Magnuson-Stevens Fishery Conservation and Management Act Provisions; Fisheries of the Northeastern United States; Annual Catch Limits and Accountability Measures, 60606-60650 [2011-24511]
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accessible via the Internet at https://
www.nero.noaa.gov.
FOR FURTHER INFORMATION CONTACT:
Michael Ruccio, Fishery Policy Analyst,
(978) 281–9104.
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 100902424–1331–03]
RIN 0648–BA23
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; Annual
Catch Limits and Accountability
Measures
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS hereby implements an
omnibus amendment to all Mid-Atlantic
Fishery Management Council (Council)
fishery management plans (FMPs) to
bring all Council FMPs into compliance
with the annual catch limit (ACL) and
accountability measure (AM)
requirements of the Magnuson-Stevens
Act (MSA). This rule is necessary to
establish measures that address the
MSA-required elements to utilize
scientific advice, establish catch limits,
and maintain accountability in
managing fisheries. There are multiple
objectives of the Omnibus Amendment:
To establish a comprehensive
framework for all Council FMPs that is
compliant with the MSA requirements
and consistent with the National
Standard 1 guidelines issued by NMFS;
to implement a process that more
formally utilizes scientific
recommendations in the establishment
of annual catch levels; to establish a
framework to derive ACLs with AM
backstops; and to establish processes for
revisiting and modifying the measures
established by the Omnibus
Amendment so that overfishing is
prevented, stocks are rebuilt as needed,
and optimum yield (OY) may be
achieved for all managed stocks under
the Council’s jurisdiction.
DATES: Effective October 31, 2011.
ADDRESSES: Copies of the Omnibus
Amendment document, including the
Environmental Assessment and
Regulatory Impact Review (EA/RIR) and
other supporting documents for the
Omnibus Amendment, are available
from Dr. Christopher M. Moore,
Executive Director, Mid-Atlantic
Fishery Management Council, Suite 201,
800 North State Street, Dover, DE 19901.
The Omnibus Amendment is also
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SUMMARY:
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Background
NMFS published a Notice of
Availability (NOA) soliciting public
input on the Omnibus Amendment in
the Federal Register on May 23, 2011
(76 FR 29717). NMFS published a
proposed rule in the Federal Register on
June 17, 2011 (76 FR 35578), proposing
regulations that would implement the
Omnibus Amendment measures. The
NOA specifically solicited input on
whether NMFS, acting on the behalf of
the Secretary of Commerce (Secretary),
should approve, partially approve, or
disapprove the Omnibus Amendment.
Comments were accepted through July
22, 2011, on the NOA. The proposed
rule outlined the Acceptable Biological
Catch (ABC) control rules for use by the
Scientific and Statistical Committee
(SSC) in recommending ABC to the
Council, a risk policy for use in
conjunction with the ABC control rules
to inform the SSC of the Council’s
preferred tolerance for the risk of
overfishing a stock, ACLs for all
Council-managed stocks except Loligo
and Illex squids, which are exempt from
the ACL/AM requirements because they
are not overfished and have annual life
cycles, comprehensive AMs for all
established ACLs, descriptions of the
process to review ACL and AM
performance, and information on the
processes for the future modification of
the measures established through the
Omnibus Amendment. Comments were
accepted on the proposed rule measures
through July 18, 2011. Additional
background information and detail on
why and how the Omnibus Amendment
was developed and the overarching
requirements the amendment satisfies
were provided in the Omnibus
Amendment proposed rule (76 FR
35578, June 17, 2011) and are not
repeated here.
The Council reviewed the proposed
Omnibus Amendment regulations as
drafted by NMFS and deemed them to
be necessary and appropriate as
required by section 303(c) of the MSA.
The Omnibus Amendment established
the measures described later in this final
rule through the following specific FMP
amendments: Amendment 13 to the
Atlantic Mackerel, Squids, and
Butterfish FMP; Amendment 3 to the
Atlantic Bluefish FMP; Amendment 2 to
the Spiny Dogfish FMP; Amendment 15
to the Summer Flounder, Scup, and
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Black Sea Bass FMP; Amendment 16 to
the Surfclam and Ocean Quahog FMP;
and Amendment 3 to the Tilefish FMP.
Approved Omnibus Amendment
Measures
NMFS evaluated all comments
received by the end of the comment
periods, whether specifically directed to
the amendment approval decision or the
proposed rule measures, in its
decisionmaking process. NMFS, on
behalf of the Secretary, approved the
Omnibus Amendment on August 12,
2011. NMFS now implements through
this final rule, the Omnibus
Amendment measures recommended by
the Council and as contained in the
proposed rule, with minor clarifications
as outlined in the Changes and
Clarifications from the Proposed Rule
section later in this preamble. As
outlined in the proposed rule and
Omnibus Amendment document, this
action establishes the framework that
the Council and SSC will utilize to
establish catch limits, the system for
maintaining accountability when ACLs
are exceeded, the process to evaluate the
continued efficacy of the overall ABC/
ACL/AM system, and the methods by
which future changes to the overall
system may be made. The actual ABC
recommendations by the SSC and
establishment of ACLs by the Council
will occur in subsequent specification
setting processes. The approved
Omnibus Amendment measures are as
follows:
ABC Control Rules
This rule implements the four ABC
control rule approaches developed by
the Council’s SSC, as proposed. The
framework of these rules places stocks
into one of four levels, each with
specific criteria for both placement and
generation of ABC recommendations,
based on the amount of scientific
uncertainty as determined by the SSC
involved with the stock assessment,
available data, life history, and other
scientifically related parameters. When
possible, the SSC will utilize the
overfishing level (OFL) probability
distribution in conjunction with the
Council’s risk policy to derive and
recommend ABC to the Council. In
instances where OFL cannot be
determined, or for stocks that the SSC
determines have an unreliable OFL or
OFL distribution, the control rules guide
the SSC in how ABC shall be derived.
Council Risk Policy
This rule implements the risk policy
approaches, as proposed. The Council’s
risk policy is designed to inform the
SSC of the Council’s tolerance for the
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risk of overfishing. The risk policy uses
a combination of the ratio of biomass
(B)/BMaximum Sustainable Yield (MSY) and the
life history traits of any given species to
set the tolerance for overfishing
anywhere from zero (for stocks with a
B/BMSY of 0.10 or lower, irrespective of
life history traits) to a maximum of a 40percent probability of overfishing for
stocks with a typical life history as
determined by the SSC and a B/BMSY of
1.0 or higher.
The probability of overfishing, as
determined by the risk policy, will be
applied by the SSC to stocks with either
an OFL distribution from the stock
assessment or generated by the SSC. If
no OFL is available from a stock
assessment and no OFL proxy is
provided by the SSC when an ABC
recommendation is made, the risk
policy does not permit increases in ABC
until an acceptable OFL has been
identified.
For stocks under a rebuilding plan,
the risk policy requires that the
probability of exceeding the rebuilding
target F (FREBUILD) would be 50 percent,
unless modified to a lesser value (i.e., a
higher probability that FREBUILD would
not be exceeded) through a stock
rebuilding plan amendment. In
instances where the rebuilding plan risk
policy and general risk policy result in
different approaches and potential
ABCs, the SSC will forward the lower of
the two resulting ABCs to the Council
as a more risk averse approach.
Annual Catch Limits and Accountability
Measures
This final rule implements the ACL
and AM measures, as proposed, along
with the minor changes outlined in the
Changes from the Proposed Rule Section
later in this preamble. Under the
implemented approach established by
the Omnibus Amendment, the Council
will rely on the SSC to set ABC at or
below OFL, with the reduction from
OFL dependent on the amount of
scientific uncertainty identified by the
SSC. Where applicable, Canadian catch
estimates will be removed from the
overall ABC to establish a domestic ABC
for U.S. catch. The Council will
recommend to NMFS ACLs set equal to
ABC for all species, with some further
subdivision to sector-level ACLs where
stocks have pre-existing allocations for
both commercial and recreational
fisheries. The sum of these sector ACLs
will equal the ABC. Annual Catch
Targets (ACTs) will be used to address
management uncertainty. Council staff
or species-specific monitoring
committees will review available
information and recommend to the
Council the amount of reduction from
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ACL to ACT necessary to address
management uncertainty. Where ACLs
are divided into sector-specific ACLs,
comparable sector ACTs that address
the associated sector-specific
management uncertainties will be used.
Finally, estimated discards (i.e., dead
discarded catch) will be removed from
ACTs to yield either commercial or
recreational landing targets, as
applicable. In summary, the structure
for all Council FMPs is: OFL ≥ ABC =
ACL(s) ≥ ACT(s), with scientific
uncertainty addressed at the ABC level
by the SSC as an offset from OFL, and
management uncertainty addressed by
the Council following recommendations
from Council staff or species-specific
monitoring committees at the ACT level
as an offset from the ABC/ACL level.
Existing proactive accountability
measures, including commercial trip
and possession limits, commercial
fishery closure authority, and
commercial fishery overage repayments
are being retained and codified as AMs
through the Omnibus Amendment. In
addition, new AMs are established to
close recreational fisheries when data in
hand indicate ACLs have been met or
exceeded, as well as establishing lb-forlb repayment of any catch above
established ACLs for all fisheries.
Recreational ACLs will be evaluated on
a 3-yr rolling average comparison of
ACLs to 3-yr average catch. The
Omnibus Amendment also provides for
adjustments to future ACTs when the
causes of ACL overages are not related
to landings (i.e., dead discards, a
combination of landings and discards,
or other sources of stock mortality that
may be tracked and subsequently
quantified).
Review and Future Modification of
Omnibus Amendment Measures
The Omnibus Amendment establishes
that ACL and AM performance reviews
will occur at least every 5 yr if ACLs are
not routinely exceeded. Consistent with
the NS1 guidelines, if the ACL is
exceeded for any species with a
frequency greater than 25 percent of the
time (i.e., more than 1 in 4 yr, or in any
2 consecutive years), the Omnibus
Amendment requires the Council to
initiate a review of the ACL, ACT, and
AM approaches used.
The Omnibus Amendment
implements the comprehensive listing
of items that may be modified through
the Council’s specification or framework
adjustment processes, as proposed.
Comments and Responses
NMFS received 11 combined
comments on the May 23, 2011 (76 FR
29717), NOA requesting input on the
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Secretary’s amendment approval
decision and the Omnibus Amendment
proposed rule (76 FR 35578; June 17,
2011). Comments were submitted by
private citizens, a recreational party/
charter vessel operator, a commercial
fish processing plant operator, a
commercial fisheries advocacy group,
and the following nongovernmental
organizations (NGOs): Environmental
Defense Fund; Pew Environmental
Group; Marine Fish Conservation
Network; National Coalition for Marine
Conservation; and Oceana. Some of the
comments did not provide input on the
amendment approval decision, nor did
they address the proposed measures;
thus no response to these comments is
provided here. Where possible,
responses to similar comments on the
amendment approval decision and
proposed measures have been
consolidated.
Comment 1: One NGO commented
that the Council and NMFS appeared to
exempt Loligo and Illex squids from all
the required provisions of the MSA and
NS1 guidelines. Specifically, the
commenter stated that ABC must be
established for both squid species using
the ABC control rules and Council risk
policy.
Response: The Omnibus Amendment
only exempts Loligo and Illex squid
from the ACL and AM components of
the amendment; all other NS1 guideline
requirements apply to these two species.
Both the Omnibus Amendment
document and the proposed rule state
that Loligo and Illex squid are exempt
from the ACL and AM requirements.
Neither document provides any
additional exemptions from the NS1
guidelines for these species. The
Omnibus Amendment approach for both
squids is wholly consistent with the
annual life cycle exemption found in
the note to section 303 of the MSA and
the NS1 guidelines at § 600.300(h)(2)
and, as such, they are exempt from ACL
and AM requirements, but must have
status determination criteria, MSY, OY,
ABC, and ABC control rules as part of
their FMP. As both species already have
these required elements in their FMP,
NMFS is implementing the Omnibus
Amendment as proposed.
Comment 2: One NGO raised
concerns about the process to modify
the ABC control rules and risk policy
established by the Omnibus
Amendment. The commenter asserted
that these two components of the
Omnibus Amendment could be
modified through the Council’s
specification process. Specific concerns
were raised that the specification
process could inappropriately be used
to modify the ABC control rules and/or
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risk policy, which could minimize
public participation and analysis of
alternatives. The commenters stated that
the Omnibus Amendment must be
disapproved until such time that the
potential adjustment processes are
clarified by the Council.
Response: NMFS disagrees that the
Omnibus Amendment should be
disapproved, as these concerns are
unfounded. The Omnibus Amendment
and its implementing regulations do not
authorize the Council to make such
changes through the specification
process. Minor adjustments, within a
narrowly defined scope, are permitted
as outlined in each species-specific
framework adjustment process
regulation. For all other changes, the
Council would be required to utilize an
FMP amendment process.
Comment 3: One NGO stated that the
preferred Omnibus Amendment risk
policy (Alternative G, a two-tiered
approach based on species life history)
provides too great a risk of overfishing
and should be disapproved in favor of
one of the other proposed risk
alternatives (Alternative D, a four-tiered
approach considering stock status,
replenishment threshold, and
productivity, as well as an approach for
the maximum permissible risk of
overfishing allowed at a B/BMSY
inflection point higher than 1.0). In
addition, the commenter expressed
concern about the vague life history
criteria in the two-tiered Alternative G
approach that will be used to
distinguish typical and atypical species.
The commenter also asserted that the
risk policy is largely superfluous, as
many of the Council stocks will not
have the necessary OFL probability
distributions needed to apply the risk
policy in a meaningful way. These
comments on the risk policy were
suggested as grounds upon which
NMFS should disapprove the Omnibus
Amendment (i.e., allegations that the
risk policy will not prevent overfishing.)
Response: NMFS disagrees that the
amendment should be disapproved and
also disagrees that one risk policy
alternative must be substituted over
another. NMFS has approved and is
implementing the Council-preferred risk
alternative (Alternative G). NMFS
considers that the risk policy, in
conjunction with the comprehensive
system for deriving ABC and
establishing ACL(s) and ACT(s), will
provide a sufficiently high probability
that overfishing will not occur.
The risk policy under Alternative G
establishes a maximum permissible risk
of overfishing stocks. For a stock that
has a B/BMSY ratio over 1.0 and has a
typical life history, a maximum 40-
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percent probability of overfishing or,
alternatively expressed as a 60-percent
probability that overfishing will not
occur, is permitted. This probability is
10 percent lower than the precedent
established for rebuilding probability of
success, wherein a 50-percent
probability of not exceeding the
FREBUILD target was established for
summer flounder (see NRDC v. Daley).
The maximum probability of overfishing
for a SSC-determined atypical life
history species is 35 percent, which is
a 65-percent probability that overfishing
will not occur. The NS1 guidelines
indicate that the risk tolerance for
overfishing a stock is an important
component of the ABC control rule and
derivation process; however, it is not a
requirement that must be specified in an
FMP. The NS1 guidelines make clear
that a minimum threshold of a
50-percent probability of overfishing is
required; thus, NMFS would only have
grounds to disapprove the Council’s risk
policy approach if it permitted a higher
probability that overfishing would
occur.
All the risk policy alternatives were
developed through a comprehensive,
collaborative effort of the Council’s SSC
and the Council. The alternative
implemented in the final rule provides
a useful and appropriate system to
inform the SSC of the Council’s
tolerance for the risk of overfishing. It is
a more robust approach than selecting a
fixed percentage, and is more restrictive
than the minimum requirement, and
sets a maximum probability thereby
providing some flexibility to consider
current information and circumstances
when setting catch levels. NMFS
acknowledges that the risk policy is
only applicable for stocks assigned to
ABC control rule levels 1–3 when an
acceptable OFL probability is provided
as an assessment output or can be
generated by the SSC for level 3 stocks.
NMFS also acknowledges that the
expert judgment of the SSC will play a
critical role in deriving ABC for stocks
for which no OFL exists or for which
OFL is not viewed as adequate. These
stocks will either have the default
control rule applied (75 percent of the
FMSY rate for level 3 stocks) or will have
thoroughly documented, more
conservative approaches designed to
ensure overfishing does not occur (level
4 stocks). Additionally, deference is
given to the SSC to make determinations
as to which Council-managed species
have typical or atypical life histories. In
all the aforementioned scenarios
wherein the SSC may utilize judgment,
the process will occur in open meetings
and will include documentation and
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justification for the decisions reached.
This is not inconsistent with the
approach contemplated under NS1. The
SSC recently applied the risk policy in
developing ABC recommendations for
the summer flounder, scup, and bluefish
stocks. NMFS disagrees that the risk
policy is a ‘‘paper exercise,’’ as the SSC
has begun using both the ABC control
rules and risk policy.
Comment 4: Some commenters
expressed concern that the ABC control
rule for deriving ABC for stocks
categorized as level 3 and 4, and the
conditions for when the SSC might
deviate from the ABC control rule
framework, are too vague. Some of these
comments recommended disapproving
the amendment until such time that
more information and criteria were
added to how ABC would be derived for
level 3 and 4 stocks and rules
established for when the SSC could
deviate from the ABC control rule
framework.
Response: NMFS disagrees. NS1
guidelines contemplate and authorize
SSCs to deviate from ABC control rule
calculations, but require the SSC to
provide an explanation of why an
alternative ABC is more appropriate
(§ 600.310(f)(3)). Because the authority
to deviate from ABCs calculated using
the control rules is explicitly provided
under the NS1 guidelines, there was no
need to include the generic description
of this possibility in the Omnibus
Amendment and proposed rule;
however, a brief description was
included, designed to echo the language
of § 600.310(f)(3), for better transparency
of the process. In fact, given the
language in the NS1 guidelines, the SSC
may deviate from any ABC control rule
level at any time, provided it can
satisfactorily explain why the deviation
was necessary and how the alternative
methods used are the best approach.
In addition, the level 3 and 4 control
rule approaches provide a meaningful
framework for the SSC to evaluate the
quality of assessment information and
uncertainty in deriving an ABC
recommendation for the Council. The
SSC is expected to conduct its ABC
recommendation process in an open,
transparent public forum and to provide
detailed documentation for the Council
and public that provides the
information considered, the approaches
taken, and why the ABC recommended
is consistent with the best available
scientific information, to satisfy
National Standard 2 requirements. For
these reasons, the level 3 and 4 ABC
control rules and the description
process for recommending alternatively
derived ABCs are sufficient to approve
the Omnibus Amendment. NMFS
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expects that the ABC control rule
provides a sufficiently robust approach
that utilizes the best available scientific
information, and that the ABC
recommendations from the SSC will
provide a low risk of overfishing any
given stock, irrespective of that stock’s
level assignment. There remain some
stock assessments that are limited by the
available data and/or understanding of
species status. The four-level ABC
control rule framework is designed to
encourage scientific examination so that
stocks may be advanced to levels
indicative of more robust
understanding. The proposed rule did
not repeat that the ABC control rules are
a spectrum from least uncertain to most
uncertain for levels 1 to 4; this
description is in the Omnibus
Amendment.
Comment 5: Several commenters with
recreational fishing interests stated that
no recreational ACL overages should be
required to pay back lb-for-lb the
overage amount through AMs until such
time that the Marine Recreational
Information Program (MRIP) is
operational.
Response: NMFS expects the MRIP
system for estimating recreational
catches to be available for the first year
of ACL performance evaluation (i.e., the
2012 FY).
Comment 6: One commenter raised
concern that the Omnibus Amendment’s
planned 5-year review of ABC control
rules and ACL performance is too long.
The commenter was concerned about
lost yield if ACLs and ACTs are set ‘‘too
conservatively,’’ stating that the only
opportunity to potentially see less
conservative approaches applied may
not occur until the 5-yr review.
Response: The Omnibus Amendment
affords flexibility for the Council to reexamine the performance of any of the
measures at any time it deems such a
review appropriate. The selection of a
planned 5-year detailed performance
review was deliberately selected to
ensure that ABC, ACL, and ACT setting
approaches and subsequent
performance will be formally reviewed
by the Council on a fixed schedule;
however, this does not preclude
additional review on a more frequent
basis. In addition, the Omnibus
Amendment requires a thorough
performance review should an ACL be
exceeded more than once in a 4-year
period, or if an ACL is exceeded in 2
consecutive years. These latter criteria
for review may well occur if ACLs have
been set ‘‘too conservatively,’’ as
suggested by the commenter. Were no
period expressed for the formal review,
the Council would not be obligated to
perform any performance review unless
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the more than 1-in-4 or 2-consecutiveyear ACL overages occurred. The SSC
has been reviewing the establishment
process and the performance of ABC
recommendations annually. It is
expected that the level of review
involved with the first few years of
operation under the ACL management
system will require more intensive
examination of performance, until such
time that the system becomes more
stable.
Comment 7: One commenter stated
that the potential economic impacts of
the Omnibus Amendment implemented
frameworks should have been prepared
by the Council and NMFS. Specifically,
the commenter called on NMFS and the
Council to prepare a more thorough
analysis of potential changes in yield,
by species, and the resultant potential
economic impacts.
Response: NMFS disagrees. The
Omnibus Amendment outlines a
framework for how catch levels will be
established consistent with NS1
requirements and, as such, does not
provide information on actual catch
levels, by species, the application of risk
tolerances, or scientific or management
uncertainties. The Council’s approach,
supported by NMFS, has been that the
application of the Omnibus
Amendment’s framework for setting
ABC, ACLs, and ACTs will be fully
evaluated as individual species
specification processes occur in 2011 for
the 2012 FY. These evaluations will
provide economic impact analysis of the
ABCs, ACLs, ACTs, and other Omnibus
Amendment elements, specific to the
measures being proposed.
Comment 8: One commenter
requested clarification on whether the
decision to close fisheries will be made
based on exceeding the ACL, ACT, or
other levels within the Omnibus
Amendment framework. The
commenter also asked for clarification
on why commercial and recreational
sector landing-based closure evaluations
are different.
Response: Closures are tied to the
established commercial fishing quotas
and recreational harvest limits (for
fisheries with recreational sectors)
under the Omnibus Amendment.
Landings will be monitored during the
fishing seasons and proactive AMs
utilized to close the respective sectors
when landing limits are reached. The
commercial closure approaches vary
from species to species, but generally
the level of commercial landings are
monitored in-season on a weekly or
daily basis, based on dealer-reported
data, and the commercial fishery may be
closed when landings projections
indicate that the established level will
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be reached or exceeded. Some
commercial fisheries also have
possession or trip limit reductions that
occur when specified amounts of
landings are reached. For example, the
scup Winter I season possession limit is
reduced when 80 percent of the Winter
I landing limit is reached. Many of these
commercial fishery management
systems previously existed and were
adopted as proactive AMs in the
Omnibus Amendment.
Recreational fisheries landings will
also be monitored during the fishing
season, but because recreational data are
available much less frequently (i.e.,
updates provided in 2-month waves,
delivered some 6 weeks after the end of
the wave period), the Omnibus
Amendment establishes that
recreational fishery closures will occur
only when data in hand indicate a
landing level has already been reached
or exceeded. This is to help mitigate the
uncertainty that occurs in trying to
project recreational landings. The
authority to close recreational fisheries
based on landings evaluations is a new
component adopted in the Omnibus
Amendment.
There is not currently the ability to
monitor dead discards in season for the
purposes of inseason monitoring and
potential closure. There will be a postfishing year accounting to determine
dead discards and, in combination with
the final landings data, an evaluation of
ACL and ACT performance. If in the
future, the ability to monitor total catch
becomes available on a real-time basis,
the Council may consider modifying an
FMP to specify when closures will be
enacted at either the ACT or ACL level.
Comment 9: One commenter stated
that Atlantic mackerel and spiny
dogfish ABCs should not be reduced to
account for Canadian catch.
Response: These stocks are managed
on a stock-wide basis, including the
portion of the stock distributed in
Canadian waters. The specification
setting process for the two species
currently accounts for Canadian catch
on the stock prior to establishing catch
levels. The Omnibus Amendment
established an approach wherein this
stock-wide management is preserved
and, because the MSA is inapplicable
within Canadian jurisdiction, removes
the estimated Canadian catch before
establishing a domestic ABC, ACL, and
ACT for the U.S. portion of the fishery.
NMFS agrees that this is a logical
approach and accomplishes
management of the stocks throughout
their range, which is a biologically
sound approach.
Comment 10: Some commenters
alleged that NMFS failed to ensure that
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the Omnibus Amendment’s EA
provided alternatives to the proposed
action, and that an Environmental
Impact Statement (EIS) should have
been required for the Omnibus
Amendment. The commenters cited
several instances wherein they alleged
that additional reasonable and/or
feasible alternatives should have been
developed and instances where they
believe the analyses were incomplete or
otherwise insufficient. Alleged
instances of insufficient alternatives
include an alleged failure to consider
additional approaches for dealing with
Canadian catch in the Atlantic mackerel
and spiny dogfish fisheries, lack of
additional alternatives beyond setting
ACL = ABC, with emphasis that
ACL < ABC should have been
developed as an alternative for
consideration and analysis, an alleged
failure to provide sufficient measures to
ensure accountability, including
insufficient alternatives for proactive
AMs besides ACT. Most of the
comments on inadequate analyses
centered on alleged insufficient
description of the fisheries, species
captured, and consideration of stocks in
the fishery.
Response: Consistent with NEPA,
Council for Environmental Quality
(CEQ) regulations, and NOAA
administrative policy, the Council and
NMFS collaborated to prepare an EA to
evaluate the significance of the
environmental impacts expected as a
result of the actions proposed in the
Omnibus Amendment. The results of
this assessment are provided in section
7.0 of the EA signed by NMFS on July,
28, 2011. The FONSI concludes that
because the Omnibus Amendment will
merely be formalizing the process of
addressing scientific uncertainty and
management uncertainty when setting
catch limits with a comprehensive
system of accountability for catch for
each of the managed resources that the
impacts of the considered alternatives
are administrative in nature. Thus
because the measures contained in the
Omnibus Amendment largely build on
measures already contained in the FMP,
which have been in place for many
years, NMFS does not expect that the
new actions taken in the Omnibus
Amendment will have any significant
impacts. The commenters provided no
evidence, nor even any claims, that the
conclusions in the FONSI are not
supported by the evidence provided in
the EA for this finding.
According to the CEQ regulations, and
guidance on the subject, an EIS need
only be prepared when an EA or other
related analysis identifies significant
effects on the environment or if the facts
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available to the action agency cannot
support the conclusions required in
order to make a FONSI. The EA
associated with the Omnibus
Amendment evaluated the expected
direct, indirect, and cumulative impacts
likely to result from implementation of
the proposed action. The EA, in both
form and scope, followed all agency
guidelines for an EA associated with an
FMP amendment. Had a FONSI
determination not been supportable,
based on the analyses, then an EIS
would have been prepared, consistent
with the process outlined in CEQ
regulations. Future FMP actions that
make use of the Omnibus Amendment
processes to establish fishing quotas
will evaluate the impacts of those
actions as part of the specification
setting process.
The Omnibus Amendment considered
a reasonable range of alternatives for the
decisions made. The EA clearly lays out
the alternatives considered for each
decision point and explains the
reasoning behind the development of
those alternatives, and for the ultimate
decision between those alternatives.
Additionally, Appendix A to the EA
provides a discussion of the alternatives
that were initially developed, but not
given further consideration because they
were determined to be either infeasible
or insufficient.
The response to comment 9 provides
additional information on why NMFS
considers the Omnibus Amendment
approach for addressing Canadian catch
of Atlantic mackerel and spiny dogfish
to be acceptable. The response to
comment 11 outlines NMFS’ response
that additional treatment of species
captured in target fisheries, and
designation of non-target stocks and
ecosystem components was not
required.
NMFS has determined that the
Council’s analysis in setting ABCs,
ACLs, and AMs was consistent with the
NS1 guidelines and met the
requirements of NEPA. The NS1
guidelines instruct that in order to
prevent overfishing and achieve, on a
continuing basis, OY all sources of
uncertainty—both scientific and
management uncertainty—must be
addressed. Scientific uncertainty should
be addressed in reducing the ABC from
the ACL and management uncertainty
can either be addressed in reducing the
ACL from the ABC, or through the use
of AMs, including ACTs. The purpose of
utilizing an ACT is so that, given
uncertainty in the amount of catch that
will result from the conservation and
management measures in the fishery,
the ACL will not be exceeded.
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The Council acted consistently with
these guidelines in deciding to set
ACL=ABC for all managed species and
to address management uncertainty by
setting ACTs. Commenters argue that
the decision to set ACL=ABC precludes
the Council for considering OY factors
when setting the ACL and for that
reason that the Council was required to
consider alternatives that set the ACL at
a level less than the ABC. The response
to comment 12 below further explains
the Council’s approach for considering
OY factors. Because the Council,
consistent with the NS1 guidelines,
chose to address those OY factors that
are not considered in setting ABC when
setting the ACT, there was no need to
consider setting the ACL at a level lower
than the ABC; such an alternative would
have been superfluous.
Moreover, the Council fully complied
with NEPA in developing a reasonable
range of alternatives for the processes of
setting ABCs, ACLs, and AMs
(including ACTs). Where it was feasible,
the Council developed multiple
proactive and reactive accountability
measures designed to prevent the ACLs
from being exceeded. Notably while one
commenter argues that more proactive
accountability measures were required
to be considered, the commenter does
not point to any specific measures that
were overlooked by the Council. The
Council considered all reasonable and
feasible alternatives, consistent with
NEPA.
Comment 11: Many of the NGOs
alleged that the Omnibus Amendment
fails to adequately analyze non-target
species captured by fisheries for MidAtlantic FMP species and does not
adequately consider all fisheries
requiring conservation and
management. These commenters
indicated that the Omnibus Amendment
should be disapproved and additional
analyses conducted to indicate all
species captured in Mid-Atlantic
fisheries, reclassification of stocks as
target, non-target, stocks in the fishery,
and ecosystem components, as needed.
One commenter indicated that this
information is contained in existing
Standardized Bycatch Reporting
Methodology (SBRM) reports and
should have been used by the Council
in the Omnibus Amendment
development. Further comments on this
topic stated that the Omnibus
Amendment should be disapproved
because it fails to establish appropriate
sub-ACLs for FMP-managed species
captured incidentally in Councilmanaged target fisheries. One
commenter stated, as an example, that
swordfish captured in the squid trawl
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fishery should be managed through a
sub-ACL.
Response: NMFS disagrees with these
interpretations of the NS1 guidelines
and disagrees that the Omnibus
Amendment’s approach to stocks in the
fishery, incidentally captured species,
and sub-ACLs is deficient and must be
disapproved. Section 302(h) of the MSA
authorizes each Council to prepare and
submit a fishery management plan and
amendments for ‘‘each fishery under its
authority that requires conservation and
management.’’ The NS1 guidelines
provide that, by default, species
managed under FMPs are considered to
be stocks in the fishery. 50 CFR
600.310(d). The NS1 guidelines do not
require Councils to change which
species are or are not included in FMPs,
nor do the NS1 guidelines require FMPs
to incorporate ecosystem component
species classifications. Councils may,
but are not required to, use an
‘‘ecosystem component species’’
classification. 50 CFR 600.310(c)–(d).
Thus, Councils have had, and continue
to have under the MSA and NS1
Guidelines, considerable discretion to
define the managed ‘‘fishery.’’
Consistent with the MSA and the NS1
Guidelines, the Council determined that
the stocks managed under its FMPs
should all continue to be considered
stocks in the fishery, exercised its
discretion not to add other species in
the fishery, and decided against
pursuing potential ecosystem
component species classification. While
the NS1 guidelines explain that a
Council should determine which target
and non-target species to include in a
fishery, the guidelines do not require
FMPs to list species in target and nontarget species ‘‘classifications.’’ See 50
CFR 600.310(d). The main point of
classifying stocks is distinguishing
between ‘‘stocks in the fishery’’ versus
the ecosystem component species
category. See 50 CFR 600.310(c)–(d).
The MSA also does not require
classification into target and non-target
classifications. Section 303(a)(2) of the
MSA merely requires that an FMP
contain a description of the species of
fish involved in the fishery; this is not
a new requirement, nor is that
requirement modified by the NS1
guidelines. The Mid-Atlantic FMPs
have, since their inception, approval,
and implementation, contained these
required descriptions. Amendments to
the FMPs, including the Omnibus
Amendment, update these listings. The
Omnibus Amendment’s affected
environment incorporates, by reference,
detailed analyses of species involved in
each fishery. NMFS supports the
Council’s approach in the Omnibus
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Amendment. The level of analyses
requested by these collective comments
would be wholly appropriate if the
Council had elected to add new stocks
to the fishery or include them as
ecosystem component species. As the
Council did not, the level of fishery
information provided is sufficient and
not grounds for disapproving the
amendment.
The designation of sub-ACLs is not
required by the MSA or NS1 Guidelines.
Although sub-ACLs are utilized in some
fisheries in other regions, the Council
decided that sub-ACLs were neither
reasonable or practical here, given the
current constraints on fishery
monitoring for Mid-Atlantic stocks. All
managed species catch, regardless of
whether the FMP is a Mid-Atlantic,
South Atlantic, New England, or
Secretarial FMP, is fully accounted for
under the respective ACLs, irrespective
of whether the catch is directed
landings, dead discards in the directed
fishery, or dead discards incurred while
targeting other species. With regard to
swordfish, the Secretary of Commerce,
and not the Councils, directly manages
the fishery under an Atlantic Highly
Migratory Species FMP. 16 U.S.C.
1854(g). That Secretarial FMP accounts
for the total catch of swordfish,
including that which occurs in the
squid fishery both as authorized
retention for sale and as dead discards
(if any). The NS1 guidelines do not
require the Secretary and the Council to
establish a swordfish sub-ACL in the
Atlantic Mackerel, Squids, and
Butterfish FMP.
Comment 12: Several NGOs
commented that NMFS should
disapprove or partially disapprove the
Omnibus Amendment until approaches
to OY are revised by the Council
consistent with the NS1 Guidelines.
Specifically, these commenters asserted
that the Omnibus Amendment must
include OY evaluations for all Councilmanaged species, with specific
determination of where OY lies within
the overall ABC/ACL/ACT framework
for each species. These commenters
stated that more specificity must be
included in the process descriptions for
how ACL or ACTs may be adjusted for
OY considerations (i.e., relevant
economic, social, or ecological factors),
and provide that ACL should be
reduced from ABC for OY
considerations. In addition, one
commenter said it would not be
appropriate for OY considerations to be
applied at the ACT level, as it is a target,
not a limit. Another commenter
indicated that specification of OY is
missing from several Mid-Atlantic FMP
implementing regulations.
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Response: The Omnibus
Amendment’s approach to OY is
consistent with the MSA and the NS1
guidelines. National Standard 1 of the
MSA requires that a fishery
management plan or amendment
prevent overfishing while achieving, on
a continuing basis, the optimum yield
from each fishery for the United States
fishing industry. 16 U.S.C. 1851(a)(1).
The MSA defines ‘‘optimum’’ with
respect to yield from a fishery as being
prescribed on the basis of maximum
sustainable yield from the fishery, as
reduced by relevant economic, social or
ecological factor. 16 U.S.C. 1802(33).
The Omnibus Amendment amends
existing FMPs to address new annual
catch limit and other requirements, but
retains the FMPs’ existing, previouslyapproved processes for specifying and
assessing OY. The Council’s FMPs all
contain a process for assessing,
specifying, identifying, and adjusting
OY, as needed, based on relevant
economic, social, and ecological factors
for each species. The reauthorized MSA
did not change National Standard 1 or
the definition of OY, and the basic
approach to OY is unchanged in the
NS1 guidelines. Thus, there is no need
to revise the OY processes in the
Omnibus Amendment.
The NS1 Guidelines provide that OY
can be described at a fishery, stock
complex, or stock level and the OY
specification process must be included
in FMPs or amendments. 50 CFR
600.310(c), (e)(3). While the Councils
have codified OY identification
approaches for some individual stocks,
for other stocks, the Councils address
OY at the fishery level, consistent with
what is required under the MSA and
allowed under the NS1 guidelines.
Providing a clear description of OY
considerations is an important part of
the specification process, and the
existing FMPs provide such
descriptions.
Because the reauthorized MSA added
ACLs and ABC, the NS1 guidelines were
revised to clarify the relationships
between MSY, OY, ABC, and ACL(s),
and these relationships were also
discussed in the Omnibus Amendment
(p. 27–28). The guidelines state that
achieving OY on a continuing basis
means producing a long-term series of
catches such that the average catch is
equal to OY and other conservation
objectives of the MSA are met. 50 CFR
600.310(e)(3)(i)(B). The guidelines
further state that an FMP must contain
measures, including ACLs and AMs, to
achieve OY on a continuing basis.
However, the MSA and guidelines do
not require that OY considerations be
addressed when developing ACLs. A
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Council may set an ACL lower than
ABC to take into account factors related
to preventing overfishing or achieving
OY, or it may set the ACL equal to ABC
and take these additional factors into
account when establishing ACTs. See
final NS1 guidelines, 74 FR 3178, 3189
(explaining OY, ABC, ACT, ACL
relationships in response 33).
Here, the Omnibus Amendment takes
the latter approach. The Omnibus
Amendment rightly describes OY as the
long-term average desired yield from a
fishery; OY is not, and should not be
confused with, an annual catch limit.
Yield to a fishery and total catch are not
interchangeable; it is expected that the
OY level will vary over time, as
scientific and management
uncertainties, as well as dead discards
are reduced.
NMFS disagrees that the lack of an
OY process description or specific
criteria for the monitoring committees’
consideration to specify OY is grounds
for disapproving the amendment. The
Omnibus Amendment is designed to
provide flexibility to the Council and
their committees to adapt their practices
over time and in response to changing
fishery conditions while meeting its
obligations under the MSA, NS1
guidelines, and their FMPs. NMFS
considers that the Omnibus Amendment
processes lend themselves to a
transparent, participatory process that
will allow the public and interested
parties a mechanism to understand the
concerns and issues raised by these
commenters with respect to OY.
Comment 13: One NGO stated that the
Omnibus Amendment lacks required
ACT control rules and that the process
for how management uncertainty will be
addressed is deficient, as it lacks a
clearly articulated policy. For these
reasons, the commenter states the
amendment must be disapproved and
these components revised.
Response: NMFS disagrees. The
Council directed the monitoring
committees and staff to set ACTs on a
sector-specific basis so that the ACTs
would accurately reflect the interannual
and intrannual variability in the sources
of management uncertainty that vary by
sector. ACTs are not required under the
NS1 guidelines but are discretionary
provisions that can be used as proactive
AMs. Similarly, ACT control rules are
not required to be specified in the FMP
by either the MSA or the NS1
guidelines. The lack of a single overarching formulaic control rule does not
weaken the Omnibus Amendment’s
approaches for addressing management
uncertainty through a descriptive
process. The sector-specific committees
will consider all sources of management
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uncertainty within their respective
fisheries and provide the technical
basis, including any necessary control
rules, along with a recommendation for
the necessary ACT. NMFS finds this
approach to be consistent with the NS1
guidelines that merely state that an ACT
control rule may be utilized as part of
the ACT-setting process. Thus, NMFS
finds the Council’s ACT approach
wholly consistent with the NS1
guidelines’ intent, and sufficient to
provide the Council, through its
monitoring committees, a robust
mechanism for categorizing and
quantifying applicable management
uncertainty.
Comment 14: Several NGOs stated
that the Omnibus Amendment is
deficient because it does not establish
sufficient bycatch and catch monitoring
processes. Within these comments, one
NGO stated that failure to propose more
extensive catch monitoring programs
violates NEPA. The commenters claim
the Omnibus Amendment is fatally
flawed, as a result, and must be
disapproved.
Response: NMFS disagrees that the
Omnibus Amendment must consider
new or additional at-sea or other catch
monitoring programs. NMFS also
disagrees that the Omnibus
Amendment’s approach for assessing
total catch is insufficient and does not
agree that the amendment needs to be
disapproved based on the grounds
raised by these comments. The Omnibus
Amendment considering a reasonable
range of alternatives to address the
monitoring needs of the fisheries.
Neither the MSA nor the NS1 guidelines
require real-time catch monitoring or
discard controls as contemplated in the
comment letters. Currently, such
programs are beyond the scope of
existing resources. The Omnibus
Amendment did not explore these
options as alternatives, as the
alternatives would have been neither
reasonable nor feasible.
In lieu of monitoring total catch on a
real-time basis, the Omnibus
Amendment contemplates a two-part
examination of the fisheries: Inseason
monitoring of landings (through
commercial dealer reports for
commercial landings and MRIP for
recreational landings) and post-fishing
year accounting of dead discards. The
monitoring committees will consider
the estimated discards for a given
specification period (annual or multiyear) and recommend any necessary
reductions for uncertainty associated
with discard performance to the Council
to establish ACT(s). The estimated
discards will then be removed from the
Council-adjusted ACT to set the landing
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level, by sector, to be monitored
inseason. Following the completion of
the fishing year, the final landings will
be added to the re-estimated dead
discards to provide total catch. If this
total catch exceeds the ACL, AMs will
be imposed as soon as possible,
consistent with the Omnibus
Amendment approach for the species in
question.
