Pilot in Command Proficiency Check and Other Changes to the Pilot and Pilot School Certification Rules, 54095-54110 [2011-22308]
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Federal Register / Vol. 76, No. 169 / Wednesday, August 31, 2011 / Rules and Regulations
dated February 6, 2008; Revision B, dated
March 6, 2008; or Revision C, dated August
20, 2008; is acceptable for compliance with
the corresponding requirements of
paragraphs (g) and (h) of this AD. However,
the repetitive inspections required by
paragraph (g) of this AD must be continued
at the time specified.
FAA AD Differences
Note 1: This AD differs from the MCAI
and/or service information as follows: No
differences.
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Special Flight Permits
(k) Special flight permits, as described in
Section 21.197 and Section 21.199 of the
Federal Aviation Regulations (14 CFR 21.197
and 21.199), may be issued to operate the
airplane to a location where the requirements
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required prior to issuance of the special flight
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lacking a principal inspector, your local
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(k)(4), and (k)(5) of this AD are met.
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airspeed not to exceed 180 KIAS [knots
indicated air speed]. No passengers and no
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(l) The following provisions also apply to
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the authority to approve AMOCs for this AD,
if requested using the procedures found in 14
CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector
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FAA, New York ACO, 1600 Stewart Avenue,
Suite 410, Westbury, New York 11590;
telephone 516–228–7300; fax 516–794–5531.
Before using any approved AMOC, notify
your appropriate principal inspector, or
lacking a principal inspector, the manager of
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the local flight standards district office/
certificate holding district office. The AMOC
approval letter must specifically reference
this AD.
(2) Airworthy Product: For any requirement
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(or their delegated agent). You are required
to assure the product is airworthy before it
is returned to service.
DEPARTMENT OF TRANSPORTATION
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AGENCY:
(m) Refer to MCAI Canadian Emergency
Airworthiness Directive CF–2011–24, dated
July 21, 2011; and Bombardier Alert Service
Bulletin A84–57–25, dated July 20, 2011; for
related information.
Material Incorporated by Reference
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Bulletin A84–57–25, dated July 20, 2011, to
do the actions required by this AD, unless the
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(3) You may review copies of the service
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Issued in Renton, Washington, on
August 19, 2011.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 2011–22013 Filed 8–30–11; 8:45 am]
BILLING CODE 4910–13–P
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Federal Aviation Administration
14 CFR Parts 61, 91, 141, and 142
[Docket No.: FAA–2008–0938; Amendment
Nos. 61–128, 91–324, 141–15, and 142–7]
RIN 2120–AJ18
Pilot in Command Proficiency Check
and Other Changes to the Pilot and
Pilot School Certification Rules
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
This final rule amends the
FAA’s regulations concerning pilot,
flight instructor, and pilot school
certification. This rule will require
pilot-in-command (PIC) proficiency
checks for pilots who act as PIC of
turbojet-powered aircraft except for
pilots of single seat experimental jets
and pilots of experimental jets who do
not carry passengers. It allows pilot
applicants to apply concurrently for a
private pilot certificate and an
instrument rating and permits pilot
schools and provisional pilot schools to
apply for a combined private pilot
certification and instrument rating
course. In addition, the rule will: Allow
pilot schools to use internet-based
training programs without requiring
schools to have a physical ground
training facility; revise the definition of
‘‘complex airplane;’’ and allow the use
of airplanes with throwover control
wheels for expanded flight training. The
final rule also amends the FAA’s
regulations concerning pilot certificates
to allow the conversion of a foreign pilot
license to a U.S. pilot certificate under
the provisions of a Bilateral Aviation
Safety Agreement (BASA) and
Implementing Procedures for Licensing
(IPL). The FAA has determined these
amendments are needed to enhance
safety, respond to changes in the
aviation industry, and reduce
unnecessary regulatory burdens.
DATES: These amendments become
effective October 31, 2011.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this final
rule contact Gregory French, Airman
Certification and Training Branch,
General Aviation and Commercial
Division, AFS–810, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 493–5474; e-mail
Gregory.French@faa.gov. For legal
questions concerning this final rule
contact Michael Chase, Esq., Office of
Chief Counsel, AGC–240, Regulations
SUMMARY:
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Federal Register / Vol. 76, No. 169 / Wednesday, August 31, 2011 / Rules and Regulations
I. Authority for This Rulemaking
These changes are intended to ensure
that flight crewmembers have the
training and qualifications to operate
aircraft safely. For this reason, the
changes are within the scope of our
authority and are a reasonable and
necessary exercise of our statutory
obligations.
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106 describes the
authority of the FAA Administrator,
including the authority to issue, rescind,
and revise regulations. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the agency’s
authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Chapter 447—Safety
Regulation. Under section 44701, the
FAA is charged with promoting safe
flight of civil aircraft in air commerce by
prescribing regulations necessary for
safety. Under section 44703, the FAA
issues an airman certificate to an
individual when we find, after
investigation, that the individual is
qualified for, and physically able to
perform the duties related to, the
position authorized by the certificate. In
this final rule, we amend the training,
qualification, certification, and
operating requirements for pilots.
II. Executive Summary
The notice of proposed rulemaking
(NPRM) published on August 31, 2009,
(74 FR 44779) included 16 proposed
changes to the FAA’s existing pilot,
flight instructor, and pilot school
certification regulations. Of the
proposed rule changes, proposal 2,
which would require proficiency checks
for PICs of single-piloted turbojetpowered aircraft, and proposal 3, which
would permit application for an
instrument rating concurrently with a
private pilot certificate, raised the
largest response by commenters. Upon
review of the comments, the FAA has
concluded that the rule requiring
proficiency checks for single-piloted
turbojet-powered aircraft was not well
suited to experimental turbojet-powered
aircraft and had the potential to add
significant expense for the pilots of
those aircraft. The final rule allows
alternative methods of compliance for
pilots of experimental jets that possess
more than a single seat. It excludes from
the proficiency check requirement those
pilots of experimental jets that possess
Division, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–3110; e-mail
Michael.Chase@faa.gov.
SUPPLEMENTARY INFORMATION:
more than a single seat who do not carry
passengers and those pilots of
experimental jets that possess a single
seat. The FAA has also modified the
rule permitting concurrent application
for a private pilot certificate and
instrument rating because the rule as
proposed in the original NPRM failed to
recognize that the prerequisite of
50 hours of cross-country time for the
instrument rating could not easily be
met by a student pilot. The FAA has
added a provision to § 61.65 to
accommodate an alternative method of
compliance with that requirement.
Finally, the NPRM proposed to
replace the 10 hours of training in a
complex airplane required for pilots
applying for a commercial pilot
certificate with 10 hours of advanced
instrument training. These proposals
would have resulted in changes to both
Part 61 and Part 141. However, in
response to the public comments
received and in light of the recently
passed Airline Safety and Federal
Aviation Administration Extension Act
of 2010 (Pub. L. 111–2163) that
addresses flight crewmember training,
the FAA has elected not to adopt these
proposals.
III. Background
A. Summary of the NPRM
The following proposals were
contained in the NPRM.
CFR designation
Summary of the proposed changes
1 ..........................
§ 61.1(b)(3) ..............................................
2 ..........................
§ 61.58(a)(1) & (2) and (d)(1)–(4) ...........
3 ..........................
§ 61.65(a)(1) ............................................
4 ..........................
§ 61.71(c) ................................................
5 ..........................
§ 61.129(a)(3)(ii) ......................................
6 ..........................
§ 61.129(b)(3)(ii) ......................................
7 ..........................
§ 91.109(a) and (b)(3) .............................
8 ..........................
§ 141.45 ...................................................
9 ..........................
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Proposal No.
§ 141.55(c)(1) ..........................................
10 ........................
Part 141, Appx. D, para. 4.(b)(1)(ii) ........
11 ........................
Part 141, Appx. D, para. 4.(b)(2)(ii) ........
Proposal to revise the definition of ‘‘complex airplane’’ to include airplanes
equipped with a full authority digital engine control (FADEC) and move it from
§ 61.31(e) to § 61.1(b)(3).
Proposal to require a § 61.58 PIC proficiency check for PICs of single piloted, turbojet-powered airplanes.
Proposal to permit the application for and the issuance of an instrument rating
concurrently with a private pilot certificate for pilots.
Proposal to allow the conversion of a foreign pilot license to a U.S. pilot certificate based on an Implementation Procedures for Licensing (IPL) agreement.
Commercial pilot certificate, airplane single engine class rating—Proposal to replace the 10 hours of complex airplane aeronautical experience with 10 hours
of advanced instrument training.
Commercial pilot certificate, airplane multiengine class rating—Proposal to replace the 10 hours of complex multiengine airplane aeronautical experience
with 10 hours of advanced instrument training.
Proposal to expand the use of airplanes with a single, functioning throwover control wheel for providing expanded flight training. This proposal parallels the
long standing grants of exemptions that the FAA has issued to many petitioners for use with certain airplanes with a single, functioning throwover control wheel.
Proposal to allow pilot schools and provisional pilot schools an exception to the
requirement to have a ground training facility when the training course is an
online, computer-based training program.
Proposal to allow pilot schools and provisional pilot schools an exception to the
requirement to describe each room used for ground training when the training
course is an online, computer-based training program.
Commercial pilot certification course for an airplane single engine class rating—
Proposal to replace the 10 hours of complex airplane training with 10 hours of
advanced instrument training.
Commercial pilot certification course for an airplane multiengine class rating—
Proposal to replace the 10 hours of complex multiengine airplane training with
10 hours of advanced instrument training.
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54097
Proposal No.
CFR designation
Summary of the proposed changes
12 ........................
Part 141, Appx. I, para. 4.(a)(3)(ii) .........
13 ........................
Part 141, Appx. I, para. 4.(b)(2)(ii) .........
14 ........................
Part 141, Appx. I, para. 4.(j)(2)(ii) ...........
15 ........................
Part 141, Appx. I, para. 4.(k)(2)(ii) ..........
16 ........................
Part 141, Appx. M ...................................
Additional airplane single engine class rating at the commercial pilot certification
level—Proposal to replace the 10 hours of complex airplane training with 10
hours of advanced instrument training.
Additional airplane multiengine class rating at the commercial pilot certification
level—Proposal to replace the 10 hours of complex multiengine airplane training with 10 hours of advanced instrument training.
Additional airplane single engine class rating at the commercial pilot certification
level—Proposal to replace the 10 hours of complex airplane training with 10
hours of advanced instrument training.
Additional airplane multiengine class rating at the commercial pilot certification
level—Proposal to replace the 10 hours of complex multiengine airplane training with 10 hours of advanced instrument training.
Proposal to establish a combined private pilot certification and instrument rating
course.
The public comment period closed on
November 30, 2009.
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B. Summary of Comments
The FAA received 441 comments on
the NPRM. Commenters consisted of
aviation industry associations, flight
schools, flight instructors, and pilots.
Most commenters expressed multiple
opinions, concerns, and suggestions,
which were often repeated by others.
Common areas of concern are grouped
by subject for response.
C. Changes From the NPRM to the Final
Rule
The single most significant change
from the original proposal relates to
§ 61.58, which will require a PIC of a
turbojet-powered aircraft to receive an
annual pilot proficiency check. As
proposed in the NPRM, those pilots who
operated experimental jets would have
incurred the most significant costs;
however, those costs were inadvertently
not included in the initial cost analysis.
The language as proposed would have
required annual checks in virtually
every experimental jet for which the
pilot held an authorization to operate if
the pilot intended to serve as PIC in that
aircraft. Because of the inherent nature
of operating historic turbojet-powered
aircraft, this would have entailed, in
some cases, debilitating expenses for the
pilot(s). Therefore, we have modified
the rule by adding a paragraph to
§ 61.58 to exclude from the proficiency
check requirement those pilots of
experimental jets that, by original
design, possess only a single seat
because those aircraft cannot carry
passengers. Existing limitations to the
operation of those aircraft adequately
address any other potential safety
issues. Another provision, also not
proposed in the NPRM, was added to
§ 61.58(d) to accommodate pilots of
experimental jets that, by original
design or through modification, possess
more than a single seat. Pilots of those
aircraft who wish to carry passengers
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may use any single § 61.58 proficiency
check or equivalent check taken in
another turbojet-powered aircraft to
exercise the PIC privileges for all
experimental jet aircraft for which the
pilot holds an authorization. This
§ 61.58 proficiency check or equivalent
must have been accomplished in the
prior 12 months. The requirement for
experimental jet pilots of multi-seat
aircraft to receive annual proficiency
checks is based on the carriage of
passengers on those aircraft. Another
provision was added to accommodate
pilots of multi-seat experimental jet
aircraft who have not received a
proficiency check within the prior
12 months. These pilots may continue
to operate those experimental jet aircraft
in accordance with their authorizations;
however, they are prohibited from
carriage of any passengers other than
authorized designees, instructors, or
FAA personnel until such time as they
successfully complete the proficiency
check.
This final rule amends § 61.65(a)(1) to
allow a student pilot to train
concurrently for both the private pilot
certificate and instrument rating. The
amendment as proposed in the NPRM
had a potential for decreasing safety and
adding unnecessary economic burden to
pilots engaged in a combined course
because it would have required a
student pilot to obtain 50 hours of crosscountry flight time as PIC through a
series of endorsements for solo flights.
The FAA has added a new paragraph (g)
to § 61.65 to allow an applicant for a
combined private pilot certificate with
instrument rating to credit cross-country
time performing the duties of pilot in
command, when accompanied by an
instructor to satisfy a majority of the
cross-country PIC time required by
§ 61.65(d)(1), (e)(1) and (f)(1). A similar
privilege already exists under
§ 61.129(b)(4). The intent is to limit this
credit to no more than the 45 hours of
cross-country PIC time remaining after
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the student pilot has completed the
5 hours of solo cross-country flight time
required by §§ 61.109(a)(5)(i) for a single
engine rating, 61.109(b)(5)(i) for a
multiengine rating, and 61.109(e)(5)(i)
for a powered-lift rating. For a private
pilot helicopter rating, the credit for
cross-country time as PIC is limited to
the 47 hours of cross-country PIC time
remaining after completion of the
3 hours of solo cross-country flight time
required by § 61.109(c)(4)(i). Any credit
allowed under this rule is limited to
those students enrolled in a combined
private pilot instrument rating course of
training that culminates in a combined
practical test. If at the conclusion of a
program of combined training under
this rule, the student instead elects to
take only the private pilot practical test,
then any solo cross-country time
accrued while accompanied by an
instructor prior to the completion of the
private pilot practical test will not be
creditable as solo PIC time.
The FAA will not adopt the proposed
amendments to replace the 10 hours of
complex aeronautical experience with
10 hours of advanced instrument
training for commercial pilot applicants
as required by § 61.129 and Part 141,
Appendices D and I. A complete
discussion of this issue is included in
this final rule under ‘‘IV. Discussion of
the Final Rule, C. Replace Complex
Airplane Aeronautical Experience with
Advanced Instrument Training.’’
IV. Discussion of the Final Rule
A. Recurrent Proficiency Check for a
Pilot in Command of a Single-Piloted
Turbojet-Powered Aircraft
This rule extends the requirement for
recurrent proficiency checks to pilots
operating single-piloted turbojetpowered aircraft.
This proposal garnered a significant
number of comments. The
overwhelming majority opposed the
proposed rule as written. None of the
commenters expressed resistance to the
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imposition of an annual proficiency
check for standard category, singlepiloted turbojet-powered aircraft. Some
expressed the opinion that this proposal
was appropriate for the Very Light Jet
(VLJ) community. Their concern
focused exclusively on the effect that
such a rule, as proposed, would have on
the owners and pilots of experimental
jets which are not type certificated
aircraft.
Commenters expressed concern in
two principal areas related to
experimental jets. First, they cited the
prohibitive costs of the annual checks in
each of the experimental jets that they
are authorized to operate—estimates for
which ranged from $10,000 to more
than $50,000 per year. A number of
commenters stated they would no
longer be able to operate due to the
costs. Many commented that the FAA
had not adequately examined the
anticipated cost to owners of
experimental jets before proposing this
rule. The second issue that commenters
expressed concern over was the
extremely limited availability of
Experimental Aircraft Examiners (EAE)
to conduct the required tests. Currently,
the FAA has authorized nine EAEs that
are qualified in experimental jets. With
the limited pool of EAEs, many
commenters stated that it would be
physically impossible to provide the
number of annual proficiency checks
that would be required.
A small subset of those commenting
on this proposed rule change expressed
approval for the proposal as applied to
the VLJ community. They stated that it
would be appropriate because singlepilot operations are more demanding
since such pilots do not have a co-pilot
to share the workload and, thus, should
be checked annually for competency.
Some commenters asked us to clarify
the requirements for a § 61.58
proficiency check for single-pilot
operations in standard category aircraft.
Specifically, they wanted to know
whether existing annual training
requirements required by most
insurance companies would qualify.
The FAA believes that annual training
required by insurance companies will
culminate in a proficiency check which
will satisfy the requirement for a § 61.58
proficiency check if conducted in
accordance with this section, § 61.58.
