Hazardous Materials: Incorporating Rail Special Permits Into the Hazardous Materials Regulations, 51324-51342 [2011-20863]
Download as PDF
51324
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
(2) The owner, operator or employer
must have a copy of the waiver approval
letter available onboard the vessel as
proof of waiver of the citizenship
requirement for unlicensed seamen for
that vessel.
§ 28.1115
records.
Waiver request and approval
The Coast Guard will maintain a
record of citizenship waiver requests
and approvals. Approvals will be
documented for the applicable vessel(s)
in the Coast Guard’s vessel information
database.
Dated: August 9, 2011.
James A. Watson,
Rear Admiral, U.S. Coast Guard, Director of
Prevention Policy.
[FR Doc. 2011–21024 Filed 8–17–11; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 171, 172, 173, 174, 179,
and 180
[Docket No. PHMSA–2010–0018 (HM–216B)]
RIN 2137–AE55
Hazardous Materials: Incorporating
Rail Special Permits Into the
Hazardous Materials Regulations
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The Pipeline and Hazardous
Materials Safety Administration is
proposing to amend the Hazardous
Materials Regulations to incorporate
provisions contained in certain widely
used or longstanding special permits
that have general applicability and
established safety records. Special
permits allow a company or individual
to package or ship a hazardous material
in a manner that varies from the
regulations provided that an equivalent
level of safety is maintained. The
revisions in this proposed rule are
intended to provide wider access to the
regulatory flexibility offered in special
permits and eliminate the need for
numerous renewal requests, thus
reducing paperwork burdens and
facilitating commerce while maintaining
an appropriate level of safety. This
rulemaking also proposes to respond to
two petitions for rulemaking, P–1497
concerning the use of electronic
shipping papers, and P–1567
mstockstill on DSK4VPTVN1PROD with PROPOSALS
SUMMARY:
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
concerning the removal of the
Association of American Railroad’s
(AAR’s) AAR–600 portable tank
program for previously adopted
standards that meet or exceed the AAR–
600 requirements.
DATES: Written comments should be
submitted on or before October 17,
2011.
ADDRESSES: You may submit comments
identified by the docket number
(PHMSA–2010–0018 (HM–216B)) by
any of the following methods:
Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
Fax: 1–202–493–2251.
Mail: Docket Operations, U.S.
Department of Transportation, West
Building, Ground Floor, Room W12–
140, Routing Symbol M–30, 1200 New
Jersey Avenue, SE., Washington, DC
20590.
Hand Delivery: To Docket Operations,
Room W12–140 on the ground floor of
the West Building, 1200 New Jersey
Avenue, SE., Washington, DC 20590,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
Instructions: All submissions must
include the agency name and docket
number for this notice at the beginning
of the comment. All comments received
will be posted without change to the
Federal Docket Management System
(FDMS), including any personal
information.
Docket: For access to the dockets to
read background documents or
comments received, go to https://
www.regulations.gov or DOT’s Docket
Operations Office (see ADDRESSES).
Privacy Act: Anyone is able to search
the electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78).
FOR FURTHER INFORMATION CONTACT:
Eileen Edmonson or Steven Andrews,
Standards and Rulemaking Division,
Office of Hazardous Materials Safety,
(202) 366–8553, Pipeline and Hazardous
Materials Safety Administration
(PHMSA), or Karl Alexy, Office of
Safety Assurance and Compliance, (202)
493–6247, Federal Railroad
Administration (FRA), 1200 New Jersey
Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
I. Background
PO 00000
Frm 00051
Fmt 4702
Sfmt 4702
II. Overview of Proposed Amendments
III. Regulatory Analyses and Notices
I. Background
Special Permits
The Pipeline and Hazardous Materials
Safety Administration (PHMSA) is
proposing to amend the Hazardous
Materials Regulations (HMR; 49 CFR
parts 171–180) to incorporate certain
requirements based on existing special
permits for transportation by railroad
issued by PHMSA under 49 CFR part
107, subpart B (§§ 107.101 to 107.127).
A special permit sets forth alternative
requirements (variances) to the
requirements in the HMR by means that
achieve a safety level that at a minimum
corresponds to the safety level required
under the regulations and is consistent
with the public interest. Congress
expressly authorized DOT to issue these
variances in the Hazardous Materials
Transportation Act of 1975.
The HMR generally are performanceoriented regulations that provide the
regulated community a certain amount
of flexibility in meeting safety
requirements. Even so, not every
transportation situation can be
anticipated and built into the
regulations. Innovation is a strength of
our economy, and the hazardous
materials community is particularly
strong at developing new materials and
technologies as well as innovative ways
of transporting materials. Special
permits enable the hazardous materials
industry to quickly, effectively, and
safely integrate new products and
technologies into the production and
transportation streams. Thus, special
permits provide a mechanism for testing
new technologies, promoting increased
transportation efficiency and
productivity, and ensuring global
competitiveness.
A special permit must achieve at least
an equivalent level of safety to that
specified in the HMR. Implementation
of new technologies and operational
techniques can enhance safety because
the authorized operations or activities
may achieve a greater level of safety
than currently required under the
regulations. Special permits also reduce
the volume and complexity of the HMR
by addressing unique or infrequent
transportation situations that would be
difficult to accommodate in regulations
intended for use by a wide range of
shippers and carriers.
PHMSA conducts ongoing reviews of
special permits to identify widely used
and longstanding special permits having
general applicability with established
safety records for adoption into
regulations for broader applicability. To
E:\FR\FM\18AUP1.SGM
18AUP1
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
obtain a special permit, interested
parties must prepare and submit a
detailed application that PHMSA
reviews extensively. If granted and its
use is needed after the expiration date
assigned, the person authorized to use
the special permit must submit an
application to continue their use of it
and undergo an extensive PHMSA
renewal process. Converting these
special permits into regulations reduces
paperwork burdens and facilitates
commerce while maintaining an
acceptable level of safety. Additionally,
adoption of special permits as rules of
general applicability provides wider
access to the benefits and regulatory
flexibility of the provisions granted in
the special permits. Factors that
influence whether a specific special
permit is a candidate for regulatory
action include: the safety record for
hazardous materials transported, or the
transport operations conducted, under a
special permit; the potential for broad
application of a special permit;
suitability of provisions in the special
permit for incorporation into the HMR;
rulemaking activity in related areas; and
agency priorities. Special permits
involving packaging used by a large
number of persons—such as those
issued to many persons with party
status or issued to a manufacturer as a
‘‘manufacture, mark, and sell’’—are
potentially among the most suitable
types of special permits for adoption
into the HMR. Such special permits
have broad applicability; moreover,
many of them have been in effect for a
number of years and have demonstrated
safety records.
Further, although we make every
effort to stay as true as possible to the
conditions prescribed in each special
permit when converting it to proposed
regulatory text, PHMSA recognizes that
sometimes, due to existing regulations
or historical interpretations, provisions
in a special permit may require revision
to convert them into regulations of
general applicability. In addition, when
converting special permits we often
have to modify the language to describe
documents and procedures that are
authorized under the special permit but
not specifically described in it or to
modify the language to comply with
requirements for proposed regulatory
text prescribed by this agency, the
Department of Transportation, and the
Federal Register.
This notice of proposed rulemaking
(NPRM) proposes to incorporate seven
(7) special permits that authorize tank
car transportation operations not
specifically permitted under the HMR.
These special permits were initially
issued to members of industry
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
associations or similar organizations.
They are DOT–SP:
1. 7616
2. 9388
3. 11184
4. 12095
5. 12905
6. 14333
7. 14622
These special permits have wellestablished safety records and, thus, are
candidates for incorporation into the
HMR. A few of the special permits in
this NPRM have expired for various
reasons, such as from delays that occur
during the renewal process, or as a
result of modifications to the HMR,
packagings, processes, or other
technologies that eliminate the need for
the special permit. PHMSA has
included them in this NPRM because
both PHMSA and the Federal Railroad
Administration (FRA) have determined
these special permits also have wellestablished safety records and would
benefit the regulated industry if
incorporated into the HMR.
Incorporating these special permits into
the HMR would eliminate the need for
over 250 current grantees to reapply for
the renewal of these special permits
every four years and for PHMSA to
process the renewal applications.
Incorporation of these special permits
into the HMR also eliminates a
significant paperwork burden for the
recipient. Unless otherwise excepted by
this agency, a copy of each special
permit must be: maintained at each
facility where a packaging is
manufactured under a special permit,
maintained at each facility where a
package is offered or re-offered for
transportation under a special permit,
carried on board each cargo vessel or
aircraft, and, in some cases, carried on
board each transport vehicle when used
to transport a hazardous material under
a special permit.
Petitions for Rulemaking
Two proposals PHMSA is addressing
in this proposed rulemaking were also
presented to PHMSA in petitions for
rulemaking. A more detailed description
of each is provided below.
Petition No. P–1497
The petition from the International
Vessel Operators Hazardous Materials
Association, Inc. (IVOHMA) (P–1497),
dated March 15, 2007, is similar to relief
authorized under DOT–SP 7616 in that
it requests PHMSA allow shipping
paper information required under 49
CFR Part 172, Subpart C (shipping
papers) to be transmitted electronically
by computer through use of electronic
data interchange (EDI). The IVOHMA
PO 00000
Frm 00052
Fmt 4702
Sfmt 4702
51325
states ‘‘differences in hazard
communication or the interpretation of
their application are a principle[sic]
source of disharmony in intermodal
and/or international transportation of
[hazardous materials].’’ The IVOHMA
also states ‘‘electronic data interchange
has become a recognized method of
efficient and accurate communication
currently being used successfully
throughout the industrialized world’’
that permits ‘‘immediate access to
hazard communication by all those
involved in the transportation
infrastructure as well as by emergency
responders equipped’’ with this
technology. Further, the IVOHMA states
in its petition that the proposals it
submitted were vetted with its staff and
members and determined to be
opportunities for regulatory amendment
to promote efficiencies in the modal
interchange of these containers in both
domestic and international
transportation.
PHMSA and the FRA met with the
IVOHMA, on January 17, 2007, to
discuss several issues concerning the
HMR and containerized hazardous
materials cargo that the association and
its members believe may be presenting
operational difficulties, impediments,
and obstacles to efficient and safe
intermodal transportation. These issues
included inconsistencies between the
shipping paper requirements for each
mode for documents that can be
construed as meeting the HMR shipping
paper requirements, ‘‘such as work
orders, dock receipts or train consists,’’
and determining which shipping
document is considered legally in
control of the shipment. The IVOHMA
also identified two problems associated
with the train consist. The first problem
is §§ 174.24 and 174.26 do not require
that the agency or person be identified
that corresponds to the emergency
response information telephone number
on the document. The HMR requires
this information on a shipping paper
document under § 172.604(b). The
IVOHMA states ‘‘valuable time is often
lost’’ while emergency responders using
these telephone numbers or inspectors
checking their validity track down the
correct individual and/or organization
associated with a specific telephone
number. The IVOHMA also states a
similar problem occurs when
international telephone numbers are
offered as the emergency response
telephone number that provides access
from the United States to the emergency
responder, and includes delays that
occur obtaining a telephonic connection
while using the international access
codes. The second problem is the
E:\FR\FM\18AUP1.SGM
18AUP1
51326
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS
emergency response telephone number
needs to be accessible by all the persons
associated with the transport of the
shipment, such as those carriers trying
to obtain information to respond to a
shipboard emergency.
To address these concerns, the
IVOHMA submitted proposed
regulatory language that would define
the term ‘‘interlining carrier’’ in § 171.8,
establish requirements for ‘‘interlining
carrier documents’’ in a new § 172.206,
and make several additional related
revisions concerning shipping papers
and emergency response information in
§§ 172.204(d), 172.604(a), and 174.26(b).
Although the petition the IVOHMA
submitted primarily concerned the
transportation of containerized
hazardous materials between railcars
and vessels, the regulatory language the
IVOHMA proposed would apply to
interlining carriers in all modes. This
rulemaking applies to rail transportation
only. Therefore, PHMSA determined
proposing regulations that apply to
carriers in all modes would exceed the
scope of this rulemaking. PHMSA
considered revising the IVOHMA’s
proposals to limit them to rail transport
only with the possibility of considering
their application to other modes of
transport in a future rulemaking.
However, FRA determined the
IVOHMA’s proposals are not needed
because the language in existing
§ 174.24(a) applies to the transfer of all
interlining documents. This section
requires that each person accept a
hazardous material for rail
transportation or transport a hazardous
material by rail only if that person has
received a shipping paper for that
material. If the material is excepted from
the shipping paper requirements under
the HMR, this section does not apply.
PHMSA requests public comment not
only on the proposals in this
rulemaking, but on IVOHMA’s
suggestions not included in this
rulemaking and on the possible effects
EDI may have on distributing hazardous
materials shipping paper information if
its use is permitted in all modes of
transport. Based on the comments
received, PHMSA may consider the use
of EDI in other modes of transport in a
future rulemaking.
Petition No. P–1567
PHMSA adopted standards for
portable tanks in container-on-flat-car
(COFC) or trailer-on-flat-car (TOFC)
service under § 174.63 and other
sections of the HMR that meet or exceed
the AAR–600 requirements. The
petition from the Gold Tank Inspection
Service, Inc. (P–1567), requests that
PHMSA discontinue the AAR–600
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
program and amend § 174.63(c) to
remove the requirement that portable
tanks in COFC or TOFC service comply
with the standard ‘‘AAR–600’’ of the
Association of American Railroad’s
(AAR’s) Specification for Tank Cars,
entitled ‘‘Specifications for the
Acceptability of Tank Containers,’’
because: (1) The current HMR
regulations exceed the AAR 600
requirements; (2) after January 1, 2003,
all the specifications for original
portable tank construction listed in the
AAR 600 standard are not allowed to be
built except DOT Specification 60 and
International standard 1496–3 portable
tanks, which are already covered under
§§ 178.255 and 178.274, respectively, of
the HMR; and (3) after January 1, 2010,
the AAR 600 standard will no longer be
needed since, in accordance with
§ 171.14, all portable tanks will have to
meet or exceed the AAR 600
requirements and AAR 600 does not
cover portable tank requirements. In a
May 20, 2009 letter of clarification
PHMSA issued to Robert E. Fronczak,
Assistant Vice President, Environment
and Hazardous Materials, Association of
American Railroads, under Reference
No. 09–0125, PHMSA states ‘‘most of
the portable tanks listed in the AAR–
600 standard are prohibited from new
construction, although they may remain
in service provided they continue to
meet the applicable standard,’’ and that
‘‘we intend to propose a revision to
§ 174.63(c) as soon as practicable.’’ The
changes Mr. Fronczak described have
effectively made the HMR’s reference to
the AAR–600 standard outdated.
Therefore, PHMSA proposes to revise
§ 173.63(c) to remove its reference to the
AAR 600 standard and to require that
portable tanks transported in COFC or
TOFC service must conform to all HMR
requirements applicable to portable
tanks in this type of service.
II. Overview of Proposed Amendments
In this NPRM, PHMSA is proposing to
incorporate into the HMR provisions
that: (a) Establish an alternative tank car
qualification program; (b) permit the
electronic transmission of shipping
paper information; (c) permit straight
threads in the clean out and/or
inspection port openings of a DOT
Specification 110A500W multi-unit
tank car tank; (d) permit alternative
start-to-discharge pressure requirements
for certain DOT Specification 105J500W
tank cars containing chlorine; (e) permit
alternative pressure relief requirements
for pressure relief devices for DOT
Specification 105J300W tank cars
containing certain flammable liquids; (f)
permit certain DOT and AAR
specification tank cars with stainless
PO 00000
Frm 00053
Fmt 4702
Sfmt 4702
steel identification plates to have their
specification and other required
information stamped on the
identification plate instead of the tank
car head provided certain requirements
are met; (g) permit liquefied anhydrous
ammonia gas to be measured by a
metering device when loaded into a
tank car as an alternative to measuring
the cars by weight; (h) revise § 179.13(b)
to require that rail tank cars with a gross
weight that exceeds 263,000 but not
286,000 pounds containing poisonousby-inhalation (PIH) materials must be
approved for use by the Federal
Railroad Administration’s (FRA’s)
Associate Administrator for Railroad
Safety; and (i) eliminate use of the AAR
600 program concerning the FRA’s
approval of bulk packagings in COFC
and TOFC service that is incorporated
into § 174.63(c)(2). PHMSA invites
comment on the potential costs and
safety benefits associated with the
proposals in this NPRM, including any
information that may be used in a costbenefit safety analysis. Each proposal is
discussed in greater detail in the
following preamble sections.
A. Alternative Tank Car Qualification
Program
The FRA established the Alternative
Tank Car Qualification Program, also
known as TCQ–1, in 1998 in
collaboration with the railroad industry
and PHMSA under Special Permit
DOT–SP 12095. The TCQ–1 program
serves as a minimally acceptable
framework for owners to qualify their
DOT specification and non-specification
tank cars and components using
requirements in place of those
prescribed in 49 CFR Part 180. The
TCQ–1 program permits owners to
develop tank car inspection
requirements specific to their
construction and use, provided the FRA
has determined the new methods are as
safe or safer than those prescribed in the
HMR. FRA determined the new program
is successful and its use has
dramatically increased since its
inception. In fact, FRA and PHMSA
have determined the industry’s use of
the TCQ–1 program is so complete that
it essentially is the only tank car
inspection standard used today.
Currently, 559 parties are operating
under TCQ–1. PHMSA and FRA are not
aware of any incidents that have
occurred as a result of the issuance of
special permits for the tank car
qualification program.
PHMSA and FRA believe
incorporating Special Permit DOT–SP
12095 into the HMR will provide an
equivalent level of safety for the
qualification of both specification and
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
non-specification rail tank cars, and will
reduce the administrative burden of
reapplying for this special permit.
Therefore, in this NPRM, PHMSA and
FRA are proposing to incorporate
Special Permit DOT–SP 12095 into the
HMR. This proposal pertains to:
marking and stamping; adding new
definitions pertaining to tank cars;
adding qualifications for tank car
inspections and tests; revising the
requirements for tank car repairs,
51327
alterations, conversions, and
modifications; clarifying recordkeeping
requirements; and listing hazardous and
other materials corrosive to tanks or
service equipment. The following table
summarizes the proposed changes:
Number
Section No.
Proposed change to 49 CFR
part 180
Proposed change from DOT–SP 12095
1 ..........
180.501 ......................................
Applicability ................................
2 ..........
180.503 (Definitions) .................
Bottom shell ...............................
Corrosive to the tank or service
equipment.
Defects ......................................
Design level of reliability and
safety.
Interior heating system ..............
Lining/Coating owner .................
Maintenance ..............................
Modification ...............................
Objectively
reasonable
and
articulable belief.
Qualification ...............................
Existing paragraph (b) is now paragraph (c), and new paragraph
(b) and (d) are added to clarify, respectively, the minimally acceptable framework each owner’s tank car qualification program must have, and specifies that documents must be made
available upon request to FRA or an authorized representative
of the U.S. Department of Transportation.
Not added. This definition already exists in § 171.8.
No change.
Railworthy, Railworthiness ........
Reactive to the tank or service
equipment.
Reinforced tank shell butt weld
Reinforcing plate .......................
Reliability ...................................
Representation ..........................
Safety system ............................
Service equipment .....................
Service equipment owner ..........
Tank car owner .........................
