Notice of Suspension and Commencement of Proposed Debarment Proceedings; Schools and Libraries Universal Service Support Mechanism, 54768-54770 [2011-22598]
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[FR Doc. 2011–22602 Filed 9–1–11; 8:45 am]
FEDERAL COMMUNICATIONS
COMMISSION
[DA 11–1424]
Notice of Suspension and
Commencement of Proposed
Debarment Proceedings; Schools and
Libraries Universal Service Support
Mechanism
Federal Communications
Commission.
ACTION: Notice.
AGENCY:
The Enforcement Bureau (the
‘‘Bureau’’) gives notice of Mr. Tyrone D.
Pipkin’s suspension from the schools
and libraries universal service support
mechanism (or ‘‘E–Rate Program’’).
Additionally, the Bureau gives notice
that debarment proceedings are
commencing against him. Mr. Pipkin, or
any person who has an existing contract
with or intends to contract with him to
provide or receive services in matters
arising out of activities associated with
or related to the schools and libraries
support, may respond by filing an
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Opposition requests must be
received by 30 days from the receipt of
the suspension letter or October 3, 2011,
whichever comes first. The Bureau will
decide any opposition request for
reversal or modification of suspension
or debarment within 90 days of its
receipt of such requests.
DATES:
Federal Communications
Commission, Enforcement Bureau,
Investigations and Hearings Division,
Room 4–C330, 445 12th Street, SW.,
Washington, DC 20554.
ADDRESSES:
Joy
Ragsdale, Federal Communications
Commission, Enforcement Bureau,
Investigations and Hearings Division,
Room 4–C330, 445 12th Street, SW.,
Washington, DC 20554. Joy Ragsdale
may be contacted by phone at (202)
418–1697 or e-mail at
Joy.Ragsdale@fcc.gov. If Ms. Ragsdale is
unavailable, you may contact Ms. Terry
Cavanaugh, Acting Chief, Investigations
and Hearings Division, by telephone at
(202) 418–1420 and by e-mail at
Terry.Cavanaugh@fcc.gov.
FOR FURTHER INFORMATION CONTACT:
The
Bureau has suspension and debarment
authority pursuant to 47 CFR 54.8 and
47 CFR 0.111(a)(14). Suspension will
help to ensure that the party to be
suspended cannot continue to benefit
from the schools and libraries
mechanism pending resolution of the
debarment process. Attached is the
suspension letter, DA 11–1424, which
was mailed to Mr. Pipkin and released
on August 17, 2011. The complete text
of the notice of suspension and
initiation of debarment proceedings is
available for public inspection and
copying during regular business hours
at the FCC Reference Information
Center, Portal II, 445 12th Street, SW.,
Room CY–A257, Washington, DC 20554,
In addition, the complete text is
available on the FCC’s Web site at
https://www.fcc.gov. The text may also be
purchased from the Commission’s
duplicating inspection and copying
during regular business hours at the
contractor, Best Copy and Printing, Inc.,
Portal II, 445 12th Street, SW., Room
CY–B420, Washington, DC 20554,
telephone (202) 488–5300 or (800) 378–
3160, facsimile (202) 488–5563, or via
e-mail https://www.bcpiweb.com.
SUPPLEMENTARY INFORMATION:
BILLING CODE 6560–50–P
SUMMARY:
opposition request, supported by
documentation to Joy Ragsdale, Federal
Communications Commission,
Enforcement Bureau, Investigations and
Hearings Division, Room 4–C330, 445
12th Street, SW., Washington, DC
20554.
PO 00000
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Federal Communications Commission.
Theresa Z. Cavanaugh,
Acting Chief, Investigations and Hearings
Division, Enforcement Bureau.
The suspension letter follows:
August 17, 2011
DA 11–1424
SENT VIA CERTIFIED MAIL, RETURN
RECEIPT REQUESTED AND FACSIMILE
Mr. Tyrone D. Pipkin
c/o Mr. Walter Francis Becker, Jr.
Chaffe McCall LLP
Energy Centre
1100 Poydras St., Suite 2300
New Orleans, LA 70163–2300
Re: Notice of Suspension and Initiation of
Debarment Proceedings, File No. EB–11–IH–
1071
Dear Mr. Pipkin:
The Federal Communications Commission
(‘‘Commission’’) has received notice of your
conviction of conspiracy to defraud the
United States in violation of 18 U.S.C. 371 in
connection with your participation in the
Federal schools and libraries universal
service support mechanism (‘‘E–Rate
program’’).1 Consequently, pursuant to 47
CFR 54.8, this letter constitutes official notice
of your suspension from the E–Rate program.
In addition, the Enforcement Bureau
(‘‘Bureau’’) hereby notifies you that the
Bureau will commence debarment
proceedings against you.2
I. Notice of Suspension
The Commission has established
procedures to prevent persons who have
‘‘defrauded the government or engaged in
similar acts through activities associated with
or related to the schools and libraries support
mechanism’’ from receiving the benefits
associated with that program.3 Schools may
1 Any further reference in this letter to ‘‘your
conviction’’ refers to your conviction in United
States v. Tyrone D. Pipkin, Criminal Docket Nos.
