Secretarial Review and Publication of the Annual Report to Congress Submitted by the Contracted Consensus-Based Entity Regarding Performance Measurement, 55474-55499 [2011-22624]

Download as PDF 55474 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices DEPARTMENT OF HEALTH AND HUMAN SERVICES Secretarial Review and Publication of the Annual Report to Congress Submitted by the Contracted Consensus-Based Entity Regarding Performance Measurement Office of the Secretary of Health and Human Services, HHS. ACTION: Notice. AGENCY: This notice acknowledges the Secretary of the Department of Health and Human Services’ (HHS) receipt and review of the annual report submitted to the Secretary and Congress by the contracted consensus-based entity as mandated by section 1890(b)(5) of the Social Security Act, as added by section 183 of the Medicare Improvements for Patients and Providers Act of 2008 (MIPPA). The statute requires the Secretary to publish the report in the Federal Register together with any comments of the Secretary on the report not later than six months after receiving the report. This notice fulfills those requirements. FOR FURTHER INFORMATION CONTACT: Kate Goodrich (202) 690–7213. jlentini on DSK4TPTVN1PROD with NOTICES2 SUMMARY: I. Background Rising health care costs coupled with the growing concern over the level and variation in quality and efficiency in the provision of health care raise important challenges for the United States. Section 183 of MIPPA also required the Secretary of the Department of Health and Human Services (HHS) to contract with a consensus-based entity to perform various duties with respect to health care performance measurement. These activities support HHS’s efforts to achieve value as a purchaser of highquality, patient-centered, and financially sustainable health care. The statute mandates that the contract be competitively awarded for a period of four years and may be renewed under a subsequent competitive contracting process. In January, 2009, a competitive contract was awarded by HHS to the National Quality Forum (NQF) for a four-year period. The contract specified that NQF should conduct its business in an open and transparent manner, provide the opportunity for public comment and ensure that membership fees do not pose a barrier to participation in the scope of HHS’s contract activities, if applicable. The HHS four-year contract with NQF includes the following major tasks: Formulation of a National Strategy and Priorities for Health Care VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Performance—NQF shall synthesize evidence and convene key stakeholders on the formulation of an integrated national strategy and priorities for health care performance measurement in all applicable settings. NQF shall give priority to measures that: address the health care provided to patients with prevalent, high-cost chronic diseases; provide the greatest potential for improving quality, efficiency and patient-centered health care and may be implemented rapidly due to existing evidence, standards of care or other reasons. NQF shall consider measures that assist consumers and patients in making informed health care decision; address health disparities across groups and areas; and address the continuum of care across multiple providers, practitioners and settings. Implementation of a Consensus Process for Endorsement of Health Care Quality Measures—NQF shall implement a consensus process for endorsement of standardized health care performance measures which shall consider whether measures are evidence-based, reliable, valid, verifiable, relevant to enhanced health outcomes, actionable at the caregiver level, feasible to collect and report, and responsive to variations in patient characteristics such as health status, language capabilities, race or ethnicity, and income level and is consistent across types of providers including hospitals and physicians. Maintenance of Consensus Endorsed Measures—NQF shall establish and implement a maintenance process to ensure that endorsed measures are updated (or retired if obsolete) as new evidence is developed. Promotion of Electronic Health Records—NQF shall promote the development and use of electronic health records that contain the functionality for automated collection, aggregation, and transmission of performance measurement information. Focused Measure Development, Harmonization and Endorsement Efforts To Fill Critical Gaps in Performance Measurement—NQF shall complete targeted tasks to support performance measurement development, harmonization, endorsement and/or gap analysis. Development of a Public Web Site for Project Documents—NQF shall develop a public Web site to provide access to project documents and processes. The HHS contract work is found at: https:// www.qualityforum.org/projects/ ongoing/hhs/. Annual Report to Congress and the Secretary—Under section 1890(b)(5)(A) of the Act, by not later than March 1 of PO 00000 Frm 00002 Fmt 4701 Sfmt 4703 each year (beginning with 2009), NQF shall submit to Congress and the Secretary of HHS an annual report. The report shall contain a description of the implementation of quality measurement initiatives under the Act and the coordination of such initiatives with quality initiatives implemented by other payers; a summary of activities and recommendations from the national strategy and priorities for health care performance measurement tasks; and a discussion of performance by NQF of the duties required under the HHS contract. Section 1890(b)(5)(B) of the Social Security Act requires the Secretarial review of the annual report to Congress upon receipt and the publication of the report in the Federal Register together with any Secretarial comments not later than 6 months after receiving the report. The first annual report covered the performance period of January 14, 2009 to February 28, 2009 or the first six weeks post contract award. Given the short timeframe between award and the statutory requirement for the submission of the first annual report, this first report provided a brief summary of future plans. In March 2009, NQF submitted the first annual report to Congress and the Secretary of HHS. The Secretary published a notice in the Federal Register in compliance with the statutory mandate for review and publication of the annual report on September 10, 2009 (74 FR 46594). In March 2010, NQF submitted to Congress and the Secretary the second annual report covering the period of performance of March 1, 2009 through February 28, 2010. The second annual report was published in the Federal Register on October 22, 2010 (75 FR 65340) to comply with the statutorily required Secretarial review and publication. In March 2011, NQF submitted the third annual report to Congress and the Secretary of HHS. This notice complies with the statutory requirement for Secretarial review and publication of the third annual report covering the period of performance of March 1, 2010 through February 28, 2011. The Patient Protection and Affordable Care Act of 2010 (ACA) was signed into law on March 23, 2011. Section 3014 of this Act included a time-sensitive requirement for NQF to provide input into the national priorities for consideration under for the National Strategy for Quality for Improvement in Healthcare. As a result, one additional activity was added to the contract to fulfill this requirement within the contract year. The NQF convened the National Priorities Partnership and E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices developed a consensus report on input to HHS on the development of the National Quality Strategy. II. March 2011—NQF Report to Congress and the HHS Secretary Submitted in March 2011, the third annual report to Congress and the Secretary spans the period of January 14, 2010 through January 13, 2011. A copy of NQF’s submission of the March 2011 annual report to Congress and the Secretary of HHS can be found at: https://www.qualityforum.org/ projects/hhs/. The 2011 NQF annual report is reproduced in section III of this notice. III. NQF March 2011 Annual Report Advancing Performance Measurement: NQF Report to Congress 2011 Report to the Congress and the Secretary of the U.S. Department of Health and Human Services, Covering the Period of January 14, 2010, to January 13, 2011 Pursuant to PL 110–275 and Contract #HHSM–500–2009–00010C jlentini on DSK4TPTVN1PROD with NOTICES2 NQF Mission The National Quality Forum (NQF) operates under a three-part mission to improve the quality of American healthcare by: • Building consensus on national priorities and goals for performance improvement and working in partnership to achieve them; • Endorsing national consensus standards for measuring and publicly reporting on performance; and • Promoting the attainment of national goals through education and outreach programs. As a private-sector standard-setting body recognized under the National Technology Transfer and Advancement Act (Pub. L. 104–113), NQF endorses standardized performance measures, serious reportable events, and safe practices. NQF also serves as the convener of two multi-stakeholder partnerships: the National Priorities Partnership, which provides guidance on setting national priorities, goals, and strategic improvement opportunities; and the Measure Applications Partnership, which recommends measures for use in various public reporting, payment, and other programs. Table of Contents Acknowledgments Foreword I. Executive Summary II. About NQF III. About the Contract IV. HHS–Funded Work V. Looking Forward Appendix A: Summary of Accomplishments Under the Contract VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Appendix B: List of Measures Endorsed Appendix C: Reports Published by NQF During the Contract Period Appendix D: NQF Board of Directors Appendix E: NQF Senior Leadership Appendix F: National Priorities Partnership Appendix G: NQF Consensus Development Process (Version 1.8) Appendix H: List of NQF Member Organizations by Council Foreword In 2008, Congress passed the Medicare Improvements for Patients and Providers Act (Pub. L. 110–275),1 signifying its growing recognition of the systemic nature of the nation’s healthcare quality issues. The Act set bearings for the national healthcare performance improvement movement and charted a course for national action, presenting the opportunity to unify the nation’s disparate healthcare quality improvement efforts into a coherent national strategy. Importantly, it did not impose top-down direction to achieve its goals. Instead, the Act provides guidance and resources for the federal government to work with a consensusbased entity to identify priorities and performance measures through an open and transparent decision-making process that affords an opportunity for all stakeholders to participate. On January 14, 2009, the National Quality Forum (NQF) was awarded a contract that addresses the Act’s Section 183, which calls for the Department of Health and Human Services (HHS) ‘‘to contract with a consensus-based entity, such as the National Quality Forum,’’ to achieve many of these quality improvement goals. This contract subsequently was modified to accommodate specific work called for under the Patient Protection and Affordable Care Act of 2010 (Pub. L. 111–148).2 This report summarizes the work performed under this contract between January 14, 2010, and January 13, 2011, the second full year that the HHS contract has been in place. The first year of the contract was devoted to building infrastructure to support healthcare quality. We are pleased to report that in the second year of the contract, NQF has leveraged that infrastructure to demonstrate real achievements in the areas of the identification of priorities and gaps in available performance measures; adaptation of more than 100 measures for use in electronic health records; and endorsement of 62 new measures. These are concrete, measurable, and sustainable accomplishments in the nation’s quality infrastructure that will translate into more effective performance improvement, public PO 00000 Frm 00003 Fmt 4701 Sfmt 4703 55475 reporting, and value-based payment programs. We are grateful to the Congress and HHS for their continued support of NQF and, more broadly, of the quality enterprise in the United States. Their commitment to healthcare quality improvement is thoughtful, clear, and unquestioned. We also thank the more than 430 institutional members of NQF, the hundreds of experts who volunteer to participate in NQF expert panels, and NQF staff, whose efforts have contributed to a healthcare system that is becoming, as the Institute of Medicine (IOM) envisioned in its ‘‘call to action’’ a decade ago, safe, effective, patientcentered, timely, efficient, and equitable. William L. Roper, Chair, Board of Directors, National Quality Forum. Janet M. Corrigan, President and Chief Executive Officer, National Quality Forum. Notes 1. U.S. Congress, Medicare Improvements for Patients and Providers Act (Pub. L. 110– 275), Washington, DC: U.S. Government Printing Office: 2008. Available at https:// frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi? dbname=110_cong_public_laws&docid=f: publ275.110.pdf. Last accessed December 2010. 2. U.S. Congress, Patient Protection and Affordable Care Act of 2010 (Pub. L. 111– 148), Washington, DC: U.S. Government Printing Office; 2010. Available at https:// www.gpo.gov/fdsys/pkg/PLAW-111publ148/ pdf/PLAW-111publ148.pdf. Last accessed December 2010. I. Executive Summary Key strategies for reforming healthcare include: Publicly reporting performance results to support informed consumer decision-making; aligning payments with value; rewarding providers for investing in health information technology (health IT) and using it to improve patient care; and providing knowledge and tools to healthcare providers and professionals to help them improve their performance. Foundational to the success of all of these efforts is a robust ‘‘quality measurement enterprise’’ that includes priorities and goals for improvement; standardized performance measures; an electronic data platform that supports measurement and improvement; use of measures in payment, public reporting, health IT investment programs, and other areas; and performance improvement initiatives in all healthcare settings. Many public- and private-sector organizations have important responsibilities in the quality E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices jlentini on DSK4TPTVN1PROD with NOTICES2 measurement enterprise, such as various federal agencies, public and private purchasers, measure developers, the National Quality Forum (NQF), accreditation and certification entities, various quality alliances at the national and community levels, state governments, and others. Recognizing the widespread and systemic nature of the nation’s healthcare quality and cost challenges and the need to build the nation’s quality measurement enterprise, Congress passed the Medicare Improvements for Patients and Providers Act (Pub. L. 110–275) in 2008. On January 14, 2009, NQF was awarded a contract that addresses the Act’s Section 183, which calls for the Department of Health and Human Services (HHS) ‘‘to contract with a consensus-based entity, such as the National Quality Forum,’’ to carry out work related to its quality improvement goals. On September 20, 2010, this contract was modified to accommodate specific work called for under the Patient Protection and Affordable Care Act of 2010 (Pub. L. 111–148).1 This report summarizes the work performed under this contract between January 14, 2010, and January 13, 2011. Appendix C provides a list of the reports produced. During the contract period, NQF made important contributions to the following quality enterprise functions: setting priorities and goals, endorsing performance measures, building an infrastructure to support performance measurement using an electronic data platform, and providing input to the selection of measures for determining ‘‘meaningful use’’ of health IT. Source: National Quality Forum (NQF), Input to the Secretary of Health and Human Services on Priorities for the 2011 National Quality Strategy, Washington, DC: NQF; 2010. Available at https:// VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 National Priorities Setting national priorities is a critical first step to addressing our country’s serious safety, quality, and cost challenges. Providers cannot measure and improve in all areas at once. Priorities focus attention on those areas most likely to produce the greatest return on investment in terms of better health and healthcare. National priorities, especially when established with input from multiple stakeholders, also serve as a starting point for alignment of public- and private-sector efforts to improve performance. In 2010, NQF made three contributions to national priority-setting initiatives: providing guidance to HHS on the proposed National Health Care Quality Strategy, identifying a prioritized list of high-impact conditions for Medicare beneficiaries, and specifying an agenda for measure development and endorsement to fill gaps in available measures. The Affordable Care Act calls for HHS to establish a National Health Care PO 00000 Frm 00004 Fmt 4701 Sfmt 4703 Quality Strategy and to consult with a consensus-based entity to convene a multi-stakeholder group to provide input on national priorities for improvement in population health and the delivery of healthcare services. When asked to perform this role, NQF convened the National Priorities Partnership (NPP), a collaborative that now includes 48 leading organizations. In October 2010, NPP submitted its report to HHS, recommending eight priority areas for national action. These include the original six priorities NPP identified in a priority-setting effort in 2008: (1) Patient and family engagement, (2) population health, (3) safety, (4) care coordination, (5) palliative and end-of-life care, and (6) overuse. They also include the addition of two areas of focus: (1) Equitable access to ensure that all patients have access to affordable, timely, and highquality care; and (2) infrastructure supports (e.g., health IT) to address underlying system changes that will be necessary to attain the goals of the other priority areas. NPP also offered aspirational and actionable goals to be achieved over the next three to five years for each priority area. Recommendations of the National Priorities Partnership www.nationalprioritiespartnership.org/. Last accessed February 2011. E:\FR\FM\07SEN2.SGM 07SEN2 EN07SE11.000</GPH> 55476 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Complementing NPP’s work, which focused on ‘‘cross-cutting’’ areas (e.g., care coordination) that affect all or most patients, was the work of NQF’s Measure Prioritization Advisory Committee, which prioritized the top 20 high-impact Medicare conditions that account for more than 90 percent of Medicare costs. Improvements in the safety and effectiveness of the care processes for these conditions can affect the outcomes of millions of Americans and eliminate waste from the health system. jlentini on DSK4TPTVN1PROD with NOTICES2 Prioritized List of 20 High-Impact Medicare Conditions* (1) Major depression (2) Congestive heart failure (3) Ischemic heart disease (4) Diabetes (5) Stroke/transient ischemic attack (6) Alzheimer’s disease (7) Breast cancer (8) Chronic obstructive pulmonary disease (9) Acute myocardial infarction (10) Colorectal cancer (11) Hip/pelvic fracture (12) Chronic renal disease (13) Prostate cancer (14) Rheumatoid arthritis/osteoarthritis (15) Atrial fibrillation (16) Lung cancer (17) Cataract (18) Osteoporosis (19) Glaucoma (20) Endometrial cancer *As determined by NQF Measure Prioritization Advisory Committee under contract to HHS. Source: NQF, Prioritization of HighImpact Medicare Conditions and Measure Gaps, Washington, DC: NQF; 2010. Available at https://www.quality forum.org/projects/prioritization. aspx#t=2&s=&p=4%7C. Last accessed February 2011. Taken together, cross-cutting areas and the prioritized conditions provide a two-dimensional framework for performance measurement. The current portfolio of NQF-endorsed measures includes many measures applicable to these cross-cutting areas and leading conditions, but there are important gaps. To advise HHS on how best to focus measure development resources on filling these gaps, NQF was asked to construct an agenda for measure development and endorsement. In constructing this agenda, the NQF Measure Prioritization Advisory Committee also considered child health measurement needs and the needs of the broader population health community. The final report, Measure Development and Endorsement Agenda (January 2011, available at https://www.quality VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 forum.org/MeasureDevelopmentand EndorsementAgenda.aspx), provides prioritized lists of measure gaps in eight areas: (1) Resource use/overuse, (2) care coordination and management, (3) health status, (4) safety processes and outcomes, (5) patient and family engagement, (6) system infrastructure supports, (7) population health, and (8) palliative care. As described below, efforts are well underway to fill these gaps. Performance Measures The NQF portfolio of endorsed measures includes more than 625 measures that support the needs of both public- and private-sector stakeholders and are appropriate for use in accountability and quality improvement programs. The measures fall into the following major categories: Measures of patient outcomes (e.g., mortality, readmissions, complications, health functioning); care processes (measures of adherence to practice guidelines, such as prescribing beta antagonists after heart attacks); patient experience (e.g., patient’s perception of the quality of hospital care); resource use measures (e.g., average nursing care hours per patient day); and composite measures (e.g., overall indicator of pediatric patient safety constructed from measures of adverse events). Although the total number of measures is sizable, the number applicable to a given provider type—ambulatory practices, emergency services, hospitals, nursing homes, home health, rehabilitation services, mental health and substance abuse providers, kidney dialysis centers, and health plans—is more limited. To meet the needs of many, the portfolio also must accommodate measures that run off different data platforms (e.g., paper records, administrative/claims data, electronic health records) during this period of transition to an electronic platform. During the contract period, the HHS contract provided support for measure endorsement projects in the following areas: Patient outcomes for the 20 highimpact Medicare conditions; patient safety, including medication safety and healthcare-associated infections; nursing homes; child health; and efficiency and resource use. NQF’s endorsement process, which includes evaluation by technical experts and a multi-stakeholder panel, as well as extensive public input, requires up to a year to complete depending on the volume and complexity of measures. On occasion, a project also may be temporarily halted to allow time for the measure developers to change measures in response to NQF requests (for PO 00000 Frm 00005 Fmt 4701 Sfmt 4703 55477 example, two measures of overuse of neck imaging in trauma combined). There were 62 newly endorsed measures resulting from the work conducted during the contract period— 14 endorsed prior to the close of the contract period and another 48 awaiting final ratification by the NQF Board (which occurred shortly after the close of the reporting period). See Appendix B for a complete list of newly endorsed measures. NEWLY ENDORSED MEASURES BY MEASURE TYPE * Measure type Number of measures Outcome ................................... Process ..................................... Patient Experience ................... Resource Use ........................... Composite ................................. 38 8 6 6 4 Total ................................... 62 * Measures endorsed as a result of HHS contract, 1/14/10 to 2/28/11. In addition to endorsing new measures, NQF also oversees the updating and maintenance of currently endorsed measures. As a condition of maintaining endorsement, measure developers are required to update their measures to reflect changes in the evidence base. NQF-endorsed measures undergo a comprehensive re-evaluation every three years and must recompete ‘‘head-to-head’’ with any new or existing measures for ‘‘best-in-class’’ determination. During the contract period, NQF began maintenance of the 47 cardiovascular measures and 44 surgical measures in its portfolio. NQF also analyzed the implications of the transition from the International Classification of Disease, Ninth Revision, Clinical Modification (ICD–9– CM) to the International Classification of Diseases, Tenth Revision, Clinical Modification and Procedure Coding System (ICD–10–CM/PCS) for quality measurement. As explained in the final report, ICD–10 CM/PCS Coding Maintenance Operational Guidance (October 2010, available at https:// www.qualityforum.org/publications/ 2010/10/ICD-10-CM/PCS_Coding_ Maintenance_Operational_ Guidance.aspx), this transition planned for 2013 has significant implications for measure developers, as the majority of NQF-endorsed measures are specified using ICD–9–CM codes. E:\FR\FM\07SEN2.SGM 07SEN2 jlentini on DSK4TPTVN1PROD with NOTICES2 55478 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Technical Infrastructure To Support Measurement Using an Electronic Platform The American Recovery and Reinvestment Act of 2009 provides $20 billion for investment in health IT and use of that technology to improve patient care. Health IT has the potential to lead to care that is safer, more effective, more affordable, and better coordinated. But to get there, electronic health records (EHRs) and other tools must capture the right data to support performance measurement, and performance measures must be specified to run on an electronic platform. NQF contributions in this area fall into four categories: (1) Development of a Quality Data Model (QDM) that defines the data that must be captured in EHRs and personal health records to support quality measurement and improvement; (2) development of a standard form and an automated tool for measure developers to create eMeasures that can readily be incorporated into vendors’ health IT systems; (3) re-specification of 113 performance measures for use with EHRs (i.e., eMeasures); and (4) identification of the types of measures that might be used to ascertain whether EHRs are being used properly by clinicians and to detect any unintended consequences. The QDM classifies and describes the information needed for quality measurement in a way that health IT vendors understand what data elements to capture (including the most reliable source of the data and the point in time in the care process when it should be recorded), and measure developers know how to specify eMeasures so they will pull the correct information from the EHR. Although the QDM was created in 2009, NQF’s Health Information Technology Advisory Committee made important enhancements covered under this contract, such as the development of a comprehensive framework for evolving the model that will accommodate the data needs of new types of measures (e.g., measures of patient engagement in decision-making, long-term functional outcomes, measures that incorporate data on social determinants of health), and updates to data type definitions and elements. The NQF Clinical Decision Support (CDS) Expert Panel also developed a taxonomy of CDS rules and data elements that paves the way for CDS developers to use the QDM in specifying clinical decision support rules (see Driving Quality and Performance Measurement—A Foundation for Clinical Decision Support at https:// VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 www.qualityforum.org/Publications/ 2010/12/Driving_Quality_ and_Performance_Measurement_-_A _Foundation_for_Clinical_Decision_ Support.aspx). To facilitate the specification of eMeasures in a standardized fashion concordant with the QDM, NQF developed a standardized eMeasure format to be used by the more than 50 measure developers. The QDM and eMeasure format taken together will yield important benefits in future years, such as: • Reduced health IT costs: Health IT vendors will be able to identify the data requirements for all the measures in the portfolio of NQF-endorsed measures and will be able to readily incorporate eMeasures from any measure developer in almost a ‘‘turnkey’’ fashion. • Reduced measure development, testing, and maintenance costs: Performance measures generally include common components, such as denominators, numerators, exclusions, and sometimes risk-adjustment algorithms. Measure developers may be able to share and reuse certain components of measures (e.g., code sets and rules for identifying patients with Type 2 diabetes on insulin). • More useful performance information: When developers harmonize measures and make use of common definitions and conventions for specifying eMeasures, providers can readily combine measures from different developers into their performance improvement initiatives without introducing ‘‘noise’’ into the performance results. The eMeasure format now is being converted into a software tool known as the Measure Authoring Tool, which will be tested in 2011. NQF will provide training on using the tool to measure developers and others. The foundational work on the QDM and the eMeasure format conducted in 2009 and 2010 under the contract was critical to the accomplishment of another important objective—the respecification of 113 measures from paper-based format to eMeasure format. In response to an HHS request to develop eSpecifications for measures currently being used by HHS for public reporting, payment, quality improvement, or other purposes, NQF worked in coordination with the 18 developers of these measures to convert the measures from their current format into the eMeasure format. These eMeasures, along with detailed specifications, can be found on the NQF Web site at https:// www.qualityforum.org/Projects/e-g/ eMeasures/Electronic_Quality_ PO 00000 Frm 00006 Fmt 4701 Sfmt 4703 Measures.aspx?section=Public andMemberComment2011-02-01201104-01. HHS is using many of the respecified measures to assess meaningful use of health IT for purposes of awarding incentive payments in 2011. The fourth and final area of NQF’s health IT work focused on answering the question, ‘‘How will we know if health IT is being properly used by clinicians to provide better care?’’ To achieve the full potential of health IT to enhance the safety, effectiveness, and affordability of care, clinicians must use the technology as intended. For example, reductions in medication errors will be achieved only if clinicians do not disable or ignore alerts for potential drug interactions. In the report Driving Quality—A Health IT Assessment Framework for Measurement (2010, available at https:// www.qualityforum.org/Publications/ 2010/12/Driving_Quality_-_A_Health_ IT_Assessment_Framework_ for_Measurement.aspx), NQF identifies potential types of measures that might be developed and incorporated into EHRs to provide information on when and how the technology is being employed by front-line providers, which in turn can be used to determine if there is a need for more user-friendly interfaces, modifications in work flow, or clinician education and training programs. The report also identifies types of measures that, if incorporated into EHRs, would provide early warning signs of unintended consequences (e.g., selection of an inappropriate order set based on the patient’s active diagnoses). Measure Selection for Applications Setting National Priorities and Goals serves as an important starting point for selecting measures, but for most applications there are additional considerations. In response to a request from the Office of the National Coordinator for Health IT (ONC), NQF prepared a ‘‘quick turnaround’’ report in the summer of 2010 to assist HHS leadership and the Health IT Policy Committee in identifying a parsimonious set of measures that might be used in 2013 to assess meaningful use of health IT. The NQF report Identification of Potential 2013 eQuality Measures (August 2010, available at https:// www.qualityforum.org/projects/i-m/ meaningful_use/meaningful_use.aspx), finalized in August 2010, used the six national priorities identified by NPP as an organizing framework; proposed five criteria that have been utilized to identify measures in each priority area; and based on a review of measures in the NQF portfolio and an environmental E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices scan of measures used by leading health systems, identified available measures that might be adapted for use in 2013 and beyond. Summary This is an extraordinary period of challenges and opportunities for our country’s healthcare system. Reforming the healthcare delivery system to provide care that is safe, effective, and affordable necessitates changes in the environment of care. As the Institute of Medicine noted a decade ago in its landmark report Crossing the Quality Chasm, public reporting, value-based payment, a national health information network, and programs for dissemination of knowledge and tools are key elements of creating an environment of care that enables and rewards improvement. Fundamental building blocks for all of these efforts are a vigorous quality measurement enterprise including national priorities that focus our efforts on high-leverage areas with the greatest potential to produce better health and healthcare; the ability to measure, report, and reward performance results; and the ability to share best practices. Building such an enterprise is a shared responsibility of many stakeholders in the public and private sector. NQF is thankful for the opportunity to contribute. jlentini on DSK4TPTVN1PROD with NOTICES2 Note: 1. U.S. Congress, Patient Protection and Affordable Care Act of 2010 (Pub. L. 111–148), Washington, DC: U.S. Government Printing Office; 2010. Available at https:// www.gpo.gov/fdsys/pkg/PLAW-111publ148/ pdf/PLAW-111publ148.pdf. Last accessed December 2010. II. About the National Quality Forum NQF was created in 1999 as a national standard-setting organization for healthcare performance measures. NQF is governed by a Board of Directors that includes healthcare leaders from the public and private sectors, with a majority of its at-large seats held by consumers and those who purchase services on consumers’ behalf. A multistakeholder organization, NQF’s more than 430 members are organized into eight councils—consumers; purchasers; healthcare professionals; health plans; provider organizations; public/ community health agencies; quality measurement, research, and quality improvement organizations; and suppliers and industry—thus drawing on the expertise and insight of every sector of the healthcare field. In establishing national consensus standards, NQF adheres to the National Technology Transfer and Advancement Act of 1995 (Pub. L. 104–113) 1 and the VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Office of Management and Budget’s formal definition of consensus.2 NQF endorses performance measures, preferred practices, serious reportable events, and measurement frameworks through its formal Consensus Development Process (CDP),3 which provides for extensive multi-stakeholder input. The strict adherence to this CDP qualifies NQF as a voluntary consensus standards-setting organization, granting its endorsed measures special legal standing. NQF Consensus Development Process 1. Call for Intent to Submit Candidate Standards 2. Call for Nominations 3. Call for Candidate Standards 4. Candidate Consensus Standard Review 5. Public and Member Comment 6. Member Voting 7. Consensus Standards Approval Committee (CSAC) Decision 8. Board Ratification 9. Appeals The NQF portfolio of voluntary consensus standards includes performance measures, serious reportable events, and preferred practices (i.e., safe practices). A complete list of measures included in the NQF portfolio can be found at https://www.qualityforum.org/ Measures_List.aspx. There are measures applicable to nearly all healthcare settings (e.g., ambulatory settings, hospitals, nursing homes, home health agencies, health systems) and types of clinicians (e.g., primary care providers, specialists). NQF uses a twodimensional framework to organize the measures in its portfolio: • Cross-cutting areas: measures that affect all or most patients, such as safety, care coordination, and overuse; and • Clinical areas: measures that apply to patients with specific conditions, such as diabetes, asthma, or congestive heart failure. Approximately one-third of the measures in NQF’s portfolio are measures of patient outcomes (e.g., mortality, readmissions, health functioning, depression screening tool that assesses emotional status and social engagement), or experience of care (e.g., satisfaction). Most of the remaining measures are measures of care processes that can be linked to better outcomes (e.g., medication reconciliation, annual eye and foot exam for patients with diabetes). Approximately 20 percent of endorsed measures relate to the important area of patient safety. The NQF-endorsed Safe Practices for Better PO 00000 Frm 00007 Fmt 4701 Sfmt 4703 55479 Healthcare provide an evidence-based approach to improving patient safety. The measures included in the NQF portfolio are owned or sponsored by 53 different stewards, which include: Public agencies (e.g., the Centers for Medicare & Medicaid Services [CMS], the Agency for Healthcare Research and Quality), state and community entities (e.g., Minnesota Community Measurement), professional societies (e.g., Physician Consortium for Performance Improvement convened by the American Medical Association, Society of Thoracic Surgeons), accrediting organizations (e.g., the National Committee for Quality Assurance, The Joint Commission), health plans, academic and research institutions, health systems, and others. The portfolio has become a rich resource for national, state, and community-level initiatives that seek the best performance measures to use in public reporting, payment, and quality improvement initiatives. In recent years, NQF has worked closely with the Department of Health and Human Services (HHS) and measure stewards to re-specify performance measures for use with interoperable electronic health records (EHRs) and personal health records. To date, more than 110 measures have been ‘‘retooled.’’ HHS currently uses these retooled measures for activities including ‘‘meaningful use’’ measurement in the Electronic Health Records Incentive Programs, the Medicare Hospital Compare public reporting program, and in various valuebased payment programs. NQF has encouraged measure stewards to adopt common conventions in specifying eMeasures and in identifying the types of data that must be captured in electronic health records to support quality measurement and improvement. In addition to its role as a standardsetting body, NQF also serves as the neutral convener of two national multistakeholder partnerships. The National Priorities Partnership (NPP) was established in 2007 to set national priorities and goals for performance improvement and released its first report shortly thereafter identifying six original major priority areas: (1) Patient and family engagement, (2) population health, (3) patient safety, (4) care coordination, (5) palliative and end-oflife care, and (6) overuse. NPP currently consists of 42 leading private-sector organizations—including consumers, purchasers, health plans, providers, health professionals, accreditation/ certification bodies—and six Federal agencies. These NPP leaders have worked closely over the past three years E:\FR\FM\07SEN2.SGM 07SEN2 55480 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices to identify priorities for healthcare quality improvement and to engage a broad group of stakeholders in coalescing around these priorities to drive change. In September 2010, in response to a request from HHS, NPP provided input regarding priorities for the 2011 HHS National Quality Strategy.4 A second multi-stakeholder partnership is the Measure Applications Partnership (MAP). This very new group, still in the formative stages, will be convened for the first time in 2011 to provide input to HHS on the selection of measures for use in various public reporting and payment programs. In recent years, NQF also has enhanced its health information technology portfolio to contribute to the creation of an interoperable electronic infrastructure that supports quality measurement and improvement. This began with NQF’s construction of the Quality Data Model (QDM), a classification system that describes clinical and other information used for quality measurement and provides a standardized terminology to be used in constructing eMeasures. NQF also is working on a Measure Authoring Tool to help measure developers build eMeasures. jlentini on DSK4TPTVN1PROD with NOTICES2 Notes 1. U.S. Congress, National Technology Transfer and Advancement Act of 1995 (PL 104–113), Washington, DC: U.S. Government Printing Office, 1995. Available at https:// standards.gov/standards_gov/nttaa.cfm. Last accessed December 2010. 2. The White House, U.S. Office of Management and Budget. Circular No. A– 119, February 10, 1998, Washington, DC: U.S. Office of Management and Budget, 1998. Available at https://www.whitehouse.gov/ omb/circulars_a119/. Last accessed December 2010. 3. National Quality Forum (NQF), NQF Consensus Development Process, v. 1.8. Available at https://www.qualityforum.org/ Measuring_Performance/ Consensus_Development_Process.aspx. Last accessed December 2010. 4. National Priorities Partnership. Input to the Secretary of Health and Human Services on Priorities for the 2011 National Quality Strategy. Washington, DC: NQF; 2010. Available online at https:// www.nationalprioritiespartnership.org/ uploadedFiles/NPP/Non-Partners/ Newsletters/NPP%20Input%20 to%20HHS%20on%20Priorities%20for% 202011%20National% 20Quality%20Strategy_ Final%20Report%282%29.pdf. Last accessed February 2011. III. About the Contract The Medicare Improvements for Patients and Providers Act of 2008 (Pub. L. 110–275) is a wide-ranging law that addresses many aspects of Medicare and VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Medicaid, including the addition of new benefits for Medicare beneficiaries. Among other things, the Act directs the Secretary of HHS to contract with a consensus-based entity for certain activities relating to healthcare performance measurement. On January 14, 2009, NQF was awarded a contract, HHSM–500–2009– 00010C, under the Act’s Section 183. This contract is administered by HHS’s Office of the Assistant Secretary for Planning and Evaluation (ASPE), which provides strategic leadership and technical and management oversight for the contract, and by CMS, which provides technical input and operational support. The contract provided up to $10 million for the first year after award, with the option for three $10 million annual renewals through 2012. It calls for NQF to: • Develop a prioritized list of conditions that impose a heavy health burden on beneficiaries and account for significant costs; • Identify and endorse measures that various stakeholders can use to assess and improve the care provided to beneficiaries with these conditions, and the performance of providers in various healthcare settings; • Identify programs to track and disseminate measures; • Ensure performance measures are regularly and appropriately updated and remain relevant for public reporting and improvement; • Promote the use of EHRs for performance measurement, reporting, and improvement; and • Report annually to Congress on the status of the project and progress to date. This contract had the effect of providing a mandate and stable funding to NQF, granting the organization a source of core funding to pursue this important work in a coordinated, strategic manner. While the work conducted under the contract is intended specifically to benefit all those served by HHS programs, it will have the salutary additional benefit of improving care for all Americans. The work being conducted under this contract directly relates to NQF’s core competencies in three areas: • Building consensus on National Priorities and Goals: NQF has convened leaders from major stakeholder groups and through this process has identified National Priorities and Goals for Performance Improvement. This work provides a foundation for the prioritysetting efforts under this contract, which focus on clinical conditions. The priorities identification work served as a guide for measure gap analysis and PO 00000 Frm 00008 Fmt 4701 Sfmt 4703 informs work going forward that will result in a harmonized portfolio of highleverage measures. • Endorsing performance measures: NQF has endorsed more than 625 performance measures and preferred practices under its formal CDP, granting those measures and practices special legal standing as voluntary consensus standards, working toward a goal of achieving a comprehensive yet parsimonious set of performance measures that map to national priorities and fill critical gaps. • Facilitating the development of performance measures specified for use with electronic health records and personal health records, referred to as eMeasures: NQF has worked to identify the types of information that need to be included in an EHR to enable electronic reporting on quality metrics and has coordinated the efforts of measure developers to retool 113 measures for use on an electronic platform. Under the contract, HHS asked that performance measures focus on ‘‘outcomes and efficiencies that matter to patients, align with electronic collection at the front end of care, encompass episodes of care when possible, and will be attributable to providers where possible.’’ The work under this contract is divided into 13 tasks. Six of the tasks are procedural—involving an opening meeting, the development of a work plan, the development and implementation of a quality assurance Internal Evaluation Plan, weekly conference calls, monthly progress reports, and the creation of this annual report. The remaining seven call for specific deliverables and are the focus of this report. Task 6 is the formulation of a national strategy and priorities for healthcare performance measurement. Task 7 is the implementation of a consensus process for endorsing healthcare quality measures. This task includes an evaluation of NQF’s consensus development process and the conduct of endorsement projects focusing on known measure gap areas. Task 8 is the maintenance of previously endorsed NQF measures. Task 9 is the promotion of EHRs. Task 11 is the development of a public Web site for project documents. Task 12 calls for measure development, harmonization, and endorsement efforts to fill critical gaps in performance measurement. In 2010, Congress passed the Patient Protection and Affordable Care Act of 2010 (Pub. L. 111–148), which directed HHS to contract with a consensus-based entity to provide multi-stakeholder input into the National Quality Strategy, as well as the E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices selection of measures for use in various programs by CMS and, potentially, other federal agencies. This contract was modified to perform additional work under Section 3014 of the Affordable Care Act. That work, Task 13, was the convening of the NPP to advise the Secretary of HHS on the development of the National Quality Strategy. Details of work performed under the HHS contract in each of these tasks are found in Section IV of this report. IV. HHS-Funded Work This section describes details of work performed under each task according to the HHS contract in 2010. Appendix A is a summary of the accomplishments under the contract. Appendix C is a list of all final reports produced with links to where they can be found on the NQF Web site. jlentini on DSK4TPTVN1PROD with NOTICES2 National Strategy and Priorities (Task 6) Forming a strategy and setting priorities for performance improvement is crucial to focusing resources on areas that will produce the greatest improvements in terms of better health and healthcare. In 2007, NQF convened NPP, co-chaired by Margaret O’Kane, president of the National Committee for Quality Assurance, and Bernard Rosof, MD, chair of the Physician Consortium for Performance Improvement convened by the American Medical Association. In work predating this contract, NPP identified six priorities as those with the greatest potential to eradicate disparities, reduce harm, and remove waste from the American healthcare system. In its recent report to the Secretary, NPP added two additional priorities. (See Task 13.) Building upon this foundation, in work funded under this contract, NQF undertook the following projects: • Prioritizing high-impact Medicare conditions and associated measure gaps (Task 6.0); • Setting a national measure development and endorsement agenda (Task 6.2); • Analyzing measures targeted under the Meaningful Use portion of the Medicare Electronic Health Record Incentive Program, specifically examining how health IT tools can improve the efficiency, quality, and safety of healthcare delivery (Task 6.4); • Investigating the use of NQFendorsed measures (Task 6.1); and • Analyzing measures being used to gauge quality of care for people with multiple chronic conditions (Task 6.3). VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Prioritization of Medicare High-Impact Conditions In May 2010, NQF published Prioritization of High-Impact Medicare Conditions and Measure Gaps.1 This report was based on the work of NQF’s Measure Prioritization Advisory Committee, which prioritized the top 20 high-impact Medicare conditions 2 that account for more than 90 percent of Medicare costs (see below). The committee considered multiple dimensions in its analysis, including: cost; prevalence; the potential for improving quality, efficiency, and patient-centeredness; the potential for reducing overuse and waste; variability in provider performance and care delivery; and disparities. In related work under this contract, NQF is endorsing outcome measures for these 20 high-impact conditions. (See Task 7.1.) Prioritized List of 20 High-Impact Medicare Conditions* (1) Major depression (2) Congestive heart failure (3) Ischemic heart disease (4) Diabetes (5) Stroke/transient ischemic attack (6) Alzheimer’s disease (7) Breast cancer (8) Chronic obstructive pulmonary disease (9) Acute myocardial infarction (10) Colorectal cancer (11) Hip/pelvic fracture (12) Chronic renal disease (13) Prostate cancer (14) Rheumatoid arthritis/osteoarthritis (15) Atrial fibrillation (16) Lung cancer (17) Cataract (18) Osteoporosis (19) Glaucoma (20) Endometrial cancer * As determined by NQF Measure Prioritization Advisory Committee under contract to HHS. Measure Development and Endorsement Agenda The work on prioritization of conditions fed directly into a related project under this task—the creation of a measure development and endorsement agenda. This prioritization project provides guidance on how best to invest measure development resources and will assist NQF in helping the portfolio of endorsed measures evolve to be most useful for public reporting, performance-based payment, and quality improvement. The Measure Prioritization Advisory Committee considered the performance measure needs of Medicare, child PO 00000 Frm 00009 Fmt 4701 Sfmt 4703 55481 health, and population health. Key objectives included alignment with the measures needed for new approaches to public reporting and payment in the Affordable Care Act and for the meaningful use provisions in the American Recovery and Reinvestment Act of 2009 (Pub. L. 111–5). The Measure Prioritization Advisory Committee considered the following: priorities for improvement previously identified by NPP; priorities identified by measure developers; key areas identified during health information technology meaningful use deliberations; disparities-sensitive measure gaps; and gaps identified during previous NQF endorsement activities. The final report, Measure Development and Endorsement Agenda (published in January 2011 and available at https://www.quality forum.org/MeasureDevelopmentand EndorsementAgenda.aspx#t=2&s=& p=4%7C), provides prioritized lists of measure gaps in eight areas: • Resource use/overuse, • Care coordination and management, • Health status, • Safety processes and outcomes, • Patient and family engagement, • System infrastructure supports, • Population health, and • Palliative care. Measures for Meaningful Use In spring 2010, HHS’s Office of the National Coordinator for Health Information Technology (ONC) requested a rapid analysis of the types of measures that might be selected to assess meaningful use of health information technology (health IT) in 2013 and a preliminary scan of whether such measures currently are available or could be developed, tested, and endorsed within the requisite timeframe. This project, which became Task 6.4 under the HHS contract, provided a framework for considering various types of measures and an inventory of available EHR-based measures from leading sources. A report, Identification of Potential 2013 e-Quality Measures, which was published in August 2010, used the six national priorities identified by NPP as an organizing framework; proposed five criteria that the Health IT Policy Committee and HHS leadership could use to identify a parsimonious set of measures in each priority area; and, based on a review of measures in the NQF portfolio and an environmental scan of measures used by leading health systems, identified available measures that might be adapted for use in 2013. The report also identified potential methodological issues that need to be E:\FR\FM\07SEN2.SGM 07SEN2 55482 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices addressed before further measure adaptation or de novo measure development. NQF also began two projects under this task order that are currently in process: measure use evaluation (Task 6.1) and the development of an endorsed performance measurement framework for patients with multiple chronic conditions (Task 6.3). For evaluating uses of NQF-endorsed measures, NQF has engaged RAND to conduct an independent, third-party assessment on uptake of endorsed measures for such purposes as payment, public reporting, quality improvement, and accreditation/certification, as well as to examine success factors and implementation barriers. To support the development of a performance measurement framework for patients with multiple chronic conditions, NQF is in the process of engaging researchers to draft a white paper highlighting key measurement-related issues for these patients. A multi-stakeholder committee will consider that input and recommend a measurement framework. The framework will inform future work pertaining to the endorsement of measures of performance for patients with multiple chronic conditions. jlentini on DSK4TPTVN1PROD with NOTICES2 Implementation of a Consensus Process for the Endorsement of Quality Measures (Task 7) Valid, meaningful measures of performance make it possible to gauge the quality of healthcare and focus quality improvement efforts by helping identify what is working and what needs additional improvement. Stakeholder-based endorsement of performance measures via a formal endorsement process has long been NQF’s stock in trade. This task involves both a formal evaluation of the endorsement process and a set of consensus projects focused on known measure gap areas. In the past year, NQF has engaged in several HHS-funded measure endorsement projects and related projects. These have included: • Measures of performance on healthcare outcomes (Task 7.1); • Measures of patient safety and other projects specifically related to patient safety (Task 7.3); • Measures of performance on palliative care (Task 7.4); • Measures of performance in nursing homes (Task 7.5); • An evaluation of NQF’s consensus development process, with an eye toward making the process more efficient and user friendly (Task 7.6); and VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 • Measures of performance of care delivered to children (Task 7.8). include events that are ‘‘largely preventable’’ in addition to those that are entirely preventable. The public Outcome Measures Project comment period for the 29 updated and NQF’s outcome measures project proposed new Serious Reportable focused on areas with the greatest Events has closed, and NQF expects to potential impact, including common finalize its revision in spring 2011. conditions, gaps in measurement of • Patient safety measures: Currently a patient-focused outcomes, and multiphase project is underway to transitions across care settings. The first identify and endorse patient safety two cycles of this three-cycle project measures. These include measures on concentrated on the Medicare 20 highmedication safety and preventing impact conditions list, while the third healthcare-associated infections. Final cycle focused on child and mental endorsement of these measures and health. A significant amount of this completion of this project are slated for work has been completed, resulting in spring 2011. the endorsement of 35 outcome • Public reporting framework for measures. patient safety: Under the HHS contract, NQF in 2010 completed a consensus Outcome measures endorsed development project that resulted in the Number of as a result of the HHS endorsement of a framework for public measures contractcross-cutting area reporting of patient safety event Care Coordination .................... 6 information. The intention is for Functional Status ...................... 2 reporting entities to use this framework, Healthcare System (readmisNational Voluntary Consensus sions, length of stay) ............. 3 Standards for Public Reporting of Patient Experience and EnPatient Safety Event Information, to gagement .............................. 2 create a more uniform approach to Safety (complications, adverse public reporting. events) .................................. 18 • Improving patient safety through Social Determinants ................. 