NMFS acknowledges that this
accounting exercise to derive total catch
contains some uncertainty, particularly
if the discard estimates utilized to offset
the ACT or to derive the landing limits
before the fishery occurs are variable.
However, this is largely why the
Council elected to utilize ACTs, so that
the likelihood of exceeding ACLs if
changes in discard estimates occur
could be mitigated. This process is
consistent with NS1 guidance. While
the Omnibus Amendment establishes a
strong process to ensure the likelihood
of exceeding ACLs is infrequent by
requiring consideration of both
scientific and management uncertainty,
there are AMs that will be imposed if
this does occur, a formal process for
examining performance if ACLs are
frequently exceeded, and no
requirement that catch be set so that
ACL is never exceeded. How robust
discard estimates are also influences
scientific uncertainty as imprecise
fishery-related mortality can alter the
perception of fishing mortality and
stock size.
NMFS considers that the process for
catch accounting will be iterative as
management under ACLs occurs over
the next few years. The process may
well require adjustments, and the
descriptive nature of the Omnibus
Amendment processes is such that the
Council and NMFS have some
flexibility to make modifications that
improve the process and management
such that advancements are realized and
overfishing is prevented. In addition,
should greater monitoring resources or
systems become available, the Omnibus
Amendment does not require
modification to incorporate the
information generated by such systems.
The data could be utilized as soon as
they become operational.
Comment 15: One commenter alleged
that the Omnibus Amendment fails to
satisfy the MSA deadline of establishing
ACLs and AMs by the 2011 FY,
particularly because the Omnibus
Amendment establishes a process for
setting catch, but does not actually
provide specific limits for the 2011 FY.
Response: NMFS asserts that the
implementation of the final Omnibus
Amendment before the end of the 2011
FY satisfies the MSA requirement.
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Comment 16: One commenter stated
that the Omnibus Amendment must be
disapproved because ACT will not leave
a margin for management uncertainty
and that ACTs are inadequate because
they do not have AMs.
Response: NMFS disagrees. The use of
ACTs in the Omnibus Amendment is
wholly consistent with NS1 guidelines.
The NS1 guidelines do not require that
ACL be set lower than ABC, nor that
ACT be used. ACTs are not required in
the MSA, but only ACLs and
appropriate AMs. The Secretary may
assume that, if OFL = ABC = ACL =
ACT, overfishing will not be prevented,
but the Council’s process will likely
include some reductions at either the
OFL to ABC level for scientific
uncertainty, at the ACL to ACT level for
management uncertainty, or both. This
provides a strong system to prevent
overfishing, consistent with the NS1
guidelines.
Under the Omnibus Amendment
measures, the Council is expected to
reduce catch from the ACL to the ACT
to account for management uncertainty.
In years when an ACT is exceeded but
the ACL is not, the management buffer
may be adjusted in subsequent years,
but no AMs in the form of lb-for-lb
payback of the ACT overage are
required. If the ACL is exceeded in any
year, AMs will be invoked as described
in the Omnibus Amendment for the
FMP and species in question. There is
no requirement that lb-for-lb overage
repayment AMs be triggered if ACTs are
exceeded. However, there are AMs
operative within the ACT as there will
be closures when commercial and
recreational landing limits are reached.
As such, ACTs will be used as proactive
measures, to reduce the likelihood that
ACLs will be exceeded. The ACT is, in
fact, itself an AM (§ 600.310(f)(2)(v)).
Comment 17: One NGO stated that the
Omnibus Amendment must be
disapproved because NMFS’s proposed
AM measures are not an accurate
reflection of the Council’s intent. The
commenters alleged that recreational
sector fishery lb-for-lb overage
repayments must occur in the year
following the overage.
Response: The commenter may have
misinterpreted the description of the
overage repayment system. The
operation of the overage repayment
system is clarified here and is consistent
with the Council’s intent.
NMFS attempted to explain, in the
proposed rule, that the data for both
commercial and recreational landings
and discards will not likely be available
immediately following the FY
conclusion. For example, when ACLs
are set for the 2013 FY, the final
commercial and recreational landings
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and discard information is not expected
to be available until after the first
quarter of 2014. Given that the
specification process for 2014 will begin
in mid-2013 and culminate in
rulemaking for January 1
implementation the last quarter of 2013,
it will not be possible to make
adjustments for any ACL overage when
the initial 2014 specifications are
established.
The Omnibus Amendment retains the
existing commercial overage repayments
that were in place prior to the
development of ACLs. NMFS routinely
makes adjustments to specifications for
known commercial overages and will
continue to do so in the Omnibus
Amendment process. Using the prior
example, if known commercial overages
are available by October 31, 2013,
NMFS can adjust the 2014 commercial
specifications accordingly through
rulemaking. Then, in late 2014, the
totality of the 2013 commercial FY data
will be examined to ensure that any
additional overages or adjustments
resulting from incorporation of final
commercial landings information, if
needed, will be performed for the 2015
commercial specifications. The system
is configured so double counting does
not occur, but, as the example
illustrates, it is possible that commercial
overage repayment AMs may occur 1
full year removed from the FY in which
they occurred. As stated before, this is
not new. Under the Omnibus
Amendment, there will also be an
examination of commercial catch data
(i.e., landings + dead discards). This
process may function similarly to the
example or, using the example
timeframe, may occur in 2014 for
application to the 2015 FY for a 2013
catch overage of the ACL (i.e., dead
discard caused overage of the ACL).
Recreational fisheries have not been
managed in a system analogous to the
commercial example provided above.
Landings data are not available in as
timely a fashion as commercial data.
Using the example years previously
discussed, NMFS may only be able to
evaluate 2013 recreational landings
through June 2013 during the 2014
specification rulemaking process. While
it is possible that a recreational overage
may have occurred by that date, historic
data indicate such an occurrence should
be rare. As a result, NMFS may not be
able to make informed examination of
2013 recreational overages until after
the first quarter in 2014. NMFS may
make adjustments to the recreational
harvest limit when this information
becomes available, through the
recreational management measures
rulemaking, typically conducted in the
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first and second quarters. However, if
the final data are not available until
later in 2014, if there is no ongoing
regulatory mechanism to adjust the
recreational harvest limit and
recreational measures concurrently or
for other as of yet unforeseen reasons,
NMFS may have to wait to adjust the
2015 FY recreational sector ACL during
2014 for an overage accrued in the 2013
recreational fishery.
The Omnibus Amendment provides
the flexibility in describing how AMs
will function so that NMFS can ensure
that any necessary adjustments will
occur consistent with the data necessary
to evaluate ACL performance. It is
expected that these data systems and
delivery timing may improve in the
future. Should this be the case, the
Omnibus Amendment provides
flexibility for NMFS to modify the AM
repayment process, as needed, without
needing to amend the ACL process.
NMFS considers that this system will
function best if ACL overages are
avoided by well-established sector
ACLs, mitigating the need to trigger
AMs all together. See response to
comment 18 for additional information.
Comment 18: One NGO commented
that the description of the AM process
indicates that adjustments, through
overage repayments, will be made
through the Council’s specification
process. The commenter states that the
Omnibus Amendment must be
disapproved for this reason, asserting
that AMs must be automatic and nondiscretionary.
Response: This is an apparent
misunderstanding by the commenter. As
explained in the response to Comment
17, NMFS, not the Council, will make
automatic lb-for-lb overage repayments
for ACL overages through the
specification rulemaking. The AMs are
automatic and do not involve discretion
on either NMFS’s or the Council’s part.
For this reason, the AMs implemented
by the Omnibus Amendment are
consistent with the NS1 guidelines.
Comment 19: One commenter stated
that the Omnibus Amendment must be
disapproved because it does not
consider catch outside its jurisdiction.
The example cited was summer
flounder, a Council-managed species,
which is captured and landed in the
Atlantic sea scallop fishery, managed by
the New England Fishery Management
Council. The commenter alleged that
the Omnibus Amendment fails to
consider catch from all sources and,
thus, must be disapproved. The
commenter also indicated that the
Omnibus Amendment failed to
adequately examine alternatives for subACLs in examples such as the one
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provided. In so doing, the commenter
alleged that the Omnibus Amendment
violates NEPA.
Response: NMFS disagrees with the
contention that the Omnibus
Amendment’s approach for addressing
total catch is fatally flawed. All
federally managed fish landed for
commercial sale within the region,
irrespective of whether the fish are
captured in a Council-managed fishery
or in a fishery managed by another
Council or the Secretary, will be
counted toward the total annual
landings for that species. This method
of accounting is not new, and will
continue under the Omnibus
Amendment. Similarly, all dead
discards of a species such as summer
flounder will be attributed to the total
catch estimation of summer flounder.
Thus, the Omnibus Amendment’s
system of catch accounting does, in fact,
consider catch from all directed fishery
and other sources. The NS1 guidelines
do not require the establishment of subACLs for species captured incidentally
in other directed fisheries. See response
to comment 11 for additional
information.
Comment 20: One commenter alleged
that the decisions made to implement
the Omnibus Amendment are arbitrary,
capricious, an abuse of discretion, and
otherwise not in accordance with law
and, as such, are a violation of the
Administrative Procedure Act (APA)
and must be set aside as unlawful. The
commenter did not provide specific
information in support of their general
assertion that the APA had been
violated by implementing the Omnibus
Amendment.
Response: NMFS disagrees. The
Omnibus Amendments measures are in
accordance with the requirements of
NS1 guidelines and the MSA and, as
such, are not arbitrary. The Omnibus
Amendment measures were not
impulsively derived or implemented;
instead, a lengthy, transparent process
was utilized by the Council, its
committees, and the Fishery
Management Action Team (FMAT)
tasked with developing alternatives and
measures. NMFS undertook all required
elements of announcing the amendment
and proposed rule availability for
review and comment and is responding,
in full, to all relevant comments
provided on the amendment and
proposed measures. Neither the Council
nor NMFS has abused discretion in
following the required development and
implementation processes required for
the amendment. NMFS is confident that
the APA has not been violated in any
manner and the Omnibus Amendment
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is being implemented consistent with
applicable laws.
Changes and Clarifications From the
Proposed Rule
Atlantic bluefish. The process for
deriving ACT and Total Allowable
Landings (TAL) was clarified. The
proposed rule correctly outlined the
process required to derive ACT and TAL
from the recommended ABC; however,
additional language on where the
commercial and recreational allocation
shall be addressed was added for a more
clear description. These changes are
consistent with both the proposed rule
and the Omnibus Amendment.
Atlantic mackerel. As was noted in
the Omnibus Amendment proposed
rule, the Council took final action on
Amendment 11 to the Atlantic
Mackerel, Squids, and Butterfish FMP
(Amendment 11) in October 2010 and
NMFS published an Amendment 11
NOA and proposed rule on August 1,
2011 (76 FR 45742). While the proposed
rule for Amendment 11 does contain a
proposed recreational fishery allocation
for mackerel, the final approval decision
and final rule for Amendment 11
measures will occur after the final
Omnibus Amendment measures in this
rule are effective. Therefore, the final
Omnibus Amendment measures reflect
the various Atlantic mackerel measures
designed to function without a formal
recreational allocation. If the final
Amendment 11 measures, when
approved, contain the recreational
allocation for Atlantic mackerel, the
final rule to implement Amendment 11
measures will also modify Omnibus
Amendment measures, as needed.
Butterfish. In the interim between
deeming the proposed Omnibus
Amendment regulations and this final
rule, the Council initiated the process to
develop 2012 specifications for the
Atlantic Mackerel, Squids, and
Butterfish FMP. During this process, the
Council discovered that the method for
deriving the butterfish cap in the Loligo
fishery with respect to the OFL/ABC/
ACT framework was not entirely clear
in either the Omnibus Amendment
document or the proposed regulations.
The Council held discussion during its
June 2011 meeting to clarify the intent
of the butterfish cap to be derived as a
percentage of the ACT rather than the
ABC. Following this discussion, the
Council provided a comment on the
proposed rule to clarify how the
butterfish cap should be devised under
the OFL/ABC/ACT framework. NMFS
agrees with the Council’s clarification
and is implementing, though this final
rule, revisions to the butterfish
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regulations that are consistent with the
Council-revised information.
Summer flounder. In the interim
between the publication of the NOA and
Omnibus Amendment proposed rule,
the 2011 recreational management
measures were finalized (76 FR 38387,
June 30, 2011). The amendatory
language with respect to summer
flounder recreational management
measures has been revised from the
proposed rule to reflect the final 2011
recreational management measures.
Relationship of ABC to ACL. NMFS
has modified several erroneous
regulations for spiny dogfish, summer
flounder, scup, black sea bass, Atlantic
bluefish, surfclam, ocean quahog, and
tilefish that indicated ACL could be set
less than or equal to ABC. Several
public comments were received about
the Omnibus Amendment’s treatment of
ABC in relation to ACL, specifically if
ACL could be reduced from the ABC
level. The Council’s Omnibus
Amendment EA document contains
some conflicting language on this
matter, with language under the
discussion of OY (page 27–8)
contemplating that adjustments based
on OY considerations could occur at
either the ACL or ACT level; however,
examination of the species-specific
information contained in the document
clearly articulates that ACL will be set
equal to ABC. The final regulations
issued by this rule correctly indicate
that ABC=ACL for all species.
Additional discussion of OY occurs in
the Comment and Responses section of
this preamble.
Additional Editorial and Corrective
Changes. Minor changes in language not
affecting the content or intent of the
regulations have been made between the
proposed and final rules. These changes
are designed to improve readability,
grammar, and punctuation; maintain
consistency between FMPs; and
generally improve the final
implementing regulations.
Classification
The Administrator, Northeast Region,
NMFS, determined that the Omnibus
Amendment to the Atlantic Mackerel,
Squids, and Butterfish, Atlantic
Bluefish; Spiny Dogfish; Summer
Flounder, Scup, and Black Sea Bass; the
Surfclam and Ocean Quahog; and the
Tilefish FMPs is necessary for the
conservation and management of the
Atlantic mackerel, butterfish; Atlantic
bluefish, spiny dogfish, summer
flounder, scup, black sea bass, surfclam,
ocean quahog, and the tilefish fisheries
and that it is consistent with the MSA
and other applicable laws.
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This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
The Chief Council for Regulation of
the Department of Commerce certified
to the Chief Council for Advocacy of the
Small Business Administration during
the proposed rule stage that this action
would not have a significant economic
impact on a substantial number of small
entities. The factual basis for the
certification was published in the
proposed rule and is not repeated here.
No comments were received regarding
this certification. As a result, a
regulatory flexibility analysis was not
required and none was prepared.
List of Subjects in 50 CFR Part 648
Fisheries, Fishing, Reporting and
recordkeeping requirements.
Dated: September 20, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons stated in the
preamble, 50 CFR part 648 is amended
as follows:
PART 648—FISHERIES OF THE
NORTHEASTERN UNITED STATES
1. The authority citation for part 648
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
§ 648.13
[Amended]
2a. Section 648.13(i)(2)(iii) is
amended by removing ‘‘§ 648.123(a)(2),
(3), and (4)’’ and adding
‘‘§ 648.125(a)(2), (3), and (4)’’ in its
place.
■ 2b. Section 648.14 is amended as
follows:
■ a. Paragraph (o)(1)(vi) is amended by
removing ‘‘§§ 648.122 and 648.123(a)’’
and adding ‘‘§§ 648.124 and 648.125(a)’’
in its place.
■ b. Paragraph (u)(2)(vi) is amended by
removing ‘‘§ 648.291(d)(3) or § 648.291’’
and adding ‘‘§ 648.294(d)(3) or
§ 648.295’’ in its place.
■ c. Paragraph (u)(2)(vii) is added to
read as follows:
■
§ 648.14
Prohibitions.
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*
*
*
*
*
(u) * * *
(2) * * *
(vii) Land or possess tilefish in or
from the Tilefish Management Unit, on
a vessel issued a valid tilefish permit
under this part, after the incidental
fishery is closed pursuant to
§ 648.245(b), unless fishing under a
valid tilefish IFQ allocation permit as
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specified in § 648.249(a), or engaged in
recreational fishing.
*
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*
■ 3. Section 648.20 is revised to read as
follows:
§ 648.20 Mid-Atlantic Fishery Management
Council ABC control rules.
The SSC shall review the following
criteria, and any additional relevant
information, to assign managed stocks to
a specific control rule level when
developing ABC recommendations. The
SSC shall review the ABC control rule
level assignment for stocks each time an
ABC is recommended. The ABC may be
recommended for up to 3 years for all
stocks, with the exception of 5 years for
spiny dogfish. The SSC may deviate
from the control rule methods or level
criteria and recommend an ABC that
differs from the result of the ABC
control rule calculation; however, any
such deviation must include the
following: A description of why the
deviation is warranted, description of
the methods used to derive the
alternative ABC, and an explanation of
how the deviation is consistent with
National Standard 2.
(a) Level 1 criteria. (1) Assignment of
a stock to Level 1 requires the SSC to
determine the following:
(i) All important sources of scientific
uncertainty are captured in the stock
assessment model;
(ii) The probability distribution of the
OFL is calculated within the stock
assessment and provides an adequate
description of the OFL uncertainty;
(iii) The stock assessment model
structure and treatment of the data prior
to use in the model includes relevant
details of the biology of the stock,
fisheries that exploit the stock, and data
collection methods;
(iv) The stock assessment provides the
following estimates: Fishing mortality
rate (F) at MSY or an alternate
maximum fishing mortality threshold
(MFMT) to define OFL, biomass,
biological reference points, stock status,
OFL, and the respective uncertainties
associated with each value; and
(v) No substantial retrospective
patterns exist in the stock assessment
estimates of fishing mortality, biomass,
and recruitment.
(2) Level 1 ABC determination. Stocks
assigned to Level 1 by the SSC will have
the ABC derived by applying acceptable
probability of overfishing from the
MAFMC’s risk policy found in
§ 648.21(a) through (d) to the probability
distribution of the OFL.
(b) Level 2 criteria. (1) Assignment of
a stock to Level 2 requires the SSC to
determine the following:
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(i) Key features of the stock biology,
the fisheries that exploit it, and/or the
data collection methods for stock
information are missing from the stock
assessment;
(ii) The stock assessment provides
reference points (which may be
proxies), stock status, and uncertainties
associated with each; however, the
uncertainty is not fully promulgated
through the stock assessment model
and/or some important sources of
uncertainty may be lacking;
(iii) The stock assessment provides
estimates of the precision of biomass,
fishing mortality, and reference points;
and
(iv) The accuracy of the minimum
fishing mortality threshold and
projected future biomass is estimated in
the stock assessment using ad hoc
methods.
(2) Level 2 ABC determination. Stocks
assigned to Level 2 by the SSC will have
the ABC derived by applying acceptable
probability of overfishing from the
MAFMC’s risk policy found in
§ 648.21(a) through (d) to the probability
distribution of the OFL.
(c) Level 3 criteria. (1) Assignment of
a stock to Level 3 requires the SSC to
determine that the stock assessment
attributes are the same as those for a
Level 2 assessment listed in
§ 648.20(d)(1) through (4), except that
the stock assessment does not contain
an estimated probability distribution of
OFL or the stock assessment provided
OFL probability distribution is judged
by the SSC to not adequately reflect
uncertainty in the OFL estimate.
(2) Level 3 ABC determination. Stocks
assigned to Level 3 will have ABC
derived by one of the following two
methods:
(i) The SSC will derive the ABC by
applying the acceptable probability of
overfishing from the MAFMC’s risk
policy found in § 648.21(a) through (d)
to an SSC-adjusted OFL probability
distribution. The SSC will use default
levels of uncertainty in the adjusted
OFL probability distribution based on
literature review and evaluation of
control rule performance; or,
(ii) If the SSC cannot develop an OFL
distribution, a default control rule of 75
percent of the FMSY value will be
applied to derive ABC.
(d) Level 4 criteria. (1) Assignment of
a stock to Level 4 requires the SSC to
determine that none of the criteria for
Levels 1–3 found in § 648.20(a) through
(c) were met.
(2) Level 4 ABC determination. Stocks
assigned to Level 4 will have ABC
derived using control rules developed
on a case-by-case basis by the SSC based
on biomass and catch history and
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application of the MAFMC’s risk policy
found in § 648.21(a) through (d).
■ 4. Section 648.21 is revised to read as
follows:
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§ 648.21 Mid-Atlantic Fishery Management
Council risk policy.
The risk policy shall be used by the
SSC in conjunction with the ABC
control rules in § 648.20(a) through (d)
to ensure the MAFMC’s preferred
tolerance for the risk of overfishing is
addressed in the ABC development and
recommendation process.
(a) Stocks under a rebuilding plan.
The probability of not exceeding the F
necessary to rebuild the stock within the
specified time frame (rebuilding F or
FREBUILD) must be at least 50 percent,
unless the default level is modified to a
higher probability for not exceeding the
rebuilding F through the formal stock
rebuilding plan. A higher probability of
not exceeding the rebuilding F would be
expressed as a value greater than 50
percent (e.g., 75-percent probability of
not exceeding rebuilding F, which
corresponds to a 25-percent probability
of exceeding rebuilding F).
(b) Stocks not subject to a rebuilding
plan. (1) For stocks determined by the
SSC to have an atypical life history, the
maximum probability of overfishing as
informed by the OFL distribution will
be 35 percent for stocks with a ratio of
biomass (B) to biomass at MSY (BMSY)
of 1.0 or higher (i.e., the stock is at BMSY
or higher). The maximum probability of
overfishing shall decrease linearly from
the maximum value of 35 percent as the
B/BMSY ratio becomes less than 1.0 (i.e.,
the stock biomass less than BMSY) until
the probability of overfishing becomes
zero at a B/BMSY ratio of 0.10. An
atypical life history is generally defined
as one that has greater vulnerability to
exploitation and whose characteristics
have not been fully addressed through
the stock assessment and biological
reference point development process.
(2) For stocks determined by the SSC
to have a typical life history, the
maximum probability of overfishing as
informed by the OFL distribution will
be 40 percent for stocks with a ratio of
B to BMSY of 1.0 or higher (i.e., the stock
is at BMSY or higher). The maximum
probability of overfishing shall decrease
linearly from the maximum value of 40
percent as the B/BMSY ratio becomes less
1.0 (stock biomass less than BMSY) until
the probability of overfishing becomes
zero at a B/BMSY ratio of 0.10. Stocks
with typical life history are those not
meeting the criteria in paragraph (b)(1)
of this section.
(c) For instances in which the
application of the risk policy
approaches in either paragraph (b)(1) or
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(2) of this section using OFL
distribution, as applicable given life
history determination, results in a more
restrictive ABC recommendation than
the calculation of ABC derived from the
use of FREBUILD at the MAFMC-specified
overfishing risk level as outlined in
paragraph (a) of this section, the SSC
shall recommend to the MAFMC the
lower of the ABC values.
(d) If an OFL cannot be determined
from the stock assessment, or if a proxy
is not provided by the SSC during the
ABC recommendation process, ABC
levels may not be increased until such
time that an OFL has been identified.
■ 5. Section 648.22 is revised to read as
follows:
§ 648.22 Atlantic mackerel, squid, and
butterfish specifications.
(a) Initial recommended annual
specifications. The Atlantic Mackerel,
Squid, and Butterfish Monitoring
Committee (Monitoring Committee)
shall meet annually to develop and
recommend the following specifications
for consideration by the Squid,
Mackerel, and Butterfish Committee of
the MAFMC:
(1) Initial OY (IOY), including
Research Set-Aside (RSA), DAH, and
DAP for Illex squid, which, subject to
annual review, may be specified for a
period of up to 3 years;
(2) ACL; ACT including RSA, DAH,
DAP; bycatch level of the TALFF, if any;
and butterfish mortality cap for the
Loligo fishery for butterfish; which,
subject to annual review, may be
specified for a period of up to 3 years;
(3) ACL; commercial ACT, including
RSA, DAH, DAP; JVP if any; TALFF, if
any; and recreational ACT, including
RSA for mackerel; which, subject to
annual review, may be specified for a
period of up to 3 years. The Monitoring
Committee may also recommend that
certain ratios of TALFF, if any, for
mackerel to purchases of domestic
harvested fish and/or domestic
processed fish be established in relation
to the initial annual amounts.
(4) IOY, including RSA, DAH, and
DAP for Loligo squid, which, subject to
annual review, may be specified for a
period of up to 3 years; and
(5) Inseason adjustment, upward or
downward, to the specifications for
Loligo squid, as specified in paragraph
(e) of this section.
(b) Guidelines. As the basis for its
recommendations under paragraph (a)
of this section, the Monitoring
Committee shall review the best
available data to recommend
specifications consistent with the
following:
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(1) Loligo and/or Illex squid. (i) The
ABC for any fishing year must be either
the maximum OY, or a lower amount,
if stock assessments indicate that the
potential yield is less than the
maximum OY. The OYs specified
during a fishing year may not exceed the
following amounts:
(A) Loligo—The catch associated with
a fishing mortality rate of FThreshold.
(B) Illex—Catch associated with a
fishing mortality rate of FMSY.
(ii) IOY is a modification of ABC
based on social and economic factors.
The IOY is composed of RSA and DAH.
RSA will be based on requests for
research quota as described in
paragraph (g) of this section. DAH will
be set after deduction for RSA, if
applicable.
(2) Mackerel—(i) ABC. The MAFMC’s
SSC shall recommend an ABC to the
MAFMC, as described in § 648.20. The
mackerel ABC is reduced from the OFL
based on an adjustment for scientific
uncertainty; the ABC must be less than
or equal to the OFL.
(ii) ACL. The ACL or Domestic ABC
is calculated using the formula ACL =
ABC ¥ C, where C is the estimated
catch of mackerel in Canadian waters
for the upcoming fishing year.
(iii) OY. OY may not exceed the ACL,
and must take into account the need to
prevent overfishing while allowing the
fishery to achieve OY on a continuing
basis. OY is prescribed on the basis of
MSY, as reduced by social, economic,
and ecological factors.
(iv) ACT. The Monitoring Committee
shall identify and review relevant
sources of management uncertainty to
recommend ACTs for the commercial
and recreational fishing sectors as part
of the specifications process.
(A) Commercial sector ACT.
Commercial ACT is composed of RSA,
DAH, dead discards, and TALFF. RSA
will be based on requests for research
quota as described in paragraph (g) of
this section. DAH, DAP, and JVP will be
set after deduction for RSA, if
applicable, and must be projected by
reviewing data from sources specified in
paragraph (b) of this section and other
relevant data, including past domestic
landings, projected amounts of mackerel
necessary for domestic processing and
for joint ventures during the fishing
year, projected recreational landings,
and other data pertinent for such a
projection. The JVP component of DAH
is the portion of DAH that domestic
processors either cannot or will not use.
Economic considerations for the
establishment of JVP and TALFF
include:
(1) Total world export potential of
mackerel producing countries.
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(2) Total world import demand of
mackerel consuming countries.
(3) U.S. export potential based on
expected U.S. harvests, expected U.S.
consumption, relative prices, exchange
rates, and foreign trade barriers.
(4) Increased/decreased revenues to
the U.S. from foreign fees.
(5) Increased/decreased revenues to
U.S. harvesters (with/without joint
ventures).
(6) Increased/decreased revenues to
U.S. processors and exporters.
(7) Increases/decreases in U.S.
harvesting productivity due to
decreases/increases in foreign harvest.
(8) Increases/decreases in U.S.
processing productivity.
(9) Potential impact of increased/
decreased TALFF on foreign purchases
of U.S. products and services and U.S.caught fish, changes in trade barriers,
technology transfer, and other
considerations.
(B) Recreational sector ACT.
Recreational ACT is composed of RSA,
dead discards, and the Recreational
Harvest Limit (RHL).
(v) Performance review. The Squid,
Mackerel, and Butterfish Committee
shall conduct a detailed review of
fishery performance relative to the
mackerel ACL at least every 5 years.
(A) If the ACL is exceeded with a
frequency greater than 25 percent (i.e.,
more than once in 4 years or any two
consecutive years), the Squid, Mackerel,
and Butterfish Monitoring Committee
will review fishery performance
information and make recommendations
to the MAFMC for changes in measures
intended to ensure ACLs are not
exceeded as frequently.
(B) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following a
determination that a stock has become
overfished.
(C) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded, but may be conducted in
conjunction with such reviews.
(3) Butterfish—(i) ABC. The MAFMC’s
SSC shall recommend an ABC to the
MAFMC, as described in § 648.20. The
butterfish ABC is reduced from the OFL
based on an adjustment for scientific
uncertainty; the ABC must be less than
or equal to the OFL.
(ii) ACL. The butterfish ACL will be
set equal to the butterfish ABC.
(iii) OY. OY may not exceed the ACL,
and must take into account the need to
prevent overfishing while allowing the
fishery to achieve OY on a continuing
basis. OY is prescribed on the basis of
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MSY, as reduced by social, economic,
and ecological factors.
(iv) ACT. The Monitoring Committee
shall identify and review relevant
sources of management uncertainty to
recommend the butterfish ACT as part
of the specifications process. The ACT
is composed of RSA, DAH, dead
discards, and bycatch TALFF that is
equal to 0.08 percent of the allocated
portion of the mackerel TALFF. RSA
will be based on requests for research
quota as described in paragraph (g) of
this section. DAH and bycatch TALFF
will be set after deduction for RSA, if
applicable.
(v) The butterfish mortality cap will
be based on the ACT and allocated to
the Loligo fishery as follows: Trimester
I—65 percent; Trimester II—3.3 percent;
and Trimester III—31.7 percent.
(vi) Any underages of the butterfish
mortality cap for Trimesters I or II will
be applied to Trimester III of the same
year, and any overages of the butterfish
mortality cap for Trimesters I and II will
be applied to Trimester III of the same
year.
(vii) Performance review. The Squid,
Mackerel, and Butterfish Committee
shall conduct a detailed review of
fishery performance relative to the
butterfish ACL in conjunction with
review for the mackerel fishery, as
outlined in this section.
(c) Recommended measures. Based on
the review of the data described in
paragraph (b) of this section and
requests for research quota as described
in paragraph (g) of this section, the
Monitoring Committee will recommend
to the Squid, Mackerel, and Butterfish
Committee the measures from the
following list that it determines are
necessary to ensure that the
specifications are not exceeded:
(1) RSA set from a range of 0 to 3
percent of:
(i) The IOY for Loligo and/or Illex.
(ii) The commercial and/or
recreational ACT for mackerel.
(iii) The ACT for butterfish.
(2) Commercial quotas, set after
reductions for research quotas.
(3) The amount of Loligo, Illex, and
butterfish that may be retained,
possessed, and landed by vessels issued
the incidental catch permit specified in
§ 648.4(a)(5)(ii).
(4) Commercial minimum fish sizes.
(5) Commercial trip limits.
(6) Commercial seasonal quotas/
closures for Loligo and Illex.
(7) Minimum mesh sizes.
(8) Commercial gear restrictions.
(9) Recreational harvest limit, set after
reductions for research quotas.
(10) Recreational minimum fish size.
(11) Recreational possession limits.
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(12) Recreational season.
(13) Changes, as appropriate, to the
Northeast Region SBRM, including the
coefficient of variation (CV) based
performance standard, fishery
stratification, and/or reports.
(14) Modification of existing
accountability measures (AMs) utilized
by the Monitoring Committee.
(d) Annual fishing measures. (1) The
Squid, Mackerel, and Butterfish
Committee will review the
recommendations of the Monitoring
Committee. Based on these
recommendations and any public
comment received thereon, the Squid,
Mackerel, and Butterfish Committee
must recommend to the MAFMC
appropriate specifications and any
measures necessary to assure that the
specifications will not be exceeded. The
MAFMC will review these
recommendations and, based on the
recommendations and any public
comment received thereon, must
recommend to the Regional
Administrator appropriate
specifications and any measures
necessary to assure that the ACL will
not be exceeded. The MAFMC’s
recommendations must include
supporting documentation, as
appropriate, concerning the
environmental, economic, and social
impacts of the recommendations. The
Regional Administrator will review the
recommendations and will publish a
proposed rule in the Federal Register
proposing specifications and any
measures necessary to assure that the
specifications will not be exceeded and
providing a 30-day public comment
period. If the proposed specifications
differ from those recommended by the
MAFMC, the reasons for any differences
must be clearly stated and the revised
specifications must satisfy the criteria
set forth in this section. The MAFMC’s
recommendations will be available for
inspection at the office of the Regional
Administrator during the public
comment period. If the annual
specifications for squid, mackerel, and
butterfish are not published in the
Federal Register prior to the start of the
fishing year, the previous year’s annual
specifications, excluding specifications
of TALFF, will remain in effect. The
previous year’s specifications will be
superceded as of the effective date of the
final rule implementing the current
year’s annual specifications.
(2) The Regional Administrator will
make a final determination concerning
the specifications for each species and
any measures necessary to assure that
the specifications will not be exceeded.
After the Regional Administrator
considers all relevant data and any
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public comments, notification of the
final specifications and any measures
necessary to assure that the
specifications will not be exceeded and
responses to the public comments will
be published in the Federal Register. If
the final specification amounts differ
from those recommended by the
MAFMC, the reason(s) for the
difference(s) must be clearly stated and
the revised specifications must be
consistent with the criteria set forth in
paragraph (b) of this section.
(e) Inseason adjustments. The
specifications established pursuant to
this section may be adjusted by the
Regional Administrator, in consultation
with the MAFMC, during the fishing
year by publishing notification in the
Federal Register.
(f) Distribution of annual Loligo squid
commercial quota. (1) A commercial
quota for Loligo squid will be allocated
annually into trimester periods, based
on the following percentages: Trimester
I (January–April)—43.0 percent;
Trimester II (May–August)—17.0
percent; and Trimester III (September–
December)—40.0 percent.
(2) Any underages of commercial
period quota for Trimester I that are
greater than 25 percent of the Trimester
I quota will be reallocated to Trimesters
II and III of the same year. The
reallocation of quota from Trimester I to
Trimester II is limited, such that the
Trimester II quota may only be
increased by 50 percent; the remaining
portion of the underage will be
reallocated to Trimester III. Any
underages of commercial period quota
for Trimester I that are less than 25
percent of the Trimester I quota will be
applied to Trimester III of the same year.
Any overages of commercial quota for
Trimesters I and II will be subtracted
from Trimester III of the same year.
(g) Research set-aside (RSA) quota.
Prior to the MAFMC’s quota-setting
meetings:
(1) NMFS will publish a Request for
Proposals (RFP) in the Federal Register,
consistent with procedures and
requirements established by the NOAA
Grants Office, to solicit proposals from
industry for the upcoming fishing year,
based on research priorities identified
by the MAFMC.
(2) NMFS will convene a review
panel, including the MAFMC’s
Comprehensive Management Committee
and technical experts, to review
proposals submitted in response to the
RFP.
(i) Each panel member will
recommend which research proposals
should be authorized to utilize research
quota, based on the selection criteria
described in the RFP.
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(ii) The NEFSC Director and the
NOAA Grants Office will consider each
panel member’s recommendation, and
provide final approval of the projects.
The Regional Administrator may, when
appropriate, exempt selected vessel(s)
from regulations specified in each of the
respective FMPs through written
notification to the project proponent.
(3) The grant awards approved under
the RFPs will be for the upcoming
fishing year. Proposals to fund research
that would start prior to, or that would
end after the fishing year, will not be
eligible for consideration. All research
and/or compensation trips must be
completed within the fishing year for
which the research grant was awarded.
(4) Research projects will be
conducted in accordance with
provisions approved and provided in an
Exempted Fishing Permit (EFP) issued
by the Regional Administrator.
(5) If a proposal is disapproved by the
NEFSC Director or the NOAA Grants
Office, or if the Regional Administrator
determines that the allocated research
quota cannot be utilized by a project,
the Regional Administrator shall
reallocate the unallocated or unused
amount of research quota to the
respective commercial and recreational
fisheries by publication of a notice in
the Federal Register in compliance with
the Administrative Procedure Act,
provided:
(i) The reallocation of the unallocated
or unused amount of research quota is
in accord with National Standard 1, and
can be available for harvest before the
end of the fishing year for which the
research quota is specified; and
(ii) Any reallocation of unallocated or
unused research quota shall be
consistent with the proportional
division of quota between the
commercial and recreational fisheries in
the relevant FMP and allocated to the
remaining quota periods for the fishing
year proportionally.
(6) Vessels participating in approved
research projects may be exempted from
certain management measures by the
Regional Administrator, provided that
one of the following analyses of the
impacts associated with the exemptions
is provided:
(i) The analysis of the impacts of the
requested exemptions is included as
part of the annual quota specification
packages submitted by the MAFMC; or
(ii) For proposals that require
exemptions that extend beyond the
scope of the analysis provided by the
MAFMC, applicants may be required to
provide additional analysis of impacts
of the exemptions before issuance of an
EFP will be considered, as specified in
the EFP regulations at § 648.12(b).
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6. Section 648.23 is revised to read as
follows:
■
§ 648.23 Mackerel, squid, and butterfish
gear restrictions.
(a) Mesh restrictions and exemptions.
(1) Vessels subject to the mesh
restrictions in this paragraph (a) may
not have available for immediate use
any net, or any piece of net, with a mesh
size smaller than that required.
(2) Owners or operators of otter trawl
vessels possessing 1,000 lb (0.45 mt) or
more of butterfish harvested in or from
the EEZ may only fish with nets having
a minimum codend mesh of 3 inches
(76 mm) diamond mesh, inside stretch
measure, applied throughout the codend
for at least 100 continuous meshes
forward of the terminus of the net, or,
for codends with less than 100 meshes,
the minimum mesh size codend shall be
a minimum of one-third of the net,
measured from the terminus of the
codend to the headrope.
(3) Owners or operators of otter trawl
vessels possessing Loligo harvested in or
from the EEZ may only fish with nets
having a minimum mesh size of 21⁄8
inches (54 mm) during Trimesters I
(Jan–Apr) and III (Sept–Dec), or 17⁄8
inches (48 mm) during Trimester II
(May–Aug), diamond mesh, inside
stretch measure, applied throughout the
codend for at least 150 continuous
meshes forward of the terminus of the
net, or, for codends with less than 150
meshes, the minimum mesh size codend
shall be a minimum of one-third of the
net measured from the terminus of the
codend to the headrope, unless they are
fishing consistent with exceptions
specified in paragraph (b) of this
section.
(i) Net obstruction or constriction.
Owners or operators of otter trawl
vessels fishing for and/or possessing
Loligo shall not use any device, gear, or
material, including, but not limited to,
nets, net strengtheners, ropes, lines, or
chafing gear, on the top of the regulated
portion of a trawl net that results in an
effective mesh opening of less than 21⁄8
inches (54 mm) during Trimesters I
(Jan–Apr) and III (Sept–Dec), or 17⁄8
inches (48 mm) during Trimester II
(May–Aug), diamond mesh, inside
stretch measure. ‘‘Top of the regulated
portion of the net’’ means the 50 percent
of the entire regulated portion of the net
that would not be in contact with the
ocean bottom if, during a tow, the
regulated portion of the net were laid
flat on the ocean floor. However, owners
or operators of otter trawl vessels fishing
for and/or possessing Loligo may use net
strengtheners (covers), splitting straps,
and/or bull ropes or wire around the
entire circumference of the codend,
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provided they do not have a mesh
opening of less than 5 inches (12.7 cm)
diamond mesh, inside stretch measure.
For the purposes of this paragraph
(a)(3)(i), head ropes are not to be
considered part of the top of the
regulated portion of a trawl net.
(ii) Illex fishery. Owners or operators
of otter trawl vessels possessing Loligo
harvested in or from the EEZ and fishing
during the months of June, July, August,
and September for Illex seaward of the
following coordinates (copies of a map
depicting this area are available from
the Regional Administrator upon
request) are exempt from the Loligo gear
requirements in paragraph (a)(3) of this
section, provided they do not have
available for immediate use, as defined
in paragraph (b) of this section, any net,
or any piece of net, with a mesh size
less than 17⁄8 inches (48 mm) diamond
mesh or any net, or any piece of net,
with mesh that is rigged in a manner
that is prohibited by paragraph (a)(3) of
this section, when the vessel is
landward of the specified coordinates.
Point
N. lat.
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M1 ............................
M2 ............................
M3 ............................
M4 ............................
M5 ............................
M6 ............................
M7 ............................
M8 ............................
M9 ............................
M10 ..........................
M11 ..........................
M12 ..........................
M13 ..........................
M14 ..........................
M15 ..........................
M16 ..........................
M17 ..........................
M18 ..........................
M19 ..........................
M20 ..........................
M21 ..........................
M22 ..........................
M23 ..........................
M24 ..........................