One commenter requested that, in
addition to the changes already
proposed, the FAA further amend
§ 61.58 to allow the check to serve as an
acceptable means of completing the
instrument proficiency check under
§ 61.57(d) if conducted in an airplane
certified for instrument flight rules (IFR)
flight and given to the pilot holding a
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type rating that does not contain the
visual flight rules (VFR) limitation ‘‘VFR
ONLY.’’ We recognize that in many
cases a § 61.58 check may meet the
requirements of a § 61.57(d) check. If it
does so, then the authorized official may
so endorse the pilot’s training and
currency record. However, in many
cases, a § 61.58 check may not cover
everything required for a § 61.57(d)
check and therefore would not qualify
for one. The individual providing the
check must make that distinction. It is
the pilot’s responsibility to ensure that
he or she remains in regulatory
compliance. The FAA does not believe
it is necessary to amend § 61.58 as
suggested by the commenter.
Finally, one commenter suggested
that the PIC proficiency check for pilots
of single-piloted turbojet-powered
airplanes should be applicable only to
those who are using the aircraft for hire.
Commercial pilots of these aircraft may
carry passengers or conduct other
operations for hire under certain
conditions and rules. Any pilot at the
private or higher level may carry nonpaying passengers on not-for-hire
flights. Their responsibility for the
safety of their passengers and their
environment is no less than if they
operated for hire. Therefore, the FAA
does not see any safety benefit in
limiting the proficiency checks to forhire operations.
The FAA has concluded, upon
analysis of the comments, that the
proposed revision to § 61.58 cannot
work for the experimental jet
community for several reasons. The
experimental jet fleet is not
standardized; even among the same
make and model virtually no two are
identical although they frequently share
similar handling characteristics. Full
compliance with the rule as proposed
would require a proficiency check in
each individual aircraft (not just make
and model) for which the pilot holds a
letter of authorization. The costs
incurred for proficiency checks in
experimental jets are extremely high
due to the unique historic value and
technology of the aircraft. For example,
the majority of these aircraft are historic
military jets that employ outdated
technology that requires high levels of
specialized maintenance making them
expensive to operate. In addition, the
vintage jet engines in most of these
aircraft typically are inefficient in fuel
use as opposed to modern jet engines
resulting in additional expenses in their
operation.
The FAA believes that the operation
of experimental jet aircraft does not
represent a significant hazard in the
United States. There are a limited
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number of aircraft in the experimental
jet fleet (just over 1,200). Experimental
jets are limited in both time and activity
when measured against standard
category turbojet aircraft. Under current
regulations and policies, experimental
jets are limited to demonstration and
exhibition flights only and are not
permitted to fly over populated areas.
See § 91.319; Flight Standards
Information Management System
[FSIMS], Order 8900.1, Volume 5,
Chapter 9, Section 2. The relatively high
operating costs of these aircraft
compared to those of standard category
aircraft limits their operation even
further. This combination of low
numbers of aircraft, high operational
costs, and strict existing regulatory
policies limits their exposure to risk
significantly. Further, unlike most
standard category turbojet aircraft, there
are no alternatives to conducting
proficiency check flights in an airplane
because there are presently no approved
simulators for the fleet of experimental
jets. Finally, there are an inadequate
number of qualified experimental jet
check pilots to conduct the number of
annual checks that would be necessary
under the proposed rule.
Notwithstanding these considerations,
the FAA firmly believes that pilots
conducting flight in turbojet-powered
experimental aircraft with more than
one seat, who wish to carry a passenger,
must receive annual proficiency checks
to ensure their continued understanding
of the unique operating characteristics
common to turbojet-powered aircraft.
An experimental jet aircraft that by
original design or through modification
possesses more than a single seat, has
the potential to carry one or more
passengers. In such a case, the pilot will
be directly responsible for those
passengers. We believe these
circumstances demand a higher level of
confirmation of the pilot’s ability to
operate safely in a turbojet- powered
aircraft. For the reasons outlined
previously, however, the FAA believes
it is impractical to implement § 61.58 as
published in the NPRM. Therefore, for
the purpose of meeting the regulatory
intent of the proposed rule as applied to
the pilots of experimental jets, the FAA
will accept any of the following as an
alternative to requiring a proficiency
check in any multi-seat experimental jet
for which the pilot holds an
authorization:
1. A single proficiency check by an
EAE in any one of the experimental jet
aircraft for which the airman holds an
authorization to operate if conducted
within the prior 12 months;
2. A single proficiency check by an
EAE in any experimental jet (e.g., if a
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pilot acquires a new authorization to
operate an additional experimental jet
aircraft, the check for that new
authorization will meet the intent), if
conducted within the prior 12 months;
3. Maintaining qualification under an
Advanced Qualification Program (AQP)
under Subpart Y of part 121;
4. Any pilot proficiency check given
in accordance with subpart K of part 91,
parts 121, 125, or 135 conducted within
the prior 12 months if conducted in a
turbojet-powered aircraft;
5. Any other § 61.58 proficiency check
conducted within the prior 12 months if
conducted in a turbojet-powered
aircraft.
Any one of the listed checks will
apply to the PIC privileges for all of the
experimental jets for which the pilot
holds an authorization for a given 12month period.
A pilot of a multi-seat turbojet
experimental jet aircraft who has not
received a proficiency check within the
prior 12 months as outlined here may
continue to operate such aircraft in
accordance with the pilot’s
authorizations. However, the pilot is
prohibited from carriage of any persons
in any turbojet-powered experimental
jet aircraft with the exception of
individuals authorized by the
Administrator to conduct training, flight
checks, or perform pilot certification
functions in such aircraft during flights
specifically related to training, flight
checks, or certification.
The FAA has determined that those
experimental jet aircraft that have only
a single seat do not pose a risk to the
public due to the strict constraints
placed on the pilot’s authorizations and
the aircraft’s inherent inability to
transport anyone other than the pilot.
Therefore, this section will not apply to
those pilots of experimental jet aircraft
that, through original design, possess
only a single seat.
For the reasons stated, this final rule
adopts § 61.58 with modifications to
accommodate pilots of experimental
jets.
B. Application for and Issuance of an
Instrument Rating Concurrently With a
Private Pilot Certificate
In the NPRM, the FAA proposed to
revise § 61.65(a) to permit the
application for an instrument rating
concurrently with a private pilot
certificate. Several commenters
expressed concern that the proposal
would result in a reduction in the
experience that would otherwise be
gained when a pilot completes the
private pilot certificate first and then
returns later for the instrument rating.
This concern arose because
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§ 61.65(d)(1), (e)(1), and (f)(1) require, as
a prerequisite to application for an
instrument rating, that the pilot have
acquired 50 hours of cross-country
pilot-in-command (PIC) time for singleengine, multiengine, or powered-lift
aircraft, respectively. Commenters
believed that, if the rule were published
as proposed, the cross-country
requirements would be eliminated. This
perception was inaccurate. However,
upon further analysis, the FAA
recognized that those specific
requirements had not been fully
addressed in the NPRM. As proposed in
the NPRM, it would be possible,
although difficult, for the pilot
concurrently training for the private
pilot certificate and instrument rating to
acquire the required PIC cross-country
time because the pilot would hold only
a student pilot certificate. In such cases,
the student pilot could acquire the
requisite 50 hours of PIC cross-country
time only through a series of
individually endorsed solo flights.
Under current regulations, student
pilots may log PIC time only when
flying solo as the sole occupant of the
aircraft and are not permitted to carry
passengers. See 14 CFR 61.89.
Currently, under § 61.109(a)(5)(i) (single
engine), § 61.109(b)(5)(i) (multiengine),
and § 61.109(e)(5)(i) (powered-lift), a
student pilot seeking private pilot
certification is required to complete 5
hours of solo cross-country flight. Under
§ 61.109(c)(4)(i) a student pilot is
required to complete 3 hours for the
helicopter rating. These hours qualify as
PIC time since the student pilot is the
sole occupant of the aircraft. The
original intent of § 61.65(d)(1), (e)(1),
and (f)(1) was to have the pilot develop
a basis of experience as a certificated
pilot prior to pursuing the instrument
rating. Requiring a student pilot to
complete an additional 45 hours (47
hours for the helicopter rating) of crosscountry solo flight would not be in the
best interest of safety. The additional
hours of cross-country solo flight would
also impose significant additional costs
on the pilot.
The FAA recognizes the value of the
experience gained during cross-country
flight and does not intend to eliminate
the 50-hour requirement. We also
recognize that requiring the pilot to
acquire 50 hours of cross-country flight
time under a series of student-pilot solo
endorsements would not enhance safety
and would largely negate the purpose of
this combined training. Therefore,
although not proposed in the NPRM, a
new paragraph (g) has been added to
§ 61.65 to allow the pilot seeking
combined private pilot certification and
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an instrument rating to credit up to 45
hours (47 hours for the helicopter
rating) of the required 50 hours of crosscountry flight time as PIC when the
student pilot is performing the duties of
pilot in command while accompanied
by an instructor. This provision is
similar to the privilege already offered
under § 61.129(b)(4).
The 5 hours of solo flight, as the sole
occupant of the aircraft, required under
§ 61.109(a)(5)(i) (single-engine),
§ 61.109(b)(5)(i) (multiengine), and
§ 61.109(e)(5)(i) (powered-lift), or 3
hours of solo flight required under
§ 61.109(c)(5)(i) (helicopter) must still
be met. The student pilot may log crosscountry PIC time toward the balance of
the 50-hour requirement if the training
is conducted during cross-country flight
with an instructor on board the aircraft.
This provision applies only to training
conducted for a combined private pilot
certificate and instrument rating. The
credit for cross-country PIC time when
accompanied by an instructor is limited
to 45 hours (47 hours for the helicopter
rating) of the required 50 hours of crosscountry PIC time.
The FAA has determined that this
allowance will result in a better
prepared and more competent private
pilot with an instrument rating at the
conclusion of the combined training. A
significant portion of the combined
training will, of necessity, have been
conducted during cross-country flight,
which represents an environment more
representative of the environment in
which the pilot can be expected to
operate upon completion of their
training. In addition, this cross-country
flight time will be more useful to the
pilot than an equivalent number of
hours of solo flight. The pilot will be
directly under the supervision of an
instructor who, presumably, will better
ensure that correct habits are firmly
established.
Because there was no proposed
requirement for 50 hours of crosscountry PIC time for an instrument
rating under Appendix M to part 141,
this final rule adopts Appendix M to
part 141 as proposed in the NPRM with
minor editorial changes. The FAA
anticipates, however, that any approved
training program under part 141 will
include cross-country flight time as
pilot in command due to the value of
such aeronautical experience.
C. Replace Complex Airplane
Aeronautical Experience With
Advanced Instrument Training
The NPRM proposed to replace the
requirement for 10 hours of training in
a complex airplane with 10 hours of
advanced instrument training for pilots
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who apply for the commercial pilot
certificate. Accordingly, the FAA
proposed to amend §§ 61.129(a)(3)(ii),
61.129(b)(3)(ii), Appendix D to part 141
paragraphs 4.(b)(1)(ii), 4.(b)(2)(ii);
Appendix I to part 141 paragraphs
4.(a)(3)(ii), 4.(b)(2)(ii), 4.(j)(2)(ii), and
4.(k)(2)(ii). The FAA has elected not to
adopt these proposed amendments.
The FAA received a wide variety of
comments on this set of regulatory
amendments, with approximately half
of the comments in favor of
implementing the changes. Some in
favor of the proposals felt that
maintaining and operating complex
aircraft was too costly, placing burden
on flight training providers and those
seeking a commercial pilot certificate.
Another portion of supporters felt that
advanced instrument experience would
be more valuable than the current
complex training requirement because
the additional instrument time would
better prepare airmen for employment
as commercial pilots. One commenter
expressed belief that complex training
should only be required prior to
operating a complex aircraft and the
current regulation requiring a complex
endorsement is sufficient. Although the
advanced instrument training need not
have been conducted in a
technologically advanced aircraft, some
commenters offered that these proposals
are appropriate given the technological
advancements in aircraft avionics.
The remaining comments were either
against adopting all provisions of
proposed changes or suggested that only
a portion of the proposed changes
should be implemented. A number of
commenters were opposed to the
removal of the 10 hours of complex
training citing the potential for an
increase in gear up landing incidences.
Some commenters felt that the
experience gained operating complex
aircraft is essential for safety since
commercial pilots may encounter
complex aircraft in their career. One
commenter suggested that a minimum
number of complex training hours be
required for a complex endorsement
instead of requiring complex training for
a commercial pilot applicant. Other
commenters felt that the requirement of
advanced instrument training would be
redundant and would present
unnecessary cost for those individuals
who already hold an instrument rating.
Further, those commercial pilots who
do not have an instrument rating are
already limited in privilege by existing
regulations. One commenter urged the
FAA to consider the differences
between those aircraft that are
mechanically complex and those aircraft
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that are electronically complex in
amendments to the regulations.
The recent enactment of the Airline
Safety and Federal Aviation
Administration Extension Act of 2010
also influenced the FAA’s decision not
to adopt the proposals affecting
commercial pilot requirements. Section
208 of this law directs the FAA to
‘‘conduct rulemaking proceedings to
require part 121 air carriers to provide
flight crew members with ground
training and flight training or flight
simulator training…to recognize and
avoid the stall of an aircraft or, if not
avoided, to recover from the stall’ and
‘to recognize and avoid an upset of an
aircraft or, if not avoided, to execute
such techniques as available data
indicate are appropriate to recover from
the upset.’’ Although this section
specifically addresses training for
crewmembers operating in the air
carrier environment, the FAA believes
that conforming changes to the
commercial pilot requirements may be
prudent and necessary in the near
future.
The FAA finds validity in the points
raised through the public comments.
Additional time is necessary to analyze
changes to the regulations that were the
subject of these proposals. The FAA also
feels compelled to review the
commercial pilot certification
regulations alongside the requirements
of Public Law 111–216. Therefore, the
FAA will not adopt the proposed
amendments that replace the 10 hours
of complex training with the 10 hours
of advanced instrument training. The
FAA intends to devote additional
consideration to the commercial pilot
requirements and may publish a future
notice of proposed rulemaking to amend
these regulations.
D. Conversion of a Foreign Pilot License
to a U.S. Pilot Certificate
This final rule amends the FAA’s
regulations concerning pilot licenses to
allow the conversion of a foreign pilot
license to a U.S. certificate under the
provisions of a Bilateral Aviation Safety
Agreement (BASA) and Implementing
Procedures for Licensing (IPL).
On June 12, 2000, the United States
and Transport Canada Civil Aviation
(TCCA) signed a BASA that permits a
pilot holding certain pilot licenses or
certificates from either country to obtain
a pilot license or certificate from the
other county after the pilot applicant
has met the appropriate qualifications
and certification requirements. Before
executing an IPL, the BASA process
requires the FAA and a foreign civil
aviation authority to first evaluate each
other’s pilot licensing standards and
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procedures and compare them to their
own to determine what, if any,
additional requirements would be
necessary to assure that the pilot is in
compliance with their own standards.
The FAA and TCCA completed the
conformity analysis and executed an IPL
on July 14, 2006, that establishes the
procedures each country must follow to
achieve the objectives of the BASA. The
FAA–Canada IPL allows holders of FAA
pilot certificates and TCCA pilot
licenses to convert to Canadian pilot
licenses and U.S. pilot certificates,
respectively. The IPL currently is
limited to the airplane category of
aircraft at the private, commercial, and
airline transport pilot levels of licenses
or certificates. The IPL includes the
following ratings or qualifications:
instrument rating, class ratings of
airplane single-engine land (ASEL) and
airplane multiengine (AMEL), type
ratings, and night qualification
addressed under part 61 and Canadian
Aviation Regulations Part IV. The FAA
and TCCA have agreed that they may
amend the IPL to allow conversion of
other licenses or certificates in the
future.
The amendment to § 61.71(c) would
not only provide the legal basis for
expansion of the FAA–TCCA BASA/
IPL, but would also allow similar
BASA/IPL arrangements with other
ICAO Contracting States, as determined
by the Administrator in the interest of
safety. Therefore, the FAA revises
§ 61.71 to allow holders of foreign pilot
licenses to convert to U.S. pilot
certificates where the U.S. Government
and the foreign government have
concluded a BASA and associated IPL.
The issuance of a U.S. private pilot
certificate and ratings under § 61.75 is a
separate pilot certification process, as is
the process described in § 61.153.
A majority of the commenters
approved of this proposal. However,
several commenters suggested that
holders of foreign pilot certificates
receive inferior training and were not up
to the standards of pilots trained in the
United States. One commenter asked for
assurance that any country that the
United States entered into a BASA with
would allow conversion of a U.S. pilot
certificate to a foreign pilot license in
that country. Finally, one organization
expressed concern that there would be
lack of oversight of the foreign pilot
training program and that the influx of
foreign IPL certificate holders would
erode the wages, benefits, and working
conditions of U.S. airline pilots, and
would have a detrimental effect on U.S.
flight schools.