10–325 and 11–15 ‘‘A’’, Judgment (E.D.LA. filed
June 21, 2011) (‘‘Tyrone Pipkin Judgment’’).
2 See 47 CFR 54.8; 47 CFR 0.111 (delegating to the
Enforcement Bureau authority to resolve universal
service suspension and debarment proceedings).
The Commission adopted debarment rules for the
schools and libraries universal service support
mechanism in 2003. See Schools and Libraries
Universal Service Support Mechanism, Second
Report and Order and Further Notice of Proposed
Rulemaking, 18 FCC Rcd 9202 (2003) (‘‘Second
Report and Order’’) (adopting section 54.521 to
suspend and debar parties from the E-rate program).
In 2007 the Commission extended the debarment
rules to apply to all Federal universal service
support mechanisms. Comprehensive Review of the
Universal Service Fund Management,
Administration, and Oversight; Federal-State Joint
Board on Universal Service; Schools and Libraries
Universal Service Support Mechanism; Rural
Health Care Support Mechanism; Lifeline and Link
Up; Changes to the Board of Directors for the
National Exchange Carrier Association, Inc., Report
and Order, 22 FCC Rcd 16372 app. C at 16410–12
(2007) (Program Management Order) (section
54.521 of the universal service debarment rules was
renumbered as section 54.8 and subsections (a)(1),
(5), (c), (d), (e)(2)(i), (3), (e)(4), and (g) were
amended.)
3 Second Report and Order, 18 FCC Rcd at 9225,
paragraph 66; Program Management Order, 22 FCC
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receive E-Rate program funding for eligible
goods and services by filing application
forms, seeking competitive bids, and
selecting the most cost-effective vendor.4 To
ensure the integrity of the program, the E-rate
program rules prohibit an E-Rate vendor or
anyone associated with an E-Rate vendor
from participating in the application process
or vendor selection.5
On March 28, 2011, you entered a plea
agreement and pleaded guilty to conspiring
with others to defraud and obtain money
from the E-Rate Program by controlling the
application, bidding, and implementation
process of the E-Rate program for schools
located in four states.6 Specifically, you 7 and
a co-conspirator 8 violated E-Rate program
rules by completing E-Rate applications on
behalf of Innovation Schools and other
schools from December 2001 through
September 2005.9 Second, you and a coconspirator obstructed the open competitive
bidding process by concealing your
relationship with a school official who
devised a scheme to ensure Innovation
Schools and other schools would hire GNT
and Computer Training and Associates
(‘‘CTA’’) as their E-Rate service providers.10
In exchange, you and a co-conspirator paid
the school official $79,382 in bribes and
kickbacks for steering E-Rate contracts to
Rcd at 16387, paragraph 32. The Commission’s
debarment rules define a ‘‘person’’ as ‘‘[a]ny
individual, group of individuals, corporation,
partnership, association, unit of government or legal
entity, however organized.’’ 47 CFR 54.8(a)(6).
4 47 CFR 54.504, 54.511(c).
5 See Request for Review by Mastermind Internet
Services, Inc., Federal-State Joint Board on
Universal Service, Changes to the Board of Directors
of the National Exchange Carrier Association, Inc.,
CC Docket No. 96–45, Order, 16 FCC Rcd 4028,
4032–33 paragraphs 10–12 (2000) (Mastermind
Order) (finding that when an applicant surrenders
control of the bidding process to an employee of an
entity that will also participate in the bidding
process as a prospective service provider, the
applicant irreparably impairs its ability to hold a
fair and open competitive bidding process); see also
Universal Service Administrative Company’s
(‘‘USAC’’) description of an Open and Fair
Competitive Bidding Process at https://
www.universalservice.org/sl/applicants/step03/
run-open-fair-competition.aspx.
6 United States v. Tyrone D. Pipkin, Criminal
Docket No. 11–15 ‘‘A’’, Plea Agreement (E.D. La.
2011) (‘‘Plea Agreement’’). The conspiracy scheme
involved schools in Arkansas, Florida, Illinois and
Louisiana.
7 Tyrone Pipkin is co-owner of Global Networking
Technologies, Inc. (‘‘GNT’’), an E-Rate service
provider hired by Innovation Schools and other
schools located in four states.
8 The Bureau will serve notice of suspension and
initiation of debarment proceedings to Gloria F.
Harper, co-owner of GNT and owner of CTA, who
pleaded guilty to conspiracy on June 2, 2011, and
awaits sentencing scheduled for the fall of 2011.
See Justice News, DEP’T OF JUSTICE, Former CoOwner of Illinois Technology Company Sentenced
to Serve One Year and a Day in Prison for Role in
Conspiracy to Defraud the Federal E-Rate Program,
June 21, 2011, at https://www.justice.gov/opa/pr/
2011/June/11-at-807.html (‘‘Press Release’’).
9 United States v. Tyrone D. Pipkin, Criminal
Docket No. 11–15 ‘‘A’’, Factual Basis at 2 (E.D. La.
2011) (‘‘Factual Basis’’).
10 Factual Basis at 3, 4. See also United States v.
Tyrone D. Pipkin, Docket No. 4:10cr67, Indictment
at 2 (N.D. Fla. 2010).
