Bureau of Educational and Cultural Affairs Request for Grant Proposals: Global Undergraduate Exchange Program in Serbia and Montenegro, 60576-60581 [2011-24988]
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19(b)(3)(A) of the Act 19 and Rule 19b–
4(f)(6) thereunder.20
The Exchange has requested that the
Commission waive the 30-day operative
delay. The Commission believes that
waiver of the operative delay is
consistent with the protection of
investors and the public interest
because the proposal is substantially
similar to that of another exchange that
has been approved by the
Commission.21 Therefore, the
Commission designates the proposal
operative upon filing.22
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
All submissions should refer to File
Number SR–ISE–2011–59. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
publicly available. All submissions
should refer to File Number SR–ISE–
2011–59 and should be submitted on or
before October 20, 2011.
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–ISE–2011–59 on the subject
line.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.23
Elizabeth M. Murphy,
Secretary.
Paper Comments
BILLING CODE 8011–01–P
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
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19 15
U.S.C. 78s(b)(3)(A).
20 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires the Exchange to give the
Commission written notice of the Exchange’s intent
to file the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied the five-day prefiling requirement.
21 See Securities Exchange Act Release No. 65383
(September 22, 2011) (SR–CBOE–2011–040) (order
approving proposed rule changes to simplify the $1
Strike Price Interval Program).
22 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
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[FR Doc. 2011–25075 Filed 9–28–11; 8:45 am]
DEPARTMENT OF STATE
[Public Notice 7514]
Bureau of Educational and Cultural
Affairs Request for Grant Proposals:
Global Undergraduate Exchange
Program in Serbia and Montenegro
Announcement Type: New
Cooperative Agreement.
Funding Opportunity Number: ECA/
A/E/EUR–12–04.
Catalog of Federal Domestic
Assistance Number: 19.009.
Key Dates: Application Deadline:
November 24, 2011.
Executive Summary: The Office of
Academic Exchange Programs of the
23 17
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CFR 200.30–3(a)(12).
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Bureau of Educational and Cultural
Affairs announces an open competition
for the administration of the FY 2012
Global Undergraduate Exchange
Program in Serbia and Montenegro
(UGRAD). The total amount of funding
for this award will be up to $1,537,575,
pending the transfer of Assistance for
Europe, Eurasia and Central Asia
(AEECA) funds for obligation in FY
2012. Public and private non-profit
organizations meeting the provisions
described in IRS regulation 26 CFR
1.501(c)(3) may submit proposals to
administer the placement, monitoring,
evaluation, follow-on, and alumni
activities for the UGRAD program.
Recruitment and selection of
participants will be administered by a
separate organization in conjunction
with the U.S. Embassies in Serbia and
Montenegro. Organizations with less
than four years experience in
conducting international exchange
programs are not eligible for this
competition.
The UGRAD Program provides
outstanding students from Serbia and
Montenegro with scholarships for one
year of non-degree study at U.S.
institutions of higher education.
Scholarships are available in all fields of
study. Funding should support a
minimum of 50 participants, with
approximately 35 students from Serbia
and 15 students from Montenegro. Every
effort should be made to maximize the
number of scholarships awarded.
I. Funding Opportunity Description
Authority
Overall grant making authority for
this program is contained in the Mutual
Educational and Cultural Exchange Act
of 1961, Public Law 87–256, as
amended, also known as the FulbrightHays Act. The purpose of the Act is ‘‘to
enable the Government of the United
States to increase mutual understanding
between the people of the United States
and the people of other countries * * *;
to strengthen the ties which unite us
with other nations by demonstrating the
educational and cultural interests,
developments, and achievements of the
people of the United States and other
nations * * * and thus to assist in the
development of friendly, sympathetic
and peaceful relations between the
United States and the other countries of
the world.’’ The funding authority for
the program above is provided through
legislation.
Purpose
The UGRAD Program is designed to
promote mutual understanding among
the people of Serbia and Montenegro
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and the United States by awarding
Serbian and Montenegrin undergraduate
students full scholarships for one year
of non-degree undergraduate study at
accredited two- and four-year
institutions of higher education in the
United States. Students will enhance
their academic education with
community service participation and an
internship. The academic component of
the program begins in the fall semester
of the year following the Agreement
start date (academic year 2012–2013). At
the end of their academic programs,
students are required to immediately
return to their home countries.
Applicant organizations must
demonstrate the ability to administer
the following aspects of the UGRAD
Program—university placements,
orientation, monitoring and support of
FY 2012 participants including all
logistics, financial management,
evaluation, follow-on, and alumni.
Recruitment and selection of
participants is not a component of this
RFGP. The cooperating organization
will serve as the principal liaison with
UGRAD Program host institutions and
the Bureau. Further details on specific
program responsibilities can be found in
the Project Objectives, Goals, and
Implementation (POGI) Statement,
which is part of the formal solicitation
package available from the Bureau.
Interested organizations should read the
entire Federal Register announcement
for all information prior to preparing
proposals.
The Bureau will award one
Cooperative Agreement for this
program. Should an applicant
organization wish to work with other
organizations in the implementation of
this program, the Bureau requests that a
sub-grant agreement be developed. The
same requirements apply to the subgrantee as to the recipient organization.
In a Cooperative Agreement, the
Office of Academic Exchange Programs,
European and Eurasian Branch (ECA/A/
E/EUR) is substantially involved in
program activities above and beyond
routine grant monitoring. ECA/A/E/EUR
activities and responsibilities for this
program are as follows:
1. Participating in the design and
direction of program activities;
2. Approval of key personnel;
3. Approval and input for all program
agendas and timelines;
4. Providing guidance in execution of
all project components;
5. Monitoring the target goal for
number of participants and expenditure
of funds toward meeting that goal;
6. Providing guidance on content and
speakers for workshops;
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7. Assisting with SEVIS-related
issues;
8. Assisting with participant
emergencies;
9. Providing background information
related to participants’ home countries
and cultures;
10. Providing liaison with Public
Affairs Sections of the U.S. Embassies
and country desk officers at the State
Department;
11. Providing Bureau evaluation
mechanisms and instruments.
support all costs which are claimed as
contribution, as well as costs to be paid
by the Federal government. Such
records are subject to audit. The basis
for determining the value of cash and
in-kind contributions must be in
accordance with OMB Circular A–110,
(Revised), Subpart C.23—Cost Sharing
and Matching. In the event that the
minimum amount of cost sharing as
stipulated in the approved budget is not
provided, the Bureau’s contribution will
be reduced in like proportion.
II. Award Information
III.3. Other Eligibility Requirements
Bureau grant guidelines require that
organizations with less than four years
experience in conducting international
exchanges be limited to $60,000 in
Bureau funding. The Bureau anticipates
awarding one grant, in an amount up to
$1,537,575 to support program and
administrative costs required to
implement this exchange program.
Therefore, organizations with less than
four years experience in conducting
international exchanges are ineligible to
apply under this competition. The
Bureau encourages applicants to
provide maximum levels of cost sharing
and funding in support of its programs.
Type of Award: Cooperative
Agreement.
The Bureau’s level of involvement in
this program is listed under number I
above.
Fiscal Year Funds: 2012.
Approximate Total Funding:
$1,537,575. Funding will be provided
from FY 2011/FY 2012 Assistance for
Europe, Eurasia and Central Asia
(AEECA) funds transferred to ECA for
obligation in FY 2012.
Approximate Number of Awards: 1.
Ceiling of Award Range: $1,537,575.
Anticipated Award Date: Pending the
transfer of funds, December 30, 2011.
Anticipated Project Completion Date:
December 30, 2014.
Additional Information: Pending
successful implementation of this
program and the availability of funds in
subsequent fiscal years, it is the
Bureau’s intent to renew this grant for
two additional fiscal years, before
openly competing it again. Subsequent
awards may include the requirement to
conduct a merit-based recruitment and
selection component.