43°58.0′
43°50.0′
43°30.0′
43°20.0′
42°45.0′
42°13.0′
41°00.0′
41°45.0′
42°10.0′
41°18.6′
40°55.5′
40°45.5′
40°37.0′
40°30.0′
40°22.7′
40°18.7′
40°21.0′
39°41.0′
38°47.0′
38°04.0′
37°08.0′
36°00.0′
35°45.0′
35°28.0′
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OCEANOGRAPHER CANYON
Point
OC1
OC2
OC3
OC4
OC1
67°22.0′
68°35.0′
69°40.0′
70°00.0′
70°10.0′
69°55.0′
69°00.0′
68°15.0′
67°10.0′
66°24.8′
66°38.0′
68°00.0′
68°00.0′
69°00.0′
69°00.0′
69°40.0′
71°03.0′
72°32.0′
73°11.0′
74°06.0′
74°46.0′
74°52.0′
74°53.0′
74°52.0′
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N. lat.
..........................
..........................
..........................
..........................
..........................
40°10.0′
40°24.0′
40°24.0′
40°10.0′
40°10.0′
W. long.
68°12.0′
68°09.0′
68°08.0′
67°59.0′
68°12.0′
(ii) Lydonia Canyon. No permitted
mackerel, squid, or butterfish vessel
may fish with bottom trawl gear in the
Lydonia Canyon or be in the Lydonia
Canyon unless transiting. Vessels may
transit this area provided the bottom
trawl gear is stowed in accordance with
the provisions of paragraph (b) of this
section. Lydonia Canyon is defined by
straight lines connecting the following
points in the order stated (copies of a
chart depicting this area are available
from the Regional Administrator upon
request):
LYDONIA CANYON
W. long.
(4) Mackerel, squid, and butterfish
bottom trawling restricted areas. (i)
Oceanographer Canyon. No permitted
mackerel, squid, or butterfish vessel
may fish with bottom trawl gear in the
Oceanographer Canyon or be in the
Oceanographer Canyon unless
transiting. Vessels may transit this area
provided the bottom trawl gear is
stowed in accordance with the
provisions of paragraph (b) of this
section. Oceanographer Canyon is
defined by straight lines connecting the
following points in the order stated
(copies of a chart depicting this area are
VerDate Mar<15>2010
available from the Regional
Administrator upon request):
Point
LC1
LC2
LC3
LC4
LC5
LC1
N. lat.
...........................
...........................
...........................
...........................
...........................
...........................
40°16.0′
40°16.0′
40°20.0′
40°27.0′
40°27.0′
40°16.0′
W. long.
67°34.0′
67°42.0′
67°43.0′
67°40.0′
67°38.0′
67°34.0′
(b) Definition of ‘‘not available for
immediate use.’’ Gear that is shown not
to have been in recent use and that is
stowed in conformance with one of the
following methods is considered to be
not available for immediate use:
(1) Nets—(i) Below-deck stowage. (A)
The net is stored below the main
working deck from which it is deployed
and retrieved;
(B) The towing wires, including the
leg wires, are detached from the net; and
(C) It is fan-folded (flaked) and bound
around its circumference.
(ii) On-deck stowage. (A) The net is
fan-folded (flaked) and bound around its
circumference;
(B) It is securely fastened to the deck
or rail of the vessel; and
(C) The towing wires, including the
leg wires, are detached from the net.
(iii) On-reel stowage. (A) The net is on
a reel, its entire surface is covered with
canvas or other similar opaque material,
and the canvas or other material is
securely bound;
(B) The towing wires are detached
from the net; and
(C) The codend is removed and stored
below deck.
(iv) On-reel stowage for vessels
transiting the Gulf of Maine Rolling
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Closure Areas, the Georges Bank
Seasonal Area Closure, and the
Conditional Gulf of Maine Rolling
Closure Area.
(A) The net is on a reel, its entire
surface is covered with canvas or other
similar opaque material, and the canvas
or other material is securely bound;
(B) The towing wires are detached
from the doors; and
(C) No containment rope, codend
tripping device, or other mechanism to
close off the codend is attached to the
codend.
(2) Scallop dredges. (i) The towing
wire is detached from the scallop
dredge, the towing wire is completely
reeled up onto the winch, the dredge is
secured, and the dredge or the winch is
covered so that it is rendered unusable
for fishing; or
(ii) The towing wire is detached from
the dredge and attached to a brightcolored poly ball no less than 24 inches
(60.9 cm) in diameter, with the towing
wire left in its normal operating position
(through the various blocks) and either
is wound back to the first block (in the
gallows) or is suspended at the end of
the lifting block where its retrieval does
not present a hazard to the crew and
where it is readily visible from above.
(3) Hook gear (other than pelagic). All
anchors and buoys are secured and all
hook gear, including jigging machines,
is covered.
(4) Sink gillnet gear. All nets are
covered with canvas or other similar
material and lashed or otherwise
securely fastened to the deck or rail, and
all buoys larger than 6 inches (15.24 cm)
in diameter, high flyers, and anchors are
disconnected.
(5) Other methods of stowage. Any
other method of stowage authorized in
writing by the Regional Administrator
and subsequently published in the
Federal Register.
(c) Mesh obstruction or constriction.
The owner or operator of a fishing
vessel shall not use any mesh
construction, mesh configuration, or
other means that effectively decreases
the mesh size below the minimum mesh
size, except that a liner may be used to
close the opening created by the rings in
the aftermost portion of the net,
provided the liner extends no more than
10 meshes forward of the aftermost
portion of the net. The inside webbing
of the codend shall be the same
circumference or less than the outside
webbing (strengthener). In addition, the
inside webbing shall not be more than
2 ft (61 cm) longer than the outside
webbing.
■ 7. Section 648.24 is revised to read as
follows:
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§ 648.24 Fishery closures and
accountability measures.
(a) Fishery closure procedures—(1)
Loligo. NMFS shall close the directed
fishery in the EEZ for Loligo when the
Regional Administrator projects that 90
percent of the Loligo quota is harvested
in Trimesters I and II, and when 95
percent of the Loligo DAH has been
harvested in Trimester III. The closure
of the directed fishery shall be in effect
for the remainder of that fishing period,
with incidental catches allowed as
specified at § 648.26.
(i) If the Regional Administrator
determines that the Trimester I closure
threshold has been under-harvested by
25 percent or more, then the amount of
the underharvest shall be reallocated to
Trimester II and Trimester III, as
specified at § 648.22(f)(2), through
notice in the Federal Register.
(ii) [Reserved]
(2) Illex. NMFS shall close the
directed Illex fishery in the EEZ when
the Regional Administrator projects that
95 percent of the Illex DAH is harvested.
The closure of the directed fishery shall
be in effect for the remainder of that
fishing period, with incidental catches
allowed as specified at § 648.26.
(b) Mackerel AMs. (1) Mackerel
commercial sector EEZ closure. NMFS
shall close the commercial mackerel
fishery in the EEZ when the Regional
Administrator projects that 90 percent
of the mackerel DAH is harvested, if
such a closure is necessary to prevent
the DAH from being exceeded. The
closure of the commercial fishery shall
be in effect for the remainder of that
fishing year, with incidental catches
allowed as specified in § 648.26. When
the Regional Administrator projects that
the DAH for mackerel shall be landed,
NMFS shall close the commercial
mackerel fishery in the EEZ, and the
incidental catches specified for
mackerel in § 648.26 will be prohibited.
(2) Mackerel commercial landings
overage repayment. If the mackerel ACL
is exceeded, and commercial fishery
landings are responsible for the overage,
then landings in excess of the DAH will
be deducted from the DAH the
following year, as a single-year
adjustment to the DAH.
(3) Mackerel recreational sector EEZ
closure. NMFS shall close the
recreational mackerel fishery in the EEZ
when the Regional Administrator
determines that recreational landings
have exceeded the RHL. This
determination shall be based on
observed landings and will not utilize
projections of future data.
(4) Mackerel recreational landings
overage repayment. If the mackerel ACL
is exceeded, and the recreational fishery
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landings are responsible for the overage,
then landings in excess of the RHL will
be deducted from the RHL for the
following year, as a single-year
adjustment.
(5) Non-landing AMs, by sector. In the
event that the ACL is exceeded, and that
the overage has not been accommodated
through other landing-based AMs, but is
attributable to either the commercial or
recreational sector (such as research
quota overages, dead discards in excess
of those otherwise accounted for in
management uncertainty, or other nonlanding overages), then the exact
amount, in pounds, by which the sector
ACT was exceeded will be deducted
from the following year, as a single-year
adjustment.
(6) Mackerel ACL overage evaluation.
The ACL will be evaluated based on a
single-year examination of total catch
(landings and discards). Both landings
and dead discards will be evaluated in
determining if the ACL has been
exceeded. NMFS shall make
determinations about overages and
implement any changes to the ACL, in
accordance with the Administrative
Procedure Act, through notification in
the Federal Register, by March 31 of the
fishing year in which the deductions
will be made.
(c) Butterfish AMs—(1) Butterfish EEZ
closure. NMFS shall close the directed
butterfish fishery in the EEZ when the
Regional Administrator projects that 80
percent of the butterfish DAH has been
harvested. The closure of the directed
fishery shall be in effect for the
remainder of that fishing year, with
incidental catches allowed as specified
at § 648.26.
(2) Butterfish ACL overage repayment.
If the butterfish ACL is exceeded, then
catch in excess of the ACL will be
deducted from the ACL the following
year, as a single-year adjustment.
(3) Butterfish mortality cap on the
Loligo fishery. NMFS shall close the
directed fishery in the EEZ for Loligo
when the Regional Administrator
projects that 80 percent of the butterfish
mortality cap has been harvested in
Trimester I, and/or when 90 percent of
the butterfish mortality cap has been
harvested in Trimester III.
(4) Butterfish ACL overage evaluation.
The ACL will be evaluated based on a
single-year examination of total catch
(landings and discards). Both landings
and dead discards will be evaluated in
determining if the ACL has been
exceeded. NMFS shall make
determinations about overages and
implement any changes to the ACL, in
accordance with the Administrative
Procedure Act, through notification in
the Federal Register, by March 31 of the
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fishing year in which the deductions
will be made.
(d) Notification. Upon determining
that a closure is necessary, the Regional
Administrator will notify, in advance of
the closure, the Executive Directors of
the MAFMC, NEFMC, and SAFMC; mail
notification of the closure to all holders
of mackerel, squid, and butterfish
fishery permits at least 72 hours before
the effective date of the closure; provide
adequate notice of the closure to
recreational participants in the fishery;
and publish notification of closure in
the Federal Register.
■ 8. Section 648.25 is revised to read as
follows:
§ 648.25 Atlantic Mackerel, squid, and
butterfish framework adjustments to
management measures.
(a) Within season management action.
The MAFMC may, at any time, initiate
action to add or adjust management
measures within the Atlantic Mackerel,
Squid, and Butterfish FMP if it finds
that action is necessary to meet or be
consistent with the goals and objectives
of the FMP.
(1) Adjustment process. The MAFMC
shall develop and analyze appropriate
management actions over the span of at
least two MAFMC meetings. The
MAFMC must provide the public with
advance notice of the availability of the
recommendation(s), appropriate
justification(s) and economic and
biological analyses, and the opportunity
to comment on the proposed
adjustment(s) at the first meeting and
prior to and at the second MAFMC
meeting. The MAFMC’s
recommendations on adjustments or
additions to management measures
must come from one or more of the
following categories: Adjustments
within existing ABC control rule levels;
adjustments to the existing MAFMC risk
policy; introduction of new AMs,
including sub-ACTs; minimum fish size;
maximum fish size; gear restrictions;
gear requirements or prohibitions;
permitting restrictions, recreational
possession limit; recreational seasons;
closed areas; commercial seasons;
commercial trip limits; commercial
quota system, including commercial
quota allocation procedure and possible
quota set-asides to mitigate bycatch;
recreational harvest limit; annual
specification quota setting process; FMP
Monitoring Committee composition and
process; description and identification
of EFH (and fishing gear management
measures that impact EFH); description
and identification of habitat areas of
particular concern; overfishing
definition and related thresholds and
targets; regional gear restrictions;
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regional season restrictions (including
option to split seasons); restrictions on
vessel size (LOA and GRT) or shaft
horsepower; changes to the Northeast
Region SBRM (including the CV-based
performance standard, the means by
which discard data are collected/
obtained, fishery stratification, reports,
and/or industry-funded observers or
observer set-aside programs); any other
management measures currently
included in the FMP, set aside quota for
scientific research, regional
management, and process for inseason
adjustment to the annual specification.
Measures contained within this list that
require significant departures from
previously contemplated measures or
that are otherwise introducing new
concepts may require amendment of the
FMP instead of a framework adjustment.
(2) MAFMC recommendation. After
developing management actions and
receiving public testimony, the MAFMC
shall make a recommendation to the
Regional Administrator. The MAFMC’s
recommendation must include
supporting rationale, if management
measures are recommended, an analysis
of impacts, and a recommendation to
the Regional Administrator on whether
to issue the management measures as a
final rule. If the MAFMC recommends
that the management measures should
be issued as a final rule, the MAFMC
must consider at least the following
factors, and provide support and
analysis for each factor considered:
(i) Whether the availability of data on
which the recommended management
measures are based allows for adequate
time to publish a proposed rule, and
whether the regulations would have to
be in place for an entire harvest/fishing
season.
(ii) Whether there has been adequate
notice and opportunity for participation
by the public and members of the
affected industry in the development of
the recommended management
measures.
(iii) Whether there is an immediate
need to protect the resource.
(iv) Whether there will be a
continuing evaluation of management
measures following their
implementation as a final rule.
(3) NMFS action. If the MAFMC’s
recommendation includes adjustments
or additions to management measures
and, after reviewing the MAFMC’s
recommendation and supporting
information:
(i) If NMFS concurs with the
MAFMC’s recommended management
measures and determines that the
recommended management measures
should be issued as a final rule based on
the factors specified in paragraph (a)(2)
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16:53 Sep 28, 2011
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of this section, the measures will be
issued as a final rule in the Federal
Register.
(ii) If NMFS concurs with the
MAFMC’s recommended management
measures and determines that the
recommended management measures
should be published first as a proposed
rule, the measures will be published as
a proposed rule in the Federal Register.
After additional public comment, if
NMFS concurs with the MAFMC
recommendation, the measures will be
issued as a final rule in the Federal
Register.
(iii) If NMFS does not concur, the
MAFMC will be notified in writing of
the reasons for the non-concurrence.
(4) Emergency actions. Nothing in this
section is meant to derogate from the
authority of the Secretary to take
emergency action under section 305(e)
of the Magnuson-Stevens Act.
(b) [Reserved]
■ 9. Section 648.26 is revised to read as
follows:
§ 648.26 Mackerel, squid, and butterfish
possession restrictions.
(a) Atlantic mackerel. During a
closure of the commercial Atlantic
mackerel fishery that occurs prior to
June 1, vessels may not fish for, possess,
or land more than 20,000 lb (9.08 mt) of
Atlantic mackerel per trip at any time,
and may only land Atlantic mackerel
once on any calendar day, which is
defined as the 24-hr period beginning at
0001 hours and ending at 2400 hours.
During a closure of the commercial
fishery for mackerel that occurs on or
after June 1, vessels may not fish for,
possess, or land more than 50,000 lb
(22.7 mt) of Atlantic mackerel per trip
at any time, and may only land Atlantic
mackerel once on any calendar day.
(b) Loligo. During a closure of the
directed fishery for Loligo, vessels may
not fish for, possess, or land more than
2,500 lb (1.13 mt) of Loligo per trip at
any time, and may only land Loligo once
on any calendar day, which is defined
as the 24-hr period beginning at 0001
hours and ending at 2400 hours. If a
vessel has been issued a Loligo
incidental catch permit (as specified at
§ 648.4(a)(5)(ii)), then it may not fish for,
possess, or land more than 2,500 lb
(1.13 mt) of Loligo per trip at any time
and may only land Loligo once on any
calendar day.
(c) Illex. During a closure of the
directed fishery for Illex, vessels may
not fish for, possess, or land more than
10,000 lb (4.54 mt) of Illex per trip at
any time, and may only land Illex once
on any calendar day, which is defined
as the 24-hr period beginning at 0001
hours and ending at 2400 hours. If a
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vessel has been issued an Illex
incidental catch permit (as specified at
§ 648.4(a)(5)(ii)), then it may not fish for,
possess, or land more than 10,000 lb
(4.54 mt) of Illex per trip at any time,
and may only land Illex once on any
calendar day.
(d) Butterfish. (1) During a closure of
the directed fishery for butterfish that
occurs prior to October 1, vessels may
not fish for, possess, or land more than
250 lb (0.11 mt) of butterfish per trip at
any time, and may only land butterfish
once on any calendar day, which is
defined as the 24-hr period beginning at
0001 hours and ending at 2400 hours.
During a closure of the directed fishery
for butterfish that occurs on or after
October 1, vessels may not fish for,
possess, or land more than 600 lb (0.27
mt) of butterfish per trip at any time,
and may only land butterfish once on
any calendar day. If a vessel has been
issued a butterfish incidental catch
permit (as specified at § 648.4(a)(5)(ii)),
it may not fish for, possess, or land more
than 600 lb (0.27 mt) of butterfish per
trip at any time, and may only land
butterfish once on any calendar day,
unless the directed fishery for butterfish
closes prior to October 1, then a vessel
that has been issued a butterfish
incidental catch permit may not fish for,
possess, or land more than 250 lb (0.11
mt) of butterfish per trip at any time,
and may only land butterfish once on
any calendar day.
(2) A vessel issued a butterfish
moratorium permit (as specified at
§ 648.4(a)(5)(i)) may not fish for,
possess, or land more than 5,000 lb
(2.27 mt) of butterfish per trip at any
time, and may only land butterfish once
on any calendar day, which is defined
as the 24-hr period beginning at 0001
hours and ending at 2400 hours.
■ 10. Section 648.27 is added to subpart
B read as follows:
§ 648.27 Observer requirements for the
Loligo fishery.
(a) A vessel issued a Loligo and
butterfish moratorium permit, as
specified at § 648.4(a)(5)(i), must, for the
purposes of observer deployment, have
a representative provide notice to NMFS
of the vessel name, vessel permit
number, contact name for coordination
of observer deployment, telephone
number or e-mail address for contact;
and the date, time, port of departure,
and approximate trip duration, at least
72 hr, but no more than 10 days, prior
to beginning any fishing trip, unless it
complies with the possession
restrictions in paragraph (c) of this
section.
(b) A vessel that has a representative
provide notification to NMFS as
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described in paragraph (a) of this
section may only embark on a Loligo
trip without an observer if a vessel
representative has been notified by
NMFS that the vessel has received a
waiver of the observer requirement for
that trip. NMFS shall notify a vessel
representative whether the vessel must
carry an observer, or if a waiver has
been granted, for the specified Loligo
trip, within 24 hr of the vessel
representative’s notification of the
prospective Loligo trip, as specified in
paragraph (a) of this section. Any
request to carry an observer may be
waived by NMFS. A vessel that fishes
with an observer waiver confirmation
number that does not match the Loligo
trip plan that was called in to NMFS is
prohibited from fishing for, possessing,
harvesting, or landing Loligo except as
specified in paragraph (c) of this
section. Confirmation numbers for trip
notification calls are only valid for 48 hr
from the intended sail date.
(c) A vessel issued a Loligo and
butterfish moratorium permit, as
specified in § 648.4(a)(5)(i), that does
not have a representative provide the
trip notification required in paragraph
(a) of this section is prohibited from
fishing for, possessing, harvesting, or
landing 2,500 lb (1.13 mt) or more of
Loligo per trip at any time, and may
only land Loligo once on any calendar
day, which is defined as the 24-hr
period beginning at 0001 hours and
ending at 2400 hours.
(d) If a vessel issued a Loligo and
butterfish moratorium permit, as
specified in § 648.4(a)(5)(i), intends to
possess, harvest, or land 2,500 lb (1.13
mt) or more of Loligo per trip or per
calendar day, has a representative notify
NMFS of an upcoming trip, is selected
by NMFS to carry an observer, and then
cancels that trip, the representative is
required to provide notice to NMFS of
the vessel name, vessel permit number,
contact name for coordination of
observer deployment, and telephone
number or e-mail address for contact,
and the intended date, time, and port of
departure for the cancelled trip prior to
the planned departure time. In addition,
if a trip selected for observer coverage
is cancelled, then that vessel is required
to carry an observer, provided an
observer is available, on its next trip.
■ 11. Section 648.70 is revised to read
as follows:
§ 648.70 Surfclam and ocean quahog
Annual Catch Limit (ACL).
(a) The MAFMC staff shall
recommend to the MAFMC ACLs for the
surfclam and ocean quahog fisheries,
which shall be equal to the ABCs
recommended by the SSC.
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(1) Sectors. The surfclam and ocean
quahog ACLs will be established
consistent with the guidelines contained
in the Atlantic Surfclam and Ocean
Quahog FMP. The ACL for ocean
quahog will then be allocated to the
Maine and non-Maine components of
the fishery according to the allocation
guidelines of the Atlantic Surfclam and
Ocean Quahog FMP as specified in
§ 648.78(b).
(2) Periodicity. The surfclam and
ocean quahog ACLs may be established
on an annual basis for up to 3 years at
a time, dependent on whether the SSC
provides single or multiple year ABC
recommendations.
(b) Performance review. The MAFMC
staff shall conduct a detailed review of
the fishery performance relative to the
ACLs at least every 5 years.
(1) If the surfclam or the ocean quahog
ACL is exceeded with a frequency
greater than 25 percent (i.e., more than
once in 4 years or any 2 consecutive
years), the MAFMC staff will review
fishery performance information and
make recommendations to the MAFMC
for changes in measures intended to
ensure the ACL is not exceeded as
frequently.
(2) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following a
determination that a stock has become
overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded, but may be conducted in
conjunction with such reviews.
■ 12. Section 648.71 is revised to read
as follows:
§ 648.71 Surfclam and ocean quahog
Annual Catch Targets (ACT).
(a) The MAFMC staff shall identify
and review the relevant sources of
management uncertainty to recommend
ACTs to the MAFMC as part of the
surfclam and ocean quahog
specification process. The MAFMC staff
recommendations shall identify the
specific sources of management
uncertainty that were considered,
technical approaches to mitigating these
sources of uncertainty, and any
additional relevant information
considered in the ACT recommendation
process.
(1) Sectors. The surfclam ACT and the
sum of the Maine and non-Maine ocean
quahog ACTs shall be less than or equal
to the ACL for the corresponding stock.
The MAFMC staff shall recommend any
reduction in catch necessary to address
management uncertainty, consistent
with paragraph (a) of this section.
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(2) Periodicity. ACTs may be
established on an annual basis for up to
3 years at a time, dependent on whether
the SSC provides single or multiple year
ABC recommendations.
(b) Performance review. The MAFMC
staff shall conduct a detailed review of
fishery performance relative to ACTs in
conjunction with any ACL performance
review, as outlined in § 648.70(b)(1)
through (3).
■ 13. Section 648.72 is revised to read
as follows:
§ 648.72 Surfclam and ocean quahog
specifications.
(a) Establishing catch quotas. The
amount of surfclams or ocean quahogs
that may be caught annually by fishing
vessels subject to these regulations will
be specified for up to a 3-year period by
the Regional Administrator.
Specifications of the annual quotas will
be accomplished in the final year of the
quota period, unless the quotas are
modified in the interim pursuant to
paragraph (b) of this section. The
amount of surfclams available for
harvest annually must be specified
within the range of 1.85 to 3.4 million
bu (98.5 to 181 million L). The amount
of ocean quahogs available for harvest
annually must be specified within the
range of 4 to 6 million bu (213 to 319.4
million L). Quotas for surfclams and
ocean quahogs may be specified below
these ranges if the ABC
recommendation of the SSC limits the
ACL to a value less than the minimum
of the range indicated.
(1) Quota reports. On an annual basis,
MAFMC staff will produce and provide
to the MAFMC an Atlantic surfclam and
ocean quahog annual quota
recommendation paper based on the
ABC recommendation of the SSC, the
latest available stock assessment report
prepared by NMFS, data reported by
harvesters and processors, and other
relevant data, as well as the information
contained in paragraphs (a)(1)(i) through
(vi) of this section. Based on that report,
and at least once prior to August 15 of
the year in which a multi-year annual
quota specification expires, the
MAFMC, following an opportunity for
public comment, will recommend to the
Regional Administrator annual quotas
and estimates of DAH and DAP within
the ranges specified for up to a 3-year
period. In selecting the annual quotas,
the MAFMC shall consider the current
stock assessments, catch reports, and
other relevant information concerning:
(i) Exploitable and spawning biomass
relative to the OY.
(ii) Fishing mortality rates relative to
the OY.
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(iii) Magnitude of incoming
recruitment.
(iv) Projected effort and
corresponding catches.
(v) Geographical distribution of the
catch relative to the geographical
distribution of the resource.
(vi) Status of areas previously closed
to surfclam fishing that are to be opened
during the year and areas likely to be
closed to fishing during the year.
(2) Public review. Based on the
recommendation of the MAFMC, the
Regional Administrator shall publish
proposed surfclam and ocean quahog
quotas in the Federal Register. The
Regional Administrator shall consider
public comments received, determine
the appropriate annual quotas, and
publish the annual quotas in the
Federal Register. The quota shall be set
at that amount that is most consistent
with the objectives of the Atlantic
Surfclam and Ocean Quahog FMP. The
Regional Administrator may set quotas
at quantities different from the
MAFMC’s recommendations only if he/
she can demonstrate that the MAFMC’s
recommendations violate the national
standards of the Magnuson-Stevens Act
or the objectives of the Atlantic
Surfclam and Ocean Quahog FMP or
other applicable law.
(b) Interim quota modifications. Based
upon information presented in the quota
reports described in paragraph (a)(1) of
this section, the MAFMC may
recommend to the Regional
Administrator a modification to the
annual quotas that have been specified
for a 3-year period and any estimate of
DAH or DAP made in conjunction with
such specifications within the ranges
specified in paragraph (a)(1) of this
section. Based upon the MAFMC’s
recommendation, the Regional
Administrator may propose surfclam
and or ocean quahog quotas that differ
from the annual quotas specified for the
current 3-year period. Such
modification shall be in effect for a
period of up to 3 years, unless further
modified. Any interim modification
shall follow the same procedures for
establishing the annual quotas that are
specified for up to a 3-year period.
(c) Annual quotas. The annual quotas
for surfclams and ocean quahogs will
remain effective unless revised pursuant
to this section. At the end of a multiyear
quota period, NMFS will issue
notification in the Federal Register if
the previous year’s specifications will
not be changed.
14. Section 648.73 is revised to read
as follows:
■
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§ 648.73 Surfclam and ocean quahog
Accountability Measures.
(a) Commercial ITQ fishery. (1) If the
ACL for surfclam or ocean quahog is
exceeded, and the overage can be
attributed to one or more ITQ allocation
holders, the full amount of the overage
will be deducted from the appropriate
ITQ allocation in the following fishing
year.
(2) Any amount of an ACL overage
that cannot be otherwise attributed to an
ITQ allocation holder will be deducted
from the appropriate ACL in the
following fishing year.
(b) Maine mahogany quahog fishery.
If the ocean quahog ACL is exceeded,
and the Maine mahogany quahog fishery
is responsible for the overage, than the
Maine fishery ACT shall be reduced in
the following year by an amount equal
to the ACL overage.
■ 15. Section 648.74 is revised to read
as follows:
§ 648.74
Annual individual allocations.
(a) General. (1) Each fishing year, the
Regional Administrator shall determine
the initial allocation of surfclams and
ocean quahogs for the next fishing year
for each allocation holder owning an
allocation pursuant to paragraph (a)(2)
of this section. For each species, the
initial allocation for the next fishing
year is calculated by multiplying the
allocation percentage owned by each
allocation owner as of the last day of the
previous fishing year in which
allocation owners are permitted to
permanently transfer allocation
percentage pursuant to paragraph (b) of
this section (i.e., October 15 of every
year), by the quota specified by the
Regional Administrator pursuant to
§ 648.72. The total number of bushels of
allocation shall be divided by 32 to
determine the appropriate number of
cage tags to be issued or acquired under
§ 648.77. Amounts of allocation of 0.5
cages or smaller created by this division
shall be rounded downward to the
nearest whole number, and amounts of
allocation greater than 0.5 cages created
by this division shall be rounded
upward to the nearest whole number, so
that allocations are specified in whole
cages. These allocations shall be made
in the form of an allocation permit
specifying the allocation percentage and
the allocation in cages and cage tags for
each species. An allocation permit is
only valid for the entity for which it is
issued. Such permits shall be issued on
or before December 15, to allow
allocation owners to purchase cage tags
from a vendor specified by the Regional
Administrator pursuant to § 648.77(b).
(2) The Regional Administrator may,
after publication of a fee notification in
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the Federal Register, charge a permit fee
before issuance of the permit to recover
administrative expenses. Failure to pay
the fee will preclude issuance of the
permit.
(b) Transfers—(1) Allocation
percentage. Subject to the approval of
the Regional Administrator, part or all
of an allocation percentage may be
transferred in the year in which the
transfer is made, to any person or entity
eligible to own a documented vessel
under the terms of 46 U.S.C. 12102(a).
Approval of a transfer by the Regional
Administrator and for a new allocation
permit reflecting that transfer may be
requested by submitting a written
application for approval of the transfer
and for issuance of a new allocation
permit to the Regional Administrator at
least 10 days before the date on which
the applicant desires the transfer to be
effective, in the form of a completed
transfer log supplied by the Regional
Administrator. The transfer is not
effective until the new holder receives
a new or revised annual allocation
permit from the Regional Administrator.
An application for transfer may not be
made between October 15 and
December 31 of each year.
(2) Cage tags. Cage tags issued
pursuant to § 648.77 may be transferred
at any time, and in any amount subject
to the restrictions and procedure
specified in paragraph (b)(1) of this
section; provided that application for
such cage tag transfers may be made at
any time before December 10 of each
year. The transfer is effective upon the
receipt by the transferee of written
authorization from the Regional
Administrator.
(3) Review. If the Regional
Administrator determines that the
applicant has been issued a Notice of
Permit Sanction for a violation of the
Magnuson-Stevens Act that has not been
resolved, he/she may decline to approve
such transfer pending resolution of the
matter.
■ 16. Section 648.75 is revised to read
as follows:
§ 648.75 Shucking at sea and minimum
surfclam size.
(a) Shucking at sea—(1) Observers.
(i) The Regional Administrator may
allow the shucking of surfclams or
ocean quahogs at sea if he/she
determines that an observer carried
aboard the vessel can measure
accurately the total amount of surfclams
and ocean quahogs harvested in the
shell prior to shucking.
(ii) Any vessel owner may apply in
writing to the Regional Administrator to
shuck surfclams or ocean quahogs at
sea. The application shall specify: Name
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and address of the applicant; permit
number of the vessel; method of
calculating the amount of surfclams or
ocean quahogs harvested in the shell;
vessel dimensions and
accommodations; and length of fishing
trip.
(iii) The Regional Administrator shall
provide an observer to any vessel owner
whose application is approved. The
owner shall pay all reasonable expenses
of carrying the observer on board the
vessel.
(iv) Any observer shall certify at the
end of each trip the amount of surfclams
or ocean quahogs harvested in the shell
by the vessel. Such certification shall be
made by the observer’s signature on the
daily fishing log required by § 648.7.
(2) Conversion factor. (i) Based on the
recommendation of the MAFMC, the
Regional Administrator may allow
shucking at sea of surfclams or ocean
quahogs, with or without an observer, if
he/she determines a conversion factor
for shucked meats to calculate
accurately the amount of surfclams or
ocean quahogs harvested in the shell.
(ii) The Regional Administrator shall
publish notification in the Federal
Register specifying a conversion factor,
together with the data used in its
calculation, for a 30-day comment
period. After consideration of the public
comments and any other relevant data,
the Regional Administrator may publish
final notification in the Federal Register
specifying the conversion factor.
(iii) If the Regional Administrator
makes the determination specified in
paragraph (b)(1) of this section, he/she
may authorize the vessel owner to shuck
surfclams or ocean quahogs at sea. Such
authorization shall be in writing and be
carried aboard the vessel.
(b) Minimum surfclam size—(1)
Minimum length. The minimum length
for surfclams is 4.75 inches (12.065 cm).
(2) Determination of compliance. No
more than 50 surfclams in any cage may
be less than 4.75 inches (12.065 cm) in
length. If more than 50 surfclams in any
inspected cage of surfclams are less than
4.75 inches (12.065 cm) in length, all
cages landed by the same vessel from
the same trip are deemed to be in
violation of the minimum size
restriction.
(3) Suspension. Upon the
recommendation of the MAFMC, the
Regional Administrator may suspend
annually, by publication in the Federal
Register, the minimum shell-length
standard, unless discard, catch, and
survey data indicate that 30 percent of
the surfclams are smaller than 4.75
inches (12.065 cm) and the overall
reduced shell length is not attributable
to beds where the growth of individual
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surfclams has been reduced because of
density dependent factors.
(4) Measurement. Length is measured
at the longest dimension of the surfclam
shell.
■ 17. Section 648.76 is revised to read
as follows:
§ 648.76
Closed areas.
(a) Areas closed because of
environmental degradation. Certain
areas are closed to all surfclam and
ocean quahog fishing because of adverse
environmental conditions. These areas
will remain closed until the Regional
Administrator determines that the
adverse environmental conditions no
longer exist. If additional areas are
identified by the Regional Administrator
as being contaminated by the
introduction or presence of hazardous
materials or pollutants, they may be
closed by the Regional Administrator in
accordance with paragraph (c) of this
section. The areas closed are:
(1) Boston Foul Ground. The waste
disposal site known as the ‘‘Boston Foul
Ground’’ and located at 42°25′36″ N.
lat., 70°35′00″ W. long., with a radius of
1 nm (1.61 km) in every direction from
that point.
(2) New York Bight. The polluted area
and waste disposal site known as the
‘‘New York Bight’’ and located at
40°25′04″ N. lat., 73°42′38″ W. long.,
and with a radius of 6 nm (9.66 km) in
every direction from that point,
extending further northwestward,
westward and southwestward between a
line from a point on the arc at 40°31′00″
N. lat., 73°43′38″ W. long., directly
northward toward Atlantic Beach Light
in New York to the limit of the state
territorial waters of New York; and a
line from the point on the arc at
40°19′48″ N. lat., 73°45′42″ W. long., to
a point at the limit of the state territorial
waters of New Jersey at 40°14′00″ N. lat.,
73°55′42″ W. long.
(3) 106 Dumpsite. The toxic industrial
site known as the ‘‘106 Dumpsite’’ and
located between 38°40′00″ and
39°00′00″ N. lat., and between 72°00′00″
and 72°30′00″ W. long.
(4) Georges Bank. The paralytic
shellfish poisoning (PSP) contaminated
area, which is located on Georges Bank,
and located east of 69° W. long., and
south of 42°20′ N. lat.
(b) Areas closed because of small
surfclams. Areas may be closed because
they contain small surfclams.
(1) Closure. The Regional
Administrator may close an area to
surfclams and ocean quahog fishing if
he/she determines, based on logbook
entries, processors’ reports, survey
cruises, or other information, that the
area contains surfclams of which:
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(i) Sixty percent or more are smaller
than 4.5 inches (11.43 cm); and
(ii) Not more than 15 percent are
larger than 5.5 inches (13.97 cm) in size.
(2) Reopening. The Regional
Administrator may reopen areas or parts
of areas closed under paragraph (b)(1) of
this section if he/she determines, based
on survey cruises or other information,
that:
(i) The average length of the dominant
(in terms of weight) size class in the area
to be reopened is equal to or greater
than 4.75 inches (12.065 cm); or
(ii) The yield or rate of growth of the
dominant shell-length class in the area
to be reopened would be significantly
enhanced through selective, controlled,
or limited harvest of surfclams in the
area.
(c) Procedure. (1) The Regional
Administrator may hold a public
hearing on the proposed closure or
reopening of any area under paragraph
(a) or (b) of this section. The Regional
Administrator shall publish notification
in the Federal Register of any proposed
area closure or reopening, including any
restrictions on harvest in a reopened
area. Comments on the proposed closure
or reopening must be submitted to the
Regional Administrator within 30 days
after publication. The Regional
Administrator shall consider all
comments and publish the final
notification of closure or reopening, and
any restrictions on harvest, in the
Federal Register. Any adjustment to
harvest restrictions in a reopened area
shall be made by notification in the
Federal Register. The Regional
Administrator shall send notice of any
action under this paragraph (c)(1) to
each surfclam and ocean quahog
processor and to each surfclam and
ocean quahog permit holder.
(2) If the Regional Administrator
determines, as the result of testing by
state, Federal, or private entities, that a
closure of an area under paragraph (a)
of this section is necessary to prevent
any adverse effects fishing may have on
the public health, he/she may close the
area for 60 days by publication of
notification in the Federal Register,
without prior comment or public
hearing. If an extension of the 60-day
closure period is necessary to protect
the public health, the hearing and notice
requirements of paragraph (c)(1) of this
section shall be followed.
(d) Areas closed due to the presence
of paralytic shellfish poisoning toxin—
(1) Maine mahogany quahog zone. The
Maine mahogany quahog zone is closed
to fishing for ocean quahogs except in
those areas of the zone that are tested by
the State of Maine and deemed to be
within the requirements of the National
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Shellfish Sanitation Program and
adopted by the Interstate Shellfish
Sanitation Conference as acceptable
limits for the toxin responsible for PSP.
Harvesting is allowed in such areas
during the periods specified by the
Maine Department of Marine Resources
during which quahogs are safe for
human consumption. For information
regarding these areas contact the State of
Maine Division of Marine Resources.
(2) [Reserved]
■ 18. Section 648.77 is revised to read
as follows:
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§ 648.77
Cage identification.
Except as provided in § 648.78, the
following cage identification
requirements apply to all vessels issued
a Federal fishing permit for surfclams
and ocean quahogs:
(a) Tagging. Before offloading, all
cages that contain surfclams or ocean
quahogs must be tagged with tags
acquired annually under provisions of
paragraph (b) of this section. A tag must
be fixed on or as near as possible to the
upper crossbar of the cage. A tag is
required for every 60 ft3 (1,700 L) of
cage volume, or portion thereof. A tag or
tags must not be removed until the cage
is emptied by the processor, at which
time the processor must promptly
remove and retain the tag(s) for 60 days
beyond the end of the calendar year,
unless otherwise directed by authorized
law enforcement agents.
(b) Issuance. The Regional
Administrator will issue a supply of tags
to each individual allocation owner
qualifying for an allocation under
§ 648.74 prior to the beginning of each
fishing year, or he/she may specify, in
the Federal Register, a vendor from
whom the tags shall be purchased. The
number of tags will be based on the
owner’s initial allocation as specified in
§ 648.74(a). Each tag represents 32 bu
(1,700 L) of allocation.
(c) Expiration. Tags will expire at the
end of the fishing year for which they
are issued, or if rendered null and void
in accordance with 15 CFR part 904.
(d) Return. Tags that have been
rendered null and void must be
returned to the Regional Administrator,
if possible.
(e) Loss. Loss or theft of tags must be
reported by the owner, numerically
identifying the tags to the Regional
Administrator by telephone as soon as
the loss or theft is discovered and in
writing within 24 hours. Thereafter, the
reported tags shall no longer be valid for
use under this part.
(f) Replacement. Lost or stolen tags
may be replaced by the Regional
Administrator if proper notice of the
loss is provided by the person to whom
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the tags were issued. Replacement tags
may be purchased from the Regional
Administrator or a vendor with a
written authorization from the Regional
Administrator.
(g) Transfer. See § 648.74(b)(2).
(h) Presumptions. Surfclams and
ocean quahogs found in cages without a
valid state tag are deemed to have been
harvested in the EEZ and to be part of
an individual’s allocation, unless the
individual demonstrates that he/she has
surrendered his/her Federal vessel
permit issued under § 648.4(a)(4) and
conducted fishing operations
exclusively within waters under the
jurisdiction of any state. Surfclams and
ocean quahogs in cages with a Federal
tag or tags, issued and still valid
pursuant to this section, affixed thereto
are deemed to have been harvested by
the individual allocation holder to
whom the tags were issued under the
provisions of § 648.77(b) or transferred
under the provisions of § 648.74(b).
■ 19. Section 648.78 is added to subpart
E to read as follows:
§ 648.78
Maine mahogany quahog zone.
(a) Landing requirements. (1) A vessel
issued a valid Maine mahogany quahog
permit pursuant to § 648.4(a)(4)(i), and
fishing for or possessing ocean quahogs
within the Maine mahogany quahog
zone, must land its catch in the State of
Maine.
(2) A vessel fishing under an
individual allocation permit, regardless
of whether it has a Maine mahogany
quahog permit, fishing for or possessing
ocean quahogs within the zone, may
land its catch in the State of Maine, or,
consistent with applicable state law in
any other state that utilizes food safetybased procedures including sampling
and analyzing for PSP toxin consistent
with those food safety-based procedures
used by the State of Maine for such
purpose, and must comply with all
requirements in §§ 648.74 and 648.77.
Documentation required by the state
and other laws and regulations
applicable to food safety-based
procedures must be made available by
federally permitted dealers for
inspection by NMFS.