3 ..........
180.507 ......................................
Top shell ....................................
Paragraph (b)(2) ........................
Paragraph (b)(5) ........................
4 ..........
180.509 ......................................
Paragraph (a)(4) ........................
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Paragraph (b)(4) ........................
Paragraph
Paragraph
Paragraph
Paragraph
Paragraph
(c)(1) ........................
(d) ............................
(d)(2) ........................
(d)(3) ........................
(d)(5) ........................
Paragraph (d)(6) ........................
Paragraph (e)(1) ........................
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
PO 00000
Frm 00054
Fmt 4702
Added to eliminate industry confusion.
Minor edits.
No change.
No change.
Minor edits.
Added to aid industry compliance.
Added to explain the use of this term in § 180.509(b)(4).
First sentence states what the term means instead of how to
achieve it. Second sentence (essentially unchanged) states
how to achieve qualification and emphasizes that ‘‘qualification’’ requires a representation that the process has been
completed successfully.
Explains the term. When FRA requires a recall of a tank car or
series of tank cars it issues a ‘‘Railworthiness Directive.’’
Adds reactivity language based on § 173.24(b)(2) and (3).
No change.
No change.
No change.
Reworded.
No change.
Minor edits.
Added to clarify the party responsible and to accommodate a
growing trend in the industry that the owner of the car may or
may not own the service equipment.
This is a codification of previous FRA interpretations and statements.
Not added. This definition already exists in § 171.8.
‘‘Marked’’ replaces ‘‘stamped’’ to allow for flexibility with regulatory compliance.
This TCQ–1 paragraph is omitted but language is used from existing § 180.507(b)(5).
Added last sentence to ameliorate a concern from tank car owners that modifications have been made to their cars without
their knowledge; minor edits.
Replaced ‘‘probable cause’’ with the wording ‘‘objectively reasonable and articulable belief’’ because the former is a term of
art in criminal law and is also used in FRA drug and alcohol
regulations. The intent of § 180.509(b)(4) is to create a standard less strict than that of an emergency order, but rigorous
enough to compel a tank car owner to reinspect and repair, if
necessary, tank cars considered potential hazards irrespective
of their periodic test and inspection requirements.
Minor edits.
Minor edits.
Added last sentence for clarity.
Added ‘‘Corrosion’’ as specific element for inspection.
To insure inclusiveness, added ‘‘all closures’’ as substitute for
specific item names.
Dropped ‘‘operability’’ test of excess flow valves because it is
not a practical test and a successful result might damage the
excess valve seat and preclude seating in a future event.
Replace ‘‘high-stressed structural elements’’ with the simpler
words ‘‘structural elements.’’
Sfmt 4702
E:\FR\FM\18AUP1.SGM
18AUP1
51328
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
Proposed change to 49 CFR
part 180
Proposed change from DOT–SP 12095
Paragraph (f)(1) .........................
Paragraph (f)(4) .........................
Number
Added the responsibility of the tank car owner for clarity.
Added a general prohibition against operating overly thin tank
cars; this responsibility is changed from putting it solely on
tank car owners who often have no control over the day to
day movements of their tank cars.
Minor edits; removes the language that implies only a ‘‘qualified
individual’’ could find a thin tank car and invoke the restrictions in this paragraph.
No change.
Minor edits.
Minor edits; Replaced the wording ‘‘after reassembly of a tank
car’’ from Part 180, Subpart F, and ‘‘installed on the tank car’’
with ‘‘installed, replaced, or reinstalled on the tank car.’’
Minor edits.
After 12/2010 the requirements of paragraph (m) should have
been fulfilled. There may be late tank cars or tank cars with
extended alternate inspection intervals; therefore, this provision will be retained for an additional 5–10 years.
Added minor edits; included those in Part 180, Subpart F, to
capture requirements for qualifying service equipment.
Reworded to encompass the entire AAR Tank Car Manual rather than certain appendices.
Added for clarification and as a reminder that tank car or component owners are responsible for verifying compliance with
the owner’s maintenance instructions.
Is the same language as existing paragraph (b) from DOT–SP
12095. The last sentence was added for clarification.
Added last sentence to clarify the primacy of dates marked in
Appendix C of the AAR Tank Car Manual.
Revised to clarify that marking or retaining the specification on
the tank, either after initial construction in paragraph (a) or
subsequent qualification in paragraph (b), is the ‘‘representation’’ of ‘‘qualification’’ defined in § 180.503.
Section No.
Paragraph (g) ............................
Paragraph (h) ............................
Paragraph (i) .............................
Paragraph (j) .............................
Paragraph (l) .............................
Paragraph (m) ...........................
5 ..........
180.511 ......................................
....................................................
6 ..........
180.513 ......................................
Paragraph (a) ............................
Paragraph (b) ............................
Paragraph (c) ............................
7 ..........
180.515 ......................................
Paragraph (a) ............................
8 ..........
180.517 ......................................
....................................................
Additional provisions from Special
Permit DOT–SP 12095 as proposed will
be in §§ 179.201–10, 179.220–25, and
180.501, and 180.503, 180.507, 180.509,
180.511, 180.513, 180.515, 180.517, and
Appendix D of part 180.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
B. Telephone and Electronic Data
Interchange Shipping Papers
Special Permit DOT–SP 7616 permits
the transmission of shipping paper
information by telephone and electronic
data interchange (EDI). Special Permit
DOT–SP 7616 is currently used by 626
parties. Prior to this special permit,
shippers entered information on
shipping papers by hand, typewriter, or
with the use of a computer and then
transmitted these documents by hand,
railroad agent, facsimile, or postal
system to a train crew or rail yard.
These methods were very time
consuming. This shipping information
would then be entered into the
receiver’s tracking system, a process that
resulted in a large number of key entry
errors for hazardous materials
shipments.
Starting in the 1960s, many
companies began using in-house
computer systems and networks to
assist with preparing and tracking
shipping information, but technological
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
limitations often prevented or restricted
one company’s system from
communicating with another’s. Rail
companies and shippers attempting to
address these issues and find solutions
formed the Transportation Data
Coordination Committee (TDCC) in
1968, and started publishing standards
on EDI in 1975. In the mid-1970’s, the
U.S. Department of Transportation
(USDOT) issued Exemption DOT–E
7616 to permit railroad companies to
‘‘certify’’ their shipping papers for
hazardous materials by permitting the
shipper to leave a ‘‘voice’’ message
stating that a hazardous materials
shipment loaded on a railcar was being
offered for transportation. Eventually,
the exemption was revised to allow an
‘‘electronic’’ shipping document to be
faxed and later transmitted
electronically from computer to
computer. Today, EDI standards are
used worldwide for most industries that
rely on electronic data transfer of
information, such as banks, medical
institutions, and shipping companies
outside of railroad-related businesses.
In consultation with USDOT, the
TDCC evolved, and the EDI standards
were published as guidelines on
electronic data standards for the
transportation industry. These
PO 00000
Frm 00055
Fmt 4702
Sfmt 4702
guidelines established format codes and
protocols for communicating and
verifying the accuracy of electronic
information, including hazardous
materials information on a shipping
paper, for hazardous materials shippers
and carriers. Currently, the Accredited
Standards ‘‘X12’’ Committee (ACS) of
the American National Standards
Institute (ANSI) creates standards
specifically for EDI. Industry
organizations take these standards and
modify them to fit the types of
electronic transmissions and/or
transactions needed by each industry.
This is what is done in the railway
industry. As a result, there is no one
specific standard that includes all the
electronic transmissions permitted as
EDI.
Special Permit DOT–SP 7616 allows a
carrier to accept shipping paper
information via telephone (i.e., voice
communications) for hazardous material
shipments that have been transported by
railroad, and authorizes several
variations in the certification
requirement when this information is
transmitted telephonically or through
EDI. The Federal Aviation
Administration and Federal Motor
Carrier Safety Administration have
informed PHMSA and FRA that some
E:\FR\FM\18AUP1.SGM
18AUP1
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
inconsistencies exist when these
standards are applied between the
different transportation modes.
Therefore, in this NPRM, PHMSA and
FRA are proposing to incorporate into
the HMR the provisions for EDI
prescribed in Special Permit DOT–SP
7616 and requested in Petition No.
P–1497 for any hazardous materials
shipment transported by rail only. This
will exclude, for example, the use of
voice communications as an authorized
method for carriers to accept hazardous
materials shipping paper information
for transporting these shipments by
aircraft or motor vehicle. Further,
PHMSA and FRA are proposing to allow
a signature in the signature block of an
EDI form to represent completion of the
shipper’s certification prescribed under
§ 172.204. Users of EDI may wish to
consult the ANSI’s ACS X12 Committee
for guidance on EDI transmissions and
transactions for electronic shipping
documents, along with any other
guidance developed on this subject by
the Department’s agencies, such as the
FRA.
PHMSA and FRA are not aware of any
incidents that have occurred as a result
of the issuance of Special Permit DOT–
SP 7616. PHMSA and FRA have also
determined the overall effect of the
special permit has improved the timely
and accurate receipt of hazardous
materials information, thereby
improving safety. As mentioned earlier
in this preamble, the IVOHMA also
requested through a petition for
rulemaking (P–1497) that PHMSA revise
the HMR to include the transmission of
shipping documents through EDI.
PHMSA and FRA acknowledge that
hazardous materials shipping document
information is routinely transmitted by
computer but no provision in the HMR
specifically addresses this. PHMSA and
FRA also note that the use of EDI to
transmit this information does not
eliminate the requirement for the
printed copy of a shipping paper to
accompany a hazardous materials
shipment. PHMSA and FRA specifically
request comments on the costs and
safety benefits associated with these
proposals, as well as the possible effects
and/or modifications needed to permit
EDI to transmit successfully the
shipping paper information for
hazardous materials in all transportation
modes.
The provisions for Special Permit
DOT–SP 7616 and Petition No. P–1497
are proposed in §§ 172.201, 172.202,
172.204, and 172.604. The changes that
IVOHMA proposed for § 174.24 are also
located in § 172.202; therefore, they are
not needed in § 174.24 and we are not
proposing to revise that section.
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
C. Straight Threads on Multi-Unit Tank
Cars
Special Permit DOT–SP 14333
authorizes the manufacture, marking,
sale and use of a non-DOT specification
tank car conforming to all the
regulations applicable to the DOT
Specification 110A500W multi-unit
tank car tank, except that the tank must
be equipped with straight threads in the
clean-out/inspection port openings
instead of the National Gas Taper
Threads. Four parties currently use this
special permit.
This special permit also permits
retrofitting. Section 179.300–13(b)
requires that taper threads must be used
on the valve opening. In the safety
equivalency evaluation for Special
Permit DOT–SP 14333, PHMSA and
FRA determined that straight threads on
the clean-out/inspection port opening
would provide an equivalent level of
safety. Tapered threads are designed to
provide a seal when torqued. The seal
is a result of the compression of the
male and female threads. Because they
compress, there is an inevitable degree
of deformation. This deformation
decreases the likelihood that a proper
seal can be obtained upon subsequent
applications. Straight threads are used
on connections where a gasket is
compressed to create a seal. Therefore,
a seal can be obtained by repeated
application as long as the gasket has not
degraded. The clean-out/inspection port
openings are used repeatedly and
introduce an opportunity for leaks. The
straight threads on these openings help
to minimize leaking. Special Permit
DOT–SP 14333 limits the use of the
straight threads opening to certain highhazard Division 2.3 (poisonous gas),
Division 6.1 (poisonous), and Class 8
(corrosive) hazardous materials, as well
as those materials authorized to be
transported in DOT Specification
110A500W multi-unit tank car tanks.
However, PHMSA and FRA believe
straight threads in inspection ports can
be used for all hazardous materials
authorized to be transported in DOT
Specification 110A multi-unit tank car
tanks and are proposing this action in
this NPRM.
PHMSA and FRA are not aware of any
incidents that have occurred as a result
of the issuance of this special permit,
and believe these provisions, if adopted,
will provide an adequate level of safety.
Therefore, PHMSA and FRA are
proposing to incorporate Special Permit
DOT–SP 14333 into the HMR and
further allowing straight threads in
inspection ports to be used for all
hazardous materials authorized to be
transported in DOT Specification 110A
PO 00000
Frm 00056
Fmt 4702
Sfmt 4702
51329
multi-unit tank car tanks. The
provisions for this special permit are
proposed in § 179.300–13(b) for DOT
Specification 110A multi-unit tank cars
only.
D. Alternative Start-to-Discharge
Pressure Requirements for Tank Cars
Containing Chlorine
Special Permit DOT–SP 14622
authorizes the transportation of certain
DOT Specification 105J500W tank cars
containing chlorine that have start-todischarge settings that do not meet the
regulatory requirements for pressure
relief devices. Three parties currently
use this special permit.
In its original application for this
special permit, Occidental Chemical
Corporation (OxyChem) requested relief
from § 179.15(b) to allow tank cars in
chlorine service to be equipped with
combination pressure relief valves
(PRV) with a set pressure of 360 pounds
per square inch (psi) rather than the
required set pressure of 356 psi.
OxyChem justified its request based on
its history of operating tank cars safely
in a manner similar to what it was
requesting. OxyChem also based its
request on the HMR’s regulatory history
prior to the final rule issued under
Docket No. HM–216, effective on
October 1, 1996 (61 FR 28666; 61 FR
38642; 61 FR 50252), which permitted
DOT Specification 105J500W tank cars
used to transport chlorine to be
equipped with a PRV with a set pressure
of 356 psi.
The FRA conducted an evaluation of
the level of safety provided by the terms
and allowances of Special Permit DOT–
SP 14622. As part of this evaluation,
FRA staff contacted the Chlorine
Institute, which represents all of the
companies that are a party to this
special permit. The Chlorine Institute
reported it has not received a report of
any incident related to the conditions
allowed under Special Permit DOT–SP
14622. In addition, the Chlorine
Institute found the PRV setting does not
affect the standard start-to-discharge
pressure that is the basis for the flow
rating pressure. The flow rating
pressure, in turn, is used to calculate the
required PRV flow capacity. Therefore,
the FRA finds the valve is sized
appropriately for the required design
conditions.
The FRA has one safety concern
related to Special Permit DOT–SP
14622. If the relief discs or pins burst or
break within their tolerances, there is
the potential that the valve will be
exposed to the lading and its vapor for
an extended period of time. A rupture
disc or breaking pin is used in
conjunction with a reclosing PRV to
E:\FR\FM\18AUP1.SGM
18AUP1
mstockstill on DSK4VPTVN1PROD with PROPOSALS
51330
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
provide a barrier between the valve and
its components from the lading and the
vapor of the lading, as exposure to these
can lead to corrosion and ultimately the
malfunctioning of the valve.
Furthermore, the FRA believes it is
important that combination PRVs are
equipped with ‘‘tell-tale devices’’
located outboard (outside) of the rupture
disc (or breaking pin) and inboard
(inside) of the valve. When the disc or
breaking pin is intact, the valve
indicates no pressure. If the disc or pin
has been compromised, the valve will
show an elevated pressure. An operator
inspecting the condition of the tell-tale
device can determine if the rupture disc
or breaking pin has been compromised.
A rupture disc has a rated pressure
burst-pressure tolerance of +/¥ 5
percent. A breaking pin has a rated
pressure burst-pressure tolerance of +/¥
10 percent (see ASME Section VIII, UG–
126 Pressure Relief Valves). An
evaluation of the special permit relative
to both the rupture disc and breaking
pin is provided in the following
paragraph.
Special Permit DOT–SP 14622 allows
for the PRV to have a set pressure of 360
psi. The special permit allows the burst
pressure of the relief device to be 96
percent of the start-to-discharge
pressure rather than the required
maximum of 95 percent. As stated
earlier, the set pressure in SP–14622 is
within the rated pressure burst tolerance
of the rupture disc and rated pressure
burst tolerance of the breaking pin
described earlier in this paragraph.
However, it is possible that a rupture
disc could burst at the limit of its
negative tolerance at 356 psi. In this
case, the valve with a set pressure of 360
psi would be undetected and exposed to
the lading or the vapor of the lading.
While this sequence is possible, the
negative effects to the valve are very
limited. This can be demonstrated by
reviewing the thermodynamic
properties of chlorine and the time
needed to increase the vapor pressure of
the chlorine to the set pressure of the
PRV. Based on the vapor pressuretemperature relationship of chlorine, the
temperature of chlorine at a vapor
pressure of 356 psi is approximately 165
°F and its temperature at 360 psi is
approximately 170 °F. It is evident that
as the temperature of chlorine increases,
the vapor pressure of the chlorine also
increases at a slightly faster rate.
A pool fire represents the only
scenario in which the temperature of
chlorine in a tank could reach 165 °F.
In this scenario, the heat input is so
great that the specific heat and heat of
vaporization requirements would be met
quickly and raise the temperature and
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
the respective vapor pressure of the
chlorine in the tank car to a level that
would actuate the PRV, causing the PRV
to function and vent the pressure in the
tank. Under these hazardous conditions,
corrosion of the PRV body and
components are very minor
considerations.
Regarding the breaking pin, as stated
earlier, the rated pressure tolerance is
+/¥ 10 percent. Both the start-todischarge pressure requested in Special
Permit DOT–SP 14622 and required in
the HMR are within the design tolerance
of the breaking pin. As a result, neither
poses a greater risk to the safe operation
of the relief valve and tank car.
Based on this analysis, PHMSA and
FRA believe operation of a tank car
under the terms of Special Permit DOT–
SP 14622 provides a level of safety that
is equivalent to that of a similar tank car
operated under the HMR. Therefore, we
propose to adopt this requirement into
the HMR. The provisions for this special
permit are proposed in § 173.314(k)(2).
E. Alternative Pressure Relief
Requirements for Pressure Relief
Devices for Tank Cars Containing
Certain Flammable Liquid Materials
Special Permit DOT–SP 11184
authorized the transportation in
commerce of certain Class 3 materials in
DOT Specification 105J300W tank cars
with a pressure relief device rated at 25
percent of tank test pressure. The
commodities authorized under this
special permit were typically shipped in
general purpose (GP) tank cars (e.g.,
DOT Specification 111A100W). In 1996,
PHMSA, then known as the Research
and Special Programs Administration,
added § 179.15 to the HMR in a final
rule it issued on June 5, 1996, under
Docket No. HM–216 (61 FR 28666). In
paragraph (b)(2)(i) of that section, the
agency added the requirement that
reclosing pressure relief devices in tank
cars, other than DOT Class 106, 107,
110, and 113 tank cars, may not have a
start-to-discharge pressure setting lower
than 5.17 Bar (75 psig) or higher than 33
percent of the minimum tank burst
pressure, a range that included the 25
percent of tank test pressure relief
device rating required in paragraph 2.a
of DOT–SP 11184. As a result, DOT–SP
11184 was no longer needed and
PHMSA let it expire. When it was
active, 21 parties used this special
permit.
PHMSA and FRA are discussing
DOT–SP 11184 in this NPRM to clarify
that the rulemaking action issued under
Docket No. HM–216 eliminated the
need for this special permit, and to
emphasize that this revision improved
safety in two ways. First, it lowered the
PO 00000
Frm 00057
Fmt 4702
Sfmt 4702
start-to-discharge pressure for the PRV,
which allowed the car to vent at lower
pressures when in an overheated
condition—such as a pool fire.
