
we focus on text as a primary media
type and photos and video as secondary
media types because in early NG911
deployments, primary communication
between a caller and a PSAP is most
likely to be voice-only or text-only and
the availability of secondary media may
differ based on caller device
capabilities, PSAP and ESInet
capabilities, and PSAP operational
choices.
25. Based on the comments we
received in response to the Notice of
Inquiry, we can distinguish between a
number of technical options for
providing text-based and, in some cases,
visual information (photos, video) to the
PSAP. We briefly summarize these
approaches below. We note that these
options are not exclusive (i.e., a mobile
device may support more than one
option, either as an interim measure, or
over the longer term). For purposes of
this NPRM, we use the term ‘‘caller’’ to
refer to the originator of the 911
communication, whether based on a
traditional voice call, TTY call, or text
message. We also discuss (1)
mechanisms for providing caller
location, both for routing and dispatch;
(2) the ability of a caller to know
whether his or her text message has
been received by the PSAP; and (3) the
possibility of establishing a session that
permits the caller to conduct a
conversation with the call taker.
26. TTY. With a TTY, a person with
a hearing or speech disability can use a
special text telephone to directly contact
the PSAP, where the call taker uses a
similar device to receive and transmit
text. TTYs have a keyboard and allow
people to type their telephone
conversations. This two-way typing
communication can occur with the
person with the disability and the PSAP
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call taker reading each other’s responses
on a small LED or backlit LCD screen.
The disabilities community considers
TTY an antiquated technology with
technical and functional limitations,
including its slow speed and half
duplex mode; the inability of TTY tones
to travel well using IP audio
compression, transmission, and packet
loss repair techniques without
introducing text errors; and its Baudot
text encoding standard used in the
United States that does not include all
of the characters used in modern text
communication. Consequently, it is
difficult for users to communicate URLs
or email addresses, for example.
27. Text-to-Voice TTY-based
telecommunications relay service (TRS).
A TRS system is a telephone service that
allows persons with hearing or speech
disabilities, or who are deaf-blind, to
place and receive telephone calls. With
traditional TRS, a person with a
communications disability uses a TTY
to make a call through a
communications assistant (CA), who is
located at a relay center. To make a
relay call, a TTY user calls a TRS relay
center and types the number of the
person he or she wishes to call,
including 911. The CA then makes the
call to the receiving party and relays the
call back and forth between the parties
by speaking what a text user types and
typing what a voice telephone user
speaks.
28. SMS-based. In SMS-based
systems, the caller uses a mobile phone
to send a short text message to the
destination, which is typically either
another mobile phone or an Internetconnected receiver. SMS messages are
usually limited to 160 characters,
although many modern handsets
support concatenated messages that
exceed this limit. Almost all existing
mobile phones support SMS, except that
non-service initialized (NSI) devices
currently do not permit a caller to send
an SMS message. SMS messages do not
contain any information about the
caller’s location and do not identify the
cell tower that received the SMS
message from the caller’s handset. SMS
messages are delivered through an SMS
gateway that relays the messages when
capacity is available. Thus, SMS
messages could in some circumstances
be delayed, or even occasionally lost,
when there is network congestion.
Senders of SMS messages also may not
receive confirmation that their message
was delivered. More importantly, the
sender may not receive an error message
if the message was not delivered. SMS
also does not support two-way real-time
conversation, although SMS messages
have identifiers that can allow users to
exchange messages in a conversationlike manner.
29. IP-based messaging. There are at
least three IP-based messaging
mechanisms. However, not all of the IPbased messaging mechanisms are based
on Session Initiation Protocol (SIP),
which can be offered as part of the
Internet Protocol Multimedia Subsystem
(IMS). We provide a brief description of
the three IP-based messaging
mechanisms below.
• SIP-based pager-mode. In this
mode, the mobile or stationary device
uses SIP MESSAGE method to send text
or Multipurpose Internet Mail
Extensions (MIME) attachments,
including photos, to a SIP user agent.
Due to the messaging method employed,
this method is often referred to as pagermode, in contrast to session mode,
which uses Message Session Relay
Protocol (MSRP). Pager-mode requires
an end-to-end IP connection between
the originator and the PSAP, and either
63261
the originator or the SIP proxy may
insert caller location using the SIP
Geolocation header field. SIP responses
allow the originator to determine
whether the message has been delivered
to the recipient. The SIP Call-ID may be
used to maintain a conversation.
• Message Session Relay Protocol
(MSRP). MSRP establishes a session
between the message sender and the
receiver that allows the exchange of a
series of related instant messages.
Typically, MSRP sessions are set up via
SIP, similar to an audio or video
session. As with SIP pager-mode, MSRP
exchanges complete instant messages;
however, MSRP imposes less of a
burden on the signaling infrastructure.
• Other IP-based message-based
protocols. We note that there are other
proprietary and standards-based
Internet text messaging protocols, such
as Extensible Messaging and Presence
Protocol (XMPP). However, it appears
unlikely that a PSAP would be able to
support all Internet text messaging
protocols; thus, we believe that
proprietary protocols are likely to be
converted to one of the options above or
to XMPP.
30. Real-Time Text (RTT). In RTT,
individually-typed characters or groups
of characters are transmitted as separate
media packets, using the same basic
protocol as audio and video sessions.
This means that with RTT, unlike SMS
or IP-based messaging, the recipient sees
each character or word in the message
almost immediately after the sender
types it. RTT sessions can be established
along with audio and video sessions and
typically use SIP for session signaling.
31. The table below compares some of
the core technical characteristics of the
options discussed above.
TTY
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Delivery to PSAP ...............
Text ....................................
Photos, videos in same
message?
Real-time audio and video
in same session?
Real-time text ....................
Full-duplex conversation
(both sides can send
messages at the same
time).
Location information ..........
End-to-end message reliability and delivery confirmation.
Message delay ..................
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SMS-based
IP-based messaging
Voiceband modem ............
Only upper case letters,
numbers, limited punctuation.
No ......................................
SIP MESSAGE .................
160 characters of plain
text (some may allow
longer text).
No ......................................
SIP MESSAGE or MSRP
Any amount of text ............
RTP payload.
Any amount of text.
Yes ....................................
No.
No ......................................
No ......................................
Yes ....................................
Yes.
Yes ....................................
No ......................................
No ......................................
Limited ...............................
No ......................................
Yes ....................................
Yes.
Yes.
Yes, like voice call ............
Maybe (cell tower; may require cellular system
changes).
No (may provide some
confirmation for delivery
to SMSC).
Variable—seconds to minutes.
Yes ....................................
Yes, via SIP signaling.
Yes ....................................
Loss detection and redundancy.
Almost always < 500 ms ..
Almost always < 100 ms.
No ......................................
Minimal ..............................
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TTY
Authentication and message integrity.
Conversation (session) ......
SMS-based
IP-based messaging
None ..................................
Limited (relies on caller ID)
Like voice call ...................
Only based on caller ID ....
Messages can be cryptographically signed.
Yes ....................................
32. We seek comment on whether our
description of texting methods and their
capabilities in the above discussion is
accurate and complete. Are there
additional technical options that are
likely to be available in the next few
years? Are there additional key
characteristics that the Commission
should consider in evaluating these
alternative technologies?
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III. Discussion
33. Based on our analysis of
information submitted in response to
the Notice of Inquiry, we find that
additional information is needed on the
following issues related to text-to-911
and multimedia NG911 applications,
and we therefore seek comment on these
issues. First, what role, if any, should
the Commission play in facilitating the
short-term deployment of text-to-911
using existing infrastructure? Second,
what role, if any, should the
Commission play in facilitating the
long-term deployment of non-voice
emergency messaging services,
including IP-based messaging and RTT,
as well as multimedia applications that
support delivery of voice, text, photos,
video, and other data? Third, as the
transition to NG911 occurs, what efforts
are needed to educate the public and
minimize consumer confusion, and
what role, if any, should the
Commission play in such efforts?
Underlying all three of these issues is
the question of whether the benefits of
any potential Commission action to
consumers and to public safety will
substantially outweigh the associated
costs. While acknowledging the
potential difficulty of quantifying
benefits and burdens, we need to
determine whether those benefits
outweigh the costs that enabling text-to911 and other NG911 services impose
on providers and PSAPs. Fourth, we
seek comment on how best to
coordinate this proceeding with our
implementation of the CVAA and the
recommendations of the EAAC. Fifth
and finally, we consider the
Commission’s legal authority to take the
regulatory and non-regulatory actions
discussed in this Notice based on the
record that develops on the issues
described herein.
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A. Facilitating the Short-Term
Deployment of Text-to-911
34. In the Notice of Inquiry, the
Commission highlighted the popularity
and ubiquity of text messaging and the
increasing likelihood that consumers
will expect to be able to text to 911
during an emergency. Indeed,
consumers send billions of SMS
messages per day and more than twothirds of mobile phone users have used
text messaging. At the same time, many
consumers are acquiring more advanced
mobile devices (e.g., 3G and 4G
handsets) that enable them to send texts
using ‘‘over the top’’ software
applications that they install on their
phones and computers. Hence, any
discussion about possible short-term
deployment of text-to-911 must consider
the feasibility of both SMS and
currently available software
applications (or software applications
that could be developed relatively
quickly) as interim platforms for text-to911 until providers deploy more
advanced NG911 technologies based on
SIP and RTT. In deciding what role, if
any, the Commission should play in
such an interim deployment, we seek to
maximize the benefits to consumers
while also considering the burden on
providers. We therefore seek comment
on the expected benefits of facilitating
NG911 deployment, the results of any
ongoing trials and standards activities
involving SMS and software
applications, and the relative merits of
using various approaches to achieve
those benefits. When evaluating
submitted comments, we intend to place
more weight on the estimated impacts
that are supported by hard data or are
otherwise well-documented.
1. Expected Benefits of Text-to-911
Availability
35. Although quantifying the benefits
of short-term deployment of text-to-911
may be difficult, we need to determine
whether such a deployment will
significantly benefit consumers and
public safety. On this issue, responses to
the Notice of Inquiry were divided.
Several commenters argue that PSAPs
and service providers should support
SMS-based text-to-911 on an interim
basis. Conversely, a number of
commenters highlight the disadvantages
of using SMS for emergency
communications and argue that
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Real-time text (RTT)
SRTP.
Yes.
supporting SMS as an interim approach
would undermine and divert resources
from efforts to develop more
comprehensive long-term solutions.
These commenters urge the Commission
to support standards-setting bodies that
are working to develop a uniform
approach for the delivery of NOVES. No
comments were received on applicationbased approaches to text-to-911.
Accordingly, we seek further comment
on the benefits of using SMS and
software applications for emergency
communications, particularly with
respect to improving 911 accessibility
for people with disabilities, meeting
consumer expectations, providing
PSAPS with valuable additional
information that they can in turn share
with first responders on the ground, and
increasing reliability and resiliency of
911 networks.
36. Accessibility of 911. The ability to
text to 911 in the short term could
substantially improve accessibility to
911 services for people with disabilities.
In recent years, people with hearing and
speech disabilities have increasingly
migrated away from specialized legacy
devices such as TTYs and towards more
widely available forms of text
communications because of the ease of
access, availability, and practicability of
text-capable communications devices.
This migration is most apparent in the
declining use of telecommunications
relay service (TRS) over the PSTN,
where the average monthly usage for
TTY-voice based relay service dropped
87% between 2000 and 2010. Moreover,
as noted in the NOI, the ICO Plan found
that ‘‘[t]he biggest gap between the
technologies used for daily
communication and those that can
access 9–1–1 services is that for the deaf
and people with hearing or speech
impairments.’’ In the EAAC’s survey, in
which respondents were primarily
drawn from people with disabilities,
48.1% of respondents stated that they
would prefer to use text messaging to
contact 911.
37. Developing text-to-911 capability
in the short term could also provide
benefits by making 911 accessible to
consumers in the so-called ‘‘silent call’’
scenario (i.e., in situations where the
caller needs to contact the PSAP silently
or surreptitiously because placing a
voice call could put the caller in
danger). Commonly cited examples of
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the silent call scenario include
burglaries, home invasions,
kidnappings, and hostage situations
where a crime is in progress and the
caller does not want to attract the
perpetrator’s attention.
38. Toward that end, we seek more
information on the benefits and
associated costs of facilitating shortterm text-to-911 solutions that can
quickly improve the accessibility of the
911 system. To what extent can such
short-term solutions assist individuals
with hearing or speech disabilities?
How frequently do people in
emergencies encounter a silent call
scenario where inability to send a text
message to 911 could compromise the
caller’s safety? Can SMS provide
significant accessibility benefits in these
situations even if it does not offer realtime connectivity or enable the caller to
send photos or videos, unlike some
longer-term solutions under
development? How, if at all, will receipt
of texts allow PSAPs to better
communicate information about an
emergency situation to first responders
on the ground? What, if any, costs will
PSAPs incur to implement short-term
text-to-911 solutions? Are there capacity
limits on PSAPs’ ability to accept texts
to 911? With respect to interim text-to911 solutions based on software
applications, these may only be
available on some mobile devices and
may require additional steps by the
user, both to install the application and
to send the 911 text message. Is this a
worthwhile trade-off to allow for earlier
access to such capabilities than might
otherwise be available if we were to
wait for device replacement and fullyintegrated NG911 services?
39. Consumer expectations. Another
potential benefit of implementing textto-911 in the short term is that it could
help meet rapidly changing consumer
expectations regarding the desired
capabilities of the 911 system.
According to the Pew Center, more than
7 out of 10 cell phone users send or
receive text messages. With the
increased use of text messaging,
consumers could expect that their use of
SMS extends to 911. We seek comment
on whether promoting or requiring
short-term text-to-911 solutions
accurately reflects current and evolving
consumer expectations and the needs of
PSAPs and first responders. Does the
rapid growth in the popularity of SMS
messaging generate consumer
expectations that SMS will support 911
texting? We seek information regarding
how many people have attempted to
text to 911 during emergencies but
failed. Have there been instances where
the ability to send a text message to 911
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could have made a significant difference
in the ability of first responders to assist
the caller or the speed of the response?
We also seek information that quantifies
the impact that incorrect consumer
expectations about the ability to text to
911 may have on the health and safety
of the public.
40. Improved information for PSAPs.
As we have noted above, in addition to
improving communications between
consumers and PSAPs, NG911 has the
potential to enhance the ability of
PSAPs and first responders to assess
and respond to emergencies in real-time
based on the texts, photos, and videos
that consumers send to them, combined
with information gathered and
correlated from other sources. In this
regard, what benefits, if any, could the
short-term deployment of text-to-911
(which would not include the capability
to transmit photos or video) provide
PSAPs and first responders? For
example, could texts to 911 provide
additional information to assess the
nature and severity of an emergency,
help apprehend criminal suspects,
speed emergency response, reduce the
need to dispatch multiple types of
emergency response (e.g., sending
police, fire, and emergency medical
personnel to a scene because the nature
of the emergency is undetermined), or
make it easier to screen potentially
fraudulent or malicious calls? How do
such benefits compare to the cost of
short-term deployment of text-to-911?
Would short-term implementation of
text-to-911 increase the volume of 911
traffic or the time and resources
required for PSAPs to process
information as compared to handling
voice calls? If so, are PSAPs equipped
to handle such increases? If not, what
do PSAPs need to do to prepare and
what resources do they require?
41. Improved reliability and
resiliency. In large-scale disasters,
circuit-switched landline and mobile
networks may become overloaded,
making it more difficult to place a 911
voice call. As landline and mobile
networks migrate from circuit-switched
to IP-based packet-switched technology,
the risk of overload or congestion may
dissipate, but in the interim, enabling
SMS and IP-based text messages to 911
could be beneficial because text
consumes far less bandwidth than voice
and may use different spectrum
resources or traffic channels. Thus,
people in disaster areas may still be able
to send text messages to 911 even if they
cannot place a voice call. Similarly,
with improved technology, PSAPs may
be able to filter text messages by
incident, so that they spend less time
with voice callers who report the same
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63263
incident. We seek comment on the
prospective impact of text messaging on
PSAP operations and emergency
response during large-scale disasters,
with particular emphasis on experiences
of overload-induced 911 failures. For
example, there have been news reports
that cell phone service, including the
ability to reach 911, was impaired
immediately after the August 23, 2011
East Coast earthquake, while SMS and
email did not experience service
disruptions.
2. Ongoing Text-to-911 Trials
42. To date, there have been only a
small number of SMS-to-911 trials in
the United States, although a number of
jurisdictions are reportedly considering
trials or near-term implementations. In
2009, Intrado and i wireless, a T–Mobile
affiliate, initiated an SMS-to-911 trial in
Black Hawk County, Iowa. In this trial,
only Black Hawk County residents who
subscribed to i wireless were able to
make use of the text-to-911 service. Text
messages sent in the trial did not carry
location information, so users were
prompted to enter their zip codes before
the text message was forwarded to the
PSAP. Despite the limited nature of the
trial, county representatives have
credited text-to-911 with positive
outcomes in several emergency
situations. On the other hand, AT&T
contends that publicity about the Black
Hawk County trial resulted in confusion
that ‘‘spread throughout the country’’
regarding where text-to-911 was
available.
43. In August 2010, the Marion
County, Florida, Sheriff’s Office
developed an in-house text message to
911 system. Named ‘‘ADD IT NOW,’’ the
program enables the Sheriff’s Office
Communications Center to receive
urgent text messages on a dedicated
screen that uses a yellow indicator light
to signal incoming texts. The Sheriff’s
Office has advertised the availability of
the number and has encouraged local
citizens to add the number to their
phone directories. The Sheriff’s Office
reports that the system cost $1,000 to
develop and costs approximately $50
per month to maintain. The system does
not convey location information.
44. On August 3, 2011, the City of
Durham, North Carolina, announced an
SMS-to-911 trial in partnership with
Intrado and Verizon Wireless.
