Amendments to National Emission Standards for Hazardous Air Pollutants for Area Sources: Plating and Polishing, 57913-57923 [2011-23806]
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Federal Register / Vol. 76, No. 181 / Monday, September 19, 2011 / Rules and Regulations
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This rule does not use technical
standards. Therefore, we did not
consider the use of voluntary consensus
standards.
Environment
We have analyzed this rule under
Department of Homeland Security
Management Directive 023–01 and
Commandant Instruction M16475.lD,
which guide the Coast Guard in
complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have concluded this action is one of a
category of actions which do not
individually or cumulatively have a
significant effect on the human
environment. This rule is categorically
excluded, under figure 2–1, paragraph
(34)(g), of the Instruction. This rule
involves the establishing of a regulated
navigation area and therefore falls
within the categorical exclusion noted
above. An environmental analysis
checklist and a categorical exclusion
determination are available in the
docket where indicated under
ADDRESSES. Any comments received
concerning environmental impacts will
be considered and changes made to the
environmental analysis checklist and
categorical exclusion determination as
appropriate.
List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation
(water), Reporting and recordkeeping
requirements, Security measures,
Waterways.
For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR part 165 as follows:
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
1. The authority citation for Part 165
continues to read as follows:
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■
Authority: 33 U.S.C. 1226, 1231; 46 U.S.C.
Chapter 701, 50 U.S.C. 191, 195; 33 CFR
1.05–1, 6.04–1, 6.04–6, and 160.5; Pub. L.
107–295, 116 Stat. 2064; Department of
Homeland Security Delegation No. 0170.1.
2. Add § 165.T01–0868 to read as
follows:
■
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§ 165.T01–0868 Regulated Navigation
Area; Route 24 Bridge Construction,
Sakonnet River, Rhode Island.
ENVIRONMENTAL PROTECTION
AGENCY
(a) Location. The following area is a
regulated navigation area: All navigable
waters of the Sakonnet River between
Tiverton and Portsmouth, RI, from
surface to bottom, within 100 yards of
the Route 24 bridge over the Sakonnet
River.
(b) Regulations. The general
regulations contained in 33 CFR 165.10,
165.11, and 165.13 apply within the
RNA, and in addition:
(1) Each person or vessel within the
RNA must comply with the directions of
the Captain of the Port Sector
Southeastern New England (COTP) or
the COTP’s designated on-scene patrol
personnel and must comply with all
applicable regulations including but not
limited to the Rules of the Road (33 CFR
Subchapter E, Inland Navigational
Rules);
(2) The COTP may close the RNA or
establish a marked temporary channel
within the RNA at any time to protect
public safety;
(3) Each vessel using the temporary
channel must not exceed 47 feet in
height from the waterline, have a draft
not exceeding 17 feet, and enter the
temporary channel only if it is
completely clear of all other vessel
traffic; and
(4) Each vessel approaching the
temporary channel and equipped with a
VHF radio must make an appropriate
‘‘Securite’’ radio call to notify
approaching vessel traffic;
(c) Effective period; enforcement. This
section is effective from 8 a.m. on
September 9, 2011, until 11:59 p.m. on
May 1, 2013. Paragraph (b) of this
section may be enforced at any time
within that period. The COTP and
designated on-scene patrol personnel
will notify the public whenever
paragraph (b) is in force and whenever
enforcement is lifted. Notification may
be by Broadcast Notice to Mariners,
Local Notice to Mariners, Marine Safety
Information Bulletins, or by siren, radio,
flashing light, or other hailing by a Coast
Guard vessel.
(d) Violations. Report violations of
this regulated navigation area to the
COTP at 508–457–3211 or on VHF–
Channel 16.
40 CFR Part 63
Dated: September 7, 2011.
D.A. Neptun,
Rear Admiral, U.S. Coast Guard, Commander,
First Coast Guard District.
[FR Doc. 2011–23916 Filed 9–16–11; 8:45 am]
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[EPA–HQ–OAR–2005–0084; FRL–9466–1]
RIN 2060–AQ74
Amendments to National Emission
Standards for Hazardous Air Pollutants
for Area Sources: Plating and
Polishing
Environmental Protection
Agency (EPA).
ACTION: Final rule; withdrawal of direct
final rule.
AGENCY:
On June 12, 2008, the EPA
issued national emission standards for
hazardous air pollutants (NESHAP) for
the plating and polishing area source
category under section 112 of the Clean
Air Act (CAA). On June 20, 2011, the
EPA proposed amendments to clarify
that the emission control requirements
of the plating and polishing area source
NESHAP did not apply to any benchscale activities. The amendments also
made several technical corrections and
clarifications that are not significant
changes in the rule’s requirements. In
addition, on June 20, 2011, the EPA
issued a direct final rule amending the
area source standards for plating and
polishing area sources. Since we
received an adverse comment, we are
withdrawing the direct final rule today
simultaneously with this final rule.
DATES: This final rule is effective on
October 19, 2011. Effective September
19, 2011, EPA withdraws the direct final
rule published at 76 FR 35750 on June
20, 2011.
ADDRESSES:
Docket: All documents in the docket
are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, e.g., confidential
business information (CBI) or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the EPA Docket Center, Public Reading
Room, EPA West Building, Room 3334,
1301 Constitution Ave., NW.,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m. Eastern Standard Time (EST),
Monday through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
SUMMARY:
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and the telephone number for the Air
and Radiation Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Dr.
Donna Lee Jones, Sector Policies and
Programs Division, Office of Air Quality
Planning and Standards (D243–02),
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, telephone number: (919) 541–
5251; fax number: (919) 541–3207; email address: Jones.DonnaLee@epa.gov.
SUPPLEMENTARY INFORMATION: The
information presented in this preamble
is organized as follows:
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I. Background Information
II. Summary of Comment and Response
III. Does this action apply to me?
IV. Where can I get a copy of this document?
V. Why are we amending this rule?
A. Clarification of Applicability for BenchScale Operations
B. Other Technical Corrections and
Clarifications
VI. What are the changes to the area source
NESHAP for plating and polishing
operations?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. Background Information
The EPA stated in the direct final rule
titled, ‘‘Amendments to National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Plating and
Polishing’’ which was published on
June 20, 2011 (76 FR 35750) that if EPA
received adverse comment by July 20,
2011, the direct final rule would not
take effect and EPA would publish a
timely withdrawal of the direct final
rule in the Federal Register. The EPA
subsequently received an adverse
comment on the direct final rule.
Because EPA received an adverse
comment, EPA is withdrawing the
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direct final rule titled ‘‘Amendments to
National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Plating and Polishing.’’ As
stated in the parallel proposed rule (76
FR 35806) published on the same day as
a direct final rule, EPA will not institute
a second comment period in this
proceeding concerning the Plating and
Polishing Area Sources amendments
addressed in the direct final and parallel
proposed rules. EPA is addressing the
adverse comment on the direct final rule
and providing final notice of the
amended rule concurrent with this
withdrawal. This final rule is based on
the parallel proposed rule and includes
a summary of the comment received and
the EPA response.
The amendments in this final rule
clarify that the emission control
requirements of the plating and
polishing area source NESHAP do not
apply to any bench-scale activities.
Also, several technical corrections and
clarifications that do not make
significant changes in the rule’s
requirements have been made to the
rule text. This rule amendment
increases flexibility and freedom of
choice for the public, and makes the
rule more clear and intelligible which,
as a result, reduces burden.
II. Summary of Comment and Response
The EPA received one comment
concerning the amended rule.
Comment: One comment was received
from a semiconductor wafer and
photovoltaic (PV) cell manufacturer
who performs electroless nickel plating
onto silicon wafers in clean rooms or
segregated manufacturing areas
designed to limit contamination. The
commenter stated that emissions from
metalization during these
semiconductor and PV manufacturing
processes are too small to measure
easily and consequently could not have
been included in the 1990 inventory.
Also, the commenter stated that
semiconductor and PV facilities are not
similar to the large scale plating and
polishing operations to which the
commenter believes the plating and
polishing rule is intended to apply. The
commenter requested that these smallscale semiconductor and PV
manufacturing processes be exempted
from the plating and polishing rule
along with the bench-scale operations
described in the proposed rule
amendment.
Response: The semiconductor
industry does both electroless and
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electrolytic plating, as stated in the
materials submitted by the commenter.
In both these plating processes, the
concentration of plating HAP in the
plating solution is high, with
electroplating having a greater potential
for air emissions than electroless
plating. According to information
available to the EPA, many facilities in
the semiconductor industry were
already controlling their HAP emissions
at the time of the final rule for plating
and polishing in 2008 by the control
methods required by the plating and
polishing area source rule. Although
HAP emissions from many facilities in
the semiconductor industry may be low,
as the commenter describes, emissions
from many other affected facilities
under this rule, as well as other area
source rules, are also low; hence their
classification as area sources. The intent
of the area source rules is to set
standards for low-emitting sources with
the potential to emit HAP and which are
not major sources.
The semiconductor industry is very
similar to other plating and polishing
industries that do a high production
volume of plating using solutions with
high concentrations of metal HAP and,
therefore, are the intended subjects of
the rule. To the extent that sources in
the semiconductor and PV
manufacturing industry qualify as bench
scale operations, they also may be
exempt from the plating and polishing
rule with as a result of this action.
However, as individual industries, we
believe that area sources in the
semiconductor and PV manufacturing
industries are the type of sources
intended to be regulated under the area
source program and, more specifically,
under the plating and polishing rule for
metal HAP. Therefore, no sources or
classes of sources are being added to the
exemption for bench-scale operations in
today’s action. Additionally, for
electroless plating sources, the plating
and polishing rule requires management
practices for minimizing HAP
emissions, as practicable, with no
additional control requirements or
annual reporting. Therefore, the burden
of the rule on facilities similar to the
commenter’s is low, especially for
facilities that are already well
controlled.
III. Does this action apply to me?
The regulated categories and entities
potentially affected by the final rule
include:
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57915
Category
NAICS
code 1
Examples of regulated entities
Industry .............................
332813
Manufacturing ...................
32, 33
Area source facilities engaged in any one or more types of nonchromium electroplating; electropolishing;
electroforming; electroless plating, including thermal metal spraying, chromate conversion coating, and
coloring; or mechanical polishing of metals and formed products for the trade. Regulated sources do
not include chromium electroplating and chromium anodizing sources, as those sources are subject to
40 CFR part 63, subpart N, ‘‘Chromium Emissions From Hard and Decorative Chromium Electroplating and Chromium Anodizing Tanks.’’
Area source establishments engaged in one or more types of nonchromium electroplating;
electropolishing; electroforming; electroless plating, including thermal metal spraying, chromate conversion coating, and coloring; or mechanical polishing of metals and formed products for the trade. Examples include: 33251, Hardware Manufacturing; 323111, Commercial Gravure Printing; 332116,
Metal Stamping; 332722, Bolt, Nut, Screw, Rivet, and Washer Manufacturing; 332811, Metal Heat
Treating; 332812, Metal Coating, Engraving (except Jewelry and Silverware), and Allied Services to
Manufacturers; 332913, Plumbing Fixture Fitting and Trim Manufacturing; Other Metal Valve and Pipe
Fitting Manufacturing; 332999, All Other Miscellaneous Fabricated Metal Product Manufacturing;
334412, Bare Printed Circuit Board Manufacturing; 336412, Aircraft Engine and Engine Parts Manufacturing; and 339911, Jewelry (except Costume) Manufacturing.
1 North
American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. To determine
whether your facility will be regulated
by this action, you should examine the
applicability criteria in 40 CFR 63.11475
of subpart WWWWWW (NESHAP: Area
Source Standards for Plating and
Polishing Operations). If you have any
questions regarding the applicability of
this action to a particular entity, consult
either the air permit authority for the
entity or your EPA regional
representative as listed in § 63.13 of the
General Provisions to part 63 (40 CFR
part 63, subpart A).
IV. Where can I get a copy of this
document?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Worldwide Web (WWW) through the
Technology Transfer Network (TTN).
Following signature, a copy of this final
action will be posted on the TTN’s
policy and guidance page for newly
proposed or promulgated rules at the
following address: https://www.epa.gov/
ttn/oarpg/. The TTN provides
information and technology exchange in
various areas of air pollution control.
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V. Why are we amending this rule?
On July 1, 2008 (73 FR 37741), we
issued the NESHAP for Area Sources:
Plating and Polishing (40 CFR part 63,
subpart WWWWWW). The final rule
establishes air emission control
requirements for new and existing
facilities that are area sources of
hazardous air pollutants. The final
standards establish emission standards
in the form of management practices for
new and existing tanks, thermal
spraying equipment, and dry
mechanical polishing equipment in
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certain plating and polishing processes.
These final emission standards reflect
the EPA’s determination regarding the
generally achievable control technology
(GACT) and/or management practices
for the area source category.
In the time period since
promulgation, it has come to our
attention that certain aspects of the rule
as promulgated have led to
misinterpretations, inconsistencies, and
confusion regarding the applicability of
the rule. These amendments make
several technical corrections and
clarifications to the rule’s text that will
provide clarity.
In addition to fulfilling the mandate
in CAA section 112, these amendments
are also responsive to Executive Order
13563, ‘‘Improving Regulation and
Regulatory Review,’’ issued on January
18, 2011, which directs each Federal
agency to ‘‘periodically review its
existing significant regulations to
determine whether any such regulations
should be modified, streamlined,
expanded, or repealed so as to make the
agency’s regulatory program more
effective or less burdensome in
achieving the regulatory objectives.’’
