Safety Standard for Play Yards, 58167-58175 [2011-24101]
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Federal Register / Vol. 76, No. 182 / Tuesday, September 20, 2011 / Proposed Rules
Damage Mitigation Guidelines (EDMGs)
for licensee staff expected to implement
the strategies and those licensee staff
expected to make decisions during
emergencies, including emergency
coordinators and emergency directors.
The petitioner cites Section 4.2.5, pages
46–50—regarding the strengthening and
integration of onsite emergency
response capabilities such as emergency
operating procedures, SAMGs, and
EDMGs—of the Fukushima Task Force
Report as the rationale for its PRM.
IV. Conclusion
The Commission is currently
reviewing the Fukushima Task Force
Report, including each issue presented
in the six petitions for rulemaking. The
petitioner solely and specifically cites
the Fukushima Task Force Report as the
rationale and bases for its six PRMs. The
NRC will consider the issues raised by
these PRMs through the process the
Commission has established for
addressing the recommendations from
the Fukushima Task Force Report and is
not providing a separate opportunity for
public comment on the PRMs at this
time.
Dated at Rockville, Maryland, this 14th day
of September 2011.
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2011–24079 Filed 9–19–11; 8:45 am]
BILLING CODE 7590–01–P
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Part 1221
[CPSC Docket No. CPSC–2011–0064]
RIN 3041–AC92
Safety Standard for Play Yards
Consumer Product Safety
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
Section 104(b) of the
Consumer Product Safety Improvement
Act of 2008 (‘‘CPSIA’’) requires the
United States Consumer Product Safety
Commission (‘‘Commission,’’ ‘‘CPSC,’’
or ‘‘we’’) to promulgate consumer
product safety standards for durable
infant or toddler products. These
standards are to be ‘‘substantially the
same as’’ applicable voluntary standards
or more stringent than the voluntary
standard if the Commission concludes
that more stringent requirements would
further reduce the risk of injury
associated with the product. The
Commission is proposing a safety
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SUMMARY:
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standard for play yards in response to
the direction under Section 104(b) of the
CPSIA.
DATES: Submit comments by December
5, 2011.
ADDRESSES: Comments related to the
Paperwork Reduction Act aspects of the
marking, labeling, and instructional
literature of the proposed rule should be
directed to the Office of Information and
Regulatory Affairs, OMB, Attn: CPSC
Desk Officer, Fax: 202–395–6974, or emailed to
oira_submission@omb.eop.gov.
Other comments, identified by Docket
No. CPSC–2011–0064, may be
submitted electronically or in writing:
Electronic Submissions: Submit
electronic comments to the Federal
eRulemaking Portal at: https://
www.regulations.gov. Follow the
instructions for submitting comments.
To ensure timely processing of
comments, the Commission is no longer
directly accepting comments submitted
by electronic mail (e-mail), except
through https://www.regulations.gov.
The Commission encourages you to
submit electronic comments by using
the Federal eRulemaking Portal, as
described above.
Written Submissions: Submit written
submissions in the following way: Mail/
Hand delivery/Courier (for paper, disk,
or CD–ROM submissions), preferably in
five copies, to: Office of the Secretary,
Consumer Product Safety Commission,
Room 502, 4330 East West Highway,
Bethesda, MD 20814; telephone (301)
504–7923.
Instructions: All submissions received
must include the agency name and
docket number for this rulemaking. All
comments received may be posted
without change, including any personal
identifiers, contact information, or other
personal information provided, to
https://www.regulations.gov. Do not
submit confidential business
information, trade secret information, or
other sensitive or protected information
that you do not want to be available to
the public. If furnished at all, such
information should be submitted in
writing.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov, and insert the
docket number, CPSC 2011–0064, into
the ‘‘Search’’ box and follow the
prompts.
FOR FURTHER INFORMATION CONTACT:
Gregory K. Rea, Project Manager,
Directorate for Laboratory Sciences,
Consumer Product Safety Commission,
5 Research Place, Rockville, MD 20850;
e-mail GRea@cpsc.gov.
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58167
SUPPLEMENTARY INFORMATION:
A. Background and Statutory Authority
The Consumer Product Safety
Improvement Act of 2008 (‘‘CPSIA,’’
Pub. L. 110–314) was enacted on August
14, 2008 Section 104(b) of the CPSIA
requires the Commission to promulgate
consumer product safety standards for
durable infant and toddler products.
These standards are to be ‘‘substantially
the same as’’ applicable voluntary
standards or more stringent than the
voluntary standard if the Commission
concludes that more stringent
requirements would further reduce the
risk of injury associated with the
product. The term ‘‘durable infant or
toddler product’’ is defined in section
104(f)(1) of the CPSIA as a durable
product intended for use, or that may be
reasonably expected to be used, by
children under the age of 5 years. Play
yards are one of the products
specifically identified in section
104(f)(2)(F) as a durable infant or
toddler product.
In this document, the Commission
proposes a safety standard for play
yards. The proposed standard is based
on the voluntary standard developed by
ASTM International (formerly the
American Society for Testing and
Materials), ASTM F 406–11, ‘‘Standard
Consumer Safety Specification for NonFull-Size Baby Cribs/Play Yards’’
(‘‘ASTM F 406–11’’). The ASTM
standard is copyrighted but can be
viewed as a read-only document, only
during the comment period on this
proposal, at https://www.astm.org/
cpsc.htm, by permission of ASTM.
B. The Product
1. Definition
ASTM F 406–11 defines a ‘‘play yard’’
as a ‘‘framed enclosure that includes a
floor and has mesh or fabric sided
panels primarily intended to provide a
play or sleeping environment for
children. It may fold for storage or
travel.’’ Play yards are intended for
children who are less than 35 inches tall
who cannot climb out of the product.
Play yards are convenient because they
usually fold for storage or travel. Some
play yards include accessory items that
attach to the product, including
mobiles, toy bars, canopies, bassinets,
and changing tables. The accessory
item(s) usually attaches to the side rails
or corner brackets of the play yard.
2. The Market
Based on a 2005 survey conducted by
American Baby Group titled, ‘‘2006
Baby Products Tracking Study,’’ we
estimate that approximately 2.9 million
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play yards are sold in the United States
each year. We estimate that there are 23
manufacturers or importers supplying
play yards to the U.S. market. Eleven
firms are domestic manufacturers, and
10 firms are domestic importers. Two
firms are foreign importers.
Play yards from 11 of the 23 firms
have been certified as compliant with
the ASTM voluntary play yard standard
by the Juvenile Products Manufacturers
Association (‘‘JPMA’’), the major U.S.
trade association that represents
juvenile product manufacturers and
importers. In addition, three other firms
claim compliance with the ASTM
voluntary play yard standard and, in
some cases, provide test results
publicly.
C. Incident Data
The CPSC’s Directorate for
Epidemiology reports that there have
been 2,128 incidents reported to the
Commission regarding play yards from
early November 2007 until early April
2011. Of the 2,128 reported incidents,
there were 49 fatalities, 165 nonfatal
injuries, and 1,914 noninjury incidents.
The data is drawn from the CPSC’s
‘‘Early Warning System’’ (‘‘EWS’’), a
database created in late 2007, which
allows the Commission to monitor
incoming incident data closely. Once an
incident report is entered into EWS, it
is carefully reviewed by a subject matter
expert. Thus, EWS contains the best
data to support the play yard regulatory
work.
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1. Fatalities
From early November 2007 through
early April 2011, there were 49 fatalities
associated with play yards. Twentyseven deaths are attributable to unsafe
sleep environments within the play
yard, such as the presence of soft or
extra bedding, or unsafe sleep practices,
such as putting infants to sleep on their
stomach instead of their back.
Ten suffocation deaths were caused
by unsafe environments around the play
yard. Examples of hazardous
surroundings include: window blind
cords or computer cords that fell into
the play yard where the cords formed
dangerous loops and resulted in
strangulation fatalities. Other deaths
were caused when items were placed on
top of the play yard to prevent the child
from climbing out. These items, such as
wood, mesh gates, or crib tents, caused
suffocation deaths when children tried
to crawl out of the product and became
stuck between the side rail and the item
placed on top of the play yard.
The remainder of the fatal incidents
include:
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• Two children were killed in
separate incidents when they were able
to climb out of a play yard and gain
access to a pool. Both children drowned
in the pool.
• Two toddlers were killed in
separate incidents while standing up in
a play yard. It is believed that they
leaned forward against the side rail
(possibly to reach an object that the
child had thrown outside the play yard),
lost consciousness, and suffocated when
the pressure from the side rail
compressed the airway.
• One toddler was killed when the
play yard collapsed unexpectedly. The
child was trapped and suffocated.
• One death was caused by a looped
strap hanging from a changing table
accessory. The changing table was
supported by the side rails of the play
yard. The looped strap fell into the play
yard space occupied by the child and
resulted in the child’s strangulation.
• One death was caused by an
assembly error that occurred when the
mattress pad was not secured
completely to the bottom of the play
yard. The child suffocated in the pocket
created between the unsecured mattress
pad and the floor of the play yard.
• Five other deaths are associated
with play yards, but there was
insufficient information to determine
the cause.
2. Nonfatal Injuries
From early November 2007 through
early April 2011, there were 2,079
nonfatal incident reports. Of those, 165
incidents involved an injury, and four of
those required hospitalization. Although
the remaining 1,914 nonfatal incident
reports did not result in an injury, many
of the descriptions indicate the potential
for serious injury or death.
The largest number of nonfatal
incident reports were attributable to the
unexpected collapse of the side rail of
a play yard. Of the 2,079 nonfatal
incident reports, 1,902 involved the
collapse of one or more sides of a play
yard. Of the 165 incidents involving an
injury, 124 were the result of a play yard
side rail collapse. Of the 124 injuries,
there was one hospitalization for a
concussion that was caused by the
collapse of a side rail.
The remainder of the nonfatal injury
incidents included:
• Eight injuries caused by broken or
detached component parts, such as
loose wheels or loose hardware, which
resulted in instability or collapse of the
product.
• Eight injuries caused by various
product-related problems, including
sharp surfaces.
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• Five injuries related to the mesh or
fabric sides of the play yard, such as
stitching that unraveled, tears in the
fabric, mesh holes that were too large,
and mesh material that was too abrasive.
• Five injuries related to the mattress
pad or the floor of the play yard.
Examples of injuries in this category
included: Mattresses or pads that were
insufficiently fastened to the play yard
floor, resulting in toddlers becoming
trapped under the mattress or pad.
• Five injures related to toddlers
climbing out or falling out of the play
yard. This category included one
toddler who was hospitalized for a
serious head injury after climbing or
falling out of the play yard.
• Four injuries resulted when
children were standing in the play yard,
lost their balance, and fell.
• Two injuries caused by broken or
hazardous accessories, such as dangling
straps from changing tables. Other
examples of hazardous accessories
included: broken or detached
components from music boxes, trays,
mirrors, and toy holders.
• Two injuries related to assembly
errors, including one child who was
hospitalized with a severe finger
laceration after getting his or her finger
caught in the play yard as it was being
assembled.
• One injury that resulted in a
hospitalization was caused by the
presence of soft bedding in the play
yard. This was a severe injury to a
7-week-old infant who suffered brain
damage.
• One other injury is associated with
play yards, but there was insufficient
information to determine the cause.
D. Play Yard International Standards
and the ASTM Voluntary Standard
Section 104(b)(1)(A) of the CPSIA
requires the Commission to consult
representatives of ‘‘consumer groups,
juvenile product manufacturers, and
independent child product engineers
and experts’’ to ‘‘examine and assess the
effectiveness of any voluntary consumer
product safety standards for durable
infant or toddler products.’’ Through the
ASTM process, we consulted with
manufacturers, retailers, trade
organizations, laboratories, consumer
advocacy groups, consultants, and
members of the public. Most of the
consultation involved assessing and
reviewing the ASTM standard, which is
the primary play yard standard in effect
in the United States. Significantly, in
2010, in consultation with ASTM, we
identified three hazards that were not
addressed in the ASTM play yard
standard. Those three hazards are now
addressed in ASTM 406–11 and include
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new requirements to address side rails
that collapse into a dangerous V-shape
(discussed in section E.5 below); new
requirements to address structural
failures related to corner brackets
(discussed in section E.8 below); and
new requirements to address mattress
displacement (discussed in section E.10
below).
In addition to reviewing the ASTM
standard, we reviewed several
international standards.
1. International Standards
We reviewed several international
standards when working with ASTM to
create ASTM 406–11, including:
• The European Standard, BS EN
12227–1 & 2: 2010, ‘‘Playpens for
domestic use’’;
• the Australian and New Zealand
Standard, AS/NZ S2195: 2010, ‘‘Folding
cots—Safety Requirements’’; and
• the Canadian standard, C.R.C., c.
932, ‘‘Playpen Regulations.’’
