Fisheries of the Exclusive Economic Zone Off Alaska; Pacific Cod Allocations in the Gulf of Alaska; Amendment 83, 44700-44728 [2011-18317]
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Federal Register / Vol. 76, No. 143 / Tuesday, July 26, 2011 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Parts 679 and 680
[Docket No. 100107012–1352–02]
RIN 0648–AY53
Fisheries of the Exclusive Economic
Zone Off Alaska; Pacific Cod
Allocations in the Gulf of Alaska;
Amendment 83
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS proposes a rule to
implement Amendment 83 to the
Fishery Management Plan for
Groundfish of the Gulf of Alaska (GOA).
If approved, Amendment 83 would
allocate the Western and Central GOA
Pacific cod total allowable catch (TAC)
limits among various gear and
operational sectors. Sector allocations
would limit the amount of Western and
Central GOA Pacific cod that each sector
is authorized to harvest. This action
would reduce competition among
sectors and support stability in the
Pacific cod fishery. This rule would also
limit access to the Federal Pacific cod
TAC fisheries prosecuted in State
waters, commonly known as the parallel
fishery, adjacent to the Western and
Central GOA. This action is intended to
promote community participation and
provide incentives for new entrants in
the jig sector. It also promotes the goals
and objectives of the Magnuson-Stevens
Fishery Conservation and Management
Act, the Fishery Management Plan, and
other applicable laws.
DATES: Written comments must be
received no later than 5 p.m. Alaska
local time (A.l.t.) September 9, 2011.
ADDRESSES: Send comments to Glenn
Merrill, Assistant Regional
Administrator, Sustainable Fisheries
Division, Alaska Region, NMFS, Attn:
Ellen Sebastian. You may submit
comments, identified by ‘‘RIN 0648–
AY53’’, by any one of the following
methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal at https://
www.regulations.gov.
• Fax: 907–586–7557, Attn: Ellen
Sebastian.
• Mail: P.O. Box 21668, Juneau, AK
99802.
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SUMMARY:
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• Hand delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields, if you wish to remain
anonymous). You may submit
attachments to electronic comments in
Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only. Electronic
copies of the Environmental
Assessment/Regulatory Impact Review/
Initial Regulatory Flexibility Analysis
(EA/RIR/IRFA) prepared for this action
may be obtained from https://
www.regulations.gov or from the Alaska
Region Web site at https://
alaskafisheries.noaa.gov.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this proposed
rule may be submitted to NMFS at the
above address, e-mailed to
OIRA_Submission@omb.eop.gov, or
faxed to 202–395–7285.
FOR FURTHER INFORMATION CONTACT:
Seanbob Kelly, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fisheries in the
U.S. exclusive economic zone (EEZ) of
the Gulf of Alaska (GOA) under the
Fishery Management Plan for
Groundfish of the GOA (FMP). The
North Pacific Fishery Management
Council (Council) prepared, and NMFS
approved, the FMP under the authority
of the Magnuson-Stevens Fishery
Conservation and Management Act
(MSA), 16 U.S.C. 1801 et seq.
Regulations governing U.S. fisheries and
implementing the FMP appear at 50
CFR parts 600 and 679.
The Council has submitted
Amendment 83 for review by the
Secretary of Commerce (Secretary), and
a notice of availability of the FMP
amendment was published in the
Federal Register (76 FR 37763) on June
28, 2011, with written comments on the
FMP amendment invited through
August 29, 2011. Comments may
address the FMP amendment, the
proposed rule, or both, but must be
received by NMFS, not just postmarked
or otherwise transmitted, by 5 p.m.
Alaska local time (A.l.t.) on September
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9, 2011, to be considered in the
approval/disapproval decision on the
FMP amendment. All comments
received by that time, whether
specifically directed to the amendment
or the proposed rule, will be considered
in the decision to approve, partially
approve, or disapprove the proposed
amendment. Comments received after
the comment period for the amendment
will not be considered in that decision.
Table of Contents
I. GOA Pacific Fishery
A. Background
B. Current Apportionments in the GOA
Pacific Cod TAC Fisheries
C. Current Harvest in the GOA Pacific Cod
Fisheries
II. Current Management of the GOA Pacific
Cod Fisheries
A. GOA Federal Fisheries
1. Federal Fisheries Permit (FFP)
2. License Limitation Program (LLP)
3. Federal Processor Permit (FPP)
B. GOA Parallel Fisheries
C. GOA State Waters Fisheries
III. Need for Action
A. Rationale for Amendment 83
B. Problem Statement
C. Amendment 83 History
IV. Description of the Proposed Action
A. Affected GOA Regulatory Areas
B. Sector Designations by Area
C. Qualifying Catch History
V. Allocation of Total Allowable Catch (TAC)
A. Allocations to the Jig Sector
1. Example of TAC Allocations to the Jig
Sector
B. Seasonal Sector Allocations by Area to
Non-Jig Sector Participants
1. Example of Allocations to Fishery
Participants
C. Reallocation of Unharvested Pacific Cod
Among Sectors
VI. Prohibited Species Catch (PSC)
Allocations
A. General Description
1. Example of PSC Calculations
VII. Pacific Cod Sideboard Limits in the GOA
VIII. Community Protection Measures
A. Proposed Community Protection
Provisions
B. Description of Community Quota Entity
(CQE) Communities
C. Definition of Stationary Floating
Processors
IX. License Requirements
A. Participants in the Parallel Fisheries
B. Western and Central GOA Catcher
Vessel Endorsements
X. Monitoring and Enforcement
XI. Summary of Regulatory Changes
XII. Classification
I. GOA Pacific Fishery
A. Background
Pacific cod (Gadus macrocephalus) is
a valuable fish resource in the GOA and
is second to walleye pollock (Theragra
chalcogramma) as the dominant species
of the commercial groundfish catch in
the GOA. As one of the most valuable
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fish species in the GOA, Pacific cod is
the primary species targeted by vessels
using pot and hook-and-line gear and is
an important species for vessels using
the trawl gear. Smaller amounts of
Pacific cod are taken by vessels using jig
gear.
Section 301(a)(1) of the MSA, also
known as National Standard 1, states
that conservation and management
measures shall prevent overfishing
while achieving, on a continuing basis,
the optimum yield from each fishery for
the U.S. fishing industry. Each year, the
Council recommends harvest
specifications to the Secretary. These
specifications establish an overfishing
level, acceptable biological catch (ABC),
and total allowable catch (TAC) for
Pacific cod among the Western, Central,
and Eastern GOA regulatory areas. The
GOA Pacific cod ABC is apportioned
between fisheries managed exclusively
by the State of Alaska (State) and
fisheries managed by NMFS. The State
manages a parallel Pacific cod fishery
and a Guideline Harvest Level (GHL)
fishery in the State waters adjacent to
the GOA regulatory areas. (Statemanaged Pacific cod fisheries are
explained in more detail in section II of
this preamble.)
The State establishes a GHL for
Pacific cod based on a percentage of the
ABC for Pacific cod, and this GHL is
available for harvest exclusively within
State waters. The State GHL Pacific cod
fisheries are divided into five separate
areas (see Figure 1). The combined State
GHL fisheries for Pacific cod are not
allowed to harvest more than 25 percent
of the combined Western, Central, and
Eastern GOA Pacific cod ABCs (76 FR
11111, March 1, 2011).
After accounting for the State GHL
fisheries, the remaining ABC in the
Central and Western GOA is managed
under a Federal TAC limit. The Council
recommends each TAC so that total
harvests under the State GHL and
Federal TAC fisheries are slightly below
the ABC to ensure that the ABC is not
exceeded, as displayed below in Table
1. The Council recommends TACs for
the Western, Central, and Eastern GOA
Pacific cod fisheries with the goal of
providing a conservatively managed
sustainable yield in each of these three
regulatory areas. In each Federal
regulatory area, the State GHL portion of
the ABC is applicable only to the
harvest of Pacific cod in the State waters
fisheries, while the TAC applies to both
the Federal fisheries prosecuted in the
EEZ and State-managed parallel
fisheries for GOA Pacific cod.
Figure 1. Map of State GHL Pacific cod
management areas (South Alaska
Peninsula, Chignik, Kodiak, Cook
Inlet, and Prince William Sound) and
Federal regulatory areas (Western,
Central, and Eastern) in the GOA.
Regulatory area
State GHL fisheries
Western GOA ..................................................................
Central GOA ....................................................................
Eastern GOA ...................................................................
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8.75%
15.50
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TAC fisheries
For processing by
the inshore
component
For processing by
the offshore
component
23.63%
41.85
2.03
2.62%
4.65
0.22
26.25%
46.50
2.25
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TABLE 1—THE PORTION OF THE 2011 ABC THAT NMFS ALLOCATED TO THE PACIFIC COD FISHERIES AND PROCESSOR
COMPONENTS BY GOA REGULATORY AREA. NMFS DOES NOT FURTHER ALLOCATE PACIFIC COD GHL TO STATE
MANAGEMENT AREAS.
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While the directed fisheries for Pacific
cod in Federal waters (3 nm to 200 nm)
are open, directed fisheries for Pacific
cod in State waters (0 to 3 nm) are open
concurrently. These fisheries in State
waters, referred to as the parallel
fisheries, are prosecuted under virtually
the same rules as the Federal fisheries,
with catch accrued against the Federal
TAC. State GHL fisheries are typically
open when Federal/parallel fisheries are
closed and are prosecuted in State
waters. Each fishery is described in
more detail in section II of this
preamble.
B. Current Apportionments in the GOA
Pacific Cod TAC Fisheries
Historically, the majority of the GOA
Pacific cod TAC has been apportioned
to the Central GOA regulatory area, with
smaller apportionments made to the
Western—and even less to the Eastern—
regulatory areas. For example, in the
2011 fishing year the Council
recommended that 62 percent of the
GOA TAC be allocated to the Central
GOA (40,362 mt), 35 percent to the
Western GOA (23,785 mt), and 3 percent
to the Eastern GOA (1,953 mt) (76 FR
11111, March 1, 2011). In the Western
and Central GOA regulatory areas, 60
percent of the annual TAC is
apportioned to the A season for hookand-line, pot, and jig gear from January
1 through June 10, and for trawl gear
from January 20 through June 10; and
forty percent of the annual TAC is
apportioned to the B season for hookand-line, pot, and jig gear from
September 1 through December 31, and
for trawl gear from September 1 through
November 1 (§§ 679.20(a)(12) and
679.23(d)(3)). The Eastern GOA has no
seasonal apportionments.
All directed fishing allowance and
incidental catch of Pacific cod that may
occur in other groundfish fisheries that
accrues before June 10 are managed
such that total harvest in the A season
is no more than 60 percent of the annual
TAC. This management methodology
began in 2001 to meet the intent of the
Steller sea lion protection measures (66
FR 7276, January 22, 2001) by
temporally dispersing the Pacific cod
removals, thereby reducing the
likelihood of harvest in the A season
exceeding 60 percent of the annual
TAC. The GOA Pacific cod A season
directed fishery must close by June 10,
but NMFS usually closes the season
much earlier, when the directed fishing
allowance has been harvested. Managers
attempt to time the A season closure to
leave a sufficient portion of the A
season TAC for incidental catch of
Pacific cod in other directed fisheries.
Any A season overage or incidental
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catch between the end of the A season
(June 10) and the beginning of the B
season (September 1) counts towards
the B season TAC. The B season ends
on November 1 for trawl vessels and on
December 31 for non-trawl gear vessels,
unless the directed fishing allowance is
reached earlier, or specific limits on the
amount of Pacific halibut mortality are
reached.
The Pacific halibut annual mortality
limit is commonly known as the halibut
prohibited species catch (PSC) limit.
The halibut PSC limit ensures that the
groundfish fisheries do not exceed a
maximum amount of halibut mortality
in specific groundfish fisheries,
including Pacific cod in the GOA.
In the GOA Federal regulatory areas,
all incidentally caught Pacific cod must
be retained during the directed Pacific
cod season. When the directed fishing
for Pacific cod is closed, incidentally
caught Pacific cod in Federal waters (3
nm to 200 nm off Alaska), can only be
retained up to a maximum retainable
amount (MRA) established at 20 percent
(§ 679.20(e)(1)). The MRA limits the
amount of catch for species not open for
directed fishing that may be retained to
a percentage of those species open for
directed fishing. Vessels fishing in the
halibut and sablefish individual fishing
quota (IFQ) fisheries are required to
retain Pacific cod up to the MRA (see
§ 679.27(c)(2)), unless NMFS has
prohibited the retention of this species
(see § 679.7(f)(8)(i)(B)).
Pacific cod in the GOA is further
apportioned on the basis of processor
component (inshore and offshore) and
season, as specified at § 679.20(d)(1).
Under Amendment 23 to the GOA FMP
(57 FR 23321, June 3, 1992), 90 percent
of the Western, Central, and Eastern
TAC is allocated to vessels catching
Pacific cod for processing by the inshore
component and 10 percent to vessels
catching Pacific cod for processing by
the offshore component. The inshore
component is composed of three types
of processors: (1) Shoreside plants, (2)
stationary floating processors (SFP), and
(3) vessels with catcher/processor (C/P)
endorsements less than 125 ft (45.7 m)
in length overall (LOA) that process less
than 126 mt (round weight) per week of
inshore pollock and Pacific cod,
combined. The owners and operators of
SFPs and C/Ps less than 125 feet,
including mothership vessels less than
125 ft (45.7 m) LOA with C/P
endorsements, can elect to participate in
the inshore component of the fishery on
an annual basis. Similarly, C/P’s and
motherships less than 125 ft (45.7 m)
LOA may choose to participate in the
offshore component.
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Motherships are vessels that receive
and process catch from other vessels.
Motherships may be vessels that only
process catch received from other
vessels, or they may also operate as C/
Ps. The offshore component includes all
vessels that process groundfish
harvested in the GOA and that are not
included in the inshore component. For
example, all motherships, including
those less than 125 ft (45.7 m) LOA, not
endorsed as a C/P are ineligible for an
inshore processing endorsement on
their Federal fishing permit and are, by
default, part of the offshore component.
C. Current Harvest in the GOA Pacific
Cod Fishery
During some recent years, the annual
GOA Pacific cod TACs allocated to the
offshore sector have not been fully
harvested. Inshore TACs typically have
been fully harvested in the Central
GOA. Harvests in the Western GOA
have increased in recent years from only
68 percent of the inshore TACs
harvested in 2006, to 99 percent and 101
percent of the inshore TAC harvested in
2009 and 2010, respectively. Similarly,
the Eastern GOA regulatory area
experienced recent increases in harvest
of Pacific cod from 13 percent of the
TAC in 2008 to 50 percent of the TAC
in 2010. Beginning in 2004, a
substantial proportion of the offshore
TACs in each regulatory area has not
been harvested. Inseason management
has opened the offshore TACs
concurrently with the inshore TACs, but
has closed the offshore TACs when the
Bering Sea and Aleutian Islands
Management Area (BSAI) Pacific cod A
season fisheries ended to prevent
overharvest of the A season TAC by the
BSAI C/P fleet. In 2003, the Western
GOA offshore A season was open to the
BSAI C/P fleet, and the Western GOA
offshore A season TAC was
overharvested (220 percent). As a result,
the 2003 Western GOA offshore B
season was not opened.
The following summary of Pacific cod
harvests in the GOA, by sector,
combines harvest data from State and
Federal waters. Vessels using trawl gear
harvested the largest share of the catch
in every year from 1991 through 2002,
except in 2000. Trawl landings of
Pacific cod peaked in 1990 and 1991, at
nearly 60,000 mt per year, and declined
to less than 20,000 mt in recent years.
Since 1990, hook-and-line harvests have
fluctuated between 6,000 mt and 15,000
mt per year. Vessels using pot gear
began to make significant landings in
the early 1990s. Pot and jig landings
have increased substantially since 1997
when the State implemented a Pacific
cod GHL fishery, which generally
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allows the use of only pot and jig gear.
In each year since 2003, vessels using
pot gear harvested the largest single-gear
share of the catch. Most of the Pacific
cod harvested by jig vessels from 1995
through 2000 occurred prior to June 10
(93 percent to 94 percent); however,
these portions declined to 25 percent in
the Western GOA and 69 percent in the
Central GOA during recent years.
Total harvests of Pacific cod by all
sectors peaked in 1999 at nearly 82,000
mt, and were as low as 48,000 mt in
2005 and 2006. Total Federal catch as a
percentage of the Federal TAC has
increased in recent years; however, the
portion harvested generally declined in
the years following the implementation
of regulations to protect Steller sea lions
in 2001.
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II. Current Management of the GOA
Pacific Cod Fisheries
A. GOA Federal Fisheries
To meet the management objectives
for GOA Pacific cod fisheries and the
harvest targets set during the harvest
specification process pursuant to
§ 679.20(a), NMFS requires vessel
operators fishing in Federal waters to
comply with various restrictions,
including fishery time and area closures
and halibut PSC limits. In addition,
groundfish harvests by several other
groups of vessels have limits, known as
sideboards, placed on their catches of
Pacific cod in Federal waters and in
State waters during the State parallel
fisheries in the GOA. Groups with
sideboards include: (1) Catcher vessels
(CVs) that qualified under the American
Fisheries Act (AFA); (2) crab vessels
that received crab quota share (QS)
under the Crab Rationalization Program
(70 FR 10174, March 2, 2005) and are
not otherwise subject to sideboard
limitations under the AFA; and (3)
vessels that are subject of the
Amendment 80 program (72 FR 52668;
September 14, 2007). Similarly, trawl
CVs that also participate in the Rockfish
program are allocated 2.09 percent of
the Central GOA regulatory area Pacific
cod TAC to support incidental catch of
Pacific cod by cooperatives in the
rockfish fisheries.
Section 679.64 establishes groundfish
harvesting and processing sideboard
limits on AFA C/Ps and CVs in the
GOA. The sideboard limits are
necessary to protect the interest of
fishermen and processors who do not
directly benefit through the AFA from
those fishermen and processors who
receive exclusive harvesting and
processing privileges under the AFA.
AFA CVs that qualify under
§ 679.64(b)(2)(ii) are exempt from GOA
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sideboard limits. Sideboard limits for
non-exempt AFA CVs operating in the
GOA are calculated based on their
traditional harvest levels of TAC in
groundfish fisheries covered by the
FMP. Sideboard limits also restrict
vessels participating in the BSAI snow
crab fishery from using the increased
flexibility provided by the Crab
Rationalization Program (70 FR 10174,
March 2, 2005) from expanding their
level of participation in the GOA
groundfish fisheries. Non-AFA crab
vessels that fished snow crab from
1996–2000 and any vessels fishing
under the authority of groundfish
licenses derived from those vessels are
restricted to their collective historical
landings in most GOA groundfish
fisheries, as described in 50 CFR
680.22(d) and (e). Some affected vessels
also are subject to another type of
sideboard; these vessels are restricted
from participating in the directed
fishery for Pacific cod in the GOA, as
described at § 680.22(a)(2). Targeted and
incidental catch of sideboard species
made by both non-exempt AFA and
non-AFA crab vessels are deducted from
their respected sideboard limits. NMFS
calculates and publishes sideboard
limits annually as part of the harvest
specifications process.
To monitor compliance with catch
limits, PSC limits, and sideboard
regulations, NMFS requires various
permits that authorize or limit access to
the groundfish fisheries, such as a
Federal fisheries permit (FFP), license
limitation program (LLP) license, and
Federal processor permit (FPP).
1. Federal Fisheries Permit (FFP)
All vessels participating in the GOA
Pacific cod fishery, including
motherships operating in the EEZ of the
GOA, are required to have an FFP
onboard the vessel at all times (see
§ 679.4(b)(9)). An FFP authorizes a
vessel owner to deploy a vessel to
conduct operations in the GOA or BSAI
under the following categories: catcher
vessel, catcher/processor, mothership,
tender vessel, or support vessel. A
vessel may not be operated in a category
other than the ones specified on the
FFP. Owners and operators of
harvesting vessels that participated in
the GOA Pacific cod fisheries, except
vessels using jig gear, are required to
have an FFP endorsement for the
species and regulatory area(s) in which
the fishery is prosecuted. However, to
participate in the offshore component of
the GOA Pacific cod fishery as a
mothership, only a mothership and area
endorsement are required.
An FFP can include many
endorsements, such as type of gear (e.g.
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pot, hook-and-line, and trawl), vessel
operation category, and regulatory area
(e.g., GOA) in which a permitted vessel
is eligible to fish, and in some fisheries
a species endorsement. For example, to
harvest Pacific cod in the GOA Federal
fisheries, the harvesting vessel must be
designated on an FFP with
endorsements that indicate the gear type
used to prosecute the fishery. A GOA
inshore processing endorsement is
available for C/Ps under 125 feet (45.7
m.) LOA that wish to process GOA
inshore Pacific cod; vessels exclusively
endorsed as motherships that do not
harvest groundfish in the GOA are not
eligible to participate in the inshore
component of the GOA Pacific cod
fishery under the authority of an FFP.
The operators of harvesting vessels
that possess an FFP are required to
comply with NMFS observer coverage
requirements (§ 679.50(a)). In addition,
Federally permitted vessels
participating in a pollock or Pacific cod
fishery in the GOA are required to have
onboard a transmitting vessel
monitoring system (VMS), as described
at § 679.28(f)(6). A VMS consists of a
NMFS-approved transmitter that
automatically determines a vessel’s
position and transmits that information
to NMFS. While Pacific cod directed
fisheries are open, all harvesting vessels
with an FFP endorsed with a hook and
line, pot, or trawl Pacific cod
endorsement are required to have an
operational VMS, regardless of where
the vessel is fishing at the time or what
the vessel is targeting, as described at
§ 679.28(f)(6). Thus, a VMS is required
of all vessels with an FFP endorsed with
a Pacific cod hook and line, pot, or trawl
gear while fishing in the adjacent State
waters (0 to 3 nm). However, vessels
fishing exclusively in State waters are
not required to be designated on an FFP,
and the operator of such a vessel is not
subject to NMFS observer, VMS, or
recordkeeping and reporting
requirements unless specified by the
State.
FFPs are issued on a 3-year cycle.
Each permit is in effect from the date of
issuance through the end of the 3-year
cycle. A vessel operator with an FFP can
surrender the permit at any time and
have the FFP reissued any number of
times within the 3-year cycle. This
flexibility is intended to provide a
vessel owner with opportunities to
participate in State waters fisheries, for
which no FFP is required, without
having to comply with the Federal
requirements for operators of harvesting
vessels designated on an FFP.
While any vessel owner can apply for
an FFP with any combination of
mothership, C/P, CV, area, gear, or
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species endorsements, an FFP with a
specific set of endorsements, by itself,
does not necessarily authorize the
operator or the vessel to participate in
the Pacific cod fishery in the GOA. As
in most fisheries in Federal waters, an
LLP license also is required to
participate in the GOA Pacific cod
fishery.
2. License Limitation Program (LLP)
Prior to the establishment of the
current LLP requirement, several
management measures limited
participation in the Federal GOA Pacific
cod fisheries. Regulations restricting
new vessels from entry into the
groundfish fisheries were established in
1995 (60 FR 40763, August 10, 1995).
Also, the AFA, signed into law on
October 21, 1998 (Pub. L. 105–277),
prohibited C/Ps that qualified under the
AFA (AFA C/Ps) from fishing in the
GOA. The current LLP requirements
were implemented under Amendment
41 to the FMP (63 FR 52642, October 1,
1998). This action further limited entry
into most fisheries prosecuted in
Federal waters, and established a 52,600
nm trawl closure in Eastern GOA
regulatory area.
Effective since 2000, a groundfish LLP
license authorizes a vessel to be used in
a directed fishery for groundfish. Vessel
operators fishing for groundfish must
have an LLP license onboard at all times
the vessel is engaged in fishing
activities. LLP licenses are issued by
NMFS to qualified persons, and an LLP
license authorizes a license holder to
deploy a vessel to conduct direct fishing
for groundfish. In the GOA Pacific cod
fisheries, several endorsements are
required to be specified on an LLP
license, such as vessel operation type,
area, gear designation, and maximum
length overall (MLOA). Several
exemptions to the LLP requirement are
listed at § 679.4(k)(2), including an
exemption for specific jig vessels less
than or equal to 60 feet (18.3 m) LOA.
Unlike the FFP, the endorsements on
an LLP license are not generally
severable from the license. An LLP
license, with its associated
endorsements, can be reassigned to a
different vessel only once per year. In
general, a vessel is authorized to only
use gear consistent with the gear
designation on the LLP. However, like
FFPs, vessels fishing in the parallel
fisheries are not required to be
designated on an LLP license because
these fisheries occur only in State
waters.
3. Federal Processor Permit (FPP)
Federal processor permits (FPPs) may
be issued for shoreside processors and
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stationary floating processors (SFPs).
SFPs are vessels of the United States
operating as processors in the Alaska
State waters that remain anchored or
otherwise remain stationary in a single
geographic location while receiving or
processing groundfish harvested in the
GOA or BSAI. An FPP is required for
shoreside processors and SFPs that
receive and/or process groundfish
harvested from Federal waters or from
any Federally-permitted vessels. FPPs
are non-transferable, 3-year permits
issued to owners on request and without
charge. These permits are authorized at
§ 679.4(f).