III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by
public and private non-profit
organizations meeting the provisions
described in Internal Revenue Code
section 26 USC 501(c)(3).
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum
percentage required for this
competition. However, the Bureau
encourages applicants to provide
maximum levels of cost sharing and
funding in support of its programs.
When cost sharing is offered, it is
understood and agreed that the
cooperating organization must provide
the amount of cost sharing as stipulated
in its proposal and later included in an
approved grant agreement. Cost sharing
may be in the form of allowable direct
or indirect costs. For accountability,
written records must be maintained to
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IV. Application and Submission
Information
Note: Please read the complete
announcement before sending inquiries or
submitting proposals. Once the RFGP
deadline has passed, Bureau staff may not
discuss this competition with applicants
until the proposal review process has been
completed.
IV.1 Contact Information To Request
an Application Package:
Please contact Program Officer Karene
Grad Steiner in the Office of Academic
Exchange Programs, ECA/A/E/EUR, U.S.
Department of State, SA–5, U.S.
Department of State, 2200 C Street, NW.,
Washington, DC 20037, tel. (202) 632–
3237, e-mail: GradKE@state.gov to
request a Solicitation Package. Please
refer to the Funding Opportunity
Number ECA/A/E/EUR–12–04 when
making your request. Alternatively, an
electronic application package may be
obtained from grants.gov. Please see
section IV.3f for further information.
The Solicitation Package contains the
Proposal Submission Instruction (PSI)
document which consists of required
application forms, and standard
guidelines for proposal preparation. It
also contains the Project Objectives,
Goals and Implementation (POGI)
document, which provides specific
information, award criteria and budget
instructions tailored to this competition.
Please specify Bureau Program Officer
Karene Grad Steiner and refer to the
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Funding Opportunity Number ECA/A/
E/EUR–12–04 on all other inquiries and
correspondence.
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IV.2. To Download a Solicitation
Package Via Internet
The entire Solicitation Package may
be downloaded from the Bureau’s Web
site at https://exchanges.state.gov/
education/rfgps/menu.htm, or from the
Grants.gov Web site at https://
www.grants.gov.
Please read all information before
downloading.
IV.3. Content and Form of Submission
Applicants must follow all
instructions in the Solicitation Package.
The application should be submitted
per the instructions under IV.3f.
‘‘Application Deadline and Methods of
Submission’’ section below.
IV.3a. You are required to have a Dun
and Bradstreet Data Universal
Numbering System (DUNS) number to
apply for a grant or cooperative
agreement from the U.S. Government.
This number is a nine-digit
identification number, which uniquely
identifies business entities. Obtaining a
DUNS number is easy and there is no
charge. To obtain a DUNS number,
access https://
www.dunandbradstreet.com or call 1–
866–705–5711. Please ensure that your
DUNS number is included in the
appropriate box of the SF—424 which is
part of the formal application package.
IV.3b. All proposals must contain an
executive summary, proposal narrative
and budget.
Please Refer to the Solicitation
Package. It contains the mandatory
Proposal Submission Instructions (PSI)
document and the Project Objectives,
Goals and Implementation (POGI)
document for additional formatting and
technical requirements.
IV.3c. All federal award recipients
and sub-recipients must maintain
current registrations in the Central
Contractor Registration (CCR) database
and have a Dun and Bradstreet Data
Universal Numbering System (DUNS)
number. Recipients and sub-recipients
must maintain accurate and up-to-date
information in the CCR until all
program and financial activity and
reporting have been completed. All
entities must review and update the
information at least annually after the
initial registration and more frequently
if required information changes or
another award is granted.
You must have nonprofit status with
the IRS at the time of application. Please
note: Effective January 7, 2009, all
applicants for ECA federal assistance
awards must include in their
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application the names of directors and/
or senior executives (current officers,
trustees, and key employees, regardless
of amount of compensation). In
fulfilling this requirement, applicants
must submit information in one of the
following ways:
(1) Those who file Internal Revenue
Service Form 990, ‘‘Return of
Organization Exempt From Income
Tax,’’ must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form
990 must submit information above in
the format of their choice.
In addition to final program reporting
requirements, award recipients will also
be required to submit a one-page
document, derived from their program
reports, listing and describing their
grant activities. For award recipients,
the names of directors and/or senior
executives (current officers, trustees,
and key employees), as well as the onepage description of grant activities, will
be transmitted by the State Department
to OMB, along with other information
required by the Federal Funding
Accountability and Transparency Act
(FFATA), and will be made available to
the public by the Office of Management
and Budget on its USASpending.gov
Web site as part of ECA’s FFATA
reporting requirements.
If your organization is a private
nonprofit which has not received a grant
or cooperative agreement from ECA in
the past three years, or if your
organization received nonprofit status
from the IRS within the past four years,
you must submit the necessary
documentation to verify nonprofit status
as directed in the PSI document. Failure
to do so will cause your proposal to be
declared technically ineligible.
IV.3d. Please take into consideration
the following information when
preparing your proposal narrative:
IV.3d.1 Adherence to All Regulations
Governing the J Visa
The Bureau of Educational and
Cultural Affairs is placing renewed
emphasis on the secure and proper
administration of Exchange Visitor (J
visa) Programs and adherence by
grantees and sponsors to all regulations
governing the J visa. Therefore,
proposals should demonstrate the
applicant’s capacity to meet all
requirements governing the
administration of the Exchange Visitor
Programs as set forth in 22 CFR part 62,
including the oversight of Responsible
Officers and Alternate Responsible
Officers, screening and selection of
program participants, provision of prearrival information and orientation to
participants, monitoring of participants,
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proper maintenance and security of
forms, record-keeping, reporting and
other requirements. The Grantee will be
responsible for issuing DS–2019 forms
to participants in this program.
A copy of the complete regulations
governing the administration of
Exchange Visitor (J) programs is
available at https://exchanges.state.gov
or from:
Office of Designation, Private Sector
Programs Division, U.S. Department of
State, ECA/EC/D/PS, SA–5, 5th Floor,
2200 C Street, NW., Washington, DC
20037, Fax: (202) 453–8640. Please refer
to Solicitation Package for further
information.
IV.3d.2 Diversity, Freedom and
Democracy Guidelines
Pursuant to the Bureau’s authorizing
legislation, programs must maintain a
non-political character and should be
balanced and representative of the
diversity of American political, social,
and cultural life. ‘‘Diversity’’ should be
interpreted in the broadest sense and
encompass differences including, but
not limited to ethnicity, race, gender,
religion, geographic location, socioeconomic status, and disabilities.
Applicants are strongly encouraged to
adhere to the advancement of this
principle both in program
administration and in program content.
Please refer to the review criteria under
the ‘Support for Diversity’ section for
specific suggestions on incorporating
diversity into your proposal. Public Law
104–319 provides that ‘‘in carrying out
programs of educational and cultural
exchange in countries whose people do
not fully enjoy freedom and
democracy,’’ the Bureau ‘‘shall take
appropriate steps to provide
opportunities for participation in such
programs to human rights and
democracy leaders of such countries.’’
Public Law 106–113 requires that the
governments of the countries described
above do not have inappropriate
influence in the selection process.
Proposals should reflect advancement of
these goals in their program contents, to
the full extent deemed feasible.
IV.3d.3. Program Monitoring and
Evaluation
Proposals must include a plan to
monitor and evaluate the project’s
success, both as the activities unfold
and at the end of the program. The
Bureau recommends that your proposal
include a draft survey questionnaire or
other technique plus a description of a
methodology to use to link outcomes to
original project objectives. The Bureau
expects that the recipient organization
will track participants or partners and
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be able to respond to key evaluation
questions, including satisfaction with
the program, learning as a result of the
program, changes in behavior as a result
of the program, and effects of the
program on institutions (institutions in
which participants work or partner
institutions). The evaluation plan
should include indicators that measure
gains in mutual understanding as well
as substantive knowledge.