As discussed above, the FAA has fully
considered these issues. The FAA
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believes that countries which enter into
BASA with the United States will fully
meet both the mutually agreed upon
U.S. and International Civil Aviation
Organization (ICAO) standards, and that
such agreements are reciprocal.
Oversight of the foreign flight training
facilities has and will continue to be the
responsibility of the ICAO affiliate
nations. Additionally, the FAA does not
anticipate such agreements will
interfere with the ability of U.S. flight
schools to conduct business and may, in
fact, enhance their success. For many
years, foreign students have come to the
United States to receive both primary
and advanced flight training, largely for
economic reasons. In light of these
considerations, entering into BASA with
other ICAO contracting states will
encourage pilots from those countries to
seek more economical training because
their U.S. certificates may be converted
to a license issued by their national
licensing authority.
This final rule adopts 61.71(c) as
proposed in the NPRM with one
editorial change to include a reference
to the bilateral agreement which is the
basis for entering into an IPL with an
ICAO Contracting State.
E. Proposal To Revise the Definition of
‘‘Complex Airplane’’
In the NPRM, the FAA proposed to
revise the definition of ‘‘complex’’
airplane to include airplanes equipped
with a full authority digital engine
control (FADEC) and move the
definition from § 61.31(e) to § 61.1(b)(3).
The majority of commenters
supported this rule. Those who
disapproved were consistent in their
concern that this proposal was oversimplifying the practical test for the
commercial pilot certificate. They
expressed concern that the complex
aircraft, with propeller and other thrust
controls, still existed and that
‘‘professional pilots’’ should be able to
operate those aircraft. The FAA
recognizes that the technology is
changing and that FADEC aircraft are
growing in availability. The FAA also
recognizes that professional pilots may
never encounter the type of controls that
FADEC aircraft replace. This is
particularly true for those who
transition directly from flight academies
to the airlines. This proposal simply
reflects the changing duties and
activities of a professional pilot.
Several commenters misunderstood
an important aspect of the proposal and
expressed concern that the proposal
would require use of a FADEC-equipped
airplane for complex training,
supplanting the more conventionallyequipped light training airplane. This is
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not the case. Those aircraft that were
previously defined as complex will
continue to qualify for any application
where a complex aircraft is required.
This amendment simply adds the option
to use a FADEC-equipped airplane with
retractable landing gear and flaps for
complex airplane training if the pilot
chooses to do so.
This final rule adopts §§ 61.31(e) and
61.1(b) as proposed in the NPRM with
clarifying changes as related to the
definition of complex seaplanes.
F. Expanded Use of Airplane With a
Single Functioning Throwover Control
Wheel for Certain Kinds of Flight
Training
The amendment to § 91.109 permits
the use of a functioning throwover
control wheel for certain flight training
that includes the flight review required
by § 61.56, and the recent flight
experience and instrument proficiency
check required by § 61.57.
Several commenters expressed
concern over the lack of instructor
control during the training. The fact that
the FAA has been issuing exemptions to
allow the use of a functioning throwover
control wheel for flight training for
many years has provided demonstrated
evidence of the safety of such
operations. This amendment will
eliminate the need for future
exemptions for this purpose.
One commenter who opposed the
proposal stated that it was unnecessary
because it applied to a limited, aging
fleet. The commenter indicated that the
current practice of issuing exemptions
to allow for the use of such aircraft for
flight training is adequate. The purpose
of the amendment is to eliminate the
need to issue exemptions for a practice
that has a proven record of safety. The
fact that this rule will be applicable only
to a limited fleet is not relevant.
One commenter described the
discrepancy over the wording in the
NPRM, expressing that the description
of the rule change did not coincide with
the verbiage in the proposed regulation.
Upon review, the FAA found validity in
this comment. The NPRM indicates that
the amendments to this rule aim to
parallel certain exemptions that have
been issued in the past for § 91.109 (a)
and (b). The final rule has been
modified to increase clarity in this
regard.
Another commenter expressed
concern about obtaining the recent flight
experience required by § 61.57. The
commenter believed that permitting the
use of a throwover control wheel for
§ 61.57 did not make sense because a
pilot not already meeting the recency
requirements of that section cannot
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54101
legally act as PIC when a certified flight
instructor (CFI) is on board. The
commenter is partially correct in stating
that a pilot whose recency has lapsed
under § 61.57 may not complete the
requirements of § 61.57 in an airplane
equipped with a throwover control
wheel because the pilot may not act as
PIC. The commenter’s assertion is true
if the airman had allowed a lapse in the
takeoff and landing experience
requirements dictated by § 61.57 (a) and
(b). An airman would, however, be
allowed to obtain flight instruction to
acquire takeoffs and landings prior to
such a lapse in these experience
requirements. The key concept in this
example is whether the airman is able
to act as PIC and therefore meet the
requirement stipulated by § 91.109 (b)
(2).
That same commenter expressed
concern over the language in § 91.109
that requires a flight instructor in an
airplane with only a single functioning
throwover control wheel to ‘‘have
logged at least 25 hours of pilot in
command flight time’’ in the make and
model of airplane with a single
functioning throwover control wheel
involved in the instruction. The
commenter stated that the language
could be interpreted to require that the
25 hours must be flown with a single
wheel and throwover yoke. The
commenter’s interpretation was correct;
however, upon further review the FAA
has concluded that this requirement is
unnecessarily burdensome. The
requirement in the final rule will not
demand that the instructor have logged
25 hours of PIC flight time in a make
and model of an aircraft that was
obtained in aircraft having a throwover
control wheel. The intent of the 25
hours in make and model that remains
in the final rule is to ensure that the
instructor has the proficiency and skill
in that type of aircraft to safely provide
instruction without the benefit of direct
elevator and aileron control.
There was also confusion expressed
over whether the 25 hours must be as
acting PIC, or as logged PIC time, e.g.,
as the sole manipulator or CFI providing
dual instruction. The answer is yes to
all. If the CFI’s flight history involved
PIC time logged as a student, a pilot,
and/or a CFI in an aircraft that is of the
particular make and model involved,
then that time may be applied to the 25hour requirement. The FAA received a
similar comment expressing a request
that ‘‘model’’ be defined as ‘‘all versions
of a manufacturer’s type or series in the
same class of aircraft.’’ As stated
previously, the 25-hour requirement is
in place to ensure that the instructor has
the proficiency and skill in that type of
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aircraft to safely provide instruction.
Therefore, the 25-hour requirement in
the particular make and model of
airplane will remain in the final rule.
Based on the established safety record
of these operations, the FAA adopts
§ 91.109(a) and (b)(3) as proposed in the
NPRM with the changes described
above.
G. Exception to Requirement for Ground
Training Facility When Training Is an
Online Computer-Based Training
Program
In the NPRM, the FAA proposed to
except pilot schools and provisional
pilot schools from the requirement to
describe each room used for ground
training when the training course is an
online computer-based training
program.
The responses to this proposal were
overwhelmingly favorable. A few
commenters expressed concern over the
lack of personal interaction between the
instructor and the student when
receiving knowledge training over the
internet.
The FAA fully understands the
concerns that distance learning seems
counterintuitive. However, for many
years, knowledge training under 14 CFR
part 61 has been conducted successfully
via remote learning through the internet
or home video, or even with books
alone. Additionally, colleges and
universities have embraced distance
learning and have found such training
to be highly effective for multiple degree
programs. Nevertheless, an endeavor
such as flight training must include
personal, one-on-one training with a
flight instructor. Naturally, all actual
flight training will involve such direct
interaction. The flight training will
reinforce the academic knowledge
training that the student receives. Many
schools already divide the one-on-one
flight training portion of the student’s
learning experience from the groundbased classroom training, with different
instructors serving each capacity. This
has proven to be very effective. Any
training that would be allowed in any
online computer-based training program
under 14 CFR part 141 will be reviewed,
approved, and overseen by the FAA.
Distance learning has been available to
students training under 14 CFR part 61
for many years. This amendment, with
additional oversight, simply extends
distance learning to schools operating
under 14 CFR part 141.
Upon further review, it was found
that some of the proposed text presented
in the NPRM pertained to existing
regulations found in Part 141, and
therefore these portions have been
moved to other sections of this Part or
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removed. In addition, minor editorial
changes have been made for consistency
with current regulations or to reflect
current practice.
This final rule adopts §§ 141.45 and
141.55(c)(1) as proposed in the NPRM
with clarifying changes described above.
H. Conforming Amendments
Since this rule amends § 61.1, the rule
includes conforming amendments to
§ 142.3 to make it consistent with the
amendment to § 61.1.
Miscellaneous Issues
One organization submitted
recommendations regarding the
duration, renewal, and reinstatement
requirements of flight instructor
certificates. The arguments presented
were cogent, thoroughly developed, and
offered insightful observations.
However, the FAA believes that
pursuing that regulatory path is beyond
the scope of this rulemaking effort and
will not address those issues at this
time.
V. Regulatory Notices and Analyses
Paperwork Reduction Act
Information collection requirements
associated with this final rule have been
approved previously by the Office of
Management and Budget (OMB) under
the provisions of the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), and have been assigned OMB
Control Numbers 2120–0021 and 2120–
0009.
An agency may not collect or sponsor
the collection of information, nor may it
impose an information collection
requirement unless it displays a
currently valid Office of Management
and Budget (OMB) control number.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
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intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Readers seeking greater detail should
read the full regulatory evaluation, a
copy of which we have placed in the
docket for this rulemaking.
In conducting these analyses, the FAA
has determined that this final rule: (1)
Has benefits that justify its costs, (2) is
not an economically ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, (3) is
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (4)
will have a significant economic impact
on a substantial number of small
entities; (5) will not create unnecessary
obstacles to the foreign commerce of the
United States; and (6) will not impose
an unfunded mandate on state, local, or
tribal governments, or on the private
sector by exceeding the threshold
identified above. These analyses are
summarized below.
Total Benefits and Costs of This Rule
Over 10 years (2011 through 2020),
the estimated total costs sum to $38.4
million with $1.8 million of cost savings
for a net cost of approximately $36.6
million ($25.3 million discounted by
7% and $31.0 million discounted by
3%). Total estimated benefits over the
10 years are approximately $96.5
million ($66.7 million discounted by
7% and $81.8 million discounted by
3%).
Who is potentially affected by this rule?
• Pilots who act as pilot in command
of single-piloted turbojet-powered
aircraft;
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• Pilot Examiners who give
proficiency checks in these aircraft;
• Corporations that own these
aircraft;
• Applicants for private pilot
certificates who may opt to apply for a
combined private pilot certificate with
instrument rating;
• Holders of foreign pilot licenses;
• Operators of aircraft with throwover
control wheels;
• Providers of internet-based training
under part 141; and
• Operators of complex aircraft.
Assumptions:
Estimates are in 2010 Dollars.
Discount rates—7% and 3%.
Period of analysis—2011 through
2020.
Value of a fatality avoided—$6.0
million, value of serious injury—
$345,000, value of minor injury—
$12,000.
Changes From the NPRM to the Final
Rule
The following summarizes changes
from the NPRM to the final rule that are
relevant to the regulatory evaluation and
differences in the final regulatory
evaluation from the initial regulatory
evaluation.
To mitigate the impact on
experimental turbojet-powered aircraft
pilots and owners, the final rule allows
alternative methods of compliance for
pilots of experimental jets who possess
more than a single seat and excludes
from the proficiency check requirement
those pilots of experimental jets that
possess a single seat and those who are
not carrying passengers or who are
carrying persons authorized by the
Administrator. Pilots of experimental
jets that possess more than a single seat,
either by original design, or through
modification, will be allowed to perform
their annual proficiency checks in any
turbojet-powered aircraft, and will not
be required to have the check in an
experimental jet, and one annual
proficiency check in a turbojet-powered
aircraft will suffice. Therefore, if the
pilot is type rated in other turbojetpowered aircraft and is taking annual
proficiency checks in these aircraft that
comply with § 61.58, he or she will not
need an additional check to be in
compliance with the final revision to
§ 61.58.
However, in the NPRM regulatory
evaluation, the FAA inadvertently did
not include the cost of proficiency
checks for pilots of experimental jets.
The final rule regulatory evaluation
includes those costs, but the costs are
significantly less than they would have
been under the more stringent
requirements proposed in the NPRM.
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In the NPRM, the FAA proposed
replacing the commercial pilot
certificate requirement for 10 hours of
training in a complex airplane with 10
hours of advanced instrument training.
For reasons cited previously, the FAA
has elected not to adopt this proposal.
Benefits of This Rule
The quantified benefits of this rule
consist of the value of fatalities, injuries
and medical and legal expenses as the
rule may avert more than 20 accidents
if an annual proficiency check is
required of pilots in command of those
turbojet aircraft that are type certificated
for single pilot operation and multi-seat
experimental jets. The estimated safety
benefits from flights in type certificated
turbojets are $38.3 million; and from
flights in experimental jets the
estimated safety benefits are $58
million. These benefits are associated
with the revisions to § 61.58.
Non-quantified benefits include:
• Less work for pilots and aviation
authorities and more cooperation that
are expected to result from the revision
to § 61.71 which will allow the
conversion of a foreign pilot license to
a U.S. pilot certificate;
• Relieving part 141 schools from the
requirements to have a ground training
facility and to meet heating, lighting,
ventilation, and location requirements
for ground training space which is
expected to result from the revisions to
§ 141.45 and § 141.55.
Costs of This Rule
Costs: Total quantifiable costs of the
changes, over 10 years, sum to
approximately $38.4 million, with cost
savings of approximately $1.8 million
for a net cost of $36.6 million ($25.3
million discounted by 7% and $31.0
million discounted by 3%).
The FAA estimated $38.4 million of
costs associated with the revision to
§ 61.58, which extended the
requirement for annual proficiency
checks to pilots in command of singlepiloted, turbojet-powered aircraft with
an exclusion for those pilots serving as
PIC in an experimental jet that
possesses, by original design, a single
seat and those not carrying passengers.
These 10 year costs are based on:
• An estimated 3,006 proficiency
checks for pilots of type certificated
turbojets at an net average cost of $3,914
per check for a total cost of $11.8
million; and
• An estimated 5,880 proficiency
checks for pilots of experimental jets at
an net average cost of $4,529 per check
for a total cost of $26.6 million.
Cost Savings: The FAA also estimated
a total of $1.8 million in cost savings
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54103
associated with the revisions to § 61.65
and Appendix M to Part 141. These
revisions will allow the application for
and issuance of an instrument rating
concurrently with a private pilot
certificate for pilots. Pilots are expected
to save money by completing the
combined course in less time and taking
one exam rather than two.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions. Agencies
must perform a review to determine
whether a rule will have a significant
economic impact on a substantial
number of small entities. If the agency
determines that it will, the agency must
prepare a regulatory flexibility analysis
as described in the RFA.
Final Regulatory Flexibility Analysis
Section 603 of the Act requires
agencies to prepare and make available
for public comment a final regulatory
flexibility analysis (FRFA) describing
the impact of final rules on small
entities. Section 603 of the Act specifies
the content of a FRFA. Each FRFA must
contain:
• A description of the reasons why
action by the agency is being
considered;
• A succinct statement of the
objectives of, and legal basis for, the
final rule;
• A description of and, where
feasible, an estimate of the number of
small entities to which the rule will
apply;
• A description of the projected
reporting, record keeping and other
compliance requirements of the final
rule, including an estimate of the classes
of small entities which will be subject
to the requirement and the type of
professional skills necessary for
preparation of the report or record;
• An identification, to the extent
practicable, of all relevant Federal rules
which may duplicate, overlap, or
conflict with the final rule; and
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• Each final regulatory flexibility
analysis shall also contain a description
of any significant alternatives to the
final rule which accomplish the stated
objectives of applicable statutes and
which minimize any significant
economic impact of the final rule on
small entities.
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Reasons Why the Final Rule Is Being
Promulgated
This rulemaking is being promulgated
to ensure that flight crewmembers have
the training and qualifications to
operate aircraft safely. For this reason,
the changes are within the scope of our
authority and are a reasonable and
necessary exercise of our statutory
obligations.
Objectives and Legal Basis for the Rule
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106 describes the
authority of the FAA Administrator,
including the authority to issue, rescind,
and revise regulations. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the agency’s
authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Chapter 447—Safety
Regulation. Under section 44701, the
FAA is charged with promoting safe
flight of civil aircraft in air commerce by
prescribing regulations necessary for
safety. Under section 44703, the FAA
issues an airman certificate to an
individual when we find, after
investigation, that the individual is
qualified for, and physically able to
perform the duties related to, the
position authorized by the certificate. In
this final rule, we amend the training,
qualification, certification, and
operating requirements for pilots.
A description of the small entities the
rule will apply to:
Some commenters contested the
statement in the NPRM that ‘‘pilots are
not entities, so there would not be a
small entity impact with regards to
pilots.’’ However, the Small Business
Administration identifies three types of
small entities: small business, small
organization, and small governmental
jurisdiction. Pilots are therefore not
considered small entities for purposes of
the regulatory flexibility analysis.