Commodities listed in this special
permit when exposed to extreme heat
and pressure will undergo rapid
polymerization that could result in an
energetic and catastrophic failure of the
tank car. Second, the DOT Specification
105J300W tank car’s thicker shell and
head will result in the tank car having
a significantly greater survivability than
its GP tank car counterparts. PHMSA
and FRA have determined these
revisions to the HMR are performing
satisfactorily; therefore, we are expiring
this special permit. PHMSA and FRA
are not aware of any incidents that have
occurred as a result of the issuance of
Special Permit DOT–SP 11184.
F. Transportation in Commerce of
Certain Tank Cars With Identification
Plates in Lieu of Stamping the Tank Car
Heads
Special Permit DOT–SP 12905
permits certain DOT and AAR
specification tank cars with stainless
steel identification plates to have their
specification and other required
information stamped on the
identification plate instead of the tank
car heads if certain requirements are
met. The AAR requires all cars built
after December 31, 2003, to be equipped
with identification plates as specified in
Appendix C, paragraph 4.0.
Additionally, for several years
manufacturers have built portable tanks
and cargo tanks with a data plate
containing all pertinent information
related to the construction of the tank.
Incorporating Special Permit DOT–SP
12905 into the HMR will bring the
railcar data identification in line with
the AAR standards and the portable
tank and cargo tank industries. Also,
FRA acknowledges that stamping this
information into the tank car wall may
introduce a defect into its steel.
Although minimal, stamping results in
a stress concentration in the area of the
stamp. Use of a data plate would
eliminate this defect. Currently, 22
parties use this special permit.
PHMSA and FRA are not aware of any
incidents that have occurred as a result
of the issuance of Special Permit DOT–
SP 12905. PHMSA and FRA believe that
incorporating this special permit into
the HMR will provide an equivalent
level of safety for the qualification of
both specification and non-specification
rail tank cars. AAR tank cars are
required to have an identification plate
after December 31, 2011. Therefore,
PHMSA and FRA are proposing to
amend the HMR to require tank cars to
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS
have a stamped identification plate one
year after the publication date of the
final rule issued as a result of this
proposed rulemaking. We propose to
adopt this requirement into new section
§ 179.24 and existing sections
§§ 179.100–20, 179.200–24, 179.201–10,
and 179.220–25 of the HMR.
G. Measuring Liquefied Gases Loaded
into a Tank Car With Metering Devices
as an Alternative to Measuring These
Cars by Weight
Special Permit DOT–SP 9388
authorizes the transportation in
commerce of DOT specification tank
cars that have ‘‘UN 1005, Ammonia,
anhydrous, 2.2 (non-flammable gas)’’
liquefied gas measured by a metering
device when loaded into the tank.
Although anhydrous ammonia is
defined as meeting both a Division 2.3
(poisonous gas) and Class 8 (corrosive)
hazard class under the United Nations
Recommendations on the Transport of
Dangerous Goods, International Civil
Aviation Organization Technical
Instructions on the Transport of
Dangerous Goods by Air, and
International Maritime Dangerous
Goods Code, the HMR permits
anhydrous ammonia to be defined as
meeting the Division 2.2 hazard class in
domestic transportation only. For
increased safety, DOT–SP 9388 requires
that each of these tank cars must be
loaded and unloaded using procedures
that specify at a minimum: Employee
safety equipment; proper signage; set
brakes and installed wheel blocks; an
examination of the tank and/or jacket,
its undercarriage assembly, hoses,
connections, valves, and accessories
inside the loading dome for damage;
recording of defects; certification of
inspection and completion of loading
and/or unloading procedures, as well as
other recordkeeping requirements.
PHMSA and FRA propose to
incorporate these requirements in new
§ 173.314(e)(2)(i). Also, DOT–SP 9388
requires that one out of every 10 tanks
cars must have the metered gauge
verified with the tank car gauge in
accordance with certain procedures to
determine the current capacity of the
car. PHMSA and FRA propose to
incorporate these procedures in new
§ 173.314(e)(2)(ii). Although Special
Permit DOT–SP 9388 is currently
expired, 28 parties previously used it.
Since the original issuance of DOT–SP
9388, flow meter technology is much
more accurate and reliable.
PHMSA and FRA are not aware of any
incidents that have occurred as a result
of the issuance of this special permit.
PHMSA and FRA believe that
incorporating this special permit into
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
the HMR will provide an equivalent
level of safety for the qualification of
both specification and non-specification
rail tank cars. Therefore, we propose to
adopt this requirement, with the
additions noted above, into § 173.314(e)
of the HMR.
H. Approval for Gross Weight on Rail
Tank Cars
Special Permits DOT–SP 11241,
11654, 11803, 12423, 12561, 12613,
12768, 12858, 12903, 13856, 13936,
14004, 14038, 14442, 14505, 14520,
14570, and 14619, allowed rail tank cars
with a gross weight on rail that
exceeded 263,000 pounds but not
exceeding 286,000 pounds to be used to
transport certain hazardous materials
provided the tank car is approved by the
FRA’s Associate Administrator for
Railroad Safety. PHMSA adopted these
special permits, along with several
others, in a final rule issued under
Docket No. PHMSA–2009–0289 (HM–
233A; 75 FR 27205, 5/14/2010) because
they were widely used and had
established safety records. However, the
final rule erroneously omitted from
§ 179.13(b) a provision to require FRA
approval for those gross-weight-on-rail
tank cars authorized to contain
materials that are poisonous-byinhalation. PHMSA is proposing to
correct this omission in this rulemaking
by revising § 179.13(b) to add the FRA
approval statement.
I. Reference to the Association of
American Railroads AAR 600 Program
The AAR Tank Car Committee and
the AAR Hazardous Materials
Committee have recommended the
discontinuance of the AAR 600 program
as incorporated in § 174.63(c)(2).
Currently, this program requires that a
bulk packaging, including a portable
tank, transported in COFC or TOFC
service must conform to the conditions
specified in § 174.63 of the HMR. These
regulations require approval by FRA’s
Associate Administrator for Railroad
Safety, unless, among other things, the
tank conforms to requirements in AAR
600 of the AAR Specifications for Tank
Cars, ‘‘Specifications for Acceptability
of Tank Containers.’’ In accordance with
AAR 600, approval and registration of
compliant portable tanks is required
based on a determination that the tank
meets all applicable standards and
payment of a registration fee.
Since incorporation of the AAR 600
standard into the HMR, PHMSA has
adopted standards for portable tanks
that meet or exceed the AAR 600
requirements. The AAR committees
believe that the current HMR portable
tank regulations have now exceeded the
PO 00000
Frm 00058
Fmt 4702
Sfmt 4702
51331
AAR 600 requirements and that all of
the specifications for original
construction listed in the AAR 600
Standard were not allowed to be built
after January 1, 2003, except for the
DOT Specification 60 and other United
Nations (UN) portable tanks that are
authorized in the HMR. As stated earlier
in this rulemaking, PHMSA agreed with
the AAR proposal in a letter dated May
20, 2009 and stated we would propose
a revision to § 174.63(c). As also
discussed earlier in this preamble,
PHMSA received a petition (P–1567)
dated July 9, 2010, from Gold Tank
Inspection Services, Inc., requesting the
removal of the reference to the AAR 600
program in § 174.63 because the HMR
now includes standards for portable
tanks that meet or exceed AAR 600
requirements. Accordingly, in this
NPRM, PHMSA is proposing to require
that portable tanks transported in COFC
or TOFC service must conform to all
HMR requirements applicable to
portable tanks. Consistent with this
proposed revision, PHMSA is proposing
to remove the reference in § 171.7(a)(3)
to § 173.63 under the listing ‘‘AAR
Manual of Standards and Recommended
Practices, Section C–Part III,
Specifications for Tank Cars,
Specification M–1002, (AAR
Specifications for Tank Cars), December
2000.’’
III. Rulemaking Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
This NPRM is published under the
authority of 49 U.S.C. 5103(b) which
authorizes the Secretary to prescribe
regulations for the safe transportation,
including security, of hazardous
material in intrastate, interstate, and
foreign commerce. 49 U.S.C. 5117(a)
authorizes the Secretary of
Transportation to issue a special permit
from a regulation prescribed in sections
5103(b), 5104, 5110, or 5112 of the
Federal Hazardous Materials
Transportation Law to a person
transporting, or causing to be
transported, hazardous material in a
way that achieves a safety level at least
equal to the safety level required under
the law, or consistent with the public
interest, if a required safety level does
not exist. If adopted as proposed, the
final rule would amend the regulations
incorporating provisions from certain
widely used and longstanding special
permits that have established a history
of safety and which may, therefore, be
converted into the regulations for
general use.
E:\FR\FM\18AUP1.SGM
18AUP1
51332
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
B. Executive Order 12866, Executive
Order 13563, and DOT Regulatory
Policies and Procedures
This proposed rule is not considered
a significant regulatory action under
section 3(f) and was not reviewed by the
Office of Management and Budget
(OMB). The proposed rule is not
considered a significant rule under the
Regulatory Policies and Procedures
order issued by the Department of
Transportation [44 FR 11034].
Executive Orders 12866 (‘‘Regulatory
Planning and Review’’) and 13563
(‘‘Improving Regulation and Regulatory
Review’’) require agencies to regulate in
the ‘‘most cost-effective manner,’’ to
make a ‘‘reasoned determination that
the benefits of the intended regulation
justify its costs,’’ and to develop
regulations that ‘‘impose the least
burden on society.’’ In this notice,
PHMSA proposes to amend the HMR by
incorporating alternatives this agency
has permitted under widely used and
longstanding special permits with
established safety records that we have
determined meet the safety criteria for
inclusion in the HMR. Incorporation of
these special permits into regulations of
general applicability will provide
shippers and carriers with additional
flexibility to comply with established
safety requirements, thereby reducing
transportation costs and increasing
productivity. In addition, the proposals
in this NPRM will reduce the paperwork
burden on industry and this agency
caused by continued renewals of special
permits. The provisions of this proposed
rule will promote the continued safe
transportation of hazardous materials
while reducing transportation costs for
the industry and administrative costs for
the agency. Therefore, the requirements
of Executive Orders 12866 and 13563,
and the DOT policies and procedures
concerning these orders have been
satisfied.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
C. Executive Order 13132
This proposed rule was analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’). This proposed
rule would preempt state, local and
Indian Tribe requirements but does not
propose any regulation that has
substantial direct effects on the states,
the relationship between the national
government and the states, or the
distribution of power and
responsibilities among the various
levels of governments. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
Federal hazardous material
transportation law, 49 U.S.C. 5101, et
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
seq., contains an express preemption
provision (49 U.S.C. 5125(b))
preempting state, local and Indian Tribe
requirements on certain covered
subjects. Covered subjects are:
(1) The designation, description, and
classification of hazardous material;
(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous material;
(3) The preparation, execution, and
use of shipping documents related to
hazardous material and requirements
related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous material; or
(5) The designing, manufacturing,
fabricating, marking, maintaining,
reconditioning, repairing, or testing of a
package, container or packaging
component that is represented, marked,
certified, or sold as qualified for use in
transporting hazardous material in
commerce.
This proposed rule addresses covered
subject items (2), (3), and (5) and would
preempt any State, local, or Indian Tribe
requirements not meeting the
‘‘substantively the same’’ standard.
Federal hazardous materials
transportation law provides at 49 U.S.C.
5125(b)(2) that if PHMSA issues a
regulation concerning any of the
covered subjects, PHMSA must
determine and publish in the Federal
Register the effective date of Federal
preemption. The effective date may not
be earlier than the 90th day following
the date of issuance of the final rule and
not later than two years after the date of
issuance. PHMSA proposes the effective
date of Federal preemption be 90 days
from publication of a final rule in this
matter in the Federal Register.
D. Executive Order 13175
This proposed rule was analyzed in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this proposed rule does not
have Tribal implications and does not
impose substantial direct compliance
costs on Indian Tribal governments, the
funding and consultation requirements
of Executive Order 13175 do not apply.
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
The Regulatory Flexibility Act (5
U.S.C. 601–611) requires each agency to
analyze regulations and assess their
impact on small businesses and other
small entities to determine whether the
PO 00000
Frm 00059
Fmt 4702
Sfmt 4702
rule is expected to have a significant
impact on a substantial number of small
entities. The NPRM proposes to amend
the HMR to incorporate provisions
contained in seven widely used or
longstanding railroad special permits
that have an established safety record.
Although many of the applicants may be
small businesses or other small entities,
PHMSA believes that the revisions in
this proposed rule are intended to
provide wider access to the regulatory
flexibility offered in special permits and
eliminate the need for numerous
renewal requests, thus reducing
paperwork burdens and facilitating
commerce while maintaining an
appropriate level of safety. Therefore,
PHMSA certifies that the provisions of
this NPRM would not have a significant
economic impact on a substantial
number of small entities.
This proposed rule has been
developed in accordance with Executive
Order 13272 (‘‘Proper Consideration of
Small Entities in Agency Rulemaking’’)
and DOT’s procedures and policies to
promote compliance with the
Regulatory Flexibility Act to ensure that
potential impacts of draft rules on small
entities are properly considered.
F. Paperwork Reduction Act
PHMSA has approved information
collections under OMB Control Number
2137–0051, ‘‘Rulemaking, Special
Permits, and Preemption
Requirements,’’ OMB Control Number
2137–0557, ‘‘Approvals for Hazardous
Materials,’’ and OMB Control Number
2137–0559, ‘‘(Rail Carriers and Tank Car
Requirements) Requirements for Rail
Tank Cars—Transportation of
Hazardous Materials by Rail. This
NPRM may result in a decrease in the
annual burden and costs under OMB
Control Number 2137–0051 and an
increase in the annual burden and costs
under OMB Control Number 2137–0557
and OMB Control Number 2137–0559
due to proposed changes to incorporate
provisions contained in certain widely
used or longstanding special permits
that have an established safety record.
Under the Paperwork Reduction Act
of 1995, no person is required to
respond to an information collection
unless it has been approved by OMB
and displays a valid OMB control
number. Section 1320.8(d), title 5, Code
of Federal Regulations requires that
PHMSA provide interested members of
the public and affected agencies an
opportunity to comment on information
and recordkeeping requests.
This notice identifies a revised
information collection request that
PHMSA will submit to OMB for
approval based on the requirements in
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
this proposed rule. PHMSA has
developed burden estimates to reflect
changes in this proposed rule. PHMSA
estimates that the information collection
and recordkeeping burden as proposed
in this rule is as follows:
255
255
255
$9,500
OMB Control No. 2137–0557:
Increase in Annual Number of Respondents ..................................
Increase in Annual Responses: ....
Increase in Annual Burden Hours
Increase in Annual Burden Costs
mstockstill on DSK4VPTVN1PROD with PROPOSALS
OMB Control No. 2137–0051:
Decrease in Annual Number of
Respondents .............................
Decrease in Annual Responses: ..
Decrease in Annual Burden Hours
Decrease in Annual Burden Costs
of this document may be used to crossreference this action with the Unified
Agenda.
H. Unfunded Mandates Reform Act of
1995
This proposed rule does not impose
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. It does not result in costs of
$141.3 million or more to either state,
local or Tribal governments, in the
aggregate, or to the private sector, and
is the least burdensome alternative that
achieves the objective of the rule.
200
200
50
$1,100
I. Environmental Assessment
The National Environmental Policy
Act of 1969 (NEPA), as amended (42
U.S.C. 4321–4347), and implementing
regulations by the Council on
Environmental Quality (40 CFR part
OMB Control No. 2137–0559:
1500) require Federal agencies to
Increase in Annual Number
consider the consequences of Federal
of Respondents .................
350
actions and prepare a detailed statement
Increase in Annual Responses .............................
350 on actions that significantly affect the
quality of the human environment.
Increase in Annual Burden
The hazardous materials regulatory
Hours .................................
350
system is a risk management system that
Increase in Annual Burden
Costs .................................
$10,500 is prevention oriented and focused on
identifying a hazard and reducing the
PHMSA specifically requests
probability and quantity of a hazardous
comments on these information
materials release. This rulemaking is
collections and recordkeeping burdens
concerned with the transportation of
associated with developing,
hazardous materials by rail, but is
implementing, and maintaining these
prepared with the understanding that
requirements for approval under this
these materials are often transported by
proposed rule.
aircraft, vessel, and highway before or
Requests for a copy of this
after they are transported by rail. The
information collection should be
need for hazardous materials to support
directed to Deborah Boothe or Steven
essential services means transportation
Andrews, Standards and Rulemaking
of highly hazardous materials is
Division, (PHH–10), Pipeline and
unavoidable. However, these shipments
Hazardous Materials Safety
frequently move through densely
Administration, 1200 New Jersey
populated or environmentally sensitive
Avenue, SE., Washington, DC 20590–
areas where the consequences of an
0001, Telephone (202) 366–8553.
incident could be loss of life, serious
Address written comments to the
injury, or significant environmental
Dockets Unit as identified in the
damage. The ecosystems that also could
ADDRESSES section of this rulemaking.
be affected by a hazardous materials
We must receive comments regarding
release during transportation include
information collection burdens prior to
atmospheric, aquatic, terrestrial, and
the close of the comment period
vegetal resources (for example, wildlife
identified in the DATES section of this
habitats). The adverse environmental
rulemaking. In addition, you may
impacts associated with releases of most
submit comments specifically related to hazardous materials are short-term
the information collection burden to the impacts that can be greatly reduced or
PHMSA Desk Officer, Office of
eliminated through prompt clean-up of
Management and Budget, at fax number the incident scene. In this NPRM, we
202–395–6974.
are requesting comments on the
potential environmental impacts of the
G. Regulation Identifier Number (RIN)
proposals.
A regulation identifier number (RIN)
In all modes of transport, the potential
is assigned to each regulatory action
for environmental damage or
listed in the Unified Agenda of Federal
contamination exists when packages of
Regulations. The Regulatory Information hazardous materials are involved in
Service Center publishes the Unified
transportation incidents. Most of the
Agenda in April and October of each
special permits considered in this
year. The RIN contained in the heading
rulemaking involve bulk packages of
VerDate Mar<15>2010
17:44 Aug 17, 2011
Jkt 223001
PO 00000
Frm 00060
Fmt 4702
Sfmt 4702
51333
hazardous materials in DOT
specification and non-specification tank
cars. While the volume of hazardous
material present in these packagings has
the potential to be released into the
environment during a transportation
incident, these packagings are
constructed to withstand greater forces
during impact and are also equipped
with safety relief devices and valves
specifically designed to maintain the
containment ability of the tank car.
The purpose and need of this
rulemaking is to incorporate widely
used special permits or those with an
established safety record into the HMR
for universal use. More information
about benefits of the proposed action
can be found in the preamble (i.e.,
‘‘Overview of Proposed Amendments) to
this rulemaking. The alternatives
considered in the analysis include (1)
the proposed action, that is,
incorporation of the proposed special
permits as amendments to the HMR; (2)
incorporation of some subset of the
proposed special permits (i.e., only
some of the proposed special permits) as
amendments to the HMR; and (3) the
‘‘no action’’ alternative, meaning that
none of the proposed special permits
would be incorporated into the HMR.
PHMSA believes that the each of these
alternatives would result in equal
environmental risk and/or impact
because special permits are intended to
offer equivalent safety and
environmental protection as the HMR.