EPA’s amended rule increases flexibility
and freedom of choice for the public,
and makes the rule more clear and
intelligible which, as a result, reduces
burden.
VI. What are the changes to the area
source NESHAP for plating and
polishing operations?
We are amending this rule to clarify
and correct inconsistencies and
inadequacies of the rule language that
have come to our attention since
promulgation. These items are
discussed in this section. There is also
a red-line version of the regulatory text
in the docket that shows the effect of
these changes on the promulgated rule.
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A. Clarification of Applicability for
Bench-Scale Operations
EPA is making these amendments to
the NESHAP for plating and polishing
operations that are area sources (40 CFR
part 63, subpart WWWWWW) to clarify
that the rule was not intended to apply
to process units that are bench-scale
operations.
Based on available inventory
information, we believe that HAP
emissions from bench-scale activities
were not part of the 1990 baseline
inventory for the urban air toxics
program that supported the area source
listing decision for this category. The
plating and polishing category includes
job shop operations dedicated to plating
and polishing operations, and original
equipment manufacturers with largescale plating and polishing processes.
We believe that this definition is also
consistent with the basis of the listing
of the plating and polishing source
category in the 1990 air toxics
inventory. Therefore, this amendment
clarifies that the emission control
requirements of the plating and
polishing area source rule do not apply
to bench-scale activities. Further, our
experience is that the types of plating
and polishing operations that are benchscale use small containers on the scale
of 25 gallons or less, and any potential
air emissions would be too low to
measure. Bench-scale processes are
defined in this final rule as: ‘‘Any
operation that is small enough to be
performed on a bench, table, or similar
structure so that the equipment is not
directly contacting the floor.’’
B. Other Technical Corrections and
Clarifications
To clarify our intent in the rule and
reduce misinterpretations that have
come to our attention since the final
rule was published in July 2008, we
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have made certain clarifications and
technical corrections to the rule text.
We are clarifying that certain process
units and operations are not part of the
affected activity, based on our
knowledge of the area source inventory
on which the source category
description was derived. These
processes include activities such as
plating, polishing, coating or thermal
spraying conducted to repair surfaces or
equipment. Similarly, other EPA area
source rules also do not include repair
and maintenance activities at
manufacturing facilities as affected
operations for air pollution control
purposes, such as area source
regulations for Nine Metal Fabrication
and Finishing source categories (40 CFR
part 63, subpart XXXXXX).
In addition, we are clarifying the
descriptions of standards and
management practices to better reflect
the industry and manufacturer’s
equipment operations. For example, in
the standards and compliance
requirements, the addition of wetting
agents/fume suppressants to tank baths
has been clarified to reflect
manufacturers’ specifications, including
flexibility to the operator that may be
provided in the specifications. We
intended the requirements of the final
rule to be consistent with practices
conducted based on manufacturers’
specifications. Definitions of operations
and procedures were also corrected in
order to clarify the scope of the rule, the
affected processes, and make
applicability and other definitions
consistent within the rule. These are
listed in the following paragraphs.
We are clarifying that certain
operations were not part of the original
urban air toxics inventory on which this
source category was defined and,
therefore, we are revising the regulatory
text to clarify that these operations are
not subject to the requirements of the
rule, as described below.
We are clarifying that the affected
operations do not include plating or
polishing performed to repair
equipment or for maintenance purposes.
The final rule excluded repair
operations performed with thermal
spraying as a result of comments
received after proposal. In the time
period since the rule was promulgated,
we learned that plating or coating was
also done for repair purposes, usually
with small paint brushes and not in
tanks. Therefore, we have amended the
rule to add ‘‘any’’ plating and polishing
process as the types of repair processes
which are not affected operations under
the rule. This change is based on the
original urban air toxics inventory on
which the source category was defined.
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We are clarifying that certain
operations were intended to be part of
the affected sources and, therefore, we
are revising the regulatory text to clarify
that these operations are subject to the
requirements of the rule, as described
below.
We are clarifying that thermal
spraying is another process to which the
requirements for dry mechanical
polishing apply. The final rule stated
that dry mechanical polishing was an
affected process if performed after
plating. Since thermal spraying is one of
the plating and polishing processes used
to plate metal onto surfaces, we
intended to include dry mechanical
polishing done after thermal spraying as
an affected process, and are making that
clarification in today’s action.
We are also clarifying that language of
the rule to reflect the fact that flame
spraying, which is a different name for
thermal spraying, is subject to the rule.
We are also clarifying that thermal and
flame spraying operations do not
include spray painting at ambient
temperatures. After promulgation of the
final rule, we learned that flame
spraying is another name for thermal
spraying—both terms are used for an
identical process. However, spray
coating at room temperatures is another
process entirely, with a different
definition, and is already addressed
under subpart HHHHHH of this part,
which regulates spray painting and
other similar spray coating processes
performed without the use of heat or
flame. Therefore, spray coating at room
temperatures is not subject to the
requirements of this rule.
In addition, we are making
clarifications to the rule language to
better describe certain rule requirements
which have been misinterpreted since
the time of promulgation. The following
is a discussion of these items.
First, we are clarifying that although
Material Safety Data Sheets (MSDS) may
be used to determine the amount of
plating and polishing metal HAP in
materials used in the plating or
polishing process, MSDS are not
required to be used and are not the only
method to determine HAP content.
Other methods include laboratory
analysis or engineering estimate of the
HAP content of the bath, which are also
reliable indicators of HAP content. The
reference to MSDS in the final rule was
only intended to provide an example of
readily available resources to determine
the HAP content of materials used in
plating and polishing and was not
meant to be the exclusive method to be
used. Therefore, we are amending the
rule to clarify that these other methods
are acceptable.
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We are also clarifying that for plating
or polishing tanks, the HAP content may
be determined from the final bath
contents ‘‘as used’’ to plate or to polish
rather than the HAP content of the
individual components, to better reflect
the fact that HAP emissions are based
on the concentration of HAP within the
tank. The most important concentration
of plating HAP as it relates to the
potential for HAP to be emitted is the
concentration of HAP within the tank.
We received information after
promulgation of the final rule
demonstrating that measuring the
concentration of pure ingredients in the
pure form (‘‘as added’’) could
misrepresent the HAP concentration
within the tank for some platers.
Therefore, in today’s action we are
amending the rule to also allow
measurement of HAP content of the
final solution within the tank to
determine applicability to the rule. We
are retaining the ‘‘as added’’
measurement point since this point
provides a conservative value because
the materials added will only be more
dilute once they are placed in the tank,
and because it may be easier to perform
the measurement ‘‘as added’’ for some
plating operations. Facilities may still
use the HAP concentrations specified in
the individual MSDS for each ingredient
used in the tank to establish the total
HAP content of the tank for the
purposes of this rule.
We are clarifying that when facilities
add wetting agent/fume suppressant to
replenish the plating baths, they can
add these ingredients in amounts such
that the bath contents are returned to
that of the original make-up of the bath
and do not have to add the full amounts
originally added on startup. Adding
more wetting agent/fume suppressant
than needed to return the bath contents
to their original make-up will not
necessarily reduce HAP emissions. This
revision ensures that the concentration
of the wetting agent/fume suppressant
does not change. The wetting agent/
fume suppressant concentration in the
tank is one of the key features for proper
plating as well as for emission control.
However, adding more wetting agent/
fume suppressant beyond the amount
recommended by the manufacturer is
not necessarily better for pollution
control and in many cases could be
detrimental to the plating process itself.
Therefore, we are permitting the
addition of smaller amounts of wetting
agent than that original amount as long
as the amount added brings the tank
back to its original concentration of
wetting agent/fume suppressant. We
intended in the final rule that platers
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maintain the concentration of wetting
agent/fume suppressant as
recommended by the manufacturer and
this change today enables platers to add
only the amount that is needed to
maintain the correct concentration.
We are also clarifying the definition of
startup of an affected plating or
polishing bath to explain that startup of
the bath does not include events where
only the tank’s heating or agitation and
other mechanical operations are turned
back on after being turned off for a
period of time. The chemical make-up
of the original tank bath is the key point
in time at which startup of the tanks
occurs, rather than the existence of
electricity supplied to the tanks for
heating, agitation, or other physical
conditions. Therefore, we are revising
the definition of the startup of tanks to
specify that this startup is when the
tank baths are originally created. If
startup begins at the time electricity is
delivered to the tank, this could lead to
facilities refraining from turning off the
power when the tanks are not in use to
avoid startup requirements when the
plating is resumed. This practice could
lead to wasting of energy and possibly
increases in air pollution as tanks
remain heated or agitated for hours
longer than needed. Therefore, by
defining tank startup as the time of the
original bath make-up, we are
encouraging facilities to shut down the
electricity to their tanks when not in use
and eliminating unnecessary startup
procedures to comply with the rule.
We are also adding ‘‘cartridge’’ filters
as a type of filter that can fulfill the
control requirement in all instances
where the general category of ‘‘filters’’
are specified. Cartridge filters are a
specific type of filter used in air
pollution control that give the same
performance as fabric filters in terms of
particle control in, for example, dry
mechanical polishing or thermal
spraying. Cartridge filters are more
compact than fabric filters and more
useful in industrial machinery settings
where space is limited. Therefore, we
have added cartridge filters as a type of
filter permitted as a control device
under the rule.
We are also clarifying that the rule
requirement to maintain and record the
minimum amount of time that tank
covers must be used is only applicable
when covers are the sole method of
complying with the GACT operating
standards, and these requirements for
recordkeeping do not apply when
another method is used to comply with
the GACT operating standards, or when
covers are used as a management
practice. The use of covers is a method
of complying with the GACT operating
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standards for electroplating processes as
well as for complying with the
management practices for both
electrolytic and electroless plating, and
polishing operations. When covers are
used as a management practice, there
are no specific requirements under the
rule for the amount of time or the
amount of surface area coverage as there
is for the GACT operating standards.
Covers used for complying with the
GACT operating standard are more
critical to emission control and
therefore need to have stricter time
requirements, such as 95 percent of the
plating time or, in the case of
continuous plating, cover 75 percent of
the surface area. Covers used as a
management practice are used on
processes where either control of
emissions is not critical to pollution
control due to low emissions, or where
other methods of control are being used
to meet the GACT requirements, such as
wetting agents/fume suppressant. In
many cases, covers are used as a
management practice where the process
does not allow the covers to be used for
as much time or over as much surface
area as the operating standards in the
rule. Factors that can interfere in the use
of covers for as long as needed to meet
the GACT operating standard are, for
example, processes where workers have
to remove and load parts frequently. In
this situation, another method of
achieving the operating standard is
used, such as wetting agents/fume
suppressant. The use of covers for any
part of the plating time, regardless of
other controls or practices employed, is
a management strategy for pollution
prevention and is encouraged.
Therefore, we are clarifying that when
covers are used as a management
practice, facilities are not required to
document the time the covers are in
place in the same way as covers used for
meeting the GACT operating standard.
We are amending the rule today to make
this point clear and to encourage
pollution prevention achieved by the
use of covers, in general.
We are also clarifying that limiting
and recording the time of plating to
fulfill the flash or short-term
requirements in the rule is only
applicable when facilities comply with
the GACT standard of this subpart
solely by limiting the plating time of the
affected tank, and do not apply to
plating done for short periods of time in
general, where other methods are used
to comply with the GACT standards.
Tanks that perform plating for short
periods of time, in general, are not
required to use the GACT regulatory
option of limiting and recording plating
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57917
time to comply with the rule if another
method of compliance is used.
Similar to the discussion above on the
use of covers, if facilities with shortterm plating use another method to
comply with the rule, we encourage
them to still keep their plating times
short and, hence, minimize potential
pollution. Therefore, we are clarifying
that documentation is not required for
the practice of short-term plating, in
general, when another method of
compliance with the rule is used.
We are clarifying that if a new
affected source is started after July 1,
2008, an Initial Notification must be
submitted upon startup. The final rule
erroneously required the Initial
Notification for new sources to be
submitted after 120 days of startup of
the process (§ 63.11509(a)(3) ‘‘What are
my notification, reporting, and
recordkeeping requirements?’’) as a
result of a typographical error. Since we
generally require initial notification for
new sources upon startup, we have
corrected the submittal date of the
initial notification.
We are clarifying that if a facility
makes a change to the methods of
compliance with the standard, an
amended Notification of Compliance
Status should be submitted within 30
days of the change. Note that this does
not apply to any changes in the listed
management practices. This
requirement is intended to ensure that
the EPA is aware of changes in the
process or controls that may affect HAP
emissions and compliance with the rule.
This notification can be in the form of
the annual report already required
under the rule. This additional
requirement includes mailing the
annual report (the preparation of which
is already required), and should not
occur for many facilities in the industry
and will not be required frequently.
Therefore we estimate that the burden of
this additional requirement is
negligible. Electronic notifications may
be allowable by the air permit
authorities or EPA regional
representative in some states or regions.