However, contrary to our statement in
the NPRM, the FAA believes that this
rule, by revising § 61.58, will have a
significant impact on a substantial
number of small entities. The revision to
§ 61.58 may apply to small corporations
that provide air transportation in type
certificated single-piloted turbojet-
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powered aircraft, small businesses that
participate in air shows using an
experimental jet and small businesses
which provide training in multi-seat
experimental jet aircraft under an A–115
authorization.
Other revisions that are being
finalized with this rule are not expected
to have a significant impact on a
substantial number of small entities, as
was described in the NPRM. The
revision allowing foreign pilot
applicants to convert their foreign pilot
license to a U.S. pilot certificate will
affect pilots not small entities. The
revision allowing pilot schools to use
online training without requiring a
physical ground facility is cost relieving
and might encourage more schools to
provide internet-based ground training,
but only if the schools believe the
revenues will outweigh the costs. The
revision allowing applicants for a
private pilot certificate to apply for a
combined private pilot certification and
instrument rating is expected to be cost
relieving to pilots.
Projected Reporting, Recordkeeping and
Other Requirements
There are no new paperwork
requirements associated with this final
rule.
Overlapping, Duplicative, or Conflicting
Federal Rules
The FAA has concluded that the final
rule will not overlap, duplicate or
conflict with existing Federal Rules.
Mitigation of Higher Cost Alternatives
The final rule is expected to have a
significant impact on a substantial
number of small entities. The most
likely net cost for each § 61.58
proficiency check averages $3,914 for
type certificated aircraft and $4,529 for
experimental aircraft. These costs are
expected to have a significant economic
impact on operators/owners of one or
two aircraft with limited revenue. The
FAA however, has revised § 61.58 in the
final rule relative to the NPRM by
adding several cost relieving elements
for experimental jet pilots. Each element
can be viewed as a cost relieving
alternative. One element excludes pilots
who serve as pilot in command of an
experimental jet with one seat by
original design from the requirement to
complete a proficiency check. Another
element that applies to pilots of
experimental aircraft will allow
proficiency checks taken in any
turbojet-powered aircraft, consistent
with § 61.58, to fulfill the requirement.
The FAA expects this to be cost
relieving to about 60% of experimental
jet pilots who are type rated in other
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Sfmt 4700
turbojets and who the agency thinks are
already completing proficiency checks
either because of insurance
requirements or employment
requirements. Also, the additions to the
final rule will relieve the experimental
jet pilot from having to take a § 61.58
proficiency check in every experimental
jet that he or she pilots: One proficiency
check in a turbojet will be sufficient.
Another cost relieving element in the
final rule that was not in the NPRM is
the addition of § 61.58(e), which allows
pilots of experimental jets with more
than one seat who have not taken
proficiency checks to continue to pilot
an experimental jet if they do not carry
passengers. These provisions will
substantially relieve costs of the NPRM
requirements.
Although there have been changes
from the NPRM to the final rule to
mitigate possible costs, the rule will still
have a significant economic impact on
a substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this final rule and
determined that it ensures the safety of
the American public. As a result, this
rule is not considered as creating an
unnecessary obstacle to foreign
commerce.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
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$143.1 million in lieu of $100 million.
This final rule does not contain such a
mandate; therefore, the requirements of
Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. The
agency has determined that this action
will not have a substantial direct effect
on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, does not have federalism
implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 307(k) and involves no
extraordinary circumstances.
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Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
FAA has determined that it is not a
‘‘significant energy action’’ under the
executive order because while a
‘‘significant regulatory action’’ under
DOT’s Regulatory Policies and
Procedures, it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the notice, amendment, or
docket number of this rulemaking.
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Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects
14 CFR Part 61
Aircraft, Airmen, Alcohol abuse,
Aviation safety, Drug abuse, Recreation
and recreation areas, Reporting and
recordkeeping requirements, Security
measures, Teachers.
14 CFR Part 91
Afghanistan, Agriculture, Air traffic
control, Aircraft, Airmen, Airports,
Aviation safety, Canada, Cuba, Ethiopia,
Freight, Mexico, Noise control, Political
candidates, Reporting and
recordkeeping requirements,
Yugoslavia.
14 CFR Part 141
Airmen, Educational facilities,
Reporting and recordkeeping
requirements, Schools.
14 CFR Part 142
Administrative practice and
procedure, Airmen, Educational
facilities, Reporting and recordkeeping
requirements, Schools, Teachers.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends Chapter I of Title 14, Code of
Federal Regulations as follows:
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54105
PART 61—CERTIFICATION: PILOTS
AND FLIGHT INSTRUCTORS
1. The authority citation for part 61
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701–
44703, 44707, 44709–44711, 45102–45103,
45301–45302.
2. Amend § 61.1 as follows:
a. Redesignating paragraphs (b)(3)
through (18) as paragraphs (b)(4)
through (19) respectively;
■ b. Add new paragraph (b)(3); and
■ c. Amend newly redesignated (b)(4)(i)
introductory text by removing the
phrase ‘‘(b)(3)(ii) through (b)(3)(vi)’’ and
adding the phrase ‘‘(b)(4)(ii) through
(b)(4)(vi)’’ in its place.
The addition reads as follows:
■
■
§ 61.1
Applicability and definitions.
*
*
*
*
*
(b) * * *
(3) Complex airplane means an
airplane that has a retractable landing
gear, flaps, and a controllable pitch
propeller, including airplanes equipped
with an engine control system
consisting of a digital computer and
associated accessories for controlling
the engine and propeller, such as a full
authority digital engine control; or, in
the case of a seaplane, flaps and a
controllable pitch propeller, including
seaplanes equipped with an engine
control system consisting of a digital
computer and associated accessories for
controlling the engine and propeller,
such as a full authority digital engine
control.
*
*
*
*
*
■ 3. Amend § 61.31 by revising
paragraph (e)(1) introductory text to
read as follows:
§ 61.31 Type rating requirements,
additional training, and authorization
requirements.
*
*
*
*
*
(e) * * *
(1) Except as provided in paragraph
(e)(2) of this section, no person may act
as pilot in command of a complex
airplane, unless the person has—
*
*
*
*
*
■ 4. Amend § 61.51 by revising
paragraph (b)(1)(v) to read as follows:
§ 61.51
Pilot logbooks.
*
*
*
*
*
(b) * * *
(v) The name of a safety pilot, if
required by § 91.109 of this chapter.
*
*
*
*
*
■ 5. Amend § 61.55 by revising
paragraph (f)(4) to read as follows:
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§ 61.55 Second-in-command
qualifications.
*
*
*
*
*
(f) * * *
(4) Designated as a safety pilot for
purposes required by § 91.109 of this
chapter.
*
*
*
*
*
■ 6. Amend § 61.58 as follows:
■ a. Revise the section heading and
paragraphs (a) and (d)(1) through (4);
■ b. Add paragraph (d)(5);
■ c. Redesignate paragraphs (e) through
(g) as paragraphs (g) through (i),
respectively;
■ d. Add new paragraphs (e) and (f);
■ e. Amend newly redesignated
paragraph (g) introductory text by
removing the phrase ‘‘paragraphs (d)(1)
through (d)(4)’’ and adding in its place
the phrase ‘‘paragraphs (d)(1) through
(5)’’:
■ f. Amend newly redesignated
paragraph (g)(1) introductory text by
removing the phrase ‘‘paragraphs (e)(2)
and (e)(3)’’ and adding in its place the
phrase ‘‘paragraphs (g)(2) and (3)’’;
■ g. Amend newly redesignated
paragraph (g)(2) introductory text by
removing the phrase ‘‘paragraph (e)’’
and adding in its place the phrase
‘‘paragraph (g)’’; and
■ h. Amend newly redesignated
paragraph (g)(3) introductory text by
removing the phrase ‘‘paragraph (e)’’
and adding in its place the phrase
‘‘paragraph (g)’’.
The revisions and additions read as
follows:
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§ 61.58 Pilot-in-command proficiency
check: Operation of an aircraft that requires
more than one pilot flight crewmember or
is turbojet-powered.
(a) Except as otherwise provided in
this section, to serve as pilot in
command of an aircraft that is type
certificated for more than one required
pilot flight crewmember or is turbojetpowered, a person must—
(1) Within the preceding 12 calendar
months, complete a pilot-in-command
proficiency check in an aircraft that is
type certificated for more than one
required pilot flight crewmember or is
turbojet-powered; and
(2) Within the preceding 24 calendar
months, complete a pilot-in-command
proficiency check in the particular type
of aircraft in which that person will
serve as pilot in command, that is type
certificated for more than one required
pilot flight crewmember or is turbojetpowered.
*
*
*
*
*
(d) * * *
(1) A pilot-in-command proficiency
check conducted by a person authorized
by the Administrator, consisting of the
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aeronautical knowledge areas, areas of
operations, and tasks required for a type
rating, in an aircraft that is type
certificated for more than one pilot
flight crewmember or is turbojetpowered;
(2) The practical test required for a
type rating, in an aircraft that is type
certificated for more than one required
pilot flight crewmember or is turbojetpowered;
(3) The initial or periodic practical
test required for the issuance of a pilot
examiner or check airman designation,
in an aircraft that is type certificated for
more than one required pilot flight
crewmember or is turbojet-powered;
(4) A pilot proficiency check
administered by a U.S. Armed Force
that qualifies the military pilot for pilotin-command designation with
instrument privileges, and was
performed in a military aircraft that the
military requires to be operated by more
than one pilot flight crewmember or is
turbojet-powered;
(5) For a pilot authorized by the
Administrator to operate an
experimental turbojet-powered aircraft
that possesses, by original design or
through modification, more than a
single seat, the required proficiency
check for all of the experimental
turbojet-powered aircraft for which the
pilot holds an authorization may be
accomplished by completing any one of
the following:
(i) A single proficiency check,
conducted by an examiner authorized
by the Administrator, in any one of the
experimental turbojet-powered aircraft
for which the airman holds an
authorization to operate if conducted
within the prior 12 months;
(ii) A single proficiency check,
conducted by an examiner authorized
by the Administrator, in any
experimental turbojet-powered aircraft
(e.g., if a pilot acquires a new
authorization to operate an additional
experimental turbojet-powered aircraft,
the check for that new authorization
will meet the intent), if conducted
within the prior 12 months;
(iii) Current qualification under an
Advanced Qualification Program (AQP)
under subpart Y of part 121 of this
chapter;
(iv) Any proficiency check conducted
under subpart K of part 91, part 121, or
part 135 of this chapter within the prior
12 months if conducted in a turbojetpowered aircraft; or
(v) Any other § 61.58 proficiency
check conducted within the prior 12
months if conducted in a turbojetpowered aircraft.
(e) The pilot of a multi-seat
experimental turbojet-powered aircraft
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who has not received a proficiency
check within the prior 12 months in
accordance with this section may
continue to operate such aircraft in
accordance with the pilot’s
authorizations. However, the pilot is
prohibited from carriage of any persons
in any experimental turbojet-powered
aircraft with the exception of those
individuals authorized by the
Administrator to conduct training,
conduct flight checks, or perform pilot
certification functions in such aircraft,
and only during flights specifically
related to training, flight checks, or
certification in such aircraft.
(f) This section will not apply to a
pilot authorized by the Administrator to
serve as pilot in command in
experimental turbojet-powered aircraft
that possesses, by original design, a
single seat, when operating such singleseat aircraft.
*
*
*
*
*
■ 7. Amend § 61.65 as follows:
■ a. Revise paragraphs (a)(1), (d)(1),
(e)(1), and (f)(1);
■ b. Redesignate paragraphs (g) and (h)
as paragraphs (h) and (i);
■ c. Add new paragraph (g).
The revisions and additions read as
follows:
§ 61.65
Instrument rating requirements.
(a) * * *
(1) Hold at least a current private pilot
certificate, or be concurrently applying
for a private pilot certificate, with an
airplane, helicopter, or powered-lift
rating appropriate to the instrument
rating sought;
*
*
*
*
*
(d) * * *
(1) Except as provided in paragraph
(g) of this section, 50 hours of crosscountry flight time as pilot in command,
of which 10 hours must have been in an
airplane; and
*
*
*
*
*
(e) * * *
(1) Except as provided in paragraph
(g) of this section, 50 hours of crosscountry flight time as pilot in command,
of which 10 hours must have been in a
helicopter; and
*
*
*
*
*
(f) * * *
(1) Except as provided in paragraph
(g) of this section, 50 hours of crosscountry flight time as pilot in command,
of which 10 hours must have been in a
powered-lift; and
*
*
*
*
*
(g) An applicant for a combined
private pilot certificate with an
instrument rating may satisfy the crosscountry flight time requirements of this
section by crediting:
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(1) For an instrument-airplane rating
or an instrument-powered-lift rating, up
to 45 hours of cross-country flight time
performing the duties of pilot in
command with an authorized instructor;
or
(2) For an instrument-helicopter
rating, up to 47 hours of cross-country
flight time performing the duties of pilot
in command with an authorized
instructor.
*
*
*
*
*
■ 8. Amend § 61.71 by adding paragraph
(c) to read as follows:
§ 61.71 Graduates of an approved training
program other than under this part: Special
rules.
*
*
*
*
*
(c) A person who holds a foreign pilot
license and is applying for an equivalent
U.S. pilot certificate on the basis of a
Bilateral Aviation Safety Agreement and
associated Implementation Procedures
for Licensing is considered to have met
the applicable aeronautical experience,
aeronautical knowledge, and areas of
operation requirements of this part.
PART 91—GENERAL OPERATING AND
FLIGHT RULES
9. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 1155, 40103,
40113, 40120, 44101, 44111, 44701, 44704,
44709, 44711, 44712, 44715, 44716, 44717,
44722, 46306, 46315, 46316, 46504, 46506–
46507, 47122, 47508, 47528–47531, articles
12 and 29 of the Convention on International
Civil Aviation (61 stat. 1180).
10. Amend SFAR No. 108 by revising
paragraph (b)(3) of section 2 to read as
follows:
■
§ 91.109 Flight instruction; simulated
instrument flight and certain flight tests.
(a) No person may operate a civil
aircraft (except a manned free balloon)
that is being used for flight instruction
unless that aircraft has fully functioning
dual controls. However, instrument
flight instruction may be given in an
airplane that is equipped with a single,
functioning throwover control wheel
that controls the elevator and ailerons,
in place of fixed, dual controls, when—
*
*
*
*
*
(b) An airplane equipped with a
single, functioning throwover control
wheel that controls the elevator and
ailerons, in place of fixed, dual controls
may be used for flight instruction to
conduct a flight review required by
§ 61.56 of this chapter, or to obtain
recent flight experience or an
instrument proficiency check required
by § 61.57 when—
(1) The airplane is equipped with
operable rudder pedals at both pilot
stations;
(2) The pilot manipulating the
controls is qualified to serve and serves
as pilot in command during the entire
flight;
(3) The instructor is current and
qualified to serve as pilot in command
of the airplane, meets the requirements
of § 61.195(b), and has logged at least 25
hours of pilot-in-command flight time in
the make and model of airplane; and
(4) The pilot in command and the
instructor have determined the flight
can be conducted safely.
*
*
*
*
*
PART 141—PILOT SCHOOLS
12. The authority citation for 14 CFR
part 141 continues to read as follows:
■
Special Federal Aviation Regulation No.
108—Mitsubishi MU–28 Series Special
Training, Experience, and Operating
Requirements
Authority: 49 U.S.C. 106(g), 40113, 44701–
44703, 44707, 44709, 44711, 45102–45103,
45301–45302.
*
■
*
*
*
*
2. * * *
(b) * * *
(3) The pilot-in-command is conducting a
simulated instrument flight and is using a
safety pilot other than the pilot-in-command
who manipulates the controls for the
purposes of 14 CFR 91.109, and no
passengers or cargo are carried on board the
airplane.
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*
*
*
*
*
■ 11. Amend § 91.109 as follows:
■ a. Revise paragraph (a) introductory
text;
■ b. Redesignating paragraphs (b) and
(c) as paragraphs (c) and (d),
respectively;
■ c. Add new paragraph (b).
The revision and addition read as
follows:
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13. Revise § 141.45 to read as follows:
§ 141.45
Ground training facilities.
An applicant for a pilot school or
provisional pilot school certificate must
show that:
(a) Except as provided in paragraph
(c) of this section, each room, training
booth, or other space used for
instructional purposes is heated,
lighted, and ventilated to conform to
local building, sanitation, and health
codes.
(b) Except as provided in paragraph
(c) of this section, the training facility is
so located that the students in that
facility are not distracted by the training
conducted in other rooms, or by flight
and maintenance operations on the
airport.
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(c) If a training course is conducted
through an internet-based medium, the
holder of a pilot school certificate or
provisional pilot school certificate that
provides such training need not comply
with paragraphs (a) and (b) of this
section but must maintain in current
status a permanent business location
and business telephone number.
■ 14. Amend § 141.53 by adding
paragraph (d) to read as follows:
§ 141.53 Approval procedures for a
training course: General.