In considering the potential
environmental impacts of the proposed
action, PHMSA does not anticipate that
the incorporation of the listed special
permits will result in any significant
impact on the human environment
because the process through which
special permits are issued requires the
applicant to demonstrate that the
alternative transportation method or
packaging proposed provides an
equivalent level of safety as that
provided in the HMR. However,
PHMSA welcomes and will consider
and address comments about
foreseeable environmental impacts or
risk associated with the incorporation of
any proposed special permit. The
agencies and persons consulted in the
development of this regulatory proposal
include the International Vessel
Operators Hazardous Materials
Association, Inc.; Gold Tank Inspection
Services, Inc.; Surface Deployment and
Distribution Command (SDDC); Conrail;
Agrium N.A.Wholesale Transportation
Compliance; Koch Nitrogen Company;
Columbiana Boiler Company; and
subject matter expert staff in FRA and
PHMSA.
E:\FR\FM\18AUP1.SGM
18AUP1
51334
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
Given that this rulemaking proposes
to amend the HMR to incorporate
provisions contained in certain widely
used or longstanding railroad special
permits that have an established safety
record, these proposed change in
regulation would increase safety and
environmental protections. There are no
significant environmental impacts
associated with this proposed rule.
J. Privacy Act
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70, pages 19477–78), or at
https://www.regulations.gov.
List of Subjects
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Labeling, Markings, Packaging and
containers, Reporting and recordkeeping
requirements.
49 CFR Part 173
Hazardous materials transportation,
Packaging and containers, Radioactive
materials, Reporting and recordkeeping
requirements, Uranium.
49 CFR Part 174
§ 171.7
[Amended]
2. In the ‘‘Table of material
incorporated by reference,’’ at
§ 171.7(a)(3), for the entry ‘‘AAR Manual
of Standards and Recommended
Practices, Section C–Part III,
Specifications for Tank Cars,
Specification M–1002, (AAR
Specifications for Tank Cars), December
2000, the reference to § 174.63 is
removed.
3. In § 171.8, the definition ‘‘Train
consist’’ is added in alphabetical order
to read as follows:
§ 171.8
Definitions and abbreviations.
49 CFR Part 179
Hazardous materials transportation,
Railroad safety, Reporting and
recordkeeping requirements.
49 CFR Part 180
Hazardous materials transportation,
Motor carriers, Motor vehicle safety,
Packaging and containers, Railroad
safety, Reporting and recordkeeping
requirements.
In consideration of the foregoing, we
propose to amend 49 CFR Chapter I as
follows:
Jkt 223001
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, TRAINING
REQUIREMENTS, AND SECURITY
PLANS
4. The authority citation for part 172
continues to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.53.
5. In § 172.201, revise paragraph (a)(2)
and add paragraph (a)(5) to read as
follows:
§ 172.201 Preparation and retention of
shipping papers.
Hazardous materials transportation,
Radioactive materials, Rail carriers,
Railroad safety, Reporting and
recordkeeping requirements.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45 and 1.53; Pub. L. 101–410 section
4 (28 U.S.C. 2461 note); Pub. L. 104–134
section 31001.
*
*
*
*
Train consist means a written record
of the contents and location of each rail
car in a train.
*
*
*
*
*
Exports, Hazardous materials
transportation, Hazardous waste,
Imports, Reporting and recordkeeping
requirements.
16:03 Aug 17, 2011
1. The authority citation for part 171
continues to read as follows:
*
49 CFR Part 171
VerDate Mar<15>2010
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
(a) * * *
(2) The required shipping description
on a shipping paper and all copies of
the shipping paper used for
transportation purposes must be legible
and printed (manually or mechanically)
in English.
*
*
*
*
*
(5) Electronic shipping papers. For
transportation by rail, a rail carrier may
accept shipping paper information
either telephonically (i.e., voice
communications and facsimiles) or
electronically (EDI) from an offeror of a
hazardous materials shipment in
accordance with the provisions in
paragraphs (a)(5)(i) through (v) of this
section. For the purposes of this section
electronic data interchange (EDI) means
PO 00000
Frm 00061
Fmt 4702
Sfmt 4702
the computer-to-computer exchange of
business data in standard formats. In
EDI, information is organized according
to a specific format (electronic
transmission protocol) agreed upon by
the sender and receiver of this
information, and transmitted through a
computer transaction that requires no
human intervention or retyping at either
end of the transmission.
(i) When the information applicable to
the consignment is provided under this
requirement the information must be
available to the shipper and carrier at all
times during transport, and the carrier
must have and maintain a printed copy
of this information until delivery of the
hazardous materials on the shipping
paper is complete. When a paper
document is produced, the data must be
presented as required by this subpart.
(ii) The offeror must forward the
shipping paper (record) for a loaded
movement to the carrier prior to
shipment unless the carrier prepares the
shipping paper on behalf of the offeror.
The offeror is only relieved of the duty
to forward the shipping paper once the
offeror has received a copy of the
shipping paper from the carrier;
(iii) A carrier that generates a residue
shipping paper using information from
the previous loaded movement of a
hazardous materials packaging must
ensure the description of the hazardous
material that accompanies the shipment
complies with the offeror’s request;
(iv) Verification. The carrier and the
offeror must have a procedure by which
the offeror can verify accuracy of the
transmitted hazard communication
information that will accompany the
shipment; and
(v) Retention. The shipping document
that is generated must be retained in
conformance with § 172.201(e).
*
*
*
*
*
6. In § 172.202, paragraph (b) is
amended by adding a third sentence to
read as follows:
§ 172.202 Description of hazardous
material on shipping papers.
*
*
*
*
*
(b) * * * Shipping descriptions for
hazardous materials offered or intended
for transportation by rail that contain all
the information required in this subpart
and that are formatted and ordered in
accordance with recognized electronic
data interchange standards and, to the
extent possible, in the order and manner
required by this subpart are deemed to
comply with this paragraph.
*
*
*
*
*
7. In § 172.204 paragraph (a)
introductory text, a sentence is added to
the end and paragraphs (a)(3) and (d)(3)
are added to read as follows:
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
§ 172.204
Shipper’s certification.
(a) * * * For transportation by rail
only, the certification may be received
verbally or with abbreviated written
language in conformance with
paragraphs (a)(3)(i) and (ii) of this
section.
*
*
*
*
*
(3) Rail only certifications. For
transportation by rail, the shipping
paper certification may also be
accomplished by one of the following
methods:
(i) Verbal certification. When received
telephonically, by the carrier reading
the complete shipping description that
will accompany the shipment to the
offeror and receiving verbal
acknowledgment that the description is
as required. This verbal
acknowledgement must be recorded,
either on the shipping document or in
a separate record, e.g., the train consist,
in accordance with § 174.24, and must
include the date and name of the person
who provided this information; or
(ii) Written abbreviated certification.
When transmitted electronically, by
including the following abbreviated
certification, in lieu of the full
certification: ‘‘* * *, on behalf of
shipper [or ‘‘offeror’’] avers [or
‘‘declares’’] certification specified in
§ 172.204(a).’’ The name of the principal
partner, officer, or employee of the
offeror or his agent must be substituted
for the asterisks;
*
*
*
*
*
(d) * * *
(3) For transportation by rail, when
transmitted by telephone or
electronically, the signature may be in
one of the following forms: the name of
the principal person, partner, officer, or
employee of the offeror or his agent in
a computer field defined for that
purpose.
8. In § 172.604, paragraphs (a)
introductory text and (a)(3)(ii) are
revised to read as follows:
mstockstill on DSK4VPTVN1PROD with PROPOSALS
§ 172.604 Emergency Response
Telephone Number.
(a) A person who offers a hazardous
material for transportation must provide
an emergency response telephone
number, including the area code, for use
in an emergency involving the
hazardous material. For telephone
numbers outside the United States, the
international access code or the ‘‘+’’
(plus) sign, country code, and city code,
as appropriate, that are needed to
complete the call must be included. The
telephone number must be—
*
*
*
*
*
(3) * * *
(ii) Entered once on the shipping
paper in the manner prescribed in
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
paragraph (b) of this section in a
prominent, readily identifiable, and
clearly visible manner that allows the
information to be easily and quickly
found, such as by highlighting, use of a
larger font or a font that is a different
color from other text and information, or
otherwise setting the information apart
to provide for quick and easy
recognition. This provision may be used
only if the telephone number applies to
each hazardous material entered on the
shipping paper, and if it is indicated
that the telephone number is for
emergency response information (for
example: ‘‘EMERGENCY CONTACT:
* * *’’).
*
*
*
*
*
PART 173—SHIPPERS—GENERAL
REQUIREMENTS FOR SHIPMENTS
AND PACKAGINGS
9. The authority citation for part 173
continues to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45, 1.53.
10. In § 173.314, paragraph (e) is
redesignated as (e)(1) and its first
sentence is revised, paragraph (k) is
redesignated as (k)(1), and paragraphs
(e)(2) and (k)(2) are added to read as
follows:
§ 173.314 Compressed gases in tank cars
and multi-unit tank cars.
*
*
*
*
*
(e) Verification of content. (1) The
amount of liquefied gas loaded into each
tank may be determined either by
measurement or calculation of the
weight, except that DOT specification
tank car tanks authorized for the
transportation of ammonia solution and
anhydrous ammonia may have the
amount of liquefied gas loaded into the
tank car measured by a metering device
in conformance with paragraph (e)(2) of
this section. * * *
(2) Metering device. (i) Loading
procedures. Tank cars loaded with a
metering device in conformance with
this section are not required to be
weighed, but must have their outage
measured with a magnetic gauging
device to determine that the tank car is
properly loaded in compliance with this
subchapter. Each tank car using a
metering device must be loaded using
the following procedures. A copy of
these procedures must be available at
each location where such loading takes
place. Certification in writing of the
inspection and completion of these
loading and/or unloading procedures
must be maintained for each tank car
loaded with a metering device and
maintained in accordance with the
recordkeeping requirements in
PO 00000
Frm 00062
Fmt 4702
Sfmt 4702
51335
paragraph (e)(2)(iii) of this section, and
all necessary records must be
completed. At a minimum, these
procedures will specify:
(A) The minimum safety equipment
that must be worn by each employee
performing a loading and unloading task
under this paragraph (e)(2). The
equipment must be designed to protect
employees from the dangers associated
with exposure to and contact with the
hazardous material and must also
comply with the laws of the Department
of Labor’s Occupational Safety and
Health Administration, and the state
and local laws of the jurisdiction where
the task is being performed.
(B) That prior to loading a rail tank
car all truck brakes must be set and
chock blocks installed on one set of
truck’s wheels, and the rail tank car
must be properly spotted and signed,
and the tank visually inspected for any
sign of damage in the—
(1) Hoses, connections, and valves;
(2) Truck and rail car under carriage
assemblies;
(3) Tank and/or jacket; and
(4) Accessories inside of loading
dome.
(C) Any defects found must be
recorded, and the tank must not be
loaded until the repairs to eliminate
each defect are completed.
(D) The tank car must be allowed to
sit undisturbed for at least 10 minutes
after loading to allow material within
the tank to settle. After this has occurred
a final check for leaks must be
conducted prior to closing the dome
cover and properly inserting the dome
pin.
(ii) Verification. One out of every 10
tank cars loaded by the use of the
metering device must be gauged
utilizing the fixed gauging equipment
on the tank car to verify by calculation
the amount of ammonia solution or
anhydrous ammonia contained in the
tank car.
(iii) Recordkeeping. The following
information must be maintained and be
made available to any representative of
the DOT upon request for each tank car
loaded with the use of a metering
device:
(A) Date loaded,
(B) Date shipped,
(C) Tank car reporting marks,
(D) DOT Specification,
(E) Tank car stenciled shell capacity
(gallons),
(F) Tank car stenciled tare weight
(pounds),
(G) Outage or innage table number,
(H) Water capacity of tank car
(pounds),
(I) Maximum permitted filling density
(see § 173.314, Table note 1),
E:\FR\FM\18AUP1.SGM
18AUP1
51336
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
(J) Specific gravity of NH3 (@105 °F =
0.5796 and @115 °F = 0.5706),
(K) Tank car outage (inches/gallons),
(L) Gallons of liquid ammonia in tank
car,
(M) Quantity of vapor ammonia in
tank car, and
(N) Total calculated ammonia (liquid
& vapor) in tank car (pounds).
*
*
*
*
*
(k) * * *
(2) DOT105J500W tank cars may be
used as authorized packagings, as
prescribed in this subchapter for
transporting ‘‘Chlorine, 2.3 (8), UN
1017, Poison Inhalation Hazard, Zone B,
RQ,’’ if the tank cars meet all DOT
specification requirements and the tank
cars are equipped with combination
safety relief valves with a start-todischarge pressure of 360 psi, rather
than the 356 psi. The start-to-discharge
pressure setting must be marked on the
pressure relief device in conformance
with the AAR Specification for Tank
Cars (IBR, see § 171.7 of this
subchapter).
*
*
*
*
*
PART 174—CARRIAGE BY RAIL
11. The authority citation for part 174
continues to read as follows:
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
§ 174.63
[Amended]
12. In § 174.63(c)(2) is removed and
reserved.
PART 179—SPECIFICATIONS FOR
TANK CARS
13. The authority citation for part 179
is revised to read as follows:
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
14. In § 179.13, paragraph (b) is
revised to read as follows:
§ 179.13 Tank car capacity and gross
weight limitation.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
*
*
*
*
*
(b) Tank cars containing poisonousby-inhalation material meeting the
applicable authorized tank car
specifications listed in § 173.244(a)(2) or
(3), or § 173.314(c) or (d) may have a
gross weight on rail of up to 286,000
pounds upon approval by the Associate
Administrator for Railroad Safety, FRA.
Tank cars exceeding 263,000 pounds
and up to 286,000 pounds gross weight
on rail must meet the requirements of
AAR Standard S–286, Free/Unrestricted
Interchange for 286,000 lb Gross Rail
Load Cars (IBR, see § 171.7 of this
subchapter). Any increase in weight
above 263,000 pounds may not be used
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
to increase the quantity of the contents
of the tank car.
15. In Subpart B, add § 179.24 to read
as follows:
§ 179.24
Stamping.
(a)(1) After December 31, 2011, to
certify compliance with Federal
requirements, the tank manufacturer
must install two identical permanent
identification plates, one located on
both inboard surfaces of the ‘‘A’’ (i.e.,
opposite) end of the tank car. One
identification plate must be installed on
the right side (AR) of the tank car, and
the other must be installed on the back
end left side (BL) body bolster webs so
that each plate is readily accessible for
inspection. The plates must be at least
3/32-inch thick and manufactured from
corrosion resistant metal. When the tank
jacket (flashing) covers the body bolster
web and identification plates, additional
identical plates must be installed on the
AR and BL corners of the tank in a
visible location. Tank cars built before
December 31, 2011, may have the plate
instead of or in addition to the
stamping.
(2) Each plate must be stamped,
embossed, or otherwise marked by an
equally durable method in letters 3/16inch high with the following
information (parenthetical abbreviations
may be used, and the AAR form
reference is to the AAR Specifications
for Tank Cars, December 2000 edition
(IBR, see § 171.7 of this subchapter)):
(i) Tank Manufacturer (Tank MFG):
Full name of the car builder as shown
on the certificate of construction (AAR
form 4–2).
(ii) Tank Manufacturer’s Serial
Number (SERIAL NO): For the specific
car.
(iii) AAR Number (AAR NO): The
AAR number from line 3 of AAR Form
4–2.
(iv) Tank Specification
(SPECIFICATION): The specification to
which the tank was built from line 7 of
AAR form 4–2.
(v) Tank Shell Material/Head Material
(SHELL MATL/HEAD MATL): ASTM or
AAR specification of the material used
in the construction of the tank shell and
heads from lines 15 and 16 of AAR
Form 4–2. For Class DOT–113W, DOT–
115W, AAR–204W, and AAR–206W, the
materials used in the construction of the
outer tank shell and heads must be
listed. Only list the alloy (e.g., 5154) for
aluminum tanks and the type (e.g., 304L
or 316L) for stainless steel tanks.
(vi) Insulation Material (INSULATION
MATL): Generic names of the first and
second layer of any thermal protection/
insulation material applied.
PO 00000
Frm 00063
Fmt 4702
Sfmt 4702
(vii) Insulation Thickness
(INSULATION THICKNESS): In inches.
(viii) Underframe/Stub Sill Type (UF/
SS DESIGN): The design from Line 32
of AAR Form 4–2.
(ix) Date of Manufacture (DATE OF
MFR): The month and year of tank
manufacture. If the underframe has a
different built date than the tank, then
show both dates.
(3) When a modification to the tank
changes any of the information shown
in paragraph (a)(2) of this section, the
car owner or the tank car facility making
the modification must install an
additional variable identification plate
on the tank in accordance with
paragraph (a)(1) of this section showing
the following information:
(i) AAR Number (AAR NO): The AAR
number from line 3 of AAR Form 4–2
for the alteration or conversion.
(ii) All items of paragraph (a)(2) of
this section that were modified,
followed by the month and year of
modification.
(b) [Reserved]
16. In § 179.100–20, paragraph (b) is
added to read as follows:
§ 179.100–20
Stamping.
*
*
*
*
*
(b) Authorized DOT tank cars with
stainless steel identification plates must
have their DOT Specification and other
required information stamped plainly
and permanently on their identification
plate in conformance with the
applicable requirements prescribed in
§ 179.24(a).
17. In § 179.200–24, paragraph (c) is
added to read as follows:
§ 179.200–24
Stamping.
*
*
*
*
*
(c) Authorized DOT non-pressure tank
car tanks with stainless steel
identification plates may have their
DOT Specification and other required
information stamped plainly and
permanently on their identification
plate instead of into the metal of the
tank in conformance with the applicable
requirements prescribed in § 179.24(a).
18. In § 179.201–10, paragraph (b) is
added to read as follows:
§ 179.201–10
*
Water capacity marking.
*
*
*
*
(b) After December 31, 2011,
authorized DOT non-pressure tank cars
that comply with this section and are
equipped with stainless steel
identification plates may have the water
capacity of the tank in pounds
prescribed in the first sentence of
paragraph (a) of this section stamped
plainly and permanently on their
identification plate instead of into the
E:\FR\FM\18AUP1.SGM
18AUP1
51337
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
metal of the tank, or immediately below
the stamped marks specified in
§ 179.200–24(a) in conformance with
the applicable marking requirements
prescribed in § 179.24(a).
19. In § 179.220–25, the existing text
is redesignated as paragraph (a) and
paragraph (b) is added to read as
follows:
§ 179.220–25
Stamping.
*
*
*
*
*
(b) Authorized Class DOT–115 nonpressure tank car tanks with stainless
steel identification plates may have
their DOT Specification and other
required information stamped plainly
and permanently on their identification
plate instead of into the metal of the
tank in conformance with the applicable
requirements prescribed in § 179.24(a).
20. In § 179.300–13, paragraph (b) is
revised to read as follows:
§ 179.300–13 Venting, loading and
unloading valves.
*
*
*
*
*
(b) Threads for openings must be
National Gas Taper Threads (NGT)
tapped to gauge, clean cut, even and
without checks. Threads for the cleanout/inspection ports of DOT
Specification 110A multi-unit tank car
tanks may be straight threads instead of
taper threads. The straight threads must
meet the requirements of
§ 178.61(h)(3)(i) and (iii). Taper threads
must comply with § 178.61(h)(3)(i) and
(ii). Hex plugs may be secured to
threaded boss ports using stainless steel
safety wire of adequate strength and
design for its intended use.