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your companies.11 As a result of your
assistance, Innovation Schools received more
than $10,000 in Federal E-Rate funding in
2003, 2004 and 2005.12 Your company and
CTA directly benefited from this scheme by
receiving over $1.4 million in E-Rate work
from Innovation Schools and other schools
located in Florida and elsewhere.13 These
actions constitute the conduct or transactions
upon which this suspension notice and
proposed debarment proceeding is based.14
On June 21, 2011, the United States District
Court for the Eastern District of Louisiana
sentenced you to serve one year and a day
in prison followed by a two year period of
supervised release for conspiring to defraud
the Federal E-Rate program in multiple
states.15 The court also ordered you to pay a
$6,000 criminal fine for your role in the
conspiracy scheme.16
Pursuant to § 54.8(b) of the Commission’s
rules,17 upon your conviction the Bureau is
required to suspend you from participating in
any activities associated with or related to
the schools and libraries support mechanism,
including the receipt of funds or discounted
services through the schools and libraries
support mechanism, or consulting with,
assisting, or advising applicants or service
providers regarding the schools and libraries
support mechanism.18 Your suspension
becomes effective upon receipt of this letter
or publication of the notice in the Federal
Register, whichever comes first.19
In accordance with the Commission’s
debarment rules, you may contest this
suspension or the scope of this suspension by
filing arguments, with any relevant
documents, within 30 calendar days after
receipt of this letter or after a notice is
published in the Federal Register, whichever
comes first.20 Such requests, however, will
not ordinarily be granted.21 The Bureau may
reverse or limit the scope of suspension only
upon a finding of extraordinary
circumstances.22 Absent extraordinary
circumstances, the Bureau will decide any
request to reverse or modify a suspension
within 90 calendar days of its receipt of such
request.23
II. Initiation of Debarment Proceedings
As discussed above, your guilty plea and
conviction of criminal conduct in connection
11 Factual Basis at 4. See also Press Release
paragraph 4.
12 Factual Basis at 4.
13 Id.
14 Second Report and Order, 18 FCC Rcd at 9226,
paragraph 70; 47 CFR 54.8(e)(2)(i).
15 Judgment at 2 (The prison term is one year and
a day for both Count one of Case No. 10–325 and
Count one of Case No. 11–15 ‘‘A’’. Both terms will
run concurrently for a total prison term of one year
and one day.).
16 Judgment at 5. You were also ordered to
immediately pay a $200 Special Assessment. Id.
17 47 CFR 54.8(b). See Second Report and Order,
18 FCC Rcd at 9225–9227, paragraphs 67–74.
18 47 CFR 54.8(a)(1), (d).
19 Second Report and Order, 18 FCC Rcd at 9226,
paragraphs 69; 47 CFR 54.8(e)(1).
20 47 CFR 54.8(e)(4).
21 Id.
22 47 CFR 54.8(f).
23 Second Report and Order, 18 FCC Rcd at 9226,
paragraph 70; 47 CFR 54.8(e)(5), (f).
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54769
with the E-Rate program serves as a basis for
immediate suspension from the program, as
well as a basis to commence debarment
proceedings against you. Conviction of
criminal fraud is cause for debarment as
defined in § 54.8(c) of the Commission’s
rules.24 Therefore, pursuant to § 54.8(b) of
the rules, your conviction requires the
Bureau to commence debarment proceedings
against you.25
As with the suspension process, you may
contest debarment or the scope of the
proposed debarment by filing arguments and
any relevant documentation within 30
calendar days of receipt of this letter or
publication in the Federal Register,
whichever comes first.26 The Bureau, in the
absence of extraordinary circumstances, will
notify you of its decision to debar within 90
calendar days of receiving any information
you may have filed.27 If the Bureau decides
to debar you, its decision will become
effective upon either your receipt of a
debarment notice or publication of the
decision in the Federal Register, whichever
comes first.28
If and when your debarment becomes
effective, you will be prohibited from
participating in activities associated with or
related to the schools and libraries support
mechanism for three years from the date of
debarment.29 The Bureau may set a longer
debarment period or extend an existing
debarment period if necessary to protect the
public interest.30
Please direct any response, if sent by
messenger or hand delivery, to Marlene H.
Dortch, Secretary, Federal Communications
Commission, 445 12th Street, S.W., Room
TW–A325, Washington, D.C. 20554, to the
attention of Joy M. Ragsdale, Attorney
Advisor, Investigations and Hearings
Division, Enforcement Bureau, Room 4–
A236, with a copy to Theresa Z. Cavanaugh,
Acting Division Chief, Investigations and
Hearings Division, Enforcement Bureau,
Room 4–C322, Federal Communications
24 ‘‘Causes for suspension and debarment are
conviction of or civil judgment for attempt or
commission of criminal fraud, theft, embezzlement,
forgery, bribery, falsification or destruction of
records, making false statements, receiving stolen
property, making false claims, obstruction of justice
and other fraud or criminal offense arising out of
activities associated with or related to the schools
and libraries support mechanism, the high-cost
support mechanism, the rural healthcare support
mechanism, and the low-income support
mechanism.’’ 47 CFR 54.8(c). Associated activities
‘‘include the receipt of funds or discounted services
through [the Federal universal service] support
mechanisms, or consulting with, assisting, or
advising applicants or service providers regarding
[the Federal universal service] support
mechanisms.’’ 47 CFR 54.8(a)(1).