Owners of SFPs may apply for a GOA
inshore processing endorsement on
their FPP. This endorsement is required
to process GOA inshore Pacific cod and
pollock. SFPs that hold an inshore
processing endorsement are prohibited
from processing GOA Pacific cod in
more than one single geographic
location in the GOA during a fishing
year. Although FPPs can be surrendered
at anytime during a fishing year, a GOA
inshore processing endorsement cannot
be rescinded for the duration of a
fishing year. It may be changed for the
next fishing year by submitting an
application for permit amendment prior
to the beginning of that fishing year.
Vessels holding the GOA inshore
processing endorsement face additional
operating restrictions described at
§ 679.7. During any calendar year, an
FPP permit holder operating in the GOA
can only operate as part of the ‘‘inshore
component in the GOA,’’ as defined at
§ 679.2. All vessels participating in the
GOA groundfish fisheries are restricted
from operating in both the ‘‘offshore
component in the GOA’’ and the
‘‘inshore component in the GOA’’
during the same calendar year, as
prohibited at § 679.7(a)(7)(iv) and (v).
For example, during a calendar year an
owner of an FFP issued a GOA inshore
processing endorsement on their FPP
cannot also hold an FFP that authorizes
the license holder to conduct operations
in the GOA as a catcher vessel, catcher/
processor, mothership, tender vessel, or
support vessel for groundfish. Similarly
an FFP license holder with a GOA
catcher/processor endorsement cannot
be used as a SFP in the ‘‘inshore
component of the GOA’’ unless it first
surrenders its FFP and is issued an FPP
that meets the permitting requirements
to operate at as SFP at a single
geographic location in the GOA.
B. GOA Parallel Fisheries
During the Federal Pacific cod TAC
fisheries, the State creates a parallel
Pacific cod fishing season by generally
adopting NMFS management actions in
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State waters; however, trawl gear is
generally not allowed within State
waters of the GOA. The State has
management authority for groundfish
resources within State waters, and the
Commissioner of the Alaska Department
of Fish and Game (ADF&G) opens
parallel fisheries through emergency
order under the Parallel Groundfish
Fishery Emergency Order Authority at 5
AAC 28.086. These emergency orders
establish parallel fishing seasons that
allow vessels to fish for groundfish,
including Pacific cod, within State
waters with the same season as the
Federal seasons. In addition, the
Commissioner is authorized to open or
close the fisheries under emergency
order to adapt to unanticipated
openings or closures of the Federal
fisheries. There are no limits on the
proportion of the Pacific cod TAC that
may be harvested in State waters.
C. GOA State Waters Fisheries
In 1997, the State began managing
Pacific cod fisheries inside of 3 nm
(referred to as the State waters fisheries
or State GHL fisheries) that are generally
open when the Federal and parallel
fisheries are closed. The State waters
Pacific cod seasons are managed under
five Pacific cod management plans
under the authority of State regulation.
In the Prince William Sound (PWS) (5
AAC 28.267), the Kodiak (5 AAC
28.467) and the South Alaska Peninsula
(5 AAC 28.577) management areas, the
State waters Pacific cod fisheries open
seven days after the Federal inshore A
season for the respective regulatory area
closes. The Cook Inlet Pacific cod
fishery is authorized under 5 AAC
28.367 to open 24 hours after the
Central GOA inshore A season closes,
and the opening date for the Pacific cod
fishery in the Chignik Area is set in
regulation as March 15 (5 AAC 28.537).
The State waters fisheries close when
the GHL is harvested, or when the
Commissioner closes the fishery under
emergency order, on December 31, or
whichever occurs later. Closing of the
State waters fisheries typically occurs
by August 31 to coincide with the
opening of the B season parallel/Federal
fishing season, as described in more
detail in section 2.1.2 of the EA/RIR/
IRFA for this action (see ADDRESSES).
The GOA Pacific cod State waters
fisheries are allocated a specified
portion of the Federal ABC. State waters
fisheries’ portions are managed by the
Alaska Department of Fish and Game
(ADF&G) toward a GHL, which limits
catch in the fishery in a manner similar
to management of the Federal TAC. If a
GHL is fully harvested, the GHL can be
increased on an annual basis up to 25
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percent of the Pacific cod ABC in each
GOA regulatory area, the maximum
level permitted by State regulation. In
1997, 15 percent of the Pacific cod ABC
in each of the three GOA regulatory
areas was allocated among the State
waters fisheries. Since then, allocations
of Pacific cod GHL in the State waters
fisheries have increased to 25 percent of
the ABCs in each regulatory area.
Allocations of GHL to the Eastern GOA
have fluctuated in recent years. In 2004,
the Eastern GOA GHL was lowered to 10
percent of the ABC because that
allocation had not been fully utilized by
the fishery. The portion of the ABC
allocated to the State waters fishery was
increased to 15 percent in 2010, and 25
percent in 2011, in response to
increased fishing effort and catch in the
State waters fishery in the Eastern GOA.
State waters fisheries have gear and
vessel-length restrictions. The GOA
State waters Pacific cod fisheries are
open to only pot and jig gear in all GOA
State management areas except in
Prince William Sound, which has
allowed longline gear since 2009. In
several areas, vessel size restrictions
limit harvests by vessels greater than 58
ft (17.7 m) LOA or exclude those vessels
from participating in the fisheries. Of
the total Central GOA ABC, the State
waters fisheries allocate 16.94 percent to
the pot sector and 8.06 percent to the jig
sector. Although there is no allocation
specified in regulation to the South
Alaska Peninsula area jig fleet, pot gear
is allocated 85% of the GHL, which
represents 21.25 percent of the Western
GOA ABC. Allocations of GHL to pot
vessels have generally been fully
harvested in all State management areas
except Prince William Sound from 1997
through 2009. Jig harvests were
relatively high during 2003 through
2005 and again in 2009, but declined
substantially in 2006 through 2008. A
combination of poor weather
conditions, difficulty finding fish in
State waters, and high operating costs
contributed to low levels of jig effort in
those years. Most unharvested Statewaters GHL was unharvested jig GHL
resulting in a catch that was
substantially below the GHL in all four
Western and Central GOA State
management areas in 2006 and 2007;
and in Kodiak and Cook Inlet during
2008. In 2009, jig vessels in the Kodiak
Management Area harvested the entire
jig GHL, and more than 90 percent of
the overall GHL was harvested in each
GOA State management area, as
described in more detail in section 2.1.2
of the EA/RIR/IRFA for this action.
Generally, unharvested GHL may be
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rolled over to other gear types according
to State regulatory management plans.
Many participants in the State waters
Pacific cod fisheries also participate in
the parallel/Federal Pacific cod
fisheries. During 1997 through 2008, an
average of 75 percent of Central GOA
State waters pot catch and 93 percent of
Western GOA State waters pot catch
was harvested by vessels that also
participated in the GOA Pacific cod
parallel/Federal fishery (using any gear
type) in a particular year. The majority
(85 percent to 93 percent) of State
waters pot catch is harvested by vessels
that hold LLP licenses and also have
access to the Federal waters fishery.
There is less overlap between
participants in the State waters jig
fishery and the parallel/Federal waters
Pacific cod fishery. The majority of
vessels that participate in the State
waters jig fishery do not participate in
the parallel/Federal waters Pacific cod
fishery. During 1997 through 2008, an
average of only 43 percent of Central
GOA State waters jig catch and 25
percent of Western GOA State waters jig
catch was harvested by vessels that also
participated in the GOA parallel/Federal
fishery in a particular year.
Owners of some vessels that fish for
Pacific cod in the Federal waters have
surrendered their FFP licenses before
fishing in the parallel waters or in the
non-parallel-State waters Pacific cod
fishery to avoid NMFS observer, VMS,
and recordkeeping and reporting
requirements, only to have the permits
reissued for the opening of the Federal
waters fishery. Surrendering or
amending an FFP may degrade the
quality of information available to
manage the Pacific cod fishery.
III. Need for Action
A. Rationale for Amendment 83
Competition among participants in
the Western and Central GOA Pacific
cod fisheries has intensified in recent
years. Because the TACs are not divided
among gear or operation types, there is
a derby-style race for fish and
competition among the various gear
types for shares of the TACs. The
proposed action would divide the
Western and Central GOA Pacific cod
TACs among the various gear and
operation types, based primarily on
historical dependency and use by each
sector, while also considering the needs
of fishing communities. This
amendment is intended to enhance
stability in the fishery by enabling
operators within each sector to plan
harvesting or processing activity during
a fishing year, reduce competition
among sectors, and preserve the
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44705
historical division of catch among
sectors, while providing opportunities
for new entrants in these fisheries. .
NMFS and the Council recognize that
participants with significant long-term
investments and extensive catch
histories are highly dependent on the
GOA Pacific cod fisheries and need
stability in the form of sector
allocations. If Amendment 83 is
approved, it would supersede the
inshore/offshore allocations and
establish sector allocations for each gear
and operation type in the Western and
Central GOA Pacific cod fisheries, based
primarily on historical catches, as well
as conservation, catch monitoring, and
social objectives, including
considerations for small boat sectors
and coastal communities traditionally
participating in the inshore Pacific cod
processing sector.
B. Problem Statement
To address these issues, the Council
adopted a problem statement that is
summarized below. The complete text
can be found in section 1.1.2 of the EA/
RIR/IRFA for this action (see
ADDRESSES).
The limited access derby-style
management of the Western GOA and Central
GOA Pacific cod fisheries has led to
competition among the various gear types
(trawl, hook-and-line, pot and jig) and
operation types (catcher processor and
catcher vessel) for shares of the total
allowable catch (TAC). Competition for the
GOA Pacific cod resource has increased for
a variety of reasons, including increased
market value of cod products, rationalization
of other fisheries in the BSAI and GOA,
increased participation by fishermen
displaced from other fisheries, reduced
Federal TACs due to the State waters cod
fishery, and Steller sea lion mitigation
measures including the A/B seasonal split of
the GOA Pacific cod TACs. The competition
among sectors in the fishery may contribute
to higher rates of bycatch, discards, and outof-season incidental catch of Pacific cod.
Participants in the fisheries who have
made long-term investments and are
dependent on the fisheries face uncertainty
as a result of the competition for catch shares
among sectors. To reduce uncertainty and
contribute to stability across the sectors, and
to promote sustainable fishing practices and
facilitate management measures, the Western
and Central GOA Pacific cod TACs should be
divided among the sectors. Allocations to
each sector would be based primarily on
qualifying catch history, but may be adjusted
to address conservation, catch monitoring,
and social objectives, including
considerations for small boat sectors and
coastal communities. Because harvest sector
allocations would supersede the inshore/
offshore processing sector allocations for
Pacific cod by creating harvest limits, the
Council may consider regulatory changes for
offshore and inshore floating processors in
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communities.
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In addition, the Council recognized
that the timing of the Pacific cod A and
B seasons may have limited the
participation of jig vessels in the
parallel and Federal fisheries of the
GOA. The State waters jig allocation has
gone uncaught in some years,
potentially due to the lack of availability
of Pacific cod inside three miles. A nonhistorical Federal catch award, together
with the provision of access in Federal
waters for the State Pacific cod jig
allocations, offers entry-level
opportunities for the jig sector.
Currently, there are no limits on entry
into the parallel waters groundfish
fisheries, and no limits on the
proportion of the GOA Pacific cod TAC
that may be harvested in parallel waters.
There is concern that participation in
the GOA Pacific cod parallel waters
fishery by vessels that do not hold LLP
licenses may increase. The Council, in
consideration of options and
recommendations for the parallel
fishery, will need to balance the
objectives of providing stability to the
long term participants in the sectors,
while recognizing that new entrants
who do not hold Federal permits or
licenses may participate in the parallel
fishery.
C. Amendment 83 Background
In 1999, the Council began developing
a package of measures to rationalize the
GOA groundfish fisheries, which
included options to develop catch share
management for CV and C/Ps in the
Pacific cod fisheries. In April 2003, the
Council defined a set of preliminary
alternatives. From 2003 through 2006,
the Council worked to develop and
refine these alternatives. However, in
December 2006, the Council decided to
delay further consideration of the
comprehensive rationalization program
and instead, proceed with the more
discrete issue of allocating the Pacific
cod resource to various gear sectors.
Simultaneously, the Council
recommended limiting future entry to
the GOA groundfish fisheries by
extinguishing latent LLP groundfish
licenses.
The Council also has taken final
action on separate amendment packages
to revise the LLP. In April 2008, the
Council took final action to extinguish
area endorsements on latent GOA and
BSAI trawl LLP licenses. The final rule
for that action was published August 14,
2009 (74 FR 41080). Subsequently, in
April 2009, the Council recommended
Amendment 86 to the FMP. That
amendment, also known as the GOA
fixed gear recency action, would add
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non-severable, gear-specific Pacific cod
endorsements to fixed gear licenses that
qualify under the landings thresholds,
and is intended to limit entry into the
directed Pacific cod fisheries in the
Federal waters of the Western and
Central GOA. The notice of availability
for Amendment 86 action was
published July 2, 2010 (75 FR 38452),
the proposed rule was published July
23, 2010 (75 FR 43118), and the final
rule was published on March 22, 2011.
It became effective on April 21, 2011 (76
FR 15826).
The Council reviewed a preliminary
EA/RIR/IRFA of Amendment 83 at its
September 2007 meeting, and reviewed
an initial draft EA/RIR/IRFAs in June
2008, December 2008, and October
2009. At its October 2009 meeting, the
Council released the analysis for public
review, and the Council took final
action on GOA Amendment 83, this
proposed action, at the December 2009
meeting. If approved by the Secretary of
Commerce, Amendment 83 would
modify the following provisions in the
FMP: the executive summary; section
3.2.6, Management Measures for the
GOA Groundfish Fisheries; section 3.3.1
License Limitation Program; and section
4.1.2.2, Pacific cod. Amendment 83
sector allocations cannot be
implemented mid-year; therefore, the
final rule implementing Amendment 83,
if approved, would be effective the
following January 1st. Thus, the earliest
effective date for the rule implementing
Amendment 83 would be January 1,
2012.
IV. Description of the Proposed Action
A. Affected GOA Regulatory Areas
If approved, this action would affect
the GOA management area; it is not
intended to directly affect fishing
behavior outside of the GOA or in the
BSAI management area. The proposed
sector allocations would divide the
Western and Central GOA Pacific cod
TACs among the various gear and
operation types, based primarily on the
historical distribution of catch.
Currently, the Western and Central GOA
A season TACs are fully utilized, and
vessels race to fully harvest the TAC.
The GOA Pacific cod B season TACs
have not been fully harvested in recent
years, particularly in the Western GOA,
due in part to reaching the halibut PSC
limits; therefore, this proposed action
would also further allocate PSC limits
throughout the GOA. Sector allocations
in the Western and Central GOA and
GOA-wide PSC limit apportionments
are expected to reduce competition
among sectors in the A season and B
season, but may not reduce competition
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among vessels within each sector, nor
slow down the fisheries’ prosecution.
In recent years, only a small
proportion of the Eastern GOA TAC has
been harvested, although effort and
catch has increased in recent years.
From 2000 through 2008, the Pacific cod
harvest in the Eastern GOA ranged from
0.4 percent to 11.8 percent of the
Eastern GOA TAC, and was 39.3 percent
and 49.8 percent of the Eastern GOA
TAC in 2009 and 2010, respectively.
The potential exists that the lack of any
sector allocations in the Eastern GOA
would provide an incentive for
increased effort in that fishery.
However, the Council did not perceive
a need for such an action due, in part,
to the differences in the prosecution of
the Pacific cod fisheries in the Eastern
regulatory area, such as the extensive
trawl closures effectively prohibiting
trawl fishing in the Southeast Outside
district of the Eastern regulatory area.
As a result, the Council recommended
that the Eastern GOA Pacific cod TAC
not be allocated among sectors by this
action.
Two elements of this proposed rule
would apply to the entire GOA,
including the Western, Central, and
Eastern GOA regulatory areas. First, the
hook-and-line CV and C/P halibut PSC
limits would apply to the entire GOA,
as described in more detail in section VI
of this preamble. Halibut bycatch by
hook-and-line vessels operating in the
Western, Central, and Eastern GOA
would accrue against these PSC limits.
Second, NMFS is proposing new FFP
permitting requirements that would
restrict the reissue of, or amendments
to, FFPs by permit holders endorsed by
gear and operation type to participate in
all Federal or parallel Pacific cod
fisheries throughout the Western,
Central, and Eastern GOA, as described
in more detail in section IX of this
preamble.
B. Sector Designations by Area
The sectors designated by the Council
to receive allocations of Pacific cod are
identified in Tables 2a and 2b of this
preamble and are identical in the
Western and Central GOA except for
hook-and-line CV sectors. In both areas
the proposed sectors include jig, hookand-line C/P, pot CV and C/P combined,
trawl C/P, trawl CV, and hook-and-line
CV; however, in the Central GOA, the
hook-and-line CV sector would be
further divided by vessel length. In the
Central GOA hook-and-line CVs less
than 50 ft (15.2 m) LOA (<50 ft (15.2 m)
LOA) are in one sector and hook-andline CVs greater than or equal to 50 ft
(15.2 m) (≥50 ft (15.2 m)) are in another
sector. Historically, the majority of catch
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by hook-and-line CVs has been made by
vessels <50 ft (15.2 m) LOA, but in
recent years, there has been a
substantial increase in effort by hookand-line CVs that are between 50 ft (15.2
m) and 60 ft (18.3 m) LOA. Dividing this
sector at 50 ft (15.2 m) LOA protects
smaller boats from an influx of effort by
vessels ≥50 ft (15.2 m) LOA. The
Council recognized that in the Central
GOA the increased competition appears
to result in safety at sea concerns, as
smaller boats compete with larger
vessels. However, by establishing a CV
hook-and-line split, vessels ≥50 ft (15.2
m) LOA that are long-time participants
in the fishery would share an allocation
with these more recent entrants. A
similar CV sector split was not
recommended for the Western GOA.
The Western GOA has not seen a similar
increase in effort by CVs ≥50 ft (15.2 m)
LOA. Moreover, the Western GOA hookand-line CV sector has historically
harvested a small percentage of the
TAC, and if the TAC was further
apportioned by vessel length, this
sector’s allocation would not support a
directed fishery.
Under this action, the pot CV and pot
C/P sectors would be combined in the
Western and Central GOA because catch
by pot C/Ps has been relatively small,
and if apportioned individually, Pacific
cod allocations for pot C/Ps would be
extremely low. NMFS’ experience with
similar sector allocations has shown
that small allocations can be difficult to
manage, depending on the level of
participation and effort in the sector.
Moreover, most vessels that participated
as pot C/Ps in the GOA Pacific cod
fishery in recent years also have fishing
history as pot CVs, and would
contribute catch history to both the pot
C/P and CV allocations. Therefore, the
Council recommended that the pot C/P
and CV sectors receive a combined
allocation in each area.
C. Qualifying Catch History
For Amendment 83 the Council
defined each qualifying catch history as
all retained catch of Pacific cod from
both the Federal and parallel waters
fisheries by season. In calculating each
sector’s directed and incidental catch
histories for this action, the Council had
several data sources to choose from,
including ADF&G Fish Tickets (Fish
Tickets) and weekly production reports.
Fish Tickets are issued by processors to
CVs when a CV delivers fish for
processing. Information on the Fish
Ticket indicates the vessel that
delivered the fish and the weight of that
fish. Weekly Production Reports (WPRs)
are submitted to NMFS by processors,
including C/Ps, of the amounts of
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various fish products for that processor
for the week listed.
Two accounting systems have been
used to compile catch histories in the
GOA Pacific cod fishery. The Blend
database was used as NMFS’ accounting
system from 1995 through 2002, and is
composed of WPRs and observer data.
Since 2003, NMFS has relied on the
Catch Accounting database, which is
composed of WPRs, Fish Tickets, and
observer data. NMFS manages the
Pacific cod fishery inseason with catch
information collected from these
databases. NMFS inseason management
requires prompt reporting of catch to
successfully manage the fisheries to stay
within the established TACs and PSC
limits. Fish Ticket information prior to
2008 was not available quickly enough
from ADF&G for NMFS’ inseason
management purposes because complete
Fish Ticket data from the State can be
submitted to NMFS up to three months
into the following year. In addition, data
from non-electronic WPRs and Fish
Tickets takes time to compile and
process. For these reasons, NMFS
created an alternative database system
for tracking catch that includes an
electronic reporting system (eLandings)
for commercial fishery landings and
production used by NMFS and the
State.
Since 2007, the NMFS Catch
Accounting database and the ADF&G
Fish Ticket Database have generally
been in close agreement for retained
catch estimates. The largest differences
in the catch histories reported in the
ADF&G Fish Ticket Database and those
reported in the Blend and Catch
Accounting databases are between the
jig CV datasets, as reported in section
2.2.2 and Appendix B of the EA/RIR/
IRFA for this action (see ADDRESSES).
However, the proposed allocation to the
jig sector is not set at historic catch but
is initially set higher to promote new
entrants to the fishery. Under this
proposed action, the jig sector’s
allocation is expected to vary from
season to season based on the
performance of that sector in the fishery.
The proposed jig sector allocations
would be deducted from the Federal
TAC before other sector allocations are
calculated. Unused allocations to the jig
sector would be rolled over to other
Federal sectors beginning with
participants in the CV sector.
Allocations to the jig sector are
discussed in more detail in part A of
section V of this preamble.
For C/Ps, the Council chose to use the
NMFS Blend and Catch Accounting
databases for purposes of developing the
catch histories used in this action rather
than WPRs. The Catch Accounting
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database relies on WPRs for C/Ps with
30 percent observer coverage and
observer data for vessels with 100
percent observer coverage.
Discrepancies between WPRs and the
Blend and Catch Accounting databases
are expected to be the result of
underreporting on WPRs compared to
observer data, the use of product
recovery rates to back-calculate round
weights for catch recorded on WPRs,
and the increased use of observer
estimates for C/Ps in Blend and Catch
Accounting data. The EA/RIR/IRFA for
this action describes these discrepancies
in more detail in Appendix B (see
ADDRESSES).
The Council elected to use the Blend
and Catch Accounting databases to
calculate qualifying catch history for C/
Ps based on recent experience with
similar actions. In other previous
actions, most notably BSAI
Amendments 80 and 85, the Council
used the data from Fish Tickets for CVs
and WPRs for C/Ps to calculate
qualifying catch history. One reason for
selecting this alternate approach is
because certain product types, such as
fishmeal, can be excluded from catch
estimates. The inclusion of fishmeal was
an issue in Amendments 80 and 85
because smaller vessels generally lack
the capacity to process meal and catch
histories might underestimate actual
catch. For this proposed action, the
Council decided to not exclude fishmeal
from the definition of qualifying catch,
even though WPRs in the GOA
indicated that no C/Ps produced
fishmeal from Pacific cod during the
1995 through 2006 fishing seasons.
For CVs, the Council decided to
calculate the catch histories used in this
action based on Fish Tickets rather than
the Blend and Catch Accounting
databases. Fish Tickets are a more
comprehensive record of catch than the
Blend database for CVs. As a result,
catch estimates based on Fish Tickets
are generally higher than those from the
Blend database, which are based on
WPRs and observer data. Catch
Accounting estimates for CVs are based
on Fish Tickets for vessels that deliver
shoreside and use eLandings. The
retained catch estimates are very similar
between the Catch Accounting database
and the ADF&G Fish Ticket Database;
however, the catch history requested by
the Council for this action extended
back further than the advent of the
Catch Accounting database in 2003.
Therefore, the Council recommended
using the catch history provided by Fish
Tickets to provide the most
comprehensive data for CVs.
In the Western GOA, the four options
for calculating catch history included
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one option consisting of all retained
catch during 1995 through 2005; see
Table 2a of this preamble. This period
includes six years of catch history prior
to implementation of the Steller sea lion
protection measures in 2001. The Steller
sea lion measures resulted in a shift of
catch from trawl gear to pot gear. By
including the earlier time period, this
action accounts for the catch history of
the trawl sector prior to this shift and
generally favors trawl vessels. In the
Central GOA the catch histories include
more recent years, 2002 through 2008,
and generally favor the pot CV sector
and to a lesser extent the hook-and-line
sectors. The options in the Central GOA
do not include retained catch from 1995
through 2000 (see Table 2b of this
preamble) because the reduction in
trawl catch concurrent with
implementation of the Steller sea lion
protection measures in the Central GOA
was less than in the Western GOA.
TABLE 2A—AVERAGE PERCENT OF THE TOTAL CATCH OF PACIFIC COD OVER VARIOUS YEARS IN THE WESTERN GOA BY
EACH SECTOR, EXCEPT JIG
Hook-and-line
C/P
(%)
Western GOA
Hook-and-line
CV
(%)
19.8
21.8
22.7
21.8
18.6
21.5
0.5
0.6
1.2
1.7
1.4
1.0
1995–2005, best 7 years * .......................
2000–2006, best 5 years .........................
2002–2007, best 5 years .........................
2002–2008, best 5 years .........................
Each sector’s best option ........................
Average of all options .......................
