Notice of Intent to Negotiate Proposed Rule on Energy Efficiency Standards for Distribution Transformers, 50148-50152 [2011-20541]

Download as PDF 50148 Federal Register / Vol. 76, No. 156 / Friday, August 12, 2011 / Proposed Rules • DOE requests additional information and data on the effects of using different automatic cycle termination settings. When providing test results, please also indicate the type of sensor technology used for the clothes dryers under test (e.g., temperature sensors or moisture sensors) and the starting and final moisture content of the test load (when possible use the starting moisture content of 57.5 percent with an 8.45 pound (lb) test load for standard size dryers and 3.00 lb test load for compact dryers). • DOE requests comments on methodology for accounting for various cycle setting options in the DOE test procedure. In particular, if interested parties believe that DOE should test multiple cycles, please provide consumer usage data on the percentage of drying cycles that consumers use for each automatic cycle termination setting. • DOE also requests comment on the additional testing burden associated with a requirement to measure multiple cycle settings. Issued in Washington, DC, on August 9, 2011. Roland J. Risser, Program Manager, Building Technologies Program, Energy Efficiency and Renewable Energy. [FR Doc. 2011–20604 Filed 8–11–11; 8:45 am] BILLING CODE 6450–01–P DEPARTMENT OF ENERGY 10 CFR Part 431 [Docket Number EERE–2010–BT–STD– 0051] RIN 1904–AC62 Notice of Intent to Negotiate Proposed Rule on Energy Efficiency Standards for Distribution Transformers Office of Energy Efficiency and Renewable Energy, Department of Energy. ACTION: Notice of intent to establish a subcommittee and negotiate a proposed rule. AGENCY: The U.S. Department of Energy (DOE or the Department) is giving notice that it intends to establish a negotiated rulemaking subcommittee under ERAC in accordance with the Federal Advisory Committee Act (FACA) and the Negotiated Rulemaking Act (NRA) to negotiate proposed Federal standards for the energy efficiency of low-voltage dry-type distribution transformers. The purpose of the erowe on DSK5CLS3C1PROD with PROPOSALS-1 SUMMARY: VerDate Mar<15>2010 14:21 Aug 11, 2011 Jkt 223001 subcommittee will be to discuss and, if possible, reach consensus on a proposed rule for the energy efficiency of distribution transformers, as authorized by the Energy Policy Conservation Act (EPCA) of 1975, as amended. The subcommittee will consist of representatives of parties having a defined stake in the outcome of the proposed standards, and will consult as appropriate with a range of experts on technical issues. DATES: Written comments and requests to be appointed as members of the subcommittee are welcome and should be submitted by August 29, 2011. ADDRESSES: Interested persons may submit comments, identified by docket number EERE–2011–BT–STD–0051, by any of the following methods: • Federal eRulemaking Portal: https:// www.regulations.gov Follow the instructions for submitting comments. • E-mail: LVDT-2011-STD0051@ee.doe.gov. Include EERE–2011– BT–STD–0051 and/or RIN 1904–AC62 in the subject line of the message. • Mail: Ms. Brenda Edwards, U.S. Department of Energy, Building Technologies Program, Mailstop EE–2J, EERE–2011–BT–STD–0051 and/or RIN 1904–AC62, 1000 Independence Avenue, SW., Washington, DC 20585– 0121. Phone: (202) 586–2945. Please submit one signed paper original. • Hand Delivery/Courier: Ms. Brenda Edwards, U.S. Department of Energy, Building Technologies Program, 6th Floor, 950 L’Enfant Plaza, SW., Washington, DC 20024. Phone: (202) 586–2945. Please submit one signed paper original. Instructions: All submissions received must include the agency name and docket number or RIN for this rulemaking. Docket: For access to the docket to read background documents, a copy of the transcript of the public meeting, or comments received, go to the U.S. Department of Energy, 6th Floor, 950 L’Enfant Plaza, SW., Washington, DC 20024, (202) 586–2945, between 9 a.m. and 4 p.m., Monday through Friday, except Federal holidays. Please call Ms. Brenda Edwards at (202) 586–2945 for additional information regarding visiting the Resource Room. FOR FURTHER INFORMATION CONTACT: John Cymbalsky, U.S. Department of Energy, Office of Building Technologies (EE–2J), 1000 Independence Avenue, SW., Washington, DC 20585–0121. Telephone: (202) 287–1692. E-mail: John.Cymbalsky@ee.doe.gov. Ms. Jennifer Tiedeman, U.S. Department of Energy, Office of the General Counsel (GC–71), 1000 Independence Ave., SW., PO 00000 Frm 00004 Fmt 4702 Sfmt 4702 Washington, DC 20585–0121. Telephone: (202) 287–6111. E-mail: Jennifer.Tiedeman@hq.doe.gov. SUPPLEMENTARY INFORMATION: Preamble I. Statutory Authority II. Background III. Proposed Negotiating Procedures IV. Comments Requested I. Statutory Authority This notice announcing DOE’s intent to negotiate a proposed regulation setting energy efficiency standards for distribution transformers was developed under the authority of sections 563 and 564 of the NRA (5 U.S.C. 561–570, Pub. L. 104–320). The regulation setting energy efficiency standards for distribution transformers that DOE is proposing to develop under a negotiated rulemaking will be developed under the authority of EPCA, as amended, 42 U.S.C. 6313(a)(6)(C) and 6317(a). II. Background As required by the NRA, DOE is giving notice that it is establishing a subcommittee under ERAC to develop proposed energy efficiency standards for distribution transformers. EPCA, as amended, directs DOE to adopt energy conservation standards for those distribution transformers for which standards would be technologically feasible and economically justified, and would result in significant energy savings. (42 U.S.C. 6317(a)(2)). DOE published a final rule in October 2007 that established energy conservation standards for liquidimmersed and medium-voltage dry-type (MVDT) distribution transformers. 72 FR 58190 (October 12, 2007); see 10 CFR 431.196(b)–(c). During the course of that rulemaking, the Energy Policy Act of 2005 (EPACT 2005), Public Law 109–58, amended EPCA to set standards for lowvoltage dry-type (LVDT) distribution transformers. (EPACT 2005, Section 135(c); codified at 42 U.S.C. 6295(y)) Consequently, DOE removed these transformers from the scope of that rulemaking. 72 FR at 58191 (October 12, 2007). On July 29, 2011, DOE published a notice of its intent to establish a subcommittee under the ERAC to negotiate a proposed rule for liquidimmersed and MVDT distribution transformers (76 FR 45472). The negotiated rulemaking contemplated in today’s notice is complimentary of that process. A. Negotiated Rulemaking DOE has decided to use the negotiated rulemaking process to develop proposed E:\FR\FM\12AUP1.SGM 12AUP1 erowe on DSK5CLS3C1PROD with PROPOSALS-1 Federal Register / Vol. 76, No. 156 / Friday, August 12, 2011 / Proposed Rules energy efficiency standards for distribution transformers. Under EPCA, Congress mandated that DOE develop regulations establishing energy efficiency standards for covered residential and commercial appliances that are designed to achieve the maximum improvement in energy efficiency that are technologically feasible and economically justified. (42 U.S.C. 6295(o)(2)(A) The primary reason for using the negotiated rulemaking process for developing a proposed Federal standard is that stakeholders strongly support a consensual rulemaking effort. DOE believes such a regulatory negotiation process will be less adversarial and better suited to resolving complex technical issues. An important virtue of negotiated rulemaking is that it allows expert dialog that is much better than traditional techniques at getting the facts and issues right and will result in a proposed rule that will effectively reflect Congressional intent. A regulatory negotiation will enable DOE to engage in direct and sustained dialog with informed, interested, and affected parties when drafting the regulation, rather than obtaining input during a public comment period after developing and publishing a proposed rule. Gaining this early understanding of all parties’ perspectives allows DOE to address key issues at an earlier stage of the process, thereby allowing more time for an iterative process to resolve issues. A rule drafted by negotiation with informed and affected parties is expected to be potentially more pragmatic and more easily implemented than a rule arising from the traditional process. Such rulemaking improvement is likely to provide the public with the full benefits of the rule while minimizing the potential negative impact of a proposed regulation conceived or drafted without the full prior input of outside knowledgeable parties. Because a negotiating subcommittee includes representatives from the major stakeholder groups affected by or interested in the rule, the number of public comments on the proposed rule may be decreased. DOE anticipates that there will be a need for fewer substantive changes to a proposed rule developed under a regulatory negotiation process prior to the publication of a final rule. B. The Concept of Negotiated Rulemaking Usually, DOE develops a proposed rulemaking using Department staff and consultant resources. Typically, a preliminary analysis is vetted for stakeholder comments after a VerDate Mar<15>2010 14:21 Aug 11, 2011 Jkt 223001 Framework Document is published and comments taken thereon. After the notice of proposed rulemaking is published for comment, affected parties may submit arguments and data defining and supporting their positions with regard to the issues raised in the proposed rule. Congress noted in the NRA, however, that regulatory development may ‘‘discourage the affected parties from meeting and communicating with each other, and may cause parties with different interests to assume conflicting and antagonistic positions * * *.’’ (5 U.S.C. 561(2)(2)) Congress also stated that ‘‘adversarial rulemaking deprives the affected parties and the public of the benefits of face-to-face negotiations and cooperation in developing and reaching agreement on a rule. It also deprives them of the benefits of shared information, knowledge, expertise, and technical abilities possessed by the affected parties.’’ (5 U.S.C. 561(2)(3)) Using negotiated rulemaking to develop a proposed rule differs fundamentally from the Departmentcentered process. In negotiated rulemaking, a proposed rule is developed by an advisory committee or subcommittee, chartered under FACA (5 U.S.C. App. 2), composed of members chosen to represent the various interests that will be significantly affected by the rule. The goal of the advisory committee or subcommittee is to reach consensus on the treatment of the major issues involved with the rule. The process starts with the Department’s careful identification of all interests potentially affected by the rulemaking under consideration. To help with this identification, the Department publishes a notice such as this one in the Federal Register, identifying a preliminary list of interested parties and requesting public comment on that list. Following receipt of comments, the Department establishes an advisory committee or subcommittee representing the full range of stakeholders to negotiate a consensus on the terms of a proposed rule. Representation on the advisory committee or subcommittee may be direct; that is, each member may represent a specific interest, or may be indirect, such as through trade associations and/or similarly-situated parties with common interests. The Department is a member of the advisory committee or subcommittee and represents the Federal government’s interests. The advisory committee or subcommittee chair is assisted by a neutral mediator who facilitates the negotiation process. The role of the mediator, also called a facilitator, is to PO 00000 Frm 00005 Fmt 4702 Sfmt 4702 50149 apply proven consensus-building techniques to the advisory committee or subcommittee process. After an advisory committee or subcommittee reaches consensus on the provisions of a proposed rule, the Department, consistent with its legal obligations, uses such consensus as the basis of its proposed rule, which then is published in the Federal Register. This publication provides the required public notice and provides for a public comment period. Other participants and other interested parties retain their rights to comment, participate in an informal hearing (if requested), and request judicial review. DOE anticipates, however, that the preproposal consensus agreed upon by the advisory committee or subcommittee will narrow any issues in the subsequent rulemaking. C. Proposed Rulemaking for Energy Efficiency Standards for Distribution Transformers The NRA enables DOE to establish an advisory committee or subcommittee if it is determined that the use of the negotiated rulemaking process is in the public interest. DOE intends to develop Federal regulations that build on the depth of experience accrued in both the public and private sectors in implementing standards and programs. DOE has determined that the regulatory negotiation process will provide for obtaining a diverse array of in-depth input, as well as an opportunity for increased collaborative discussion from both private-sector stakeholders and government officials who are familiar with energy efficiency of distribution transformers. In July of 2011, DOE initiated the convening stage of the negotiated rulemaking process to identify and interview appropriate public- and private-sector stakeholders. DOE retained an expert convener to contact parties potentially affected by energy efficiency standards for distribution transformers to determine whether stakeholders are interested in participating in a negotiated rulemaking process and whether they believe stakeholder issues can be addressed and resolved through a regulatory negotiation. Following an evaluation of initial stakeholder interest and input, the independent convener determined that there is sufficient enthusiasm among stakeholders to support a negotiated rulemaking process and that that there is a reasonably good chance of successfully reaching a consensus agreement among stakeholders on the rule. E:\FR\FM\12AUP1.SGM 12AUP1 50150 Federal Register / Vol. 76, No. 156 / Friday, August 12, 2011 / Proposed Rules D. Department Commitment In initiating this regulatory negotiation process to develop energy efficiency standards for distribution transformers, DOE is making a commitment to provide adequate resources to facilitate timely and successful completion of the process. This commitment includes making the process a priority activity for all representatives, components, officials, and personnel of the Department who need to be involved in the rulemaking, from the time of initiation until such time as a final rule is issued or the process is expressly terminated. DOE will provide administrative support for the process and will take steps to ensure that the advisory committee or subcommittee has the dedicated resources it requires to complete its work in a timely fashion. Specifically, DOE will make available the following support services: properly equipped space adequate for public meetings and caucuses; logistical support; word processing and distribution of background information; the service of a facilitator; and such additional research and other technical assistance as may be necessary. To the maximum extent possible consistent with the legal obligations of the Department, DOE will use the consensus of the advisory committee or subcommittee as the basis for the rule the Department proposes for public notice and comment. erowe on DSK5CLS3C1PROD with PROPOSALS-1 E. Negotiating Consensus As discussed above, the negotiated rulemaking process differs fundamentally from the usual process for developing a proposed rule. Negotiation enables interested and affected parties to discuss various approaches to issues rather than asking them only to respond to a proposal developed by the Department. The negotiation process involves a mutual education of the various parties on the practical concerns about the impact of standards. Each advisory committee or subcommittee member participates in resolving the interests and concerns of other members, rather than leaving it up to DOE to evaluate and incorporate different points of view. A key principle of negotiated rulemaking is that agreement is by consensus of all the interests. Thus, no one interest or group of interests is able to control the process. The NRA defines consensus as the unanimous concurrence among interests represented on a negotiated rulemaking committee or subcommittee, unless the committee or subcommittee itself VerDate Mar<15>2010 14:21 Aug 11, 2011 Jkt 223001 unanimously agrees to use a different definition. (5 U.S.C. 562) In addition, experience has demonstrated that using a trained mediator to facilitate this process will assist all parties, including DOE, in identifying their real interests in the rule, and thus will enable parties to focus on and resolve the important issues. III. Proposed Negotiating Procedures A. Key Issues for Negotiation The convener identified the following issues and concerns that will underlie the