Successful monitoring and evaluation
depend heavily on setting clear goals
and outcomes at the outset of a program.
Your evaluation plan should include a
description of your project’s objectives,
your anticipated project outcomes, and
how and when you intend to measure
these outcomes (performance
indicators). The more that outcomes are
‘‘smart’’ (specific, measurable,
attainable, results-oriented, and placed
in a reasonable time frame), the easier
it will be to conduct the evaluation. You
should also show how your project
objectives link to the goals of the
program described in this RFGP.
Your monitoring and evaluation plan
should clearly distinguish between
program outputs and outcomes. Outputs
are products and services delivered,
often stated as an amount. Output
information is important to show the
scope or size of project activities, but it
cannot substitute for information about
progress towards outcomes or the
results achieved. Examples of outputs
include the number of people trained or
the number of seminars conducted.
Outcomes, in contrast, represent
specific results a project is intended to
achieve and is usually measured as an
extent of change. Findings on outputs
and outcomes should both be reported,
but the focus should be on outcomes.
We encourage you to assess the
following four levels of outcomes, as
they relate to the program goals set out
in the RFGP (listed here in increasing
order of importance):
1. Participant satisfaction with the
program and exchange experience.
2. Participant learning, such as
increased knowledge, aptitude, skills,
and changed understanding and
attitude. Learning includes both
substantive (subject-specific) learning
and mutual understanding.
3. Participant behavior, concrete
actions to apply knowledge in work or
community; greater participation and
responsibility in civic organizations;
interpretation and explanation of
experiences and new knowledge gained;
continued contacts between
participants, community members, and
others.
4. Institutional changes, such as
increased collaboration and
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partnerships, policy reforms, new
programming, and organizational
improvements.
Please note: Consideration should be given
to the appropriate timing of data collection
for each level of outcome. For example,
satisfaction is usually captured as a shortterm outcome, whereas behavior and
institutional changes are normally
considered longer-term outcomes.
Overall, the quality of your
monitoring and evaluation plan will be
judged on how well it (1) Specifies
intended outcomes; (2) gives clear
descriptions of how each outcome will
be measured; (3) identifies when
particular outcomes will be measured;
and (4) provides a clear description of
the data collection strategies for each
outcome (i.e., surveys, interviews, or
focus groups). (Please note that
evaluation plans that deal only with the
first level of outcomes [satisfaction] will
be deemed less competitive under the
present evaluation criteria.)
Recipient organizations will be
required to provide reports analyzing
their evaluation findings to the Bureau
in their regular program reports. All
data collected, including survey
responses and contact information, must
be maintained for a minimum of three
years and provided to the Bureau upon
request.
IV.3e. Please take the following
information into consideration when
preparing your budget:
IV.3e.1. Applicants must submit SF–
424A—‘‘Budget Information—NonConstruction Programs’’ along with a
comprehensive budget for the entire
program. There must be a summary
budget as well as breakdowns reflecting
both administrative and program
budgets. Applicants may provide
separate sub-budgets for each program
component, phase, location, or activity
to provide clarification.
IV.3e.2. Allowable costs for the
program include the following:
(1) Program Expenses.
(2) Domestic Administration.
(3) Overseas Administration.
Please refer to the Solicitation
Package for complete budget guidelines
and formatting instructions.
IV.3f. Application Deadline and
Methods of Submission:
Application Deadline Date: 11/24/
2011.
Reference Number: ECA/A/E/EUR–
12–04.
Methods of Submission: Electronic
and Hard Copy.
Applications may be submitted in one
of two ways:
(1.) In hard-copy, via a nationally
recognized overnight delivery service
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(i.e., DHL, Federal Express, UPS,
Airborne Express, or U.S. Postal Service
Express Overnight Mail, etc.), or
(2.) electronically through https://
www.grants.gov.
Along with the Project Title, all
applicants must enter the above
Reference Number in Box 11 on the SF–
424 contained in the mandatory
Proposal Submission Instructions (PSI)
of the solicitation document.
IV.3f.1 Submitting Printed Applications
Applications must be shipped no later
than the above deadline. Delivery
services used by applicants must have
in-place, centralized shipping
identification and tracking systems that
may be accessed via the Internet and
delivery people who are identifiable by
commonly recognized uniforms and
delivery vehicles. Proposals shipped on
or before the above deadline but
received at the Bureau more than seven
days after the deadline will be ineligible
for further consideration under this
competition. Proposals shipped after the
established deadlines are ineligible for
consideration under this competition.
The Bureau will not notify you upon
receipt of application. It is each
applicant’s responsibility to ensure that
each package is marked with a legible
tracking number and to monitor/confirm
delivery to the Bureau via the Internet.
Delivery of proposal packages may not
be made via local courier service or in
person for this competition. Faxed
documents will not be accepted at any
time. Only proposals submitted as
stated above will be considered.
Important note: When preparing your
submission please make sure to include
one extra copy of the completed SF–424
form and place it in an envelope
addressed to ‘‘ECA/EX/PM’’.
The original and eight copies of the
application should be sent to:
Program Management Division, ECA–
IIP/EX/PM, Ref.: ECA/A/E/EUR–12–04,
SA–5, Floor 4, Department of State,
2200 C Street, NW., Washington, DC
20037.
Applicants submitting hard-copy
applications must also submit the
‘‘Executive Summary’’ and ‘‘Proposal
Narrative’’ sections of the proposal in
text (.txt) format on a CD–ROM. The
Bureau will provide these files
electronically to the appropriate Public
Affairs Section(s) at the U.S. embassies
for their review.
IV.3f.2—Submitting Electronic
Applications
Applicants have the option of
submitting proposals electronically
through Grants.gov (https://
www.grants.gov). Complete solicitation
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packages are available at Grants.gov in
the ‘‘Find’’ portion of the system.
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Please Note: The Bureau bears no
responsibility for applicant timeliness of
submission or data errors resulting from
transmission or conversion processes for
proposals submitted via Grants.gov.
Please follow the instructions
available in the ‘Get Started’ portion of
the site (https://www.grants.gov/
GetStarted).
Several of the steps in the Grants.gov
registration process could take several
weeks. Therefore, applicants should
check with appropriate staff within their
organizations immediately after
reviewing this RFGP to confirm or
determine their registration status with
Grants.gov.
Once registered, the amount of time it
can take to upload an application will
vary depending on a variety of factors
including the size of the application and
the speed of your internet connection.
In addition, validation of an electronic
submission via Grants.gov can take up
to two business days.
Therefore, we strongly recommend
that you not wait until the application
deadline to begin the submission
process through Grants.gov.
The Grants.gov Web site includes
extensive information on all phases/
aspects of the Grants.gov process,
including an extensive section on
frequently asked questions, located
under the ‘‘For Applicants’’ section of
the Web site. The Bureau strongly
recommends that all potential
applicants review thoroughly the
Grants.gov Web site, well in advance of
submitting a proposal through the
Grants.gov system. The Bureau bears no
responsibility for data errors resulting
from transmission or conversion
processes.
Direct all questions regarding
Grants.gov registration and submission
to:
Grants.gov Customer Support. Contact
Center Phone: 800–518–4726. Business
Hours: Monday–Friday, 7 a.m.–9 p.m.
Eastern Time. E-mail:
support@grants.gov.
Applicants have until midnight (12
a.m.), Washington, DC time of the
closing date to ensure that their entire
application has been uploaded to the
Grants.gov site. There are no exceptions
to the above deadline. Applications
uploaded to the site after midnight of
the application deadline date will be
automatically rejected by the grants.gov
system, and will be technically
ineligible.