PART 180—CONTINUING
QUALIFICATION AND MAINTENANCE
OF PACKAGINGS
21. The authority citation for part 180
continues to read as follows:
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
22. Revise § 180.501 to read as
follows:
§ 180.501
Applicability.
(a) This subpart prescribes
requirements, in addition to those
contained in parts 107, 171, 172, 173,
174, and 179 of this subchapter,
applicable to any person who
manufactures, fabricates, marks,
maintains, repairs, inspects, or services
tank cars to ensure continuing
qualification.
(b) This subpart also establishes the
minimum acceptable framework for an
owner’s qualification program for tank
cars and components. Owners should
follow this subpart in developing their
written procedures (work instructions),
as required under § 179.7(d), for use by
tank car facility employees. The owner’s
qualification program for each tank car,
or a fleet of tank cars, must identify
where to inspect, how to inspect, and
the acceptance criteria. Tank car
facilities must incorporate the owner’s
qualification program in their quality
assurance program, as required under
§ 179.7(a)(2), (b)(3), and (b)(5).
(c) Any person who performs a
function prescribed in this part must
perform that function in accordance
with this part.
(d) Where, in this subpart, a person is
required to make documents available to
FRA upon request, such request means
that credentialed FRA personnel or an
authorized representative of the
Department may view the documents
and make copies of them. The document
owner’s may seek confidential treatment
of the documents presented. See
§ 105.30.
23. Revise § 180.503 to read as
follows:
§ 180.503
Definitions.
The following definitions and those
contained in §§ 171.8 and 179.2 of this
subchapter apply:
Corrosive to the tank or service
equipment means a material identified
in Appendix D of this part or a material
when in contact with the inner shell of
the tank or service equipment may have
a severe corrosion rate on steel or
aluminum based on criteria in
§ 173.137(c)(2).
Defects mean abrasions; corrosion;
cracks; dents; flaws in welds;
distortions; erosion; missing, damaged,
leaking or loose components and
fasteners; and other conditions or
imperfections that may make a tank car
unsafe for transportation and/or require
it to be removed from service.
Design level of reliability and safety
means the level of reliability and safety
built into the tank car and therefore
inherent in its specification, design, and
manufacture.
Interior heater system means a piping
system located within the tank shell that
uses a fluid medium to heat the lading
for the purposes of unloading.
Lining/Coating owner means the
person responsible for bearing the costs
of maintaining the lining/coating.
Maintenance means inspection,
upkeep, or preservation, including
ordinary repairs necessary and proper.
Modification means any change to a
tank car that affects the certificate of
construction prescribed in § 179.5,
including an alteration prescribed in
§ 179.6, or conversion.
Objectively reasonable and articulable
belief means a belief based on
particularized and identifiable facts that
provide an objective basis to believe or
suspect that a tank car or a class or
design of tank cars may be in an unsafe
operating condition.
Qualification, as relevant to a tank
car, means the car conforms to the
specification to which it was built or
modified, to the requirements of this
subpart, to the requirements of the AAR
Tank Car Manual (IBR, see § 171.7 of
this subchapter) and to the owner’s
acceptance criteria. Qualification is
accomplished by careful and critical
examination using inspections and tests
based on a written program that verifies
conformance, followed by a written
representation of that conformance. A
tank car that passes the appropriate tests
for its specification, has a signed test
report, is marked to denote this passage,
and is considered qualified for
hazardous materials transportation
under this subchapter.
Tests and Inspections
Tank ....................................................................
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Qualification of
Visual Inspection ..................................................................................................
Structural Integrity Inspection ...............................................................................
Thickness Test: Note 1 ........................................................................................
Safety System Inspection .....................................................................................
Leakage Pressure Test ........................................................................................
Service Equipment ...............................................................................................
Linings and Coatings ............................................................................................
Service Equipment ..............................................
Lining/Coating .....................................................
§ 180.509(*)
d
e
f
h
j
k
i
Note 1: Paragraph (f)(2) in § 180.509 of this part may require thickness tests at an interval different from the other items for qualification of the
tank.
VerDate Mar<15>2010
17:44 Aug 17, 2011
Jkt 223001
PO 00000
Frm 00064
Fmt 4702
Sfmt 4702
E:\FR\FM\18AUP1.SGM
18AUP1
51338
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
Railworthy, Railworthiness for a tank
car, means that the tank, service
equipment, safety systems, and all other
components are capable of performing
their intended function until their next
qualification.
Reactive to the tank or service
equipment means a material that, in
contact with the inner shell of the tank,
or with the service equipment, may
react to produce heat, gases, and/or
pressure which could substantially
reduce the effectiveness of the
packaging or the safety of its use.
Reinforced tank shell butt weld means
the portion of a butt weld covered by a
reinforcing plate.
Reinforcing plate means an
attachment welded directly to the tank
supporting major structural components
for the purpose of preventing damage to
the tank through fatigue, overstressing,
denting, puncturing, or tearing.
Reliability means the quantified
ability of an item or structure to operate
without failure for the specified period
of its design life or until its next
qualification.
Representation means attesting
through documenting, in writing or by
marking on the tank (or jacket), that a
tank car is qualified and railworthy.
Safety system means one or more of
the following: thermal protection
systems, insulation systems, tank head
puncture resistance systems, coupler
vertical restraint systems, and systems
used to protect discontinuities (e.g., skid
protection and protective housings) as
required under the HMR.
Service equipment means equipment
used for loading and unloading
(including an interior heating system),
sampling, venting, vacuum relief,
pressure relief, and measuring the
amount of lading or the lading
temperature.
Service equipment owner means the
party responsible for bearing the cost of
the maintenance of the service
equipment.
Tank car owner means the person to
whom a rail car’s reporting marks are
assigned, as listed in the Universal
Machine Language Equipment Register
(UMLER).
24. In § 180.507, the first sentence in
paragraph (b)(2) is revised to read as
follows:
§ 180.507
Qualification of tank cars.
*
*
*
*
*
(b) * * *
(2) For each tank car conforming to
and used under a special permit
(exemption) issued before October 1,
1984, which authorized the
transportation of a cryogenic liquid in a
tank car, the owner or operator must
remove the exemption number stenciled
on the tank car and mark the tank car
with the appropriate Class DOT–113
specification followed by the applicable
Special Permit (DOT SP) number. * * *
*
*
*
*
*
25. Amend § 180.509 as follows:
a. Revise paragraphs (a), (b)(1), (2),
and (4), (c) introductory text heading,
and (c)(3);
b. Add paragraphs (d)(1)(i) and (ii);
c. Revise paragraphs (d)(2) through
(6);
d. Add paragraph (d)(7);
e. Revise paragraphs (e) and (f);
f. Redesignate paragraph (g)(1) as (g)
and revise it;
g. Revise paragraphs (h) through (l);
and
h. Add paragraph (m).
The revisions and additions read as
follows:
§ 180.509 Requirements for qualification of
specification tank cars.
(a) General. Each tank car owner must
ensure that a tank car facility:
(1) Inspects and tests each item
according to the requirements specified
in this section;
(2) Evaluates each item according to
the acceptable results of inspections and
tests specified in § 180.511;
(3) Marks each tank car as specified in
§ 180.515 for each item that successfully
passes an inspection and test, and
(4) Prepares the documentation as
required by § 180.517 for each item
qualified under this section. A copy of
the documentation required by
§ 180.517 must be sent to the builder or
owner as appropriate and according to
the builder’s or owner’s instructions.
(b) Conditions requiring inspection
and test of tank cars. Without regard to
the qualification compliance date
requirements of any paragraph of this
section, an owner of a tank car or a
lining or coating must have an
appropriate inspection and test
according to the type of defect and the
type of maintenance or repair performed
if:
(1) The tank car shows evidence of
abrasion, corrosion, cracks, dents,
distortions, defects in welds, or any
other condition that may make the tank
car unsafe for transportation,
(2) The tank car was in an accident
and shows evidence of damage to an
extent that may adversely affect its
capability to retain its contents or to
otherwise remain railworthy.
*
*
*
*
*
(4) The Associate Administrator for
Railroad Safety, FRA, requires it based
on the existence of an objectively
reasonable and articulable belief that a
tank car or a class or design of tank cars
may be in an unsafe operating
condition.
(c) Frequency of qualification. * * *
(3) Fusion welded tank cars must be
inspected and tested to be qualified and
maintained in accordance with the
following table. All qualification
requirements need not be done at the
same time or at the same facility.
Frequency of qualification inspection
and tests.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Section
180.509(*)
Description
d ...............................
e ...............................
f ................................
h ...............................
i ................................
j ................................
k ...............................
Visual inspection ....................................................................................................................................
Structural integrity inspection ................................................................................................................
Thickness test ........................................................................................................................................
Safety Systems ......................................................................................................................................
Lining or coating (for materials corrosive or reactive to the tank) (See definitions at § 180.503) ........
Leakage pressure test ...........................................................................................................................
Service equipment (including pressure relief device) ...........................................................................
(d) * * *
(1) * * *
(i) Except in areas where tank
structure, insulation, head protection,
thermal protection, internal linings or
coatings preclude it, an internal and
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
Maximum interval
external inspection of the tank shell and
heads for abrasion, corrosion, cracks,
dents, distortions, flaws in welds, or any
other condition that may make the tank
car unsafe for transportation; and
PO 00000
Frm 00065
Fmt 4702
Sfmt 4702
10 years.
10 years.
See § 180.509(f).
10 years.
See § 180.509(i).
After reassembly.
See § 180.509(k).
(ii) For DOT 115 class tank cars, an
internal inspection of the inner
container and external inspection of the
outer shell and heads for defects in
welds, or any other condition that may
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
51339
cm (4 feet) of the bottom longitudinal
centerline except body bolster pad
attachment welds;
(ii) The termination of longitudinal
fillet welds greater than 0.64 cm (0.25
inch) within 121.92 cm (4 feet) of the
bottom longitudinal centerline; and
(iii) The tank shell butt welds within
60.96 cm (2 feet) of the bottom
longitudinal centerline, unless the tank
car owner can determine by analysis
(e.g., finite element analysis, damagetolerance analysis, or service reliability
assessment) that the structure will not
develop defects that reduce the design
level of safety and reliability or fail
within its operational life or prior to the
next required inspection. The owner
must maintain all documentation used
to make such determination at its
principal place of business and make
the data available to FRA or an
authorized representative of the
Department upon request.
(2) For DOT 115 class tanks,
paragraphs (e)(1)(i—iii) of this section
apply only to the outer shell fillet welds
and to the non-reinforced exposed outer
shell butt welds.
(3) The inspection requirements of
paragraph (e)(1)(iii) of this section do
not apply to reinforced tank shell butt
welds until the time of lining removal
or application for tank cars with an
internal lead, glass, or rubber lining.
(4) Each tank car facility must inspect
and test the elements identified in
paragraph (e)(1) of this section by one or
more of the following methods:
(i) Dye penetrant testing (PT);
(ii) Radiographic examination (RT);
(iii) Magnetic particle testing (MT);
(iv) Ultrasonic testing (UT); and
(v) Direct, remote, or enhanced visual
inspection, using, for example,
magnifiers, fiberscopes, borescopes,
and/or machine vision technology (VT).
(f) Thickness tests. (1) The tank car
owner must ensure that each tank car
facility measures the thickness of the
tank car shell, heads, sumps, domes,
and nozzles on each tank car by using
a device capable of accurately
measuring the thickness to within ±0.05
mm (±0.002 inch).
(2) The tank car owner must ensure
that each tank car has a thickness test
measurement:
(i) At the time of an internal lining or
coating application or replacement, or
(ii) At least once every ten (10) years
for a tank that does not have an internal
lining or coating, or
(iii) At least once every five (5) years
for a tank that does not have an internal
lining or coating when:
(A) The tank is used to transport a
material that is corrosive or reactive to
the tank (see Appendix D of this part)
or service equipment as defined
§ 180.503, and
(B) The remaining shell and head
thickness is at or below line C in Figure
A of this paragraph.
Where:
A As-built tank shell or head thickness
with additional thickness.
B Required minimum tank shell or head
thickness after forming per part 179.
C Inspection frequency adjustment point
(design minimum shell or head thickness,
minus c of the table value in paragraph (g) of
this section).
D Condemning limit for general corrosion
(required minimum shell or head thickness,
minus the value in paragraph (g) of this
section).
E Condemning limit for localized
corrosion (required minimum shell or head
thickness, minus the table value in paragraph
(g) of this section, minus 1.58 mm (1⁄16-inch)).
See Note 1 in paragraph (g) of this section for
diameter limitations and minimum
separation distances.
F Allowable shell or head thickness
reduction (table value in paragraph (g) of this
section).
G Additional thickness reduction for
localized areas in paragraph (g) of this
section.
(3) For a localized repair of an
internal lining or internal coating where
a material corrosive to the tank or
service equipment as defined § 180.503
has contacted the tank, a qualified
individual must verify conformance
with paragraph (g) of this section by
measuring the shell or head in the area
of the repair. The thickness test applies
only to the non-lined or coated repaired
area, and is not a qualification event.
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
PO 00000
Frm 00066
Fmt 4702
Sfmt 4702
Figure A
Tank and Shell Thickness Qualification
Frequencies
E:\FR\FM\18AUP1.SGM
18AUP1
EP18AU11.035
mstockstill on DSK4VPTVN1PROD with PROPOSALS
make the tank car unsafe for
transportation;
(2) When a lining, coating, head
protection, insulation, or thermal
protection is removed in part or in
whole, the exposed surface, i.e., internal
and external, of the tank must be
visually inspected for defects in welds,
or any other condition that may make
the tank car unsafe for transportation.
This inspection must precede any
application or reapplication of a lining
or coating.
(3) An inspection of the service
equipment, including gaskets, for
indications of corrosion and other
conditions that may make the tank car
unsafe for transportation;
(4) An inspection for missing or loose
bolts, nuts, or elements that may make
the tank car unsafe for transportation;
(5) An inspection of all closures on
the tank car for conditions that may
make the tank car unsafe for
transportation, including an inspection
of the protective housings for proper
condition;
(6) An inspection of excess flow
valves with threaded seats for tightness;
and
(7) An inspection of the required
markings on the tank car for legibility.
(e) Structural integrity inspections
and tests. (1) Each tank car owner must
ensure the structural elements on the
tank car qualify with the applicable
requirements of this subchapter. At a
minimum, the structural integrity
inspection and test must include:
(i) All transverse fillet welds greater
than 0.64 cm (0.25 inch) within 121.92
51340
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
must maintain at its principal place of
business documentation describing the
allowable thickness reductions for
sumps, domes, and nozzles, and nozzle
reinforcements. This documentation
must be made available to FRA or an
authorized representative of the
Department upon request.
(6) After repairs, alterations,
conversions, modifications, or blasting
of tank car that results in a reduction of
the tank’s thickness, a qualified
individual must measure the thickness
of the tank in the area of reduced
Modification of the tank stencil is not
required.
(4) Operation of a tank car below the
condemning limit for general corrosion
or the condemning limit for localized
corrosion (as shown in Figure A of this
section) is prohibited.
(5) For sumps, domes, nozzles, and
nozzle reinforcements, the tank car
owner must determine if any reduction
in wall thickness affects the design
levels of reliability and safety built into
sump, dome, nozzle, or nozzle
reinforcement. Each tank car owner
thickness to ensure that the thickness of
the tank conforms to paragraph (g) of
this section.
(g) Service life thickness allowance. A
tank car found with a thickness below
the required minimum thickness after
forming for its specification, as stated in
part 179 of this subchapter, may
continue in service if any reduction in
the required minimum thickness is not
more than that provided in the
following table:
ALLOWABLE SHELL THICKNESS REDUCTIONS
Marked tank test pressure
Top shell and tank head
60 psig < 200 psig ...............................................................................................................
3.17 mm ...............................................
1/8 inch ................................................
0.79 mm ...............................................
1/32 inch ..............................................
≥200 psig .............................................................................................................................
Bottom shell
1.58 mm
1⁄16-inch
0.79 mm
1⁄32-inch
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Note 1. A tank car owner may add an extra 1.58 mm (1/16 inch) to the values in the table for local reductions. Local reductions are those that
do not exceed 20.32 linear centimeters (8 linear inches) measured at the longest diameter, and are separated from the other local reductions by
at least 40.64 cm (16 inches).
Note 2. Any reduction in the tank car shell thickness may not affect the structural strength of the tank car to the extent that the tank car no
longer conforms to Section 6.2 of the AAR Specifications for Tank Cars (IBR, see § 171.7 of this subchapter).
Note 3. For DOT 115 class tank cars, shell thickness reductions apply only to the outer shell of the tank car. There is no shell or head thickness reduction authorized for the inner tank.
(h) Safety system inspections. Each
tank car owner must ensure
qualification of the tank car safety
systems. However, inspections of foam
or cork insulation systems are not
required.
(i) Lining and coating inspection and
test. (1) At a minimum, the owner of a
lining or coating applied to protect a
tank used to transport a material that is
corrosive or reactive to the tank must
ensure accomplishment of an inspection
adequate to detect defects or other
conditions that could reduce the
reliability of the tank. In addition, the
owner of a lining of tank cars used to
transport hazardous materials must
ensure the lining complies with
§ 173.24(b)(2) and (3) of this subchapter.
(2) The owner of the lining or coating
must establish and maintain a record of
the service life of the lining or coating
and commodity combination, that is, the
specific hazardous materials that were
loaded into a tank and the lining or
coating in place at the time of loading.
The owner of the lining or coating must
use its knowledge of the service life of
each lining or coating and commodity
combination to establish an appropriate
inspection interval for that lining or
coating and commodity combination.
This interval must not exceed eight (8)
years, unless the lining or coating owner
can establish, document, and show that
the service history or scientific analysis
of the lining or coating and commodity
pairing supports a longer inspection
VerDate Mar<15>2010
17:44 Aug 17, 2011
Jkt 223001
interval. The owner must maintain at its
principal place of business a written
procedure for collecting and
documenting the life of the lining or
coating applied within the tank car. The
lining or coating owner must provide
this documentation, including
inspection and test, repair, removal, and
application procedures, to the FRA or
car owner upon request. In addition,
any person who offers a loaded tank car
into transportation must provide
commodity information to the car owner
and the owner of the lining or coating
upon request.
(3) The owner of the lining or coating
must provide the test method and
acceptance criteria for the lining or
coating to the tank car owner and to the
person responsible for qualifying the
lining or coating. The tank car facility
inspecting and testing the lining or
coating must follow the inspection and
test requirements, including the
acceptance requirements, established by
the lining or coating owner.
(j) Leakage pressure test. Unless the
design of the service equipment
arrangement precludes it (e.g., there is
no fitting to pressurize the tank), each
owner of a tank car must ensure that the
tank, service equipment, and closures
installed, replaced, or reinstalled on the
tank car are leak tested. The test may be
conducted with the lading in the tank.
When the test pressure exceeds the
start-to-discharge or burst pressure of a
pressure relief device, the device must
PO 00000
Frm 00067
Fmt 4702
Sfmt 4702
be rendered inoperative. The written
procedures and test method for leak
testing must ensure for the sensitivity
and reliability of the test method and for
the serviceability of components to
prevent premature failure. This section
does not apply to facilities that remove
closures for the sole purpose of loading
or unloading the lading (e.g., blind
flanges, pipe plugs, etc.).