According to Durham, the trial is
specifically designed for two types of
emergency scenarios: emergency help
requests from people with disabilities
and from people not wanting someone
to hear them make a 911 call. When
receiving a text, the Durham PSAP will
not be able to automatically determine
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the caller’s location. To ensure that
consumers are aware of this limitation,
the city is making efforts to educate the
public that they must include location
information when sending an SMS-to911. Durham has scheduled the trial to
conclude on January 31, 2012, and will
restrict the trial to Verizon Wireless
customers in areas served by the
Durham PSAP.
45. In June 2011, Cassidian
Communications announced the
successful completion of a ‘‘simulation’’
SMS-to-911 trial in Harris County,
Texas, involving the Greater Harris
County backup PSAP. According to
Cassidian, ‘‘[t]he testing during the trial
utilized automatic location
identification (ALI) capabilities
allowing for the call takers to identify
the location of the caller * * * Many
operational implementation and
procedure related elements remain to be
discussed and ultimately implemented
* * * It is anticipated that the
technology will be available to the deaf
and hard of hearing population in the
GHC 9–1–1 territory within a year [after
June 20, 2011] and subsequently will be
offered to the rest of the population.’’
Unlike the Black Hawk County and
Durham trials, this trial did not involve
members of the public.
46. Several European countries,
including Estonia, Iceland, Luxembourg,
Sweden, and the United Kingdom offer
emergency SMS services or are planning
to offer such services in the near future.
In all of these countries, the SMS
message does not automatically include
location information, which the sender
of the SMS message is expected to
provide manually. The Swedish SMS
system, however, is capable of
determining cell-tower location. In all of
these countries, the SMS service is
primarily directed towards people with
disabilities and requires users to register
in advance of using the service.
Additionally, after the SMS PSAP
receives and processes a text message, it
forwards the necessary information to
the appropriate voice PSAP. We seek
comment on the above-described textto-911 trials and on text-to-911 services
offered in these countries. What are the
advantages and disadvantages of the
various approaches to text-to-911? What
lessons could the United States draw
from the international examples?
47. Standards. We seek comment on
any standards-development activities by
industry or standards-setting bodies that
may play a role in the short-term
deployment of text-to-911 services
based on SMS or software applications.
We also seek comment on whether there
are any additional text-to-911 trials or
standards efforts that have been
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conducted thus far or that are
contemplated in the near future. We
request that commenters provide the
Commission with any relevant data that
has been gathered from these trials and
standards-setting efforts, including the
number of individuals who sent text
messages to 911 during the trials,
whether PSAPs could locate those
callers, and the effectiveness of texting
as a means of communicating with
PSAPs.
3. Approaches Based on SMS and
Existing Infrastructure
48. In the Notice of Inquiry, the
Commission sought comment on a
number of issues related to SMS-to-911.
The Notice of Inquiry recognized that
SMS is not a synchronous messaging
service and therefore does not provide
a means for the sender to know whether
and when his or her message has
reached its destination. It also noted
that because each SMS message is
independent of its predecessors and
successors, messages within the same
logical conversation may not be routed
to the same destination or in the proper
sequence. Further, the Notice of Inquiry
referenced concerns about whether the
recipient of an SMS message could
reliably and accurately determine the
sender’s geographic location.
49. Comments. Wireless providers
and some industry standards bodies are
generally opposed to adopting or
requiring SMS-to-911 as an interim
solution. Many wireless providers argue
that SMS is unreliable and should not
be used for emergency communications.
AT&T contends that ‘‘SMS suffers from
significant limitations that make it both
dangerous and infeasible to rely on for
emergency communications,’’ because
there is no guarantee of delivery for
SMS messages and no acknowledgment
provided to the sender. AT&T
characterizes SMS as ‘‘a best-effort,
store-and-forward service [making] it
unreliable and prone to unacceptable
delays for purposes of emergency
communications.’’ T-Mobile and
Verizon similarly argue that SMS lacks
important functionalities and reliability
that are needed for a viable emergency
communications service. Verizon argues
that the interests of PSAPs, consumers,
and service providers ‘‘would be better
served by focusing on incorporating
RTT and more advanced messaging
technologies into IP-based platforms
and into the wireless industry’s
deployment of 4G LTE technology.’’
ATIS notes that current SMS standards
do not support automated routing to the
PSAP or automated location
information, which are critical to
emergency communications. Further,
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ATIS argues that because of ‘‘the higher
probability of SMS-to-911 message
failure, liability protection for SMS-to911 services must be far stronger than
that currently provided for voice calls.’’
50. Public safety commenters express
similar concerns about SMS-to-911.
NENA states that ‘‘[t]oday, SMS lacks
many of the characteristics needed to
support quality emergency
communications.’’ NENA therefore
‘‘does not advocate the use of SMS as
a means to access 9–1–1 systems.’’
APCO notes that ‘‘there are a number of
Quality of Service concerns with the use
of SMS to 911.’’ Wichita-Wilbarger
states that ‘‘SMS messaging is distinctly
unsuitable for communications with
emergency services [because] SMS
messaging does not allow for real-time
communication [which] raises the
possibility of miscommunication with
the PSAP.’’
51. However, some 911 technology
and software providers support the use
of SMS as an interim solution for
emergency communications and
contend that there are ways to overcome
some of its technical limitations. TCS
states that ‘‘based on existing public
expectations both from current SMS
users and members of specialized
communities, it is generally accepted
that the introduction of SMS to 911 is
inevitable.’’ TCS also notes that ‘‘SMS to
9–1–1 communication can be controlled
so that a Dispatcher receives
information that is timely, dependable,
and adequate enough to make a
professional dispatch decision.’’
Moreover, TCS states that it has
‘‘demonstrated in its laboratory and in
limited field experiments that SMS
emergency service can be provided
reliably and in the near term.’’ TSAG
maintains that ‘‘under certain
emergency settings, SMS messaging
represents an important (at times only)
alternative to voice communications
[and] public expectations suggest
NG911 systems be configured to accept
and manage SMS based emergency
communications, notwithstanding the
technical and operational ‘challenges’.’’
Intrado maintains that ‘‘SMS is a viable,
reliable, interim solution for situations
in which those who are in emergencies
are not in a position to place a voice call
to 9–1–1.’’ The ATIS INES Incubator is
considering several interim solutions for
text-to-911 and divides these solutions
into two groups, ‘‘consumer to PSAP’’
and ‘‘consumer to relay services to
PSAP.’’ Among the ‘‘consumer to
PSAP’’ solutions that the ATIS INES
Incubator is considering are: emergency
voice call then SMS, emergency voice
then web chat, instant messaging, RTT
direct to PSAP, RTT converted to TTY,
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TTY emulation, video ASL, and SMS
direct to PSAP. Among the ‘‘consumer
to relay services to PSAP’’ solutions that
the ATIS INES Incubator is considering
are: IP relay service, video relay service,
national SMS relay, national RTT relay,
and home PSAP relay.
52. L.R. Kimball (Kimball) ‘‘supports
the development of a SMS to 911
solution’’ and believes that many of the
limitations cited by other parties can be
resolved by ‘‘[s]electing a different point
of interconnection between the SMS
system and 911.’’ According to Kimball,
such limitations are the ‘‘consequence
of the selected point-of-interconnection
(POI) between the SMS system and 911,
namely, at the store-and-forward
service,’’ however, selecting a different
POI ‘‘may permit many of these
problems to be resolved and, if
implemented properly, should not
seriously or significantly impact the
operation of the existing SMS system.’’
Specifically, Kimball argues that ‘‘a
store-and-forward function need not
exist between the SMS originator and [a]
PSAP, provided a suitable POI can be
found ahead of the store-and-forward
function.’’ Further, according to
Kimball, specific elements of the
telephone industry standard Signaling
System 7 (SS7) network can provide ‘‘an
effective and convenient POI for
interconnecting SMS systems with a
new 911-specific SMS service’’ and
many mobile telephone switches allow
for the design of ‘‘several possible
mechanisms that can be used to separate
SMS to 911 messages from normal SMS
processing.’’ Consequently, Kimball
contends that ‘‘with SMS to 911
messages separated from the SMS
system, it becomes possible to
implement a dedicated SMS to 911
[Signaling Control Point (SCP)] [that]
can address most, or even all, of the
technical objections to a SMS to 911
service and can do so without impacting
the SMS store-and-forward functions
that are in widespread use today.’’ An
SMS to 911 SCP can perform functions
such as ‘‘gateway and protocol
conversion functions from SS7 to
NG911, including signaling and media
conversion’’; ‘‘assigning a ‘session
identifier,’ so that successive SMS
messages (from the same phone) reach
the same dispatcher via the NG911
network’’; ‘‘providing acknowledgement
or negative delivery text messages back
to the originator of the emergency text
message’’; and ‘‘querying the wireless
carrier’s position determining system in
an attempt to locate the originator’s
location.’’
53. Discussion. The record indicates
that SMS-to-911 has a number of
technical limitations that affect its
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ability to support reliable emergency
communications. SMS is essentially a
store-and-forward messaging service
that is not designed to provide
immediate or reliable message delivery;
does not support two-way real-time
communication; does not provide the
sender’s location information; and does
not support the delivery of other media
such as photos, video, and data. All of
these factors appear to make SMS
inappropriate as a long-term text-to-911
solution and warrant caution in
encouraging it as a short-term solution.
At the same time, SMS-to-911 offers
certain significant potential benefits as
an interim solution. It can be deployed
relatively quickly, consumers have
already embraced the technology, and
the vast majority of wireless providers
and mobile devices support SMS.
Moreover, the trials in other countries
that we described above indicate that
SMS can supplement voice-based 911
services. In addition, some commenters
have suggested that it is possible to
overcome or mitigate some of the
technical limitations of SMS at a
reasonable cost to providers, PSAPs,
and consumers.
54. Balancing these considerations,
we believe that PSAPs, providers, and
vendors should have the option to
implement SMS-to-911 as a short-term
alternative. We seek comment on this
view and on whether the benefits of
leveraging SMS-to-911 on an interim
basis outweigh the limitations of SMS.
We also encourage SMS-to-911 trials by
interested parties to develop improved
information about the strengths and
limitations of this approach, and we
request that participants in ongoing and
future trials (existing and future) submit
their trial data and findings in this
proceeding.
55. We also seek comment on the
feasibility of overcoming or mitigating
SMS technical limitations at a
reasonable cost to providers, PSAPs,
and consumers. Specifically, we seek
comment on Kimball’s proposal
regarding selecting a different point of
interconnection between the SMS
system and 911. How technically
feasible is this solution, and on what
percentage of mobile switching
infrastructure could it work? Kimball
notes that ‘‘there is no business or
regulatory driver to implement a SMS to
911 interconnection [and]
implementation and maintenance
would be an additional cost to providers
and there is no process in place to
recoup those expenditures.’’ We seek
comment on the costs of
implementation of this proposal,
including ongoing maintenance and
operation costs. We also seek comment
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on any activities by standards-setting
bodies that may play a role in the shortterm deployment of SMS-based text-to911 services. Intrado argues that any
text-to-911 ‘‘solution should use the
digits 9–1–1.’’ We seek comment on
whether a national short code for SMSto-911 should be designated by the
Commission, a standards-setting body,
or some other entity. If so, how should
this short code be designated and
implemented?
56. Further, one limitation that most
commenters recognized is the inability
of SMS to provide accurate location
information for routing or PSAP
dispatch purposes. To overcome this
limitation, would it be technologically
feasible for the recipient of an
emergency SMS, such as the ALI
database provider, to query for the
location using the phone number
provided, assuming that it can identify
the originating provider? Have such
techniques been tested experimentally?
If this is feasible, could such a query
work for all SMS messages or would it
only be available for certain classes of
messages (e.g., only for messages sent
while the user is not roaming or for
domestic customers)? Are there other
limitations? If there are such limitations,
is there data to quantify the fraction of
SMS messages or users likely to be
affected, extrapolating from nonemergency use of SMS? What costs
would be associated with such a
solution? How much time would
separately checking the ALI database to
determine the location of an individual
texting to 911 add to response time?
4. Approaches Based on Software
Applications
57. As noted above, many consumers
are acquiring more advanced mobile
devices (e.g., 3G and 4G handsets) that
enable them to install applications on
their phones, including applications to
send text messages without using SMS
or MMS, sometimes referred to as ‘‘over
the top.’’ We seek comment on the
feasibility of using general texting or
911-specific applications to support a
transitional non-voice NG911 system
that would allow consumers to send text
and other non-voice media to PSAPs.
Such a system would consist of two
components: (1) One or more databases
that describe where text-to-911
capabilities are available and how to
reach the appropriate PSAP; and (2) one
or more software applications for
smartphone operating systems.
Providers and third parties, including
but not limited to systems vendors that
currently provide services and
equipment to PSAPs, could develop
such applications. The application
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would obtain location information,
including cell tower identity, from
smartphone operating systems and
would rely on standard IP connectivity
to deliver a message to the right
destination based on a location
database. The database would map
approximate location data to a PSAP or
ESInet IP address or indicate that text
service is not available for that location.
58. This system architecture has
several potential benefits, including the
fact that it could be rolled out in a
relatively short period of time and that
it would not require any major provider
network or mobile handset upgrades.
We seek comment on the costs and
timeframe for deploying such a system.
How would such a system be structured
to reduce the time to deployment,
minimize the effort required by
providers, and maximize the operational
reliability of the system? We also seek
comment on whether it would be
possible for this system to support other
media besides text, including voice,
video, images, and data. Could the
system be made compliant to existing
and emerging standards? Would PSAPs
need to have access to broadband IP
connectivity or should the system allow
for translation of text messages (e.g., to
TTY-based messaging)? Would PSAPs
need to install any additional software
or hardware? If so, what specific costs
would be associated with such
installation? Is it possible for an
application to automatically detect
whether a PSAP is capable of receiving
only text or also other advanced media
types, such as images? How would an
entity or entities be selected to build
and maintain the national database(s) of
where text-to-911 applications work and
what costs are associated with creating
and maintaining a database? Who
should bear those costs? What entities
would provide the smartphone
application? Should there be a process
whereby applications are certified in
some way? If so, what entity should
perform this certification?
59. Under this system, only users of
smartphones would be able to install the
applications that would enable them to
send text messages to 911. How, if at all,
should the Commission address this
issue? Could the system outlined above
be adapted to handle SMS messages
after translation to a SIP-based message
format? Are there prototypes or
alternatives of application-based NG911
systems that the Commission should
consider as models? Are there any
activities by standards-setting bodies
that may play a role in the short-term
deployment of text-to-911 services
based on software applications?
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B. 911 Prioritization in Major
Emergencies
60. A critical feature of public safety
is the ability of persons in need of
assistance to have reliable access to
emergency services, especially during
times of major disasters such as largescale natural and man-made disasters.
The August 23, 2011 East Coast
earthquake and Hurricane Irene
demonstrated that concentrated
demands on the capacity of commercial
communications networks during and
immediately after emergencies can
hinder the ability of consumers to make
voice calls. This, in turn, could
jeopardize consumers’ ability to contact
911, potentially leaving 911 callers
without the assistance they need. We
seek comment on how best to address
this concern in both legacy networks
and the emerging broadband networks
that will support NG911.
61. One way to enhance consumers’
ability to contact 911 in the wake of a
disaster is to prioritize 911 traffic over
non-911 traffic. Accordingly, we seek
comment on whether GSM and CDMA
networks are able to support
prioritization of 911 calls. If so, are
wireless providers currently prioritizing
911 calls to their respective radio access
networks (both for GSM and CDMA
networks)? What are the costs of
incorporating 911 prioritization
technology, to the extent it exists, into
these networks? What are the qualitative
and quantitative benefits of doing so?
Are 911 prioritization technologies for
GSM or CDMA networks used outside of
the United States today, and if so, where
and what has been the experience with
these technologies, including with
respect to their reliability? If not, can
anything be done to improve them to
support 911 use? Are there similar
concerns about network congestion
inhibiting 911 calls on wireline
networks? If so, do providers prioritize
wireline 911 calls, or should they? What
are the advantages and disadvantages of
doing so? Would prioritizing 911 calls
during and after a major emergency
limit the ability of consumers to
complete non-911 calls that serve a
socially important purpose, such as
calls to confirm the safety or
whereabouts of family members?
62. Another way to improve
consumers’ ability to reach 911 in the
wake of a disaster is to encourage users
to limit their use of the network so that
calls to 911 are more likely to go
through. Could legacy service providers
take preparatory or preventive measures
to mitigate congestion and thereby
increase the likelihood that consumers
are able to contact 911 during major
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disasters? Are there best practices that
providers or others could encourage
consumers to follow to mitigate
congestion after major disasters? Would
the network protocols and systems used
for Wireless Priority Services (WPS) be
suitable for prioritizing 911 calls, and if
so, would any adjustments be needed?
63. As discussed above, after the East
Coast earthquake on August 23, 2011,
many consumers were unable to make
voice calls, but they could send text
messages. To what degree would the
deployment of text-to-911 capability
improve the ability of consumers to
reach 911 during a major disaster by
reducing network congestion? What are
the relative costs and benefits of shortterm deployment of this capability
through retrofitting of legacy networks
versus developing text-to-911, as well as
the priority mechanisms discussed
above, as basic components of emerging
and future broadband networks? We
seek comment on these issues and ask
commenters to address any other
significant considerations with respect
to industry standards and practices,
including any evolving trends and
industry initiatives addressing the
avoidance or mitigation of 911 service
disruptions during major disasters.
64. We also seek comment on the
potential for prioritization of 911 traffic
in existing and future mobile broadband
networks. For example, Long Term
Evolution (LTE) provides mechanisms
for prioritizing traffic through
capabilities such as Allocation
Retention Priority (ARP), which assigns
fifteen levels of priority. We seek
comment on whether these capabilities
and/or other LTE and IMS capabilities
can support prioritization for 911 calls.