Pot C/P
(%)
Pot CV
(%)
2.2
2.3
1.6
1.5
1.9
1.9
28.0
40.7
46.0
44.5
37.6
39.8
Trawl C/P
(%)
2.5
2.6
2.4
2.4
2.1
2.5
Trawl CV
(%)
46.9
32.0
26.1
28.1
38.4
33.3
* Contains rounding errors ±0.1%
TABLE 2B—AVERAGE PERCENT OF THE TOTAL CATCH OF PACIFIC COD OVER VARIOUS YEARS IN THE CENTRAL GOA BY
EACH SECTOR, EXCEPT JIG
Central GOA
Hook-and-line
C/P
(%)
Hook-and-line
CV ≥50
(%)
Hook-and-line
CV <50
(%)
4.2
14.6
6.2
1.0
25.3
4.4
44.2
4.7
14.0
5.6
1.4
28.0
4.4
42.0
5.2
15.5
7.1
0.4
25.9
3.5
42.4
4.9
14.7
6.9
0.5
28.2
3.3
41.4
5.5
14.6
7.8
0.3
25.8
3.3
42.7
5.2
14.7
6.9
0.5
28.1
3.3
41.4
5.1
14.6
6.7
1.3
26.5
4.2
41.6
4.9
14.7
6.7
0.7
26.9
3.7
42.4
2000–2006, best 5
years * .......................
2000–2006, best 3
years * .......................
2002–2007, best 5
years * .......................
2002–2007, best 3
years * .......................
2000–2008, best 5
years .........................
2000–2008, best 3
years * .......................
Each sector’s best option ............................
Average of all options ...................
Pot C/P
(%)
Pot CV
(%)
Trawl C/P
(%)
Trawl CV
(%)
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* Contains rounding errors ±0.1%
For the purposes of setting sector
allocations for the non-jig sectors, the
Council recommended the highest of all
averages across the various options to
reduce disparities among the options.
The Council and NMFS noted that this
would result in differences depending
on the years selected as the highest,
especially after the catch histories are
scaled among sectors to allocate 100
percent of the TAC. Using each sector’s
best percentage increases the percentage
allocation to sectors with a best option
that is substantially higher than that
sector’s average option. Furthermore,
this recommendation would decrease
TAC allocations to sectors with a best
option closer to that sector’s average
option. In some cases this would result
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in an allocation that is less than each of
the respective sector’s average catch
history. At final action the Council
recommended further adjustments to
these historical catch histories to
address these discrepancies.
Adjustments to the catch histories are
explained in more detail in section V of
this preamble.
V. Allocation of Total Allowable Catch
(TAC)
Under Amendment 83, NMFS would
remove from regulations the inshore/
offshore allocations of TAC for Pacific
cod in the Western and Central GOA
and instead assign each sector an
allocation of Pacific cod TAC to support
each sector’s directed and incidental
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catch needs. With the exception of the
jig sector, the Council’s recommended
TAC allocations are based on each
sector’s best option from four catch
history options in the Western GOA and
six options in the Central GOA (Tables
2a and 2b of this preamble). The catch
histories were then scaled so that the
proposed allocations sum to 100
percent. The Council further
apportioned the annual catch histories
by season to reflect the seasonal fishing
behaviors of each sector. If the
amendment is approved, NMFS would
seasonally apportion sector allocations
between the A and B seasons, based on
each sector’s seasonal catch history
during the qualifying years, while
maintaining the aggregate 60 percent/40
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percent apportionment of the TAC in
each regulatory area.
In the Western GOA regulatory area
these historical values were adjusted to
incorporate changes in fishing behavior
since the implementation of Steller sea
lion protection measures. In the Western
GOA allocations to the pot CV and C/
P, hook-and-line C/P, and trawl C/P
sectors’ allocations were adjusted to
account for differences between using
each sector’s best option and the average
retained catch across the four options in
the Western GOA. Specifically, the
seasonal apportionments of the Western
GOA trawl CV and pot CV and C/P
allocations were shifted to allow a great
portion of the trawl allocation be
assigned during the A season because
there is little historic trawl effort during
the B season. These differences are
described in detail in section 2.3.8 of
the EA/RIR/IRFA for this action (see
ADDRESSES).
In the Central GOA, the trawl CV
sector’s Pacific cod allocation would
continue to support the incidental catch
in the directed rockfish fishery.
Currently, trawl CVs that also
participate in the Rockfish program are
allocated 2.09 percent of the Central
GOA regulatory area Pacific cod TAC to
support incidental catch of Pacific cod
by cooperatives in the rockfish fisheries.
This action would not change their
portion of the Pacific cod allocation;
however, the incidental catch of Pacific
cod by trawl CVs targeting rockfish will
be deducted from the Central GOA trawl
CV B season TAC allocation, as
calculated in part B step 4 below.
A. Allocations to the Jig Sector
In general, the Council’s proposed
allocations of Pacific cod are intended
to formally institutionalize the historical
pattern of the Pacific cod fisheries
prosecution; however, this action would
establish allocations to the jig sector in
the Western and Central GOA regulatory
areas that are greater than the average
catch history. Typically, retained catch
from the jig sector in the Western and
Central GOA regulatory areas was less
than one percent of the TAC from 1995
through 2010. Under this action, NMFS
would increase the amount of Pacific
cod TAC allocated annually to jig
vessels by establishing an allocation to
the jig sector that is greater than the
historic catch. If approved, NMFS
44709
would allocate the jig sector 1.5 percent
of the Western GOA and 1 percent of the
Central GOA Pacific cod TAC.
This action is intended to expand
entry-level opportunities in the GOA
Pacific cod fishery by providing
increased initial allocations to the jig
sector and through provisions to
accommodate increased harvest by this
sector. The Council recommended a
stair-step provision to increase the jig
allocation by 1 percent following any
year in which 90 percent or more of the
Federal jig allocation in a regulatory
area is harvested. Amendment 83
contains provisions that would increase
the percentage allocated to the jig
sectors up to 6 percent of the TAC in the
Western and Central GOA. Although the
Pacific cod allocations to the jig sectors
would not decrease below its initial
level of 1 percent of the TAC, the jig
allocation in each regulatory area would
be stepped down in 1 percent annual
increments, if less than 90 percent of the
allocation prior to the most recent stairstep increase were not harvested during
two consecutive years following the
stair-step increase, as portrayed in Table
3 of this preamble.
TABLE 3—POSSIBLE HARVEST SCENARIOS AFFECTING THE ANNUAL JIG SECTOR ALLOCATION OF PACIFIC COD IN THE
WESTERN AND CENTRAL GULF OF ALASKA REGULATORY AREAS
Then, in the following year,
the jig sector’s portion of
the Federal Pacific cod
TAC would—
If the previous year’s jig sector allocation in the Western or Central GOA regulatory areas—
sroberts on DSK5SPTVN1PROD with PROPOSALS
Was less than 6 percent of the total Federal Pacific cod TAC in that area and 90 percent, or greater, of the TAC
was harvested in a given year.
Was 6 percent of the total Federal Pacific cod TAC in that area and 90 percent, or greater, of the TAC was harvested in a given year.
Was equal to or less than 6 percent of the total Federal Pacific cod TAC in that area and less than 90 percent of
the TAC allocated prior to the most recent stair-step increase was harvested in that year.
Was equal to or less than 6 percent of the total Federal Pacific cod TAC in that area and less than 90 percent of
the TAC allocated prior to the most recent stair-step increase was harvested for a total of two consecutive years.
Was equal to one percent in the Central GOA or 1.5 percent in the Western GOA and less than 90 percent of the
TAC was harvested in the last two consecutive years.
Amendment 83 is intended to ensure
that changes to the portion of Pacific
cod available to the jig sector do not
alter the historic percentages assigned to
other non-jig sectors. If implemented,
NMFS would deduct the jig allocations
from the total Pacific cod TAC in the
Western GOA and Central GOA before
assigning TAC to non-jig sectors. The
allocations to the non-jig sectors would
be calculated from a reduced amount of
TAC in each regulatory area. The
Council recommended this allocation
priority for the jig sector to promote
stability in the Pacific cod fisheries by
retaining the relative value of the nonjig sector allocations at historic levels.
An example of this calculation is
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provided in part A step 1 of section V
of this preamble.
The Council included two sets of
management measures for the jig
allocation when it took final action on
Amendment 83. To implement the first
set of management measures, NMFS
proposes that any portion of the
parallel/Federal waters jig allocation be
apportioned 60 percent and 40 percent
between the A and B seasons,
respectively. NMFS would amend the
regulations at § 679.23(d)(3) to modify
the opening and closing dates of the
parallel/Federal jig seasons to
correspond with the GHL seasons.
Under component 5 the Council
recommended that the Federal jig sector
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Increase by one percent.
Not change.
Not change.
Decrease by one percent.
Not change.
allocation be divided between an A
season, opening on January 1 and
closing when the A season allocation is
reached or on March 15, whichever
occurs first, and a Federal B season
which would open on June 10 or after
the State GHL season closes, or
whichever happens first.
NMFS proposes Federal A and B
seasons for vessels using jig gear that are
consistent with the Council’s intent to
increase opportunities for the jig sector
to access Pacific cod; however, this
action would not implement a
mandatory March 15 limit for the
Federal A season. NMFS will continue
to work with the State of Alaska Board
of Fisheries Joint Protocol Committee to
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create a seamless Federal and State GHL
jig fishery that would increase access to
Federal waters for vessels using jig gear.
An analysis of the best available
information has revealed several
complications—detailed below—
associated with implementing the
recommended March 15 closure date.
The March 15 closure date was
recommend by the Council, in part, after
reviewing the historic Western and
Central GOA Federal A season closure
dates; however, the recommended
season does not account for the different
regulatory triggers which open the State
waters GHL fishery in each of the State
management areas.
The Council contemplated reciprocal
regulatory action by the State of Alaska
Board of Fisheries (BOF) to synchronize
the State and Federal season; however
the BOF has yet to recommend similar
action to establish a seamless jig fishery
season. The BOF is expected to take
action on Pacific cod agenda items
during its October 2011 meeting. NMFS
does not presume to know what date, if
any, the BOF might set for each State
management area. Therefore, NMFS is
proposing to not implement the March
15 closure date. NMFS could revise the
final rule to implement Amendment 83
to establish a March 15 closure date for
the Federal A season jig fishery if the
BOF takes action to specifically
establish that closure date.
NMFS interprets the March 15 closure
date for the A season Federal TAC
season as guidance to the BOF for the
ongoing discussion with the Joint
Protocol Committee. To meet Council
intent, it is not tenable to implement the
March 15 closure date, as recommended
by the Council. Therefore, if this rule is
implemented NMFS would not close the
A season fishery on March 15, but
would instead close the fishery when
the TAC has been harvested or on June
10, whichever occurs first. This action
is intended to provide a seamless
Federal jig fishery while providing the
State of Alaska BOF the flexibility
necessary to open and close the GHL
and parallel fisheries in each regulatory
area as they see fit. Harvest from the
parallel/Federal fishery would be
deducted from the TAC and harvest
from the state GHL fishery would be
deducted from the GHL.
Moreover, the language of the
Council’s motion is not clear in regards
to opening the Federal B season. The
motion mentions only one GHL season
closure as the trigger for opening the B
season. However there are different GHL
closure dates for each of the State
management areas depending on the
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rate of harvest and overall amount of
GHL available to jig gear. In some areas
the GHL season is not closed and GHL
is left unharvested annually (e.g.,
Chignik Management Area). In order to
implement the Council’s motion, NMFS
would have to rely on a specific action
of the State—closure of a GHL fishery,
to begin the B season fishery. Due to the
ambiguous definition of ‘‘a GHL
fishery,’’ NMFS cannot precisely
determine which closure of which GHL
fishery would be used to establish the
opening date of the Federal B season
fishery. This lack of specificity is
particularly problematic in the Central
GOA. Four State managed GHL fisheries
occur within the Central GOA
management area—Prince William
Sound, Cook Inlet, Kodiak, and Chignik.
The Council did not specify if one, two,
three, or all four State GHL fisheries
would need to be closed by the State
before the Federal B season jig fishery
could open. Due to this lack of
specificity, NMFS proposes to retain the
current jig B season opening date of
June 10. The Federal B season jig
allocation would remain open from June
10 until the jig TAC is reached, or
December 31, whichever occurs first.
The jig A season would close on or
before June 10 and the B season would
open June 10. In years where the A
season jig TAC is not fully harvested
prior to June 10, the latest closing date
for the A season, NMFS inseason
management would assess the amount
of A season TAC remaining and the
ability of the fleet to harvest that TAC.
Any unused A season TAC allocated to
a sector under this action could be
reapportioned to that sector for the B
season. This action is necessary to
provide jig vessels additional
opportunity to safely harvest their
unharvested A season Pacific cod TAC
allocations in the B season. For non-jig
sectors, the B season would open on
September 1.
NMFS notes that the proposed
concurrent management of Federal TAC
and State GHL seasons complicates
catch accounting for State and Federal
managers. If this action is approved, the
assignment of catch to the TAC or GHL
fishery will become more complex due
to the overlapping season. NMFS notes
that it may be necessary for increased
coordination and outreach among State
fishery managers and the jig fleet to
ensure accurate accounting of landings
to the State or Federal statistical area of
harvest.
The BOF has requested proposals to
change the Pacific cod regulations for
the Prince William Sound Area
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Fmt 4701
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(Registration Area E), Cook Inlet Area
(Registration Area H), Kodiak Area
(Registration Area K), Chignik Area
(Registration Area L), and South Alaska
Peninsula Area (Registration Area M).
Based on past experience in similar
actions, NMFS expects that the BOF
will act to address changes to the State
waters Pacific cod fisheries at their
October 2011 meeting.
The Council also recommended as
part of Amendment 83 a second set of
management measures dependent on
BOF action that are not addressed in
this proposed rule. The Council is
considering alternative measures for
managing the Federal jig fisheries
consistent with the Council’s stated
goals and in coordination with the BOF
Joint Protocol Committee.
1. Example of TAC Allocations to the Jig
Sector
The following section provides an
example of how the Pacific cod TAC
allocations to the jig sector would be
calculated if Amendment 83 is
implemented. The figures used in this
example are based on the ABCs and
TACs established for 2011 as part of the
final harvest specifications for
groundfish of the GOA (76 FR 11111,
March 1, 2011). The estimates used in
these examples are subject to future
regulatory change before the final
harvest specifications are published in
the Federal Register for the 2012 Pacific
cod fishing year.
Step 1: Subtract GHL for the State
waters fisheries from the ABC to
calculate TAC. NMFS would establish
the GOA overfishing level (OFL), and
the Western, Central, and Eastern ABCs
for Pacific cod in the GOA according to
the methodology described in part C of
section I of this preamble. Table 4 of
this preamble displays the allocation of
the ABCs to the Western, Central, and
Eastern GOA regulatory areas. NMFS
would set each GOA Pacific cod TAC
less than or equal to the regulatory area
ABC. The Pacific cod TACs in the GOA
would be calculated to accommodate
the State’s GHLs for Pacific cod. As
detailed in part C of section II of this
proposed rule, the TAC would be
reduced up to 25 percent of the ABC in
each regulatory area to account for
harvest in the State waters fisheries.
After accounting for the GHL, NMFS
would calculate TAC for each regulatory
area (ABC ¥ GHL = TAC as shown in
Table 4). The calculations used this
example are approximate because the
Council could choose to set the TAC
less than the ABC–GHL.
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TABLE 4—EXAMPLE CALCULATIONS FOR DETERMINING THE AMOUNT OF GOA PACIFIC COD ABC FOR HARVEST IN THE
STATE WATERS FISHERIES GHL AND EXAMPLE TAC ALLOCATIONS
GOA Regulatory Area (OFL= 102,600 mt)
WGOA ..................................................................................
CGOA ...................................................................................
EGOA ...................................................................................
Step 2: Calculate TAC allocation to
the jig sector. NMFS would need to
calculate the allocation of Pacific cod
TAC to the jig sector first and then
apportion the remaining TAC among the
non-jig sectors in the Western and
Central GOA, as described in detail in
part B of section V of this preamble.
Table 5 displays estimates of the jig
sector TAC allocation for Pacific cod by
regulatory area and season, assuming
Percent ABC
deducted to
account for
GHL
ABC mt
30,380
53,816
2,604
GHL
subtracted
from ABC mt
25
25
25
Percent ABC
remaining for
TAC
7,595
13,454
651
the recommended initial jig sector
allocations are approved for the Western
and Central GOA at 1.5 percent and 1
percent, respectively. Further
description of the stair-step provisions
for increasing and decreasing the jig
sector’s portion of the TAC can be found
earlier in this section. After assigning
TACs to each regulatory area, NMFS
would calculate the jig sector allocation
(TAC X percent jig allocation = annual
TAC =
(ABC¥GHL)
mt
75
75
75
22,785
40,362
1,953
jig TAC) in the Western and Central
GOA. This proposed action does not
allocate TAC by season or sector in the
Eastern GOA for reasons detailed in part
B of section IV of this preamble.
Allocations to the Eastern GOA are
provided in this example to include a
complete picture of the GOA Pacific cod
fishery.
TABLE 5—EXAMPLE OF PACIFIC COD TAC ALLOCATIONS TO THE JIG SECTOR IN THE WESTERN AND CENTRAL GOA
Regulatory area
Percent Total
TAC
TAC mt
WGOA ......................................................
CGOA .......................................................
EGOA .......................................................
22,785
40,362
1,953
Total ..................................................
65,100
B. Seasonal Sector Allocations by Area
to Non-Jig Sector Participants
The Council recommended seasonal
allocations of Pacific cod to each sector
Jig Sector
Percent TAC
35.0
62.0
3.0
Non-jig
Sectors Percent TAC
Jig Sector
TAC mt
Non-jig
Sectors TAC
mt
1.5
1.0
0.0
98.5
99
100
22,443
39,958
1,953
N/A
100
342
404
0
746
N/A
64,254
as part of Amendment 83. The values
for each sector, except jig, in the
Western GOA and Central GOA, as
recommended by the Council are
presented in Table 6 below.
TABLE 6—RECOMMENDED PACIFIC COD SECTOR ALLOCATIONS AS APPROVED BY THE NORTH PACIFIC FISHERIES
MANAGEMENT COUNCIL DURING FINAL ACTION ON AMENDMENT 83
Compare to 60/40
Percentage
annual
allocation
Sector
Percentage
A season
A season
allocation
Percentage
B season
B season
allocation
A season
allocation
B season
allocation
Percentage
annual
allocation
Percentage
annual
allocation
Percentage
seasonal
allocation
Percentage
seasonal
allocation
Western GOA sector allocations after the jig allocation is subtracted from the TAC
1.4
19.8
38.4
2.4
38.0
47.2
55.2
72.3
37.9
52.0
52.8
44.8
27.7
62.1
48.0
0.7
10.9
27.7
0.9
19.8
0.7
8.9
10.7
1.5
18.2
1.1
18.2
46.2
1.5
32.9
1.8
22.2
26.6
3.7
45.6
Total ..................................................
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HAL CV ....................................................
HAL C/P ...................................................
Trawl CV ..................................................
Trawl C/P .................................................
Pot CV/C/P ...............................................
100.0
....................
....................
60.0
40.0
* 100.0
* 100.0
15.5
9.4
6.8
35.2
3.4
29.7
13.2
2.7
2.5
51.2
5.4
25.1
Central GOA sector allocations after the jig allocation is subtracted from the TAC
HAL CV <50 .............................................
HAL CV ≥50 .............................................
HAL C/P ...................................................
Trawl CV ..................................................
Trawl C/P .................................................
Pot CV/C/P ...............................................
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14.6
6.7
5.1
41.6
4.2
27.8
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63.9
84.0
80.3
50.8
48.8
63.9
Fmt 4701
36.1
16.0
19.7
49.2
51.2
36.1
Sfmt 4702
9.3
5.6
4.1
21.1
2.0
17.8
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5.3
1.1
1.0
20.5
2.2
10.0
26JYP3
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TABLE 6—RECOMMENDED PACIFIC COD SECTOR ALLOCATIONS AS APPROVED BY THE NORTH PACIFIC FISHERIES
MANAGEMENT COUNCIL DURING FINAL ACTION ON AMENDMENT 83—Continued
Compare to 60/40
A season
allocation
Percentage
annual
allocation
Sector
Percentage
A season
Percentage
B season
100.0
....................
....................
Total ..................................................
B season
allocation
A season
allocation
B season
allocation
Percentage
annual
allocation
Percentage
annual
allocation
Percentage
seasonal
allocation
Percentage
seasonal
allocation
* 60.0
* 40.0
100.0
* 100.0
* Due to rounding, percentages for each sector might not sum to totals.
NMFS proposes seasonal allocations
to non-jig sectors that differ slightly
from the Council’s motion. The
Council’s motion for Amendment 83
recommended seasonal and sector
allocations that contain truncation or
rounding errors, which result in total
seasonal allocation percentages that, in
some cases, do not equal 100 percent
annually (see Table 6 of this preamble).
The Council noted these discrepancies
at final action but did not offer guidance
on revising the values. NMFS proposes
to remove these errors in order to
implement the Council’s objectives for
promoting stability and predictability in
the GOA Pacific cod fishery. If
implemented NMFS would (1) Revise
the percentages allocated to each sector
in the Central GOA by expanding the
value to the hundred-thousandth place,
(2) calculate the difference between the
seasonal percentages in Table 7 and the
60 percent and 40 percent intended as
the seasonal distribution of fishing
effort, and then (3) equitably apportion
the difference as a pro rata amount from
each sector.
Under the Council’s recommended
allocations, the Central GOA would be
allocated 59.9 percent and 40.1 percent
of the annual TAC to the A season and
B season, respectively. If implemented,
NMFS would modify the recommended
sector allocations, by shifting 0.1
percent of the annual TAC from the B
season to the A season. As a result,
NMFS proposes reducing each sector’s
B season allocation by their pro rata
portion of 0.1 percent and adding to
each sector’s A season allocation their
pro rata share of 0.1 percent. The
resulting percentage allocations sum to
60 percent and 40 percent in the A and
B seasons, respectively, as displayed in
Table 7 of this preamble. This approach
would provide an equitable
redistribution of the seasonal TAC
allocation to each sector and would
result in a minimal change relative to
the Council’s motion.
TABLE 7—EXAMPLE COMPARISON OF THE COUNCIL’S PROPOSED ALLOCATIONS AND THE CORRECTED VALUES PROPOSED
BY NMFS UNDER THIS ACTION
Percentage of A season allocations
Sector
Council’s
motion
Proposed
Percentage of B season allocations
Difference
Council’s
motion
Proposed
Difference
Central GOA annual TAC allocations to the A and B seasons after the jig allocation is subtracted from the TAC
9.30000
5.60000
4.10000
21.10000
2.00000
17.80000
9.31552
5.60935
4.10684
21.13523
2.00334
17.82972
0.01552
0.00935
0.00684
0.03523
0.00334
0.02972
5.3000
1.1000
1.0000
20.5000
2.2000
10.0000
5.28678
1.09726
0.99751
20.44888
2.19451
9.97506
0.01322
0.00274
0.00249
0.05112
0.00549
0.02494
Total ..........................................................................
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HAL CV <50 .....................................................................
HAL CV ≥50 .....................................................................
HAL C/P ...........................................................................
Trawl CV ..........................................................................
Trawl C/P .........................................................................
Pot CV/C/P .......................................................................
59.90000
60.00000
0.10000
40.1000
40.00000
0.10000
1. Example of Allocations to Fishery
Participants
Step 1: Assign TAC to Western and
Central GOA regulatory areas. If
Amendment 83 is approved, NMFS
would allocate TAC to non-jig sectors in
the Western and Central GOA, as
specified in part B of section V of this
preamble. First, NMFS would need to
calculate the amount of TAC remaining
after the deductions for the jig sector
(Total TAC ¥ jig TAC = non-jig TAC).
The remaining TAC will be allocated to
each non-jig sector as calculated below.
In this example, the total TAC amounts
(Table 4) are reduced by 342 mt in the
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Western GOA and 404 mt in the Central
GOA (Table 5) to account for the jig
sector’s allocation. The remaining TAC
will be further allocated to each non-jig
sector, as calculated in Step 2 below.
Step 2: Assign TAC to sectors by
season in Western and Central GOA.
NMFS would allocate the remaining
TAC to each sector as described in parts
A and B of section V of this preamble.
NMFS would need to apportion the
remaining TAC (Table 5) among the
non-jig sectors at the seasonal
percentages proposed by NMFS.
Although the length and timing of
seasons often differs among sectors,
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NMFS would calculate the seasonal
apportionments of the TAC using the
same methodology. NMFS would
multiply each sector’s seasonal portion
of the annual TAC by the amount of
TAC allocated to non-jig sectors in the
Western and Central GOA regulatory
areas. NMFS would not allocate the
Eastern GOA TAC among sectors or
season; however, NMFS would continue
to apportion the Eastern GOA TAC
between the inshore (90 percent of the
TAC) and the offshore (10 percent)
components of the fishery, as displayed
in Table 8 below.
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44713
TABLE 8—EXAMPLE OF THE ADJUSTED PACIFIC COD ALLOCATIONS IN THE GOA BY REGULATORY AREA, SECTOR AND
SEASON, AND INSHORE/OFFSHORE AS PROPOSED UNDER AMENDMENT 83
Seasonal allowances
A Season (60%)
B Season (40%)
Regulatory area and sector
Percent of
annual NonJig TAC
Total mt
Percent of
Annual NonJig TAC
Total mt
Western GOA:
Jig .............................................................................................................
Hook-and-line CV .....................................................................................
Hook-and-line C/P ....................................................................................
Trawl CV ...................................................................................................