work of the Negotiated Rulemaking Committee on Energy Efficiency Standards for Distribution Transformers: • DOE’s key issues include assuring full compliance with statutory mandates. Congress has mandated that DOE establish minimum energy efficiency standards that are technologically feasible and economically justified. • The committee must find ways to balance the goals and priorities of State regulatory programs and DOE’s program for energy efficiency standards. • Manufacturers desire that standards not diminish or constrain innovation for these products. • Environmental advocates seek to ensure that standards achieve the maximum energy savings that are technologically feasible and economically justifiable. To examine the underlying issues outlined above, and others not yet articulated, all parties in the negotiation will need DOE to provide data and an analytic framework complete and accurate enough to support their deliberations. DOE’s analyses must be adequate to inform a prospective negotiation—for example, a preliminary Technical Support Document or equivalent must be available and timely. B. Formation of Subcommittee A subcommittee will be formed and operated in full compliance with the requirements of FACA and in a manner consistent with the requirements of the NRA. DOE has determined that the subcommittee not exceed 25 members. The Department believes that more than 25 members would make it difficult to conduct effective negotiations. DOE is aware that there are many more potential participants than there are membership slots on the subcommittee. The Department does not believe, nor does the NRA contemplate, that each potentially affected group must participate directly in the negotiations; nevertheless, each affected interest can be adequately represented. To have a successful negotiation, it is important PO 00000 Frm 00006 Fmt 4702 Sfmt 4702 for interested parties to identify and form coalitions that adequately represent significantly affected interests. To provide adequate representation, those coalitions must agree to support, both financially and technically, a member of the subcommittee whom they choose to represent their interests. DOE recognizes that when it establishes energy efficiency standards for residential products and commercial equipment, various segments of society may be affected in different ways, in some cases producing unique ‘‘interests’’ in a proposed rule based on income, gender, or other factors. The Department will pay attention to providing that any unique interests that have been identified, and that may be significantly affected by the proposed rule, are represented. FACA also requires that members of the public have the opportunity to attend meetings of the full committee and speak or otherwise address the committee during the public comment period. In addition, any member of the public is permitted to file a written statement with the advisory committee. DOE plans to follow these same procedures in conducting meetings of the subcommittee. C. Interests Involved/Subcommittee Membership DOE anticipates that the subcommittee will comprise no more than 25 members who represent affected and interested stakeholder groups, at least one of whom must be a member of the ERAC. As required by FACA, the Department will conduct the negotiated rulemaking with particular attention to ensuring full and balanced representation of those interests that may be significantly affected by the proposed rule governing standards for the energy efficiency of distribution transformers. Section 562 of the NRA defines the term interest as ‘‘with respect to an issue or matter, multiple parties which have a similar point of view or which are likely to be affected in a similar manner.’’ Listed below are parties the Department to date has identified as being ‘‘significantly affected’’ by a proposed rule regarding the energy efficiency of distribution transformers. • The Department of Energy • Distribution transformers manufacturers and trade associations representing manufacturers • Component manufacturers and related suppliers • Utilities • Energy efficiency/environmental advocacy groups • Consumers E:\FR\FM\12AUP1.SGM 12AUP1 erowe on DSK5CLS3C1PROD with PROPOSALS-1 Federal Register / Vol. 76, No. 156 / Friday, August 12, 2011 / Proposed Rules One purpose of this notice is to determine whether Federal standards regarding the energy efficiency of distribution transformers will significantly affect interests that are not listed above. DOE invites comment and suggestions on its initial list of significantly affected interests. DOE also developed an initial list of stakeholders who could serve on the subcommittee to represent the abovelisted interests. The following list includes organizations DOE tentatively has identified as being either potential members of the subcommittee, or potential members of a coalition that would in turn nominate a candidate to represent one of the significantly affected interests listed above. DOE invites comment and suggestions on whether the following list of stakeholders identifies an accurate and comprehensive pool of stakeholders, or subcommittee members. • Department of Energy • John Cymbalsky • EarthJustice • Tim Ballo • National Electrical Manufacturers Assocation • Jim Creevy • Clark Silcox • Appliance Standards Awareness Program • Andrew DeLaski • Federal Pacific • Robert Greeson • American Council for an Energy Efficiency Economy • Steve Nadel • Natural Resources Defense Council • Robin Roy • AK Steel Corporation • Jerry Schoen • California Energy Commission (as resource party) • Acme Electric • Joe Ashley • Eaton Corp • Carlos Siqueiros • Federal Pacific • Rob Greeson • GE • Bill Forsythe • Hammond Power Solutions • Dhiru Patel • Power Paragon • Thomas Proctor • Mirus International • Tony Hoevenaars • ONYX Power • Vijay Tendulkar • Power Quality International • Jeffrey Turner • Powersmiths International • Philip Ling • Schneider Electric • Thomas Patzner VerDate Mar<15>2010 14:21 Aug 11, 2011 Jkt 223001 • Sola HD/Emerson • Dale Corel • WEG Electric • Bill Oliver The list provided above includes stakeholders whom DOE tentatively has identified as being either a potential member of the subcommittee or a potential member of a coalition that would in turn nominate a candidate to represent one of the significantly affected interests, also listed above. The list is not presented as a complete or exclusive list from which subcommittee members will be selected. Nor does inclusion on the list of potential parties mean that a listed party has agreed to participate as a member of the subcommittee or as a member of a coalition. The list merely indicates parties that DOE tentatively has identified as representing significantly affected interests in the proposed rule establishing energy efficiency standards for distribution transformers. DOE requests comments and suggestions regarding its tentative list of potential members of the subcommittee on energy efficiency standards for distribution transformers. Members may be individuals or organizations. If the effort is to be fruitful, participants on the subcommittee should be able to fully and adequately represent the viewpoints of their respective interests. This document gives notice of DOE’s process to other potential participants and affords them the opportunity to request representation in the negotiations. Those who wish to be appointed as members of the subcommittee, including those that have been tentatively identified by DOE in this Notice, should submit a request to DOE, in accordance with the public participation procedures outlined in the ‘‘Dates’’ and ‘‘Addresses’’ sections of this Notice. Membership of the subcommittee is likely to involve: • Attendance at approximately five (5), one (1) to two (2) day meetings; • Travel costs to those meetings; and • Preparation time for those meetings. Members serving on the subcommittee will not receive compensation for their services. Interested parties who are not selected for membership on the subcommittee may make valuable contributions to this negotiated rulemaking effort in any of several ways: • The person may request to be placed on the subcommittee mailing list and submit written comments as appropriate. • The person may attend subcommittee meetings, which are open to the public; caucus with his or her PO 00000 Frm 00007 Fmt 4702 Sfmt 4702 50151 interest’s member on the subcommittee; or even address the subcommittee during the public comment portion of the subcommittee meeting. • The person could assist the efforts of a workgroup that the subcommittee might establish. A subcommittee