Please refer to the Grants.gov Web
site, for definitions of various
‘‘application statuses’’ and the
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difference between a submission receipt
and a submission validation. Applicants
will receive a validation e-mail from
grants.gov upon the successful
submission of an application. Again,
validation of an electronic submission
via Grants.gov can take up to two
business days. Therefore, we strongly
recommend that you not wait until the
application deadline to begin the
submission process through Grants.gov.
The Bureau will not notify you upon
receipt of electronic applications.
It is the responsibility of all
applicants submitting proposals via the
Grants.gov web portal to ensure that
proposals have been received by
Grants.gov in their entirety, and the
Bureau bears no responsibility for data
errors resulting from transmission or
conversion processes.
IV.3g. Intergovernmental Review of
Applications: Executive Order 12372
does not apply to this program.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals
for technical eligibility. Proposals will
be deemed ineligible if they do not fully
adhere to the guidelines stated herein
and in the Solicitation Package. All
eligible proposals will be reviewed by
the program office, as well as the Public
Diplomacy section overseas, where
appropriate. Eligible proposals will be
subject to compliance with Federal and
Bureau regulations and guidelines and
forwarded to Bureau grant panels for
advisory review. Proposals may also be
reviewed by the Office of the Legal
Adviser or by other Department
elements. Final funding decisions are at
the discretion of the Department of
State’s Assistant Secretary for
Educational and Cultural Affairs. Final
technical authority for cooperative
agreement awards resides with the
Bureau’s Grants Officer.
Review Criteria
Technically eligible applications will
be competitively reviewed according to
the criteria stated below. These criteria
are not rank ordered and all carry equal
weight in the proposal evaluation:
1. Quality of the program idea and
program planning: Proposals should
exhibit originality, substance, precision,
and relevance to the Bureau’s mission.
Detailed agenda and relevant work plan
should demonstrate substantive
undertakings and logistical capacity.
Agenda and plan should adhere to the
program overview and guidelines
described above.
2. Ability to achieve program
objectives: Objectives should be
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reasonable, feasible, and flexible.
Proposals should clearly demonstrate
how the institution will meet the
program’s objectives and plan.
3. Multiplier effect/impact: Proposed
programs should strengthen long-term
mutual understanding, including
maximum sharing of information and
establishment of long-term institutional
and individual linkages.
4. Support of Diversity: Proposals
should demonstrate substantive support
of the Bureau’s policy on diversity.
Achievable and relevant features should
be cited in both program administration
(program venues and program
evaluation) and program content
(orientation and wrap-up sessions,
program meetings, resource materials
and follow-up activities).
5. Institutional Record and Capacity:
Proposed personnel and institutional
resources should be adequate and
appropriate to achieve the program or
project’s goals. Proposals should
demonstrate an institutional record of
successful exchange programs,
including responsible fiscal
management and full compliance with
all reporting requirements for past
Bureau awards (grants or cooperative
agreements) as determined by Bureau
Grants Staff. The Bureau will consider
the past performance of prior recipients
and the demonstrated potential of new
applicants.
6. Follow-on Activities and
Evaluation: Proposals should provide a
plan for continued follow-on activity
(without Bureau support) ensuring that
Bureau supported programs are not
isolated events. Proposals also should
include a plan to evaluate the activity’s
success, both as the activities unfold
and at the end of the program. A draft
survey questionnaire or other technique
plus description of a methodology to
use to link outcomes to original project
objectives is recommended.
7. Cost-sharing and cost-effectiveness:
The overhead and administrative
components of the proposal, including
salaries and honoraria, should be kept
as low as possible. All other items
should be necessary and appropriate.
Proposals should maximize cost-sharing
through other private sector support as
well as institutional direct funding
contributions.
VI. Award Administration Information
VI.1a. Award Notices: Final awards
cannot be made until funds have been
appropriated by Congress, allocated and
committed through internal Bureau
procedures. Successful applicants will
receive an Assistance Award Document
(AAD) from the Bureau’s Grants Office.
The AAD and the original grant
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proposal with subsequent modifications
(if applicable) shall be the only binding
authorizing document between the
recipient and the U.S. Government. The
AAD will be signed by an authorized
Grants Officer, and mailed to the
recipient’s responsible officer identified
in the application.
Unsuccessful applicants will receive
notification of the results of the
application review from the Bureau
program office coordinating this
competition.
VI.2 Administrative and National
Policy Requirements: Terms and
Conditions for the Administration of
Bureau agreements include the
following:
Office of Management and Budget
Circular A–122, ‘‘Cost Principles for
Nonprofit Organizations.’’
Office of Management and Budget
Circular A–21, ‘‘Cost Principles for
Educational Institutions.’’
OMB Circular A–87, ‘‘Cost Principles
for State, Local and Indian
Governments.’’
OMB Circular No. A–110 (Revised),
Uniform Administrative Requirements
for Grants and Agreements with
Institutions of Higher Education,
Hospitals, and other Nonprofit
Organizations.
OMB Circular No. A–102, Uniform
Administrative Requirements for
Grants-in-Aid to State and Local
Governments.
OMB Circular No. A–133, Audits of
States, Local Government, and Nonprofit Organizations.
Please reference the following Web
sites for additional information: https://
www.whitehouse.gov/omb/grants.
https://fa.statebuy.state.gov.
VI.3. Reporting Requirements: You
must provide the Bureau with a hard
copy original plus one copy of the
following reports:
(1) A final program and financial
report no more than 90 days after the
expiration of the award;
(2) A concise, one-page final program
report summarizing program outcomes
no more than 90 days after the
expiration of the award. This one-page
report will be transmitted to OMB, and
be made available to the public via
OMB’s USAspending.gov Web site—as
part of the Bureau’s Federal Funding
Accountability and Transparency Act
(FFATA) reporting requirements.
(3) A SF–PPR, ‘‘Performance Progress
Report’’ Cover Sheet with all program
reports.
(4) Quarterly program and financial
reports which should include
summaries of program activity and
lessons learned.
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Award recipients will be required to
provide reports analyzing their
evaluation findings to the Bureau in
their regular program reports. (Please
refer to IV. Application and Submission
Instructions (IV.3.d.3) above for Program
Monitoring and Evaluation
information).
All data collected, including survey
responses and contact information, must
be maintained for a minimum of three
years and provided to the Bureau upon
request.
All reports must be sent to the Bureau
Grants Officer and the Bureau Program
Officer listed in the final assistance
award document.
Program Data Requirements: Award
recipients will be required to maintain
specific data on program participants
and activities in an electronically
accessible database format that can be
shared with the Bureau as required. As
a minimum, the data must include the
following:
(1) Name, address, contact
information, biographic sketch, and U.S.
host institution of higher education of
all persons who travel internationally
on funds provided by the agreement or
who benefit from the award funding but
do not travel.
(2) Itineraries of international and
domestic travel, providing dates of
travel and cities in which any exchange
experiences take place. Final schedules
for in-country and U.S. activities must
be received by the Bureau Program
Officer at least two week days prior to
the official opening of the activity.
VII. Agency Contacts
For questions about this
announcement, contact: Program Officer
Karene Grad Steiner, Office of Academic
Exchange Programs, ECA/A/E/EUR,
Reference Number: ECA/A/E/EUR–12–
04, U.S. Department of State, 2200 C
Street, NW., Washington, DC 20037,
(202) 632–3237, e-mail:
GradKE@state.gov.
All correspondence with the Bureau
concerning this RFGP should reference
the title and number ECA/A/E/EUR–12–
04. Please read the complete
announcement before sending inquiries
or submitting proposals. Once the RFGP
deadline has passed, Bureau staff may
not discuss this competition with
applicants until the proposal review
process has been completed.
VIII. Other Information
Notice
The terms and conditions published
in this RFGP are binding and may not
be modified by any Bureau
representative. Explanatory information
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60581
provided by the Bureau that contradicts
published language will not be binding.