We seek comment on the technical
feasibility, potential benefits, and costs
of doing so. Do wireless providers
intend to prioritize 911 calls on LTE or
IMS networks? Are they incorporating
this technology into their commercial
networks today? What costs are
associated with incorporating such
technology into LTE or IMS networks,
and what are the qualitative and
quantitative benefits of doing so? Would
PSAPs need to make any changes to
their facilities to ensure appropriate
prioritization of 911 calls delivered over
LTE or IMS? If so, what costs would be
associated with such changes? What
NG911 standards are being developed
for LTE or IMS technologies and
networks, if any, that would reduce the
risk of network congestion? Should
standards-setting bodies consider
additional standards to address this
matter? Should broadband networks be
configured to support prioritization of
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911 calls? If so, how can that be done
cost effectively?
65. We note that in the Open Internet
Order, the Commission specifically
stated that nothing in our Open Internet
rules ‘‘supersedes any obligation or
authorization a provider of broadband
Internet access service may have to
address the needs of emergency
communications or law enforcement,
public safety, or national security
authorities, consistent with or as
permitted by applicable law, or limits
the provider’s ability to do so.’’ We
believe that to the extent the 911
prioritization alternatives considered
here would apply to broadband Internet
access service providers, they fall
within this provision. We seek comment
on this view. In addition, in the Open
Internet Order, we declined to adopt a
requirement that network managers
provide public safety users with
advance changes in network
management practices that could affect
emergency services, but we
‘‘encourage[d] broadband providers to
be mindful of the potential impact on
emergency services when implementing
network management practices, and to
coordinate major changes with
providers of emergency services when
appropriate.’’ Would the same approach
be appropriate in the context of 911
prioritization?
66. Are there any other legal issues
involved in prioritizing 911 traffic? For
example, to the extent a 911 call is
carried by a provider subject to section
202(a), would prioritization of a 911 call
be considered ‘‘discrimination,’’ and if
so, would it be considered a reasonable
form of discrimination? What other legal
issues, if any, would need to be
considered and addressed?
67. Further, with respect to legacy
networks and emerging broadband
networks, we seek comment on how
service providers and public safety
officials would manage and coordinate
prioritization of 911 traffic in emergency
situations. What role should service
providers and public safety officials
play in determining the need for and
scope of prioritization in mobile
wireless networks? Should 911
prioritization be implemented
temporarily based on the specific
conditions of the emergency, or should
it be implemented on a permanent
basis? If prioritization were temporary,
who should determine when to initiate
it and when to terminate it?
C. Facilitating the Long-Term
Deployment of NG911 Text and
Multimedia Applications
68. In deciding what role, if any, the
Commission should play in the long-
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term deployment of NG911 text and
multimedia alternatives, we seek to
maximize the benefits to consumers
from any action we would take while
taking into consideration the costs of
compliance for providers and PSAPs.
We therefore seek comment on the
expected benefits of facilitating that
deployment, the results of any ongoing
trials and on the activities of standardssetting bodies involving texting services
and multimedia applications (including
data, photos, and video), and the
relative merits of using various
technical approaches to achieve those
benefits. As in our prior evaluation of
short-term alternatives, when evaluating
the record with respect to long-term
alternatives, we intend to place
significantly more weight on the
estimated impacts that are supported by
hard data or are otherwise welldocumented.
1. Expected Benefits of Availability of
NG911 Text and Multimedia
Applications
69. Although quantifying the benefits
of a long-term deployment of texting
and multimedia applications for
emergency communications may be
difficult, we need to determine whether
such deployment will significantly
benefit consumers. Therefore, as in the
case of short-term alternatives, we seek
more information on the benefits of
long-term NG911 applications,
particularly with respect to improving
911 accessibility for people with
disabilities, meeting consumer
expectations, providing PSAPs with
valuable additional information, and
increasing reliability and resiliency.
70. Accessibility of 911. Long-term
NG911 applications based on based on
SIP and RTT also have the potential to
provide substantially improved
accessibility to 911 services for people
with disabilities, as well as to provide
an alternative means for non-disabled
people to access 911 when voice access
is unavailable or could pose risks to the
caller, for example in a silent call
scenario. This finding is supported by
EAAC survey data showing that 48.1%
of respondents drawn primarily from
the disabilities community would prefer
to use text messaging to contact 911.
Further, as noted in the Notice of
Inquiry, the ICO Plan found that ‘‘[t]he
biggest gap between the technologies
used for daily communication and those
that can access 9–1–1 services is that for
the deaf and people with hearing or
speech impairments.’’ In addition, to the
extent that long-term alternatives
support not only text, but also video and
multimedia applications, they could
enhance accessibility for people with
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disabilities who rely on media other
than text to communicate.
71. We therefore seek more
information on the benefits and
associated costs of facilitating advanced
text-to-911 and multimedia services,
such as those based on SIP and RTT, to
improve the accessibility of the 911
system. How do these benefits and costs
compare to the benefits and costs of the
short-term solutions discussed earlier?
To what extent can advanced text and
multimedia services assist individuals
with hearing or speech disabilities or
those who are deaf-blind? What benefits
are created by the ability of these
services to offer real-time connectivity
or to enable the caller to send photos,
videos, or data? To what degree will
improvements in accessibility
associated with text and multimedia
services be limited to people with
advanced mobile devices? If so limited,
what are the likely consequences for
people with disabilities who may not be
able to afford smartphones that provide
such capabilities?
72. Consumer expectations. SIP-based
text-to-911 capable of supporting RTT
could help ensure that the 911 system
meets consumer expectations regarding
the ability to make multimedia
transmissions to PSAPs in a nextgeneration environment. We therefore
seek comment on whether promoting or
requiring delivery of text and
multimedia communications accurately
reflects current and evolving consumer
expectations and the needs of PSAPs
and first responders. We seek
information regarding how many people
have attempted to send multimedia
applications (including data, photos, or
video) to 911 during emergencies but
failed. Have there been instances where
the ability to send multimedia
applications to 911 could have made a
significant difference in the ability of
first responders to assist the caller or the
speed of the response? We also seek
information that quantifies the impact
that incorrect consumer expectations
about the ability to send multimedia
applications to 911 may have on the
health and safety of the public.
73. Improved information for PSAPs.
Long-term NG911 alternatives founded
on SIP-based standards will not only
support text-to-911, but also will
support multimedia sessions that
combine voice, text, photo, and video
capability. Such multimedia
applications will provide PSAPs and
first responders with valuable
additional information to assess the
nature and severity of an emergency and
determine the appropriate response.
PSAPs and first responders may use
such additional information to speed
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their response or determine the type of
response required (e.g., whether to
dispatch police, fire, or EMT units). For
example, as noted above, in a traffic
accident, NG911 would not only enable
the PSAP to receive the 911 call for help
from the caller seeking assistance, but
also would enable it to correlate the call
with 911 calls from others at or near the
scene and combine the information with
video from nearby traffic cameras to
assess the impact on traffic and identify
the first responders that could reach the
scene the fastest. In addition, if any
vehicles in the accident had automatic
collision notification systems, the PSAP
would receive additional information
regarding the severity of the crash that
could help determine the likely medical
needs of accident victims and the
appropriate emergency medical
response. In some cases, enhanced
information could lead to quicker
apprehension of criminal suspects or
could facilitate screening of potentially
fraudulent or malicious 911 calls. For
example, the PSAP could ask a caller to
take a picture or video of the scene of
an alleged incident to verify that the
caller is indeed close to the scene. In the
Technical Background section, we
explained that NG911 technologies also
include a number of multimedia
applications, which are broader than
just person-to-person text and
messaging services. Are there any steps
the FCC should take now to encourage
further development of those
technologies?
74. We seek comment on the benefits
of providing additional information to
PSAPs, particularly if supported by
data, for example on the incidence of
fraudulent calls, or descriptions of
emergency incidents where multimedia
information could have been helpful.
We also seek comment on the benefits
of supporting video communications for
people with disabilities who have come
to rely on this mode of communication
on a daily basis, such as persons who
use American Sign Language. Finally,
we seek comment on whether PSAPs are
equipped to handle an increased
volume of data from multimedia
applications. How will PSAPs process
and sort through such information?
What additional resources, if any, will
they need to be able to do so?
75. Improved reliability and
resiliency. IP-based messaging services
could contribute to improved reliability
and resiliency of emergency response
networks because they generally
consume less bandwidth than voice
calls and may use different spectrum
resources or traffic channels. This may
enable people in disaster areas to send
text messages to 911 even if they cannot
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place a voice call. Similarly, as 911
network technology migrates from
circuit-switched to packet-switched
networks with improved technology,
PSAPs will have more tools to filter text
messages by incident, so that they can
spend less time with multiple callers
reporting the same incident. For
example, IP-based text and multimedia
could be combined with other
technologies such as device-to-device
communication (e.g., automatic crash
detection) to process information more
efficiently. We seek comment on the
impact of IP-based messaging solutions
on PSAP operations and emergency
response during large-scale disasters.
How do the benefits and costs compare
to the benefits and costs of short-term
text-to-911 solutions discussed earlier?
2. Standards Development for NG911
Applications
76. Standards. We also seek comment
on ongoing activities of standardssetting bodies regarding deployment of
IP-based text and multimedia
emergency services for next generation
networks. In the Notice of Inquiry, the
Commission noted that ‘‘[w]hile the
basic components of identification,
location lookup, and call routing are
present in all NG911 proposals, there
have been at least three different
proposed approaches for how to
implement these elements in specific
networks.’’ The three proposals noted
by the Commission were the ATIS
‘Considerations for an Emergency
Services Next Generation Network (ES–
NGN)’; the NENA architecture based on
Internet Engineering Task Force (IETF)
protocols; ‘NENA Functional and
Interface Standards for Next Generation
9–1–1 Version 1.0 (i3)’; and the 3rd
Generation Partnership Project
architecture; ‘IP Multimedia Subsystem
(IMS) Emergency Sessions.
77. NENA has noted that NENA and
3GPP requirements must be aligned to
make NG911 available. We seek
comment on whether such alignment is
necessary and, if so, how much time is
needed to effectuate an alignment. What
benefits would such alignment provide?
The 3GPP architecture is compatible
with NENA’s i2 architecture. While
NENA’s i2 permits VoIP providers to
send 911 voice calls and location
information to PSAPs, 3GPP extends the
i2 solution to include text and video.
We seek comment on whether aligning
3GPP with NENA’s i3 requirements
would result in substantive changes to
NENA specifications, 3GPP
specifications, or both. What costs, if
any, are associated with aligning NENA
and 3GPP requirements? We also seek
comment on whether it would be
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necessary to align these requirements
and specifications with ATIS’ proposals.
Can protocol gateways be used to
connect i3 systems to, for example,
3GPP IMS systems? What functionality
would these gateways need to support?
Do these gateways pose potential scaling
or reliability problems? Are there any
technical specifications or requirements
needed to further the development of
the more advanced devices and
functionalities that are broader than just
person-to-person text and messaging
services?
78. NENA has also indicated that
more recent versions of its NG911
technical specifications and its NG911
transition plan will be needed for the
3GPP/NENA alignment. As noted above,
3GPP has published a report on the use
of NOVES that provides a general
description of perceived needs. In
addition, ATIS has created its INES
Incubator. We seek comment on when
these interim and final specifications for
handling NOVES are likely to be
published. Will there be alignment
issues involving NOVES and INES? Are
there additional specifications or
requirements needed to implement
long-term NG911 solutions for text and
multimedia? Have any additional efforts
to develop NG911 standards been
conducted to implement these
specifications, requirements, or
solutions? We request that commenters
provide the Commission with any
relevant data that has been gathered
from these efforts to develop NG911
standards.
3. Approaches Based On IP-Based
Messaging or Real-Time Text
79. As noted above, there are at least
three IP-based messaging mechanisms,
including SIP-based pager-mode, MSRP,
and XMPP. We also provided a
description of RTT, which permits
characters to be sent when typed.
Further, we described ATIS’ INES
Incubator program and other next
generation text-to-911 standards-setting
initiatives.
80. Comments. Wireless providers
generally argue that SMS-to-911 should
not be part of the NG911 framework.
Instead, providers maintain that
industry should be given additional
time to develop standards for IP-based
emergency services, such as NOVES.
According to T-Mobile ‘‘[r]ather than
expend resources trying to make SMS
work for 911, stakeholders should
instead focus on next-generation
communications services that will
provide better 911 access to all
consumers.’’ CTIA argues that ‘‘[a] new
messaging suite will provide
functionality similar to and exceeding
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current messaging services and is
expected to be incorporated into a
future release of the LTE standard.’’
According to CTIA, NOVES is
anticipated to be finalized by September
2012 as part of 3GPP Release 11. CTIA
argues that ‘‘industry and the
Commission need to weigh the benefits
of proposed interim solutions against
the risk of delay to such long term
solutions for which development efforts
are entering the advanced stages.’’
AT&T recommends that the
Commission ‘‘encourage work by
industry groups such as NENA, ATIS,
and 3GPP to develop standards for
NOVES for next generation networks
that include non-SMS text based
messaging options.’’ Verizon states that
‘‘significant activities are under way to
develop a uniform approach for the
delivery of * * * NOVES * * *
including the use of messaging for
emergency services. RTT, which will be
feasible for NG911 networks and
consumer equipment, is still undergoing
assessment but has been standardized
by 3GPP as the optimal replacement for
legacy TTY/TDD devices in 4G wireless
communications networks [and] the
Commission should support and
monitor these efforts, and not be
distracted by less effective interim
measures.’’
81. CSRIC 4B notes that ‘‘a long term
solution may be provided by * * *
NOVES * * * a new service for which
requirements are being developed in the
NENA Next Generation Messaging
Group and in the 3GPP SA1 group.’’
According to CSRIC 4B, ‘‘The NENA
Next Generation Messaging Working
Group is currently developing use cases
and requirements for NOVES, and those
requirements are expected to be aligned
with those in the ATIS Wireless
Technology and Systems Committee
(WTSC) and 3GPP SA1, which will be,
at some future point, standardizing
NOVES. Further, according to CSRIC,
‘‘When 3GPP SA1 completes the
requirements for NOVES, other 3GPP
groups will determine whether network
architecture changes are needed and
whether any new protocols (or changes
to existing protocols) are needed to
support NOVES.’’ CSRIC 4B estimates
that work on NOVES industry standards
may be completed by March 2012.
82. Public safety commenters also
have concerns about SMS-to-911 and
generally support RTT as a text-to-911
solution. APCO notes that ‘‘there are a
number of Quality of Service concerns
with the use of SMS to 911’’ and that
‘‘RTT has the potential benefit of
allowing hearing-impaired or speechimpaired individuals to communicate
directly, in real time, with an NG911
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capable PSAP, rather than having to be
routed through an intermediary
service.’’ NENA states that ‘‘[d]ue to its
more conversational flow, Real-Time
Text * * * is a preferred method of
communication for many text users, and
particularly for individuals with
disabilities.’’ NENA also notes that
‘‘standards-compliant RTT should be
supported in all NG9–1–1
deployments.’’
83. Discussion. We seek comment on
the timeframe in which standards are
likely to be completed for RTT or other
IP-based messaging solutions, and how
much additional time will be required
for providers to implement these
solutions in their networks. What are
the advantages and disadvantages of
RTT and other IP-based messaging
solutions, and which solutions show the
most potential for allowing individuals
to communicate with 911? Should the
Commission play a more active role in
monitoring or facilitating the standardssetting process, or should it not act until
next generation non-voice emergency
messaging standards are closer to being
finalized? Should the Commission
coordinate a voluntary industry-wide
timetable or establish a mandatory
timetable for standardization,
implementation, and roll-out to
facilitate planning by manufacturers,
software vendors, and PSAPs?
and timeframes for deploying such
applications. Could we use softwarebased applications to reduce the time to
deployment, minimize the effort
required by and costs for providers, and
maximize the operational reliability of
NG911?
86. We also seek comment on the
potential for long-term software
applications to support voice, text,
video, and images, both separately and
in combination. Could such
applications be made compliant to
existing and emerging standards? What
level of broadband IP connectivity
would PSAPs need to support
multimedia applications, particularly
bandwidth-intensive applications such
as video? Would PSAPs need to install
any additional software or hardware? If
so, how much would such additional
software or hardware cost? Would
applications be capable of automatically
detecting the capability of individual
PSAPs to receive particular media? To
what degree would PSAPs using
software-based applications require
access to regional or national databases?
Who would build and maintain such
databases? How much would such
databases cost and who would bear that
cost? What entities would provide the
smartphone applications? Should such
applications be certified, and if so, who
should perform the certification?
4. Approaches Based on Software
Applications
84. In our discussion of short-term
alternatives, we sought comment on
developing ‘‘over the top’’ software
applications that would enable
consumers to send text messages and
other non-voice media to PSAPs using
IP networks. We specifically sought
comment on the feasibility of
developing a non-voice NG911 system
in the short term that would consist of
two components: (1) A database or
databases that would identify where
text-to-911 capabilities are available and
how to reach the appropriate PSAP and/
or text answering center; and (2) one or
more software applications for
smartphone operating systems. We
noted that this system could be rolled
out quickly and would not require any
major provider network or mobile
handset upgrades.
85. We seek comment on whether
‘‘over the top’’ software applications
such as the one described above have
long-term as well as short-term potential
to support delivery of text and other
media to 911. Are there additional
software-based applications that we
should consider as long-term options
even if they are not viable in the short
term? We seek comment on the costs
D. The Commission’s Role in Expediting
Deployment of Text-to-911 and Other
NG911 Applications
87. In this section, we seek comment
on the role the Commission should play
to expedite the development and
widespread deployment of the shortterm text-to-911 and long-term text and
multimedia solutions discussed above.