We are also clarifying that the
management practices apply to all
affected plating and polishing
operations, as practicable, not just
affected plating tanks. In the final rule,
the management practices were
intended to apply to all plating and
polishing operations under this subpart
and this amendment corrects that
applicability. The word ‘‘plating’’ as
used in the promulgated rule was
intended to be a short phrase to
represent all plating and polishing
operations. Although most of the
management practices do apply to
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tanks, there are others that apply to all
plating and polishing sources,
including: ‘‘general good
housekeeping,’’ such as regular
sweeping or vacuuming, if needed;
‘‘periodic washdowns,’’ as practicable;
and ‘‘regular inspections’’ to identify
leaks and other opportunities for
pollution prevention. Therefore, we are
clarifying that management practices
apply to all plating and polishing
operations.
We have also made corrections that
were primarily typographical in nature,
and added definitions for terms used in
the rule that were not defined to clarify
our original intent in the rule. The
revised or added definitions to the rule
are as follows (in alphabetical order):
‘‘bath,’’ ‘‘bench-scale plating or
polishing,’’ ‘‘conversion coatings,’’ ‘‘dry
mechanical polishing,’’
‘‘electropolishing,’’ ‘‘fabric filter,’’ ‘‘flash
electroplating,’’ ‘‘maintenance,’’ ‘‘major
facility,’’ ‘‘metal coating operation,’’
‘‘metal HAP content,’’ ‘‘non-electrolytic
plating,’’ ‘‘plating and polishing
facility,’’ ‘‘plating and polishing metal
HAP,’’ ‘‘plating and polishing process
tanks,’’ ‘‘repair,’’ ‘‘startup of the tank
bath,’’ and ‘‘thermal spraying.’’
Finally, we are updating Table 1 of
the rule titled ‘‘Applicability of General
Provisions to Plating and Polishing Area
Sources,’’ to reflect changes in the
General Provisions that have occurred
since the rule was originally
promulgated. Specifically, the previous
provisions relating to startup,
shutdown, and malfunctions have been
removed, in light of the DC Circuit’s
decision in Sierra Club v. EPA, 551 F.3d
1019 (DC Cir. 2008). The emissions
standards for plating and polishing area
sources are expressed as management
practices, and these management
practice requirements can be met at all
times. Therefore, exempting sources
from meeting these standards during
periods of startup, shutdown, and
malfunction is not appropriate.
tkelley on DSKG8SOYB1PROD with RULES
VII. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
Executive Order 12866 (58 FR 51735,
October 4, 1993) and is therefore not
subject to review under the Executive
Order.
This action is responsive to Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review’’ (76 FR 3821,
January 21, 2011), which directs each
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Federal agency to review existing
significant regulations to determine
whether any regulations should be
modified, streamlined, expanded, or
repealed so as to make the EPA’s
regulatory program more effective or
less burdensome in achieving the
regulatory objectives. This amended
rule increases flexibility and freedom of
choice for the regulated community, and
makes the rule more clear and
intelligible which, as a result, reduces
burden.
B. Paperwork Reduction Act
This action does not impose any new
information collection burden therefore
no new information collection request
has been prepared. These final
amendments clarify that the emission
control requirements of the plating and
polishing area source rule do not apply
to bench-scale activities. Also, several
technical corrections and clarifications
that do not make material changes in the
rule’s requirements have been made to
the rule text. No new burden is
associated with these requirements
because the burden was included in the
approved information request (ICR) for
the existing rule. The Office of
Management and Budget (OMB) has
previously approved the information
collection requirements contained in the
existing regulations (40 CFR part 63
subpart WWWWWW) under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. and has been
assigned OMB control number control
number 2060–0623. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule would not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
For the purposes of assessing the
impacts of this final rule on small
entities, small entity is defined as: (1) A
small business that meets the Small
Business Administration size standards
for small businesses at 13 CFR 121.201
(whose parent company has fewer than
500 employees for NAICS code 332813);
(2) a small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000;
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and (3) a small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
We have determined that the small
entities in this area source category will
not incur any adverse impacts because
this action makes only technical
corrections and clarifications that
increase flexibility and does not create
any new requirements or burdens. No
costs are associated with these
amendments to the NESHAP.
D. Unfunded Mandates Reform Act
This action contains no Federal
mandates under the provisions of Title
II of the Unfunded Mandates Reform
Act of 1995 (UMRA), 2 U.S.C. 1531–
1538 for state, local, or Tribal
governments or the private sector. The
action imposes no enforceable duty on
any state, local or Tribal governments or
the private sector. The term
‘‘enforceable duty’’ does not include
duties and conditions in voluntary
Federal contracts for goods and services.
Thus, this action is not subject to the
requirements of sections 202 or 205 of
the UMRA.
This action is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments. The
technical corrections and clarifications
made through this action contain no
requirements that apply to such
governments, impose no obligations
upon them, and will not result in any
expenditures by them or any
disproportionate impacts on them.
E. Executive Order 13132: Federalism
Executive Order 13132 (64 FR 43255,
August 10, 1999) requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ are
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the states,
on the relationship between the national
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government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The final rule
makes certain technical corrections and
clarifications to the NESHAP for plating
and polishing area sources. These final
corrections and clarifications do not
impose requirements on state and local
governments. Thus, Executive Order
13132 does not apply to the final rule.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This final action does not have Tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 6,
2000). This final rule makes certain
technical corrections and clarifications
to the NESHAP for plating and
polishing area sources. These final
corrections and clarifications do not
impose requirements on Tribal
governments. They also have no direct
effects on Tribal governments, on the
relationship between the Federal
government and Indian Tribes, or on the
distribution of power and
responsibilities between the Federal
government and Indian Tribes. Thus,
Executive Order 13175 does not apply
to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying to those regulatory actions that
concern health or safety risks, such that
the analysis required under section 5–
501 of the Executive Order has the
potential to influence the regulation.
This action is not subject to Executive
Order 13045 because it makes technical
corrections and clarifications to the area
source NESHAP for plating and
polishing area sources which is based
solely on technology performance.
tkelley on DSKG8SOYB1PROD with RULES
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 (66 FR 28355, May 22,
2001) because it is not a significant
regulatory action under Executive Order
12866.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act (NTTAA) of 1995 (Pub. L. 104–113,
section 12(d), 15 U.S.C. 272 note)
directs EPA to use voluntary consensus
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standards (VCS) in its regulatory
activities, unless to do so would be
inconsistent with applicable law or
otherwise impractical. The VCS are
technical standards (e.g., materials
specifications, test methods, sampling
procedures, and business practices) that
are developed or adopted by VCS
bodies. The NTTAA directs EPA to
provide Congress, through the Office of
Management and Budget, explanations
when the agency does not use available
and applicable VCS.
This final rule does not involve
technical standards. Therefore, EPA did
not consider the use of any VCS.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it does
not affect the level of protection
provided to human health or the
environment. The technical corrections
and clarifications in this final rule do
not change the level of control required
by the NESHAP.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801, et seq., as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing these final rule
amendments and other required
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the United
States prior to publication of the final
rule amendments in the Federal
Register. A major rule cannot take effect
until 60 days after it is published in the
Federal Register. This action is not a
‘‘major rule’’ as defined by 5 U.S.C.
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57919
804(2). This final rule will be effective
on October 19, 2011.
List of Subjects in 40 CFR Part 63
Environmental protection,
Administrative practice and procedure,
Air pollution control, Hazardous
substances, Intergovernmental relations,
Reporting and recordkeeping
requirements.
Dated: September 12, 2011.
Lisa P. Jackson,
Administrator.
For the reasons stated in the
preamble, title 40, chapter I, part 63 of
the Code of Federal Regulations is
amended as follows:
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
2. Section 63.11504 is amended as
follows:
■ a. By revising paragraph (a)(1)(iv); and
■ b. By revising paragraph (a)(2) to read
as follows:
■
§ 63.11504
Am I subject to this subpart?
(a) * * *
(1) * * *
(iv) Dry mechanical polishing of
finished metals and formed products
after plating or thermal spraying.
*
*
*
*
*
(2) A plating or polishing facility is an
area source of HAP emissions, where an
area source is any stationary source or
group of stationary sources within a
contiguous area under common control
that does not have the potential to emit
any single HAP at a rate of 9.07
megagrams per year (Mg/yr) (10 tons per
year (tpy)) or more and any combination
of HAP at a rate of 22.68 Mg/yr (25 tpy)
or more.
*
*
*
*
*
■ 3. Section 63.11505 is amended as
follows:
■ a. By revising paragraph (d)(4);
■ b. By revising paragraph (d)(5); and
■ c. By revising paragraph (d)(6) to read
as follows:
§ 63.11505 What parts of my plant does
this subpart cover?
*
*
*
*
*
(d) * * *
(4) Plating, polishing, coating, or
thermal spraying conducted to repair
surfaces or equipment.
(5) Dry mechanical polishing
conducted to restore the original finish
to a surface.
(6) Any plating or polishing process
that uses process materials that contain
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cadmium, chromium, lead, or nickel (as
the metal) in amounts less than 0.1
percent by weight, or that contain
manganese in amounts less than 1.0
percent by weight (as the metal), as
used. Information used to determine the
amount of plating and polishing metal
HAP in materials used in the plating or
polishing process may include
information reported on the Material
Safety Data Sheet for the material, but
is not required. For plating or polishing
tanks, the HAP content may be
determined from the final bath contents
‘‘as used’’ to plate or to polish.
*
*
*
*
*
■ 4. Section 63.11507 is amended as
follows:
■ a. By revising paragraph (a)(1)
introductory text;
■ b. By revising paragraph (a)(1)(ii);
■ c. By revising paragraph (d)(1);
■ d. By revising paragraph (e);
■ e. By revising paragraph (f)(1); and
■ f. By revising paragraph (f)(2) to read
as follows:
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§ 63.11507 What are my standards and
management practices?
(a) * * *
(1) You must use a wetting agent/
fume suppressant in the bath of the
affected tank, as defined in § 63.11511,
‘‘What definitions apply to this
subpart?’’ and according to paragraphs
(a)(1)(i) through (iii) of this section.
*
*
*
*
*
(ii) You must add wetting agent/fume
suppressant in proportion to the other
bath chemistry ingredients that are
added to replenish the bath, as in the
original make-up of the bath, or in
proportions such that the bath contents
are returned to that of the original makeup of the bath.
(d) * * *
(1) You must measure and record the
pH of the bath upon startup of the bath,
as defined in § 63.11511, ‘‘What
definitions apply to this subpart?’’ No
additional pH measurements are
required.
*
*
*
*
*
(e) If you own or operate an affected
new or existing dry mechanical
polishing machine that emits one or
more of the plating and polishing metal
HAP, you must operate a capture system
that captures particulate matter (PM)
emissions from the dry mechanical
polishing process and transports the
emissions to a cartridge, fabric, or high
efficiency particulate air (HEPA) filter,
according to paragraphs (e)(1) and (2) of
this section.
*
*
*
*
*
(f) * * *
(1) For existing permanent thermal
spraying operations, you must operate a
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capture system that collects PM
emissions from the thermal spraying
process and transports the emissions to
a water curtain, fabric filter, cartridge, or
HEPA filter, according to paragraphs
(f)(1)(i) and (ii) of this section.
*
*
*
*
*
(2) For new permanent thermal
spraying operations, you must operate a
capture system that collects PM
emissions from the thermal spraying
process and transports the emissions to
a fabric, cartridge, or HEPA filter,
according to paragraphs (f)(2)(i) and (ii)
of this section.
*
*
*
*
*
■ 5. Section 63.11508 is amended as
follows:
■ a. By revising paragraph (c)(3)
introductory text;
■ b. By revising paragraph (c)(4)
introductory text;
■ c. By revising paragraph (c)(5)
introductory text;
■ d. By revising paragraph (c)(6)
introductory text;
■ e. By revising paragraph (c)(7)(i);
■ f. By revising paragraph (c)(9)(i);
■ g. By revising paragraph (c)(10)(i);
■ h. By revising paragraph (d)(3)(ii)
introductory text;
■ i. By revising paragraph (d)(3)(ii)(A);
■ j. By revising paragraph (d)(5)
introductory text;
■ k. By revising paragraph (d)(6)
introductory text; and
■ l. By revising paragraph (d)(7)
introductory text to read as follows:
§ 63.11508 What are my compliance
requirements?
*
*
*
*
*
(c) * * *
(3) If you own or operate an affected
batch electrolytic process tank, as
defined in § 63.11511, ‘‘What
definitions apply to this subpart?’’ that
contains one or more of the plating and
polishing metal HAP and which is
subject to the requirements in
§ 63.11507(a), ‘‘What are my standards
and management practices?’’ and you
use a tank cover, as defined in
§ 63.11511, to comply with § 11507(a),
(b) or (c) of this subpart, you must
demonstrate initial compliance
according to paragraphs (c)(3)(i) through
(iv) of this section.
*
*
*
*
*
(4) If you own or operate an affected
continuous electrolytic process tank, as
defined in § 63.11511, ‘‘What
definitions apply to this subpart?’’ that
contains one or more of the plating and
polishing metal HAP and is subject to
the requirements in § 63.11507(a),
‘‘What are my standards and
management practices?’’ and you cover
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the tank surface to comply with
§ 11507(a), (b) or (c) of this subpart, you
must demonstrate initial compliance
according to paragraphs (c)(4)(i) through
(iv) of this section.