4 state-based reporting in healthcare: To date, 26 states and the District of Patient Safety Columbia have enacted reporting Under the HHS contract in 2010– systems to help practitioners identify 2011, NQF engaged in four significant and learn from major adverse events. patient safety activities: The majority of those states incorporate • Serious Reportable Events in at least some portion of the NQF list of Healthcare: NQF’s work in this area Serious Reportable Events to help dates from 2002, when it published its establish a more uniform set of criteria first report listing 27 events that are by which to report. There remains avoidable and have serious incongruity among states, however, in consequences for patients. The project’s the use, implementation approaches, objective was to establish consensus and perspectives toward reporting a among consumers, providers, variety of patient safety events and, in purchasers, researchers, and other turn, efforts for improving adverse healthcare stakeholders about those outcomes from these events. Under the preventable adverse events that should contract, NQF has developed an ongoing not occur and to define them in a way effort to engage representatives of states that, should they occur, it would be with reporting systems to facilitate clear what had to be reported. This communication and inform NQF about report was updated in 2006, with one successes, barriers, and unintended additional event being added. Serious consequences within adverse event Reportable Events has become the reporting at the state level, including foundation of HHS’s program of denial use of NQF’s Serious Reportable Events. of payment for certain hospital-acquired Palliative Care conditions and for many state-based adverse event reporting initiatives. Hospice and palliative care services Under the HHS contract, NQF is offer physical, emotional, and spiritual reviewing the Serious Reportable care to patients coping with severe or Events, which originally focused on the end-of life-illnesses. These programs hospital setting, with an eye toward also help coordinate care of multiple expanding the list of events and their specialists to ensure pain is alleviated reach to three new environments of and help patients and their families care: ambulatory practice settings make difficult decisions regarding (specifically, office-based physician treatment goals. Unfortunately, more practices); long-term care settings than 1 million people die each year (specifically, skilled nursing facilities); without ever having access to these and office-based surgery centers. The important services. Many of those list of events also is being expanded to lacking adequate access will endure PO 00000 Frm 00010 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices prolonged and needless suffering and ineffective treatments. In 2006, NQF endorsed a framework and preferred practices for palliative and hospice care quality.3 NPP has identified palliative care as a priority area for national action. In 2010, NQF began planning for a project that would seek to endorse performance measures to gauge the quality of palliative and end-of-life care. This project is slated to begin in early 2011. Nursing Homes NQF was an early pioneer in advancing measures of nursing home care quality, endorsing an initial set of performance measures in this area in 2004.4 Building on this work, in 2009 NQF initiated a project to consider additional performance measures for chronic and post-acute care nursing facilities. The measures evaluated were intended to provide tools for regulators, purchasers, and consumers to evaluate the quality of care in these facilities, as well as metrics facilities can use to assess and improve the quality of care they provide. As a result of this project, 21 measures were endorsed. These measures evaluate the resident’s physical and clinical conditions and abilities, as well as preferences and life care wishes. Appendix B provides information on these measures. Evaluation of the Consensus Development Process NQF uses its formal endorsement process to evaluate and endorse consensus standards, including performance measures, preferred practices, frameworks, and reporting guidelines. The process is designed to call for input and carefully consider the interests of stakeholder groups from across the healthcare industry. (For details on how the process works, please see Appendix G.) Because NQF uses this formal process, it is recognized as a voluntary consensus standards-setting organization as defined by the National Technology Transfer and Advancement Act of 1995 and Office of Management and Budget Circular A–119. Just as NQF asks the healthcare system to measure, report, monitor, and constantly improve, the organization expects constant improvement of its own systems, policies, and processes. Thus, under the HHS contract in 2010, NQF engaged subcontractor Mathematica Policy Research, Inc., to evaluate its consensus process. This comprehensive analysis included a technical process analysis, stakeholder analysis, and scan of comparative alternatives. The reviewers found that the NQF consensus process is generally well regarded among its stakeholders; nevertheless, they did suggest specific refinements of the process’s timeliness, efficiency, and effectiveness. The final report, Assessment of the National Quality Forum’s Consensus Development Process, was submitted to NQF in December. In response to the recommendations, NQF already has identified some refinements to the process as described in NQF Consensus Development Process 2010—A Year in Review and is considering how to refine its consensus process further. Child Health Measures Child health quality is an important, underemphasized area of measure development and endorsement. To date, NQF has endorsed more than 70 pediatric and perinatal measures, with emphasis in the areas of perinatal and neonatal care, chronic illness care, and care for hospitalized children. However, the need for child health quality measures has outpaced the number of available endorsed measures. The recent release of an initial core set of measures for Medicaid and CHIP (Children’s Health Insurance Program) voluntary use provides an important step in assessing child health quality by state programs. The Agency for Healthcare Research and Quality National Advisory Council Subcommittee on Children’s Healthcare Quality Measures for Medicaid and CHIP Programs (AHRQ SNAC) has identified a number of child health priority areas without adequate measures, including mental health and substance abuse services, other specialty services, and inpatient care. To assist in these efforts, NQF has embarked on a consensus project to endorse additional measures of child health quality in a project that will complement the AHRQ SNAC collaboration with CMS, CHIP, and Survey and Certification. While the initial core set of Children’s Health Insurance Program Reauthorization Act (CHIPRA) measures will be specified by the Secretary of HHS, there may be other appropriate measures that could enhance the portfolio of child health quality measures and could be used in the future for the pediatric quality measurement program as required by CHIPRA. NQF’s current project in this area targets measures that could be used in public reporting at the population level (e.g., state) and for certain conditions or cross-cutting areas applicable to the Medicaid population. This project is expected to be completed in summer 2011. Maintenance of Previously Endorsed NQF Measures (Task 8) NQF endorsed its first performance measures in 2001. Since then, much has changed about healthcare, performance measurement, the technologies supporting patient care and documentation (which enable performance measurement and reporting), and the NQF endorsement process itself. The science supporting quality measurement and medicine itself is rapidly evolving, and, of particular note, the science and technology of care delivery have changed. It is critically important that NQF keep pace with these changes. Simply put, it is unreasonable and counterproductive to all parties to gauge performance based on anything other than the most up-to-date, best-in-class measures. NQF has endorsed more than 625 measures. Ensuring these measures remain up to date—a process known as ‘‘measure maintenance’’—is a timeconsuming and resource-intensive task, but a necessary one. Endorsed measures must be re-evaluated against NQF’s measure evaluation criteria 5 and reviewed alongside newly submitted (but not yet endorsed) measures. This head-to-head comparison of new and previously endorsed measures fosters harmonization (please see Task 12.2 for a description of harmonization) and helps ensure NQF is endorsing the best available measures. jlentini on DSK4TPTVN1PROD with NOTICES2 NQF MEASURE MAINTENANCE CYCLES CYCLE A–1 CYCLE B–1 Cardiovascular-1 ................................................ Surgery-1 ........................................................... Prevention .......................................................... Cardiovascular-2 ................................................ Surgery-2 ........................................................... Endocrine ........................................................... VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Cancer Pulmonary/critical care Safety-1 Disparities Palliative and end-of-life care Perinatal PO 00000 Frm 00011 Fmt 4701 Sfmt 4703 55483 CYCLE C–1 Healthcare infrastructure HEENT Infectious disease Neurology Patient experience and engagement Functional status E:\FR\FM\07SEN2.SGM 07SEN2 55484 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices NQF MEASURE MAINTENANCE CYCLES—Continued CYCLE A–1 CYCLE B–1 GU/GYN ............................................................. Mental health ..................................................... Musculoskeletal ................................................. Renal Care coordination Safety-2 GI may be shared for quality measurement, clinical research, and public health, all of which repurpose information recorded during clinical care. As the QDM is applied to new measures, measure retooling efforts, and supporting EHR use, the model will evolve, requiring oversight and expert advice. The QDM provides direction to measure developers, EHR vendors, and other stakeholders on how to define quality terminology without ambiguity. Although the QDM was developed under an earlier grant from the Agency for Healthcare Research and Quality, its implementation is covered under the current HHS contract. For more Promotion of Electronic Health Records information about the QDM, please visit https://www.qualityforum.org/Projects/h/ (Task 9) QDS_Model/Quality_Data_Set_ The opportunity to improve Model.aspx. healthcare through health IT has never 2. The ‘‘eMeasure’’: The eMeasure is been greater. The American Recovery the electronic format for representing a and Reinvestment Act of 2009 provides performance measure in a machinea $20 billion mandate to ensure health readable electronic format. Through IT plays a central role in transforming standardization of a measure’s structure, care through the EHR Incentive Program metadata, definitions, and logic, the and its meaningful use provisions, eMeasure provides quality measure while the Affordable Care Act ensures consistency and unambiguous that performance measures, supported interpretation. The eMeasure is by an electronic infrastructure, drive a becoming part of NQF’s measure national strategy for quality submission, endorsement, and improvement. Health IT will help maintenance requirements. This work ensure care is safer, more affordable, was performed in 2009–2010 under the and better coordinated. But to get there, HHS contract as Task 9.3. a common language among systems is NQF’s health IT portfolio supports the necessary, and EHRs and other tools creation of this electronic infrastructure. must capture the right data to support In 2010–2011 under the HHS contract, performance measurement. This will NQF undertook several projects in give actionable data to providers, health IT, including: patients, and others working to improve • The development of a measure quality. authoring tool (Task 9.1); • The convening of a Clinical NQF and Health IT: Putting It in Context Decision Support Expert Panel (Task To understand NQF’s 9.2); accomplishments in health IT in 2010– • Maintenance of its previously 2011, it is important to understand two developed Quality Data Model (Task projects that NQF previously completed 9.5); in this area: • The convening of a Health IT 1. The Quality Data Model (QDM, Utilization Expert Panel (Task 9.6); formerly known as the Quality Data Set, • Measure retooling for EHRs (Task or QDS): The QDM, developed by NQF’s 9.7); and Health Information Technology Expert • The convening of an eMeasure Panel (HITEP), is a set of data elements Format Review Panel (Task 9.8). or types of data elements that can be Measure Authoring Tool used as the basis for developing Under the HHS contract, NQF is harmonized and machine-computable sponsoring the development of a performance measures. It is a software tool that measure developers classification system that describes will use to create the eMeasure. The tool clinical quality information so that it Under the HHS contract in 2010, NQF finalized a process for the systematic, complete maintenance of all of its endorsed measures. This process involves reviewing all endorsed measures across 22 topic areas every three years. The numbers of topic areas and measures are subject to change in the future depending on the type and volume of new measures received in upcoming projects. NQF also began work using this new endorsement maintenance process on two major areas for measure maintenance: Cardiovascular and surgery measures. These projects are scheduled for completion later in 2011. jlentini on DSK4TPTVN1PROD with NOTICES2 CYCLE C–1 VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00012 Fmt 4701 Sfmt 4703 will be Web based, easy to use, and maintained over time for use in NQF’s measure submission process. It will allow a measure developer, knowing clinical concepts, to enter information into the tool and come out with a standard healthcare quality measure format in what is known as Extensible Markup Language, or XML, that any EHR can implement. NQF has engaged a subcontractor, the Iowa Foundation for Medical Care, to develop this tool. It is anticipated that the measure authoring tool will be available for public use by late 2011. Clinical Decision Support Expert Panel Properly positioned within an EHR system, clinical decision support (CDS) tools can play an important role in matching patient information with relevant clinical knowledge, thereby helping clinicians incorporate that knowledge into decision-making. CDS is an essential capability of health IT systems; however, a common classification or taxonomy is necessary to enable system developers, system implementers, and the quality improvement community to develop tools, content, and policies that are compatible and support CDS features and functions. In 2010, under the HHS contract, NQF convened an Expert Panel with expertise in CDS and performance measurement. The members of the panel assisted in identifying best practices and reducing duplicative or uncoordinated efforts. In December, the panel published the report Driving Quality and Performance Measurement—A Foundation for Clinical Decision Support, featuring a taxonomy for CDS that represents CDS rules and elements, while ensuring concordance with the Quality Data Model (QDM). Quality Data Model Maintenance The QDM is a model of presenting information that allows measure developers to express what they want to say, or what information they want to pull from a health record, in a way that EHRs can understand. To ensure the value and use of the QDM, NQF will enhance it periodically in response to evolving needs for performance measurement. While the QDM was created under a separate contract, its maintenance and revision is covered E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices under the HHS contract. The QDM Version 2.1 is the most current, containing updates to QDM data type definitions as well as additional elements updates, based on comments received on the QDM Version 2 in July 2010. The next version of the QDM will be posted for public comment in spring 2011, following a semi-annual update schedule. jlentini on DSK4TPTVN1PROD with NOTICES2 Health IT Utilization Expert Panel Proper use of health IT (e.g., EHRs, personal health records) and its core features and functions is essential to improving quality of care. However, health IT also can have unintended consequences and introduce safety hazards (e.g., wrong drug chosen due to proximity on the screen to another drug, problem list fails to show all problems). Thus, in 2010, under the HHS contract, NQF convened an expert panel to examine the information needed to measure effective health IT use in order to understand better how health IT tools can improve the efficiency, quality, and safety of healthcare delivery. The panel created a model to measure health IT use, establishing a taxonomy of different types of performance measures that might be developed to assess whether health IT is being used properly by clinicians and others, including assessing whether decision support tools are being used effectively and methods of detecting hazards. The project also identified methods of testing health IT utilization measures and type and level of evidence necessary to support endorsement and will provide guidance pertaining to system certification requirements. The panel published its report, Driving Quality—A Health IT Assessment, in December 2010. Measure Retooling for EHRs At the request of HHS, NQF in 2010 managed the conversion, or ‘‘retooling,’’ of a set of 113 measures from their paper-based format to the eMeasure format, working in coordination with their original 18 developers. These NQF-endorsed quality measures needed to be converted so that the data elements are defined using the eMeasure format and in the context of EHR usage. The goal is to measure quality directly out of EHRs. These measures, a mix of inpatient and ambulatory measures, were chosen by HHS for retooling for potential inclusion in the CMS EHR Incentive Program. The 113 measures, along with detailed eSpecifications, eMeasure code list descriptors, and a guide to how to view and interpret an electronic measure, can be found on the NQF Web site at https:// VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 www.qualityforum.org/Projects/e-g/ eMeasures/Electronic_Quality_ Measures.aspx. The first 44 measures produced were included in the July 2010 Meaningful Use Stage 1 measures. The project included a complete review of efforts required to convert paper-based measures to eMeasure format, including use of the QDM and guidance on how to present logic and timing for each element in a standard manner. NQF incorporated feedback from a large number of public comments in the model used for the final product delivered to HHS. The information learned also was incorporated into the measure authoring tool software development effort. This project was completed under the HHS contract in 2010. eMeasure Format Review Panel Closely related to the measure retooling project, NQF in 2010 under the HHS contract convened a body of experts to participate in a panel to conduct a transparent and thorough review of the retooled measures. This panel will oversee an eMeasure review process to evaluate the specifications (structure) and intent (content) of retooled measures. This evaluation ensures that a measure’s intent remains intact for continued NQF endorsement. The review panel’s work is ongoing. Development of a Public Web Site (Task 11) The HHS contract provided funding for NQF to revamp and maintain its Web site, https://www.qualityforum.org, to allow measure developers, members, and the public easier access to relevant documents. Under the HHS contract, NQF in 2010 substantially overhauled its Web site, developing and maintaining content and supporting materials for numerous HHS-supported consensus development projects and other tasks, and adding web analytics to make it easier to determine the actual needs of public consumers seeking information about NQF projects. To facilitate access to endorsed measures, NQF has established a measures database that will be considerably enhanced in 2011 with more advanced search capabilities. NQF also has streamlined its web submission forms to reduce time to process items, created a new health IT content area to reflect the health IT work conducted under this contract, and created commenting tools that allow for open-ended or guided public comments. The Web site now features a content management system with an online measure submission form, an PO 00000 Frm 00013 Fmt 4701 Sfmt 4703 55485 online public and member comment capability, and online voting platform for members. Important pages on the Web site include: • A page containing all MIPPAfunded consensus development activity, https://www.qualityforum.org/ Projects.aspx; • A home for all of its health IT activity, https://www.qualityforum.org/ Topics/Health_Information_ Technology_(HIT).aspx; and • An online measure submission form, which can be accessed through https://www.qualityforum.org/ Measuring_Performance/Submitting_ Standards.aspx. Further enhancements planned for 2011 include integrating the Measure Authoring Tool to allow seamless access to measure developers needing to develop eMeasures. Measure Development, Harmonization, and Endorsement to Fill Gaps (Task 12) The HHS contract provides for measure development and related activities to fill immediate areas of need that HHS has identified. In 2010, HHS requested work in four areas: • Efficiency and resource use (Task 12.1); • Measure harmonization (Task 12.2); • ICD–10 conversion guidance (Task 12.3); and • Emergency regionalization (Task 12.5). Efficiency and Resource Use Under the HHS contract, NQF in 2010 conducted in two projects related to efficiency. The first focuses on endorsing measures of imaging efficiency, noting that Medicare spends approximately $14 billion annually on outpatient imaging studies.6 At the close of the reporting period, NQF had sent six imaging efficiency measures to the Board for ratification. (All were subsequently endorsed shortly after the close of the reporting period.) The second project was a white paper on resource use measures, which was posted for public comment in the fall of 2010. This draft white paper, now being revised to respond to HHS and public input, will inform a consensus development project, ongoing in 2011, that will endorse a set of resource use measures to gauge the cost of healthcare services provided. Harmonization The current quality landscape includes many quality reporting initiatives and measure developers, as well as a proliferation of measures. Separate quality initiatives—focusing on different settings and patient E:\FR\FM\07SEN2.SGM 07SEN2 55486 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices populations—often lead to duplicative or overlapping measures. Multiple measures with varying specifications that have essentially the same focus can create confusion in choosing measures for implementation, while differences in measure specifications limit comparability and understanding of measure results across settings or patient populations. Thus, it is necessary to adopt more global, ‘‘harmonized’’ quality measures in all settings. In 2010, under the HHS contract, NQF convened a Steering Committee to develop operational guidance for achieving harmonization within future NQF consensus development projects. The final project report, Guidance for Measure Harmonization, was competed in January 2011. jlentini on DSK4TPTVN1PROD with NOTICES2 ICD–10 Conversion In 2013, one of the code sets that HHS uses to classify healthcare will be upgraded. This transition from the International Classification of Diseases, Ninth Revision, Clinical Modification (ICD–9–CM) codes to the International Classification of Diseases, Tenth Revision, Clinical Modification and Procedure Coding System (ICD–10–CM/ PCS) has implications for quality measurement because a majority of the diagnoses used to define NQF-endorsed measures are specified using ICD–9–CM codes. To prepare for this major transition, NQF examined the implications for its measure maintenance procedures and analyzed the impact of code transitions for the measurement community, particularly measure developers, as the VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 healthcare field begins to shape processes to accommodate the necessary measure updates. In October 2010, NQF published a report, ICD–10–CM/PCS Coding Maintenance Operational Guidance, detailing a series of recommendations to assist measure developers and NQF in this transition to ICD–10. Emergency Regionalization Regionalizing emergency medical care services—i.e., directing patients to emergency facilities with optimal capabilities for a given type of illness or injury in order to coordinate emergency care across a region—is one policy option for improving care while making more efficient use of medical resources. Under the HHS contract, NQF has undertaken a project to identify quality measures already in place and identify gaps in the measurement of regionalized emergency medical care services that must be filled if one is to provide a detailed picture of the utilization and quality of emergency services at the national, state, and regional levels. The first phase of this work, conducting an environmental scan of existing projects and performance measures and developing a framework to guide measure development and identify gaps as well as points of leverage for regionalization of emergency medical services, was begun in late 2010 and is expected to be completed in early 2012. Recommendations on the National Quality Strategy (Task 13) The Affordable Care Act, which became law March 23, 2010, calls for HHS to establish a National Health Care PO 00000 Frm 00014 Fmt 4701 Sfmt 4703 Quality Strategy that will integrate multiple public- and private-sector quality improvement initiatives. This strategy will ultimately include a comprehensive strategic plan and the identification of priorities to improve the delivery of healthcare services, patient health outcomes, and population health. In September 2010, the HHS– NQF contract was modified to comply with Section 3014 of the Affordable Care Act, which requires the Secretary of HHS to consult with a consensusbased entity to convene a multistakeholder group to provide input on national priorities for improvement in population health and in the delivery of health care services for consideration under the National Quality Strategy. NQF convened the National Priorities Partnership to accomplish this project, which became Task 13 under the HHS contract. In October 2010, the NPP submitted its report to HHS, identifying eight priority areas for national action. These include the original six priorities that the NPP identified in 2008—patient and family engagement, population health, safety, care coordination, palliative and end-of-life care, and overuse—and the addition of two areas of focus: Equitable access to ensure that all patients have access to affordable, timely, and highquality care; and infrastructure supports (e.g., health IT) to address underlying system changes that will be necessary to attain the goals of the other priority areas. NPP also offered aspirational and actionable goals to be achieved over the next three to five years for each priority area. E:\FR\FM\07SEN2.SGM 07SEN2 55487 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Notes 1. NQF, Prioritization of High-Impact Medicare Conditions and Measure Gaps, Washington, DC: NQF; 2010. 2. The list of the top 20 high-impact Medicare conditions was provided to NQF by HHS, as those conditions that account for 95 percent of Medicare costs based on an analysis of claims in CMS’s Chronic Conditions Warehouse. Available at https:// ccwdata.org/. Last accessed January 2011. 3. NQF, A National Framework and Preferred Practices for Palliative and Hospice Care Quality: A Consensus Report, Washington, DC: NQF; 2006. 4. NQF, National Voluntary Consensus Standards for Nursing Home Care: A Consensus Report, Washington, DC: NQF; 2004. 5. NQF’s Measure Evaluation Criteria can be found at https://www.qualityforum.org/ docs/measure_evaluation_criteria.aspx. Last accessed December 2010. 6. US Government Accountability Office (GAO), Medicare Part B Imaging Services: Rapid Spending Growth and Shift to Physician Offices Indicate Need for CMS to Consider Additional Management Practices, Washington, DC: GPO; 2008. Available at https://www.gao.gov/new.items/d08452.pdf. Last accessed January 2011. Task 6 Description Output In 2011, NQF will continue to convene multiple stakeholders to provide input to HHS on its priorityand goal-setting efforts, endorse and maintain an even greater number of performance measures, and facilitate the integration of performance measurement into electronic health records. Additionally, NQF is just beginning to implement work called for under the Affordable Care Act. This will be centered on the establishment of the Measure Applications Partnership, a multi-stakeholder group that will provide input to the HHS Secretary on the selection of quality measures for public reporting and payment programs. The nation’s quality infrastructure, of which NQF is a part, is still being built—but its foundations are strong. NQF remains committed to working with HHS and its agencies to refashion the American healthcare system into one that is, as the IOM envisioned, safe, timely, effective, efficient, equitable, and patient centered. Appendix A: Summary of Accomplishments Under the Contract: Jan. 14, 2010, to Jan. 13, 2011 Status (as of 01/13/11) Notes National Strategy and Priorities VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00015 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 EN07SE11.001</GPH> jlentini on DSK4TPTVN1PROD with NOTICES2 V. Looking Forward It now has been just over two years since NQF began its work with HHS under the contract following the Medicare Improvements for Patients and Providers Act. This contract has led to specific, measurable results. Accomplishments have included: • The presentation of multistakeholder input on the Secretary’s National Quality Strategy, with the foundation being laid for a strong public-private partnership focused on achieving the aims of that strategy; • The endorsement of performance measures in key gap areas, including measures of care transitions for acute myocardial infarction, heart failure, and pneumonia; inpatient psychiatric hospital measures; and measures addressing population health and care coordination; and • The migration of performance measures to an electronic platform and the development of a process by which measures can be more easily adapted to an electronic format. Much work remains to be done on these and other initiatives central to improving the quality of American healthcare. But the work performed in the past two years comprises an important foundation upon which the nation’s healthcare quality enterprise can continue to build. 55488 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Task Description Output Status (as of 01/13/11) Notes Prioritization of High-Impact Medicare Conditions and Measure Gaps https://www.qualityforum.org/ projects/prioritization.aspx#t=2 &s=&p=4%7C. Project delayed to address issues of intellectual property and ability of proposed subcontractor to publish under HHS contract. Measure Development and Endorsement Agenda https://www.quality forum.org/MeasureDevelopment andEndorsementAgenda.aspx#t=2 &s=&p=4%7C. Project delayed to address issues of intellectual property and ability of proposed subcontractor to publish under HHS contract. 