Trawl C/P ..................................................................................................
All Pot CV and C/P ...................................................................................
N/A
0.70
10.90
27.70
0.90
19.80
205
157
2,446
6,217
202
4,444
N/A
0.70
8.90
10.70
1.50
18.20
137
157
1,997
2,401
337
4,085
Total ...................................................................................................
60.00
13,671
40.00
9,114
Central GOA:
Jig .............................................................................................................
Hook-and-line <50 CV ..............................................................................
Hook-and-line ≥50 CV ..............................................................................
Hook-and-line C/P ....................................................................................
Trawl CV ...................................................................................................
Trawl C/P ..................................................................................................
All Pot CV and C/P ...................................................................................
N/A
9.32
5.61
4.11
21.13
2.00
17.83
242
3,722
2,241
1,641
8,445
801
7,125
N/A
5.29
1.10
1.00
20.45
2.19
9.97
162
2,112
438
399
8,171
877
3,986
Total ...................................................................................................
60.00
24,217
40.00
16,145
Eastern GOA *
Component Allocation
TAC mt
Inshore mt
(90%)
1,953 ................................................................................................................
Offshore mt
(10%)
1,758
195
* Although
this action would not change the current inshore/offshore allocation in the Eastern GOA, the estimated TAC is included to provide a
complete example of Pacific cod allocations in the GOA should this action be approved.
Step 3: Apportion Central GOA trawl
CV B season allocation to the rockfish
fishery. In the Central GOA regulatory
area, CVs participating in the Rockfish
Program (as defined at 50 CFR 679.2)
would be allocated a portion of the B
season trawl CV allocation. This TAC
would be allocated to rockfish
participants as cooperative quota. Each
year NMFS would calculate the
incidental catch of Pacific cod required
for the Rockfish Program by multiplying
the amount of Central GOA trawl CV
TAC by 2.09 percent. Using data
calculated from the 2011 example in
Table 8, NMFS estimates that 171 mt of
Pacific cod would be deducted from the
Central GOA B season TAC (8,171 mt ×
2.09% = 171 mt).
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C. Reallocation of Unharvested Pacific
Cod Among Sectors
NMFS anticipates, based on
experience in the BSAI, that if GOA
Pacific cod is allocated to various
sectors, one or more sectors would be
unable to harvest their annual allocation
of the Pacific cod TAC. Thus, to provide
an opportunity for the full harvest of the
GOA Pacific cod TAC, NMFS would
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reallocate Pacific cod TAC that is
projected to be unharvested to other
sectors.
The priority reallocation of
unharvested Pacific cod to CVs is
intended to promote stability in coastal
communities that are dependent on the
Pacific cod fishery and have
traditionally participated in the fishery
as part of the inshore sector. During the
last fishing season of the year, i.e., B
season, NMFS would consider if sectors
would be unlikely to use their
remaining GOA Pacific cod allocation.
Any portion of a CV, C/P, or jig
allocation that NMFS determines will
remain unharvested during the
remainder of the fishing year would
become available to other sectors for
harvest as soon as practicable. NMFS
would reallocate these projected unused
allocations to the CV sectors first, and
then to all sectors, taking into account
the capability of a sector, as determined
by NMFS’ Alaska Regional
Administrator, to harvest the remaining
Pacific cod TAC. However, NMFS may
reallocate the projected unused
allocations to the combined pot CV and
C/P sectors first, after consideration the
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CV sectors first, and then the remaining
sector’s capability to fully harvest the
remaining TAC.
VI. Prohibited Species Catch (PSC)
Allocations
PSC regulations pertain to certain
species caught in the process of fishing
for groundfish that must be accounted
for but cannot be retained, except for
halibut and salmon retained under the
donation program at § 679.26.
Regulations at § 679.21 establish PSC
limits in the GOA groundfish fisheries
for Pacific halibut. These regulations
include separate Pacific halibut PSC
limits for hook-and-line and trawl gear
at § 679.21(d)(4). Attainment of a PSC
limit results in directed fishing for
Pacific cod being prohibited, even if the
seasonal Pacific cod apportionment has
not been fully harvested. Trawl vessels,
and, to a lesser extent, hook-and-line
vessels, compete to catch Pacific cod at
the highest possible rate during the B
season, with the knowledge that halibut
PSC limits may close the Pacific cod B
season at any time. Halibut PSC limits
often constrain the length of the B
season for these sectors. During years
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when the halibut PSC limit has not
limited participation by trawl and hookand-line vessels, the B season TACs
have been fully harvested.
A. General Description
NMFS proposes to apportion the nondemersal shelf rockfish fishery portion
of the hook-and-line halibut PSC limit
between operation types as part of the
harvest specifications process. Hookand-line sector allotments of halibut
PSC limits are intended to protect the
historical B season catches during these
years, but would not be expected to
directly impact halibut bycatch. The
proposed apportionments of halibut
PSC limits are intended to increase the
ability of each hook-and-line sector to
plan their fishing operations, as
described in further detail in section
2.2.8 of the EA/RIR/IRFA for this action
(see ADDRESSES).
Apportioning the halibut PSC limit to
hook-and-line CV and C/P sectors
would prevent one sector from preempting the other sector’s fishing season
by using a greater than expected
proportion of the hook-and-line halibut
PSC limit. These PSC apportionments
also would apply to hook-and-line CVs
and C/Ps operating in the Eastern GOA;
however, the halibut PSC limit
apportionments would only be derived
from Pacific cod TAC allocations to the
Western and Central GOA. Annually,
NMFS would calculate the halibut PSC
limit apportionments for the entire GOA
to hook-and-line CVs and C/Ps.
This action would not affect halibut
PSC limits apportioned to trawl vessels;
however, the Council is considering
action to further modify halibut PSC
limits in the GOA during their October
2011 meeting.
1. Example of PSC Calculations
The following section provides an
example of the calculations necessary to
allocate the halibut PSC limit between
the hook-and-line CV and C/P sectors,
as proposed by this action. The figures
used in this example are based on the
2011 PSC limits and 2011 Pacific cod
ABC area apportionments established as
part of the final harvest specifications
for groundfish of the GOA (76 FR 11111,
March 1, 2011).
Step 1: Calculate the total percent
allocations of Pacific Cod to the
respective hook-and-line sectors for the
Western and Central GOA. The Council
recommended that NMFS allocate the
GOA hook-and-line halibut PSC limit
between the C/P and CV sectors in
proportion to the total Western and
Central GOA Pacific cod percent
allocations to each hook-and-line sector.
This is accomplished by summing the
respective hook-and-line percent sector
allocations for each operation type for
the Western and Central GOA, as shown
in Table 9. In the Central GOA this
requires the additional step of
combining the TAC allocations of both
hook-and-line CV sectors (< 50 ft (15.2
m) LOA and ≥50 ft (15.2 m) LOA).
Although the halibut PSC limits
proposed by this action apply to the
entire GOA, including the Eastern GOA
regulatory area, the apportionment of
the hook-and-line PSC limits would be
calculated solely based on the hookand-line allocations of the Western and
Central GOA TACs as described in
Table 9 of this preamble.
Step 2: Scale the total hook-and-line
CV and C/P Pacific cod percent
allocations to reflect the relative size of
the Pacific cod TAC area
apportionments. Annually, NMFS
would need to scale the total hook-andline CV and C/P percent sector
allocations in proportion to the relative
size of the Pacific cod TAC area
apportionments, because the Pacific cod
TAC allocations to each regulatory area
may change depending on the stock
status in each area, as determined by the
annual surveys. NMFS would then
apportion the GOA hook-and-line
halibut PSC limit to the hook-and-line
sectors in proportion to the scaled hookand-line sector allocations.
TABLE 9—EXAMPLE FOR CALCULATING THE RELATIVE AMOUNT OF TAC ALLOCATED TO THE WESTERN AND CENTRAL
GOA AND FOR CALCULATING THE TOTAL HOOK-AND-LINE CV AND TOTAL HOOK-AND-LINE C/P PERCENTAGE ALLOCATION IN EACH REGULATORY AREA
Percent of
WGOA TAC
(Scaled)
Combined sectors
HAL C/P .......................................................................................................................................................
HAL CV ........................................................................................................................................................
Step 3: Apportion total hook-and-line
PSC limits between hook-and-line CVs
and C/Ps. The Council recommended
that NMFS maintain the 2011 halibut
PSC limits of 2,000 mt for the trawl
fisheries and 300 mt for the hook-andline fisheries. Ten mt of the hook-and-
line PSC limit is further allocated to the
demersal shelf rockfish fishery, leaving
290 mt to be allocated between the
hook-and-line CVs and C/Ps. To
calculate the annual hook-and-line
allocations of the PSC limit, NMFS
would multiply the scaled annual
Percent of
CGOA TAC
(Scaled)
7.1
0.5
3.3
13.6
Sum
of
percent
10.4
14.1
allocations of TAC by the 290 mt nondemersal shelf rockfish hook-and-line
PSC limit. In the 2011 example, NMFS
calculated that hook-and-line CV and
hook-and-line C/P sectors would receive
167 mt and 123 mt, respectively, as
shown in Table 10 of this preamble.
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TABLE 10—HOOK-AND-LINE (HAL) HALIBUT PROHIBITED SPECIES CATCH LIMITS BY OPERATIONAL TYPE FOR THE GULF
OF ALASKA GROUNDFISH FISHERIES
Sum of
percent
Combined sectors
HAL C/P .......................................................................................................................................
HAL CV ........................................................................................................................................
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E:\FR\FM\26JYP3.SGM
10.4
14.1
26JYP3
Relative
percent
between C/P
and CV
42.4
57.6
PSC limit mt
123
167
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Step 4: Project and reallocate unused
PSC limits. NMFS would reallocate PSC
projected to remain unused by a sector
at the end of the fishing year to the other
hook-and-line sector. No later than
November 1, NMFS would calculate the
amount of unused halibut PSC by one
of the hook-and-line sectors for the
remainder of the year. The projected
amount of halibut PSC would be made
available to the other hook-and-line
sector for the remainder of that fishing
year.
VII. Pacific Cod Sideboard Limits in the
GOA
NMFS would recalculate several
Pacific cod sideboards for the Western
and Central GOA regulatory areas. The
Council recommended sideboard
allocations for the non-exempt AFA CVs
and non-AFA crab vessels that would
supersede the inshore/offshore
processing sideboards established under
the AFA and Crab Rationalization
Program. These sideboards would be
calculated annually as part of the
harvest specification process. Nonexempt AFA CV sideboards would be
recalculated by combining the inshore
and offshore sideboards into a single
account in the respective Western and
Central GOA regulatory areas. In recent
years, offshore sideboard allocations
have not been fully harvested while
inshore allocations are typically fully
utilized. By combining the two
sideboard categories into a single
sideboard for each regulatory area, the
Council’s recommendation was
intended to make the offshore sideboard
allocation available to the CVs
historically associated with the inshore
processing components (See Table 11 of
this preamble).
Although this combination would
simplify the catch accounting of
sideboard allocations, the Council
declined to recommend similar
sideboard allocations for the non-AFA
crab vessel fishery because the inshore
and offshore sideboards are typically
fully harvested. A combination of the
inshore and offshore sideboards is likely
to result in increased competition and
decrease stability in this fishery.
Instead, this action would recalculate
non-AFA crab vessel sideboards as
separate C/P and CV sideboards for each
gear type. The Council and NMFS
recognize that the proposed non-AFA
crab vessel sideboards could result in
CV trawl, hook-and-line, and jig
allocations that are too small to support
directed fisheries for Pacific cod in
these regulatory areas.
TABLE 11—EXAMPLE CALCULATION OF THE GOA PACIFIC COD SIDEBOARDS FOR AFA CVS AND NON-AFA CRAB VESSELS RECALCULATED BY COMBINING INSHORE AND OFFSHORE SIDEBOARDS INTO A SINGLE SIDEBOARD PERCENTAGE
FOR EACH REGULATORY AREA; NON-AFA CRAB VESSEL SIDEBOARDS ALSO CALCULATED BY GEAR AND OPERATION
TYPE
2011 Estimated sideboard mt
% Sideboard
of TAC
Regulatory area
A season
B season
AFA CV Sideboards
Western GOA ..............................................................................................................................
Central GOA ................................................................................................................................
13.31
6.92
1,820
1,676
1,213
1,117
Western GOA:
Hook-and-line CV .................................................................................................................
Pot CV ..................................................................................................................................
Trawl CV ...............................................................................................................................
Hook-and-line C/P ................................................................................................................
Pot C/P .................................................................................................................................
0.03
8.16
0.60
0.15
0.64
4
1,116
82
21
87
3
744
55
14
58
Total C/P .......................................................................................................................
Total CV ........................................................................................................................
0.79
8.80
108
1,202
72
802
Total .......................................................................................................................
9.58
1,310
874
Central GOA:
Trawl CV ...............................................................................................................................
Hook-and-line CV .................................................................................................................
Jig CV ...................................................................................................................................
Pot CV ..................................................................................................................................
Hook-and-line C/P ................................................................................................................
Pot C/P .................................................................................................................................
0.10
0.01
*
3.54
*
0.92
24
2
*
857
*
223
16
2
*
572
*
149
Total C/P .......................................................................................................................
Total CV ........................................................................................................................
*
*
*
*
*
*
Total .......................................................................................................................
4.64
1124
749
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Non-AFA Crab Sideboards
* These data are considered confidential under the MSA and other Federal laws and are not included in the table.
In October 2008, the Council
recommended Amendment 34 to the
FMP. NMFS published the notice of
availability for Amendment 34 on
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March 14, 2011 (76 FR 13593). NMFS
published the proposed rule to
implement Amendment 34 on March
28, 2011 (76 FR 17088). If approved, this
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action would amend the Crab
Rationalization Program to exempt
additional fishery participants from
GOA Pacific cod sideboard limits.
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Under the Program, five vessels and five
LLP licenses are exempt from GOA
Pacific cod sideboard limits established
for the non-AFA Crab vessels. These
vessels and groundfish LLP licenses
qualified for the exemption in part
because of their historic dependence on
the GOA Pacific cod fishery. Therefore
under current regulations, these vessels
are able to participate in the GOA
Pacific cod fishery unrestricted by the
sideboard limit. The exempt non-AFA
crab vessels do not have to stop fishing
when the GOA Pacific cod sideboard
limit is reached and may continue to
fish as long as directed fishing for GOA
Pacific cod is open. Although
Amendment 34 would exempt three
additional non-AFA crab vessels from
the GOA Pacific cod sideboard limits,
that action should not affect the
modifications to the sideboard limits
proposed here, except to reduce the
number of vessels fishing under the
sideboard restrictions.
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VIII. Community Protection Measures
In 1992, the inshore/offshore
processing allocations were established
under Amendment 23 to the FMP (57
FR 23321; June 3, 1992) and were
intended to prevent one sector from
processing a larger portion of the
harvest than that sector has historically
processed. The inshore/offshore
processing allocations enabled vessels
and facilities operators to better plan
their annual harvest and processing
activity. These provisions protected the
inshore processing component from
competition by the offshore fleet. If
approved, Amendment 83 would
supersede the inshore/offshore
allocations with sector allocations for
the Western and Central GOA.
A. Proposed Community Protection
Provisions
The Council recognized the potential
for a shift in the processing and delivery
patterns in the GOA Pacific cod fishery
and included community protection
provisions as part of Amendment 83. If
implemented, this action would
promote stability in the distribution of
catch among the processing sectors by
limiting the amount of Pacific cod
processed by vessel currently classified
as offshore processors: motherships,
C/Ps receiving deliveries over the side,
and any floating processor that does not
meet the definition of a stationary
floating processor in § 679.2. This action
would retain restrictions established
under the inshore/offshore system to
prohibit stationary floating processors
from engaging in mothership activity in
more than one geographic location in
the GOA, or operating as a C/P in the
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GOA during the same calendar year. In
addition, this proposed rule would
establish various processing caps as part
of the new sector allocations in the
Western and Central GOA. Without
these restrictions and processing caps,
owners and operators of vessels
receiving deliveries of Pacific cod could
shift historic processing delivery
patterns away from communities
historically depended on processing
activity. This proposed action is
intended to retain the community
participation in the processing of Pacific
cod established by the inshore/offshore
regulations.
If implemented, this action would
establish provisions to limit the amount
of Pacific cod processed by motherships
and other vessels receiving deliveries of
Pacific cod from other vessels for
processing in the GOA. Under this
action, vessels would be prohibited
from receiving deliveries of groundfish
in the Central GOA where there has
been no mothership activity since 2000.
In the Western GOA, NMFS would
prohibit motherships from processing a
greater portion of Pacific cod than
during the inshore/offshore
management program. If implemented,
vessels (e.g. processors that do not meet
the definition of a stationary floating
processor) that receive deliveries of
groundfish for processing would be
restricted to processing two percent of
the Western GOA Pacific cod TAC.
Although this action does not establish
a mothership TAC allocation as part of
this action, NMFS would close
deliveries to mothership vessels in the
Western GOA when the annual two
percent processing cap is predicted to
be reached. Pacific cod harvested as
direct or indirect catch and delivered to
another vessel for processing would be
debited against the harvesting vessel’s
operational type and or gear type
allocation, as described in section IX of
this preamble.
NMFS also propose separate
processing caps for mothership vessels
operating within specific communities
within the Western and Central GOA.
This action is intended to provide CV
operators with more options for making
deliveries and to provide incentives for
additional processors to operate within
the marine municipal boundaries of
specific coastal communities in the
Western and Central GOA that qualify
under the community quota entity
(CQE) program.
B. Description of Community Quota
Entity (CQE) Communities
The Council established the CQE
program to ensure specified coastal
communities have access to and
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Sfmt 4702
sustained participation in commercial
fisheries. To participate in the CQE
program, each community must meet
the following criteria—fewer than 1,500
residents; documented historical
participation in the halibut or sablefish
fisheries; direct access to saltwater on
the GOA; no road access to a larger
community; and be listed in Table 21 to
50 CFR part 679. The final rule
implementing the CQE program was
published in the Federal Register on
April 30, 2004 (69 FR 23681).
As of April 29, 2011, 24 CQE nonprofits corporations represent 24 unique
Alaskan communities. Communities
that are not identified in Table 21 to 50
CFR part 679 must be recommended by
the Council to be approved for
participation in the program. A
regulatory change to 50 CFR Table 21 is
required to add or remove an eligible
CQE community. To be to receive
benefits under the program an eligible
community must form a non-profit
cooperation, under the applicable State
laws, and complete an application to
NMFS. If approved, each CQE applicant
must annually submit a report to NMFS
summarizing the relevant activities of
the non-profit cooperation.
NMFS proposes to allow Federally
permitted CV and C/P vessels that do
not meet the definition of stationary
floating processor, and that do not
harvest groundfish off GOA in the same
calendar year, to operate as floating
processors within the marine municipal
boundaries of Western and Central GOA
CQE communities. Such vessels would
be permitted to process up to three
percent of the Western GOA and up to
three percent of the Central GOA Pacific
cod TACs. NMFS would authorize
vessels to receive deliveries and process
groundfish in multiple CQE
communities within a calendar year.
This community protection measure is
intended to promote new markets for
processing groundfish in communities
where there is currently no shoreside
processor.
NMFS also proposes to permit eligible
vessels to process groundfish in CQE
communities that provide certified
municipal land and water boundaries to
the State of Alaska Department of
Commerce, Community, and Economic
Development (DCED). Community
boundaries are defined as the certified
municipal land and maritime
boundaries provided to the DCED.
Documentation of the established
municipal boundaries, including CQE
communities with certified municipal
boundaries, can be found on the DCED
Web site at https://
dcra.commerce.alaska.gov/DCBD/
municipal%20Certificates/Cities/. Tying
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processing activity to Western and
Central GOA CQE communities
provides economic benefits from any
increase in this activity to these
communities (i.e., tax revenues).
Communities with certified municipal
maritime boundaries would be eligible
to receive tax revenues based on the
value of the processing activity.
Cities and boroughs are considered
municipalities by the State. All
communities subject to this action are
within a municipal boundary. Some
communities are municipalities within
municipal borough boundaries. Whether
a community is a municipality within a
municipal borough or not is important
for tax revenues sharing purposes. Cities
that are municipalities are guaranteed
either 25 or 50 percent, depending on
municipal status, of State fisheries taxes
collected within their boundaries.
Allowing motherships to operate in
State waters within the boundaries of
municipalities that levy taxes may have
implications for employment in
communities with processors, but
mandating activity inside taxation zones
ensures that communities will realize
tax revenues similar to those collected
without this action. During
deliberations on Amendment 83, the
Council and NMFS noted that many
communities eligible to participate
under the CQE program do not have
certified maritime boundaries; however,
these CQE communities could elect to
apply, under the process established by
the State, to certify new or to revise
municipal land and maritime
boundaries in order to participate in
these community protection measures.
This action would permit eligible
vessels to operate in the Western and
Central GOA within the boundaries of
municipalities eligible to participate in
the CQE program. The owners or
operators of motherships or other
floating processors that are not
stationary floating processors, defined at
§ 679.2, could apply for an FPP with a
CQE floating processor endorsement.
Under this action, Federally permitted
vessels that receive and process
groundfish from other vessels, and have
not been used to harvest groundfish off
Alaska during the same calendar year
(i.e., motherships) could temporarily
process groundfish within the
municipal boundaries of a Western or
Central GOA CQE community. This
action would retain established
regulations that restrict the owners and
operators of vessel from possessing both
an FPP and an FFP simultaneously, as
described in section II.A.3 of this
preamble. Retaining this requirement
ensures that Federally permitted vessels
cannot participate in the Pacific cod
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fishing as both a SFP and a CQE floating
processor in the same calendar year in
the GOA. However, owners and
operators of a vessel permitted with an
FFP and a mothership endorsement that
do not harvest groundfish in the GOA in
a calendar year can surrender their FFP
within a fishing year and apply for an
FPP with a CQE endorsement.
Exempting motherships from
regulations intended to restrict
harvesting vessels from surrendering
their FFP would ensure that vessels
exclusively engaged in mothership
activity in the GOA could participate in
the fisheries as both a mothership and
CQE floating processor in the same
calendar year, as described in section
IX.A of this preamble.
To promote compliance with these
community protection provisions,
NMFS would establish several
prohibitions to monitor and enforce the
new processing caps. Although this
proposed rule would not limit the
number of CQE communities at which
a permitted floating processor may
operate, NMFS would establish
regulations to ensure that the processing
activity of motherships occurs within
the maritime boundaries of CQE
communities and is accurately
accounted against the appropriate
processing caps. NMFS would require
VMS on all vessels receiving deliveries
of groundfish in the Western and
Central GOA (e.g. Federal reporting
areas 610, 620, or 630) during a directed
Pacific cod fishing season, as described
in more detail in section X of this
preamble. Similarly, vessels would be
prohibited from delivering Pacific cod
harvested in the Western or Central
GOA to be processed on a vessel in a
GOA regulatory area other than
regulatory area that the harvest
occurred. Processing caps are assigned
based on TAC allocations to the Western
and Central GOA regulatory areas and
therefore would need to be accounted
accurately to ensure that regional
processing caps are not exceeded.
Two subsequent actions by the
Council are likely to expand the scope
of the CQE program. First is the GOA
fixed gear recency action that the
Council approved in April 2009;
effective on April 21, 2011 (76 FR
15826). One purpose of the fixed gear
recency action is to promote community
protection measures at a level that
would impose minimal impact on
historic catch shares of recent
participants. This action adds nonseverable, gear-specific Pacific cod
endorsements to fixed gear licenses that
qualify under the landings thresholds,
effectively limiting entry into the
directed Pacific cod fisheries in Federal
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44717
waters in the Western and Central GOA.
The Council balanced the intent of
preventing future entry of latent fixed
gear groundfish licenses into the Pacific
cod fisheries with retaining
opportunities for CQE communities
dependent on access to a range of
fishing resources.
The CQE component of the fixed gear
recency action allows each of the
communities eligible under the CQE
program in the Western and Central
GOA to request a number of fixed gear
and Pacific cod-endorsed licenses equal
to the number currently held by
residents of the community that are
estimated to be removed under the fixed
gear recency action under a 10 mt
landing threshold, or two licenses,
whichever is greater. The licenses
issued to CQEs are non-transferable and
have a specified MLOA of less than 60
feet for each vessel. CQEs are issued
licenses for the area of the community
they represent (Western or Central
GOA). Licenses issued to CQEs located
in the Western GOA would be endorsed
only for pot gear. CQE communities in
the Central GOA have the option to
notify NMFS what proportion of their
LLP licenses would have a pot
endorsement or a hook-and-line
endorsement.
Under this proposed action, vessel
owners and operators would need to
apply for a CQE floating processor
endorsement. This would require
changes to the FPP application that may
require a permit holder to amend their
existing FFP. For example, permit
holders would be prohibited from
possessing both a stationary floating
processor and a CQE floating processor
endorsement on their FPP; therefore,
vessel owners and operators currently
permitted to operate as a stationary
floating processor might need to amend
their FPP to remove the stationary
floating processor endorsement and add
a CQE floating processor endorsement.
Similarly, permit holders with a
mothership FFP endorsement choosing
to operate as a CQE floating processor
would need to surrender their FFP and
apply for an FPP with the appropriate
endorsements.