25 47 CFR 54.8(b).
26 Second Report and Order, 18 FCC Rcd at 9226,
paragraph 70; 47 CFR 54.8(e)(3).
27 Id., 18 FCC Rcd at 9226, paragraph 70; 47 CFR
54.8(e)(5).
28 Id. The Commission may reverse a debarment,
or may limit the scope or period of debarment upon
a finding of extraordinary circumstances, following
the filing of a petition by you or an interested party
or upon motion by the Commission. 47 CFR 54.8(f).
29 Second Report and Order, 18 FCC Rcd at 9225,
paragraph 67; 47 CFR 54.8(d), (g).
30 Id.
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54770
Federal Register / Vol. 76, No. 171 / Friday, September 2, 2011 / Notices
Commission. All messenger or hand delivery
filings must be submitted without
envelopes.31 If sent by commercial overnight
mail (other than U.S. Postal Service (‘‘USPS’’)
Express Mail and Priority Mail), the response
must be sent to the Federal Communications
Commission, 9300 East Hampton Drive,
Capitol Heights, Maryland 20743. If sent by
USPS First Class, Express Mail, or Priority
Mail, the response should be addressed to Joy
Ragsdale, Attorney Advisor, Investigations
and Hearings Division, Enforcement Bureau,
Federal Communications Commission, 445
12th Street, S.W., Room 4–A236,
Washington, D.C. 20554, with a copy to
Theresa Z. Cavanaugh, Acting Division Chief,
Investigations and Hearings Division,
Enforcement Bureau, Federal
Communications Commission, 445 12th
Street, S.W., Room 4–C322, Washington, D.C.
20554. You shall also transmit a copy of your
response via e-mail to Joy M. Ragsdale,
joy.ragsdale@fcc.gov and to Theresa Z.
Cavanaugh, Terry.Cavanaugh@fcc.gov.
If you have any questions, please contact
Ms. Ragsdale via U.S. postal mail, email, or
by telephone at (202) 418–7931. You may
contact me at (202) 418–1420 or at the email
address noted above if Ms. Ragsdale is
unavailable.
Sincerely yours,
Theresa Z. Cavanaugh
Acting Chief
Investigations and Hearings Division
Enforcement Bureau
cc: Johnnay Schrieber, Universal Service
Administrative Company (via email)
Rashann Duvall, Universal Service
Administrative Company (via email) Juan
Rodriguez, Antitrust Division, United
States Department of Justice (via email)
Marvin Opotowsky, Antitrust Division,
United States Department of Justice (via
email)
Based upon the foregoing, the
Receiver has determined that the
continued existence of the receivership
will serve no useful purpose.
Consequently, notice is given that the
receivership shall be terminated, to be
effective no sooner than thirty days after
the date of this Notice. If any person
wishes to comment concerning the
termination of the receivership, such
comment must be made in writing and
sent within thirty days of the date of
this Notice to:
Federal Deposit Insurance
Corporation, Division of Resolutions
and Receiverships, Attention:
Receivership Oversight Department 8.1,
1601 Bryan Street, Dallas, TX 75201.
No comments concerning the
termination of this receivership will be
considered which are not sent within
this time frame.
CONTACT PERSON FOR MORE INFORMATION:
Federal Deposit Insurance Corporation.
Dated: August 29, 2011.
Robert E. Feldman,
Executive Secretary.
SUMMARY:
[FR Doc. 2011–22474 Filed 9–1–11; 8:45 am]
BILLING CODE 6714–01–P
FEDERAL MARITIME COMMISSION
Sunshine Act Meeting
AGENCY HOLDING THE MEETING:
TIME AND DATE:
September 8, 2011—10
[FR Doc. 2011–22598 Filed 9–1–11; 8:45 am]
a.m.
BILLING CODE 6712–01–P
PLACE:
FEDERAL DEPOSIT INSURANCE
CORPORATION
STATUS:
Notice to All Interested Parties of the
Termination of the Receivership of
4656, Connecticut Bank of Commerce,
Stamford, CT
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Federal
Maritime Commission.
Matters To Be Considered
800 North Capitol Street, NW.,
First Floor Hearing Room, Washington,
DC.
Notice is hereby given that the Federal
Deposit Insurance Corporation (‘‘FDIC’’)
as Receiver for Connecticut Bank of
Commerce, (‘‘the Receiver’’) intends to
terminate its receivership for said
institution. The FDIC was appointed
receiver of Connecticut Bank of
Commerce on June 26, 2002. The
liquidation of the receivership assets
has been completed. To the extent
permitted by available funds and in
accordance with law, the Receiver will
be making a final dividend payment to
proven creditors.
31 See FCC Public Notice, DA 09–2529 for further
filing instructions (rel. Dec. 3, 2009).
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15:37 Sep 01, 2011
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A portion of the meeting will be
in Open Session and the remainder of
the meeting will be in Closed Session.
Open
1. Staff Briefing and Recommendation
Concerning Draft Proposed Rule
Revising Passenger Vessel Financial
Responsibility Requirements, 46 CFR
part 540, and Form FMC–131.