*
*
*
*
*
(d) Additional rules for internet based
training courses. An application for an
initial or amended training course
offered through an internet based
medium must comply with the
following:
(1) All amendments must be
identified numerically by page, date,
and screen. Minor editorial and
typographical changes do not require
FAA approval, provided the school
notifies the FAA within 30 days of their
insertion.
(2) For monitoring purposes, the
school must provide the FAA an
acceptable means to log-in and log-off
from a remote location to review all
elements of the course as viewed by
attendees and to by-pass the normal
attendee restrictions.
(3) The school must incorporate
adequate security measures into its
internet-based courseware information
system and into its operating and
maintenance procedures to ensure the
following fundamental areas of security
and protection:
(i) Integrity.
(ii) Identification/Authentication.
(iii) Confidentiality.
(iv) Availability.
(v) Access control.
■ 15. Amend § 141.55 by revising
paragraph (c)(1) to read as follows:
§ 141.55
Training course: Contents.
*
*
*
*
*
(c) * * *
(1) A description of each room used
for ground training, including the
room’s size and the maximum number
of students that may be trained in the
room at one time, unless the course is
provided via an internet-based training
medium;
*
*
*
*
*
■ 16. Amend § 141.93 by revising
paragraph (a)(3) introductory text to
read as follows:
§ 141.93
Enrollment.
(a) * * *
(3) Except for a training course offered
through an internet based medium, a
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copy of the safety procedures and
practices developed by the school that
describe the use of the school’s facilities
and the operation of its aircraft. Those
procedures and practices shall include
training on at least the following
information—
*
*
*
*
*
■ 17. Amend § 141.95 by adding
paragraph (b)(8) to read as follows:
§ 141.95
Graduation Certificate.
*
*
*
*
*
(b) * * *
(8) Certificates issued upon
graduating from a course based on
internet media must be uniquely
identified using an alphanumeric code
that is specific to the student graduating
from that course.
■ 18. Amend § 141.101 by revising
paragraph (a)(3) to read as follows:
§ 141.101
Training records.
(a) * * *
(3) The date the student graduated,
terminated training, or transferred to
another school. In the case of graduation
from a course based on internet media,
the school must maintain the
identifying graduation certificate code
required by § 141.95(b)(8).
*
*
*
*
*
■ 19. Add new Appendix M to Part 141
to read as follows:
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Appendix M to Part 141—Combined
Private Pilot Certification and
Instrument Rating Course
1. Applicability. This appendix prescribes
the minimum curriculum for a combined
private pilot certification and instrument
rating course required under this part, for the
following ratings:
(a) Airplane.
(1) Airplane single-engine.
(2) Airplane multiengine.
(b) Rotorcraft helicopter.
(c) Powered-lift.
2. Eligibility for enrollment. A person must
hold a sport pilot, recreational, or student
pilot certificate prior to enrolling in the flight
portion of a combined private pilot
certification and instrument rating course.
3. Aeronautical knowledge training.
(a) Each approved course must include at
least 65 hours of ground training on the
aeronautical knowledge areas listed in
paragraph (b) of this section that are
appropriate to the aircraft category and class
rating of the course:
(b) Ground training must include the
following aeronautical knowledge areas:
(1) Applicable Federal Aviation
Regulations for private pilot privileges,
limitations, flight operations, and instrument
flight rules (IFR) flight operations.
(2) Accident reporting requirements of the
National Transportation Safety Board.
(3) Applicable subjects of the
‘‘Aeronautical Information Manual’’ and the
appropriate FAA advisory circulars.
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(4) Aeronautical charts for visual flight
rules (VFR) navigation using pilotage, dead
reckoning, and navigation systems.
(5) Radio communication procedures.
(6) Recognition of critical weather
situations from the ground and in flight,
windshear avoidance, and the procurement
and use of aeronautical weather reports and
forecasts.
(7) Safe and efficient operation of aircraft
under instrument flight rules and conditions.
(8) Collision avoidance and recognition
and avoidance of wake turbulence.
(9) Effects of density altitude on takeoff
and climb performance.
(10) Weight and balance computations.
(11) Principles of aerodynamics,
powerplants, and aircraft systems.
(12) If the course of training is for an
airplane category, stall awareness, spin entry,
spins, and spin recovery techniques.
(13) Air traffic control system and
procedures for instrument flight operations.
(14) IFR navigation and approaches by use
of navigation systems.
(15) Use of IFR en route and instrument
approach procedure charts.
(16) Aeronautical decision making and
judgment.
(17) Preflight action that includes—
(i) How to obtain information on runway
lengths at airports of intended use, data on
takeoff and landing distances, weather
reports and forecasts, and fuel requirements.
(ii) How to plan for alternatives if the
planned flight cannot be completed or delays
are encountered.
(iii) Procurement and use of aviation
weather reports and forecasts, and the
elements of forecasting weather trends on the
basis of that information and personal
observation of weather conditions.
4. Flight training.
(a) Each approved course must include at
least 70 hours of training, as described in
section 4 and section 5 of this appendix, on
the approved areas of operation listed in
paragraph (d) of section 4 of this appendix
that are appropriate to the aircraft category
and class rating of the course:
(b) Each approved course must include at
least the following flight training:
(1) For an airplane single engine course: 70
hours of flight training from an authorized
instructor on the approved areas of operation
in paragraph (d)(1) of this section that
includes at least—
(i) Except as provided in § 61.111 of this
chapter, 3 hours of cross-country flight
training in a single engine airplane.
(ii) 3 hours of night flight training in a
single-engine airplane that includes—
(A) One cross-country flight of more than
100 nautical miles total distance.
(B) 10 takeoffs and 10 landings to a full
stop (with each landing involving a flight in
the traffic pattern) at an airport.
(iii) 35 hours of instrument flight training
in a single-engine airplane that includes at
least one cross-country flight that is
performed under IFR and—
(A) Is a distance of at least 250 nautical
miles along airways or air traffic controldirected (ATC-directed) routing with one
segment of the flight consisting of at least a
straight-line distance of 100 nautical miles
between airports.
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(B) Involves an instrument approach at
each airport.
(C) Involves three different kinds of
approaches with the use of navigation
systems.
(iv) 3 hours of flight training in a singleengine airplane in preparation for the
practical test within 60 days preceding the
date of the test.
(2) For an airplane multiengine course: 70
hours of training from an authorized
instructor on the approved areas of operation
in paragraph (d)(2) of this section that
includes at least—
(i) Except as provided in § 61.111 of this
chapter, 3 hours of cross-country flight
training in a multiengine airplane.
(ii) 3 hours of night flight training in a
multiengine airplane that includes—
(A) One cross-country flight of more than
100 nautical miles total distance.
(B) 10 takeoffs and 10 landings to a full
stop (with each landing involving a flight in
the traffic pattern) at an airport.
(iii) 35 hours of instrument flight training
in a multiengine airplane that includes at
least one cross-country flight that is
performed under IFR and—
(A) Is a distance of at least 250 nautical
miles along airways or ATC-directed routing
with one segment of the flight consisting of
at least a straight-line distance of 100
nautical miles between airports.
(B) Involves an instrument approach at
each airport.
(C) Involves three different kinds of
approaches with the use of navigation
systems.
(iv) 3 hours of flight training in a
multiengine airplane in preparation for the
practical test within 60 days preceding the
date of the test.
(3) For a rotorcraft helicopter course: 70
hours of training from an authorized
instructor on the approved areas of operation
in paragraph (d)(3) of this section that
includes at least—
(i) Except as provided in § 61.111 of this
chapter, 3 hours of cross-country flight
training in a helicopter.
(ii) 3 hours of night flight training in a
helicopter that includes—
(A) One cross-country flight of more than
50 nautical miles total distance.
(B) 10 takeoffs and 10 landings to a full
stop (with each landing involving a flight in
the traffic pattern) at an airport.
(iii) 35 hours of instrument flight training
in a helicopter that includes at least one
cross-country flight that is performed under
IFR and—
(A) Is a distance of at least 100 nautical
miles along airways or ATC-directed routing
with one segment of the flight consisting of
at least a straight-line distance of 50 nautical
miles between airports.
(B) Involves an instrument approach at
each airport.
(C) Involves three different kinds of
approaches with the use of navigation
systems.
(iv) 3 hours of flight training in a helicopter
in preparation for the practical test within 60
days preceding the date of the test.
(4) For a powered-lift course: 70 hours of
training from an authorized instructor on the
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approved areas of operation in paragraph
(d)(4) of this section that includes at least—
(i) Except as provided in § 61.111 of this
chapter, 3 hours of cross-country flight
training in a powered-lift.
(ii) 3 hours of night flight training in a
powered-lift that includes—
(A) One cross-country flight of more than
100 nautical miles total distance.
(B) 10 takeoffs and 10 landings to a full
stop (with each landing involving a flight in
the traffic pattern) at an airport.
(iii) 35 hours of instrument flight training
in a powered-lift that includes at least one
cross-country flight that is performed under
IFR and—
(A) Is a distance of at least 250 nautical
miles along airways or ATC-directed routing
with one segment of the flight consisting of
at least a straight-line distance of 100
nautical miles between airports.
(B) Involves an instrument approach at
each airport.
(C) Involves three different kinds of
approaches with the use of navigation
systems.
(iv) 3 hours of flight training in a poweredlift in preparation for the practical test,
within 60 days preceding the date of the test.
(c) For use of flight simulators or flight
training devices:
(1) The course may include training in a
combination of flight simulators, flight
training devices, and aviation training
device, provided it is representative of the
aircraft for which the course is approved,
meets the requirements of this section, and
the training is given by an authorized
instructor.
(2) Training in a flight simulator that meets
the requirements of § 141.41(a) of this part
may be credited for a maximum of 35 percent
of the total flight training hour requirements
of the approved course, or of this section,
whichever is less.
(3) Training in a flight training device or
aviation training device that meets the
requirements of § 141.41(b) of this part may
be credited for a maximum of 25 percent of
the total flight training hour requirements of
the approved course, or of this section,
whichever is less.
(4) Training in a combination of flight
simulators, flight training devices, or aviation
training devices, described in paragraphs
(c)(2) and (c)(3) of this section, may be
credited for a maximum of 35 percent of the
total flight training hour requirements of the
approved course, or of this section,
whichever is less. However, credit for
training in a flight training device and
aviation training device, that meets the
requirements of § 141.41(b), cannot exceed
the limitation provided for in paragraph
(c)(3) of this section.
(d) Each approved course must include the
flight training on the approved areas of
operation listed in this section that are
appropriate to the aircraft category and class
rating course—
(1) For a combined private pilot
certification and instrument rating course
involving a single-engine airplane:
(i) Preflight preparation.
(ii) Preflight procedures.
(iii) Airport and seaplane base operations.
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(iv) Takeoffs, landings, and go-arounds.
(v) Performance maneuvers.
(vi) Ground reference maneuvers.
(vii) Navigation and navigation systems.
(viii) Slow flight and stalls.
(ix) Basic instrument maneuvers and flight
by reference to instruments.
(x) Instrument approach procedures.
(xi) Air traffic control clearances and
procedures.
(xii) Emergency operations.
(xiii) Night operations.
(xiv) Postflight procedures.
(2) For a combined private pilot
certification and instrument rating course
involving a multiengine airplane:
(i) Preflight preparation.
(ii) Preflight procedures.
(iii) Airport and seaplane base operations.
(iv) Takeoffs, landings, and go-arounds.
(v) Performance maneuvers.
(vi) Ground reference maneuvers.
(vii) Navigation and navigation systems.
(viii) Slow flight and stalls.
(ix) Basic instrument maneuvers and flight
by reference to instruments.
(x) Instrument approach procedures.
(xi) Air traffic control clearances and
procedures.
(xii) Emergency operations.
(xiii) Multiengine operations.
(xiv) Night operations.
(xv) Postflight procedures.
(3) For a combined private pilot
certification and instrument rating course
involving a rotorcraft helicopter:
(i) Preflight preparation.
(ii) Preflight procedures.
(iii) Airport and heliport operations.
(iv) Hovering maneuvers.
(v) Takeoffs, landings, and go-arounds.
(vi) Performance maneuvers.
(vii) Navigation and navigation systems.
(viii) Basic instrument maneuvers and
flight by reference to instruments.
(ix) Instrument approach procedures.
(x) Air traffic control clearances and
procedures.
(xi) Emergency operations.
(xii) Night operations.
(xiii) Postflight procedures.
(4) For a combined private pilot
certification and instrument rating course
involving a powered-lift:
(i) Preflight preparation.
(ii) Preflight procedures.
(iii) Airport and heliport operations.
(iv) Hovering maneuvers.
(v) Takeoffs, landings, and go-arounds.
(vi) Performance maneuvers.
(vii) Ground reference maneuvers.
(viii) Navigation and navigation systems.
(ix) Slow flight and stalls.
(x) Basic instrument maneuvers and flight
by reference to instruments.
(xi) Instrument approach procedures.
(xii) Air traffic control clearances and
procedures.
(xiii) Emergency operations.
(xiv) Night operations.
(xv) Postflight procedures.
5. Solo flight training. Each approved
course must include at least the following
solo flight training:
(a) For a combined private pilot
certification and instrument rating course
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54109
involving an airplane single engine: Five
hours of flying solo in a single-engine
airplane on the appropriate areas of operation
in paragraph (d)(1) of section 4 of this
appendix that includes at least—
(1) One solo cross-country flight of at least
100 nautical miles with landings at a
minimum of three points, and one segment
of the flight consisting of a straight-line
distance of at least 50 nautical miles between
the takeoff and landing locations.
(2) Three takeoffs and three landings to a
full stop (with each landing involving a flight
in the traffic pattern) at an airport with an
operating control tower.
(b) For a combined private pilot
certification and instrument rating course
involving an airplane multiengine: Five
hours of flying solo in a multiengine airplane
or 5 hours of performing the duties of a pilot
in command while under the supervision of
an authorized instructor. The training must
consist of the appropriate areas of operation
in paragraph (d)(2) of section 4 of this
appendix, and include at least—
(1) One cross-country flight of at least 100
nautical miles with landings at a minimum
of three points, and one segment of the flight
consisting of a straight-line distance of at
least 50 nautical miles between the takeoff
and landing locations.
(2) Three takeoffs and three landings to a
full stop (with each landing involving a flight
in the traffic pattern) at an airport with an
operating control tower.
(c) For a combined private pilot
certification and instrument rating course
involving a helicopter: Five hours of flying
solo in a helicopter on the appropriate areas
of operation in paragraph (d)(3) of section 4
of this appendix that includes at least—
(1) One solo cross-country flight of more
than 50 nautical miles with landings at a
minimum of three points, and one segment
of the flight consisting of a straight-line
distance of at least 25 nautical miles between
the takeoff and landing locations.
(2) Three takeoffs and three landings to a
full stop (with each landing involving a flight
in the traffic pattern) at an airport with an
operating control tower.
(d) For a combined private pilot
certification and instrument rating course
involving a powered-lift: Five hours of flying
solo in a powered-lift on the appropriate
areas of operation in paragraph (d)(4) of
section 4 of this appendix that includes at
least—
(1) One solo cross-country flight of at least
100 nautical miles with landings at a
minimum of three points, and one segment
of the flight consisting of a straight-line
distance of at least 50 nautical miles between
the takeoff and landing locations.
(2) Three takeoffs and three landings to a
full stop (with each landing involving a flight
in the traffic pattern) at an airport with an
operating control tower.
6. Stage checks and end-of-course tests.
(a) Each student enrolled in a private pilot
course must satisfactorily accomplish the
stage checks and end-of-course tests in
accordance with the school’s approved
training course that consists of the approved
areas of operation listed in paragraph (d) of
section 4 of this appendix that are
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appropriate to the aircraft category and class
rating for which the course applies.
(b) Each student must demonstrate
satisfactory proficiency prior to receiving an
endorsement to operate an aircraft in solo
flight.
PART 142—TRAINING CENTERS
20. The authority citation for 14 CFR
part 142 continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 40119,
44101, 44701–44703, 44705, 44707, 44709–
44711, 45102–45103, 45301–45302.
21. Amend § 142.3 by revising the
definition of Flight training equipment
to read as follows:
■
§ 142.3
Definitions.
*
*
*
*
*
Flight training equipment means
flight simulators, as defined in
§ 61.1(b)(6) of this chapter, flight
training devices, as defined in
§ 61.1(b)(8) of this chapter, and aircraft.
*
*
*
*
*
Issued in Washington, DC, on August 19,
2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011–22308 Filed 8–30–11; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF JUSTICE
28 CFR Part 55
[CRT Docket No. 121; A.G. Order No. 3291–
2011]
Attorney General’s Guidelines on
Implementation of the Provisions of
the Voting Rights Act Regarding
Language Minority Groups
Civil Rights Division,
Department of Justice.
ACTION: Final rule.