6.0 ............ Prioritization of Medicare Report with list of 20 high-impact high-impact conditions. conditions, prioritized. Completed May 2010 .... 6.1 ............ Analysis of uses of NQF-endorsed measures. Work plan and list of research questions completed; report pending. In progress .................... 6.2 ............ Measure development and endorsement agenda. Report setting agenda for measure development and endorsement. Completed January 2011. 6.3 ............ Analysis of measures being used to gauge quality of care for people with multiple chronic conditions. Analysis of potential ‘‘Meaningful Use’’ measures. Work plan completed ........................ In progress .................... Report proposing a framework and criteria for selection of 2013 MU measures; and identification of available measures. Completed July 2010 .... Identification of Potential 2013 eQuality Measures https:// www.qualityforum.org/projects/i-m/ meaningful_use/meaningful_ use.aspx. Eight measures endorsed during contract year (an additional 27 measures subsequently endorsed in January 2011 after close of reporting period). Project moved at HHS request to 2011, to be funded by the Affordable Care Act. Updated SRE list applicable to new environments of care expected Spring 2011. 6.4 ............ 7 Implementation Patient outcomes ........... Three-phase project endorsing measures specific to outcomes on Medicare high-impact conditions, child health, and mental health. In progress .................... 7.2 ............ Care coordination .......... N/A ..................................................... N/A ................................. 7.3 ............ Patient safety: Serious Reportable Events (SREs). Patient safety: Measures 7.3 ............ Patient safety: Guidance for publicly reporting safety information. Reviewing existing list of SREs for hospitals to identify ones appropriate for other settings; considering potential new SREs for all settings. Two-phase project endorsed new measures of patient safety (e.g., healthcare associated infections, medication safety) and maintaining currently endorsed measures. Report providing public reporting guidance. In progress .................... 7.3 ............ 7.3 ............ Patient safety: Statebased reporting agencies initiative. Palliative care ................ 7.5 ............ Nursing homes .............. Convened 27 state-based patient safety reporting agencies to discuss safety reporting efforts and share ‘‘best practices’’. Endorsed measures of palliative care quality. Endorsed measures of nursing home care quality. In progress .................... 7.4 ............ 7.6 ............ jlentini on DSK4TPTVN1PROD with NOTICES2 7.1 ............ Evaluation of NQF endorsement process. Report analyzing NQF Endorsement Process. Completed January 2011. 7.8 ............ Child health measures .. Endorsed measures specific to the care of children. In progress .................... 8 In progress .................... Measures from Phase 1 expected Spring 2011; measures from Phase 2 expected Summer 2011. Completed September 2010. National Voluntary Consensus Standards for Public Reporting of Patient Safety Event Information https://www.qualityforum.org/ Projects/Safety_Reporting_Framework/Framework.aspx#t=2&s=& p=5%7C. Final HHS-funded call completed after reporting period (January 24, 2011) per schedule. In progress .................... In progress .................... Endorsed measures expected November 2011. Project completed and five measures endorsed in February 2011 after close of contract year. Assessment of the National Quality Forum’s Consensus Development Process (Mathematica Policy Research, Inc.) https:// www.qualityforum.org/Measuring_ Performance/Improving_ NQF_Process/Improving_NQF_S_ Processes.aspx. Endorsed measures expected Summer 2011. Measure Maintenance VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00016 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 55489 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Task Description Output NQF measure endorsement and maintenance: process and schedule. Cardiovascular measure maintenance. Surgery measures maintenance. 9 Status (as of 01/13/11) Created systematized process and Completed August 2011 schedule for maintaining all NQFendorsed measures over threeyear period. Two-phase project to endorse new In progress .................... cardiovascular measures and conduct maintenance on existing ones. Two-phase project to maintain NQF- In progress .................... endorsed surgery measures and consider new ones. Notes Endorsed measures from Phase 1 anticipated November 2011, from Phase 2 anticipated January 2012. Endorsed measures from Phase 1 anticipated November 2011; from Phase 2 anticipated January 2012. Health Information Technology 9.1 ............ Measure authoring tool 9.2 ............ Clinical Decision Support Project. 9.5 ............ Quality Data Model (QDM) Maintenance. 9.6 ............ Health IT Utilization Project. 9.7 ............ 9.8 ............ jlentini on DSK4TPTVN1PROD with NOTICES2 12 In progress .................... Beta version developed by 01/13/11; beta testing to take place late 2011. Completed December 2010. Updated QDM to reflect additional types of data needed to support emerging measures (e.g., measures that include social determinants of health). Produced report on potential types of measures of health IT use and early detection of unintended consequences. Ongoing Fall 2010 ......... Measure retooling for EHRs. Retooled 113 NQF-endorsed measures for use in EHRs. Completed December 2010. eMeasure Format Review Panel. Convened panel to review retooled measures from Task 9.7 to ensure the eSpecifications of these measures is consistent with the original focus and intent of the measure. Ongoing ......................... Driving Quality and Performance Measurement—A Foundation for Clinical Decision Support released in December 2010 https:// www.qualityforum.org/Publications/ 2010/12/Driving_Quality_and_Performance_Measurement_-_A_ Foundation_for_Clinical_Decision_ Support.aspx. Released version 2.1 of QDM in Fall 2010 for public comment https:// www.qualityforum.org/Projects/h/ QDS_Model/Quality_Data_Model. aspx#t=2&s=&p=3%7C. Driving Quality—A Health IT Assessment Framework released in December 2010 https://www.quality forum.org/ Publications/2010/12/Driving_Quality_-_A_Health_IT_Assessment _Framework_for_Measurement.aspx. Measures and eSpecifications have been posted on NQF website for public comment and can be found at https://www.qualityforum.org/ Projects/e-g/eMeasure_Format_ Review/eMeasure_Format_Review. aspx#t=2&s=&p=4%7C. Completed first cycle of review in Fall 2010, following public comment period. Public-facing Web site ... 11 Work with subcontractor to create tool that would allow a measure developer to standardize data elements for writing measures electronically. Produced report on performance measurement and clinical decision support. Update and enhance NQF Web site to support and enable projects funded under this contract. Ongoing ......................... Completed December 2010. Website Added online measure submission form included adapted versions for efficiency measures, new public commenting tool, and improved online voting platform. Measurement Development, Harmonization, and Endorsement VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00017 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 55490 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Task Description Output Status (as of 01/13/11) Notes 12.1 .......... Efficiency and resource use. Endorsed measures of imaging efficiency; white paper drafted; endorsed measures of healthcare efficiency. In progress .................... 12.2 .......... Harmonization ............... Completed December 2010. 12.3 .......... ICD–10 conversion guidance. Report with guidance for measure developers on how to approach harmonization of quality measures across settings and patient populations. Report on how to convert from ICD– 9 to ICD–10. Six imaging efficiency measures endorsed February 2011; one imaging efficiency measure was recommended to be combined with an existing NQF measure. White paper being redrafted to respond to comments. Healthcare efficiency resource use measures endorsement project delayed to allow time for developers to complete measures and to better coordinate with related work in HHS, but now underway. Guidance for Measure Harmonization in press. 12.5 .......... Emergency regionalization. Environmental scan and white paper comparing how regions coordinate and perform on delivering emergency services. In progress .................... 13 Completed September 2011. ICD–10–CM/PCS Coding Maintenance Operational Guidance: A Consensus Report https:// www.qualityforum.org/Publications/ 2010/10/ICD–10–CM/PCS_Coding_ Maintenance_Operational_ Guidance.aspx. Final report expected November 2011. National Quality Strategy: Priorities Input on priorities for the National Strategy for Quality Improvement. Report to the Secretary of HHS with recommendations on priorities and goals for the proposed National Quality Strategy. Appendix B: List of Measures Endorsed Includes 62 newly endorsed resulting from the work conducted during the Completed October 2010. contract period, 14 endorsed prior to the close of the contract period, and another 48 awaiting final ratification by the NQF Input to the Secretary of Health and Human Services on Priorities for the 2011 National Quality Strategy https://www.nationalprioritiespartnership.org/. Board of Directors (which occurred shortly after the close of the contract period). Measure No. Measure name Care setting(s) Subject/topic area (e.g., condition, setting, cross-cutting area) OT2–002–09 .... Risk adjusted colorectal surgery outcome measure. Hospital 30-day risk-standardized readmission rates following percutaneous coronary intervention (PCI). Risk adjusted case mix adjusted elderly surgery outcomes measure. Hospital risk-standardized complication rate following implantation of implantable cardioverter-defibrillator (ICD). Functional capacity in COPD patients before and after pulmonary rehabilitation. Health-related quality of life in COPD patients before and after pulmonary rehabilitation. Intensive care: in-hospital mortality rate. Hospital .................................. Surgery .................................. Hospital .................................. Cardiovascular ....................... Hospital .................................. Cross-cutting/Surgery ............ Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. Cardiovascular ....................... Endorsed. Other ...................................... Respiratory/ICU ..................... Endorsed. Other ...................................... Respiratory/ICU ..................... Endorsed. Hospital .................................. Respiratory/ICU ..................... Endorsed. OT1–008–09 .... OT1–015–09 .... OT1–007–09 .... jlentini on DSK4TPTVN1PROD with NOTICES2 OT1–020–09 .... OT1–019–09 .... OT1–024–09 .... VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00018 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 Status as of 01/13/2011 Awaiting Board ratification (endorsed 1/17/11). Endorsed. Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices 55491 Measure No. Measure name Care setting(s) Subject/topic area (e.g., condition, setting, cross-cutting area) OT1–023–09 .... Intensive Care Unit (ICU) length-of-stay (LOS). Proportion of patients hospitalized with stroke that have a potentially avoidable complication (during the index stay or in the 30day post-discharge period). Proportion of patients hospitalized with AMI that have a potentially avoidable complication (during the index stay or in the 30-day post-discharge period). Proportion of patients hospitalized with pneumonia that have a potentially avoidable complication (during the index stay or in the 30-day post-discharge period). The STS CABG composite score. 30-Day post-hospital AMI discharge care transition composite measure. 30-Day post-hospital HF discharge care transition composite measure. 30-Day post-hospital pneumonia discharge care transition composite measure. Proportion of patients with chronic conditions that have a potentially avoidable complication during the calendar year. Asthma admission rate .......... Hospital .................................. Respiratory/ICU ..................... Endorsed. Hospital .................................. Neurology (Stroke) ................ Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. Cardiovascular ....................... Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. Respiratory/ICU ..................... Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. Surgery .................................. Hospital .................................. Cardiovascular ....................... Awaiting Board ratification (endorsed 1/17/11). Endorsed. Hospital .................................. Cardiovascular ....................... Endorsed. Hospital .................................. Respiratory/ICU ..................... Awaiting Board ratification (endorsed 1/17/11). Health Plan; Group; Population. Cross-cutting ......................... Awaiting Board ratification (endorsed 1/17/11). Other ...................................... Outcomes/child health: asthma. Outcomes/child health ........... Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). OT1–031–09 .... OT1–030–09 .... OT2–013–09 .... OT1–013–09 .... OT1–016–09 .... OT1–017–09 .... OT2–005–09 .... OT2–022–09 .... OT3–057–10 .... OT3–055–10 .... OT3–046–10 .... OT3–045–10 .... OT3–044–10 .... OT3–043–10 .... OT3–041–10 .... OT3–039–10 .... OT3–038–10 .... jlentini on DSK4TPTVN1PROD with NOTICES2 OT3–036–10 .... OT3–032–10 .... OT3–031–10 .... VerDate Mar<15>2010 Gastroenteritis admission rate (pediatric). Validated family-centered survey questionnaire for parents’ and patients’ experiences during inpatient pediatric hospital stay. Measure of medical home for children and adolescents. Children who have inadequate insurance coverage for optimal health. Pediatric symptom checklist (PSC). Children who attend schools perceived as safe. Children who live in communities perceived as safe. Children who receive effective care coordination of healthcare services when needed. Children who had problems obtaining referrals when needed. Number of school days children miss due to illness. Healthy term newborn ........... 17:47 Sep 06, 2011 Jkt 223001 Hospital .................................. Status as of 01/13/2011 Hospital .................................. Outcomes/child health: survey, patient experience of care. Other ...................................... Outcomes/child health: access to care. Outcomes/child health: access to care. Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). Outcomes/child vey. Outcomes/child vey. Outcomes/child vey. Outcomes/child cess to care. Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). Other ...................................... All settings ............................. Other ...................................... Other ...................................... Other ...................................... health: surhealth: surhealth: surhealth: ac- Other ...................................... Outcomes/child health: access to care. Awaiting Board ratification (endorsed 1/17/11). Other ...................................... Outcomes/child health: survey. Outcomes/child health: perinatal. Awaiting Board ratification (endorsed 1/17/11). Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. PO 00000 Frm 00019 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 55492 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Measure No. Measure name Care setting(s) Subject/topic area (e.g., condition, setting, cross-cutting area) OT3–029–10 .... Standardized adverse event ratio for children and adults undergoing cardiac catheterization for congenital heart disease. Standardized mortality ratio for neonates undergoing non-cardiac surgery. Ventriculoperitoneal (VP) shunt malfunction rate in children. Depression remission at twelve months. Hospital .................................. Outcomes/child health: cardiology. Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. Outcomes/child health: mortality. Awaiting Board ratification (endorsed 1/17/11). Hospital .................................. Outcomes/child health ........... Awaiting Board ratification (endorsed 1/17/11). Ambulatory care: office, clinic, behavioral health/psychiatric unit. Ambulatory care: office, clinic, behavioral health/psychiatric unit. Ambulatory care: office, clinic, behavioral health/psychiatric unit. Hospital, long-term acute care hospital, behavioral health/psychiatric unit. Nursing home/skilled nursing facility. Mental health/depression ...... Awaiting Board ratification (endorsed 1/17/11). Mental health/depression ...... Awaiting Board ratification (endorsed 1/17/11). Mental health/depression ...... Awaiting Board ratification (endorsed 1/17/11). Mental health/patient experience. Awaiting Board ratification (endorsed 1/17/11). Nursing homes/falls ............... Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/falls ............... Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/pain .............. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/pain .............. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/pain .............. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/pressure ulcers. Awaiting Board ratification (time-limited). Nursing home/skilled nursing facility. Nursing homes/pressure ulcers. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/immunization Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/immunization Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/immunization Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/immunization Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/functionality .. Awaiting Board ratification (endorsed 2/28/11). OT3–028–10 .... OT3–027–10 .... OT3–011–10 .... OT3–012–10 .... Depression remission at six months. OT3–022–10 .... Depression utilization of the PHQ–9 tool. OT3–047–10 .... Inpatient consumer survey .... NH–003–10 ..... Physical therapy or nursing rehabilitation/restorative care for long-stay patients with new balance problem. Percent of residents experiencing one or more falls with major injury (long stay). The percentage of residents on a scheduled pain medication regimen on admission who report a decrease in pain intensity or frequency (short stay). Percent of residents who selfreport moderate to severe pain (short stay). Percent of residents who selfreport moderate to severe pain (long stay). Percent of residents with pressure ulcers that are new or worsened (short stay). Percent of high-risk residents with pressure ulcers (long stay). Percent of residents who were assessed and appropriately given the seasonal influenza vaccine during the flu season (short stay). Percent of residents who were assessed and appropriately given the seasonal influenza vaccine (long stay). Percent of residents who were assessed and appropriately given the pneumococcal vaccine (short stay). Percent of residents who were assessed and appropriately given the pneumococcal vaccine (long stay). Percent of residents with a urinary tract infection (long stay). NH–008–10 ..... NH–009–10 ..... NH–010–10 ..... NH–011–10 ..... NH–012–10 ..... NH–013–10 ..... NH–014–10 ..... NH–015–10 ..... jlentini on DSK4TPTVN1PROD with NOTICES2 NH–016–10 ..... NH–017–10 ..... NH–018–10 ..... VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00020 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 Status as of 01/13/2011 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices 55493 Measure No. Measure name Care setting(s) Subject/topic area (e.g., condition, setting, cross-cutting area) NH–019–10 ..... Percent of low-risk residents who lose control of their bowels or bladder (long stay). Percent of residents who have/had a catheter inserted and left in their bladder (long stay). Percent of residents who were physically restrained (long stay). Percent of residents whose need for help with daily activities has increased (long stay). Percent of residents who lose too much weight (long stay). Percent of residents who have depressive symptoms (long stay). Consumer Assessment of Health Providers and Systems (CAHPS®) Nursing Home Survey: Discharged Resident Instrument. Consumer Assessment of Health Providers and Systems (CAHPS®) Nursing Home Survey: Long-Stay Resident Instrument. Consumer Assessment of Health Providers and Systems (CAHPS®) Nursing Home Survey: Family Member Instrument. Pulmonary CT imaging for patients at low risk for pulmonary embolism. Nursing home/skilled nursing facility. Nursing homes/functional status. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/safety ............ Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/safety ............ Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/functionality .. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/functionality .. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/mental health Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/patient experience. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/patient experience. Awaiting Board ratification (endorsed 2/28/11). Nursing home/skilled nursing facility. Nursing homes/patient experience. Awaiting Board ratification (endorsed 2/28/11). Ambulatory care: ED could consider for additional ambulatory settings: office, clinic and hospital outpatient. Ambulatory care: ED could consider for additional ambulatory settings: office, clinic and hospital outpatient. Ambulatory care: hospital outpatient. Overuse/safety ...................... Endorsed. Overuse/safety ...................... Endorsed. Overuse/safety ...................... Endorsed. Ambulatory care: hospital outpatient, office. Overuse/safety ...................... Endorsed. Ambulatory care: hospital outpatient, office. Overuse/safety ...................... Endorsed. Ambulatory care: hospital outpatient, office. Overuse/safety ...................... Endorsed. NH–020–10 ..... NH–021–10 ..... NH–022–10 ..... NH–024–10 ..... NH–025–10 ..... NH–026–10 ..... NH–027–10 ..... NH–028–10 ..... IEP–005–10 ..... IEP–007–10 ..... Appropriate head CT imaging in adults with mild traumatic brain injury. IEP–010–10 ..... Cardiac imaging for preoperative risk assessment for non-cardiac low-risk surgery. Cardiac stress imaging not meeting appropriate use criteria: preoperative evaluation in low risk surgery patients. Cardiac stress imaging not meeting appropriate use criteria: routine testing after percutaneous coronary interventions (PCI). Cardiac stress imaging not meeting appropriate use criteria: testing in asymptomatic, low-risk patients. IEP–014–10 ..... IEP–015–10 ..... jlentini on DSK4TPTVN1PROD with NOTICES2 IEP–016–10 ..... VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 PO 00000 Frm 00021 Fmt 4701 Sfmt 4703 E:\FR\FM\07SEN2.SGM 07SEN2 Status as of 01/13/2011 55494 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices jlentini on DSK4TPTVN1PROD with NOTICES2 Appendix C: Reports Published by NQF Under the HHS Contract Between January 14, 2010, and January 13, 2011 Prioritization of High-Impact Medicare Conditions and Measure Gaps; Task 6.0; May 2010 https://www.quality forum.org/projects/prioritization. aspx#t=2&s=p-4%7C. Measure Development and Endorsement Agenda; Task 6.2; January 2011 https://www.qualityforum.org/ MeasureDevelopmentandEndorsement Agenda.aspx. Identification of Potential 2013 eQuality Measures; Task 6.4; August 2010 https://www.qualityforum.org/ projects/i-m/meaningful_use/ meaningful_use.aspx. National Voluntary Consensus Standards for Public Reporting of Patient Safety Event Information; Task 7.3; September 2010 https://www.quality forum.org/Projects/Safety_Reporting_ Framework/Framework.aspx#t=2&s= &p=5%7C. Assessment of the National Quality Forum’s Consensus Development Process (Mathematica Policy Research, Inc.); Task 7.6; December 2010 https:// www.qualityforum.org/Measuring_ Performance/Improving_NQF_Process/ Improving_NQF_S_Processes.aspx. Driving Quality and Performance Measurement: A Foundation For Clinical Decision Support; Task 9.2; December 2010 https://www.quality forum.org/Publications/2010/12/Driving _Quality_and_Performance_ Measurement_-_A_Foundation_for_ Clinical_Decision_Support.aspx. Driving Quality—A Health IT Assessment Framework for Measurement: A Consensus Report; Task 9.6; December 2010 https:// www.qualityforum.org/Publications/ 2010/12/Driving_Quality_-_A_Health_IT _Assessment_Framework_for_ Measurement.aspx. Guidance for Measure Harmonization; Task 12.2; in press. ICD–10–CM/PCS Coding Maintenance Operational Guide: A Consensus Report; Task 12.3; October 2010 https:// www.qualityforum.org/Publications/ 2010/10/ICD–10–CM/PCS_Coding_ Maintenance_Operational_ Guidance.aspx. Input to the Secretary of Health and Human Services on Priorities for the 2011 National Quality Strategy; Task 13; October 2010 https://www.national prioritiespartnership.org. Appendix D: NQF Board of Directors William L. Roper, MD, MPH (Chair), Dean, School of Medicine, Vice Chancellor for Medical Affairs and Chief Executive Officer, UNC Health Care VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 System, University of North Carolina at Chapel Hill. Andrew Webber (Vice Chair), President and CEO, National Business Coalition on Health. Gerald M. Shea (Treasurer), Assistant to the President for External Affairs, AFL–CIO. Richard J. Baron, MD, FACP, President and Founder, Greenhouse Internists. Lawrence M. Becker, Director, HR Strategic Partnerships, Xerox Corporation. JudyAnn Bigby, MD, Secretary, Executive Office of Health & Human Services, Commonwealth of Massachusetts. Janet M. Corrigan, PhD, MBA, President and CEO, National Quality Forum. Maureen Corry, Executive Director, Childbirth Connection. Helen Darling, MA, President, National Business Group on Health. Robert Galvin, MD, MBA, Chief Executive Officer, Equity Healthcare, The Blackstone Group. Wade Henderson, Esq., President and CEO, Leadership Conference on Civil Rights. Ardis Dee Hoven, MD, Chair, American Medical Association Board of Trustees and Medical Director, Bluegrass Care Clinic, Affiliated with the University of Kentucky School of Medicine. Karen Ignagni, MBA, President and CEO, America’s Health Insurance Plans (AHIP). Chris Jennings, President, Jennings Policy Strategies, Inc. Charles N. Kahn III, MPH, President, Federation of American Hospitals. Mark B. McClellan, MD, PhD, Senior Fellow and Director, Engelberg Center for Health Care Reform and Leonard D. Schaeffer Chair in Health Policy Studies, The Brookings Institution. Sheri S. McCoy, Worldwide Chairman of the Pharmaceuticals Group, Johnson & Johnson. Harold D. Miller, President and CEO, Network for Regional Healthcare Improvement. Dolores L. Mitchell, Executive Director, Commonwealth of Massachusetts Group Insurance Commission. Mary Naylor, PhD, RN, FAAN, Director, New Courtland Center for Transitions & Health and Marian S. Ware Professor in Gerontology, University of Pennsylvania School of Nursing. Debra L. Ness, President, National Partnership for Women & Families. Samuel R. Nussbaum, MD, Executive Vice President and Chief Medical Officer, WellPoint, Inc. PO 00000 Frm 00022 Fmt 4701 Sfmt 4703 J. Marc Overhage, MD, PhD, Director, Regenstrief Institute and President and CEO, Health Information Exchange. John C. Rother, JD, Executive Vice President for Policy and Strategy, AARP. Bernard M. Rosof, MD, Chair, Board of Directors, Huntington Hospital and Chair, Physician Consortium for Performance Improvement convened by the American Medical Association. Joseph R. Swedish, FACHE, President and CEO, Trinity Health. John Tooker, MD, MBA, FACP, Associate Executive Vice President, American College of Physicians. Richard J. Umbdenstock, President and CEO, American Hospital Association. CMS Donald M. Berwick, Administrator. Designee: Barry Straube, MD, Chief Medical Officer and Director, Office of Clinical Standards and Quality. AHRQ Carolyn M. Clancy, MD, Director. NIH Francis S. Collins, MD, PhD, Director, National Institutes of Health. Designee: Barry Portnoy, PhD, Senior Advisor for Disease Prevention. HRSA Mary Wakefield, PhD, RN, Administrator. Designee: Kyu Rhee, MD. CDC Thomas R. Frieden, MD, MPH, Director. Designee: Peter A. Briss, MD, MPH, Captain, U.S. Public Health Service, Medical Director. Ex Officio (Non-Voting) Arthur Levin, MPH, (Chair, Consensus Standards Approval Committee), Director, Center for Medical Consumers. Curt Selquist, (Chair, Leadership Network), Johnson & Johnson Health Care System, Inc. (retired). Paul C. Tang, MD, MS, Vice President and Chief Medical Information Officer, Palo Alto Medical Foundation and Chair, Health Information Technology Advisory Committee. Appendix E: NQF Senior Leadership Janet M. Corrigan, President and Chief Executive Officer. Karen Adams, Vice President, National Priorities. Helen Burstin, Senior Vice President, Performance Measures. Floyd Eisenberg, Senior Vice President, Health Information Technology. E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Marybeth Farquhar, Vice President for Performance Measures. Larry Gorban, Vice President, Operations. Ann Hammersmith, General Counsel. Lisa Hines, Vice President, Member Services and Education. Laura Miller, Senior Vice President and Chief Operating Officer. Nicole Silverman, Vice President, Federal Program Management. Mary Shaffran, Vice President, Health Information Technology. Diane Stollenwerk, Vice President, Community Alliances. Thomas Valuck, Senior Vice President, Strategic Partnerships. Kyle Vickers, Chief Information Officer. Appendix F: National Priorities Partnership National Committee for Quality Assurance (Margaret E. O’Kane, MHS, President; NPP Co-Chair) jlentini on DSK4TPTVN1PROD with NOTICES2 Physician Consortium for Performance Improvement Convened by the American Medical Association (Bernard Rosof, MD, Chair; NPP CoChair) AARP AFL–CIO Aligning Forces for Quality Alliance for Home Health Quality and Innovation Alliance for Pediatric Quality America’s Health Insurance Plans American Board of Medical Specialties American Health Care Association American Medical Informatics Association American Medical Association American Nurses Association AQA Association of State and Territorial Health Officials Certification Commission for Health Information Technology Consumers Union Hospital Quality Alliance Institute for Healthcare Improvement Institute of Medicine Johnson & Johnson Health Care Systems The Joint Commission Leapfrog Group National Association of Community Health Centers National Association of Medicaid Directors National Business Group on Health National Governors Association National Hispanic Medical Association National Initiative for Children’s Healthcare Quality National Partnership for Women & Families VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 National Quality Forum Network for Regional Healthcare Nursing Alliance for Quality Care Pacific Business Group on Health Partnership for Prevention Patient Centered Primary Care Collaborative Pharmacy Quality Alliance Planetree Quality Alliance Steering Committee U.S. Chamber of Commerce Ex-Officio Partner Organizations Agency for Healthcare Research and Quality Centers for Disease Control and Prevention Centers for Medicare & Medicaid Services Health Resources and Services Administration National Institutes of Health Veterans Health Administration Appendix G: NQF Consensus Development Process (Version 1.8) NQF uses its formal Consensus Development Process (CDP) to evaluate and endorse consensus standards, including performance measures, best practices, frameworks, and reporting guidelines. The CDP is designed to call for input and carefully consider the interests of stakeholder groups from across the healthcare industry. Because NQF uses this formal CDP, it is recognized as a voluntary consensus standards-setting organization as defined by the National Technology Transfer and Advancement Act of 1995 1 and Office of Management and Budget Circular A–119.2 Over the past 10 years, the procedures that form NQF’s CDP and its implementation have evolved to ensure that evaluation of candidate consensus standards continues to follow best practices in performance measurement and standards-setting. NQF is currently using version 1.8 of the CDP. NQF’s CDP involves nine principal steps. Each contains several substeps and is associated with specific actions. The steps are: 1. Call for Intent to Submit Candidate Standards 2. Call for Nominations 3. Call for Candidate Standards 4. Candidate Consensus Standard Review 5. Public and Member Comment 6. Member Voting 7. Consensus Standards Approval Committee (CSAC) Decision 8. Board Ratification 9. Appeals Notes 1. U.S. Congress, National Technology Transfer and Advancement Act of 1995 (PL PO 00000 Frm 00023 Fmt 4701 Sfmt 4703 55495 104–113), Washington, DC: U.S. Government Printing Office; 1995. Available at https:// standards.gov/standards_gov/nttaa.cfm. Last accessed December 2010. 