We considered the Australian and
New Zealand Standard when we, in
consultation with ASTM, devised the
performance requirement and test
method to address V-shape side rail
collapses. Ultimately however, CPSC
and ASTM chose to use a test method
meant to prevent neck entrapment in
expansion gates that exists in ASTM F
1004–09, ‘‘Standard Consumer Safety
Specification for Expansion Gates and
Expandable Enclosures.’’
We considered the European Standard
when we, in consultation with ASTM,
devised the performance requirement
and test method to address structural
failures in corner brackets. Ultimately,
the test method found in the European
Standard was rejected because its main
purpose is to test latch durability, rather
than corner post durability. The
requirements currently found in ASTM
F 406–11 to address this hazard were
developed by CPSC staff and are better
suited than the requirements in the
European Standard to test corner post
durability.
We also considered the European
Standard when we, in consultation with
ASTM, created the mattress
displacement performance requirement
and test method. While the
requirements in ASTM F 406–11 are
similar to those in the European
Standard, we, in consultation with
ASTM staff, made changes that will
result in more reliable and repeatable
results.
2. The ASTM Voluntary Standard
ASTM F 406 was first approved and
published in 1977. ASTM has revised
the standard several times since then,
with the most current version, ASTM F
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406–11, published on May 15, 2011.
Historically, one of the most significant
changes occurred in ASTM F 406–02,
published in June 2002, when the
standard for non-full-size cribs merged
with the play yard standard to group
products with similar uses, and took on
its current name, ‘‘Standard Consumer
Safety Specification for Non-Full-Size
Baby Cribs/Play Yards.’’
The proposed rule would only pertain
to play yards. In the Federal Register of
December 28, 2010 (75 FR 81766), we
issued a final rule on safety standards
for non-full-size cribs. Thus, the
proposed rule would exclude provisions
of ASTM F406–11 that apply to nonfull-size cribs. The proposed rule would
exclude from the play yard standard
sections 5.17, 5.19, 5.20, the entirety of
section 6, section 8.1 through 8.10.5,
and section 10.1.1.1 of ASTM F 406–11.
In addition, for section 9.4.2.10 of
ASTM F 406–11, we propose to include
only the first section, which is a labeling
requirement meant to inform consumers
that only the mattress or pad provided
by the manufacturer should be used.
The remainder of section 9.4.2.10 of
ASTM F 406–11 is applicable to nonfull-size cribs and would be excluded
from the play yard standard.
Many play yards include accessory
items, such as bassinets or changing
tables that attach to the side of the play
yard rails. While ASTM F 406–11
contains requirements to address
entrapment of children in accessories,
such as requirements designed to
prevent changing table straps from
forming loops that enter the play yard
space and could cause strangulation, the
specific requirements for accessories
will be addressed in separate
rulemakings. For example, ASTM F
406–11 addresses possible entrapment
in bassinet attachments, but the
performance requirements, test
methods, and warning provisions for the
bassinet itself will be handled in a
separate rulemaking.
The key provisions of the current
ASTM play yard standard include:
Definitions; general requirements;
performance requirements; specific test
methods; and requirements for marking,
labeling, and instructional literature.
Definitions. The definition of ‘‘play
yard (aka playpen)’’ is a ‘‘framed
enclosure that includes a floor and has
mesh or fabric- sided panels, primarily
intended to provide a play or sleeping
environment for children. It may fold
for storage or travel.’’
General Requirements and Specific
Test Methods. The play yard standard
contains general requirements that the
product must meet, as well as mandated
test methods that must be used to
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ensure that the product meets those
requirements, including:
• Requirements for corner posts;
• Restrictions on sharp points and
edges (as well as their protective caps),
small parts, lead paint, and flammable
solids;
• Specifications to prevent scissoring,
shearing, and pinching;
• Requirements for toy accessory
items;
• Specifications on latching and
locking mechanisms;
• Specifications on openings
(intended to prevent finger and toe
entrapment), labeling (intended to
prevent labels from being removed and
ingested or aspirated on), coil springs
and protrusions;
• Requirements that the play yard be
stable;
• Requirements meant to protect a
child from entrapment in accessory
items, such as a bassinet or changing
table, as well as requirements to protect
a child from being strangled in a cord
or strap that accompanies the product or
an accessory item (such as the restraint
straps on a changing table); and
• Specifications for the mattress in a
play yard.
Performance Requirements and
Specific Test Methods. The play yard
standard provides performance
requirements that the product must
meet, as well as mandated test methods
that must be used to ensure that the
product meets the performance
requirements, including:
• A side height requirement (the side
of the play yard must be, at least, 20
inches from the top of the
noncompressed mattress pad to the top
of the side rail);
• Side deflection and strength
requirements (the play yard must be
able to withstand testing without
collapsing, and the hinge and latch
mechanisms must remain operational);
• Floor strength requirements;
• Requirements to address the
material that covers the top rail, as well
as specifications for the mesh or fabric
used in play yards;
• Requirements addressing mattress
displacement;
• Requirements to eliminate the risk
that the side rails will form a dangerous
V-shape when collapsed; and
• Requirements addressing corner
bracket failures.
Order of Testing. ASTM F 406–11 also
addresses the order of testing. ASTM F
406–11 clarifies that the general
requirements, such as restrictions on
corner posts, must be met both before
and after the performance requirement
test methods have been completed.
Additionally, ASTM F 406–11
indicates that the tests to determine
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compliance with the performance
requirements must be conducted in the
order specified in the standard because
the testing sequence can influence the
test results. Therefore, the standard lists
tests in a way such that the most
potentially destructive tests are
performed last.
Marking, Labeling, and Instructional
Literature. ASTM F 406–11 has
requirements for marking, labeling, and
instructions that must accompany a play
yard, including warnings regarding
proper use of accessory attachment
items, and warnings regarding
suffocation hazards that may arise if soft
bedding is added to the product.
E. Assessment of Voluntary Standard
ASTM F 406–11
We considered the fatalities, injuries,
and noninjury incidents associated with
play yards, and we evaluated the
voluntary standard to determine
whether ASTM F 406–11 addresses the
incident or whether more stringent
standards are required that would
further reduce the risk of injury
associated with the products. We
discuss our assessment in this section,
but our assessment does not include
deaths and injuries associated with play
yards where there was insufficient
evidence to determine the cause.
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1. Unsafe Sleep Environment and
Unsafe Sleep Practices
Unsafe sleep environments, such as
sleep environments that contain
additional or soft bedding, and unsafe
sleep practices, such as placing infants
to sleep on their stomach instead of
their back, resulted in 27 fatalities and
one very serious injury that required
hospitalization and resulted in brain
damage to the child. Unsafe sleep
environments and unsafe sleep practices
are not attributable to the design or
construction of play yards. ASTM F
406–11 includes product warnings that
address the hazards of soft bedding and
the hazards associated with placing a
child to sleep on their stomach. We do
not believe that there are additional
requirements that can be put in place in
the standard to address unsafe sleep
environments and unsafe sleep
practices.
2. Hazardous Surroundings
Ten suffocation deaths were
attributable to unsafe environments
around the play yard. Examples of
hazardous surroundings include:
Window blind cords and computer
cords that fall into a play yard, forming
a loop, and causing strangulations.
Other deaths were caused when
caregivers placed an object on top of the
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play yard to keep the child in the play
yard, and fatalities resulted when
children tried to climb out of the play
yard and became trapped between the
cover and the side rail. Risks due to
hazardous surroundings are not
attributable to the design or
construction of play yards. ASTM F
406–11 includes product warnings that
address the dangers of placing a product
near windows where cords can cause
strangulation. ASTM F 406–11 also
includes a warning about the dangers of
using improvised netting or covers over
play yards. We do not believe that there
are additional requirements that can be
put in place in the standard to address
this issue.
3. Risks Associated With Children
Climbing Out or Falling Out of a Play
Yard
Two children were killed when they
were able to climb out or they fell out
of their play yard and accessed a pool.
Both children drowned. Additionally,
five children were injured after climbing
or falling out of their play yard,
including one injury that resulted in a
serious head injury and required
hospitalization.
We considered alternatives that might
make it less likely that a child could
climb or fall out of a play yard. For
example, play yards could be mandated
to have higher sides, or manufacturers
could provide a ‘‘lid’’ or cover to the
play yard. However, in both cases, we
felt that these solutions might create
additional hazards. Higher sides might
make it more difficult for a caregiver to
put the child inside the play yard and
might increase the chance that
caregivers will find alternative, but less
safe, sleep environments (such as
allowing infants to sleep in adult beds).
Requiring a lid or cover increases the
chances that the lid or cover will fail in
some way, allowing children to attempt
to climb out of the product, only to
become stuck between the lid and the
side rail, which could cause suffocation.
Therefore, we determined that
warnings are the most appropriate way
to address climb-out and fall-out
hazards. ASTM F 406–11 includes
product warnings indicating that play
yards are designed for children who are
not able to climb out of the play yard.
There are additional warning
requirements regarding removing any
object that can serve as a step that
would enable a child to climb out of the
play yard. We do not believe that there
are additional requirements that can be
put in place in the standard to address
this issue.
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4. Standing/Choking Deaths
Two toddlers were killed in a similar,
but currently unexplained, manner. In
both situations, the toddler stood up in
the play yard and placed his or her neck
against the side rail. In both situations,
it is believed that they leaned forward
against the side rail (possibly to reach
an object that the child had thrown
outside the play yard), lost
consciousness, and suffocated when the
pressure from the side rail compressed
the airway. We have investigated both
deaths and believe that further review
by CPSC staff is warranted to determine
if the design or construction of the play
yard contributed to the deaths. If we
conclude that the design or construction
of the play yard did contribute to these
deaths, we will determine whether
additional requirements are necessary.
Because the causation of these incidents
is unclear, we are not proposing
additional requirements in the standard
to address the possibility of standing/
choking deaths at this time.
5. Side Rail Collapse
One child was killed when a play
yard’s side rails collapsed, trapping the
child and resulting in suffocation.
Additionally, 124 of the 165 nonfatal
injury reports are attributable to side rail
collapse. One injury required
hospitalization for a concussion. The
largest number of nonfatal incident
reports (1,902 out of 2,079 reports) are
attributable to play yard side rail
collapse. We reviewed these incidents
and have determined that the majority
are caused by failure of the side rail
latch that keeps the side rail locked and
in place.
Side collapse issues were addressed
significantly in 1997, in ASTM F 406–
97, which required the side rails of play
yards to have a locking device in order
to prevent the center hinge from
collapsing and causing the side rail to
fall. In 1999, ASTM added a test method
that required the locking mechanism on
the side rail hinges to withstand a force
of 100 pounds, applied diagonally,
without breaking or disengaging.
In August 2009, after a significant
number of recalls involving side
collapse issues, ASTM published ASTM
F 406–09, which included, for the first
time, a false latch test in the ASTM play
yard standard. The addition of the false
latch test was designed to ensure that
the top rail does not give the appearance
of being locked, when, in fact, the
locking device is not engaged
completely.
The recalls related to side collapse,
which prompted the change in the 2009
ASTM standard include:
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• A January 2009 recall of 200,000
play yards. The CPSC press release can
be found here: https://www.cpsc.gov/
cpscpub/prerel/prhtml09/09098.html.
• An April 2009 recall of 25,000 play
yards. The CPSC press release can be
found here: https://www.cpsc.gov/
cpscpub/prerel/prhtml09/09187.html.
• A July 2009 recall of about 1
million play yards. The CPSC press
release can be found here: https://
www.cpsc.gov/cpscpub/prerel/
prhtml09/09265.html.
Additionally, ASTM F 406–11
includes a performance requirement and
test method that addresses a side rail
collapse issue that was a problem in the
past but was never adequately
addressed in past editions of the ASTM
play yard standard. In brief, when
folding play yards were relatively new
products in the 1990s, some products
did not include features designed to
prevent unintentional collapse of the
side rails. Some play yards collapsed
into a V-shape. If a child’s neck is
caught in the V-shape, the child could
suffocate. Most producers of play yards
chose to stop designing products that
could form a V-shape when the side
rails collapsed. The ASTM standard,
however, was not revised to ban this
design. According to a CPSC press
release, originally issued on August 21,
1998, and last revised on May 10, 2004,
13 children died from suffocation in
play yards where the side rail collapsed
into a V-shape. (These fatalities are not
included in the list of incident data
referenced throughout this document
because they pre-date the creation of the
Early Warning System database [the
database used to support the regulatory
work here]). The press release also
mentioned that more than 1.5 million
play yards with this dangerous design
flaw have been recalled in past years.
The press release can be found at:
https://www.cpsc.gov/cpscpub/prerel/
prhtml98/98156.html.
Thus, after a review of the incidents,
as well as an assessment of the locking
and latching provisions, the false latch
provision, and the new provisions
meant to prevent a side collapse that
results in a V-shape, we determined that
these performance requirements and test
methods are sufficient to address play
yard side rail collapse issues. Thus, we
are not proposing additional
requirements at this time.