AGENCY:
This rule updates the
Attorney General’s interpretative
guidelines under the language minority
provisions of the Voting Rights Act,
which require certain states and
political subdivisions to conduct
elections in the language of certain
‘‘language minority groups’’ in addition
to English. The rule reflects 2006
statutory amendments extending the
time period for which covered
jurisdictions must adhere to the
minority language requirements in
sections 4(f)(4) and 203 of the Voting
Rights Act. The rule also amends the
Appendix to the guidelines to reflect
2002 coverage determinations based
upon the 2000 Census made by the
Director of the Census pursuant to
section 203(b) of the Act. It also makes
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SUMMARY:
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technical changes to conform the
guidelines to the 2006 and 2008
amendments to the Voting Rights Act,
the 2002 Census determinations, and a
2009 Supreme Court decision, as well as
to add or correct statutory citations.
DATES: Effective Date: August 31, 2011.
FOR FURTHER INFORMATION CONTACT: T.
Christian Herren, Jr., Chief, Voting
Section, Civil Rights Division, United
States Department of Justice, Room
7254–NWB, 950 Pennsylvania Avenue,
NW., Washington, DC 20530, or by
telephone at 800–253–3931.
SUPPLEMENTARY INFORMATION: Section
203 of the Voting Rights Act, which
requires covered jurisdictions to use
languages in addition to English in the
electoral process, was added to the
Voting Rights Act in 1975, and was
amended and extended in 1982, 1992,
and, most recently, on July 27, 2006.
120 Stat. 577, Public Law 109–246. The
2006 amendments to the Voting Rights
Act extended the requirements of
section 203 until August 6, 2032.
Section 4(f)(4) of the Voting Rights Act,
which requires certain jurisdictions
covered by the other special provisions
of the Act to use languages in addition
to English in the electoral process, was
added to the Voting Rights Act in 1975,
and was extended in 1982 and in 2006.
The 2006 amendments to the Voting
Rights Act extended the requirements of
section 4(f)(4) until 25 years from the
July 27, 2006 date of the enactment of
those amendments.
Pursuant to section 203(b) of the
Voting Rights Act, 42 U.S.C. 1973aa–
1a(b), the Director of the Census
published in the Federal Register on
July 26, 2002, new determinations of
coverage based upon the 2000 Census.
67 FR 48871. Under the terms of section
203(b)(4), these determinations became
effective upon publication in the
Federal Register and are not subject to
judicial review. Also, on July 26, 2002,
the Assistant Attorney General of the
Civil Rights Division sent a letter to
each covered jurisdiction to notify the
jurisdiction of the determinations of
coverage, the language minority group
or groups for which the jurisdiction is
covered, and to provide suggestions to
the jurisdiction for developing a
successful program of compliance.
These letters provided the jurisdictions
with a copy of the Census
determinations, as published on July 26,
2002, in the Federal Register, and a
copy of the then-existing Attorney
General’s interpretative guidelines, 28
CFR part 55.
This rule conforms the Attorney
General’s language minority
interpretative guidelines, 28 CFR part
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55, to the new determinations of
coverage. No new determinations of
coverage have been made pursuant to
section 4(f)(4) of the Act. Further
information about the language minority
requirements of the Act can be found on
the Web site of the Voting Section of the
U.S. Department of Justice Civil Rights
Division at https://www.justice.gov/crt/
voting.
The definition of ‘‘Act’’ in § 55.1
(describing the amendments to the
Voting Rights Act) has been amended to
reflect the fact of the enactment of the
2006 and 2008 amendments to the
Voting Rights Act. Paragraph (a) of
§ 55.4 has been amended to add
statutory citations. Paragraphs (a) and
(b) of § 55.7 have been amended to
reflect the extension of the time period
for the requirements of sections 4(f)(4)
and 203 contained in the 2006
amendments to the Voting Rights Act.
These paragraphs also have been
amended to clarify that earlier
termination of these requirements is
possible through a bailout action, and to
incorporate the United States Supreme
Court’s interpretation of the bailout
provision of section 4(a) of the Voting
Rights Act contained in Northwest
Austin Municipal Utility District
Number One v. Holder, 557 U.S. ll,
129 S. Ct. 2504 (2009). Paragraph (b) of
§ 55.8 has been amended to reflect the
change in the 2006 amendments to the
Voting Rights Act repealing provisions
relating to Federal examiners and
substituting references to federal
observers. The last sentence in § 55.11
has been amended to reflect the manner
in which the Director of the Census
reported the new coverage
determinations under Section 203 after
the 2000 Census. Paragraph (b) of
§ 55.23 is amended to correct an
erroneous statutory citation. The
Appendix to Part 55 has been revised to
reflect the 2002 determinations of the
Director of the Census based upon 2000
Census data.
Administrative Procedure Act 5 U.S.C.
553
This rule amends interpretative rules
and is therefore exempt from the notice
requirement of 5 U.S.C. 553(b) and the
opportunity for public participation
requirement of 5 U.S.C. 553(c), and the
delayed effective date requirement of 5
U.S.C. 553(d) is not mandatory. As
provided in 28 CFR 55.24, comments
and suggestions from interested persons
on the Attorney General’s language
minority guidelines are always
welcome.
E:\FR\FM\31AUR1.SGM
31AUR1
Agencies
[Federal Register Volume 76, Number 169 (Wednesday, August 31, 2011)]
[Rules and Regulations]
[Pages 54095-54110]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-22308]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61, 91, 141, and 142
[Docket No.: FAA-2008-0938; Amendment Nos. 61-128, 91-324, 141-15, and
142-7]
RIN 2120-AJ18
Pilot in Command Proficiency Check and Other Changes to the Pilot
and Pilot School Certification Rules
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule amends the FAA's regulations concerning pilot,
flight instructor, and pilot school certification. This rule will
require pilot-in-command (PIC) proficiency checks for pilots who act as
PIC of turbojet-powered aircraft except for pilots of single seat
experimental jets and pilots of experimental jets who do not carry
passengers. It allows pilot applicants to apply concurrently for a
private pilot certificate and an instrument rating and permits pilot
schools and provisional pilot schools to apply for a combined private
pilot certification and instrument rating course. In addition, the rule
will: Allow pilot schools to use internet-based training programs
without requiring schools to have a physical ground training facility;
revise the definition of ``complex airplane;'' and allow the use of
airplanes with throwover control wheels for expanded flight training.
The final rule also amends the FAA's regulations concerning pilot
certificates to allow the conversion of a foreign pilot license to a
U.S. pilot certificate under the provisions of a Bilateral Aviation
Safety Agreement (BASA) and Implementing Procedures for Licensing
(IPL). The FAA has determined these amendments are needed to enhance
safety, respond to changes in the aviation industry, and reduce
unnecessary regulatory burdens.
DATES: These amendments become effective October 31, 2011.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this final rule contact Gregory French, Airman Certification and
Training Branch, General Aviation and Commercial Division, AFS-810,
Federal Aviation Administration, 800 Independence Avenue, SW.,
Washington, DC 20591; telephone (202) 493-5474; e-mail
Gregory.French@faa.gov. For legal questions concerning this final rule
contact Michael Chase, Esq., Office of Chief Counsel, AGC-240,
Regulations
[[Page 54096]]
Division, Federal Aviation Administration, 800 Independence Avenue,
SW., Washington, DC 20591; telephone (202) 267-3110; e-mail
Michael.Chase@faa.gov.
SUPPLEMENTARY INFORMATION:
I. Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Subtitle I, section 106
describes the authority of the FAA Administrator, including the
authority to issue, rescind, and revise regulations. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Chapter 447--Safety Regulation. Under section
44701, the FAA is charged with promoting safe flight of civil aircraft
in air commerce by prescribing regulations necessary for safety. Under
section 44703, the FAA issues an airman certificate to an individual
when we find, after investigation, that the individual is qualified
for, and physically able to perform the duties related to, the position
authorized by the certificate. In this final rule, we amend the
training, qualification, certification, and operating requirements for
pilots.
These changes are intended to ensure that flight crewmembers have
the training and qualifications to operate aircraft safely. For this
reason, the changes are within the scope of our authority and are a
reasonable and necessary exercise of our statutory obligations.
II. Executive Summary
The notice of proposed rulemaking (NPRM) published on August 31,
2009, (74 FR 44779) included 16 proposed changes to the FAA's existing
pilot, flight instructor, and pilot school certification regulations.
Of the proposed rule changes, proposal 2, which would require
proficiency checks for PICs of single-piloted turbojet-powered
aircraft, and proposal 3, which would permit application for an
instrument rating concurrently with a private pilot certificate, raised
the largest response by commenters. Upon review of the comments, the
FAA has concluded that the rule requiring proficiency checks for
single-piloted turbojet-powered aircraft was not well suited to
experimental turbojet-powered aircraft and had the potential to add
significant expense for the pilots of those aircraft. The final rule
allows alternative methods of compliance for pilots of experimental
jets that possess more than a single seat. It excludes from the
proficiency check requirement those pilots of experimental jets that
possess more than a single seat who do not carry passengers and those
pilots of experimental jets that possess a single seat. The FAA has
also modified the rule permitting concurrent application for a private
pilot certificate and instrument rating because the rule as proposed in
the original NPRM failed to recognize that the prerequisite of 50 hours
of cross-country time for the instrument rating could not easily be met
by a student pilot. The FAA has added a provision to Sec. 61.65 to
accommodate an alternative method of compliance with that requirement.
Finally, the NPRM proposed to replace the 10 hours of training in a
complex airplane required for pilots applying for a commercial pilot
certificate with 10 hours of advanced instrument training. These
proposals would have resulted in changes to both Part 61 and Part 141.
However, in response to the public comments received and in light of
the recently passed Airline Safety and Federal Aviation Administration
Extension Act of 2010 (Pub. L. 111-2163) that addresses flight
crewmember training, the FAA has elected not to adopt these proposals.
III. Background
A. Summary of the NPRM
The following proposals were contained in the NPRM.
----------------------------------------------------------------------------------------------------------------
Proposal No. CFR designation Summary of the proposed changes
----------------------------------------------------------------------------------------------------------------
1............................. Sec. 61.1(b)(3)............ Proposal to revise the definition of ``complex
airplane'' to include airplanes equipped with a
full authority digital engine control (FADEC)
and move it from Sec. 61.31(e) to Sec.
61.1(b)(3).
2............................. Sec. 61.58(a)(1) & (2) and Proposal to require a Sec. 61.58 PIC
(d)(1)-(4). proficiency check for PICs of single piloted,
turbojet-powered airplanes.
3............................. Sec. 61.65(a)(1)........... Proposal to permit the application for and the
issuance of an instrument rating concurrently
with a private pilot certificate for pilots.
4............................. Sec. 61.71(c).............. Proposal to allow the conversion of a foreign
pilot license to a U.S. pilot certificate based
on an Implementation Procedures for Licensing
(IPL) agreement.
5............................. Sec. 61.129(a)(3)(ii)...... Commercial pilot certificate, airplane single
engine class rating--Proposal to replace the 10
hours of complex airplane aeronautical
experience with 10 hours of advanced instrument
training.
6............................. Sec. 61.129(b)(3)(ii)...... Commercial pilot certificate, airplane
multiengine class rating--Proposal to replace
the 10 hours of complex multiengine airplane
aeronautical experience with 10 hours of
advanced instrument training.
7............................. Sec. 91.109(a) and (b)(3).. Proposal to expand the use of airplanes with a
single, functioning throwover control wheel for
providing expanded flight training. This
proposal parallels the long standing grants of
exemptions that the FAA has issued to many
petitioners for use with certain airplanes with
a single, functioning throwover control wheel.
8............................. Sec. 141.45................ Proposal to allow pilot schools and provisional
pilot schools an exception to the requirement to
have a ground training facility when the
training course is an online, computer-based
training program.
9............................. Sec. 141.55(c)(1).......... Proposal to allow pilot schools and provisional
pilot schools an exception to the requirement to
describe each room used for ground training when
the training course is an online, computer-based
training program.
10............................ Part 141, Appx. D, para. Commercial pilot certification course for an
4.(b)(1)(ii). airplane single engine class rating--Proposal to
replace the 10 hours of complex airplane
training with 10 hours of advanced instrument
training.
11............................ Part 141, Appx. D, para. Commercial pilot certification course for an
4.(b)(2)(ii). airplane multiengine class rating--Proposal to
replace the 10 hours of complex multiengine
airplane training with 10 hours of advanced
instrument training.
[[Page 54097]]
12............................ Part 141, Appx. I, para. Additional airplane single engine class rating at
4.(a)(3)(ii). the commercial pilot certification level--
Proposal to replace the 10 hours of complex
airplane training with 10 hours of advanced
instrument training.
13............................ Part 141, Appx. I, para. Additional airplane multiengine class rating at
4.(b)(2)(ii). the commercial pilot certification level--
Proposal to replace the 10 hours of complex
multiengine airplane training with 10 hours of
advanced instrument training.
14............................ Part 141, Appx. I, para. Additional airplane single engine class rating at
4.(j)(2)(ii). the commercial pilot certification level--
Proposal to replace the 10 hours of complex
airplane training with 10 hours of advanced
instrument training.
15............................ Part 141, Appx. I, para. Additional airplane multiengine class rating at
4.(k)(2)(ii). the commercial pilot certification level--
Proposal to replace the 10 hours of complex
multiengine airplane training with 10 hours of
advanced instrument training.
16............................ Part 141, Appx. M............ Proposal to establish a combined private pilot
certification and instrument rating course.
----------------------------------------------------------------------------------------------------------------
The public comment period closed on November 30, 2009.
B. Summary of Comments
The FAA received 441 comments on the NPRM. Commenters consisted of
aviation industry associations, flight schools, flight instructors, and
pilots. Most commenters expressed multiple opinions, concerns, and
suggestions, which were often repeated by others. Common areas of
concern are grouped by subject for response.
C. Changes From the NPRM to the Final Rule
The single most significant change from the original proposal
relates to Sec. 61.58, which will require a PIC of a turbojet-powered
aircraft to receive an annual pilot proficiency check. As proposed in
the NPRM, those pilots who operated experimental jets would have
incurred the most significant costs; however, those costs were
inadvertently not included in the initial cost analysis. The language
as proposed would have required annual checks in virtually every
experimental jet for which the pilot held an authorization to operate
if the pilot intended to serve as PIC in that aircraft. Because of the
inherent nature of operating historic turbojet-powered aircraft, this
would have entailed, in some cases, debilitating expenses for the
pilot(s). Therefore, we have modified the rule by adding a paragraph to
Sec. 61.58 to exclude from the proficiency check requirement those
pilots of experimental jets that, by original design, possess only a
single seat because those aircraft cannot carry passengers. Existing
limitations to the operation of those aircraft adequately address any
other potential safety issues. Another provision, also not proposed in
the NPRM, was added to Sec. 61.58(d) to accommodate pilots of
experimental jets that, by original design or through modification,
possess more than a single seat. Pilots of those aircraft who wish to
carry passengers may use any single Sec. 61.58 proficiency check or
equivalent check taken in another turbojet-powered aircraft to exercise
the PIC privileges for all experimental jet aircraft for which the
pilot holds an authorization. This Sec. 61.58 proficiency check or
equivalent must have been accomplished in the prior 12 months. The
requirement for experimental jet pilots of multi-seat aircraft to
receive annual proficiency checks is based on the carriage of
passengers on those aircraft. Another provision was added to
accommodate pilots of multi-seat experimental jet aircraft who have not
received a proficiency check within the prior 12 months. These pilots
may continue to operate those experimental jet aircraft in accordance
with their authorizations; however, they are prohibited from carriage
of any passengers other than authorized designees, instructors, or FAA
personnel until such time as they successfully complete the proficiency
check.
This final rule amends Sec. 61.65(a)(1) to allow a student pilot
to train concurrently for both the private pilot certificate and
instrument rating. The amendment as proposed in the NPRM had a
potential for decreasing safety and adding unnecessary economic burden
to pilots engaged in a combined course because it would have required a
student pilot to obtain 50 hours of cross-country flight time as PIC
through a series of endorsements for solo flights. The FAA has added a
new paragraph (g) to Sec. 61.65 to allow an applicant for a combined
private pilot certificate with instrument rating to credit cross-
country time performing the duties of pilot in command, when
accompanied by an instructor to satisfy a majority of the cross-country
PIC time required by Sec. 61.65(d)(1), (e)(1) and (f)(1). A similar
privilege already exists under Sec. 61.129(b)(4). The intent is to
limit this credit to no more than the 45 hours of cross-country PIC
time remaining after the student pilot has completed the 5 hours of
solo cross-country flight time required by Sec. Sec. 61.109(a)(5)(i)
for a single engine rating, 61.109(b)(5)(i) for a multiengine rating,
and 61.109(e)(5)(i) for a powered-lift rating. For a private pilot
helicopter rating, the credit for cross-country time as PIC is limited
to the 47 hours of cross-country PIC time remaining after completion of
the 3 hours of solo cross-country flight time required by Sec.
61.109(c)(4)(i). Any credit allowed under this rule is limited to those
students enrolled in a combined private pilot instrument rating course
of training that culminates in a combined practical test. If at the
conclusion of a program of combined training under this rule, the
student instead elects to take only the private pilot practical test,
then any solo cross-country time accrued while accompanied by an
instructor prior to the completion of the private pilot practical test
will not be creditable as solo PIC time.