may establish informal workgroups, which usually are asked to facilitate committee deliberations by assisting with various technical matters (e.g., researching or preparing summaries of the technical literature or comments on specific matters such as economic issues). Workgroups also might assist in estimating costs or drafting regulatory text on issues associated with the analysis of the costs and benefits addressed, or formulating drafts of the various provisions and their justifications as previously developed by the subcommittee. Given their support function, workgroups usually consist of participants who have expertise or particular interest in the technical matter(s) being studied. Because it recognizes the importance of this support work for the subcommittee, DOE will provide appropriate technical expertise for such workgroups. D. Good Faith Negotiation Every subcommittee member must be willing to negotiate in good faith and have the authority, granted by his or her constituency, to do so. The first step is to ensure that each member has good communications with his or her constituencies. An intra-interest network of communication should be established to bring information from the support organization to the member at the table, and to take information from the table back to the support organization. Second, each organization or coalition therefore should designate as its representative a person having the credibility and authority to ensure that needed information is provided and decisions are made in a timely fashion. Negotiated rulemaking can require the appointed members to give a significant amount of time, which must be sustained for as long as the duration of the negotiated rulemaking. Although the ERAC advisory committee charter will be in effect for 2 years from the date it is filed with Congress, DOE expects the subcommittee’s deliberations to conclude or be terminated earlier than that. Other qualities of members that can be helpful are negotiating experience and skills, and sufficient technical knowledge to participate in substantive negotiations. Certain concepts are central to negotiating in good faith. One is the willingness to bring all issues to the E:\FR\FM\12AUP1.SGM 12AUP1 50152 Federal Register / Vol. 76, No. 156 / Friday, August 12, 2011 / Proposed Rules bargaining table in an attempt to reach a consensus, as opposed to keeping key issues in reserve. The second is a willingness to keep the issues at the table and not take them to other forums. Finally, good faith includes a willingness to move away from some of the positions often taken in a more traditional rulemaking process, and instead explore openly with other parties all ideas that may emerge from the subcommittee’s discussions. E. Facilitator The facilitator will act as a neutral in the substantive development of the proposed standard. Rather, the facilitator’s role generally includes: • Impartially assisting the members of the subcommittee in conducting discussions and negotiations; • Impartially assisting in performing the duties of the Designated Federal Official under FACA; and erowe on DSK5CLS3C1PROD with PROPOSALS-1 F. Department Representative The DOE representative will be a full and active participant in the consensusbuilding negotiations. The Department’s representative will meet regularly with senior Department officials, briefing them on the negotiations and receiving their suggestions and advice so that he or she can effectively represent the Department’s views regarding the issues before the subcommittee. DOE’s representative also will ensure that the entire spectrum of governmental interests affected by the standards rulemaking, including the Office of Management and Budget, the Attorney General, and other Departmental offices, are kept informed of the negotiations and encouraged to make their concerns known in a timely fashion. G. Subcommittee and Schedule After evaluating the comments submitted in response to this notice and the requests for nominations, DOE will either inform the members of the subcommittee that they have been selected or determine that conducting a negotiated rulemaking is inappropriate. Due to the court-ordered deadline, DOE plans for the subcommittee to conduct deliberations in the summer and fall of 2011 and hopes that the subcommittee will come to an agreement on a Notice of Proposed Rulemaking in time to publish that proposal by the October 1, 2011 date contained in the settlement agreement described above. DOE will advise subcommittee members of administrative matters related to the functions of the subcommittee before beginning. DOE will establish a meeting schedule based on the settlement agreement and VerDate Mar<15>2010 14:21 Aug 11, 2011 Jkt 223001 produce the necessary documents so as to adhere to that schedule. While the negotiated rulemaking process is underway, DOE is committed to performing much of the same analysis as it would during a normal standards rulemaking process and to providing information and technical support to the subcommittee. IV. Comments Requested DOE requests comments on whether it should use negotiated rulemaking for its rulemaking pertaining to the energy efficiency of distribution transformers and the extent to which the issues, parties, and procedures described above are adequate and appropriate. DOE also requests comments on which parties should be included in a negotiated rulemaking to develop draft language pertaining to the energy efficiency of distribution transformers and suggestions of additional interests and/ or stakeholders that should be represented on the subcommittee. All who wish to participate as members of the subcommittee should submit a request for nomination to DOE. V. Approval of the Office of the Secretary The Secretary of Energy has approved publication of today’s notice of intent to establish a subcommittee and negotiate a proposed rule. Issued in Washington, DC, on August 5, 2011. Kathleen Hogan, Deputy Assistant Secretary, Energy Efficiency and Renewable Energy. [FR Doc. 2011–20541 Filed 8–11–11; 8:45 am] BILLING CODE 6450–01–P The existing AD currently requires replacing certain crankshafts. Since we issued that AD, Lycoming Engines discovered that the start date of affected engine models in Mandatory Service Bulletin (MSB) No. 569A, is incorrect. This proposed AD would correct that start date. We are proposing this AD to prevent failure of the crankshaft, which will result in total engine power loss, inflight engine failure, and possible loss of the aircraft. DATES: We must receive comments on this proposed AD by September 26, 2011. You may send comments by any of the following methods: • Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the instructions for submitting comments. • Fax: 202–493–2251. • Mail: U.S. Department of Transportation, Docket Operations, M–30, West Building Ground Floor, Room W12–140, 1200 New Jersey Avenue, SE., Washington, DC 20590. • Hand Delivery: Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. For service information identified in this AD, contact Lycoming, 652 Oliver Street, Williamsport, PA 17701; telephone (570) 323–6181; fax (570) 327–7101, or on the Internet at https:// www.Lycoming.Textron.com. You may review copies of the referenced service information at the FAA, Engine & Propeller Directorate, 12 New England Executive Park, Burlington, MA. For information on the availability of this material at the FAA, call 781–238–7125. ADDRESSES: Examining the AD Docket DEPARTMENT OF TRANSPORTATION Federal Aviation Administration 14 CFR Part 39 [Docket No. FAA–2006–24785; Directorate Identifier 2006–NE–20–AD] RIN 2120–AA64 Airworthiness Directives; Lycoming Engines (L)O–360, (L)IO–360, AEIO– 360, O–540, IO–540, AEIO–540, (L)TIO– 540, IO–580, and IO–720 Series Reciprocating Engines Federal Aviation Administration (FAA), DOT. ACTION: Notice of proposed rulemaking (NPRM). AGENCY: We propose to supersede an existing airworthiness directive (AD) that applies to the products listed above. SUMMARY: PO 00000 Frm 00008 Fmt 4702 Sfmt 4702 You may examine the AD docket on the Internet at https:// www.regulations.gov; or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (phone: 800–647–5527) is in the ADDRESSES section. Comments will be available in the AD docket shortly after receipt. FOR FURTHER INFORMATION CONTACT: Norm Perenson, Aerospace Engineer, New York Aircraft Certification Office, FAA, Engine & Propeller Directorate, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: 516–228– 7337; fax: 516–794–5531; e-mail: norman.perenson@faa.gov. SUPPLEMENTARY INFORMATION: E:\FR\FM\12AUP1.SGM 12AUP1

