Schools and Libraries Universal Service Support Mechanism and a National Broadband Plan for Our Future, 56295-56304 [2011-23267]
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Federal Register / Vol. 76, No. 177 / Tuesday, September 13, 2011 / Rules and Regulations
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anticipation of a future rulemaking
addressing the population for which
inflatable recreational PFDs are
approved. The Coast Guard is
withdrawing that rule because we
received an adverse comment. That rule
will not become effective as scheduled.
Instead, the Coast Guard plans to
consider these issues in a notice of
proposed rulemaking.
DATES: The direct final rule published
March 30, 2011, (76 FR 17561), is
withdrawn effective September 13,
2011.
ADDRESSES: The docket for this
rulemaking, USCG–2011–0076, is
available for inspection or copying at
the Docket Management Facility (M–30),
U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. You may also
find this docket on the Internet by going
to https://www.regulations.gov, inserting
USCG–2011–0076 in the ‘‘Keyword’’
box, and then clicking ‘‘Search.’’
FOR FURTHER INFORMATION CONTACT: If
you have questions about this notice,
call or e-mail Ms. Brandi Baldwin,
Lifesaving and Fire Safety Division (CG–
5214), U.S. Coast Guard, telephone 202–
372–1394, e-mail
Brandi.A.Baldwin@uscg.mil. If you have
questions on viewing material in the
docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone
202–366–9826.
SUPPLEMENTARY INFORMATION:
Background
On March 30, 2011, we published a
direct final rule entitled ‘‘Inflatable
Personal Flotation Devices’’ in the
Federal Register (76 FR 17561). That
rule would have revised 46 CFR part
160, subpart 160.076 to update the
editions of the Underwriters
Laboratories (UL) Standards
incorporated by reference and made
necessary conforming changes resulting
from incorporating the updated
standards. The conforming changes
included removing test methods,
acceptance criteria, and other standards
currently contained in subpart 160.076
that are made redundant by the newer
editions of the UL Standards. That rule
also made minor regulatory text
revisions to subpart 160.076 which had
a non-substantive effect.
We published the rule as a direct final
rule under 33 CFR 1.05–55 because we
considered this rule to be
noncontroversial and did not expect any
adverse comment regarding this
rulemaking. In the direct final rule we
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notified the public of our intent to make
the rule effective on September 26,
2011, unless an adverse comment or
notice of intent to submit an adverse
comment was received on or before May
31, 2011.
We received three submissions during
this comment period, and have
determined that one of those
submissions contains an adverse
comment, as explained below. As such
the Coast Guard is withdrawing the
direct final rule and is instead planning
to consider these issues in a notice of
proposed rulemaking.
Withdrawal
The Coast Guard received three
submissions in response to the direct
final rule: one supportive of the
rulemaking generally, one which raised
questions about a revision to one of the
standards incorporated by reference,
and one adverse comment related to the
deletion of the words ‘‘approved for use
by adults only’’ from the regulations.
One commenter expressed support for
the rule, citing the removal of barriers
to the development of innovative PFDs
leading to an expected improvement in
the quality and variety of inflatable
lifejackets available to the public. The
Coast Guard appreciates this support.
One commenter expressed
disagreement with a specific revision
made to UL Standard 1191, which
increased the tolerance for the
minimum gross weight of inflation gas
cylinders from 10% to 15%. Following
publication of the direct final rule, UL
1191 was revised to return this value to
10%.
Another commenter expressed
concern about deleting the words
‘‘approved for use by adults only’’; the
Coast Guard has determined this
comment to be an adverse comment. In
the direct final rule, we explained that
a comment is considered adverse if the
comment explains why this rule or a
part of this rule would be inappropriate,
including a challenge to its underlying
premise or approach, or why it would
be ineffective or unacceptable without a
change (76 FR 17563). This commenter
explains that deleting the words
‘‘approved for use by adults only’’
would create a perception that inflatable
PFDs for youth would be available on
the date this rule goes into effect, would
facilitate teens using existing inflatable
PFDs, and would enable the marketing
of existing inflatable PFDs to youth. The
commenter also expressed concern that
this rulemaking is premature in light of
the work that still needs to be done to
evaluate sizing requirements for infant
or child PFDs. Because the Coast Guard
considers these concerns to be adverse
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comments, the Coast Guard is
withdrawing the direct final rule. The
Coast Guard will seek comment on the
commenter’s concerns in the
forthcoming notice of proposed
rulemaking.
Dated: September 7, 2011.
J.G. Lantz,
Director of Commercial Regulations and
Standards, U.S. Coast Guard.
[FR Doc. 2011–23271 Filed 9–12–11; 8:45 am]
BILLING CODE 9110–04–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 54
[CC Docket No. 02–6, GN Docket No. 09–
51; FCC 11–125]
Schools and Libraries Universal
Service Support Mechanism and a
National Broadband Plan for Our
Future
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission
(Commission) adds the statutory
language from the Protecting Children
in the 21st Century Act regarding the
education of students about appropriate
online behavior to the existing
Commission rules implementing the
Children’s Internet Protection Act
(CIPA) for the schools and libraries
universal service support mechanism
(also known as the E-rate program). The
Commission also makes minor nonsubstantive revisions to its rules to
conform to existing statutory language
from the CIPA statute where necessary.
Finally, the Commission makes minor
corrections to its Schools and Libraries
Sixth Report and Order.
DATES: October 13, 2011.
FOR FURTHER INFORMATION CONTACT: Cara
Voth, Attorney Advisor, at 202–418–
7400, Telecommunications Access
Policy Division, Wireline Competition
Bureau.
SUMMARY:
This is a
summary of the Commission’s Report
and Order (Order) in CC Docket No. 02–
6, GN Docket No. 09–51, FCC 11–125,
released on August 11, 2011. The full
text of this document is available for
public inspection during regular
business hours in the FCC Reference
Center, Room CY–A257, 445 12th Street,
SW., Washington, DC 20554.
SUPPLEMENTARY INFORMATION:
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I. Introduction
1. This order adds the statutory
language from the Protecting Children
in the 21st Century Act regarding the
education of students about appropriate
online behavior to the existing
Commission rules implementing the
Children’s Internet Protection Act
(CIPA) for the schools and libraries
universal service support mechanism
(also known as the E-rate program). The
Commission’s CIPA rules were also
implemented at the direction of
Congress, and school and library E-rate
applicants that seek to receive discounts
on Internet access or internal
connections have been required to
certify their compliance with CIPA
since 2001. The Protecting Children in
the 21st Century Act directs E-rate
applicants to also certify that their
CIPA-required Internet safety policies
provide for the education of students
regarding appropriate online behavior
including interacting with other
individuals on social networking Web
sites and in chat rooms, and regarding
cyberbullying awareness and response.
We implement this statutory language
verbatim. We also make minor nonsubstantive revisions to Commission
rules to conform to existing statutory
language from the CIPA statute where
necessary. Finally, we make minor
corrections to the Commission’s Schools
and Libraries Sixth Report and Order,
75 FR 75393, December 3, 2010.
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II. Discussion
A. Protecting Children in the 21st
Century Act Revisions
2. Revision to section 54.520(c)(1)(i) of
the Commission’s rules. We revise
§ 54.520(c)(1)(i) of the Commission’s
rules to include the new certification
requirement added by the Protecting
Children in the 21st Century Act. We
revise § 54.520(c)(1)(i) of the
Commission’s rules to add a
certification provision that a school’s
Internet safety policy must provide for
the education of minors about
appropriate online behavior, including
interacting with other individuals on
social networking Web sites and in chat
rooms and cyberbullying awareness and
response.
3. We note that the Notice of Proposed
Rulemaking (NPRM), released
November 5, 2009, included a proposed
rule that the school’s Internet safety
policy ‘‘must educate minors about
appropriate online behavior.’’ Tech Ed
Services raised concerns that the
language in the proposed rule could be
interpreted to require that the actual
Internet safety policy document itself
educate minors about appropriate
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online behavior. In response, we have
revised the rule to make clear that the
Internet safety policy must provide for
the education of minors about
appropriate online behavior. The new
rule states: ‘‘This Internet safety policy
must also include monitoring the online
activities of minors and must provide
for educating minors about appropriate
online behavior, including interacting
with other individuals on social
networking Web sites and in chat rooms
and cyberbullying awareness and
response.’’ We believe this makes clear
that, although a school’s Internet safety
policy may include the development
and use of educational materials, the
policy itself does not have to include
such materials.
4. As required by the Protecting
Children in the 21st Century Act, a
school, school board, school district,
local education agency, or other
Administrative Authority of a school
receiving E-rate funding for Internet
access and internal connections must
certify on its FCC Form 486 or FCC
Form 479, beginning with funding year
2012, that it has updated its Internet
safety policy. The update must include
provisions for educating minors about
appropriate online behavior, including
interacting with other individuals on
social networking Web sites and in chat
rooms, and cyberbullying awareness
and response. Although we encourage
schools to update their Internet safety
policies as soon as practicable, making
this requirement effective for the 2012
funding year, which begins July 1, 2012,
will give schools adequate time to
amend their Internet safety policies and
to implement procedures to comply
with the new requirements after the
completion of this rulemaking
proceeding. Unless required by local or
state rules, schools will not need to
issue an additional public notice and
hold a hearing in order to update their
Internet safety policies in accordance
with the new Protecting Children in the
21st Century Act requirements. We also
note that although the FCC Forms 486
and 479 do not need to be amended
because the existing language already
incorporates a certification of
compliance with all of the statutory
requirements, the instructions to these
forms will be revised to list each
requirement individually, including the
requirements we adopt today.
5. At this time, we decline to define
or interpret the terms provided in the
new statutory language, such as ‘‘social
networking’’ or ‘‘cyberbullying.’’ In
addition, we will not detail specific
procedures or curriculum for schools to
use in educating students about
appropriate online behavior because
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these are determinations that are better
be made by schools implementing this
policy in the first instance. Furthermore,
section 254(l), is an example of
Congress’s intent to have local
authorities make decisions in this area.
We believe that by not defining terms
such as ‘‘cyberbullying’’ in this
proceeding, we are acting in accordance
with this intent. We note, however, that
schools can find a number of resources
available to them as they prepare their
Internet safety policies to provide for
the education of students about
appropriate online behavior. Many of
these resources are online, including,
for example, the ideas and links for
parents of children that use the Internet
supported by OnGuardOnline.gov, the
Web site the Federal Trade Commission
jointly developed with the FCC, other
federal government offices, and various
technology industry organizations.
B. Other Proposed Rule Revisions
6. We also revise certain rules to
conform more accurately to the existing
statutory language, as proposed in the
NPRM. We emphasize that these
revisions do not impose additional
obligations on E-rate participants, but
merely mirror the existing statutory
language and codify existing statutory
requirements. Many of our
modifications will simplify the
application process by including in our
rules important definitions that we
previously required applicants to look
up from other sources. Contrary to the
suggestion of one commenter, E-rate
participants will not need to undergo
new training or re-file any forms as a
result of our conforming our rules to the
existing statutory language unless they
have been non-compliant with these
existing obligations. We note that one
commenter objected to these rule
revisions generally on the basis that the
revisions are unnecessary and will
cause confusion. We conclude,
however, that these rule revisions will
eliminate potential confusion by making
the rules reflect the statutory language
more accurately and clarifying all of the
CIPA obligations.
7. Our first revisions clarify and add
various defined terms relating to the
CIPA obligations. First, we revise the
rules so that the definitions of
elementary and secondary schools are
consistent throughout our rules and
reflect the exact statutory wording of 20
U.S.C. 7801(18) and (38). According to
this statute, an elementary school is ‘‘a
nonprofit institutional day or residential
school, including a public elementary
charter school, that provides elementary
education, as determined under State
law.’’ A secondary school is ‘‘a
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nonprofit institutional day or residential
school, including a public secondary
charter school, that provides secondary
education, as determined under State
law, except that the term does not
include any education beyond grade
12.’’ At this time, Commission rule
§ 54.500, § 54.501, and § 54.504 all
contain differently worded references to
definitions of elementary and secondary
schools. We first note that the existing
definition of elementary school in
§ 54.500(c) of the Commission’s rules
tracks the statutory definition of an
elementary school. We revise
§ 54.500(k) of the Commission’s rules to
make it consistent with the statute that
a secondary school is ‘‘a nonprofit
institutional day or residential school,
including a public secondary charter
school, that provides secondary
education, as determined under State
law, except that the term does not
include any education beyond grade
12.’’ We also revise Commission’s rules
§ 54.501(a)(1), § 54.503(c)(2)(i), and
§ 54.504(a)(1)(i) to refer consistently and
identically to § 54.500 definitions of
elementary and secondary schools. We
disagree with the ALA’s concern that
schools will be confused about their
eligibility if we use the statutory
definitions in our rules. We believe that
it will be easier for entities to determine
their eligibility because they will only
have to look at the Commission’s rules
instead of having also to look at the
statute.
8. Second, we revise § 54.520(a)(1) of
the Commission’s rules to add ‘‘school
board’’ to the definition of entities that
are subject to CIPA certifications.
Although section 254(h) of the Act
includes the term ‘‘school board’’ as an
entity to which the CIPA certifications
may apply, the existing rules do not
include this term. We believe that this
revision clarifies that school boards are
authorized to make CIPA certifications.