2. Staff Recommendation and
Discussion Concerning Proposed
Modification of 46 CFR 530.8(c)(2) for
Index-based Service Contracts.
Closed
1. Staff Update and Discussion of
PierPass Traffic Mitigation Fee.
2. Staff Briefing and Discussion
Concerning Slow Steaming and Bunker
Fuel Surcharges.
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Karen V. Gregory, Secretary, (202) 523–
5725.
Karen V. Gregory,
Secretary.
[FR Doc. 2011–22733 Filed 8–31–11; 4:15 pm]
BILLING CODE 6730–01–P
FEDERAL RESERVE SYSTEM
Public Meeting: Notification by Capital
One Financial Corporation, McLean,
VA, To Acquire ING Bank, FSB,
Wilmington, DE, and Indirectly To
Acquire Shares of Sharebuilder
Advisors, LLC and ING Direct
Investing, Inc., Both of Seattle, WA
Board of Governors of the
Federal Reserve System.
ACTION: Notice of public meeting.
AGENCY:
Three public meetings will be
held regarding the notice submitted by
Capital One Financial Corporation,
McLean, Virginia, to acquire ING Bank,
FSB, Wilmington, Delaware, and
indirectly to acquire shares of
Sharebuilder Advisors, LLC, and ING
Direct Investing, Inc., both of Seattle,
Washington, pursuant to the Bank
Holding Company Act (‘‘BHC Act’’) and
related statutes. The purpose of the
public meetings is to collect information
relating to factors the Board is required
to consider under the BHC Act.
DATES: The meeting dates are:
(1) Tuesday, September 20, 2011, 8:30
a.m. EDT, Washington, DC.
(2) Tuesday, September 27, 2011, 8:30
a.m. CDT, Chicago, IL.
(3) Wednesday, October 5, 2011, 8:30
a.m. PDT, San Francisco, CA.
ADDRESSES: The public meeting
locations are:
(1) Washington, DC—Renaissance
Washington DC Downtown Hotel, 999
Ninth Street, NW. Washington DC
20001.
(2) Chicago—Federal Reserve Bank of
Chicago, 230 South LaSalle Street,
Chicago, IL 60604.
(3) San Francisco—Federal Reserve
Bank of San Francisco, 101 Market
Street, San Francisco, CA 94105.
FOR FURTHER INFORMATION CONTACT: For
the Washington meeting: Kimberly
Zeuli, Vice President and Community
Affairs Officer, Federal Reserve Bank of
Richmond, 701 East Byrd Street,
Richmond, VA 23261. E-mail:
caorichmondfed@rich.frb.org; facsimile:
804/697–5460.
For the Chicago meeting: Alicia
Williams, Vice President, Federal
Reserve Bank of Chicago, 230 South
LaSalle Street, Chicago, IL 60604. E-
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Agencies
[Federal Register Volume 76, Number 171 (Friday, September 2, 2011)]
[Notices]
[Pages 54768-54770]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-22598]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
[DA 11-1424]
Notice of Suspension and Commencement of Proposed Debarment
Proceedings; Schools and Libraries Universal Service Support Mechanism
AGENCY: Federal Communications Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Enforcement Bureau (the ``Bureau'') gives notice of Mr.
Tyrone D. Pipkin's suspension from the schools and libraries universal
service support mechanism (or ``E-Rate Program''). Additionally, the
Bureau gives notice that debarment proceedings are commencing against
him. Mr. Pipkin, or any person who has an existing contract with or
intends to contract with him to provide or receive services in matters
arising out of activities associated with or related to the schools and
libraries support, may respond by filing an opposition request,
supported by documentation to Joy Ragsdale, Federal Communications
Commission, Enforcement Bureau, Investigations and Hearings Division,
Room 4-C330, 445 12th Street, SW., Washington, DC 20554.
DATES: Opposition requests must be received by 30 days from the receipt
of the suspension letter or October 3, 2011, whichever comes first. The
Bureau will decide any opposition request for reversal or modification
of suspension or debarment within 90 days of its receipt of such
requests.
ADDRESSES: Federal Communications Commission, Enforcement Bureau,
Investigations and Hearings Division, Room 4-C330, 445 12th Street,
SW., Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Joy Ragsdale, Federal Communications
Commission, Enforcement Bureau, Investigations and Hearings Division,
Room 4-C330, 445 12th Street, SW., Washington, DC 20554. Joy Ragsdale
may be contacted by phone at (202) 418-1697 or e-mail at
Joy.Ragsdale@fcc.gov. If Ms. Ragsdale is unavailable, you may contact
Ms. Terry Cavanaugh, Acting Chief, Investigations and Hearings
Division, by telephone at (202) 418-1420 and by e-mail at
Terry.Cavanaugh@fcc.gov.