6. Hazards Related to Accessories
Play yards often are sold with
accessory items, such as changing tables
and bassinets, which are meant to attach
to the side rails of the play yard. One
child was killed when a dangling strap
from a changing table accessory formed
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a loop inside the occupant area of the
play yard, resulting in the child’s
strangulation. The play yard involved in
the fatality prompted a recall of 425,000
play yards. That recall was issued on
September 27, 2007. The CPSC press
release for the recall can be viewed at:
https://www.cpsc.gov/cpscpub/prerel/
prhtml07/07315.html. Additionally,
there were two injuries caused by
broken or hazardous accessories.
In 2005, ASTM published ASTM F
406–05a, which included a section to
address entrapment in accessories. The
requirement and the accompanying test
method were designed to ensure that
accessories cannot create openings that
can entrap a child’s head. In 2008,
ASTM published ASTM F 406–08,
which included a provision that
prohibits the use on an accessory of
cords and straps that are capable of
forming a loop that could strangle a
child. The 2008 ASTM standard also
added requirements for toy attachments
intended to address incidents related to
broken or detached components from
music boxes, mirrors, and toy holders.
We believe that these requirements
are sufficient to address these hazards,
and we are not proposing additional
requirements at this time.
7. Assembly Errors
One fatality and two injuries are
attributable to assembly errors. The
death occurred when the mattress pad
of the play yard was not completely
secured to the floor of the play yard.
The child suffocated in the pocket
created between the unsecured pad and
the floor of the product.
An assembly error was the cause of
one very serious injury, which required
a hospitalization and occurred when a
child got his or her finger caught in the
gap between the corner bracket and the
side rail of the play yard as it was being
assembled. The child suffered a severe
laceration that required medical
attention.
ASTM F 406–11 contains provisions
requiring clear, easy-to-read assembly
instructions. We believe that these
requirements are sufficient to address
these hazards, and we are not proposing
additional requirements at this time.
8. Broken or Detached Component Parts
Leading to Structural Failures
Eight injuries, including bruises and
cuts, were caused by broken or detached
component parts, such as loose wheels
or loose hardware, which led lead to the
product becoming unstable or
collapsing. Most incidents involved
structural failure at the corner brackets
of the play yard, resulting in rivets
pulling through the corner brackets,
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cracking of the plastic under the rivets’
heads, and rivets and plastic pieces
falling out of the corner bracket. This
causes the play yard to collapse.
We believe corner post failures are
caused by repeated loading of the side
rails by one of the following methods:
• Caregivers inadvertently and
repeatedly leaning on the side rails to
reach the child or to use the bassinet or
changing table accessory;
• Children who use the side rails for
support while standing; and/or
• Accessories that are attached to and
removed repeatedly from the side rails
and corner posts.
In 2010, CPSC staff recommended a
new performance requirement and test
method to address this hazard, which
was included for the first time in ASTM
F 406–11. We believe that these
requirements are sufficient to address
these hazards, and we are not proposing
additional requirements at this time.
9. Mesh and Fabric Sides
Five injuries are related to the mesh
or fabric sides of the play yard, such as
stitching that unraveled, tears in the
fabric, mesh holes that were too large
and caught an infant’s tooth, and mesh
material that was too abrasive.
ASTM F 406–11 contains several
performance requirements and test
methods to address hazards caused by
mesh or fabric. We believe that these
requirements are sufficient to address
the associated hazards, and we are not
proposing additional requirements at
this time.
10. Mattress Pad or Play Yard Floor
Hazards
Five injuries are attributable to
problems with the mattress pad or floor
of the play yard. Most of these incidents
are related to mattress displacement,
which occurs when children are able to
pull up the mattress and become
trapped between the floor of the play
yard and the mattress. The mattress of
most play yards is attached to the
product by hook and loop straps,
commonly referred to as ‘‘Velcro’’
straps. The other commonly used
method is a ‘‘Velcro’’ patch.
ASTM F 406–11 includes a
performance requirement and a test
method that would require a play yard
mattress to be able to withstand a
certain amount of force before it can be
lifted high enough to allow a child to
become trapped between the mattress
and the play yard floor. We believe that
these requirements are sufficient to
address these hazards, and we are not
proposing additional requirements at
this time.
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11. Impact on Play Yard
There were four injuries that occurred
in play yards because children were
standing up in a play yard, lost their
balance, and fell. ASTM F 406–11 does
include product warnings that address
the need to provide supervision, as
necessary, when the child is in the
product, particularly when the child is
playing in the play yard. We believe that
these requirements are sufficient, and
we are not proposing additional
requirements at this time.
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12. Other Product-Related Concerns
Eight injuries were caused by other
product-related problems, such as sharp
surfaces. For the incidents where we
could determine the problem’s cause,
we believe that the current requirements
are sufficient to address these hazards,
and we are not proposing additional
requirements at this time.
F. Description of Proposed Changes to
ASTM Standard
The proposed rule would create a new
part 1221 titled, ‘‘Safety Standard for
Play Yards.’’ The proposal would
establish ASTM F 406–11, ‘‘Standard
Consumer Safety Specification for NonFull-Size Baby Cribs/Play Yards,’’ as a
consumer product safety standard, but
with certain changes. We are proposing
three changes to ASTM F 406–11, as it
applies to play yards. The provisions of
ASTM 406–11 that apply to non-fullsize cribs have been excluded because
those products are addressed in a
separate rulemaking.
Two of the three proposed changes
would clarify the existing provisions.
Clarification will reduce potential
misinterpretations that could result in
improper testing. Thus, these
clarifications will strengthen the
standard and reduce the risk of injury
by ensuring that play yard testing is
performed properly.
The last proposed change would
affect the test method for determining
the strength of corner brackets. The
method in ASTM F406–11 currently
requires the tester to use a specific size
clamp. The proposed change would
allow the tester some flexibility, within
a carefully selected range, in choosing
the clamp to account for play yards with
hinges that vary in size. By allowing the
tester to choose the most appropriate
clamp, we are strengthening the
standard and reducing the risk of injury
by ensuring that the appropriate testing
equipment is used. Using the most
appropriate testing equipment will
ensure that the test is performed
properly and that only the safest play
yards will pass laboratory testing and
enter the market.
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We describe these proposed changes
immediately below:
1. Clarifying the Equipment Needed To
Perform the Floor Strength Test (Section
8.12.1)
Currently, ASTM F 406–11 contains a
performance standard to measure the
floor strength of a play yard. Section
8.12.1 of ASTM F 406–11 specifies the
use of a ‘‘Wood block, 6 by 6 in. (150
by 150 mm).’’ However, the test method
in ASTM F 406–11 requires the use of
two wood blocks to test the floor
strength of the play yard. The proposed
rule, therefore, would clarify that ‘‘2
Wood blocks’’ are needed.
2. Clarifying the Floor Strength Test
Method (Section 8.12.2.1)
The current text of the test method for
measuring the floor strength of play
yards states that the tester must ‘‘(p)lace
a 50-lb (23-kg) and a 30-lb (14-kg)
weight each onto a 6 by 6-in. (150 by
150-mm) wood block spaced 6 +/¥ 1⁄2
in. (150 +\¥13 mm) apart and maintain
for 60s.’’ The proposed rule would
simplify this sentence by dividing it
into three sentences by replacing it with
the following: ‘‘Place the wood blocks 6
+/¥1⁄2 inch (150 mm +/¥13 mm) apart.
Place 50-lb (23-kg) weight on one wood
block and a 30 lb (24 kg) weight on the
other wood block. Maintain for 60 s.’’
This revision also clarifies that the
wood blocks should be put into position
before the weight is applied.
3. The Shape and Area of the Clamping
Surface for the ‘‘Top Rail to Corner Post
Attachment Test’’ (Section 8.30.3.1)
Currently, ASTM F 406–11 contains a
performance standard to address the
structural failure of corner brackets of
play yards. The test method directs the
tester to use clamps to apply a twisting
motion to the rail, which strains the
corner brackets. The product will fail
the test if, for example, there is cracking
of the corner brackets. The current test
method specifies the shape and area of
the clamping surfaces (2 by 2 in.). The
proposed rule would allow the tester to
choose the shape and area of the
clamping surface, within a specified
range (1-square-inch to 4 square inches)
to accommodate the variety of hinge
latching devices in different models of
play yards.
4. Exclusion of ASTM F 406–11 Sections
That Are Applicable to Non-Rull-Size
Cribs
The proposed rule would pertain only
to play yards. In the Federal Register of
December 28, 2010 (75 FR 81766), we
issued a final rule on safety standards
for non-full-size cribs. Thus, the
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proposed rule would exclude the
provisions of ASTM F406–11 that apply
to non-full-size cribs. Specifically, the
proposal would exclude sections 5.17,
5.19, 5.20, the entirety of section 6,
section 8.1 through 8.10.5, and section
10.1.1.1 of ASTM F 406–11. In addition,
for section 9.4.2.10 of ASTM F 406–11,
the proposal would include only the
first section, which is a labeling
requirement meant to inform consumers
that only the mattress or pad provided
by the manufacturer should be used.
The remainder of section 9.4.2.10 of
ASTM F 406–11 is applicable to nonfull-size cribs, and it would be excluded
from the play yard standard.
G. Effective Date
The Administrative Procedure Act
(‘‘APA’’) generally requires that the
effective date of the rule be at least 30
days after publication of the final rule.
5 U.S.C. 553(d). To allow time for play
yards to come into compliance, we
intend for the standard to become
effective 6 months after the publication
of the final rule in the Federal Register.
We invite comment on how long it will
take play yard manufacturers to come
into compliance.
H. Regulatory Flexibility Act
1. Introduction
The Regulatory Flexibility Act
(‘‘RFA’’), 5 U.S.C. 601–612, requires
agencies to consider the impact of
proposed rules on small entities,
including small businesses. Section 603
of the RFA requires that we prepare an
initial regulatory flexibility analysis and
make it available to the public for
comment when the notice of proposed
rulemaking is published. The initial
regulatory flexibility analysis must
describe the impact of the proposed rule
on small entities and identify any
alternatives that may reduce the impact.
Specifically, the initial regulatory
flexibility analysis must contain:
• A description of, and where
feasible, an estimate of the number of
small entities to which the proposed
rule will apply;
• A description of the reasons why
action by the agency is being
considered;
• A succinct statement of the
objectives of, and legal basis for, the
proposed rule;
• A description of the projected
reporting, recordkeeping, and other
compliance requirements of the
proposed rule, including an estimate of
the classes of small entities subject to
the requirements and the type of
professional skills necessary for the
preparation of reports or records; and
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• An identification, to the extent
possible, of all relevant federal rules
that may duplicate, overlap, or conflict
with the proposed rule.
In addition, the initial regulatory
flexibility analysis must contain a
description of any significant
alternatives to the proposed rule that
would accomplish the stated objectives
of the proposed rule and, at the same
time, reduce the economic impact on
small businesses.
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2. The Market
Based on a 2005 survey conducted by
American Baby Group titled, ‘‘2006
Baby Products Tracking Study’’ and
Centers for Disease Control and
Prevention birth data, we estimate that
approximately 2.9 million play yards
are sold in the United States each year.
We estimate that there are at least 23
manufacturers or importers supplying
play yards to the United States market.
Eleven of these firms are domestic
manufacturers, and 10 of these firms are
domestic importers. Two of the firms
are foreign importers.
Under the U.S. Small Business
Administration (‘‘SBA’’) guidelines, a
manufacturer of play yards is small if it
has 500 or fewer employees, and an
importer is considered small if it has
100 or fewer employees. Based on these
guidelines, 10 domestic manufacturers
and all 10 of the domestic importers
known to supply play yards to the U.S.
market are small businesses. The
remaining entities include a large
domestic manufacturer and two foreign
importers. There may be additional
unknown small manufacturers and
importers operating in the U.S. market.
The Juvenile Product Manufacturers
Association (‘‘JPMA’’) runs a voluntary
certification program for juvenile
products. Certification under the JPMA
program is based on the ASTM
voluntary play yard standard. Eleven of
the 23 manufacturers or importers have
been certified as compliant with the
ASTM voluntary play yard standard by
the JPMA. Three additional
manufacturers or importers claim to
comply with the ASTM voluntary play
yard standard, but they do not
participate in the JPMA certification
program. In some cases, these three
manufacturers or importers may provide
test results on-line. Seven small
domestic manufacturers supplying play
yards to the U.S. market claim to
comply with the ASTM voluntary play
yard standard. Of the importers, six
claim to comply with the ASTM
voluntary play yard standard.
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3. Impact of the Proposal on Small
Business
Section 104 of the CPSIA requires the
CPSC to promulgate standards for
durable infant or toddler products,
including play yards. The impact of this
rulemaking, if finalized, could have a
significant impact on several small
manufacturers and importers whose
play yards are not ASTM-compliant.
The impact of the proposed standard on
small manufacturers and importers will
differ, based on whether their products
are already in compliance with the
ASTM voluntary play yard standard.