Agencies

[Federal Register Volume 76, Number 156 (Friday, August 12, 2011)]
[Proposed Rules]
[Pages 50148-50152]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-20541]


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DEPARTMENT OF ENERGY

10 CFR Part 431

[Docket Number EERE-2010-BT-STD-0051]
RIN 1904-AC62


Notice of Intent to Negotiate Proposed Rule on Energy Efficiency 
Standards for Distribution Transformers

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Notice of intent to establish a subcommittee and negotiate a 
proposed rule.

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SUMMARY: The U.S. Department of Energy (DOE or the Department) is 
giving notice that it intends to establish a negotiated rulemaking 
subcommittee under ERAC in accordance with the Federal Advisory 
Committee Act (FACA) and the Negotiated Rulemaking Act (NRA) to 
negotiate proposed Federal standards for the energy efficiency of low-
voltage dry-type distribution transformers. The purpose of the 
subcommittee will be to discuss and, if possible, reach consensus on a 
proposed rule for the energy efficiency of distribution transformers, 
as authorized by the Energy Policy Conservation Act (EPCA) of 1975, as 
amended. The subcommittee will consist of representatives of parties 
having a defined stake in the outcome of the proposed standards, and 
will consult as appropriate with a range of experts on technical 
issues.

DATES: Written comments and requests to be appointed as members of the 
subcommittee are welcome and should be submitted by August 29, 2011.

ADDRESSES: Interested persons may submit comments, identified by docket 
number EERE-2011-BT-STD-0051, by any of the following methods:
     Federal eRulemaking Portal: https://www.regulations.gov 
Follow the instructions for submitting comments.
     E-mail: LVDT-2011-STD-0051@ee.doe.gov. Include EERE-2011-
BT-STD-0051 and/or RIN 1904-AC62 in the subject line of the message.
     Mail: Ms. Brenda Edwards, U.S. Department of Energy, 
Building Technologies Program, Mailstop EE-2J, EERE-2011-BT-STD-0051 
and/or RIN 1904-AC62, 1000 Independence Avenue, SW., Washington, DC 
20585-0121. Phone: (202) 586-2945. Please submit one signed paper 
original.
     Hand Delivery/Courier: Ms. Brenda Edwards, U.S. Department 
of Energy, Building Technologies Program, 6th Floor, 950 L'Enfant 
Plaza, SW., Washington, DC 20024. Phone: (202) 586-2945. Please submit 
one signed paper original.
    Instructions: All submissions received must include the agency name 
and docket number or RIN for this rulemaking.
    Docket: For access to the docket to read background documents, a 
copy of the transcript of the public meeting, or comments received, go 
to the U.S. Department of Energy, 6th Floor, 950 L'Enfant Plaza, SW., 
Washington, DC 20024, (202) 586-2945, between 9 a.m. and 4 p.m., Monday 
through Friday, except Federal holidays. Please call Ms. Brenda Edwards 
at (202) 586-2945 for additional information regarding visiting the 
Resource Room.

FOR FURTHER INFORMATION CONTACT: John Cymbalsky, U.S. Department of 
Energy, Office of Building Technologies (EE-2J), 1000 Independence 
Avenue, SW., Washington, DC 20585-0121. Telephone: (202) 287-1692. E-
mail: John.Cymbalsky@ee.doe.gov. Ms. Jennifer Tiedeman, U.S. Department 
of Energy, Office of the General Counsel (GC-71), 1000 Independence 
Ave., SW., Washington, DC 20585-0121. Telephone: (202) 287-6111. E-
mail: Jennifer.Tiedeman@hq.doe.gov.

SUPPLEMENTARY INFORMATION: 

Preamble

I. Statutory Authority
II. Background
III. Proposed Negotiating Procedures
IV. Comments Requested

I. Statutory Authority

    This notice announcing DOE's intent to negotiate a proposed 
regulation setting energy efficiency standards for distribution 
transformers was developed under the authority of sections 563 and 564 
of the NRA (5 U.S.C. 561-570, Pub. L. 104-320). The regulation setting 
energy efficiency standards for distribution transformers that DOE is 
proposing to develop under a negotiated rulemaking will be developed 
under the authority of EPCA, as amended, 42 U.S.C. 6313(a)(6)(C) and 
6317(a).

II. Background

    As required by the NRA, DOE is giving notice that it is 
establishing a subcommittee under ERAC to develop proposed energy 
efficiency standards for distribution transformers.
    EPCA, as amended, directs DOE to adopt energy conservation 
standards for those distribution transformers for which standards would 
be technologically feasible and economically justified, and would 
result in significant energy savings. (42 U.S.C. 6317(a)(2)). DOE 
published a final rule in October 2007 that established energy 
conservation standards for liquid-immersed and medium-voltage dry-type 
(MVDT) distribution transformers. 72 FR 58190 (October 12, 2007); see 
10 CFR 431.196(b)-(c). During the course of that rulemaking, the Energy 
Policy Act of 2005 (EPACT 2005), Public Law 109-58, amended EPCA to set 
standards for low-voltage dry-type (LVDT) distribution transformers. 
(EPACT 2005, Section 135(c); codified at 42 U.S.C. 6295(y)) 
Consequently, DOE removed these transformers from the scope of that 
rulemaking. 72 FR at 58191 (October 12, 2007).
    On July 29, 2011, DOE published a notice of its intent to establish 
a subcommittee under the ERAC to negotiate a proposed rule for liquid-
immersed and MVDT distribution transformers (76 FR 45472). The 
negotiated rulemaking contemplated in today's notice is complimentary 
of that process.