Issuance of the RFGP does not
constitute an award commitment on the
part of the Government. The Bureau
reserves the right to reduce, revise, or
increase proposal budgets in accordance
with the needs of the program and the
availability of funds. Awards made will
be subject to periodic reporting and
evaluation requirements per section VI.3
above.
Dated: September 20, 2011.
J. Adam Ereli,
Principal Deputy Assistant Secretary, Bureau
of Educational and Cultural Affairs, U.S.
Department of State.
[FR Doc. 2011–24988 Filed 9–28–11; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice 7603]
Notice of Public Meeting
Summary: The U.S. Department of
State, Bureau of Oceans and
International Environmental and
Scientific Affairs (OES), Office of
Marine Conservation announces that the
Advisory Panel to the U.S. Section of
the North Pacific Anadromous Fish
Commission will meet on October 6,
2011.
Dates: The meeting will take place via
teleconference on October 6th, 2011,
from 2 p.m. to 4 p.m. Eastern time.
Meeting Details: The teleconference
call-in number is toll-free 1–888–989–
7597, passcode 21898, and will have a
limited number of lines for members of
the public to access from anywhere in
the United States. Callers will hear
instructions for using the passcode and
joining the call after dialing the toll-free
number noted. Members of the public
wishing to participate in the
teleconference must contact the OES
officer in charge as noted in the FOR
FURTHER INFORMATION CONTACT section
below no later than close of business on
Tuesday, October 4th, 2011.
For Further Information Contact: John
Field, Office of Marine Conservation,
OES, Room 2758, U.S. Department of
State, 2201 C Street, NW., Washington,
DC 20520. Telephone (202) 647–3263,
fax (202) 736–7350, e-mail fieldjd@state.
gov.
Supplementary Information: In
accordance with the requirements of the
Federal Advisory Committee Act, notice
is given that the Advisory Panel to the
U.S. Section of the North Pacific
Anadromous Fish Commission (NPAFC)
will meet on the date and time noted
above.
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[Federal Register Volume 76, Number 189 (Thursday, September 29, 2011)]
[Notices]
[Pages 60576-60581]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-24988]
=======================================================================
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DEPARTMENT OF STATE
[Public Notice 7514]
Bureau of Educational and Cultural Affairs Request for Grant
Proposals: Global Undergraduate Exchange Program in Serbia and
Montenegro
Announcement Type: New Cooperative Agreement.
Funding Opportunity Number: ECA/A/E/EUR-12-04.
Catalog of Federal Domestic Assistance Number: 19.009.
Key Dates: Application Deadline: November 24, 2011.
Executive Summary: The Office of Academic Exchange Programs of the
Bureau of Educational and Cultural Affairs announces an open
competition for the administration of the FY 2012 Global Undergraduate
Exchange Program in Serbia and Montenegro (UGRAD). The total amount of
funding for this award will be up to $1,537,575, pending the transfer
of Assistance for Europe, Eurasia and Central Asia (AEECA) funds for
obligation in FY 2012. Public and private non-profit organizations
meeting the provisions described in IRS regulation 26 CFR 1.501(c)(3)
may submit proposals to administer the placement, monitoring,
evaluation, follow-on, and alumni activities for the UGRAD program.
Recruitment and selection of participants will be administered by a
separate organization in conjunction with the U.S. Embassies in Serbia
and Montenegro. Organizations with less than four years experience in
conducting international exchange programs are not eligible for this
competition.
The UGRAD Program provides outstanding students from Serbia and
Montenegro with scholarships for one year of non-degree study at U.S.
institutions of higher education. Scholarships are available in all
fields of study. Funding should support a minimum of 50 participants,
with approximately 35 students from Serbia and 15 students from
Montenegro. Every effort should be made to maximize the number of
scholarships awarded.
I. Funding Opportunity Description
Authority
Overall grant making authority for this program is contained in the
Mutual Educational and Cultural Exchange Act of 1961, Public Law 87-
256, as amended, also known as the Fulbright-Hays Act. The purpose of
the Act is ``to enable the Government of the United States to increase
mutual understanding between the people of the United States and the
people of other countries * * *; to strengthen the ties which unite us
with other nations by demonstrating the educational and cultural
interests, developments, and achievements of the people of the United
States and other nations * * * and thus to assist in the development of
friendly, sympathetic and peaceful relations between the United States
and the other countries of the world.'' The funding authority for the
program above is provided through legislation.
Purpose
The UGRAD Program is designed to promote mutual understanding among
the people of Serbia and Montenegro
[[Page 60577]]
and the United States by awarding Serbian and Montenegrin undergraduate
students full scholarships for one year of non-degree undergraduate
study at accredited two- and four-year institutions of higher education
in the United States. Students will enhance their academic education
with community service participation and an internship. The academic
component of the program begins in the fall semester of the year
following the Agreement start date (academic year 2012-2013). At the
end of their academic programs, students are required to immediately
return to their home countries.
Applicant organizations must demonstrate the ability to administer
the following aspects of the UGRAD Program--university placements,
orientation, monitoring and support of FY 2012 participants including
all logistics, financial management, evaluation, follow-on, and alumni.
Recruitment and selection of participants is not a component of this
RFGP. The cooperating organization will serve as the principal liaison
with UGRAD Program host institutions and the Bureau. Further details on
specific program responsibilities can be found in the Project
Objectives, Goals, and Implementation (POGI) Statement, which is part
of the formal solicitation package available from the Bureau.
Interested organizations should read the entire Federal Register
announcement for all information prior to preparing proposals.
The Bureau will award one Cooperative Agreement for this program.
Should an applicant organization wish to work with other organizations
in the implementation of this program, the Bureau requests that a sub-
grant agreement be developed. The same requirements apply to the sub-
grantee as to the recipient organization.
In a Cooperative Agreement, the Office of Academic Exchange
Programs, European and Eurasian Branch (ECA/A/E/EUR) is substantially
involved in program activities above and beyond routine grant
monitoring. ECA/A/E/EUR activities and responsibilities for this
program are as follows:
1. Participating in the design and direction of program activities;
2. Approval of key personnel;
3. Approval and input for all program agendas and timelines;
4. Providing guidance in execution of all project components;
5. Monitoring the target goal for number of participants and
expenditure of funds toward meeting that goal;
6. Providing guidance on content and speakers for workshops;
7. Assisting with SEVIS-related issues;
8. Assisting with participant emergencies;
9. Providing background information related to participants' home
countries and cultures;
10. Providing liaison with Public Affairs Sections of the U.S.
Embassies and country desk officers at the State Department;
11. Providing Bureau evaluation mechanisms and instruments.
II. Award Information
Type of Award: Cooperative Agreement.
The Bureau's level of involvement in this program is listed under
number I above.
Fiscal Year Funds: 2012.
Approximate Total Funding: $1,537,575. Funding will be provided
from FY 2011/FY 2012 Assistance for Europe, Eurasia and Central Asia
(AEECA) funds transferred to ECA for obligation in FY 2012.
Approximate Number of Awards: 1.
Ceiling of Award Range: $1,537,575.
Anticipated Award Date: Pending the transfer of funds, December 30,
2011.
Anticipated Project Completion Date: December 30, 2014.
Additional Information: Pending successful implementation of this
program and the availability of funds in subsequent fiscal years, it is
the Bureau's intent to renew this grant for two additional fiscal
years, before openly competing it again. Subsequent awards may include
the requirement to conduct a merit-based recruitment and selection
component.
III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by public and private non-profit
organizations meeting the provisions described in Internal Revenue Code
section 26 USC 501(c)(3).
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum percentage required for this
competition. However, the Bureau encourages applicants to provide
maximum levels of cost sharing and funding in support of its programs.
