Texas Disaster Number TX-00381, 62130-62131 [2011-25914]
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62130
Federal Register / Vol. 76, No. 194 / Thursday, October 6, 2011 / Notices
other than a transaction in an AssetBacked Security, will not settle on T +
3, a member must report the settlement
using one of three modifiers.14 To
streamline the requirements regarding
settlement, new Rule 6730(c)(12) will
require a member simply to report the
date of settlement.15 In addition, FINRA
proposes to delete Rule 6730(d)(4)(B),
which sets forth the three settlement
modifiers that will no longer be used in
TRACE reporting, and references to
such modifiers in Rule 6730(d)(4)(C).
FINRA also will renumber Rule
6730(d)(4)(C), Rule 6730(d)(4)(D) and
Rule 6730(d)(4)(E) accordingly.16
Finally, FINRA proposes minor
technical amendments to Rule 6730(a)
through (d), including amendments to
Rule 6730(b)(2) and Rule 6730(c)(7) to
delete redundant or unnecessary text
and Rule 6730(d)(2) to clarify existing
text.
FINRA will announce the effective
date of the proposed rule change in a
Regulatory Notice to be published no
later than 60 days following
Commission approval. The effective
date will be no later than 180 days
following publication of the Regulatory
Notice announcing Commission
approval.
2. Statutory Basis
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FINRA believes that the proposed rule
change is consistent with the provisions
of Section 15A(b)(6) of the Act,17 which
requires, among other things, that
FINRA rules must be designed to
prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, and, in
general, to protect investors and the
public interest. FINRA believes that the
proposed rule change will facilitate
more timely and accurate reporting of
the terms of transactions in TRACEEligible Securities for the protection of
14 Current Rule 6730(c)(12) will be renumbered as
Rule 6730(c)(13). If a trade will not settle on T +
3, the three modifiers that are used to indicate the
day the transaction will be settled are ‘‘.c’’ (date of
execution), ‘‘.nd’’ (T + 1), or ‘‘.sNN’’ (settlement on
a date other than the date of execution, T + 1 or
T + 3).
15 Previously, FINRA adopted a similar
requirement in connection with transactions in
Asset-Backed Securities. (See Securities Exchange
Act Release No. 61566 (February 22, 2010), 75 FR
9262 (March 1, 2010) (order approving File No. SR–
FINRA–2009–065) and Securities Exchange Act
Release No. 64364 (April 28, 2011), 76 FR 25385
(May 4, 2011) (order approving File No. SR–
FINRA–2011–012)). The rule changes in both rule
filings became effective on May 16, 2011. (See
Regulatory Notice 11–20 (May 2011).)
16 Rule 6730(d)(4)(C), Rule 6730(d)(4)(D) and Rule
6730(d)(4)(E) will be renumbered, respectively, as
Rule 6730(d)(4)(B), Rule 6730(d)(4)(C) and Rule
6730(d)(4)(D).
17 15 U.S.C. 78o–3(b)(6).
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investors and in furtherance of the
public interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
FINRA does not believe that the
proposed rule change will result in any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
As the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
shall: (a) By order approve or
disapprove such proposed rule change,
or (b) institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–FINRA–2011–053 on the
subject line.
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing will
also be available for inspection and
copying at the principal office of
FINRA. All comments received will be
posted without change; the Commission
does not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File No.
SR–FINRA–2011–053 and should be
submitted on or before October 27,
2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–25861 Filed 10–5–11; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #12815 and #12816]
Texas Disaster Number TX–00381
U.S. Small Business
Administration.
ACTION: Amendment 5.
AGENCY:
This is an amendment of the
Presidential declaration of a major
disaster for the State of Texas (FEMA–
4029–DR), dated 09/09/2011.
Paper Comments
Incident: Wildfires.
Incident Period: 08/30/2011 and
• Send paper comments in triplicate
continuing.
to Elizabeth M. Murphy, Secretary,
Effective Date: 09/28/2011.
Securities and Exchange Commission,
Physical Loan Application Deadline
100 F Street, NE., Washington, DC
Date: 11/08/2011.
20549–1090.
EIDL Loan Application Deadline Date:
All submissions should refer to File
06/06/2012.
Number SR–FINRA–2011–053. This file
ADDRESSES: Submit completed loan
number should be included on the
subject line if e-mail is used. To help the applications to: U.S. Small Business
Administration, Processing and
Commission process and review your
Disbursement Center, 14925 Kingsport
comments more efficiently, please use
only one method. The Commission will Road, Fort Worth, TX 76155.
post all comments on the Commission’s
18 17 CFR 200.30–3(a)(12).
Internet Web site (https://www.sec.gov/
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SUMMARY:
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Federal Register / Vol. 76, No. 194 / Thursday, October 6, 2011 / Notices
A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the Presidential disaster declaration
for the State of Texas, dated 09/09/2011
is hereby amended to include the
following areas as adversely affected by
the disaster:
Primary Counties: (Physical Damage and
Economic Injury Loans): Anderson,
Caldwell, Fayette, Henderson, Hill,
Rusk.
Contiguous Counties: (Economic Injury
Loans Only):
Texas: Bosque, Ellis, Gonzales,
Guadalupe, Johnson, Kaufman,
Mclennan, Nacogdoches, Navarro,
Shelby.