We note that although the statute does
not include the term ‘‘school district’’ as
an entity to which the CIPA
certifications apply, existing rules do
include the term ‘‘school district.’’ We
will not delete the term ‘‘school
district,’’ however, to prevent any
confusion; we will continue to treat a
school district as an entity that may be
authorized to make CIPA certifications.
9. Third, we revise § 54.520(a)(4) of
the Commission’s rules to add the
existing statutory definitions of the
terms ‘‘minor,’’ ‘‘obscene,’’ ‘‘child
pornography,’’ ‘‘harmful to minors,’’
‘‘sexual act,’’ ‘‘sexual contact,’’ and
‘‘technology protection measure,’’
consistent with the statute. Section
54.520 of our rules does not currently
include the definitions of these terms,
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but instead refers back to the CIPA
statute. We find that including the
statutory definitions of these terms in
our rules will make it easier for E-rate
program participants to understand
their CIPA obligations. We disagree with
ALA’s concern that we should not
include the definition of ‘‘minor’’ in our
rules because the definition of ‘‘minor’’
varies among the states. The potential
confusion caused by so many different
definitions of ‘‘minor’’ among the states
is precisely why we should clarify that
term for purposes of E-rate funding.
Regardless of a state’s definition of a
minor, for CIPA purposes, E-rate
program participants must use the CIPA
statutory definition of ‘‘minor’’ we now
set forth in our rules.
10. Fourth, we revise our rules by
adding the statutory provisions related
to local authorities’ rights and
obligations regarding technology
protection measures. We revise
Commission’s rules §§ 54.520(c)(1)(i)
and 54.520(c)(2)(i)—consistent with
sections 254(h)(5)(B)(ii), (h)(5)(C)(ii),
(h)(6)(B)(ii), and (h)(6)(C)(ii) of the Act—
to state that a school or library must
enforce the operation of technology
protection measures while the school or
library computers with Internet access
are being used. Although this is an
existing obligation that was not codified
in our rules previously, we find that
codification of the obligation is
desirable to clarify the CIPA
responsibilities of E-rate participants.
11. We further revise Commission’s
rules § 54.520(c)(1)(i) and
§ 54.520(c)(2)(i) to reflect language in
sections 254(h)(5)(D) and (h)(6)(D) of the
Act that permits an administrator,
supervisor, or other person authorized
by the certifying authority to disable an
entity’s technology protection measure
to allow for bona fide research or ‘‘other
lawful purpose by an adult.’’ We note
that in the 2001 CIPA Order, 66 FR
19394, April 16, 2001, although the
Commission acknowledged this
statutory provision, it declined to adopt
any implementing rule provision,
stating that:
[w]e decline to promulgate rules mandating
how entities should implement these
provisions. Federally-imposed rules directing
school and library staff when to disable
technology protection measures would likely
be overbroad and imprecise, potentially
chilling speech, or otherwise confusing
schools and libraries about the requirements
of the statute. We leave such determinations
to local communities, whom we believe to be
most knowledgeable about the varying
circumstances of schools or libraries within
those communities.
The Commission stated at that time
that its decision was supported by
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commenter concerns about the difficulty
of school or library staff in determining
whether an adult user was engaging in
bona fide research or other lawful
purposes and would impinge upon staff
resources.
12. We decline to mandate specific
methods for disabling technology
protection measures, but rather codify
in our rules the statutory language of
sections 254(h)(5)(D) and (h)(6)(D). This
should make clear that the statutory
permission to disable technology
measures exists without imposing
undue burdens on schools or libraries
regarding how this provision should be
applied. We agree with the ALA and
SECA that we should not define ‘‘bona
fide research’’ because we believe that
determination should be left to the
affected schools and libraries. For
similar reasons, we also decline to set
forth how much disclosure must
accompany requests for disabling and
other matters related to disabling. We
continue to believe that we should leave
these determinations to local
communities because they are the most
knowledgeable about the varying
circumstances of the schools or libraries
within their communities.
13. As required by the statute, we also
add a rule provision to require local
determination of what matter is
inappropriate for minors. The
commenters overwhelmingly support
this provision. Among other things, the
statute states that a determination
regarding what matter is inappropriate
for minors shall be made by the school
board, local educational agency, library,
or other authority responsible for
making the determination. Although
this is mandated by the statute, it is not
currently in the Commission’s rules. We
believe codifying this statutory
provision will provide clarity on the
authority of the local community to
decide what is best for its schools and
libraries.
14. In addition, we take this
opportunity to address an issue raised
by SECA. SECA expressed concern
about a situation in which an audit
administered by Universal Service
Administrative Company (USAC) found
that a school violated CIPA
requirements because it allowed access
to Facebook and MySpace. Although it
is possible that certain individual
Facebook or MySpace pages could
potentially contain material harmful to
minors, we do not find that these Web
sites are per se ‘‘harmful to minors’’ or
fall into one of the categories that
schools and libraries must block. In
addition, the statute states that local
school and library authorities are the
appropriate bodies to determine what
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online content is inappropriate for
minors accessing the Internet through
their facilities. Indeed, the U.S.
Department of Education recently found
that social networking Web sites have
the potential to support student
learning, stating that students can
‘‘participate in online social networks
where people from all over the world
share ideas, collaborate, and learn new
things.’’ Declaring such sites
categorically harmful to minors would
be inconsistent with the Protecting
Children in the 21st Century Act’s focus
on ‘‘educating minors about appropriate
online behavior, including interacting
with other individuals on social
networking Web sites and in chat
rooms, and cyberbullying awareness
and response.’’
15. Our next rules pertain to record
retention and the obligation to produce
Internet safety policies. We add a rule
provision requiring each Internet safety
policy that is adopted pursuant to
section 254(l) of the Act to be made
available to the Commission upon
request. Although this requirement is
mandated by the statute, it is not
currently in the Commission’s rules. In
adopting this rule, we do not intend to
withhold E-rate funds pending a review
of such policies. We also emphasize that
the Commission is not mandating a
wholesale collection of Internet safety
policies. An entity would only need to
produce its Internet safety policy upon
request by the Commission. We do not
anticipate that the Commission would
request this information with any more
frequency than it has before, and
therefore do not see this rule provision
as imposing any new burden.
16. We find that the maintenance of
the Internet safety policy should be in
accordance with the existing audit and
recordkeeping requirements of
Commission rule § 54.516(a) and
existing certification number 10 on the
FCC Form 486, which require schools
and libraries to retain documents for at
least five years after the last day of
service delivered in a particular funding
year. In applying this requirement to
Internet safety policies, we conclude
that a school or library should be
required to retain its Internet safety
policy documentation for a period of
five years after the funding year in
which the policy was relied upon to
obtain E-rate funding. For example, if a
school adopted an Internet safety policy
in 2002 and used that same policy to
make its certification in funding year
2009, the school must retain its Internet
safety policy documentation for five
years after the last day of service for
funding year 2009.
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17. We also add a rule provision
requiring a local public notice and a
hearing or meeting to address any
Internet safety policies newly adopted
pursuant to CIPA. Although this is
mandated by the statute and was
discussed in the CIPA Order, there is no
provision addressing this issue in the
existing rules. As discussed in the
NPRM, this requirement only applies to
an entity that has no previous Internet
safety policy or did not provide public
notice and a hearing or meeting when it
adopted its Internet safety policy.
Unless required by local or state rules,
an additional public notice and a
hearing or meeting is not necessary for
amendments to Internet safety policies,
including the changes to schools’
Internet safety policies required by the
Protecting Children in the 21st Century
Act. We understand, however, that a
school or library might have convened
such a hearing or meeting before we
adopted our record retention rules in
August 2004, and may not have retained
a record of the hearing or meeting. As
such, we will not consider it a CIPA
violation if the hearing or meeting was
held prior to August 2004, and the
entity cannot produce such records.
However, prospectively, an entity must,
at a minimum, keep at least some record
of when the public notice and hearing
or meeting took place (e.g., a copy of the
meeting agenda, or a newspaper article
announcing the hearing or meeting).
Finally, in response to the concerns of
several commenters, we conclude that if
an entity’s existing Internet safety policy
contains language sufficient to
encompass the new requirements of the
Protecting Children in the 21st Century
Act, then no amendment to the policy
is required.
18. We next address SECA’s request
for clarification on compliance and
penalties regarding CIPA requirements.
SECA requests that the Commission
instruct USAC that ‘‘technical
violations’’ of the CIPA requirements do
not warrant immediate recovery of
funds and that affected applicants
should be given the opportunity to cure
any omissions. We agree that in certain
circumstances, USAC should give
applicants the opportunity to correct
minor errors that could result in
violations of the Commission’s CIPA
rules before instituting recovery of Erate funds, but such errors must be
immaterial to statutory CIPA
certification compliance. For example, if
a school has complied in practice with
the CIPA certification it has made with
regard to the use of its Internet access
services by minors, but has
inadvertently left out one of the details
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of its practice in its written Internet
safety policy, we would consider that to
be an immaterial error that could be
cured.
19. We also revise Commission’s rules
§§ 54.520(c)(1)(iii)(B), (c)(2)(iii)(B), and
(c)(3)(i)(B) to clarify that, in the first
year of an entity’s participation in the Erate program only, the entity’s
Administrative Authority may certify on
the FCC Form 486 or 479 that it will
complete all CIPA requirements by the
following funding year and still receive
funding for the current funding year.
The text of the existing rules contains an
option for a grace period, by which an
Administrative Authority may certify
that it will come into compliance with
the CIPA requirements by the next
funding year, but does not specify that
this certification option is only
applicable to entities that are applying
for E-rate discounts for the first time.
We believe this clarification will help
new applicants understand their CIPA
obligations during their first year of Erate funding. We note that ALA
expresses concern that parties will be
confused by this revision. We disagree.
As ALA itself states, the FCC Form 486
instructions go into great detail about
the circumstances under which an
entity may certify that it will come into
compliance with the CIPA requirements
by the next funding year. We also note
that USAC has extensive guidance on its
Web site on compliance with the CIPA
requirements, including when the grace
period applies, and this guidance will
continue to be available to parties.
20. Some E-rate recipients have
sought guidance regarding the potential
application of CIPA requirements to the
use of portable devices owned by
students and library patrons, such as
laptops and cellular telephones, when
those devices are used in a school or
library to obtain Internet access that has
been funded by E-rate. We recognize
that this is an increasingly important
issue, as portable Internet access devices
proliferate in schools and libraries. We
believe it may be helpful to clarify the
appropriate policies in this area, and
intend to seek public comment in a
separate proceeding.
21. Finally, we take this opportunity
to make minor corrections to the
Schools and Libraries Sixth Report and
Order released September 28, 2010.
Among other things, the Commission
included dark fiber on the Eligible
Services List (ESL) and allowed eligible
schools and libraries to receive support
for the lease of fiber, whether lit or dark,
as a priority one service from any entity.
In the discussion of dark fiber, the
seventh sentence in paragraph 9
currently reads: ‘‘We emphasize that
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selecting a telecommunications carrier
as a service provider does not absolve
schools and libraries of their obligation
to adhere to the Children’s Internet
Protection Act (CIPA) requirements
when they use that service to obtain
Internet service or access to the
Internet.’’ We revise the last part of that
sentence to read: ‘‘ * * * when they use
USF funding to obtain discounted
Internet access service.’’
22. In addition, we also correct
Commission’s rule § 54.507(g)(1)(i) of
the final rules to the Schools and
Libraries Sixth Report and Order which
currently reads: ‘‘(i) Schools and
Libraries Corporation shall first
calculate the demand for
telecommunications,
telecommunications services, voicemail, and Internet access for all discount
categories as determined by the schools
and libraries discount matrix in
§ 54.505(c) of the Commission’s rules.
These services shall receive first priority
for the available funding.’’ We revise
this rule to change ‘‘Schools and
Libraries Corporation’’ to
‘‘Administrator’’ and to reflect that
voice mail, although eligible for E-rate
discounts, does not need to be listed as
an individual eligible service in our
rules. We revise the rule to read: ‘‘(i)
The Administrator shall first calculate
the demand for services listed under the
telecommunications services,
telecommunications, and Internet access
categories on the eligible services list for
all discount levels, as determined by the
schools and libraries discount matrix in
§ 54.505(c) of the Commission’s rules.
These services shall receive first priority
for the available funding.’’
III. Procedural Matters
A. Final Regulatory Flexibility Analysis
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23. As required by the Regulatory
Flexibility Act (RFA), an Initial
Regulatory Flexibility Analysis (IRFA)
was prepared and incorporated in the
NPRM in CC Docket 02–6. The
Commission sought written public
comment on the proposals in the NPRM,
including comment on the IRFA. We
did not receive any comments
specifically directed toward the IRFA.
This final Regulatory Flexibility
Analysis (FRFA) conforms to the RFA.
B. Need for, and Objectives of, the
Report and Order
24. This Report and Order revises the
Commission’s rules to add a new
certification for elementary and
secondary schools that have computers
with Internet access and receive
discounts under the E-rate program,
pursuant to the mandate of the
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Protecting Children in the 21st Century
Act. Such action is necessary to comply
with the Protecting Children in the 21st
Century Act. We also adopt revisions to
related Commission rules to reflect
existing statutory language more
accurately. Finally, we make corrections
and add a clarification related to the
Commission’s Schools and Libraries
Sixth Report and Order (FCC 10–175).
C. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
25. No comments specifically
addressed the IRFA.
D. Description and Estimate of the
Number of Small Entities to Which
Rules May Apply
26. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules, if adopted. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A small
business concern is one that: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA). Nationwide,
there are a total of approximately 29.6
million small businesses, according to
the SBA. A ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field.’’ Nationwide, as of 2002, there
were approximately 1.6 million small
organizations. The term ‘‘small
governmental jurisdiction’’ is defined
generally as ‘‘governments of cities,
towns, townships, villages, school
districts, or special districts, with a
population of less than fifty thousand.’’
Census Bureau data for 2002 indicate
that there were 87,525 local
governmental jurisdictions in the
United States. We estimate that, of this
total, 84,377 entities were ‘‘small
governmental jurisdictions.’’ Thus, we
estimate that most governmental
jurisdictions are small.
27. Small entities potentially affected
by the proposals herein include eligible
schools and libraries and the eligible
service providers offering them
discounted services.
28. Schools and Libraries. As noted,
‘‘small entity’’ includes non-profit and
small government entities. Under the
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schools and libraries universal service
support mechanism, which provides
support for elementary and secondary
schools and libraries, an elementary
school is generally ‘‘a non-profit
institutional day or residential school
that provides elementary education, as
determined under state law.’’ A
secondary school is generally defined as
‘‘a non-profit institutional day or
residential school that provides
secondary education, as determined
under state law,’’ and not offering
education beyond grade 12. For-profit
schools and libraries, and schools and
libraries with endowments in excess of
$50,000,000, are not eligible to receive
discounts under the program, nor are
libraries whose budgets are not
completely separate from any schools.
Certain other statutory definitions apply
as well. The SBA has defined for-profit,
elementary and secondary schools and
libraries having $6 million or less in
annual receipts as small entities. In
funding year 2007 approximately
105,500 schools and 10,950 libraries
received funding under the schools and
libraries universal service mechanism.
Although we are unable to estimate with
precision the number of these entities
that would qualify as small entities
under SBA’s size standard, we estimate
that fewer than 105,500 schools and
10,950 libraries might be affected
annually by our action, under current
operation of the program.
29. Telecommunications Service
Providers. First, neither the Commission
nor the SBA has developed a size
standard for small incumbent local
exchange services. The closest size
standard under SBA rules is for Wired
Telecommunications Carriers. Under
that size standard, such a business is
small if it has 1,500 or fewer employees.
According to Commission data, 1,311
incumbent carriers reported that they
were engaged in the provision of local
exchange services. Of these 1,311
carriers, an estimated 1,024 have 1,500
or fewer employees and 287 have more
than 1,500 employees. Thus, under this
category and associated small business
size standard, we estimate that the
majority of entities are small. We have
included small incumbent local
exchange carriers in this RFA analysis.
A ‘‘small business’’ under the RFA is
one that, inter alia, meets the pertinent
small business size standard (e.g., a
telephone communications business
having 1,500 or fewer employees), and
‘‘is not dominant in its field of
operation.’’ The SBA’s Office of
Advocacy contends that, for RFA
purposes, small incumbent local
exchange carriers are not dominant in
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their field of operation because any such
dominance is not ‘‘national’’ in scope.
We have therefore included small
incumbent carriers in this RFA analysis,
although we emphasize that this RFA
action has no effect on the
Commission’s analyses and
determinations in other, non-RFA
contexts.
30. Second, neither the Commission
nor the SBA has developed a definition
of small entities specifically applicable
to providers of interexchange services
(IXCs). The closest applicable definition
under the SBA rules is for wired
telecommunications carriers. This
provides that a wired
telecommunications carrier is a small
entity if it employs no more than 1,500
employees. According to the
Commission’s 2008 Trends Report, 300
companies reported that they were
engaged in the provision of
interexchange services. Of these 300
IXCs, an estimated 268 have 1,500 or
fewer employees and 32 have more than
1,500 employees. Consequently, the
Commission estimates that most
providers of interexchange services are
small businesses.
31. Third, neither the Commission nor
the SBA has developed a definition of
small entities specifically applicable to
competitive access services providers
(CAPs). The closest applicable
definition under the SBA rules is for
wired telecommunications carriers. This
provides that a wired
telecommunications carrier is a small
entity if it employs no more than 1,500
employees. According to the 2008
Trends Report, 1,005 CAPs and
competitive local exchange carriers
(competitive LECs) reported that they
were engaged in the provision of
competitive local exchange services. Of
these 1,005 CAPs and competitive LECs,
an estimated 918 have 1,500 or fewer
employees and 87 have more than 1,500
employees. Consequently, the
Commission estimates that most
providers of competitive exchange
services are small businesses.
32. Wireless Telecommunications
Carriers (except Satellite). Since 2007,
the Census Bureau has placed wireless
firms within this new, broad, economic
census category. Prior to that time, such
firms were within the now-superseded
categories of ‘‘Paging’’ and ‘‘Cellular and
Other Wireless Telecommunications.’’
Under the present and prior categories,
the SBA has deemed a wireless business
to be small if it has 1,500 or fewer
employees. Because Census Bureau data
are not yet available for the new
category, we will estimate small
business prevalence using the prior
categories and associated data. For the
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category of Paging, data for 2002 show
that there were 807 firms that operated
for the entire year. Of this total, 804
firms had employment of 999 or fewer
employees, and three firms had
employment of 1,000 employees or
more. For the category of Cellular and
Other Wireless Telecommunications,
data for 2002 show that there were 1,397
firms that operated for the entire year.
Of this total, 1,378 firms had
employment of 999 or fewer employees,
and 19 firms had employment of 1,000
employees or more. Thus, we estimate
that the majority of wireless firms are
small.
33. Wireless telephony includes
cellular, personal communications
services, and specialized mobile radio
telephony carriers. As noted, the SBA
has developed a small business size
standard for Wireless
Telecommunications Carriers (except
Satellite). Under the SBA small business
size standard, a business is small if it
has 1,500 or fewer employees.
According to the 2008 Trends Report,
434 carriers reported that they were
engaged in wireless telephony. Of these,
an estimated 222 have 1,500 or fewer
employees and 212 have more than
1,500 employees. We have estimated
that 222 of these are small under the
SBA small business size standard.
34. Common Carrier Paging. As noted,
since 2007 the Census Bureau has
placed paging providers within the
broad economic census category of
Wireless Telecommunications Carriers
(except Satellite). Prior to that time,
such firms were within the nowsuperseded category of ‘‘Paging.’’ Under
the present and prior categories, the
SBA has deemed a wireless business to
be small if it has 1,500 or fewer
employees. Because Census Bureau data
are not yet available for the new
category, we will estimate small
business prevalence using the prior
category and associated data. The data
for 2002 show that there were 807 firms
that operated for the entire year. Of this
total, 804 firms had employment of 999
or fewer employees, and three firms had
employment of 1,000 employees or
more. Thus, we estimate that the
majority of paging firms are small.
35. In addition, in the Paging Second
Report and Order, released June 9, 1999,
the Commission adopted a size standard
for ‘‘small businesses’’ for purposes of
determining their eligibility for special
provisions such as bidding credits and
installment payments. A small business
is an entity that, together with its
affiliates and controlling principals, has
average gross revenues not exceeding
$15 million for the preceding three
years. The SBA has approved this
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definition. An initial auction of
Metropolitan Economic Area (MEA)
licenses was conducted in the year
2000. Of the 2,499 licenses auctioned,
985 were sold. Fifty-seven companies
claiming small business status won 440
licenses. A subsequent auction of MEA
and Economic Area (EA) licenses was
held in the year 2001. Of the 15,514
licenses auctioned, 5,323 were sold.
One hundred thirty-two companies
claiming small business status
purchased 3,724 licenses. A third
auction, consisting of 8,874 licenses in
each of 175 EAs and 1,328 licenses in
all but three of the 51 MEAs, was held
in 2003. Seventy-seven bidders claiming
small or very small business status won
2,093 licenses.
36. Currently, there are approximately
74,000 Common Carrier Paging licenses.
According to the most recent Trends in
Telephone Service, 281 carriers reported
that they were engaged in the provision
of ‘‘paging and messaging’’ services. Of
these, an estimated 279 have 1,500 or
fewer employees and two have more
than 1,500 employees. We estimate that
the majority of common carrier paging
providers would qualify as small
entities under the SBA definition.
37. Internet Service Providers. The
2007 Economic Census places these
firms, whose services might include
voice over Internet protocol (VoIP), in
either of two categories, depending on
whether the service is provided over the
provider’s own telecommunications
facilities (e.g., cable and DSL ISPs), or
over client-supplied
telecommunications connections (e.g.,
dial-up ISPs). The former are within the
category of Wired Telecommunications
Carriers, which has an SBA small
business size standard of 1,500 or fewer
employees. The latter are within the
category of All Other
Telecommunications, which has a size
standard of annual receipts of $25
million or less. The most current Census
Bureau data for all such firms, however,
are the 2002 data for the previous
census category called Internet Service
Providers. That category had a small
business size standard of $21 million or
less in annual receipts, which was
revised in late 2005 to $23 million. The
2002 data show that there were 2,529
such firms that operated for the entire
year. Of those, 2,437 firms had annual
receipts of under $10 million, and an
additional 47 firms had receipts of
between $10 million and $24,999,999.
Consequently, we estimate that the
majority of ISP firms are small entities.
38. Vendors of Internal Connections:
Telephone Apparatus Manufacturing.
The Census Bureau defines this category
as follows: ‘‘This industry comprises
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establishments primarily engaged in
manufacturing wire telephone and data
communications equipment. These
products may be standalone or boardlevel components of a larger system.
Examples of products made by these
establishments are central office
switching equipment, cordless
telephones (except cellular), PBX
equipment, telephones, telephone
answering machines, LAN modems,
multi-user modems, and other data
communications equipment, such as
bridges, routers, and gateways.’’ The
SBA has developed a small business
size standard for Telephone Apparatus
Manufacturing, which is: All such firms
having 1,000 or fewer employees.
According to Census Bureau data for
2002, there were a total of 518
establishments in this category that
operated for the entire year. Of this
total, 511 had employment of under
1,000, and an additional seven had
employment of 1,000 to 2,499. Thus,
under this size standard, the majority of
firms can be considered small.
39. Vendors of Internal Connections:
Radio and Television Broadcasting and
Wireless Communications Equipment
Manufacturing. The Census Bureau
defines this category as follows: ‘‘This
industry comprises establishments
primarily engaged in manufacturing
radio and television broadcast and
wireless communications equipment.
Examples of products made by these
establishments are: Transmitting and
receiving antennas, cable television
equipment, GPS equipment, pagers,
cellular phones, mobile
communications equipment, and radio
and television studio and broadcasting
equipment.’’ The SBA has developed a
small business size standard for firms in
this category, which is: All such firms
having 750 or fewer employees.
According to Census Bureau data for
2002, there were a total of 1,041
establishments in this category that
operated for the entire year. Of this
total, 1,010 had employment of under
500, and an additional 13 had
employment of 500 to 999. Thus, under
this size standard, the majority of firms
can be considered small.
40. Vendors of Internal Connections:
Other Communications Equipment
Manufacturing. The Census Bureau
defines this category as follows: ‘‘This
industry comprises establishments
primarily engaged in manufacturing
communications equipment (except
telephone apparatus, and radio and
television broadcast, and wireless
communications equipment).’’ The SBA
has developed a small business size
standard for Other Communications
Equipment Manufacturing, which is: all
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such firms having 750 or fewer
employees. According to Census Bureau
data for 2002, there were a total of 503
establishments in this category that
operated for the entire year. Of this
total, 493 had employment of under
500, and an additional 7 had
employment of 500 to 999. Thus, under
this size standard, the majority of firms
can be considered small.
E. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
41. Schools and libraries that have
computers with Internet access must
certify that they have in place certain
Internet safety policies and technology
protection measures in order to be
eligible for E-rate discounts for Internet
access and internal connection services.
Pursuant to the mandate in the
Protecting Children in the 21st Century
Act, the Report and Order revises
§ 54.520(c)(i) of the Commission’s rules
to add a provision that a school’s
Internet safety policy must include
educating minors about appropriate
online behavior, including interacting
with other individuals on social
networking Web sites and in chat rooms
and cyberbullying awareness and
response.
42. In addition, this Report and Order
revises certain rules to more accurately
reflect the provisions of the Act with
regard to certifications made pursuant to
the Children’s Internet Protection Act
(CIPA). Specifically, the rule revisions
that may affect small entities require: (1)
Schools and libraries to enforce the
operation of technology protection
measures during use of computers by
minors and adults; (2) local
determination of what matter is
inappropriate for minors; (3) schools
and libraries to make available to the
Commission, upon request by the
Commission, any Internet safety policy
that is adopted pursuant to section
254(l) of the Act; and (4) schools and
libraries to provide public notice and
hearing to address any proposed
Internet safety policy that is adopted
pursuant to CIPA.
F. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
43. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance and reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
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consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or part thereof, for
small entities.