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1. Incentive-Based vs. Regulatory
Approaches
88. In response to the Notice of
Inquiry, wireless providers generally
argue that the Commission should not
adopt any text-related requirements at
this time. Instead, providers maintain
that the Commission should wait until
standards, such as IMS and NOVES, are
more fully adopted. For example, AT&T
states ‘‘the Commission should not
specify which technologies should be
used in the NG911 environment, but
should allow standards to define these
technologies.’’ Sprint Nextel highlights
that it ‘‘supports efforts to deploy an
NG911 service that will include both
voice and text capabilities’’ but that
‘‘there are many technical
considerations that must be resolved
* * * through standards-setting
organizations before NG911
implementation can move forward.’’ On
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the other hand, NENA argues that
‘‘waiting until all or most PSAPs have
NG9–1–1 capabilities and all access
network providers support NG9–1–1
standards and then simultaneously
enabling text support is an untenable
model. Consumers expect to access
9–1–1 by text now, not many years from
now. * * *. It would be best, in our
opinion, for text to be enabled soon,
nationwide, over a short deployment
period. We believe that can be
accomplished.’’
89. We seek comment on whether
there are any incentive-based
approaches that the Commission could
or should adopt to encourage the rapid
development of text-to-911 solutions.
Should the Commission develop best
practices for deploying text-to-911 and
other multimedia applications, for
example through CSRIC? Alternatively,
should the Commission adopt
deadlines, timetables, or uniform
network interface standard
requirements? Do providers have an
incentive to rapidly develop NG911
solutions if the Commission does not
impose such measures? If so, what are
those incentives? Are there any actions
that the Commission could take to act as
a catalyst or facilitator for early
operational prototypes? Should the
Commission defer additional regulatory
action until standards are more
universally adopted? If so, what specific
set of standards would have to be
completed to trigger such action? What
degree of flexibility should the
Commission afford to providers in their
efforts to deploy NG911 solutions?
Which mobile devices and networks
should be subject to requirements? For
example, should requirements apply
only to devices capable of accessing the
Internet or sold after a specific date
established by the Commission?
2. PSAP-Based Triggers for Providers To
Provide NG911 Solutions for Non-Voice
Emergency Messaging to 911
90. In the NG911 environment, PSAPs
will need certain equipment and
operational procedures in place to
receive text and other media types from
wireless providers. In response to the
Notice of Inquiry, many commenters
argued that the Commission should not
require wireless providers to make
investments in their networks to
provide NG911 solutions until PSAPs
are able to receive text and other media.
We seek comment on the degree to
which PSAP readiness should be
factored into Commission action
relating to NG911 implementation.
What are the advantages and
disadvantages of waiting until PSAPs
can receive text and other media?
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91. The Commission’s existing E911
rules require CMRS providers to make
Phase I and Phase II service available
‘‘only if the administrator of the
designated Public Safety Answering
Point has requested the services
required * * * and is capable of
receiving and utilizing the data
elements associated with the service.’’
We seek comment on whether a similar
process would be appropriate in the
NG911 context, such that PSAPs would
have to request delivery of text or other
media to 911 and demonstrate the
capability to receive such traffic. If so,
what specific showing should a PSAP
be required to make to establish its
ability to receive text and other media
types? For example, NENA states that
‘‘[a] transition to NG9–1–1 starts when
an ESInet is deployed and one PSAP is
ready to utilize NG9–1–1.’’ Should
ESINet deployment be a required
element of the PSAP showing? Should
the PSAP demonstrate that it supports
IP-based message routing (e.g., by
advertising its geographic coverage
region via a national, state-wide or
regional LoST server?
a. State or Regional Approaches
92. With over 6,800 PSAPs in the
United States, spanning a wide range of
sizes and resources, individual PSAPs
are likely to have highly varying
timetables for developing the technical
and operational capability to handle text
as well as other media. Therefore, while
there is significant benefit to having
providers provide text-to-911 to
individual PSAPs that are capable of
receiving it, implementing this
approach at the individual PSAP level
could impose inefficiencies and
burdensome costs on providers. Our
experience with deployment of E911 on
a PSAP-by-PSAP basis is instructive in
this regard, as it resulted in providers
frequently implementing E911
capability in areas where PSAPs were
not yet E911-capable. For this reason,
we seek comment on whether we
should assess PSAP NG911 readiness at
the state or regional level rather than the
individual PSAP level. What are the
advantages and disadvantages of such
an approach?
93. We envision that state and
regional entities will play a significant
role in the deployment of NG911. The
ICO Plan states that a successful
transition will depend on a high level of
coordination, cooperation, and planning
among the state, regional, and local 911
authorities. NENA notes that ‘‘state and
local public safety agencies and 9–1–1
authorities must begin to take a hard
look at the cost savings that could be
realized through regionalization of non-
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PSAP NG911 components such as
ESInets.’’ NENA also highlights that
‘‘each state will need to coordinate the
deployment of ESInets statewide’’ and
‘‘explicitly include appropriate tools
and mechanisms to ensure that future
upgrades can be deployed state-wide in
a small number of years.’’ NENA
envisions that state transition plans
would ‘‘provide for seamless
interoperability between legacy
networks and NG9–1–1 networks.’’
94. Sprint Nextel contends that
‘‘[c]oordinated implementation * * *
will be even more essential to NG911
deployment, since the NG911 system
will be based on a system of [ESInets]
deployed at the local state level.’’ TMobile argues that ‘‘the Commission
should ensure that there is at least a
substantial level of regional
coordination with respect to the
conversion to, and implementation of,
NG911 systems.’’ Absent such
coordination, T-Mobile contends,
interoperability benefits will be lost,
and NG911 implementation costs for
providers may be substantially higher if
providers have to simultaneously
support legacy 911 systems and
upgraded NG911 systems in the same
region.
95. We seek comment on steps the
Commission could take to facilitate such
a coordinated approach. Specifically,
we seek comment on whether the
Commission should require PSAPs to
demonstrate a specified level of
technical NG911 capability at the
statewide or regional level as a
precondition to providers being subject
to any Commission requirement to
deliver text or other media to PSAPs in
the state or region. What are the
advantages and disadvantages of such
an approach? For example, should the
Commission refrain from requiring
wireless providers to support delivery of
text or other media to 911 in a given
state or region until the state or region
meets certain conditions, such as the
deployment of an ESInet? If we adopted
a state or regional approach and the
deployment of an ESInet served as the
trigger, what would happen if not all
PSAPs in the state or region were
upgraded to link to the ESInet? Should
the state or region be required to meet
other technical conditions?
96. We also seek comment on any
legal or regulatory barriers that may
exist at the state or local level that could
hinder the deployment of NG911. A
number of commenters contend that
outdated state regulations have
hampered the deployment of NG911
networks. For example, NENA asserts
that ‘‘[m]any existing laws, regulations
and tariffs make specific reference to
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older technologies or system capabilities
which may inadvertently inhibit the
migration to NG9–1–1.’’ According to
NENA, examples include:
• Provisions that require specific
technology components for E911 service
delivery that are not necessarily the
same for NG911.
• Regulations that ‘‘assume the
existence of legacy components,’’ such
as the selective router, which may
impede the transition to ‘‘NG9–1–1
deployments.’’ For example, NENA
refers to current Commission rules
requiring ‘‘the delivery of wireless and
voice over IP (VoIP) 9–1–1 ‘calls’ over
the ‘wireline E9–1–1 network.’’’
• State regulations, laws, or tariffs
that currently do not allow 911
authorities or new 911 SSPs to receive
relevant routing, location, and other
related 911 information in the
possession of the incumbent SSPs at
reasonable rates and terms.
• Existing 911 service arrangements
and tariffs that inhibit new entrants
from making similar competitive
services available on a component-bycomponent basis, where technically and
operationally feasible.
• In some states, liability protection
for 911 service providers may be
provided only through the tariff of a
Local Exchange Carrier (LEC) rather
than via statute. In such cases, if a LEC
withdraws its tariff or NG911 services
fall outside the scope of the tariff,
providers of NG911 services, and
possibly PSAPs as well, will not receive
liability protection.
97. States are also concerned about
outdated regulations that may hinder
the deployment of NG911 networks. The
Public Safety Communications Office
(PSCO) of the California Technology
Agency notes that it is ‘‘currently
exploring state and local barriers and
will seek to remove them’’ and
‘‘recommend[s] that the FCC do the
same at the federal level.’’ The Texas
9–1–1 Agencies request that the
Commission address interconnection
disputes and the registration and
certification of NG911 SSPs. The Ohio
PUC supports ‘‘a dual state-federal
regulatory framework for NG911 in
which the FCC establishes broad,
national objectives, standards and
benchmarks, but leaves coordinating the
implementation and transition to the
states.’’
98. Providers and 911 SSPs are
similarly concerned about regulatory
obstacles that may hinder NG911
development. Dash asserts that
‘‘requirements for CLECs to purchase
9–1–1 or CAMA trunks any time the
CLEC seeks to deploy interconnection
facilities * * *. imposes burdens on the
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PSAPs because [PSAPs] have to conduct
interoperability testing on each trunk
and otherwise be prepared to receive
9–1–1 calls from those trunks regardless
of whether the CLEC is actually using
them.’’ In Dash’s view, ‘‘this
discriminatory behavior’’ results in
CLECs being ‘‘bound to the ILEC’s
outdated model.’’ Dash argues that
‘‘CLECs, VoIP providers and other
competitive service providers should be
permitted to use * * * new 9–1–1
solutions and not be required to
purchase services that they would not
absent regulatory or monopoly
mandates.’’ AT&T contends that ‘‘[s]tate
laws and regulations governing the
types of devices and ‘calls’ allowed to
access the NG911 network will also
require modifications’’ in the following
areas: (1) Determining ‘‘the eligible use
of NG911 funds’’; (2) ensuring that
requirements do not mandate
‘‘technology components for E911
service delivery that are incompatible
with NG911 service’’; and (3) ensuring
that laws and regulations are
‘‘functional, standards-based, and
performance-based without reference to
any specific proprietary technology,
manufacturer, or service provider.’’
Further, L.R. Kimball maintains that
‘‘[r]evisions to or the elimination of
older laws and tariffs would be
necessary in order to require
interconnections.’’ Moreover, L.R.
Kimball argues for ‘‘overhaul’’ of ‘‘the
911 regulatory environments at both the
federal and state level * * * to promote
competition.’’ L.R. Kimball also
observes that ‘‘[t]here are currently no
regulations in place to drive carriers to
implement a SMS to 911
interconnection.’’
99. In light of these concerns, we seek
comment on whether as a precondition
to Commission action, states should be
required to demonstrate that they have
adopted appropriate or removed
outmoded legal or regulatory measures
to facilitate NG911 deployment, such as
deregulation of legacy 911
interconnection arrangements and
enactment of liability protection for
NG911 providers and service providers.
Would this approach incentivize states
to eliminate outdated laws and
regulations? Are there other steps that
we should take to encourage the
elimination or mitigation of state and
local regulatory barriers to NG911?
100. We also seek comment on what
statutory or regulatory changes, if any,
would be necessary for the Commission,
other federal agencies, states, tribes, or
localities to facilitate and oversee the
deployment of NG911 networks. Are
there specific FCC regulations that the
Commission should eliminate or modify
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63271
to facilitate the deployment of NG911
networks? What specific actions can the
Commission take that would incentivize
states and localities to eliminate
outdated regulations that hinder the
deployment of NG911 networks?
b. Advanced Regional 911 Centers
101. AT&T contends that consumer
confusion occurred during previous
deployment of basic 911 and E911
service and is equally likely with
respect to the deployment of NG911.
AT&T describes the launch of basic 911
service as having been ‘‘accompanied
with significant consumer confusion
regarding whether or not there was
access to a particular service in a
particular area.’’ AT&T also contends
that widespread publicity concerning
the Black Hawk County, Iowa, text-to911 trial caused confusion elsewhere in
the country regarding the availability of
text-to-911. AT&T warns that if ‘‘the
Commission fails to establish clear
direction for a standardized design for
non-voice emergency communications,
the result will be a patchwork
implementation of non-voice emergency
capabilities and additional consumer
confusion.’’
102. NENA has noted the need for
additional technical requirements to
address this issue, stating that ‘‘while all
[NG911] PSAPs must handle all media,
a legacy PSAP behind [an ESInet-tolegacy PSAP gateway] would only
handle voice media and TTY. There is
no mechanism by which a caller could
discover what media the PSAP
supports. This will be covered in a
future edition of [the NENA i3
Solution].’’ We invite comment on the
amount of time that will be required for
the issuance of such requirements, as
well as their adequacy for avoiding
caller confusion.
103. AT&T states that use of the
aforementioned ‘‘gateways to interwork
[ESInets] with legacy PSAPs will only
further complicate implementation of
NG911.’’ Instead, AT&T proposes
building ‘‘regional entities to handle
non-voice emergency services media
types when the local PSAP cannot.’’ The
regional centers would ‘‘support NG911
capabilities so that every PSAP need not
be updated before certain advanced
services can be supported.’’ According
to AT&T, ‘‘[n]ot only will this
[approach] ensure interoperability, but
it will also limit the capital outlay
required to deliver NG911 services,
thereby accelerating deployment.’’ We
seek comment on AT&T’s proposal. In
particular, we seek comment on the
costs and practicability of AT&T’s
proposed regional PSAP approach
relative to the upgrading of individual
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PSAPs. Would the AT&T approach
reduce the amount of capital outlay
required as compared to upgrading
individual PSAPs? Would it enable
more rapid deployment of NG911? How
long would it take to implement AT&T’s
approach? Are there benefits to colocating a regional center with a PSAP
that is already being upgraded to
NG911? Are there benefits to co-locating
a regional center with another location
that already supports some
NG911capabilities, such as a TRS or
VRS center? We also seek comment on
the specific protocol interfaces and
functionality that should be in place at
the advanced 911 centers before
providers are required to provide text
and other media types to these call
centers. AT&T also states that the
Commission should limit ‘‘advanced
functionality in NG911 systems until a
baseline network’’ of the regional
centers exists. Should the Commission
go so far as to limit advanced
functionality in such circumstances or
in any other circumstances?
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E. Consumer Education and Disclosure
Mechanisms
104. The Notice of Inquiry sought
comment on how to educate and
prepare consumers for disparate PSAP
capabilities in an NG911 environment.
Commenters generally agreed that
NG911 applications such as text-to-911
will not be deployed uniformly and that
a nationwide education effort will
therefore be needed during the
transition. Motorola warns that while
‘‘the transition to NG911 is underway,
misinformation and confusion about the
deployment details are likely to spread’’
and maintains that an ongoing
‘‘comprehensive and multifaceted
public education effort’’ that is ‘‘keyed
to the actual deployment of new
services’’ will be key to helping
civilians understand the capabilities
and limitations of the NG911 system.’’
NENA urges that ‘‘left unchecked, this
confusion could lead consumers to
waste time texting 9–1–1 or leave
unused other means of communications
at their disposal, wasting precious
seconds in an emergency.’’
1. Expected Benefits
105. Even using the most optimistic
assumptions about the deployment of
NG911, consumers are unlikely to have
access to text or other NG911
applications everywhere in the United
States at the same time. Access to these
applications will vary depending on the
consumer’s location, and even in areas
where NG911 is deployed, specific
applications may vary locally or
regionally depending on the PSAP’s
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policies for accepting text or multimedia
messages. In addition, technical factors
such as variations in the capabilities of
different caller handsets may lead to
non-uniform access. At the same time,
as NG911 deployment occurs in certain
communities or regions, consumers
elsewhere are likely to learn through the
media, social networking, and other
sources that text, photos, and video to
911 are available in some places, which
may lead consumers to be uncertain or
confused about availability of these
capabilities in the consumer’s own
community.
106. Given the significant risk of
consumer uncertainty and confusion,
there are clear benefits to be gained from
providing the public with accurate and
up-to-date information about the
availability or non-availability of NG911
applications in their home communities
and in other locations where they may
travel. For example, if the public is not
adequately informed about the
availability or non-availability of text-to911 in specific areas, consumers could
put themselves at risk by attempting to
send text messages to the local PSAP
and being unaware that the text has not
been received. In deciding how the
Commission can most effectively
minimize consumer confusion
throughout the transition to NG911, we
seek to maximize the benefits to
consumers from any action we would
take while taking into consideration the
burden of compliance to providers. We
therefore seek comment on the expected
benefits and costs of implementing
various approaches to consumer
education and implementing disclosure
mechanisms. We also ask whether there
are any contractual issues that might
deter consumers from texting or sending
photos or video to 911. How many
subscribers would face additional
charges for sending texts, photos, or
video to PSAPs from their mobile
devices? Could such additional charges
in some cases deter them from doing so?
If so, should providers, the Commission,
or others develop practices to address
this situation?
2. Approaches for Education and
Disclosure
107. Commenters agree that there is a
significant need for a nationwide
education effort while text-to-911 is
being rolled out. We seek comment on
the types of educational programs that
should be created to abate and prevent
consumer confusion as text-to-911
services are deployed in the short term.
Are there lessons that we can draw from
educational efforts that were conducted
during the deployment of basic 911 or
E911 service? Have other countries
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developed text-to-911 education
programs? Can current 911 educational
programs be adapted to help individuals
understand text-to-911? Should
educational programs differ depending
upon the group that is being targeted,
such as the disabilities community or
non-English speakers? How should
educational programs evolve as text-to911 services become more prevalent?
Would any of the educational
approaches that the FCC used in the
past, such as the campaign to inform
purchasers of wireless microphones of
the need to clear the 700 MHz band for
public safety purposes, be useful here?
108. We also seek comment on the
appropriate role for the Commission and
for other government and private sector
entities in any public education effort.