(k) Service equipment inspection and
test. (1) Each tank car owner must
ensure for the qualification of tank car
service equipment at least once every
ten (10) years. The tank car owner must
analyze the service equipment
inspection and test results for any given
lading and, based on the analysis, adjust
the inspection and test frequency to
ensure that the design level of reliability
and safety of the equipment is met. The
owner must maintain at its principal
place of business all supporting
documentation used to make such
analyses and inspection and test
frequency adjustments. The supporting
documentation must be made available
to FRA or an authorized representative
of the Department upon request.
(2) Each tank car facility must qualify
service equipment, including reclosing
pressure relief devices and interior
heater systems in accordance with
Appendix D of the AAR Specifications
for Tank Cars (IBR, see § 171.7 of this
subchapter).
(l) Alternative inspection and test
procedures. When approved by the
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
Associate Administrator for Railroad
Safety, FRA, a tank car owner, or a
lining or coating owner may use an
alternative inspection and test
procedure or interval based on a
damage-tolerance analysis (that must
include a determination of the probable
locations and modes of damage due to
fatigue, corrosion, and accidental
damage), or based on a service
reliability assessment (that must be
supported by analysis of systematically
collected data) in lieu of the other
requirements of this section.
(m) Qualification compliance date for
tank cars. (1) After July 1, 2000, each
tank car with a metal jacket or with a
thermal protection system must have an
inspection and test conforming to this
section no later than the date the tank
car requires a periodic hydrostatic
pressure test (i.e., the marked due date
on the tank car for the hydrostatic test).
(2) For insulated or jacketed tank cars
on a 20-year periodic hydrostatic
pressure test interval (i.e., Class DOT
103W, 104W, 111A60W1, 111A100W1,
and 111A100W3 tank cars), the next
inspection and the test date is the
midpoint between the compliance date
in paragraph (m)(1) of this section and
the remaining years until the tank
would have had a hydrostatic pressure
test.
26. In § 180.511, revise the
introductory text and paragraphs (d) and
(g) and add paragraph (h) to read as
follows:
mstockstill on DSK4VPTVN1PROD with PROPOSALS
§ 180.511 Acceptable results of
inspections and tests.
Provided it conforms to other
applicable requirements of this
subchapter, a tank car is qualified for
use if it successfully passes the
inspections and tests set forth below
conducted in accordance with this
subpart. A representation of that
qualification must consist of marking
the tank in accordance with § 180.515.
*
*
*
*
*
(d) Safety system inspection. A tank
car successfully passes the safety system
inspection when each thermal
protection system, tank head puncture
resistance system, coupler vertical
restraint system, and system used to
protect discontinuities (e.g., breakage
grooves on bottom outlets and
protective housings) on the tank car
conform to this subchapter and show no
indication of a defect that may reduce
reliability before the next inspection
and test interval.
*
*
*
*
*
(g) Hydrostatic test. A Class 107 tank
car, the inner tank of a Class 115 tank
car, or a riveted tank car successfully
passes the hydrostatic test when it
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
shows no leakage, distortion, excessive
permanent expansion, or other evidence
of weakness that might render the tank
car unsafe for transportation service.
(h) Service equipment. A tank car
successfully passes the service
equipment inspection and test when
this equipment equipment conforms to
this subchapter and AAR Appendix D
(IBR, see § 171.7 of this subchapter) and
shows no indication of a defect that may
reduce reliability before the next
inspection and test interval.
27. Revise § 180.513 to read as
follows:
§ 180.513 Repairs, alterations,
conversions, and modifications.
(a) To work on tank cars, a tank car
facility must comply with the applicable
requirements of this subpart, the AAR
Specifications for Tank Cars (IBR, see
§ 171.7 of this subchapter), and the
owner’s requirements.
(b) An owner of a tank car or
component is responsible for ensuring
that each tank car facility complies with
the owner’s maintenance program by
conducting periodic analyses and
surveillance activities.
(c) Unless the exterior tank car shell
or interior tank car jacket has a
protective coating, after a repair that
requires the complete removal of the
tank car jacket, the exterior tank car
shell and the interior tank car jacket
must have a protective coating applied
to prevent the deterioration of the tank
shell and tank jacket. Previously applied
coatings that still provide effective
protection need not be covered over.
(d) After repair, replacement, or
qualification of tank car service
equipment, the tank service equipment
must successfully pass the leak test
prescribed in § 180.509(j).
28. Revise § 180.515 to read as
follows:
§ 180.515
Markings.
(a) When a tank car passes the
required inspection and test with
acceptable results, the tank car facility
must mark the date of the inspection
and test and the due date of the next
inspection and test qualified on the tank
car in accordance with Appendix C of
the AAR Specifications for Tank Cars
(IBR, see § 171.7 of this subchapter).
When a tank car facility performs
multiple inspections and tests at the
same time, one date may be used to
satisfy the requirements of this section.
One date also may be shown when
multiple inspections and test have the
same due date. Dates displayed on the
‘‘consolidated stencil’’ (see Appendix C
of the AAR specifications for Tank Cars)
take precedence over dates modified,
PO 00000
Frm 00068
Fmt 4702
Sfmt 4702
51341
and not stenciled, pursuant to interval
adjustments for service equipment,
linings, and granted alternative
inspection intervals.
(b) Converted DOT 105, 109, 112, 114,
or 120 class tank cars must have the
new specification and conversion date
permanently marked in letters and
figures at least 0.95 cm (0.375 inch) high
on the outside of the manway nozzle or
the edge of the manway nozzle flange on
the left side of the car. The marking may
have the last numeral of the
specification number omitted (e.g.,
‘‘DOT 111A100W’’ instead of ‘‘DOT
111A100W1’’).
(c) When qualified within six months
of installation and protected from
deterioration, the test date marking of a
reclosing pressure relief device is the
installation date on the tank car.
29. In § 180.517, revise paragraph (a),
paragraph (b) introductory text, and
paragraphs (b)(3). (4), and (7), and add
paragraph (b)(8) to read as follows:
§ 180.517 Reporting and record retention
requirements.
(a) Certification and representation.
Each owner of a specification tank car
must retain the certificate of
construction (AAR Form 4–2) and
related papers certifying that the
manufacture of the specification tank
car identified in the documents is in
accordance with the applicable
specification. The builder’s signature on
the certificate of construction, and the
marking of the tank car with the tank
specification is the representation that
all of the appropriate inspections and
tests were successfully performed to
qualify the tank for use. The owner must
retain the documents throughout the
period of ownership of the specification
tank car and for one year thereafter.
Upon a change of ownership, the
requirements in Section 1.3.15 of the
AAR Specifications for Tank Cars (IBR,
see § 171.7 of this subchapter) apply.
The builder of the car or a facility
performing work on the car may retain
copies of relevant records.
(b) Inspection and test reporting. Each
tank car that is inspected and tested as
specified in § 180.509 must have a
written report, in English, prepared
according to this paragraph. For
qualification inspections and tests
performed after initial service, marking
the tank car with the specification (or
retaining the specification marking on
the tank) is the representation that all of
the appropriate inspections and tests
were successfully performed to qualify
the car for continued use. The report
may be created and retained
electronically, but, upon request by FRA
for a copy of the report, it must be made
E:\FR\FM\18AUP1.SGM
18AUP1
51342
Federal Register / Vol. 76, No. 160 / Thursday, August 18, 2011 / Proposed Rules
available in common readable form. The
owner must retain a copy of the
inspection and test reports until
successfully completing the next
inspection and test of the same type.
The inspection and test report must
include the following:
*
*
*
*
*
(3) Tank car reporting mark and
number;
(4) Tank car specification;
*
*
*
*
*
(7) The name and address of the tank
car facility and the name and signature
of inspector; and
(8) The unique code (station stencil)
identifying the facility.
30. Add Appendix D to Part 180 to
read as follows:
Appendix D to Part 180—Hazardous
Materials Corrosive to Tanks or Service
Equipment
mstockstill on DSK4VPTVN1PROD with PROPOSALS
This list contains materials identified
either by proper shipping name in 49 CFR
172.101 or shipped under an ‘‘n.o.s.’’
shipping description that, under certain
conditions, can corrode carbon steel tanks or
service equipment at a rate that will reduce
the design level of reliability and safety of the
tank or equipment to an unsafe level before
the next qualification. Materials identified on
this list are considered corrosive to the tank
or service equipment.
While every effort was made to identify
materials deemed corrosive to the tank or
service equipment, owners and operators are
cautioned that this list may not be inclusive.
Tank car owners and operators are reminded
of their duty to ensure that no in-service tank
will deteriorate below the specified
VerDate Mar<15>2010
16:03 Aug 17, 2011
Jkt 223001
minimum thickness requirements in this
subchapter. See § 180.509(f)(3). In addition,
FRA states a tank car owner must designate
an interior coating or lining appropriately
based on their knowledge of the chemical
and not rely simply on this list. Regarding
future thickness tests, this list may also be
modified based on an analysis of the test
results by the car owner, the Department of
Transportation, or the Association of
American Railroads’ Tank Car Committee.
Hazardous Materials Table Proper Shipping
Names (See § 172.101)
Acetic acid, glacial or Acetic acid solution
Aluminum chloride, solution
Arsenic acid, liquid
Arsenic acid, solid
Butyric acid
Ferric chloride, solution
Fertilizer ammoniating solution (Nitrogen
fertilizer solution)
Fluoroboric acid
Fluorosilicic acid
Formaldehyde, solutions, flammable
Formaldehyde, solutions
Hydrobromic acid
Hydrochloric acid Hydrochloric acid solution
Hydrofluoric acid and Sulfuric acid mixtures
Hydrofluoric acid
Hydrogen peroxide and peroxyacetic acid
mixtures, stabilized
Hydrogen, peroxide, aqueous solutions
Hydrogen peroxide, stabilized or Hydrogen
peroxide aqueous solutions, stabilized
Hypochlorite solutions
Methyl methacrylate monomer, stabilized
Nitric acid
Phenyl phosphorus dichloride
Phenyl phosphorus thiodichloride
Phosphoric acid solution
Phosphoric acid, solid
Phosphorus trichloride (Phosphorus
chloride)
PO 00000
Frm 00069
Fmt 4702
Sfmt 9990
Sodium chlorate
Sodium chlorate, aqueous solution
Sodium hydrosulfide
Sulfur, molten
Sulfuric acid
Sulfuric acid, fuming
Sulfuric acid, spent
Zinc chloride, anhydrous
Zinc chloride, solution
Materials Transported Under an ‘‘N.O.S.’’
Description
Benzoic acid (Environmentally hazardous
substance, liquid, n.o.s., (RQ 5,000 pounds)
Bisulphites, aqueous solution, n.o.s.
(Ammonium bisulfide)
Black liquor (Corrosive liquids, n.o.s.
(contains sulfuric acid))
Calcium lignosulfonate (not regulated under
this subchapter)
Hexanoic acid (Corrosive liquids, n.o.s.
(contains hexanoic acid))
Lignin liquor (not regulated under this
subchapter)
Lithium chloride (not regulated under this
subchapter)
Sodium polyacrylate (not regulated under
this subchapter)
Titanium sulfate solution (Corrosive liquids,
n.o.s. (contains sulfuric acid))
White liquor (not regulated under this
subchapter)
Issued in Washington, DC, on August 10,
2011 under authority delegated in 49 CFR
part 106.
R. Ryan Posten,
Senior Director for Hazardous Materials
Safety.
[FR Doc. 2011–20863 Filed 8–17–11; 8:45 am]
BILLING CODE 4910–60–P
E:\FR\FM\18AUP1.SGM
18AUP1
Agencies
[Federal Register Volume 76, Number 160 (Thursday, August 18, 2011)]
[Proposed Rules]
[Pages 51324-51342]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-20863]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 171, 172, 173, 174, 179, and 180
[Docket No. PHMSA-2010-0018 (HM-216B)]
RIN 2137-AE55
Hazardous Materials: Incorporating Rail Special Permits Into the
Hazardous Materials Regulations
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The Pipeline and Hazardous Materials Safety Administration is
proposing to amend the Hazardous Materials Regulations to incorporate
provisions contained in certain widely used or longstanding special
permits that have general applicability and established safety records.
Special permits allow a company or individual to package or ship a
hazardous material in a manner that varies from the regulations
provided that an equivalent level of safety is maintained. The
revisions in this proposed rule are intended to provide wider access to
the regulatory flexibility offered in special permits and eliminate the
need for numerous renewal requests, thus reducing paperwork burdens and
facilitating commerce while maintaining an appropriate level of safety.
This rulemaking also proposes to respond to two petitions for
rulemaking, P-1497 concerning the use of electronic shipping papers,
and P-1567 concerning the removal of the Association of American
Railroad's (AAR's) AAR-600 portable tank program for previously adopted
standards that meet or exceed the AAR-600 requirements.
DATES: Written comments should be submitted on or before October 17,
2011.
ADDRESSES: You may submit comments identified by the docket number
(PHMSA-2010-0018 (HM-216B)) by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov.
Follow the online instructions for submitting comments.
Fax: 1-202-493-2251.
Mail: Docket Operations, U.S. Department of Transportation, West
Building, Ground Floor, Room W12-140, Routing Symbol M-30, 1200 New
Jersey Avenue, SE., Washington, DC 20590.
Hand Delivery: To Docket Operations, Room W12-140 on the ground
floor of the West Building, 1200 New Jersey Avenue, SE., Washington, DC
20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
Instructions: All submissions must include the agency name and
docket number for this notice at the beginning of the comment. All
comments received will be posted without change to the Federal Docket
Management System (FDMS), including any personal information.
Docket: For access to the dockets to read background documents or
comments received, go to https://www.regulations.gov or DOT's Docket
Operations Office (see ADDRESSES).
Privacy Act: Anyone is able to search the electronic form of any
written communications and comments received into any of our dockets by
the name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (Volume 65, Number 70;
Pages 19477-78).
FOR FURTHER INFORMATION CONTACT: Eileen Edmonson or Steven Andrews,
Standards and Rulemaking Division, Office of Hazardous Materials
Safety, (202) 366-8553, Pipeline and Hazardous Materials Safety
Administration (PHMSA), or Karl Alexy, Office of Safety Assurance and
Compliance, (202) 493-6247, Federal Railroad Administration (FRA), 1200
New Jersey Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
I. Background
II. Overview of Proposed Amendments
III. Regulatory Analyses and Notices
I. Background
Special Permits
The Pipeline and Hazardous Materials Safety Administration (PHMSA)
is proposing to amend the Hazardous Materials Regulations (HMR; 49 CFR
parts 171-180) to incorporate certain requirements based on existing
special permits for transportation by railroad issued by PHMSA under 49
CFR part 107, subpart B (Sec. Sec. 107.101 to 107.127). A special
permit sets forth alternative requirements (variances) to the
requirements in the HMR by means that achieve a safety level that at a
minimum corresponds to the safety level required under the regulations
and is consistent with the public interest. Congress expressly
authorized DOT to issue these variances in the Hazardous Materials
Transportation Act of 1975.
The HMR generally are performance-oriented regulations that provide
the regulated community a certain amount of flexibility in meeting
safety requirements. Even so, not every transportation situation can be
anticipated and built into the regulations. Innovation is a strength of
our economy, and the hazardous materials community is particularly
strong at developing new materials and technologies as well as
innovative ways of transporting materials. Special permits enable the
hazardous materials industry to quickly, effectively, and safely
integrate new products and technologies into the production and
transportation streams. Thus, special permits provide a mechanism for
testing new technologies, promoting increased transportation efficiency
and productivity, and ensuring global competitiveness.
A special permit must achieve at least an equivalent level of
safety to that specified in the HMR. Implementation of new technologies
and operational techniques can enhance safety because the authorized
operations or activities may achieve a greater level of safety than
currently required under the regulations. Special permits also reduce
the volume and complexity of the HMR by addressing unique or infrequent
transportation situations that would be difficult to accommodate in
regulations intended for use by a wide range of shippers and carriers.
PHMSA conducts ongoing reviews of special permits to identify
widely used and longstanding special permits having general
applicability with established safety records for adoption into
regulations for broader applicability. To
[[Page 51325]]
obtain a special permit, interested parties must prepare and submit a
detailed application that PHMSA reviews extensively. If granted and its
use is needed after the expiration date assigned, the person authorized
to use the special permit must submit an application to continue their
use of it and undergo an extensive PHMSA renewal process. Converting
these special permits into regulations reduces paperwork burdens and
facilitates commerce while maintaining an acceptable level of safety.
Additionally, adoption of special permits as rules of general
applicability provides wider access to the benefits and regulatory
flexibility of the provisions granted in the special permits. Factors
that influence whether a specific special permit is a candidate for
regulatory action include: the safety record for hazardous materials
transported, or the transport operations conducted, under a special
permit; the potential for broad application of a special permit;
suitability of provisions in the special permit for incorporation into
the HMR; rulemaking activity in related areas; and agency priorities.
Special permits involving packaging used by a large number of persons--
such as those issued to many persons with party status or issued to a
manufacturer as a ``manufacture, mark, and sell''--are potentially
among the most suitable types of special permits for adoption into the
HMR. Such special permits have broad applicability; moreover, many of
them have been in effect for a number of years and have demonstrated
safety records.
Further, although we make every effort to stay as true as possible
to the conditions prescribed in each special permit when converting it
to proposed regulatory text, PHMSA recognizes that sometimes, due to
existing regulations or historical interpretations, provisions in a
special permit may require revision to convert them into regulations of
general applicability. In addition, when converting special permits we
often have to modify the language to describe documents and procedures
that are authorized under the special permit but not specifically
described in it or to modify the language to comply with requirements
for proposed regulatory text prescribed by this agency, the Department
of Transportation, and the Federal Register.
This notice of proposed rulemaking (NPRM) proposes to incorporate
seven (7) special permits that authorize tank car transportation
operations not specifically permitted under the HMR. These special
permits were initially issued to members of industry associations or
similar organizations. They are DOT-SP:
1. 7616
2. 9388
3. 11184
4. 12095
5. 12905
6. 14333
7. 14622
These special permits have well-established safety records and,
thus, are candidates for incorporation into the HMR. A few of the
special permits in this NPRM have expired for various reasons, such as
from delays that occur during the renewal process, or as a result of
modifications to the HMR, packagings, processes, or other technologies
that eliminate the need for the special permit. PHMSA has included them
in this NPRM because both PHMSA and the Federal Railroad Administration
(FRA) have determined these special permits also have well-established
safety records and would benefit the regulated industry if incorporated
into the HMR. Incorporating these special permits into the HMR would
eliminate the need for over 250 current grantees to reapply for the
renewal of these special permits every four years and for PHMSA to
process the renewal applications.
Incorporation of these special permits into the HMR also eliminates
a significant paperwork burden for the recipient. Unless otherwise
excepted by this agency, a copy of each special permit must be:
maintained at each facility where a packaging is manufactured under a
special permit, maintained at each facility where a package is offered
or re-offered for transportation under a special permit, carried on
board each cargo vessel or aircraft, and, in some cases, carried on
board each transport vehicle when used to transport a hazardous
material under a special permit.
Petitions for Rulemaking
Two proposals PHMSA is addressing in this proposed rulemaking were
also presented to PHMSA in petitions for rulemaking. A more detailed
description of each is provided below.