2. The White House, U.S. Office of Management and Budget, Circular No. A– 119, February 10, 1998, Washington, DC: Office of Management and Budget; 1998. Available at https://www.whitehouse.gov/ omb/circulars_a119/. Last accessed December 2010. Appendix H: List of NQF Member Organizations by Council Consumer Council AARP AFL–CIO American Federation of Teachers Healthcare American Hospice Foundation American Sleep Apnea Association Childbirth Connection Citizens for Patient Safety Coalition for Improving Maternity Services Community Catalyst Community Health Foundation of Western and Central New York Connecticut Center for Patient Safety Consumer Coalition for Quality Health Care Consumers Advancing Patient Safety Consumers’ Checkbook Consumers Union DES Action USA Foundation for Informed Medical Decision Making Health Watch USA Lamaze International Mothers Against Medical Error National Breast Cancer Coalition National Coalition for Cancer Survivorship National Consumers League National Council on Aging National Health Law Program National Partnership for Women & Families National Sleep Foundation Patient Centered Primary Care Collaborative PULSE of New York The Coordinating Center The Empowered Patient Coalition The National Consumer Voice for Quality Long-Term Care The Partnership for Healthcare Excellence Trauma Support Network Trust for America’s Health Health Plan Council Aetna Alliance of Community Health Plans America’s Health Insurance Plans Arkansas Medicaid BlueCross BlueShield Association CareFirst BlueCross BlueShield CIGNA HealthCare Highmark, Inc. Horizon Blue Cross Blue Shield of New Jersey Hudson Health Plan Humana Inc. Kaiser Permanente UnitedHealth Group Universal American Corp WellPoint Health Professionals Council AANAC Academy of Managed Care Pharmacy Academy of Medical-Surgical Nurses E:\FR\FM\07SEN2.SGM 07SEN2 jlentini on DSK4TPTVN1PROD with NOTICES2 55496 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices American Academy of Audiology American Academy of Dermatology American Academy of Family Physicians American Academy of Hospice and Palliative Medicine American Academy of Neurology American Academy of Nurse Practitioners American Academy of Ophthalmology American Academy of Orthopaedic Surgeons American Academy of Otolaryngology-Head and Neck Surgery American Academy of Pediatrics American Academy of Physical Medicine and Rehabilitation American Association of Birth Centers American Association of Cardiovascular and Pulmonary Rehabilitation American Association of Clinical Endocrinologists American Association of Diabetes Educators American Association of Neurological Surgeons American Association of Nurse Anesthetists American Case Management Association American Chiropractic Association American College of Cardiology American College of Emergency Physicians American College of Gastroenterology American College of Nurse-Midwives American College of Obstetricians and Gynecologists American College of Physician Executives American College of Physicians American College of Radiology American College of Rheumatology American College of Surgeons American Dietetic Association American Gastroenterological Association Institute American Geriatrics Society American Health Information Management Association American Heart Association American Medical Association American Medical Directors Association American Nurses Association American Optometric Association American Organization of Nurse Executives American Osteopathic Association American Pharmacists Association Foundation American Physical Therapy Association American Psychiatric Nurses Association American Society for Gastrointestinal Endoscopy American Society for Radiation Oncology American Society of Anesthesiologists American Society of Breast Surgeons American Society of Clinical Oncology American Society of Colon and Rectal Surgeons American Society of Health-System Pharmacists American Society of Hematology American Society of Pediatric Nephrology American Society of Plastic Surgeons American Urological Association Association for Professionals in Infection Control and Epidemiology Association for the Advancement of Wound Care Association of periOperative Registered Nurses Association of Rehabilitation Nurses Association of Women’s Health, Obstetric and Neonatal Nurses VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 Council of Medical Specialty Societies Heart Rhythm Society Hospice and Palliative Nurses Association Infectious Diseases Society of America Infusion Nurses Society National Academy of Clinical Biochemistry National Alliance of Wound Care National Association for Behavioral Health National Association of Certified Professional Midwives National Association of Pediatric Nurse Practitioners National Nursing Staff Development Organization National Pressure Ulcer Advisory Panel New York University College of Nursing Nursing Alliance for Quality Care Ohio Hospice & Palliative Care Organization Renal Physicians Association Society for Academic Emergency Medicine Society for Cardiovascular Angiography and Interventions Society for Healthcare Epidemiology of America Society for Vascular Surgery Society of Critical Care Medicine Society of General Internal Medicine Society of Hospital Medicine Society of Thoracic Surgeons Wisconsin Medical Society Wound, Ostomy and Continence Nurses Society Provider Council Adventist Health System Advocate Physician Partners Ambulatory Surgery Foundation Amedisys American Health Care Association American Hospital Association AmSurg Corp. Ascension Health Association for Behavioral Health and Wellness Association of American Medical Colleges Atlantic Health Aultman Health Foundation Aurora Health Care Baptist Health South Florida Baptist Memorial Health Care Corporation BayCare Health System Baylor Health Care System BJC HealthCare Bon Secours St. Francis Health System Bronson Healthcare Group, Inc. California Hospital Association CaroMont Health Catholic Health Association of the United States Catholic Health Initiatives Catholic Healthcare Partners Cedars-Sinai Medical Center Child Health Corporation of America Children’s Hospitals and Clinics of Minnesota CIMPAR, S.C. City of Hope Cleveland Clinic Connecticut Hospital Association Crozer-Keystone Health System Dana-Farber Cancer Institute Detroit Medical Center DMAA: The Care Continuum Alliance Emergency Department Practice Management Association Englewood Hospital and Medical Center PO 00000 Frm 00024 Fmt 4701 Sfmt 4703 Exeter Health Resources Federation of American Hospitals Florida Hospital Fox Chase Cancer Center Genesis HealthCare System Gentiva Health Services Good Samaritan Hospital H. Lee Moffitt Cancer Center and Research Institute Hospital, Inc. Hackensack University Medical Center Harborview Medical Center Health Management Associates, Inc. Healthcare Leadership Council HealthPartners HealthSouth Corporation Henry Ford Health System Hoag Hospital Hospital Corporation of America Hospital for Special Surgery Illinois Hospital Association Interim HealthCare Inc. Johns Hopkins Health System LHC Group, Inc. Long-Term Quality Alliance MaineGeneral Medical Center Mayo Clinic MedStar Health Memorial Hermann Healthcare System Memorial Sloan-Kettering Cancer Center Mercy Medical Center Meridian Health System Mission Hospital, Inc. National Association of Children’s Hospitals and Related Institutions National Association of Psychiatric Health Systems National Association of Public Hospitals and Health Systems National Consortium of Breast Centers National Hospice and Palliative Care Organization National Rural Health Association NCH Healthcare System Nemours Foundation New Jersey Hospital Association New York Presbyterian Healthcare System North Mississippi Medical Center North Shore-Long Island Jewish Health System North Texas Specialty Physicians Northwestern Memorial HealthCare Norton Healthcare, Inc. OSUCCC–James Cancer Hospital Park Nicollet Health Services Partners HealthCare System, Inc. Pennsylvania Health Care Association Piedmont Healthcare Planetree Premier, Inc. Providence Health & Services Robert Wood Johnson University HospitalHamilton Rockford Health System Roswell Park Cancer Institute Rush University Medical Center Saint Barnabas Health Care System Saint Francis Hospital and Medical Center Seattle Cancer Care Alliance Sharp HealthCare Sisters of Charity of Leavenworth Health System Sisters of St. Francis Health Services Southeast Texas Medical Associates, LLP Stamford Health System Summa Health System Surgical Care Affiliates E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices jlentini on DSK4TPTVN1PROD with NOTICES2 Sylvester Comprehensive Cancer Center, University of Miami Hospitals and Clinics Tampa General Hospital Tenet Healthcare Corporation Texas Health Resources The Alliance for Home Health Quality and Innovation The Health Alliance of Mid America LLC The National Forum of ESRD Networks The University of Kansas Hospital Thomas Jefferson University Hospital Trinity Health UMass Memorial Medical Group, Inc. United Surgical Partners International University of California-Davis Medical Group University of Michigan Hospitals & Health Centers University of Pennsylvania Health System University of Texas Southwestern Medical Center University of Texas-MD Anderson Cancer Center University of Virginia Health System US Department of Defense-Health Affairs UW Health Vanderbilt University Medical Center Vanguard Health Management Veterans Health Administration VHA, Inc. Virginia Mason Medical Center Virtua Health WellSpan Health WellStar Health System Yale New Haven Health System Public/Community Health Agencies Council Albuquerque Coalition for Healthcare Quality Aligning Forces for Quality—South Central Pennsylvania Alliance for Health Better Health Greater Cleveland California Office of Statewide Health Planning and Development Center for Health Care Quality, Department of Health Policy, George Washington University Centers for Disease Control and Prevention Central Indiana Alliance for Health Community Health Alliance-Humboldt County Del-Norte Greater Detroit Area Health Council Health Improvement Collaborative of Greater Cincinnati Health Resources and Services Administration Healthy Memphis Common Table Illinois Department of Public Health Integrated Healthcare Association Kansas City Quality Improvement Consortium Maine Quality Forum Maryland Health Care Commission Massachusetts Health Quality Partners Middlesex Hospital Minnesota Community Measurement National Academy for State Health Policy National Association of Health Data Organizations Oregon Health Care Quality Corporation P2 Collaborative of Western New York Puget Sound Health Alliance Quality Counts Rhode Island Department of Health State Associations of Addiction Services Substance Abuse and Mental Health Services Administration VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 The HOPE of Wisconsin Washington State Department of Health Wisconsin Collaborative for Healthcare Quality Purchaser Council Buyers Health Care Action Group Caterpillar Inc. Centers for Medicare & Medicaid Services Colorado Business Group on Health Employers’ Coalition on Health Florida Health Care Coalition General Motors Corporation Health Action Council Ohio Health Services Coalition HealthCare 21 Business Coalition Lehigh Valley Business Coalition on Health Care Maine Health Management Coalition Microsoft Corporation National Association of State Medicaid Directors National Business Coalition on Health National Business Group on Health New Jersey Health Care Quality Institute Niagara Health Quality Coalition Pacific Business Group on Health St. Louis Area Business Health Coalition The Alliance The Leapfrog Group Virginia Business Coalition on Health Washington State Health Care Authority QMRI Council AAAHC Institute for Quality Improvement ABIM Foundation ACC/AHA Task Force on Performance Measures ACS–MIDAS+ Agency for Healthcare Research and Quality American Academy of Nursing American Association of Colleges of Nursing American Board of Medical Specialties American Board of Optometry American College of Medical Quality American Data Network American Health Quality Association American Medical Association-Physician Consortium for Performance Improvement American Medical Informatics Association American Psychiatric Association for Research and Education Anesthesia Quality Institute AYR Consulting Group Betsy Lehman Center for Patient Safety and Medical Error Reduction BoozAllenHamilton California HealthCare Foundation California Maternal Quality Care Collaborative Case Management Society of America Center to Advance Palliative Care Community Health Accreditation Program Coral Initiative, LLC Core Consulting, Inc. Dallas-Fort Worth Hospital Council Education and Research Foundation Freedman HealthCare, LLC Health Level Seven, Inc Health Services Advisory Group Healthcare Information and Management Systems Society HealthGrades Institute for Clinical Systems Improvement Institute for Safe Medication Practices Iowa Foundation for Medical Care PO 00000 Frm 00025 Fmt 4701 Sfmt 4703 55497 Iowa Healthcare Collaborative IPRO Jefferson Health System, Office of Health Policy and Clinical Outcomes Kidney Care Partners Louisiana Health Care Quality Forum Medisolv, Inc. MHA Keystone Center for Patient Safety & Quality Milliman Care Guidelines National Association for Healthcare Quality National Center for Healthcare Leadership National Committee for Quality Assurance National Consensus Project for Quality Palliative Care National Council of State Boards of Nursing National Institute for Quality Improvement and Education National Institutes of Health National Patient Safety Foundation Neocure Group Next Wave North Carolina Center for Hospital Quality and Patient Safety Northeast Health Care Quality Foundation Partnership for Prevention Pharmacy Quality Alliance Press Ganey Associates Professional Research Consultants, Inc. Quality Indicator Project Quality Outcomes, LLC Resolution Health, Inc. Texas Medical Institute of Technology The Commonwealth Fund The Joint Commission Thomson Reuters University HealthSystem Consortium University of Kansas School of Nursing University of North Carolina-Program on Health Outcomes URAC Verilogue, Inc Virginia Cardiac Surgery Quality Initiative West Virginia Medical Institute Supplier/Industry Council Abbott Laboratories AMGEN Inc. Arrowsight, Inc. AstraZeneca Boehringer Ingelheim Bristol-Myers Squibb Company CareFusion Deloitte Consulting LLP, Health Sciences and Government Dialog Medical Edwards Lifesciences eHealth Initiative Eisai, Inc. Eli Lilly and Company Elsevier Clinical Decision Support Epstein Becker & Green, P.C. GE Healthcare GlaxoSmithKline Greenway Medical Technologies Hospira MedAssets MedeAnalytics, Inc. Merck & Co., Inc Noblis Ortho-McNeill-Janssen Pharmaceutical, Inc. Pfizer PhRMA Phytel, Inc. sanofi pasteur sanofi-aventis E:\FR\FM\07SEN2.SGM 07SEN2 55498 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Siemens Healthcare, USA The Advanced Medical Technology Association (AdvaMed) Zynx Health jlentini on DSK4TPTVN1PROD with NOTICES2 Acknowledgments The National Quality Forum wishes to acknowledge the invaluable editorial services of Philip Dunn and the design expertise of Corporate Visions, Inc. This report was printed by MOSAIC Print. IV. Secretarial Comments on the Annual Report to Congress The Secretary is pleased with the scope and vision of NQF’s March 2011 annual report to Congress (the ‘‘annual report’’). An internal multidisciplinary HHS team is working collaboratively with NQF to provide a clear multi-year vision to ensure the most efficient and effective utilization of the HHS contract. The contract with NQF provides a unique opportunity to further enhance HHS’ efforts to foster a collaborative, multi-stakeholder approach to increase the availability of national voluntary consensus standards for quality and efficiency measures that can help to ensure broad transparency in achieving value in health care delivery. Over the past year NQF continued work on tasks outlined in the Statement of Work, including: development of a national strategy for performance measurement and prioritization of measures for development and endorsement; evaluation of NQF’s consensus development process; conduct of measure endorsement projects focused on areas where there are gaps in measures, such as outcomes measures and patient safety measures; maintenance of current NQF-endorsed measures; and promotion of Electronic Health Records through such activities as developing a measure authoring software tool, initiation of a taxonomy and rules for clinical decision support that are in accord with the Quality Data Model, retooling of a subset of existing NQF-endorsed measures into electronic measure format, development of a public Web site to make available current NQF activities, and development of evaluation criteria for the endorsement of efficiency and resource use measures. In response to a time-sensitive Affordable Care Act requirement, a new short-term task was added for NQF to provide input into the national priorities for consideration under for the National Strategy Quality for Improvement in Healthcare. The NQF convened the National Priorities Partnership (NPP) and delivered a report that provided actionable input for improvement in population health and in the delivery of health care services. VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 The Secretary has reviewed the annual report and has the following comments. First, the Secretary notes an inadvertent statement in the annual report that appears at the end of the second paragraph in the section entitled ‘‘II. About the National Quality Forum’’. It refers to the Consensus Development Process (CDP) and states that ‘‘strict adherence to this CDP qualifies NQF as a voluntary consensus standards-setting organization, granting its endorsed measures special legal standing’’. The CDP qualifies the NQF as a voluntary consensus standards-setting organization, and therefore, the endorsed measures are granted standing as voluntary consensus standards. The endorsed measures are not granted special legal standing. This same issue also arises in the section entitled ‘‘III. About the Contract’’ in the second bullet following the third paragraph. The sentence includes the statement that the CDP grants the ‘‘measures and practices special legal standing as voluntary consensus standards’’. The CDP grants the measures and practices standing as voluntary consensus standards, but does not grant the measures special legal standing. Second, the Secretary wishes to clarify a statement that has the potential to be misleading. This statement is included in the annual report’s section entitled ‘‘II. About the National Quality Forum’’. It appears in the third sentence of the sixth paragraph. This sentence mischaracterizes the quality programs described. In particular, CMS is not ‘‘measuring’’ meaningful use for purposes of the EHR program. Rather, if eligible professionals and hospitals are able to demonstrate that they meet the requisite meaningful use criteria, they will receive an incentive payment. In addition, Hospital Compare is an internet Web site on which the performance of certain providers is reported; it is not a quality reporting program. The correct reference is to the Medicare Inpatient Quality Reporting program. Third, the Secretary wishes to clarify a statement in the subsection entitled ‘‘Implementation of a Consensus Process for the Endorsement of Quality Measures (Task 7)’’ in the section entitled ‘‘IV. HHS–Funded Work’’. The fourth sentence in the first bullet point under the heading ‘‘Patient Safety’’ within that subsection could be misleading. It states: ‘‘Serious Reportable Events has become the foundation of HHS’s program of denial of payment for certain hospital-acquired conditions and for many state based adverse event reporting initiatives.’’ This sentence could be interpreted to PO 00000 Frm 00026 Fmt 4701 Sfmt 4703 mean that the NQF’s list of serious reportable events is the only basis for HHS’s denial of payment for certain hospital-acquired conditions, which is inaccurate. Fourth, a sentence in the subsection entitled ‘‘Technical Infrastructure to Support Measurement Using an Electronic Platform’’ within the section entitled ‘‘I. Executive Summary’’ states that the American Recovery and Reinvestment Act of 2009 (ARRA) ‘‘provides $20 billion for investment in health IT and use of that technology to improve patient care.’’ Similarly, a sentence in the subsection entitled ‘‘Promotion of Electronic Health Records (Task 9)’’ within the section entitled ‘‘IV. HHS–Funded Work’’ states that ARRA ‘‘provides a $20 billion mandate to ensure health IT plays a central role in transforming the EHR Incentive Program and its meaningful use provisions * * *.’’ ARRA does not specify an amount of funding for the EHR Incentive Program. The final amount will depend on the numbers of providers and professionals that participate in the program and their specific years of participation. ARRA also appropriated $2 billion for the Office of the National Coordinator for Health Information Technology (ONC). Finally, the information describing Task 9.7 (Measure retooling for EHRs) in Appendix A; Summary of Accomplishments Under the Contract: Jan. 14, 2010 to Jan. 12, 2011 warrants further clarification. During the reporting period, the specifications for 113 measures were drafted and updated. They are undergoing review and public comment and will be further updated by December 2011. The Web site where the measures and eSpecifications were posted for public comment is included in Appendix A. The Secretary is pleased with the progress and timeliness of the work outlined in the Annual Report. V. Future Steps The consensus-based contract with NQF is a four year contract. During this second full performance year of the contract, NQF completed deliverables for each task required by MIPPA and for the short-term requirements of section 3014 in ACA. HHS will continue to task NQF with single year and multi-year projects. Formulation of a National Strategy and Priorities for Health Care Performance Measurement During March 2010 to February 2011, NQF recommended eight priority areas for national action to the Department for the National Health Care Quality E:\FR\FM\07SEN2.SGM 07SEN2 Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / Notices Strategy. Two were new: To ensure all patients have access to affordable, timely and high quality care; and to provide infrastructure supports, such as health IT, to address underlying system changes that are necessary to attain the goals of other priorities. The original six priorities were: Patient and family engagement; population health; safety; care coordination; palliative and end-oflife care; and overuse of resources. During the year NQF continued its work on the requirements of MIPPA section 183. The NQF Prioritization Measure Advisory Committee continued to explore priorities for health care performance measurement and developed a list of 20 prioritized highimpact Medicare conditions and measurement gaps. These conditions account for more than 90 percent of Medicare costs. This work complemented the NPP’s additional focus on ‘‘cross-cutting’’ areas which affect all or most patients, such as care coordination. Consensus Development Process for Measure Development jlentini on DSK4TPTVN1PROD with NOTICES2 The NQF portfolio includes 625 measures organized into five major categories of quality health care: Patient outcomes; care processes; patient experience; resource use; and composite measures. The measures are used in a variety of provider settings, such as ambulatory care settings, emergency service settings and nursing homes, which operate with different data reporting platforms. To meet the various platform needs, measures need to accommodate paper records, and administrative and claims data. During the year, additional work focused on the endorsement of measures of the 20 high- VerDate Mar<15>2010 17:47 Sep 06, 2011 Jkt 223001 impact Medicare conditions as well as measures for patient safety, nursing homes and child health. Simultaneously, the NQF conducted reviews for potential endorsement of 62 measures that fit into the five categories above. Maintenance of Consensus-Based Endorsed Measures During March 2010 to February 2011, NQF maintained endorsed measures relevant to HHS-wide programs and will continue to maintain consensus-based endorsed measures as developed under the priority process. Promotion of Electronic Health Records During March 2010 to February 2011, NQF continued to support the promotion of electronic health records as part of HHS-wide efforts. NQF’s contributions during the year focused on four areas: (1) Enhancement of the Quality Data Model, which specifies the necessary data for electronic and personal health records; (2) standardization of eMeasure format for use by more than 50 measure developers; (3) re-specification of a subset of performance measures into eMeasures for use with electronic health records; and (4) identification of types of measures for use in determining whether clinicians are properly using electronic health records as well as to detect any unintended consequences. Initial work was undertaken during the year to incorporate the eMeasure format into a Measure Authoring Tool. Focused Measure Development, Harmonization, and Endorsement Efforts To Fill Critical Gaps in Performance Measurement During March 2010 to February 2011, NQF continued to support a variety of PO 00000 Frm 00027 Fmt 4701 Sfmt 9990 55499 performance measurement efforts focused on efficiency, harmonization, the ICD–10 and regionalized emergency care services. Both harmonization and ICD–10 activities that were specified for work were complete within the year. NQF made progress in the area of efficiency with two tasks nearing completion and another undertaken during the year. NQF also initiated work on regionalized emergency care services mid-way through the year and progress in that area continues. During the next contract year, NQF will focus its work on fulfilling the requirements of ACA section 3014 in addition to the continuation of work as required under MIPPA. NQF will also undertake work to provide further input into the annual National Quality Strategy and selection of quality measures for use in public and private reporting programs and value-based purchasing programs. This work will be included in subsequent annual reports. V. Collection of Information Requirements This document does not impose information collection and recordkeeping requirements. Consequently, it need not be reviewed by the Office of Management and Budget under the authority of the paperwork Reduction Act of 1995 (44 U.S.C. 35) Dated: August 26, 2011. Kathleen Sebelius, Secretary, Department of Health and Human Services. [FR Doc. 2011–22624 Filed 9–6–11; 8:45 am] BILLING CODE 4150–05–P E:\FR\FM\07SEN2.SGM 07SEN2