(b) ACT monitoring and closures—(1)
Catch quota. (i) The ACT for harvest of
mahogany quahogs from within the
Maine mahogany quahog zone is
100,000 Maine bu (35,239 hL). The ACL
may be revised annually within the
range of 17,000 and 100,000 Maine bu
(5,991 and 35,239 hL) following the
procedures set forth in §§ 648.72 and
648.73, if applicable.
(ii) All mahogany quahogs landed for
sale in Maine by vessels issued a Maine
mahogany quahog permit and not
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fishing for an individual allocation of
ocean quahogs under § 648.74 shall be
applied against the Maine mahogany
quahog ACT, regardless of where the
mahogany quahogs are harvested.
(iii) All mahogany quahogs landed by
vessels fishing in the Maine mahogany
quahog zone for an individual allocation
of quahogs under § 648.74 will be
counted against the ocean quahog
allocation for which the vessel is
fishing.
(iv) The Regional Administrator will
monitor the ACT based on dealer
reports and other available information,
and shall determine the date when the
ACT will be harvested. NMFS shall
publish notification in the Federal
Register advising the public that,
effective upon a specific date, the Maine
mahogany quahog quota has been
harvested, and notifying vessel and
dealer permit holders that no Maine
mahogany quahog quota is available for
the remainder of the year.
(2) Maine Mahogany Quahog
Advisory Panel. The MAFMC shall
establish a Maine Mahogany Quahog
Advisory Panel consisting of
representatives of harvesters, dealers,
and the Maine Department of Marine
Resources. The Advisory Panel shall
make recommendations, through the
Surfclam and Ocean Quahog Committee
of the MAFMC, regarding revisions to
the annual quota and other management
measures.
■ 20. Section 648.79 is added to subpart
E to read as follows:
§ 648.79 Surfclam and ocean quahog
framework adjustments to management
measures.
(a) Within season management action.
The MAFMC may, at any time, initiate
action to add or adjust management
measures within the Atlantic Surfclam
and Ocean Quahog FMP if it finds that
action is necessary to meet or be
consistent with the goals and objectives
of the plan.
(1) Adjustment process. The MAFMC
shall develop and analyze appropriate
management actions over the span of at
least two MAFMC meetings. The
MAFMC must provide the public with
advance notice of the availability of the
recommendation(s), appropriate
justification(s) and economic and
biological analyses, and the opportunity
to comment on the proposed
adjustment(s) at the first meeting, and
prior to and at the second MAFMC
meeting. The MAFMC’s
recommendations on adjustments or
additions to management measures
must come from one or more of the
following categories: Adjustments
within existing ABC control rule levels;
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adjustments to the existing MAFMC risk
policy; introduction of new AMs,
including sub-ACTs; description and
identification of EFH (and fishing gear
management measures that impact
EFH); habitat areas of particular
concern; set-aside quota for scientific
research; VMS; OY range; suspension or
adjustment of the surfclam minimum
size limit; and changes to the Northeast
Region SBRM (including the CV-based
performance standard, the means by
which discard data are collected/
obtained, fishery stratification, reports,
and/or industry-funded observers or
observer set-aside programs). Issues that
require significant departures from
previously contemplated measures or
that are otherwise introducing new
concepts may require an amendment of
the FMP instead of a framework
adjustment.
(2) MAFMC recommendation. After
developing management actions and
receiving public testimony, the MAFMC
shall make a recommendation to the
Regional Administrator. The MAFMC’s
recommendation must include
supporting rationale, if management
measures are recommended, an analysis
of impacts, and a recommendation to
the Regional Administrator on whether
to issue the management measures as a
final rule. If the MAFMC recommends
that the management measures should
be issued as a final rule, it must
consider at least the following factors,
and provide support and analysis for
each factor considered:
(i) Whether the availability of data on
which the recommended management
measures are based allows for adequate
time to publish a proposed rule, and
whether the regulations would have to
be in place for an entire harvest/fishing
season.
(ii) Whether there has been adequate
notice and opportunity for participation
by the public and members of the
affected industry in the development of
recommended management measures.
(iii) Whether there is an immediate
need to protect the resource.
(iv) Whether there will be a
continuing evaluation of management
measures adopted following their
implementation as a final rule.
(3) NMFS action. If the MAFMC’s
recommendation includes adjustments
or additions to management measures
and after reviewing the MAFMC’s
recommendation and supporting
information:
(i) If NMFS concurs with the
MAFMC’s recommended management
measures and determines that the
recommended management measures
should be issued as a final rule based on
the factors specified in paragraph (a)(2)
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of this section, the measures will be
issued as a final rule in the Federal
Register.
(ii) If NMFS concurs with the
MAFMC’s recommended management
measures and determines that the
recommended management measures
should be published first as a proposed
rule, the measures will be published as
a proposed rule in the Federal Register.
After additional public comment, if
NMFS concurs with the MAFMC
recommendation, the measures will be
published as a final rule in the Federal
Register.
(iii) If NMFS does not concur, the
MAFMC will be notified in writing of
the reasons for the non-concurrence.
(4) Emergency actions. Nothing in this
section is meant to derogate from the
authority of the Secretary to take
emergency action under section 305(e)
of the Magnuson-Stevens Act.
(b) [Reserved]
■ 21. Section 648.100 is revised to read
as follows:
§ 648.100 Summer flounder Annual Catch
Limit (ACL).
(a) The Summer Flounder Monitoring
Committee shall recommend to the
MAFMC separate ACLs for the
commercial and recreational summer
flounder fisheries, the sum total of
which shall be equal to the ABC
recommended by the SSC.
(1) Sector allocations. The
commercial and recreational fishing
sector ACLs will be established
consistent with the allocation guidelines
contained in the Summer Flounder,
Scup, and Black Sea Bass Fishery
Management Plan (FMP).
(2) Periodicity. The summer flounder
commercial and recreational sector
ACLs may be established on an annual
basis for up to 3 years at a time,
dependent on whether the SSC provides
single or multiple year ABC
recommendations.
(b) Performance review. The Summer
Flounder Monitoring Committee shall
conduct a detailed review of fishery
performance relative to the sector ACLs
at least every 5 years.
(1) If one or both of the sector-specific
ACLs is exceeded with a frequency
greater than 25 percent (i.e., more than
once in 4 years or any 2 consecutive
years), the Summer Flounder
Monitoring Committee will review
fishery performance information and
make recommendations to the MAFMC
for changes in measures intended to
ensure ACLs are not exceeded as
frequently.
(2) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
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stock rebuilding plan following a
determination that the summer flounder
stock has become overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded but may be conducted in
conjunction with such reviews.
■ 22. Section 648.101 is revised to read
as follows:
§ 648.101 Summer flounder Annual Catch
Target (ACT).
(a) The Summer Flounder Monitoring
Committee shall identify and review the
relevant sources of management
uncertainty to recommend ACTs for the
commercial and recreational fishing
sectors as part of the summer flounder
specification process. The Summer
Flounder Monitoring Committee
recommendations shall identify the
specific sources of management
uncertainty that were considered,
technical approaches to mitigating these
sources of uncertainty, and any
additional relevant information
considered in the ACT recommendation
process.
(1) Sectors. Commercial and
recreational specific ACTs shall be less
than or equal to the sector-specific
ACLs. The Summer Flounder
Monitoring Committee shall recommend
any reduction in catch necessary to
address sector-specific management
uncertainty, consistent with paragraph
(a) of this section.
(2) Periodicity. ACTs may be
established on an annual basis for up to
3 years at a time, dependent on whether
the SSC provides single or multiple year
ABC recommendations.
(b) Performance review. The Summer
Flounder Monitoring Committee shall
conduct a detailed review of fishery
performance relative to ACTs in
conjunction with any ACL performance
review, as outlined in § 648.100(b)(1)
through (3).
■ 23. Section 648.102 is revised to read
as follows:
§ 648.102
Summer flounder specifications.
(a) Commercial quota, recreational
landing limits, research set-asides, and
other specification measures. The
Summer Flounder Monitoring
Committee shall recommend to the
MAFMC, through the specifications
process, for use in conjunction with
each ACL and ACT, a sector-specific
research set-aside, estimates of sectorrelated discards, recreational harvest
limit, and commercial quota, along with
other measures, as needed, that are
projected to ensure the sector-specific
ACL for an upcoming fishing year or
years will not be exceeded. The
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measures to be considered by the
Summer Flounder Monitoring
Committee are:
(1) Research quota set from a range of
0 to 3 percent of the allowable landings
level for both the commercial and
recreational sectors.
(2) Commercial minimum fish size.
(3) Minimum mesh size.
(4) Restrictions on gear other than
otter trawls.
(5) Adjustments to the exempted area
boundary and season specified in
§ 648.108(b)(1) by 30-minute intervals of
latitude and longitude and 2-week
intervals, respectively, based on data
reviewed by Summer Flounder
Monitoring Committee during the
specification process, to prevent
discarding of sublegal sized summer
flounder in excess of 10 percent, by
weight.
(6) Recreational possession limit set
from a range of 0 to 15 summer flounder
to achieve the recreational harvest limit,
set after reductions for research quota.
(7) Recreational minimum fish size.
(8) Recreational season.
(9) Recreational state conservation
equivalent and precautionary default
measures utilizing possession limits,
minimum fish sizes, and/or seasons set
after reductions for research quota.
(10) Changes, as appropriate, to the
Northeast Region SBRM, including the
CV-based performance standard, fishery
stratification, and/or reports.
(11) Modification of existing AM
measures and ACT control rules utilized
by the Summer Flounder Monitoring
Committee.
(b) Specification fishing measures.
The Demersal Species Committee shall
review the recommendations of the
Summer Flounder Monitoring
Committee. Based on these
recommendations and any public
comment, the Demersal Species
Committee shall recommend to the
MAFMC measures necessary that are
projected to ensure the sector-specific
ACLs for an upcoming fishing year or
years will not be exceeded. The
MAFMC shall review these
recommendations and, based on the
recommendations and any public
comment, recommend to the Regional
Administrator measures that are
projected to ensure the sector-specific
ACL for an upcoming fishing year or
years will not be exceeded. The
MAFMC’s recommendations must
include supporting documentation, as
appropriate, concerning the
environmental and economic impacts of
the recommendations. The Regional
Administrator shall review these
recommendations and any
recommendations of the ASMFC.
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(c) After such review, the Regional
Administrator will publish a proposed
rule in the Federal Register to
implement a coastwide commercial
quota, a recreational harvest limit,
research set-aside, adjustments to ACL
or ACT resulting from AMs, and
additional management measures for the
commercial fishery. After considering
public comment, NMFS will publish a
final rule in the Federal Register.
(1) Distribution of annual commercial
quota. (i) The annual commercial quota
will be distributed to the states, based
upon the following percentages; state
followed by percent share in
parenthesis: Maine (0.04756); New
Hampshire (0.00046); Massachusetts
(6.82046); Rhode Island (15.68298);
Connecticut (2.25708); New York
(7.64699); New Jersey (16.72499);
Delaware (0.01779); Maryland (2.03910);
Virginia (21.31676); North Carolina
(27.44584).
(ii) [Reserved]
(2) Quota transfers and combinations.
Any state implementing a state
commercial quota for summer flounder
may request approval from the Regional
Administrator to transfer part or its
entire annual quota to one or more
states. Two or more states implementing
a state commercial quota for summer
flounder may request approval from the
Regional Administrator to combine their
quotas, or part of their quotas, into an
overall regional quota. Requests for
transfer or combination of commercial
quotas for summer flounder must be
made by individual or joint letter(s)
signed by the principal state official
with marine fishery management
responsibility and expertise, or his/her
previously named designee, for each
state involved. The letter(s) must certify
that all pertinent state requirements
have been met and identify the states
involved and the amount of quota to be
transferred or combined.
(i) Within 10 working days following
the receipt of the letter(s) from the states
involved, the Regional Administrator
shall notify the appropriate state
officials of the disposition of the
request. In evaluating requests to
transfer a quota or combine quotas, the
Regional Administrator shall consider
whether:
(A) The transfer or combination
would preclude the overall annual
quota from being fully harvested;
(B) The transfer addresses an
unforeseen variation or contingency in
the fishery; and
(C) The transfer is consistent with the
objectives of the FMP and the
Magnuson-Stevens Act.
(ii) The transfer of quota or the
combination of quotas will be valid only
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for the calendar year for which the
request was made;
(iii) A state may not submit a request
to transfer quota or combine quotas if a
request to which it is party is pending
before the Regional Administrator. A
state may submit a new request when it
receives notice that the Regional
Administrator has disapproved the
previous request or when notice of the
approval of the transfer or combination
has been filed at the Office of the
Federal Register.
(iv) If there is a quota overage among
states involved in the combination of
quotas at the end of the fishing year, the
overage will be deducted from the
following year’s quota for each of the
states involved in the combined quota.
The deduction will be proportional,
based on each state’s relative share of
the combined quota for the previous
year. A transfer of quota or combination
of quotas does not alter any state’s
percentage share of the overall quota
specified in paragraph (d)(1)(i) of this
section.
(d) Recreational specification
measures. The Demersal Species
Committee shall review the
recommendations of the Summer
Flounder Monitoring Committee. Based
on these recommendations and any
public comment, the Demersal Species
Committee shall recommend to the
MAFMC and ASMFC measures that are
projected to ensure the sector-specific
ACL for an upcoming fishing year or
years will not be exceeded. The
MAFMC shall review these
recommendations and, based on the
recommendations and any public
comment, recommend to the Regional
Administrator measures that are
projected to ensure the sector-specific
ACL for an upcoming fishing year or
years will not be exceeded. The
MAFMC’s recommendations must
include supporting documentation, as
appropriate, concerning the
environmental and economic impacts of
the recommendations. The MAFMC and
the ASMFC will recommend that the
Regional Administrator implement
either:
(1) Coastwide measures. Annual
coastwide management measures that
constrain the recreational summer
flounder fishery to the recreational
harvest limit, or
(2) Conservation equivalent measures.
Individual states, or regions formed
voluntarily by adjacent states (i.e.,
multi-state conservation equivalency
regions), may implement different
combinations of minimum fish sizes,
possession limits, and closed seasons
that achieve equivalent conservation as
the coastwide measures established
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under paragraph (e)(1) of this section.
Each state or multi-state conservation
equivalency region may implement
measures by mode or area only if the
proportional standard error of
recreational landing estimates by mode
or area for that state is less than 30
percent.
(i) After review of the
recommendations, the Regional
Administrator will publish a proposed
rule in the Federal Register as soon as
possible to implement the overall
percent adjustment in recreational
landings required for the fishing year,
and the ASMFC’s recommendation
concerning conservation equivalency,
the precautionary default measures, and
coastwide measures.
(ii) The ASMFC will review
conservation equivalency proposals and
determine whether or not they achieve
the necessary adjustment to recreational
landings. The ASMFC will provide the
Regional Administrator with the
individual state and/or multi-state
region conservation measures for the
approved state and/or multi-state region
proposals and, in the case of
disapproved state and/or multi-state
region proposals, the precautionary
default measures.
(iii) The ASMFC may allow states
assigned the precautionary default
measures to resubmit revised
management measures. The ASMFC
will detail the procedures by which the
state can develop alternate measures.
The ASMFC will notify the Regional
Administrator of any resubmitted state
proposals approved subsequent to
publication of the final rule and the
Regional Administrator will publish a
notice in the Federal Register to notify
the public.
(iv) After considering public
comment, the Regional Administrator
will publish a final rule in the Federal
Register to implement either the state
specific conservation equivalency
measures or coastwide measures to
ensure that the applicable specified
target is not exceeded.
(e) Research quota. See § 648.22(g).
■ 24. Section 648.103 is revised to read
as follows:
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§ 648.103 Summer flounder accountability
measures.
(a) Commercial sector EEZ closure.
The Regional Administrator shall close
the EEZ to fishing for summer flounder
by commercial vessels for the remainder
of the calendar year by publishing
notification in the Federal Register if
he/she determines that the inaction of
one or more states will cause the
commercial sector ACL to be exceeded,
or if the commercial fisheries in all
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states have been closed. The Regional
Administrator may reopen the EEZ if
earlier inaction by a state has been
remedied by that state, or if commercial
fisheries in one or more states have been
reopened without causing the sector
ACL to be exceeded.
(b) State commercial landing quotas.
The Regional Administrator will
monitor state commercial quotas based
on dealer reports and other available
information and shall determine the
date when a state commercial quota will
be harvested. The Regional
Administrator shall publish notification
in the Federal Register advising a state
that, effective upon a specific date, its
commercial quota has been harvested
and notifying vessel and dealer permit
holders that no commercial quota is
available for landing summer flounder
in that state.
(1) Commercial ACL overage
evaluation. The commercial sector ACL
will be evaluated based on a single-year
examination of total catch (landings and
dead discards). Both landings and dead
discards will be evaluated in
determining if the commercial sector
ACL has been exceeded.
(2) Commercial landings overage
repayment. All summer flounder landed
for sale in a state shall be applied
against that state’s annual commercial
quota, regardless of where the summer
flounder were harvested. Any landings
in excess of the commercial quota in
any state, inclusive of any state-to-state
transfers, will be deducted from that
state’s annual quota for the following
year in the final rule that establishes the
annual state-by-state quotas, irrespective
of whether the commercial sector ACL
is exceeded. The overage deduction will
be based on landings for the current
year through October 31 and on
landings for the previous calendar year
that were not included when the
overage deduction was made in the final
rule that established the annual quota
for the current year. If the Regional
Administrator determines during the
fishing year that any part of an overage
deduction was based on erroneous
landings data that were in excess of
actual landings for the period
concerned, he/she will restore the
overage that was deducted in error to
the appropriate quota allocation. The
Regional Administrator will publish
notification in the Federal Register
announcing such restoration.
(c) Recreational landings sector
closure. The Regional Administrator
will monitor recreational landings based
on the best available data and shall
determine if the recreational harvest
limit has been met or exceeded. The
determination will be based on observed
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landings and will not utilize projections
of future landings. At such time that the
available data indicate that the
recreational harvest limit has been met
or exceeded, the Regional Administrator
shall publish notification in the Federal
Register advising that, effective on a
specific date, the summer flounder
recreational fishery in the EEZ shall be
closed for remainder of the calendar
year.
(1) Recreational ACL overage
evaluation. The recreational sector ACL
will be evaluated based on a 3-year
moving average comparison of total
catch (landings and dead discards). Both
landings and dead discards will be
evaluated in determining if the 3-year
average recreational sector ACL has
been exceeded. The 3-year moving
average will be phased in over the first
3 years, beginning with 2012: Total
recreational catch from 2012 will be
compared to the 2012 recreational sector
ACL; the average total catch from both
2012 and 2013 will be compared to the
average of the 2012 and 2013
recreational sector ACLs; the average
total catch from 2012, 2013, and 2014
will be compared to the average of the
2012, 2013, and 2014 recreational sector
ACLs; and for all subsequent years, the
preceding 3-year average recreational
total catch will be compared to the
preceding 3-year average recreational
sector ACL.
(2) Recreational landing overage
repayment. If available data indicate
that the recreational sector ACL has
been exceeded and the landings have
exceeded the RHL, the exact poundage
of the landings overage will be
deducted, as soon as possible, from a
subsequent single fishing year
recreational sector ACT.
(d) Non-landing accountability
measures, by sector. In the event that a
sector ACL has been exceeded and the
overage has not been accommodated
through landing-based AMs, then the
exact amount by which the sector ACL
was exceeded, in pounds, will be
deducted, as soon as possible, from the
applicable subsequent single fishing
year sector ACL.
(e) State/Federal disconnect AM. If
the total catch, allowable landing,
commercial quotas and/or RHL
measures adopted by the ASMFC
Summer Flounder Management Board
and the MAFMC differ for a given
fishing year, administrative action will
be taken as soon as possible to revisit
the respective recommendations of the
two groups. The intent of this action
shall be to achieve alignment through
consistent state and Federal measures so
no differential effects occur on Federal
permit holders.
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25. Section 648.104 is revised to read
as follows:
■
§ 648.104
sizes.
Summer flounder minimum fish
(a) Moratorium (commercial)
permitted vessels. The minimum size
for summer flounder is 14 inches (35.6
cm) TL for all vessels issued a
moratorium permit under § 648.4(a)(3),
except on board party and charter boats
carrying passengers for hire or carrying
more than three crew members, if a
charter boat, or more than five crew
members, if a party boat.
(b) Party/charter permitted vessels
and recreational fishery participants.
Unless otherwise specified pursuant to
§ 648.107, the minimum size for
summer flounder is 18.5 inches (46.99
cm) TL for all vessels that do not qualify
for a moratorium permit under
§ 648.4(a)(3), and charter boats holding
a moratorium permit if fishing with
more than three crew members, or party
boats holding a moratorium permit if
fishing with passengers for hire or
carrying more than five crew members.
(c) The minimum sizes in this section
apply to whole fish or to any part of a
fish found in possession, e.g., fillets,
except that party and charter vessels
possessing valid state permits
authorizing filleting at sea may possess
fillets smaller than the size specified if
all state requirements are met.
■ 26. Section 648.105 is revised to read
as follows:
§ 648.105 Summer flounder recreational
fishing season.
Unless otherwise specified pursuant
to § 648.107, vessels that are not eligible
for a moratorium permit under
§ 648.4(a)(3), and fishermen subject to
the possession limit, may fish for
summer flounder from May 1 through
September 30. This time period may be
adjusted pursuant to the procedures in
§ 648.102.
■ 27. Section 648.106 is revised to read
as follows:
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§ 648.106 Summer flounder possession
restrictions.
(a) Party/charter and recreational
possession limits. Unless otherwise
specified pursuant to § 648.107, no
person shall possess more than two
summer flounder in, or harvested from,
the EEZ, unless that person is the owner
or operator of a fishing vessel issued a
summer flounder moratorium permit, or
is issued a summer flounder dealer
permit. Persons aboard a commercial
vessel that is not eligible for a summer
flounder moratorium permit are subject
to this possession limit. The owner,
operator, and crew of a charter or party
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boat issued a summer flounder
moratorium permit are subject to the
possession limit when carrying
passengers for hire or when carrying
more than five crew members for a party
boat, or more than three crew members
for a charter boat. This possession limit
may be adjusted pursuant to the
procedures in § 648.102.
(b) If whole summer flounder are
processed into fillets, the number of
fillets will be converted to whole
summer flounder at the place of landing
by dividing the fillet number by two. If
summer flounder are filleted into single
(butterfly) fillets, each fillet is deemed
to be from one whole summer flounder.
(c) Summer flounder harvested by
vessels subject to the possession limit
with more than one person on board
may be pooled in one or more
containers. Compliance with the daily
possession limit will be determined by
dividing the number of summer
flounder on board by the number of
persons on board, other than the captain
and the crew. If there is a violation of
the possession limit on board a vessel
carrying more than one person, the
violation shall be deemed to have been
committed by the owner and operator of
the vessel.
(d) Commercially permitted vessel
possession limits. Owners and operators
of otter trawl vessels issued a permit
under § 648.4(a)(3) that fish with or
possess nets or pieces of net on board
that do not meet the minimum mesh
requirements and that are not stowed in
accordance with § 648.108(e), may not
retain 100 lb (45.4 kg) or more of
summer flounder from May 1 through
October 31, or 200 lb (90.7 kg) or more
of summer flounder from November 1
through April 30, unless the vessel
possesses a valid summer flounder
small-mesh exemption LOA and is
fishing in the exemption area as
specified in § 648.108(b). Summer
flounder on board these vessels must be
stored so as to be readily available for
inspection in standard 100-lb (45.3-kg)
totes or fish boxes having a liquid
capacity of 18.2 gal (70 L), or a volume
of not more than 4,320 in3 (2.5 ft3 or
70.79 cm3).
■ 28. Section 648.107 is revised to read
as follows:
§ 648.107 Conservation equivalent
measures for the summer flounder party/
charter and recreational fishery.
(a) The Regional Administrator has
determined that the recreational fishing
measures proposed to be implemented
by Massachusetts through North
Carolina for 2011 are the conservation
equivalent of the recreational fishing
season, minimum fish size, and
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possession limit prescribed in
§§ 648.104(b), 648.105, and 648.106(a),
respectively. This determination is
based on a recommendation from the
Summer Flounder Board of the ASMFC.
(1) Federally permitted party and
charter vessels subject to the
recreational fishing measures of this
part, and other recreational fishing
vessels harvesting summer flounder in
or from the EEZ and subject to the
recreational fishing measures of this
part, landing summer flounder in a state
whose fishery management measures
are determined by the Regional
Administrator to be conservation
equivalent shall not be subject to the
more restrictive Federal measures,
pursuant to the provisions of § 648.4(b).
Those vessels shall be subject to the
recreational fishing measures
implemented by the state in which they
land.
(2) [Reserved]
(b) Federally permitted vessels subject
to the recreational fishing measures of
this part, and other recreational fishing
vessels subject to the recreational
fishing measures of this part and
registered in states whose fishery
management measures are not
determined by the Regional
Administrator to be the conservation
equivalent of the season, minimum size,
and possession limit prescribed in
§§ 648.104(b), 648.105, and 648.106(a),
respectively, due to the lack of, or the
reversal of, a conservation equivalent
recommendation from the Summer
Flounder Board of the ASMFC, shall be
subject to the following precautionary
default measures: Season—May 1
through September 30; minimum size—
20.0 inches (50.80 cm); and possession
limit—two fish.
■ 29. Section 648.108 is revised to read
as follows:
§ 648.108 Summer flounder gear
restrictions.
(a) General. (1) Otter trawlers whose
owners are issued a summer flounder
permit and that land or possess 100 lb
(45.4 kg) or more of summer flounder
from May 1 through October 31, or 200
lb (90.7 kg) or more of summer flounder
from November 1 through April 30, per
trip, must fish with nets that have a
minimum mesh size of 5.5-inch (14.0cm) diamond or 6.0-inch (15.2-cm)
square mesh applied throughout the
body, extension(s), and codend portion
of the net.
(2) Mesh size is measured by using a
wedge-shaped gauge having a taper of 2
cm (0.79 inches) in 8 cm (3.15 inches),
and a thickness of 2.3 mm (0.09 inches),
inserted into the meshes under a
pressure or pull of 5 kg (11.02 lb) for
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mesh size less than 120 mm (4.72
inches) and under a pressure or pull of
8 kg (17.64 lb) for mesh size at, or
greater than, 120 mm (4.72 inches). The
mesh size is the average of the
measurements of any series of 20
consecutive meshes for nets having 75
or more meshes, and 10 consecutive
meshes for nets having fewer than 75
meshes. The mesh in the regulated
portion of the net is measured at least
five meshes away from the lacings,
running parallel to the long axis of the
net.
(b) Exemptions. Unless otherwise
restricted by this part, the minimum
mesh-size requirements specified in
paragraph (a)(1) of this section do not
apply to:
(1) Vessels issued a summer flounder
moratorium permit, a Summer Flounder
Small-Mesh Exemption Area letter of
authorization (LOA), required under
paragraph (b)(1)(i) of this section, and
fishing from November 1 through April
30 in the exemption area, which is east
of the line that follows 72°30.0′ W. long.
until it intersects the outer boundary of
the EEZ (copies of a map depicting the
area are available upon request from the
Regional Administrator). Vessels fishing
under the LOA shall not fish west of the
line. Vessels issued a permit under
§ 648.4(a)(3)(iii) may transit the area
west or south of the line, if the vessel’s
fishing gear is stowed in a manner
prescribed under § 648.108(e), so that it
is not ‘‘available for immediate use’’
outside the exempted area. The Regional
Administrator may terminate this
exemption if he/she determines, after a
review of sea sampling data, that vessels
fishing under the exemption are
discarding more than 10 percent, by
weight, of their entire catch of summer
flounder per trip. If the Regional
Administrator makes such a
determination, he/she shall publish
notification in the Federal Register
terminating the exemption for the
remainder of the exemption season.
(i) Requirements. (A) A vessel fishing
in the Summer Flounder Small-Mesh
Exemption Area under this exemption
must have on board a valid LOA issued
by the Regional Administrator.
(B) The vessel must be in enrolled in
the exemption program for a minimum
of 7 days.
(ii) [Reserved]
(2) Vessels fishing with a two-seam
otter trawl fly net with the following
configuration, provided that no other
nets or netting with mesh smaller than
5.5 inches (14.0 cm) are on board:
(i) The net has large mesh in the
wings that measures 8 inches (20.3 cm)
to 64 inches (162.6 cm).
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(ii) The first body section (belly) of
the net has 35 or more meshes that are
at least 8 inches (20.3 cm).
(iii) The mesh decreases in size
throughout the body of the net to 2
inches (5 cm) or smaller towards the
terminus of the net.
(3) The Regional Administrator may
terminate this exemption if he/she
determines, after a review of sea
sampling data, that vessels fishing
under the exemption, on average, are
discarding more than 1 percent of their
entire catch of summer flounder per
trip. If the Regional Administrator
makes such a determination, he/she
shall publish notification in the Federal
Register terminating the exemption for
the remainder of the calendar year.
(c) Net modifications. No vessel
subject to this part shall use any device,
gear, or material, including, but not
limited to, nets, net strengtheners,
ropes, lines, or chafing gear, on the top
of the regulated portion of a trawl net;
except that, one splitting strap and one
bull rope (if present) consisting of line
or rope no more than 3 inches (7.2 cm)
in diameter may be used if such
splitting strap and/or bull rope does not
constrict, in any manner, the top of the
regulated portion of the net, and one
rope no greater than 0.75 inches (1.9
cm) in diameter extending the length of
the net from the belly to the terminus of
the codend along the top, bottom, and
each side of the net. ‘‘Top of the
regulated portion of the net’’ means the
50 percent of the entire regulated
portion of the net that (in a hypothetical
situation) will not be in contact with the
ocean bottom during a tow if the
regulated portion of the net were laid
flat on the ocean floor. For the purpose
of this paragraph (c), head ropes shall
not be considered part of the top of the
regulated portion of a trawl net. A vessel
shall not use any means or mesh
configuration on the top of the regulated
portion of the net, as defined paragraph
(c) of this section, if it obstructs the
meshes of the net or otherwise causes
the size of the meshes of the net while
in use to diminish to a size smaller than
the minimum specified in paragraph (a)
of this section.
(d) Mesh obstruction or constriction.
(1) A fishing vessel may not use any
mesh configuration, mesh construction,
or other means on or in the top of the
net, as defined in paragraph (c) of this
section, that obstructs the meshes of the
net in any manner.
(2) No person on any vessel may
possess or fish with a net capable of
catching summer flounder in which the
bars entering or exiting the knots twist
around each other.
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(e) Stowage of nets. Otter trawl vessels
retaining 100 lb (45.3 kg) or more of
summer flounder from May 1 through
October 31, or 200 lb (90.6 kg) or more
of summer flounder from November 1
through April 30, and subject to the
minimum mesh size requirement of
paragraph (a)(1) of this section may not
have ‘‘available for immediate use’’ any
net or any piece of net that does not
meet the minimum mesh size
requirement, or any net, or any piece of
net, with mesh that is rigged in a
manner that is inconsistent with the
minimum mesh size requirement. A net
that is stowed in conformance with one
of the methods specified in § 648.23(b)
and that can be shown not to have been
in recent use is considered to be not
‘‘available for immediate use.’’
(f) The minimum net mesh
requirement may apply to any portion of
the net. The minimum mesh size and
the portion of the net regulated by the
minimum mesh size may be adjusted
pursuant to the procedures in § 648.102.
■ 30. Section 648.109 is added to
subpart G to read as follows:
§ 648.109
Sea turtle conservation.
Sea turtle regulations are found at 50
CFR parts 222 and 223.
■ 31. Section 648.110 is added to
subpart G to read as follows:
§ 648.110 Summer flounder framework
adjustments to management measures.
(a) Within season management action.
The MAFMC may, at any time, initiate
action to add or adjust management
measures within the Summer Flounder,
Scup, and Black Sea Bass FMP if it finds
that action is necessary to meet or be
consistent with the goals and objectives
of the FMP.
(1) Adjustment process. The MAFMC
shall develop and analyze appropriate
management actions over the span of at
least two MAFMC meetings. The
MAFMC must provide the public with
advance notice of the availability of the
recommendation(s), appropriate
justification(s) and economic and
biological analyses, and the opportunity
to comment on the proposed
adjustment(s) at the first meeting and
prior to and at the second MAFMC
meeting. The MAFMC’s
recommendations on adjustments or
additions to management measures
must come from one or more of the
following categories: Adjustments
within existing ABC control rule levels;
adjustments to the existing MAFMC risk
policy; introduction of new AMs,
including sub-ACTs; minimum fish size;
maximum fish size; gear restrictions;
gear requirements or prohibitions;
permitting restrictions; recreational
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possession limit; recreational seasons;
closed areas; commercial seasons;
commercial trip limits; commercial
quota system including commercial
quota allocation procedure and possible
quota set asides to mitigate bycatch;
recreational harvest limit; specification
quota setting process; FMP Monitoring
Committee composition and process;
description and identification of
essential fish habitat (and fishing gear
management measures that impact
EFH); description and identification of
habitat areas of particular concern;
regional gear restrictions; regional
season restrictions (including option to
split seasons); restrictions on vessel size
(LOA and GRT) or shaft horsepower;
operator permits; changes to the
Northeast Region SBRM (including the
CV-based performance standard, the
means by which discard data are
collected/obtained, fishery stratification,
reports, and/or industry-funded
observers or observer set-aside
programs); any other commercial or
recreational management measures; any
other management measures currently
included in the FMP; and set aside
quota for scientific research. Issues that
require significant departures from
previously contemplated measures or
that are otherwise introducing new
concepts may require an amendment of
the FMP instead of a framework
adjustment.
(2) MAFMC recommendation. After
developing management actions and
receiving public testimony, the MAFMC
shall make a recommendation to the
Regional Administrator. The MAFMC’s
recommendation must include
supporting rationale, if management
measures are recommended, an analysis
of impacts, and a recommendation to
the Regional Administrator on whether
to issue the management measures as a
final rule. If the MAFMC recommends
that the management measures should
be issued as a final rule, it must
consider at least the following factors
and provide support and analysis for
each factor considered:
(i) Whether the availability of data on
which the recommended management
measures are based allows for adequate
time to publish a proposed rule, and
whether the regulations would have to
be in place for an entire harvest/fishing
season;
(ii) Whether there has been adequate
notice and opportunity for participation
by the public and members of the
affected industry in the development of
recommended management measures;
(iii) Whether there is an immediate
need to protect the resource; and
(iv) Whether there will be a
continuing evaluation of management
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measures adopted following their
implementation as a final rule.
(3) NMFS action. If the MAFMC’s
recommendation includes adjustments
or additions to management measures
and, if after reviewing the MAFMC’s
recommendation and supporting
information:
(i) NMFS concurs with the MAFMC’s
recommended management measures
and determines that the recommended
management measures should be issued
as a final rule based on the factors in
paragraph (a)(2) of this section, the
measures will be issued as a final rule
in the Federal Register.
(ii) If NMFS concurs with the
MAFMC’s recommended management
measures and determines that the
recommended management measures
should be published first as a proposed
rule, the measures will be published as
a proposed rule in the Federal Register.
After additional public comment, if
NMFS concurs with the MAFMC
recommendation, the measures will be
published as a final rule in the Federal
Register.
(iii) If NMFS does not concur, the
MAFMC will be notified in writing of
the reasons for the non-concurrence.
(4) Emergency actions. Nothing in this
section is meant to derogate from the
authority of the Secretary to take
emergency action under section 305(e)
of the Magnuson-Stevens Act.
(b) [Reserved]
■ 32. Section 648.120 is revised to read
as follows:
§ 648.120
Scup Annual Catch Limit (ACL).
(a) The Scup Monitoring Committee
shall recommend to the MAFMC
separate ACLs for the commercial and
recreational scup fisheries, the sum total
of which shall be equal to the ABC
recommended by the SSC.
(1) Sector allocations. The
commercial and recreational fishing
sector ACLs will be established
consistent with the allocation guidelines
contained in the Summer Flounder,
Scup, and Black Sea Bass FMP.
(2) Periodicity. The scup commercial
and recreational sector ACLs may be
established on an annual basis for up to
3 years at a time, dependent on whether
the SSC provides single or multiple year
ABC recommendations.
(b) Performance review. The Scup
Monitoring Committee shall conduct a
detailed review of fishery performance
relative to the sector ACLs at least every
5 years.
(1) If one or both of the sector-specific
ACLs is exceeded with a frequency
greater than 25 percent (i.e., more than
once in 4 years or any 2 consecutive
years), the Scup Monitoring Committee
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60631
will review fishery performance
information and make recommendations
to the MAFMC for changes in measures
intended to ensure ACLs are not as
frequently exceeded.
(2) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following a
determination that the scup stock has
become overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded but may be conducted in
conjunction with such reviews.
■ 33. Section 648.121 is revised to read
as follows:
§ 648.121
(ACT).
Scup Annual Catch Target
(a) The Scup Monitoring Committee
shall identify and review the relevant
sources of management uncertainty to
recommend ACTs for the commercial
and recreational fishing sectors as part
of the scup specification process. The
Scup Monitoring Committee
recommendations shall identify the
specific sources of management
uncertainty that were considered,
technical approaches to mitigating these
sources of uncertainty, and any
additional relevant information
considered in the ACT recommendation
process.
(1) Sectors. Commercial and
recreational specific ACTs shall be less
than or equal to the sector-specific
ACLs. The Scup Monitoring Committee
shall recommend any reduction in catch
necessary to address sector-specific
management uncertainty, consistent
with paragraph (a) of this section.
(2) Periodicity. ACTs may be
established on an annual basis for up to
3 years at a time, dependent on whether
the SSC provides single or multiple year
ABC recommendations.
(b) Performance review. The Scup
Monitoring Committee shall conduct a
detailed review of fishery performance
relative to ACTs in conjunction with
any ACL performance review, as
outlined in § 648.120(b)(1) through (3).
■ 34. Section 648.122 is revised to read
as follows:
§ 648.122
Scup specifications.
(a) Commercial quota, recreational
landing limits, research set-asides, and
other specification measures. The Scup
Monitoring Committee shall recommend
to the Demersal Species Committee of
the MAFMC and the ASMFC through
the specifications process, for use in
conjunction with each ACL and ACT, a
sector specific research set-aside,
estimates of sector-related discards,
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recreational harvest limit, and
commercial quota, along with other
measures, as needed, that are projected
to ensure the sector-specific ACL for an
upcoming fishing year or years will not
be exceeded. The measures to be
considered by the Scup Monitoring
Committee are as follows:
(1) Research quota set from a range of
0 to 3 percent of the maximum allowed
to achieve the specified exploitation
rate.
(2) The commercial quota for each of
the three periods specified in paragraph
(c)(1) of this section for research quota.
(3) Possession limits for the Winter I
and Winter II periods, including
possession limits that result from
potential rollover of quota from Winter
I to Winter II. The possession limit is
the maximum quantity of scup that is
allowed to be landed within a 24–hour
period (calendar day).
(4) Percent of landings attained at
which the landing limit for the Winter
I period will be reduced.
(5) All scup landed for sale in any
state during a quota period shall be
applied against the coastwide
commercial quota for that period,
regardless of where the scup were
harvested, except as provided in
paragraph (c)(5) of this section.
(6) Minimum mesh size.
(7) Recreational possession limit set
from a range of 0 to 50 scup to achieve
the recreational harvest limit, set after
the reduction for research quota.
(8) Recreational minimum fish size.
(9) Recreational season.
(10) Restrictions on gear.
(11) Season and area closures in the
commercial fishery.
(12) Total allowable landings on an
annual basis for a period not to exceed
3 years.
(13) Changes, as appropriate, to the
Northeast Region SBRM, including the
CV-based performance standard, fishery
stratification, and/or reports.
(14) Modification of existing AM
measures and ACT control rules utilized
by the Scup Monitoring Committee.
(b) Specification of fishing measures.
The Demersal Species Committee shall
review the recommendations of the
Scup Monitoring Committee. Based on
these recommendations and any public
comment, the Demersal Species
Committee shall recommend to the
MAFMC measures necessary to assure
that the specified ACLs will not be
exceeded. The MAFMC’s
recommendation must include
supporting documentation, as
appropriate, concerning the
environmental and economic impacts of
the recommendations. The Regional
Administrator shall review these
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recommendations and any
recommendations of the ASMFC. After
such review, NMFS will publish a
proposed rule in the Federal Register to
implement a commercial quota,
specifying the amount of quota allocated
to each of the three periods, possession
limits for the Winter I and Winter II
periods, including possession limits that
result from potential rollover of quota
from Winter I to Winter II, the
percentage of landings attained during
the Winter I fishery at which the
possession limits will be reduced, a
recreational harvest limit, and
additional management measures for the
commercial fishery. If the Regional
Administrator determines that
additional recreational measures are
necessary to ensure that the sector ACL
will not be exceeded, he or she will
publish a proposed rule in the Federal
Register to implement additional
management measures for the
recreational fishery. After considering
public comment, the Regional
Administrator will publish a final rule
in the Federal Register to implement
annual measures.
