Community Advantage Pilot Program, 56262 [2011-23244]
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56262
Federal Register / Vol. 76, No. 176 / Monday, September 12, 2011 / Notices
(B) Institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Exchange
Act. Interested persons are also invited
to submit views and arguments as to
whether they can effectively comment
on the proposed rule change prior to the
date of final adoption of the
Commission’s permanent rules for the
registration of municipal advisors.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–MSRB–2011–14 on the
subject line.
information that you wish to make
available publicly. All submissions
should refer to File Number SR–MSRB–
2011–14 and should be submitted on or
before October 3, 2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–23259 Filed 9–9–11; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Docket No. SBA 2011–0003]
Community Advantage Pilot Program
U.S. Small Business
Administration (SBA).
ACTION: Notice of change to Community
Advantage Pilot Program.
AGENCY:
mstockstill on DSK4VPTVN1PROD with NOTICES
On February 18, 2011, SBA
published a notice and request for
comments introducing the Community
Advantage Pilot Program. In that notice,
Paper Comments
SBA modified or waived as appropriate
• Send paper comments in triplicate
certain regulations which otherwise
to Elizabeth M. Murphy, Secretary,
apply to the 7(a) loan program for the
Securities and Exchange Commission,
Community Advantage Pilot Program.
100 F Street, NE., Washington, DC
To support SBA’s commitment to
20549–1090.
expanding access to capital for small
All submissions should refer to File
businesses and entrepreneurs in
Number SR–MSRB–2011–14. This file
underserved markets, SBA is issuing
number should be included on the
this notice to revise certain of these
subject line if e-mail is used. To help the regulatory waivers.
Commission process and review your
DATES: This notice is effective
comments more efficiently, please use
September 12, 2011.
only one method. The Commission will
FOR FURTHER INFORMATION CONTACT:
post all comments on the Commission’s
Grady B. Hedgespeth, Director, Office of
Internet Web site (https://www.sec.gov/
Financial Assistance, U.S. Small
rules/sro.shtml). Copies of the
Business Administration, 409 Third
submission, all subsequent
Street, SW., Washington, DC 20416;
amendments, all written statements
(202) 205–7562;
with respect to the proposed rule
grady.hedgespeth@sba.gov.
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of
10 a.m. and 3 p.m.
Copies of such filing also will be
available for inspection and copying at
the MSRB’s offices. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
VerDate Mar<15>2010
16:36 Sep 09, 2011
Jkt 223001
SUMMARY:
On
February 18, 2011, SBA issued a notice
and request for comments introducing
the Community Advantage Pilot
Program (‘‘CA Pilot Program’’) (76 FR
9626). Pursuant to the authority
provided to SBA under 13 CFR 120.3 to
suspend, modify or waive certain
regulations in establishing and testing
pilot loan initiatives, SBA temporarily
waived certain regulations, which
otherwise apply to 7(a) loans, for the CA
Pilot Program. Specifically, SBA waived
13 CFR 120.420 through 120.435
because CA Lenders were prohibited
from including CA loans in participant
lender financings and other
conveyances, including securitizations,
SUPPLEMENTARY INFORMATION:
participations and pledges. This
prohibition, however, may restrict the
ability of CA Lenders to obtain access to
capital from commercial banks and
warehouse lenders. Therefore, SBA is
revising the February 18, 2011 notice to
allow CA Lenders participating in the
CA Pilot Program to pledge CA loans as
collateral for certain lender financings
that are approved by SBA, provided the
CA Lender complies with all applicable
SBA regulations. To accomplish this,
SBA is no longer waiving the
regulations at 13 CFR 120.420, 120.430
–120.431 (only with respect to pledges),
and 120.434. While SBA is permitting
CA Lenders to pledge CA loans as
collateral for certain lender financings
in accordance with the aforementioned
regulations, SBA will not permit CA
Lenders to include CA loans in
securitizations, any loan sales or
participations. Therefore, SBA
continues to waive the regulations at 13
CFR 120.421 through 120.428, 120.432,
120.433 and 120.435, as stated in the
February 18, 2011 notice. This notice
does not affect a CA Lender’s ability to
sell the guaranteed portions of CA loans
in the secondary market, as further
described in the February 18, 2011
notice.
In addition to issuing this notice, SBA
will modify the Community Advantage
Pilot Program Loan Guaranty Agreement
(SBA Form 750CA) to allow lenders to
pledge CA loans as collateral for certain
lender financings. SBA will make the
revised SBA Form 750CA available to
CA Lenders. All participants in the CA
Pilot Program must execute the revised
SBA Form 750CA and return it to SBA
prior to pledging any CA loans.
All other SBA guidelines and
regulatory waivers related to the CA
Pilot Program remained unchanged.