SUPPLEMENTARY INFORMATION: The Bureau has suspension and debarment
authority pursuant to 47 CFR 54.8 and 47 CFR 0.111(a)(14). Suspension
will help to ensure that the party to be suspended cannot continue to
benefit from the schools and libraries mechanism pending resolution of
the debarment process. Attached is the suspension letter, DA 11-1424,
which was mailed to Mr. Pipkin and released on August 17, 2011. The
complete text of the notice of suspension and initiation of debarment
proceedings is available for public inspection and copying during
regular business hours at the FCC Reference Information Center, Portal
II, 445 12th Street, SW., Room CY-A257, Washington, DC 20554, In
addition, the complete text is available on the FCC's Web site at
https://www.fcc.gov. The text may also be purchased from the
Commission's duplicating inspection and copying during regular business
hours at the contractor, Best Copy and Printing, Inc., Portal II, 445
12th Street, SW., Room CY-B420, Washington, DC 20554, telephone (202)
488-5300 or (800) 378-3160, facsimile (202) 488-5563, or via e-mail
https://www.bcpiweb.com.
Federal Communications Commission.
Theresa Z. Cavanaugh,
Acting Chief, Investigations and Hearings Division, Enforcement Bureau.
The suspension letter follows:
August 17, 2011
DA 11-1424
SENT VIA CERTIFIED MAIL, RETURN RECEIPT REQUESTED AND FACSIMILE
Mr. Tyrone D. Pipkin
c/o Mr. Walter Francis Becker, Jr.
Chaffe McCall LLP
Energy Centre
1100 Poydras St., Suite 2300
New Orleans, LA 70163-2300
Re: Notice of Suspension and Initiation of Debarment Proceedings,
File No. EB-11-IH-1071
Dear Mr. Pipkin:
The Federal Communications Commission (``Commission'') has
received notice of your conviction of conspiracy to defraud the
United States in violation of 18 U.S.C. 371 in connection with your
participation in the Federal schools and libraries universal service
support mechanism (``E-Rate program'').\1\ Consequently, pursuant to
47 CFR 54.8, this letter constitutes official notice of your
suspension from the E-Rate program. In addition, the Enforcement
Bureau (``Bureau'') hereby notifies you that the Bureau will
commence debarment proceedings against you.\2\
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\1\ Any further reference in this letter to ``your conviction''
refers to your conviction in United States v. Tyrone D. Pipkin,
Criminal Docket Nos. 10-325 and 11-15 ``A'', Judgment (E.D.LA. filed
June 21, 2011) (``Tyrone Pipkin Judgment'').
\2\ See 47 CFR 54.8; 47 CFR 0.111 (delegating to the Enforcement
Bureau authority to resolve universal service suspension and
debarment proceedings). The Commission adopted debarment rules for
the schools and libraries universal service support mechanism in
2003. See Schools and Libraries Universal Service Support Mechanism,
Second Report and Order and Further Notice of Proposed Rulemaking,
18 FCC Rcd 9202 (2003) (``Second Report and Order'') (adopting
section 54.521 to suspend and debar parties from the E-rate
program). In 2007 the Commission extended the debarment rules to
apply to all Federal universal service support mechanisms.
Comprehensive Review of the Universal Service Fund Management,
Administration, and Oversight; Federal-State Joint Board on
Universal Service; Schools and Libraries Universal Service Support
Mechanism; Rural Health Care Support Mechanism; Lifeline and Link
Up; Changes to the Board of Directors for the National Exchange
Carrier Association, Inc., Report and Order, 22 FCC Rcd 16372 app. C
at 16410-12 (2007) (Program Management Order) (section 54.521 of the
universal service debarment rules was renumbered as section 54.8 and
subsections (a)(1), (5), (c), (d), (e)(2)(i), (3), (e)(4), and (g)
were amended.)
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I. Notice of Suspension
The Commission has established procedures to prevent persons who
have ``defrauded the government or engaged in similar acts through
activities associated with or related to the schools and libraries
support mechanism'' from receiving the benefits associated with that
program.\3\ Schools may
[[Page 54769]]
receive E-Rate program funding for eligible goods and services by
filing application forms, seeking competitive bids, and selecting
the most cost-effective vendor.\4\ To ensure the integrity of the
program, the E-rate program rules prohibit an E-Rate vendor or
anyone associated with an E-Rate vendor from participating in the
application process or vendor selection.\5\
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\3\ Second Report and Order, 18 FCC Rcd at 9225, paragraph 66;
Program Management Order, 22 FCC Rcd at 16387, paragraph 32. The
Commission's debarment rules define a ``person'' as ``[a]ny
individual, group of individuals, corporation, partnership,
association, unit of government or legal entity, however
organized.'' 47 CFR 54.8(a)(6).
\4\ 47 CFR 54.504, 54.511(c).
\5\ See Request for Review by Mastermind Internet Services,
Inc., Federal-State Joint Board on Universal Service, Changes to the
Board of Directors of the National Exchange Carrier Association,
Inc., CC Docket No. 96-45, Order, 16 FCC Rcd 4028, 4032-33
paragraphs 10-12 (2000) (Mastermind Order) (finding that when an
applicant surrenders control of the bidding process to an employee
of an entity that will also participate in the bidding process as a
prospective service provider, the applicant irreparably impairs its
ability to hold a fair and open competitive bidding process); see
also Universal Service Administrative Company's (``USAC'')
description of an Open and Fair Competitive Bidding Process at
https://www.universalservice.org/sl/applicants/step03/run-open-fair-competition.aspx.