When cost sharing is offered, it is understood and agreed that the
cooperating organization must provide the amount of cost sharing as
stipulated in its proposal and later included in an approved grant
agreement. Cost sharing may be in the form of allowable direct or
indirect costs. For accountability, written records must be maintained
to support all costs which are claimed as contribution, as well as
costs to be paid by the Federal government. Such records are subject to
audit. The basis for determining the value of cash and in-kind
contributions must be in accordance with OMB Circular A-110, (Revised),
Subpart C.23--Cost Sharing and Matching. In the event that the minimum
amount of cost sharing as stipulated in the approved budget is not
provided, the Bureau's contribution will be reduced in like proportion.
III.3. Other Eligibility Requirements
Bureau grant guidelines require that organizations with less than
four years experience in conducting international exchanges be limited
to $60,000 in Bureau funding. The Bureau anticipates awarding one
grant, in an amount up to $1,537,575 to support program and
administrative costs required to implement this exchange program.
Therefore, organizations with less than four years experience in
conducting international exchanges are ineligible to apply under this
competition. The Bureau encourages applicants to provide maximum levels
of cost sharing and funding in support of its programs.
IV. Application and Submission Information
Note: Please read the complete announcement before sending
inquiries or submitting proposals. Once the RFGP deadline has
passed, Bureau staff may not discuss this competition with
applicants until the proposal review process has been completed.
IV.1 Contact Information To Request an Application Package:
Please contact Program Officer Karene Grad Steiner in the Office of
Academic Exchange Programs, ECA/A/E/EUR, U.S. Department of State, SA-
5, U.S. Department of State, 2200 C Street, NW., Washington, DC 20037,
tel. (202) 632-3237, e-mail: GradKE@state.gov to request a Solicitation
Package. Please refer to the Funding Opportunity Number ECA/A/E/EUR-12-
04 when making your request. Alternatively, an electronic application
package may be obtained from grants.gov. Please see section IV.3f for
further information.
The Solicitation Package contains the Proposal Submission
Instruction (PSI) document which consists of required application
forms, and standard guidelines for proposal preparation. It also
contains the Project Objectives, Goals and Implementation (POGI)
document, which provides specific information, award criteria and
budget instructions tailored to this competition.
Please specify Bureau Program Officer Karene Grad Steiner and refer
to the
[[Page 60578]]
Funding Opportunity Number ECA/A/E/EUR-12-04 on all other inquiries and
correspondence.
IV.2. To Download a Solicitation Package Via Internet
The entire Solicitation Package may be downloaded from the Bureau's
Web site at https://exchanges.state.gov/education/rfgps/menu.htm, or
from the Grants.gov Web site at https://www.grants.gov.
Please read all information before downloading.
IV.3. Content and Form of Submission
Applicants must follow all instructions in the Solicitation
Package. The application should be submitted per the instructions under
IV.3f. ``Application Deadline and Methods of Submission'' section
below.
IV.3a. You are required to have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number to apply for a grant or cooperative
agreement from the U.S. Government. This number is a nine-digit
identification number, which uniquely identifies business entities.
Obtaining a DUNS number is easy and there is no charge. To obtain a
DUNS number, access https://www.dunandbradstreet.com or call 1-866-705-
5711. Please ensure that your DUNS number is included in the
appropriate box of the SF--424 which is part of the formal application
package.
IV.3b. All proposals must contain an executive summary, proposal
narrative and budget.
Please Refer to the Solicitation Package. It contains the mandatory
Proposal Submission Instructions (PSI) document and the Project
Objectives, Goals and Implementation (POGI) document for additional
formatting and technical requirements.
IV.3c. All federal award recipients and sub-recipients must
maintain current registrations in the Central Contractor Registration
(CCR) database and have a Dun and Bradstreet Data Universal Numbering
System (DUNS) number. Recipients and sub-recipients must maintain
accurate and up-to-date information in the CCR until all program and
financial activity and reporting have been completed. All entities must
review and update the information at least annually after the initial
registration and more frequently if required information changes or
another award is granted.
You must have nonprofit status with the IRS at the time of
application. Please note: Effective January 7, 2009, all applicants for
ECA federal assistance awards must include in their application the
names of directors and/or senior executives (current officers,
trustees, and key employees, regardless of amount of compensation). In
fulfilling this requirement, applicants must submit information in one
of the following ways:
(1) Those who file Internal Revenue Service Form 990, ``Return of
Organization Exempt From Income Tax,'' must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form 990 must submit information
above in the format of their choice.
In addition to final program reporting requirements, award
recipients will also be required to submit a one-page document, derived
from their program reports, listing and describing their grant
activities. For award recipients, the names of directors and/or senior
executives (current officers, trustees, and key employees), as well as
the one- page description of grant activities, will be transmitted by
the State Department to OMB, along with other information required by
the Federal Funding Accountability and Transparency Act (FFATA), and
will be made available to the public by the Office of Management and
Budget on its USASpending.gov Web site as part of ECA's FFATA reporting
requirements.
If your organization is a private nonprofit which has not received
a grant or cooperative agreement from ECA in the past three years, or
if your organization received nonprofit status from the IRS within the
past four years, you must submit the necessary documentation to verify
nonprofit status as directed in the PSI document. Failure to do so will
cause your proposal to be declared technically ineligible.
IV.3d. Please take into consideration the following information
when preparing your proposal narrative:
IV.3d.1 Adherence to All Regulations Governing the J Visa
The Bureau of Educational and Cultural Affairs is placing renewed
emphasis on the secure and proper administration of Exchange Visitor (J
visa) Programs and adherence by grantees and sponsors to all
regulations governing the J visa. Therefore, proposals should
demonstrate the applicant's capacity to meet all requirements governing
the administration of the Exchange Visitor Programs as set forth in 22
CFR part 62, including the oversight of Responsible Officers and
Alternate Responsible Officers, screening and selection of program
participants, provision of pre-arrival information and orientation to
participants, monitoring of participants, proper maintenance and
security of forms, record-keeping, reporting and other requirements.
The Grantee will be responsible for issuing DS-2019 forms to
participants in this program.
A copy of the complete regulations governing the administration of
Exchange Visitor (J) programs is available at https://exchanges.state.gov or from:
Office of Designation, Private Sector Programs Division, U.S.
Department of State, ECA/EC/D/PS, SA-5, 5th Floor, 2200 C Street, NW.,
Washington, DC 20037, Fax: (202) 453-8640. Please refer to Solicitation
Package for further information.
IV.3d.2 Diversity, Freedom and Democracy Guidelines
Pursuant to the Bureau's authorizing legislation, programs must
maintain a non-political character and should be balanced and
representative of the diversity of American political, social, and
cultural life. ``Diversity'' should be interpreted in the broadest
sense and encompass differences including, but not limited to
ethnicity, race, gender, religion, geographic location, socio-economic
status, and disabilities. Applicants are strongly encouraged to adhere
to the advancement of this principle both in program administration and
in program content. Please refer to the review criteria under the
`Support for Diversity' section for specific suggestions on
incorporating diversity into your proposal. Public Law 104-319 provides
that ``in carrying out programs of educational and cultural exchange in
countries whose people do not fully enjoy freedom and democracy,'' the
Bureau ``shall take appropriate steps to provide opportunities for
participation in such programs to human rights and democracy leaders of
such countries.'' Public Law 106-113 requires that the governments of
the countries described above do not have inappropriate influence in
the selection process. Proposals should reflect advancement of these
goals in their program contents, to the full extent deemed feasible.
IV.3d.3. Program Monitoring and Evaluation
Proposals must include a plan to monitor and evaluate the project's
success, both as the activities unfold and at the end of the program.
The Bureau recommends that your proposal include a draft survey
questionnaire or other technique plus a description of a methodology to
use to link outcomes to original project objectives. The Bureau expects
that the recipient organization will track participants or partners and
[[Page 60579]]
be able to respond to key evaluation questions, including satisfaction
with the program, learning as a result of the program, changes in
behavior as a result of the program, and effects of the program on
institutions (institutions in which participants work or partner
institutions). The evaluation plan should include indicators that
measure gains in mutual understanding as well as substantive knowledge.