In addition, vessels operating as CQE
floating processors would need to meet
Federal monitoring and reporting
requirements. In order for Pacific cod
harvest to accrue against the delivery
vessel’s sector allocation, CQE floating
processors in the Western and Central
GOA would be required to submit
accurate and timely reports via
eLandings. Such requirements are
necessary for NMFS to manage the
Pacific cod harvest at or below TAC in
each GOA regulatory area and to
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manage processing caps both inside and
outside of CQE municipal boundaries in
the Western GOA.
Secondly, the Council is considering
proposals that would amend the
existing list of CQE communities at
Table 21 to 50 CFR part 679 to add up
to three communities to the list of
eligible communities in the GOA. At its
February 2010 meeting, the Council
reviewed a proposal that would amend
the existing CQE program to add one
community, Cold Bay, in the Western
GOA. The two other communities under
consideration, Game Creek and Naukati
Bay, are located in the Eastern GOA and
would not be directly regulated under
this provision. If all the qualifying
criteria are met, then adding these
communities to the list of eligible
municipalities would expand the scope
of the community protection provisions
of this action.
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C. Definition of Stationary Floating
Processor
Under the proposed action, NMFS
would retain several provisions,
including certain prohibitions,
regulating stationary floating processors
in the GOA under the inshore/offshore
allocation. NMFS would continue to
require that stationary floating
processors be limited to processing
groundfish at a single geographic
location during a given year to promote
stability to the GOA Pacific cod
fisheries. Similarly, this action would
retain the regulatory provisions
prohibiting vessels from operating as
stationary floating processor for Pacific
cod in the GOA and as AFA C/Ps or
AFA motherships in the BSAI during
the same year, or as C/Ps or motherships
in the GOA during the same year, to
maintain participation in the fisheries at
historic levels.
As part of this proposed action, NMFS
would revise the definition of ‘‘inshore
component’’ in the GOA to remove
references to processing Pacific cod in
the Western and Central GOA. The
Council recommended revising other
regulations governing stationary floating
processors to preserve the processing
patterns established during the inshore/
offshore allocations. Therefore, NMFS
also would modify the definition of
‘‘stationary floating processor’’ to (1)
require a stationary floating processor in
the Western and Central GOA to process
Pacific cod only at a single geographic
location in State waters in a given year,
and (2) prohibit a stationary floating
processor in the Western and Central
GOA from operating under the authority
of an FFP in the GOA or under an FPP
with CQE floating processor
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endorsement during the same calendar
year.
IX. License Requirements
A. Participants in Parallel Fisheries
NMFS proposes to limit entry by
Federally permitted vessels into the
parallel waters fishery. If Western or
Central GOA Pacific cod sector
allocations are established, parallel
waters activity by Federally permitted
vessel operators who do not hold LLP
licenses is likely to erode the catches of
historical participants who contributed
catch history that helped determine the
sector allocations and who depend on
the GOA Pacific cod resource. Vessels
fishing in Federal waters are required to
hold an LLP license with the
appropriate area, gear, and species
endorsements, but vessels fishing in
parallel State waters are not required to
hold an LLP license. The Council
recommendation would not allow
Federally permitted vessels that do not
have LLP licenses to participate in the
Western or Central GOA Pacific cod
parallel fishery adjacent to the Western
or Central GOA regulatory areas. In
addition, operators of pot, hook-andline, or trawl vessels who hold an LLP
license and an FFP would be required
to have the appropriate gear, area, and
species endorsements on the LLP
license and FFP in order to participate
in the Western or Central GOA Pacific
cod parallel waters fisheries.
Furthermore, Federally permitted vessel
operators would be required to adhere
to Federal seasonal closures and sector
allocation closures while targeting
Pacific cod in parallel waters. If
unrestricted entry into the parallel
fisheries were allowed, the objective of
the proposed action, to increase stability
in the Pacific cod fishery in the GOA,
might not be achieved.
NMFS also proposes a regulatory limit
on the number of times each FFP with
Pacific cod endorsements in the GOA
can be reactivated during the 3-year
term of the permit. Operators of vessels
designated on an FFP are subject to
NMFS observer, VMS, and
recordkeeping and reporting
requirements while fishing in Federal
and State waters for groundfish. The
loss of fisheries records due to vessels
surrendering an FFP, while targeting
Pacific cod in State waters, could
degrade the quality of information
available to manage the Pacific cod
fishery, and may lead to increased
competition within a sector and among
sectors prosecuting the Pacific cod
fishery within State waters. To prevent
operators from circumventing these
requirements, operators with a Pacific
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cod endorsement, a GOA area
designation, a trawl, hook-and-line, pot,
or jig gear designation, and a C/P or CV
operation type designation would be
precluded from removing these
designations from the FFP, and if
surrendered, each FFP would be limited
to one reactivation during the 3-year
term of the permit.
The owners and operators of vessels
that do not harvest groundfish in the
GOA and are endorsed as motherships
on their FFP would be exempt from
requirements limiting the reactivation of
a surrendered permit. Vessels engaged
solely in mothership activity could
surrender their FFP multiple times in
the 3-year term and remain eligible for
a reissued FFP. If implemented, this
exemption would enable motherships to
surrender their FFP and operate as a
CQE floating processor under the
authority of an FPP in the same year.
There is no limit on the times an FPP
can be reissued; thus, a mothership
vessel could process Pacific cod up to
the Western GOA processing cap and
the Western and Central GOA CQE
floating processing cap in the same year
and alternate between FFP and FPP
multiple times in a 3-year permitting
cycle. However, to account for Pacific
cod processed under these processing
caps, NMFS would require vessels
receiving groundfish from other vessels
for processing to have an operational
VMS, as described in section X of this
preamble.
This action would not restrict an FFP
holder from removing Pacific cod
species endorsements from their FFP.
Currently, an FFP holder can remove
the species endorsement at anytime
during the 3-year term of the FFP
without surrendering the FFP. Vessels
without a Pacific cod species
endorsement are not required to have an
operational VMS onboard while
targeting other fisheries during the GOA
Pacific cod fishing seasons but NMFS
would continue to require vessels to
meet all observer and reporting
requirements. The Council noted that
license holders typically amend FFPs to
remove the species endorsements to
relieve the VMS requirements while
targeting salmon within State waters,
and that if this action is implemented,
those vessels would be prohibited from
targeting Pacific cod without the proper
endorsements.
B. Western and Central GOA Catcher
Vessel Endorsements
NMFS proposes that eligible C/P LLP
license holders make a one-time
election to receive an additional
Western GOA CV and/or Central GOA
CV endorsement for Pacific cod. C/P
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license holders would be eligible if they
made at least one Pacific cod landing
while operating as a CV under the
authority of the C/P endorsement on
their LLP license from 2002 through
2008. The Council recommended this
action to preclude operators from
fishing off both the C/P and CV
allocations with hook-and-line or trawl
gear types. Otherwise, a C/P operator
could fish off the hook-and-line C/P or
trawl C/P allocation until it was fully
harvested, and then could
opportunistically continue to fish as a
CV, if the hook-and-line or trawl CV
allocation had not yet been fully
harvested. The potential for such an
outcome is inconsistent with the
Council’s objective to bring stability to
the fishery through sector allocations
and would disadvantage the CVs who
would not be able to fish off of the
C/P Pacific cod allocation.
LLP license holders with C/P
endorsements not electing to add a CV
endorsement would have all incidental
and direct catch of Pacific cod accrued
against the C/P allocation. However, this
action would not preclude a C/P vessel
from operating as a CV. All Pacific cod
harvested while a vessel is operating as
a CV would be counted against the
C/P allocation for that regulatory area.
LLP license holders electing to add a
CV endorsement for the Western or
Central GOA would have all Pacific cod
catch, incidental and direct, accrue
against the CV allocation. To protect
communities historically invested in the
inshore sector under the inshore/
offshore split, C/Ps electing to add a CV
endorsement in the Western or Central
GOA would be prohibited from acting as
a C/P in the directed Pacific cod fishery.
These vessels would, by default, depend
on the components of the Pacific cod
fishery traditionally associated with the
inshore processing sector. LLP license
holders electing to add a CV
endorsement would retain their C/P
endorsements in other directed
fisheries; however, their incidental
catch of Pacific cod in those fisheries
would accrue against the CV allocation
for that gear type and regulatory area.
This action would not preclude
operators from using more than one gear
type to participate in the GOA Pacific
cod fishery during a given season or
year. For example, vessel operators are
expected to use both trawl and pot gear
in the GOA Pacific cod fishery during a
given season or year, if the operator has
the required LLP license and FFP
endorsements.
The NMFS Restricted Access
Management Program (RAM) would
continue to oversee permits issued
under the LLP. RAM will notify eligible
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C/Ps of the one-time election
opportunity to add a Western GOA or
Central GOA CV Pacific cod
endorsement on an LLP license.
Although the election is voluntary and
no deadline for requesting the
additional endorsements would be
established under this action, interested
vessel owners or operators would need
to notify RAM in writing of their desire
to add each additional endorsement.
X. Monitoring and Enforcement
This proposed rule would not change
any of the observer requirements for the
GOA Pacific cod fisheries, found in
regulations at § 679.50. However, the
Council took action in October 2010 to
restructure the observer program for
vessels and processors that are
determined to need less than 100%
observer coverage in the Federal
fisheries, including sectors of the fishery
such as vessels less than 60’ LOA. The
goals of the restructured observer
program are to improve observer data
quality, increase equity in the cost and
burden of carrying an observer among
the industry, and increase NMFS’ ability
to be flexible in responding to current
and future management needs of
individual fisheries. The restructured
observer program would remove
observer coverage requirements based
on vessel length and processing volume
and eliminate all exemptions from
observer coverage. For example, all
GOA trawl CVs regardless of length
(except those participating in the
Central GOA rockfish fishery), would
participate in a restructured program
where NMFS contracts with service
providers to deploy observers in a
randomized fashion. Vessels and
processors included in the restructured
program would pay an ex-vessel valuebased fee on their groundfish and
halibut landings to pay for the observer
coverage. NMFS anticipates
implementing the restructured observer
coverage requirements in either 2013 or
2014, depending on the availability of
Federal funding for the start-up year.
The GOA Pacific cod fisheries are
managed as a limited access race for
fish, with fleet-wide TACs in the
Western, Central, and Eastern GOA, as
described in more detail in section II of
this preamble. If the Council’s
recommendations under Amendment 83
are implemented, the monitoring and
enforcement of seasonal sector
allocations and processing caps in the
Western and Central GOA will
supersede the inshore/offshore system.
Inseason management of the Pacific cod
fisheries in the Western and Central
GOA would require NMFS to monitor
catch accruing against 26 seasonal TACs
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and three processing caps. In the
Eastern GOA, NMFS would continue to
monitor and enforce the two annual
inshore/offshore allocations of Pacific
cod. Furthermore, if approved, this
action would require NMFS to manage
two additional GOA-wide allocations of
hook-and-line halibut PSC limit, which
would be divided between C/Ps and
CVs, and also apportioned seasonally. In
order to ensure proper catch accounting
under the proposed sector allocations,
NMFS would prohibit deliveries of
Pacific cod harvested in the GOA to a
vessel for processing that is located in
a different regulatory area.
To adequately monitor and enforce
the community protection provisions
described in section VIII of this
preamble, NMFS would require that all
vessels receiving deliveries for
processing use VMS. Currently, VMS
requirements apply to CVs and C/Ps that
hold an FFP with a pollock, Pacific cod,
or Atka mackerel species endorsement
on their FFP, while vessels that solely
process fish are not required to hold an
FFP or use VMS while operating in the
GOA. NMFS recognizes that monitoring
and enforcing the various processing
caps and geographic restrictions
proposed under this action would
require additional monitoring tools.
Proposed requirements that floating
processors operate within the municipal
boundaries of a CQE community may
not be practicable unless these floating
processors are required to use VMS.
Therefore, NMFS proposes to require
that all vessels receiving deliveries from
other vessels for processing in the
Western and Central GOA (e.g. Federal
reporting areas 610, 620, or 630) have an
active VMS system while processing
groundfish during a directed Pacific cod
fishery.
Monitoring and enforcement under
Amendment 83 are described in more
detail in sections 2.2.8 and 2.3.3 of the
EA/RIR/IRFA for this action (see
ADDRESSES).
XI. Summary of Regulatory Changes
This action proposes the following
changes to the existing regulatory text at
50 CFR parts 679 and 680:
• Revise references to the inshore/
offshore Pacific cod fishery in the
Western and Central GOA throughout
50 CFR Part 679;
• Modify existing regulations for
surrendering and amending FFPs at
§ 679.4;
• Prohibit vessels from participating
in the parallel fishery unless the vessel
has the required FFP and LLP
endorsements;
• Add an FPP CQE floating processor
endorsement, and a new Western and
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Central GOA CV endorsement on LLP
licenses at § 679.4;
• Add prohibitions necessary to
monitor and enforce community
protection provisions for processing
entities in the Western and Central GOA
at § 679.7;
• Establish seasonal Pacific cod TAC
allocations by sector in the Western and
Central GOA regulatory areas, at
§ 679.20;
• Modify existing regulations for
assigning halibut PSC limit allotments
at § 679.21;
• Add regulations to implement
operational, vessel length, and gear type
Pacific cod TAC allocations and
reapportionments in the Western and
Central GOA at § 679.20;
• Modify existing regulations to
include new jig seasons and remove
expired regulations at § 679.23;
• Require VMS on all vessels engaged
in mothership activity in the Western
and Central GOA at § 679.28; and
• Add gear type specifications for
non-AFA crab sideboard ratios at
§ 680.22.
Other Proposed Regulatory
Amendments
This rule would remove and reserve
unnecessary regulations at
§ 679.23(d)(4). This paragraph
established directed Pacific cod fishing
seasons that expired December 31, 2002.
One correction would also be made to
regulations currently at
§ 679.4(b)(4)(ii)(a) to remove a reference
‘‘to the permit holder of record.’’ The
proposed modification would clarify
that a surrendered FFP may be reissued
to a person other than the permit holder
of record, should the vessel owner
change.
XII. Classification
Pursuant to sections 304(b) and 305(d)
of the MSA, the NMFS Assistant
Administrator has determined that this
proposed rule is consistent with the
FMP, other provisions of the MSA, and
other applicable law, subject to further
consideration of comments received
during the public comment period.
This proposed rule has been
determined to not be significant for the
purposes of Executive Order 12866.
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Regulatory Impact Review (RIR)
An RIR was prepared to assess all
costs and benefits of available regulatory
alternatives. The RIR considers all
quantitative and qualitative measures. A
copy of this analysis is available from
NMFS (see ADDRESSES). Amendment 83
was chosen based on those measures
that maximized net benefits to the
affected participants in the GOA Pacific
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cod fisheries. Specific aspects of the RIR
are discussed below in the initial
regulatory flexibility analysis (IRFA)
section.
Initial Regulatory Flexibility Analysis
(IRFA)
An IRFA was prepared, as required by
section 603 of the Regulatory Flexibility
Act (RFA). The IRFA describes the
economic impact this proposed rule, if
adopted, would have on small entities.
A description of the proposed action,
why it is being considered, and the legal
basis for this proposed action are
contained at the beginning of this
section and in the SUMMARY section of
the preamble and are not repeated here.
A summary of the analysis follows. A
copy of the complete analysis is
available from NMFS (see ADDRESSES).
The SBA has established size criteria
for all major industry sectors in the
United States, including fish harvesting
and fish processing businesses. A
business ‘‘involved in fish harvesting’’
is a small business if it is independently
owned and operated and not dominant
in its field of operation (including its
affiliates), and if it has combined annual
receipts not in excess of $4.0 million for
all its affiliated operations worldwide. A
seafood processor is a small business if
it is independently owned and operated,
not dominant in its field of operation
(including its affiliates) and employs
500 or fewer persons, on a full-time,
part-time, temporary, or other basis, at
all its affiliated operations worldwide. A
business involved in both the harvesting
and processing of seafood products is a
small business if it meets the $4.0
million criterion for fish harvesting
operations. A wholesale business
servicing the fishing industry is a small
business if it employs 100 or fewer
persons on a full-time, part-time,
temporary, or other basis, at all its
affiliated operations worldwide.
Number and Description of Small
Entities Regulated by the Proposed
Action
The proposed action directly regulates
CVs and C/Ps that participate in the
Pacific cod fisheries in the GOA. The
number of small entities potentially
impacted by the proposed action was
estimated by calculating 2009 gross
earnings for CVs, and 2009 first
wholesale revenues for C/Ps, from their
respective participation in all
commercial fisheries in and off Alaska.
Earnings estimates for 2010 are not
currently available.
In 2009, 445 catcher vessels retained
Pacific cod in the GOA, including
vessels that did not participate in the
directed Federal fisheries, and only had
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incidental catch of Pacific cod. Fortyfive of these catcher vessels were either
members of AFA cooperatives and, as
such, are not considered small entities
for the purpose of the RFA. The
remaining 401 catcher vessels are all
considered small entities. In 2009, fortyone catcher processors retained Pacific
cod in the GOA, and 7 of these vessels
are estimated to be small entities.
In addition, five processing entities
would be directly regulated by this
proposed action. A review of processor
activity from 2002 through 2010
revealed that five active processing
entities own seven stationary floating
processors and four motherships that
have participated in the GOA Pacific
cod fisheries. In the absence of detailed
employment data, size determinations
were based on a staff review of known
ownership information and knowledge
of Alaska processing firms. On this
basis, nine of these vessels are not
considered small entities for the
purpose of the RFA, because they
appear to be owned by firms that exceed
the ‘‘500 or more employees’’ threshold,
when all their affiliates worldwide are
included. NMFS estimates that two
vessels, owned by two different
processing entities, are small entities.
It is likely that additional CVs, C/P
vessels, or processing entities are
affiliated through partnerships, or in
other ways, with other entities, and
would be considered large entities for
the purpose of this action, if more
complete ownership information were
available.
Duplicate, Overlapping, or Conflicting
Federal Rules
No duplication, overlap, or conflict
between this proposed action and
existing Federal rules has been
identified.
Description of Significant Alternatives
to the Proposed Action That Minimize
Adverse Impacts on Small Entities
The Council considered two
alternatives for this action, along with a
suite of ‘‘options’’ that could be adopted
singularly or in combination.
Alternative 1 is the no action
alternative, in which the Western and
Central GOA Pacific cod TACs would
not be allocated among the various
sectors, and the fisheries would
continue to be managed as a limited
access race for fish. Under Alternative 2,
the Western and Central GOA Pacific
cod TACs would be allocated among the
various gear sectors and operation types.
Allocations would be based on retained
catch history over a series of years
during 1995 through 2005, 2000 through
2006, 2002 through 2007, or 2002
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through 2008, or upon other criteria.
The action would have similar impacts
on small and large entities. Allocations
would stabilize catches of the sectors.
Options to increase the jig sector
allocation beyond historical catch levels
would be advantageous to jig vessels,
which are among the smallest entities
participating in the fisheries. The jig
allocation allows for potential growth in
entry-level opportunities in the GOA
Pacific cod fisheries. During 1995
through 2008, the jig sector harvested,
on average, less than 1 percent of the
Western and Central GOA Pacific cod
TACs. This allocation could potentially
increase to 6 percent of the Western and
Central GOA TACs, but would not be
expected to do so, in the foreseeable
future. Nonetheless, this provision
explicitly recognizes and accommodates
the special circumstances of the group
of small entities.
The Council considered, but rejected,
options to establish separate allocations
for trawl and hook-and-line C/Ps that
have historically fished off the inshore
TACs. Establishing distinct inshore C/P
allocations would protect harvests of
smaller C/Ps, if combined with a
provision to limit entry to the inshore
processing component. Prior to
removing the option to create distinct
inshore C/P allocations, the Council
reviewed data that showed that during
most years, nearly all C/Ps less than 125
ft (45.7 m) LOA elected to fish inshore.
Therefore, if C/P allocations were to be
based on vessel length (e.g., vessels less
than, and vessels greater than 125 ft
(45.7 m) LOA, these allocations would
be nearly identical to allocations based
on catch by the inshore and offshore
processing components. This would not
serve the objectives for this action.
The Council considered options to
assign mothership processing caps as
high as 10 percent of the Western and
Central GOA Pacific cod TACs. High
processing caps would benefit
mothership vessels that have
traditionally processed little Pacific cod
in the GOA. From 2002 through 2008,
less than 2 percent of the Western GOA
TAC had been processed annually by
motherships, and no mothership
processing activity had occurred in the
Central GOA. The Council declined to
increase processing caps above recent
participation levels, because such a
recommendation is inconsistent with
the objectives of this action and could
redistribute catch, imposing greater
economic burdens on other directly
regulated entities with documented
dependence (i.e., recent catch history) of
these resources.
Based upon the best available
scientific data and information, none of
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the alternatives to the proposed action
appear would accomplish the stated
objectives of the MSA and other
applicable statutes, while minimizing
any significant adverse economic
impact on small entities, beyond those
achieved under the proposed rule.
Recordkeeping and Reporting
Requirements
Implementation of the proposed
action would require NMFS to modify
the catch accounting system to track
catch by each sector. However, vessels
fishing off these allocations will simply
have to report their catch to through
existing information collections and
catch will be deducted from the
appropriate account by the Agency, in
accordance with the proposed revisions
to the catch monitoring and accounting
program.
Collection-of-Information Requirements
This proposed rule contains
collection-of-information requirements
subject to review and approval by OMB
under the Paperwork Reduction Act
(PRA). These requirements have been
approved by OMB. The collections are
listed below by OMB control number.
OMB Control No. 0206
Public reporting burden per response
is estimated to average 21 minutes for
Federal Fisheries Permit application;
and 21 minutes for Federal Processor
Permit application.
OMB Control No. 0213
Public reporting burden per response
is estimated to average 31 minutes for a
Mothership Daily Cumulative
Production Logbook.
OMB Control No. 0334
Endorsements to the License
Limitation Program (LLP) license are
mentioned in this rule; however, the
public reporting burden for this
collection-of-information is not directly
affected by this rule.
OMB Control No. 0445
Public reporting burden is estimated
to average 12 minutes for Vessel
Monitoring System (VMS) check-in
report; and 4 hours for VMS operation
(includes installation, transmission, and
maintenance).
OMB Control No. 0515
Public reporting burden is estimated
to average 15 minutes for the
Interagency Electronic Reporting System
(IERS) processor registration; 35
minutes for eLandings landing report;
10 minutes for shoreside eLanding
production report; and 20 minutes for
at-sea eLanding production report;
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Public reporting burden includes the
time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information. Send
comments regarding this burden
estimate, or any other aspect of this data
collection, including suggestions for
reducing the burden, to NMFS (see
ADDRESSES) and by e-mail to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
List of Subjects in 50 CFR Parts 679 and
680
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: July 14, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons set out in the
preamble, 50 CFR parts 679 and 680 are
proposed to be amended as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447.
2. In § 679.2,
a. Add definition of ‘‘CQE Floating
Processor; and
b. Revise the definitions of ‘‘Hookand-line catcher/processor,’’ ‘‘Inshore
component in the GOA,’’ ‘‘Mothership,’’
‘‘Offshore Component in the GOA,’’
‘‘Pot catcher/processor,’’ and
‘‘Stationary floating processor (SFP)’’ to
read as follows:
§ 679.2
Definitions.
*
*
*
*
*
CQE floating processor means, for the
purposes of processing Pacific cod
within the marine municipal boundaries
of CQE communities (see Table 21 of
this part) in the Western or Central Gulf
of Alaska Federal reporting areas 610,
620, or 630, a vessel not meeting the
definition of a stationary floating
processor in this section, that has not
harvested groundfish in the Gulf of
Alaska in the same calendar year, and
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operates on the authority of an FPP
endorsed as a CQE floating processor.
*
*
*
*
*
Hook-and-line catcher/processor
means a catcher/processor vessel that is
named on a valid LLP license that is
noninterim and transferable, or that is
interim and subsequently becomes
noninterim and transferable, and that is
endorsed for any of the following areas:
Bering Sea, Aleutian Islands, and/or any
area in the Gulf of Alaska; and endorsed
for catcher/processor fishing activity,
catcher/processor, Pacific cod, and
hook-and-line gear.
*
*
*
*
*
Inshore component in the GOA means
the following three categories of the U.S.
groundfish fishery that process pollock
harvested in the GOA or Pacific cod
harvested in the Eastern GOA:
(1) Shoreside processors.
(2) Vessels less than 125 ft (45.7 m)
LOA that hold an inshore processing
endorsement on their Federal fisheries
permit, and that process no more than
126 mt per week in round-weight
equivalents of an aggregate amount of
pollock and Eastern GOA Pacific cod.
(3) Stationary floating processors
that—
(i) Hold an inshore processing
endorsement on their Federal processor
permit;
(ii) Process pollock harvested in a
GOA directed fishery at a single GOA
geographic location in Alaska state
waters during a fishing year; and/or,
(iii) Process Pacific cod harvested in
the Eastern GOA regulatory area at a
single GOA geographic location in
Alaska state waters during a fishing
year.
*
*
*
*
*
Mothership means:
(1) A vessel that receives and
processes groundfish from other vessels;
or
(2) With respect to subpart E of this
part, a processor vessel that receives and
processes groundfish from other vessels
and is not used for, or equipped to be
used for, catching groundfish; or
(3) For the purposes of processing
Pacific cod within the marine municipal
boundaries of CQE communities (as
defined in Table 21 to this part) in the
Western or Central Gulf of Alaska,
motherships include vessels with a CQE
floating processor endorsements on
their Federal processor permit that
receive and process groundfish from
other vessels.