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On March 28, 2011, you entered a plea agreement and pleaded
guilty to conspiring with others to defraud and obtain money from
the E-Rate Program by controlling the application, bidding, and
implementation process of the E-Rate program for schools located in
four states.\6\ Specifically, you \7\ and a co-conspirator \8\
violated E-Rate program rules by completing E-Rate applications on
behalf of Innovation Schools and other schools from December 2001
through September 2005.\9\ Second, you and a co-conspirator
obstructed the open competitive bidding process by concealing your
relationship with a school official who devised a scheme to ensure
Innovation Schools and other schools would hire GNT and Computer
Training and Associates (``CTA'') as their E-Rate service
providers.\10\ In exchange, you and a co-conspirator paid the school
official $79,382 in bribes and kickbacks for steering E-Rate
contracts to your companies.\11\ As a result of your assistance,
Innovation Schools received more than $10,000 in Federal E-Rate
funding in 2003, 2004 and 2005.\12\ Your company and CTA directly
benefited from this scheme by receiving over $1.4 million in E-Rate
work from Innovation Schools and other schools located in Florida
and elsewhere.\13\ These actions constitute the conduct or
transactions upon which this suspension notice and proposed
debarment proceeding is based.\14\
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\6\ United States v. Tyrone D. Pipkin, Criminal Docket No. 11-15
``A'', Plea Agreement (E.D. La. 2011) (``Plea Agreement''). The
conspiracy scheme involved schools in Arkansas, Florida, Illinois
and Louisiana.
\7\ Tyrone Pipkin is co-owner of Global Networking Technologies,
Inc. (``GNT''), an E-Rate service provider hired by Innovation
Schools and other schools located in four states.
\8\ The Bureau will serve notice of suspension and initiation of
debarment proceedings to Gloria F. Harper, co-owner of GNT and owner
of CTA, who pleaded guilty to conspiracy on June 2, 2011, and awaits
sentencing scheduled for the fall of 2011. See Justice News, DEP'T
OF JUSTICE, Former Co-Owner of Illinois Technology Company Sentenced
to Serve One Year and a Day in Prison for Role in Conspiracy to
Defraud the Federal E-Rate Program, June 21, 2011, at https://www.justice.gov/opa/pr/2011/June/11-at-807.html (``Press Release'').
\9\ United States v. Tyrone D. Pipkin, Criminal Docket No. 11-15
``A'', Factual Basis at 2 (E.D. La. 2011) (``Factual Basis'').
\10\ Factual Basis at 3, 4. See also United States v. Tyrone D.
Pipkin, Docket No. 4:10cr67, Indictment at 2 (N.D. Fla. 2010).
\11\ Factual Basis at 4. See also Press Release paragraph 4.
\12\ Factual Basis at 4.
\13\ Id.
\14\ Second Report and Order, 18 FCC Rcd at 9226, paragraph 70;
47 CFR 54.8(e)(2)(i).
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On June 21, 2011, the United States District Court for the
Eastern District of Louisiana sentenced you to serve one year and a
day in prison followed by a two year period of supervised release
for conspiring to defraud the Federal E-Rate program in multiple
states.\15\ The court also ordered you to pay a $6,000 criminal fine
for your role in the conspiracy scheme.\16\
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\15\ Judgment at 2 (The prison term is one year and a day for
both Count one of Case No. 10-325 and Count one of Case No. 11-15
``A''. Both terms will run concurrently for a total prison term of
one year and one day.).
\16\ Judgment at 5. You were also ordered to immediately pay a
$200 Special Assessment. Id.
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Pursuant to Sec. 54.8(b) of the Commission's rules,\17\ upon
your conviction the Bureau is required to suspend you from
participating in any activities associated with or related to the
schools and libraries support mechanism, including the receipt of
funds or discounted services through the schools and libraries
support mechanism, or consulting with, assisting, or advising
applicants or service providers regarding the schools and libraries
support mechanism.\18\ Your suspension becomes effective upon
receipt of this letter or publication of the notice in the Federal
Register, whichever comes first.\19\
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\17\ 47 CFR 54.8(b). See Second Report and Order, 18 FCC Rcd at
9225-9227, paragraphs 67-74.
\18\ 47 CFR 54.8(a)(1), (d).
\19\ Second Report and Order, 18 FCC Rcd at 9226, paragraphs 69;
47 CFR 54.8(e)(1).
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In accordance with the Commission's debarment rules, you may
contest this suspension or the scope of this suspension by filing
arguments, with any relevant documents, within 30 calendar days
after receipt of this letter or after a notice is published in the
Federal Register, whichever comes first.\20\ Such requests, however,
will not ordinarily be granted.\21\ The Bureau may reverse or limit
the scope of suspension only upon a finding of extraordinary
circumstances.\22\ Absent extraordinary circumstances, the Bureau
will decide any request to reverse or modify a suspension within 90
calendar days of its receipt of such request.\23\
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\20\ 47 CFR 54.8(e)(4).
\21\ Id.
\22\ 47 CFR 54.8(f).