(c) Distribution of commercial quota.
(1) The annual commercial quota will be
allocated into three periods, based on
the following percentages:
through the annual specificationssetting process.
(e) Research quota. See § 648.21(g).
■ 35. Section 648.123 is revised to read
as follows:
§ 648.123
Scup accountability measures.
(a) Commercial sector period closures.
The Regional Administrator will
monitor the harvest of commercial quota
for each quota period based on dealer
reports, state data, and other available
information and shall determine the
date when the commercial quota for a
period will be harvested. NMFS shall
close the EEZ to fishing for scup by
commercial vessels for the remainder of
the indicated period by publishing
notification in the Federal Register
advising that, effective upon a specific
date, the commercial quota for that
period has been harvested, and
notifying vessel and dealer permit
holders that no commercial quota is
available for landing scup for the
remainder of the period.
(1) Commercial ACL overage
evaluation. The commercial sector ACL
will be evaluated based on a single-year
examination of total catch (landings and
dead discards). Both landings and dead
discards will be evaluated in
determining if the commercial sector
ACL has been exceeded.
(2) Commercial landings overage
Period
Percent
repayment by quota period. (i) All scup
Winter I—January–April ..................
45.11 landed for sale in any state during a
Summer—May–October .................
38.95 quota period shall be applied against the
Winter II—November–December ...
15.94 coastwide commercial quota for that
period, regardless of where the scup
(2) The commercial quotas for each
were harvested, except as provided in
period will each be distributed to the
paragraph (a)(2)(iv) of this section, and
coastal states from Maine through North irrespective of whether the commercial
Carolina on a coastwide basis.
sector ACL is exceeded. Any current
(d) Winter I and II commercial quota
year landings in excess of the
adjustment procedures. The Regional
commercial quota in any quota period
Administrator will monitor the harvest
will be deducted from that quota
of commercial quota for the Winter I
period’s annual quota in the following
period based on dealer reports, state
year as prescribed in paragraphs
data, and other available information
(a)(2)(ii) through (iii) of this section:
and shall determine the total amount of
(ii) For the Winter I and Summer
scup landed during the Winter I period. quota periods, landings in excess of the
In any year that the Regional
allocation will be deducted from the
Administrator determines that the
appropriate quota period for the
landings of scup during Winter I are less following year in the final rule that
than the Winter I quota for that year, he/ establishes the annual quota. The
she shall increase, through publication
overage deduction will be based on
of a notification in the Federal Register, landings for the current year through
provided such rule complies with the
October 31 and on landings for the
requirements of the Administrative
previous calendar year that were not
Procedure Act, the Winter II quota for
included when the overage deduction
that year by the amount of the Winter
was made in the final rule that
I under-harvest. The Regional
established the period quotas for the
Administrator shall also adjust, through current year. If the Regional
publication of a notification in the
Administrator determines during the
Federal Register, the Winter II
fishing year that any part of an overage
possession limits consistent with the
deduction was based on erroneous
amount of the quota increase, based on
landings data that were in excess of
the possession limits established
actual landings for the period
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Federal Register / Vol. 76, No. 189 / Thursday, September 29, 2011 / Rules and Regulations
concerned, he/she will restore the
overage that was deducted in error to
the appropriate quota allocation. The
Regional Administrator will publish
notification in the Federal Register
announcing the restoration.
(iii) For the Winter II quota period,
landings in excess of the allocation will
be deducted from the Winter II period
for the following year through
notification in the Federal Register
during July of the following year. The
overage deduction will be based on
landings information available for the
Winter II period as of June 30 of the
following year. If the Regional
Administrator determines during the
fishing year that any part of an overage
deduction was based on erroneous
landings data that were in excess of
actual landings for the period
concerned, he/she will restore the
overage that was deducted in error to
the appropriate quota allocation. The
Regional Administrator will publish
notification in the Federal Register
announcing the restoration.
(iv) During a fishing year in which the
Winter I quota period is closed prior to
April 15, a state may apply to the
Regional Administrator for
authorization to count scup landed for
sale in that state from April 15 through
April 30 by state-only permitted vessels
fishing exclusively in waters under the
jurisdiction of that state against the
Summer period quota. Requests to the
Regional Administrator to count scup
landings in a state from April 15
through April 30 against the Summer
period quota must be made by letter
signed by the principal state official
with marine fishery management
responsibility and expertise, or his/her
designee, and must be received by the
Regional Administrator no later than
April 15. Within 10 working days
following receipt of the letter, the
Regional Administrator shall notify the
appropriate state official of the
disposition of the request.
(b) Recreational landings sector
closure. The Regional Administrator
will monitor recreational landings based
on the best available data and shall
determine if the recreational harvest
limit has been met or exceeded. The
determination will be based on observed
landings and will not utilize projections
of future landings. At such time that the
available data indicate that the
recreational harvest limit has been met
or exceeded, the Regional Administrator
shall publish notification in the Federal
Register advising that, effective on a
specific date, the scup recreational
fishery in the EEZ shall be closed for
remainder of the calendar year.
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(1) Recreational ACL overage
evaluation. The recreational sector ACL
will be evaluated based on a 3-year
moving average comparison of total
catch (landings and dead discards). Both
landings and dead discards will be
evaluated in determining if the 3-year
average recreational sector ACL has
been exceeded. The 3-year moving
average will be phased in over the first
3 years, beginning with 2012: Total
recreational total catch from 2012 will
be compared to the 2012 recreational
sector ACL; the average total catch from
both 2012 and 2013 will be compared to
the average of the 2012 and 2013
recreational sector ACLs; the average
total catch from 2012, 2013, and 2014
will be compared to the average of 2012,
2013, and 2014 recreational sector
ACLs; and for all subsequent years, the
preceding 3-year average recreational
total catch will be compared to the
preceding 3-year average recreational
sector ACL.
(2) Recreational landing overage
repayment. If available data indicate
that the recreational sector ACL has
been exceeded and the landings have
exceeded RHL, the exact amount of the
landings overage in pounds will be
deducted, as soon as possible, from a
subsequent single fishing year
recreational sector ACT.
(c) Non-landing accountability
measures, by sector. In the event that a
sector ACL has been exceeded and the
overage has not been accommodated
through landing-based AMs, then the
exact amount by which the sector ACL
was exceeded will be deducted, as soon
as practicable, from a subsequent single
fishing year applicable sector ACL
through the specification process.
(d) State/Federal disconnect AM. If
the total catch, allowable landing,
commercial quotas and/or RHL
measures adopted by the ASMFC Scup
Management Board and the MAFMC
differ for a given fishing year,
administrative action will be taken as
soon as is practicable to revisit the
respective recommendations of the two
groups. The intent of this action shall be
to achieve alignment through consistent
state and Federal measures so no
differential effects occur on Federal
permit holders.
■ 36. Section 648.124 is revised to read
as follows:
(2) Non-exempt species. Unless
otherwise specified in paragraph (d) of
this section, the restrictions specified in
paragraph (a)(1) of this section apply
only to vessels in the Southern Gear
Restricted Area that are fishing for or in
possession of the following non-exempt
species: Loligo squid; black sea bass;
and silver hake (whiting).
(b) Northern Gear Restricted Area 1—
(1) Restrictions. From November 1
through December 31, all trawl vessels
in the Northern Gear Restricted Area 1
that fish for or possess non-exempt
species as specified in paragraph (b)(2)
of this section must fish with nets of
5.0-inch (12.7-cm) diamond mesh,
applied throughout the codend for at
least 75 continuous meshes forward of
the terminus of the net. For trawl nets
with codends (including an extension)
of fewer than 75 meshes, the entire
trawl net must have a minimum mesh
size of 5.0 inches (12.7 cm) throughout
the net. The Northern Gear Restricted
Area 1 is an area bounded by straight
lines connecting the following points in
the order stated (copies of a chart
depicting the area are available from the
Regional Administrator upon request):
§ 648.124 Scup commercial season and
commercial fishery area restrictions.
NORTHERN GEAR RESTRICTED AREA 1
(a) Southern Gear Restricted Area—
(1) Restrictions. From January 1 through
March 15, all trawl vessels in the
Southern Gear Restricted Area that fish
for or possess non-exempt species as
specified in paragraph (a)(2) of this
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section must fish with nets that have a
minimum mesh size of 5.0-inch (12.7cm) diamond mesh, applied throughout
the codend for at least 75 continuous
meshes forward of the terminus of the
net. For trawl nets with codends
(including an extension) of fewer than
75 meshes, the entire trawl net must
have a minimum mesh size of 5.0 inches
(12.7 cm) throughout the net. The
Southern Gear Restricted Area is an area
bounded by straight lines connecting
the following points in the order stated
(copies of a chart depicting the area are
available from the Regional
Administrator upon request):
SOUTHERN GEAR RESTRICTED AREA
Point
SGA1
SGA2
SGA3
SGA4
SGA5
SGA6
SGA7
SGA8
SGA1
........................
........................
........................
........................
........................
........................
........................
........................
........................
Point
NGA1
NGA2
NGA3
NGA4
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........................
........................
........................
........................
29SER2
N. lat.
39°20′
39°20′
38°00′
37°00′
36°30′
36°30′
37°00′
38°00′
39°20′
N. lat.
41°00′
41°00′
40°00′
40°00′
W. long.
72°53′
72°28′
73°58′
74°43′
74°43′
75°03′
75°03′
74°23′
72°53′
W. long.
71°00′
71°30′
72°40′
72°05′
60634
Federal Register / Vol. 76, No. 189 / Thursday, September 29, 2011 / Rules and Regulations
NORTHERN GEAR RESTRICTED AREA
1—Continued
Point
N. lat.
jlentini on DSK4TPTVN1PROD with RULES2
NGA1 ........................
41°00′
W. long.
71°00′
(2) Non-exempt species. Unless
otherwise specified in paragraph (d) of
this section, the restrictions specified in
paragraph (b)(1) of this section apply
only to vessels in the Northern Gear
Restricted Area 1 that are fishing for, or
in possession of, the following nonexempt species: Loligo squid; black sea
bass; and silver hake (whiting).
(c) Transiting. Vessels that are subject
to the provisions of the Southern and
Northern GRAs, as specified in
paragraphs (a) and (b) of this section,
respectively, may transit these areas
provided that trawl net codends on
board of mesh size less than that
specified in paragraphs (a) and (b) of
this section are not available for
immediate use and are stowed in
accordance with the provisions of
§ 648.23(b).
(d) [Reserved]
(e) Addition or deletion of
exemptions. The MAFMC may
recommend to the Regional
Administrator, through the framework
procedure specified in § 648.130(a),
additions or deletions to exemptions for
fisheries other than scup. A fishery may
be restricted or exempted by area, gear,
season, or other means determined to be
appropriate to reduce bycatch of scup.
(f) Exempted experimental fishing.
The Regional Administrator may issue
an exempted experimental fishing
permit (EFP) under the provisions of
§ 600.745(b), consistent with paragraph
(d)(2) of this section, to allow any vessel
participating in a scup discard
mitigation research project to engage in
any of the following activities: Fish in
the applicable gear restriction area; use
fishing gear that does not conform to the
regulations; possess non-exempt species
specified in paragraphs (a)(2) and (b)(2)
of this section; or engage in any other
activity necessary to project operations
for which an exemption from regulatory
provision is required. Vessels issued an
EFP must comply with all conditions
and restrictions specified in the EFP.
(1) A vessel participating in an
exempted experimental fishery in the
Scup Gear Restriction Area(s) must
carry an EFP authorizing the activity
and any required Federal fishery permit
on board.
(2) The Regional Administrator may
not issue an EFP unless s/he determines
that issuance is consistent with the
objectives of the FMP, the provisions of
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Jkt 223001
the Magnuson-Stevens Act, and other
applicable law and will not:
(i) Have a detrimental effect on the
scup resource and fishery;
(ii) Cause the quotas for any species
of fish for any quota period to be
exceeded;
(iii) Create significant enforcement
problems; or
(iv) Have a detrimental effect on the
scup discard mitigation research project.
■ 37. Section 648.125 is revised to read
as follows:
§ 648.125
Scup gear restrictions.
(a) Trawl vessel gear restrictions—(1)
Minimum mesh size. No owner or
operator of an otter trawl vessel that is
issued a scup moratorium permit may
possess 500 lb (226.8 kg) or more of
scup from November 1 through April
30, or 200 lb (90.7 kg) or more of scup
from May 1 through October 31, unless
fishing with nets that have a minimum
mesh size of 5.0-inch (12.7-cm)
diamond mesh, applied throughout the
codend for at least 75 continuous
meshes forward of the terminus of the
net, and all other nets are stowed in
accordance with § 648.23(b)(1). For
trawl nets with codends (including an
extension) of fewer than 75 meshes, the
entire trawl net must have a minimum
mesh size of 5.0 inches (12.7 cm)
throughout the net. Scup on board these
vessels must be stowed separately and
kept readily available for inspection.
Measurement of nets will conform with
§ 648.80(f).
(2) Mesh-size measurement. Mesh
sizes will be measured according to the
procedure specified in § 648.104(a)(2).
(3) Net modification. The owner or
operator of a fishing vessel subject to the
minimum mesh requirements in
§ 648.124 and paragraph (a)(1) of this
section shall not use any device, gear, or
material, including, but not limited to,
nets, net strengtheners, ropes, lines, or
chafing gear, on the top of the regulated
portion of a trawl net. However, one
splitting strap and one bull rope (if
present), consisting of line or rope no
more than 3 inches (7.2 cm) in diameter,
may be used if such splitting strap and/
or bull rope does not constrict in any
manner the top of the regulated portion
of the net, and one rope no greater that
0.75 inches (1.9 cm) in diameter
extending the length of the net from the
belly to the terminus of the codend
along the top, bottom, and each side of
the net. ‘‘Top of the regulated portion of
the net’’ means the 50 percent of the
entire regulated portion of the net that
(in a hypothetical situation) will not be
in contact with the ocean bottom during
a tow if the regulated portion of the net
were laid flat on the ocean floor. For the
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purpose of this paragraph (a)(3), head
ropes are not considered part of the top
of the regulated portion of a trawl net.
(4) Mesh obstruction or constriction.
(i) The owner or operator of a fishing
vessel subject to the minimum mesh
restrictions in § 648.124 and in
paragraph (a)(1) of this section shall not
use any mesh construction, mesh
configuration, or other means on, in, or
attached to the top of the regulated
portion of the net, as defined in
paragraph (a)(3) of this section, if it
obstructs or constricts the meshes of the
net in any manner.
(ii) The owner or operator of a fishing
vessel subject to the minimum mesh
requirements in § 648.124 and in
paragraph (a)(1) of this section may not
use a net capable of catching scup if the
bars entering or exiting the knots twist
around each other.
(5) Stowage of nets. The owner or
operator of an otter trawl vessel
retaining 500 lb (226.8 kg) or more of
scup from November 1 through April
30, or 200 lb (90.7 kg) or more of scup
from May 1 through October 31, and
subject to the minimum mesh
requirements in paragraph (a)(1) of this
section, and the owner or operator of a
midwater trawl or other trawl vessel
subject to the minimum size
requirement in § 648.126, may not have
available for immediate use any net, or
any piece of net, not meeting the
minimum mesh size requirement, or
mesh that is rigged in a manner that is
inconsistent with the minimum mesh
size. A net that is stowed in
conformance with one of the methods
specified in § 648.23(b), and that can be
shown not to have been in recent use,
is considered to be not available for
immediate use.
(6) Roller gear. The owner or operator
of an otter trawl vessel issued a
moratorium permit pursuant to
§ 648.4(a)(6) shall not use roller rig trawl
gear equipped with rollers greater than
18 inches (45.7 cm) in diameter.
(7) Procedures for changes. The
minimum net mesh and the threshold
catch level at which it is required set
forth in paragraph (a)(1) of this section,
and the maximum roller diameter set
forth in paragraph (a)(6) of this section,
may be changed following the
procedures in § 648.122.
(b) Pot and trap gear restrictions.
Owners or operators of vessels subject to
this part must fish with scup pots or
traps that comply with the following:
(1) Degradable hinges. A scup pot or
trap must have degradable hinges and
fasteners made of one of the following
degradable materials:
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Federal Register / Vol. 76, No. 189 / Thursday, September 29, 2011 / Rules and Regulations
(i) Untreated hemp, jute, or cotton
string of 3⁄16 inches (4.8 mm) diameter
or smaller;
(ii) Magnesium alloy, timed float
releases (pop-up devices) or similar
magnesium alloy fasteners; or
(iii) Ungalvanized or uncoated iron
wire of 0.094 inches (2.4 mm) diameter
or smaller.
(iv) The use of a single nondegradable retention device designed to
prevent loss of the ghost panel after the
degradable materials have failed is
permitted provided the device does not
impair the egress design function of the
ghost panel by obstructing the opening
or by preventing the panel from opening
at such time that the degradable
fasteners have completely deteriorated.
(2) Escape vents. (i) All scup pots or
traps that have a circular escape vent
with a minimum of 3.1 inches (7.9 cm)
in diameter, or a square escape vent
with a minimum of 2.25 inches (5.7 cm)
for each side, or an equivalent
rectangular escape vent.
(ii) The minimum escape vent size set
forth in paragraph (b)(2)(i) of this
section may be revised following the
procedures in § 648.122.
(3) Pot and trap identification. Pots or
traps used in fishing for scup must be
marked with a code of identification
that may be the number assigned by the
Regional Administrator and/or the
identification marking as required by
the vessel’s home port state.
■ 37. Section 648.126 is revised to read
as follows:
jlentini on DSK4TPTVN1PROD with RULES2
§ 648.126
Scup minimum fish sizes.
(a) Moratorium (commercially)
permitted vessels. The minimum size
for scup is 9 inches (22.9 cm) TL for all
vessels issued a moratorium permit
under § 648.4(a)(6). If such a vessel is
also issued a charter and party boat
permit and is carrying passengers for
hire, or carrying more than three crew
members if a charter boat, or more than
five crew members if a party boat, then
the minimum size specified in
paragraph (b) of this section applies.
(b) Party/Charter permitted vessels
and recreational fishery participants.
The minimum size for scup is 10.5
inches (26.67 cm) TL for all vessels that
do not have a moratorium permit, or for
party and charter vessels that are issued
a moratorium permit but are fishing
with passengers for hire, or carrying
more than three crew members if a
charter boat, or more than five crew
members if a party boat.
(c) The minimum size applies to
whole fish or any part of a fish found
in possession, e.g., fillets. These
minimum sizes may be adjusted
pursuant to the procedures in § 648.122.
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38. Section 648.127 is revised to read
as follows:
■
§ 648.127
season.
Scup recreational fishing
Vessels that are not eligible for a
moratorium permit under § 648.4(a)(6),
and fishermen subject to the possession
limit specified in § 648.128(a), may not
possess scup, except from June 6
through September 27. This time period
may be adjusted pursuant to the
procedures in § 648.122.
■ 39. Section 648.128 is added to
subpart H to read as follows:
§ 648.128
Scup possession restrictions.
(a) Party/Charter and recreational
possession limits. No person shall
possess more than 10 scup in, or
harvested from, the EEZ unless that
person is the owner or operator of a
fishing vessel issued a scup moratorium
permit, or is issued a scup dealer
permit. Persons aboard a commercial
vessel that is not eligible for a scup
moratorium permit are subject to this
possession limit. The owner, operator,
and crew of a charter or party boat
issued a scup moratorium permit are
subject to the possession limit when
carrying passengers for hire or when
carrying more than five crew members
for a party boat, or more than three crew
members for a charter boat. This
possession limit may be adjusted
pursuant to the procedures in § 648.122.
(b) If whole scup are processed into
fillets, an authorized officer will convert
the number of fillets to whole scup at
the place of landing by dividing fillet
number by 2. If scup are filleted into a
single (butterfly) fillet, such fillet shall
be deemed to be from one whole scup.
(c) Scup harvested by vessels subject
to the possession limit with more than
one person aboard may be pooled in one
or more containers. Compliance with
the daily possession limit will be
determined by dividing the number of
scup on board by the number of persons
aboard other than the captain and crew.
If there is a violation of the possession
limit on board a vessel carrying more
than one person, the violation shall be
deemed to have been committed by the
owner and operator.
(d) Scup and scup parts harvested by
a vessel with a moratorium or charter or
party boat scup permit, or in or from the
EEZ north of 35°15.3′ N. lat., may not be
landed with the skin removed.
■ 40. Section 648.129 is added to
subpart H to read as follows:
§ 648.129 Protection of threatened and
endangered sea turtles.
This section supplements existing
regulations issued to regulate incidental
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60635
take of sea turtles under authority of the
Endangered Species Act under 50 CFR
parts 222 and 223. In addition to the
measures required under those parts,
NMFS will investigate the extent of sea
turtle takes in flynet gear and, if deemed
appropriate, may develop and certify a
Turtle Excluder Device for that gear.
■ 41. Section 648.130 is added to
subpart H to read as follows:
§ 648.130 Scup framework adjustments to
management measures.
(a) Within season management action.
See § 648.110(a).
(1) Adjustment process. The MAFMC
shall develop and analyze appropriate
management actions over the span of at
least two MAFMC meetings. The
MAFMC must provide the public with
advance notice of the availability of the
recommendation(s), appropriate
justification(s) and economic and
biological analyses, and the opportunity
to comment on the proposed
adjustment(s) at the first meeting and
prior to and at the second MAFMC
meeting. The MAFMC’s
recommendations on adjustments or
additions to management measures
must come from one or more of the
following categories: Adjustments
within existing ABC control rules;
adjustments to the existing MAFMC risk
policy; introduction of new AMs,
including sub-ACTs; minimum fish size;
maximum fish size; gear restrictions;
gear restricted areas; gear requirements
or prohibitions; permitting restrictions;
recreational possession limits;
recreational seasons; closed areas;
commercial seasons; commercial trip
limits; commercial quota system
including commercial quota allocation
procedure and possible quota set asides
to mitigate bycatch; recreational harvest
limits; annual specification quota
setting process; FMP Monitoring
Committee composition and process;
description and identification of EFH
(and fishing gear management measures
that impact EFH); description and
identification of habitat areas of
particular concern; regional gear
restrictions; regional season restrictions
(including option to split seasons);
restrictions on vessel size (LOA and
GRT) or shaft horsepower; operator
permits; any other commercial or
recreational management measures; any
other management measures currently
included in the FMP; and set aside
quota for scientific research.
(2) MAFMC recommendation. See
§ 648.110(a)(2)(i) through (iv).
(3) NMFS action. See § 648.110(a)(3)(i)
through (iii).
(4) Emergency actions. See
§ 648.110(a)(4).
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Federal Register / Vol. 76, No. 189 / Thursday, September 29, 2011 / Rules and Regulations
(b) [Reserved]
42. Section 648.140 is revised to read
as follows:
■
§ 648.140 Black sea bass Annual Catch
Limit (ACL).
(a) The Black Sea Bass Monitoring
Committee shall recommend to the
MAFMC separate ACLs for the
commercial and recreational scup
fisheries, the sum total of which shall be
equal to the ABC recommended by the
SSC.
(1) Sector allocations. The
commercial and recreational fishing
sector ACLs will be established
consistent with the allocation guidelines
contained in the Summer Flounder,
Scup, and Black Sea Bass Fishery
Management Plan.
(2) Periodicity. The black sea bass
commercial and recreational sector
ACLs may be established on an annual
basis for up to 3 years at a time,
dependent on whether the SSC provides
single or multiple year ABC
recommendations.
(b) Performance review. The Black Sea
Bass Monitoring Committee shall
conduct a detailed review of fishery
performance relative to the sector ACLs
at least every 5 years.
(1) If one or both of the sector-specific
ACLs is exceeded with a frequency
greater than 25 percent (i.e., more than
once in 4 years or any 2 consecutive
years), the Black Sea Bass Monitoring
Committee will review fishery
performance information and make
recommendations to the MAFMC for
changes in measures intended to ensure
ACLs are not exceeded as frequently.
(2) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following a
determination that the black sea bass
stock has become overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded but may be conducted in
conjunction with such reviews.
■ 43. Section 648.141 is revised to read
as follows:
jlentini on DSK4TPTVN1PROD with RULES2
§ 648.141 Black sea bass Annual Catch
Target (ACT).
(a) The Black Sea Bass Monitoring
Committee shall identify and review the
relevant sources of management
uncertainty to recommend ACTs for the
commercial and recreational fishing
sectors as part of the black sea bass
specification process. The Black Sea
Bass Monitoring Committee
recommendations shall identify the
specific sources of management
uncertainty that were considered,
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technical approaches to mitigating these
sources of uncertainty, and any
additional relevant information
considered in the ACT recommendation
process.
(1) Sectors. Commercial and
recreational specific ACTs shall be less
than or equal to the sector-specific
ACLs. The Black Sea Bass Monitoring
Committee shall recommend any
reduction in catch necessary to address
sector-specific management uncertainty,
consistent with paragraph (a) of this
section.
(2) Periodicity. ACTs may be
established on an annual basis for up to
3 years at a time, dependent on whether
the SSC provides single or multiple-year
ABC recommendations.
(b) Performance review. The Black Sea
Bass Monitoring Committee shall
conduct a detailed review of fishery
performance relative to ACTs in
conjunction with any ACL performance
review, as outlined in § 648.140(b)(1)–
(3).
■ 44. Section 648.142 is revised to read
as follows:
§ 648.142
Black sea bass specifications.
(a) Commercial quota, recreational
landing limit, research set-aside, and
other specification measures. The Black
Sea Bass Monitoring Committee will
recommend to the Demersal Species
Committee of the MAFMC and the
ASMFC, through the specification
process, for use in conjunction with the
ACL and ACT, sector-specific research
set-asides, estimates of the sector-related
discards, a recreational harvest limit, a
commercial quota, along with other
measures, as needed, that are projected
to ensure the sector-specific ACL for an
upcoming year or years will not be
exceeded. The following measures are to
be consisted by the Black Sea Bass
Monitoring Committee:
(1) Research quota set from a range of
0 to 3 percent of the maximum allowed.
(2) A commercial quota, allocated
annually.
(3) A commercial possession limit for
all moratorium vessels, with the
provision that these quantities be the
maximum allowed to be landed within
a 24-hour period (calendar day).
(4) Commercial minimum fish size.
(5) Minimum mesh size in the codend
or throughout the net and the catch
threshold that will require compliance
with the minimum mesh requirement.
(6) Escape vent size.
(7) A recreational possession limit set
after the reduction for research quota.
(8) Recreational minimum fish size.
(9) Recreational season.
(10) Restrictions on gear other than
otter trawls and pots or traps.
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(11) Total allowable landings on an
annual basis for a period not to exceed
3 years.
(12) Changes, as appropriate, to the
Northeast Region SBRM, including the
CV-based performance standard, fishery
stratification, and/or reports.
(13) Modification of the existing AM
measures and ACT control rules utilized
by the Black Sea Bass Monitoring
Committee.
(b) Specification fishing measures.
The Demersal Species Committee shall
review the recommendations of the
Black Sea Bass Monitoring Committee.
Based on these recommendations and
any public comment, the Demersal
Species Committee shall make its
recommendations to the MAFMC with
respect to the measures necessary to
assure that the ACLs are not exceeded.
The MAFMC shall review these
recommendations and, based on the
recommendations and public comment,
make recommendations to the Regional
Administrator with respect to the
measures necessary to assure that sector
ACLs are not exceeded. Included in the
recommendation will be supporting
documents, as appropriate, concerning
the environmental and economic
impacts of the final rule. The Regional
Administrator will review these
recommendations and any
recommendations of the ASMFC. After
such review, the Regional Administrator
will publish a proposed rule in the
Federal Register to implement a
commercial quota, a recreational harvest
limit, and additional management
measures for the commercial fishery. If
the Regional Administrator determines
that additional recreational measures
are necessary to assure that the
recreational sector ACL is not exceeded,
he or she will publish a proposed rule
in the Federal Register to implement
additional management measures for the
recreational fishery. After considering
public comment, the Regional
Administrator will publish a final rule
in the Federal Register to implement
the measures necessary to ensure that
recreational sector ACL is not exceeded.
(c) Distribution of annual commercial
quota. The black sea bass commercial
quota will be allocated on a coastwide
basis.
(d) Research quota. See § 648.21(g).
■ 45. Section 648.143 is revised to read
as follows:
§ 648.143 Black sea bass Accountability
Measures.
(a) Commercial sector fishery closure.
The Regional Administrator will
monitor the harvest of commercial quota
based on dealer reports, state data, and
other available information. All black
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sea bass landed for sale in the states
from North Carolina through Maine by
a vessel with a moratorium permit
issued under § 648.4(a)(7) shall be
applied against the commercial annual
coastwide quota, regardless of where the
black sea bass were harvested. All black
sea bass harvested north of 35°15.3′ N.
lat., and landed for sale in the states
from North Carolina through Maine by
any vessel without a moratorium permit
and fishing exclusively in state waters,
will be counted against the quota by the
state in which it is landed, pursuant to
the FMP for the black sea bass fishery
adopted by the ASMFC. The Regional
Administrator will determine the date
on which the annual coastwide quota
will have been harvested; beginning on
that date and through the end of the
calendar year, the EEZ north of 35°15.3′
N. lat. will be closed to the possession
of black sea bass. The Regional
Administrator will publish notification
in the Federal Register advising that,
upon, and after, that date, no vessel may
possess black sea bass in the EEZ north
of 35°15.3′ N. lat. during a closure, nor
may vessels issued a moratorium permit
land black sea bass during the closure.
Individual states will have the
responsibility to close their ports to
landings of black sea bass during a
closure, pursuant to the FMP for the
black sea bass fishery adopted by the
ASMFC.
(1) Commercial ACL overage
evaluation. The commercial sector ACL
will be evaluated based on a single-year
examination of total catch (landings and
dead discards). Both landings and dead
discards will be evaluated in
determining if the commercial sector
ACL has been exceeded.
(2) Commercial landings overage
repayment. Landings in excess of the
annual coastwide quota will be
deducted from the quota allocation for
the following year in the final rule that
establishes the annual quota. The
overage deduction will be based on
landings for the current year through
September 30, and landings for the
previous calendar year were not
included when the overage deduction
was made in the final rule that
established the annual coastwide quota
for the current year. If the Regional
Administrator determines during the
fishing year that any part of an overage
deduction was based on erroneous
landings data that were in excess of
actual landings for the period
concerned, he/she will restore the
overage that was deducted in error to
the appropriate quota allocation. The
Regional Administrator will publish
notification in the Federal Register
announcing the restoration.
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(b) Recreational landings sector
closure. The Regional Administrator
will monitor recreational landings based
on the best available data and shall
determine if the recreational harvest
limit has been met or exceeded. The
determination will be based on observed
landings and will not utilize projections
of future landings. At such time that the
available data indicate that the
recreational harvest limit has been met
or exceeded, the Regional Administrator
shall publish notification in the Federal
Register advising that, effective on a
specific date, the black sea bass
recreational fishery in the EEZ shall be
closed for remainder of the calendar
year.
(1) Recreational ACL overage
evaluation. The recreational sector ACL
will be evaluated based on a 3-year
moving average comparison of total
catch (landings and dead discards). Both
landings and dead discards will be
evaluated in determining if the 3-year
average recreational sector ACL has
been exceeded. The 3-year moving
average will be phased in over the first
3 years, beginning with 2012: Total
recreational total catch from 2012 will
be compared to the 2012 recreational
sector ACL; the average total catch from
both 2012 and 2013 will be compared to
the average of the 2012 and 2013
recreational sector ACLs; the average
total catch from 2012, 2013, and 2014
will be compared to the average of the
2012, 2013, and 2014 recreational sector
ACLs and, for all subsequent years, the
preceding 3-year average recreational
total catch will be compared to the
preceding 3-year average recreational
sector ACL.
(2) Recreational landing overage
repayment. If available data indicate
that the recreational sector ACL has
been exceeded and the landings have
exceeded the recreational harvest limit,
the exact amount of the landings
overage (in pounds) will be deducted, as
soon as possible, from a subsequent
single fishing year recreational sector
ACT.
(c) Non-landing accountability
measures, by sector. In the event that a
sector ACL has been exceeded and the
overage has not been accommodated
through landings-based AMs, then the
exact amount of the overage in pounds
by which the sector ACL was exceeded
will be deducted, as soon as possible,
from a subsequent single fishing year
applicable sector ACL.
(d) State/Federal disconnect AM. If
the total catch, allowable landings,
commercial quotas, and/or recreational
harvest limit measures adopted by the
ASMFC Black Sea Bass Management
Board and the MAFMC differ for a given
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fishing year, administrative action will
be taken as soon as is practicable to
revisit the respective recommendations
of the two groups. The intent of this
action shall be to achieve alignment
through consistent state and Federal
measures so no differential effects occur
to Federal permit holders.
■ 46. Section 648.144 is revised to read
as follows:
§ 648.144
Black sea bass gear restrictions.
(a) Trawl gear restrictions—(1)
General. (i) Otter trawlers whose owners
are issued a black sea bass moratorium
permit and that land or possess 500 lb
(226.8 kg) or more of black sea bass from
January 1 through March 31, or 100 lb
(45.4 kg) or more of black sea bass from
April 1 through December 31, must fish
with nets that have a minimum mesh
size of 4.5-inch (11.43-cm) diamond
mesh applied throughout the codend for
at least 75 continuous meshes forward
of the terminus of the net, or for
codends with less than 75 meshes, the
entire net must have a minimum mesh
size of 4.5-inch (11.43-cm) diamond
mesh throughout.
(ii) Mesh sizes shall be measured
pursuant to the procedure specified in
§ 648.104(a)(2).
(2) Net modifications. No vessel
subject to this part shall use any device,
gear, or material, including, but not
limited to, nets, net strengtheners,
ropes, lines, or chafing gear, on the top
of the regulated portion of a trawl net
except that one splitting strap and one
bull rope (if present) consisting of line
or rope no more than 3 inches (7.6 cm)
in diameter may be used if such
splitting strap and/or bull rope does not
constrict, in any manner, the top of the
regulated portion of the net, and one
rope no greater than 0.75 inches (1.9
cm) in diameter extending the length of
the net from the belly to the terminus of
the codend along the top, bottom, and
each side of the net. ‘‘Top of the
regulated portion of the net’’ means the
50 percent of the entire regulated
portion of the net that (in a hypothetical
situation) will not be in contact with the
ocean bottom during a tow if the
regulated portion of the net were laid
flat on the ocean floor. For the purpose
of this paragraph, head ropes shall not
be considered part of the top of the
regulated portion of a trawl net.
(3) Mesh obstruction or constriction.
(i) A fishing vessel may not use any
mesh configuration, mesh construction,
or other means on or in the top of the
net, as defined in paragraph (a)(2) of this
section, that obstructs the meshes of the
net in any manner, or otherwise causes
the size of the meshes of the net while
in use to diminish to a size smaller than
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the minimum established pursuant to
paragraph (a)(1)(i) of this section.
(ii) No person on any vessel may
possess or fish with a net capable of
catching black sea bass in which the
bars entering or exiting the knots twist
around each other.
(4) Stowage of nets. Otter trawl vessels
subject to the minimum mesh-size
requirement of paragraph (a)(1)(i) of this
section may not have ‘‘available for
immediate use’’ any net or any piece of
net that does not meet the minimum
mesh size requirement, or any net, or
any piece of net, with mesh that is
rigged in a manner that is inconsistent
with the minimum mesh size
requirement. A net that is stowed in
conformance with one of the methods
specified in § 648.23(b) and that can be
shown not to have been in recent use,
is considered to be not ‘‘available for
immediate use.’’
(5) Roller gear. Rollers used in roller
rig or rock hopper trawl gear shall be no
larger than 18 inches (45.7 cm) in
diameter.
(b) Pot and trap gear restrictions—(1)
Gear marking. The owner of a vessel
issued a black sea bass moratorium
permit must mark all black sea bass pots
or traps with the vessel’s USCG
documentation number or state
registration number.
(2) All black sea bass traps or pots
must have two escape vents placed in
lower corners of the parlor portion of
the pot or trap that each comply with
one of the following minimum size
requirements: 1.375 inches by 5.75
inches (3.49 cm by 14.61 cm); a circular
vent of 2.5 inches (6.4 cm) in diameter;
or a square vent with sides of 2 inches
(5.1 cm), inside measure; however,
black sea bass traps constructed of
wooden laths instead may have escape
vents constructed by leaving spaces of at
least 1.375 inches (3.49 cm) between
two sets of laths in the parlor portion of
the trap. These dimensions for escape
vents and lath spacing may be adjusted
pursuant to the procedures in § 648.140.
(3) Ghost panel. (i) Black sea bass
traps or pots must contain a ghost panel
affixed to the trap or pot with
degradable fasteners and hinges. The
opening to be covered by the ghost
panel must measure at least 3.0 inches
(7.62 cm) by 6.0 inches (15.24 cm). The
ghost panel must be affixed to the pot
or trap with hinges and fasteners made
of one of the following degradable
materials:
(A) Untreated hemp, jute, or cotton
string of 3⁄16 inches (4.8 mm) diameter
or smaller; or
(B) Magnesium alloy, timed float
releases (pop-up devices) or similar
magnesium alloy fasteners; or
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(C) Ungalvanized or uncoated iron
wire of 0.094 inches (2.4 mm) diameter
or smaller.
(ii) The use of a single non-degradable
retention device designed to prevent
loss of the ghost panel after the
degradable materials have failed is
permitted, provided the device does not
impair the egress design function of the
ghost panel by obstructing the opening
or by preventing the panel from opening
at such time that the degradable
fasteners have completely deteriorated.
■ 47. Section 648.145 is revised to read
as follows:
§ 648.145
Black sea bass possession limit.
(a) No person shall possess more than
25 black sea bass in, or harvested from
the EEZ unless that person is the owner
or operator of a fishing vessel issued a
black sea bass moratorium permit, or is
issued a black sea bass dealer permit.
Persons aboard a commercial vessel that
is not eligible for a black sea bass
moratorium permit are subject to this
possession limit. The owner, operator,
and crew of a charter or party boat
issued a black sea bass moratorium
permit are subject to the possession
limit when carrying passengers for hire
or when carrying more than five crew
members for a party boat, or more than
three crew members for a charter boat.
This possession limit may be adjusted
pursuant to the procedures in § 648.142.
(b) If whole black sea bass are
processed into fillets, an authorized
officer will convert the number of fillets
to whole black sea bass at the place of
landing by dividing fillet number by
two. If black sea bass are filleted into a
single (butterfly) fillet, such fillet shall
be deemed to be from one whole black
sea bass.
(c) Black sea bass harvested by vessels
subject to the possession limit with
more than one person aboard may be
pooled in one or more containers.
Compliance with the daily possession
limit will be determined by dividing the
number of black sea bass on board by
the number of persons aboard, other
than the captain and the crew. If there
is a violation of the possession limit on
board a vessel carrying more than one
person, the violation shall be deemed to
have been committed by the owner and
operator of the vessel.
(d) Owners or operators of otter trawl
vessels issued a moratorium permit
under § 648.4(a)(7) and fishing with, or
possessing on board, nets or pieces of
net that do not meet the minimum mesh
requirements specified in § 648.144(a)
and that are not stowed in accordance
with § 648.144(a)(4) may not retain more
than 500 lb (226.8 kg) of black sea bass
from January 1 through March 31, or
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more than 100 lb (45.4 kg) of black sea
bass from April 1 through December 31.
Black sea bass on board these vessels
shall be stored so as to be readily
available for inspection in a standard
100-lb (45.4-kg) tote.
■ 48. Section 648.146 is revised to read
as follows:
§ 648.146 Black sea bass recreational
fishing season.
Vessels that are not eligible for a
moratorium permit under § 648.4(a)(7),
and fishermen subject to the possession
limit specified in § 648.145(a), may
possess black sea bass from May 22
through October 11 and November 1
through December 31, unless this time
period is adjusted pursuant to the
procedures in § 648.142.
■ 49. Section 648.147 is revised to read
as follows:
§ 648.147
sizes.
Black sea bass minimum fish
(a) Moratorium (commercially)
permitted vessels. The minimum size
for black sea bass is 11 inches (27.94
cm) total length for all vessels issued a
moratorium permit under § 648.4(a)(7)
that fish for, possess, land or retain
black sea bass in or from U.S. waters of
the western Atlantic Ocean from
35°15.3′ N. Lat., the latitude of Cape
Hatteras Light, North Carolina,
northward to the U.S.-Canadian border.
The minimum size may be adjusted for
commercial vessels pursuant to the
procedures in § 648.142.
(b) Party/Charter permitted vessels
and recreational fishery participants.
The minimum fish size for black sea
bass is 12.5 inches (31.75 cm) TL for all
vessels that do not qualify for a
moratorium permit, and for party boats
holding a moratorium permit, if fishing
with passengers for hire or carrying
more than five crew members, and for
charter boats holding a moratorium
permit, if fishing with more than three
crew members.