*
*
*
*
*
Offshore component in the GOA
means all vessels not included in the
definition of ‘‘inshore component in the
GOA’’ that process pollock harvested in
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the GOA, and/or Pacific cod harvested
in the Eastern GOA.
*
*
*
*
*
Pot catcher/processor means a
catcher/processor vessel that is named
on a valid LLP license that is
noninterim and transferable, or that is
interim and subsequently becomes
noninterim and transferable, and that is
endorsed for Bering Sea, Aleutian
Islands, and/or Gulf of Alaska catcher/
processor fishing activity, catcher/
processor, Pacific cod, and pot gear.
*
*
*
*
*
Stationary floating processor (SFP)
means:
(1) A vessel of the United States
operating as a processor in Alaska State
waters that remains anchored or
otherwise remains stationary in a single
geographic location while receiving or
processing groundfish harvested in the
GOA or BSAI; and,
(2) In the Western and Central GOA
Federal reporting areas 610, 620, or 630,
a vessel that has not operated as a
catcher/processor, CQE floating
processor, or mothership in the GOA
during the same fishing year; however,
an SFP can operate as catcher/processor
or mothership in the BSAI and an SFP
in the Western and Central GOA during
the same fishing year
*
*
*
*
*
3. In § 679.4,
a. Redesignate paragraph (f)(2)(v) as
paragraph (f)(2)(vi);
b. Revise paragraphs (b)(4)(ii),
(b)(4)(iii), (b)(5)(iv), (f)(1), (f)(2)
introductory text, (f)(2)(i), (f)(2)(iii), and
newly redesignated (f)(2)(vi); and
c. Add paragraphs (f)(2)(v),
(k)(10)(vii), and (k)(10)(viii) to read as
follows:
§ 679.4
Permits.
*
*
*
*
*
(b) * * *
(4) * * *
(ii) Surrendered permit—(A) An FFP
permit may be voluntarily surrendered
in accordance with paragraph (a)(9) of
this section. Except as provided under
paragraph (b)(4)(ii)(B) and (C) of this
section, if surrendered, an FFP may be
reissued in the same fishing year in
which it was surrendered. Contact
NMFS/RAM by telephone, locally at
907–586–7202 (Option #2) or toll-free at
800–304–4846 (Option #2).
(B) In the BSAI, NMFS will not
reissue an FFP to the owner of a vessel
named on an FFP that has been issued
with endorsements for catcher/
processor vessel operation type, pot or
hook-and-line gear type, and the BSAI
area, until after the expiration date of
the surrendered FFP.
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(C) In the GOA, NMFS will not
reissue an FFP to the owner of a vessel
named on an FFP that has been issued
a GOA area endorsement and any
combination of endorsements for
catcher/processor operation type,
catcher vessel operation type, trawl gear
type, hook-and-line gear type, pot gear
type, or jig gear type until after the
expiration date of the surrendered FFP.
(iii) Amended permit—(A) An owner,
who applied for and received an FFP,
must notify NMFS of any change in the
permit information by submitting an
FFP application found at the NMFS
Web site at https://
alaskafisheries.noaa.gov. The owner
must submit the application as
instructed on the application form.
Except as provided under paragraph
(b)(4)(iii)(B) and (C) of this section,
upon receipt and approval of a permit
amendment, the Program Administrator,
RAM, will issue an amended FFP.
(B) In the BSAI, NMFS will not
approve an application to amend an FFP
to remove a catcher/processor vessel
operation endorsement, pot gear type
endorsement, hook-and-line gear type
endorsement, or BSAI area endorsement
from an FFP that has been issued with
endorsements for catcher/processor
operation type, pot or hook-and-line
gear type, and the BSAI area.
(C) In the GOA, NMFS will not
approve an application to amend an FFP
to remove endorsements for catcher/
processor operation type, catcher vessel
operation type, trawl gear type, hookand-line gear type, pot gear type, or jig
gear type, and the GOA area.
(D) In the GOA, an FFP holder can
amend an FFP to remove specific Pacific
cod gear type endorsement(s) at any
time during the 3-year term of the
permit without surrendering the FFP.
(5) * * *
(iv) Area and gear information.
Indicate the type of vessel operation. If
catcher/processor or catcher vessel,
indicate only the gear types used for
groundfish fishing. If the vessel is a
catcher/processor under 125 ft (45.7 m)
LOA that is intended to process GOA
inshore pollock or Pacific cod harvested
in the inshore component of the Eastern
GOA, mark the box for a GOA inshore
processing endorsement.
*
*
*
*
*
(f) * * *
(1) Requirement. No shoreside
processor of the United States,
stationary floating processor, or CQE
floating processor described at (f)(2) of
this section may receive or process
groundfish harvested in the GOA or
BSAI, unless the owner first obtains a
Federal processor permit issued under
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this part. A Federal processor permit is
issued without charge.
(2) Contents of an FPP application. To
obtain an FPP, the owner must complete
an FPP application and provide the
following information (see paragraphs
(f)(2)(i) through (vi) of this section) for
each SFP, shoreside processor plant,
and CQE floating processor to be
permitted:
(i) New or amended permit. Indicate
whether application is for a new or
amended FPP; and if an amended
permit, provide the current FPP
number. Indicate whether application is
for a shoreside processor, an SFP, or a
CQE floating processor.
*
*
*
*
*
(iii) SFP information. Indicate the
vessel name; whether this is a vessel of
the United States; USCG documentation
number; ADF&G vessel registration
number; ADF&G processor code; the
vessel’s LOA (ft); registered length (ft);
gross tonnage; net tonnage; shaft
horsepower; home port (city and state);
and whether choosing to receive a GOA
inshore processing endorsement. A
GOA inshore processing endorsement is
required in order to process GOA
inshore pollock and Eastern GOA
inshore Pacific cod.
*
*
*
*
*
(v) CQE floating processor
information—(A) A vessel owner that
applies to process groundfish harvested
by another vessel within the marine
municipal boundaries of a Western GOA
or Central GOA CQE community (as
defined in Table 21 to this part) under
the authority of an FPP CQE floating
processor endorsement must indicate:
the vessel name; whether this is a vessel
of the United States; USCG
documentation number; ADF&G vessel
registration number; ADF&G processor
code; vessel’s LOA (ft); registered length
(ft); gross tonnage; net tonnage; shaft
horsepower; home port (city and state);
and whether choosing to receive a GOA
inshore processing endorsement.
(B) The owner of the vessel must
indicate if they harvested groundfish in
the GOA or acted as an SFP in the GOA
during the current calendar year.
(C) The owner of the vessel must
indicate if they hold an FFP or an SFP
endorsement on their FFP for the same
vessel.
(vi) Signature. The owner or agent of
the owner of the shoreside processor,
SFP, or CQE floating processor must
sign and date the application. If the
owner is a company, the agent of the
owner must sign and date the
application.
*
*
*
*
*
(k) * * *
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(10) * * *
(vii) Additional endorsements for
groundfish license holders eligible to
participate in the Western and/or
Central GOA Pacific cod fisheries—(A)
Requirements. A license limitation
groundfish license holder can elect to
permanently add a catcher vessel
endorsement for the Western and/or
Central GOA if the license holder—
(1) Is operating under the authority of
a groundfish license endorsed for
Pacific cod in Western and Central
GOA, as described at paragraphs
(k)(4)(vi) or (k)(10)(ii) of this section;
(2) Is endorsed to participate as a
catcher/processor in the Western and/or
Central GOA Pacific cod fishery; and,
(3) Made a minimum of one Pacific
cod landing while operating as a catcher
vessel under the authority of the
catcher/processor license in Federal
reporting areas 610, 620, or 630, from
January 1, 2002, through December 31,
2008.
(4) Or, is the holder of a license
limitation groundfish license endorsed
for trawl gear Western and/or Central
GOA and made a minimum of one
Pacific cod landing while operating as a
catcher vessel under the authority of the
catcher/processor license in Federal
reporting areas 610, 620, or 630, from
January 1, 2002 through December 31,
2008.
(B) Additional Central GOA and/or
Western GOA catcher vessel
endorsement. Any Holder of an LLP
license that has a catcher vessel
endorsement for the Western and/or
Central GOA under paragraph
(k)(10)(vii) of this section—
(1) Is prohibited, at
§ 679.7(k)(1)(iv)(B), from catching and
processing Pacific cod onboard a vessel
under the authority of that groundfish
license in the directed Pacific cod
fishery in the Western or Central GOA
Federal reporting areas 610, 620, or 630;
(2) Will have all directed catch of
Pacific cod harvested under the
authority of that groundfish license
accrue against the respective GOA
regulatory area catcher vessel
allocations; and,
(3) Will have all incidental catch of
Pacific cod in the Western GOA or
Central GOA Federal reporting areas
610, 620, or 630, harvested under the
authority of that groundfish license
accrue against the respective GOA
regulatory area catcher vessel
allocations.
(C) Eligible license holders not
electing to add catcher vessel
endorsement(s). Any holder of an LLP
license that does not have a catcher
vessel endorsement for the Western
and/or Central GOA under paragraph
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44723
(k)(10)(vii) of this section may
participate in the Western GOA or
Central GOA directed Pacific cod
fishery as a catcher/processor or a
catcher vessel; however, direct and
incidental catch of Pacific cod in the
Western GOA and Central GOA will
accrue against the respective catcher/
processor allocation.
(D) Multiple or stacked LLP licenses.
A vessel that does not meet the
requirements at paragraph (k)(10)(vii) of
this section but does have multiple,
stacked, LLP licenses and one of those
stacked licenses is endorsed as a
catcher/processor eligible to harvest
Pacific cod in the Western GOA or
Central GOA Federal reporting areas
610, 620, or 630, all catch will accrue
against the catcher/processor sector
allocation for that gear type.
(E) Catch history. NMFS will assign
legal landings to each groundfish
license for an area based only on
information contained in the official
record as described in paragraph
(k)(10)(viii) of this section.
(viii) Catcher/processor participation
in the Western GOA and Central GOA
official record—(A) The official record
will contain all information used by the
Regional Administrator to determine the
following:
(1) The number and amount of legal
landings made under the authority of
that license by gear type, and
operational mode;
(2) All other relevant information
necessary to administer the
requirements described in paragraphs
(k)(10)(vii)(A)(1) through
(k)(10)(vii)(A)(3) of this section.
(B) The official record is presumed to
be correct. A groundfish license holder
has the burden to prove otherwise.
(C) For the purposes of creating the
official record, the Regional
Administrator will presume if more
than one person is claiming the same
legal landing, then each groundfish
license for which the legal landing is
being claimed will be credited with the
legal landing;
(D) Only legal landings as defined in
§ 679.2 and documented on State of
Alaska Fish Tickets or NMFS weekly
production reports will be used to
assign legal landings to a groundfish
license.
(E) The Regional Administrator will
specify by letter a 30-day evidentiary
period during which an applicant may
provide additional information or
evidence to amend or challenge the
information in the official record. A
person will be limited to one 30-day
evidentiary period. Additional
information or evidence received after
the 30-day evidentiary period specified
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in the letter has expired will not be
considered for purposes of the initial
administrative determination.
(F) The Regional Administrator will
prepare and send an IAD to the
applicant following the expiration of the
30-day evidentiary period if the
Regional Administrator determines that
the information or evidence provided by
the person fails to support the person’s
claims and is insufficient to rebut the
presumption that the official record is
correct, or if the additional information,
evidence, or revised application is not
provided within the time period
specified in the letter that notifies the
applicant of his or her 30-day
evidentiary period. The IAD will
indicate the deficiencies with the
information, or the evidence submitted
in support of the information. The IAD
will also indicate which claims cannot
be approved based on the available
information or evidence. A person who
receives an IAD may appeal pursuant to
§ 679.43. A person who avails himself or
herself of the opportunity to appeal an
IAD will receive a non-transferable
license pending the final resolution of
that appeal, notwithstanding the
eligibility of that applicant for some
claims based on consistent information
in the official record.
*
*
*
*
*
4. In § 679.5,
a. Revise paragraphs (c)(6)(i),
(c)(6)(v)(C), (e)(3)(iv)(B), (e)(6)
introductory text, (e)(6)(i) introductory
text, (e)(10)(ii), and (e)(10)(iii)
introductory text; and
b. Add paragraph (e)(6)(i)(A)(12) to
read as follows:
§ 679.5
(R&R).
Recordkeeping and reporting
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*
*
*
*
*
(c) * * *
(6) Mothership DCPL —(i)
Responsibility. Except as described in
paragraph (f)(1)(v) of this section, the
operator of a mothership that is required
to have an FFP under § 679.4(b), or the
operator of a CQE floating processor that
receives or processes any groundfish
from the GOA or BSAI from vessels
issued an FFP under § 679.4(b) is
required to use a combination of
mothership DCPL and eLandings to
record and report daily processor
identification information, delivery
information, groundfish production
data, and groundfish and prohibited
species discard or disposition data. The
operator must enter into the DCPL any
information for groundfish received
from catcher vessels, groundfish
received from processors for
reprocessing or rehandling, and
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groundfish received from an associated
buying station documented on a BSR.
*
*
*
*
*
(v) * * *
(C) Vessel information. Name of
mothership, or CQE floating processor
as displayed in official documentation,
FFP or FPP number, and ADF&G
processor code.
*
*
*
*
*
(e) * * *
(3) * * *
(iv) * * *
(B) Groundfish catcher/processor,
mothership or CQE floating processor. If
a groundfish catcher/processor or
mothership, enter the FFP number; if a
CQE floating processor, enter FPP
number.
*
*
*
*
*
(6) Mothership landings report. The
operator of a mothership that is issued
an FFP under § 679.4(b) or a CQE
floating processor that receives
groundfish from catcher vessels
required to have an FFP under § 679.4
is required to use eLandings or other
NMFS-approved software to submit a
daily landings report during the fishing
year to report processor identification
information and the following
information under paragraphs (e)(6)(i)
through (iii) of this section:
(i) Information entered for each
groundfish delivery to a mothership.
The User for a mothership must enter
the following information (see
paragraphs (e)(6)(i)(A)(1) through (12) of
this section) provided by the operator of
a catcher vessel, operator or manager of
an associated buying station, or
information received from processors
for reprocessing or rehandling product.
(A) * * *
(12) Receiving deliveries of
groundfish in the marine municipal
boundaries of a CQE community listed
in Table 21 to this part.
*
*
*
*
*
(10) * * *
(ii) Mothership. The operator of a
mothership that is issued an FFP under
§ 679.4, or the operator of a CQE floating
processor that receives groundfish is
required to use eLandings or other
NMFS-approved software to submit a
production report to record and report
daily processor identification
information, groundfish production
data, and groundfish and prohibited
species discard or disposition data.
(iii) Contents. eLandings autofills the
following fields when creating a
production report for a catcher/
processor or mothership: FFP or FPP
number, company name, ADF&G
processor code, User name, e-mail
address, and telephone number. The
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User must review the autofilled cells to
ensure that they are accurate for the
current report. In addition, the User for
the catcher/processor or mothership
must enter the information in
paragraphs (e)(10)(iii)(A) through (N) of
this section.
*
*
*
*
*
5. In § 679.7,
a. Revise paragraphs (a)(7)(vi), (viii)
and (ix), (a)(15), and (k)(1)(iv); and
b. Add paragraphs (b)(4), (b)(5), (b)(6),
(b)(7), and (k)(2)(ii) to read as follows:
§ 679.7
Prohibitions.
(a) * * *
(7) * * *
(vi) Except as provided in paragraph
(k)(3)(iv) of this section, use a stationary
floating processor with a GOA inshore
processing endorsement to process
pollock harvested in the GOA or Pacific
cod harvested in the Eastern GOA in a
directed fishery for those species in
more than one single geographic
location in the GOA during a fishing
year.
*
*
*
*
*
(viii) Use a vessel operating under the
authority of a groundfish license with a
Pacific cod endorsement to directed fish
for Pacific cod in the Eastern GOA
apportioned to the inshore component
of the GOA as specified under
§ 679.20(a)(6) if that vessel has directed
fished for Pacific cod in the Eastern
GOA apportioned to the offshore
component of the Eastern GOA during
that calendar year.
(ix) Use a vessel operating under the
authority of a groundfish license with a
Pacific cod endorsement to directed fish
for Pacific cod in the Eastern GOA
apportioned to the offshore component
of the Eastern GOA as specified under
§ 679.20(a)(6) if that vessel has directed
fished for Pacific cod in the Eastern
GOA apportioned to the inshore
component of the GOA during that
calendar year.
*
*
*
*
*
(15) Federal processor permit—(i)
Receive, purchase or arrange for
purchase, discard, or process groundfish
harvested in the GOA or BSAI by a
shoreside processor or SFP and in the
Western and Central GOA regulatory
areas, including Federal reporting areas
610, 620, and 630, a CQE floating
processor, that does not have on site a
valid Federal processor permit issued
pursuant to § 679.4(f).
(ii) Receive, purchase or arrange for
purchase, discard, or process groundfish
harvested in the GOA by a CQE floating
processor that does not have on site a
valid Federal processor permit issued
pursuant to § 679.4(f).
*
*
*
*
*
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(b) * * *
(4) Catcher vessel restrictions—(i)
Deliver Pacific cod harvested in the
Western GOA or Central GOA regulatory
area including Federal reporting areas
610, 620, or 630, to a vessel for
processing in a GOA regulatory area
other than the area in which the harvest
occurred.
(ii) Deliver Pacific cod harvested in
the Western GOA or Central GOA
regulatory area, including Federal
reporting areas 610, 620, or 630, to
another vessel for processing unless the
processing vessel carries an operable
NMFS-approved Vessel Monitoring
System that complies with the
requirements in § 679.28(f).
(iii) Deliver Pacific cod harvested in
the Western GOA or adjacent waters
parallel directed fishery to a vessel for
processing in excess of the processing
limits established at § 679.20(a)(12)(iv)
or (v), unless the processing vessel
meets the definition of a stationary
floating processor at § 679.2.
(iv) Deliver Pacific cod harvested in
the Central GOA or adjacent waters
parallel directed fishery in excess of the
processing limits established at
§ 679.20(a)(12)(v), unless the processing
vessel meets the definition of a
stationary floating processor at § 679.2.
(v) Deliver Pacific cod harvested in
the Central GOA or adjacent waters
parallel directed fishery to a vessel for
processing, unless that vessel is
endorsed as a CQE floating processor or
stationary floating processor.
(5) Stationary floating processor
restrictions—(i) Except as provided in
paragraph (k)(3)(iv) of this section, to
use a stationary floating processor to
process Pacific cod at more than one
single geographic location in the GOA
during a fishing year if the Pacific cod
was harvested in a Western or Central
GOA directed fishery within Federal
reporting areas 610, 620, or 630.
(ii) Operate as a stationary floating
processor and as a catcher/processor
during the same calendar year in the
GOA.
(iii) Operate as a stationary floating
processor and as a CQE floating
processor or mothership during the
same calendar year in the GOA.
(6) Parallel fisheries. Use a vessel
designated or required to be designated
on an FFP to catch and process Pacific
cod from waters adjacent to the GOA
when Pacific cod caught by that vessel
is deducted from the Federal TAC
specified under § 679.20(a)(12)(i)(A)(2)
through (6) of this part for the Western
GOA and § 679.20(a)(12)(i)(B)(2)
through (7) of this part for the Central
GOA unless:
(i) That non-trawl vessel is designated
on both:
(A) An LLP license issued under
§ 679.4(k) of this part, unless that vessel
is using jig gear and exempt from the
LLP license requirement under
§ 679.4(k)(2)(iii) of this part. Each vessel
required to have an LLP license must be
designated with the following
endorsements:
(1) The GOA area designation
adjacent to the parallel waters fishery
where the harvest occurred; and
(2) A Pacific cod endorsement.
(B) An FFP issued under § 679.4(b) of
this part with the following
endorsements:
(1) The GOA area designation;
(2) An operational type designation;
(3) A gear type endorsement; and
(4) A Pacific cod gear type
endorsement.
(ii) Or, that trawl vessel is designated
on both:
(A) An LLP license issued under
§ 679.4(k) of this part endorsed for trawl
gear with the GOA area designation
adjacent to the parallel waters fishery
where the harvest occurred, and
(B) An FFP issued under § 679.4(b) of
this part with the following
endorsements:
(1) The GOA area designation;
(2) An operational type designation;
(3) A trawl gear type endorsement;
and
(4) A Pacific cod gear type
endorsement.
(7) Parallel fishery closures. Use a
vessel designated or required to be
designated on an FFP to catch Pacific
cod and retain from waters adjacent to
the GOA when Pacific cod caught by
that vessel is deducted from the Federal
TAC specified under
§ 679.20(a)(12)(i)(A)(2) through (6) of
this part for the Western GOA and
§ 679.20(a)(12)(i)(B)(2) through (7) of
this part for the Central GOA if directed
fishing for Pacific cod is not open.
*
*
*
*
*
(k) * * *
(1) * * *
(iv) Processing GOA groundfish—(A)
Use a listed AFA catcher/processor to
44725
process any pollock harvested in a
directed pollock fishery in the GOA and
any groundfish harvested in Statistical
Area 630 of the GOA.
(B) Use a listed AFA catcher/
processor as a stationary floating
processor for Pacific cod in the GOA
and a catcher/processor during the same
year.
*
*
*
*
*
(2) * * *
(ii) Processing GOA groundfish. Use a
listed AFA mothership as a stationary
floating processor for Pacific cod in the
GOA and a mothership during the same
year.
*
*
*
*
*
6. In § 679.20,
a. Revise paragraphs (a)(6)(ii), (a)(12),
(b)(2)(ii), (c)(4)(ii); and
b. Add paragraphs (c)(4)(iii) and (c)(7)
to read as follows:
§ 679.20
General limitations.
*
*
*
*
*
(a) * * *
(6) * * *
(ii) Eastern GOA Regulatory Area
Pacific cod. The apportionment of
Pacific cod in the Eastern GOA
Regulatory Area will be allocated 90
percent to vessels harvesting Pacific cod
for processing by the inshore
component and 10 percent to vessels
harvesting Pacific cod for processing by
the offshore component.
*
*
*
*
*
(12) GOA Pacific cod TAC —(i)
Seasonal allowances by sector. The
Western and Central GOA Pacific cod
TACs will be seasonally apportioned to
each sector such that: 60 percent of the
TAC is apportioned to the A season and
40 percent of the TAC is apportioned to
the B season, as specified in
§ 679.23(d)(3).
(A) Western GOA Regulatory Area—
Jig sector. A portion of the annual
Pacific cod TAC will be allocated to
vessels with an FFP that use jig gear, as
determined in the annual harvest
specification under paragraph (c)(7) of
this section, before TAC is apportioned
among other non-jig sectors. Other
Pacific cod sector allowances are
apportioned after allocation to the jig
sector based on gear type and operation
type as follows:
Seasonal allowances
Sector
Gear type
Operation type
A season
(1) .....................................
(2) .....................................
(3) .....................................
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Hook-and-Line .................
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Catcher vessel ............................................................
Catcher/Processor ......................................................
Catcher vessel ............................................................
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0.70%
10.90%
27.70%
B season
0.70%
8.90%
10.70%
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Seasonal allowances
Sector
Gear type
Operation type
A season
(4) .....................................
(5) .....................................
(6) .....................................
Trawl ................................
Pot ....................................
Nontrawl ...........................
(B) Central GOA Regulatory Area—Jig
sector. A portion of the annual Pacific
cod TAC will be allocated to vessels
with an FFP that use jig gear, as
Sector
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(1)
(2)
(3)
(4)
(5)
(6)
(7)
determined in the annual harvest
specification under paragraph (c)(7) of
this section, before TAC is apportioned
among other non-jig sectors. Other
Gear type
...............................
...............................
...............................
...............................
...............................
...............................
...............................
Hook-and-Line ............
Hook-and-Line ............
Hook-and-Line ............
Trawl ...........................
Trawl ...........................
Pot ..............................
Nontrawl .....................
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Catcher vessel .................................................
Catcher vessel .................................................
Catcher/Processor ...........................................
Catcher vessel .................................................
Catcher/Processor ...........................................
Catcher Vessel and Catcher/Processor ..........
Any ..................................................................
all incidental and direct catch of Pacific
cod in the Western GOA deducted from
the CV sector’s allocation and gear type
designation corresponding the gear used
by that vessel in the Western GOA.
(D) Holders of C/P licenses eligible to,
and electing to receive a Central CV
endorsement, under the provisions at
§ 679.4(k)(10)(vii)(A) and (B), shall have
all incidental and direct catch of Pacific
cod in the Central GOA deducted from
the CV sector’s allocation and gear type
designation corresponding the gear used
by that vessel in the Central GOA.
(E) NMFS shall determine the length
overall of a vessel operating in the
Central GOA based on the length overall
designated on the FFP assigned to that
vessel.
(iv) Processing caps for FFP licensed
vessels. In the Western GOA, no more
than 2 percent of the total Pacific cod
TAC allocated to the Western GOA
regulatory area can be delivered for
processing to vessels operating under
the authority of an FFP.