Motorola notes that ‘‘[e]ntities at the
local, state, and federal levels all need
to be thinking about how to disseminate
accurate information to the public’’ and
suggests that ‘‘beyond formal education
efforts, providers of next generation
communications services need to clearly
communicate to their users any
limitations with respect’’ to 911 service
access. Qualcomm suggests that federal
agencies, including the FCC and DHS,
in conjunction with state and local
governments, take responsibility for
consumer education. The State of
California suggests that the Commission
should take a role in education akin to
its role in the digital television
transition by creating a national public
information campaign. More
specifically, NENA suggests ‘‘the FCC
should collaborate with industry and
media partners and public safety to
educate consumers about the current
and ongoing limitations of SMS for
emergency communications.’’ TSAG,
however, comments that education
‘‘begins with a nationally recognized
institution, driving a baseline national
program * * * supportive of state and
local efforts’’ but leadership ‘‘should
reside in states and [be] delivered
through regional and local NG911
organizations and institutions.’’
Wichita-Wilbarger believes the
Commission should not ‘‘require states
to specifically designate an organization
to be responsible for the statewide
organizing, planning or implementing of
NG9–1–1.’’ We seek further comment on
what entities should be involved in
educational programs. What role should
the Commission play? What role can
other federal agencies, state and local
entities, and those in the public and
private sectors play? Where would the
Commission or other federal agencies
obtain funding for consumer education
efforts? What are the advantages and
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disadvantages of various approaches to
consumer education? How can the
Commission and other federal agencies
support local agencies and the media as
they work to educate their
communities? What are the best
methods of educating consumers about
the availability or non-availability of
NG911 applications in their
communities? Should we require
providers to disclose limitations on the
availability of NG911 applications? If so,
should we require such notice at the
physical point-of-sale, online, in bill
inserts, or elsewhere? Could providers
leverage existing marketing and billing
practices to provide notice to consumers
on a cost-effective basis?
109. Aside from educational
programs, could other resources be
developed to help individuals learn
about where text-to-911 services are and
are not available? For instance, what is
the feasibility of developing a
consumer-focused map or website
showing such availability, possibly
building on the PSAP database that the
Commission maintains or on other
sources? Could local availability
information be built into text-to-911
applications themselves, so that the
application would automatically
indicate whether text-to-911 is available
at the caller’s current location? What
would the cost be of developing such
resources initially and of updating them
as the availability of text-to-911 expands
to new areas? Could information be
provided in bills sent to consumers and
instructional materials included with
new mobile devices to increase
awareness?
110. Finally, despite educational
programs and resources, some
individuals will likely attempt to send
text messages to 911 in locations where
text-to-911 is not supported. AT&T
notes that ‘‘there is a chance that a
failed non-voice emergency call could
result in no immediate feedback.’’ This
could put consumers at risk if they were
unaware that an emergency text did not
go through or were uninformed about
alternative means of reaching the PSAP.
To mitigate such risk, we believe that in
situations where a consumer attempts to
text 911 in a location where text-to-911
is not available, the consumer should
receive an automatic error message or
similar disclosure that includes
information on how to contact the PSAP
(e.g., a message directing the consumer
to dial a 911 voice call). We seek
comment on this approach, including
what methods are necessary to ensure
that such disclosure is accessible to
people with different types of
disabilities. What currently happens
when consumers attempt to send SMS
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or other text-based messages to 911? Do
wireless providers send an error
message in response? If so, what
information does the error message
convey? Is it technically feasible for all
providers to provide such error
messages to consumers? What would
the cost be to implement this capability
across all providers and regions? Should
error messages contain certain
standardized information? What role, if
any, should the Commission play in
developing best practices, model
responses, or requirements for the
provision of standardized error
messages?
F. Overlap With CVAA and EAAC
111. In October 2010, Congress
enacted the CVAA, which amends the
Communications Act and imposes a
variety of new obligations on service
providers, equipment manufacturers,
and the Commission that relate to
providing access to communications
services for people with disabilities.
Section 106 of the CVAA requires the
Commission to take certain steps ‘‘[f]or
the purpose of achieving equal access to
emergency services by individuals with
disabilities, as a part of the migration to
a national Internet protocol-enabled
emergency network.’’ Specifically,
Section 106 requires the Chairman,
within 60 days after enactment of the
Act, to establish the EAAC. Within one
year of its establishment, the EAAC
must: (1) Conduct a national survey of
individuals with disabilities to
determine the most effective and
efficient technologies and methods by
which to enable emergency access; and
(2) submit to the Commission
recommendations to implement such
technologies and methods. Section 106
grants the Commission ‘‘the authority to
promulgate regulations to implement
the recommendations proposed by the
Advisory Committee, as well as any
other regulations, technical standards,
protocols, and procedures as are
necessary to achieve reliable,
interoperable communication that
ensures access by individuals with
disabilities to an Internet protocolenabled emergency network, where
achievable and technically feasible.’’
112. As required by the CVAA, the
Chairman established the EAAC in
December 2010, 60 days after enactment
of the statute. The EAAC is composed
of state and local government
representatives responsible for
emergency management and emergency
responder representatives, national
organizations representing people with
disabilities and senior citizens,
communications equipment
manufacturers, service providers,
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63273
federal agency representatives
responsible for implementation of the
NG911 system, and subject matter
experts. Section 106(c) of the CVAA
specifically requires the EAAC to
provide recommendations to the
Commission:
(1) With respect to what actions are
necessary as a part of the migration to
a national Internet protocol-enabled
network to achieve reliable,
interoperable communication
transmitted over such network that will
ensure access to emergency services by
individuals with disabilities;
(2) For protocols, technical
capabilities, and technical requirements
to ensure reliability and interoperability
necessary to ensure access to emergency
services by people with disabilities;
(3) For the establishment of technical
standards for use by public safety
answering points, designated default
answering points, and local emergency
authorities;
(4) For relevant technical standards
and requirements for communication
devices and equipment and
technologies to enable the use of reliable
emergency access;
(5) For procedures to be followed by
IP-enabled network providers to ensure
that such providers do not install
features, functions, or capabilities that
would conflict with technical standards;
(6) For deadlines by which providers
of interconnected and noninterconnected VoIP services and
manufacturers of equipment used for
such services shall achieve the actions
required in paragraphs (1) through (5),
where achievable, and for the possible
phase out of the use of currentgeneration TTY technology to the extent
that this technology is replaced with
more effective and efficient technologies
and methods to enable access to
emergency services by individuals with
disabilities; and
(7) For the establishment of rules to
update the Commission’s rules with
respect to 9–1–1 services and E–911
services (as defined in section 158(e)(4)
of the National Telecommunications
and Information Administration
Organization Act (47 U.S.C. 942(e)(4))),
for users of telecommunications relay
services as new technologies and
methods for providing such relay
services are adopted by providers of
such relay services;
(8) That take into account what is
technically and economically feasible.
Since its establishment, the EAAC has
met on a monthly basis and has
conducted the required survey of people
with disabilities, which was released in
July 2011. In December 2011, one year
after its establishment, the EAAC will
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submit its recommendations to the
Commission on the NG911 accessibility
issues set forth above. The CVAA then
empowers the Commission to
implement the EAAC’s
recommendations by regulation, to the
extent such recommendations are
achievable and technically and
economically feasible.
113. There is considerable overlap
between the NG911 text and multimedia
capabilities discussed in this Notice and
the NG911 accessibility issues being
considered by the EAAC in its
implementation of the CVAA. As we
have observed in our discussion of
potential benefits earlier in this Notice,
adding text and multimedia
applications to the 911 system can
provide significant benefits to both
people with disabilities and nondisabled people. Moreover, we believe it
is important to encourage to the fullest
extent possible the development of
common text-to-911 and multimedia-to911 solutions that serve both the broad
goals of NG911 and the NG911
accessibility goals of the CVAA. By
focusing on developing common
solutions rather than developing
specialized technologies solely for use
by people with disabilities, we are more
likely to be able to spread the cost of
such technology across all network
users and providers and to generate
economies of scale that lower such
costs. We seek comment on this
approach. Will the development of
common text-to-911 and multimedia-to911 solutions benefit both people with
disabilities and non-disabled people
and lead to greater cost efficiencies? Are
there limitations to this approach, such
as instances where people with
disabilities may still require
development of more specialized
technology to meet their emergency
accessibility needs?
114. In light of the overlapping issues,
we also seek comment on the
relationship between this proceeding
and our implementation of the CVAA
and the work of the EAAC. Should we
incorporate the EAAC’s
recommendations into the record in this
proceeding? Would coordinating or
combining the two proceedings promote
broader and more rapid NG911
deployment?
G. Legal Authority
115. Background. In the Notice of
Inquiry, the Commission recognized
that ‘‘[s]tate, Tribal, and local
governments are the primary
administrators of the legacy 911 system
and are responsible for establishing and
designating PSAPs or appropriate
default answering points, purchasing
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customer premises equipment, retaining
and training PSAP personnel, and
purchasing 911 network services.’’
Nevertheless, the Commission noted
that ‘‘[c]ertain communications
technologies * * * necessitated the
adoption of a uniform national
approach’’ and sought comment on
whether there should be some level of
federal oversight for the transition to
NG911. Further, the Commission sought
comment ‘‘on the extent of the FCC’s
jurisdiction to oversee the transition to
NG911, since PSAPs, service providers,
consumer device manufacturers, and
software developers will all be
involved.’’ The Commission also invited
comment on the role that other federal
agencies, such as ICO, should play in
the transition to NG911.
116. Comments. Several commenters
encourage the Commission to
implement a uniform national approach.
Other commenters, however, assert that
the Commission’s authority over certain
providers, such as broadband access
providers, is still undetermined and will
require further clarification or
legislation. For instance, CTIA states
that ‘‘some of these providers of current
and future application-based
communications services are not FCC
licensees and thus fall outside the FCC’s
regulatory jurisdiction entirely.’’ CTIA
argues that while the CVAA gives the
Commission some regulatory power to
enact the recommendations of the
EAAC, ‘‘it does not give the Commission
plenary authority over electronic
messaging and video conferencing
services’’and ‘‘the limits of the
Commission’s authority under the
[CVAA] are unclear.’’
117. Discussion. Since 1996, the
Commission has exercised authority
under Title III of the Communications
Act to require CMRS providers, as
spectrum licensees, to implement basic
911 and E911 services. This authority
includes—as a fundamental and
pervasive element of the Commission’s
licensing authority—the power and
obligation to condition its licensing
actions on compliance with
requirements that the Commission
deems consistent with the public
interest, convenience, and necessity.
Existing E911 requirements for wireless
service providers clearly further the
public interest in ways directly
connected to the Commission’s mandate
in section 151 to ‘‘promot[e] safety of
life and property through the use of wire
and radio communication.’’ Similarly,
the options we consider in this
proceeding to facilitate availability of
text-to-911 and other NG911 capabilities
to consumers would fall within our
broad Title III authority over spectrum
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licensees as requirements that serve the
public interest, convenience, and
necessity by, for example ‘‘promoting
safety of life and property.’’ Therefore,
we believe that we have wellestablished legal authority under
sections 151, 301, and 303(r) and other
Title III provisions to take the regulatory
and non-regulatory measures described
herein that would apply to users of
spectrum. We seek comment on this
analysis.
118. We also believe that the CVAA
confers authority with respect to
implementation of text-to-911 and other
NG911 features to the extent that such
implementation serves the statutory goal
of ‘‘achieving equal access to emergency
services for people with disabilities, as
a part of the migration to a national
Internet protocol-enabled emergency
network.’’ As noted in the previous
section, the CVAA authorizes the
Commission to promulgate regulations
to ‘‘ensure the accessibility, usability,
and compatibility of advanced
communications services and the
equipment used for advanced
communications services by individuals
with disabilities’’ and to do what is
necessary to ‘‘achieve reliable,
interoperable communication that
ensures access by individuals with
disabilities to an Internet protocolenabled emergency network, where
achievable and technically feasible.’’
The CVAA defines ‘‘advanced
communications services’’ to include
electronic messaging service, defined as
a ‘‘service that provides real-time or
near real-time non-voice messages in
text form between individuals over
communications networks.’’ The CVAA
also includes in the definition of
‘‘advanced communications services’’
‘‘interconnected VoIP service’’ and
‘‘non-interconnected VoIP service.’’ The
CVAA’s mandate to ensure ‘‘the
accessibility, usability, and
compatibility’’ of this broad category of
advanced communications services
provides generous authority to cover
many of the actions we consider in this
proceeding, including, for example,
requiring 911 capabilities for text-based
communications services. We seek
comment on this reading of the CVAA
and whether there are any limitations to
the scope of this authority relevant to
our proposals in this proceeding.
119. Furthermore, we believe that the
Commission would also have the
ancillary authority to regulate certain
entities over which (or over whose
actions at issue) we may not have
express regulatory authority. Under
section 4(i) of the Communications Act
and the judicial precedent recognizing
the Commission’s ancillary authority,
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Federal Register / Vol. 76, No. 197 / Wednesday, October 12, 2011 / Proposed Rules
the Commission is empowered to
impose requirements when it lacks
specifically enumerated authority,
provided its actions fall within the
agency’s general grant of jurisdiction
over ‘‘interstate and foreign
communication by wire or radio’’ and
the regulation is reasonably necessary to
effectuate the Commission’s
responsibilities under the Act and rules
promulgated pursuant to the
Commission’s express authority.
Applying this principle to the NG911
context, it appears that the successful
application of text-to-911 and other
multimedia NG911 requirements to
communications providers pursuant to
the direct mandates of Title III or the
CVAA may require that we impose
certain requirements on broadband
access providers, System Service
Providers (SSPs), network operators,
and other entities involved in the
provision of broadband Internet access
and other network services. For
instance, a CMRS provider may be
unable to provide text-to-911 without
adjustments to the database
management and call routing services
currently provided by the SSP. In
addition, a non-interconnected VoIP
provider may need the cooperation of
the operator of the broadband network
over which the text to 911 travels to
identify the user’s location. In such
instances, we would have ancillary
authority to impose rules on entities
that fall under our subject matter
jurisdiction as necessary to ensure that
Title III licensees, entities subject to our
authority under the CVAA, and other
entities subject to direct statutory
authority can fulfill their new NG911
obligations. Similarly, we may also
decide, pursuant to our direct, express
mandate under the CVAA, that
individuals with disabilities must have
access to an IP-enabled emergency
network that allows them to send text
and other multimedia information to the
PSAP, without further delay. In this
case, we would also have ancillary
authority to require action that has
broader effects on the non-disabled
community, should it be infeasible at
this time, for technical or other reasons,
for providers to tailor implementation of
their CVAA obligations only to
individuals with disabilities. We seek
comment on this analysis. We also ask
commenters to address other potentially
relevant sources of authority.
120. A number of commenters note
that liability protection will need to be
expanded to include all entities that
participate in the NG911 environment.
The Commission recognizes that
existing sources of liability protection
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will possibly need to be updated to
accommodate the range of parties,
services, and devices that will be
involved in the provisioning of NG911
services. The primary basis for liability
protection related to the provisioning of
NG911 services stems from section 201
of the New and Emerging Technologies
911 Improvement Act (Net 911 Act).
Under this section, a ‘‘wireless carrier,
IP-enabled voice service provider, or
other emergency communications
provider * * * shall have’’ the same
liability protection as a local exchange
carrier under federal and state law. We
seek comment on whether the NET 911
Act’s extension of liability protection
embraces the full range of technologies
and service providers that will be
involved in the provisioning of NG911
services. We also seek comment on
whether the Commission has the
authority to extend liability protection
to entities involved in the provisioning
of NG911 services or whether
Congressional action is necessary.
IV. Procedural Matters
A. Ex Parte Presentations
121. The proceeding initiated by this
Notice of Proposed Rulemaking shall be
treated as a ‘‘permit-but-disclose’’
proceeding in accordance with the
Commission’s ex parte rules. Persons
making ex parte presentations must file
a copy of any written presentation or a
memorandum summarizing any oral
presentation within two business days
after the presentation (unless a different
deadline applicable to the Sunshine
period applies). Persons making oral ex
parte presentations are reminded that
memoranda summarizing the
presentation must: (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made; and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda, or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with § 1.1206(b)
of the Commission’s rules. In
proceedings governed by § 1.49(f) of the
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63275
Commission’s rules or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
B. Comment Filing Procedures
• Pursuant to §§ 1.415 and 1.419 of
the Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments in
response to this Notice of Proposed
Rulemaking on or before the dates
indicated on the first page of this
document. Comments may be filed
using the Commission’s Electronic
Comment Filing System (ECFS). See
Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121
(1998).
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/.
• Paper Filers: Parties that choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
number.
• Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St., SW., Room TW–A325,
Washington, DC 20554. The filing hours
are 8 a.m. to 7 p.m. All hand deliveries
must be held together with rubber bands
or fasteners. Any envelopes and boxes
must be disposed of before entering the
building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street, SW.,
Washington DC 20554.
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C. Accessible Formats
123. To request materials in accessible
formats for people with disabilities
(braille, large print, electronic files,
audio format), send an e-mail to
fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (tty).
D. Regulatory Flexibility Analysis
124. As required by the Regulatory
Flexibility Act of 1980, see 5 U.S.C. 604,
the Commission has prepared an Initial
Regulatory Flexibility Analysis (IRFA)
of the possible significant economic
impact on small entities of the policies
and rules addressed in this document.
The IRFA is set forth in the Appendix.
Written public comments are requested
on the IRFA. These comments must be
filed in accordance with the same filing
deadlines as comments filed in response
to this Notice of Proposed Rulemaking
as set forth on the first page of this
document and have a separate and
distinct heading designating them as
responses to the IRFA.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
E. Paperwork Reduction Act Analysis
125. The Notice of Proposed
Rulemaking contains proposed new
information collection requirements.