Petition No. P-1497
The petition from the International Vessel Operators Hazardous
Materials Association, Inc. (IVOHMA) (P-1497), dated March 15, 2007, is
similar to relief authorized under DOT-SP 7616 in that it requests
PHMSA allow shipping paper information required under 49 CFR Part 172,
Subpart C (shipping papers) to be transmitted electronically by
computer through use of electronic data interchange (EDI). The IVOHMA
states ``differences in hazard communication or the interpretation of
their application are a principle[sic] source of disharmony in
intermodal and/or international transportation of [hazardous
materials].'' The IVOHMA also states ``electronic data interchange has
become a recognized method of efficient and accurate communication
currently being used successfully throughout the industrialized world''
that permits ``immediate access to hazard communication by all those
involved in the transportation infrastructure as well as by emergency
responders equipped'' with this technology. Further, the IVOHMA states
in its petition that the proposals it submitted were vetted with its
staff and members and determined to be opportunities for regulatory
amendment to promote efficiencies in the modal interchange of these
containers in both domestic and international transportation.
PHMSA and the FRA met with the IVOHMA, on January 17, 2007, to
discuss several issues concerning the HMR and containerized hazardous
materials cargo that the association and its members believe may be
presenting operational difficulties, impediments, and obstacles to
efficient and safe intermodal transportation. These issues included
inconsistencies between the shipping paper requirements for each mode
for documents that can be construed as meeting the HMR shipping paper
requirements, ``such as work orders, dock receipts or train consists,''
and determining which shipping document is considered legally in
control of the shipment. The IVOHMA also identified two problems
associated with the train consist. The first problem is Sec. Sec.
174.24 and 174.26 do not require that the agency or person be
identified that corresponds to the emergency response information
telephone number on the document. The HMR requires this information on
a shipping paper document under Sec. 172.604(b). The IVOHMA states
``valuable time is often lost'' while emergency responders using these
telephone numbers or inspectors checking their validity track down the
correct individual and/or organization associated with a specific
telephone number. The IVOHMA also states a similar problem occurs when
international telephone numbers are offered as the emergency response
telephone number that provides access from the United States to the
emergency responder, and includes delays that occur obtaining a
telephonic connection while using the international access codes. The
second problem is the
[[Page 51326]]
emergency response telephone number needs to be accessible by all the
persons associated with the transport of the shipment, such as those
carriers trying to obtain information to respond to a shipboard
emergency.
To address these concerns, the IVOHMA submitted proposed regulatory
language that would define the term ``interlining carrier'' in Sec.
171.8, establish requirements for ``interlining carrier documents'' in
a new Sec. 172.206, and make several additional related revisions
concerning shipping papers and emergency response information in
Sec. Sec. 172.204(d), 172.604(a), and 174.26(b). Although the petition
the IVOHMA submitted primarily concerned the transportation of
containerized hazardous materials between railcars and vessels, the
regulatory language the IVOHMA proposed would apply to interlining
carriers in all modes. This rulemaking applies to rail transportation
only. Therefore, PHMSA determined proposing regulations that apply to
carriers in all modes would exceed the scope of this rulemaking. PHMSA
considered revising the IVOHMA's proposals to limit them to rail
transport only with the possibility of considering their application to
other modes of transport in a future rulemaking. However, FRA
determined the IVOHMA's proposals are not needed because the language
in existing Sec. 174.24(a) applies to the transfer of all interlining
documents. This section requires that each person accept a hazardous
material for rail transportation or transport a hazardous material by
rail only if that person has received a shipping paper for that
material. If the material is excepted from the shipping paper
requirements under the HMR, this section does not apply. PHMSA requests
public comment not only on the proposals in this rulemaking, but on
IVOHMA's suggestions not included in this rulemaking and on the
possible effects EDI may have on distributing hazardous materials
shipping paper information if its use is permitted in all modes of
transport. Based on the comments received, PHMSA may consider the use
of EDI in other modes of transport in a future rulemaking.
Petition No. P-1567
PHMSA adopted standards for portable tanks in container-on-flat-car
(COFC) or trailer-on-flat-car (TOFC) service under Sec. 174.63 and
other sections of the HMR that meet or exceed the AAR-600 requirements.
The petition from the Gold Tank Inspection Service, Inc. (P-1567),
requests that PHMSA discontinue the AAR-600 program and amend Sec.
174.63(c) to remove the requirement that portable tanks in COFC or TOFC
service comply with the standard ``AAR-600'' of the Association of
American Railroad's (AAR's) Specification for Tank Cars, entitled
``Specifications for the Acceptability of Tank Containers,'' because:
(1) The current HMR regulations exceed the AAR 600 requirements; (2)
after January 1, 2003, all the specifications for original portable
tank construction listed in the AAR 600 standard are not allowed to be
built except DOT Specification 60 and International standard 1496-3
portable tanks, which are already covered under Sec. Sec. 178.255 and
178.274, respectively, of the HMR; and (3) after January 1, 2010, the
AAR 600 standard will no longer be needed since, in accordance with
Sec. 171.14, all portable tanks will have to meet or exceed the AAR
600 requirements and AAR 600 does not cover portable tank requirements.
In a May 20, 2009 letter of clarification PHMSA issued to Robert E.
Fronczak, Assistant Vice President, Environment and Hazardous
Materials, Association of American Railroads, under Reference No. 09-
0125, PHMSA states ``most of the portable tanks listed in the AAR-600
standard are prohibited from new construction, although they may remain
in service provided they continue to meet the applicable standard,''
and that ``we intend to propose a revision to Sec. 174.63(c) as soon
as practicable.'' The changes Mr. Fronczak described have effectively
made the HMR's reference to the AAR-600 standard outdated. Therefore,
PHMSA proposes to revise Sec. 173.63(c) to remove its reference to the
AAR 600 standard and to require that portable tanks transported in COFC
or TOFC service must conform to all HMR requirements applicable to
portable tanks in this type of service.
II. Overview of Proposed Amendments
In this NPRM, PHMSA is proposing to incorporate into the HMR
provisions that: (a) Establish an alternative tank car qualification
program; (b) permit the electronic transmission of shipping paper
information; (c) permit straight threads in the clean out and/or
inspection port openings of a DOT Specification 110A500W multi-unit
tank car tank; (d) permit alternative start-to-discharge pressure
requirements for certain DOT Specification 105J500W tank cars
containing chlorine; (e) permit alternative pressure relief
requirements for pressure relief devices for DOT Specification 105J300W
tank cars containing certain flammable liquids; (f) permit certain DOT
and AAR specification tank cars with stainless steel identification
plates to have their specification and other required information
stamped on the identification plate instead of the tank car head
provided certain requirements are met; (g) permit liquefied anhydrous
ammonia gas to be measured by a metering device when loaded into a tank
car as an alternative to measuring the cars by weight; (h) revise Sec.
179.13(b) to require that rail tank cars with a gross weight that
exceeds 263,000 but not 286,000 pounds containing poisonous-by-
inhalation (PIH) materials must be approved for use by the Federal
Railroad Administration's (FRA's) Associate Administrator for Railroad
Safety; and (i) eliminate use of the AAR 600 program concerning the
FRA's approval of bulk packagings in COFC and TOFC service that is
incorporated into Sec. 174.63(c)(2). PHMSA invites comment on the
potential costs and safety benefits associated with the proposals in
this NPRM, including any information that may be used in a cost-benefit
safety analysis. Each proposal is discussed in greater detail in the
following preamble sections.
A. Alternative Tank Car Qualification Program
The FRA established the Alternative Tank Car Qualification Program,
also known as TCQ-1, in 1998 in collaboration with the railroad
industry and PHMSA under Special Permit DOT-SP 12095. The TCQ-1 program
serves as a minimally acceptable framework for owners to qualify their
DOT specification and non-specification tank cars and components using
requirements in place of those prescribed in 49 CFR Part 180. The TCQ-1
program permits owners to develop tank car inspection requirements
specific to their construction and use, provided the FRA has determined
the new methods are as safe or safer than those prescribed in the HMR.
FRA determined the new program is successful and its use has
dramatically increased since its inception. In fact, FRA and PHMSA have
determined the industry's use of the TCQ-1 program is so complete that
it essentially is the only tank car inspection standard used today.
Currently, 559 parties are operating under TCQ-1. PHMSA and FRA are not
aware of any incidents that have occurred as a result of the issuance
of special permits for the tank car qualification program.
PHMSA and FRA believe incorporating Special Permit DOT-SP 12095
into the HMR will provide an equivalent level of safety for the
qualification of both specification and
[[Page 51327]]
non-specification rail tank cars, and will reduce the administrative
burden of reapplying for this special permit. Therefore, in this NPRM,
PHMSA and FRA are proposing to incorporate Special Permit DOT-SP 12095
into the HMR. This proposal pertains to: marking and stamping; adding
new definitions pertaining to tank cars; adding qualifications for tank
car inspections and tests; revising the requirements for tank car
repairs, alterations, conversions, and modifications; clarifying
recordkeeping requirements; and listing hazardous and other materials
corrosive to tanks or service equipment. The following table summarizes
the proposed changes:
----------------------------------------------------------------------------------------------------------------
Proposed change to 49
Number Section No. CFR part 180 Proposed change from DOT-SP 12095
----------------------------------------------------------------------------------------------------------------
1............. 180.501................. Applicability........... Existing paragraph (b) is now paragraph (c),
and new paragraph (b) and (d) are added to
clarify, respectively, the minimally
acceptable framework each owner's tank car
qualification program must have, and
specifies that documents must be made
available upon request to FRA or an
authorized representative of the U.S.
Department of Transportation.
2............. 180.503 (Definitions)... Bottom shell............ Not added. This definition already exists in
Sec. 171.8.
Corrosive to the tank or No change.
service equipment.
Defects................. Added to eliminate industry confusion.
Design level of Minor edits.
reliability and safety.
Interior heating system. No change.
Lining/Coating owner.... No change.
Maintenance............. Minor edits.
Modification............ Added to aid industry compliance.
Objectively reasonable Added to explain the use of this term in
and articulable belief. Sec. 180.509(b)(4).
Qualification........... First sentence states what the term means
instead of how to achieve it. Second
sentence (essentially unchanged) states how
to achieve qualification and emphasizes
that ``qualification'' requires a
representation that the process has been
completed successfully.
Railworthy, Explains the term. When FRA requires a
Railworthiness. recall of a tank car or series of tank cars
it issues a ``Railworthiness Directive.''
Reactive to the tank or Adds reactivity language based on Sec.
service equipment. 173.24(b)(2) and (3).
Reinforced tank shell No change.
butt weld.
Reinforcing plate....... No change.
Reliability............. No change.
Representation.......... Reworded.
Safety system........... No change.
Service equipment....... Minor edits.
Service equipment owner. Added to clarify the party responsible and
to accommodate a growing trend in the
industry that the owner of the car may or
may not own the service equipment.
Tank car owner.......... This is a codification of previous FRA
interpretations and statements.
Top shell............... Not added. This definition already exists in
Sec. 171.8.
3............. 180.507................. Paragraph (b)(2)........ ``Marked'' replaces ``stamped'' to allow for
flexibility with regulatory compliance.
Paragraph (b)(5)........ This TCQ-1 paragraph is omitted but language
is used from existing Sec. 180.507(b)(5).
4............. 180.509................. Paragraph (a)(4)........ Added last sentence to ameliorate a concern
from tank car owners that modifications
have been made to their cars without their
knowledge; minor edits.
Paragraph (b)(4)........ Replaced ``probable cause'' with the wording
``objectively reasonable and articulable
belief'' because the former is a term of
art in criminal law and is also used in FRA
drug and alcohol regulations. The intent of
Sec. 180.509(b)(4) is to create a
standard less strict than that of an
emergency order, but rigorous enough to
compel a tank car owner to reinspect and
repair, if necessary, tank cars considered
potential hazards irrespective of their
periodic test and inspection requirements.
Paragraph (c)(1)........ Minor edits.
Paragraph (d)........... Minor edits.
Paragraph (d)(2)........ Added last sentence for clarity.
Paragraph (d)(3)........ Added ``Corrosion'' as specific element for
inspection.
Paragraph (d)(5)........ To insure inclusiveness, added ``all
closures'' as substitute for specific item
names.
Paragraph (d)(6)........ Dropped ``operability'' test of excess flow
valves because it is not a practical test
and a successful result might damage the
excess valve seat and preclude seating in a
future event.
Paragraph (e)(1)........ Replace ``high-stressed structural
elements'' with the simpler words
``structural elements.''
[[Page 51328]]
Paragraph (f)(1)........ Added the responsibility of the tank car
owner for clarity.
Paragraph (f)(4)........ Added a general prohibition against
operating overly thin tank cars; this
responsibility is changed from putting it
solely on tank car owners who often have no
control over the day to day movements of
their tank cars.
Paragraph (g)........... Minor edits; removes the language that
implies only a ``qualified individual''
could find a thin tank car and invoke the
restrictions in this paragraph.
Paragraph (h)........... No change.
Paragraph (i)........... Minor edits.
Paragraph (j)........... Minor edits; Replaced the wording ``after
reassembly of a tank car'' from Part 180,
Subpart F, and ``installed on the tank
car'' with ``installed, replaced, or
reinstalled on the tank car.''
Paragraph (l)........... Minor edits.
Paragraph (m)........... After 12/2010 the requirements of paragraph
(m) should have been fulfilled. There may
be late tank cars or tank cars with
extended alternate inspection intervals;
therefore, this provision will be retained
for an additional 5-10 years.
5............. 180.511................. ........................ Added minor edits; included those in Part
180, Subpart F, to capture requirements for
qualifying service equipment.
6............. 180.513................. Paragraph (a)........... Reworded to encompass the entire AAR Tank
Car Manual rather than certain appendices.
Paragraph (b)........... Added for clarification and as a reminder
that tank car or component owners are
responsible for verifying compliance with
the owner's maintenance instructions.
Paragraph (c)........... Is the same language as existing paragraph
(b) from DOT-SP 12095. The last sentence
was added for clarification.
7............. 180.515................. Paragraph (a)........... Added last sentence to clarify the primacy
of dates marked in Appendix C of the AAR
Tank Car Manual.
8............. 180.517................. ........................ Revised to clarify that marking or retaining
the specification on the tank, either after
initial construction in paragraph (a) or
subsequent qualification in paragraph (b),
is the ``representation'' of
``qualification'' defined in Sec.
180.503.
----------------------------------------------------------------------------------------------------------------
Additional provisions from Special Permit DOT-SP 12095 as proposed
will be in Sec. Sec. 179.201-10, 179.220-25, and 180.501, and 180.503,
180.507, 180.509, 180.511, 180.513, 180.515, 180.517, and Appendix D of
part 180.
B. Telephone and Electronic Data Interchange Shipping Papers
Special Permit DOT-SP 7616 permits the transmission of shipping
paper information by telephone and electronic data interchange (EDI).
Special Permit DOT-SP 7616 is currently used by 626 parties. Prior to
this special permit, shippers entered information on shipping papers by
hand, typewriter, or with the use of a computer and then transmitted
these documents by hand, railroad agent, facsimile, or postal system to
a train crew or rail yard. These methods were very time consuming. This
shipping information would then be entered into the receiver's tracking
system, a process that resulted in a large number of key entry errors
for hazardous materials shipments.
Starting in the 1960s, many companies began using in-house computer
systems and networks to assist with preparing and tracking shipping
information, but technological limitations often prevented or
restricted one company's system from communicating with another's. Rail
companies and shippers attempting to address these issues and find
solutions formed the Transportation Data Coordination Committee (TDCC)
in 1968, and started publishing standards on EDI in 1975. In the mid-
1970's, the U.S. Department of Transportation (USDOT) issued Exemption
DOT-E 7616 to permit railroad companies to ``certify'' their shipping
papers for hazardous materials by permitting the shipper to leave a
``voice'' message stating that a hazardous materials shipment loaded on
a railcar was being offered for transportation. Eventually, the
exemption was revised to allow an ``electronic'' shipping document to
be faxed and later transmitted electronically from computer to
computer. Today, EDI standards are used worldwide for most industries
that rely on electronic data transfer of information, such as banks,
medical institutions, and shipping companies outside of railroad-
related businesses.
In consultation with USDOT, the TDCC evolved, and the EDI standards
were published as guidelines on electronic data standards for the
transportation industry. These guidelines established format codes and
protocols for communicating and verifying the accuracy of electronic
information, including hazardous materials information on a shipping
paper, for hazardous materials shippers and carriers. Currently, the
Accredited Standards ``X12'' Committee (ACS) of the American National
Standards Institute (ANSI) creates standards specifically for EDI.
Industry organizations take these standards and modify them to fit the
types of electronic transmissions and/or transactions needed by each
industry. This is what is done in the railway industry. As a result,
there is no one specific standard that includes all the electronic
transmissions permitted as EDI.
Special Permit DOT-SP 7616 allows a carrier to accept shipping
paper information via telephone (i.e., voice communications) for
hazardous material shipments that have been transported by railroad,
and authorizes several variations in the certification requirement when
this information is transmitted telephonically or through EDI. The
Federal Aviation Administration and Federal Motor Carrier Safety
Administration have informed PHMSA and FRA that some
[[Page 51329]]
inconsistencies exist when these standards are applied between the
different transportation modes. Therefore, in this NPRM, PHMSA and FRA
are proposing to incorporate into the HMR the provisions for EDI
prescribed in Special Permit DOT-SP 7616 and requested in Petition No.
P-1497 for any hazardous materials shipment transported by rail only.
This will exclude, for example, the use of voice communications as an
authorized method for carriers to accept hazardous materials shipping
paper information for transporting these shipments by aircraft or motor
vehicle. Further, PHMSA and FRA are proposing to allow a signature in
the signature block of an EDI form to represent completion of the
shipper's certification prescribed under Sec. 172.204. Users of EDI
may wish to consult the ANSI's ACS X12 Committee for guidance on EDI
transmissions and transactions for electronic shipping documents, along
with any other guidance developed on this subject by the Department's
agencies, such as the FRA.
PHMSA and FRA are not aware of any incidents that have occurred as
a result of the issuance of Special Permit DOT-SP 7616. PHMSA and FRA
have also determined the overall effect of the special permit has
improved the timely and accurate receipt of hazardous materials
information, thereby improving safety. As mentioned earlier in this
preamble, the IVOHMA also requested through a petition for rulemaking
(P-1497) that PHMSA revise the HMR to include the transmission of
shipping documents through EDI. PHMSA and FRA acknowledge that
hazardous materials shipping document information is routinely
transmitted by computer but no provision in the HMR specifically
addresses this. PHMSA and FRA also note that the use of EDI to transmit
this information does not eliminate the requirement for the printed
copy of a shipping paper to accompany a hazardous materials shipment.
PHMSA and FRA specifically request comments on the costs and safety
benefits associated with these proposals, as well as the possible
effects and/or modifications needed to permit EDI to transmit
successfully the shipping paper information for hazardous materials in
all transportation modes.
The provisions for Special Permit DOT-SP 7616 and Petition No. P-
1497 are proposed in Sec. Sec. 172.201, 172.202, 172.204, and 172.604.
The changes that IVOHMA proposed for Sec. 174.24 are also located in
Sec. 172.202; therefore, they are not needed in Sec. 174.24 and we
are not proposing to revise that section.