(v) Processing caps for FPP licensed
vessel operating as CQE floating
processors. Harvesting vessels may
deliver Pacific cod harvested in the
directed Pacific cod TAC fishery, if the
processing vessel receiving the Pacific
cod—
(A) Does not meet the definition of a
stationary floating processor at § 679.2;
(B) Is operating under the authority of
an FPP license endorsed as a CQE
floating processor;
(C) Is located within the marine
municipal boundaries of a CQE
community in the State waters adjacent
to the Central or Western GOA as
described in Table 21 to this part; and
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0.90%
19.80%
0.00%
1.50%
18.20%
0.00%
Pacific cod sector allowances are
apportioned after allocation to the jig
sector based on gear type, operation
type, and length overall as follows:
Length
overall in
feet
Operation type
(ii) Reapportionment of TAC—(A) The
Regional Administrator may apply any
underage or overage of Pacific cod
harvest by each sector from one season
to the subsequent season. In adding or
subtracting any underages or overages to
the subsequent season, the Regional
Administrator shall consider the
incidental catch and any catch in the
directed fishery by each sector.
(B) Any portion of the hook-and-line,
trawl, pot, or jig sector allocations
determined by the Regional
Administrator to remain unharvested
during the remainder of the fishery year
will be added to the catcher vessel
sectors first. The Regional Administrator
shall consider the capability of gear
groups and sectors to harvest the
reallocated amount of Pacific cod when
reapportioning Pacific cod to other
sectors.
(iii) Catch accounting—(A) Incidental
Pacific cod harvested between the
closure of the A season and opening of
the B season shall be deducted from the
B season TAC apportionment for that
sector.
(B) Each license holder that is
assigned an LLP license with a catcher/
processor operation type endorsement
that is not assigned a catcher vessel
operation type endorsement under the
provisions at § 679.4(k)(10)(vii)(A) and
(B) shall have all incidental and direct
catch of Pacific cod deducted from the
catcher/processor sector allocation and
gear type designation corresponding to
the gear used by that vessel.
(C) Holders of catcher/processor
licenses assigned a Western GOA CV
endorsement, under the provisions at
§ 679.4(k)(10)(vii)(A) and (B), shall have
VerDate Mar<15>2010
Catcher/Processor ......................................................
Catcher Vessel and Catcher/Processor .....................
Any .............................................................................
B season
<50 ..........
≥50 ...........
Any ..........
Any ..........
Any ..........
Any ..........
Any ..........
Seasonal allowances
A season
9.31552%
5.60935%
4.10684%
21.13523%
2.00334%
17.82972%
0.00%
B season
5.28678%
1.09726%
0.99751%
20.44888%
2.19451%
9.97506%
0.00%
(D) The total amount of Pacific cod
received or processed by all CQE
floating processors does not exceed—
(1) 3 percent of the total Western GOA
Pacific cod TAC; or
(2) 3 percent of the total Central GOA
Pacific cod TAC.
*
*
*
*
*
(b) * * *
(2) * * *
(ii) Pacific cod reapportionment. Any
amounts of the GOA reserve that are
reapportioned to the GOA Pacific cod
fishery as provided by paragraph (b) of
this section must be apportioned in the
same proportion specified in paragraphs
(a)(6)(ii) and (a)(12)(i) of this section.
*
*
*
*
*
(c) * * *
(4) * * *
(ii) GOA pollock. The annual harvest
specifications will specify the allocation
of GOA pollock for processing by the
inshore component in the GOA and the
offshore component in the GOA, and
any seasonal allowances thereof, as
authorized under paragraphs (a)(5) and
(a)(6) of this section.
(iii) Eastern GOA Pacific cod. The
annual harvest specifications will
specify the allocation of Eastern GOA
Pacific cod for processing by the inshore
component and the offshore component,
and any seasonal allowances thereof, as
authorized under paragraph (a)(6) of this
section.
*
*
*
*
*
(7) Western and Central GOA Pacific
cod allocations. The proposed and final
harvest specifications will specify the
allocation of GOA Pacific cod among
gear types and any seasonal allowances
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44727
§ 679.21 Prohibited species bycatch
management.
(2) Catcher/processors using hookand-line gear will be apportioned part of
the GOA halibut PSC limit in proportion
to the total Western and Central GOA
Pacific cod allocations, where X is equal
to annual TAC, as follows—
(3) No later than November 1, any
halibut PSC limit allocated under
paragraph (d)(4)(iii)(B) of this section
not projected by the Regional
Administrator to be used by one of the
hook-and-line sectors during the
remainder of the fishing year will be
made available to the other sector.
(5) * * *
(iv) Seasonal apportionment
exceeded. If a seasonal apportionment
of a halibut PSC limit specified for
trawl, hook-and-line, pot gear, and/or
operational type is exceeded, the
amount by which the seasonal
apportionment is exceeded will be
deducted from the respective
apportionment for the next season
during a current fishing year.
*
*
*
*
*
(7) * * *
(ii) Hook-and-line fisheries. If, during
the fishing year, the Regional
Administrator determines that U.S.
fishing vessels participating in any of
the three hook-and-line gear and
operational type fishery categories listed
under paragraph (d)(4)(iii) of this
section will catch the halibut bycatch
allowance, or apportionments thereof,
specified for that fishery category under
paragraph (d)(1) of this section, NMFS
will publish notification in the Federal
Register closing the entire GOA or the
applicable regulatory area, district, or
operation type to directed fishing with
hook-and-line gear for each species and/
or species group that comprises that
fishing category.
*
*
*
*
*
8. In § 679.23,
a. Remove and reserve paragraph
(d)(4);
b. Revise paragraph (d)(3)(i)
introductory text; and
c. Add paragraph (d)(3)(iii) to read as
follows:
§ 679.28 Equipment and operational
requirements.
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*
*
*
*
(d) * * *
(4) * * *
(iii) * * *
(B) Other hook-and-line fishery.
Fishing with hook-and-line gear during
any weekly reporting period that results
in a retained catch of groundfish and is
not a demersal shelf rockfish fishery
§ 679.23
Seasons.
*
*
*
*
*
(d) * * *
(3) * * *
(i) Hook-and-line or pot gear. Subject
to other provisions of this part, directed
fishing for Pacific cod with hook-andline or pot gear in the Western and
Central GOA Regulatory Areas is
authorized only during the following
two seasons:
*
*
*
*
*
(iii) Jig gear. Subject to other
provisions of this part, directed fishing
for Pacific cod with jig gear in the
Western and Central GOA Regulatory
Areas is authorized only during the
following two seasons:
(A) A season. From 0001 hours, A.l.t.,
January 1 through 1200 hours, A.l.t.,
June 10 or when the jig A season
allocation is reached, whichever occurs
first;
(B) B season. From 1200 hours, A.l.t.,
June 10 through 2400 hours, A.l.t.,
December 31 or when the jig B season
allocation is reached, whichever occurs
first.
(4) [Reserved]
*
*
*
*
*
9. In § 679.28,
a. Revise paragraphs (f)(6)(iii) and
(f)(6)(iv); and
b. Add paragraph (f)(6)(v) to read as
follows:
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*
*
*
*
*
(f) * * *
(6) * * *
(iii) You operate a vessel required to
be Federally permitted with non-pelagic
trawl or dredge gear onboard in
reporting areas located in the GOA or
operate a Federally permitted vessel
with non-pelagic trawl or dredge gear
onboard in adjacent State waters;
(iv) When that vessel is required to
use functioning VMS equipment in the
Rockfish Program as described in
§ 679.7(n)(3); or
(v) You operate a vessel in Federal
reporting areas 610, 620, or 630, and
receive and process groundfish from
other vessels.
*
*
*
*
*
PART 680—SHELLFISH FISHERIES OF
THE EXCLUSIVE ECONOMIC ZONE
OFF ALASKA
10. The authority citation for 50 CFR
part 680 continues to read as follows:
Authority: 16 U.S.C. 1862; Pub. L. 109–
241; Pub. L. 109–479.
11. In § 680.22, revise paragraph (d)
introductory text to read as follows:
§ 680.22 Sideboard protections for GOA
groundfish fisheries.
*
*
*
*
*
(d) Determination of GOA groundfish
sideboard ratios. Sideboard ratios for
each GOA groundfish species other than
fixed-gear sablefish, species group,
season, gear type, and area, for which
annual specifications are made, are
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*
defined under paragraph (d)(4)(iii)(A) of
this section, as follows—
(1) Catcher vessels using hook-andline gear will be apportioned part of the
GOA halibut PSC limit in proportion to
the total Western and Central GOA
Pacific cod allocations, where X is equal
to annual TAC, as follows—
EP26JY11.003
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thereof, as authorized under paragraph
(a)(12) of this section.
*
*
*
*
*
7. In § 679.21,
a. Remove paragraph (d)(4)(iii)(B);
b. Redesignate paragraph (d)(4)(iii)(C)
as paragraph (d)(4)(iii)(B); and
c. Revise newly redesignated
paragraph (d)(4)(iii)(B), and paragraphs
(d)(5)(iv) and (d)(7)(ii), to read as
follows:
44728
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established according to the following
formulas:
*
*
*
*
*
[FR Doc. 2011–18317 Filed 7–25–11; 8:45 am]
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BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 76, Number 143 (Tuesday, July 26, 2011)]
[Proposed Rules]
[Pages 44700-44728]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-18317]
[[Page 44699]]
Vol. 76
Tuesday,
No. 143
July 26, 2011
Part III
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Parts 679 and 680
Fisheries of the Exclusive Economic Zone Off Alaska; Pacific Cod
Allocations in the Gulf of Alaska; Amendment 83; Proposed Rule
Federal Register / Vol. 76 , No. 143 / Tuesday, July 26, 2011 /
Proposed Rules
[[Page 44700]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Parts 679 and 680
[Docket No. 100107012-1352-02]
RIN 0648-AY53
Fisheries of the Exclusive Economic Zone Off Alaska; Pacific Cod
Allocations in the Gulf of Alaska; Amendment 83
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes a rule to implement Amendment 83 to the Fishery
Management Plan for Groundfish of the Gulf of Alaska (GOA). If
approved, Amendment 83 would allocate the Western and Central GOA
Pacific cod total allowable catch (TAC) limits among various gear and
operational sectors. Sector allocations would limit the amount of
Western and Central GOA Pacific cod that each sector is authorized to
harvest. This action would reduce competition among sectors and support
stability in the Pacific cod fishery. This rule would also limit access
to the Federal Pacific cod TAC fisheries prosecuted in State waters,
commonly known as the parallel fishery, adjacent to the Western and
Central GOA. This action is intended to promote community participation
and provide incentives for new entrants in the jig sector. It also
promotes the goals and objectives of the Magnuson-Stevens Fishery
Conservation and Management Act, the Fishery Management Plan, and other
applicable laws.
DATES: Written comments must be received no later than 5 p.m. Alaska
local time (A.l.t.) September 9, 2011.
ADDRESSES: Send comments to Glenn Merrill, Assistant Regional
Administrator, Sustainable Fisheries Division, Alaska Region, NMFS,
Attn: Ellen Sebastian. You may submit comments, identified by ``RIN
0648-AY53'', by any one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal at https://www.regulations.gov.
Fax: 907-586-7557, Attn: Ellen Sebastian.
Mail: P.O. Box 21668, Juneau, AK 99802.
Hand delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.regulations.gov without
change. All Personal Identifying Information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information.
NMFS will accept anonymous comments (enter N/A in the required
fields, if you wish to remain anonymous). You may submit attachments to
electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF
file formats only. Electronic copies of the Environmental Assessment/
Regulatory Impact Review/Initial Regulatory Flexibility Analysis (EA/
RIR/IRFA) prepared for this action may be obtained from https://www.regulations.gov or from the Alaska Region Web site at https://alaskafisheries.noaa.gov.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule may be submitted to NMFS at the above address, e-mailed
to OIRA_Submission@omb.eop.gov, or faxed to 202-395-7285.
FOR FURTHER INFORMATION CONTACT: Seanbob Kelly, 907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the groundfish fisheries in the
U.S. exclusive economic zone (EEZ) of the Gulf of Alaska (GOA) under
the Fishery Management Plan for Groundfish of the GOA (FMP). The North
Pacific Fishery Management Council (Council) prepared, and NMFS
approved, the FMP under the authority of the Magnuson-Stevens Fishery
Conservation and Management Act (MSA), 16 U.S.C. 1801 et seq.
Regulations governing U.S. fisheries and implementing the FMP appear at
50 CFR parts 600 and 679.
The Council has submitted Amendment 83 for review by the Secretary
of Commerce (Secretary), and a notice of availability of the FMP
amendment was published in the Federal Register (76 FR 37763) on June
28, 2011, with written comments on the FMP amendment invited through
August 29, 2011. Comments may address the FMP amendment, the proposed
rule, or both, but must be received by NMFS, not just postmarked or
otherwise transmitted, by 5 p.m. Alaska local time (A.l.t.) on
September 9, 2011, to be considered in the approval/disapproval
decision on the FMP amendment. All comments received by that time,
whether specifically directed to the amendment or the proposed rule,
will be considered in the decision to approve, partially approve, or
disapprove the proposed amendment. Comments received after the comment
period for the amendment will not be considered in that decision.
Table of Contents
I. GOA Pacific Fishery
A. Background
B. Current Apportionments in the GOA Pacific Cod TAC Fisheries
C. Current Harvest in the GOA Pacific Cod Fisheries
II. Current Management of the GOA Pacific Cod Fisheries
A. GOA Federal Fisheries
1. Federal Fisheries Permit (FFP)
2. License Limitation Program (LLP)
3. Federal Processor Permit (FPP)
B. GOA Parallel Fisheries
C. GOA State Waters Fisheries
III. Need for Action
A. Rationale for Amendment 83
B. Problem Statement
C. Amendment 83 History
IV. Description of the Proposed Action
A. Affected GOA Regulatory Areas
B. Sector Designations by Area
C. Qualifying Catch History
V. Allocation of Total Allowable Catch (TAC)
A. Allocations to the Jig Sector
1. Example of TAC Allocations to the Jig Sector
B. Seasonal Sector Allocations by Area to Non-Jig Sector
Participants
1. Example of Allocations to Fishery Participants
C. Reallocation of Unharvested Pacific Cod Among Sectors
VI. Prohibited Species Catch (PSC) Allocations
A. General Description
1. Example of PSC Calculations
VII. Pacific Cod Sideboard Limits in the GOA
VIII. Community Protection Measures
A. Proposed Community Protection Provisions
B. Description of Community Quota Entity (CQE) Communities
C. Definition of Stationary Floating Processors
IX. License Requirements
A. Participants in the Parallel Fisheries
B. Western and Central GOA Catcher Vessel Endorsements
X. Monitoring and Enforcement
XI. Summary of Regulatory Changes
XII. Classification
I. GOA Pacific Fishery
A. Background
Pacific cod (Gadus macrocephalus) is a valuable fish resource in
the GOA and is second to walleye pollock (Theragra chalcogramma) as the
dominant species of the commercial groundfish catch in the GOA. As one
of the most valuable
[[Page 44701]]
fish species in the GOA, Pacific cod is the primary species targeted by
vessels using pot and hook-and-line gear and is an important species
for vessels using the trawl gear. Smaller amounts of Pacific cod are
taken by vessels using jig gear.
Section 301(a)(1) of the MSA, also known as National Standard 1,
states that conservation and management measures shall prevent
overfishing while achieving, on a continuing basis, the optimum yield
from each fishery for the U.S. fishing industry. Each year, the Council
recommends harvest specifications to the Secretary. These
specifications establish an overfishing level, acceptable biological
catch (ABC), and total allowable catch (TAC) for Pacific cod among the
Western, Central, and Eastern GOA regulatory areas. The GOA Pacific cod
ABC is apportioned between fisheries managed exclusively by the State
of Alaska (State) and fisheries managed by NMFS. The State manages a
parallel Pacific cod fishery and a Guideline Harvest Level (GHL)
fishery in the State waters adjacent to the GOA regulatory areas.
(State-managed Pacific cod fisheries are explained in more detail in
section II of this preamble.)
The State establishes a GHL for Pacific cod based on a percentage
of the ABC for Pacific cod, and this GHL is available for harvest
exclusively within State waters. The State GHL Pacific cod fisheries
are divided into five separate areas (see Figure 1). The combined State
GHL fisheries for Pacific cod are not allowed to harvest more than 25
percent of the combined Western, Central, and Eastern GOA Pacific cod
ABCs (76 FR 11111, March 1, 2011).
Figure 1. Map of State GHL Pacific cod management areas (South Alaska
Peninsula, Chignik, Kodiak, Cook Inlet, and Prince William Sound) and
Federal regulatory areas (Western, Central, and Eastern) in the GOA.
[GRAPHIC] [TIFF OMITTED] TP26JY11.002
After accounting for the State GHL fisheries, the remaining ABC in
the Central and Western GOA is managed under a Federal TAC limit. The
Council recommends each TAC so that total harvests under the State GHL
and Federal TAC fisheries are slightly below the ABC to ensure that the
ABC is not exceeded, as displayed below in Table 1. The Council
recommends TACs for the Western, Central, and Eastern GOA Pacific cod
fisheries with the goal of providing a conservatively managed
sustainable yield in each of these three regulatory areas. In each
Federal regulatory area, the State GHL portion of the ABC is applicable
only to the harvest of Pacific cod in the State waters fisheries, while
the TAC applies to both the Federal fisheries prosecuted in the EEZ and
State-managed parallel fisheries for GOA Pacific cod.
Table 1--The Portion of the 2011 ABC That NMFS Allocated to the Pacific Cod Fisheries and Processor Components
by GOA Regulatory Area. NMFS Does Not Further Allocate Pacific COD GHL to State Management Areas.
----------------------------------------------------------------------------------------------------------------
For processing by For processing by
Regulatory area State GHL TAC fisheries the inshore the offshore
fisheries component component
----------------------------------------------------------------------------------------------------------------
Western GOA..................... 8.75% 26.25% 23.63% 2.62%
Central GOA..................... 15.50 46.50 41.85 4.65
Eastern GOA..................... 0.75 2.25 2.03 0.22
----------------------------------------------------------------------------------------------------------------
[[Page 44702]]
While the directed fisheries for Pacific cod in Federal waters (3
nm to 200 nm) are open, directed fisheries for Pacific cod in State
waters (0 to 3 nm) are open concurrently. These fisheries in State
waters, referred to as the parallel fisheries, are prosecuted under
virtually the same rules as the Federal fisheries, with catch accrued
against the Federal TAC. State GHL fisheries are typically open when
Federal/parallel fisheries are closed and are prosecuted in State
waters. Each fishery is described in more detail in section II of this
preamble.
B. Current Apportionments in the GOA Pacific Cod TAC Fisheries
Historically, the majority of the GOA Pacific cod TAC has been
apportioned to the Central GOA regulatory area, with smaller
apportionments made to the Western--and even less to the Eastern--
regulatory areas. For example, in the 2011 fishing year the Council
recommended that 62 percent of the GOA TAC be allocated to the Central
GOA (40,362 mt), 35 percent to the Western GOA (23,785 mt), and 3
percent to the Eastern GOA (1,953 mt) (76 FR 11111, March 1, 2011). In
the Western and Central GOA regulatory areas, 60 percent of the annual
TAC is apportioned to the A season for hook-and-line, pot, and jig gear
from January 1 through June 10, and for trawl gear from January 20
through June 10; and forty percent of the annual TAC is apportioned to
the B season for hook-and-line, pot, and jig gear from September 1
through December 31, and for trawl gear from September 1 through
November 1 (Sec. Sec. 679.20(a)(12) and 679.23(d)(3)). The Eastern GOA
has no seasonal apportionments.
All directed fishing allowance and incidental catch of Pacific cod
that may occur in other groundfish fisheries that accrues before June
10 are managed such that total harvest in the A season is no more than
60 percent of the annual TAC. This management methodology began in 2001
to meet the intent of the Steller sea lion protection measures (66 FR
7276, January 22, 2001) by temporally dispersing the Pacific cod
removals, thereby reducing the likelihood of harvest in the A season
exceeding 60 percent of the annual TAC. The GOA Pacific cod A season
directed fishery must close by June 10, but NMFS usually closes the
season much earlier, when the directed fishing allowance has been
harvested. Managers attempt to time the A season closure to leave a
sufficient portion of the A season TAC for incidental catch of Pacific
cod in other directed fisheries. Any A season overage or incidental
catch between the end of the A season (June 10) and the beginning of
the B season (September 1) counts towards the B season TAC. The B
season ends on November 1 for trawl vessels and on December 31 for non-
trawl gear vessels, unless the directed fishing allowance is reached
earlier, or specific limits on the amount of Pacific halibut mortality
are reached.
The Pacific halibut annual mortality limit is commonly known as the
halibut prohibited species catch (PSC) limit. The halibut PSC limit
ensures that the groundfish fisheries do not exceed a maximum amount of
halibut mortality in specific groundfish fisheries, including Pacific
cod in the GOA.
In the GOA Federal regulatory areas, all incidentally caught
Pacific cod must be retained during the directed Pacific cod season.
When the directed fishing for Pacific cod is closed, incidentally
caught Pacific cod in Federal waters (3 nm to 200 nm off Alaska), can
only be retained up to a maximum retainable amount (MRA) established at
20 percent (Sec. 679.20(e)(1)). The MRA limits the amount of catch for
species not open for directed fishing that may be retained to a
percentage of those species open for directed fishing. Vessels fishing
in the halibut and sablefish individual fishing quota (IFQ) fisheries
are required to retain Pacific cod up to the MRA (see Sec.
679.27(c)(2)), unless NMFS has prohibited the retention of this species
(see Sec. 679.7(f)(8)(i)(B)).
Pacific cod in the GOA is further apportioned on the basis of
processor component (inshore and offshore) and season, as specified at
Sec. 679.20(d)(1). Under Amendment 23 to the GOA FMP (57 FR 23321,
June 3, 1992), 90 percent of the Western, Central, and Eastern TAC is
allocated to vessels catching Pacific cod for processing by the inshore
component and 10 percent to vessels catching Pacific cod for processing
by the offshore component. The inshore component is composed of three
types of processors: (1) Shoreside plants, (2) stationary floating
processors (SFP), and (3) vessels with catcher/processor (C/P)
endorsements less than 125 ft (45.7 m) in length overall (LOA) that
process less than 126 mt (round weight) per week of inshore pollock and
Pacific cod, combined. The owners and operators of SFPs and C/Ps less
than 125 feet, including mothership vessels less than 125 ft (45.7 m)
LOA with C/P endorsements, can elect to participate in the inshore
component of the fishery on an annual basis. Similarly, C/P's and
motherships less than 125 ft (45.7 m) LOA may choose to participate in
the offshore component.
Motherships are vessels that receive and process catch from other
vessels. Motherships may be vessels that only process catch received
from other vessels, or they may also operate as C/Ps. The offshore
component includes all vessels that process groundfish harvested in the
GOA and that are not included in the inshore component. For example,
all motherships, including those less than 125 ft (45.7 m) LOA, not
endorsed as a C/P are ineligible for an inshore processing endorsement
on their Federal fishing permit and are, by default, part of the
offshore component.
C. Current Harvest in the GOA Pacific Cod Fishery
During some recent years, the annual GOA Pacific cod TACs allocated
to the offshore sector have not been fully harvested. Inshore TACs
typically have been fully harvested in the Central GOA. Harvests in the
Western GOA have increased in recent years from only 68 percent of the
inshore TACs harvested in 2006, to 99 percent and 101 percent of the
inshore TAC harvested in 2009 and 2010, respectively. Similarly, the
Eastern GOA regulatory area experienced recent increases in harvest of
Pacific cod from 13 percent of the TAC in 2008 to 50 percent of the TAC
in 2010. Beginning in 2004, a substantial proportion of the offshore
TACs in each regulatory area has not been harvested. Inseason
management has opened the offshore TACs concurrently with the inshore
TACs, but has closed the offshore TACs when the Bering Sea and Aleutian
Islands Management Area (BSAI) Pacific cod A season fisheries ended to
prevent overharvest of the A season TAC by the BSAI C/P fleet. In 2003,
the Western GOA offshore A season was open to the BSAI C/P fleet, and
the Western GOA offshore A season TAC was overharvested (220 percent).
As a result, the 2003 Western GOA offshore B season was not opened.
The following summary of Pacific cod harvests in the GOA, by
sector, combines harvest data from State and Federal waters. Vessels
using trawl gear harvested the largest share of the catch in every year
from 1991 through 2002, except in 2000. Trawl landings of Pacific cod
peaked in 1990 and 1991, at nearly 60,000 mt per year, and declined to
less than 20,000 mt in recent years. Since 1990, hook-and-line harvests
have fluctuated between 6,000 mt and 15,000 mt per year. Vessels using
pot gear began to make significant landings in the early 1990s. Pot and
jig landings have increased substantially since 1997 when the State
implemented a Pacific cod GHL fishery, which generally
[[Page 44703]]
allows the use of only pot and jig gear. In each year since 2003,
vessels using pot gear harvested the largest single-gear share of the
catch. Most of the Pacific cod harvested by jig vessels from 1995
through 2000 occurred prior to June 10 (93 percent to 94 percent);
however, these portions declined to 25 percent in the Western GOA and
69 percent in the Central GOA during recent years.
Total harvests of Pacific cod by all sectors peaked in 1999 at
nearly 82,000 mt, and were as low as 48,000 mt in 2005 and 2006. Total
Federal catch as a percentage of the Federal TAC has increased in
recent years; however, the portion harvested generally declined in the
years following the implementation of regulations to protect Steller
sea lions in 2001.