Agencies

[Federal Register Volume 76, Number 173 (Wednesday, September 7, 2011)]
[Notices]
[Pages 55474-55499]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-22624]



[[Page 55473]]

Vol. 76

Wednesday,

No. 173

September 7, 2011

Part II





Department of Health and Human Services





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Secretarial Review and Publication of the Annual Report to Congress 
Submitted by the Contracted Consensus-Based Entity Regarding 
Performance Measurement; Notice

Federal Register / Vol. 76, No. 173 / Wednesday, September 7, 2011 / 
Notices

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DEPARTMENT OF HEALTH AND HUMAN SERVICES


Secretarial Review and Publication of the Annual Report to 
Congress Submitted by the Contracted Consensus-Based Entity Regarding 
Performance Measurement

AGENCY: Office of the Secretary of Health and Human Services, HHS.

ACTION: Notice.

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SUMMARY: This notice acknowledges the Secretary of the Department of 
Health and Human Services' (HHS) receipt and review of the annual 
report submitted to the Secretary and Congress by the contracted 
consensus-based entity as mandated by section 1890(b)(5) of the Social 
Security Act, as added by section 183 of the Medicare Improvements for 
Patients and Providers Act of 2008 (MIPPA). The statute requires the 
Secretary to publish the report in the Federal Register together with 
any comments of the Secretary on the report not later than six months 
after receiving the report. This notice fulfills those requirements.

FOR FURTHER INFORMATION CONTACT: Kate Goodrich (202) 690-7213.

I. Background

    Rising health care costs coupled with the growing concern over the 
level and variation in quality and efficiency in the provision of 
health care raise important challenges for the United States. Section 
183 of MIPPA also required the Secretary of the Department of Health 
and Human Services (HHS) to contract with a consensus-based entity to 
perform various duties with respect to health care performance 
measurement. These activities support HHS's efforts to achieve value as 
a purchaser of high-quality, patient-centered, and financially 
sustainable health care. The statute mandates that the contract be 
competitively awarded for a period of four years and may be renewed 
under a subsequent competitive contracting process.
    In January, 2009, a competitive contract was awarded by HHS to the 
National Quality Forum (NQF) for a four-year period. The contract 
specified that NQF should conduct its business in an open and 
transparent manner, provide the opportunity for public comment and 
ensure that membership fees do not pose a barrier to participation in 
the scope of HHS's contract activities, if applicable.
    The HHS four-year contract with NQF includes the following major 
tasks:
    Formulation of a National Strategy and Priorities for Health Care 
Performance--NQF shall synthesize evidence and convene key stakeholders 
on the formulation of an integrated national strategy and priorities 
for health care performance measurement in all applicable settings. NQF 
shall give priority to measures that: address the health care provided 
to patients with prevalent, high-cost chronic diseases; provide the 
greatest potential for improving quality, efficiency and patient-
centered health care and may be implemented rapidly due to existing 
evidence, standards of care or other reasons. NQF shall consider 
measures that assist consumers and patients in making informed health 
care decision; address health disparities across groups and areas; and 
address the continuum of care across multiple providers, practitioners 
and settings.
    Implementation of a Consensus Process for Endorsement of Health 
Care Quality Measures--NQF shall implement a consensus process for 
endorsement of standardized health care performance measures which 
shall consider whether measures are evidence-based, reliable, valid, 
verifiable, relevant to enhanced health outcomes, actionable at the 
caregiver level, feasible to collect and report, and responsive to 
variations in patient characteristics such as health status, language 
capabilities, race or ethnicity, and income level and is consistent 
across types of providers including hospitals and physicians.
    Maintenance of Consensus Endorsed Measures--NQF shall establish and 
implement a maintenance process to ensure that endorsed measures are 
updated (or retired if obsolete) as new evidence is developed.
    Promotion of Electronic Health Records--NQF shall promote the 
development and use of electronic health records that contain the 
functionality for automated collection, aggregation, and transmission 
of performance measurement information.
    Focused Measure Development, Harmonization and Endorsement Efforts 
To Fill Critical Gaps in Performance Measurement--NQF shall complete 
targeted tasks to support performance measurement development, 
harmonization, endorsement and/or gap analysis.
    Development of a Public Web Site for Project Documents--NQF shall 
develop a public Web site to provide access to project documents and 
processes. The HHS contract work is found at: https://www.qualityforum.org/projects/ongoing/hhs/.
    Annual Report to Congress and the Secretary--Under section 
1890(b)(5)(A) of the Act, by not later than March 1 of each year 
(beginning with 2009), NQF shall submit to Congress and the Secretary 
of HHS an annual report. The report shall contain a description of the 
implementation of quality measurement initiatives under the Act and the 
coordination of such initiatives with quality initiatives implemented 
by other payers; a summary of activities and recommendations from the 
national strategy and priorities for health care performance 
measurement tasks; and a discussion of performance by NQF of the duties 
required under the HHS contract. Section 1890(b)(5)(B) of the Social 
Security Act requires the Secretarial review of the annual report to 
Congress upon receipt and the publication of the report in the Federal 
Register together with any Secretarial comments not later than 6 months 
after receiving the report.
    The first annual report covered the performance period of January 
14, 2009 to February 28, 2009 or the first six weeks post contract 
award. Given the short timeframe between award and the statutory 
requirement for the submission of the first annual report, this first 
report provided a brief summary of future plans. In March 2009, NQF 
submitted the first annual report to Congress and the Secretary of HHS. 
The Secretary published a notice in the Federal Register in compliance 
with the statutory mandate for review and publication of the annual 
report on September 10, 2009 (74 FR 46594).
    In March 2010, NQF submitted to Congress and the Secretary the 
second annual report covering the period of performance of March 1, 
2009 through February 28, 2010. The second annual report was published 
in the Federal Register on October 22, 2010 (75 FR 65340) to comply 
with the statutorily required Secretarial review and publication.
    In March 2011, NQF submitted the third annual report to Congress 
and the Secretary of HHS. This notice complies with the statutory 
requirement for Secretarial review and publication of the third annual 
report covering the period of performance of March 1, 2010 through 
February 28, 2011.
    The Patient Protection and Affordable Care Act of 2010 (ACA) was 
signed into law on March 23, 2011. Section 3014 of this Act included a 
time-sensitive requirement for NQF to provide input into the national 
priorities for consideration under for the National Strategy for 
Quality for Improvement in Healthcare. As a result, one additional 
activity was added to the contract to fulfill this requirement within 
the contract year. The NQF convened the National Priorities Partnership 
and

[[Page 55475]]

developed a consensus report on input to HHS on the development of the 
National Quality Strategy.

II. March 2011--NQF Report to Congress and the HHS Secretary

    Submitted in March 2011, the third annual report to Congress and 
the Secretary spans the period of January 14, 2010 through January 13, 
2011.
    A copy of NQF's submission of the March 2011 annual report to 
Congress and the Secretary of HHS can be found at: https://www.qualityforum.org/projects/hhs/.
    The 2011 NQF annual report is reproduced in section III of this 
notice.

III. NQF March 2011 Annual Report

Advancing Performance Measurement: NQF Report to Congress 2011

Report to the Congress and the Secretary of the U.S. Department of 
Health and Human Services, Covering the Period of January 14, 2010, to 
January 13, 2011 Pursuant to PL 110-275 and Contract HHSM-500-
2009-00010C

NQF Mission
    The National Quality Forum (NQF) operates under a three-part 
mission to improve the quality of American healthcare by:
     Building consensus on national priorities and goals for 
performance improvement and working in partnership to achieve them;
     Endorsing national consensus standards for measuring and 
publicly reporting on performance; and
     Promoting the attainment of national goals through 
education and outreach programs.
    As a private-sector standard-setting body recognized under the 
National Technology Transfer and Advancement Act (Pub. L. 104-113), NQF 
endorses standardized performance measures, serious reportable events, 
and safe practices. NQF also serves as the convener of two multi-
stakeholder partnerships: the National Priorities Partnership, which 
provides guidance on setting national priorities, goals, and strategic 
improvement opportunities; and the Measure Applications Partnership, 
which recommends measures for use in various public reporting, payment, 
and other programs.