A. Negotiated Rulemaking

    DOE has decided to use the negotiated rulemaking process to develop 
proposed

[[Page 50149]]

energy efficiency standards for distribution transformers. Under EPCA, 
Congress mandated that DOE develop regulations establishing energy 
efficiency standards for covered residential and commercial appliances 
that are designed to achieve the maximum improvement in energy 
efficiency that are technologically feasible and economically 
justified. (42 U.S.C. 6295(o)(2)(A) The primary reason for using the 
negotiated rulemaking process for developing a proposed Federal 
standard is that stakeholders strongly support a consensual rulemaking 
effort. DOE believes such a regulatory negotiation process will be less 
adversarial and better suited to resolving complex technical issues. An 
important virtue of negotiated rulemaking is that it allows expert 
dialog that is much better than traditional techniques at getting the 
facts and issues right and will result in a proposed rule that will 
effectively reflect Congressional intent.
    A regulatory negotiation will enable DOE to engage in direct and 
sustained dialog with informed, interested, and affected parties when 
drafting the regulation, rather than obtaining input during a public 
comment period after developing and publishing a proposed rule. Gaining 
this early understanding of all parties' perspectives allows DOE to 
address key issues at an earlier stage of the process, thereby allowing 
more time for an iterative process to resolve issues. A rule drafted by 
negotiation with informed and affected parties is expected to be 
potentially more pragmatic and more easily implemented than a rule 
arising from the traditional process. Such rulemaking improvement is 
likely to provide the public with the full benefits of the rule while 
minimizing the potential negative impact of a proposed regulation 
conceived or drafted without the full prior input of outside 
knowledgeable parties. Because a negotiating subcommittee includes 
representatives from the major stakeholder groups affected by or 
interested in the rule, the number of public comments on the proposed 
rule may be decreased. DOE anticipates that there will be a need for 
fewer substantive changes to a proposed rule developed under a 
regulatory negotiation process prior to the publication of a final 
rule.

B. The Concept of Negotiated Rulemaking

    Usually, DOE develops a proposed rulemaking using Department staff 
and consultant resources. Typically, a preliminary analysis is vetted 
for stakeholder comments after a Framework Document is published and 
comments taken thereon. After the notice of proposed rulemaking is 
published for comment, affected parties may submit arguments and data 
defining and supporting their positions with regard to the issues 
raised in the proposed rule. Congress noted in the NRA, however, that 
regulatory development may ``discourage the affected parties from 
meeting and communicating with each other, and may cause parties with 
different interests to assume conflicting and antagonistic positions * 
* *.'' (5 U.S.C. 561(2)(2)) Congress also stated that ``adversarial 
rulemaking deprives the affected parties and the public of the benefits 
of face-to-face negotiations and cooperation in developing and reaching 
agreement on a rule. It also deprives them of the benefits of shared 
information, knowledge, expertise, and technical abilities possessed by 
the affected parties.'' (5 U.S.C. 561(2)(3))
    Using negotiated rulemaking to develop a proposed rule differs 
fundamentally from the Department-centered process. In negotiated 
rulemaking, a proposed rule is developed by an advisory committee or 
subcommittee, chartered under FACA (5 U.S.C. App. 2), composed of 
members chosen to represent the various interests that will be 
significantly affected by the rule. The goal of the advisory committee 
or subcommittee is to reach consensus on the treatment of the major 
issues involved with the rule. The process starts with the Department's 
careful identification of all interests potentially affected by the 
rulemaking under consideration. To help with this identification, the 
Department publishes a notice such as this one in the Federal Register, 
identifying a preliminary list of interested parties and requesting 
public comment on that list. Following receipt of comments, the 
Department establishes an advisory committee or subcommittee 
representing the full range of stakeholders to negotiate a consensus on 
the terms of a proposed rule. Representation on the advisory committee 
or subcommittee may be direct; that is, each member may represent a 
specific interest, or may be indirect, such as through trade 
associations and/or similarly-situated parties with common interests. 
The Department is a member of the advisory committee or subcommittee 
and represents the Federal government's interests. The advisory 
committee or subcommittee chair is assisted by a neutral mediator who 
facilitates the negotiation process. The role of the mediator, also 
called a facilitator, is to apply proven consensus-building techniques 
to the advisory committee or subcommittee process.
    After an advisory committee or subcommittee reaches consensus on 
the provisions of a proposed rule, the Department, consistent with its 
legal obligations, uses such consensus as the basis of its proposed 
rule, which then is published in the Federal Register. This publication 
provides the required public notice and provides for a public comment 
period. Other participants and other interested parties retain their 
rights to comment, participate in an informal hearing (if requested), 
and request judicial review. DOE anticipates, however, that the pre-
proposal consensus agreed upon by the advisory committee or 
subcommittee will narrow any issues in the subsequent rulemaking.

C. Proposed Rulemaking for Energy Efficiency Standards for Distribution 
Transformers

    The NRA enables DOE to establish an advisory committee or 
subcommittee if it is determined that the use of the negotiated 
rulemaking process is in the public interest. DOE intends to develop 
Federal regulations that build on the depth of experience accrued in 
both the public and private sectors in implementing standards and 
programs.
    DOE has determined that the regulatory negotiation process will 
provide for obtaining a diverse array of in-depth input, as well as an 
opportunity for increased collaborative discussion from both private-
sector stakeholders and government officials who are familiar with 
energy efficiency of distribution transformers. In July of 2011, DOE 
initiated the convening stage of the negotiated rulemaking process to 
identify and interview appropriate public- and private-sector 
stakeholders. DOE retained an expert convener to contact parties 
potentially affected by energy efficiency standards for distribution 
transformers to determine whether stakeholders are interested in 
participating in a negotiated rulemaking process and whether they 
believe stakeholder issues can be addressed and resolved through a 
regulatory negotiation. Following an evaluation of initial stakeholder 
interest and input, the independent convener determined that there is 
sufficient enthusiasm among stakeholders to support a negotiated 
rulemaking process and that that there is a reasonably good chance of 
successfully reaching a consensus agreement among stakeholders on the 
rule.