Of the 10 small domestic
manufacturers, seven produce play
yards that are certified as compliant by
JPMA or claim to be in compliance with
the voluntary standard. There will be
little or no impact on these firms. The
three noncompliant manufacturers may
need to modify their product
substantially to meet the ASTM
standard. The costs associated with
these modifications might include
product redesign. The redesign could be
minor if, for example, the manufacturer
needs to use additional or different
fabric or mesh. However, the changes
could be more significant if a redesign
of the product frame is required. The
impact of these costs may be mitigated
if they are treated as new product
expenses and amortized.
Of the 10 small domestic importers,
six import play yards that are certified
as compliant by JPMA or claim to be in
compliance with the voluntary
standard. The four noncompliant
importers may need to find an
alternative source if their existing
supplier does not modify their play
yards to comply with the standard.
However, the impact of that decision
could be mitigated by replacing the
noncompliant product with a compliant
product made by a different
manufacturer. Deciding to import an
alternative product would be a
reasonable and realistic way to offset
any lost revenue.
Two of the noncompliant importers
import products from a specific foreign
country. For these entities, finding an
alternative supply source may not be an
option. However, they could stop
importing noncompliant play yards and
replace them with other juvenile
products.
The information in this section
assumes that three domestic
manufacturers and four domestic
importers do not comply with the
voluntary standard. This may not be the
case. We have identified many cases
where products that are not certified by
JPMA, or do not otherwise claim
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compliance with the voluntary
standard, actually meet the relevant
standard. To the extent that this is true,
the impact of the proposed rule will be
less significant than described.
4. Alternatives
For the 13 small domestic entities that
already comply with the voluntary
standard, there are few or no costs
associated with the three minor changes
being proposed. For the seven small
domestic entities that are not compliant
(or where it is unknown if they are
compliant) the adoption of the
voluntary standard as a mandatory
consumer product safety standard could
result in substantial costs.
For these entities, setting an effective
date longer than 6 months could reduce
the impact. This would allow small
manufacturers additional time to make
necessary changes to their product, and
it would allow small importers to find
alternative sources. It would also allow
entities to spread costs over a longer
period of time.
5. Conclusion of Initial Regulatory
Flexibility Analysis
It is possible that the proposed
standard, if finalized, could have a
significant impact on some small
businesses whose play yards are not
ASTM-compliant. The extent of these
costs is unknown. For manufacturers of
noncompliant play yards, product
redesign might be necessary, and it is
possible that the costs could be large for
some entities. Importers may need to
find alternative sources of play yards.
Additionally, all manufacturers and
importers will eventually be subject to
third party testing and certification
requirements, as discussed in section L
below.
We invite comments describing the
possible impact of this rule on
manufacturers and importers, as well as
comments containing other information
describing how this rule will affect
small businesses.
I. Environmental Considerations
The Commission’s regulations address
whether we are required to prepare an
environmental assessment or an
environmental impact statement. If our
rule has ‘‘little or no potential for
affecting the human environment’’ it
will be categorically exempted from this
requirement. 16 CFR 1021.5(c)(1). The
proposed rule falls within the
categorical exemption.
J. Paperwork Reduction Act
This proposed rule contains
information collection requirements that
are subject to public comment and
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review by the Office of Management and
Budget (‘‘OMB’’) under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3521). In this document, pursuant to 44
U.S.C. 3507(a)(1)(D), we set forth:
• A title for the collection of
information;
• A summary of the collection of
information;
• A brief description of the need for
the information and the proposed use of
the information;
• A description of the likely
respondents and proposed frequency of
response to the collection of
information;
• An estimate of the burden that shall
result from the collection of
information; and
• Notice that comments may be
submitted to the OMB.
Title: Safety Standard for Play Yards.
Description: The proposed rule would
require each play yard to comply with
ASTM F 406–11, Standard Consumer
Safety Specification for Non-Full-Size
Baby Cribs/Play Yards. Sections 9 and
10 of ASTM F 406–11 contain
requirements for marking, labeling, and
instructional literature. These
requirements fall within the definition
of ‘‘collection of information,’’ as
defined in 44 U.S.C. 3502(3).
Description of Respondents: Persons
who manufacture or import play yards.
Estimated Burden: We estimate the
burden of this collection of information
as follows:
TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN
Number of
respondents
Frequency of
responses
Total annual
responses
Hours per
response
Total
burden hours
1221.2(a) ..............................................................................
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16 CFR Section
9
3
27
1
27
Our estimates are based on the
following:
Section 9.1.1.1 of ASTM F 406–11
requires that the name and the place of
business (city, state, mailing address,
including zip code, or telephone
number) of the manufacturer,
distributor, or seller be marked clearly
and legibly on each product and its
retail package. Section 9.1.1.2 of ASTM
F 406–11 requires a code mark or other
means that identifies the date (month
and year, as a minimum) of
manufacture.
There are 23 known entities
supplying play yards to the U.S. market.
Fourteen entities produce labels that
comply with the standard. Thus, there
would be no additional burden on these
entities. Under the OMB’s regulations (5
CFR 1320.3(b)(2)), the time, effort, and
financial resources necessary to comply
with a collection of information that
would be incurred by persons in the
‘‘normal course of their activities’’ are
excluded from a burden estimate, where
an agency demonstrates that the
disclosure activities required to comply
are ‘‘usual and customary.’’ Therefore,
because these 14 entities already
produce labels that comply with the
standard, we tentatively estimate that
there are no burden hours associated
with Sections 9.1.1.1 and 9.1.1.2 of
ASTM F 406–11 because any burden
associated with supplying these labels
would be ‘‘usual and customary’’ and
not within the definition of ‘‘burden’’
under the OMB’s regulations.
We assume that the remaining nine
entities use labels on their products and
their packaging but might need to
modify their existing labels. The
estimated time required to make these
modifications is about 1 hour per
model. Each entity supplies an average
of three different models of play yards;
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therefore, the estimated burden hours
associated with labels is 1 hour per
model × 9 entities × 3 models per entity
= 27 hours.
We estimate that the hourly
compensation for the time required to
create and update labels is $27.98. This
is based on data from March 2011,
provided by the U.S. Bureau of Labor
Statistics. The information is available
at: https://www.bls.gov/news.release/pdf/
ecec/pdf in Table 9, under the heading
‘‘all workers, goods-producing
industries’’ and the subheading ‘‘sales
and office.’’ Therefore, the estimated
annual cost to industry associated with
the proposed labeling requirements is
$755.46 ($27.98 per hour × 27 hours =
$755.46).
Section 10.1 of ASTM F 406–11
requires instructions to be supplied
with the product. Play yards are
products that generally require
assembly, and products sold without
such information would not be able to
compete successfully with products
supplying this information. Under the
OMB’s regulations (5 CFR 1320.3(b)(2)),
the time, effort, and financial resources
necessary to comply with a collection of
information that would be incurred by
persons in the ‘‘normal course of their
activities’’ are excluded from a burden
estimate, where an agency demonstrates
that the disclosure activities required to
comply are ‘‘usual and customary.’’
Therefore, because we are unaware of
play yards that generally require some
installation, but lack any instructions to
the user about such installation, we
tentatively estimate that there are no
burden hours associated with section
10.1 of ASTM F 406–11 because any
burden associated with supplying
instructions with play yards would be
‘‘usual and customary’’ and not within
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the definition of ‘‘burden’’ under the
OMB’s regulations.
Based on this analysis, the proposed
standard for play yards would impose a
burden to industry of 27 hours at a cost
of $755.46 annually.
In compliance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), we have submitted the
information collection requirements of
this rule to the OMB for review.
Interested persons are requested to
submit comments regarding information
collection by October 20, 2011, to the
Office of Information and Regulatory
Affairs, OMB (see the ADDRESSES section
at the beginning of this notice).
Pursuant to 44 U.S.C. 3506(c)(2)(A),
we invite comments on:
• Whether the collection of
information is necessary for the proper
performance of the CPSC’s functions,
including whether the information will
have practical utility;
• The accuracy of the CPSC’s estimate
of the burden of the proposed collection
of information, including the validity of
the methodology and assumptions used;
• Ways to enhance the quality, utility,
and clarity of the information to be
collected;
• Ways to reduce the burden of the
collection of information on
respondents, including the use of
automated collection techniques, when
appropriate, and other forms of
information technology; and
• the estimated burden hours
associated with label modification,
including any alternative estimates.
K. Preemption
Section 26(a) of the CPSA, 15 U.S.C.
2075(a), provides that where a consumer
product safety standard is in effect and
applies to a product, no state or political
subdivision of a state may either
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establish or continue in effect a
requirement dealing with the same risk
of injury unless the state requirement is
identical to the federal standard. Section
26(c) of the CPSA also provides that
states or political subdivisions of states
may apply to the Commission for an
exemption from this preemption under
certain circumstances. Section 104(b) of
the CPSIA refers to the rules to be
issued under that section as ‘‘consumer
product safety rules,’’ thus implying
that the preemptive effect of section
26(a) of the CPSA would apply.
Therefore, a rule issued under section
104 of the CPSIA will invoke the
preemptive effect of section 26(a) of the
CPSA when it becomes effective.
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L. Certification
Section 14(a) of the CPSA imposes the
requirement that products subject to a
consumer product safety rule under the
CPSA, or to a similar rule, ban,
standard, or regulation under any other
act enforced by the Commission, must
be certified as complying with all
applicable CPSC-enforced requirements.
15 U.S.C. 2063(a). Such certification
must be based on a test of each product
or on a reasonable testing program or,
for children’s products, on tests on a
sufficient number of samples by a third
party conformity assessment body
accredited by the Commission to test
according to the applicable
requirements. As discussed in section A
of this preamble, section 104(b)(1)(B) of
the CPSIA refers to standards issued
under this section as ‘‘consumer
product safety standards.’’ Similarly,
such standards also would be subject to
section 14 of the CPSA. Therefore, any
such standard would be considered a
‘‘consumer product safety rule’’ to
which products subject to the rule must
be certified.
Because play yards are children’s
products, they must be tested by a third
party conformity assessment body
whose accreditation is accepted by the
Commission. In the future, the
Commission will issue a notice of
requirements to explain how
laboratories can become accredited as
third party conformity assessment
bodies to test play yards to the new
safety standard. (Play yards also must
comply with all other applicable CPSC
requirements, such as the lead content
and phthalate content requirements in
section 101 and 108 of CPSIA
respectively; the tracking label
requirement in section 14(a)(5) of the
CPSA; and the consumer registration
form requirements in section 104 of the
CPSIA.)
VerDate Mar<15>2010
17:07 Sep 19, 2011
Jkt 223001
M. Request for Comments
This proposed rule begins a
rulemaking proceeding under section
104(b) of the CPSIA to issue a consumer
product safety standard for play yards.
We invite all interested persons to
submit comments on any aspect of the
proposed rule. Comments should be
submitted in accordance with the
instructions in the ADDRESSES section at
the beginning of this notice.
List of Subjects in 16 CFR Part 1221
Consumer protection, Imports,
Incorporation by reference, Infants and
Children, Labeling, Law enforcement,
and Toys.
Therefore, the Commission proposes
to amend Title 16 of the Code of Federal
Regulations by adding a new part 1221
to read as follows:
PART 1221—SAFETY STANDARD FOR
PLAY YARDS
Sec.
1221.1
1221.2
Scope.
Requirements for play yards.
Authority: The Consumer Product Safety
Improvement Act of 2008, Pub. L. 110–314,
§ 104, 122 Stat. 3016 (August 14, 2008).
§ 1221.1
Scope.
This part establishes a consumer
product safety standard for play yards.
§ 1221.2
Requirements for Play Yards.
(a) Except as provided in paragraph
(b) of this section, each play yard must
comply with all applicable provisions of
ASTM F 406–11, Standard Consumer
Safety Specification for Non-Full-Size
Baby Cribs/Play Yards, approved on
May 15, 2011. The Director of the
Federal Register approves this
incorporation by reference in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy
from ASTM International, 100 Bar
Harbor Drive, P.O. Box 0700, West
Conshohocken, PA 19428; https://
www.astm.org/cpsc.htm. You may
inspect a copy at the Office of the
Secretary, U.S. Consumer Product
Safety Commission, Room 502, 4330
East West Highway, Bethesda, MD
20814, telephone 301–504–7923, or at
the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal
regulations/ibr_locations.html.
(b) Comply with the ASTM F 406–11
standard with the following additions or
exclusions:
(1) Do not comply with section 5.17
of ASTM F 406–11.
PO 00000
Frm 00019
Fmt 4702
Sfmt 9990
58175
(2) Do not comply with section 5.19
of ASTM F 406–11.
(3) Do not comply with section 5.20
of ASTM F 406–11.
(4) Do not comply with section 6,
Performance Requirements for Rigid
Sided Products, of ASTM F 406–11, in
its entirety.
(5) Do not comply with sections 8.1
through 8.10.5 of ASTM F 406–11.
(6) Instead of complying with section
8.12.1 of ASTM F 406–11, comply with
the following:
(i) 8.12.1 Equipment – 2 Wood blocks,
6 by 6 in. (150 by 150 mm).