Table of Contents

Acknowledgments
Foreword
I. Executive Summary
II. About NQF
III. About the Contract
IV. HHS-Funded Work
V. Looking Forward
    Appendix A: Summary of Accomplishments Under the Contract
    Appendix B: List of Measures Endorsed
    Appendix C: Reports Published by NQF During the Contract Period
    Appendix D: NQF Board of Directors
    Appendix E: NQF Senior Leadership
    Appendix F: National Priorities Partnership
    Appendix G: NQF Consensus Development Process (Version 1.8)
    Appendix H: List of NQF Member Organizations by Council

Foreword

    In 2008, Congress passed the Medicare Improvements for Patients and 
Providers Act (Pub. L. 110-275),\1\ signifying its growing recognition 
of the systemic nature of the nation's healthcare quality issues. The 
Act set bearings for the national healthcare performance improvement 
movement and charted a course for national action, presenting the 
opportunity to unify the nation's disparate healthcare quality 
improvement efforts into a coherent national strategy. Importantly, it 
did not impose top-down direction to achieve its goals. Instead, the 
Act provides guidance and resources for the federal government to work 
with a consensus-based entity to identify priorities and performance 
measures through an open and transparent decision-making process that 
affords an opportunity for all stakeholders to participate.
    On January 14, 2009, the National Quality Forum (NQF) was awarded a 
contract that addresses the Act's Section 183, which calls for the 
Department of Health and Human Services (HHS) ``to contract with a 
consensus-based entity, such as the National Quality Forum,'' to 
achieve many of these quality improvement goals. This contract 
subsequently was modified to accommodate specific work called for under 
the Patient Protection and Affordable Care Act of 2010 (Pub. L. 111-
148).\2\ This report summarizes the work performed under this contract 
between January 14, 2010, and January 13, 2011, the second full year 
that the HHS contract has been in place.
    The first year of the contract was devoted to building 
infrastructure to support healthcare quality. We are pleased to report 
that in the second year of the contract, NQF has leveraged that 
infrastructure to demonstrate real achievements in the areas of the 
identification of priorities and gaps in available performance 
measures; adaptation of more than 100 measures for use in electronic 
health records; and endorsement of 62 new measures. These are concrete, 
measurable, and sustainable accomplishments in the nation's quality 
infrastructure that will translate into more effective performance 
improvement, public reporting, and value-based payment programs. We are 
grateful to the Congress and HHS for their continued support of NQF 
and, more broadly, of the quality enterprise in the United States. 
Their commitment to healthcare quality improvement is thoughtful, 
clear, and unquestioned. We also thank the more than 430 institutional 
members of NQF, the hundreds of experts who volunteer to participate in 
NQF expert panels, and NQF staff, whose efforts have contributed to a 
healthcare system that is becoming, as the Institute of Medicine (IOM) 
envisioned in its ``call to action'' a decade ago, safe, effective, 
patient-centered, timely, efficient, and equitable.

William L. Roper,
Chair, Board of Directors, National Quality Forum.
Janet M. Corrigan,
President and Chief Executive Officer, National Quality Forum.

Notes

    1. U.S. Congress, Medicare Improvements for Patients and 
Providers Act (Pub. L. 110-275), Washington, DC: U.S. Government 
Printing Office: 2008. Available at https://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=110_cong_public_laws&docid=f:publ275.110.pdf. Last accessed December 2010.
    2. U.S. Congress, Patient Protection and Affordable Care Act of 
2010 (Pub. L. 111-148), Washington, DC: U.S. Government Printing 
Office; 2010. Available at https://www.gpo.gov/fdsys/pkg/PLAW-111publ148/pdf/PLAW-111publ148.pdf. Last accessed December 2010.

I. Executive Summary

    Key strategies for reforming healthcare include: Publicly reporting 
performance results to support informed consumer decision-making; 
aligning payments with value; rewarding providers for investing in 
health information technology (health IT) and using it to improve 
patient care; and providing knowledge and tools to healthcare providers 
and professionals to help them improve their performance. Foundational 
to the success of all of these efforts is a robust ``quality 
measurement enterprise'' that includes priorities and goals for 
improvement; standardized performance measures; an electronic data 
platform that supports measurement and improvement; use of measures in 
payment, public reporting, health IT investment programs, and other 
areas; and performance improvement initiatives in all healthcare 
settings. Many public- and private-sector organizations have important 
responsibilities in the quality

[[Page 55476]]

measurement enterprise, such as various federal agencies, public and 
private purchasers, measure developers, the National Quality Forum 
(NQF), accreditation and certification entities, various quality 
alliances at the national and community levels, state governments, and 
others.
    Recognizing the widespread and systemic nature of the nation's 
healthcare quality and cost challenges and the need to build the 
nation's quality measurement enterprise, Congress passed the Medicare 
Improvements for Patients and Providers Act (Pub. L. 110-275) in 2008. 
On January 14, 2009, NQF was awarded a contract that addresses the 
Act's Section 183, which calls for the Department of Health and Human 
Services (HHS) ``to contract with a consensus-based entity, such as the 
National Quality Forum,'' to carry out work related to its quality 
improvement goals. On September 20, 2010, this contract was modified to 
accommodate specific work called for under the Patient Protection and 
Affordable Care Act of 2010 (Pub. L. 111-148).\1\ This report 
summarizes the work performed under this contract between January 14, 
2010, and January 13, 2011. Appendix C provides a list of the reports 
produced.
    During the contract period, NQF made important contributions to the 
following quality enterprise functions: setting priorities and goals, 
endorsing performance measures, building an infrastructure to support 
performance measurement using an electronic data platform, and 
providing input to the selection of measures for determining 
``meaningful use'' of health IT.

National Priorities

    Setting national priorities is a critical first step to addressing 
our country's serious safety, quality, and cost challenges. Providers 
cannot measure and improve in all areas at once. Priorities focus 
attention on those areas most likely to produce the greatest return on 
investment in terms of better health and healthcare. National 
priorities, especially when established with input from multiple 
stakeholders, also serve as a starting point for alignment of public- 
and private-sector efforts to improve performance. In 2010, NQF made 
three contributions to national priority-setting initiatives: providing 
guidance to HHS on the proposed National Health Care Quality Strategy, 
identifying a prioritized list of high-impact conditions for Medicare 
beneficiaries, and specifying an agenda for measure development and 
endorsement to fill gaps in available measures.
    The Affordable Care Act calls for HHS to establish a National 
Health Care Quality Strategy and to consult with a consensus-based 
entity to convene a multi-stakeholder group to provide input on 
national priorities for improvement in population health and the 
delivery of healthcare services. When asked to perform this role, NQF 
convened the National Priorities Partnership (NPP), a collaborative 
that now includes 48 leading organizations. In October 2010, NPP 
submitted its report to HHS, recommending eight priority areas for 
national action. These include the original six priorities NPP 
identified in a priority-setting effort in 2008: (1) Patient and family 
engagement, (2) population health, (3) safety, (4) care coordination, 
(5) palliative and end-of-life care, and (6) overuse. They also include 
the addition of two areas of focus: (1) Equitable access to ensure that 
all patients have access to affordable, timely, and high-quality care; 
and (2) infrastructure supports (e.g., health IT) to address underlying 
system changes that will be necessary to attain the goals of the other 
priority areas. NPP also offered aspirational and actionable goals to 
be achieved over the next three to five years for each priority area.

Recommendations of the National Priorities Partnership
[GRAPHIC] [TIFF OMITTED] TN07SE11.000

    Source: National Quality Forum (NQF), Input to the Secretary of 
Health and Human Services on Priorities for the 2011 National Quality 
Strategy, Washington, DC: NQF; 2010. Available at https://www.nationalprioritiespartnership.org/. Last accessed February 2011.

[[Page 55477]]

    Complementing NPP's work, which focused on ``cross-cutting'' areas 
(e.g., care coordination) that affect all or most patients, was the 
work of NQF's Measure Prioritization Advisory Committee, which 
prioritized the top 20 high-impact Medicare conditions that account for 
more than 90 percent of Medicare costs. Improvements in the safety and 
effectiveness of the care processes for these conditions can affect the 
outcomes of millions of Americans and eliminate waste from the health 
system.

Prioritized List of 20 High-Impact Medicare Conditions*

(1) Major depression
(2) Congestive heart failure
(3) Ischemic heart disease
(4) Diabetes
(5) Stroke/transient ischemic attack
(6) Alzheimer's disease
(7) Breast cancer
(8) Chronic obstructive pulmonary disease
(9) Acute myocardial infarction
(10) Colorectal cancer
(11) Hip/pelvic fracture
(12) Chronic renal disease
(13) Prostate cancer
(14) Rheumatoid arthritis/osteoarthritis
(15) Atrial fibrillation
(16) Lung cancer
(17) Cataract
(18) Osteoporosis
(19) Glaucoma
(20) Endometrial cancer

    *As determined by NQF Measure Prioritization Advisory Committee 
under contract to HHS.
    Source: NQF, Prioritization of High-Impact Medicare Conditions and 
Measure Gaps, Washington, DC: NQF; 2010. Available at https://www.qualityforum.org/projects/prioritization.aspx#t=2&s=&p=4%7C. Last 
accessed February 2011.
    Taken together, cross-cutting areas and the prioritized conditions 
provide a two-dimensional framework for performance measurement. The 
current portfolio of NQF-endorsed measures includes many measures 
applicable to these cross-cutting areas and leading conditions, but 
there are important gaps. To advise HHS on how best to focus measure 
development resources on filling these gaps, NQF was asked to construct 
an agenda for measure development and endorsement. In constructing this 
agenda, the NQF Measure Prioritization Advisory Committee also 
considered child health measurement needs and the needs of the broader 
population health community. The final report, Measure Development and 
Endorsement Agenda (January 2011, available at https://www.qualityforum.org/MeasureDevelopmentandEndorsementAgenda.aspx), 
provides prioritized lists of measure gaps in eight areas: (1) Resource 
use/overuse, (2) care coordination and management, (3) health status, 
(4) safety processes and outcomes, (5) patient and family engagement, 
(6) system infrastructure supports, (7) population health, and (8) 
palliative care. As described below, efforts are well underway to fill 
these gaps.

Performance Measures

    The NQF portfolio of endorsed measures includes more than 625 
measures that support the needs of both public- and private-sector 
stakeholders and are appropriate for use in accountability and quality 
improvement programs. The measures fall into the following major 
categories: Measures of patient outcomes (e.g., mortality, 
readmissions, complications, health functioning); care processes 
(measures of adherence to practice guidelines, such as prescribing beta 
antagonists after heart attacks); patient experience (e.g., patient's 
perception of the quality of hospital care); resource use measures 
(e.g., average nursing care hours per patient day); and composite 
measures (e.g., overall indicator of pediatric patient safety 
constructed from measures of adverse events). Although the total number 
of measures is sizable, the number applicable to a given provider 
type--ambulatory practices, emergency services, hospitals, nursing 
homes, home health, rehabilitation services, mental health and 
substance abuse providers, kidney dialysis centers, and health plans--
is more limited. To meet the needs of many, the portfolio also must 
accommodate measures that run off different data platforms (e.g., paper 
records, administrative/claims data, electronic health records) during 
this period of transition to an electronic platform.
    During the contract period, the HHS contract provided support for 
measure endorsement projects in the following areas: Patient outcomes 
for the 20 high-impact Medicare conditions; patient safety, including 
medication safety and healthcare-associated infections; nursing homes; 
child health; and efficiency and resource use. NQF's endorsement 
process, which includes evaluation by technical experts and a multi-
stakeholder panel, as well as extensive public input, requires up to a 
year to complete depending on the volume and complexity of measures. On 
occasion, a project also may be temporarily halted to allow time for 
the measure developers to change measures in response to NQF requests 
(for example, two measures of overuse of neck imaging in trauma 
combined). There were 62 newly endorsed measures resulting from the 
work conducted during the contract period--14 endorsed prior to the 
close of the contract period and another 48 awaiting final ratification 
by the NQF Board (which occurred shortly after the close of the 
reporting period). See Appendix B for a complete list of newly endorsed 
measures.

                Newly Endorsed Measures by Measure Type *
------------------------------------------------------------------------
                                                              Number of
                        Measure type                           measures
------------------------------------------------------------------------
Outcome....................................................           38
Process....................................................            8
Patient Experience.........................................            6
Resource Use...............................................            6
Composite..................................................            4
                                                            ------------
    Total..................................................           62
------------------------------------------------------------------------
* Measures endorsed as a result of HHS contract, 1/14/10 to 2/28/11.

    In addition to endorsing new measures, NQF also oversees the 
updating and maintenance of currently endorsed measures. As a condition 
of maintaining endorsement, measure developers are required to update 
their measures to reflect changes in the evidence base. NQF-endorsed 
measures undergo a comprehensive re-evaluation every three years and 
must recompete ``head-to-head'' with any new or existing measures for 
``best-in-class'' determination. During the contract period, NQF began 
maintenance of the 47 cardiovascular measures and 44 surgical measures 
in its portfolio.
    NQF also analyzed the implications of the transition from the 
International Classification of Disease, Ninth Revision, Clinical 
Modification (ICD-9-CM) to the International Classification of 
Diseases, Tenth Revision, Clinical Modification and Procedure Coding 
System (ICD-10-CM/PCS) for quality measurement. As explained in the 
final report, ICD-10 CM/PCS Coding Maintenance Operational Guidance 
(October 2010, available at https://www.qualityforum.org/publications/2010/10/ICD-10-CM/PCS_Coding_Maintenance_Operational_Guidance.aspx), this transition planned for 2013 has significant 
implications for measure developers, as the majority of NQF-endorsed 
measures are specified using ICD-9-CM codes.

[[Page 55478]]

Technical Infrastructure To Support Measurement Using an Electronic 
Platform

    The American Recovery and Reinvestment Act of 2009 provides $20 
billion for investment in health IT and use of that technology to 
improve patient care. Health IT has the potential to lead to care that 
is safer, more effective, more affordable, and better coordinated. But 
to get there, electronic health records (EHRs) and other tools must 
capture the right data to support performance measurement, and 
performance measures must be specified to run on an electronic 
platform. NQF contributions in this area fall into four categories: (1) 
Development of a Quality Data Model (QDM) that defines the data that 
must be captured in EHRs and personal health records to support quality 
measurement and improvement; (2) development of a standard form and an 
automated tool for measure developers to create eMeasures that can 
readily be incorporated into vendors' health IT systems; (3) re-
specification of 113 performance measures for use with EHRs (i.e., 
eMeasures); and (4) identification of the types of measures that might 
be used to ascertain whether EHRs are being used properly by clinicians 
and to detect any unintended consequences.
    The QDM classifies and describes the information needed for quality 
measurement in a way that health IT vendors understand what data 
elements to capture (including the most reliable source of the data and 
the point in time in the care process when it should be recorded), and 
measure developers know how to specify eMeasures so they will pull the 
correct information from the EHR. Although the QDM was created in 2009, 
NQF's Health Information Technology Advisory Committee made important 
enhancements covered under this contract, such as the development of a 
comprehensive framework for evolving the model that will accommodate 
the data needs of new types of measures (e.g., measures of patient 
engagement in decision-making, long-term functional outcomes, measures 
that incorporate data on social determinants of health), and updates to 
data type definitions and elements. The NQF Clinical Decision Support 
(CDS) Expert Panel also developed a taxonomy of CDS rules and data 
elements that paves the way for CDS developers to use the QDM in 
specifying clinical decision support rules (see Driving Quality and 
Performance Measurement--A Foundation for Clinical Decision Support at 
https://www.qualityforum.org/Publications/2010/12/Driving_Quality_
and_Performance_Measurement__-A_Foundation_for_Clinical_
Decision_Support.aspx).
    To facilitate the specification of eMeasures in a standardized 
fashion concordant with the QDM, NQF developed a standardized eMeasure 
format to be used by the more than 50 measure developers. The QDM and 
eMeasure format taken together will yield important benefits in future 
years, such as:
     Reduced health IT costs: Health IT vendors will be able to 
identify the data requirements for all the measures in the portfolio of 
NQF-endorsed measures and will be able to readily incorporate eMeasures 
from any measure developer in almost a ``turnkey'' fashion.
     Reduced measure development, testing, and maintenance 
costs: Performance measures generally include common components, such 
as denominators, numerators, exclusions, and sometimes risk-adjustment 
algorithms. Measure developers may be able to share and reuse certain 
components of measures (e.g., code sets and rules for identifying 
patients with Type 2 diabetes on insulin).
     More useful performance information: When developers 
harmonize measures and make use of common definitions and conventions 
for specifying eMeasures, providers can readily combine measures from 
different developers into their performance improvement initiatives 
without introducing ``noise'' into the performance results.
    The eMeasure format now is being converted into a software tool 
known as the Measure Authoring Tool, which will be tested in 2011. NQF 
will provide training on using the tool to measure developers and 
others.
    The foundational work on the QDM and the eMeasure format conducted 
in 2009 and 2010 under the contract was critical to the accomplishment 
of another important objective--the re-specification of 113 measures 
from paper-based format to eMeasure format. In response to an HHS 
request to develop eSpecifications for measures currently being used by 
HHS for public reporting, payment, quality improvement, or other 
purposes, NQF worked in coordination with the 18 developers of these 
measures to convert the measures from their current format into the 
eMeasure format. These eMeasures, along with detailed specifications, 
can be found on the NQF Web site at https://www.qualityforum.org/Projects/e-g/eMeasures/Electronic_Quality_Measures.aspx?section=PublicandMemberComment2011-02-012011-04-01. HHS 
is using many of the re-specified measures to assess meaningful use of 
health IT for purposes of awarding incentive payments in 2011.
    The fourth and final area of NQF's health IT work focused on 
answering the question, ``How will we know if health IT is being 
properly used by clinicians to provide better care?'' To achieve the 
full potential of health IT to enhance the safety, effectiveness, and 
affordability of care, clinicians must use the technology as intended. 
For example, reductions in medication errors will be achieved only if 
clinicians do not disable or ignore alerts for potential drug 
interactions. In the report Driving Quality--A Health IT Assessment 
Framework for Measurement (2010, available at https://
www.qualityforum.org/Publications/2010/12/Driving_Quality__-A_
Health_IT_Assessment_Framework_for_Measurement.aspx), NQF 
identifies potential types of measures that might be developed and 
incorporated into EHRs to provide information on when and how the 
technology is being employed by front-line providers, which in turn can 
be used to determine if there is a need for more user-friendly 
interfaces, modifications in work flow, or clinician education and 
training programs. The report also identifies types of measures that, 
if incorporated into EHRs, would provide early warning signs of 
unintended consequences (e.g., selection of an inappropriate order set 
based on the patient's active diagnoses).

Measure Selection for Applications

    Setting National Priorities and Goals serves as an important 
starting point for selecting measures, but for most applications there 
are additional considerations. In response to a request from the Office 
of the National Coordinator for Health IT (ONC), NQF prepared a ``quick 
turnaround'' report in the summer of 2010 to assist HHS leadership and 
the Health IT Policy Committee in identifying a parsimonious set of 
measures that might be used in 2013 to assess meaningful use of health 
IT. The NQF report Identification of Potential 2013 e-Quality Measures 
(August 2010, available at https://www.qualityforum.org/projects/i-m/meaningful_use/meaningful_use.aspx), finalized in August 2010, used 
the six national priorities identified by NPP as an organizing 
framework; proposed five criteria that have been utilized to identify 
measures in each priority area; and based on a review of measures in 
the NQF portfolio and an environmental

[[Page 55479]]

scan of measures used by leading health systems, identified available 
measures that might be adapted for use in 2013 and beyond.

Summary

    This is an extraordinary period of challenges and opportunities for 
our country's healthcare system. Reforming the healthcare delivery 
system to provide care that is safe, effective, and affordable 
necessitates changes in the environment of care. As the Institute of 
Medicine noted a decade ago in its landmark report Crossing the Quality 
Chasm, public reporting, value-based payment, a national health 
information network, and programs for dissemination of knowledge and 
tools are key elements of creating an environment of care that enables 
and rewards improvement.
    Fundamental building blocks for all of these efforts are a vigorous 
quality measurement enterprise including national priorities that focus 
our efforts on high-leverage areas with the greatest potential to 
produce better health and healthcare; the ability to measure, report, 
and reward performance results; and the ability to share best 
practices. Building such an enterprise is a shared responsibility of 
many stakeholders in the public and private sector. NQF is thankful for 
the opportunity to contribute.

    Note: 1. U.S. Congress, Patient Protection and Affordable Care 
Act of 2010 (Pub. L. 111-148), Washington, DC: U.S. Government 
Printing Office; 2010. Available at https://www.gpo.gov/fdsys/pkg/PLAW-111publ148/pdf/PLAW-111publ148.pdf. Last accessed December 
2010.

II. About the National Quality Forum

    NQF was created in 1999 as a national standard-setting organization 
for healthcare performance measures. NQF is governed by a Board of 
Directors that includes healthcare leaders from the public and private 
sectors, with a majority of its at-large seats held by consumers and 
those who purchase services on consumers' behalf. A multi-stakeholder 
organization, NQF's more than 430 members are organized into eight 
councils--consumers; purchasers; healthcare professionals; health 
plans; provider organizations; public/community health agencies; 
quality measurement, research, and quality improvement organizations; 
and suppliers and industry--thus drawing on the expertise and insight 
of every sector of the healthcare field.
    In establishing national consensus standards, NQF adheres to the 
National Technology Transfer and Advancement Act of 1995 (Pub. L. 104-
113) \1\ and the Office of Management and Budget's formal definition of 
consensus.\2\ NQF endorses performance measures, preferred practices, 
serious reportable events, and measurement frameworks through its 
formal Consensus Development Process (CDP),\3\ which provides for 
extensive multi-stakeholder input. The strict adherence to this CDP 
qualifies NQF as a voluntary consensus standards-setting organization, 
granting its endorsed measures special legal standing.