*
*
*
*
*
(5) If you own or operate an affected
flash or short-term electroplating tank
that contains one or more of the plating
and polishing metal HAP and is subject
to the requirements in § 63.11507(b),
‘‘What are my standards and
management practices?’’ and you
comply with § 11507(a), (b) or (c) of this
subpart by limiting the plating time of
the affected tank, you must demonstrate
initial compliance according to
paragraphs (c)(5)(i) through (iii) of this
section.
*
*
*
*
*
(6) If you own or operate an affected
flash or short-term electroplating tank
that contains one or more of the plating
and polishing metal HAP and is subject
to the requirements in § 63.11507(b),
‘‘What are my standards and
management practices?’’ and you
comply with § 11507(a), (b) or (c) of this
subpart by operating the affected tank
with a cover, you must demonstrate
initial compliance according to
paragraphs (c)(6)(i) through (iv) of this
section.
*
*
*
*
*
(7) * * *
(i) You must report in your
Notification of Compliance Status the
pH of the bath solution that was
measured at startup, as defined in
§ 63.11511, according to the
requirements of § 63.11507(d)(1).
*
*
*
*
*
(9) * * *
(i) You must install a control system
that is designed to capture PM
emissions from the thermal spraying
operation and exhaust them to a water
curtain, or a cartridge, fabric, or HEPA
filter.
*
*
*
*
*
(10) * * *
(i) You must install and operate a
control system that is designed to
capture PM emissions from the thermal
spraying operation and exhaust them to
a cartridge, fabric, or HEPA filter.
*
*
*
*
*
(d) * * *
(3) * * *
(ii) For tanks where the wetting agent/
fume suppressant is a separate
ingredient from the other tank additives,
you must demonstrate continuous
compliance according to paragraphs
(d)(3)(ii) (A) and (B) this section.
(A) You must add wetting agent/fume
suppressant in proportion to the other
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bath chemistry ingredients that are
added to replenish the tank bath, as in
the original make-up of the tank; or in
proportion such that the bath is brought
back to the original make-up of the tank.
*
*
*
*
*
(5) If you own or operate an affected
flash or short-term electroplating tank
that contains one or more of the plating
and polishing metal HAP and is subject
to the requirements in § 63.11507(b),
‘‘What are my standards and
management practices?’’ and you
comply with § 11507(a), (b) or (c) of this
subpart by limiting the plating time for
the affected tank, you must demonstrate
continuous compliance according to
paragraphs (d)(5)(i) through (iii) of this
section.
*
*
*
*
*
(6) If you own or operate an affected
batch electrolytic process tank that
contains one or more of the plating and
polishing metal HAP and is subject to
the requirements of § 63.11507(a),
‘‘What are my standards and
management practices?’’ or a flash or
short-term electroplating tank that
contains one or more of the plating and
polishing metal HAP and is subject to
the requirements in § 63.11507(b), and
you comply with § 11507(a), (b) or (c) of
this section by operating the affected
tank with a cover, you must
demonstrate continuous compliance
according to paragraphs (d)(6)(i) through
(iii) of this section.
*
*
*
*
*
(7) If you own or operate an affected
continuous electrolytic process tank that
contains one or more of the plating and
polishing metal HAP and is subject to
the requirements in § 63.11507(a),
‘‘What are my standards and
management practices?’’ and you
comply with § 11507(a), (b) or (c) of this
subpart by operating the affected tank
with a cover, you must demonstrate
continuous compliance according to
paragraphs (d)(7)(i) and (ii) of this
section.
*
*
*
*
*
■ 6. Section 63.11509 is amended as
follows:
■ a. By revising paragraph (a)(4);
■ b. By revising paragraph (b)
introductory text;
■ c. By adding new paragraph (b)(3);
■ d. By revising paragraph (c)(3);
■ e. By revising paragraph (c)(4);
■ f. By revising paragraph (c)(5); and
■ g. By revising paragraph (c)(6) to read
as follows:
§ 63.11509 What are my notification,
reporting, and recordkeeping
requirements?
(a) * * *
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(4) If you startup your new affected
source after July 1, 2008, you must
submit an Initial Notification when you
become subject to this subpart.
(b) If you own or operate an affected
source, you must submit a Notification
of Compliance Status in accordance
with paragraphs (b)(1) through (3) of
this section.
*
*
*
*
*
(3) If a facility makes a change to any
items in (b)(2)(i), iii, and (iv) of this
section that does not result in a
deviation, an amended Notification of
Compliance Status should be submitted
within 30 days of the change.
(c) * * *
(3) If you own or operate an affected
flash or short-term electroplating tank
that is subject to the requirements in
§ 63.11507(b), ‘‘What are my standards
and management practices?’’ and you
comply with § 11507(a), (b) or (c) of this
subpart by limiting the plating time of
the affected tank, you must state in your
annual compliance certification that you
have limited short-term or flash
electroplating to no more than 1
cumulative hour per day or 3
cumulative minutes per hour of plating
time.
(4) If you own or operate an affected
batch electrolytic process tank that is
subject to the requirements of
§ 63.11507(a) or a flash or short-term
electroplating tank that is subject to the
requirements in § 63.11507(b), ‘‘What
are my standards and management
practices?’’ and you comply with
§ 11507(a), (b) or (c) of this subpart by
operating the affected tank with a cover,
you must state in your annual
certification that you have operated the
tank with the cover in place at least 95
percent of the electrolytic process time.
(5) If you own or operate an affected
continuous electrolytic process tank that
is subject to the requirements of
§ 63.11507(a), ‘‘What are my standards
and management practices?’’ and you
comply with § 11507(a), (b) or (c) of this
subpart by operating the affected tank
with a cover, you must state in your
annual certification that you have
covered at least 75 percent of the surface
area of the tank during all periods of
electrolytic process operation.
(6) If you own or operate an affected
tank or other affected plating and
polishing operation that is subject to the
management practices specified in
§ 63.11507(g), ‘‘What are my standards
and management practices?’’ you must
state in your annual compliance
certification that you have implemented
the applicable management practices, as
practicable.
*
*
*
*
*
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Fmt 4700
Sfmt 4700
57921
7. Section 63.11511 is amended by:
a. Adding, in alphabetical order, new
definitions of ‘‘bench-scale,’’
‘‘conversion coatings,’’ ‘‘filters,’’ ‘‘major
facility for HAP,’’ ‘‘maintenance,’’
‘‘metal HAP content of material used in
plating and polishing,’’ ‘‘repair,’’ and
‘‘startup of the tank bath’’; and
■ b. Revising the definitions of ‘‘bath,’’
‘‘dry mechanical polishing,’’
‘‘electropolishing,’’ ‘‘fabric filter,’’ ‘‘flash
electroplating,’’ ‘‘metal coating
operation,’’ ‘‘non-electrolytic plating,’’
‘‘plating and polishing facility,’’
‘‘plating and polishing metal HAP,’’
‘‘plating and polishing process tanks,’’
and ‘‘thermal spraying.’’
■
■
§ 63.11511
subpart?
What definitions apply to this
*
*
*
*
*
Bath means the liquid contents of a
tank, as defined in this section, which
is used for electroplating,
electroforming, electropolishing, or
other metal coating processes at a
plating and polishing facility.
Bench-scale means any operation that
is small enough to be performed on a
bench, table, or similar structure so that
the equipment is not directly contacting
the floor.
*
*
*
*
*
Conversion coatings are coatings that
form a hard metal finish on an object
when the object is submerged in a tank
bath or solution that contains the
conversion coatings. Conversion
coatings for the purposes of this rule
include coatings composed of
chromium, as well as the other plating
and polishing metal HAP, where no
electrical current is used.
*
*
*
*
*
Dry mechanical polishing means a
process used for removing defects from
and smoothing the surface of finished
metals and formed products after
plating or thermal spraying with any of
the plating and polishing metal HAP, as
defined in this section, using automatic
or manually-operated machines that
have hard-faced abrasive wheels or belts
and where no liquids or fluids are used
to trap the removed metal particles. The
affected process does not include
polishing with use of pastes, liquids,
lubricants, or any other added materials.
*
*
*
*
*
Electropolishing means an electrolytic
process performed in a tank after plating
that uses or emits any of the plating and
polishing metal HAP, as defined in this
section, in which a work piece is
attached to an anode immersed in a
bath, and the metal substrate is
dissolved electrolytically, thereby
removing the surface contaminant;
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electropolishing is also called
electrolytic polishing. For the purposes
of this subpart, electropolishing does
not include bench-scale operations.
Fabric filter means a type of control
device used for collecting PM by
filtering a process exhaust stream
through a filter or filter media. A fabric
filter is also known as a baghouse.
Filters, for the purposes of this part,
include cartridge, fabric, or HEPA
filters, as defined in this section.
Flash electroplating means an
electrolytic process performed in a tank
that uses or emits any of the plating and
polishing metal HAP, as defined in this
section, and that is used no more than
3 cumulative minutes per hour or no
more than 1 cumulative hour per day.
*
*
*
*
*
Maintenance is any process at a
plating and polishing facility that is
performed to keep the process
equipment or the facility operating
properly and is not performed on items
to be sold as products.
Major facility for HAP is any facility
that emits greater than 10 tpy of any
HAP, or that emits a combined total of
all HAP of over 25 tpy, where the HAP
used to determine the total facility
emissions are not restricted to only
plating and polishing metal HAP or
from only plating and polishing
operations.
*
*
*
*
*
Metal coating operation means any
process performed either in a tank that
contains liquids or as part of a thermal
spraying operation, that applies one or
more plating and polishing metal HAP,
as defined in this section, to the surface
of parts and products used in
manufacturing. These processes include
but are not limited to: non-chromium
electroplating; electroforming;
electropolishing; non-electrolytic metal
coating processes, such as chromate
conversion coating, electroless nickel
plating, nickel acetate sealing, sodium
dichromate sealing, and manganese
phosphate coating; and thermal or flame
spraying.
Metal HAP content of material used in
plating and polishing is the HAP
content as determined from an analysis
or engineering estimate of the HAP
contents of the tank bath or solution, in
the case of plating, metal coating, or
electropolishing; or the HAP content of
the metal coating being applied in the
case of thermal spraying. Safety data
sheet (SDS) information may be used in
lieu of testing or engineering estimates
but is not required to be used.
*
*
*
*
*
Non-electrolytic plating means a
process that uses or emits any of the
plating and polishing metal HAP, as
defined in this section, in which
metallic ions in a plating bath or
solution are reduced to form a metal
coating at the surface of a catalytic
substrate without the use of external
electrical energy. Non-electrolytic
plating is also called electroless plating.
Examples include chromate conversion
coating, nickel acetate sealing,
electroless nickel plating, sodium
dichromate sealing, and manganese
phosphate coating.
*
*
*
*
*
Plating and polishing facility means a
facility engaged in one or more of the
following processes that uses or emits
any of the plating and polishing metal
HAP, as defined in this section:
electroplating processes other than
chromium electroplating (i.e., nonchromium electroplating); electroless
plating; other non-electrolytic metal
coating processes performed in a tank,
such as chromate conversion coating,
nickel acetate sealing, sodium
dichromate sealing, and manganese
phosphate coating; thermal spraying;
and the dry mechanical polishing of
finished metals and formed products
after plating or thermal spraying. Plating
is performed in a tank or thermally
sprayed so that a metal coating is
irreversibly applied to an object. Plating
and polishing does not include any
bench-scale processes.
Plating and polishing metal HAP
means any compound of any of the
following metals: cadmium, chromium,
lead, manganese, and nickel, or any of
these metals in the elemental form, with
the exception of lead. Any material that
does not contain cadmium, chromium,
lead, or nickel in amounts greater than
or equal to 0.1 percent by weight (as the
metal), and does not contain manganese
in amounts greater than or equal to 1.0
percent by weight (as the metal), as
reported on the Material Safety Data
Sheet for the material, is not considered
to be a plating and polishing metal HAP.
Plating and polishing process tanks
means any tank in which a process is
performed at an affected plating and
polishing facility that uses or has the
potential to emit any of the plating and
polishing metal HAP, as defined in this
section. The processes performed in
plating and polishing tanks include the
following: electroplating processes other
than chromium electroplating (i.e., nonchromium electroplating) performed in
a tank; electroless plating; and nonelectrolytic metal coating processes,
such as chromate conversion coating,
nickel acetate sealing, sodium
dichromate sealing, and manganese
phosphate coating; and electropolishing.
This term does not include tanks
containing solutions that are used to
clean, rinse or wash parts prior to
placing the parts in a plating and
polishing process tank, or subsequent to
removing the parts from a plating and
polishing process tank. This term also
does not include any bench-scale
operations.
*
*
*
*
*
Repair means any process used to
return a finished object or tool back to
its original function or shape.
*
*
*
*
*
Startup of the tank bath is when the
components or relative proportions of
the various components in the bath have
been altered from the most recent
operating period. Startup of the bath
does not include events where only the
tank’s heating or agitation and other
mechanical operations are turned back
on after being turned off for a period of
time.
*
*
*
*
*
Thermal spraying (also referred to as
metal spraying or flame spraying) is a
process that uses or emits any of the
plating and polishing metal HAP, as
defined in this section, in which a
metallic coating is applied by projecting
heated, molten, or semi-molten metal
particles onto a substrate. Commonlyused thermal spraying methods include
high velocity oxy-fuel (HVOF) spraying,
flame spraying, electric arc spraying,
plasma arc spraying, and detonation gun
spraying. This operation does not
include spray painting at ambient
temperatures.