The Commission, as part of its
continuing effort to reduce paperwork
burdens, invites the general public and
OMB to comment on the information
collection requirements contained in
this document, as required by
Paperwork Reduction Act. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, we seek
specific comment on how we might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’
V. Ordering Clauses
126. It is ordered, pursuant to sections
1, 2, 4(i), 7, 201, 222, 251(e), 301, 302,
303, 307, 308, 309, 310, 319, and 332,
of the Communications Act of 1934, as
amended, 47 U.S.C. 151, 152, 154(i),
157, 201, 222, 251(e), 301, 302, 303, 307,
308, 309, 310, 319, and 332; section 706
of the Telecommunications Act of 1996,
as amended, 47 U.S.C. 1302; section 4
of the Wireless Communications and
Public Safety Act of 1999, as amended
by the New and Emerging Technologies
911 Improvement Act of 2008, 47 U.S.C.
615a; and sections 104 and 106 of the
Twenty-First Century Communications
and Video Accessibility Act of 2010, 47
U.S.C. 615c, 617, that this Notice of
Proposed Rulemaking is hereby
adopted.
127. It is further ordered that the
Commission’s Consumer and
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Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Notice of Proposed Rulemaking,
including the Initial Regulatory
Flexibility Analysis, to the Chief
Counsel for Advocacy of the Small
Business Administration.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2011–26258 Filed 10–11–11; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Surface Transportation Board
49 CFR Chapter X
[EP 712]
Reducing Regulatory Burden;
Retrospective Review Under E.O.
13563
Surface Transportation Board.
Request for information.
AGENCY:
ACTION:
In accordance with Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review,’’ and Executive
Order 13579, ‘‘Regulation and
Independent Regulatory Agencies,’’ the
Surface Transportation Board is
undertaking review of its existing
regulations to evaluate their continued
validity and determine whether they are
crafted effectively to solve current
problems facing shippers and railroads.
As part of this review, the Board seeks
public comments on whether any of its
regulations may be outmoded,
ineffective, insufficient, or excessively
burdensome, and how to modify,
streamline, expand, or repeal them, as
appropriate.
SUMMARY:
Comments are due by January
10, 2012.
ADDRESSES: Comments may be
submitted either via the Board’s e-filing
process or in the traditional paper
format. Any person using e-filing should
attach a document and otherwise
comply with the instructions at the
E-Filing link on the Board’s Web site, at
https://www.stb.dot.gov. Any person
submitting a filing in the traditional
paper format should send an original
and 10 copies to: Surface Transportation
Board, Attn: Docket No. EP 712, 395 E
Street, SW., Washington, DC 20423–
0001.
Copies of paper comments will be
available for viewing and self-copying at
the Board’s Public Docket Room, Room
131; paper and electronic copies will be
posted to the Board’s Web site.
DATES:
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FOR FURTHER INFORMATION CONTACT:
Christopher Oehrle at 202–245–0375.
Assistance for the hearing impaired is
available through the Federal
Information Relay Service (FIRS) at
1–800–877–8339.
SUPPLEMENTARY INFORMATION: On
January 18, 2011, President Obama
directed executive agencies to take steps
to improve federal regulation and
regulatory review. See Executive Order
13563, 76 FR 3,821–23 (January 31,
2011). In particular, the President
directed executive agencies to conduct a
retrospective analysis of existing
regulations and develop a preliminary
plan to review periodically significant
regulations to determine if such
regulations should be modified,
streamlined, expanded, or repealed so
as to make the agency’s regulatory
program more effective or less
burdensome in achieving the regulatory
objectives. The order also called for
public participation in this regulatory
process.
Although Executive Order 13563 did
not apply to independent agencies, the
Board reported its ongoing efforts to
conduct, on a voluntary basis, an
analysis of its existing regulations. On
May 18, 2011, the Board’s Chairman
sent a letter to the Administrator of the
Office of Information and Regulatory
Affairs that described the regulatory
review the Board had already initiated
and outlined the review the Board had
planned for the next 2 years and
beyond. The letter described two major
initiatives to review significant areas of
regulation that have not been
comprehensively reviewed and
amended over the last two decades:
competition in the rail industry and
environmental regulations. The Board
listed several other initiatives to amend
its regulations and procedures to make
them more efficient and effective. See,
e.g., EP 707, Demurrage Liability; EP
706, Reporting Requirement for Positive
Train Control Expenses and Invs.; EP
702, Nat’l Trails System Act & R.R.
Rights-of-Way; EP 699, Assessment of
Mediation and Arbitration Procedures;
EP 684, Solid Waste Rail Transfer
Facilities. The Board also stated that it
was reviewing the Uniform Rail Costing
System, which is the Board’s general
purpose costing methodology for the
nation’s largest railroads, and planning
to update it. A copy of the letter is
available on the Board’s Web site at
https://www.stb.dot.gov/stb/docs/
2011AgencyPreliminaryPlan%20—
%20signed%20final%20051811.pdf.
On July 11, 2011, President Obama
requested that independent agencies
comply with Executive Order 13563, to
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Agencies
[Federal Register Volume 76, Number 197 (Wednesday, October 12, 2011)]
[Proposed Rules]
[Pages 63257-63276]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-26258]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 1
[PS Docket No. 11-153; PS Docket No. 10-255; FCC 11-134]
Facilitating the Deployment of Text-to-911 and Other Next
Generation 911 Applications; Framework for Next Generation 911
Deployment
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Commission seeks to accelerate the
development and deployment of Next Generation 911 (NG911) technology
that will enable the public to send emergency communications to 911
Public Safety Answering Points (PSAPs) via text, photos, videos, and
data and enhance the information available to PSAPs and first
responders for assessing and responding to emergencies. This Notice of
Proposed Rulemaking seeks comment on a variety of issues related to the
short-term and long-term transition to NG911.
DATES: Submit comments on or before December 12, 2011. Submit reply
comments on or before January 10, 2012.
ADDRESSES: You may submit comments, identified by PS Docket No. 11-153
and/or PS Docket No. 10-255, by any of the following methods:
Federal Communications Commission's Web Site: https://fjallfoss.fcc.gov/ecfs2/. Follow instructions for submitting comments.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by e-mail: FCC504@fcc.gov or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Patrick Donovan, Attorney Advisor,
(202) 418-2413. For additional information concerning the Paperwork
Reduction Act information collection requirements contained in this
document, contact Judith Boley-Herman, (202) 418-0214, or send an e-
mail to PRA@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM) in PS Docket No. 11-153, PS Docket No.
10-255, FCC 11-134, released on September 22, 2011. The full text of
this document is available for public inspection during regular
business hours in the FCC Reference Center, Room CY-A257, 445 12th
Street, SW., Washington, DC 20554, or online at https://transition.fcc.gov/pshs/services/911-services/.
I. Introduction and Executive Summary
1. In the Notice of Proposed Rulemaking, we seek to accelerate the
development and deployment of Next
[[Page 63258]]
Generation 911 (NG911) technology that will enable the public to send
emergency communications to 911 Public Safety Answering Points (PSAPs)
via text, photos, videos, and data and enhance the information
available to PSAPs and first responders for assessing and responding to
emergencies. Sending text messages, photos, and video clips has become
commonplace for users of mobile devices on 21st century broadband
networks, yet our legacy circuit-switched 911 system does not support
these forms of communication. While continuing to ensure reliable
voice-based 911 service will always be essential as we migrate to
NG911, adding these non-voice capabilities to our 911 system will
significantly improve emergency response, save lives, and reduce
property damage. Incorporating text and other media into the 911 system
will make it more accessible to the public, both for people with
disabilities and for people in situations where placing a voice call to
911 could be difficult or dangerous.
2. In addition, these 21st century communications technologies will
provide PSAPs with better information that can be synthesized with
existing databases to enable emergency responders to assess and respond
to emergencies more quickly and effectively. Not only will PSAPs be
able to receive text messages, photos, and video clips from the public,
but also NG911 can provide them with the tools they need to quickly
process and analyze the incoming information. In addition, PSAPs and
emergency responders will be able to combine information received from
the public with other information sources (e.g., video feeds from
traffic or security cameras, automated alarms or sensors in a
neighborhood, building, or vehicle) to develop a detailed and data-rich
assessment of the emergency in real time. This in turn will enable
public safety officials to decide on the appropriate response more
quickly, saving precious minutes and seconds that can be critical in
many emergencies.
3. In this NPRM, we provide a procedural history, together with
technical background, regarding three broad classes of text-capable
communications, namely Short Message Service (SMS), IP-based messaging,
and Real-Time Text (RTT), comparing their characteristics, strengths,
and limitations in supporting emergency communications. This
description relies largely on current industry standards, early
prototypes, and the record in this proceeding.
4. We then examine potential short-term methods for sending text
messages to 911. We do so because of the widespread availability and
increasing use of text in communications systems and because many of
the emerging IP-based mechanisms for delivering text also have the
capability, with relatively minor technical adjustment, to support
delivery of photos, videos, and other data as well. We seek comment on
what role the Commission should play to facilitate--and, if necessary,
accelerate--the implementation of text-to-911 capabilities by providers
in the short term. We explore the full range of options for the FCC,
including both non-regulatory and regulatory approaches, and seek to
adopt the least burdensome approach that would achieve the desired
result. We also recognize that we must carefully assess the costs and
benefits of different regulatory options to determine the Commission's
proper role.
5. We seek to strengthen the record to determine whether to
encourage development of interim text-to-911 solutions and, if so, how
to maximize their effectiveness and utility to the public and to PSAPs,
while minimizing cost and the potential for negative PSAP operational
impacts or consumer confusion. Specifically, we explore the potential
for using SMS as an interim solution for text-based communication to
911, given the near-universal availability and consumer familiarity
with SMS. The responses to our December 2010 Notice of Inquiry in this
proceeding identify a number of possible limitations when using SMS for
emergency communications, but some commenters also contended that these
limitations could be surmounted by appropriate engineering approaches.
We also examine other short-term options that would rely on software
applications capable of delivering text over the existing IP-based
infrastructure. We examine the potential costs and benefits of both
SMS-based and software-based interim approaches as compared to
developing more comprehensive text-to-911 solutions over the longer
term that will provide more reliable real-time communication and can
also support delivery of photos and video.
6. Next, we seek comment on whether 911 traffic should be
prioritized to ensure that people in need of assistance have reliable
access to emergency services, especially during times of serious
emergencies such as large-scale natural and manmade disasters. The
August 23, 2011 East Coast earthquake and Hurricane Irene have been
recent reminders that concentrated demands on the capacity of
commercial communications networks during and immediately after
emergencies can hinder the ability of consumers to make voice calls,
which in turn can jeopardize their ability to contact 911. We seek
comment on how best to address this concern in both legacy networks and
the emerging broadband networks that will support NG911, including
options for prioritizing 911 traffic.
7. We then turn to long-term implementation of NG911, with
particular focus on IP-based alternatives for delivering text, photos,
videos, and other data to 911 that would leverage the increasing
percentage of mobile devices that have the ability to access the
Internet. We seek comment on the potential for developing downloadable
smartphone applications that both consumers and IP-capable PSAPs could
acquire to support capabilities for an early roll-out of text and
mulitimedia functionality. We note that such applications could also
provide early access to key NG911 capabilities for mobile callers,
especially those with hearing and speech disabilities.
8. We also seek comment on the path towards integration and
standardization of IP-based text-to-911 as commercial providers migrate
to all-IP networks and as 911 authorities deploy Emergency Services IP
networks (ESInets) that will enable PSAPs to receive the full range of
IP-based traffic, including voice, text, photos, video, and data. In
this all-IP environment, text-to-911 is one of several non-voice
services that will be supported by ``native'' IP communications end-to-
end solutions, such as the Internet Multimedia Subsystem (IMS).
However, providers may have varying timetables for developing the
capacity to deliver IMS communications to PSAPs. PSAP deployment of
ESINets is also likely to be non-uniform. We seek comment on the
necessary steps for providers and PSAPs to support integrated IMS-based
communications and the time that this process is likely to take.
9. With over 6,800 PSAPs in the United States, spanning a wide
range of sizes and resources, individual PSAPs are likely to have
highly varying timetables for developing the technical and operational
capability to handle incoming texts in the short term, as well as texts
and other media in the longer-term implementation of NG911. While there
are significant public safety benefits to enabling the public to send
texts and other media to 911 in areas where PSAPs are capable of
receiving and processing them, we seek to avoid imposing unnecessary
costs on providers to implement NG911 in areas where PSAPs have not yet
achieved
[[Page 63259]]
such capability. For this reason, we seek comment on whether PSAPs
should demonstrate a threshold level of technical NG911 capability as a
precondition to any obligation by providers to deliver text or other
media to PSAPs and whether such demonstration should be at the state or
regional level. We also seek comment on potential state or local
regulatory barriers to NG911 deployment and whether states should
demonstrate that they have adopted legal or regulatory measures to
eliminate such barriers to facilitate NG911 deployment.
10. Given that text-to-911 and other NG911 capabilities will likely
not be simultaneously deployed nationwide, consumers may be uncertain
where non-voice communication with 911 is available. Even where text-
to-911 or other NG911 applications are available, the specific
capabilities and operational characteristics of these applications may
vary. We therefore seek comment on how to best educate consumers about
the availability and limitations of text-to-911 and other NG911
solutions, particularly during the transition from legacy 911 to full
implementation of NG911, without imposing an undue burden on providers.
11. As noted above, adding text and other media capabilities to our
911 system promises to bring significant benefits for people with
disabilities. In this regard, we seek comment on the relationship
between this proceeding and our ongoing implementation of the Twenty-
First Century Communications and Video Accessibility Act of 2010,
which, among other things, sets goals for achieving equal access to
emergency services for people with disabilities ``as a part of the
migration to a national Internet protocol-enabled emergency network.''
We believe that the transition to NG911 and the implementation of the
CVAA can be achieved through development of common text-to-911 and
multimedia-to-911 solutions that serve both objectives. In this NPRM,
therefore, we seek comment on the potential for coordinating the two
proceedings to promote broader and more rapid NG911 deployment.
12. Throughout this NPRM, we seek comment to further strengthen our
record on these important aspects of the evolution towards NG911
systems and capabilities. In particular, we seek detailed data that
quantifies the benefits that text-to-911 and other NG911 applications
will bring to the public and to emergency responders, while also
quantifying the costs to providers, PSAPs, and consumers. We emphasize
the importance of comments being detailed, specific, and supported by
data where appropriate. We intend to confer particular weight on
arguments and estimates that are supported by data or are otherwise
well documented.
II. Background
13. In this section, we review the procedural history leading up to
this NPRM. We also provide technical background information classifying
the likely technical options for text-to-911, and we recap the record
on those options that the Commission received in response to the Notice
of Inquiry.
A. Procedural History
14. In December 2010, as recommended in the National Broadband
Plan, the Commission released a Notice of Inquiry on NG911 (FCC 10-200,
released Dec. 21, 2010), which initiated a comprehensive proceeding to
address how NG911 can enable the public to obtain emergency assistance
by means of advanced communications technologies beyond traditional
voice-centric devices. The Notice of Inquiry sought comment on a number
of issues related to the deployment of NG911 networks, including: (1)
NG911 capabilities and applications; (2) NG911 network architecture;
and (3) the proper roles of the FCC, other federal agencies, and state,
tribal, and local governments.
15. In the last several years, there have been other important
efforts to address the need for a transition to an NG911 network. In
the New and Emerging Technologies 911 Improvement Act of 2008, Congress
tasked the National E9-1-1 Implementation Coordination Office (ICO)
with developing ``a national plan for migrating to a national [Internet
Protocol] IP-enabled emergency network capable of receiving and
responding to all citizen-activated emergency communications and
improving information sharing among all emergency response entities.''
The Department of Commerce's National Telecommunications and
Information Administration (NTIA) and the Department of
Transportation's (DOT's) National Highway Traffic Safety Administration
(NHTSA) jointly manage ICO and released its migration plan in September
2009.
16. In March 2010, the National Emergency Number Association (NENA)
released a handbook to serve as a guide for public safety personnel and
government officials responsible for ensuring that federal, state, and
local 911 laws and regulations effectively enable the implementation of
NG911 systems. Specifically, the NENA Handbook provides an overview of
key policy, regulatory, and legislative issues that need to be
considered to enable the transition to NG911. The NENA Handbook states
that ``it is critical that state regulatory bodies and the FCC take
timely and carefully scrutinized action to analyze and update existing
9-1-1, PSTN, and IP rules and regulations to ensure they optimize 9-1-1
governing authority choices for E9-1-1 and NG9-1-1 and foster
competition by establishing a competitively neutral marketplace.''
17. 3GPP has also published a report on the use of Non-Voice
Emergency Services (NOVES) that provides a general description of
perceived needs. In addition, ATIS has created its own Interim Non-
voice Emergency Services (INES) Incubator. The ATIS INES Incubator
``provides the industry with a `fast-track' process for resolving
technical and operating issues'' and serves as ``an alternative
approach toward solutions development.''
18. On October 8, 2010, the President signed the CVAA into law. As
directed by the CVAA, the Chairman established the Emergency Access
Advisory Committee (EAAC) for the purpose of achieving equal access to
emergency services by individuals with disabilities as part of our
nation's migration to NG911. The EAAC is composed of state and local
government representatives responsible for emergency management and
emergency responder representatives, national organizations
representing people with disabilities and senior citizens,
communications equipment manufacturers, service providers, and subject
matter experts. The CVAA directed the EAAC to conduct a national survey
of people with disabilities and then to make recommendations on the
most effective and efficient technologies and methods to enable NG911
access. The EAAC conducted its survey from March 16, 2011, to April 25,
2011, and received over 3,000 completed responses. On July 21, 2011,
the EAAC submitted the report on the completed survey to the
Commission. The EAAC will make its recommendations to the Commission in
December 2011, which the Commission is then empowered to implement by
regulation.