[[Page 50150]]

D. Department Commitment

    In initiating this regulatory negotiation process to develop energy 
efficiency standards for distribution transformers, DOE is making a 
commitment to provide adequate resources to facilitate timely and 
successful completion of the process. This commitment includes making 
the process a priority activity for all representatives, components, 
officials, and personnel of the Department who need to be involved in 
the rulemaking, from the time of initiation until such time as a final 
rule is issued or the process is expressly terminated. DOE will provide 
administrative support for the process and will take steps to ensure 
that the advisory committee or subcommittee has the dedicated resources 
it requires to complete its work in a timely fashion. Specifically, DOE 
will make available the following support services: properly equipped 
space adequate for public meetings and caucuses; logistical support; 
word processing and distribution of background information; the service 
of a facilitator; and such additional research and other technical 
assistance as may be necessary.
    To the maximum extent possible consistent with the legal 
obligations of the Department, DOE will use the consensus of the 
advisory committee or subcommittee as the basis for the rule the 
Department proposes for public notice and comment.

E. Negotiating Consensus

    As discussed above, the negotiated rulemaking process differs 
fundamentally from the usual process for developing a proposed rule. 
Negotiation enables interested and affected parties to discuss various 
approaches to issues rather than asking them only to respond to a 
proposal developed by the Department. The negotiation process involves 
a mutual education of the various parties on the practical concerns 
about the impact of standards. Each advisory committee or subcommittee 
member participates in resolving the interests and concerns of other 
members, rather than leaving it up to DOE to evaluate and incorporate 
different points of view.
    A key principle of negotiated rulemaking is that agreement is by 
consensus of all the interests. Thus, no one interest or group of 
interests is able to control the process. The NRA defines consensus as 
the unanimous concurrence among interests represented on a negotiated 
rulemaking committee or subcommittee, unless the committee or 
subcommittee itself unanimously agrees to use a different definition. 
(5 U.S.C. 562) In addition, experience has demonstrated that using a 
trained mediator to facilitate this process will assist all parties, 
including DOE, in identifying their real interests in the rule, and 
thus will enable parties to focus on and resolve the important issues.

III. Proposed Negotiating Procedures

A. Key Issues for Negotiation

    The convener identified the following issues and concerns that will 
underlie the work of the Negotiated Rulemaking Committee on Energy 
Efficiency Standards for Distribution Transformers:
     DOE's key issues include assuring full compliance with 
statutory mandates. Congress has mandated that DOE establish minimum 
energy efficiency standards that are technologically feasible and 
economically justified.
     The committee must find ways to balance the goals and 
priorities of State regulatory programs and DOE's program for energy 
efficiency standards.
     Manufacturers desire that standards not diminish or 
constrain innovation for these products.
     Environmental advocates seek to ensure that standards 
achieve the maximum energy savings that are technologically feasible 
and economically justifiable.
    To examine the underlying issues outlined above, and others not yet 
articulated, all parties in the negotiation will need DOE to provide 
data and an analytic framework complete and accurate enough to support 
their deliberations. DOE's analyses must be adequate to inform a 
prospective negotiation--for example, a preliminary Technical Support 
Document or equivalent must be available and timely.

B. Formation of Subcommittee

    A subcommittee will be formed and operated in full compliance with 
the requirements of FACA and in a manner consistent with the 
requirements of the NRA. DOE has determined that the subcommittee not 
exceed 25 members. The Department believes that more than 25 members 
would make it difficult to conduct effective negotiations. DOE is aware 
that there are many more potential participants than there are 
membership slots on the subcommittee. The Department does not believe, 
nor does the NRA contemplate, that each potentially affected group must 
participate directly in the negotiations; nevertheless, each affected 
interest can be adequately represented. To have a successful 
negotiation, it is important for interested parties to identify and 
form coalitions that adequately represent significantly affected 
interests. To provide adequate representation, those coalitions must 
agree to support, both financially and technically, a member of the 
subcommittee whom they choose to represent their interests.
    DOE recognizes that when it establishes energy efficiency standards 
for residential products and commercial equipment, various segments of 
society may be affected in different ways, in some cases producing 
unique ``interests'' in a proposed rule based on income, gender, or 
other factors. The Department will pay attention to providing that any 
unique interests that have been identified, and that may be 
significantly affected by the proposed rule, are represented.
    FACA also requires that members of the public have the opportunity 
to attend meetings of the full committee and speak or otherwise address 
the committee during the public comment period. In addition, any member 
of the public is permitted to file a written statement with the 
advisory committee. DOE plans to follow these same procedures in 
conducting meetings of the subcommittee.

C. Interests Involved/Subcommittee Membership

    DOE anticipates that the subcommittee will comprise no more than 25 
members who represent affected and interested stakeholder groups, at 
least one of whom must be a member of the ERAC. As required by FACA, 
the Department will conduct the negotiated rulemaking with particular 
attention to ensuring full and balanced representation of those 
interests that may be significantly affected by the proposed rule 
governing standards for the energy efficiency of distribution 
transformers. Section 562 of the NRA defines the term interest as 
``with respect to an issue or matter, multiple parties which have a 
similar point of view or which are likely to be affected in a similar 
manner.'' Listed below are parties the Department to date has 
identified as being ``significantly affected'' by a proposed rule 
regarding the energy efficiency of distribution transformers.
     The Department of Energy
     Distribution transformers manufacturers and trade 
associations representing manufacturers
     Component manufacturers and related suppliers
     Utilities
     Energy efficiency/environmental advocacy groups
     Consumers

[[Page 50151]]

    One purpose of this notice is to determine whether Federal 
standards regarding the energy efficiency of distribution transformers 
will significantly affect interests that are not listed above. DOE 
invites comment and suggestions on its initial list of significantly 
affected interests.
    DOE also developed an initial list of stakeholders who could serve 
on the subcommittee to represent the above-listed interests. The 
following list includes organizations DOE tentatively has identified as 
being either potential members of the subcommittee, or potential 
members of a coalition that would in turn nominate a candidate to 
represent one of the significantly affected interests listed above. DOE 
invites comment and suggestions on whether the following list of 
stakeholders identifies an accurate and comprehensive pool of 
stakeholders, or subcommittee members.

 Department of Energy
     John Cymbalsky
 EarthJustice
     Tim Ballo
 National Electrical Manufacturers Assocation
     Jim Creevy
     Clark Silcox
 Appliance Standards Awareness Program
     Andrew DeLaski
 Federal Pacific
     Robert Greeson
 American Council for an Energy Efficiency Economy
     Steve Nadel
 Natural Resources Defense Council
     Robin Roy
 AK Steel Corporation
     Jerry Schoen
 California Energy Commission (as resource party)
 Acme Electric
     Joe Ashley
 Eaton Corp
     Carlos Siqueiros
 Federal Pacific
     Rob Greeson
 GE
     Bill Forsythe
 Hammond Power Solutions
     Dhiru Patel
 Power Paragon
     Thomas Proctor
 Mirus International
     Tony Hoevenaars
 ONYX Power
     Vijay Tendulkar
 Power Quality International
     Jeffrey Turner
 Powersmiths International
     Philip Ling
 Schneider Electric
     Thomas Patzner
 Sola HD/Emerson
     Dale Corel
 WEG Electric
     Bill Oliver