44. With regard to the new
certification requirements pursuant to
the Protecting Children in the 21st
Century Act, we do not believe that
there will be significant economic
impact on small entities. Currently,
schools and libraries file the FCC Form
486 to certify their compliance with the
requirements regarding Internet safety
policies and technology protection
measures. Because schools and libraries
will continue to use the same FCC Form
486 to certify their compliance with
these requirements, there will be no
additional reporting requirements. We
note that although the FCC Forms 486
and 479 do not need to be amended
because the existing forms already
incorporate a certification of compliance
with all of the CIPA rules, the
instructions to these forms will be
amended to list each CIPA requirement
individually, including the
requirements we mandate today. The
requirement to amend their Internet
safety policies to include provisions on
educating minors about appropriate
online behavior, including interacting
with other individuals on social
networking Web sites and in chat rooms
and cyberbullying awareness and
response, will require schools to update
their already existing policies. Making
this requirement effective beginning
July 1, 2012, however, will give schools
adequate time to amend their Internet
safety policies and to implement
procedures to comply with the new
requirements after the effective date of
these rules.
45. Several other rule revisions will
have little economic impact on small
entities because schools and libraries
have already implemented these
measures. We acknowledge that we are
requiring schools and libraries to
enforce the operation of technology
protection measures during use of
computers by minors and adults, to
provide public notice and hearing to
address any proposed Internet safety
policy that is adopted pursuant to CIPA,
and that schools and libraries make
Internet safety policies available upon
request by the Commission. However, as
a practical matter, current E-rate
beneficiaries have already implemented
and have been operating under these
requirements, even though these
statutory requirements are not
specifically stated in the text of the
Commission’s rules. For example,
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schools and libraries would have been
unable to make the proper CIPA
certifications unless the technology
protection measures have been enforced
during computer use by minors and
adults. In addition, the requirement to
provide public notice and hearing was
discussed extensively in the CIPA Order
even though an implementing rule was
not adopted.
46. With regard to the remaining rule
provisions, we believe that these rule
revisions will have no economic impact
on small entities because they merely
clarify existing definitions and existing
requirements. For example, the
revisions regarding the definitions of
elementary and secondary schools did
not change the definitions, but merely
clarified that the same definitions were
utilized throughout the rules, or
codified existing statutory definitions.
Finally, the permission granted to
schools and libraries to disable
technology protection measures to
enable access for bona fide research or
other lawful purpose is not a
requirement but may impose a burden
on small entities if they decide to
disable technology measures. We note
again, however, that current E-rate
beneficiaries have already implemented
and have been operating under these
requirements, although these statutory
requirements were not specifically
stated in the text of the Commission’s
rules.
G. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
47. None.
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H. Report to Congress
48. The Commission will send a copy
of this Report and Order, including this
FRFA, in a report to be sent to Congress
pursuant to the SBREFA. In addition,
the Commission will send a copy of the
Report and Order, including the FRFA,
to the Chief Counsel for Advocacy of the
SBA. A copy of the Report and Order
and the FRFA (or summaries thereof)
will also be published in the Federal
Register.
I. Paperwork Reduction Act Analysis
49. This document contains revised
information collection requirements
subject to the Paperwork Reduction Act
of 1995 (PRA), Public Law 104–13.
Specifically, this document requires any
school receiving E-rate funding to
certify that its Internet safety policy
provides for the education of minors
about appropriate online behavior,
including interacting with other
individuals on social networking Web
sites and in chat rooms and
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cyberbullying awareness. We have
assessed the effects of this new
certification requirement and find that it
will not significantly impact the burden
on small business. Congress adopted
this new certification requirement to
promote online safety education in
schools. We also codify the existing
statutory requirement that schools and
libraries make Internet safety policies
available upon request by the
Commission. We have assessed the
effects of adding this requirement to our
rules and find that it will not
significantly impact the burden on small
business because it was an already
existing statutory requirement with
which schools and libraries have had to
comply. The Commission received
preapproval from OMB for this
information collection requirement on
March 25, 2010 (See OMB Control No.
3060–0853), and the information
collections was adopted as proposed.
We also note that pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4), we previously sought
specific comment on how the
Commission might further reduce the
information collection burden for small
business concerns with fewer than 25
employees.
J. Congressional Review Act
50. The Commission will include a
copy of this report and order in a report
to be sent to Congress and the
Government Accountability Office
pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
IV. Ordering Clauses
51. Accordingly, It Is Ordered that,
pursuant to the authority contained in
sections 1, 4(i), 201–205, 214, 254, and
403 of the Communications Act of 1934,
as amended, and § 1.411 of the
Commission’s rules, this report and
order Is Adopted.
52. It Is Further Ordered, that
pursuant to the authority contained in
sections 1, 4(i), 201–205, 214, 254, and
403 of the Communications Act of 1934,
as amended, and §§ 54.500 through
54.501, 54.503 through 54.504, 54.507,
and 54.520 of the Commission’s rules,
Are Amended as set forth below,
effective thirty (30) days after the
publication of this report and order in
the Federal Register.
53. It is further ordered that the
Commission’s Consumer Information
Bureau, Reference Information Center,
shall send a copy of the report and
order, including the Final Regulatory
Flexibility Analysis, to the Chief
Counsel for Advocacy of the Small
Business Administration.
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List of Subjects in 47 CFR Part 54
Communications common carriers,
Reporting and recordkeeping
requirements, Telephone.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 54 as
follows:
PART 54—UNIVERSAL SERVICE
1. The authority citation for part 54
continues to read as follows:
■
Authority: 47 U.S.C. 151, 154(i), 201, 205,
214, and 254 unless otherwise noted.
2. Amend § 54.500 by revising
paragraphs (c) and (k) to read as follows:
■
§ 54.500
Terms and definitions.
*
*
*
*
*
(c) Elementary school. An
‘‘elementary school’’ means an
elementary school as defined in 20
U.S.C. 7801(18), a non-profit
institutional day or residential school,
including a public elementary charter
school, that provides elementary
education, as determined under state
law.
*
*
*
*
*
(k) Secondary school. A ‘‘secondary
school’’ means a secondary school as
defined in 20 U.S.C. 7801(38), a nonprofit institutional day or residential
school, including a public secondary
charter school, that provides secondary
education, as determined under state
law except that the term does not
include any education beyond grade 12.
*
*
*
*
*
■ 3. Amend § 54.501 by revising the
section heading and revising paragraph
(a)(1) to read as follows:
§ 54.501 Eligibility for services provided
by telecommunications carriers.
(a) * * *
(1) Only schools meeting the statutory
definition of ‘‘elementary school’’ or
‘‘secondary school’’ as defined in
§ 54.500(c) or (k) of these rules, and not
excluded under paragraphs (a)(2) or
(a)(3) of this section shall be eligible for
discounts on telecommunications and
other supported services under this
subpart.
*
*
*
*
*
■ 4. Amend § 54.503 by revising
paragraph (c)(2)(i) to read as follows:
§ 54.503 Competitive bidding
requirements.
*
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(c) * * *
(2) * * *
(i) The schools meet the statutory
definition of ‘‘elementary school’’ or
‘‘secondary school’’ as defined in
§ 54.500(c) or (k) of these rules, do not
operate as for-profit businesses, and do
not have endowments exceeding $50
million.
*
*
*
*
*
■ 5. Amend § 54.504 by revising
paragraph (a)(1)(i) to read as follows:
§ 54.504
Requests for services.
(a) * * *
(1) * * *
(i) The schools meet the statutory
definition of ‘‘elementary school’’ or
‘‘secondary school’’ as defined in
§ 54.500(c) or (k) of these rules, do not
operate as for-profit businesses, and do
not have endowments exceeding $50
million.
*
*
*
*
*
■ 6. Amend § 54.507 by revising
paragraph (g)(1)(i) to read as follows:
§ 54.507
Cap.
*
*
*
*
*
(g) * * *
(1) * * *
(i) The Administrator shall first
calculate the demand for services listed
under the telecommunications services,
telecommunications, and Internet access
categories on the eligible services list for
all discount levels, as determined by the
schools and libraries discount matrix in
§ 54.505(c). These services shall receive
first priority for the available funding.
*
*
*
*
*
■ 7. Amend § 54.520 by revising
paragraphs (a)(1), (a)(4), (c)(1)(i),
(c)(1)(iii)(B), (c)(2)(i), (c)(2)(iii)(B),
(c)(3)(i)(B), and by adding new
paragraphs (c)(4), (c)(5), and (h) to read
as follows:
mstockstill on DSK4VPTVN1PROD with RULES
§ 54.520 Children’s Internet Protection Act
certifications required from recipients of
discounts under the federal universal
service support mechanism for schools and
libraries.
(a) * * *
(1) School. For the purposes of the
certification requirements of this rule,
school means school, school board,
school district, local education agency
or other authority responsible for
administration of a school.
*
*
*
*
*
(4) Statutory definitions.
(i) The term ‘‘minor’’ means any
individual who has not attained the age
of 17 years.
(ii) The term ‘‘obscene’’ has the
meaning given such term in 18 U.S.C.
1460.
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15:54 Sep 12, 2011
Jkt 223001
(iii) The term ‘‘child pornography’’
has the meaning given such term in 18
U.S.C. 2256.
(iv) The term ‘‘harmful to minors’’
means any picture, image, graphic
image file, or other visual depiction
that—
(A) Taken as a whole and with respect
to minors, appeals to a prurient interest
in nudity, sex, or excretion;
(B) Depicts, describes, or represents,
in a patently offensive way with respect
to what is suitable for minors, an actual
or simulated sexual act or sexual
contact, actual or simulated normal or
perverted sexual acts, or a lewd
exhibition of the genitals; and
(C) Taken as a whole, lacks serious
literary, artistic, political, or scientific
value as to minors.
(v) The terms ‘‘sexual act’’ and
‘‘sexual contact’’ have the meanings
given such terms in 18 U.S.C. 2246.
(vi) The term ‘‘technology protection
measure’’ means a specific technology
that blocks or filters Internet access to
the material covered by a certification
under paragraph (c) of this section.
*
*
*
*
*
(c) * * *
(1) * * *
(i) The Internet safety policy adopted
and enforced pursuant to 47 U.S.C.
254(h) must include a technology
protection measure that protects against
Internet access by both adults and
minors to visual depictions that are
obscene, child pornography, or, with
respect to use of the computers by
minors, harmful to minors. The school
must enforce the operation of the
technology protection measure during
use of its computers with Internet
access, although an administrator,
supervisor, or other person authorized
by the certifying authority under
paragraph (a)(1) of this section may
disable the technology protection
measure concerned, during use by an
adult, to enable access for bona fide
research or other lawful purpose. This
Internet safety policy must also include
monitoring the online activities of
minors. Beginning July 1, 2012, schools’
Internet safety policies must provide for
educating minors about appropriate
online behavior, including interacting
with other individuals on social
networking Web sites and in chat rooms
and cyberbullying awareness and
response.
*
*
*
*
*
(iii) * * *
(B) Pursuant to the Children’s Internet
Protection Act, as codified at 47 U.S.C.
254(h) and (l), the recipient(s) of service
represented in the Funding Request
Number(s) on this Form 486, for whom
PO 00000
Frm 00027
Fmt 4700
Sfmt 4700
56303
this is the first funding year in the
federal universal service support
mechanism for schools and libraries, is
(are) undertaking such actions,
including any necessary procurement
procedures, to comply with the
requirements of CIPA for the next
funding year, but has (have) not
completed all requirements of CIPA for
this funding year.
*
*
*
*
*
(2) * * *
(i) The Internet safety policy adopted
and enforced pursuant to 47 U.S.C.
254(h) must include a technology
protection measure that protects against
Internet access by both adults and
minors to visual depictions that are
obscene, child pornography, or, with
respect to use of the computers by
minors, harmful to minors. The library
must enforce the operation of the
technology protection measure during
use of its computers with Internet
access, although an administrator,
supervisor, or other person authorized
by the certifying authority under
paragraph (a)(2) of this section may
disable the technology protection
measure concerned, during use by an
adult, to enable access for bona fide
research or other lawful purpose.
*
*
*
*
*
(iii) * * *
(B) Pursuant to the Children’s Internet
Protection Act, as codified at 47 U.S.C.
254(h) and (l), the recipient(s) of service
represented in the Funding Request
Number(s) on this Form 486, for whom
this is the first funding year in the
federal universal service support
mechanism for schools and libraries, is
(are) undertaking such actions,
including any necessary procurement
procedures, to comply with the
requirements of CIPA for the next
funding year, but has (have) not
completed all requirements of CIPA for
this funding year.
*
*
*
*
*
(3) * * *
(i) * * *
(B) Pursuant to the Children’s Internet
Protection Act, as codified at 47 U.S.C.
254(h) and (l), the recipient(s) of service
under my administrative authority and
represented in the Funding Request
Number(s) for which you have
requested or received Funding
Commitments, and for whom this is the
first funding year in the federal
universal service support mechanism
for schools and libraries, is (are)
undertaking such actions, including any
necessary procurement procedures, to
comply with the requirements of CIPA
for the next funding year, but has (have)
E:\FR\FM\13SER1.SGM
13SER1
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Federal Register / Vol. 76, No. 177 / Tuesday, September 13, 2011 / Rules and Regulations
not completed all requirements of CIPA
for this funding year.