SBA has provided more detailed
guidance in the form of a participant
guide which is available on SBA’s Web
site, https://www.sba.gov. SBA may also
provide additional guidance, if needed,
through SBA notices, which will also be
published on SBA’s Web site, https://
www.sba.gov.
Questions on the CA Pilot Program
may be directed to the Lender Relations
Specialist in the local SBA district
office. The local SBA district office may
be found at https://www.sba.gov/aboutoffices-list/2.
Authority: 15 U.S.C. 636(a)(25) and 13 CFR
120.3.
Karen G. Mills,
Administrator.
[FR Doc. 2011–23244 Filed 9–9–11; 8:45 am]
12 17
PO 00000
CFR 200.30–3(a)(12).
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BILLING CODE 8025–01–P
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Agencies
[Federal Register Volume 76, Number 176 (Monday, September 12, 2011)]
[Notices]
[Page 56262]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-23244]
=======================================================================
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SMALL BUSINESS ADMINISTRATION
[Docket No. SBA 2011-0003]
Community Advantage Pilot Program
AGENCY: U.S. Small Business Administration (SBA).
ACTION: Notice of change to Community Advantage Pilot Program.
-----------------------------------------------------------------------
SUMMARY: On February 18, 2011, SBA published a notice and request for
comments introducing the Community Advantage Pilot Program. In that
notice, SBA modified or waived as appropriate certain regulations which
otherwise apply to the 7(a) loan program for the Community Advantage
Pilot Program. To support SBA's commitment to expanding access to
capital for small businesses and entrepreneurs in underserved markets,
SBA is issuing this notice to revise certain of these regulatory
waivers.
DATES: This notice is effective September 12, 2011.
FOR FURTHER INFORMATION CONTACT: Grady B. Hedgespeth, Director, Office
of Financial Assistance, U.S. Small Business Administration, 409 Third
Street, SW., Washington, DC 20416; (202) 205-7562;
grady.hedgespeth@sba.gov.
SUPPLEMENTARY INFORMATION: On February 18, 2011, SBA issued a notice
and request for comments introducing the Community Advantage Pilot
Program (``CA Pilot Program'') (76 FR 9626). Pursuant to the authority
provided to SBA under 13 CFR 120.3 to suspend, modify or waive certain
regulations in establishing and testing pilot loan initiatives, SBA
temporarily waived certain regulations, which otherwise apply to 7(a)
loans, for the CA Pilot Program. Specifically, SBA waived 13 CFR
120.420 through 120.435 because CA Lenders were prohibited from
including CA loans in participant lender financings and other
conveyances, including securitizations, participations and pledges.
This prohibition, however, may restrict the ability of CA Lenders to
obtain access to capital from commercial banks and warehouse lenders.
Therefore, SBA is revising the February 18, 2011 notice to allow CA
Lenders participating in the CA Pilot Program to pledge CA loans as
collateral for certain lender financings that are approved by SBA,
provided the CA Lender complies with all applicable SBA regulations. To
accomplish this, SBA is no longer waiving the regulations at 13 CFR
120.420, 120.430 -120.431 (only with respect to pledges), and 120.434.
While SBA is permitting CA Lenders to pledge CA loans as collateral for
certain lender financings in accordance with the aforementioned
regulations, SBA will not permit CA Lenders to include CA loans in
securitizations, any loan sales or participations. Therefore, SBA
continues to waive the regulations at 13 CFR 120.421 through 120.428,
120.432, 120.433 and 120.435, as stated in the February 18, 2011
notice. This notice does not affect a CA Lender's ability to sell the
guaranteed portions of CA loans in the secondary market, as further
described in the February 18, 2011 notice.
In addition to issuing this notice, SBA will modify the Community
Advantage Pilot Program Loan Guaranty Agreement (SBA Form 750CA) to
allow lenders to pledge CA loans as collateral for certain lender
financings. SBA will make the revised SBA Form 750CA available to CA
Lenders. All participants in the CA Pilot Program must execute the
revised SBA Form 750CA and return it to SBA prior to pledging any CA
loans.
All other SBA guidelines and regulatory waivers related to the CA
Pilot Program remained unchanged.
SBA has provided more detailed guidance in the form of a
participant guide which is available on SBA's Web site, https://www.sba.gov. SBA may also provide additional guidance, if needed,
through SBA notices, which will also be published on SBA's Web site,
https://www.sba.gov.
Questions on the CA Pilot Program may be directed to the Lender
Relations Specialist in the local SBA district office. The local SBA
district office may be found at https://www.sba.gov/about-offices-list/2.
Authority: 15 U.S.C. 636(a)(25) and 13 CFR 120.3.
Karen G. Mills,
Administrator.
[FR Doc. 2011-23244 Filed 9-9-11; 8:45 am]
BILLING CODE 8025-01-P