■ 8. Table 1 to Subart WWWWWW of
Part 63 is revised to read as follows:
TABLE 1 TO SUBPART WWWWWW OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO PLATING AND POLISHING
AREA SOURCES
Citation
Subject
63.11 .........................................................................................................
63.2 ...........................................................................................................
63.3 ...........................................................................................................
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Applicability.
Definitions.
Units and abbreviations.
Sfmt 4700
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57923
TABLE 1 TO SUBPART WWWWWW OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO PLATING AND POLISHING
AREA SOURCES—Continued
Citation
Subject
63.4 ...........................................................................................................
63.6(a), (b)(1)–(b)(5), (c)(1), (c)(2), (c)(5), and (j) ....................................
63.10(a), (b)(1), (b)(2)(i)–(iii), (xiv), (b)(3), (d)(1), (f) ................................
63.12 .........................................................................................................
63.13 .........................................................................................................
Prohibited activities.
Compliance with standards and maintenance requirements.
Recordkeeping and reporting.
State authority and delegations.
Addresses of State air pollution control agencies and EPA regional offices.
Incorporation by reference.
Availability of information and confidentiality.
63.14 .........................................................................................................
63.15 .........................................................................................................
1 Section 63.11505(e), ‘‘What parts of my plant does this subpart cover?’’, exempts affected sources from the obligation to obtain title V operating permits.
[FR Doc. 2011–23806 Filed 9–16–11; 8:45 am]
Synopsis
BILLING CODE 6560–50–P
As required by the Paperwork
Reduction Act of 1995, (44 U.S.C. 3507),
the Commission is notifying the public
that it received OMB approval on July
5, 2011, for the information collection
requirement contained in 47 CFR 25.144
and 25.263. Under 5 CFR part 1320, an
agency may not conduct or sponsor a
collection of information unless it
displays a current, valid OMB Control
Number.
No person shall be subject to any
penalty for failing to comply with a
collection of information subject to the
Paperwork Reduction Act that does not
display a valid OMB Control Number.
The OMB Control Number is 3060–
1153 and the total annual reporting
burdens for respondents for this
information collection are as follows:
Title: Satellite Digital Audio Radio
Service (SDARS).
Form Number: Not applicable.
Type of Review: New collection.
OMB Control Number: 3060–1153.
OMB Approval Date: 07/05/2011.
OMB Expiration Date: 07/31/2014.
Respondents: Business or other forprofit entities.
Number of Respondents: 1
respondent; 74 responses.
Estimated Time per Response: 4–12
hours
Frequency of Response: On occasion
filing requirement, recordkeeping
requirement and third party disclosure
requirement.
Obligation to Respond: The
information collection requirements
accounted for in this collection are
necessary to determine the technical
and legal qualifications of SDARS
applicants or licensees to operate a
station, transfer or assign a license, and
to determine whether the authorization
is in the public interest, convenience,
and necessity. The statutory authority
for this information collection is
contained in Sections 4, 301, 302, 303,
307, 309 and 332 of the
Communications Act, as amended, and
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 25
[IB Docket No. 95–91; FCC 10–82]
Establishment of Rules and Policies
for the Satellite Digital Audio Radio
Service in the 2310–2360 MHz
Frequency Band
Federal Communications
Commission.
ACTION: Final rules; announcement of
effective date.
AGENCY:
In this document, the
Commission announces that the Office
of Management and Budget (OMB) has
approved, for a period of three years, the
information collection requirements
contained in the Satellite Digital Audio
Radio Service (SDARS) Second Report
and Order. The information collection
requirements were approved on July 5,
2011 by OMB.
DATES: The amendments to 47 CFR
25.144(e)(3), 25.144(e)(8), 25.144(e)(9),
25.263(b) and 25.263(c), published at 75
FR 45058, August 2, 2010, are effective
on September 19, 2011.
FOR FURTHER INFORMATION CONTACT: For
additional information contact Cathy
Williams on (202) 418–2918 or via
e-mail to: cathy.williams@fcc.gov.
SUPPLEMENTARY INFORMATION: This
document announces that on July 5,
2011 OMB approved, for a period of
three years, the information collection
requirements contained in 47 CFR
25.144 and 25.263. The Commission
publishes this document to announce
the effective date of these rule sections.
See Satellite Digital Audio Radio
Service (SDARS) Second Report and
Order (FCC 10–82; IB Docket No. 95–
91), 75 FR 45058, August 2, 2010.
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SUMMARY:
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Sfmt 4700
47 U.S.C. 154, 301, 302a, 303, 307, 309,
and 332.
Total Annual Burden: 400 hours.
Annual Cost Burden: $171,320.
Privacy Act Impact Assessment: No
impact(s).
Nature and Extent of Confidentiality:
There is no need for confidentiality with
this information collection.
Needs and Uses: On May 20, 2010,
the Commission adopted and released a
Second Report and Order titled, ‘‘In the
Matter of Establishment of Rules and
Policies for the Digital Audio Radio
Satellite Service in the 2310–2360 MHz
Frequency Band,’’ IB Docket No. 95–91,
GEN Docket No. 90–357, RM–8610, 25
FCC Rcd 11710 (2010). In this Second
Report and Order, the Commission
adopted a framework for the regulation
of SDARS terrestrial repeaters. First, the
Commission adopted technical rules
governing the operation of SDARS
repeaters that will not unduly constrain
the deployment of SDARS repeaters, but
that will, at the same time, limit the
potential for harmful interference to
adjacent spectrum users in the Wireless
Communications Service (WCS).
Second, the Commission adopted a
blanket-licensing regime to facilitate the
flexible deployment of SDARS
repeaters, which are necessary to ensure
a high quality service to the public,
while ensuring that such repeater
operations comply with the
Commission’s rules regarding RF safety,
antenna marking and lighting, and
equipment authorization, as well as
with international agreements. The
Commission adopted a site-by-site
licensing regime for repeater operations
that did not qualify for blanket
licensing. Finally, the Commission
addressed other issues regarding SDARS
repeater operations that are not
associated with the interference
concerns raised by WCS licensees.
Specifically, the Commission adopted
rules to ensure that SDARS repeaters
remain truly complementary to a
satellite-based service, and that SDARS
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Agencies
[Federal Register Volume 76, Number 181 (Monday, September 19, 2011)]
[Rules and Regulations]
[Pages 57913-57923]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-23806]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2005-0084; FRL-9466-1]
RIN 2060-AQ74
Amendments to National Emission Standards for Hazardous Air
Pollutants for Area Sources: Plating and Polishing
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule; withdrawal of direct final rule.
-----------------------------------------------------------------------
SUMMARY: On June 12, 2008, the EPA issued national emission standards
for hazardous air pollutants (NESHAP) for the plating and polishing
area source category under section 112 of the Clean Air Act (CAA). On
June 20, 2011, the EPA proposed amendments to clarify that the emission
control requirements of the plating and polishing area source NESHAP
did not apply to any bench-scale activities. The amendments also made
several technical corrections and clarifications that are not
significant changes in the rule's requirements. In addition, on June
20, 2011, the EPA issued a direct final rule amending the area source
standards for plating and polishing area sources. Since we received an
adverse comment, we are withdrawing the direct final rule today
simultaneously with this final rule.
DATES: This final rule is effective on October 19, 2011. Effective
September 19, 2011, EPA withdraws the direct final rule published at 76
FR 35750 on June 20, 2011.
ADDRESSES:
Docket: All documents in the docket are listed in the https://www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., confidential business
information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, will
be publicly available only in hard copy. Publicly available docket
materials are available either electronically in https://www.regulations.gov or in hard copy at the EPA Docket Center, Public
Reading Room, EPA West Building, Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to
4:30 p.m. Eastern Standard Time (EST), Monday through Friday, excluding
legal holidays. The telephone number for the Public Reading Room is
(202) 566-1744,
[[Page 57914]]
and the telephone number for the Air and Radiation Docket is (202) 566-
1742.
FOR FURTHER INFORMATION CONTACT: Dr. Donna Lee Jones, Sector Policies
and Programs Division, Office of Air Quality Planning and Standards
(D243-02), Environmental Protection Agency, Research Triangle Park,
North Carolina 27711, telephone number: (919) 541-5251; fax number:
(919) 541-3207; e-mail address: Jones.DonnaLee@epa.gov.
SUPPLEMENTARY INFORMATION: The information presented in this preamble
is organized as follows:
I. Background Information
II. Summary of Comment and Response
III. Does this action apply to me?
IV. Where can I get a copy of this document?
V. Why are we amending this rule?
A. Clarification of Applicability for Bench-Scale Operations
B. Other Technical Corrections and Clarifications
VI. What are the changes to the area source NESHAP for plating and
polishing operations?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. Background Information
The EPA stated in the direct final rule titled, ``Amendments to
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Plating and Polishing'' which was published on June 20, 2011
(76 FR 35750) that if EPA received adverse comment by July 20, 2011,
the direct final rule would not take effect and EPA would publish a
timely withdrawal of the direct final rule in the Federal Register. The
EPA subsequently received an adverse comment on the direct final rule.
Because EPA received an adverse comment, EPA is withdrawing the
direct final rule titled ``Amendments to National Emission Standards
for Hazardous Air Pollutants for Area Sources: Plating and Polishing.''
As stated in the parallel proposed rule (76 FR 35806) published on the
same day as a direct final rule, EPA will not institute a second
comment period in this proceeding concerning the Plating and Polishing
Area Sources amendments addressed in the direct final and parallel
proposed rules. EPA is addressing the adverse comment on the direct
final rule and providing final notice of the amended rule concurrent
with this withdrawal. This final rule is based on the parallel proposed
rule and includes a summary of the comment received and the EPA
response.
The amendments in this final rule clarify that the emission control
requirements of the plating and polishing area source NESHAP do not
apply to any bench-scale activities. Also, several technical
corrections and clarifications that do not make significant changes in
the rule's requirements have been made to the rule text. This rule
amendment increases flexibility and freedom of choice for the public,
and makes the rule more clear and intelligible which, as a result,
reduces burden.
II. Summary of Comment and Response
The EPA received one comment concerning the amended rule.
Comment: One comment was received from a semiconductor wafer and
photovoltaic (PV) cell manufacturer who performs electroless nickel
plating onto silicon wafers in clean rooms or segregated manufacturing
areas designed to limit contamination. The commenter stated that
emissions from metalization during these semiconductor and PV
manufacturing processes are too small to measure easily and
consequently could not have been included in the 1990 inventory. Also,
the commenter stated that semiconductor and PV facilities are not
similar to the large scale plating and polishing operations to which
the commenter believes the plating and polishing rule is intended to
apply. The commenter requested that these small-scale semiconductor and
PV manufacturing processes be exempted from the plating and polishing
rule along with the bench-scale operations described in the proposed
rule amendment.
Response: The semiconductor industry does both electroless and
electrolytic plating, as stated in the materials submitted by the
commenter. In both these plating processes, the concentration of
plating HAP in the plating solution is high, with electroplating having
a greater potential for air emissions than electroless plating.
According to information available to the EPA, many facilities in the
semiconductor industry were already controlling their HAP emissions at
the time of the final rule for plating and polishing in 2008 by the
control methods required by the plating and polishing area source rule.
Although HAP emissions from many facilities in the semiconductor
industry may be low, as the commenter describes, emissions from many
other affected facilities under this rule, as well as other area source
rules, are also low; hence their classification as area sources. The
intent of the area source rules is to set standards for low-emitting
sources with the potential to emit HAP and which are not major sources.
The semiconductor industry is very similar to other plating and
polishing industries that do a high production volume of plating using
solutions with high concentrations of metal HAP and, therefore, are the
intended subjects of the rule. To the extent that sources in the
semiconductor and PV manufacturing industry qualify as bench scale
operations, they also may be exempt from the plating and polishing rule
with as a result of this action. However, as individual industries, we
believe that area sources in the semiconductor and PV manufacturing
industries are the type of sources intended to be regulated under the
area source program and, more specifically, under the plating and
polishing rule for metal HAP. Therefore, no sources or classes of
sources are being added to the exemption for bench-scale operations in
today's action. Additionally, for electroless plating sources, the
plating and polishing rule requires management practices for minimizing
HAP emissions, as practicable, with no additional control requirements
or annual reporting. Therefore, the burden of the rule on facilities
similar to the commenter's is low, especially for facilities that are
already well controlled.
III. Does this action apply to me?
The regulated categories and entities potentially affected by the
final rule include:
[[Page 57915]]
----------------------------------------------------------------------------------------------------------------
Category NAICS code \1\ Examples of regulated entities
----------------------------------------------------------------------------------------------------------------
Industry.............................. 332813 Area source facilities engaged in any one or more
types of nonchromium electroplating;
electropolishing; electroforming; electroless
plating, including thermal metal spraying,
chromate conversion coating, and coloring; or
mechanical polishing of metals and formed
products for the trade. Regulated sources do not
include chromium electroplating and chromium
anodizing sources, as those sources are subject
to 40 CFR part 63, subpart N, ``Chromium
Emissions From Hard and Decorative Chromium
Electroplating and Chromium Anodizing Tanks.''