(7) Instead of complying with section
8.12.2.1 of ASTM F 406–11, comply
with the following:
(i) 8.12.2.1 Remove cushions that are
not part of the floor or mattress support.
Place the wood blocks 6 +/¥ 1⁄2 inch
(150 mm +/¥ 13 mm) apart. Place 50lb (23-kg) weight on one wood block
and a 30- lb (24 kg) weight on the other
wood block. Maintain for 60 s. Perform
the test in those locations deemed to be
the weakest or the most likely to fail.
Remove the load and check for
structural failure.
(8) Instead of complying with section
8.30.3.1 of ASTM F 406–11, comply
with the following:
(i) 8.30.3.1 Mount a rigid and
substantially horizontal moment arm
weighing less than 5 lb (2.2 kg) to the
hinge/latching device at the
longitudinal center of the top rail
through two clamping surfaces, each 1
in2–4 in2 (6.5 cm2–26 cm2) designed to
firmly grasp the hinge latching device.
The moment arm shall be at least 24 in
(603 mm) long and extend towards the
outside of the play yard.
(9) Instead of complying with section
9.4.2.10 of ASTM F 406–11, comply
with only the following:
(i) 9.4.2.10 For products that have a
separate mattress that is not
permanently fixed in place:
Use ONLY mattress/pad provided by
manufacturer.
(10) Do not comply with section
10.1.1.1 of ASTM F 406–11.
Dated: September 15, 2011.
Todd A. Stevenson,
Secretary, Consumer Product Safety
Commission.
[FR Doc. 2011–24101 Filed 9–19–11; 8:45 am]
BILLING CODE 6355–01–P
E:\FR\FM\20SEP1.SGM
20SEP1
Agencies
[Federal Register Volume 76, Number 182 (Tuesday, September 20, 2011)]
[Proposed Rules]
[Pages 58167-58175]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-24101]
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Part 1221
[CPSC Docket No. CPSC-2011-0064]
RIN 3041-AC92
Safety Standard for Play Yards
AGENCY: Consumer Product Safety Commission.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: Section 104(b) of the Consumer Product Safety Improvement Act
of 2008 (``CPSIA'') requires the United States Consumer Product Safety
Commission (``Commission,'' ``CPSC,'' or ``we'') to promulgate consumer
product safety standards for durable infant or toddler products. These
standards are to be ``substantially the same as'' applicable voluntary
standards or more stringent than the voluntary standard if the
Commission concludes that more stringent requirements would further
reduce the risk of injury associated with the product. The Commission
is proposing a safety standard for play yards in response to the
direction under Section 104(b) of the CPSIA.
DATES: Submit comments by December 5, 2011.
ADDRESSES: Comments related to the Paperwork Reduction Act aspects of
the marking, labeling, and instructional literature of the proposed
rule should be directed to the Office of Information and Regulatory
Affairs, OMB, Attn: CPSC Desk Officer, Fax: 202-395-6974, or e-mailed
to oira_submission@omb.eop.gov.
Other comments, identified by Docket No. CPSC-2011-0064, may be
submitted electronically or in writing:
Electronic Submissions: Submit electronic comments to the Federal
eRulemaking Portal at: https://www.regulations.gov. Follow the
instructions for submitting comments. To ensure timely processing of
comments, the Commission is no longer directly accepting comments
submitted by electronic mail (e-mail), except through https://www.regulations.gov. The Commission encourages you to submit electronic
comments by using the Federal eRulemaking Portal, as described above.
Written Submissions: Submit written submissions in the following
way: Mail/Hand delivery/Courier (for paper, disk, or CD-ROM
submissions), preferably in five copies, to: Office of the Secretary,
Consumer Product Safety Commission, Room 502, 4330 East West Highway,
Bethesda, MD 20814; telephone (301) 504-7923.
Instructions: All submissions received must include the agency name
and docket number for this rulemaking. All comments received may be
posted without change, including any personal identifiers, contact
information, or other personal information provided, to https://www.regulations.gov. Do not submit confidential business information,
trade secret information, or other sensitive or protected information
that you do not want to be available to the public. If furnished at
all, such information should be submitted in writing.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov, and insert the
docket number, CPSC 2011-0064, into the ``Search'' box and follow the
prompts.
FOR FURTHER INFORMATION CONTACT: Gregory K. Rea, Project Manager,
Directorate for Laboratory Sciences, Consumer Product Safety
Commission, 5 Research Place, Rockville, MD 20850; e-mail
GRea@cpsc.gov.
SUPPLEMENTARY INFORMATION:
A. Background and Statutory Authority
The Consumer Product Safety Improvement Act of 2008 (``CPSIA,''
Pub. L. 110-314) was enacted on August 14, 2008 Section 104(b) of the
CPSIA requires the Commission to promulgate consumer product safety
standards for durable infant and toddler products. These standards are
to be ``substantially the same as'' applicable voluntary standards or
more stringent than the voluntary standard if the Commission concludes
that more stringent requirements would further reduce the risk of
injury associated with the product. The term ``durable infant or
toddler product'' is defined in section 104(f)(1) of the CPSIA as a
durable product intended for use, or that may be reasonably expected to
be used, by children under the age of 5 years. Play yards are one of
the products specifically identified in section 104(f)(2)(F) as a
durable infant or toddler product.
In this document, the Commission proposes a safety standard for
play yards. The proposed standard is based on the voluntary standard
developed by ASTM International (formerly the American Society for
Testing and Materials), ASTM F 406-11, ``Standard Consumer Safety
Specification for Non-Full-Size Baby Cribs/Play Yards'' (``ASTM F 406-
11''). The ASTM standard is copyrighted but can be viewed as a read-
only document, only during the comment period on this proposal, at
https://www.astm.org/cpsc.htm, by permission of ASTM.
B. The Product
1. Definition
ASTM F 406-11 defines a ``play yard'' as a ``framed enclosure that
includes a floor and has mesh or fabric sided panels primarily intended
to provide a play or sleeping environment for children. It may fold for
storage or travel.'' Play yards are intended for children who are less
than 35 inches tall who cannot climb out of the product. Play yards are
convenient because they usually fold for storage or travel. Some play
yards include accessory items that attach to the product, including
mobiles, toy bars, canopies, bassinets, and changing tables. The
accessory item(s) usually attaches to the side rails or corner brackets
of the play yard.
2. The Market
Based on a 2005 survey conducted by American Baby Group titled,
``2006 Baby Products Tracking Study,'' we estimate that approximately
2.9 million
[[Page 58168]]
play yards are sold in the United States each year. We estimate that
there are 23 manufacturers or importers supplying play yards to the
U.S. market. Eleven firms are domestic manufacturers, and 10 firms are
domestic importers. Two firms are foreign importers.
Play yards from 11 of the 23 firms have been certified as compliant
with the ASTM voluntary play yard standard by the Juvenile Products
Manufacturers Association (``JPMA''), the major U.S. trade association
that represents juvenile product manufacturers and importers. In
addition, three other firms claim compliance with the ASTM voluntary
play yard standard and, in some cases, provide test results publicly.
C. Incident Data
The CPSC's Directorate for Epidemiology reports that there have
been 2,128 incidents reported to the Commission regarding play yards
from early November 2007 until early April 2011. Of the 2,128 reported
incidents, there were 49 fatalities, 165 nonfatal injuries, and 1,914
noninjury incidents. The data is drawn from the CPSC's ``Early Warning
System'' (``EWS''), a database created in late 2007, which allows the
Commission to monitor incoming incident data closely. Once an incident
report is entered into EWS, it is carefully reviewed by a subject
matter expert. Thus, EWS contains the best data to support the play
yard regulatory work.
1. Fatalities
From early November 2007 through early April 2011, there were 49
fatalities associated with play yards. Twenty-seven deaths are
attributable to unsafe sleep environments within the play yard, such as
the presence of soft or extra bedding, or unsafe sleep practices, such
as putting infants to sleep on their stomach instead of their back.
Ten suffocation deaths were caused by unsafe environments around
the play yard. Examples of hazardous surroundings include: window blind
cords or computer cords that fell into the play yard where the cords
formed dangerous loops and resulted in strangulation fatalities. Other
deaths were caused when items were placed on top of the play yard to
prevent the child from climbing out. These items, such as wood, mesh
gates, or crib tents, caused suffocation deaths when children tried to
crawl out of the product and became stuck between the side rail and the
item placed on top of the play yard.
The remainder of the fatal incidents include:
Two children were killed in separate incidents when they
were able to climb out of a play yard and gain access to a pool. Both
children drowned in the pool.
Two toddlers were killed in separate incidents while
standing up in a play yard. It is believed that they leaned forward
against the side rail (possibly to reach an object that the child had
thrown outside the play yard), lost consciousness, and suffocated when
the pressure from the side rail compressed the airway.
One toddler was killed when the play yard collapsed
unexpectedly. The child was trapped and suffocated.
One death was caused by a looped strap hanging from a
changing table accessory. The changing table was supported by the side
rails of the play yard. The looped strap fell into the play yard space
occupied by the child and resulted in the child's strangulation.
One death was caused by an assembly error that occurred
when the mattress pad was not secured completely to the bottom of the
play yard. The child suffocated in the pocket created between the
unsecured mattress pad and the floor of the play yard.
Five other deaths are associated with play yards, but
there was insufficient information to determine the cause.
2. Nonfatal Injuries
From early November 2007 through early April 2011, there were 2,079
nonfatal incident reports. Of those, 165 incidents involved an injury,
and four of those required hospitalization. Although the remaining
1,914 nonfatal incident reports did not result in an injury, many of
the descriptions indicate the potential for serious injury or death.
The largest number of nonfatal incident reports were attributable
to the unexpected collapse of the side rail of a play yard. Of the
2,079 nonfatal incident reports, 1,902 involved the collapse of one or
more sides of a play yard. Of the 165 incidents involving an injury,
124 were the result of a play yard side rail collapse. Of the 124
injuries, there was one hospitalization for a concussion that was
caused by the collapse of a side rail.
The remainder of the nonfatal injury incidents included:
Eight injuries caused by broken or detached component
parts, such as loose wheels or loose hardware, which resulted in
instability or collapse of the product.
Eight injuries caused by various product-related problems,
including sharp surfaces.
Five injuries related to the mesh or fabric sides of the
play yard, such as stitching that unraveled, tears in the fabric, mesh
holes that were too large, and mesh material that was too abrasive.
Five injuries related to the mattress pad or the floor of
the play yard. Examples of injuries in this category included:
Mattresses or pads that were insufficiently fastened to the play yard
floor, resulting in toddlers becoming trapped under the mattress or
pad.
Five injures related to toddlers climbing out or falling
out of the play yard. This category included one toddler who was
hospitalized for a serious head injury after climbing or falling out of
the play yard.
Four injuries resulted when children were standing in the
play yard, lost their balance, and fell.
Two injuries caused by broken or hazardous accessories,
such as dangling straps from changing tables. Other examples of
hazardous accessories included: broken or detached components from
music boxes, trays, mirrors, and toy holders.
Two injuries related to assembly errors, including one
child who was hospitalized with a severe finger laceration after
getting his or her finger caught in the play yard as it was being
assembled.
One injury that resulted in a hospitalization was caused
by the presence of soft bedding in the play yard. This was a severe
injury to a 7-week-old infant who suffered brain damage.
One other injury is associated with play yards, but there
was insufficient information to determine the cause.
D. Play Yard International Standards and the ASTM Voluntary Standard
Section 104(b)(1)(A) of the CPSIA requires the Commission to
consult representatives of ``consumer groups, juvenile product
manufacturers, and independent child product engineers and experts'' to
``examine and assess the effectiveness of any voluntary consumer
product safety standards for durable infant or toddler products.''
Through the ASTM process, we consulted with manufacturers, retailers,
trade organizations, laboratories, consumer advocacy groups,
consultants, and members of the public. Most of the consultation
involved assessing and reviewing the ASTM standard, which is the
primary play yard standard in effect in the United States.
Significantly, in 2010, in consultation with ASTM, we identified three
hazards that were not addressed in the ASTM play yard standard. Those
three hazards are now addressed in ASTM 406-11 and include
[[Page 58169]]
new requirements to address side rails that collapse into a dangerous
V-shape (discussed in section E.5 below); new requirements to address
structural failures related to corner brackets (discussed in section
E.8 below); and new requirements to address mattress displacement
(discussed in section E.10 below).
In addition to reviewing the ASTM standard, we reviewed several
international standards.
1. International Standards
We reviewed several international standards when working with ASTM
to create ASTM 406-11, including:
The European Standard, BS EN 12227-1 & 2: 2010, ``Playpens
for domestic use'';
the Australian and New Zealand Standard, AS/NZ S2195:
2010, ``Folding cots--Safety Requirements''; and
the Canadian standard, C.R.C., c. 932, ``Playpen
Regulations.''