19. In addition, other federal agencies have initiated efforts to
address access to 911 in an Internet-enabled environment for people
with disabilities. On March 17, 2010, the United States Access Board
proposed draft guidelines for real-time text functionality for adoption
by federal agencies as part of its efforts to update guidelines on
section 508 of the Rehabilitation Act. In a separate
[[Page 63260]]
proceeding, the Department of Justice is currently reviewing comments
received in response to an Advanced Notice of Proposed Rulemaking
(ANPRM) on NG911 access to emergency services by people with
disabilities. Current DOJ regulations under the Americans with
Disabilities Act (ADA) require direct and equal access to telephone
emergency services for people with disabilities who use TTYs. In its
ANPRM, DOJ notes that many individuals with disabilities are now
relying on IP-based and digital wireless devices instead of TTYs as
their primary mode of telecommunications ``and that 9-1-1 call-taking
centers are shifting from existing traditional telephone emergency
services to new IP-enabled NG 9-1-1 services.'' The ANPRM addresses two
objectives: (1) To identify and remove accessibility barriers for
people with disabilities and who attempt to use personal digital or
telecommunications devices to directly interact with PSAPs in voice,
sign language, or text; and (2) to enhance the ability of PSAPs to
incorporate essential accessibility elements into their IP-based system
in a coordinated and effective manner. Finally, in compliance with the
NET 911 Act, the ICO's national plan for migrating to an IP-enabled
emergency network explored various solutions for providing enhanced 911
access to people with disabilities.
20. In March 2011, the Communications Security, Reliability, and
Interoperability Council's (CSRIC's) Working Group 4B (CSRIC 4B)
released a report entitled ``Transition to Next Generation 9-1-1.''
CSRIC is a Federal Advisory Committee that was tasked with providing
guidance and expertise on the nation's communications infrastructure
and public safety communications. Notably, the CSRIC 4B Report
highlighted that ``the FCC must establish clear rules for accomplishing
the transition to NG9-1-1'' and that ``[i]f SMS has a role as an
interim non-voice service used to contact a PSAP, how it is deployed *
* * will need to be resolved by the FCC.''
21. On August 30, 2011, the Transportation Safety Advancement Group
(TSAG) released a report summarizing information that experts in law
enforcement, fire-rescue, emergency medical services (EMS), and
transportation operations would like to receive as end users of NG911
systems. The report provides insight into the cultural, organizational,
and operational environments of these organizations.
B. Technical Background
22. In the Notice of Inquiry, we distinguished between use of
``primary'' and ``secondary'' media types to communicate with PSAPs. In
brief, primary media types are those that are used to initiate a call
or communications session with the PSAP, while secondary media types
are those that are used to provide additional information to the PSAP
after the call or session has been established. In the current E911
system, voice and TTY-based text are the only primary media that are
widely available, and secondary media, such as photos and video, are
not available.
23. In addition, while we focus in this NPRM on enabling consumers
to deliver text and other non-voice media to PSAPs, we note that the
adoption of NG911 technology will also provide PSAPs with new tools to
process and analyze this information. In the Notice of Inquiry, we
cited the potential for NG911 to accommodate a full range of
specialized devices and functionalities that would enable PSAPs to
combine multiple streams of information in real time to fashion
responses to particular emergency scenarios. Examples of such devices
and functionalities include environmental sensors capable of detecting
chemicals, highway cameras, security cameras, alarms, gunshot sensors,
personal medical devices, and telematics in vehicles or on consumer
devices. For example, in a traffic accident, NG911 would not only
enable the PSAP to receive the 911 call for help from the caller
seeking assistance, but also would enable it to correlate the call with
911 calls from others at or near the scene and combine the information
with video from nearby traffic cameras to assess the impact on traffic
and identify the first responders that could reach the scene the
fastest. In addition, if any vehicles in the accident had automatic
collision notification systems, the PSAP would receive additional
information regarding the severity of the crash that could help
determine the likely medical needs of accident victims and the
appropriate emergency medical response. Similarly, in a 911 call
scenario reporting a crime such as a robbery or assault, NG911 would
enable the caller to send important visual information such as a photo
of the suspect or a vehicle involved in the crime, and would enable
first responders to correlate this information with other sources, such
as nearby security cameras, gunshot sensors, or alarm systems, and to
quickly access relevant databases that could help identify the suspect
or the suspect's vehicle.
24. In this NPRM, we primarily focus on developing text-based
mechanisms that would serve as new primary media types for contacting a
PSAP, supplementing voice calling capability and also supplementing or
replacing TTY-based text. We consider photos and video as secondary
media that may be used to augment a voice or text call. We recognize
that this to some degree oversimplifies the potential media
combinations that NG911 will ultimately support, ranging from single-
medium communications (i.e., voice-only or text-only) to multi-media
``calls'' that may encompass combinations of interactive and stored
media, including interactive voice, message-based and real-time text,
photos, and both stored (previously recorded) and live video. However,
for purposes of this NPRM, we focus on text as a primary media type and
photos and video as secondary media types because in early NG911
deployments, primary communication between a caller and a PSAP is most
likely to be voice-only or text-only and the availability of secondary
media may differ based on caller device capabilities, PSAP and ESInet
capabilities, and PSAP operational choices.
25. Based on the comments we received in response to the Notice of
Inquiry, we can distinguish between a number of technical options for
providing text-based and, in some cases, visual information (photos,
video) to the PSAP. We briefly summarize these approaches below. We
note that these options are not exclusive (i.e., a mobile device may
support more than one option, either as an interim measure, or over the
longer term). For purposes of this NPRM, we use the term ``caller'' to
refer to the originator of the 911 communication, whether based on a
traditional voice call, TTY call, or text message. We also discuss (1)
mechanisms for providing caller location, both for routing and
dispatch; (2) the ability of a caller to know whether his or her text
message has been received by the PSAP; and (3) the possibility of
establishing a session that permits the caller to conduct a
conversation with the call taker.
26. TTY. With a TTY, a person with a hearing or speech disability
can use a special text telephone to directly contact the PSAP, where
the call taker uses a similar device to receive and transmit text. TTYs
have a keyboard and allow people to type their telephone conversations.
This two-way typing communication can occur with the person with the
disability and the PSAP
[[Page 63261]]
call taker reading each other's responses on a small LED or backlit LCD
screen. The disabilities community considers TTY an antiquated
technology with technical and functional limitations, including its
slow speed and half duplex mode; the inability of TTY tones to travel
well using IP audio compression, transmission, and packet loss repair
techniques without introducing text errors; and its Baudot text
encoding standard used in the United States that does not include all
of the characters used in modern text communication. Consequently, it
is difficult for users to communicate URLs or email addresses, for
example.
27. Text-to-Voice TTY-based telecommunications relay service (TRS).
A TRS system is a telephone service that allows persons with hearing or
speech disabilities, or who are deaf-blind, to place and receive
telephone calls. With traditional TRS, a person with a communications
disability uses a TTY to make a call through a communications assistant
(CA), who is located at a relay center. To make a relay call, a TTY
user calls a TRS relay center and types the number of the person he or
she wishes to call, including 911. The CA then makes the call to the
receiving party and relays the call back and forth between the parties
by speaking what a text user types and typing what a voice telephone
user speaks.
28. SMS-based. In SMS-based systems, the caller uses a mobile phone
to send a short text message to the destination, which is typically
either another mobile phone or an Internet-connected receiver. SMS
messages are usually limited to 160 characters, although many modern
handsets support concatenated messages that exceed this limit. Almost
all existing mobile phones support SMS, except that non-service
initialized (NSI) devices currently do not permit a caller to send an
SMS message. SMS messages do not contain any information about the
caller's location and do not identify the cell tower that received the
SMS message from the caller's handset. SMS messages are delivered
through an SMS gateway that relays the messages when capacity is
available. Thus, SMS messages could in some circumstances be delayed,
or even occasionally lost, when there is network congestion. Senders of
SMS messages also may not receive confirmation that their message was
delivered. More importantly, the sender may not receive an error
message if the message was not delivered. SMS also does not support
two-way real-time conversation, although SMS messages have identifiers
that can allow users to exchange messages in a conversation-like
manner.
29. IP-based messaging. There are at least three IP-based messaging
mechanisms. However, not all of the IP-based messaging mechanisms are
based on Session Initiation Protocol (SIP), which can be offered as
part of the Internet Protocol Multimedia Subsystem (IMS). We provide a
brief description of the three IP-based messaging mechanisms below.
SIP-based pager-mode. In this mode, the mobile or
stationary device uses SIP MESSAGE method to send text or Multipurpose
Internet Mail Extensions (MIME) attachments, including photos, to a SIP
user agent. Due to the messaging method employed, this method is often
referred to as pager-mode, in contrast to session mode, which uses
Message Session Relay Protocol (MSRP). Pager-mode requires an end-to-
end IP connection between the originator and the PSAP, and either the
originator or the SIP proxy may insert caller location using the SIP
Geolocation header field. SIP responses allow the originator to
determine whether the message has been delivered to the recipient. The
SIP Call-ID may be used to maintain a conversation.
Message Session Relay Protocol (MSRP). MSRP establishes a
session between the message sender and the receiver that allows the
exchange of a series of related instant messages. Typically, MSRP
sessions are set up via SIP, similar to an audio or video session. As
with SIP pager-mode, MSRP exchanges complete instant messages; however,
MSRP imposes less of a burden on the signaling infrastructure.
Other IP-based message-based protocols. We note that there
are other proprietary and standards-based Internet text messaging
protocols, such as Extensible Messaging and Presence Protocol (XMPP).
However, it appears unlikely that a PSAP would be able to support all
Internet text messaging protocols; thus, we believe that proprietary
protocols are likely to be converted to one of the options above or to
XMPP.
30. Real-Time Text (RTT). In RTT, individually-typed characters or
groups of characters are transmitted as separate media packets, using
the same basic protocol as audio and video sessions. This means that
with RTT, unlike SMS or IP-based messaging, the recipient sees each
character or word in the message almost immediately after the sender
types it. RTT sessions can be established along with audio and video
sessions and typically use SIP for session signaling.
31. The table below compares some of the core technical
characteristics of the options discussed above.
----------------------------------------------------------------------------------------------------------------
Real-time text
TTY SMS-based IP-based messaging (RTT)
----------------------------------------------------------------------------------------------------------------
Delivery to PSAP................ Voiceband modem... SIP MESSAGE....... SIP MESSAGE or RTP payload.
MSRP.
Text............................ Only upper case 160 characters of Any amount of text Any amount of
letters, numbers, plain text (some text.
limited may allow longer
punctuation. text).
Photos, videos in same message? No................ No................ Yes............... No.
Real-time audio and video in No................ No................ Yes............... Yes.
same session?
Real-time text.................. Yes............... No................ No................ Yes.
Full-duplex conversation (both No................ Limited........... Yes............... Yes.
sides can send messages at the
same time).
Location information............ Yes, like voice Maybe (cell tower; Yes............... Yes, via SIP
call. may require signaling.
cellular system
changes).
End-to-end message reliability No................ No (may provide Yes............... Loss detection and
and delivery confirmation. some confirmation redundancy.
for delivery to
SMSC).
Message delay................... Minimal........... Variable--seconds Almost always < Almost always <
to minutes. 500 ms. 100 ms.
[[Page 63262]]
Authentication and message None.............. Limited (relies on Messages can be SRTP.
integrity. caller ID). cryptographically
signed.
Conversation (session).......... Like voice call... Only based on Yes............... Yes.
caller ID.
----------------------------------------------------------------------------------------------------------------
32. We seek comment on whether our description of texting methods
and their capabilities in the above discussion is accurate and
complete. Are there additional technical options that are likely to be
available in the next few years? Are there additional key
characteristics that the Commission should consider in evaluating these
alternative technologies?
III. Discussion
33. Based on our analysis of information submitted in response to
the Notice of Inquiry, we find that additional information is needed on
the following issues related to text-to-911 and multimedia NG911
applications, and we therefore seek comment on these issues. First,
what role, if any, should the Commission play in facilitating the
short-term deployment of text-to-911 using existing infrastructure?
Second, what role, if any, should the Commission play in facilitating
the long-term deployment of non-voice emergency messaging services,
including IP-based messaging and RTT, as well as multimedia
applications that support delivery of voice, text, photos, video, and
other data? Third, as the transition to NG911 occurs, what efforts are
needed to educate the public and minimize consumer confusion, and what
role, if any, should the Commission play in such efforts? Underlying
all three of these issues is the question of whether the benefits of
any potential Commission action to consumers and to public safety will
substantially outweigh the associated costs. While acknowledging the
potential difficulty of quantifying benefits and burdens, we need to
determine whether those benefits outweigh the costs that enabling text-
to-911 and other NG911 services impose on providers and PSAPs. Fourth,
we seek comment on how best to coordinate this proceeding with our
implementation of the CVAA and the recommendations of the EAAC. Fifth
and finally, we consider the Commission's legal authority to take the
regulatory and non-regulatory actions discussed in this Notice based on
the record that develops on the issues described herein.
A. Facilitating the Short-Term Deployment of Text-to-911
34. In the Notice of Inquiry, the Commission highlighted the
popularity and ubiquity of text messaging and the increasing likelihood
that consumers will expect to be able to text to 911 during an
emergency. Indeed, consumers send billions of SMS messages per day and
more than two-thirds of mobile phone users have used text messaging. At
the same time, many consumers are acquiring more advanced mobile
devices (e.g., 3G and 4G handsets) that enable them to send texts using
``over the top'' software applications that they install on their
phones and computers. Hence, any discussion about possible short-term
deployment of text-to-911 must consider the feasibility of both SMS and
currently available software applications (or software applications
that could be developed relatively quickly) as interim platforms for
text-to-911 until providers deploy more advanced NG911 technologies
based on SIP and RTT. In deciding what role, if any, the Commission
should play in such an interim deployment, we seek to maximize the
benefits to consumers while also considering the burden on providers.
We therefore seek comment on the expected benefits of facilitating
NG911 deployment, the results of any ongoing trials and standards
activities involving SMS and software applications, and the relative
merits of using various approaches to achieve those benefits. When
evaluating submitted comments, we intend to place more weight on the
estimated impacts that are supported by hard data or are otherwise
well-documented.
1. Expected Benefits of Text-to-911 Availability
35. Although quantifying the benefits of short-term deployment of
text-to-911 may be difficult, we need to determine whether such a
deployment will significantly benefit consumers and public safety. On
this issue, responses to the Notice of Inquiry were divided. Several
commenters argue that PSAPs and service providers should support SMS-
based text-to-911 on an interim basis. Conversely, a number of
commenters highlight the disadvantages of using SMS for emergency
communications and argue that supporting SMS as an interim approach
would undermine and divert resources from efforts to develop more
comprehensive long-term solutions. These commenters urge the Commission
to support standards-setting bodies that are working to develop a
uniform approach for the delivery of NOVES. No comments were received
on application-based approaches to text-to-911. Accordingly, we seek
further comment on the benefits of using SMS and software applications
for emergency communications, particularly with respect to improving
911 accessibility for people with disabilities, meeting consumer
expectations, providing PSAPS with valuable additional information that
they can in turn share with first responders on the ground, and
increasing reliability and resiliency of 911 networks.
36. Accessibility of 911. The ability to text to 911 in the short
term could substantially improve accessibility to 911 services for
people with disabilities. In recent years, people with hearing and
speech disabilities have increasingly migrated away from specialized
legacy devices such as TTYs and towards more widely available forms of
text communications because of the ease of access, availability, and
practicability of text-capable communications devices. This migration
is most apparent in the declining use of telecommunications relay
service (TRS) over the PSTN, where the average monthly usage for TTY-
voice based relay service dropped 87% between 2000 and 2010. Moreover,
as noted in the NOI, the ICO Plan found that ``[t]he biggest gap
between the technologies used for daily communication and those that
can access 9-1-1 services is that for the deaf and people with hearing
or speech impairments.'' In the EAAC's survey, in which respondents
were primarily drawn from people with disabilities, 48.1% of
respondents stated that they would prefer to use text messaging to
contact 911.
37. Developing text-to-911 capability in the short term could also
provide benefits by making 911 accessible to consumers in the so-called
``silent call'' scenario (i.e., in situations where the caller needs to
contact the PSAP silently or surreptitiously because placing a voice
call could put the caller in danger). Commonly cited examples of
[[Page 63263]]
the silent call scenario include burglaries, home invasions,
kidnappings, and hostage situations where a crime is in progress and
the caller does not want to attract the perpetrator's attention.
38. Toward that end, we seek more information on the benefits and
associated costs of facilitating short-term text-to-911 solutions that
can quickly improve the accessibility of the 911 system. To what extent
can such short-term solutions assist individuals with hearing or speech
disabilities? How frequently do people in emergencies encounter a
silent call scenario where inability to send a text message to 911
could compromise the caller's safety? Can SMS provide significant
accessibility benefits in these situations even if it does not offer
real-time connectivity or enable the caller to send photos or videos,
unlike some longer-term solutions under development? How, if at all,
will receipt of texts allow PSAPs to better communicate information
about an emergency situation to first responders on the ground? What,
if any, costs will PSAPs incur to implement short-term text-to-911
solutions? Are there capacity limits on PSAPs' ability to accept texts
to 911? With respect to interim text-to-911 solutions based on software
applications, these may only be available on some mobile devices and
may require additional steps by the user, both to install the
application and to send the 911 text message. Is this a worthwhile
trade-off to allow for earlier access to such capabilities than might
otherwise be available if we were to wait for device replacement and
fully-integrated NG911 services?