Manufacturing......................... 32, 33 Area source establishments engaged in one or more
types of nonchromium electroplating;
electropolishing; electroforming; electroless
plating, including thermal metal spraying,
chromate conversion coating, and coloring; or
mechanical polishing of metals and formed
products for the trade. Examples include: 33251,
Hardware Manufacturing; 323111, Commercial
Gravure Printing; 332116, Metal Stamping; 332722,
Bolt, Nut, Screw, Rivet, and Washer
Manufacturing; 332811, Metal Heat Treating;
332812, Metal Coating, Engraving (except Jewelry
and Silverware), and Allied Services to
Manufacturers; 332913, Plumbing Fixture Fitting
and Trim Manufacturing; Other Metal Valve and
Pipe Fitting Manufacturing; 332999, All Other
Miscellaneous Fabricated Metal Product
Manufacturing; 334412, Bare Printed Circuit Board
Manufacturing; 336412, Aircraft Engine and Engine
Parts Manufacturing; and 339911, Jewelry (except
Costume) Manufacturing.
----------------------------------------------------------------------------------------------------------------
\1\ North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. To determine whether your facility will be regulated by this
action, you should examine the applicability criteria in 40 CFR
63.11475 of subpart WWWWWW (NESHAP: Area Source Standards for Plating
and Polishing Operations). If you have any questions regarding the
applicability of this action to a particular entity, consult either the
air permit authority for the entity or your EPA regional representative
as listed in Sec. 63.13 of the General Provisions to part 63 (40 CFR
part 63, subpart A).
IV. Where can I get a copy of this document?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following signature, a
copy of this final action will be posted on the TTN's policy and
guidance page for newly proposed or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg/. The TTN provides information
and technology exchange in various areas of air pollution control.
V. Why are we amending this rule?
On July 1, 2008 (73 FR 37741), we issued the NESHAP for Area
Sources: Plating and Polishing (40 CFR part 63, subpart WWWWWW). The
final rule establishes air emission control requirements for new and
existing facilities that are area sources of hazardous air pollutants.
The final standards establish emission standards in the form of
management practices for new and existing tanks, thermal spraying
equipment, and dry mechanical polishing equipment in certain plating
and polishing processes. These final emission standards reflect the
EPA's determination regarding the generally achievable control
technology (GACT) and/or management practices for the area source
category.
In the time period since promulgation, it has come to our attention
that certain aspects of the rule as promulgated have led to
misinterpretations, inconsistencies, and confusion regarding the
applicability of the rule. These amendments make several technical
corrections and clarifications to the rule's text that will provide
clarity.
In addition to fulfilling the mandate in CAA section 112, these
amendments are also responsive to Executive Order 13563, ``Improving
Regulation and Regulatory Review,'' issued on January 18, 2011, which
directs each Federal agency to ``periodically review its existing
significant regulations to determine whether any such regulations
should be modified, streamlined, expanded, or repealed so as to make
the agency's regulatory program more effective or less burdensome in
achieving the regulatory objectives.'' EPA's amended rule increases
flexibility and freedom of choice for the public, and makes the rule
more clear and intelligible which, as a result, reduces burden.
VI. What are the changes to the area source NESHAP for plating and
polishing operations?
We are amending this rule to clarify and correct inconsistencies
and inadequacies of the rule language that have come to our attention
since promulgation. These items are discussed in this section. There is
also a red-line version of the regulatory text in the docket that shows
the effect of these changes on the promulgated rule.
A. Clarification of Applicability for Bench-Scale Operations
EPA is making these amendments to the NESHAP for plating and
polishing operations that are area sources (40 CFR part 63, subpart
WWWWWW) to clarify that the rule was not intended to apply to process
units that are bench-scale operations.
Based on available inventory information, we believe that HAP
emissions from bench-scale activities were not part of the 1990
baseline inventory for the urban air toxics program that supported the
area source listing decision for this category. The plating and
polishing category includes job shop operations dedicated to plating
and polishing operations, and original equipment manufacturers with
large-scale plating and polishing processes. We believe that this
definition is also consistent with the basis of the listing of the
plating and polishing source category in the 1990 air toxics inventory.
Therefore, this amendment clarifies that the emission control
requirements of the plating and polishing area source rule do not apply
to bench-scale activities. Further, our experience is that the types of
plating and polishing operations that are bench-scale use small
containers on the scale of 25 gallons or less, and any potential air
emissions would be too low to measure. Bench-scale processes are
defined in this final rule as: ``Any operation that is small enough to
be performed on a bench, table, or similar structure so that the
equipment is not directly contacting the floor.''
B. Other Technical Corrections and Clarifications
To clarify our intent in the rule and reduce misinterpretations
that have come to our attention since the final rule was published in
July 2008, we
[[Page 57916]]
have made certain clarifications and technical corrections to the rule
text.
We are clarifying that certain process units and operations are not
part of the affected activity, based on our knowledge of the area
source inventory on which the source category description was derived.
These processes include activities such as plating, polishing, coating
or thermal spraying conducted to repair surfaces or equipment.
Similarly, other EPA area source rules also do not include repair and
maintenance activities at manufacturing facilities as affected
operations for air pollution control purposes, such as area source
regulations for Nine Metal Fabrication and Finishing source categories
(40 CFR part 63, subpart XXXXXX).
In addition, we are clarifying the descriptions of standards and
management practices to better reflect the industry and manufacturer's
equipment operations. For example, in the standards and compliance
requirements, the addition of wetting agents/fume suppressants to tank
baths has been clarified to reflect manufacturers' specifications,
including flexibility to the operator that may be provided in the
specifications. We intended the requirements of the final rule to be
consistent with practices conducted based on manufacturers'
specifications. Definitions of operations and procedures were also
corrected in order to clarify the scope of the rule, the affected
processes, and make applicability and other definitions consistent
within the rule. These are listed in the following paragraphs.
We are clarifying that certain operations were not part of the
original urban air toxics inventory on which this source category was
defined and, therefore, we are revising the regulatory text to clarify
that these operations are not subject to the requirements of the rule,
as described below.
We are clarifying that the affected operations do not include
plating or polishing performed to repair equipment or for maintenance
purposes. The final rule excluded repair operations performed with
thermal spraying as a result of comments received after proposal. In
the time period since the rule was promulgated, we learned that plating
or coating was also done for repair purposes, usually with small paint
brushes and not in tanks. Therefore, we have amended the rule to add
``any'' plating and polishing process as the types of repair processes
which are not affected operations under the rule. This change is based
on the original urban air toxics inventory on which the source category
was defined.
We are clarifying that certain operations were intended to be part
of the affected sources and, therefore, we are revising the regulatory
text to clarify that these operations are subject to the requirements
of the rule, as described below.
We are clarifying that thermal spraying is another process to which
the requirements for dry mechanical polishing apply. The final rule
stated that dry mechanical polishing was an affected process if
performed after plating. Since thermal spraying is one of the plating
and polishing processes used to plate metal onto surfaces, we intended
to include dry mechanical polishing done after thermal spraying as an
affected process, and are making that clarification in today's action.
We are also clarifying that language of the rule to reflect the
fact that flame spraying, which is a different name for thermal
spraying, is subject to the rule. We are also clarifying that thermal
and flame spraying operations do not include spray painting at ambient
temperatures. After promulgation of the final rule, we learned that
flame spraying is another name for thermal spraying--both terms are
used for an identical process. However, spray coating at room
temperatures is another process entirely, with a different definition,
and is already addressed under subpart HHHHHH of this part, which
regulates spray painting and other similar spray coating processes
performed without the use of heat or flame. Therefore, spray coating at
room temperatures is not subject to the requirements of this rule.
In addition, we are making clarifications to the rule language to
better describe certain rule requirements which have been
misinterpreted since the time of promulgation. The following is a
discussion of these items.
First, we are clarifying that although Material Safety Data Sheets
(MSDS) may be used to determine the amount of plating and polishing
metal HAP in materials used in the plating or polishing process, MSDS
are not required to be used and are not the only method to determine
HAP content. Other methods include laboratory analysis or engineering
estimate of the HAP content of the bath, which are also reliable
indicators of HAP content. The reference to MSDS in the final rule was
only intended to provide an example of readily available resources to
determine the HAP content of materials used in plating and polishing
and was not meant to be the exclusive method to be used. Therefore, we
are amending the rule to clarify that these other methods are
acceptable.
We are also clarifying that for plating or polishing tanks, the HAP
content may be determined from the final bath contents ``as used'' to
plate or to polish rather than the HAP content of the individual
components, to better reflect the fact that HAP emissions are based on
the concentration of HAP within the tank. The most important
concentration of plating HAP as it relates to the potential for HAP to
be emitted is the concentration of HAP within the tank. We received
information after promulgation of the final rule demonstrating that
measuring the concentration of pure ingredients in the pure form (``as
added'') could misrepresent the HAP concentration within the tank for
some platers. Therefore, in today's action we are amending the rule to
also allow measurement of HAP content of the final solution within the
tank to determine applicability to the rule. We are retaining the ``as
added'' measurement point since this point provides a conservative
value because the materials added will only be more dilute once they
are placed in the tank, and because it may be easier to perform the
measurement ``as added'' for some plating operations. Facilities may
still use the HAP concentrations specified in the individual MSDS for
each ingredient used in the tank to establish the total HAP content of
the tank for the purposes of this rule.
We are clarifying that when facilities add wetting agent/fume
suppressant to replenish the plating baths, they can add these
ingredients in amounts such that the bath contents are returned to that
of the original make-up of the bath and do not have to add the full
amounts originally added on startup. Adding more wetting agent/fume
suppressant than needed to return the bath contents to their original
make-up will not necessarily reduce HAP emissions. This revision
ensures that the concentration of the wetting agent/fume suppressant
does not change. The wetting agent/fume suppressant concentration in
the tank is one of the key features for proper plating as well as for
emission control. However, adding more wetting agent/fume suppressant
beyond the amount recommended by the manufacturer is not necessarily
better for pollution control and in many cases could be detrimental to
the plating process itself. Therefore, we are permitting the addition
of smaller amounts of wetting agent than that original amount as long
as the amount added brings the tank back to its original concentration
of wetting agent/fume suppressant. We intended in the final rule that
platers
[[Page 57917]]
maintain the concentration of wetting agent/fume suppressant as
recommended by the manufacturer and this change today enables platers
to add only the amount that is needed to maintain the correct
concentration.
We are also clarifying the definition of startup of an affected
plating or polishing bath to explain that startup of the bath does not
include events where only the tank's heating or agitation and other
mechanical operations are turned back on after being turned off for a
period of time. The chemical make-up of the original tank bath is the
key point in time at which startup of the tanks occurs, rather than the
existence of electricity supplied to the tanks for heating, agitation,
or other physical conditions. Therefore, we are revising the definition
of the startup of tanks to specify that this startup is when the tank
baths are originally created. If startup begins at the time electricity
is delivered to the tank, this could lead to facilities refraining from
turning off the power when the tanks are not in use to avoid startup
requirements when the plating is resumed. This practice could lead to
wasting of energy and possibly increases in air pollution as tanks
remain heated or agitated for hours longer than needed. Therefore, by
defining tank startup as the time of the original bath make-up, we are
encouraging facilities to shut down the electricity to their tanks when
not in use and eliminating unnecessary startup procedures to comply
with the rule.
We are also adding ``cartridge'' filters as a type of filter that
can fulfill the control requirement in all instances where the general
category of ``filters'' are specified. Cartridge filters are a specific
type of filter used in air pollution control that give the same
performance as fabric filters in terms of particle control in, for
example, dry mechanical polishing or thermal spraying. Cartridge
filters are more compact than fabric filters and more useful in
industrial machinery settings where space is limited. Therefore, we
have added cartridge filters as a type of filter permitted as a control
device under the rule.
We are also clarifying that the rule requirement to maintain and
record the minimum amount of time that tank covers must be used is only
applicable when covers are the sole method of complying with the GACT
operating standards, and these requirements for recordkeeping do not
apply when another method is used to comply with the GACT operating
standards, or when covers are used as a management practice. The use of
covers is a method of complying with the GACT operating standards for
electroplating processes as well as for complying with the management
practices for both electrolytic and electroless plating, and polishing
operations. When covers are used as a management practice, there are no
specific requirements under the rule for the amount of time or the
amount of surface area coverage as there is for the GACT operating
standards. Covers used for complying with the GACT operating standard
are more critical to emission control and therefore need to have
stricter time requirements, such as 95 percent of the plating time or,
in the case of continuous plating, cover 75 percent of the surface
area. Covers used as a management practice are used on processes where
either control of emissions is not critical to pollution control due to
low emissions, or where other methods of control are being used to meet
the GACT requirements, such as wetting agents/fume suppressant. In many
cases, covers are used as a management practice where the process does
not allow the covers to be used for as much time or over as much
surface area as the operating standards in the rule. Factors that can
interfere in the use of covers for as long as needed to meet the GACT
operating standard are, for example, processes where workers have to
remove and load parts frequently. In this situation, another method of
achieving the operating standard is used, such as wetting agents/fume
suppressant. The use of covers for any part of the plating time,
regardless of other controls or practices employed, is a management
strategy for pollution prevention and is encouraged.
Therefore, we are clarifying that when covers are used as a
management practice, facilities are not required to document the time
the covers are in place in the same way as covers used for meeting the
GACT operating standard. We are amending the rule today to make this
point clear and to encourage pollution prevention achieved by the use
of covers, in general.