We considered the Australian and New Zealand Standard when we, in
consultation with ASTM, devised the performance requirement and test
method to address V-shape side rail collapses. Ultimately however, CPSC
and ASTM chose to use a test method meant to prevent neck entrapment in
expansion gates that exists in ASTM F 1004-09, ``Standard Consumer
Safety Specification for Expansion Gates and Expandable Enclosures.''
We considered the European Standard when we, in consultation with
ASTM, devised the performance requirement and test method to address
structural failures in corner brackets. Ultimately, the test method
found in the European Standard was rejected because its main purpose is
to test latch durability, rather than corner post durability. The
requirements currently found in ASTM F 406-11 to address this hazard
were developed by CPSC staff and are better suited than the
requirements in the European Standard to test corner post durability.
We also considered the European Standard when we, in consultation
with ASTM, created the mattress displacement performance requirement
and test method. While the requirements in ASTM F 406-11 are similar to
those in the European Standard, we, in consultation with ASTM staff,
made changes that will result in more reliable and repeatable results.
2. The ASTM Voluntary Standard
ASTM F 406 was first approved and published in 1977. ASTM has
revised the standard several times since then, with the most current
version, ASTM F 406-11, published on May 15, 2011. Historically, one of
the most significant changes occurred in ASTM F 406-02, published in
June 2002, when the standard for non-full-size cribs merged with the
play yard standard to group products with similar uses, and took on its
current name, ``Standard Consumer Safety Specification for Non-Full-
Size Baby Cribs/Play Yards.''
The proposed rule would only pertain to play yards. In the Federal
Register of December 28, 2010 (75 FR 81766), we issued a final rule on
safety standards for non-full-size cribs. Thus, the proposed rule would
exclude provisions of ASTM F406-11 that apply to non-full-size cribs.
The proposed rule would exclude from the play yard standard sections
5.17, 5.19, 5.20, the entirety of section 6, section 8.1 through
8.10.5, and section 10.1.1.1 of ASTM F 406-11. In addition, for section
9.4.2.10 of ASTM F 406-11, we propose to include only the first
section, which is a labeling requirement meant to inform consumers that
only the mattress or pad provided by the manufacturer should be used.
The remainder of section 9.4.2.10 of ASTM F 406-11 is applicable to
non-full-size cribs and would be excluded from the play yard standard.
Many play yards include accessory items, such as bassinets or
changing tables that attach to the side of the play yard rails. While
ASTM F 406-11 contains requirements to address entrapment of children
in accessories, such as requirements designed to prevent changing table
straps from forming loops that enter the play yard space and could
cause strangulation, the specific requirements for accessories will be
addressed in separate rulemakings. For example, ASTM F 406-11 addresses
possible entrapment in bassinet attachments, but the performance
requirements, test methods, and warning provisions for the bassinet
itself will be handled in a separate rulemaking.
The key provisions of the current ASTM play yard standard include:
Definitions; general requirements; performance requirements; specific
test methods; and requirements for marking, labeling, and instructional
literature.
Definitions. The definition of ``play yard (aka playpen)'' is a
``framed enclosure that includes a floor and has mesh or fabric- sided
panels, primarily intended to provide a play or sleeping environment
for children. It may fold for storage or travel.''
General Requirements and Specific Test Methods. The play yard
standard contains general requirements that the product must meet, as
well as mandated test methods that must be used to ensure that the
product meets those requirements, including:
Requirements for corner posts;
Restrictions on sharp points and edges (as well as their
protective caps), small parts, lead paint, and flammable solids;
Specifications to prevent scissoring, shearing, and
pinching;
Requirements for toy accessory items;
Specifications on latching and locking mechanisms;
Specifications on openings (intended to prevent finger and
toe entrapment), labeling (intended to prevent labels from being
removed and ingested or aspirated on), coil springs and protrusions;
Requirements that the play yard be stable;
Requirements meant to protect a child from entrapment in
accessory items, such as a bassinet or changing table, as well as
requirements to protect a child from being strangled in a cord or strap
that accompanies the product or an accessory item (such as the
restraint straps on a changing table); and
Specifications for the mattress in a play yard.
Performance Requirements and Specific Test Methods. The play yard
standard provides performance requirements that the product must meet,
as well as mandated test methods that must be used to ensure that the
product meets the performance requirements, including:
A side height requirement (the side of the play yard must
be, at least, 20 inches from the top of the noncompressed mattress pad
to the top of the side rail);
Side deflection and strength requirements (the play yard
must be able to withstand testing without collapsing, and the hinge and
latch mechanisms must remain operational);
Floor strength requirements;
Requirements to address the material that covers the top
rail, as well as specifications for the mesh or fabric used in play
yards;
Requirements addressing mattress displacement;
Requirements to eliminate the risk that the side rails
will form a dangerous V-shape when collapsed; and
Requirements addressing corner bracket failures.
Order of Testing. ASTM F 406-11 also addresses the order of
testing. ASTM F 406-11 clarifies that the general requirements, such as
restrictions on corner posts, must be met both before and after the
performance requirement test methods have been completed.
Additionally, ASTM F 406-11 indicates that the tests to determine
[[Page 58170]]
compliance with the performance requirements must be conducted in the
order specified in the standard because the testing sequence can
influence the test results. Therefore, the standard lists tests in a
way such that the most potentially destructive tests are performed
last.
Marking, Labeling, and Instructional Literature. ASTM F 406-11 has
requirements for marking, labeling, and instructions that must
accompany a play yard, including warnings regarding proper use of
accessory attachment items, and warnings regarding suffocation hazards
that may arise if soft bedding is added to the product.
E. Assessment of Voluntary Standard ASTM F 406-11
We considered the fatalities, injuries, and noninjury incidents
associated with play yards, and we evaluated the voluntary standard to
determine whether ASTM F 406-11 addresses the incident or whether more
stringent standards are required that would further reduce the risk of
injury associated with the products. We discuss our assessment in this
section, but our assessment does not include deaths and injuries
associated with play yards where there was insufficient evidence to
determine the cause.
1. Unsafe Sleep Environment and Unsafe Sleep Practices
Unsafe sleep environments, such as sleep environments that contain
additional or soft bedding, and unsafe sleep practices, such as placing
infants to sleep on their stomach instead of their back, resulted in 27
fatalities and one very serious injury that required hospitalization
and resulted in brain damage to the child. Unsafe sleep environments
and unsafe sleep practices are not attributable to the design or
construction of play yards. ASTM F 406-11 includes product warnings
that address the hazards of soft bedding and the hazards associated
with placing a child to sleep on their stomach. We do not believe that
there are additional requirements that can be put in place in the
standard to address unsafe sleep environments and unsafe sleep
practices.
2. Hazardous Surroundings
Ten suffocation deaths were attributable to unsafe environments
around the play yard. Examples of hazardous surroundings include:
Window blind cords and computer cords that fall into a play yard,
forming a loop, and causing strangulations. Other deaths were caused
when caregivers placed an object on top of the play yard to keep the
child in the play yard, and fatalities resulted when children tried to
climb out of the play yard and became trapped between the cover and the
side rail. Risks due to hazardous surroundings are not attributable to
the design or construction of play yards. ASTM F 406-11 includes
product warnings that address the dangers of placing a product near
windows where cords can cause strangulation. ASTM F 406-11 also
includes a warning about the dangers of using improvised netting or
covers over play yards. We do not believe that there are additional
requirements that can be put in place in the standard to address this
issue.
3. Risks Associated With Children Climbing Out or Falling Out of a Play
Yard
Two children were killed when they were able to climb out or they
fell out of their play yard and accessed a pool. Both children drowned.
Additionally, five children were injured after climbing or falling out
of their play yard, including one injury that resulted in a serious
head injury and required hospitalization.
We considered alternatives that might make it less likely that a
child could climb or fall out of a play yard. For example, play yards
could be mandated to have higher sides, or manufacturers could provide
a ``lid'' or cover to the play yard. However, in both cases, we felt
that these solutions might create additional hazards. Higher sides
might make it more difficult for a caregiver to put the child inside
the play yard and might increase the chance that caregivers will find
alternative, but less safe, sleep environments (such as allowing
infants to sleep in adult beds). Requiring a lid or cover increases the
chances that the lid or cover will fail in some way, allowing children
to attempt to climb out of the product, only to become stuck between
the lid and the side rail, which could cause suffocation.
Therefore, we determined that warnings are the most appropriate way
to address climb-out and fall-out hazards. ASTM F 406-11 includes
product warnings indicating that play yards are designed for children
who are not able to climb out of the play yard. There are additional
warning requirements regarding removing any object that can serve as a
step that would enable a child to climb out of the play yard. We do not
believe that there are additional requirements that can be put in place
in the standard to address this issue.
4. Standing/Choking Deaths
Two toddlers were killed in a similar, but currently unexplained,
manner. In both situations, the toddler stood up in the play yard and
placed his or her neck against the side rail. In both situations, it is
believed that they leaned forward against the side rail (possibly to
reach an object that the child had thrown outside the play yard), lost
consciousness, and suffocated when the pressure from the side rail
compressed the airway. We have investigated both deaths and believe
that further review by CPSC staff is warranted to determine if the
design or construction of the play yard contributed to the deaths. If
we conclude that the design or construction of the play yard did
contribute to these deaths, we will determine whether additional
requirements are necessary. Because the causation of these incidents is
unclear, we are not proposing additional requirements in the standard
to address the possibility of standing/choking deaths at this time.
5. Side Rail Collapse
One child was killed when a play yard's side rails collapsed,
trapping the child and resulting in suffocation. Additionally, 124 of
the 165 nonfatal injury reports are attributable to side rail collapse.
One injury required hospitalization for a concussion. The largest
number of nonfatal incident reports (1,902 out of 2,079 reports) are
attributable to play yard side rail collapse. We reviewed these
incidents and have determined that the majority are caused by failure
of the side rail latch that keeps the side rail locked and in place.
Side collapse issues were addressed significantly in 1997, in ASTM
F 406-97, which required the side rails of play yards to have a locking
device in order to prevent the center hinge from collapsing and causing
the side rail to fall. In 1999, ASTM added a test method that required
the locking mechanism on the side rail hinges to withstand a force of
100 pounds, applied diagonally, without breaking or disengaging.
In August 2009, after a significant number of recalls involving
side collapse issues, ASTM published ASTM F 406-09, which included, for
the first time, a false latch test in the ASTM play yard standard. The
addition of the false latch test was designed to ensure that the top
rail does not give the appearance of being locked, when, in fact, the
locking device is not engaged completely.
The recalls related to side collapse, which prompted the change in
the 2009 ASTM standard include:
[[Page 58171]]
A January 2009 recall of 200,000 play yards. The CPSC
press release can be found here: https://www.cpsc.gov/cpscpub/prerel/prhtml09/09098.html.
An April 2009 recall of 25,000 play yards. The CPSC press
release can be found here: https://www.cpsc.gov/cpscpub/prerel/prhtml09/09187.html.
A July 2009 recall of about 1 million play yards. The CPSC
press release can be found here: https://www.cpsc.gov/cpscpub/prerel/prhtml09/09265.html.
Additionally, ASTM F 406-11 includes a performance requirement and
test method that addresses a side rail collapse issue that was a
problem in the past but was never adequately addressed in past editions
of the ASTM play yard standard. In brief, when folding play yards were
relatively new products in the 1990s, some products did not include
features designed to prevent unintentional collapse of the side rails.
Some play yards collapsed into a V-shape. If a child's neck is caught
in the V-shape, the child could suffocate. Most producers of play yards
chose to stop designing products that could form a V-shape when the
side rails collapsed. The ASTM standard, however, was not revised to
ban this design. According to a CPSC press release, originally issued
on August 21, 1998, and last revised on May 10, 2004, 13 children died
from suffocation in play yards where the side rail collapsed into a V-
shape. (These fatalities are not included in the list of incident data
referenced throughout this document because they pre-date the creation
of the Early Warning System database [the database used to support the
regulatory work here]). The press release also mentioned that more than
1.5 million play yards with this dangerous design flaw have been
recalled in past years. The press release can be found at: https://www.cpsc.gov/cpscpub/prerel/prhtml98/98156.html.
Thus, after a review of the incidents, as well as an assessment of
the locking and latching provisions, the false latch provision, and the
new provisions meant to prevent a side collapse that results in a V-
shape, we determined that these performance requirements and test
methods are sufficient to address play yard side rail collapse issues.
Thus, we are not proposing additional requirements at this time.
6. Hazards Related to Accessories
Play yards often are sold with accessory items, such as changing
tables and bassinets, which are meant to attach to the side rails of
the play yard. One child was killed when a dangling strap from a
changing table accessory formed a loop inside the occupant area of the
play yard, resulting in the child's strangulation. The play yard
involved in the fatality prompted a recall of 425,000 play yards. That
recall was issued on September 27, 2007. The CPSC press release for the
recall can be viewed at: https://www.cpsc.gov/cpscpub/prerel/prhtml07/07315.html. Additionally, there were two injuries caused by broken or
hazardous accessories.