(c) The minimum size in this section
applies to the whole fish or any part of
a fish found in possession (e.g., fillets),
except that party or charter vessels
possessing valid state permits
authorizing filleting at sea may possess
fillets smaller than the size specified if
skin remains on the fillet and all other
state requirements are met.
■ 50. Section 648.148 is added to
subpart I to read as follows:
§ 648.148
Special management zones.
The recipient of a U.S. Army Corps of
Engineers permit for an artificial reef,
fish attraction device, or other
modification of habitat for purposes of
fishing may request that an area
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surrounding and including the site be
designated by the MAFMC as a special
management zone (SMZ). The MAFMC
may prohibit or restrain the use of
specific types of fishing gear that are not
compatible with the intent of the
artificial reef or fish attraction device or
other habitat modification within the
SMZ. The establishment of an SMZ will
be effected by a regulatory amendment,
pursuant to the following procedure:
(a) A SMZ monitoring team
comprised of members of staff from the
MAFMC, NMFS Northeast Region, and
NMFS Northeast Fisheries Science
Center will evaluate the request in the
form of a written report, considering the
following criteria:
(1) Fairness and equity;
(2) Promotion of conservation;
(3) Avoidance of excessive shares;
(4) Consistency with the objectives of
Amendment 9 to the Summer Flounder,
Scup, and Black Sea Bass Fishery
Management Plan, the MagnusonStevens Act, and other applicable law;
(5) The natural bottom in and
surrounding potential SMZs; and
(6) Impacts on historical uses.
(b) The MAFMC Chairman may
schedule meetings of MAFMC’s
industry advisors and/or the SSC to
review the report and associated
documents and to advise the MAFMC.
The MAFMC Chairman may also
schedule public hearings.
(c) The MAFMC, following review of
the SMZ monitoring teams’s report,
supporting data, public comments, and
other relevant information, may
recommend to the Regional
Administrator that a SMZ be approved.
Such a recommendation will be
accompanied by all relevant background
information.
(d) The Regional Administrator will
review the MAFMC’s recommendation.
If the Regional Administrator concurs in
the recommendation, he or she will
publish a proposed rule in the Federal
Register in accordance with the
recommendations. If the Regional
Administrator rejects the MAFMC’s
recommendation, he or she shall advise
the MAFMC in writing of the basis for
the rejection.
(e) The proposed rule to establish a
SMZ shall afford a reasonable period for
public comment. Following a review of
public comments and any information
or data not previously available, the
Regional Administrator will publish a
final rule if he or she determines that
the establishment of the SMZ is
supported by the substantial weight of
evidence in the record and consistent
with the Magnuson-Stevens Act and
other applicable law.
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51. Section 648.149 is added to
subpart I to read as follows:
■
§ 648.149 Black sea bass framework
adjustments to management measures.
(a) Within season management action.
See § 648.110(a).
(1) Adjustment process. See
§ 648.110(a)(1).
(2) MAFMC recommendation. See
§ 648.110(a)(2)(i) through (iv).
(3) Regional Administrator action. See
§ 648.110(a)(3)(i) through (iii).
(4) Emergency actions. See
§ 648.110(a)(4).
(b) [Reserved]
■ 52. Section 648.160 is revised to read
as follows:
§ 648.160
(ACL).
Bluefish Annual Catch Limit
(a) The Bluefish Monitoring
Committee shall recommend to the
MAFMC an ACL for the bluefish fishery,
which shall be equal to the ABC
recommended by the SSC.
(1) Periodicity. The bluefish fishery
ACL may be established on an annual
basis for up to 3 years at a time,
dependent on whether the SSC provides
single or multiple-year ABC
recommendations.
(2) [Reserved]
(b) Performance review. The Bluefish
Monitoring Committee shall conduct a
detailed review of fishery performance
relative to the ACL at least every 5
years.
(1) If the ACL is exceeded with a
frequency greater than 25 percent (i.e.,
more than once in 4 years or any 2
consecutive years), the Bluefish
Monitoring Committee will review
fishery performance information and
make recommendations to the MAFMC
for changes in measures intended to
ensure the ACL is not exceeded as
frequently.
(2) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following the
determination that the bluefish stock
has become overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded, but may be conducted in
conjunction with such reviews.
■ 53. Section 648.161 is revised to read
as follows:
§ 648.161
(ACTs).
Bluefish Annual Catch Targets
(a) The Bluefish Monitoring
Committee shall identify and review the
relevant sources of management
uncertainty to recommend ACTs for the
commercial and recreational fishing
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sectors as part of the bluefish
specification process. The Bluefish
Monitoring Committee
recommendations shall identify the
specific sources of management
uncertainty that were considered,
technical approaches to mitigating these
sources of uncertainty, and any
additional relevant information
considered in the ACT recommendation
process.
(1) Sectors. The sum of the
commercial and recreational sectorspecific ACTs shall be less than or equal
to the fishery level ACL. The Bluefish
Monitoring Committee shall recommend
any reduction in catch necessary to
address management uncertainty,
consistent with paragraph (a) of this
section. A total of 83 percent of the
fishery-level ACT will be allocated to
the recreational fishery. A total of 17
percent of the fishery-level ACT will be
allocated to the commercial fishery.
(2) Periodicity. ACTs may be
established on an annual basis for up to
3 years at a time, dependent on whether
the SSC provides single or multiple-year
ABC recommendations.
(b) Performance review. The Bluefish
Monitoring Committee shall conduct a
detailed review of fishery performance
relative to ACTs in conjunction with
any ACL performance review, as
outlined in § 648.160(b)(1) through (3).
■ 54. Section 648.162 is revised to read
as follows:
§ 648.162
Bluefish specifications.
(a) Recommended measures. Based on
the annual review and requests for
research quota as described in
paragraph (h) of this section, the
Bluefish Monitoring Committee shall
recommend to the Coastal Migratory
Committee of the MAFMC and the
ASMFC the following measures to
ensure that the ACL specified by the
process outlined in § 648.160(a) will not
be exceeded:
(1) A fishery-level ACT;
(2) Research quota set from a range of
0 to 3 percent of TALs;
(3) Commercial minimum fish size;
(4) Minimum mesh size;
(5) Recreational possession limit set
from a range of 0 to 20 bluefish;
(6) Recreational minimum fish size;
(7) Recreational season;
(8) Restrictions on gear other than
otter trawls and gill nets;
(9) Changes, as appropriate, to the
Northeast Region SBRM, including the
CV-based performance standard, fishery
stratification, and/or reports; and
(10) Modification of existing AM
measures and ACT control rules utilized
by the Bluefish Monitoring Committee.
(b) TAL—(1) Recreational harvest
limit. If research quota is specified as
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described in paragraph (g) of this
section, the recreational harvest limit
will be based on the TAL remaining
after the deduction of the research
quota.
(2) Commercial quota. If 17 percent of
the TAL is less than 10.5 million lb (4.8
million kg) and the recreational fishery
is not projected to land its harvest limit
for the upcoming year, the commercial
fishery may be allocated up to 10.5
million lb (4.8 million kg) as its quota,
provided that the combination of the
projected recreational landings and the
commercial quota does not exceed the
TAL. If research quota is specified as
described in paragraph (g) of this
section, the commercial quota will be
based on the TAL remaining after the
deduction of the research quota.
(c) Annual fishing measures. The
MAFMC’s Coastal Migratory Committee
shall review the recommendations of
the Bluefish Monitoring Committee.
Based on these recommendations and
any public comment, the Coastal
Migratory Committee shall recommend
to the MAFMC measures necessary to
ensure that the ACL will not be
exceeded. The MAFMC shall review
these recommendations and, based on
the recommendations and any public
comment, recommend to the Regional
Administrator by September 1 measures
necessary to ensure that the applicable
ACL will not be exceeded. The
MAFMC’s recommendations must
include supporting documentation, as
appropriate, concerning the
environmental, economic, and social
impacts of the recommendations. The
Regional Administrator shall review
these recommendations and any
recommendations of the ASMFC. After
such review, NMFS will publish a
proposed rule in the Federal Register as
soon as practicable, to implement an
ACL, ACTs, research quota, a coastwide
commercial quota, individual state
commercial quotas, a recreational
harvest limit, and additional
management measures for the
commercial and recreational fisheries to
ensure that the ACL will not be
exceeded. After considering public
comment, NMFS will publish a final
rule in the Federal Register.
(d) Distribution of annual commercial
quota.—(1) The annual commercial
quota will be distributed to the states,
based upon the following percentages;
state each followed by its allocation in
parentheses: ME (0.6685); NH (0.4145);
MA (6.7167); RI (6.8081); CT (1.2663);
NY (10.3851); NJ (14.8162) DE (1.8782);
MD (3.0018); VA (11.8795); NC
(32.0608); SC (0.0352); GA (0.0095); and
FL (10.0597). Note: The sum of all state
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allocations does not add to 100 because
of rounding.
(2) [Reserved]
(e) Quota transfers and combinations.
Any state implementing a state
commercial quota for bluefish may
request approval from the Regional
Administrator to transfer part or all of
its annual quota to one or more states.
Two or more states implementing a state
commercial quota for bluefish may
request approval from the Regional
Administrator to combine their quotas,
or part of their quotas, into an overall
regional quota. Requests for transfer or
combination of commercial quotas for
bluefish must be made by individual or
joint letter(s) signed by the principal
state official with marine fishery
management responsibility and
expertise, or his/her previously named
designee, for each state involved. The
letter(s) must certify that all pertinent
state requirements have been met and
identify the states involved and the
amount of quota to be transferred or
combined.
(1) Within 10 working days following
the receipt of the letter(s) from the states
involved, the Regional Administrator
shall notify the appropriate state
officials of the disposition of the
request. In evaluating requests to
transfer a quota or combine quotas, the
Regional Administrator shall consider
whether:
(i) The transfer or combination would
preclude the overall annual quota from
being fully harvested;
(ii) The transfer addresses an
unforeseen variation or contingency in
the fishery; and
(iii) The transfer is consistent with the
objectives of the Bluefish FMP and
Magnuson-Stevens Act.
(2) The transfer of quota or the
combination of quotas will be valid only
for the calendar year for which the
request was made.
(3) A state may not submit a request
to transfer quota or combine quotas if a
request to which it is party is pending
before the Regional Administrator. A
state may submit a new request when it
receives notification that the Regional
Administrator has disapproved the
previous request or when notification of
the approval of the transfer or
combination has been published in the
Federal Register.
(f) Based upon any changes in the
landings data available from the states
for the base years 1981–89, the ASMFC
and the MAFMC may recommend to the
Regional Administrator that the states’
shares specified in paragraph (d)(1) of
this section be revised. The MAFMC’s
and the ASMFC’s recommendation must
include supporting documentation, as
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appropriate, concerning the
environmental and economic impacts of
the recommendation. The Regional
Administrator shall review the
recommendation of the ASMFC and the
MAFMC. After such review, NMFS will
publish a proposed rule in the Federal
Register to implement a revision in the
state shares. After considering public
comment, NMFS will publish a final
rule in the Federal Register to
implement the changes in allocation.
(g) Research quota. See § 648.21(g).
■ 55. Section 648.163 is revised to read
as follows:
§ 648.163 Bluefish Accountability
Measures (AMs).
(a) ACL overage evaluation. The ACL
will be evaluated based on a single-year
examination of total catch (landings and
dead discards). Both landings and dead
discards will be evaluated in
determining if the ACL has been
exceeded.
(b) Commercial sector EEZ closure.
NMFS shall close the EEZ to fishing for
bluefish by commercial vessels for the
remainder of the calendar year by
publishing notification in the Federal
Register if the Regional Administrator
determines that the inaction of one or
more states will cause the ACL specified
in § 648.160(a) to be exceeded, or if the
commercial fisheries in all states have
been closed. NMFS may reopen the EEZ
if earlier inaction by a state has been
remedied by that state, or if commercial
fisheries in one or more states have been
reopened without causing the ACL to be
exceeded.
(c) State commercial landing quotas.
The Regional Administrator will
monitor state commercial quotas based
on dealer reports and other available
information and shall determine the
date when a state commercial quota will
be harvested. NMFS shall publish
notification in the Federal Register
advising a state that, effective upon a
specific date, its commercial quota has
been harvested and notifying vessel and
dealer permit holders that no
commercial quota is available for
landing bluefish in that state.
(1) Commercial landings overage
repayment. All bluefish landed for sale
in a state shall be applied against that
state’s annual commercial quota,
regardless of where the bluefish were
harvested. Any overages of the
commercial quota landed in any state
will be deducted from that state’s
annual quota for the following year,
irrespective of whether the fishery-level
ACL is exceeded. If a state has increased
or reduced quota through the transfer
process described in § 648.162, then any
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overage will be measured against that
state’s final adjusted quota.
(2) If there is a quota overage at the
end of the fishing year among states
involved in the combination of quotas,
the overage will be deducted from the
following year’s quota for each of the
states involved in the combined quota,
irrespective of whether the fishery-level
ACL is exceeded. The deduction will be
proportional, based on each state’s
relative share of the combined quota for
the previous year. A transfer of quota or
combination of quotas does not alter any
state’s percentage share of the overall
quota specified in § 648.162(d)(1).
(d) Recreational landings AM when
the ACL is exceeded and no sector-tosector transfer of allowable landings has
occurred. If the fishery-level ACL is
exceeded and landings from the
recreational fishery are determined to be
the sole cause of the overage, and no
transfer between the commercial and
recreational sector was made for the
fishing year, as outlined in
§ 648.162(b)(2), then the exact amount,
in pounds, by which the ACL was
exceeded will be deducted, as soon as
possible, from a subsequent single
fishing year recreational ACT.
(e) AM for when the ACL is exceeded
and a sector-to-sector transfer of
allowable landings has occurred. If the
fishery-level ACL is exceeded and
landings from the recreational fishery
and/or the commercial fishery are
determined to have caused the overage,
and a transfer between the commercial
and recreational sector has occurred for
the fishing year, as outlined in
§ 648.162(b)(2), then the amount
transferred between the recreational and
commercial sectors may be reduced by
the ACL overage amount (pound-forpound repayment) in a subsequent,
single fishing year if the Bluefish
Monitoring Committee determines that
the ACL overage was the result of too
liberal a landings transfer between the
two sectors.
(f) Non-landing AMs. In the event that
the ACL has been exceeded and the
overage has not been accommodated
through the AM measures in paragraphs
(a) through (d) of this section, then the
exact amount, in pounds, by which the
ACL was exceeded shall be deducted, as
soon as possible, from a subsequent,
single fishing year ACL.
(g) State/Federal disconnect AM. If
the total catch, allowable landings,
commercial quotas, and/or recreational
harvest limit measures adopted by the
ASMFC Bluefish Management Board
and the MAFMC differ for a given
fishing year, administrative action will
be taken as soon as is practicable to
revisit the respective recommendations
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of the two groups. The intent of this
action shall be to achieve alignment
through consistent state and Federal
measures so no differential effects occur
to Federal permit holders.
■ 56. Section 648.164 is revised to read
as follows:
§ 648.164 Bluefish possession
restrictions.
(a) No person shall possess more than
15 bluefish in, or harvested from, the
EEZ unless that person is the owner or
operator of a fishing vessel issued a
bluefish commercial permit or is issued
a bluefish dealer permit. Persons aboard
a vessel that is not issued a bluefish
commercial permit are subject to this
possession limit. The owner, operator,
and crew of a charter or party boat
issued a bluefish commercial permit are
not subject to the possession limit when
not carrying passengers for hire and
when the crew size does not exceed five
for a party boat and three for a charter
boat.
(b) Bluefish harvested by vessels
subject to the possession limit with
more than one person on board may be
pooled in one or more containers.
Compliance with the daily possession
limit will be determined by dividing the
number of bluefish on board by the
number of persons on board, other than
the captain and the crew. If there is a
violation of the possession limit on
board a vessel carrying more than one
person, the violation shall be deemed to
have been committed by the owner and
operator of the vessel.
■ 57. Section 648.165 is revised to read
as follows:
§ 648.165
Bluefish minimum fish sizes.
If the MAFMC determines through its
annual review or framework adjustment
process that minimum fish sizes are
necessary to ensure that the fishing
mortality rate is not exceeded, or to
attain other FMP objectives, such
measures will be enacted through the
procedure specified in § 648.162(c) or
648.167.
■ 58. Section 648.166 is added to
subpart J to read as follows:
§ 648.166
Bluefish gear restrictions.
If the MAFMC determines through its
annual review or framework adjustment
process that gear restrictions are
necessary to ensure that the ACL is not
exceeded, or to attain other FMP
objectives, such measures, subject to the
gear other than trawls and gillnets
restrictions in § 648.162 regarding
specifications, will be enacted through
the procedure specified in § 648.162(c)
or 648.167.
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59. Section 648.167 is added to
subpart J to read as follows:
■
§ 648.167 Bluefish framework adjustment
to management measures.
(a) Within-season management action.
The MAFMC may, at any time, initiate
action to add or adjust management
measures if it finds that action is
necessary to meet or be consistent with
the goals and objectives of the Bluefish
FMP.
(1) Adjustment process. After a
management action has been initiated,
the MAFMC shall develop and analyze
appropriate management actions over
the span of at least two MAFMC
meetings. The MAFMC shall provide
the public with advance notice of the
availability of both the proposals and
the analysis and the opportunity to
comment on them prior to and at the
second MAFMC meeting. The MAFMC’s
recommendation on adjustments or
additions to management measures
must come from one or more of the
following categories: Adjustments
within existing ABC control rule levels;
adjustments to the existing MAFMC risk
policy; introduction of new AMs,
including sub-ACTs; minimum fish size;
maximum fish size; gear restrictions;
gear requirements or prohibitions;
permitting restrictions; recreational
possession limit; recreational season;
closed areas; commercial season;
description and identification of EFH;
fishing gear management measures to
protect EFH; designation of habitat areas
of particular concern within EFH;
changes to the Northeast Region SBRM
(including the CV-based performance
standard, the means by which discard
data are collected/obtained, fishery
stratification, reports and/or industryfunded observers or observer set-aside
programs); and any other management
measures currently included in the
FMP. Measures that require significant
departures from previously
contemplated measures or that are
otherwise introducing new concepts
may require an amendment of the FMP
instead of a framework adjustment.
(2) MAFMC recommendation. After
developing management actions and
receiving public testimony, the MAFMC
shall make a recommendation to the
Regional Administrator. The MAFMC’s
recommendation must include
supporting rationale and, if management
measures are recommended, an analysis
of impacts and a recommendation to the
Regional Administrator on whether to
issue the management measures as a
final rule. If the MAFMC recommends
that the management measures should
be issued as a final rule, the MAFMC
must consider at least the following
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factors and provide support and
analysis for each factor considered:
(i) Whether the availability of data on
which the recommended management
measures are based allows for adequate
time to publish a proposed rule, and
whether regulations have to be in place
for an entire harvest/fishing season;
(ii) Whether there has been adequate
notice and opportunity for participation
by the public and members of the
affected industry in the development of
the MAFMC’s recommended
management measures;
(iii) Whether there is an immediate
need to protect the resource; and
(iv) Whether there will be a
continuing evaluation of management
measures adopted following their
implementation as a final rule.
(3) Action by NMFS. If the MAFMC’s
recommendation includes adjustments
or additions to management measures
and, after reviewing the MAFMC’s
recommendation and supporting
information:
(i) If NMFS concurs with the
MAFMC’s recommended management
measures and determines that the
recommended management measures
should be issued as a final rule based on
the factors specified in paragraph (a)(2)
of this section, the measures will be
issued as a final rule in the Federal
Register.
(ii) If NMFS concurs with the
MAFMC’s recommendation and
determines that the recommended
management measures should be
published first as a proposed rule, the
measures will be published as a
proposed rule in the Federal Register.
After additional public comment, if
NMFS concurs with the MAFMC’s
recommendation, the measures will be
issued as a final rule in the Federal
Register.
(iii) If NMFS does not concur, the
MAFMC will be notified in writing of
the reasons for the non-concurrence.
(b) Emergency action. Nothing in this
section is meant to derogate from the
authority of the Secretary to take
emergency action under section 305(e)
of the Magnuson-Stevens Act.
■ 60. Section 648.230 is revised to read
as follows:
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§ 648.230 Spiny dogfish Annual Catch
Limits (ACLs).
(a) The Spiny Dogfish Monitoring
Committee shall recommend to the Joint
Spiny Dogfish Committee, an ACL for
the commercial spiny dogfish fishery,
which shall equal to the domestic ABC
(i.e., the ABC minus Canadian catch)
recommended by the SSC as specified
in § 648.20.
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(1) Periodicity. The spiny dogfish ACL
may be established on an annual basis
for up to 5 years at a time, dependent
on whether the SSC provides single or
multiple-year ABC recommendations.
(2) [Reserved]
(b) Performance review. The Spiny
Dogfish Monitoring Committee shall
conduct a detailed review of fishery
performance relative to the ACL at least
every 5 years.
(1) If an ACL is exceeded with a
frequency greater than 25 percent (i.e.,
more than once in 4 years or any
2 consecutive years), the Spiny Dogfish
Monitoring Committee will review
fishery performance information and
make recommendations to the Councils
for changes in measures intended to
ensure ACLs are not exceeded as
frequently.
(2) The Councils may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following a
determination that the spiny dogfish
stock has become overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded, but may be conducted in
conjunction with such reviews.
■ 61. Section 648.231 is revised to read
as follows:
§ 648.231 Spiny dogfish Annual Catch
Target (ACT) and Total Allowable Level of
Landings (TAL).
(a) The Spiny Dogfish Monitoring
Committee shall identify and review the
relevant sources of management
uncertainty to recommend an ACT and
a TAL for the fishery as part of the spiny
dogfish specification process specified
in § 648.232. The Spiny Dogfish
Monitoring Committee
recommendations shall identify the
specific sources of management
uncertainty that were considered,
technical approaches to mitigating these
sources of uncertainty, domestic
commercial and recreational discards,
and any additional relevant information
considered in the ACT and TAL
recommendation process.
(1) The ACT shall be identified as less
than or equal to the ACL.
(2) The Spiny Dogfish Monitoring
Committee shall recommend a TAL to
the Joint Spiny Dogfish Committee,
which accounts for domestic
commercial and recreational discards
(ACT minus domestic dead discards).
The TAL is equivalent to the annual
coastwide commercial quota.
(b) Periodicity. The TAL may be
established on an annual basis for up to
5 years at a time, dependent on whether
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the SSC provides single or multiple year
ABC recommendations.
(c) Performance review. The Spiny
Dogfish Monitoring Committee shall
conduct a detailed review of fishery
performance relative to TALs in
conjunction with any ACL performance
review, as outlined in § 648.230(b).
■ 62. Reserved § 648.232 is amended by
revising the section heading and adding
text to read as follows:
§ 648.232
Spiny dogfish specifications.
(a) Commercial quota and other
specification measures. The Spiny
Dogfish Monitoring Committee shall
recommend to the Joint Spiny Dogfish
Committee a TAL (i.e., annual
coastwide commercial quota) and any
other measures, including those in
paragraphs (a)(1) through (7) of this
section, that are necessary to ensure that
the commercial ACL will not be
exceeded in any fishing year
(May 1–April 30), for a period of 1–5
fishing years. The measures that may be
recommended include, but are not
limited to:
(1) Minimum or maximum fish sizes;
(2) Seasons;
(3) Mesh size restrictions;
(4) Trip limits;
(5) Changes to the Northeast Region
SBRM, including the CV-based
performance standard, fishery
stratification, and/or reports;
(6) Other gear restrictions; and
(7) Changes to AMs and ACT control
rules.
(b) Joint Spiny Dogfish Committee
recommendation. The Councils’ Joint
Spiny Dogfish Committee shall review
the recommendations of the Spiny
Dogfish Monitoring Committee. Based
on these recommendations and any
public comments, the Joint Spiny
Dogfish Committee shall recommend to
the Councils a TAL, and possibly other
measures, including those specified in
paragraphs (a)(1) through (7) of this
section, necessary to ensure that the
ACL specified in § 648.230 will not be
exceeded in any fishing year (May 1–
April 30), for a period of 1–5 fishing
years.
(c) Council recommendations. (1) The
Councils shall review these
recommendations and, based on the
recommendations and any public
comments, recommend to the Regional
Administrator a TAL and other
measures necessary to ensure that the
ACL specified in § 648.230 will not be
exceeded in any fishing year, for a
period of 1–5 fishing years. The
Councils’ recommendations must
include supporting documentation, as
appropriate, concerning the
environmental, economic, and other
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impacts of the recommendations. The
Regional Administrator shall initiate a
review of these recommendations and
may modify the recommended quota
and other management measures to
ensure that the ACL specified in
§ 648.230 will not be exceeded in any
fishing year, for a period of 1–5 fishing
years. The Regional Administrator may
modify the Councils’ recommendations
using any of the measures that were not
rejected by both Councils.
(2) After such review, NMFS shall
publish a proposed rule in the Federal
Register specifying a TAL, adjustments
to ACL, ACT, and TAL resulting from
the accountability measures specified in
§ 648.233, and other measures necessary
to ensure that the ACL will not be
exceeded in any fishing year, for a
period of 1–5 fishing years. After
considering public comments, NMFS
shall publish a final rule in the Federal
Register to implement the TAL and
other measures.
(d) [Reserved]
(e) Distribution of annual quota. (1)
The TAL (i.e., annual coastwide
commercial quota) specified according
to the process outlined section § 648.231
shall be allocated between two semiannual quota periods as follows: May 1
through October 31 (57.9 percent); and
November 1 through April 30
(42.1 percent).
(2) All spiny dogfish landed for a
commercial purpose in the states from
Maine through Florida shall be applied
against the applicable semi-annual
commercial quota, regardless of where
the spiny dogfish were harvested.
■ 63. Reserved § 648.233 is amended by
revising the section heading and adding
text to read as follows:
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§ 648.233 Spiny dogfish Accountability
Measures (AMs).
(a) Commercial EEZ closure. The
Regional Administrator shall determine
the date by which the quota for each
semi-annual period described in
§ 648.232(e)(1) will be harvested and
shall close the EEZ to fishing for spiny
dogfish on that date for the remainder
of that semi-annual period by
publishing notification in the Federal
Register. Upon the closure date, and for
the remainder of the semi-annual quota
period, no vessel may fish for or possess
spiny dogfish in the EEZ, nor may
vessels issued a spiny dogfish permit
under this part land spiny dogfish, nor
may dealers issued a Federal permit
purchase spiny dogfish from vessels
issued a spiny dogfish permit under this
part.
(b) ACL overage evaluation. The ACL
will be evaluated based on a single-year
examination of total catch (including
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both landings and dead discards) to
determine if the ACL has been
exceeded.
(c) Overage repayment. In the event
that the ACL has been exceeded in a
given fishing year, the exact amount in
pounds by which the ACL was exceeded
shall be deducted, as soon as possible
from a subsequent single fishing year
ACL.
■ 64. Section 648.235 is revised to read
as follows:
§ 648.235 Spiny dogfish possession and
landing restrictions.
(a) Quota Period 1. From May 1
through October 31, vessels issued a
valid Federal spiny dogfish permit
specified under § 648.4(a)(11) may:
(1) Possess up to 3,000 lb (1.36 mt) of
spiny dogfish per trip; and
(2) Land only one trip of spiny
dogfish per calendar day.
(b) Quota Period 2. From November 1
through April 30, vessels issued a valid
Federal spiny dogfish permit specified
under § 648.4(a)(11) may:
(1) Possess up to 3,000 lb (1.36 mt) of
spiny dogfish per trip; and
(2) Land only one trip of spiny
dogfish per calendar day.
(c) Regulations governing the harvest,
possession, landing, purchase, and sale
of shark fins are found at part 600,
subpart N, of this chapter.
§ 648.237
[Removed and reserved]
65. Section 648.237 is removed and
reserved.
■
§ 648.238
[Added and reserved]
66. Section 648.238 is added to
subpart L and reserved.
■ 67. Section 648.239 is added to
subpart L to read as follows:
■
§ 648.239 Spiny dogfish framework
adjustments to management measures.
(a) Within season management action.
The Councils may, at any time, initiate
action to add or adjust management
measures if they find that action is
necessary to meet or be consistent with
the goals and objectives of the Spiny
Dogfish FMP.
(1) Adjustment process. After the
Councils initiate a management action,
they shall develop and analyze
appropriate management actions over
the span of at least two Council
meetings. The Councils shall provide
the public with advance notice of the
availability of both the proposals and
the analysis for comment prior to, and
at, the second Council meeting. The
Councils’ recommendation on
adjustments or additions to management
measures must come from one or more
of the following categories: Adjustments
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60643
within existing ABC control rule levels;
adjustments to the existing MAFMC risk
policy; introduction of new AMs,
including sub-ACTs; minimum fish size;
maximum fish size; gear requirements,
restrictions, or prohibitions (including,
but not limited to, mesh size restrictions
and net limits); regional gear
restrictions; permitting restrictions, and
reporting requirements; recreational
fishery measures (including possession
and size limits and season and area
restrictions); commercial season and
area restrictions; commercial trip or
possession limits; fin weight to spiny
dogfish landing weight restrictions;
onboard observer requirements;
commercial quota system (including
commercial quota allocation procedures
and possible quota set-asides to mitigate
bycatch, conduct scientific research, or
for other purposes); recreational harvest
limit; annual quota specification
process; FMP Monitoring Committee
composition and process; description
and identification of essential fish
habitat; description and identification of
habitat areas of particular concern;
overfishing definition and related
thresholds and targets; regional season
restrictions (including option to split
seasons); restrictions on vessel size
(length and GRT) or shaft horsepower;
target quotas; measures to mitigate
marine mammal entanglements and
interactions; regional management;
changes to the Northeast Region SBRM,
including the CV-based performance
standard, the means by which discard
data are collected/obtained, fishery
stratification, reports, and/or industryfunded observers or observer set-aside
program; any other management
measures currently included in the
Spiny Dogfish FMP; and measures to
regulate aquaculture projects. Measures
that require significant departures from
previously contemplated measures or
that are otherwise introducing new
concepts may require an amendment of
the FMP instead of a framework
adjustment.
(2) Councils’ recommendation. After
developing management actions and
receiving public testimony, the Councils
shall make a recommendation approved
by a majority of each Council’s
members, present and voting, to the
Regional Administrator. The Councils’
recommendation must include
supporting rationale, an analysis of
impacts and, if management measures
are recommended, a recommendation to
the Regional Administrator on whether
to issue the management measures as a
final rule. If the Councils recommend
that the management measures should
be issued as a final rule, they must
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consider at least the following factors
and provide support and analysis for
each factor considered:
(i) Whether the availability of data on
which the recommended management
measures are based allows for adequate
time to publish a proposed rule and
whether regulations have to be in place
for an entire harvest/fishing season;
(ii) Whether there has been adequate
notice and opportunity for participation
by the public and members of the
affected industry in the development of
the Councils’ recommended
management measures;
(iii) Whether there is an immediate
need to protect the resource; and
(iv) Whether there will be a
continuing evaluation of management
measures adopted following their
implementation as a final rule;
(3) NMFS action. If the Councils’
recommendation includes adjustments
or additions to management measures,
then:
(i) If NMFS concurs with the
Councils’ recommended management
measures and determines that the
recommended management measures
should be issued as a final rule based on
the factors specified in paragraph (b)(2)
of this section, then the measures will
be issued as a final rule in the Federal
Register.
(ii) If NMFS concurs with the
Councils’ recommendation and
determines that the recommended
management measures should be
published first as a proposed rule, then
the measures will be published as a
proposed rule in the Federal Register.
After additional public comment, if
NMFS concurs with the Councils’
recommendation, then the measures
will be issued as a final rule in the
Federal Register.
(iii) If NMFS does not concur, the
Councils will be notified in writing of
the reasons for the non-concurrence.
(iv) Framework actions can be taken
only in the case where both Councils
approve the proposed measure.
(b) Emergency action. Nothing in this
section is meant to derogate from the
authority of the Secretary to take
emergency action under section 305(e)
of the Magnuson-Stevens Act.
■ 68. Section 648.290 is revised to read
as follows:
§ 648.290
(ACL).
Tilefish Annual Catch Limit
(a) The Tilefish Monitoring
Committee shall recommend to the
MAFMC an ACL for the commercial
tilefish fishery, which shall be equal to
the ABC recommended by the SSC.
(1) [Reserved]
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(2) Periodicity. The tilefish
commercial ACL may be established on
an annual basis for up to 3 years at a
time, dependent on whether the SSC
provides single or multiple-year ABC
recommendations.
(b) Performance review. The Tilefish
Monitoring Committee shall conduct a
detailed review of fishery performance
relative to the sector ACLs at least every
5 years.
(1) If the ACL is exceeded with a
frequency greater than 25 percent (i.e.,
more than once in 4 years or in any
2 consecutive years), the Tilefish
Monitoring Committee will review
fishery performance information and
make recommendations to the MAFMC
for changes in measures intended to
ensure ACLs are not as frequently
exceeded.
(2) The MAFMC may specify more
frequent or more specific ACL
performance review criteria as part of a
stock rebuilding plan following a
determination that the tilefish stock has
become overfished.
(3) Performance reviews shall not
substitute for annual reviews that occur
to ascertain if prior year ACLs have been
exceeded, but may be conducted in
conjunction with such reviews.
■ 69. Section 648.291 is revised to read
as follows:
§ 648.291
(ACT).
Tilefish Annual Catch Target
(a) The Tilefish Monitoring
Committee shall identify and review the
relevant sources of management
uncertainty to recommend an ACT as
part of the tilefish specification process.
The Tilefish Monitoring Committee
recommendations shall identify the
specific sources of management
uncertainty that were considered,
technical approaches to mitigating these
sources of uncertainty, and any
additional relevant information
considered in the ACT recommendation
process.
(1) Sectors. The ACT shall be less
than or equal to the ACL. The Tilefish
Monitoring Committee shall include the
fishing mortality associated with the
recreational fishery in its ACT
recommendations only if this source of
mortality has not already been
accounted for in the ABC recommended
by the SSC. The Tilefish Monitoring
Committee shall recommend any
reduction in catch necessary to address
sector-specific management uncertainty,
consistent with paragraph (a) of this
section.
(2) Periodicity. ACTs may be
established on an annual basis for up to
3 years at a time, dependent on whether
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the SSC provides single or multiple-year
ABC recommendations.
(b) Performance review. The Tilefish
Monitoring Committee shall conduct a
detailed review of fishery performance
relative to ACTs in conjunction with
any ACL performance review, as
outlined in § 648.290(b)(1) through (3).
■ 70. Section 648.292 is added to read
as follows:
§ 648.292
Tilefish specifications.
The fishing year is the 12-month
period beginning with November 1,
annually.
(a) Annual specification process. The
Tilefish Monitoring Committee shall
review the ABC recommendation of the
SSC, tilefish landings and discards
information, and any other relevant
available data to determine if the ACL,
ACT, or total allowable landings (TAL)
requires modification to respond to any
changes to the stock’s biological
reference points or to ensure that the
rebuilding schedule is maintained. The
Monitoring Committee will consider
whether any additional management
measures or revisions to existing
measures are necessary to ensure that
the TAL will not be exceeded. Based on
that review, the Monitoring Committee
will recommend ACL, ACT, and TAL to
the Tilefish Committee of the MAFMC.
Based on these recommendations and
any public comment received, the
Tilefish Committee shall recommend to
the MAFMC the appropriate ACL, ACT,
TAL, and other management measures
for a single fishing year or up to 3 years.
The MAFMC shall review these
recommendations and any public
comments received, and recommend to
the Regional Administrator, at least 120
days prior to the beginning of the next
fishing year, the appropriate ACL, ACT,
TAL, the percentage of TAL allocated to
research quota, and any management
measures to ensure that the TAL will
not be exceeded, for the next fishing
year, or up to 3 fishing years. The
MAFMC’s recommendations must
include supporting documentation, as
appropriate, concerning the
environmental and economic impacts of
the recommendations. The Regional
Administrator shall review these
recommendations, and after such
review, NMFS will publish a proposed
rule in the Federal Register specifying
the annual ACL, ACT, TAL and any
management measures to ensure that the
TAL will not be exceeded for the
upcoming fishing year or years. After
considering public comments, NMFS
will publish a final rule in the Federal
Register to implement the ACL, ACT,
TAL and any management measures.
The previous year’s specifications will
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remain effective unless revised through
the specification process and/or the
research quota process described in
paragraph (e) of this section. NMFS will
issue notification in the Federal
Register if the previous year’s
specifications will not be changed.
(b) TAL. (1) The TAL for each fishing
year will be 1.995 million lb (905,172
kg) unless modified pursuant to
paragraph (a) of this section.
(2) The sum of the TAL and estimated
discards shall be less than or equal to
the ACT.
(c) TAL allocation. For each fishing
year, up to 3 percent of the TAL may be
set aside for the purpose of funding
research. Once a research amount, if
any, is set aside, the TAL will first be
reduced by 5 percent to adjust for the
incidental catch. The remaining TAL
will be allocated to the individual IFQ
permit holder as described in
§ 648.294(a).
(d) Adjustments to the quota. If the
incidental harvest exceeds 5 percent of
the TAL for a given fishing year, the
incidental trip limit of 500 lb (226.8 kg)
may be reduced in the following fishing
year. If an adjustment is required, a
notification of adjustment of the quota
will be published in the Federal
Register.
(e) Research quota. See § 648.21(g).
■ 71. Section 648.293 is revised to read
as follows:
§ 648.293 Tilefish accountability
measures.
(a) If the ACL is exceeded, the amount
of the ACL overage that cannot be
directly attributed to IFQ allocation
holders having exceeded their IFQ
allocation will be deducted from the
ACL in the following fishing year. All
overages directly attributable to IFQ
allocation holders will be deducted
from the appropriate IFQ allocation(s) in
the subsequent fishing year, as required
by § 648.294(f).
(b) [Reserved]
■ 72. Section 648.294 is revised to read
as follows:
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§ 648.294
program.
Individual fishing quota (IFQ)
(a) IFQ allocation permits. After
adjustments for incidental catch,
research set asides, and overages, as
appropriate, pursuant to § 648.292(c),
the Regional Administrator shall divide
the remaining TAL among the IFQ
allocation permit holders who held an
IFQ permit as of September 1 of a giving
fishing year. Allocations shall be made
by applying the allocation percentages
that exist on September 1 of a given
fishing year to the IFQ TAL pursuant to
§ 648.292(c), subject to any deductions
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for overages pursuant to paragraph (f) of
this section. Amounts of IFQ of 0.5 lb
(0.23 kg) or smaller created by this
allocation shall be rounded downward
to the nearest whole number, and
amounts of IFQ greater than 0.5 lb (0.23
kg) created by this division shall be
rounded upward to the nearest whole
number, so that IFQ allocations are
specified in whole pounds. These
allocations shall be issued in the form
of an annual IFQ allocation permit.
(b) Application—(1) General.
Applicants for a permit under this
section must submit a completed
application on an appropriate form
obtained from NMFS. The application
must be filled out completely and
signed by the applicant. Each
application must include a declaration
of all interests in IFQ allocations, as
defined in § 648.2, listed by IFQ
allocation permit number, and must list
all Federal vessel permit numbers for all
vessels that an applicant owns or leases
that would be authorized to possess
tilefish pursuant to the IFQ allocation
permit. The Regional Administrator will
notify the applicant of any deficiency in
the application.
(i) [Reserved]
(ii) Renewal applications.
Applications to renew an IFQ allocation
permit must be received by September
15 to be processed in time for the
November 1 start of the fishing year.
Renewal applications received after this
date may not be approved, and a new
permit may not be issued before the
start of the next fishing year. An IFQ
allocation permit holder must renew
his/her IFQ allocation permit on an
annual basis by submitting an
application for such permit prior to the
end of the fishing year for which the
permit is required.
(2) Issuance. Except as provided in
subpart D of 15 CFR part 904, and
provided an application for such permit
is submitted by September 15, as
specified in paragraph (b)(1)(ii) of this
section, NMFS shall issue annual IFQ
allocation permits on or before October
31 to those who hold permanent
allocation as of September 1 of the
current fishing year. During the period
between September 1 and October 31,
transfer of IFQ is not permitted, as
described in paragraph (e)(4) of this
section. The IFQ allocation permit shall
specify the allocation percentage of the
IFQ TAL which the IFQ permit holder
is authorized to harvest.
(3) Duration. An annual IFQ
allocation permit is valid until October
31 of each fishing year unless it is
suspended, modified, or revoked
pursuant to 15 CFR part 904, or revised
due to a transfer of all or part of the
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allocation percentage under paragraph
(e) of this section. All Federal vessel
permit numbers that are listed on the
IFQ allocation permit are authorized to
possess tilefish pursuant to the IFQ
allocation permit until the end of the
fishing year or until NMFS receives
written notification from the IFQ
allocation permit holder that the vessel
is no longer authorized to possess
tilefish pursuant to the subject permit.
An IFQ allocation permit holder that
wishes to authorize an additional
vessel(s) to possess tilefish pursuant to
the IFQ allocation permit must send
written notification to NMFS that
includes the vessel permit number, and
the dates on which the IFQ allocation
permit holder desires the vessel to be
authorized to land IFQ tilefish pursuant
to the IFQ allocation permit to be
effective.