We are also clarifying that limiting and recording the time of
plating to fulfill the flash or short-term requirements in the rule is
only applicable when facilities comply with the GACT standard of this
subpart solely by limiting the plating time of the affected tank, and
do not apply to plating done for short periods of time in general,
where other methods are used to comply with the GACT standards. Tanks
that perform plating for short periods of time, in general, are not
required to use the GACT regulatory option of limiting and recording
plating time to comply with the rule if another method of compliance is
used.
Similar to the discussion above on the use of covers, if facilities
with short-term plating use another method to comply with the rule, we
encourage them to still keep their plating times short and, hence,
minimize potential pollution. Therefore, we are clarifying that
documentation is not required for the practice of short-term plating,
in general, when another method of compliance with the rule is used.
We are clarifying that if a new affected source is started after
July 1, 2008, an Initial Notification must be submitted upon startup.
The final rule erroneously required the Initial Notification for new
sources to be submitted after 120 days of startup of the process (Sec.
63.11509(a)(3) ``What are my notification, reporting, and recordkeeping
requirements?'') as a result of a typographical error. Since we
generally require initial notification for new sources upon startup, we
have corrected the submittal date of the initial notification.
We are clarifying that if a facility makes a change to the methods
of compliance with the standard, an amended Notification of Compliance
Status should be submitted within 30 days of the change. Note that this
does not apply to any changes in the listed management practices. This
requirement is intended to ensure that the EPA is aware of changes in
the process or controls that may affect HAP emissions and compliance
with the rule. This notification can be in the form of the annual
report already required under the rule. This additional requirement
includes mailing the annual report (the preparation of which is already
required), and should not occur for many facilities in the industry and
will not be required frequently. Therefore we estimate that the burden
of this additional requirement is negligible. Electronic notifications
may be allowable by the air permit authorities or EPA regional
representative in some states or regions.
We are also clarifying that the management practices apply to all
affected plating and polishing operations, as practicable, not just
affected plating tanks. In the final rule, the management practices
were intended to apply to all plating and polishing operations under
this subpart and this amendment corrects that applicability. The word
``plating'' as used in the promulgated rule was intended to be a short
phrase to represent all plating and polishing operations. Although most
of the management practices do apply to
[[Page 57918]]
tanks, there are others that apply to all plating and polishing
sources, including: ``general good housekeeping,'' such as regular
sweeping or vacuuming, if needed; ``periodic washdowns,'' as
practicable; and ``regular inspections'' to identify leaks and other
opportunities for pollution prevention. Therefore, we are clarifying
that management practices apply to all plating and polishing
operations.
We have also made corrections that were primarily typographical in
nature, and added definitions for terms used in the rule that were not
defined to clarify our original intent in the rule. The revised or
added definitions to the rule are as follows (in alphabetical order):
``bath,'' ``bench-scale plating or polishing,'' ``conversion
coatings,'' ``dry mechanical polishing,'' ``electropolishing,''
``fabric filter,'' ``flash electroplating,'' ``maintenance,'' ``major
facility,'' ``metal coating operation,'' ``metal HAP content,'' ``non-
electrolytic plating,'' ``plating and polishing facility,'' ``plating
and polishing metal HAP,'' ``plating and polishing process tanks,''
``repair,'' ``startup of the tank bath,'' and ``thermal spraying.''
Finally, we are updating Table 1 of the rule titled ``Applicability
of General Provisions to Plating and Polishing Area Sources,'' to
reflect changes in the General Provisions that have occurred since the
rule was originally promulgated. Specifically, the previous provisions
relating to startup, shutdown, and malfunctions have been removed, in
light of the DC Circuit's decision in Sierra Club v. EPA, 551 F.3d 1019
(DC Cir. 2008). The emissions standards for plating and polishing area
sources are expressed as management practices, and these management
practice requirements can be met at all times. Therefore, exempting
sources from meeting these standards during periods of startup,
shutdown, and malfunction is not appropriate.
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a ``significant regulatory action'' under the
terms of Executive Order 12866 (58 FR 51735, October 4, 1993) and is
therefore not subject to review under the Executive Order.
This action is responsive to Executive Order 13563, ``Improving
Regulation and Regulatory Review'' (76 FR 3821, January 21, 2011),
which directs each Federal agency to review existing significant
regulations to determine whether any regulations should be modified,
streamlined, expanded, or repealed so as to make the EPA's regulatory
program more effective or less burdensome in achieving the regulatory
objectives. This amended rule increases flexibility and freedom of
choice for the regulated community, and makes the rule more clear and
intelligible which, as a result, reduces burden.
B. Paperwork Reduction Act
This action does not impose any new information collection burden
therefore no new information collection request has been prepared.
These final amendments clarify that the emission control requirements
of the plating and polishing area source rule do not apply to bench-
scale activities. Also, several technical corrections and
clarifications that do not make material changes in the rule's
requirements have been made to the rule text. No new burden is
associated with these requirements because the burden was included in
the approved information request (ICR) for the existing rule. The
Office of Management and Budget (OMB) has previously approved the
information collection requirements contained in the existing
regulations (40 CFR part 63 subpart WWWWWW) under the provisions of the
Paperwork Reduction Act, 44 U.S.C. 3501 et seq. and has been assigned
OMB control number control number 2060-0623. The OMB control numbers
for EPA's regulations in 40 CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act generally requires an agency to
prepare a regulatory flexibility analysis of any rule subject to notice
and comment rulemaking requirements under the Administrative Procedure
Act or any other statute unless the agency certifies that the rule
would not have a significant economic impact on a substantial number of
small entities. Small entities include small businesses, small not-for-
profit enterprises, and small governmental jurisdictions.
For the purposes of assessing the impacts of this final rule on
small entities, small entity is defined as: (1) A small business that
meets the Small Business Administration size standards for small
businesses at 13 CFR 121.201 (whose parent company has fewer than 500
employees for NAICS code 332813); (2) a small governmental jurisdiction
that is a government of a city, county, town, school district, or
special district with a population of less than 50,000; and (3) a small
organization that is any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.
After considering the economic impacts of this final rule on small
entities, I certify that this action will not have a significant
economic impact on a substantial number of small entities. We have
determined that the small entities in this area source category will
not incur any adverse impacts because this action makes only technical
corrections and clarifications that increase flexibility and does not
create any new requirements or burdens. No costs are associated with
these amendments to the NESHAP.
D. Unfunded Mandates Reform Act
This action contains no Federal mandates under the provisions of
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C.
1531-1538 for state, local, or Tribal governments or the private
sector. The action imposes no enforceable duty on any state, local or
Tribal governments or the private sector. The term ``enforceable duty''
does not include duties and conditions in voluntary Federal contracts
for goods and services. Thus, this action is not subject to the
requirements of sections 202 or 205 of the UMRA.
This action is also not subject to the requirements of section 203
of UMRA because it contains no regulatory requirements that might
significantly or uniquely affect small governments. The technical
corrections and clarifications made through this action contain no
requirements that apply to such governments, impose no obligations upon
them, and will not result in any expenditures by them or any
disproportionate impacts on them.
E. Executive Order 13132: Federalism
Executive Order 13132 (64 FR 43255, August 10, 1999) requires EPA
to develop an accountable process to ensure ``meaningful and timely
input by State and local officials in the development of regulatory
policies that have federalism implications.'' ``Policies that have
federalism implications'' are defined in the Executive Order to include
regulations that have ``substantial direct effects on the States, on
the relationship between the national government and the States, or on
the distribution of power and responsibilities among the various levels
of government.''
This final rule does not have federalism implications. It will not
have substantial direct effects on the states, on the relationship
between the national
[[Page 57919]]
government and the states, or on the distribution of power and
responsibilities among the various levels of government, as specified
in Executive Order 13132. The final rule makes certain technical
corrections and clarifications to the NESHAP for plating and polishing
area sources. These final corrections and clarifications do not impose
requirements on state and local governments. Thus, Executive Order
13132 does not apply to the final rule.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This final action does not have Tribal implications, as specified
in Executive Order 13175 (65 FR 67249, November 6, 2000). This final
rule makes certain technical corrections and clarifications to the
NESHAP for plating and polishing area sources. These final corrections
and clarifications do not impose requirements on Tribal governments.
They also have no direct effects on Tribal governments, on the
relationship between the Federal government and Indian Tribes, or on
the distribution of power and responsibilities between the Federal
government and Indian Tribes. Thus, Executive Order 13175 does not
apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health and Safety Risks
EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997)
as applying to those regulatory actions that concern health or safety
risks, such that the analysis required under section 5-501 of the
Executive Order has the potential to influence the regulation. This
action is not subject to Executive Order 13045 because it makes
technical corrections and clarifications to the area source NESHAP for
plating and polishing area sources which is based solely on technology
performance.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 (66 FR 28355,
May 22, 2001) because it is not a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act (NTTAA) of 1995 (Pub. L. 104-113, section 12(d), 15 U.S.C. 272
note) directs EPA to use voluntary consensus standards (VCS) in its
regulatory activities, unless to do so would be inconsistent with
applicable law or otherwise impractical. The VCS are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
VCS bodies. The NTTAA directs EPA to provide Congress, through the
Office of Management and Budget, explanations when the agency does not
use available and applicable VCS.
This final rule does not involve technical standards. Therefore,
EPA did not consider the use of any VCS.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
Executive Order 12898 (59 FR 7629, February 16, 1994) establishes
Federal executive policy on environmental justice. Its main provision
directs Federal agencies, to the greatest extent practicable and
permitted by law, to make environmental justice part of their mission
by identifying and addressing, as appropriate, disproportionately high
and adverse human health or environmental effects of their programs,
policies, and activities on minority populations and low-income
populations in the United States.
EPA has determined that this final rule will not have
disproportionately high and adverse human health or environmental
effects on minority or low-income populations because it does not
affect the level of protection provided to human health or the
environment. The technical corrections and clarifications in this final
rule do not change the level of control required by the NESHAP.
K. Congressional Review Act
The Congressional Review Act, 5 U.S.C. 801, et seq., as added by
the Small Business Regulatory Enforcement Fairness Act of 1996,
generally provides that before a rule may take effect, the agency
promulgating the rule must submit a rule report, which includes a copy
of the rule, to each House of Congress and to the Comptroller General
of the United States. EPA will submit a report containing these final
rule amendments and other required information to the U.S. Senate, the
U.S. House of Representatives, and the Comptroller General of the
United States prior to publication of the final rule amendments in the
Federal Register. A major rule cannot take effect until 60 days after
it is published in the Federal Register. This action is not a ``major
rule'' as defined by 5 U.S.C. 804(2). This final rule will be effective
on October 19, 2011.
List of Subjects in 40 CFR Part 63
Environmental protection, Administrative practice and procedure,
Air pollution control, Hazardous substances, Intergovernmental
relations, Reporting and recordkeeping requirements.
Dated: September 12, 2011.
Lisa P. Jackson,
Administrator.
For the reasons stated in the preamble, title 40, chapter I, part
63 of the Code of Federal Regulations is amended as follows:
PART 63--[AMENDED]
0
1. The authority citation for part 63 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
0
2. Section 63.11504 is amended as follows:
0
a. By revising paragraph (a)(1)(iv); and
0
b. By revising paragraph (a)(2) to read as follows:
Sec. 63.11504 Am I subject to this subpart?
(a) * * *
(1) * * *
(iv) Dry mechanical polishing of finished metals and formed
products after plating or thermal spraying.
* * * * *
(2) A plating or polishing facility is an area source of HAP
emissions, where an area source is any stationary source or group of
stationary sources within a contiguous area under common control that
does not have the potential to emit any single HAP at a rate of 9.07
megagrams per year (Mg/yr) (10 tons per year (tpy)) or more and any
combination of HAP at a rate of 22.68 Mg/yr (25 tpy) or more.
* * * * *
0
3. Section 63.11505 is amended as follows:
0
a. By revising paragraph (d)(4);
0
b. By revising paragraph (d)(5); and
0
c. By revising paragraph (d)(6) to read as follows:
Sec. 63.11505 What parts of my plant does this subpart cover?
* * * * *
(d) * * *
(4) Plating, polishing, coating, or thermal spraying conducted to
repair surfaces or equipment.
(5) Dry mechanical polishing conducted to restore the original
finish to a surface.
(6) Any plating or polishing process that uses process materials
that contain
[[Page 57920]]
cadmium, chromium, lead, or nickel (as the metal) in amounts less than
0.1 percent by weight, or that contain manganese in amounts less than
1.0 percent by weight (as the metal), as used. Information used to
determine the amount of plating and polishing metal HAP in materials
used in the plating or polishing process may include information
reported on the Material Safety Data Sheet for the material, but is not
required. For plating or polishing tanks, the HAP content may be
determined from the final bath contents ``as used'' to plate or to
polish.
* * * * *
0
4. Section 63.11507 is amended as follows:
0
a. By revising paragraph (a)(1) introductory text;
0
b. By revising paragraph (a)(1)(ii);
0
c. By revising paragraph (d)(1);
0
d. By revising paragraph (e);
0
e. By revising paragraph (f)(1); and
0
f. By revising paragraph (f)(2) to read as follows:
Sec. 63.11507 What are my standards and management practices?
(a) * * *
(1) You must use a wetting agent/fume suppressant in the bath of
the affected tank, as defined in Sec. 63.11511, ``What definitions
apply to this subpart?'' and according to paragraphs (a)(1)(i) through
(iii) of this section.