In 2005, ASTM published ASTM F 406-05a, which included a section to
address entrapment in accessories. The requirement and the accompanying
test method were designed to ensure that accessories cannot create
openings that can entrap a child's head. In 2008, ASTM published ASTM F
406-08, which included a provision that prohibits the use on an
accessory of cords and straps that are capable of forming a loop that
could strangle a child. The 2008 ASTM standard also added requirements
for toy attachments intended to address incidents related to broken or
detached components from music boxes, mirrors, and toy holders.
We believe that these requirements are sufficient to address these
hazards, and we are not proposing additional requirements at this time.
7. Assembly Errors
One fatality and two injuries are attributable to assembly errors.
The death occurred when the mattress pad of the play yard was not
completely secured to the floor of the play yard. The child suffocated
in the pocket created between the unsecured pad and the floor of the
product.
An assembly error was the cause of one very serious injury, which
required a hospitalization and occurred when a child got his or her
finger caught in the gap between the corner bracket and the side rail
of the play yard as it was being assembled. The child suffered a severe
laceration that required medical attention.
ASTM F 406-11 contains provisions requiring clear, easy-to-read
assembly instructions. We believe that these requirements are
sufficient to address these hazards, and we are not proposing
additional requirements at this time.
8. Broken or Detached Component Parts Leading to Structural Failures
Eight injuries, including bruises and cuts, were caused by broken
or detached component parts, such as loose wheels or loose hardware,
which led lead to the product becoming unstable or collapsing. Most
incidents involved structural failure at the corner brackets of the
play yard, resulting in rivets pulling through the corner brackets,
cracking of the plastic under the rivets' heads, and rivets and plastic
pieces falling out of the corner bracket. This causes the play yard to
collapse.
We believe corner post failures are caused by repeated loading of
the side rails by one of the following methods:
Caregivers inadvertently and repeatedly leaning on the
side rails to reach the child or to use the bassinet or changing table
accessory;
Children who use the side rails for support while
standing; and/or
Accessories that are attached to and removed repeatedly
from the side rails and corner posts.
In 2010, CPSC staff recommended a new performance requirement and
test method to address this hazard, which was included for the first
time in ASTM F 406-11. We believe that these requirements are
sufficient to address these hazards, and we are not proposing
additional requirements at this time.
9. Mesh and Fabric Sides
Five injuries are related to the mesh or fabric sides of the play
yard, such as stitching that unraveled, tears in the fabric, mesh holes
that were too large and caught an infant's tooth, and mesh material
that was too abrasive.
ASTM F 406-11 contains several performance requirements and test
methods to address hazards caused by mesh or fabric. We believe that
these requirements are sufficient to address the associated hazards,
and we are not proposing additional requirements at this time.
10. Mattress Pad or Play Yard Floor Hazards
Five injuries are attributable to problems with the mattress pad or
floor of the play yard. Most of these incidents are related to mattress
displacement, which occurs when children are able to pull up the
mattress and become trapped between the floor of the play yard and the
mattress. The mattress of most play yards is attached to the product by
hook and loop straps, commonly referred to as ``Velcro'' straps. The
other commonly used method is a ``Velcro'' patch.
ASTM F 406-11 includes a performance requirement and a test method
that would require a play yard mattress to be able to withstand a
certain amount of force before it can be lifted high enough to allow a
child to become trapped between the mattress and the play yard floor.
We believe that these requirements are sufficient to address these
hazards, and we are not proposing additional requirements at this time.
[[Page 58172]]
11. Impact on Play Yard
There were four injuries that occurred in play yards because
children were standing up in a play yard, lost their balance, and fell.
ASTM F 406-11 does include product warnings that address the need to
provide supervision, as necessary, when the child is in the product,
particularly when the child is playing in the play yard. We believe
that these requirements are sufficient, and we are not proposing
additional requirements at this time.
12. Other Product-Related Concerns
Eight injuries were caused by other product-related problems, such
as sharp surfaces. For the incidents where we could determine the
problem's cause, we believe that the current requirements are
sufficient to address these hazards, and we are not proposing
additional requirements at this time.
F. Description of Proposed Changes to ASTM Standard
The proposed rule would create a new part 1221 titled, ``Safety
Standard for Play Yards.'' The proposal would establish ASTM F 406-11,
``Standard Consumer Safety Specification for Non-Full-Size Baby Cribs/
Play Yards,'' as a consumer product safety standard, but with certain
changes. We are proposing three changes to ASTM F 406-11, as it applies
to play yards. The provisions of ASTM 406-11 that apply to non-full-
size cribs have been excluded because those products are addressed in a
separate rulemaking.
Two of the three proposed changes would clarify the existing
provisions. Clarification will reduce potential misinterpretations that
could result in improper testing. Thus, these clarifications will
strengthen the standard and reduce the risk of injury by ensuring that
play yard testing is performed properly.
The last proposed change would affect the test method for
determining the strength of corner brackets. The method in ASTM F406-11
currently requires the tester to use a specific size clamp. The
proposed change would allow the tester some flexibility, within a
carefully selected range, in choosing the clamp to account for play
yards with hinges that vary in size. By allowing the tester to choose
the most appropriate clamp, we are strengthening the standard and
reducing the risk of injury by ensuring that the appropriate testing
equipment is used. Using the most appropriate testing equipment will
ensure that the test is performed properly and that only the safest
play yards will pass laboratory testing and enter the market.
We describe these proposed changes immediately below:
1. Clarifying the Equipment Needed To Perform the Floor Strength Test
(Section 8.12.1)
Currently, ASTM F 406-11 contains a performance standard to measure
the floor strength of a play yard. Section 8.12.1 of ASTM F 406-11
specifies the use of a ``Wood block, 6 by 6 in. (150 by 150 mm).''
However, the test method in ASTM F 406-11 requires the use of two wood
blocks to test the floor strength of the play yard. The proposed rule,
therefore, would clarify that ``2 Wood blocks'' are needed.
2. Clarifying the Floor Strength Test Method (Section 8.12.2.1)
The current text of the test method for measuring the floor
strength of play yards states that the tester must ``(p)lace a 50-lb
(23-kg) and a 30-lb (14-kg) weight each onto a 6 by 6-in. (150 by 150-
mm) wood block spaced 6 +/- \1/2\ in. (150 +\-13 mm) apart and maintain
for 60s.'' The proposed rule would simplify this sentence by dividing
it into three sentences by replacing it with the following: ``Place the
wood blocks 6 +/-\1/2\ inch (150 mm +/-13 mm) apart. Place 50-lb (23-
kg) weight on one wood block and a 30 lb (24 kg) weight on the other
wood block. Maintain for 60 s.'' This revision also clarifies that the
wood blocks should be put into position before the weight is applied.
3. The Shape and Area of the Clamping Surface for the ``Top Rail to
Corner Post Attachment Test'' (Section 8.30.3.1)
Currently, ASTM F 406-11 contains a performance standard to address
the structural failure of corner brackets of play yards. The test
method directs the tester to use clamps to apply a twisting motion to
the rail, which strains the corner brackets. The product will fail the
test if, for example, there is cracking of the corner brackets. The
current test method specifies the shape and area of the clamping
surfaces (2 by 2 in.). The proposed rule would allow the tester to
choose the shape and area of the clamping surface, within a specified
range (1-square-inch to 4 square inches) to accommodate the variety of
hinge latching devices in different models of play yards.
4. Exclusion of ASTM F 406-11 Sections That Are Applicable to Non-Rull-
Size Cribs
The proposed rule would pertain only to play yards. In the Federal
Register of December 28, 2010 (75 FR 81766), we issued a final rule on
safety standards for non-full-size cribs. Thus, the proposed rule would
exclude the provisions of ASTM F406-11 that apply to non-full-size
cribs. Specifically, the proposal would exclude sections 5.17, 5.19,
5.20, the entirety of section 6, section 8.1 through 8.10.5, and
section 10.1.1.1 of ASTM F 406-11. In addition, for section 9.4.2.10 of
ASTM F 406-11, the proposal would include only the first section, which
is a labeling requirement meant to inform consumers that only the
mattress or pad provided by the manufacturer should be used. The
remainder of section 9.4.2.10 of ASTM F 406-11 is applicable to non-
full-size cribs, and it would be excluded from the play yard standard.
G. Effective Date
The Administrative Procedure Act (``APA'') generally requires that
the effective date of the rule be at least 30 days after publication of
the final rule. 5 U.S.C. 553(d). To allow time for play yards to come
into compliance, we intend for the standard to become effective 6
months after the publication of the final rule in the Federal Register.
We invite comment on how long it will take play yard manufacturers to
come into compliance.
H. Regulatory Flexibility Act
1. Introduction
The Regulatory Flexibility Act (``RFA''), 5 U.S.C. 601-612,
requires agencies to consider the impact of proposed rules on small
entities, including small businesses. Section 603 of the RFA requires
that we prepare an initial regulatory flexibility analysis and make it
available to the public for comment when the notice of proposed
rulemaking is published. The initial regulatory flexibility analysis
must describe the impact of the proposed rule on small entities and
identify any alternatives that may reduce the impact. Specifically, the
initial regulatory flexibility analysis must contain:
A description of, and where feasible, an estimate of the
number of small entities to which the proposed rule will apply;
A description of the reasons why action by the agency is
being considered;
A succinct statement of the objectives of, and legal basis
for, the proposed rule;
A description of the projected reporting, recordkeeping,
and other compliance requirements of the proposed rule, including an
estimate of the classes of small entities subject to the requirements
and the type of professional skills necessary for the preparation of
reports or records; and
[[Page 58173]]
An identification, to the extent possible, of all relevant
federal rules that may duplicate, overlap, or conflict with the
proposed rule.
In addition, the initial regulatory flexibility analysis must
contain a description of any significant alternatives to the proposed
rule that would accomplish the stated objectives of the proposed rule
and, at the same time, reduce the economic impact on small businesses.
2. The Market
Based on a 2005 survey conducted by American Baby Group titled,
``2006 Baby Products Tracking Study'' and Centers for Disease Control
and Prevention birth data, we estimate that approximately 2.9 million
play yards are sold in the United States each year. We estimate that
there are at least 23 manufacturers or importers supplying play yards
to the United States market. Eleven of these firms are domestic
manufacturers, and 10 of these firms are domestic importers. Two of the
firms are foreign importers.
Under the U.S. Small Business Administration (``SBA'') guidelines,
a manufacturer of play yards is small if it has 500 or fewer employees,
and an importer is considered small if it has 100 or fewer employees.
Based on these guidelines, 10 domestic manufacturers and all 10 of the
domestic importers known to supply play yards to the U.S. market are
small businesses. The remaining entities include a large domestic
manufacturer and two foreign importers. There may be additional unknown
small manufacturers and importers operating in the U.S. market.
The Juvenile Product Manufacturers Association (``JPMA'') runs a
voluntary certification program for juvenile products. Certification
under the JPMA program is based on the ASTM voluntary play yard
standard. Eleven of the 23 manufacturers or importers have been
certified as compliant with the ASTM voluntary play yard standard by
the JPMA. Three additional manufacturers or importers claim to comply
with the ASTM voluntary play yard standard, but they do not participate
in the JPMA certification program. In some cases, these three
manufacturers or importers may provide test results on-line. Seven
small domestic manufacturers supplying play yards to the U.S. market
claim to comply with the ASTM voluntary play yard standard. Of the
importers, six claim to comply with the ASTM voluntary play yard
standard.
3. Impact of the Proposal on Small Business
Section 104 of the CPSIA requires the CPSC to promulgate standards
for durable infant or toddler products, including play yards. The
impact of this rulemaking, if finalized, could have a significant
impact on several small manufacturers and importers whose play yards
are not ASTM-compliant. The impact of the proposed standard on small
manufacturers and importers will differ, based on whether their
products are already in compliance with the ASTM voluntary play yard
standard.
Of the 10 small domestic manufacturers, seven produce play yards
that are certified as compliant by JPMA or claim to be in compliance
with the voluntary standard. There will be little or no impact on these
firms. The three noncompliant manufacturers may need to modify their
product substantially to meet the ASTM standard. The costs associated
with these modifications might include product redesign. The redesign
could be minor if, for example, the manufacturer needs to use
additional or different fabric or mesh. However, the changes could be
more significant if a redesign of the product frame is required. The
impact of these costs may be mitigated if they are treated as new
product expenses and amortized.
Of the 10 small domestic importers, six import play yards that are
certified as compliant by JPMA or claim to be in compliance with the
voluntary standard. The four noncompliant importers may need to find an
alternative source if their existing supplier does not modify their
play yards to comply with the standard. However, the impact of that
decision could be mitigated by replacing the noncompliant product with
a compliant product made by a different manufacturer. Deciding to
import an alternative product would be a reasonable and realistic way
to offset any lost revenue.
Two of the noncompliant importers import products from a specific
foreign country. For these entities, finding an alternative supply
source may not be an option. However, they could stop importing
noncompliant play yards and replace them with other juvenile products.