(4) Alteration. An annual IFQ
allocation permit that is altered, erased,
or mutilated is invalid.
(5) Replacement. The Regional
Administrator may issue a replacement
permit upon written application of the
annual IFQ allocation permit holder.
(6) Transfer. The annual IFQ
allocation permit is valid only for the
person to whom it is issued. All or part
of the allocation specified in the IFQ
allocation permit may be transferred in
accordance with paragraph (e) of this
section.
(7) Abandonment or voluntary
relinquishment. Any IFQ Allocation
permit that is voluntarily relinquished
to the Regional Administrator, or
deemed to have been voluntarily
relinquished for failure to pay a
recoverable cost fee, in accordance with
the requirements specified in paragraph
(h)(2) of this section, or for failure to
renew in accordance with paragraph
(b)(1)(ii) of this section, shall not be
reissued or renewed in a subsequent
year.
(c) [Reserved]
(d) [Reserved]
(e) Transferring IFQ allocations—(1)
Temporary transfers. Unless otherwise
restricted by the provisions in paragraph
(e)(3) of this section, the owner of an
IFQ allocation may transfer the entire
IFQ allocation, or a portion of the IFQ
allocation, to any person or entity
eligible to own a documented vessel
under the terms of 46 U.S.C. 12102(a).
Temporary IFQ allocation transfers shall
be effective only for the fishing year in
which the temporary transfer is
requested and processed, unless the
applicant specifically requests that the
transfer be processed for the subsequent
fishing year. The Regional
Administrator has final approval
authority for all temporary IFQ
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allocation transfer requests. The
approval of a temporary transfer may be
rescinded if the Regional Administrator
finds that an emergency has rendered
the lessee unable to fish for the
transferred IFQ allocation, but only if
none of the transferred allocation has
been landed.
(2) Permanent transfers. Unless
otherwise restricted by the provisions in
paragraph (e)(3) of this section, an
owner of an IFQ allocation may
permanently transfer the entire IFQ
allocation, or a portion of the IFQ
allocation, to any person or entity
eligible to own a documented vessel
under the terms of 46 U.S.C. 12102(a).
The Regional Administrator has final
approval authority for all permanent
IFQ allocation transfer requests.
(3) IFQ allocation transfer restrictions.
(i) If IFQ allocation is temporarily
transferred to any eligible entity, it may
not be transferred by the transferee
again within the same fishing year,
unless the transfer is rescinded due to
an emergency, as described in paragraph
(e)(1) of this section.
(ii) A transfer of IFQ will not be
approved by the Regional Administrator
if it would result in an entity owning,
or having an interest in, a percentage of
IFQ allocation exceeding 49 percent of
the total tilefish adjusted TAL.
(iii) If the owner of an IFQ allocation
leases additional quota from another
IFQ allocation permit holder, any
landings associated with this transferred
quota will be deducted from the total
yearly landings of the lessee, before his/
her base allocation, if any exists, for the
purpose of calculating the appropriate
cost-recovery fee. As described in
paragraph (h) of this section, a tilefish
IFQ allocation permit holder with a
permanent allocation shall incur a costrecovery fee, based on the value of
landings of tilefish authorized under
his/her tilefish IFQ allocation permit,
including allocation that he/she leases
to another IFQ allocation permit holder.
(4) Application for an IFQ allocation
transfer. Any IFQ allocation permit
holder applying for either permanent or
temporary transfer of IFQ allocation
must submit a completed IFQ
Allocation Transfer Form, available
from NMFS. The IFQ Allocation
Transfer Form must be submitted to the
NMFS Northeast Regional Office at least
30 days before the date on which the
applicant desires to have the IFQ
allocation transfer effective. The
Regional Administrator shall notify the
applicants of any deficiency in the
application pursuant to this section.
Applications for IFQ allocation transfers
must be received by September 1 to be
processed for the current fishing year.
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(i) Application information
requirements. An application to transfer
IFQ allocation must include the
following information: The type of
transfer (either temporary or
permanent); the signature of both parties
involved; the price paid for the transfer;
indicate eligibility to receive IFQ
allocation; the amount of allocation to
be transferred; and a declaration; by IFQ
Allocation permit number, of all the IFQ
allocations that the person or entity
receiving the IFQ allocation has an
interest. The person or entity receiving
the IFQ allocation must indicate the
permit numbers of all federally
permitted vessels that will possess or
land their IFQ allocation. Information
obtained from the IFQ Allocation
Transfer Form is confidential pursuant
to 16 U.S.C. 1881a.
(ii) Approval of IFQ transfer
applications. Unless an application to
transfer IFQ is denied according to
paragraph (e)(4)(iii) of this section, the
Regional Administrator shall issue
confirmation of application approval in
the form of a new or updated IFQ
allocation permit to the parties involved
in the transfer within 30 days of receipt
of a completed application.
(iii) Denial of transfer application.
The Regional Administrator may reject
an application to transfer IFQ allocation
for the following reasons: The
application is incomplete; the transferor
does not possess a valid tilefish IFQ
allocation permit; the transferor’s or
transferee’s vessel or tilefish IFQ
allocation permit has been sanctioned,
pursuant to an enforcement proceeding
under 15 CFR part 904; the transfer will
result in the transferee having a tilefish
IFQ allocation that exceeds 49 percent
of the adjusted TAL allocated to IFQ
allocation permit holders; the transfer is
to a person or entity that is not eligible
to own a documented vessel under the
terms of 46 U.S.C. 12102(a); or any other
failure to meet the requirements of this
subpart. Upon denial of an application
to transfer IFQ allocation, the Regional
Administrator shall send a letter to the
applicant describing the reason(s) for
the denial. The decision by the Regional
Administrator is the final decision of
the Department of Commerce; there is
no opportunity for an administrative
appeal.
(f) IFQ allocation overages. Any IFQ
allocation that is exceeded, including
amounts of tilefish landed by a lessee in
excess of a temporary transfer of IFQ
allocation, will be reduced by the
amount of the overage in the subsequent
fishing year(s). If an IFQ allocation
overage is not deducted from the
appropriate allocation before the IFQ
allocation permit is issued for the
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subsequent fishing year, a revised IFQ
allocation permit reflecting the
deduction of the overage shall be issued
by NMFS. If the allocation cannot be
reduced in the subsequent fishing year
because the full allocation has already
been landed or transferred, the IFQ
allocation permit will indicate a
reduced allocation for the amount of the
overage in the next fishing year.
(g) IFQ allocation acquisition
restriction. No person or entity may
acquire more than 49 percent of the
annual adjusted tilefish TAL, specified
pursuant to § 648.294, at any point
during a fishing year. For purposes of
this paragraph, acquisition includes any
permanent or temporary transfer of IFQ.
The calculation of IFQ allocation for
purposes of the restriction on
acquisition includes IFQ allocation
interests held by: A company in which
the IFQ holder is a shareholder, officer,
or partner; an immediate family
member; or a company in which the IFQ
holder is a part owner or partner.
(h) IFQ cost recovery. A fee shall be
determined as described in paragraph
(h)(1) of this section, and collected to
recover the government costs associated
with management, data collection and
analysis, and enforcement of the IFQ
program. A tilefish IFQ allocation
permit holder shall be responsible for
paying the fee assessed by NMFS. A
tilefish IFQ allocation permit holder
with a permanent allocation shall incur
a cost-recovery fee, based on the value
of landings of tilefish authorized under
his/her tilefish IFQ allocation permit,
including allocation that he/she leases
to another IFQ allocation permit holder.
A tilefish IFQ allocation permit holder,
with a permanent allocation, shall be
responsible for submitting this payment
to NMFS once per year, as specified in
paragraph (h)(2) of this section. For the
purpose of this section, the costrecovery billing period is defined as the
full calendar year, beginning with
January 1, 2010. NMFS will create an
annual IFQ allocation bill for each costrecovery billing period and provide it to
each IFQ allocation permit holder. The
bill will include annual information
regarding the amount and value of IFQ
allocation landed during the prior costrecovery billing period, and the
associated cost-recovery fees. NMFS
will also create a report that will detail
the costs incurred by NMFS, for the
management, enforcement, and data
collection and analysis associated with
the IFQ allocation program during the
prior cost-recovery billing period.
(1) NMFS determination of the total
annual recoverable costs of the tilefish
IFQ program. The Regional
Administrator shall determine the costs
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associated with the management, data
collection and analysis, and
enforcement of the IFQ allocation
program. The recoverable costs will be
divided by the amount of the total exvessel value of all tilefish IFQ landings
during the cost-recovery billing period
to derive a percentage. IFQ allocation
permit holders will be assessed a fee
based on this percentage multiplied by
the total ex-vessel value of all landings
under their permanent IFQ allocation
permit, including landings of allocation
that is leased. This fee shall not exceed
3 percent of the total value of tilefish
landings of the IFQ allocation permit
holder. If NMFS determines that the
costs associated with the management,
data collection and analysis, and
enforcement of the IFQ allocation
program exceed 3 percent of the total
value of tilefish landings, only 3 percent
are recoverable.
(i) Valuation of IFQ allocation. The 3percent limitation on cost-recovery fees
shall be based on the ex-vessel value of
landed allocation. The ex-vessel value
for each pound of tilefish landed by an
IFQ allocation holder shall be
determined from Northeast Federal
dealer reports submitted to NMFS,
which include the price per pound paid
to the vessel at the time of dealer
purchase.
(ii) [Reserved]
(2) Fee payment procedure. An IFQ
allocation permit holder who has
incurred a cost-recovery fee must pay
the fee to NMFS within 45 days of the
date of the bill. Cost-recovery payments
shall be made electronically via the
Federal Web portal, https://www.pay.gov
or other Internet sites designated by the
Regional Administrator. Instructions for
electronic payment shall be available on
both the payment Web site and the costrecovery fee bill. Electronic payment
options shall include payment via a
credit card, as specified in the costrecovery bill, or via direct automated
clearing house (ACH) withdrawal from
a designated checking account.
Alternatively, payment by check may be
authorized by Regional Administrator if
he/she determines that electronic
payment is not possible.
(3) Payment compliance. If the costrecovery payment, as determined by
NMFS, is not made within the time
specified in paragraph (h)(2) of this
section, the Regional Administrator will
deny the renewal of the appropriate IFQ
allocation permit until full payment is
received. If, upon preliminary review of
a fee payment, the Regional
Administrator determines that the IFQ
allocation permit holder has not paid
the full amount due, he/she shall notify
the IFQ allocation permit holder in
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writing of the deficiency. NMFS shall
explain the deficiency and provide the
IFQ allocation permit holder 30 days
from the date of the notice, either to pay
the amount assessed or to provide
evidence that the amount paid was
correct. If the IFQ allocation permit
holder submits evidence in support of
the appropriateness of his/her payment,
the Regional Administrator shall
determine whether there is a reasonable
basis upon which to conclude that the
amount of the tendered payment is
correct. This determination shall be in
set forth in a Final Administrative
Determination (FAD) that is signed by
the Regional Administrator. A FAD
shall be the final decision of the
Department of Commerce. If the
Regional Administrator determines that
the IFQ allocation permit holder has not
paid the appropriate fee, he/she shall
require payment within 30 days of the
date of the FAD. If a FAD is not issued
until after the start of the fishing year,
the IFQ allocation permit holder may be
issued a letter of authorization to fish
until the FAD is issued, at which point
the permit holder shall have 30 days to
comply with the terms of the FAD or the
tilefish IFQ allocation permit shall not
be issued, and the letter of authorization
shall not be valid until such terms are
met. Any tilefish landed pursuant to the
above authorization will count against
the IFQ allocation permit, if issued. If
the Regional Administrator determines
that the IFQ allocation permit holder
owes additional fees for the previous
cost-recovery billing period, and the
renewed IFQ allocation permit has
already been issued, the Regional
Administrator shall issue a FAD and
will notify the IFQ allocation permit
holder in writing. The IFQ allocation
permit holder shall have 30 days from
the date of the FAD to comply with the
terms of the FAD. If the IFQ allocation
permit holder does not comply with the
terms of the FAD within this period, the
Regional Administrator shall rescind the
IFQ allocation permit until such terms
are met. If an appropriate payment is
not received within 30 days of the date
of a FAD, the Regional Administrator
shall refer the matter to the appropriate
authorities within the U.S. Department
of the Treasury for purposes of
collection. No permanent or temporary
IFQ allocation transfers may be made to
or from the allocation of an IFQ
allocation permit holder who has not
complied with any FAD. If the Regional
Administrator determines that the terms
of a FAD have been met, the IFQ
allocation permit holder may renew the
tilefish IFQ allocation permit. If NMFS
does not receive full payment of a
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60647
recoverable cost fee prior to the end of
the cost-recovery billing period
immediately following the one for
which the fee was incurred, the subject
IFQ allocation permit shall be deemed
to have been voluntarily relinquished
pursuant to paragraph (b)(7) of this
section.
(4) Periodic review of the IFQ
program. A formal review of the IFQ
program must be conducted by the
MAFMC within 5 years of the effective
date of the final regulations. Thereafter,
it shall be incorporated into every
scheduled MAFMC review of the FMP
(i.e., future amendments or
frameworks), but no less frequently than
every 7 years.
■ 73. Section 648.295 is revised to read
as follows:
§ 648.295
Tilefish incidental trip limits.
(a) Incidental trip limit for vessels not
fishing under an IFQ allocation. Any
vessel of the United States fishing under
a tilefish permit, as described at
§ 648.4(a)(12), is prohibited from
possessing more than 500 lb (226.8 kg)
of tilefish at any time, unless the vessel
is fishing under a tilefish IFQ allocation
permit, as specified at § 648.294(a). Any
tilefish landed by a vessel fishing under
an IFQ allocation permit, on a given
fishing trip, count as landings under the
IFQ allocation permit.
(b) In-season closure of the incidental
fishery. The Regional Administrator will
monitor the harvest of the tilefish
incidental TAL based on dealer reports
and other available information, and
shall determine the date when the
incidental tilefish TAL has been landed.
The Regional Administrator shall
publish a notice in the Federal Register
notifying vessel and dealer permit
holders that, effective upon a specific
date, the incidental tilefish fishery is
closed for the remainder of the fishing
year.
■ 74. Section 648.296 is revised to read
as follows:
§ 648.296
limit.
Tilefish recreational possession
Any person fishing from a vessel that
is not fishing under a tilefish vessel
permit issued pursuant to § 648.4(a)(12),
may land up to eight tilefish per trip.
Anglers fishing onboard a charter/party
vessel shall observe the recreational
possession limit.
■ 75. Section 648.297 is added to
subpart N to read as follows:
§ 648.297
Tilefish gear restricted areas.
No vessel of the United States may
fish with bottom-tending mobile gear
within the areas bounded by the
following coordinates:
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N. lat.
W. long.
Canyon
Degrees
Oceanographer ........................................................................................
Lydonia .....................................................................................................
Veatch ......................................................................................................
Norfolk ......................................................................................................
§ 648.298
[Added and reserved]
76. Section 648.298 is added to
subpart N and reserved.
■ 77. Section 648.299 is added to
subpart N to read as follows:
■
jlentini on DSK4TPTVN1PROD with RULES2
§ 648.299 Tilefish framework
specifications.
(a) Within-season management action.
The MAFMC may, at any time, initiate
action to add or adjust management
measures if it finds that action is
necessary to meet or be consistent with
the goals and objectives of the Tilefish
FMP.
(1) Specific management measures.
The following specific management
measures may be adjusted at any time
through the framework adjustment
process:
(i) Minimum fish size;
(ii) Minimum hook size;
(iii) Closed seasons;
(iv) Closed areas;
(v) Gear restrictions or prohibitions;
(vi) Permitting restrictions;
(vii) Gear limits;
(viii) Trip limits;
(ix) Adjustments within existing ABC
control rule levels;
(x) Adjustments to the existing
MAFMC risk policy;
(xi) Introduction of new AMs,
including sub ACTs;
(xii) Annual specification quota
setting process;
(xiii) Tilefish FMP Monitoring
Committee composition and process;
(xiv) Description and identification of
EFH;
(xv) Fishing gear management
measures that impact EFH;
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40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
40.0
39.0
39.0
37.0
37.0
37.0
37.0
36.0
37.0
Min
29.0
29.0
25.0
22.0
19.0
19.0
16.0
14.0
31.0
28.0
21.0
21.0
26.0
28.0
0.0
0.0
54.0
54.0
5.0
6.0
4.0
4.0
58.0
4.0
(xvi) Habitat areas of particular
concern;
(xvii) Set-aside quotas for scientific
research;
(xviii) Changes to the Northeast
Region SBRM, including the CV-based
performance standard, the means by
which discard data are collected/
obtained, fishery stratification, reports,
and/or industry-funded observers or
observer set-aside programs;
(xix) Recreational management
measures, including the bag limit,
minimum fish size limit, seasons, and
gear restrictions or prohibitions; and
(xx) IFQ program review components,
including capacity reduction, safety at
sea issues, transferability rules,
ownership concentration caps, permit
and reporting requirements, and fee and
cost-recovery issues.
(xxi) Measures that require significant
departures from previously
contemplated measures or that are
otherwise introducing new concepts
may require a formal amendment of the
FMP instead of a framework adjustment.
(2) Adjustment process. If the
MAFMC determines that an adjustment
to management measures is necessary to
meet the goals and objectives of the
FMP, it will recommend, develop, and
analyze appropriate management
actions over the span of at least two
MAFMC meetings. The MAFMC will
provide the public with advance notice
of the availability of the
recommendation, appropriate
justifications and economic and
biological analyses, and opportunity to
comment on the proposed adjustments
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prior to and at the second MAFMC
meeting on that framework action.
(3) MAFMC recommendation. After
developing management actions and
receiving public testimony, the MAFMC
will make a recommendation to the
Regional Administrator. The MAFMC’s
recommendation must include
supporting rationale and, if management
measures are recommended, an analysis
of impacts and a recommendation to the
Regional Administrator on whether to
issue the management measures as a
final rule. If the MAFMC recommends
that the management measures should
be issued as a final rule, it must
consider at least the following factors
and provide support and analysis for
each factor considered:
(i) Whether the availability of data on
which the recommended management
measures are based allows for adequate
time to publish a proposed rule, and
whether regulations have to be in place
for an entire harvest/fishing season;
(ii) Whether there has been adequate
notice and opportunity for participation
by the public and members of the
affected industry in the development of
the MAFMC’s recommended
management measures;
(iii) Whether there is an immediate
need to protect the resource; and
(iv) Whether there will be a
continuing evaluation of management
measures adopted following their
implementation as a final rule.
(4) Regional Administrator action. If
the MAFMC’s recommendation includes
adjustments or additions to management
measures and, after reviewing the
E:\FR\FM\29SER2.SGM
29SER2
Federal Register / Vol. 76, No. 189 / Thursday, September 29, 2011 / Rules and Regulations
MAFMC’s recommendation and
supporting information:
(i) If the Regional Administrator
concurs with the MAFMC’s
recommended management measures
and determines that the recommended
management measures should be issued
as a final rule based on the factors
specified in paragraphs (a)(2) and (a)(3)
of this section, the measures will be
issued as a final rule in the Federal
Register.
(ii) If the Regional Administrator
concurs with the MAFMC’s
recommendation and determines that
the recommended management
measures should be published first as a
proposed rule, the measures will be
published as a proposed rule in the
Federal Register. After additional
public comment, if the Regional
Administrator concurs with the
MAFMC’s recommendation, the
measures will be issued as a final rule
in the Federal Register.
(iii) If the Regional Administrator
does not concur with the MAFMC’s
recommendation, the MAFMC will be
notified in writing of the reasons for the
non-concurrence.
(b) Emergency action. Nothing in this
section is meant to derogate from the
authority of the Secretary to take
emergency action under section 305(e)
of the Magnuson-Stevens Act.
§§ 648.1, 648.2, 648.4, 648.6, 648.7, 648.8,
648.12, 648.13, 648.14, 648.15, and 648.94
[Amended]
78. In the table below, for each section
in the left column, remove the text from
whenever it appears throughout the
section and add the text indicated in the
right column.
■
jlentini on DSK4TPTVN1PROD with RULES2
Section
Remove
Add
§ 648.1(a) .....................................................................................
§ 648.1(a) .....................................................................................
§ 648.2 ..........................................................................................
§ 648.2 ..........................................................................................
§ 648.2 ..........................................................................................
§ 648.2 ..........................................................................................
§ 648.2 ..........................................................................................
§ 648.4(a)(3) introductory text ......................................................
§ 648.4(a)(3)(i)(A) .........................................................................
§ 648.4(a)(3)(i)(L)(ii) .....................................................................
§ 648.4(a)(3)(i)(L)(iii) .....................................................................
§ 648.4(a)(4) .................................................................................
§ 648.4(a)(4) .................................................................................
§ 648.4(a)(4) .................................................................................
§ 648.4(a)(5)(ii) .............................................................................
§ 648.4(a)(6) introductory text ......................................................
§ 648.4(a)(12) introductory text ....................................................
§ 648.4(a)(12) introductory text ....................................................
§ 648.4(a)(12)(i) ............................................................................
§ 648.6(a)(1) .................................................................................
§ 648.6(c) ......................................................................................
§ 648.7(b)(1)(ii) .............................................................................
§ 648.7(b)(1)(ii) .............................................................................
§ 648.7(b)(1)(ii) .............................................................................
§ 648.7(b)(2)(ii) .............................................................................
§ 648.8(e) .....................................................................................
§ 648.12 introductory text .............................................................
§ 648.12(c) ....................................................................................
§ 648.14(g)(1) introductory text ....................................................
§ 648.14(g)(1)(iii) ..........................................................................
§ 648.14(g)(2) introductory text ....................................................
§ 648.14(g)(2)(i) ............................................................................
§ 648.14(g)(2)(ii)(C) ......................................................................
§ 648.14(g)(3) introductory text ....................................................
§ 648.14(g)(3)(i) ............................................................................
§ 648.14(h) introductory text ........................................................
§ 648.14(n)(1) introductory text ....................................................
§ 648.14(n)(1)(i) ............................................................................
§ 648.14(n)(1)(i) ............................................................................
§ 648.14(n)(1)(ii)(B) ......................................................................
§ 648.14(n)(1)(iii) ..........................................................................
§ 648.14(n)(1)(iii) ..........................................................................
§ 648.14(n)(2) introductory text ....................................................
§ 648.14(n)(2)(i)(A) .......................................................................
§ 648.14(n)(2)(i)(B) .......................................................................
§ 648.14(n)(2)(i)(B) .......................................................................
§ 648.14(n)(2)(i)(B) .......................................................................
§ 648.14(n)(2)(iii)(A) .....................................................................
§ 648.14(n)(2)(iii)(A) .....................................................................
§ 648.14(n)(2)(iii)(B) .....................................................................
§ 648.14(n)(2)(iii)(B) .....................................................................
§ 648.14(n)(2)(iii)(C) .....................................................................
§ 648.14(n)(2)(iii)(C) .....................................................................
§ 648.14(n)(3) introductory text ....................................................
§ 648.14(n)(3)(ii) ...........................................................................
§ 648.14(n)(3)(iii) ..........................................................................
§ 648.14(o)(1) introductory text ....................................................
surf clam ...................................
Surf Clam .................................
surf clam ...................................
surf clams .................................
Surf clams ................................
§ 648.70 ....................................
§ 648.291(e)(1) .........................
§ 648.105 ..................................
§ 648.105 ..................................
§ 648.105 ..................................
§ 648.104(b)(1) .........................
Surf clam ..................................
surf clams .................................
surf clam ...................................
§ 648.21 ....................................
§ 648.125 ..................................
§ 648.291 ..................................
§ 648.293 ..................................
§ 648.295 ..................................
surf clam ...................................
surf clam ...................................
Surf clam ..................................
surf clam ...................................
surf clams .................................
§ 648.291(a) .............................
surf clam ...................................
surf clam ...................................
surf clams .................................
§ 648.21(g) ...............................
§ 648.26 ....................................
§ 648.21(g) ...............................
§ 648.21 ....................................
§ 648.25 ....................................
§ 648.21(g) ...............................
§ 648.21(d) ...............................
§ 648.21(g) ...............................
§ 648.21(g) ...............................
§ 648.105 ..................................
§ 648.102 ..................................
§ 648.105 ..................................
§ 648.104 ..................................
§ 648.105(a) .............................
§ 648.100(f) ..............................
§ 648.104 ..................................
§ 648.105(d) .............................
§ 648.104(a) .............................
§ 648.104(b) .............................
§ 648.104 ..................................
§ 648.104(e) .............................
§ 648.104 ..................................
§ 648.104(f) ..............................
§ 648.104(b)(1) .........................
§ 648.104 ..................................
§ 648.100(f) ..............................
§ 648.105 ..................................
§ 648.102 ..................................
§ 648.120(e) .............................
surfclam ....................................
Surfclam ...................................
surfclam ....................................
surfclams ..................................
Surfclams .................................
§ 648.74 ....................................
§ 648.294(e)(1) .........................
§ 648.106 ..................................
§ 648.106 ..................................
§ 648.106 ..................................
§ 648.108(b)(1) .........................
Surfclam ...................................
surfclams ..................................
surfclam ....................................
§ 648.22 ....................................
§ 648.128 ..................................
§ 648.294 ..................................
§ 648.295 ..................................
§ 648.296 ..................................
surfclam ....................................
surfclam ....................................
Surfclam ...................................
surfclam ....................................
surfclams ..................................
§ 648.294(a) .............................
surfclam ....................................
surfclam ....................................
surfclams ..................................
§ 648.22(g) ...............................
§ 648.27 ....................................
§ 648.22(g) ...............................
§ 648.22 ....................................
§ 648.26 ....................................
§ 648.22(g) ...............................
§ 648.22(d) ...............................
§ 648.22(g) ...............................
§ 648.22(g) ...............................
§ 648.106 ..................................
§ 648.105 ..................................
§ 648.106 ..................................
§ 648.108 ..................................
§ 648.106(a) .............................
§ 648.102(e) .............................
§ 648.108 ..................................
§ 648.106(d) .............................
§ 648.108(a) .............................
§ 648.108(b) .............................
§ 648.108 ..................................
§ 648.108(e) .............................
§ 648.108 ..................................
§ 648.108(f) ..............................
§ 648.108(b)(1) .........................
§ 648.108 ..................................
§ 648.102(e) .............................
§ 648.106 ..................................
§ 648.105 ..................................
§ 648.122(e) .............................
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Federal Register / Vol. 76, No. 189 / Thursday, September 29, 2011 / Rules and Regulations
Section
Remove
Add
§ 648.14(o)(1)(ii)(A) ......................................................................
§ 648.14(o)(1)(ii)(D) ......................................................................
§ 648.14(o)(1)(ii)(E) ......................................................................
§ 648.14(o)(1)(iii) ..........................................................................
§ 648.14(o)(1)(v) ...........................................................................
§ 648.14(o)(1)(vi) ..........................................................................
§ 648.14(o)(1)(vi) ..........................................................................
§ 648.14(o)(2) introductory text ....................................................
§ 648.14(o)(2)(i) introductory text .................................................
§ 648.14(o)(2)(i)(C) .......................................................................
§ 648.14(o)(3) introductory text ....................................................
§ 648.14(o)(3)(ii) ...........................................................................
§ 648.14(o)(3)(iii) ..........................................................................
§ 648.14(o)(3)(v) ...........................................................................
§ 648.14(p)(1) introductory text ....................................................
§ 648.14(p)(1)(i) ............................................................................
§ 648.14(p)(1)(v) ...........................................................................
§ 648.14(p)(2) introductory text ....................................................
§ 648.14(p)(3) introductory text ....................................................
§ 648.14(p)(2)(ii)(D)(3) ..................................................................
§ 648.14(p)(3)(iii) ..........................................................................
§ 648.14(q) introductory text ........................................................
§ 648.14(q)(2)(i) ............................................................................
§ 648.14(q)(2)(ii) ...........................................................................
§ 648.14(u)(2)(ii) ...........................................................................
§ 648.14(u)(2)(ii) ...........................................................................
§ 648.14(u)(2)(iii) ..........................................................................
§ 648.15(b)(1) ...............................................................................
§ 648.15(b)(2) ...............................................................................
§ 648.94(c)(3)(iv) ..........................................................................
§ 648.122(g) .............................
§ 648.123 ..................................
§ 648.120(b)(3), (4), and (7) .....
§ 648.124 ..................................
§ 648.123 ..................................
§ 648.122 (a) or (b) ..................
§ 648.123(b) .............................
§ 648.120(e) .............................
§ 648.123 ..................................
§ 648.122 ..................................
§ 648.120(e) .............................
§ 648.125 ..................................
§ 648.122 ..................................
§ 648.124(b) .............................
§ 648.140(e) .............................
§ 648.142 ..................................
§ 648.143 ..................................
§ 648.140(e) .............................
§ 648.140 ..................................
§ 648.140(e) .............................
§ 648.142 ..................................
§ 648.160(h) .............................
§ 648.161(b) .............................
§ 648.161(a) .............................
§ 648.293 ..................................
§ 648.291(a) .............................
§ 648.291(a) .............................
§ 648.70 ....................................
§ 648.76 ....................................
§ 648.104(a)(1) .........................
§§ 648.124 and 648.127 ..........
§ 648.125 ..................................
§ 648.122(a) .............................
§ 648.126 ..................................
§ 648.125 ..................................
§ 648.124 (a) or (b) ..................
§ 648.125(a)(5) .........................
§ 648.122(e) .............................
§ 648.125 ..................................
§ 648.124 ..................................
§ 648.122(e) .............................
§ 648.128 ..................................
§ 648.124 ..................................
§ 648.126(b) .............................
§ 648.142(d) .............................
§ 648.146 ..................................
§ 648.147 ..................................
§ 648.142(d) .............................
§ 648.142 ..................................
§ 648.142(d) .............................
§ 648.146 ..................................
§ 648.162(g) .............................
§ 648.163(b) .............................
§ 648.163(a) .............................
§ 648.295 ..................................
§ 648.294(a) .............................
§ 648.294(a) .............................
§ 648.74 ....................................
§ 648.78 ....................................
§ 648.108(a)(1) .........................
[FR Doc. 2011–24511 Filed 9–28–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 189 (Thursday, September 29, 2011)]
[Rules and Regulations]
[Pages 60606-60650]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-24511]
[[Page 60605]]
Vol. 76
Thursday,
No. 189
September 29, 2011
Part II
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Part 648
Magnuson-Stevens Fishery Conservation and Management Act Provisions;
Fisheries of the Northeastern United States; Annual Catch Limits and
Accountability Measures; Final Rule
Federal Register / Vol. 76 , No. 189 / Thursday, September 29, 2011 /
Rules and Regulations
[[Page 60606]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648
[Docket No. 100902424-1331-03]
RIN 0648-BA23
Magnuson-Stevens Fishery Conservation and Management Act
Provisions; Fisheries of the Northeastern United States; Annual Catch
Limits and Accountability Measures
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS hereby implements an omnibus amendment to all Mid-
Atlantic Fishery Management Council (Council) fishery management plans
(FMPs) to bring all Council FMPs into compliance with the annual catch
limit (ACL) and accountability measure (AM) requirements of the
Magnuson-Stevens Act (MSA). This rule is necessary to establish
measures that address the MSA-required elements to utilize scientific
advice, establish catch limits, and maintain accountability in managing
fisheries. There are multiple objectives of the Omnibus Amendment: To
establish a comprehensive framework for all Council FMPs that is
compliant with the MSA requirements and consistent with the National
Standard 1 guidelines issued by NMFS; to implement a process that more
formally utilizes scientific recommendations in the establishment of
annual catch levels; to establish a framework to derive ACLs with AM
backstops; and to establish processes for revisiting and modifying the
measures established by the Omnibus Amendment so that overfishing is
prevented, stocks are rebuilt as needed, and optimum yield (OY) may be
achieved for all managed stocks under the Council's jurisdiction.
DATES: Effective October 31, 2011.
ADDRESSES: Copies of the Omnibus Amendment document, including the
Environmental Assessment and Regulatory Impact Review (EA/RIR) and
other supporting documents for the Omnibus Amendment, are available
from Dr. Christopher M. Moore, Executive Director, Mid-Atlantic Fishery
Management Council, Suite 201, 800 North State Street, Dover, DE 19901.
The Omnibus Amendment is also accessible via the Internet at https://www.nero.noaa.gov.
FOR FURTHER INFORMATION CONTACT: Michael Ruccio, Fishery Policy
Analyst, (978) 281-9104.
SUPPLEMENTARY INFORMATION:
Background
NMFS published a Notice of Availability (NOA) soliciting public
input on the Omnibus Amendment in the Federal Register on May 23, 2011
(76 FR 29717). NMFS published a proposed rule in the Federal Register
on June 17, 2011 (76 FR 35578), proposing regulations that would
implement the Omnibus Amendment measures. The NOA specifically
solicited input on whether NMFS, acting on the behalf of the Secretary
of Commerce (Secretary), should approve, partially approve, or
disapprove the Omnibus Amendment. Comments were accepted through July
22, 2011, on the NOA. The proposed rule outlined the Acceptable
Biological Catch (ABC) control rules for use by the Scientific and
Statistical Committee (SSC) in recommending ABC to the Council, a risk
policy for use in conjunction with the ABC control rules to inform the
SSC of the Council's preferred tolerance for the risk of overfishing a
stock, ACLs for all Council-managed stocks except Loligo and Illex
squids, which are exempt from the ACL/AM requirements because they are
not overfished and have annual life cycles, comprehensive AMs for all
established ACLs, descriptions of the process to review ACL and AM
performance, and information on the processes for the future
modification of the measures established through the Omnibus Amendment.
Comments were accepted on the proposed rule measures through July 18,
2011. Additional background information and detail on why and how the
Omnibus Amendment was developed and the overarching requirements the
amendment satisfies were provided in the Omnibus Amendment proposed
rule (76 FR 35578, June 17, 2011) and are not repeated here.
The Council reviewed the proposed Omnibus Amendment regulations as
drafted by NMFS and deemed them to be necessary and appropriate as
required by section 303(c) of the MSA. The Omnibus Amendment
established the measures described later in this final rule through the
following specific FMP amendments: Amendment 13 to the Atlantic
Mackerel, Squids, and Butterfish FMP; Amendment 3 to the Atlantic
Bluefish FMP; Amendment 2 to the Spiny Dogfish FMP; Amendment 15 to the
Summer Flounder, Scup, and Black Sea Bass FMP; Amendment 16 to the
Surfclam and Ocean Quahog FMP; and Amendment 3 to the Tilefish FMP.
Approved Omnibus Amendment Measures
NMFS evaluated all comments received by the end of the comment
periods, whether specifically directed to the amendment approval
decision or the proposed rule measures, in its decisionmaking process.
NMFS, on behalf of the Secretary, approved the Omnibus Amendment on
August 12, 2011. NMFS now implements through this final rule, the
Omnibus Amendment measures recommended by the Council and as contained
in the proposed rule, with minor clarifications as outlined in the
Changes and Clarifications from the Proposed Rule section later in this
preamble. As outlined in the proposed rule and Omnibus Amendment
document, this action establishes the framework that the Council and
SSC will utilize to establish catch limits, the system for maintaining
accountability when ACLs are exceeded, the process to evaluate the
continued efficacy of the overall ABC/ACL/AM system, and the methods by
which future changes to the overall system may be made. The actual ABC
recommendations by the SSC and establishment of ACLs by the Council
will occur in subsequent specification setting processes. The approved
Omnibus Amendment measures are as follows:
ABC Control Rules
This rule implements the four ABC control rule approaches developed
by the Council's SSC, as proposed. The framework of these rules places
stocks into one of four levels, each with specific criteria for both
placement and generation of ABC recommendations, based on the amount of
scientific uncertainty as determined by the SSC involved with the stock
assessment, available data, life history, and other scientifically
related parameters. When possible, the SSC will utilize the overfishing
level (OFL) probability distribution in conjunction with the Council's
risk policy to derive and recommend ABC to the Council. In instances
where OFL cannot be determined, or for stocks that the SSC determines
have an unreliable OFL or OFL distribution, the control rules guide the
SSC in how ABC shall be derived.
Council Risk Policy
This rule implements the risk policy approaches, as proposed. The
Council's risk policy is designed to inform the SSC of the Council's
tolerance for the
[[Page 60607]]
risk of overfishing. The risk policy uses a combination of the ratio of
biomass (B)/BMaximum Sustainable Yield (MSY) and the life
history traits of any given species to set the tolerance for
overfishing anywhere from zero (for stocks with a B/BMSY of
0.10 or lower, irrespective of life history traits) to a maximum of a
40-percent probability of overfishing for stocks with a typical life
history as determined by the SSC and a B/BMSY of 1.0 or
higher.
The probability of overfishing, as determined by the risk policy,
will be applied by the SSC to stocks with either an OFL distribution
from the stock assessment or generated by the SSC. If no OFL is
available from a stock assessment and no OFL proxy is provided by the
SSC when an ABC recommendation is made, the risk policy does not permit
increases in ABC until an acceptable OFL has been identified.
For stocks under a rebuilding plan, the risk policy requires that
the probability of exceeding the rebuilding target F
(FREBUILD) would be 50 percent, unless modified to a lesser
value (i.e., a higher probability that FREBUILD would not be
exceeded) through a stock rebuilding plan amendment. In instances where
the rebuilding plan risk policy and general risk policy result in
different approaches and potential ABCs, the SSC will forward the lower
of the two resulting ABCs to the Council as a more risk averse
approach.
Annual Catch Limits and Accountability Measures
This final rule implements the ACL and AM measures, as proposed,
along with the minor changes outlined in the Changes from the Proposed
Rule Section later in this preamble. Under the implemented approach
established by the Omnibus Amendment, the Council will rely on the SSC
to set ABC at or below OFL, with the reduction from OFL dependent on
the amount of scientific uncertainty identified by the SSC. Where
applicable, Canadian catch estimates will be removed from the overall
ABC to establish a domestic ABC for U.S. catch. The Council will
recommend to NMFS ACLs set equal to ABC for all species, with some
further subdivision to sector-level ACLs where stocks have pre-existing
allocations for both commercial and recreational fisheries. The sum of
these sector ACLs will equal the ABC. Annual Catch Targets (ACTs) will
be used to address management uncertainty. Council staff or species-
specific monitoring committees will review available information and
recommend to the Council the amount of reduction from ACL to ACT
necessary to address management uncertainty. Where ACLs are divided
into sector-specific ACLs, comparable sector ACTs that address the
associated sector-specific management uncertainties will be used.
Finally, estimated discards (i.e., dead discarded catch) will be
removed from ACTs to yield either commercial or recreational landing
targets, as applicable. In summary, the structure for all Council FMPs
is: OFL >= ABC = ACL(s) >= ACT(s), with scientific uncertainty
addressed at the ABC level by the SSC as an offset from OFL, and
management uncertainty addressed by the Council following
recommendations from Council staff or species-specific monitoring
committees at the ACT level as an offset from the ABC/ACL level.
Existing proactive accountability measures, including commercial
trip and possession limits, commercial fishery closure authority, and
commercial fishery overage repayments are being retained and codified
as AMs through the Omnibus Amendment. In addition, new AMs are
established to close recreational fisheries when data in hand indicate
ACLs have been met or exceeded, as well as establishing lb-for-lb
repayment of any catch above established ACLs for all fisheries.
Recreational ACLs will be evaluated on a 3-yr rolling average
comparison of ACLs to 3-yr average catch. The Omnibus Amendment also
provides for adjustments to future ACTs when the causes of ACL overages
are not related to landings (i.e., dead discards, a combination of
landings and discards, or other sources of stock mortality that may be
tracked and subsequently quantified).
Review and Future Modification of Omnibus Amendment Measures
The Omnibus Amendment establishes that ACL and AM performance
reviews will occur at least every 5 yr if ACLs are not routinely
exceeded. Consistent with the NS1 guidelines, if the ACL is exceeded
for any species with a frequency greater than 25 percent of the time
(i.e., more than 1 in 4 yr, or in any 2 consecutive years), the Omnibus
Amendment requires the Council to initiate a review of the ACL, ACT,
and AM approaches used.
The Omnibus Amendment implements the comprehensive listing of items
that may be modified through the Council's specification or framework
adjustment processes, as proposed.
Comments and Responses
NMFS received 11 combined comments on the May 23, 2011 (76 FR
29717), NOA requesting input on the Secretary's amendment approval
decision and the Omnibus Amendment proposed rule (76 FR 35578; June 17,
2011). Comments were submitted by private citizens, a recreational
party/charter vessel operator, a commercial fish processing plant
operator, a commercial fisheries advocacy group, and the following
nongovernmental organizations (NGOs): Environmental Defense Fund; Pew
Environmental Group; Marine Fish Conservation Network; National
Coalition for Marine Conservation; and Oceana. Some of the comments did
not provide input on the amendment approval decision, nor did they
address the proposed measures; thus no response to these comments is
provided here. Where possible, responses to similar comments on the
amendment approval decision and proposed measures have been
consolidated.