*
*
*
*
*
(4) Local determination of content. A
determination regarding matter
inappropriate for minors shall be made
by the school board, local educational
agency, library, or other authority
responsible for making the
determination. No agency or
instrumentality of the United States
Government may establish criteria for
making such determination; review the
determination made by the certifying
school, school board, school district,
local educational agency, library, or
other authority; or consider the criteria
employed by the certifying school,
school board, school district, local
educational agency, library, or other
authority in the administration of the
schools and libraries universal service
support mechanism.
(5) Availability for review. Each
Internet safety policy adopted pursuant
to 47 U.S.C. 254(l) shall be made
available to the Commission, upon
request from the Commission, by the
school, school board, school district,
local educational agency, library, or
other authority responsible for adopting
such Internet safety policy for purposes
of the review of such Internet safety
policy by the Commission.
*
*
*
*
*
(h) Public notice; hearing or meeting.
A school or library shall provide
reasonable public notice and hold at
least one public hearing or meeting to
address the proposed Internet safety
policy.
[FR Doc. 2011–23267 Filed 9–12–11; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 105, 106, 107, 130, 171,
172, 173, 174, 176, and 177
[Docket No. PHMSA–2011–0134 (HM–244D)]
RIN 2137–AE77
Hazardous Materials: Minor Editorial
Corrections and Clarifications
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Final rule.
mstockstill on DSK4VPTVN1PROD with RULES
AGENCY:
This final rule corrects
editorial errors, makes minor regulatory
changes and, in response to requests for
clarification, improves the clarity of
SUMMARY:
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15:54 Sep 12, 2011
Jkt 223001
certain provisions in the Hazardous
Materials Regulations. The intended
effect of this rule is to enhance the
accuracy and reduce misunderstandings
of the regulations. The amendments
contained in this rule are nonsubstantive changes and do not impose
new requirements.
DATES: Effective date: September 13,
2011.
FOR FURTHER INFORMATION CONTACT: Rob
Benedict, Standards and Rulemaking
Division, 202–366–8553, PHMSA, East
Building, PHH–10, 1200 New Jersey
Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
I. Background
The Pipeline and Hazardous Materials
Safety Administration (PHMSA)
annually reviews the Hazardous
Materials Regulations (HMR; 49 CFR
parts 171–180) to identify typographical
errors, outdated addresses or other
contact information, and similar errors.
In this final rule, we are correcting
typographical errors, incorrect CFR
references and citations, inconsistent
use of terminology, misstatements of
certain regulatory requirements,
inadvertent omissions of information
and outdated transition dates. Because
these amendments do not impose new
requirements, notice and public
comment are unnecessary. By making
these amendments effective without the
customary 30-day delay following
publication, the changes will appear in
the next published revision of the 49
CFR.
II. Section-by-Section Review
The following is a section-by-section
summary of the minor editorial
corrections and clarifications made in
this final rule. PHMSA’s Office of
Hazardous Materials Safety (OHMS)
recently underwent an internal
reorganization of the divisions that
constitute OHMS. As a result of this
reorganization, there were several
structural changes and re-designations.
Therefore, in addition to the minor
editorial corrections and clarifications
made in this final rule, we are also
revising all outdated references to
divisions that underwent a change in
name designation. Specifically, we are
revising all outdated references to the
‘‘Office of Hazardous Materials
Standards’’ and are replacing them with
‘‘Standards and Rulemaking Division.’’
We are revising all outdated references
to the ‘‘Office of Special Permits and
Approvals’’ and replacing them with
‘‘Approvals and Permits Division.’’ And
we are revising all outdated references
to the ‘‘Office of Hazardous Materials
PO 00000
Frm 00028
Fmt 4700
Sfmt 4700
Enforcement’’ and replacing them with
‘‘Field Operations.’’
Part 105
Section 105.20
This section specifies conditions and
procedures for requesting guidance and
interpretations of the HMR. In this
section, we are revising an outdated
reference to the ‘‘Office of Hazardous
Materials Standards’’ and are replacing
it with ‘‘Standards and Rulemaking
Division.’’ This change reflects the name
change resulting from PHMSA’s
reorganization.
Section 105.25
This section specifies the requirement
for PHMSA to make certain documents
and information available to the public.
In this section, we are revising an
outdated reference to the ‘‘Office of
Special Permits and Approvals’’ and
replacing it with ‘‘Approvals and
Permits Division.’’ This change reflects
the name change resulting from
PHMSA’s reorganization.
Section 105.40
This section specifies requirements
for designated agents for non-residents.
In this section, we are revising an
outdated reference to the ‘‘Office of
Special Permits and Approvals’’ and
replacing it with ‘‘Approvals and
Permits Division.’’ This change reflects
the name change resulting from
PHMSA’s reorganization.
Part 106
Section 106.95
This section specifies conditions and
procedures to request a change to the
regulations. In this section, we are
revising an outdated reference to the
‘‘Office of Hazardous Materials
Standards’’ and replacing it with
‘‘Standards and Rulemaking Division.’’
This change reflects the name change
resulting from PHMSA’s reorganization.
Part 107
Section 107.105
This section specifies conditions and
procedures for an application for a
special permit. The e-mail address for
the Approvals and Permits Division in
paragraph (a)(1)(iii) is no longer correct.
Accordingly, we are revising this e-mail
address. Also, we are adding ‘‘other
ranking official’’ to the language in
paragraph (a)(2). This language was
inadvertently omitted from the final rule
published on July 26, 2011 under
Docket Number PHMSA–2009–0410
(HM–233B) (76 FR 44496) entitled
‘‘Revisions of Special Permits
Procedures; Response to Appeals;
E:\FR\FM\13SER1.SGM
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Agencies
[Federal Register Volume 76, Number 177 (Tuesday, September 13, 2011)]
[Rules and Regulations]
[Pages 56295-56304]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-23267]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 54
[CC Docket No. 02-6, GN Docket No. 09-51; FCC 11-125]
Schools and Libraries Universal Service Support Mechanism and a
National Broadband Plan for Our Future
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission) adds the statutory language from the Protecting Children
in the 21st Century Act regarding the education of students about
appropriate online behavior to the existing Commission rules
implementing the Children's Internet Protection Act (CIPA) for the
schools and libraries universal service support mechanism (also known
as the E-rate program). The Commission also makes minor non-substantive
revisions to its rules to conform to existing statutory language from
the CIPA statute where necessary. Finally, the Commission makes minor
corrections to its Schools and Libraries Sixth Report and Order.
DATES: October 13, 2011.
FOR FURTHER INFORMATION CONTACT: Cara Voth, Attorney Advisor, at 202-
418-7400, Telecommunications Access Policy Division, Wireline
Competition Bureau.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order (Order) in CC Docket No. 02-6, GN Docket No. 09-51, FCC 11-
125, released on August 11, 2011. The full text of this document is
available for public inspection during regular business hours in the
FCC Reference Center, Room CY-A257, 445 12th Street, SW., Washington,
DC 20554.
[[Page 56296]]
I. Introduction
1. This order adds the statutory language from the Protecting
Children in the 21st Century Act regarding the education of students
about appropriate online behavior to the existing Commission rules
implementing the Children's Internet Protection Act (CIPA) for the
schools and libraries universal service support mechanism (also known
as the E-rate program). The Commission's CIPA rules were also
implemented at the direction of Congress, and school and library E-rate
applicants that seek to receive discounts on Internet access or
internal connections have been required to certify their compliance
with CIPA since 2001. The Protecting Children in the 21st Century Act
directs E-rate applicants to also certify that their CIPA-required
Internet safety policies provide for the education of students
regarding appropriate online behavior including interacting with other
individuals on social networking Web sites and in chat rooms, and
regarding cyberbullying awareness and response. We implement this
statutory language verbatim. We also make minor non-substantive
revisions to Commission rules to conform to existing statutory language
from the CIPA statute where necessary. Finally, we make minor
corrections to the Commission's Schools and Libraries Sixth Report and
Order, 75 FR 75393, December 3, 2010.
II. Discussion
A. Protecting Children in the 21st Century Act Revisions
2. Revision to section 54.520(c)(1)(i) of the Commission's rules.
We revise Sec. 54.520(c)(1)(i) of the Commission's rules to include
the new certification requirement added by the Protecting Children in
the 21st Century Act. We revise Sec. 54.520(c)(1)(i) of the
Commission's rules to add a certification provision that a school's
Internet safety policy must provide for the education of minors about
appropriate online behavior, including interacting with other
individuals on social networking Web sites and in chat rooms and
cyberbullying awareness and response.
3. We note that the Notice of Proposed Rulemaking (NPRM), released
November 5, 2009, included a proposed rule that the school's Internet
safety policy ``must educate minors about appropriate online
behavior.'' Tech Ed Services raised concerns that the language in the
proposed rule could be interpreted to require that the actual Internet
safety policy document itself educate minors about appropriate online
behavior. In response, we have revised the rule to make clear that the
Internet safety policy must provide for the education of minors about
appropriate online behavior. The new rule states: ``This Internet
safety policy must also include monitoring the online activities of
minors and must provide for educating minors about appropriate online
behavior, including interacting with other individuals on social
networking Web sites and in chat rooms and cyberbullying awareness and
response.'' We believe this makes clear that, although a school's
Internet safety policy may include the development and use of
educational materials, the policy itself does not have to include such
materials.
4. As required by the Protecting Children in the 21st Century Act,
a school, school board, school district, local education agency, or
other Administrative Authority of a school receiving E-rate funding for
Internet access and internal connections must certify on its FCC Form
486 or FCC Form 479, beginning with funding year 2012, that it has
updated its Internet safety policy. The update must include provisions
for educating minors about appropriate online behavior, including
interacting with other individuals on social networking Web sites and
in chat rooms, and cyberbullying awareness and response. Although we
encourage schools to update their Internet safety policies as soon as
practicable, making this requirement effective for the 2012 funding
year, which begins July 1, 2012, will give schools adequate time to
amend their Internet safety policies and to implement procedures to
comply with the new requirements after the completion of this
rulemaking proceeding. Unless required by local or state rules, schools
will not need to issue an additional public notice and hold a hearing
in order to update their Internet safety policies in accordance with
the new Protecting Children in the 21st Century Act requirements. We
also note that although the FCC Forms 486 and 479 do not need to be
amended because the existing language already incorporates a
certification of compliance with all of the statutory requirements, the
instructions to these forms will be revised to list each requirement
individually, including the requirements we adopt today.
5. At this time, we decline to define or interpret the terms
provided in the new statutory language, such as ``social networking''
or ``cyberbullying.'' In addition, we will not detail specific
procedures or curriculum for schools to use in educating students about
appropriate online behavior because these are determinations that are
better be made by schools implementing this policy in the first
instance. Furthermore, section 254(l), is an example of Congress's
intent to have local authorities make decisions in this area. We
believe that by not defining terms such as ``cyberbullying'' in this
proceeding, we are acting in accordance with this intent. We note,
however, that schools can find a number of resources available to them
as they prepare their Internet safety policies to provide for the
education of students about appropriate online behavior. Many of these
resources are online, including, for example, the ideas and links for
parents of children that use the Internet supported by
OnGuardOnline.gov, the Web site the Federal Trade Commission jointly
developed with the FCC, other federal government offices, and various
technology industry organizations.
B. Other Proposed Rule Revisions
6. We also revise certain rules to conform more accurately to the
existing statutory language, as proposed in the NPRM. We emphasize that
these revisions do not impose additional obligations on E-rate
participants, but merely mirror the existing statutory language and
codify existing statutory requirements. Many of our modifications will
simplify the application process by including in our rules important
definitions that we previously required applicants to look up from
other sources. Contrary to the suggestion of one commenter, E-rate
participants will not need to undergo new training or re-file any forms
as a result of our conforming our rules to the existing statutory
language unless they have been non-compliant with these existing
obligations. We note that one commenter objected to these rule
revisions generally on the basis that the revisions are unnecessary and
will cause confusion. We conclude, however, that these rule revisions
will eliminate potential confusion by making the rules reflect the
statutory language more accurately and clarifying all of the CIPA
obligations.
7. Our first revisions clarify and add various defined terms
relating to the CIPA obligations. First, we revise the rules so that
the definitions of elementary and secondary schools are consistent
throughout our rules and reflect the exact statutory wording of 20
U.S.C. 7801(18) and (38). According to this statute, an elementary
school is ``a nonprofit institutional day or residential school,
including a public elementary charter school, that provides elementary
education, as determined under State law.'' A secondary school is ``a
[[Page 56297]]
nonprofit institutional day or residential school, including a public
secondary charter school, that provides secondary education, as
determined under State law, except that the term does not include any
education beyond grade 12.'' At this time, Commission rule Sec.
54.500, Sec. 54.501, and Sec. 54.504 all contain differently worded
references to definitions of elementary and secondary schools. We first
note that the existing definition of elementary school in Sec.
54.500(c) of the Commission's rules tracks the statutory definition of
an elementary school. We revise Sec. 54.500(k) of the Commission's
rules to make it consistent with the statute that a secondary school is
``a nonprofit institutional day or residential school, including a
public secondary charter school, that provides secondary education, as
determined under State law, except that the term does not include any
education beyond grade 12.'' We also revise Commission's rules Sec.