The information in this section assumes that three domestic
manufacturers and four domestic importers do not comply with the
voluntary standard. This may not be the case. We have identified many
cases where products that are not certified by JPMA, or do not
otherwise claim compliance with the voluntary standard, actually meet
the relevant standard. To the extent that this is true, the impact of
the proposed rule will be less significant than described.
4. Alternatives
For the 13 small domestic entities that already comply with the
voluntary standard, there are few or no costs associated with the three
minor changes being proposed. For the seven small domestic entities
that are not compliant (or where it is unknown if they are compliant)
the adoption of the voluntary standard as a mandatory consumer product
safety standard could result in substantial costs.
For these entities, setting an effective date longer than 6 months
could reduce the impact. This would allow small manufacturers
additional time to make necessary changes to their product, and it
would allow small importers to find alternative sources. It would also
allow entities to spread costs over a longer period of time.
5. Conclusion of Initial Regulatory Flexibility Analysis
It is possible that the proposed standard, if finalized, could have
a significant impact on some small businesses whose play yards are not
ASTM-compliant. The extent of these costs is unknown. For manufacturers
of noncompliant play yards, product redesign might be necessary, and it
is possible that the costs could be large for some entities. Importers
may need to find alternative sources of play yards. Additionally, all
manufacturers and importers will eventually be subject to third party
testing and certification requirements, as discussed in section L
below.
We invite comments describing the possible impact of this rule on
manufacturers and importers, as well as comments containing other
information describing how this rule will affect small businesses.
I. Environmental Considerations
The Commission's regulations address whether we are required to
prepare an environmental assessment or an environmental impact
statement. If our rule has ``little or no potential for affecting the
human environment'' it will be categorically exempted from this
requirement. 16 CFR 1021.5(c)(1). The proposed rule falls within the
categorical exemption.
J. Paperwork Reduction Act
This proposed rule contains information collection requirements
that are subject to public comment and
[[Page 58174]]
review by the Office of Management and Budget (``OMB'') under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521). In this
document, pursuant to 44 U.S.C. 3507(a)(1)(D), we set forth:
A title for the collection of information;
A summary of the collection of information;
A brief description of the need for the information and
the proposed use of the information;
A description of the likely respondents and proposed
frequency of response to the collection of information;
An estimate of the burden that shall result from the
collection of information; and
Notice that comments may be submitted to the OMB.
Title: Safety Standard for Play Yards.
Description: The proposed rule would require each play yard to
comply with ASTM F 406-11, Standard Consumer Safety Specification for
Non-Full-Size Baby Cribs/Play Yards. Sections 9 and 10 of ASTM F 406-11
contain requirements for marking, labeling, and instructional
literature. These requirements fall within the definition of
``collection of information,'' as defined in 44 U.S.C. 3502(3).
Description of Respondents: Persons who manufacture or import play
yards.
Estimated Burden: We estimate the burden of this collection of
information as follows:
Table 1--Estimated Annual Reporting Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of Frequency of Total annual Hours per Total burden
16 CFR Section respondents responses responses response hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
1221.2(a).......................................................... 9 3 27 1 27
--------------------------------------------------------------------------------------------------------------------------------------------------------
Our estimates are based on the following:
Section 9.1.1.1 of ASTM F 406-11 requires that the name and the
place of business (city, state, mailing address, including zip code, or
telephone number) of the manufacturer, distributor, or seller be marked
clearly and legibly on each product and its retail package. Section
9.1.1.2 of ASTM F 406-11 requires a code mark or other means that
identifies the date (month and year, as a minimum) of manufacture.
There are 23 known entities supplying play yards to the U.S.
market. Fourteen entities produce labels that comply with the standard.
Thus, there would be no additional burden on these entities. Under the
OMB's regulations (5 CFR 1320.3(b)(2)), the time, effort, and financial
resources necessary to comply with a collection of information that
would be incurred by persons in the ``normal course of their
activities'' are excluded from a burden estimate, where an agency
demonstrates that the disclosure activities required to comply are
``usual and customary.'' Therefore, because these 14 entities already
produce labels that comply with the standard, we tentatively estimate
that there are no burden hours associated with Sections 9.1.1.1 and
9.1.1.2 of ASTM F 406-11 because any burden associated with supplying
these labels would be ``usual and customary'' and not within the
definition of ``burden'' under the OMB's regulations.
We assume that the remaining nine entities use labels on their
products and their packaging but might need to modify their existing
labels. The estimated time required to make these modifications is
about 1 hour per model. Each entity supplies an average of three
different models of play yards; therefore, the estimated burden hours
associated with labels is 1 hour per model x 9 entities x 3 models per
entity = 27 hours.
We estimate that the hourly compensation for the time required to
create and update labels is $27.98. This is based on data from March
2011, provided by the U.S. Bureau of Labor Statistics. The information
is available at: https://www.bls.gov/news.release/pdf/ecec/pdf in Table
9, under the heading ``all workers, goods-producing industries'' and
the subheading ``sales and office.'' Therefore, the estimated annual
cost to industry associated with the proposed labeling requirements is
$755.46 ($27.98 per hour x 27 hours = $755.46).
Section 10.1 of ASTM F 406-11 requires instructions to be supplied
with the product. Play yards are products that generally require
assembly, and products sold without such information would not be able
to compete successfully with products supplying this information. Under
the OMB's regulations (5 CFR 1320.3(b)(2)), the time, effort, and
financial resources necessary to comply with a collection of
information that would be incurred by persons in the ``normal course of
their activities'' are excluded from a burden estimate, where an agency
demonstrates that the disclosure activities required to comply are
``usual and customary.'' Therefore, because we are unaware of play
yards that generally require some installation, but lack any
instructions to the user about such installation, we tentatively
estimate that there are no burden hours associated with section 10.1 of
ASTM F 406-11 because any burden associated with supplying instructions
with play yards would be ``usual and customary'' and not within the
definition of ``burden'' under the OMB's regulations.
Based on this analysis, the proposed standard for play yards would
impose a burden to industry of 27 hours at a cost of $755.46 annually.
In compliance with the Paperwork Reduction Act of 1995 (44 U.S.C.
3507(d)), we have submitted the information collection requirements of
this rule to the OMB for review. Interested persons are requested to
submit comments regarding information collection by October 20, 2011,
to the Office of Information and Regulatory Affairs, OMB (see the
ADDRESSES section at the beginning of this notice).
Pursuant to 44 U.S.C. 3506(c)(2)(A), we invite comments on:
Whether the collection of information is necessary for the
proper performance of the CPSC's functions, including whether the
information will have practical utility;
The accuracy of the CPSC's estimate of the burden of the
proposed collection of information, including the validity of the
methodology and assumptions used;
Ways to enhance the quality, utility, and clarity of the
information to be collected;
Ways to reduce the burden of the collection of information
on respondents, including the use of automated collection techniques,
when appropriate, and other forms of information technology; and
the estimated burden hours associated with label
modification, including any alternative estimates.
K. Preemption
Section 26(a) of the CPSA, 15 U.S.C. 2075(a), provides that where a
consumer product safety standard is in effect and applies to a product,
no state or political subdivision of a state may either
[[Page 58175]]
establish or continue in effect a requirement dealing with the same
risk of injury unless the state requirement is identical to the federal
standard. Section 26(c) of the CPSA also provides that states or
political subdivisions of states may apply to the Commission for an
exemption from this preemption under certain circumstances. Section
104(b) of the CPSIA refers to the rules to be issued under that section
as ``consumer product safety rules,'' thus implying that the preemptive
effect of section 26(a) of the CPSA would apply. Therefore, a rule
issued under section 104 of the CPSIA will invoke the preemptive effect
of section 26(a) of the CPSA when it becomes effective.
L. Certification
Section 14(a) of the CPSA imposes the requirement that products
subject to a consumer product safety rule under the CPSA, or to a
similar rule, ban, standard, or regulation under any other act enforced
by the Commission, must be certified as complying with all applicable
CPSC-enforced requirements. 15 U.S.C. 2063(a). Such certification must
be based on a test of each product or on a reasonable testing program
or, for children's products, on tests on a sufficient number of samples
by a third party conformity assessment body accredited by the
Commission to test according to the applicable requirements. As
discussed in section A of this preamble, section 104(b)(1)(B) of the
CPSIA refers to standards issued under this section as ``consumer
product safety standards.'' Similarly, such standards also would be
subject to section 14 of the CPSA. Therefore, any such standard would
be considered a ``consumer product safety rule'' to which products
subject to the rule must be certified.
Because play yards are children's products, they must be tested by
a third party conformity assessment body whose accreditation is
accepted by the Commission. In the future, the Commission will issue a
notice of requirements to explain how laboratories can become
accredited as third party conformity assessment bodies to test play
yards to the new safety standard. (Play yards also must comply with all
other applicable CPSC requirements, such as the lead content and
phthalate content requirements in section 101 and 108 of CPSIA
respectively; the tracking label requirement in section 14(a)(5) of the
CPSA; and the consumer registration form requirements in section 104 of
the CPSIA.)
M. Request for Comments
This proposed rule begins a rulemaking proceeding under section
104(b) of the CPSIA to issue a consumer product safety standard for
play yards. We invite all interested persons to submit comments on any
aspect of the proposed rule. Comments should be submitted in accordance
with the instructions in the ADDRESSES section at the beginning of this
notice.
List of Subjects in 16 CFR Part 1221
Consumer protection, Imports, Incorporation by reference, Infants
and Children, Labeling, Law enforcement, and Toys.
Therefore, the Commission proposes to amend Title 16 of the Code of
Federal Regulations by adding a new part 1221 to read as follows:
PART 1221--SAFETY STANDARD FOR PLAY YARDS
Sec.
1221.1 Scope.
1221.2 Requirements for play yards.
Authority: The Consumer Product Safety Improvement Act of 2008,
Pub. L. 110-314, Sec. 104, 122 Stat. 3016 (August 14, 2008).
Sec. 1221.1 Scope.
This part establishes a consumer product safety standard for play
yards.
Sec. 1221.2 Requirements for Play Yards.
(a) Except as provided in paragraph (b) of this section, each play
yard must comply with all applicable provisions of ASTM F 406-11,
Standard Consumer Safety Specification for Non-Full-Size Baby Cribs/
Play Yards, approved on May 15, 2011. The Director of the Federal
Register approves this incorporation by reference in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. You may obtain a copy from ASTM
International, 100 Bar Harbor Drive, P.O. Box 0700, West Conshohocken,
PA 19428; https://www.astm.org/cpsc.htm. You may inspect a copy at the
Office of the Secretary, U.S. Consumer Product Safety Commission, Room
502, 4330 East West Highway, Bethesda, MD 20814, telephone 301-504-
7923, or at the National Archives and Records Administration (NARA).
For information on the availability of this material at NARA, call 202-
741-6030, or go to: https://www.archives.gov/federal_register/code_of_federal regulations/ibr--locations.html.
(b) Comply with the ASTM F 406-11 standard with the following
additions or exclusions:
(1) Do not comply with section 5.17 of ASTM F 406-11.
(2) Do not comply with section 5.19 of ASTM F 406-11.
(3) Do not comply with section 5.20 of ASTM F 406-11.
(4) Do not comply with section 6, Performance Requirements for
Rigid Sided Products, of ASTM F 406-11, in its entirety.
(5) Do not comply with sections 8.1 through 8.10.5 of ASTM F 406-
11.
(6) Instead of complying with section 8.12.1 of ASTM F 406-11,
comply with the following:
(i) 8.12.1 Equipment - 2 Wood blocks, 6 by 6 in. (150 by 150 mm).
(7) Instead of complying with section 8.12.2.1 of ASTM F 406-11,
comply with the following:
(i) 8.12.2.1 Remove cushions that are not part of the floor or
mattress support. Place the wood blocks 6 +/- \1/2\ inch (150 mm +/- 13
mm) apart. Place 50-lb (23-kg) weight on one wood block and a 30- lb
(24 kg) weight on the other wood block. Maintain for 60 s. Perform the
test in those locations deemed to be the weakest or the most likely to
fail. Remove the load and check for structural failure.
(8) Instead of complying with section 8.30.3.1 of ASTM F 406-11,
comply with the following:
(i) 8.30.3.1 Mount a rigid and substantially horizontal moment arm
weighing less than 5 lb (2.2 kg) to the hinge/latching device at the
longitudinal center of the top rail through two clamping surfaces, each
1 in\2\-4 in\2\ (6.5 cm\2\-26 cm\2\) designed to firmly grasp the hinge
latching device. The moment arm shall be at least 24 in (603 mm) long
and extend towards the outside of the play yard.
(9) Instead of complying with section 9.4.2.10 of ASTM F 406-11,
comply with only the following:
(i) 9.4.2.10 For products that have a separate mattress that is not
permanently fixed in place:
Use ONLY mattress/pad provided by manufacturer.
(10) Do not comply with section 10.1.1.1 of ASTM F 406-11.
Dated: September 15, 2011.
Todd A. Stevenson,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2011-24101 Filed 9-19-11; 8:45 am]
BILLING CODE 6355-01-P