NQF Consensus Development Process

1. Call for Intent to Submit Candidate Standards
2. Call for Nominations
3. Call for Candidate Standards
4. Candidate Consensus Standard Review
5. Public and Member Comment
6. Member Voting
7. Consensus Standards Approval Committee (CSAC) Decision
8. Board Ratification
9. Appeals

    The NQF portfolio of voluntary consensus standards includes 
performance measures, serious reportable events, and preferred 
practices (i.e., safe practices). A complete list of measures included 
in the NQF portfolio can be found at https://www.qualityforum.org/Measures_List.aspx. There are measures applicable to nearly all 
healthcare settings (e.g., ambulatory settings, hospitals, nursing 
homes, home health agencies, health systems) and types of clinicians 
(e.g., primary care providers, specialists). NQF uses a two-dimensional 
framework to organize the measures in its portfolio:
     Cross-cutting areas: measures that affect all or most 
patients, such as safety, care coordination, and overuse; and
     Clinical areas: measures that apply to patients with 
specific conditions, such as diabetes, asthma, or congestive heart 
failure.
    Approximately one-third of the measures in NQF's portfolio are 
measures of patient outcomes (e.g., mortality, readmissions, health 
functioning, depression screening tool that assesses emotional status 
and social engagement), or experience of care (e.g., satisfaction). 
Most of the remaining measures are measures of care processes that can 
be linked to better outcomes (e.g., medication reconciliation, annual 
eye and foot exam for patients with diabetes). Approximately 20 percent 
of endorsed measures relate to the important area of patient safety. 
The NQF-endorsed Safe Practices for Better Healthcare provide an 
evidence-based approach to improving patient safety.
    The measures included in the NQF portfolio are owned or sponsored 
by 53 different stewards, which include: Public agencies (e.g., the 
Centers for Medicare & Medicaid Services [CMS], the Agency for 
Healthcare Research and Quality), state and community entities (e.g., 
Minnesota Community Measurement), professional societies (e.g., 
Physician Consortium for Performance Improvement convened by the 
American Medical Association, Society of Thoracic Surgeons), 
accrediting organizations (e.g., the National Committee for Quality 
Assurance, The Joint Commission), health plans, academic and research 
institutions, health systems, and others. The portfolio has become a 
rich resource for national, state, and community-level initiatives that 
seek the best performance measures to use in public reporting, payment, 
and quality improvement initiatives.
    In recent years, NQF has worked closely with the Department of 
Health and Human Services (HHS) and measure stewards to re-specify 
performance measures for use with interoperable electronic health 
records (EHRs) and personal health records. To date, more than 110 
measures have been ``retooled.'' HHS currently uses these retooled 
measures for activities including ``meaningful use'' measurement in the 
Electronic Health Records Incentive Programs, the Medicare Hospital 
Compare public reporting program, and in various value-based payment 
programs. NQF has encouraged measure stewards to adopt common 
conventions in specifying eMeasures and in identifying the types of 
data that must be captured in electronic health records to support 
quality measurement and improvement.
    In addition to its role as a standard-setting body, NQF also serves 
as the neutral convener of two national multi-stakeholder partnerships. 
The National Priorities Partnership (NPP) was established in 2007 to 
set national priorities and goals for performance improvement and 
released its first report shortly thereafter identifying six original 
major priority areas: (1) Patient and family engagement, (2) population 
health, (3) patient safety, (4) care coordination, (5) palliative and 
end-of-life care, and (6) overuse. NPP currently consists of 42 leading 
private-sector organizations--including consumers, purchasers, health 
plans, providers, health professionals, accreditation/certification 
bodies--and six Federal agencies. These NPP leaders have worked closely 
over the past three years

[[Page 55480]]

to identify priorities for healthcare quality improvement and to engage 
a broad group of stakeholders in coalescing around these priorities to 
drive change. In September 2010, in response to a request from HHS, NPP 
provided input regarding priorities for the 2011 HHS National Quality 
Strategy.\4\ A second multi-stakeholder partnership is the Measure 
Applications Partnership (MAP). This very new group, still in the 
formative stages, will be convened for the first time in 2011 to 
provide input to HHS on the selection of measures for use in various 
public reporting and payment programs.
    In recent years, NQF also has enhanced its health information 
technology portfolio to contribute to the creation of an interoperable 
electronic infrastructure that supports quality measurement and 
improvement. This began with NQF's construction of the Quality Data 
Model (QDM), a classification system that describes clinical and other 
information used for quality measurement and provides a standardized 
terminology to be used in constructing eMeasures. NQF also is working 
on a Measure Authoring Tool to help measure developers build eMeasures.

Notes

    1. U.S. Congress, National Technology Transfer and Advancement 
Act of 1995 (PL 104-113), Washington, DC: U.S. Government Printing 
Office, 1995. Available at https://standards.gov/standards_gov/nttaa.cfm. Last accessed December 2010.
    2. The White House, U.S. Office of Management and Budget. 
Circular No. A-119, February 10, 1998, Washington, DC: U.S. Office 
of Management and Budget, 1998. Available at https://www.whitehouse.gov/omb/circulars_a119/. Last accessed December 
2010.
    3. National Quality Forum (NQF), NQF Consensus Development 
Process, v. 1.8. Available at https://www.qualityforum.org/Measuring_Performance/Consensus_Development_Process.aspx. Last 
accessed December 2010.
    4. National Priorities Partnership. Input to the Secretary of 
Health and Human Services on Priorities for the 2011 National 
Quality Strategy. Washington, DC: NQF; 2010. Available online at 
https://www.nationalprioritiespartnership.org/uploadedFiles/NPP/Non-Partners/Newsletters/NPP%20Input%20to%20HHS%20on%20Priorities%20for%202011%20National%20Quality%20Strategy_Final%20Report%282%29.pdf. Last accessed February 
2011.

III. About the Contract

    The Medicare Improvements for Patients and Providers Act of 2008 
(Pub. L. 110-275) is a wide-ranging law that addresses many aspects of 
Medicare and Medicaid, including the addition of new benefits for 
Medicare beneficiaries. Among other things, the Act directs the 
Secretary of HHS to contract with a consensus-based entity for certain 
activities relating to healthcare performance measurement.
    On January 14, 2009, NQF was awarded a contract, HHSM-500-2009-
00010C, under the Act's Section 183. This contract is administered by 
HHS's Office of the Assistant Secretary for Planning and Evaluation 
(ASPE), which provides strategic leadership and technical and 
management oversight for the contract, and by CMS, which provides 
technical input and operational support. The contract provided up to 
$10 million for the first year after award, with the option for three 
$10 million annual renewals through 2012. It calls for NQF to:
     Develop a prioritized list of conditions that impose a 
heavy health burden on beneficiaries and account for significant costs;
     Identify and endorse measures that various stakeholders 
can use to assess and improve the care provided to beneficiaries with 
these conditions, and the performance of providers in various 
healthcare settings;
     Identify programs to track and disseminate measures;
     Ensure performance measures are regularly and 
appropriately updated and remain relevant for public reporting and 
improvement;
     Promote the use of EHRs for performance measurement, 
reporting, and improvement; and
     Report annually to Congress on the status of the project 
and progress to date.
    This contract had the effect of providing a mandate and stable 
funding to NQF, granting the organization a source of core funding to 
pursue this important work in a coordinated, strategic manner. While 
the work conducted under the contract is intended specifically to 
benefit all those served by HHS programs, it will have the salutary 
additional benefit of improving care for all Americans. The work being 
conducted under this contract directly relates to NQF's core 
competencies in three areas:
     Building consensus on National Priorities and Goals: NQF 
has convened leaders from major stakeholder groups and through this 
process has identified National Priorities and Goals for Performance 
Improvement. This work provides a foundation for the priority-setting 
efforts under this contract, which focus on clinical conditions. The 
priorities identification work served as a guide for measure gap 
analysis and informs work going forward that will result in a 
harmonized portfolio of high-leverage measures.
     Endorsing performance measures: NQF has endorsed more than 
625 performance measures and preferred practices under its formal CDP, 
granting those measures and practices special legal standing as 
voluntary consensus standards, working toward a goal of achieving a 
comprehensive yet parsimonious set of performance measures that map to 
national priorities and fill critical gaps.
     Facilitating the development of performance measures 
specified for use with electronic health records and personal health 
records, referred to as eMeasures: NQF has worked to identify the types 
of information that need to be included in an EHR to enable electronic 
reporting on quality metrics and has coordinated the efforts of measure 
developers to retool 113 measures for use on an electronic platform.
    Under the contract, HHS asked that performance measures focus on 
``outcomes and efficiencies that matter to patients, align with 
electronic collection at the front end of care, encompass episodes of 
care when possible, and will be attributable to providers where 
possible.''
    The work under this contract is divided into 13 tasks. Six of the 
tasks are procedural--involving an opening meeting, the development of 
a work plan, the development and implementation of a quality assurance 
Internal Evaluation Plan, weekly conference calls, monthly progress 
reports, and the creation of this annual report. The remaining seven 
call for specific deliverables and are the focus of this report.
    Task 6 is the formulation of a national strategy and priorities for 
healthcare performance measurement. Task 7 is the implementation of a 
consensus process for endorsing healthcare quality measures. This task 
includes an evaluation of NQF's consensus development process and the 
conduct of endorsement projects focusing on known measure gap areas. 
Task 8 is the maintenance of previously endorsed NQF measures. Task 9 
is the promotion of EHRs. Task 11 is the development of a public Web 
site for project documents. Task 12 calls for measure development, 
harmonization, and endorsement efforts to fill critical gaps in 
performance measurement. In 2010, Congress passed the Patient 
Protection and Affordable Care Act of 2010 (Pub. L. 111-148), which 
directed HHS to contract with a consensus-based entity to provide 
multi-stakeholder input into the National Quality Strategy, as well as 
the

[[Page 55481]]

selection of measures for use in various programs by CMS and, 
potentially, other federal agencies. This contract was modified to 
perform additional work under Section 3014 of the Affordable Care Act. 
That work, Task 13, was the convening of the NPP to advise the 
Secretary of HHS on the development of the National Quality Strategy.
    Details of work performed under the HHS contract in each of these 
tasks are found in Section IV of this report.

IV. HHS-Funded Work

    This section describes details of work performed under each task 
according to the HHS contract in 2010. Appendix A is a summary of the 
accomplishments under the contract. Appendix C is a list of all final 
reports produced with links to where they can be found on the NQF Web 
site.

National Strategy and Priorities (Task 6)

    Forming a strategy and setting priorities for performance 
improvement is crucial to focusing resources on areas that will produce 
the greatest improvements in terms of better health and healthcare. In 
2007, NQF convened NPP, co-chaired by Margaret O'Kane, president of the 
National Committee for Quality Assurance, and Bernard Rosof, MD, chair 
of the Physician Consortium for Performance Improvement convened by the 
American Medical Association. In work predating this contract, NPP 
identified six priorities as those with the greatest potential to 
eradicate disparities, reduce harm, and remove waste from the American 
healthcare system. In its recent report to the Secretary, NPP added two 
additional priorities. (See Task 13.)
    Building upon this foundation, in work funded under this contract, 
NQF undertook the following projects:
     Prioritizing high-impact Medicare conditions and 
associated measure gaps (Task 6.0);
     Setting a national measure development and endorsement 
agenda (Task 6.2);
     Analyzing measures targeted under the Meaningful Use 
portion of the Medicare Electronic Health Record Incentive Program, 
specifically examining how health IT tools can improve the efficiency, 
quality, and safety of healthcare delivery (Task 6.4);
     Investigating the use of NQF-endorsed measures (Task 6.1); 
and
     Analyzing measures being used to gauge quality of care for 
people with multiple chronic conditions (Task 6.3).
Prioritization of Medicare High-Impact Conditions
    In May 2010, NQF published Prioritization of High-Impact Medicare 
Conditions and Measure Gaps.\1\ This report was based on the work of 
NQF's Measure Prioritization Advisory Committee, which prioritized the 
top 20 high-impact Medicare conditions \2\ that account for more than 
90 percent of Medicare costs (see below). The committee considered 
multiple dimensions in its analysis, including: cost; prevalence; the 
potential for improving quality, efficiency, and patient-centeredness; 
the potential for reducing overuse and waste; variability in provider 
performance and care delivery; and disparities. In related work under 
this contract, NQF is endorsing outcome measures for these 20 high-
impact conditions. (See Task 7.1.)

Prioritized List of 20 High-Impact Medicare Conditions*

(1) Major depression
(2) Congestive heart failure
(3) Ischemic heart disease
(4) Diabetes
(5) Stroke/transient ischemic attack
(6) Alzheimer's disease
(7) Breast cancer
(8) Chronic obstructive pulmonary disease
(9) Acute myocardial infarction
(10) Colorectal cancer
(11) Hip/pelvic fracture
(12) Chronic renal disease
(13) Prostate cancer
(14) Rheumatoid arthritis/osteoarthritis
(15) Atrial fibrillation
(16) Lung cancer
(17) Cataract
(18) Osteoporosis
(19) Glaucoma
(20) Endometrial cancer

    * As determined by NQF Measure Prioritization Advisory Committee 
under contract to HHS.
Measure Development and Endorsement Agenda
    The work on prioritization of conditions fed directly into a 
related project under this task--the creation of a measure development 
and endorsement agenda. This prioritization project provides guidance 
on how best to invest measure development resources and will assist NQF 
in helping the portfolio of endorsed measures evolve to be most useful 
for public reporting, performance-based payment, and quality 
improvement.
    The Measure Prioritization Advisory Committee considered the 
performance measure needs of Medicare, child health, and population 
health. Key objectives included alignment with the measures needed for 
new approaches to public reporting and payment in the Affordable Care 
Act and for the meaningful use provisions in the American Recovery and 
Reinvestment Act of 2009 (Pub. L. 111-5). The Measure Prioritization 
Advisory Committee considered the following: priorities for improvement 
previously identified by NPP; priorities identified by measure 
developers; key areas identified during health information technology 
meaningful use deliberations; disparities-sensitive measure gaps; and 
gaps identified during previous NQF endorsement activities. The final 
report, Measure Development and Endorsement Agenda (published in 
January 2011 and available at https://www.qualityforum.org/MeasureDevelopmentandEndorsementAgenda.aspx#t=2&s=&p=4%7C), provides 
prioritized lists of measure gaps in eight areas:
     Resource use/overuse,
     Care coordination and management,
     Health status,
     Safety processes and outcomes,
     Patient and family engagement,
     System infrastructure supports,
     Population health, and
     Palliative care.
Measures for Meaningful Use
    In spring 2010, HHS's Office of the National Coordinator for Health 
Information Technology (ONC) requested a rapid analysis of the types of 
measures that might be selected to assess meaningful use of health 
information technology (health IT) in 2013 and a preliminary scan of 
whether such measures currently are available or could be developed, 
tested, and endorsed within the requisite timeframe. This project, 
which became Task 6.4 under the HHS contract, provided a framework for 
considering various types of measures and an inventory of available 
EHR-based measures from leading sources. A report, Identification of 
Potential 2013 e-Quality Measures, which was published in August 2010, 
used the six national priorities identified by NPP as an organizing 
framework; proposed five criteria that the Health IT Policy Committee 
and HHS leadership could use to identify a parsimonious set of measures 
in each priority area; and, based on a review of measures in the NQF 
portfolio and an environmental scan of measures used by leading health 
systems, identified available measures that might be adapted for use in 
2013. The report also identified potential methodological issues that 
need to be

[[Page 55482]]

addressed before further measure adaptation or de novo measure 
development.
    NQF also began two projects under this task order that are 
currently in process: measure use evaluation (Task 6.1) and the 
development of an endorsed performance measurement framework for 
patients with multiple chronic conditions (Task 6.3). For evaluating 
uses of NQF-endorsed measures, NQF has engaged RAND to conduct an 
independent, third-party assessment on uptake of endorsed measures for 
such purposes as payment, public reporting, quality improvement, and 
accreditation/certification, as well as to examine success factors and 
implementation barriers. To support the development of a performance 
measurement framework for patients with multiple chronic conditions, 
NQF is in the process of engaging researchers to draft a white paper 
highlighting key measurement-related issues for these patients. A 
multi-stakeholder committee will consider that input and recommend a 
measurement framework. The framework will inform future work pertaining 
to the endorsement of measures of performance for patients with 
multiple chronic conditions.

Implementation of a Consensus Process for the Endorsement of Quality 
Measures (Task 7)

    Valid, meaningful measures of performance make it possible to gauge 
the quality of healthcare and focus quality improvement efforts by 
helping identify what is working and what needs additional improvement. 
Stakeholder-based endorsement of performance measures via a formal 
endorsement process has long been NQF's stock in trade. This task 
involves both a formal evaluation of the endorsement process and a set 
of consensus projects focused on known measure gap areas.
    In the past year, NQF has engaged in several HHS-funded measure 
endorsement projects and related projects. These have included:
     Measures of performance on healthcare outcomes (Task 7.1);
     Measures of patient safety and other projects specifically 
related to patient safety (Task 7.3);
     Measures of performance on palliative care (Task 7.4);
     Measures of performance in nursing homes (Task 7.5);
     An evaluation of NQF's consensus development process, with 
an eye toward making the process more efficient and user friendly (Task 
7.6); and
     Measures of performance of care delivered to children 
(Task 7.8).
Outcome Measures Project
    NQF's outcome measures project focused on areas with the greatest 
potential impact, including common conditions, gaps in measurement of 
patient-focused outcomes, and transitions across care settings. The 
first two cycles of this three-cycle project concentrated on the 
Medicare 20 high-impact conditions list, while the third cycle focused 
on child and mental health. A significant amount of this work has been 
completed, resulting in the endorsement of 35 outcome measures.

------------------------------------------------------------------------
      Outcome measures endorsed as a result of the HHS        Number of
                 contractcross-cutting area                    measures
------------------------------------------------------------------------
Care Coordination..........................................            6
Functional Status..........................................            2
Healthcare System (readmissions, length of stay)...........            3
Patient Experience and Engagement..........................            2
Safety (complications, adverse events).....................           18
Social Determinants........................................            4
------------------------------------------------------------------------

Patient Safety
    Under the HHS contract in 2010-2011, NQF engaged in four 
significant patient safety activities:
     Serious Reportable Events in Healthcare: NQF's work in 
this area dates from 2002, when it published its first report listing 
27 events that are avoidable and have serious consequences for 
patients. The project's objective was to establish consensus among 
consumers, providers, purchasers, researchers, and other healthcare 
stakeholders about those preventable adverse events that should not 
occur and to define them in a way that, should they occur, it would be 
clear what had to be reported. This report was updated in 2006, with 
one additional event being added. Serious Reportable Events has become 
the foundation of HHS's program of denial of payment for certain 
hospital-acquired conditions and for many state-based adverse event 
reporting initiatives. Under the HHS contract, NQF is reviewing the 
Serious Reportable Events, which originally focused on the hospital 
setting, with an eye toward expanding the list of events and their 
reach to three new environments of care: ambulatory practice settings 
(specifically, office-based physician practices); long-term care 
settings (specifically, skilled nursing facilities); and office-based 
surgery centers. The list of events also is being expanded to include 
events that are ``largely preventable'' in addition to those that are 
entirely preventable. The public comment period for the 29 updated and 
proposed new Serious Reportable Events has closed, and NQF expects to 
finalize its revision in spring 2011.
     Patient safety measures: Currently a multiphase project is 
underway to identify and endorse patient safety measures. These include 
measures on medication safety and preventing healthcare-associated 
infections. Final endorsement of these measures and completion of this 
project are slated for spring 2011.
     Public reporting framework for patient safety: Under the 
HHS contract, NQF in 2010 completed a consensus development project 
that resulted in the endorsement of a framework for public reporting of 
patient safety event information. The intention is for reporting 
entities to use this framework, National Voluntary Consensus Standards 
for Public Reporting of Patient Safety Event Information, to create a 
more uniform approach to public reporting.
     Improving patient safety through state-based reporting in 
healthcare: To date, 26 states and the District of Columbia have 
enacted reporting systems to help practitioners identify and learn from 
major adverse events. The majority of those states incorporate at least 
some portion of the NQF list of Serious Reportable Events to help 
establish a more uniform set of criteria by which to report. There 
remains incongruity among states, however, in the use, implementation 
approaches, and perspectives toward reporting a variety of patient 
safety events and, in turn, efforts for improving adverse outcomes from 
these events. Under the contract, NQF has developed an ongoing effort 
to engage representatives of states with reporting systems to 
facilitate communication and inform NQF about successes, barriers, and 
unintended consequences within adverse event reporting at the state 
level, including use of NQF's Serious Reportable Events.
Palliative Care
    Hospice and palliative care services offer physical, emotional, and 
spiritual care to patients coping with severe or end-of life-illnesses. 
These programs also help coordinate care of multiple specialists to 
ensure pain is alleviated and help patients and their families make 
difficult decisions regarding treatment goals. Unfortunately, more than 
1 million people die each year without ever having access to these 
important services. Many of those lacking adequate access will endure

[[Page 55483]]

prolonged and needless suffering and ineffective treatments.
    In 2006, NQF endorsed a framework and preferred practices for 
palliative and hospice care quality.\3\ NPP has identified palliative 
care as a priority area for national action. In 2010, NQF began 
planning for a project that would seek to endorse performance measures 
to gauge the quality of palliative and end-of-life care. This project 
is slated to begin in early 2011.
Nursing Homes
    NQF was an early pioneer in advancing measures of nursing home care 
quality, endorsing an initial set of performance measures in this area 
in 2004.\4\ Building on this work, in 2009 NQF initiated a project to 
consider additional performance measures
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