The FAA will not adopt the proposed amendments to replace the 10
hours of complex aeronautical experience with 10 hours of advanced
instrument training for commercial pilot applicants as required by
Sec. 61.129 and Part 141, Appendices D and I. A complete discussion of
this issue is included in this final rule under ``IV. Discussion of the
Final Rule, C. Replace Complex Airplane Aeronautical Experience with
Advanced Instrument Training.''
IV. Discussion of the Final Rule
A. Recurrent Proficiency Check for a Pilot in Command of a Single-
Piloted Turbojet-Powered Aircraft
This rule extends the requirement for recurrent proficiency checks
to pilots operating single-piloted turbojet-powered aircraft.
This proposal garnered a significant number of comments. The
overwhelming majority opposed the proposed rule as written. None of the
commenters expressed resistance to the
[[Page 54098]]
imposition of an annual proficiency check for standard category,
single-piloted turbojet-powered aircraft. Some expressed the opinion
that this proposal was appropriate for the Very Light Jet (VLJ)
community. Their concern focused exclusively on the effect that such a
rule, as proposed, would have on the owners and pilots of experimental
jets which are not type certificated aircraft.
Commenters expressed concern in two principal areas related to
experimental jets. First, they cited the prohibitive costs of the
annual checks in each of the experimental jets that they are authorized
to operate--estimates for which ranged from $10,000 to more than
$50,000 per year. A number of commenters stated they would no longer be
able to operate due to the costs. Many commented that the FAA had not
adequately examined the anticipated cost to owners of experimental jets
before proposing this rule. The second issue that commenters expressed
concern over was the extremely limited availability of Experimental
Aircraft Examiners (EAE) to conduct the required tests. Currently, the
FAA has authorized nine EAEs that are qualified in experimental jets.
With the limited pool of EAEs, many commenters stated that it would be
physically impossible to provide the number of annual proficiency
checks that would be required.
A small subset of those commenting on this proposed rule change
expressed approval for the proposal as applied to the VLJ community.
They stated that it would be appropriate because single-pilot
operations are more demanding since such pilots do not have a co-pilot
to share the workload and, thus, should be checked annually for
competency.
Some commenters asked us to clarify the requirements for a Sec.
61.58 proficiency check for single-pilot operations in standard
category aircraft. Specifically, they wanted to know whether existing
annual training requirements required by most insurance companies would
qualify. The FAA believes that annual training required by insurance
companies will culminate in a proficiency check which will satisfy the
requirement for a Sec. 61.58 proficiency check if conducted in
accordance with this section, Sec. 61.58.
One commenter requested that, in addition to the changes already
proposed, the FAA further amend Sec. 61.58 to allow the check to serve
as an acceptable means of completing the instrument proficiency check
under Sec. 61.57(d) if conducted in an airplane certified for
instrument flight rules (IFR) flight and given to the pilot holding a
type rating that does not contain the visual flight rules (VFR)
limitation ``VFR ONLY.'' We recognize that in many cases a Sec. 61.58
check may meet the requirements of a Sec. 61.57(d) check. If it does
so, then the authorized official may so endorse the pilot's training
and currency record. However, in many cases, a Sec. 61.58 check may
not cover everything required for a Sec. 61.57(d) check and therefore
would not qualify for one. The individual providing the check must make
that distinction. It is the pilot's responsibility to ensure that he or
she remains in regulatory compliance. The FAA does not believe it is
necessary to amend Sec. 61.58 as suggested by the commenter.
Finally, one commenter suggested that the PIC proficiency check for
pilots of single-piloted turbojet-powered airplanes should be
applicable only to those who are using the aircraft for hire.
Commercial pilots of these aircraft may carry passengers or conduct
other operations for hire under certain conditions and rules. Any pilot
at the private or higher level may carry non-paying passengers on not-
for-hire flights. Their responsibility for the safety of their
passengers and their environment is no less than if they operated for
hire. Therefore, the FAA does not see any safety benefit in limiting
the proficiency checks to for-hire operations.
The FAA has concluded, upon analysis of the comments, that the
proposed revision to Sec. 61.58 cannot work for the experimental jet
community for several reasons. The experimental jet fleet is not
standardized; even among the same make and model virtually no two are
identical although they frequently share similar handling
characteristics. Full compliance with the rule as proposed would
require a proficiency check in each individual aircraft (not just make
and model) for which the pilot holds a letter of authorization. The
costs incurred for proficiency checks in experimental jets are
extremely high due to the unique historic value and technology of the
aircraft. For example, the majority of these aircraft are historic
military jets that employ outdated technology that requires high levels
of specialized maintenance making them expensive to operate. In
addition, the vintage jet engines in most of these aircraft typically
are inefficient in fuel use as opposed to modern jet engines resulting
in additional expenses in their operation.
The FAA believes that the operation of experimental jet aircraft
does not represent a significant hazard in the United States. There are
a limited number of aircraft in the experimental jet fleet (just over
1,200). Experimental jets are limited in both time and activity when
measured against standard category turbojet aircraft. Under current
regulations and policies, experimental jets are limited to
demonstration and exhibition flights only and are not permitted to fly
over populated areas. See Sec. 91.319; Flight Standards Information
Management System [FSIMS], Order 8900.1, Volume 5, Chapter 9, Section
2. The relatively high operating costs of these aircraft compared to
those of standard category aircraft limits their operation even
further. This combination of low numbers of aircraft, high operational
costs, and strict existing regulatory policies limits their exposure to
risk significantly. Further, unlike most standard category turbojet
aircraft, there are no alternatives to conducting proficiency check
flights in an airplane because there are presently no approved
simulators for the fleet of experimental jets. Finally, there are an
inadequate number of qualified experimental jet check pilots to conduct
the number of annual checks that would be necessary under the proposed
rule.
Notwithstanding these considerations, the FAA firmly believes that
pilots conducting flight in turbojet-powered experimental aircraft with
more than one seat, who wish to carry a passenger, must receive annual
proficiency checks to ensure their continued understanding of the
unique operating characteristics common to turbojet-powered aircraft.
An experimental jet aircraft that by original design or through
modification possesses more than a single seat, has the potential to
carry one or more passengers. In such a case, the pilot will be
directly responsible for those passengers. We believe these
circumstances demand a higher level of confirmation of the pilot's
ability to operate safely in a turbojet- powered aircraft. For the
reasons outlined previously, however, the FAA believes it is
impractical to implement Sec. 61.58 as published in the NPRM.
Therefore, for the purpose of meeting the regulatory intent of the
proposed rule as applied to the pilots of experimental jets, the FAA
will accept any of the following as an alternative to requiring a
proficiency check in any multi-seat experimental jet for which the
pilot holds an authorization:
1. A single proficiency check by an EAE in any one of the
experimental jet aircraft for which the airman holds an authorization
to operate if conducted within the prior 12 months;
2. A single proficiency check by an EAE in any experimental jet
(e.g., if a
[[Page 54099]]
pilot acquires a new authorization to operate an additional
experimental jet aircraft, the check for that new authorization will
meet the intent), if conducted within the prior 12 months;
3. Maintaining qualification under an Advanced Qualification
Program (AQP) under Subpart Y of part 121;
4. Any pilot proficiency check given in accordance with subpart K
of part 91, parts 121, 125, or 135 conducted within the prior 12 months
if conducted in a turbojet-powered aircraft;
5. Any other Sec. 61.58 proficiency check conducted within the
prior 12 months if conducted in a turbojet-powered aircraft.
Any one of the listed checks will apply to the PIC privileges for
all of the experimental jets for which the pilot holds an authorization
for a given 12-month period.
A pilot of a multi-seat turbojet experimental jet aircraft who has
not received a proficiency check within the prior 12 months as outlined
here may continue to operate such aircraft in accordance with the
pilot's authorizations. However, the pilot is prohibited from carriage
of any persons in any turbojet-powered experimental jet aircraft with
the exception of individuals authorized by the Administrator to conduct
training, flight checks, or perform pilot certification functions in
such aircraft during flights specifically related to training, flight
checks, or certification.
The FAA has determined that those experimental jet aircraft that
have only a single seat do not pose a risk to the public due to the
strict constraints placed on the pilot's authorizations and the
aircraft's inherent inability to transport anyone other than the pilot.
Therefore, this section will not apply to those pilots of experimental
jet aircraft that, through original design, possess only a single seat.
For the reasons stated, this final rule adopts Sec. 61.58 with
modifications to accommodate pilots of experimental jets.
B. Application for and Issuance of an Instrument Rating Concurrently
With a Private Pilot Certificate
In the NPRM, the FAA proposed to revise Sec. 61.65(a) to permit
the application for an instrument rating concurrently with a private
pilot certificate. Several commenters expressed concern that the
proposal would result in a reduction in the experience that would
otherwise be gained when a pilot completes the private pilot
certificate first and then returns later for the instrument rating.
This concern arose because Sec. 61.65(d)(1), (e)(1), and (f)(1)
require, as a prerequisite to application for an instrument rating,
that the pilot have acquired 50 hours of cross-country pilot-in-command
(PIC) time for single-engine, multiengine, or powered-lift aircraft,
respectively. Commenters believed that, if the rule were published as
proposed, the cross-country requirements would be eliminated. This
perception was inaccurate. However, upon further analysis, the FAA
recognized that those specific requirements had not been fully
addressed in the NPRM. As proposed in the NPRM, it would be possible,
although difficult, for the pilot concurrently training for the private
pilot certificate and instrument rating to acquire the required PIC
cross-country time because the pilot would hold only a student pilot
certificate. In such cases, the student pilot could acquire the
requisite 50 hours of PIC cross-country time only through a series of
individually endorsed solo flights. Under current regulations, student
pilots may log PIC time only when flying solo as the sole occupant of
the aircraft and are not permitted to carry passengers. See 14 CFR
61.89. Currently, under Sec. 61.109(a)(5)(i) (single engine), Sec.
61.109(b)(5)(i) (multiengine), and Sec. 61.109(e)(5)(i) (powered-
lift), a student pilot seeking private pilot certification is required
to complete 5 hours of solo cross-country flight. Under Sec.
61.109(c)(4)(i) a student pilot is required to complete 3 hours for the
helicopter rating. These hours qualify as PIC time since the student
pilot is the sole occupant of the aircraft. The original intent of
Sec. 61.65(d)(1), (e)(1), and (f)(1) was to have the pilot develop a
basis of experience as a certificated pilot prior to pursuing the
instrument rating. Requiring a student pilot to complete an additional
45 hours (47 hours for the helicopter rating) of cross-country solo
flight would not be in the best interest of safety. The additional
hours of cross-country solo flight would also impose significant
additional costs on the pilot.
The FAA recognizes the value of the experience gained during cross-
country flight and does not intend to eliminate the 50-hour
requirement. We also recognize that requiring the pilot to acquire 50
hours of cross-country flight time under a series of student-pilot solo
endorsements would not enhance safety and would largely negate the
purpose of this combined training. Therefore, although not proposed in
the NPRM, a new paragraph (g) has been added to Sec. 61.65 to allow
the pilot seeking combined private pilot certification and an
instrument rating to credit up to 45 hours (47 hours for the helicopter
rating) of the required 50 hours of cross-country flight time as PIC
when the student pilot is performing the duties of pilot in command
while accompanied by an instructor. This provision is similar to the
privilege already offered under Sec. 61.129(b)(4).
The 5 hours of solo flight, as the sole occupant of the aircraft,
required under Sec. 61.109(a)(5)(i) (single-engine), Sec.
61.109(b)(5)(i) (multiengine), and Sec. 61.109(e)(5)(i) (powered-
lift), or 3 hours of solo flight required under Sec. 61.109(c)(5)(i)
(helicopter) must still be met. The student pilot may log cross-country
PIC time toward the balance of the 50-hour requirement if the training
is conducted during cross-country flight with an instructor on board
the aircraft. This provision applies only to training conducted for a
combined private pilot certificate and instrument rating. The credit
for cross-country PIC time when accompanied by an instructor is limited
to 45 hours (47 hours for the helicopter rating) of the required 50
hours of cross-country PIC time.
The FAA has determined that this allowance will result in a better
prepared and more competent private pilot with an instrument rating at
the conclusion of the combined training. A significant portion of the
combined training will, of necessity, have been conducted during cross-
country flight, which represents an environment more representative of
the environment in which the pilot can be expected to operate upon
completion of their training. In addition, this cross-country flight
time will be more useful to the pilot than an equivalent number of
hours of solo flight. The pilot will be directly under the supervision
of an instructor who, presumably, will better ensure that correct
habits are firmly established.
Because there was no proposed requirement for 50 hours of cross-
country PIC time for an instrument rating under Appendix M to part 141,
this final rule adopts Appendix M to part 141 as proposed in the NPRM
with minor editorial changes. The FAA anticipates, however, that any
approved training program under part 141 will include cross-country
flight time as pilot in command due to the value of such aeronautical
experience.
C. Replace Complex Airplane Aeronautical Experience With Advanced
Instrument Training
The NPRM proposed to replace the requirement for 10 hours of
training in a complex airplane with 10 hours of advanced instrument
training for pilots
[[Page 54100]]
who apply for the commercial pilot certificate. Accordingly, the FAA
proposed to amend Sec. Sec. 61.129(a)(3)(ii), 61.129(b)(3)(ii),
Appendix D to part 141 paragraphs 4.(b)(1)(ii), 4.(b)(2)(ii); Appendix
I to part 141 paragraphs 4.(a)(3)(ii), 4.(b)(2)(ii), 4.(j)(2)(ii), and
4.(k)(2)(ii). The FAA has elected not to adopt these proposed
amendments.
The FAA received a wide variety of comments on this set of
regulatory amendments, with approximately half of the comments in favor
of implementing the changes. Some in favor of the proposals felt that
maintaining and operating complex aircraft was too costly, placing
burden on flight training providers and those seeking a commercial
pilot certificate. Another portion of supporters felt that advanced
instrument experience would be more valuable than the current complex
training requirement because the additional instrument time would
better prepare airmen for employment as commercial pilots. One
commenter expressed belief that complex training should only be
required prior to operating a complex aircraft and the current
regulation requiring a complex endorsement is sufficient. Although the
advanced instrument training need not have been conducted in a
technologically advanced aircraft, some commenters offered that these
proposals are appropriate given the technological advancements in
aircraft avionics.
The remaining comments were either against adopting all provisions
of proposed changes or suggested that only a portion of the proposed
changes should be implemented. A number of commenters were opposed to
the removal of the 10 hours of complex training citing the potential
for an increase in gear up landing incidences. Some commenters felt
that the experience gained operating complex aircraft is essential for
safety since commercial pilots may encounter complex aircraft in their
career. One commenter suggested that a minimum number of complex
training hours be required for a complex endorsement instead of
requiring complex training for a commercial pilot applicant. Other
commenters felt that the requirement of advanced instrument training
would be redundant and would present unnecessary cost for those
individuals who already hold an instrument rating. Further, those
commercial pilots who do not have an instrument rating are already
limited in privilege by existing regulations. One commenter urged the
FAA to consider the differences between those aircraft that are
mechanically complex and those aircraft that are electronically complex
in amendments to the regulations.
The recent enactment of the Airline Safety and Federal Aviation
Administration Extension Act of 2010 also influenced the FAA's decision
not to adopt the proposals affecting commercial pilot requirements.
Section 208 of this law directs the FAA to ``conduct rulemaking
proceedings to require part 121 air carriers to provide flight crew
members with ground training and flight training or flight simulator
training[hellip]to recognize and avoid the stall of an aircraft or, if
not avoided, to recover from the stall' and `to recognize and avoid an
upset of an aircraft or, if not avoided, to execute such techniques as
available data indicate are appropriate to recover from the upset.''
Although this section specifically addresses training for crewmembers
operating in the air carrier environment, the FAA believes that
conforming changes to the commercial pilot requirements may be prudent
and necessary in the near future.
The FAA finds validity in the points raised through the public
comments. Additional time is necessary to analyze changes to the
regulations that were the subject of these proposals. The FAA also
feels compelled to review the commercial pilot certification
regulations alongside the requirements of Public Law 111-216.
Therefore, the FAA will not adopt the proposed amendments that replace
the 10 hours of complex training with the 10 hours of advanced
instrument training. The FAA intends to devote additional consideration
to the commercial pilot requirements and may publish a future notice of
proposed rulemaking to amend these regulations.
D. Conversion of a Foreign Pilot License to a U.S. Pilot Certificate
This final rule amends the FAA's regulations concerning pilot
licenses to allow the conversion of a foreign pilot license to a U.S.
certificate under the provisions of a Bilateral Aviation Safety
Agreement (BASA) and Implementing Procedures for Licensing (IPL).
On June 12, 2000, the United States and Transport Canada Civil
Aviation (TCCA) signed a BASA that permits a pilot holding certain
pilot licenses or certificates from either country to obtain a pilot
license or certificate from the other county after the pilot applicant
has met the appropriate qualifications and certification requirements.