54.501(a)(1), Sec. 54.503(c)(2)(i), and Sec. 54.504(a)(1)(i) to refer
consistently and identically to Sec. 54.500 definitions of elementary
and secondary schools. We disagree with the ALA's concern that schools
will be confused about their eligibility if we use the statutory
definitions in our rules. We believe that it will be easier for
entities to determine their eligibility because they will only have to
look at the Commission's rules instead of having also to look at the
statute.
8. Second, we revise Sec. 54.520(a)(1) of the Commission's rules
to add ``school board'' to the definition of entities that are subject
to CIPA certifications. Although section 254(h) of the Act includes the
term ``school board'' as an entity to which the CIPA certifications may
apply, the existing rules do not include this term. We believe that
this revision clarifies that school boards are authorized to make CIPA
certifications. We note that although the statute does not include the
term ``school district'' as an entity to which the CIPA certifications
apply, existing rules do include the term ``school district.'' We will
not delete the term ``school district,'' however, to prevent any
confusion; we will continue to treat a school district as an entity
that may be authorized to make CIPA certifications.
9. Third, we revise Sec. 54.520(a)(4) of the Commission's rules to
add the existing statutory definitions of the terms ``minor,''
``obscene,'' ``child pornography,'' ``harmful to minors,'' ``sexual
act,'' ``sexual contact,'' and ``technology protection measure,''
consistent with the statute. Section 54.520 of our rules does not
currently include the definitions of these terms, but instead refers
back to the CIPA statute. We find that including the statutory
definitions of these terms in our rules will make it easier for E-rate
program participants to understand their CIPA obligations. We disagree
with ALA's concern that we should not include the definition of
``minor'' in our rules because the definition of ``minor'' varies among
the states. The potential confusion caused by so many different
definitions of ``minor'' among the states is precisely why we should
clarify that term for purposes of E-rate funding. Regardless of a
state's definition of a minor, for CIPA purposes, E-rate program
participants must use the CIPA statutory definition of ``minor'' we now
set forth in our rules.
10. Fourth, we revise our rules by adding the statutory provisions
related to local authorities' rights and obligations regarding
technology protection measures. We revise Commission's rules Sec. Sec.
54.520(c)(1)(i) and 54.520(c)(2)(i)--consistent with sections
254(h)(5)(B)(ii), (h)(5)(C)(ii), (h)(6)(B)(ii), and (h)(6)(C)(ii) of
the Act--to state that a school or library must enforce the operation
of technology protection measures while the school or library computers
with Internet access are being used. Although this is an existing
obligation that was not codified in our rules previously, we find that
codification of the obligation is desirable to clarify the CIPA
responsibilities of E-rate participants.
11. We further revise Commission's rules Sec. 54.520(c)(1)(i) and
Sec. 54.520(c)(2)(i) to reflect language in sections 254(h)(5)(D) and
(h)(6)(D) of the Act that permits an administrator, supervisor, or
other person authorized by the certifying authority to disable an
entity's technology protection measure to allow for bona fide research
or ``other lawful purpose by an adult.'' We note that in the 2001 CIPA
Order, 66 FR 19394, April 16, 2001, although the Commission
acknowledged this statutory provision, it declined to adopt any
implementing rule provision, stating that:
[w]e decline to promulgate rules mandating how entities should
implement these provisions. Federally-imposed rules directing school
and library staff when to disable technology protection measures
would likely be overbroad and imprecise, potentially chilling
speech, or otherwise confusing schools and libraries about the
requirements of the statute. We leave such determinations to local
communities, whom we believe to be most knowledgeable about the
varying circumstances of schools or libraries within those
communities.
The Commission stated at that time that its decision was supported
by commenter concerns about the difficulty of school or library staff
in determining whether an adult user was engaging in bona fide research
or other lawful purposes and would impinge upon staff resources.
12. We decline to mandate specific methods for disabling technology
protection measures, but rather codify in our rules the statutory
language of sections 254(h)(5)(D) and (h)(6)(D). This should make clear
that the statutory permission to disable technology measures exists
without imposing undue burdens on schools or libraries regarding how
this provision should be applied. We agree with the ALA and SECA that
we should not define ``bona fide research'' because we believe that
determination should be left to the affected schools and libraries. For
similar reasons, we also decline to set forth how much disclosure must
accompany requests for disabling and other matters related to
disabling. We continue to believe that we should leave these
determinations to local communities because they are the most
knowledgeable about the varying circumstances of the schools or
libraries within their communities.
13. As required by the statute, we also add a rule provision to
require local determination of what matter is inappropriate for minors.
The commenters overwhelmingly support this provision. Among other
things, the statute states that a determination regarding what matter
is inappropriate for minors shall be made by the school board, local
educational agency, library, or other authority responsible for making
the determination. Although this is mandated by the statute, it is not
currently in the Commission's rules. We believe codifying this
statutory provision will provide clarity on the authority of the local
community to decide what is best for its schools and libraries.
14. In addition, we take this opportunity to address an issue
raised by SECA. SECA expressed concern about a situation in which an
audit administered by Universal Service Administrative Company (USAC)
found that a school violated CIPA requirements because it allowed
access to Facebook and MySpace. Although it is possible that certain
individual Facebook or MySpace pages could potentially contain material
harmful to minors, we do not find that these Web sites are per se
``harmful to minors'' or fall into one of the categories that schools
and libraries must block. In addition, the statute states that local
school and library authorities are the appropriate bodies to determine
what
[[Page 56298]]
online content is inappropriate for minors accessing the Internet
through their facilities. Indeed, the U.S. Department of Education
recently found that social networking Web sites have the potential to
support student learning, stating that students can ``participate in
online social networks where people from all over the world share
ideas, collaborate, and learn new things.'' Declaring such sites
categorically harmful to minors would be inconsistent with the
Protecting Children in the 21st Century Act's focus on ``educating
minors about appropriate online behavior, including interacting with
other individuals on social networking Web sites and in chat rooms, and
cyberbullying awareness and response.''
15. Our next rules pertain to record retention and the obligation
to produce Internet safety policies. We add a rule provision requiring
each Internet safety policy that is adopted pursuant to section 254(l)
of the Act to be made available to the Commission upon request.
Although this requirement is mandated by the statute, it is not
currently in the Commission's rules. In adopting this rule, we do not
intend to withhold E-rate funds pending a review of such policies. We
also emphasize that the Commission is not mandating a wholesale
collection of Internet safety policies. An entity would only need to
produce its Internet safety policy upon request by the Commission. We
do not anticipate that the Commission would request this information
with any more frequency than it has before, and therefore do not see
this rule provision as imposing any new burden.
16. We find that the maintenance of the Internet safety policy
should be in accordance with the existing audit and recordkeeping
requirements of Commission rule Sec. 54.516(a) and existing
certification number 10 on the FCC Form 486, which require schools and
libraries to retain documents for at least five years after the last
day of service delivered in a particular funding year. In applying this
requirement to Internet safety policies, we conclude that a school or
library should be required to retain its Internet safety policy
documentation for a period of five years after the funding year in
which the policy was relied upon to obtain E-rate funding. For example,
if a school adopted an Internet safety policy in 2002 and used that
same policy to make its certification in funding year 2009, the school
must retain its Internet safety policy documentation for five years
after the last day of service for funding year 2009.
17. We also add a rule provision requiring a local public notice
and a hearing or meeting to address any Internet safety policies newly
adopted pursuant to CIPA. Although this is mandated by the statute and
was discussed in the CIPA Order, there is no provision addressing this
issue in the existing rules. As discussed in the NPRM, this requirement
only applies to an entity that has no previous Internet safety policy
or did not provide public notice and a hearing or meeting when it
adopted its Internet safety policy. Unless required by local or state
rules, an additional public notice and a hearing or meeting is not
necessary for amendments to Internet safety policies, including the
changes to schools' Internet safety policies required by the Protecting
Children in the 21st Century Act. We understand, however, that a school
or library might have convened such a hearing or meeting before we
adopted our record retention rules in August 2004, and may not have
retained a record of the hearing or meeting. As such, we will not
consider it a CIPA violation if the hearing or meeting was held prior
to August 2004, and the entity cannot produce such records. However,
prospectively, an entity must, at a minimum, keep at least some record
of when the public notice and hearing or meeting took place (e.g., a
copy of the meeting agenda, or a newspaper article announcing the
hearing or meeting). Finally, in response to the concerns of several
commenters, we conclude that if an entity's existing Internet safety
policy contains language sufficient to encompass the new requirements
of the Protecting Children in the 21st Century Act, then no amendment
to the policy is required.
18. We next address SECA's request for clarification on compliance
and penalties regarding CIPA requirements. SECA requests that the
Commission instruct USAC that ``technical violations'' of the CIPA
requirements do not warrant immediate recovery of funds and that
affected applicants should be given the opportunity to cure any
omissions. We agree that in certain circumstances, USAC should give
applicants the opportunity to correct minor errors that could result in
violations of the Commission's CIPA rules before instituting recovery
of E-rate funds, but such errors must be immaterial to statutory CIPA
certification compliance. For example, if a school has complied in
practice with the CIPA certification it has made with regard to the use
of its Internet access services by minors, but has inadvertently left
out one of the details of its practice in its written Internet safety
policy, we would consider that to be an immaterial error that could be
cured.
19. We also revise Commission's rules Sec. Sec.
54.520(c)(1)(iii)(B), (c)(2)(iii)(B), and (c)(3)(i)(B) to clarify that,
in the first year of an entity's participation in the E-rate program
only, the entity's Administrative Authority may certify on the FCC Form
486 or 479 that it will complete all CIPA requirements by the following
funding year and still receive funding for the current funding year.
The text of the existing rules contains an option for a grace period,
by which an Administrative Authority may certify that it will come into
compliance with the CIPA requirements by the next funding year, but
does not specify that this certification option is only applicable to
entities that are applying for E-rate discounts for the first time. We
believe this clarification will help new applicants understand their
CIPA obligations during their first year of E-rate funding. We note
that ALA expresses concern that parties will be confused by this
revision. We disagree. As ALA itself states, the FCC Form 486
instructions go into great detail about the circumstances under which
an entity may certify that it will come into compliance with the CIPA
requirements by the next funding year. We also note that USAC has
extensive guidance on its Web site on compliance with the CIPA
requirements, including when the grace period applies, and this
guidance will continue to be available to parties.
20. Some E-rate recipients have sought guidance regarding the
potential application of CIPA requirements to the use of portable
devices owned by students and library patrons, such as laptops and
cellular telephones, when those devices are used in a school or library
to obtain Internet access that has been funded by E-rate. We recognize
that this is an increasingly important issue, as portable Internet
access devices proliferate in schools and libraries. We believe it may
be helpful to clarify the appropriate policies in this area, and intend
to seek public comment in a separate proceeding.
21. Finally, we take this opportunity to make minor corrections to
the Schools and Libraries Sixth Report and Order released September 28,
2010. Among other things, the Commission included dark fiber on the
Eligible Services List (ESL) and allowed eligible schools and libraries
to receive support for the lease of fiber, whether lit or dark, as a
priority one service from any entity. In the discussion of dark fiber,
the seventh sentence in paragraph 9 currently reads: ``We emphasize
that
[[Page 56299]]
selecting a telecommunications carrier as a service provider does not
absolve schools and libraries of their obligation to adhere to the
Children's Internet Protection Act (CIPA) requirements when they use
that service to obtain Internet service or access to the Internet.'' We
revise the last part of that sentence to read: `` * * * when they use
USF funding to obtain discounted Internet access service.''
22. In addition, we also correct Commission's rule Sec.
54.507(g)(1)(i) of the final rules to the Schools and Libraries Sixth
Report and Order which currently reads: ``(i) Schools and Libraries
Corporation shall first calculate the demand for telecommunications,
telecommunications services, voice-mail, and Internet access for all
discount categories as determined by the schools and libraries discount
matrix in Sec. 54.505(c) of the Commission's rules. These services
shall receive first priority for the available funding.'' We revise
this rule to change ``Schools and Libraries Corporation'' to
``Administrator'' and to reflect that voice mail, although eligible for
E-rate discounts, does not need to be listed as an individual eligible
service in our rules. We revise the rule to read: ``(i) The
Administrator shall first calculate the demand for services listed
under the telecommunications services, telecommunications, and Internet
access categories on the eligible services list for all discount
levels, as determined by the schools and libraries discount matrix in
Sec. 54.505(c) of the Commission's rules. These services shall receive
first priority for the available funding.''
III. Procedural Matters
A. Final Regulatory Flexibility Analysis
23. As required by the Regulatory Flexibility Act (RFA), an Initial
Regulatory Flexibility Analysis (IRFA) was prepared and incorporated in
the NPRM in CC Docket 02-6. The Commission sought written public
comment on the proposals in the NPRM, including comment on the IRFA. We
did not receive any comments specifically directed toward the IRFA.
This final Regulatory Flexibility Analysis (FRFA) conforms to the RFA.
B. Need for, and Objectives of, the Report and Order
24. This Report and Order revises the Commission's rules to add a
new certification for elementary and secondary schools that have
computers with Internet access and receive discounts under the E-rate
program, pursuant to the mandate of the Protecting Children in the 21st
Century Act. Such action is necessary to comply with the Protecting
Children in the 21st Century Act. We also adopt revisions to related
Commission rules to reflect existing statutory language more
accurately. Finally, we make corrections and add a clarification
related to the Commission's Schools and Libraries Sixth Report and
Order (FCC 10-175).
C. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
25. No comments specifically addressed the IRFA.
D. Description and Estimate of the Number of Small Entities to Which
Rules May Apply
26. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules, if adopted. The RFA generally defines
the term ``small entity'' as having the same meaning as the terms
``small business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A small business concern is one that: (1) Is independently owned
and operated; (2) is not dominant in its field of operation; and (3)
satisfies any additional criteria established by the Small Business
Administration (SBA). Nationwide, there are a total of approximately
29.6 million small businesses, according to the SBA. A ``small
organization'' is generally ``any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.''
Nationwide, as of 2002, there were approximately 1.6 million small
organizations. The term ``small governmental jurisdiction'' is defined
generally as ``governments of cities, towns, townships, villages,
school districts, or special districts, with a population of less than
fifty thousand.'' Census Bureau data for 2002 indicate that there were
87,525 local governmental jurisdictions in the United States. We
estimate that, of this total, 84,377 entities were ``small governmental
jurisdictions.'' Thus, we estimate that most governmental jurisdictions
are small.
27. Small entities potentially affected by the proposals herein
include eligible schools and libraries and the eligible service
providers offering them discounted services.
28. Schools and Libraries. As noted, ``small entity'' includes non-
profit and small government entities. Under the schools and libraries
universal service support mechanism, which provides support for
elementary and secondary schools and libraries, an elementary school is
generally ``a non-profit institutional day or residential school that
provides elementary education, as determined under state law.'' A
secondary school is generally defined as ``a non-profit institutional
day or residential school that provides secondary education, as
determined under state law,'' and not offering education beyond grade
12. For-profit schools and libraries, and schools and libraries with
endowments in excess of $50,000,000, are not eligible to receive
discounts under the program, nor are libraries whose budgets are not
completely separate from any schools. Certain other statutory
definitions apply as well. The SBA has defined for-profit, elementary
and secondary schools and libraries having $6 million or less in annual
receipts as small entities. In funding year 2007 approximately 105,500
schools and 10,950 libraries received funding under the schools and
libraries universal service mechanism. Although we are unable to
estimate with precision the number of these entities that would qualify
as small entities under SBA's size standard, we estimate that fewer
than 105,500 schools and 10,950 libraries might be affected annually by
our action, under current operation of the program.
29. Telecommunications Service Providers. First, neither the
Commission nor the SBA has developed a size standard for small
incumbent local exchange services. The closest size standard under SBA
rules is for Wired Telecommunications Carriers. Under that size
standard, such a business is small if it has 1,500 or fewer employees.
According to Commission data, 1,311 incumbent carriers reported that
they were engaged in the provision of local exchange services. Of these
1,311 carriers, an estimated 1,024 have 1,500 or fewer employees and
287 have more than 1,500 employees. Thus, under this category and
associated small business size standard, we estimate that the majority
of entities are small. We have included small incumbent local exchange
carriers in this RFA analysis. A ``small business'' under the RFA is
one that, inter alia, meets the pertinent small business size standard
(e.g., a telephone communications business having 1,500 or fewer
employees), and ``is not dominant in its field of operation.'' The
SBA's Office of Advocacy contends that, for RFA purposes, small
incumbent local exchange carriers are not dominant in
[[Page 56300]]
their field of operation because any such dominance is not ``national''
in scope. We have therefore included small incumbent carriers in this
RFA analysis, although we emphasize that this RFA action has no effect
on the Commission's analyses and determinations in other, non-RFA
contexts.
30. Second, neither the Commission nor the SBA has developed a
definition of small entities specifically applicable to providers of
interexchange services (IXCs). The closest applicable definition under
the SBA rules is for wired telecommunications carriers. This provides
that a wired telecommunications carrier is a small entity if it employs
no more than 1,500 employees. According to the Commission's 2008 Trends
Report, 300 companies reported that they were engaged in the provision
of interexchange services. Of these 300 IXCs, an estimated 268 have
1,500 or fewer employees and 32 have more than 1,500 employees.
Consequently, the Commission estimates that most providers of
interexchange services are small businesses.
31. Third, neither the Commission nor the SBA has developed a
definition of small entities specifically applicable to competitive
access services providers (CAPs). The closest applicable definition
under the SBA rules is for wired telecommunications carriers. This
provides that a wired telecommunications carrier is a small entity if
it employs no more than 1,500 employees. According to the 2008 Trends
Report, 1,005 CAPs and competitive local exchange carriers (competitive
LECs) reported that they were engaged in the provision of competitive
local exchange services. Of these 1,005 CAPs and competitive LECs, an
estimated 918 have 1,500 or fewer employees and 87 have more than 1,500
employees. Consequently, the Commission estimates that most providers
of competitive exchange services are small businesses.
32. Wireless Telecommunications Carriers (except Satellite). Since
2007, the Census Bureau has placed wireless firms within this new,
broad, economic census category. Prior to that time, such firms were
within the now-superseded categories of ``Paging'' and ``Cellular and
Other Wireless Telecommunications.'' Under the present and prior
categories, the SBA has deemed a wireless business to be small if it
has 1,500 or fewer employees. Because Census Bureau data are not yet
available for the new category, we will estimate small business
prevalence using the prior categories and associated data. For the
category of Paging, data for 2002 show that there were 807 firms that
operated for the entire year. Of this total, 804 firms had employment
of 999 or fewer employees, and three firms had employment of 1,000
employees or more. For the category of Cellular and Other Wireless
Telecommunications, data for 2002 show that there were 1,397 firms that
operated for the entire year. Of this total, 1,378 firms had employment
of 999 or fewer employees, and 19 firms had employment of 1,000
employees or more. Thus, we estimate that the majority of wireless
firms are small.
33. Wireless telephony includes cellular, personal communications
services, and specialized mobile radio telephony carriers. As noted,
the SBA has developed a small business size standard for Wireless
Telecommunications Carriers (except Satellite). Under the SBA small
business size standard, a business is small if it has 1,500 or fewer
employees. According to the 2008 Trends Report, 434 carriers reported
that they were engaged in wireless telephony. Of these, an estimated
222 have 1,500 or fewer employees and 212 have more than 1,500
employees. We have estimated that 222 of these are small under the SBA
small business size standard.
34. Common Carrier Paging. As noted, since 2007 the Census Bureau
has placed paging providers within the broad economic census category
of Wireless Telecommunications Carriers (except Satellite). Prior to
that time, such firms were within the now-superseded category of
``Paging.'' Under the present and prior categories, the SBA has deemed
a wireless business to be small if it has 1,500 or fewer employees.
Because Census Bureau data are not yet available for the new category,
we will estimate small business prevalence using the prior category and
associated data. The data for 2002 show that there were 807 firms that
operated for the entire year. Of this total, 804 firms had employment
of 999 or fewer employees, and three firms had employment of 1,000
employees or more. Thus, we estimate that the majority of paging firms
are small.
35. In addition, in the Paging Second Report and Order, released
June 9, 1999, the Commission adopted a size standard for ``small
businesses'' for purposes of determining their eligibility for special
provisions such as bidding credits and installment payments. A small
business is an entity that, together with its affiliates and
controlling principals, has average gross revenues not exceeding $15
million for the preceding three years. The SBA has approved this
definition. An initial auction of Metropolitan Economic Area (MEA)
licenses was conducted in the year 2000. Of the 2,499 licenses
auctioned, 985 were sold. Fifty-seven companies claiming small business
status won 440 licenses. A subsequent auction of MEA and Economic Area
(EA) licenses was held in the year 2001. Of the 15,514 licenses
auctioned, 5,323 were sold. One hundred thirty-two companies claiming
small business status purchased 3,724 licenses. A third auction,
consisting of 8,874 licenses in each of 175 EAs and 1,328 licenses in
all but three of the 51 MEAs, was held in 2003. Seventy-seven bidders
claiming small or very small business status won 2,093 licenses.
36. Currently, there are approximately 74,000 Common Carrier Paging
licenses. According to the most recent Trends in Telephone Service, 281
carriers reported that they were engaged in the provision of ``paging
and messaging'' services. Of these, an estimated 279 have 1,500 or
fewer employees and two have more than 1,500 employees. We estimate
that the majority of common carrier paging providers would qualify as
small entities under the SBA definition.
37. Internet Service Providers. The 2007 Economic Census places
these firms, whose services might include voice over Internet protocol
(VoIP), in either of two categories, depending on whether the service
is provided over the provider's own telecommunications facilities
(e.g., cable and DSL ISPs), or over client-supplied telecommunications
connections (e.g., dial-up ISPs). The former are within the category of
Wired Telecommunications Carriers, which has an SBA small business size
standard of 1,500 or fewer employees. The latter are within the
category of All Other Telecommunications, which has a size standard of
annual receipts of $25 million or less. The most current Census Bureau
data for all such firms, however, are the 2002 data for the previous
census category called Internet Service Providers. That category had a
small business size standard of $21 million or less in annual receipts,
which was revised in late 2005 to $23 million. The 2002 data show that
there were 2,529 such firms that operated for the entire year. Of
those, 2,437 firms had annual receipts of under $10 million, and an
additional 47 firms had receipts of between $10 million and
$24,999,999. Consequently, we estimate that the majority of ISP firms
are small entities.
38. Vendors of Internal Connections: Telephone Apparatus
Manufacturing. The Census Bureau defines this category as follows:
``This industry comprises
[[Page 56301]]
establishments primarily engaged in manufacturing wire telephone and
data communications equipment. These products may be standalone or
board-level components of a larger system. Examples of products made by
these establishments are central office switching equipment, cordless
telephones (except cellular), PBX equipment, telephones, telephone
answering machines, LAN modems, multi-user modems, and other data
communications equipment, such as bridges, routers, and gateways.'' The
SBA has developed a small business size standard for Telephone
Apparatus Manufacturing, which is: All such firms having 1,000 or fewer
employees. According to Census Bureau data for 2002, there were a total
of 518 establishments in this category that operated for the entire
year. Of this total, 511 had employment of under 1,000, and an
additional seven had employment of 1,000 to 2,499. Thus, under this
size standard, the majority of firms can be considered small.
39. Vendors of Internal Connections: Radio and Television
Broadcasting and Wireless Communications Equipment Manufacturing. The
Census Bureau defines this category as follows: ``This industry
comprises establishments primarily engaged in manufacturing radio and
television broadcast and wireless communications equipment. Examples of
products made by these establishments are: Transmitting and receiving
antennas, cable television equipment, GPS equipment, pagers, cellular
phones, mobile communications equipment, and radio and television
studio and broadcasting equipment.'' The SBA has developed a small
business size standard for firms in this category, which is: All such
firms having 750 or fewer employees. According to Census Bureau data
for 2002, there were a total of 1,041 establishments in this category
that operated for the entire year. Of this total, 1,010 had employment
of under 500, and an additional 13 had employment of 500 to 999. Thus,
under this size standard, the majority of firms can be considered
small.
40. Vendors of Internal Connections: Other Communications Equipment
Manufacturing. The Census Bureau defines this category as follows:
``This industry comprises establishments primarily engaged in
manufacturing communications equipment (except telephone apparatus, and
radio and television broadcast, and wireless communications
equipment).'' The SBA has developed a small business size standard for
Other Communications Equipment Manufacturing, which is: all such firms
having 750 or fewer employees. According to Census Bureau data for
2002, there were a total of 503 establishments in this category that
operated for the entire year. Of this total, 493 had employment of
under 500, and an additional 7 had employment of 500 to 999. Thus,
under this size standard, the majority of firms can be considered
small.
E. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
41. Schools and libraries that have computers with Internet access
must certify that they have in place certain Internet safety policies
and technology protection measures in order to be eligible for E-rate
discounts for Internet access and internal connection services.
Pursuant to the mandate in the Protecting Children in the 21st Century
Act, the Report and Order revises Sec. 54.520(c)(i) of the
Commission's rules to add a provision that a school's Internet safety
policy must include educating minors about appropriate online behavior,
including interacting with other individuals on social networking Web
sites and in chat rooms and cyberbullying awareness and response.
42. In addition, this Report and Order revises certain rules to
more accurately reflect the provisions of the Act with regard to
certifications made pursuant to the Children's Internet Protection Act
(CIPA). Specifically, the rule revisions that may affect small entities
require: (1) Schools and libraries to enforce the operation of
technology protection measures during use of computers by minors and
adults; (2) local determination of what matter is inappropriate for
minors; (3) schools and libraries to make available to the Commission,
upon request by the Commission, any Internet safety policy that is
adopted pursuant to section 254(l) of the Act; and (4) schools and
libraries to provide public notice and hearing to address any proposed
Internet safety policy that is adopted pursuant to CIPA.
F. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
43. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance and reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or part thereof, for small
entities.