\23\ Second Report and Order, 18 FCC Rcd at 9226, paragraph 70;
47 CFR 54.8(e)(5), (f).
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II. Initiation of Debarment Proceedings
As discussed above, your guilty plea and conviction of criminal
conduct in connection with the E-Rate program serves as a basis for
immediate suspension from the program, as well as a basis to
commence debarment proceedings against you. Conviction of criminal
fraud is cause for debarment as defined in Sec. 54.8(c) of the
Commission's rules.\24\ Therefore, pursuant to Sec. 54.8(b) of the
rules, your conviction requires the Bureau to commence debarment
proceedings against you.\25\
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\24\ ``Causes for suspension and debarment are conviction of or
civil judgment for attempt or commission of criminal fraud, theft,
embezzlement, forgery, bribery, falsification or destruction of
records, making false statements, receiving stolen property, making
false claims, obstruction of justice and other fraud or criminal
offense arising out of activities associated with or related to the
schools and libraries support mechanism, the high-cost support
mechanism, the rural healthcare support mechanism, and the low-
income support mechanism.'' 47 CFR 54.8(c). Associated activities
``include the receipt of funds or discounted services through [the
Federal universal service] support mechanisms, or consulting with,
assisting, or advising applicants or service providers regarding
[the Federal universal service] support mechanisms.'' 47 CFR
54.8(a)(1).
\25\ 47 CFR 54.8(b).
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As with the suspension process, you may contest debarment or the
scope of the proposed debarment by filing arguments and any relevant
documentation within 30 calendar days of receipt of this letter or
publication in the Federal Register, whichever comes first.\26\ The
Bureau, in the absence of extraordinary circumstances, will notify
you of its decision to debar within 90 calendar days of receiving
any information you may have filed.\27\ If the Bureau decides to
debar you, its decision will become effective upon either your
receipt of a debarment notice or publication of the decision in the
Federal Register, whichever comes first.\28\
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\26\ Second Report and Order, 18 FCC Rcd at 9226, paragraph 70;
47 CFR 54.8(e)(3).
\27\ Id., 18 FCC Rcd at 9226, paragraph 70; 47 CFR 54.8(e)(5).
\28\ Id. The Commission may reverse a debarment, or may limit
the scope or period of debarment upon a finding of extraordinary
circumstances, following the filing of a petition by you or an
interested party or upon motion by the Commission. 47 CFR 54.8(f).
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If and when your debarment becomes effective, you will be
prohibited from participating in activities associated with or
related to the schools and libraries support mechanism for three
years from the date of debarment.\29\ The Bureau may set a longer
debarment period or extend an existing debarment period if necessary
to protect the public interest.\30\
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\29\ Second Report and Order, 18 FCC Rcd at 9225, paragraph 67;
47 CFR 54.8(d), (g).
\30\ Id.
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Please direct any response, if sent by messenger or hand
delivery, to Marlene H. Dortch, Secretary, Federal Communications
Commission, 445 12th Street, S.W., Room TW-A325, Washington, D.C.
20554, to the attention of Joy M. Ragsdale, Attorney Advisor,
Investigations and Hearings Division, Enforcement Bureau, Room 4-
A236, with a copy to Theresa Z. Cavanaugh, Acting Division Chief,
Investigations and Hearings Division, Enforcement Bureau, Room 4-
C322, Federal Communications
[[Page 54770]]
Commission. All messenger or hand delivery filings must be submitted
without envelopes.\31\ If sent by commercial overnight mail (other
than U.S. Postal Service (``USPS'') Express Mail and Priority Mail),
the response must be sent to the Federal Communications Commission,
9300 East Hampton Drive, Capitol Heights, Maryland 20743. If sent by
USPS First Class, Express Mail, or Priority Mail, the response
should be addressed to Joy Ragsdale, Attorney Advisor,
Investigations and Hearings Division, Enforcement Bureau, Federal
Communications Commission, 445 12th Street, S.W., Room 4-A236,
Washington, D.C. 20554, with a copy to Theresa Z. Cavanaugh, Acting
Division Chief, Investigations and Hearings Division, Enforcement
Bureau, Federal Communications Commission, 445 12th Street, S.W.,
Room 4-C322, Washington, D.C. 20554. You shall also transmit a copy
of your response via e-mail to Joy M. Ragsdale, joy.ragsdale@fcc.gov
and to Theresa Z. Cavanaugh, Terry.Cavanaugh@fcc.gov.
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\31\ See FCC Public Notice, DA 09-2529 for further filing
instructions (rel. Dec. 3, 2009).
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If you have any questions, please contact Ms. Ragsdale via U.S.
postal mail, email, or by telephone at (202) 418-7931. You may
contact me at (202) 418-1420 or at the email address noted above if
Ms. Ragsdale is unavailable.
Sincerely yours,
Theresa Z. Cavanaugh
Acting Chief
Investigations and Hearings Division
Enforcement Bureau
cc: Johnnay Schrieber, Universal Service Administrative Company (via
email) Rashann Duvall, Universal Service Administrative Company (via
email) Juan Rodriguez, Antitrust Division, United States Department
of Justice (via email) Marvin Opotowsky, Antitrust Division, United
States Department of Justice (via email)
[FR Doc. 2011-22598 Filed 9-1-11; 8:45 am]
BILLING CODE 6712-01-P