    The list provided above includes stakeholders whom DOE tentatively 
has identified as being either a potential member of the subcommittee 
or a potential member of a coalition that would in turn nominate a 
candidate to represent one of the significantly affected interests, 
also listed above. The list is not presented as a complete or exclusive 
list from which subcommittee members will be selected. Nor does 
inclusion on the list of potential parties mean that a listed party has 
agreed to participate as a member of the subcommittee or as a member of 
a coalition. The list merely indicates parties that DOE tentatively has 
identified as representing significantly affected interests in the 
proposed rule establishing energy efficiency standards for distribution 
transformers.
    DOE requests comments and suggestions regarding its tentative list 
of potential members of the subcommittee on energy efficiency standards 
for distribution transformers. Members may be individuals or 
organizations. If the effort is to be fruitful, participants on the 
subcommittee should be able to fully and adequately represent the 
viewpoints of their respective interests. This document gives notice of 
DOE's process to other potential participants and affords them the 
opportunity to request representation in the negotiations. Those who 
wish to be appointed as members of the subcommittee, including those 
that have been tentatively identified by DOE in this Notice, should 
submit a request to DOE, in accordance with the public participation 
procedures outlined in the ``Dates'' and ``Addresses'' sections of this 
Notice. Membership of the subcommittee is likely to involve:
     Attendance at approximately five (5), one (1) to two (2) 
day meetings;
     Travel costs to those meetings; and
     Preparation time for those meetings.
    Members serving on the subcommittee will not receive compensation 
for their services.
    Interested parties who are not selected for membership on the 
subcommittee may make valuable contributions to this negotiated 
rulemaking effort in any of several ways:
     The person may request to be placed on the subcommittee 
mailing list and submit written comments as appropriate.
     The person may attend subcommittee meetings, which are 
open to the public; caucus with his or her interest's member on the 
subcommittee; or even address the subcommittee during the public 
comment portion of the subcommittee meeting.
     The person could assist the efforts of a workgroup that 
the subcommittee might establish.
    A subcommittee may establish informal workgroups, which usually are 
asked to facilitate committee deliberations by assisting with various 
technical matters (e.g., researching or preparing summaries of the 
technical literature or comments on specific matters such as economic 
issues). Workgroups also might assist in estimating costs or drafting 
regulatory text on issues associated with the analysis of the costs and 
benefits addressed, or formulating drafts of the various provisions and 
their justifications as previously developed by the subcommittee. Given 
their support function, workgroups usually consist of participants who 
have expertise or particular interest in the technical matter(s) being 
studied. Because it recognizes the importance of this support work for 
the subcommittee, DOE will provide appropriate technical expertise for 
such workgroups.

D. Good Faith Negotiation

    Every subcommittee member must be willing to negotiate in good 
faith and have the authority, granted by his or her constituency, to do 
so. The first step is to ensure that each member has good 
communications with his or her constituencies. An intra-interest 
network of communication should be established to bring information 
from the support organization to the member at the table, and to take 
information from the table back to the support organization. Second, 
each organization or coalition therefore should designate as its 
representative a person having the credibility and authority to ensure 
that needed information is provided and decisions are made in a timely 
fashion. Negotiated rulemaking can require the appointed members to 
give a significant amount of time, which must be sustained for as long 
as the duration of the negotiated rulemaking. Although the ERAC 
advisory committee charter will be in effect for 2 years from the date 
it is filed with Congress, DOE expects the subcommittee's deliberations 
to conclude or be terminated earlier than that. Other qualities of 
members that can be helpful are negotiating experience and skills, and 
sufficient technical knowledge to participate in substantive 
negotiations.
    Certain concepts are central to negotiating in good faith. One is 
the willingness to bring all issues to the

[[Page 50152]]

bargaining table in an attempt to reach a consensus, as opposed to 
keeping key issues in reserve. The second is a willingness to keep the 
issues at the table and not take them to other forums. Finally, good 
faith includes a willingness to move away from some of the positions 
often taken in a more traditional rulemaking process, and instead 
explore openly with other parties all ideas that may emerge from the 
subcommittee's discussions.

E. Facilitator

    The facilitator will act as a neutral in the substantive 
development of the proposed standard. Rather, the facilitator's role 
generally includes:
     Impartially assisting the members of the subcommittee in 
conducting discussions and negotiations;
     Impartially assisting in performing the duties of the 
Designated Federal Official under FACA; and

F. Department Representative

    The DOE representative will be a full and active participant in the 
consensus-building negotiations. The Department's representative will 
meet regularly with senior Department officials, briefing them on the 
negotiations and receiving their suggestions and advice so that he or 
she can effectively represent the Department's views regarding the 
issues before the subcommittee. DOE's representative also will ensure 
that the entire spectrum of governmental interests affected by the 
standards rulemaking, including the Office of Management and Budget, 
the Attorney General, and other Departmental offices, are kept informed 
of the negotiations and encouraged to make their concerns known in a 
timely fashion.

G. Subcommittee and Schedule

    After evaluating the comments submitted in response to this notice 
and the requests for nominations, DOE will either inform the members of 
the subcommittee that they have been selected or determine that 
conducting a negotiated rulemaking is inappropriate. Due to the court-
ordered deadline, DOE plans for the subcommittee to conduct 
deliberations in the summer and fall of 2011 and hopes that the 
subcommittee will come to an agreement on a Notice of Proposed 
Rulemaking in time to publish that proposal by the October 1, 2011 date 
contained in the settlement agreement described above.
    DOE will advise subcommittee members of administrative matters 
related to the functions of the subcommittee before beginning. DOE will 
establish a meeting schedule based on the settlement agreement and 
produce the necessary documents so as to adhere to that schedule. While 
the negotiated rulemaking process is underway, DOE is committed to 
performing much of the same analysis as it would during a normal 
standards rulemaking process and to providing information and technical 
support to the subcommittee.

IV. Comments Requested

    DOE requests comments on whether it should use negotiated 
rulemaking for its rulemaking pertaining to the energy efficiency of 
distribution transformers and the extent to which the issues, parties, 
and procedures described above are adequate and appropriate. DOE also 
requests comments on which parties should be included in a negotiated 
rulemaking to develop draft language pertaining to the energy 
efficiency of distribution transformers and suggestions of additional 
interests and/or stakeholders that should be represented on the 
subcommittee. All who wish to participate as members of the 
subcommittee should submit a request for nomination to DOE.

V. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of today's notice 
of intent to establish a subcommittee and negotiate a proposed rule.

    Issued in Washington, DC, on August 5, 2011.
Kathleen Hogan,
Deputy Assistant Secretary, Energy Efficiency and Renewable Energy.
[FR Doc. 2011-20541 Filed 8-11-11; 8:45 am]
BILLING CODE 6450-01-P
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