Successful monitoring and evaluation depend heavily on setting
clear goals and outcomes at the outset of a program. Your evaluation
plan should include a description of your project's objectives, your
anticipated project outcomes, and how and when you intend to measure
these outcomes (performance indicators). The more that outcomes are
``smart'' (specific, measurable, attainable, results-oriented, and
placed in a reasonable time frame), the easier it will be to conduct
the evaluation. You should also show how your project objectives link
to the goals of the program described in this RFGP.
Your monitoring and evaluation plan should clearly distinguish
between program outputs and outcomes. Outputs are products and services
delivered, often stated as an amount. Output information is important
to show the scope or size of project activities, but it cannot
substitute for information about progress towards outcomes or the
results achieved. Examples of outputs include the number of people
trained or the number of seminars conducted. Outcomes, in contrast,
represent specific results a project is intended to achieve and is
usually measured as an extent of change. Findings on outputs and
outcomes should both be reported, but the focus should be on outcomes.
We encourage you to assess the following four levels of outcomes,
as they relate to the program goals set out in the RFGP (listed here in
increasing order of importance):
1. Participant satisfaction with the program and exchange
experience.
2. Participant learning, such as increased knowledge, aptitude,
skills, and changed understanding and attitude. Learning includes both
substantive (subject-specific) learning and mutual understanding.
3. Participant behavior, concrete actions to apply knowledge in
work or community; greater participation and responsibility in civic
organizations; interpretation and explanation of experiences and new
knowledge gained; continued contacts between participants, community
members, and others.
4. Institutional changes, such as increased collaboration and
partnerships, policy reforms, new programming, and organizational
improvements.
Please note: Consideration should be given to the appropriate
timing of data collection for each level of outcome. For example,
satisfaction is usually captured as a short-term outcome, whereas
behavior and institutional changes are normally considered longer-
term outcomes.
Overall, the quality of your monitoring and evaluation plan will be
judged on how well it (1) Specifies intended outcomes; (2) gives clear
descriptions of how each outcome will be measured; (3) identifies when
particular outcomes will be measured; and (4) provides a clear
description of the data collection strategies for each outcome (i.e.,
surveys, interviews, or focus groups). (Please note that evaluation
plans that deal only with the first level of outcomes [satisfaction]
will be deemed less competitive under the present evaluation criteria.)
Recipient organizations will be required to provide reports
analyzing their evaluation findings to the Bureau in their regular
program reports. All data collected, including survey responses and
contact information, must be maintained for a minimum of three years
and provided to the Bureau upon request.
IV.3e. Please take the following information into consideration
when preparing your budget:
IV.3e.1. Applicants must submit SF-424A--``Budget Information--Non-
Construction Programs'' along with a comprehensive budget for the
entire program. There must be a summary budget as well as breakdowns
reflecting both administrative and program budgets. Applicants may
provide separate sub-budgets for each program component, phase,
location, or activity to provide clarification.
IV.3e.2. Allowable costs for the program include the following:
(1) Program Expenses.
(2) Domestic Administration.
(3) Overseas Administration.
Please refer to the Solicitation Package for complete budget
guidelines and formatting instructions.
IV.3f. Application Deadline and Methods of Submission:
Application Deadline Date: 11/24/2011.
Reference Number: ECA/A/E/EUR-12-04.
Methods of Submission: Electronic and Hard Copy.
Applications may be submitted in one of two ways:
(1.) In hard-copy, via a nationally recognized overnight delivery
service (i.e., DHL, Federal Express, UPS, Airborne Express, or U.S.
Postal Service Express Overnight Mail, etc.), or
(2.) electronically through https://www.grants.gov.
Along with the Project Title, all applicants must enter the above
Reference Number in Box 11 on the SF-424 contained in the mandatory
Proposal Submission Instructions (PSI) of the solicitation document.
IV.3f.1 Submitting Printed Applications
Applications must be shipped no later than the above deadline.
Delivery services used by applicants must have in-place, centralized
shipping identification and tracking systems that may be accessed via
the Internet and delivery people who are identifiable by commonly
recognized uniforms and delivery vehicles. Proposals shipped on or
before the above deadline but received at the Bureau more than seven
days after the deadline will be ineligible for further consideration
under this competition. Proposals shipped after the established
deadlines are ineligible for consideration under this competition. The
Bureau will not notify you upon receipt of application. It is each
applicant's responsibility to ensure that each package is marked with a
legible tracking number and to monitor/confirm delivery to the Bureau
via the Internet. Delivery of proposal packages may not be made via
local courier service or in person for this competition. Faxed
documents will not be accepted at any time. Only proposals submitted as
stated above will be considered.
Important note: When preparing your submission please make sure to
include one extra copy of the completed SF-424 form and place it in an
envelope addressed to ``ECA/EX/PM''.
The original and eight copies of the application should be sent to:
Program Management Division, ECA-IIP/EX/PM, Ref.: ECA/A/E/EUR-12-
04, SA-5, Floor 4, Department of State, 2200 C Street, NW., Washington,
DC 20037.
Applicants submitting hard-copy applications must also submit the
``Executive Summary'' and ``Proposal Narrative'' sections of the
proposal in text (.txt) format on a CD-ROM. The Bureau will provide
these files electronically to the appropriate Public Affairs Section(s)
at the U.S. embassies for their review.
IV.3f.2--Submitting Electronic Applications
Applicants have the option of submitting proposals electronically
through Grants.gov (https://www.grants.gov). Complete solicitation
[[Page 60580]]
packages are available at Grants.gov in the ``Find'' portion of the
system.
Please Note: The Bureau bears no responsibility for applicant
timeliness of submission or data errors resulting from transmission
or conversion processes for proposals submitted via Grants.gov.
Please follow the instructions available in the `Get Started'
portion of the site (https://www.grants.gov/GetStarted).
Several of the steps in the Grants.gov registration process could
take several weeks. Therefore, applicants should check with appropriate
staff within their organizations immediately after reviewing this RFGP
to confirm or determine their registration status with Grants.gov.
Once registered, the amount of time it can take to upload an
application will vary depending on a variety of factors including the
size of the application and the speed of your internet connection. In
addition, validation of an electronic submission via Grants.gov can
take up to two business days.
Therefore, we strongly recommend that you not wait until the
application deadline to begin the submission process through
Grants.gov.
The Grants.gov Web site includes extensive information on all
phases/aspects of the Grants.gov process, including an extensive
section on frequently asked questions, located under the ``For
Applicants'' section of the Web site. The Bureau strongly recommends
that all potential applicants review thoroughly the Grants.gov Web
site, well in advance of submitting a proposal through the Grants.gov
system. The Bureau bears no responsibility for data errors resulting
from transmission or conversion processes.
Direct all questions regarding Grants.gov registration and
submission to:
Grants.gov Customer Support. Contact Center Phone: 800-518-4726.
Business Hours: Monday-Friday, 7 a.m.-9 p.m. Eastern Time. E-mail:
grants.gov">support@grants.gov.
Applicants have until midnight (12 a.m.), Washington, DC time of
the closing date to ensure that their entire application has been
uploaded to the Grants.gov site. There are no exceptions to the above
deadline. Applications uploaded to the site after midnight of the
application deadline date will be automatically rejected by the
grants.gov system, and will be technically ineligible.
Please refer to the Grants.gov Web site, for definitions of various
``application statuses'' and the difference between a submission
receipt and a submission validation. Applicants will receive a
validation e-mail from grants.gov upon the successful submission of an
application. Again, validation of an electronic submission via
Grants.gov can take up to two business days. Therefore, we strongly
recommend that you not wait until the application deadline to begin the
submission process through Grants.gov. The Bureau will not notify you
upon receipt of electronic applications.