Comment 1: One NGO commented that the Council and NMFS appeared to
exempt Loligo and Illex squids from all the required provisions of the
MSA and NS1 guidelines. Specifically, the commenter stated that ABC
must be established for both squid species using the ABC control rules
and Council risk policy.
Response: The Omnibus Amendment only exempts Loligo and Illex squid
from the ACL and AM components of the amendment; all other NS1
guideline requirements apply to these two species. Both the Omnibus
Amendment document and the proposed rule state that Loligo and Illex
squid are exempt from the ACL and AM requirements. Neither document
provides any additional exemptions from the NS1 guidelines for these
species. The Omnibus Amendment approach for both squids is wholly
consistent with the annual life cycle exemption found in the note to
section 303 of the MSA and the NS1 guidelines at Sec. 600.300(h)(2)
and, as such, they are exempt from ACL and AM requirements, but must
have status determination criteria, MSY, OY, ABC, and ABC control rules
as part of their FMP. As both species already have these required
elements in their FMP, NMFS is implementing the Omnibus Amendment as
proposed.
Comment 2: One NGO raised concerns about the process to modify the
ABC control rules and risk policy established by the Omnibus Amendment.
The commenter asserted that these two components of the Omnibus
Amendment could be modified through the Council's specification
process. Specific concerns were raised that the specification process
could inappropriately be used to modify the ABC control rules and/or
[[Page 60608]]
risk policy, which could minimize public participation and analysis of
alternatives. The commenters stated that the Omnibus Amendment must be
disapproved until such time that the potential adjustment processes are
clarified by the Council.
Response: NMFS disagrees that the Omnibus Amendment should be
disapproved, as these concerns are unfounded. The Omnibus Amendment and
its implementing regulations do not authorize the Council to make such
changes through the specification process. Minor adjustments, within a
narrowly defined scope, are permitted as outlined in each species-
specific framework adjustment process regulation. For all other
changes, the Council would be required to utilize an FMP amendment
process.
Comment 3: One NGO stated that the preferred Omnibus Amendment risk
policy (Alternative G, a two-tiered approach based on species life
history) provides too great a risk of overfishing and should be
disapproved in favor of one of the other proposed risk alternatives
(Alternative D, a four-tiered approach considering stock status,
replenishment threshold, and productivity, as well as an approach for
the maximum permissible risk of overfishing allowed at a B/
BMSY inflection point higher than 1.0). In addition, the
commenter expressed concern about the vague life history criteria in
the two-tiered Alternative G approach that will be used to distinguish
typical and atypical species. The commenter also asserted that the risk
policy is largely superfluous, as many of the Council stocks will not
have the necessary OFL probability distributions needed to apply the
risk policy in a meaningful way. These comments on the risk policy were
suggested as grounds upon which NMFS should disapprove the Omnibus
Amendment (i.e., allegations that the risk policy will not prevent
overfishing.)
Response: NMFS disagrees that the amendment should be disapproved
and also disagrees that one risk policy alternative must be substituted
over another. NMFS has approved and is implementing the Council-
preferred risk alternative (Alternative G). NMFS considers that the
risk policy, in conjunction with the comprehensive system for deriving
ABC and establishing ACL(s) and ACT(s), will provide a sufficiently
high probability that overfishing will not occur.
The risk policy under Alternative G establishes a maximum
permissible risk of overfishing stocks. For a stock that has a B/
BMSY ratio over 1.0 and has a typical life history, a
maximum 40-percent probability of overfishing or, alternatively
expressed as a 60-percent probability that overfishing will not occur,
is permitted. This probability is 10 percent lower than the precedent
established for rebuilding probability of success, wherein a 50-percent
probability of not exceeding the FREBUILD target was
established for summer flounder (see NRDC v. Daley). The maximum
probability of overfishing for a SSC-determined atypical life history
species is 35 percent, which is a 65-percent probability that
overfishing will not occur. The NS1 guidelines indicate that the risk
tolerance for overfishing a stock is an important component of the ABC
control rule and derivation process; however, it is not a requirement
that must be specified in an FMP. The NS1 guidelines make clear that a
minimum threshold of a 50-percent probability of overfishing is
required; thus, NMFS would only have grounds to disapprove the
Council's risk policy approach if it permitted a higher probability
that overfishing would occur.
All the risk policy alternatives were developed through a
comprehensive, collaborative effort of the Council's SSC and the
Council. The alternative implemented in the final rule provides a
useful and appropriate system to inform the SSC of the Council's
tolerance for the risk of overfishing. It is a more robust approach
than selecting a fixed percentage, and is more restrictive than the
minimum requirement, and sets a maximum probability thereby providing
some flexibility to consider current information and circumstances when
setting catch levels. NMFS acknowledges that the risk policy is only
applicable for stocks assigned to ABC control rule levels 1-3 when an
acceptable OFL probability is provided as an assessment output or can
be generated by the SSC for level 3 stocks. NMFS also acknowledges that
the expert judgment of the SSC will play a critical role in deriving
ABC for stocks for which no OFL exists or for which OFL is not viewed
as adequate. These stocks will either have the default control rule
applied (75 percent of the FMSY rate for level 3 stocks) or
will have thoroughly documented, more conservative approaches designed
to ensure overfishing does not occur (level 4 stocks). Additionally,
deference is given to the SSC to make determinations as to which
Council-managed species have typical or atypical life histories. In all
the aforementioned scenarios wherein the SSC may utilize judgment, the
process will occur in open meetings and will include documentation and
justification for the decisions reached. This is not inconsistent with
the approach contemplated under NS1. The SSC recently applied the risk
policy in developing ABC recommendations for the summer flounder, scup,
and bluefish stocks. NMFS disagrees that the risk policy is a ``paper
exercise,'' as the SSC has begun using both the ABC control rules and
risk policy.
Comment 4: Some commenters expressed concern that the ABC control
rule for deriving ABC for stocks categorized as level 3 and 4, and the
conditions for when the SSC might deviate from the ABC control rule
framework, are too vague. Some of these comments recommended
disapproving the amendment until such time that more information and
criteria were added to how ABC would be derived for level 3 and 4
stocks and rules established for when the SSC could deviate from the
ABC control rule framework.
Response: NMFS disagrees. NS1 guidelines contemplate and authorize
SSCs to deviate from ABC control rule calculations, but require the SSC
to provide an explanation of why an alternative ABC is more appropriate
(Sec. 600.310(f)(3)). Because the authority to deviate from ABCs
calculated using the control rules is explicitly provided under the NS1
guidelines, there was no need to include the generic description of
this possibility in the Omnibus Amendment and proposed rule; however, a
brief description was included, designed to echo the language of Sec.
600.310(f)(3), for better transparency of the process. In fact, given
the language in the NS1 guidelines, the SSC may deviate from any ABC
control rule level at any time, provided it can satisfactorily explain
why the deviation was necessary and how the alternative methods used
are the best approach.
In addition, the level 3 and 4 control rule approaches provide a
meaningful framework for the SSC to evaluate the quality of assessment
information and uncertainty in deriving an ABC recommendation for the
Council. The SSC is expected to conduct its ABC recommendation process
in an open, transparent public forum and to provide detailed
documentation for the Council and public that provides the information
considered, the approaches taken, and why the ABC recommended is
consistent with the best available scientific information, to satisfy
National Standard 2 requirements. For these reasons, the level 3 and 4
ABC control rules and the description process for recommending
alternatively derived ABCs are sufficient to approve the Omnibus
Amendment. NMFS
[[Page 60609]]
expects that the ABC control rule provides a sufficiently robust
approach that utilizes the best available scientific information, and
that the ABC recommendations from the SSC will provide a low risk of
overfishing any given stock, irrespective of that stock's level
assignment. There remain some stock assessments that are limited by the
available data and/or understanding of species status. The four-level
ABC control rule framework is designed to encourage scientific
examination so that stocks may be advanced to levels indicative of more
robust understanding. The proposed rule did not repeat that the ABC
control rules are a spectrum from least uncertain to most uncertain for
levels 1 to 4; this description is in the Omnibus Amendment.
Comment 5: Several commenters with recreational fishing interests
stated that no recreational ACL overages should be required to pay back
lb-for-lb the overage amount through AMs until such time that the
Marine Recreational Information Program (MRIP) is operational.
Response: NMFS expects the MRIP system for estimating recreational
catches to be available for the first year of ACL performance
evaluation (i.e., the 2012 FY).
Comment 6: One commenter raised concern that the Omnibus
Amendment's planned 5-year review of ABC control rules and ACL
performance is too long. The commenter was concerned about lost yield
if ACLs and ACTs are set ``too conservatively,'' stating that the only
opportunity to potentially see less conservative approaches applied may
not occur until the 5-yr review.
Response: The Omnibus Amendment affords flexibility for the Council
to re-examine the performance of any of the measures at any time it
deems such a review appropriate. The selection of a planned 5-year
detailed performance review was deliberately selected to ensure that
ABC, ACL, and ACT setting approaches and subsequent performance will be
formally reviewed by the Council on a fixed schedule; however, this
does not preclude additional review on a more frequent basis. In
addition, the Omnibus Amendment requires a thorough performance review
should an ACL be exceeded more than once in a 4-year period, or if an
ACL is exceeded in 2 consecutive years. These latter criteria for
review may well occur if ACLs have been set ``too conservatively,'' as
suggested by the commenter. Were no period expressed for the formal
review, the Council would not be obligated to perform any performance
review unless the more than 1-in-4 or 2-consecutive-year ACL overages
occurred. The SSC has been reviewing the establishment process and the
performance of ABC recommendations annually. It is expected that the
level of review involved with the first few years of operation under
the ACL management system will require more intensive examination of
performance, until such time that the system becomes more stable.
Comment 7: One commenter stated that the potential economic impacts
of the Omnibus Amendment implemented frameworks should have been
prepared by the Council and NMFS. Specifically, the commenter called on
NMFS and the Council to prepare a more thorough analysis of potential
changes in yield, by species, and the resultant potential economic
impacts.
Response: NMFS disagrees. The Omnibus Amendment outlines a
framework for how catch levels will be established consistent with NS1
requirements and, as such, does not provide information on actual catch
levels, by species, the application of risk tolerances, or scientific
or management uncertainties. The Council's approach, supported by NMFS,
has been that the application of the Omnibus Amendment's framework for
setting ABC, ACLs, and ACTs will be fully evaluated as individual
species specification processes occur in 2011 for the 2012 FY. These
evaluations will provide economic impact analysis of the ABCs, ACLs,
ACTs, and other Omnibus Amendment elements, specific to the measures
being proposed.
Comment 8: One commenter requested clarification on whether the
decision to close fisheries will be made based on exceeding the ACL,
ACT, or other levels within the Omnibus Amendment framework. The
commenter also asked for clarification on why commercial and
recreational sector landing-based closure evaluations are different.
Response: Closures are tied to the established commercial fishing
quotas and recreational harvest limits (for fisheries with recreational
sectors) under the Omnibus Amendment. Landings will be monitored during
the fishing seasons and proactive AMs utilized to close the respective
sectors when landing limits are reached. The commercial closure
approaches vary from species to species, but generally the level of
commercial landings are monitored in-season on a weekly or daily basis,
based on dealer-reported data, and the commercial fishery may be closed
when landings projections indicate that the established level will be
reached or exceeded. Some commercial fisheries also have possession or
trip limit reductions that occur when specified amounts of landings are
reached. For example, the scup Winter I season possession limit is
reduced when 80 percent of the Winter I landing limit is reached. Many
of these commercial fishery management systems previously existed and
were adopted as proactive AMs in the Omnibus Amendment.
Recreational fisheries landings will also be monitored during the
fishing season, but because recreational data are available much less
frequently (i.e., updates provided in 2-month waves, delivered some 6
weeks after the end of the wave period), the Omnibus Amendment
establishes that recreational fishery closures will occur only when
data in hand indicate a landing level has already been reached or
exceeded. This is to help mitigate the uncertainty that occurs in
trying to project recreational landings. The authority to close
recreational fisheries based on landings evaluations is a new component
adopted in the Omnibus Amendment.
There is not currently the ability to monitor dead discards in
season for the purposes of inseason monitoring and potential closure.
There will be a post-fishing year accounting to determine dead discards
and, in combination with the final landings data, an evaluation of ACL
and ACT performance. If in the future, the ability to monitor total
catch becomes available on a real-time basis, the Council may consider
modifying an FMP to specify when closures will be enacted at either the
ACT or ACL level.
Comment 9: One commenter stated that Atlantic mackerel and spiny
dogfish ABCs should not be reduced to account for Canadian catch.
Response: These stocks are managed on a stock-wide basis, including
the portion of the stock distributed in Canadian waters. The
specification setting process for the two species currently accounts
for Canadian catch on the stock prior to establishing catch levels. The
Omnibus Amendment established an approach wherein this stock-wide
management is preserved and, because the MSA is inapplicable within
Canadian jurisdiction, removes the estimated Canadian catch before
establishing a domestic ABC, ACL, and ACT for the U.S. portion of the
fishery. NMFS agrees that this is a logical approach and accomplishes
management of the stocks throughout their range, which is a
biologically sound approach.
Comment 10: Some commenters alleged that NMFS failed to ensure that
[[Page 60610]]
the Omnibus Amendment's EA provided alternatives to the proposed
action, and that an Environmental Impact Statement (EIS) should have
been required for the Omnibus Amendment. The commenters cited several
instances wherein they alleged that additional reasonable and/or
feasible alternatives should have been developed and instances where
they believe the analyses were incomplete or otherwise insufficient.
Alleged instances of insufficient alternatives include an alleged
failure to consider additional approaches for dealing with Canadian
catch in the Atlantic mackerel and spiny dogfish fisheries, lack of
additional alternatives beyond setting ACL = ABC, with emphasis that
ACL < ABC should have been developed as an alternative for
consideration and analysis, an alleged failure to provide sufficient
measures to ensure accountability, including insufficient alternatives
for proactive AMs besides ACT. Most of the comments on inadequate
analyses centered on alleged insufficient description of the fisheries,
species captured, and consideration of stocks in the fishery.
Response: Consistent with NEPA, Council for Environmental Quality
(CEQ) regulations, and NOAA administrative policy, the Council and NMFS
collaborated to prepare an EA to evaluate the significance of the
environmental impacts expected as a result of the actions proposed in
the Omnibus Amendment. The results of this assessment are provided in
section 7.0 of the EA signed by NMFS on July, 28, 2011. The FONSI
concludes that because the Omnibus Amendment will merely be formalizing
the process of addressing scientific uncertainty and management
uncertainty when setting catch limits with a comprehensive system of
accountability for catch for each of the managed resources that the
impacts of the considered alternatives are administrative in nature.
Thus because the measures contained in the Omnibus Amendment largely
build on measures already contained in the FMP, which have been in
place for many years, NMFS does not expect that the new actions taken
in the Omnibus Amendment will have any significant impacts. The
commenters provided no evidence, nor even any claims, that the
conclusions in the FONSI are not supported by the evidence provided in
the EA for this finding.
According to the CEQ regulations, and guidance on the subject, an
EIS need only be prepared when an EA or other related analysis
identifies significant effects on the environment or if the facts
available to the action agency cannot support the conclusions required
in order to make a FONSI. The EA associated with the Omnibus Amendment
evaluated the expected direct, indirect, and cumulative impacts likely
to result from implementation of the proposed action. The EA, in both
form and scope, followed all agency guidelines for an EA associated
with an FMP amendment. Had a FONSI determination not been supportable,
based on the analyses, then an EIS would have been prepared, consistent
with the process outlined in CEQ regulations. Future FMP actions that
make use of the Omnibus Amendment processes to establish fishing quotas
will evaluate the impacts of those actions as part of the specification
setting process.
The Omnibus Amendment considered a reasonable range of alternatives
for the decisions made. The EA clearly lays out the alternatives
considered for each decision point and explains the reasoning behind
the development of those alternatives, and for the ultimate decision
between those alternatives. Additionally, Appendix A to the EA provides
a discussion of the alternatives that were initially developed, but not
given further consideration because they were determined to be either
infeasible or insufficient.
The response to comment 9 provides additional information on why
NMFS considers the Omnibus Amendment approach for addressing Canadian
catch of Atlantic mackerel and spiny dogfish to be acceptable. The
response to comment 11 outlines NMFS' response that additional
treatment of species captured in target fisheries, and designation of
non-target stocks and ecosystem components was not required.
NMFS has determined that the Council's analysis in setting ABCs,
ACLs, and AMs was consistent with the NS1 guidelines and met the
requirements of NEPA. The NS1 guidelines instruct that in order to
prevent overfishing and achieve, on a continuing basis, OY all sources
of uncertainty--both scientific and management uncertainty--must be
addressed. Scientific uncertainty should be addressed in reducing the
ABC from the ACL and management uncertainty can either be addressed in
reducing the ACL from the ABC, or through the use of AMs, including
ACTs. The purpose of utilizing an ACT is so that, given uncertainty in
the amount of catch that will result from the conservation and
management measures in the fishery, the ACL will not be exceeded.
The Council acted consistently with these guidelines in deciding to
set ACL=ABC for all managed species and to address management
uncertainty by setting ACTs. Commenters argue that the decision to set
ACL=ABC precludes the Council for considering OY factors when setting
the ACL and for that reason that the Council was required to consider
alternatives that set the ACL at a level less than the ABC. The
response to comment 12 below further explains the Council's approach
for considering OY factors. Because the Council, consistent with the
NS1 guidelines, chose to address those OY factors that are not
considered in setting ABC when setting the ACT, there was no need to
consider setting the ACL at a level lower than the ABC; such an
alternative would have been superfluous.
Moreover, the Council fully complied with NEPA in developing a
reasonable range of alternatives for the processes of setting ABCs,
ACLs, and AMs (including ACTs). Where it was feasible, the Council
developed multiple proactive and reactive accountability measures
designed to prevent the ACLs from being exceeded. Notably while one
commenter argues that more proactive accountability measures were
required to be considered, the commenter does not point to any specific
measures that were overlooked by the Council. The Council considered
all reasonable and feasible alternatives, consistent with NEPA.
Comment 11: Many of the NGOs alleged that the Omnibus Amendment
fails to adequately analyze non-target species captured by fisheries
for Mid-Atlantic FMP species and does not adequately consider all
fisheries requiring conservation and management. These commenters
indicated that the Omnibus Amendment should be disapproved and
additional analyses conducted to indicate all species captured in Mid-
Atlantic fisheries, reclassification of stocks as target, non-target,
stocks in the fishery, and ecosystem components, as needed. One
commenter indicated that this information is contained in existing
Standardized Bycatch Reporting Methodology (SBRM) reports and should
have been used by the Council in the Omnibus Amendment development.
Further comments on this topic stated that the Omnibus Amendment should
be disapproved because it fails to establish appropriate sub-ACLs for
FMP-managed species captured incidentally in Council-managed target
fisheries. One commenter stated, as an example, that swordfish captured
in the squid trawl
[[Page 60611]]
fishery should be managed through a sub-ACL.
Response: NMFS disagrees with these interpretations of the NS1
guidelines and disagrees that the Omnibus Amendment's approach to
stocks in the fishery, incidentally captured species, and sub-ACLs is
deficient and must be disapproved. Section 302(h) of the MSA authorizes
each Council to prepare and submit a fishery management plan and
amendments for ``each fishery under its authority that requires
conservation and management.'' The NS1 guidelines provide that, by
default, species managed under FMPs are considered to be stocks in the
fishery. 50 CFR 600.310(d). The NS1 guidelines do not require Councils
to change which species are or are not included in FMPs, nor do the NS1
guidelines require FMPs to incorporate ecosystem component species
classifications. Councils may, but are not required to, use an
``ecosystem component species'' classification. 50 CFR 600.310(c)-(d).
Thus, Councils have had, and continue to have under the MSA and NS1
Guidelines, considerable discretion to define the managed ``fishery.''
Consistent with the MSA and the NS1 Guidelines, the Council
determined that the stocks managed under its FMPs should all continue
to be considered stocks in the fishery, exercised its discretion not to
add other species in the fishery, and decided against pursuing
potential ecosystem component species classification. While the NS1
guidelines explain that a Council should determine which target and
non-target species to include in a fishery, the guidelines do not
require FMPs to list species in target and non-target species
``classifications.'' See 50 CFR 600.310(d). The main point of
classifying stocks is distinguishing between ``stocks in the fishery''
versus the ecosystem component species category. See 50 CFR 600.310(c)-
(d). The MSA also does not require classification into target and non-
target classifications. Section 303(a)(2) of the MSA merely requires
that an FMP contain a description of the species of fish involved in
the fishery; this is not a new requirement, nor is that requirement
modified by the NS1 guidelines. The Mid-Atlantic FMPs have, since their
inception, approval, and implementation, contained these required
descriptions. Amendments to the FMPs, including the Omnibus Amendment,
update these listings. The Omnibus Amendment's affected environment
incorporates, by reference, detailed analyses of species involved in
each fishery. NMFS supports the Council's approach in the Omnibus
Amendment. The level of analyses requested by these collective comments
would be wholly appropriate if the Council had elected to add new
stocks to the fishery or include them as ecosystem component species.
As the Council did not, the level of fishery information provided is
sufficient and not grounds for disapproving the amendment.
The designation of sub-ACLs is not required by the MSA or NS1
Guidelines. Although sub-ACLs are utilized in some fisheries in other
regions, the Council decided that sub-ACLs were neither reasonable or
practical here, given the current constraints on fishery monitoring for
Mid-Atlantic stocks. All managed species catch, regardless of whether
the FMP is a Mid-Atlantic, South Atlantic, New England, or Secretarial
FMP, is fully accounted for under the respective ACLs, irrespective of
whether the catch is directed landings, dead discards in the directed
fishery, or dead discards incurred while targeting other species. With
regard to swordfish, the Secretary of Commerce, and not the Councils,
directly manages the fishery under an Atlantic Highly Migratory Species
FMP. 16 U.S.C. 1854(g). That Secretarial FMP accounts for the total
catch of swordfish, including that which occurs in the squid fishery
both as authorized retention for sale and as dead discards (if any).
The NS1 guidelines do not require the Secretary and the Council to
establish a swordfish sub-ACL in the Atlantic Mackerel, Squids, and
Butterfish FMP.
Comment 12: Several NGOs commented that NMFS should disapprove or
partially disapprove the Omnibus Amendment until approaches to OY are
revised by the Council consistent with the NS1 Guidelines.
Specifically, these commenters asserted that the Omnibus Amendment must
include OY evaluations for all Council-managed species, with specific
determination of where OY lies within the overall ABC/ACL/ACT framework
for each species. These commenters stated that more specificity must be
included in the process descriptions for how ACL or ACTs may be
adjusted for OY considerations (i.e., relevant economic, social, or
ecological factors), and provide that ACL should be reduced from ABC
for OY considerations. In addition, one commenter said it would not be
appropriate for OY considerations to be applied at the ACT level, as it
is a target, not a limit. Another commenter indicated that
specification of OY is missing from several Mid-Atlantic FMP
implementing regulations.
Response: The Omnibus Amendment's approach to OY is consistent with
the MSA and the NS1 guidelines. National Standard 1 of the MSA requires
that a fishery management plan or amendment prevent overfishing while
achieving, on a continuing basis, the optimum yield from each fishery
for the United States fishing industry. 16 U.S.C. 1851(a)(1). The MSA
defines ``optimum'' with respect to yield from a fishery as being
prescribed on the basis of maximum sustainable yield from the fishery,
as reduced by relevant economic, social or ecological factor. 16 U.S.C.
1802(33). The Omnibus Amendment amends existing FMPs to address new
annual catch limit and other requirements, but retains the FMPs'
existing, previously-approved processes for specifying and assessing
OY. The Council's FMPs all contain a process for assessing, specifying,
identifying, and adjusting OY, as needed, based on relevant economic,
social, and ecological factors for each species. The reauthorized MSA
did not change National Standard 1 or the definition of OY, and the
basic approach to OY is unchanged in the NS1 guidelines. Thus, there is
no need to revise the OY processes in the Omnibus Amendment.
The NS1 Guidelines provide that OY can be described at a fishery,
stock complex, or stock level and the OY specification process must be
included in FMPs or amendments. 50 CFR 600.310(c), (e)(3). While the
Councils have codified OY identification approaches for some individual
stocks, for other stocks, the Councils address OY at the fishery level,
consistent with what is required under the MSA and allowed under the
NS1 guidelines. Providing a clear description of OY considerations is
an important part of the specification process, and the existing FMPs
provide such descriptions.
Because the reauthorized MSA added ACLs and ABC, the NS1 guidelines
were revised to clarify the relationships between MSY, OY, ABC, and
ACL(s), and these relationships were also discussed in the Omnibus
Amendment (p. 27-28). The guidelines state that achieving OY on a
continuing basis means producing a long-term series of catches such
that the average catch is equal to OY and other conservation objectives
of the MSA are met. 50 CFR 600.310(e)(3)(i)(B). The guidelines further
state that an FMP must contain measures, including ACLs and AMs, to
achieve OY on a continuing basis. However, the MSA and guidelines do
not require that OY considerations be addressed when developing ACLs. A
[[Page 60612]]
Council may set an ACL lower than ABC to take into account factors
related to preventing overfishing or achieving OY, or it may set the
ACL equal to ABC and take these additional factors into account when
establishing ACTs. See final NS1 guidelines, 74 FR 3178, 3189
(explaining OY, ABC, ACT, ACL relationships in response 33).
Here, the Omnibus Amendment takes the latter approach. The Omnibus
Amendment rightly describes OY as the long-term average desired yield
from a fishery; OY is not, and should not be confused with, an annual
catch limit. Yield to a fishery and total catch are not
interchangeable; it is expected that the OY level will vary over time,
as scientific and management uncertainties, as well as dead discards
are reduced.
NMFS disagrees that the lack of an OY process description or
specific criteria for the monitoring committees' consideration to
specify OY is grounds for disapproving the amendment. The Omnibus
Amendment is designed to provide flexibility to the Council and their
committees to adapt their practices over time and in response to
changing fishery conditions while meeting its obligations under the
MSA, NS1 guidelines, and their FMPs. NMFS considers that the Omnibus
Amendment processes lend themselves to a transparent, participatory
process that will allow the public and interested parties a mechanism
to understand the concerns and issues raised by these commenters with
respect to OY.
Comment 13: One NGO stated that the Omnibus Amendment lacks
required ACT control rules and that the process for how management
uncertainty will be addressed is deficient, as it lacks a clearly
articulated policy. For these reasons, the commenter states the
amendment must be disapproved and these components revised.
Response: NMFS disagrees. The Council directed the monitoring
committees and staff to set ACTs on a sector-specific basis so that the
ACTs would accurately reflect the interannual and intrannual
variability in the sources of management uncertainty that vary by
sector. ACTs are not required under the NS1 guidelines but are
discretionary provisions that can be used as proactive AMs. Similarly,
ACT control rules are not required to be specified in the FMP by either
the MSA or the NS1 guidelines. The lack of a single over-arching
formulaic control rule does not weaken the Omnibus Amendment's
approaches for addressing management uncertainty through a descriptive
process. The sector-specific committees will consider all sources of
management uncertainty within their respective fisheries and provide
the technical basis, including any necessary control rules, along with
a recommendation for the necessary ACT. NMFS finds this approach to be
consistent with the NS1 guidelines that merely state that an ACT
control rule may be utilized as part of the ACT-setting process. Thus,
NMFS finds the Council's ACT approach wholly consistent with the NS1
guidelines' intent, and sufficient to provide the Council, through its
monitoring committees, a robust mechanism for categorizing and
quantifying applicable management uncertainty.
Comment 14: Several NGOs stated that the Omnibus Amendment is
deficient because it does not establish sufficient bycatch and catch
monitoring processes. Within these comments, one NGO stated that
failure to propose more extensive catch monitoring programs violates
NEPA. The commenters claim the Omnibus Amendment is fatally flawed, as
a result, and must be disapproved.
Response: NMFS disagrees that the Omnibus Amendment must consider
new or additional at-sea or other catch monitoring programs. NMFS also
disagrees that the Omnibus Amendment's approach for assessing total
catch is insufficient and does not agree that the amendment needs to be
disapproved based on the grounds raised by these comments. The Omnibus
Amendment considering a reasonable range of alternatives to address the
monitoring needs of the fisheries. Neither the MSA nor the NS1
guidelines require real-time catch monitoring or discard controls as
contemplated in the comment letters. Currently, such programs are
beyond the scope of existing resources. The Omnibus Amendment did not
explore these options as alternatives, as the alternatives would have
been neither reasonable nor feasible.
In lieu of monitoring total catch on a real-time basis, the Omnibus
Amendment contemplates a two-part examination of the fisheries:
Inseason monitoring of landings (through commercial dealer reports for
commercial landings and MRIP for recreational landings) and post-
fishing year accounting of dead discards. The monitoring committees
will consider the estimated discards for a given specification period
(annual or multi-year) and recommend any necessary reductions for
uncertainty associated with discard performance to the Council to
establish ACT(s). The estimated discards will then be removed from the
Council-adjusted ACT to set the landing level, by sector, to be
monitored inseason. Following the completion of the fishing year, the
final landings will be added to the re-estimated dead discards to
provide total catch. If this total catch exceeds the ACL, AMs will be
imposed as soon as possible, consistent with the Omnibus Amendment
approach for the species in question.
NMFS acknowledges that this accounting exercise to derive total
catch contains some uncertainty, particularly if the discard estimates
utilized to offset the ACT or to derive the landing limits before the
fishery occurs are variable. However, this is largely why the Council
elected to utilize ACTs, so that the likelihood of exceeding ACLs if
changes in discard estimates occur could be mitigated. This process is
consistent with NS1 guidance. While the Omnibus Amendment establishes a
strong process to ensure the likelihood of exceeding ACLs is infrequent
by requiring consideration of both scientific and management
uncertainty, there are AMs that will be imposed if this does occur, a
formal process for examining performance if ACLs are frequently
exceeded, and no requirement that catch be set so that ACL is never
exceeded. How robust discard estimates are also influences scientific
uncertainty as imprecise fishery-related mortality can alter the
perception of fishing mortality and stock size.
NMFS considers that the process for catch accounting will be
iterative as management under ACLs occurs over the next few years. The
process may well require adjustments, and the descriptive nature of the
Omnibus Amendment processes is such that the Council and NMFS have some
flexibility to make modifications that improve the process and
management such that advancements are realized and overfishing is
prevented. In addition, should greater monitoring resources or systems
become available, the Omnibus Amendment does not require modification
to incorporate the information generated by such systems. The data
could be utilized as soon as they become operational.
Comment 15: One commenter alleged that the Omnibus Amendment fails
to satisfy the MSA deadline of establishing ACLs and AMs by the 2011
FY, particularly because the Omnibus Amendment establishes a process
for setting catch, but does not actually provide specific limits for
the 2011 FY.
Response: NMFS asserts that the implementation of the final Omnibus
Amendment before the end of the 2011 FY satisfies the MSA requirement.
[[Page 60613]]
Comment 16: One commenter stated that the Omnibus Amendment must be
disapproved because ACT will not leave a margin for management
uncertainty and that ACTs are inadequate because they do not have AMs.
Response: NMFS disagrees. The use of ACTs in the Omnibus Amendment
is wholly consistent with NS1 guidelines. The NS1 guidelines do not
require that ACL be set lower than ABC, nor that ACT be used. ACTs are
not required in the MSA, but only ACLs and appropriate AMs. The
Secretary may assume that, if OFL = ABC = ACL = ACT, overfishing will
not be prevented, but the Council's process will likely include some
reductions at either the OFL to ABC level for scientific uncertainty,
at the ACL to ACT level for management uncertainty, or both. This
provides a strong system to prevent overfishing, consistent with the
NS1 guidelines.
Under the Omnibus Amendment measures, the Council is expected to
reduce catch from the ACL to the ACT to account for management
uncertainty. In years when an ACT is exceeded but the ACL is not, the
management buffer may be adjusted in subsequent years, but no AMs in
the form of lb-for-lb payback of the ACT overage are required. If the
ACL is exceeded in any year, AMs will be invoked as described in the
Omnibus Amendment for the FMP and species in question. There is no
requirement that lb-for-lb overage repayment AMs be triggered if ACTs
are exceeded. However, there are AMs operative within the ACT as there
will be closures when commercial and recreational landing limits are
reached. As such, ACTs will be used as proactive measures, to reduce
the likelihood that ACLs will be exceeded. The ACT is, in fact, itself
an AM (Sec. 600.310(f)(2)(v)).
Comment 17: One NGO stated that the Omnibus Amendment must be
disapproved because NMFS's proposed AM measures are not an accurate
reflection of the Council's intent. The commenters alleged that
recreational sector fishery lb-for-lb overage repayments must occur in
the year following the overage.
Response: The commenter may have misinterpreted the description of
the overage repayment system. The operation of the overage repayment
system is clarified here and is consistent with the Council's intent.
NMFS attempted to explain, in the proposed rule, that the data for
both commercial and recreational landings and discards will not likely
be available immediately following the FY conclusion. For example, when
ACLs are set for the 2013 FY, the final commercial and recreational
landings and discard information is not expected to be available until
after the first quarter of 2014. Given that the specification process
for 2014 will begin in mid-2013 and culminate in rulemaking for January
1 implementation the last quarter of 2013, it will not be possible to
make adjustments for any ACL overage when the initial 2014
specifications are established.
The Omnibus Amendment retains the existing commercial overage
repayments that were in place prior to the development of ACLs. NMFS
routinely makes adjustments to specifications for known commercial
overages and will continue to do so in the Omnibus Amendment process.
Using the prior example, if known commercial overages are available by
October 31, 2013, NMFS can adjust the 2014 commercial specifications
accordingly through rulemaking. Then, in late 2014, the totality of the
2013 commercial FY data will be examined to ensure that any additional
overages or adjustments resulting from incorporation of final
commercial landings information, if needed, will be performed for the
2015 commercial specifications. The system is configured so double
counting does not occur, but, as the example illustrates, it is
possible that commercial overage repayment AMs may occur 1 full year
removed from the FY in which they occurred. As stated before, this is
not new. Under the Omnibus Amendment, there will also be an examination
of commercial catch data (i.e., landings + dead discards). This process
may function similarly to the example or, using the example timeframe,
may occur in 2014 for application to the 2015 FY for a 2013 catch
overage of the ACL (i.e., dead discard caused overage of the ACL).
Recreational fisheries have not been managed in a system analogous
to the commercial example provided above. Landings data are not
available in as timely a fashion as commercial data. Using the example
years previously discussed, NMFS may only be able to evaluate 2013
recreational landings through June 2013 during the 2014 specification
rulemaking process. While it is possible that a recreational overage
may have occurred by that date, historic data indicate such an
occurrence should be rare. As a result, NMFS may not be able to make
informed examination of 2013 recreational overages until after the
first quarter in 2014. NMFS may make adjustments to the recreational
harvest limit when this information becomes available, through the
recreational management measures rulemaking, typically conducted in the
first and second quarters. However, if the final data are not available
until later in 2014, if there is no ongoing regulatory mechanism to
adjust the recreational harvest limit and recreational measures
concurrently or for other as of yet unforeseen reasons, NMFS may have
to wait to adjust the 2015 FY recreational sector ACL during 2014 for
an overage accrued in the 2013 recreational fishery.
The Omnibus Amendment provides the flexibility in describing how
AMs will function so that NMFS can ensure that any necessary
adjustments will occur consistent with the data necessary to evaluate
ACL performance. It is expected that these data systems and delivery
timing may improve in the future. Should this be the case, the Omnibus
Amendment provides flexibility for NMFS to modify the AM repayment
process, as needed, without needing to amend the ACL process. NMFS
considers that this system will function best if ACL overages are
avoided by well-established sector ACLs, mitigating the need to trigger
AMs all together. See response to comment 18 for additional
information.
Comment 18: One NGO commented that the description of the AM
process indicates that adjustments, through overage repayments, will be
made through the Council's specification process. The commenter states
that the Omnibus Amendment must be disapproved for this reason,
asserting that AMs must be automatic and non-discretionary.
Response: This is an apparent misunderstanding by the commenter. As
explained in the response to Comment 17, NMFS, not the Council, will
make automatic lb-for-lb overage repayments for ACL overages through
the specification rulemaking. The AMs are automatic and do not involve
discretion on either NMFS's or the Council's part. For this reason, the
AMs implemented by the Omnibus Amendment are consistent with the NS1
guidelines.
Comment 19: One commenter stated that the Omnibus Amendment must be
disapproved because it does not consider catch outside its
jurisdiction. The example cited was summer flounder, a Council-managed
species, which is captured and landed in the Atlantic sea scallop
fishery, managed by the New England Fishery Management Council. The
commenter alleged that the Omnibus Amendment fails to consider catch
from all sources and, thus, must be disapproved. The commenter also
indicated that the Omnibus Amendment failed to adequately examine
alternatives for sub-ACLs in examples such as the one
[[Page 60614]]
provided. In so doing, the commenter alleged that the Omnibus Amendment
violates NEPA.
Response: NMFS disagrees with the contention that the Omnibus
Amendment's approach for addressing total catch is fatally flawed. All
federally managed fish landed for commercial sale within the region,
irrespective of whether the fish are captured in a Council-managed
fishery or in a fishery managed by another Council or the Secretary,
will be counted toward the total annual landings for that species. This
method of accounting is not new, and will continue under the Omnibus
Amendment. Similarly, all dead discards of a species such as summer
flounder will be attributed to the total catch estimation of summer
flounder. Thus, the Omnibus Amendment's system of catch accounting
does, in fact, consider catch from all directed fishery and other
sources. The NS1 guidelines do not require the establishment of sub-
ACLs for species captured incidentally in other directed fisheries. See
response to comment 11 for additional information.
Comment 20: One commenter alleged that the decisions made to
implement the Omnibus Amendment are arbitrary, capricious, an abuse of
discretion, and otherwise not in accordance with law and, as such, are
a violation of the Administrative Procedure Act (APA) and must be set
aside as unlawful. The commenter did not provide specific information
in support of their general assertion that the APA had been violated by
implementing the Omnibus Amendment.
Response: NMFS disagrees. The Omnibus Amendments measures are in
accordance with the requirements of NS1 guidelines and the MSA and, as
such, are not arbitrary. The Omnibus Amendment measures were not
impulsively derived or implemented; instead, a lengthy, transparent
process was utilized by the Council, its committees, and the Fishery
Management Action Team (FMAT) tasked with developing alternatives and
measures. NMFS undertook all required elements of announcing the
amendment and proposed rule availability for review and comment and is
responding, in full, to all relevant comments provided on the amendment
and proposed measures. Neither the Council nor NMFS has abused
discretion in following the required development and implementation
processes required for the amendment. NMFS is confident that the APA
has not been violated in any manner and the Omnibus Amendment is being
implemented consistent with applicable laws.
Changes and Clarifications From the Proposed Rule
Atlantic bluefish. The process for deriving ACT and Total Allowable
Landings (TAL) was clarified. The proposed rule correctly outlined the
process required to derive ACT and TAL from the recommended ABC;
however, additional language on where the commercial and recreational
allocation shall be addressed was added for a more clear description.
These changes are consistent with both the proposed rule and the
Omnibus Amendment.
Atlantic mackerel. As was noted in the Omnibus Amendment proposed
rule, the Council took final action on Amendment 11 to the Atlantic
Mackerel, Squids, and Butterfish FMP (Amendment 11) in October 2010 and
NMFS published an Amendment 11 NOA and proposed rule on August 1, 2011
(76 FR 45742). While the proposed rule for Amendment 11 does contain a
proposed recreational fishery allocation for mackerel, the final
approval decision and final rule for Amendment 11 measures will occur
after the final Omnibus Amendment measures in this rule are effective.
Therefore, the final Omnibus Amendment measures reflect the various
Atlantic mackerel measures designed to function without a formal
recreational allocation. If the final Amendment 11 measures, when
approved, contain the recreational allocation for Atlantic mackerel,
the final rule to implement Amendment 11 measures will also modify
Omnibus Amendment measures, as needed.
Butterfish. In the interim between deeming the proposed Omnibus
Amendment regulations and this final rule, the Council initiated the
process to develop 2012 specifications for the Atlantic Mackerel,
Squids, and Butterfish FMP. During this process, the Council discovered
that the method for deriving the butterfish cap in the Loligo fishery
with respect to the OFL/ABC/ACT framework was not entirely clear in
either the Omnibus Amendment document or the proposed regulations. The
Council held discussion during its June 2011 meeting to clarify the
intent of the butterfish cap to be derived as a percentage of the ACT
rather than the ABC. Following this discussion, the Council provided a
comment on the proposed rule to clarify how the butterfish cap should
be devised under the OFL/ABC/ACT framework. NMFS agrees with the
Council's clarification and is implementing, though this final rule,
revisions to the butterfish regulations that are consistent with the
Council-revised information.
Summer flounder. In the interim between the publication of the NOA
and Omnibus Amendment proposed rule, the 2011 recreational management
measures were finalized (76 FR 38387, June 30, 201