44. With regard to the new certification requirements pursuant to
the Protecting Children in the 21st Century Act, we do not believe that
there will be significant economic impact on small entities. Currently,
schools and libraries file the FCC Form 486 to certify their compliance
with the requirements regarding Internet safety policies and technology
protection measures. Because schools and libraries will continue to use
the same FCC Form 486 to certify their compliance with these
requirements, there will be no additional reporting requirements. We
note that although the FCC Forms 486 and 479 do not need to be amended
because the existing forms already incorporate a certification of
compliance with all of the CIPA rules, the instructions to these forms
will be amended to list each CIPA requirement individually, including
the requirements we mandate today. The requirement to amend their
Internet safety policies to include provisions on educating minors
about appropriate online behavior, including interacting with other
individuals on social networking Web sites and in chat rooms and
cyberbullying awareness and response, will require schools to update
their already existing policies. Making this requirement effective
beginning July 1, 2012, however, will give schools adequate time to
amend their Internet safety policies and to implement procedures to
comply with the new requirements after the effective date of these
rules.
45. Several other rule revisions will have little economic impact
on small entities because schools and libraries have already
implemented these measures. We acknowledge that we are requiring
schools and libraries to enforce the operation of technology protection
measures during use of computers by minors and adults, to provide
public notice and hearing to address any proposed Internet safety
policy that is adopted pursuant to CIPA, and that schools and libraries
make Internet safety policies available upon request by the Commission.
However, as a practical matter, current E-rate beneficiaries have
already implemented and have been operating under these requirements,
even though these statutory requirements are not specifically stated in
the text of the Commission's rules. For example,
[[Page 56302]]
schools and libraries would have been unable to make the proper CIPA
certifications unless the technology protection measures have been
enforced during computer use by minors and adults. In addition, the
requirement to provide public notice and hearing was discussed
extensively in the CIPA Order even though an implementing rule was not
adopted.
46. With regard to the remaining rule provisions, we believe that
these rule revisions will have no economic impact on small entities
because they merely clarify existing definitions and existing
requirements. For example, the revisions regarding the definitions of
elementary and secondary schools did not change the definitions, but
merely clarified that the same definitions were utilized throughout the
rules, or codified existing statutory definitions. Finally, the
permission granted to schools and libraries to disable technology
protection measures to enable access for bona fide research or other
lawful purpose is not a requirement but may impose a burden on small
entities if they decide to disable technology measures. We note again,
however, that current E-rate beneficiaries have already implemented and
have been operating under these requirements, although these statutory
requirements were not specifically stated in the text of the
Commission's rules.
G. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
47. None.
H. Report to Congress
48. The Commission will send a copy of this Report and Order,
including this FRFA, in a report to be sent to Congress pursuant to the
SBREFA. In addition, the Commission will send a copy of the Report and
Order, including the FRFA, to the Chief Counsel for Advocacy of the
SBA. A copy of the Report and Order and the FRFA (or summaries thereof)
will also be published in the Federal Register.
I. Paperwork Reduction Act Analysis
49. This document contains revised information collection
requirements subject to the Paperwork Reduction Act of 1995 (PRA),
Public Law 104-13. Specifically, this document requires any school
receiving E-rate funding to certify that its Internet safety policy
provides for the education of minors about appropriate online behavior,
including interacting with other individuals on social networking Web
sites and in chat rooms and cyberbullying awareness. We have assessed
the effects of this new certification requirement and find that it will
not significantly impact the burden on small business. Congress adopted
this new certification requirement to promote online safety education
in schools. We also codify the existing statutory requirement that
schools and libraries make Internet safety policies available upon
request by the Commission. We have assessed the effects of adding this
requirement to our rules and find that it will not significantly impact
the burden on small business because it was an already existing
statutory requirement with which schools and libraries have had to
comply. The Commission received preapproval from OMB for this
information collection requirement on March 25, 2010 (See OMB Control
No. 3060-0853), and the information collections was adopted as
proposed. We also note that pursuant to the Small Business Paperwork
Relief Act of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4), we
previously sought specific comment on how the Commission might further
reduce the information collection burden for small business concerns
with fewer than 25 employees.
J. Congressional Review Act
50. The Commission will include a copy of this report and order in
a report to be sent to Congress and the Government Accountability
Office pursuant to the Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
IV. Ordering Clauses
51. Accordingly, It Is Ordered that, pursuant to the authority
contained in sections 1, 4(i), 201-205, 214, 254, and 403 of the
Communications Act of 1934, as amended, and Sec. 1.411 of the
Commission's rules, this report and order Is Adopted.
52. It Is Further Ordered, that pursuant to the authority contained
in sections 1, 4(i), 201-205, 214, 254, and 403 of the Communications
Act of 1934, as amended, and Sec. Sec. 54.500 through 54.501, 54.503
through 54.504, 54.507, and 54.520 of the Commission's rules, Are
Amended as set forth below, effective thirty (30) days after the
publication of this report and order in the Federal Register.
53. It is further ordered that the Commission's Consumer
Information Bureau, Reference Information Center, shall send a copy of
the report and order, including the Final Regulatory Flexibility
Analysis, to the Chief Counsel for Advocacy of the Small Business
Administration.
List of Subjects in 47 CFR Part 54
Communications common carriers, Reporting and recordkeeping
requirements, Telephone.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR part 54 as follows:
PART 54--UNIVERSAL SERVICE
0
1. The authority citation for part 54 continues to read as follows:
Authority: 47 U.S.C. 151, 154(i), 201, 205, 214, and 254 unless
otherwise noted.
0
2. Amend Sec. 54.500 by revising paragraphs (c) and (k) to read as
follows:
Sec. 54.500 Terms and definitions.
* * * * *
(c) Elementary school. An ``elementary school'' means an elementary
school as defined in 20 U.S.C. 7801(18), a non-profit institutional day
or residential school, including a public elementary charter school,
that provides elementary education, as determined under state law.
* * * * *
(k) Secondary school. A ``secondary school'' means a secondary
school as defined in 20 U.S.C. 7801(38), a non-profit institutional day
or residential school, including a public secondary charter school,
that provides secondary education, as determined under state law except
that the term does not include any education beyond grade 12.
* * * * *
0
3. Amend Sec. 54.501 by revising the section heading and revising
paragraph (a)(1) to read as follows:
Sec. 54.501 Eligibility for services provided by telecommunications
carriers.
(a) * * *
(1) Only schools meeting the statutory definition of ``elementary
school'' or ``secondary school'' as defined in Sec. 54.500(c) or (k)
of these rules, and not excluded under paragraphs (a)(2) or (a)(3) of
this section shall be eligible for discounts on telecommunications and
other supported services under this subpart.
* * * * *
0
4. Amend Sec. 54.503 by revising paragraph (c)(2)(i) to read as
follows:
Sec. 54.503 Competitive bidding requirements.
* * * * *
[[Page 56303]]
(c) * * *
(2) * * *
(i) The schools meet the statutory definition of ``elementary
school'' or ``secondary school'' as defined in Sec. 54.500(c) or (k)
of these rules, do not operate as for-profit businesses, and do not
have endowments exceeding $50 million.
* * * * *
0
5. Amend Sec. 54.504 by revising paragraph (a)(1)(i) to read as
follows:
Sec. 54.504 Requests for services.
(a) * * *
(1) * * *
(i) The schools meet the statutory definition of ``elementary
school'' or ``secondary school'' as defined in Sec. 54.500(c) or (k)
of these rules, do not operate as for-profit businesses, and do not
have endowments exceeding $50 million.
* * * * *
0
6. Amend Sec. 54.507 by revising paragraph (g)(1)(i) to read as
follows:
Sec. 54.507 Cap.
* * * * *
(g) * * *
(1) * * *
(i) The Administrator shall first calculate the demand for services
listed under the telecommunications services, telecommunications, and
Internet access categories on the eligible services list for all
discount levels, as determined by the schools and libraries discount
matrix in Sec. 54.505(c). These services shall receive first priority
for the available funding.
* * * * *
0
7. Amend Sec. 54.520 by revising paragraphs (a)(1), (a)(4), (c)(1)(i),
(c)(1)(iii)(B), (c)(2)(i), (c)(2)(iii)(B), (c)(3)(i)(B), and by adding
new paragraphs (c)(4), (c)(5), and (h) to read as follows:
Sec. 54.520 Children's Internet Protection Act certifications
required from recipients of discounts under the federal universal
service support mechanism for schools and libraries.
(a) * * *
(1) School. For the purposes of the certification requirements of
this rule, school means school, school board, school district, local
education agency or other authority responsible for administration of a
school.
* * * * *
(4) Statutory definitions.
(i) The term ``minor'' means any individual who has not attained
the age of 17 years.
(ii) The term ``obscene'' has the meaning given such term in 18
U.S.C. 1460.
(iii) The term ``child pornography'' has the meaning given such
term in 18 U.S.C. 2256.
(iv) The term ``harmful to minors'' means any picture, image,
graphic image file, or other visual depiction that--
(A) Taken as a whole and with respect to minors, appeals to a
prurient interest in nudity, sex, or excretion;
(B) Depicts, describes, or represents, in a patently offensive way
with respect to what is suitable for minors, an actual or simulated
sexual act or sexual contact, actual or simulated normal or perverted
sexual acts, or a lewd exhibition of the genitals; and
(C) Taken as a whole, lacks serious literary, artistic, political,
or scientific value as to minors.
(v) The terms ``sexual act'' and ``sexual contact'' have the
meanings given such terms in 18 U.S.C. 2246.
(vi) The term ``technology protection measure'' means a specific
technology that blocks or filters Internet access to the material
covered by a certification under paragraph (c) of this section.
* * * * *
(c) * * *
(1) * * *
(i) The Internet safety policy adopted and enforced pursuant to 47
U.S.C. 254(h) must include a technology protection measure that
protects against Internet access by both adults and minors to visual
depictions that are obscene, child pornography, or, with respect to use
of the computers by minors, harmful to minors. The school must enforce
the operation of the technology protection measure during use of its
computers with Internet access, although an administrator, supervisor,
or other person authorized by the certifying authority under paragraph
(a)(1) of this section may disable the technology protection measure
concerned, during use by an adult, to enable access for bona fide
research or other lawful purpose. This Internet safety policy must also
include monitoring the online activities of minors. Beginning July 1,
2012, schools' Internet safety policies must provide for educating
minors about appropriate online behavior, including interacting with
other individuals on social networking Web sites and in chat rooms and
cyberbullying awareness and response.
* * * * *
(iii) * * *
(B) Pursuant to the Children's Internet Protection Act, as codified
at 47 U.S.C. 254(h) and (l), the recipient(s) of service represented in
the Funding Request Number(s) on this Form 486, for whom this is the
first funding year in the federal universal service support mechanism
for schools and libraries, is (are) undertaking such actions, including
any necessary procurement procedures, to comply with the requirements
of CIPA for the next funding year, but has (have) not completed all
requirements of CIPA for this funding year.
* * * * *
(2) * * *
(i) The Internet safety policy adopted and enforced pursuant to 47
U.S.C. 254(h) must include a technology protection measure that
protects against Internet access by both adults and minors to visual
depictions that are obscene, child pornography, or, with respect to use
of the computers by minors, harmful to minors. The library must enforce
the operation of the technology protection measure during use of its
computers with Internet access, although an administrator, supervisor,
or other person authorized by the certifying authority under paragraph
(a)(2) of this section may disable the technology protection measure
concerned, during use by an adult, to enable access for bona fide
research or other lawful purpose.
* * * * *
(iii) * * *
(B) Pursuant to the Children's Internet Protection Act, as codified
at 47 U.S.C. 254(h) and (l), the recipient(s) of service represented in
the Funding Request Number(s) on this Form 486, for whom this is the
first funding year in the federal universal service support mechanism
for schools and libraries, is (are) undertaking such actions, including
any necessary procurement procedures, to comply with the requirements
of CIPA for the next funding year, but has (have) not completed all
requirements of CIPA for this funding year.
* * * * *
(3) * * *
(i) * * *
(B) Pursuant to the Children's Internet Protection Act, as codified
at 47 U.S.C. 254(h) and (l), the recipient(s) of service under my
administrative authority and represented in the Funding Request
Number(s) for which you have requested or received Funding Commitments,
and for whom this is the first funding year in the federal universal
service support mechanism for schools and libraries, is (are)
undertaking such actions, including any necessary procurement
procedures, to comply with the requirements of CIPA for the next
funding year, but has (have)
[[Page 56304]]
not completed all requirements of CIPA for this funding year.
* * * * *
(4) Local determination of content. A determination regarding
matter inappropriate for minors shall be made by the school board,
local educational agency, library, or other authority responsible for
making the determination. No agency or instrumentality of the United
States Government may establish criteria for making such determination;
review the determination made by the certifying school, school board,
school district, local educational agency, library, or other authority;
or consider the criteria employed by the certifying school, school
board, school district, local educational agency, library, or other
authority in the administration of the schools and libraries universal
service support mechanism.
(5) Availability for review. Each Internet safety policy adopted
pursuant to 47 U.S.C. 254(l) shall be made available to the Commission,
upon request from the Commission, by the school, school board, school
district, local educational agency, library, or other authority
responsible for adopting such Internet safety policy for purposes of
the review of such Internet safety policy by the Commission.
* * * * *
(h) Public notice; hearing or meeting. A school or library shall
provide reasonable public notice and hold at least one public hearing
or meeting to address the proposed Internet safety policy.
[FR Doc. 2011-23267 Filed 9-12-11; 8:45 am]
BILLING CODE 6712-01-P