C. Straight Threads on Multi-Unit Tank Cars
Special Permit DOT-SP 14333 authorizes the manufacture, marking,
sale and use of a non-DOT specification tank car conforming to all the
regulations applicable to the DOT Specification 110A500W multi-unit
tank car tank, except that the tank must be equipped with straight
threads in the clean-out/inspection port openings instead of the
National Gas Taper Threads. Four parties currently use this special
permit.
This special permit also permits retrofitting. Section 179.300-
13(b) requires that taper threads must be used on the valve opening. In
the safety equivalency evaluation for Special Permit DOT-SP 14333,
PHMSA and FRA determined that straight threads on the clean-out/
inspection port opening would provide an equivalent level of safety.
Tapered threads are designed to provide a seal when torqued. The seal
is a result of the compression of the male and female threads. Because
they compress, there is an inevitable degree of deformation. This
deformation decreases the likelihood that a proper seal can be obtained
upon subsequent applications. Straight threads are used on connections
where a gasket is compressed to create a seal. Therefore, a seal can be
obtained by repeated application as long as the gasket has not
degraded. The clean-out/inspection port openings are used repeatedly
and introduce an opportunity for leaks. The straight threads on these
openings help to minimize leaking. Special Permit DOT-SP 14333 limits
the use of the straight threads opening to certain high-hazard Division
2.3 (poisonous gas), Division 6.1 (poisonous), and Class 8 (corrosive)
hazardous materials, as well as those materials authorized to be
transported in DOT Specification 110A500W multi-unit tank car tanks.
However, PHMSA and FRA believe straight threads in inspection ports can
be used for all hazardous materials authorized to be transported in DOT
Specification 110A multi-unit tank car tanks and are proposing this
action in this NPRM.
PHMSA and FRA are not aware of any incidents that have occurred as
a result of the issuance of this special permit, and believe these
provisions, if adopted, will provide an adequate level of safety.
Therefore, PHMSA and FRA are proposing to incorporate Special Permit
DOT-SP 14333 into the HMR and further allowing straight threads in
inspection ports to be used for all hazardous materials authorized to
be transported in DOT Specification 110A multi-unit tank car tanks. The
provisions for this special permit are proposed in Sec. 179.300-13(b)
for DOT Specification 110A multi-unit tank cars only.
D. Alternative Start-to-Discharge Pressure Requirements for Tank Cars
Containing Chlorine
Special Permit DOT-SP 14622 authorizes the transportation of
certain DOT Specification 105J500W tank cars containing chlorine that
have start-to-discharge settings that do not meet the regulatory
requirements for pressure relief devices. Three parties currently use
this special permit.
In its original application for this special permit, Occidental
Chemical Corporation (OxyChem) requested relief from Sec. 179.15(b) to
allow tank cars in chlorine service to be equipped with combination
pressure relief valves (PRV) with a set pressure of 360 pounds per
square inch (psi) rather than the required set pressure of 356 psi.
OxyChem justified its request based on its history of operating tank
cars safely in a manner similar to what it was requesting. OxyChem also
based its request on the HMR's regulatory history prior to the final
rule issued under Docket No. HM-216, effective on October 1, 1996 (61
FR 28666; 61 FR 38642; 61 FR 50252), which permitted DOT Specification
105J500W tank cars used to transport chlorine to be equipped with a PRV
with a set pressure of 356 psi.
The FRA conducted an evaluation of the level of safety provided by
the terms and allowances of Special Permit DOT-SP 14622. As part of
this evaluation, FRA staff contacted the Chlorine Institute, which
represents all of the companies that are a party to this special
permit. The Chlorine Institute reported it has not received a report of
any incident related to the conditions allowed under Special Permit
DOT-SP 14622. In addition, the Chlorine Institute found the PRV setting
does not affect the standard start-to-discharge pressure that is the
basis for the flow rating pressure. The flow rating pressure, in turn,
is used to calculate the required PRV flow capacity. Therefore, the FRA
finds the valve is sized appropriately for the required design
conditions.
The FRA has one safety concern related to Special Permit DOT-SP
14622. If the relief discs or pins burst or break within their
tolerances, there is the potential that the valve will be exposed to
the lading and its vapor for an extended period of time. A rupture disc
or breaking pin is used in conjunction with a reclosing PRV to
[[Page 51330]]
provide a barrier between the valve and its components from the lading
and the vapor of the lading, as exposure to these can lead to corrosion
and ultimately the malfunctioning of the valve. Furthermore, the FRA
believes it is important that combination PRVs are equipped with
``tell-tale devices'' located outboard (outside) of the rupture disc
(or breaking pin) and inboard (inside) of the valve. When the disc or
breaking pin is intact, the valve indicates no pressure. If the disc or
pin has been compromised, the valve will show an elevated pressure. An
operator inspecting the condition of the tell-tale device can determine
if the rupture disc or breaking pin has been compromised.
A rupture disc has a rated pressure burst-pressure tolerance of +/-
5 percent. A breaking pin has a rated pressure burst-pressure tolerance
of +/- 10 percent (see ASME Section VIII, UG-126 Pressure Relief
Valves). An evaluation of the special permit relative to both the
rupture disc and breaking pin is provided in the following paragraph.
Special Permit DOT-SP 14622 allows for the PRV to have a set
pressure of 360 psi. The special permit allows the burst pressure of
the relief device to be 96 percent of the start-to-discharge pressure
rather than the required maximum of 95 percent. As stated earlier, the
set pressure in SP-14622 is within the rated pressure burst tolerance
of the rupture disc and rated pressure burst tolerance of the breaking
pin described earlier in this paragraph. However, it is possible that a
rupture disc could burst at the limit of its negative tolerance at 356
psi. In this case, the valve with a set pressure of 360 psi would be
undetected and exposed to the lading or the vapor of the lading. While
this sequence is possible, the negative effects to the valve are very
limited. This can be demonstrated by reviewing the thermodynamic
properties of chlorine and the time needed to increase the vapor
pressure of the chlorine to the set pressure of the PRV. Based on the
vapor pressure-temperature relationship of chlorine, the temperature of
chlorine at a vapor pressure of 356 psi is approximately 165 [deg]F and
its temperature at 360 psi is approximately 170 [deg]F. It is evident
that as the temperature of chlorine increases, the vapor pressure of
the chlorine also increases at a slightly faster rate.
A pool fire represents the only scenario in which the temperature
of chlorine in a tank could reach 165 [deg]F. In this scenario, the
heat input is so great that the specific heat and heat of vaporization
requirements would be met quickly and raise the temperature and the
respective vapor pressure of the chlorine in the tank car to a level
that would actuate the PRV, causing the PRV to function and vent the
pressure in the tank. Under these hazardous conditions, corrosion of
the PRV body and components are very minor considerations.
Regarding the breaking pin, as stated earlier, the rated pressure
tolerance is +/- 10 percent. Both the start-to-discharge pressure
requested in Special Permit DOT-SP 14622 and required in the HMR are
within the design tolerance of the breaking pin. As a result, neither
poses a greater risk to the safe operation of the relief valve and tank
car.
Based on this analysis, PHMSA and FRA believe operation of a tank
car under the terms of Special Permit DOT-SP 14622 provides a level of
safety that is equivalent to that of a similar tank car operated under
the HMR. Therefore, we propose to adopt this requirement into the HMR.
The provisions for this special permit are proposed in Sec.
173.314(k)(2).
E. Alternative Pressure Relief Requirements for Pressure Relief Devices
for Tank Cars Containing Certain Flammable Liquid Materials
Special Permit DOT-SP 11184 authorized the transportation in
commerce of certain Class 3 materials in DOT Specification 105J300W
tank cars with a pressure relief device rated at 25 percent of tank
test pressure. The commodities authorized under this special permit
were typically shipped in general purpose (GP) tank cars (e.g., DOT
Specification 111A100W). In 1996, PHMSA, then known as the Research and
Special Programs Administration, added Sec. 179.15 to the HMR in a
final rule it issued on June 5, 1996, under Docket No. HM-216 (61 FR
28666). In paragraph (b)(2)(i) of that section, the agency added the
requirement that reclosing pressure relief devices in tank cars, other
than DOT Class 106, 107, 110, and 113 tank cars, may not have a start-
to-discharge pressure setting lower than 5.17 Bar (75 psig) or higher
than 33 percent of the minimum tank burst pressure, a range that
included the 25 percent of tank test pressure relief device rating
required in paragraph 2.a of DOT-SP 11184. As a result, DOT-SP 11184
was no longer needed and PHMSA let it expire. When it was active, 21
parties used this special permit.
PHMSA and FRA are discussing DOT-SP 11184 in this NPRM to clarify
that the rulemaking action issued under Docket No. HM-216 eliminated
the need for this special permit, and to emphasize that this revision
improved safety in two ways. First, it lowered the start-to-discharge
pressure for the PRV, which allowed the car to vent at lower pressures
when in an overheated condition--such as a pool fire. Commodities
listed in this special permit when exposed to extreme heat and pressure
will undergo rapid polymerization that could result in an energetic and
catastrophic failure of the tank car. Second, the DOT Specification
105J300W tank car's thicker shell and head will result in the tank car
having a significantly greater survivability than its GP tank car
counterparts. PHMSA and FRA have determined these revisions to the HMR
are performing satisfactorily; therefore, we are expiring this special
permit. PHMSA and FRA are not aware of any incidents that have occurred
as a result of the issuance of Special Permit DOT-SP 11184.
F. Transportation in Commerce of Certain Tank Cars With Identification
Plates in Lieu of Stamping the Tank Car Heads
Special Permit DOT-SP 12905 permits certain DOT and AAR
specification tank cars with stainless steel identification plates to
have their specification and other required information stamped on the
identification plate instead of the tank car heads if certain
requirements are met. The AAR requires all cars built after December
31, 2003, to be equipped with identification plates as specified in
Appendix C, paragraph 4.0. Additionally, for several years
manufacturers have built portable tanks and cargo tanks with a data
plate containing all pertinent information related to the construction
of the tank. Incorporating Special Permit DOT-SP 12905 into the HMR
will bring the railcar data identification in line with the AAR
standards and the portable tank and cargo tank industries. Also, FRA
acknowledges that stamping this information into the tank car wall may
introduce a defect into its steel. Although minimal, stamping results
in a stress concentration in the area of the stamp. Use of a data plate
would eliminate this defect. Currently, 22 parties use this special
permit.
PHMSA and FRA are not aware of any incidents that have occurred as
a result of the issuance of Special Permit DOT-SP 12905. PHMSA and FRA
believe that incorporating this special permit into the HMR will
provide an equivalent level of safety for the qualification of both
specification and non-specification rail tank cars. AAR tank cars are
required to have an identification plate after December 31, 2011.
Therefore, PHMSA and FRA are proposing to amend the HMR to require tank
cars to
[[Page 51331]]
have a stamped identification plate one year after the publication date
of the final rule issued as a result of this proposed rulemaking. We
propose to adopt this requirement into new section Sec. 179.24 and
existing sections Sec. Sec. 179.100-20, 179.200-24, 179.201-10, and
179.220-25 of the HMR.
G. Measuring Liquefied Gases Loaded into a Tank Car With Metering
Devices as an Alternative to Measuring These Cars by Weight
Special Permit DOT-SP 9388 authorizes the transportation in
commerce of DOT specification tank cars that have ``UN 1005, Ammonia,
anhydrous, 2.2 (non-flammable gas)'' liquefied gas measured by a
metering device when loaded into the tank. Although anhydrous ammonia
is defined as meeting both a Division 2.3 (poisonous gas) and Class 8
(corrosive) hazard class under the United Nations Recommendations on
the Transport of Dangerous Goods, International Civil Aviation
Organization Technical Instructions on the Transport of Dangerous Goods
by Air, and International Maritime Dangerous Goods Code, the HMR
permits anhydrous ammonia to be defined as meeting the Division 2.2
hazard class in domestic transportation only. For increased safety,
DOT-SP 9388 requires that each of these tank cars must be loaded and
unloaded using procedures that specify at a minimum: Employee safety
equipment; proper signage; set brakes and installed wheel blocks; an
examination of the tank and/or jacket, its undercarriage assembly,
hoses, connections, valves, and accessories inside the loading dome for
damage; recording of defects; certification of inspection and
completion of loading and/or unloading procedures, as well as other
recordkeeping requirements. PHMSA and FRA propose to incorporate these
requirements in new Sec. 173.314(e)(2)(i). Also, DOT-SP 9388 requires
that one out of every 10 tanks cars must have the metered gauge
verified with the tank car gauge in accordance with certain procedures
to determine the current capacity of the car. PHMSA and FRA propose to
incorporate these procedures in new Sec. 173.314(e)(2)(ii). Although
Special Permit DOT-SP 9388 is currently expired, 28 parties previously
used it. Since the original issuance of DOT-SP 9388, flow meter
technology is much more accurate and reliable.
PHMSA and FRA are not aware of any incidents that have occurred as
a result of the issuance of this special permit. PHMSA and FRA believe
that incorporating this special permit into the HMR will provide an
equivalent level of safety for the qualification of both specification
and non-specification rail tank cars. Therefore, we propose to adopt
this requirement, with the additions noted above, into Sec. 173.314(e)
of the HMR.
H. Approval for Gross Weight on Rail Tank Cars
Special Permits DOT-SP 11241, 11654, 11803, 12423, 12561, 12613,
12768, 12858, 12903, 13856, 13936, 14004, 14038, 14442, 14505, 14520,
14570, and 14619, allowed rail tank cars with a gross weight on rail
that exceeded 263,000 pounds but not exceeding 286,000 pounds to be
used to transport certain hazardous materials provided the tank car is
approved by the FRA's Associate Administrator for Railroad Safety.
PHMSA adopted these special permits, along with several others, in a
final rule issued under Docket No. PHMSA-2009-0289 (HM-233A; 75 FR
27205, 5/14/2010) because they were widely used and had established
safety records. However, the final rule erroneously omitted from Sec.
179.13(b) a provision to require FRA approval for those gross-weight-
on-rail tank cars authorized to contain materials that are poisonous-
by-inhalation. PHMSA is proposing to correct this omission in this
rulemaking by revising Sec. 179.13(b) to add the FRA approval
statement.
I. Reference to the Association of American Railroads AAR 600 Program
The AAR Tank Car Committee and the AAR Hazardous Materials
Committee have recommended the discontinuance of the AAR 600 program as
incorporated in Sec. 174.63(c)(2). Currently, this program requires
that a bulk packaging, including a portable tank, transported in COFC
or TOFC service must conform to the conditions specified in Sec.
174.63 of the HMR. These regulations require approval by FRA's
Associate Administrator for Railroad Safety, unless, among other
things, the tank conforms to requirements in AAR 600 of the AAR
Specifications for Tank Cars, ``Specifications for Acceptability of
Tank Containers.'' In accordance with AAR 600, approval and
registration of compliant portable tanks is required based on a
determination that the tank meets all applicable standards and payment
of a registration fee.
Since incorporation of the AAR 600 standard into the HMR, PHMSA has
adopted standards for portable tanks that meet or exceed the AAR 600
requirements. The AAR committees believe that the current HMR portable
tank regulations have now exceeded the AAR 600 requirements and that
all of the specifications for original construction listed in the AAR
600 Standard were not allowed to be built after January 1, 2003, except
for the DOT Specification 60 and other United Nations (UN) portable
tanks that are authorized in the HMR. As stated earlier in this
rulemaking, PHMSA agreed with the AAR proposal in a letter dated May
20, 2009 and stated we would propose a revision to Sec. 174.63(c). As
also discussed earlier in this preamble, PHMSA received a petition (P-
1567) dated July 9, 2010, from Gold Tank Inspection Services, Inc.,
requesting the removal of the reference to the AAR 600 program in Sec.
174.63 because the HMR now includes standards for portable tanks that
meet or exceed AAR 600 requirements. Accordingly, in this NPRM, PHMSA
is proposing to require that portable tanks transported in COFC or TOFC
service must conform to all HMR requirements applicable to portable
tanks. Consistent with this proposed revision, PHMSA is proposing to
remove the reference in Sec. 171.7(a)(3) to Sec. 173.63 under the
listing ``AAR Manual of Standards and Recommended Practices, Section C-
Part III, Specifications for Tank Cars, Specification M-1002, (AAR
Specifications for Tank Cars), December 2000.''
III. Rulemaking Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
This NPRM is published under the authority of 49 U.S.C. 5103(b)
which authorizes the Secretary to prescribe regulations for the safe
transportation, including security, of hazardous material in
intrastate, interstate, and foreign commerce. 49 U.S.C. 5117(a)
authorizes the Secretary of Transportation to issue a special permit
from a regulation prescribed in sections 5103(b), 5104, 5110, or 5112
of the Federal Hazardous Materials Transportation Law to a person
transporting, or causing to be transported, hazardous material in a way
that achieves a safety level at least equal to the safety level
required under the law, or consistent with the public interest, if a
required safety level does not exist. If adopted as proposed, the final
rule would amend the regulations incorporating provisions from certain
widely used and longstanding special permits that have established a
history of safety and which may, therefore, be converted into the
regulations for general use.
[[Page 51332]]
B. Executive Order 12866, Executive Order 13563, and DOT Regulatory
Policies and Procedures
This proposed rule is not considered a significant regulatory
action under section 3(f) and was not reviewed by the Office of
Management and Budget (OMB). The proposed rule is not considered a
significant rule under the Regulatory Policies and Procedures order
issued by the Department of Transportation [44 FR 11034].
Executive Orders 12866 (``Regulatory Planning and Review'') and
13563 (``Improving Regulation and Regulatory Review'') require agencies
to regulate in the ``most cost-effective manner,'' to make a ``reasoned
determination that the benefits of the intended regulation justify its
costs,'' and to develop regulations that ``impose the least burden on
society.'' In this notice, PHMSA proposes to amend the HMR by
incorporating alternatives this agency has permitted under widely used
and longstanding special permits with established safety records that
we have determined meet the safety criteria for inclusion in the HMR.
Incorporation of these special permits into regulations of general
applicability will provide shippers and carriers with additional
flexibility to comply with established safety requirements, thereby
reducing transportation costs and increasing productivity. In addition,
the proposals in this NPRM will reduce the paperwork burden on industry
and this agency caused by continued renewals of special permits. The
provisions of this proposed rule will promote the continued safe
transportation of hazardous materials while reducing transportation
costs for the industry and administrative costs for the agency.
Therefore, the requirements of Executive Orders 12866 and 13563, and
the DOT policies and procedures concerning these orders have been
satisfied.
C. Executive Order 13132
This proposed rule was analyzed in accordance with the principles
and criteria contained in Executive Order 13132 (``Federalism''). This
proposed rule would preempt state, local and Indian Tribe requirements
but does not propose any regulation that has substantial direct effects
on the states, the relationship between the national government and the
states, or the distribution of power and responsibilities among the
various levels of governments. Therefore, the consultation and funding
requirements of Executive Order 13132 do not apply. Federal hazardous
material transportation law, 49 U.S.C. 5101, et seq., contains an
express preemption provision (49 U.S.C. 5125(b)) preempting state,
local and Indian Tribe requirements on certain covered subjects.
Covered subjects are:
(1) The designation, description, and classification of hazardous
material;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous material;
(3) The preparation, execution, and use of shipping documents
related to hazardous material and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material; or
(5) The designing, manufacturing, fabricating, marki