It is the responsibility of all applicants submitting proposals via
the Grants.gov web portal to ensure that proposals have been received
by Grants.gov in their entirety, and the Bureau bears no responsibility
for data errors resulting from transmission or conversion processes.
IV.3g. Intergovernmental Review of Applications: Executive Order
12372 does not apply to this program.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals for technical eligibility.
Proposals will be deemed ineligible if they do not fully adhere to the
guidelines stated herein and in the Solicitation Package. All eligible
proposals will be reviewed by the program office, as well as the Public
Diplomacy section overseas, where appropriate. Eligible proposals will
be subject to compliance with Federal and Bureau regulations and
guidelines and forwarded to Bureau grant panels for advisory review.
Proposals may also be reviewed by the Office of the Legal Adviser or by
other Department elements. Final funding decisions are at the
discretion of the Department of State's Assistant Secretary for
Educational and Cultural Affairs. Final technical authority for
cooperative agreement awards resides with the Bureau's Grants Officer.
Review Criteria
Technically eligible applications will be competitively reviewed
according to the criteria stated below. These criteria are not rank
ordered and all carry equal weight in the proposal evaluation:
1. Quality of the program idea and program planning: Proposals
should exhibit originality, substance, precision, and relevance to the
Bureau's mission. Detailed agenda and relevant work plan should
demonstrate substantive undertakings and logistical capacity. Agenda
and plan should adhere to the program overview and guidelines described
above.
2. Ability to achieve program objectives: Objectives should be
reasonable, feasible, and flexible. Proposals should clearly
demonstrate how the institution will meet the program's objectives and
plan.
3. Multiplier effect/impact: Proposed programs should strengthen
long-term mutual understanding, including maximum sharing of
information and establishment of long-term institutional and individual
linkages.
4. Support of Diversity: Proposals should demonstrate substantive
support of the Bureau's policy on diversity. Achievable and relevant
features should be cited in both program administration (program venues
and program evaluation) and program content (orientation and wrap-up
sessions, program meetings, resource materials and follow-up
activities).
5. Institutional Record and Capacity: Proposed personnel and
institutional resources should be adequate and appropriate to achieve
the program or project's goals. Proposals should demonstrate an
institutional record of successful exchange programs, including
responsible fiscal management and full compliance with all reporting
requirements for past Bureau awards (grants or cooperative agreements)
as determined by Bureau Grants Staff. The Bureau will consider the past
performance of prior recipients and the demonstrated potential of new
applicants.
6. Follow-on Activities and Evaluation: Proposals should provide a
plan for continued follow-on activity (without Bureau support) ensuring
that Bureau supported programs are not isolated events. Proposals also
should include a plan to evaluate the activity's success, both as the
activities unfold and at the end of the program. A draft survey
questionnaire or other technique plus description of a methodology to
use to link outcomes to original project objectives is recommended.
7. Cost-sharing and cost-effectiveness: The overhead and
administrative components of the proposal, including salaries and
honoraria, should be kept as low as possible. All other items should be
necessary and appropriate. Proposals should maximize cost-sharing
through other private sector support as well as institutional direct
funding contributions.
VI. Award Administration Information
VI.1a. Award Notices: Final awards cannot be made until funds have
been appropriated by Congress, allocated and committed through internal
Bureau procedures. Successful applicants will receive an Assistance
Award Document (AAD) from the Bureau's Grants Office. The AAD and the
original grant
[[Page 60581]]
proposal with subsequent modifications (if applicable) shall be the
only binding authorizing document between the recipient and the U.S.
Government. The AAD will be signed by an authorized Grants Officer, and
mailed to the recipient's responsible officer identified in the
application.
Unsuccessful applicants will receive notification of the results of
the application review from the Bureau program office coordinating this
competition.
VI.2 Administrative and National Policy Requirements: Terms and
Conditions for the Administration of Bureau agreements include the
following:
Office of Management and Budget Circular A-122, ``Cost Principles
for Nonprofit Organizations.''
Office of Management and Budget Circular A-21, ``Cost Principles
for Educational Institutions.''
OMB Circular A-87, ``Cost Principles for State, Local and Indian
Governments.''
OMB Circular No. A-110 (Revised), Uniform Administrative
Requirements for Grants and Agreements with Institutions of Higher
Education, Hospitals, and other Nonprofit Organizations.
OMB Circular No. A-102, Uniform Administrative Requirements for
Grants-in-Aid to State and Local Governments.
OMB Circular No. A-133, Audits of States, Local Government, and
Non-profit Organizations.
Please reference the following Web sites for additional
information: https://www.whitehouse.gov/omb/grants. https://fa.statebuy.state.gov.
VI.3. Reporting Requirements: You must provide the Bureau with a
hard copy original plus one copy of the following reports:
(1) A final program and financial report no more than 90 days after
the expiration of the award;
(2) A concise, one-page final program report summarizing program
outcomes no more than 90 days after the expiration of the award. This
one-page report will be transmitted to OMB, and be made available to
the public via OMB's USAspending.gov Web site--as part of the Bureau's
Federal Funding Accountability and Transparency Act (FFATA) reporting
requirements.
(3) A SF-PPR, ``Performance Progress Report'' Cover Sheet with all
program reports.
(4) Quarterly program and financial reports which should include
summaries of program activity and lessons learned.
Award recipients will be required to provide reports analyzing
their evaluation findings to the Bureau in their regular program
reports. (Please refer to IV. Application and Submission Instructions
(IV.3.d.3) above for Program Monitoring and Evaluation information).
All data collected, including survey responses and contact
information, must be maintained for a minimum of three years and
provided to the Bureau upon request.
All reports must be sent to the Bureau Grants Officer and the
Bureau Program Officer listed in the final assistance award document.
Program Data Requirements: Award recipients will be required to
maintain specific data on program participants and activities in an
electronically accessible database format that can be shared with the
Bureau as required. As a minimum, the data must include the following:
(1) Name, address, contact information, biographic sketch, and U.S.
host institution of higher education of all persons who travel
internationally on funds provided by the agreement or who benefit from
the award funding but do not travel.
(2) Itineraries of international and domestic travel, providing
dates of travel and cities in which any exchange experiences take
place. Final schedules for in-country and U.S. activities must be
received by the Bureau Program Officer at least two week days prior to
the official opening of the activity.
VII. Agency Contacts
For questions about this announcement, contact: Program Officer
Karene Grad Steiner, Office of Academic Exchange Programs, ECA/A/E/EUR,
Reference Number: ECA/A/E/EUR-12-04, U.S. Department of State, 2200 C
Street, NW., Washington, DC 20037, (202) 632-3237, e-mail:
GradKE@state.gov.
All correspondence with the Bureau concerning this RFGP should
reference the title and number ECA/A/E/EUR-12-04. Please read the
complete announcement before sending inquiries or submitting proposals.
Once the RFGP deadline has passed, Bureau staff may not discuss this
competition with applicants until the proposal review process has been
completed.
VIII. Other Information
Notice
The terms and conditions published in this RFGP are binding and may
not be modified by any Bureau representative. Explanatory information
provided by the Bureau that contradicts published language will not be
binding. Issuance of the RFGP does not constitute an award commitment
on the part of the Government. The Bureau reserves the right to reduce,
revise, or increase proposal budgets in accordance with the needs of
the program and the availability of funds. Awards made will be subject
to periodic reporting and evaluation requirements per section VI.3
above.
Dated: September 20, 2011.
J. Adam Ereli,
Principal Deputy Assistant Secretary, Bureau of Educational and
Cultural Affairs, U.S. Department of State.
[FR Doc. 2011-24988 Filed 9-28-11; 8:45 am]
BILLING CODE 4710-05-P