39. Consumer expectations. Another potential benefit of
implementing text-to-911 in the short term is that it could help meet
rapidly changing consumer expectations regarding the desired
capabilities of the 911 system. According to the Pew Center, more than
7 out of 10 cell phone users send or receive text messages. With the
increased use of text messaging, consumers could expect that their use
of SMS extends to 911. We seek comment on whether promoting or
requiring short-term text-to-911 solutions accurately reflects current
and evolving consumer expectations and the needs of PSAPs and first
responders. Does the rapid growth in the popularity of SMS messaging
generate consumer expectations that SMS will support 911 texting? We
seek information regarding how many people have attempted to text to
911 during emergencies but failed. Have there been instances where the
ability to send a text message to 911 could have made a significant
difference in the ability of first responders to assist the caller or
the speed of the response? We also seek information that quantifies the
impact that incorrect consumer expectations about the ability to text
to 911 may have on the health and safety of the public.
40. Improved information for PSAPs. As we have noted above, in
addition to improving communications between consumers and PSAPs, NG911
has the potential to enhance the ability of PSAPs and first responders
to assess and respond to emergencies in real-time based on the texts,
photos, and videos that consumers send to them, combined with
information gathered and correlated from other sources. In this regard,
what benefits, if any, could the short-term deployment of text-to-911
(which would not include the capability to transmit photos or video)
provide PSAPs and first responders? For example, could texts to 911
provide additional information to assess the nature and severity of an
emergency, help apprehend criminal suspects, speed emergency response,
reduce the need to dispatch multiple types of emergency response (e.g.,
sending police, fire, and emergency medical personnel to a scene
because the nature of the emergency is undetermined), or make it easier
to screen potentially fraudulent or malicious calls? How do such
benefits compare to the cost of short-term deployment of text-to-911?
Would short-term implementation of text-to-911 increase the volume of
911 traffic or the time and resources required for PSAPs to process
information as compared to handling voice calls? If so, are PSAPs
equipped to handle such increases? If not, what do PSAPs need to do to
prepare and what resources do they require?
41. Improved reliability and resiliency. In large-scale disasters,
circuit-switched landline and mobile networks may become overloaded,
making it more difficult to place a 911 voice call. As landline and
mobile networks migrate from circuit-switched to IP-based packet-
switched technology, the risk of overload or congestion may dissipate,
but in the interim, enabling SMS and IP-based text messages to 911
could be beneficial because text consumes far less bandwidth than voice
and may use different spectrum resources or traffic channels. Thus,
people in disaster areas may still be able to send text messages to 911
even if they cannot place a voice call. Similarly, with improved
technology, PSAPs may be able to filter text messages by incident, so
that they spend less time with voice callers who report the same
incident. We seek comment on the prospective impact of text messaging
on PSAP operations and emergency response during large-scale disasters,
with particular emphasis on experiences of overload-induced 911
failures. For example, there have been news reports that cell phone
service, including the ability to reach 911, was impaired immediately
after the August 23, 2011 East Coast earthquake, while SMS and email
did not experience service disruptions.
2. Ongoing Text-to-911 Trials
42. To date, there have been only a small number of SMS-to-911
trials in the United States, although a number of jurisdictions are
reportedly considering trials or near-term implementations. In 2009,
Intrado and i wireless, a T-Mobile affiliate, initiated an SMS-to-911
trial in Black Hawk County, Iowa. In this trial, only Black Hawk County
residents who subscribed to i wireless were able to make use of the
text-to-911 service. Text messages sent in the trial did not carry
location information, so users were prompted to enter their zip codes
before the text message was forwarded to the PSAP. Despite the limited
nature of the trial, county representatives have credited text-to-911
with positive outcomes in several emergency situations. On the other
hand, AT&T contends that publicity about the Black Hawk County trial
resulted in confusion that ``spread throughout the country'' regarding
where text-to-911 was available.
43. In August 2010, the Marion County, Florida, Sheriff's Office
developed an in-house text message to 911 system. Named ``ADD IT NOW,''
the program enables the Sheriff's Office Communications Center to
receive urgent text messages on a dedicated screen that uses a yellow
indicator light to signal incoming texts. The Sheriff's Office has
advertised the availability of the number and has encouraged local
citizens to add the number to their phone directories. The Sheriff's
Office reports that the system cost $1,000 to develop and costs
approximately $50 per month to maintain. The system does not convey
location information.
44. On August 3, 2011, the City of Durham, North Carolina,
announced an SMS-to-911 trial in partnership with Intrado and Verizon
Wireless. According to Durham, the trial is specifically designed for
two types of emergency scenarios: emergency help requests from people
with disabilities and from people not wanting someone to hear them make
a 911 call. When receiving a text, the Durham PSAP will not be able to
automatically determine
[[Page 63264]]
the caller's location. To ensure that consumers are aware of this
limitation, the city is making efforts to educate the public that they
must include location information when sending an SMS-to-911. Durham
has scheduled the trial to conclude on January 31, 2012, and will
restrict the trial to Verizon Wireless customers in areas served by the
Durham PSAP.
45. In June 2011, Cassidian Communications announced the successful
completion of a ``simulation'' SMS-to-911 trial in Harris County,
Texas, involving the Greater Harris County backup PSAP. According to
Cassidian, ``[t]he testing during the trial utilized automatic location
identification (ALI) capabilities allowing for the call takers to
identify the location of the caller * * * Many operational
implementation and procedure related elements remain to be discussed
and ultimately implemented * * * It is anticipated that the technology
will be available to the deaf and hard of hearing population in the GHC
9-1-1 territory within a year [after June 20, 2011] and subsequently
will be offered to the rest of the population.'' Unlike the Black Hawk
County and Durham trials, this trial did not involve members of the
public.
46. Several European countries, including Estonia, Iceland,
Luxembourg, Sweden, and the United Kingdom offer emergency SMS services
or are planning to offer such services in the near future. In all of
these countries, the SMS message does not automatically include
location information, which the sender of the SMS message is expected
to provide manually. The Swedish SMS system, however, is capable of
determining cell-tower location. In all of these countries, the SMS
service is primarily directed towards people with disabilities and
requires users to register in advance of using the service.
Additionally, after the SMS PSAP receives and processes a text message,
it forwards the necessary information to the appropriate voice PSAP. We
seek comment on the above-described text-to-911 trials and on text-to-
911 services offered in these countries. What are the advantages and
disadvantages of the various approaches to text-to-911? What lessons
could the United States draw from the international examples?
47. Standards. We seek comment on any standards-development
activities by industry or standards-setting bodies that may play a role
in the short-term deployment of text-to-911 services based on SMS or
software applications. We also seek comment on whether there are any
additional text-to-911 trials or standards efforts that have been
conducted thus far or that are contemplated in the near future. We
request that commenters provide the Commission with any relevant data
that has been gathered from these trials and standards-setting efforts,
including the number of individuals who sent text messages to 911
during the trials, whether PSAPs could locate those callers, and the
effectiveness of texting as a means of communicating with PSAPs.
3. Approaches Based on SMS and Existing Infrastructure
48. In the Notice of Inquiry, the Commission sought comment on a
number of issues related to SMS-to-911. The Notice of Inquiry
recognized that SMS is not a synchronous messaging service and
therefore does not provide a means for the sender to know whether and
when his or her message has reached its destination. It also noted that
because each SMS message is independent of its predecessors and
successors, messages within the same logical conversation may not be
routed to the same destination or in the proper sequence. Further, the
Notice of Inquiry referenced concerns about whether the recipient of an
SMS message could reliably and accurately determine the sender's
geographic location.
49. Comments. Wireless providers and some industry standards bodies
are generally opposed to adopting or requiring SMS-to-911 as an interim
solution. Many wireless providers argue that SMS is unreliable and
should not be used for emergency communications. AT&T contends that
``SMS suffers from significant limitations that make it both dangerous
and infeasible to rely on for emergency communications,'' because there
is no guarantee of delivery for SMS messages and no acknowledgment
provided to the sender. AT&T characterizes SMS as ``a best-effort,
store-and-forward service [making] it unreliable and prone to
unacceptable delays for purposes of emergency communications.'' T-
Mobile and Verizon similarly argue that SMS lacks important
functionalities and reliability that are needed for a viable emergency
communications service. Verizon argues that the interests of PSAPs,
consumers, and service providers ``would be better served by focusing
on incorporating RTT and more advanced messaging technologies into IP-
based platforms and into the wireless industry's deployment of 4G LTE
technology.'' ATIS notes that current SMS standards do not support
automated routing to the PSAP or automated location information, which
are critical to emergency communications. Further, ATIS argues that
because of ``the higher probability of SMS-to-911 message failure,
liability protection for SMS-to-911 services must be far stronger than
that currently provided for voice calls.''
50. Public safety commenters express similar concerns about SMS-to-
911. NENA states that ``[t]oday, SMS lacks many of the characteristics
needed to support quality emergency communications.'' NENA therefore
``does not advocate the use of SMS as a means to access 9-1-1
systems.'' APCO notes that ``there are a number of Quality of Service
concerns with the use of SMS to 911.'' Wichita-Wilbarger states that
``SMS messaging is distinctly unsuitable for communications with
emergency services [because] SMS messaging does not allow for real-time
communication [which] raises the possibility of miscommunication with
the PSAP.''
51. However, some 911 technology and software providers support the
use of SMS as an interim solution for emergency communications and
contend that there are ways to overcome some of its technical
limitations. TCS states that ``based on existing public expectations
both from current SMS users and members of specialized communities, it
is generally accepted that the introduction of SMS to 911 is
inevitable.'' TCS also notes that ``SMS to 9-1-1 communication can be
controlled so that a Dispatcher receives information that is timely,
dependable, and adequate enough to make a professional dispatch
decision.'' Moreover, TCS states that it has ``demonstrated in its
laboratory and in limited field experiments that SMS emergency service
can be provided reliably and in the near term.'' TSAG maintains that
``under certain emergency settings, SMS messaging represents an
important (at times only) alternative to voice communications [and]
public expectations suggest NG911 systems be configured to accept and
manage SMS based emergency communications, notwithstanding the
technical and operational `challenges'.'' Intrado maintains that ``SMS
is a viable, reliable, interim solution for situations in which those
who are in emergencies are not in a position to place a voice call to
9-1-1.'' The ATIS INES Incubator is considering several interim
solutions for text-to-911 and divides these solutions into two groups,
``consumer to PSAP'' and ``consumer to relay services to PSAP.'' Among
the ``consumer to PSAP'' solutions that the ATIS INES Incubator is
considering are: emergency voice call then SMS, emergency voice then
web chat, instant messaging, RTT direct to PSAP, RTT converted to TTY,
[[Page 63265]]
TTY emulation, video ASL, and SMS direct to PSAP. Among the ``consumer
to relay services to PSAP'' solutions that the ATIS INES Incubator is
considering are: IP relay service, video relay service, national SMS
relay, national RTT relay, and home PSAP relay.
52. L.R. Kimball (Kimball) ``supports the development of a SMS to
911 solution'' and believes that many of the limitations cited by other
parties can be resolved by ``[s]electing a different point of
interconnection between the SMS system and 911.'' According to Kimball,
such limitations are the ``consequence of the selected point-of-
interconnection (POI) between the SMS system and 911, namely, at the
store-and-forward service,'' however, selecting a different POI ``may
permit many of these problems to be resolved and, if implemented
properly, should not seriously or significantly impact the operation of
the existing SMS system.'' Specifically, Kimball argues that ``a store-
and-forward function need not exist between the SMS originator and [a]
PSAP, provided a suitable POI can be found ahead of the store-and-
forward function.'' Further, according to Kimball, specific elements of
the telephone industry standard Signaling System 7 (SS7) network can
provide ``an effective and convenient POI for interconnecting SMS
systems with a new 911-specific SMS service'' and many mobile telephone
switches allow for the design of ``several possible mechanisms that can
be used to separate SMS to 911 messages from normal SMS processing.''
Consequently, Kimball contends that ``with SMS to 911 messages
separated from the SMS system, it becomes possible to implement a
dedicated SMS to 911 [Signaling Control Point (SCP)] [that] can address
most, or even all, of the technical objections to a SMS to 911 service
and can do so without impacting the SMS store-and-forward functions
that are in widespread use today.'' An SMS to 911 SCP can perform
functions such as ``gateway and protocol conversion functions from SS7
to NG911, including signaling and media conversion''; ``assigning a
`session identifier,' so that successive SMS messages (from the same
phone) reach the same dispatcher via the NG911 network''; ``providing
acknowledgement or negative delivery text messages back to the
originator of the emergency text message''; and ``querying the wireless
carrier's position determining system in an attempt to locate the
originator's location.''
53. Discussion. The record indicates that SMS-to-911 has a number
of technical limitations that affect its ability to support reliable
emergency communications. SMS is essentially a store-and-forward
messaging service that is not designed to provide immediate or reliable
message delivery; does not support two-way real-time communication;
does not provide the sender's location information; and does not
support the delivery of other media such as photos, video, and data.
All of these factors appear to make SMS inappropriate as a long-term
text-to-911 solution and warrant caution in encouraging it as a short-
term solution. At the same time, SMS-to-911 offers certain significant
potential benefits as an interim solution. It can be deployed
relatively quickly, consumers have already embraced the technology, and
the vast majority of wireless providers and mobile devices support SMS.
Moreover, the trials in other countries that we described above
indicate that SMS can supplement voice-based 911 services. In addition,
some commenters have suggested that it is possible to overcome or
mitigate some of the technical limitations of SMS at a reasonable cost
to providers, PSAPs, and consumers.
54. Balancing these considerations, we believe that PSAPs,
providers, and vendors should have the option to implement SMS-to-911
as a short-term alternative. We seek comment on this view and on
whether the benefits of leveraging SMS-to-911 on an interim basis
outweigh the limitations of SMS. We also encourage SMS-to-911 trials by
interested parties to develop improved information about the strengths
and limitations of this approach, and we request that participants in
ongoing and future trials (existing and future) submit their trial data
and findings in this proceeding.
55. We also seek comment on the feasibility of overcoming or
mitigating SMS technical limitations at a reasonable cost to providers,
PSAPs, and consumers. Specifically, we seek comment on Kimball's
proposal regarding selecting a different point of interconnection
between the SMS system and 911. How technically feasible is this
solution, and on what percentage of mobile switching infrastructure
could it work? Kimball notes that ``there is no business or regulatory
driver to implement a SMS to 911 interconnection [and] implementation
and maintenance would be an additional cost to providers and there is
no process in place to recoup those expenditures.'' We seek comment on
the costs of implementation of this proposal, including ongoing
maintenance and operation costs. We also seek comment on any activities
by standards-setting bodies that may play a role in the short-term
deployment of SMS-based text-to-911 services. Intrado argues that any
text-to-911 ``solution should use the digits 9-1-1.'' We seek comment
on whether a national short code for SMS-to-911 should be designated by
the Commission, a standards-setting body, or some other entity. If so,
how should this short code be designated and implemented?
56. Further, one limitation that most commenters recognized is the
inability of SMS to provide accurate location information for routing
or PSAP dispatch purposes. To overcome this limitation, would it be
technologically feasible for the recipient of an emergency SMS, such as
the ALI database provider, to query for the location using the phone
number provided, assuming that it can identify the originating
provider? Have such techniques been tested experimentally? If this is
feasible, could such a query work for all SMS messages or would it only
be available for certain classes of messages (e.g., only for messages
sent while the user is not roaming or for domestic customers)? Are
there other limitations? If there are such limitations, is there data
to quantify the fraction of SMS messages or users likely to be
affected, extrapolating from non-emergency use of SMS? What costs would
be associated with such a solution? How much time would separately
checking the ALI database to determine the location of an individual
texting to 911 add to response time?
4. Approaches Based on Software Applications
57. As noted above, many consumers are acquiring more advanced
mobile devices (e.g., 3G and 4G handsets) that enable them to install
applications on their phones, including applications to send text
messages without using SMS or MMS, sometimes referred to as ``over the
top.'' We seek comment on the feasibility of using general texting or
911-specific applications to support a transitional non-voice NG911
system that would allow consumers to send text and other non-voice
media to PSAPs. Such a system would consist of two components: (1) One
or more databases that describe where text-to-911 capabilities are
available and how to reach the appropriate PSAP; and (2) one or more
software applications for smartphone operating systems. Providers and
third parties, including but not limited to systems vendors that
currently provide services and equipment to PSAPs, could develop such
applications. The application
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would obtain location information, including cell tower identity, from
smartphone operating systems and would rely on standard IP connectivity
to deliver a message to the right destination based on a location
database. The database would map approximate location data to a PSAP or
ESInet IP address or indicate that text service is not available for
that location.
58. This system architecture has several potential benefits,
including the fact that it could be rolled out in a relatively short
period of time and that it would not require any major provider network
or mobile handset upgrades. We seek comment on the costs and timeframe
for deploying such a system. How would such a system be structured to
reduce the time to deployment, minimize the effort required by
providers, and maximize the operational reliability of the system? We
also seek comment on whether it would be possible for this system to
support other media besides text, including voice, video, images, and
data. Could the system be made compliant to existing and emerging
standards? Would PSAPs need to have access to broadband IP connectivity
or should the system allow for translation of text messages (e.g., to
TTY-based messaging)? Would PSAPs need to install any additional
software or hardware? If so, what specific costs would be associated
with such installation? Is it possible for an application to
automatically detect whether a PSAP is capable of receiving only text
or also other advanced media types, such as images? How would an entity
or entities be selected to build and maintain the national database(s)
of where text-to-911 applications work and what costs are associated
with creating and maintaining a database? Who should bear those costs?
What entities would provide the smartphone application? Should there be
a process whereby applications are certified in some way? If so, what
entity should perform this certification?
59. Under this system, only users of smartphones would be able to
install the applications that would enable them to send text messages
to 911. How, if at all, should the Commission address this issue? Could
the system outlined above be adapted to handle SMS messages a