* * * * *
(ii) You must add wetting agent/fume suppressant in proportion to
the other bath chemistry ingredients that are added to replenish the
bath, as in the original make-up of the bath, or in proportions such
that the bath contents are returned to that of the original make-up of
the bath.
(d) * * *
(1) You must measure and record the pH of the bath upon startup of
the bath, as defined in Sec. 63.11511, ``What definitions apply to
this subpart?'' No additional pH measurements are required.
* * * * *
(e) If you own or operate an affected new or existing dry
mechanical polishing machine that emits one or more of the plating and
polishing metal HAP, you must operate a capture system that captures
particulate matter (PM) emissions from the dry mechanical polishing
process and transports the emissions to a cartridge, fabric, or high
efficiency particulate air (HEPA) filter, according to paragraphs
(e)(1) and (2) of this section.
* * * * *
(f) * * *
(1) For existing permanent thermal spraying operations, you must
operate a capture system that collects PM emissions from the thermal
spraying process and transports the emissions to a water curtain,
fabric filter, cartridge, or HEPA filter, according to paragraphs
(f)(1)(i) and (ii) of this section.
* * * * *
(2) For new permanent thermal spraying operations, you must operate
a capture system that collects PM emissions from the thermal spraying
process and transports the emissions to a fabric, cartridge, or HEPA
filter, according to paragraphs (f)(2)(i) and (ii) of this section.
* * * * *
0
5. Section 63.11508 is amended as follows:
0
a. By revising paragraph (c)(3) introductory text;
0
b. By revising paragraph (c)(4) introductory text;
0
c. By revising paragraph (c)(5) introductory text;
0
d. By revising paragraph (c)(6) introductory text;
0
e. By revising paragraph (c)(7)(i);
0
f. By revising paragraph (c)(9)(i);
0
g. By revising paragraph (c)(10)(i);
0
h. By revising paragraph (d)(3)(ii) introductory text;
0
i. By revising paragraph (d)(3)(ii)(A);
0
j. By revising paragraph (d)(5) introductory text;
0
k. By revising paragraph (d)(6) introductory text; and
0
l. By revising paragraph (d)(7) introductory text to read as follows:
Sec. 63.11508 What are my compliance requirements?
* * * * *
(c) * * *
(3) If you own or operate an affected batch electrolytic process
tank, as defined in Sec. 63.11511, ``What definitions apply to this
subpart?'' that contains one or more of the plating and polishing metal
HAP and which is subject to the requirements in Sec. 63.11507(a),
``What are my standards and management practices?'' and you use a tank
cover, as defined in Sec. 63.11511, to comply with Sec. 11507(a), (b)
or (c) of this subpart, you must demonstrate initial compliance
according to paragraphs (c)(3)(i) through (iv) of this section.
* * * * *
(4) If you own or operate an affected continuous electrolytic
process tank, as defined in Sec. 63.11511, ``What definitions apply to
this subpart?'' that contains one or more of the plating and polishing
metal HAP and is subject to the requirements in Sec. 63.11507(a),
``What are my standards and management practices?'' and you cover the
tank surface to comply with Sec. 11507(a), (b) or (c) of this subpart,
you must demonstrate initial compliance according to paragraphs
(c)(4)(i) through (iv) of this section.
* * * * *
(5) If you own or operate an affected flash or short-term
electroplating tank that contains one or more of the plating and
polishing metal HAP and is subject to the requirements in Sec.
63.11507(b), ``What are my standards and management practices?'' and
you comply with Sec. 11507(a), (b) or (c) of this subpart by limiting
the plating time of the affected tank, you must demonstrate initial
compliance according to paragraphs (c)(5)(i) through (iii) of this
section.
* * * * *
(6) If you own or operate an affected flash or short-term
electroplating tank that contains one or more of the plating and
polishing metal HAP and is subject to the requirements in Sec.
63.11507(b), ``What are my standards and management practices?'' and
you comply with Sec. 11507(a), (b) or (c) of this subpart by operating
the affected tank with a cover, you must demonstrate initial compliance
according to paragraphs (c)(6)(i) through (iv) of this section.
* * * * *
(7) * * *
(i) You must report in your Notification of Compliance Status the
pH of the bath solution that was measured at startup, as defined in
Sec. 63.11511, according to the requirements of Sec. 63.11507(d)(1).
* * * * *
(9) * * *
(i) You must install a control system that is designed to capture
PM emissions from the thermal spraying operation and exhaust them to a
water curtain, or a cartridge, fabric, or HEPA filter.
* * * * *
(10) * * *
(i) You must install and operate a control system that is designed
to capture PM emissions from the thermal spraying operation and exhaust
them to a cartridge, fabric, or HEPA filter.
* * * * *
(d) * * *
(3) * * *
(ii) For tanks where the wetting agent/fume suppressant is a
separate ingredient from the other tank additives, you must demonstrate
continuous compliance according to paragraphs (d)(3)(ii) (A) and (B)
this section.
(A) You must add wetting agent/fume suppressant in proportion to
the other
[[Page 57921]]
bath chemistry ingredients that are added to replenish the tank bath,
as in the original make-up of the tank; or in proportion such that the
bath is brought back to the original make-up of the tank.
* * * * *
(5) If you own or operate an affected flash or short-term
electroplating tank that contains one or more of the plating and
polishing metal HAP and is subject to the requirements in Sec.
63.11507(b), ``What are my standards and management practices?'' and
you comply with Sec. 11507(a), (b) or (c) of this subpart by limiting
the plating time for the affected tank, you must demonstrate continuous
compliance according to paragraphs (d)(5)(i) through (iii) of this
section.
* * * * *
(6) If you own or operate an affected batch electrolytic process
tank that contains one or more of the plating and polishing metal HAP
and is subject to the requirements of Sec. 63.11507(a), ``What are my
standards and management practices?'' or a flash or short-term
electroplating tank that contains one or more of the plating and
polishing metal HAP and is subject to the requirements in Sec.
63.11507(b), and you comply with Sec. 11507(a), (b) or (c) of this
section by operating the affected tank with a cover, you must
demonstrate continuous compliance according to paragraphs (d)(6)(i)
through (iii) of this section.
* * * * *
(7) If you own or operate an affected continuous electrolytic
process tank that contains one or more of the plating and polishing
metal HAP and is subject to the requirements in Sec. 63.11507(a),
``What are my standards and management practices?'' and you comply with
Sec. 11507(a), (b) or (c) of this subpart by operating the affected
tank with a cover, you must demonstrate continuous compliance according
to paragraphs (d)(7)(i) and (ii) of this section.
* * * * *
0
6. Section 63.11509 is amended as follows:
0
a. By revising paragraph (a)(4);
0
b. By revising paragraph (b) introductory text;
0
c. By adding new paragraph (b)(3);
0
d. By revising paragraph (c)(3);
0
e. By revising paragraph (c)(4);
0
f. By revising paragraph (c)(5); and
0
g. By revising paragraph (c)(6) to read as follows:
Sec. 63.11509 What are my notification, reporting, and recordkeeping
requirements?
(a) * * *
(4) If you startup your new affected source after July 1, 2008, you
must submit an Initial Notification when you become subject to this
subpart.
(b) If you own or operate an affected source, you must submit a
Notification of Compliance Status in accordance with paragraphs (b)(1)
through (3) of this section.
* * * * *
(3) If a facility makes a change to any items in (b)(2)(i), iii,
and (iv) of this section that does not result in a deviation, an
amended Notification of Compliance Status should be submitted within 30
days of the change.
(c) * * *
(3) If you own or operate an affected flash or short-term
electroplating tank that is subject to the requirements in Sec.
63.11507(b), ``What are my standards and management practices?'' and
you comply with Sec. 11507(a), (b) or (c) of this subpart by limiting
the plating time of the affected tank, you must state in your annual
compliance certification that you have limited short-term or flash
electroplating to no more than 1 cumulative hour per day or 3
cumulative minutes per hour of plating time.
(4) If you own or operate an affected batch electrolytic process
tank that is subject to the requirements of Sec. 63.11507(a) or a
flash or short-term electroplating tank that is subject to the
requirements in Sec. 63.11507(b), ``What are my standards and
management practices?'' and you comply with Sec. 11507(a), (b) or (c)
of this subpart by operating the affected tank with a cover, you must
state in your annual certification that you have operated the tank with
the cover in place at least 95 percent of the electrolytic process
time.
(5) If you own or operate an affected continuous electrolytic
process tank that is subject to the requirements of Sec. 63.11507(a),
``What are my standards and management practices?'' and you comply with
Sec. 11507(a), (b) or (c) of this subpart by operating the affected
tank with a cover, you must state in your annual certification that you
have covered at least 75 percent of the surface area of the tank during
all periods of electrolytic process operation.
(6) If you own or operate an affected tank or other affected
plating and polishing operation that is subject to the management
practices specified in Sec. 63.11507(g), ``What are my standards and
management practices?'' you must state in your annual compliance
certification that you have implemented the applicable management
practices, as practicable.
* * * * *
0
7. Section 63.11511 is amended by:
0
a. Adding, in alphabetical order, new definitions of ``bench-scale,''
``conversion coatings,'' ``filters,'' ``major facility for HAP,''
``maintenance,'' ``metal HAP content of material used in plating and
polishing,'' ``repair,'' and ``startup of the tank bath''; and
0
b. Revising the definitions of ``bath,'' ``dry mechanical polishing,''
``electropolishing,'' ``fabric filter,'' ``flash electroplating,''
``metal coating operation,'' ``non-electrolytic plating,'' ``plating
and polishing facility,'' ``plating and polishing metal HAP,''
``plating and polishing process tanks,'' and ``thermal spraying.''
Sec. 63.11511 What definitions apply to this subpart?
* * * * *
Bath means the liquid contents of a tank, as defined in this
section, which is used for electroplating, electroforming,
electropolishing, or other metal coating processes at a plating and
polishing facility.
Bench-scale means any operation that is small enough to be
performed on a bench, table, or similar structure so that the equipment
is not directly contacting the floor.
* * * * *
Conversion coatings are coatings that form a hard metal finish on
an object when the object is submerged in a tank bath or solution that
contains the conversion coatings. Conversion coatings for the purposes
of this rule include coatings composed of chromium, as well as the
other plating and polishing metal HAP, where no electrical current is
used.
* * * * *
Dry mechanical polishing means a process used for removing defects
from and smoothing the surface of finished metals and formed products
after plating or thermal spraying with any of the plating and polishing
metal HAP, as defined in this section, using automatic or manually-
operated machines that have hard-faced abrasive wheels or belts and
where no liquids or fluids are used to trap the removed metal
particles. The affected process does not include polishing with use of
pastes, liquids, lubricants, or any other added materials.
* * * * *
Electropolishing means an electrolytic process performed in a tank
after plating that uses or emits any of the plating and polishing metal
HAP, as defined in this section, in which a work piece is attached to
an anode immersed in a bath, and the metal substrate is dissolved
electrolytically, thereby removing the surface contaminant;
[[Page 57922]]
electropolishing is also called electrolytic polishing. For the
purposes of this subpart, electropolishing does not include bench-scale
operations.
Fabric filter means a type of control device used for collecting PM
by filtering a process exhaust stream through a filter or filter media.
A fabric filter is also known as a baghouse.
Filters, for the purposes of this part, include cartridge, fabric,
or HEPA filters, as defined in this section.
Flash electroplating means an electrolytic process performed in a
tank that uses or emits any of the plating and polishing metal HAP, as
defined in this section, and that is used no more than 3 cumulative
minutes per hour or no more than 1 cumulative hour per day.
* * * * *
Maintenance is any process at a plating and polishing facility that
is performed to keep the process equipment or the facility operating
properly and is not performed on items to be sold as products.
Major facility for HAP is any facility that emits greater than 10
tpy of any HAP, or that emits a combined total of all HAP of over 25
tpy, where the HAP used to determine the total facility emissions are
not restricted to only plating and polishing metal HAP or from only
plating and polishing operations.
* * * * *
Metal coating operation means any process performed either in a
tank that contains liquids or as part of a thermal spraying operation,
that applies one or more plating and polishing metal HAP, as defined in
this section, to the surface of parts and products used in
manufacturing. These processes include but are not limited to: non-
chromium electroplating; electroforming; electropolishing; non-
electrolytic metal coating processes, such as chromate conversion
coating, electroless nickel plating, nickel acetate sealing, sodium
dichromate sealing, and manganese phosphate coating; and thermal or
flame spraying.
Metal HAP content of material used in plating and polishing is the
HAP content as determined from an analysis or engineering estimate of
the HAP contents of the tank bath or solution, in the case of plating,
metal coating, or electropolishing; or the HAP content of the metal
coating being applied in the case of thermal spraying. Safety data
sheet (SDS) information may be used in lieu of testing or engineering
estimates but is not required to be used.
* * * * *
Non-electrolytic plating means a process that uses or emits any of
the plating and polishing metal HAP, as defined in this section, in
which metallic ions in a plating bath or solution are reduced to form a
metal coating at the surface of a catalytic substrate without the use
of external electrical energy. Non-electrolytic plating is also called
electroless plating. Examples include chromate conversion coating,
nickel acetate sealing, electroless nickel plating, sodium dichromate
sealing, and manganese phosphate coating.
* * * * *
Plating and polishing facility means a facility engaged in one or
more of the following processes that uses or emits any of the plating
and polishing metal HAP, as defined in this section: electroplating
processes