All other information in the original
declaration remains unchanged.
FOR FURTHER INFORMATION CONTACT:
President’s major disaster declaration on
09/28/2011, private non-profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: District of Columbia.
The Interest Rates are:
Percent
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere .....
Non-Profit Organizations Without
Credit Available Elsewhere .....
For Economic Injury:
Non-Profit Organizations Without
Credit Available Elsewhere .....
3.250
[FR Doc. 2011–25921 Filed 10–5–11; 8:45 am]
BILLING CODE 8025–01–P
[Disaster Declaration #12866 and #12867]
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #12848 and #12849]
U.S. Small Business
Administration.
ACTION: Notice.
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Texas Disaster Number TX–00382
VerDate Mar<15>2010
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Jkt 226001
U.S. Small Business
Administration.
ACTION: Amendment 1.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance only for
the District of Columbia (FEMA–4036–
DR), dated 09/28/2011.
Incident: Hurricane Irene.
Incident Period: 08/26/2011 through
09/01/2011.
Effective Date: 09/28/2011.
Physical Loan Application Deadline
Date: 11/28/2011.
Economic Injury (EIDL) Loan
Application Deadline Date: 06/28/2012.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
SUMMARY:
This is an amendment of the
Presidential declaration of a major
disaster for Public Assistance only for
the State of Texas (FEMA–4029–DR),
dated 09/21/2011.
Incident: Wildfires.
Incident Period: 08/30/2011 and
continuing.
Effective Date: 09/28/2011.
Physical Loan Application Deadline
Date: 11/21/2011.
Economic Injury (EIDL) Loan
Application Deadline Date: 06/21/2012.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUMMARY:
PO 00000
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James E. Rivera,
Associate Administrator for Disaster
Assistance.
SMALL BUSINESS ADMINISTRATION
James E. Rivera,
Associate Administrator for Disaster
Assistance.
AGENCY:
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
3.000
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
District of Columbia Disaster #DC–
00003
All other information in the original
declaration remains unchanged.
BILLING CODE 8025–01–P
James E. Rivera,
Associate Administrator for Disaster
Assistance.
SMALL BUSINESS ADMINISTRATION
Primary Counties: Colorado, Leon,
Walker.
[FR Doc. 2011–25931 Filed 10–5–11; 8:45 am]
The number assigned to this disaster
for physical damage is 128668 and for
economic injury is 128678.
BILLING CODE 8025–01–P
The notice
of the President’s major disaster
declaration for Private Non-Profit
organizations in the State of TEXAS,
dated 09/21/2011, is hereby amended to
include the following areas as adversely
affected by the disaster.
SUPPLEMENTARY INFORMATION:
3.000
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
[FR Doc. 2011–25914 Filed 10–5–11; 8:45 am]
62131
[Disaster Declaration #12858 and #12859]
New York Disaster Number NY–00113
U.S. Small Business
Administration.
AGENCY:
ACTION:
Amendment 1.
This is an amendment of the
Presidential declaration of a major
disaster for Public Assistance only for
the State of New York (FEMA–4031–
DR), dated 09/23/2011.
Incident: Remnants of Tropical Storm
Lee.
Incident Period: 09/07/2011 through
09/11/2011.
Effective Date: 09/28/2011.
Physical Loan Application Deadline
Date: 11/22/2011.
Economic Injury (EIDL) Loan
Application Deadline Date: 06/25/2012.
SUMMARY:
Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
ADDRESSES:
A
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
FOR FURTHER INFORMATION CONTACT:
The notice
of the President’s major disaster
declaration for Private Non-Profit
organizations in the State of New York,
dated 09/23/2011, is hereby amended to
include the following areas as adversely
affected by the disaster.
SUPPLEMENTARY INFORMATION:
Primary Counties: Chemung, Orange.
All other information in the original
declaration remains unchanged.
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Agencies
[Federal Register Volume 76, Number 194 (Thursday, October 6, 2011)]
[Notices]
[Pages 62130-62131]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-25914]
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 12815 and 12816]
Texas Disaster Number TX-00381
AGENCY: U.S. Small Business Administration.
ACTION: Amendment 5.
-----------------------------------------------------------------------
SUMMARY: This is an amendment of the Presidential declaration of a
major disaster for the State of Texas (FEMA-4029-DR), dated 09/09/2011.
Incident: Wildfires.
Incident Period: 08/30/2011 and continuing.
Effective Date: 09/28/2011.
Physical Loan Application Deadline Date: 11/08/2011.
EIDL Loan Application Deadline Date: 06/06/2012.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
[[Page 62131]]
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster
declaration for the State of Texas, dated 09/09/2011 is hereby amended
to include the following areas as adversely affected by the disaster:
Primary Counties: (Physical Damage and Economic Injury Loans):
Anderson, Caldwell, Fayette, Henderson, Hill, Rusk.
Contiguous Counties: (Economic Injury Loans Only):
Texas: Bosque, Ellis, Gonzales, Guadalupe, Johnson, Kaufman,
Mclennan, Nacogdoches, Navarro, Shelby.
All other information in the original declaration remains
unchanged.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2011-25914 Filed 10-5-11; 8:45 am]
BILLING CODE 8025-01-P