Before executing an IPL, the BASA process requires the FAA and a
foreign civil aviation authority to first evaluate each other's pilot
licensing standards and procedures and compare them to their own to
determine what, if any, additional requirements would be necessary to
assure that the pilot is in compliance with their own standards. The
FAA and TCCA completed the conformity analysis and executed an IPL on
July 14, 2006, that establishes the procedures each country must follow
to achieve the objectives of the BASA. The FAA-Canada IPL allows
holders of FAA pilot certificates and TCCA pilot licenses to convert to
Canadian pilot licenses and U.S. pilot certificates, respectively. The
IPL currently is limited to the airplane category of aircraft at the
private, commercial, and airline transport pilot levels of licenses or
certificates. The IPL includes the following ratings or qualifications:
instrument rating, class ratings of airplane single-engine land (ASEL)
and airplane multiengine (AMEL), type ratings, and night qualification
addressed under part 61 and Canadian Aviation Regulations Part IV. The
FAA and TCCA have agreed that they may amend the IPL to allow
conversion of other licenses or certificates in the future.
The amendment to Sec. 61.71(c) would not only provide the legal
basis for expansion of the FAA-TCCA BASA/IPL, but would also allow
similar BASA/IPL arrangements with other ICAO Contracting States, as
determined by the Administrator in the interest of safety. Therefore,
the FAA revises Sec. 61.71 to allow holders of foreign pilot licenses
to convert to U.S. pilot certificates where the U.S. Government and the
foreign government have concluded a BASA and associated IPL. The
issuance of a U.S. private pilot certificate and ratings under Sec.
61.75 is a separate pilot certification process, as is the process
described in Sec. 61.153.
A majority of the commenters approved of this proposal. However,
several commenters suggested that holders of foreign pilot certificates
receive inferior training and were not up to the standards of pilots
trained in the United States. One commenter asked for assurance that
any country that the United States entered into a BASA with would allow
conversion of a U.S. pilot certificate to a foreign pilot license in
that country. Finally, one organization expressed concern that there
would be lack of oversight of the foreign pilot training program and
that the influx of foreign IPL certificate holders would erode the
wages, benefits, and working conditions of U.S. airline pilots, and
would have a detrimental effect on U.S. flight schools.
As discussed above, the FAA has fully considered these issues. The
FAA
[[Page 54101]]
believes that countries which enter into BASA with the United States
will fully meet both the mutually agreed upon U.S. and International
Civil Aviation Organization (ICAO) standards, and that such agreements
are reciprocal. Oversight of the foreign flight training facilities has
and will continue to be the responsibility of the ICAO affiliate
nations. Additionally, the FAA does not anticipate such agreements will
interfere with the ability of U.S. flight schools to conduct business
and may, in fact, enhance their success. For many years, foreign
students have come to the United States to receive both primary and
advanced flight training, largely for economic reasons. In light of
these considerations, entering into BASA with other ICAO contracting
states will encourage pilots from those countries to seek more
economical training because their U.S. certificates may be converted to
a license issued by their national licensing authority.
This final rule adopts 61.71(c) as proposed in the NPRM with one
editorial change to include a reference to the bilateral agreement
which is the basis for entering into an IPL with an ICAO Contracting
State.
E. Proposal To Revise the Definition of ``Complex Airplane''
In the NPRM, the FAA proposed to revise the definition of
``complex'' airplane to include airplanes equipped with a full
authority digital engine control (FADEC) and move the definition from
Sec. 61.31(e) to Sec. 61.1(b)(3).
The majority of commenters supported this rule. Those who
disapproved were consistent in their concern that this proposal was
over-simplifying the practical test for the commercial pilot
certificate. They expressed concern that the complex aircraft, with
propeller and other thrust controls, still existed and that
``professional pilots'' should be able to operate those aircraft. The
FAA recognizes that the technology is changing and that FADEC aircraft
are growing in availability. The FAA also recognizes that professional
pilots may never encounter the type of controls that FADEC aircraft
replace. This is particularly true for those who transition directly
from flight academies to the airlines. This proposal simply reflects
the changing duties and activities of a professional pilot.
Several commenters misunderstood an important aspect of the
proposal and expressed concern that the proposal would require use of a
FADEC-equipped airplane for complex training, supplanting the more
conventionally-equipped light training airplane. This is not the case.
Those aircraft that were previously defined as complex will continue to
qualify for any application where a complex aircraft is required. This
amendment simply adds the option to use a FADEC-equipped airplane with
retractable landing gear and flaps for complex airplane training if the
pilot chooses to do so.
This final rule adopts Sec. Sec. 61.31(e) and 61.1(b) as proposed
in the NPRM with clarifying changes as related to the definition of
complex seaplanes.
F. Expanded Use of Airplane With a Single Functioning Throwover Control
Wheel for Certain Kinds of Flight Training
The amendment to Sec. 91.109 permits the use of a functioning
throwover control wheel for certain flight training that includes the
flight review required by Sec. 61.56, and the recent flight experience
and instrument proficiency check required by Sec. 61.57.
Several commenters expressed concern over the lack of instructor
control during the training. The fact that the FAA has been issuing
exemptions to allow the use of a functioning throwover control wheel
for flight training for many years has provided demonstrated evidence
of the safety of such operations. This amendment will eliminate the
need for future exemptions for this purpose.
One commenter who opposed the proposal stated that it was
unnecessary because it applied to a limited, aging fleet. The commenter
indicated that the current practice of issuing exemptions to allow for
the use of such aircraft for flight training is adequate. The purpose
of the amendment is to eliminate the need to issue exemptions for a
practice that has a proven record of safety. The fact that this rule
will be applicable only to a limited fleet is not relevant.
One commenter described the discrepancy over the wording in the
NPRM, expressing that the description of the rule change did not
coincide with the verbiage in the proposed regulation. Upon review, the
FAA found validity in this comment. The NPRM indicates that the
amendments to this rule aim to parallel certain exemptions that have
been issued in the past for Sec. 91.109 (a) and (b). The final rule
has been modified to increase clarity in this regard.
Another commenter expressed concern about obtaining the recent
flight experience required by Sec. 61.57. The commenter believed that
permitting the use of a throwover control wheel for Sec. 61.57 did not
make sense because a pilot not already meeting the recency requirements
of that section cannot legally act as PIC when a certified flight
instructor (CFI) is on board. The commenter is partially correct in
stating that a pilot whose recency has lapsed under Sec. 61.57 may not
complete the requirements of Sec. 61.57 in an airplane equipped with a
throwover control wheel because the pilot may not act as PIC. The
commenter's assertion is true if the airman had allowed a lapse in the
takeoff and landing experience requirements dictated by Sec. 61.57 (a)
and (b). An airman would, however, be allowed to obtain flight
instruction to acquire takeoffs and landings prior to such a lapse in
these experience requirements. The key concept in this example is
whether the airman is able to act as PIC and therefore meet the
requirement stipulated by Sec. 91.109 (b) (2).
That same commenter expressed concern over the language in Sec.
91.109 that requires a flight instructor in an airplane with only a
single functioning throwover control wheel to ``have logged at least 25
hours of pilot in command flight time'' in the make and model of
airplane with a single functioning throwover control wheel involved in
the instruction. The commenter stated that the language could be
interpreted to require that the 25 hours must be flown with a single
wheel and throwover yoke. The commenter's interpretation was correct;
however, upon further review the FAA has concluded that this
requirement is unnecessarily burdensome. The requirement in the final
rule will not demand that the instructor have logged 25 hours of PIC
flight time in a make and model of an aircraft that was obtained in
aircraft having a throwover control wheel. The intent of the 25 hours
in make and model that remains in the final rule is to ensure that the
instructor has the proficiency and skill in that type of aircraft to
safely provide instruction without the benefit of direct elevator and
aileron control.
There was also confusion expressed over whether the 25 hours must
be as acting PIC, or as logged PIC time, e.g., as the sole manipulator
or CFI providing dual instruction. The answer is yes to all. If the
CFI's flight history involved PIC time logged as a student, a pilot,
and/or a CFI in an aircraft that is of the particular make and model
involved, then that time may be applied to the 25-hour requirement. The
FAA received a similar comment expressing a request that ``model'' be
defined as ``all versions of a manufacturer's type or series in the
same class of aircraft.'' As stated previously, the 25-hour requirement
is in place to ensure that the instructor has the proficiency and skill
in that type of
[[Page 54102]]
aircraft to safely provide instruction. Therefore, the 25-hour
requirement in the particular make and model of airplane will remain in
the final rule.
Based on the established safety record of these operations, the FAA
adopts Sec. 91.109(a) and (b)(3) as proposed in the NPRM with the
changes described above.
G. Exception to Requirement for Ground Training Facility When Training
Is an Online Computer-Based Training Program
In the NPRM, the FAA proposed to except pilot schools and
provisional pilot schools from the requirement to describe each room
used for ground training when the training course is an online
computer-based training program.
The responses to this proposal were overwhelmingly favorable. A few
commenters expressed concern over the lack of personal interaction
between the instructor and the student when receiving knowledge
training over the internet.
The FAA fully understands the concerns that distance learning seems
counterintuitive. However, for many years, knowledge training under 14
CFR part 61 has been conducted successfully via remote learning through
the internet or home video, or even with books alone. Additionally,
colleges and universities have embraced distance learning and have
found such training to be highly effective for multiple degree
programs. Nevertheless, an endeavor such as flight training must
include personal, one-on-one training with a flight instructor.
Naturally, all actual flight training will involve such direct
interaction. The flight training will reinforce the academic knowledge
training that the student receives. Many schools already divide the
one-on-one flight training portion of the student's learning experience
from the ground-based classroom training, with different instructors
serving each capacity. This has proven to be very effective. Any
training that would be allowed in any online computer-based training
program under 14 CFR part 141 will be reviewed, approved, and overseen
by the FAA. Distance learning has been available to students training
under 14 CFR part 61 for many years. This amendment, with additional
oversight, simply extends distance learning to schools operating under
14 CFR part 141.
Upon further review, it was found that some of the proposed text
presented in the NPRM pertained to existing regulations found in Part
141, and therefore these portions have been moved to other sections of
this Part or removed. In addition, minor editorial changes have been
made for consistency with current regulations or to reflect current
practice.
This final rule adopts Sec. Sec. 141.45 and 141.55(c)(1) as
proposed in the NPRM with clarifying changes described above.
H. Conforming Amendments
Since this rule amends Sec. 61.1, the rule includes conforming
amendments to Sec. 142.3 to make it consistent with the amendment to
Sec. 61.1.
Miscellaneous Issues
One organization submitted recommendations regarding the duration,
renewal, and reinstatement requirements of flight instructor
certificates. The arguments presented were cogent, thoroughly
developed, and offered insightful observations. However, the FAA
believes that pursuing that regulatory path is beyond the scope of this
rulemaking effort and will not address those issues at this time.
V. Regulatory Notices and Analyses
Paperwork Reduction Act
Information collection requirements associated with this final rule
have been approved previously by the Office of Management and Budget
(OMB) under the provisions of the Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), and have been assigned OMB Control Numbers 2120-0021
and 2120-0009.
An agency may not collect or sponsor the collection of information,
nor may it impose an information collection requirement unless it
displays a currently valid Office of Management and Budget (OMB)
control number.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these regulations.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule. Readers seeking greater detail
should read the full regulatory evaluation, a copy of which we have
placed in the docket for this rulemaking.
In conducting these analyses, the FAA has determined that this
final rule: (1) Has benefits that justify its costs, (2) is not an
economically ``significant regulatory action'' as defined in section
3(f) of Executive Order 12866, (3) is ``significant'' as defined in
DOT's Regulatory Policies and Procedures; (4) will have a significant
economic impact on a substantial number of small entities; (5) will not
create unnecessary obstacles to the foreign commerce of the United
States; and (6) will not impose an unfunded mandate on state, local, or
tribal governments, or on the private sector by exceeding the threshold
identified above. These analyses are summarized below.
Total Benefits and Costs of This Rule
Over 10 years (2011 through 2020), the estimated total costs sum to
$38.4 million with $1.8 million of cost savings for a net cost of
approximately $36.6 million ($25.3 million discounted by 7% and $31.0
million discounted by 3%). Total estimated benefits over the 10 years
are approximately $96.5 million ($66.7 million discounted by 7% and
$81.8 million discounted by 3%).
Who is potentially affected by this rule?
Pilots who act as pilot in command of single-piloted
turbojet-powered aircraft;
[[Page 54103]]
Pilot Examiners who give proficiency checks in these
aircraft;
Corporations that own these aircraft;
Applicants for private pilot certificates who may opt to
apply for a combined private pilot certificate with instrument rating;
Holders of foreign pilot licenses;
Operators of aircraft with throwover control wheels;
Providers of internet-based training under part 141; and
Operators of complex aircraft.
Assumptions:
Estimates are in 2010 Dollars.
Discount rates--7% and 3%.
Period of analysis--2011 through 2020.
Value of a fatality avoided--$6.0 million, value of serious
injury--$345,000, value of minor injury--$12,000.
Changes From the NPRM to the Final Rule
The following summarizes changes from the NPRM to the final rule
that are relevant to the regulatory evaluation and differences in the
final regulatory evaluation from the initial regulatory evaluation.
To mitigate the impact on experimental turbojet-powered aircraft
pilots and owners, the final rule allows alternative methods of
compliance for pilots of experimental jets who possess more than a
single seat and excludes from the proficiency check requirement those
pilots of experimental jets that possess a single seat and those who
are not carrying passengers or who are carrying persons authorized by
the Administrator. Pilots of experimental jets that possess more than a
single seat, either by original design, or through modification, will
be allowed to perform their annual proficiency checks in any turbojet-
powered aircraft, and will not be required to have the check in an
experimental jet, and one annual proficiency check in a turbojet-
powered aircraft will suffice. Therefore, if the pilot is type rated in
other turbojet-powered aircraft and is taking annual proficiency checks
in these aircraft that comply with Sec. 61.58, he or she will not need
an additional check to be in compliance with the final revision to
Sec. 61.58.
However, in the NPRM regulatory evaluation, the FAA inadvertently
did not include the cost of proficiency checks for pilots of
experimental jets. The final rule regulatory evaluation includes those
costs, but the costs are significantly less than they would have been
under the more stringent requirements proposed in the NPRM.
In the NPRM, the FAA proposed replacing the commercial pilot
certificate requirement for 10 hours of training in a complex airplane
with 10 hours of advanced instrument training. For reasons cited
previously, the FAA has elected not to adopt this proposal.
Benefits of This Rule
The quantified benefits of this rule consist of the value of
fatalities, injuries and medical and legal expenses as the rule may
avert more than 20 accidents if an annual proficiency check is required
of pilots in command of those turbojet aircraft that are type
certificated for single pilot operation and multi-seat experimental
jets. The estimated safety benefits from flights in type certificated
turbojets are $38.3 million; and from flights in experimental jets the
estimated safety benefits are $58 million. These benefits are
associated with the revisions to Sec. 61.58.
Non-quantified benefits include:
Less work for pilots and aviation authorities and more
cooperation that are expected to result from the revision to Sec.
61.71 which will allow the conversion of a foreign pilot license to a
U.S. pilot certificate;
Relieving part 141 schools from the requirements to have a
ground training facility and to meet heating, lighting, ventilation,
and location requirements for ground training space which is expected
to result from the revisions to Sec. 141.45 and Sec. 141.55.
Costs of This Rule
Costs: Total quantifiable costs of the changes, over 10 years, sum
to approximately $38.4 million, with cost savings of approximately $1.8
million for a net cost of $36.6 million ($25.3 million discounted by 7%
and $31.0 million discounted by 3%).
The FAA estimated $38.4 million of costs associated with the
revision to Sec. 61.58, which extended the requirement for annual
proficiency checks to pilots in command of single-piloted, turbojet-
powered aircraft with an exclusion for those pilots serving as PIC in
an experimental jet that possesses, by original design, a single seat
and those not carrying passengers. These 10 year costs are based on:
An estimated 3,006 proficiency checks for pilots of type
certificated turbojets at an net average cost of $3,914 per check for a
total cost of $11.8 million; and
An estimated 5,880 proficiency checks for pilots of
experimental jets at an net average cost of $4,529 per check for a
total cost of $26.6 million.
Cost Savings: The FAA also estimated a total of $1.8 million in
cost savings associated with the revisions to Sec. 61.65 and Appendix
M to Part 141. These revisions will allow the application for and
issuance of an instrument rating concurrently with a private pilot
certificate for pilots. Pilots are expected to save money by completing
the combined course in less time and taking one exam rather than two.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions. Agencies must perform a review to determine
whether a rule will have a significant economic impact on a substantial
number of small entities. If the agency determines that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA.
Final Regulatory Flexibility Analysis
Section 603 of the Act requires agencies to prepare and make
available for public comment a final regulatory flexibility analysis
(FRFA) describing the impact of final rules on small entities. Section
603 of the Act specifies the content of a FRFA. Each FRFA must contain:
A description of the reasons why action by the agency is
being considered;
A succinct statement of the objectives of, and legal basis
for, the final rule;
A description of and, where feasible, an estimate of the
number of small entities to which the rule will apply;