II. Current Management of the GOA Pacific Cod Fisheries
A. GOA Federal Fisheries
To meet the management objectives for GOA Pacific cod fisheries and
the harvest targets set during the harvest specification process
pursuant to Sec. 679.20(a), NMFS requires vessel operators fishing in
Federal waters to comply with various restrictions, including fishery
time and area closures and halibut PSC limits. In addition, groundfish
harvests by several other groups of vessels have limits, known as
sideboards, placed on their catches of Pacific cod in Federal waters
and in State waters during the State parallel fisheries in the GOA.
Groups with sideboards include: (1) Catcher vessels (CVs) that
qualified under the American Fisheries Act (AFA); (2) crab vessels that
received crab quota share (QS) under the Crab Rationalization Program
(70 FR 10174, March 2, 2005) and are not otherwise subject to sideboard
limitations under the AFA; and (3) vessels that are subject of the
Amendment 80 program (72 FR 52668; September 14, 2007). Similarly,
trawl CVs that also participate in the Rockfish program are allocated
2.09 percent of the Central GOA regulatory area Pacific cod TAC to
support incidental catch of Pacific cod by cooperatives in the rockfish
fisheries.
Section 679.64 establishes groundfish harvesting and processing
sideboard limits on AFA C/Ps and CVs in the GOA. The sideboard limits
are necessary to protect the interest of fishermen and processors who
do not directly benefit through the AFA from those fishermen and
processors who receive exclusive harvesting and processing privileges
under the AFA. AFA CVs that qualify under Sec. 679.64(b)(2)(ii) are
exempt from GOA sideboard limits. Sideboard limits for non-exempt AFA
CVs operating in the GOA are calculated based on their traditional
harvest levels of TAC in groundfish fisheries covered by the FMP.
Sideboard limits also restrict vessels participating in the BSAI snow
crab fishery from using the increased flexibility provided by the Crab
Rationalization Program (70 FR 10174, March 2, 2005) from expanding
their level of participation in the GOA groundfish fisheries. Non-AFA
crab vessels that fished snow crab from 1996-2000 and any vessels
fishing under the authority of groundfish licenses derived from those
vessels are restricted to their collective historical landings in most
GOA groundfish fisheries, as described in 50 CFR 680.22(d) and (e).
Some affected vessels also are subject to another type of sideboard;
these vessels are restricted from participating in the directed fishery
for Pacific cod in the GOA, as described at Sec. 680.22(a)(2).
Targeted and incidental catch of sideboard species made by both non-
exempt AFA and non-AFA crab vessels are deducted from their respected
sideboard limits. NMFS calculates and publishes sideboard limits
annually as part of the harvest specifications process.
To monitor compliance with catch limits, PSC limits, and sideboard
regulations, NMFS requires various permits that authorize or limit
access to the groundfish fisheries, such as a Federal fisheries permit
(FFP), license limitation program (LLP) license, and Federal processor
permit (FPP).
1. Federal Fisheries Permit (FFP)
All vessels participating in the GOA Pacific cod fishery, including
motherships operating in the EEZ of the GOA, are required to have an
FFP onboard the vessel at all times (see Sec. 679.4(b)(9)). An FFP
authorizes a vessel owner to deploy a vessel to conduct operations in
the GOA or BSAI under the following categories: catcher vessel,
catcher/processor, mothership, tender vessel, or support vessel. A
vessel may not be operated in a category other than the ones specified
on the FFP. Owners and operators of harvesting vessels that
participated in the GOA Pacific cod fisheries, except vessels using jig
gear, are required to have an FFP endorsement for the species and
regulatory area(s) in which the fishery is prosecuted. However, to
participate in the offshore component of the GOA Pacific cod fishery as
a mothership, only a mothership and area endorsement are required.
An FFP can include many endorsements, such as type of gear (e.g.
pot, hook-and-line, and trawl), vessel operation category, and
regulatory area (e.g., GOA) in which a permitted vessel is eligible to
fish, and in some fisheries a species endorsement. For example, to
harvest Pacific cod in the GOA Federal fisheries, the harvesting vessel
must be designated on an FFP with endorsements that indicate the gear
type used to prosecute the fishery. A GOA inshore processing
endorsement is available for C/Ps under 125 feet (45.7 m.) LOA that
wish to process GOA inshore Pacific cod; vessels exclusively endorsed
as motherships that do not harvest groundfish in the GOA are not
eligible to participate in the inshore component of the GOA Pacific cod
fishery under the authority of an FFP.
The operators of harvesting vessels that possess an FFP are
required to comply with NMFS observer coverage requirements (Sec.
679.50(a)). In addition, Federally permitted vessels participating in a
pollock or Pacific cod fishery in the GOA are required to have onboard
a transmitting vessel monitoring system (VMS), as described at Sec.
679.28(f)(6). A VMS consists of a NMFS-approved transmitter that
automatically determines a vessel's position and transmits that
information to NMFS. While Pacific cod directed fisheries are open, all
harvesting vessels with an FFP endorsed with a hook and line, pot, or
trawl Pacific cod endorsement are required to have an operational VMS,
regardless of where the vessel is fishing at the time or what the
vessel is targeting, as described at Sec. 679.28(f)(6). Thus, a VMS is
required of all vessels with an FFP endorsed with a Pacific cod hook
and line, pot, or trawl gear while fishing in the adjacent State waters
(0 to 3 nm). However, vessels fishing exclusively in State waters are
not required to be designated on an FFP, and the operator of such a
vessel is not subject to NMFS observer, VMS, or recordkeeping and
reporting requirements unless specified by the State.
FFPs are issued on a 3-year cycle. Each permit is in effect from
the date of issuance through the end of the 3-year cycle. A vessel
operator with an FFP can surrender the permit at any time and have the
FFP reissued any number of times within the 3-year cycle. This
flexibility is intended to provide a vessel owner with opportunities to
participate in State waters fisheries, for which no FFP is required,
without having to comply with the Federal requirements for operators of
harvesting vessels designated on an FFP.
While any vessel owner can apply for an FFP with any combination of
mothership, C/P, CV, area, gear, or
[[Page 44704]]
species endorsements, an FFP with a specific set of endorsements, by
itself, does not necessarily authorize the operator or the vessel to
participate in the Pacific cod fishery in the GOA. As in most fisheries
in Federal waters, an LLP license also is required to participate in
the GOA Pacific cod fishery.
2. License Limitation Program (LLP)
Prior to the establishment of the current LLP requirement, several
management measures limited participation in the Federal GOA Pacific
cod fisheries. Regulations restricting new vessels from entry into the
groundfish fisheries were established in 1995 (60 FR 40763, August 10,
1995). Also, the AFA, signed into law on October 21, 1998 (Pub. L. 105-
277), prohibited C/Ps that qualified under the AFA (AFA C/Ps) from
fishing in the GOA. The current LLP requirements were implemented under
Amendment 41 to the FMP (63 FR 52642, October 1, 1998). This action
further limited entry into most fisheries prosecuted in Federal waters,
and established a 52,600 nm trawl closure in Eastern GOA regulatory
area.
Effective since 2000, a groundfish LLP license authorizes a vessel
to be used in a directed fishery for groundfish. Vessel operators
fishing for groundfish must have an LLP license onboard at all times
the vessel is engaged in fishing activities. LLP licenses are issued by
NMFS to qualified persons, and an LLP license authorizes a license
holder to deploy a vessel to conduct direct fishing for groundfish. In
the GOA Pacific cod fisheries, several endorsements are required to be
specified on an LLP license, such as vessel operation type, area, gear
designation, and maximum length overall (MLOA). Several exemptions to
the LLP requirement are listed at Sec. 679.4(k)(2), including an
exemption for specific jig vessels less than or equal to 60 feet (18.3
m) LOA.
Unlike the FFP, the endorsements on an LLP license are not
generally severable from the license. An LLP license, with its
associated endorsements, can be reassigned to a different vessel only
once per year. In general, a vessel is authorized to only use gear
consistent with the gear designation on the LLP. However, like FFPs,
vessels fishing in the parallel fisheries are not required to be
designated on an LLP license because these fisheries occur only in
State waters.
3. Federal Processor Permit (FPP)
Federal processor permits (FPPs) may be issued for shoreside
processors and stationary floating processors (SFPs). SFPs are vessels
of the United States operating as processors in the Alaska State waters
that remain anchored or otherwise remain stationary in a single
geographic location while receiving or processing groundfish harvested
in the GOA or BSAI. An FPP is required for shoreside processors and
SFPs that receive and/or process groundfish harvested from Federal
waters or from any Federally-permitted vessels. FPPs are non-
transferable, 3-year permits issued to owners on request and without
charge. These permits are authorized at Sec. 679.4(f).
Owners of SFPs may apply for a GOA inshore processing endorsement
on their FPP. This endorsement is required to process GOA inshore
Pacific cod and pollock. SFPs that hold an inshore processing
endorsement are prohibited from processing GOA Pacific cod in more than
one single geographic location in the GOA during a fishing year.
Although FPPs can be surrendered at anytime during a fishing year, a
GOA inshore processing endorsement cannot be rescinded for the duration
of a fishing year. It may be changed for the next fishing year by
submitting an application for permit amendment prior to the beginning
of that fishing year. Vessels holding the GOA inshore processing
endorsement face additional operating restrictions described at Sec.
679.7. During any calendar year, an FPP permit holder operating in the
GOA can only operate as part of the ``inshore component in the GOA,''
as defined at Sec. 679.2. All vessels participating in the GOA
groundfish fisheries are restricted from operating in both the
``offshore component in the GOA'' and the ``inshore component in the
GOA'' during the same calendar year, as prohibited at Sec.
679.7(a)(7)(iv) and (v). For example, during a calendar year an owner
of an FFP issued a GOA inshore processing endorsement on their FPP
cannot also hold an FFP that authorizes the license holder to conduct
operations in the GOA as a catcher vessel, catcher/processor,
mothership, tender vessel, or support vessel for groundfish. Similarly
an FFP license holder with a GOA catcher/processor endorsement cannot
be used as a SFP in the ``inshore component of the GOA'' unless it
first surrenders its FFP and is issued an FPP that meets the permitting
requirements to operate at as SFP at a single geographic location in
the GOA.
B. GOA Parallel Fisheries
During the Federal Pacific cod TAC fisheries, the State creates a
parallel Pacific cod fishing season by generally adopting NMFS
management actions in State waters; however, trawl gear is generally
not allowed within State waters of the GOA. The State has management
authority for groundfish resources within State waters, and the
Commissioner of the Alaska Department of Fish and Game (ADF&G) opens
parallel fisheries through emergency order under the Parallel
Groundfish Fishery Emergency Order Authority at 5 AAC 28.086. These
emergency orders establish parallel fishing seasons that allow vessels
to fish for groundfish, including Pacific cod, within State waters with
the same season as the Federal seasons. In addition, the Commissioner
is authorized to open or close the fisheries under emergency order to
adapt to unanticipated openings or closures of the Federal fisheries.
There are no limits on the proportion of the Pacific cod TAC that may
be harvested in State waters.
C. GOA State Waters Fisheries
In 1997, the State began managing Pacific cod fisheries inside of 3
nm (referred to as the State waters fisheries or State GHL fisheries)
that are generally open when the Federal and parallel fisheries are
closed. The State waters Pacific cod seasons are managed under five
Pacific cod management plans under the authority of State regulation.
In the Prince William Sound (PWS) (5 AAC 28.267), the Kodiak (5 AAC
28.467) and the South Alaska Peninsula (5 AAC 28.577) management areas,
the State waters Pacific cod fisheries open seven days after the
Federal inshore A season for the respective regulatory area closes. The
Cook Inlet Pacific cod fishery is authorized under 5 AAC 28.367 to open
24 hours after the Central GOA inshore A season closes, and the opening
date for the Pacific cod fishery in the Chignik Area is set in
regulation as March 15 (5 AAC 28.537). The State waters fisheries close
when the GHL is harvested, or when the Commissioner closes the fishery
under emergency order, on December 31, or whichever occurs later.
Closing of the State waters fisheries typically occurs by August 31 to
coincide with the opening of the B season parallel/Federal fishing
season, as described in more detail in section 2.1.2 of the EA/RIR/IRFA
for this action (see ADDRESSES).
The GOA Pacific cod State waters fisheries are allocated a
specified portion of the Federal ABC. State waters fisheries' portions
are managed by the Alaska Department of Fish and Game (ADF&G) toward a
GHL, which limits catch in the fishery in a manner similar to
management of the Federal TAC. If a GHL is fully harvested, the GHL can
be increased on an annual basis up to 25
[[Page 44705]]
percent of the Pacific cod ABC in each GOA regulatory area, the maximum
level permitted by State regulation. In 1997, 15 percent of the Pacific
cod ABC in each of the three GOA regulatory areas was allocated among
the State waters fisheries. Since then, allocations of Pacific cod GHL
in the State waters fisheries have increased to 25 percent of the ABCs
in each regulatory area. Allocations of GHL to the Eastern GOA have
fluctuated in recent years. In 2004, the Eastern GOA GHL was lowered to
10 percent of the ABC because that allocation had not been fully
utilized by the fishery. The portion of the ABC allocated to the State
waters fishery was increased to 15 percent in 2010, and 25 percent in
2011, in response to increased fishing effort and catch in the State
waters fishery in the Eastern GOA.
State waters fisheries have gear and vessel-length restrictions.
The GOA State waters Pacific cod fisheries are open to only pot and jig
gear in all GOA State management areas except in Prince William Sound,
which has allowed longline gear since 2009. In several areas, vessel
size restrictions limit harvests by vessels greater than 58 ft (17.7 m)
LOA or exclude those vessels from participating in the fisheries. Of
the total Central GOA ABC, the State waters fisheries allocate 16.94
percent to the pot sector and 8.06 percent to the jig sector. Although
there is no allocation specified in regulation to the South Alaska
Peninsula area jig fleet, pot gear is allocated 85% of the GHL, which
represents 21.25 percent of the Western GOA ABC. Allocations of GHL to
pot vessels have generally been fully harvested in all State management
areas except Prince William Sound from 1997 through 2009. Jig harvests
were relatively high during 2003 through 2005 and again in 2009, but
declined substantially in 2006 through 2008. A combination of poor
weather conditions, difficulty finding fish in State waters, and high
operating costs contributed to low levels of jig effort in those years.
Most unharvested State-waters GHL was unharvested jig GHL resulting in
a catch that was substantially below the GHL in all four Western and
Central GOA State management areas in 2006 and 2007; and in Kodiak and
Cook Inlet during 2008. In 2009, jig vessels in the Kodiak Management
Area harvested the entire jig GHL, and more than 90 percent of the
overall GHL was harvested in each GOA State management area, as
described in more detail in section 2.1.2 of the EA/RIR/IRFA for this
action. Generally, unharvested GHL may be rolled over to other gear
types according to State regulatory management plans.
Many participants in the State waters Pacific cod fisheries also
participate in the parallel/Federal Pacific cod fisheries. During 1997
through 2008, an average of 75 percent of Central GOA State waters pot
catch and 93 percent of Western GOA State waters pot catch was
harvested by vessels that also participated in the GOA Pacific cod
parallel/Federal fishery (using any gear type) in a particular year.
The majority (85 percent to 93 percent) of State waters pot catch is
harvested by vessels that hold LLP licenses and also have access to the
Federal waters fishery. There is less overlap between participants in
the State waters jig fishery and the parallel/Federal waters Pacific
cod fishery. The majority of vessels that participate in the State
waters jig fishery do not participate in the parallel/Federal waters
Pacific cod fishery. During 1997 through 2008, an average of only 43
percent of Central GOA State waters jig catch and 25 percent of Western
GOA State waters jig catch was harvested by vessels that also
participated in the GOA parallel/Federal fishery in a particular year.
Owners of some vessels that fish for Pacific cod in the Federal
waters have surrendered their FFP licenses before fishing in the
parallel waters or in the non-parallel-State waters Pacific cod fishery
to avoid NMFS observer, VMS, and recordkeeping and reporting
requirements, only to have the permits reissued for the opening of the
Federal waters fishery. Surrendering or amending an FFP may degrade the
quality of information available to manage the Pacific cod fishery.
III. Need for Action
A. Rationale for Amendment 83
Competition among participants in the Western and Central GOA
Pacific cod fisheries has intensified in recent years. Because the TACs
are not divided among gear or operation types, there is a derby-style
race for fish and competition among the various gear types for shares
of the TACs. The proposed action would divide the Western and Central
GOA Pacific cod TACs among the various gear and operation types, based
primarily on historical dependency and use by each sector, while also
considering the needs of fishing communities. This amendment is
intended to enhance stability in the fishery by enabling operators
within each sector to plan harvesting or processing activity during a
fishing year, reduce competition among sectors, and preserve the
historical division of catch among sectors, while providing
opportunities for new entrants in these fisheries. .
NMFS and the Council recognize that participants with significant
long-term investments and extensive catch histories are highly
dependent on the GOA Pacific cod fisheries and need stability in the
form of sector allocations. If Amendment 83 is approved, it would
supersede the inshore/offshore allocations and establish sector
allocations for each gear and operation type in the Western and Central
GOA Pacific cod fisheries, based primarily on historical catches, as
well as conservation, catch monitoring, and social objectives,
including considerations for small boat sectors and coastal communities
traditionally participating in the inshore Pacific cod processing
sector.
B. Problem Statement
To address these issues, the Council adopted a problem statement
that is summarized below. The complete text can be found in section
1.1.2 of the EA/RIR/IRFA for this action (see ADDRESSES).
The limited access derby-style management of the Western GOA and
Central GOA Pacific cod fisheries has led to competition among the
various gear types (trawl, hook-and-line, pot and jig) and operation
types (catcher processor and catcher vessel) for shares of the total
allowable catch (TAC). Competition for the GOA Pacific cod resource
has increased for a variety of reasons, including increased market
value of cod products, rationalization of other fisheries in the
BSAI and GOA, increased participation by fishermen displaced from
other fisheries, reduced Federal TACs due to the State waters cod
fishery, and Steller sea lion mitigation measures including the A/B
seasonal split of the GOA Pacific cod TACs. The competition among
sectors in the fishery may contribute to higher rates of bycatch,
discards, and out-of-season incidental catch of Pacific cod.
Participants in the fisheries who have made long-term
investments and are dependent on the fisheries face uncertainty as a
result of the competition for catch shares among sectors. To reduce
uncertainty and contribute to stability across the sectors, and to
promote sustainable fishing practices and facilitate management
measures, the Western and Central GOA Pacific cod TACs should be
divided among the sectors. Allocations to each sector would be based
primarily on qualifying catch history, but may be adjusted to
address conservation, catch monitoring, and social objectives,
including considerations for small boat sectors and coastal
communities. Because harvest sector allocations would supersede the
inshore/offshore processing sector allocations for Pacific cod by
creating harvest limits, the Council may consider regulatory changes
for offshore and inshore floating processors in
[[Page 44706]]
order to sustain the participation of fishing communities.
In addition, the Council recognized that the timing of the Pacific
cod A and B seasons may have limited the participation of jig vessels
in the parallel and Federal fisheries of the GOA. The State waters jig
allocation has gone uncaught in some years, potentially due to the lack
of availability of Pacific cod inside three miles. A non-historical
Federal catch award, together with the provision of access in Federal
waters for the State Pacific cod jig allocations, offers entry-level
opportunities for the jig sector.
Currently, there are no limits on entry into the parallel waters
groundfish fisheries, and no limits on the proportion of the GOA
Pacific cod TAC that may be harvested in parallel waters. There is
concern that participation in the GOA Pacific cod parallel waters
fishery by vessels that do not hold LLP licenses may increase. The
Council, in consideration of options and recommendations for the
parallel fishery, will need to balance the objectives of providing
stability to the long term participants in the sectors, while
recognizing that new entrants who do not hold Federal permits or
licenses may participate in the parallel fishery.
C. Amendment 83 Background
In 1999, the Council began developing a package of measures to
rationalize the GOA groundfish fisheries, which included options to
develop catch share management for CV and C/Ps in the Pacific cod
fisheries. In April 2003, the Council defined a set of preliminary
alternatives. From 2003 through 2006, the Council worked to develop and
refine these alternatives. However, in December 2006, the Council
decided to delay further consideration of the comprehensive
rationalization program and instead, proceed with the more discrete
issue of allocating the Pacific cod resource to various gear sectors.
Simultaneously, the Council recommended limiting future entry to the
GOA groundfish fisheries by extinguishing latent LLP groundfish
licenses.
The Council also has taken final action on separate amendment
packages to revise the LLP. In April 2008, the Council took final
action to extinguish area endorsements on latent GOA and BSAI trawl LLP
licenses. The final rule for that action was published August 14, 2009
(74 FR 41080). Subsequently, in April 2009, the Council recommended
Amendment 86 to the FMP. That amendment, also known as the GOA fixed
gear recency action, would add non-severable, gear-specific Pacific cod
endorsements to fixed gear licenses that qualify under the landings
thresholds, and is intended to limit entry into the directed Pacific
cod fisheries in the Federal waters of the Western and Central GOA. The
notice of availability for Amendment 86 action was published July 2,
2010 (75 FR 38452), the proposed rule was published July 23, 2010 (75
FR 43118), and the final rule was published on March 22, 2011. It
became effective on April 21, 2011 (76 FR 15826).
The Council reviewed a preliminary EA/RIR/IRFA of Amendment 83 at
its September 2007 meeting, and reviewed an initial draft EA/RIR/IRFAs
in June 2008, December 2008, and October 2009. At its October 2009
meeting, the Council released the analysis for public review, and the
Council took final action on GOA Amendment 83, this proposed action, at
the December 2009 meeting. If approved by the Secretary of Commerce,
Amendment 83 would modify the following provisions in the FMP: the
executive summary; section 3.2.6, Management Measures for the GOA
Groundfish Fisheries; section 3.3.1 License Limitation Program; and
section 4.1.2.2, Pacific cod. Amendment 83 sector allocations cannot be
implemented mid-year; therefore, the final rule implementing Amendment
83, if approved, would be effective the following January 1st. Thus,
the earliest effective date for the rule implementing Amendment 83
would be January 1, 2012.
IV. Description of the Proposed Action
A. Affected GOA Regulatory Areas
If approved, this action would affect the GOA management area; it
is not intended to directly affect fishing behavior outside of the GOA
or in the BSAI management area. The proposed sector allocations would
divide the Western and Central GOA Pacific cod TACs among the various
gear and operation types, based primarily on the historical
distribution of catch. Currently, the Western and Central GOA A season
TACs are fully utilized, and vessels race to fully harvest the TAC. The
GOA Pacific cod B season TACs have not been fully harvested in recent
years, particularly in the Western GOA, due in part to reaching the
halibut PSC limits; therefore, this proposed action would also further
allocate PSC limits throughout the GOA. Sector allocations in the
Western and Central GOA and GOA-wide PSC limit apportionments are
expected to reduce competition among sectors in the A season and B
season, but may not reduce competition among vessels within each
sector, nor slow down the fisheries' prosecution.
In recent years, only a small proportion of the Eastern GOA TAC has
been harvested, although effort and catch has increased in recent
years. From 2000 through 2008, the Pacific cod harvest in the Eastern
GOA ranged from 0.4 percent to 11.8 percent of the Eastern GOA TAC, and
was 39.3 percent and 49.8 percent of the Eastern GOA TAC in 2009 and
2010, respectively. The potential exists that the lack of any sector
allocations in the Eastern GOA would provide an incentive for increased
effort in that fishery. However, the Council did not perceive a need
for such an action due, in part, to the differences in the prosecution
of the Pacific cod fisheries in the Eastern regulatory area, such as
the extensive trawl closures effectively prohibiting trawl fishing in
the Southeast Outside district of the Eastern regulatory area. As a
result, the Council recommended that the Eastern GOA Pacific cod TAC
not be allocated among sectors by this action.
Two elements of this proposed rule would apply to the entire GOA,
including the Western, Central, and Eastern GOA regulatory areas.
First, the hook-and-line CV and C/P halibut PSC limits would apply to
the entire GOA, as described in more detail in section VI of this
preamble. Halibut bycatch by hook-and-line vessels operating in the
Western, Central, and Eastern GOA would accrue against these PSC
limits. Second, NMFS is proposing new FFP permitting requirements that
would restrict the reissue of, or amendments to, FFPs by permit holders
endorsed by gear and operation type to participate in all Federal or
parallel Pacific cod fisheries throughout the Western, Central, and
Eastern GOA, as described in more detail in section IX of this
preamble.
B. Sector Designations by Area
The sectors designated by the Council to receive allocations of
Pacific cod are identified in Tables 2a and 2b of this preamble and are
identical in the Western and Central GOA except for hook-and-line CV
sectors. In both areas the proposed sectors include jig, hook-and-line
C/P, pot CV and C/P combined, trawl C/P, trawl CV, and hook-and-line
CV; however, in the Central GOA, the hook-and-line CV sector would be
further divided by vessel length. In the Central GOA hook-and-line CVs
less than 50 ft (15.2 m) LOA (<50 ft (15.2 m) LOA) are in one sector
and hook-and-line CVs greater than or equal to 50 ft (15.2 m)
(=50 ft (15.2 m)) are in another sector. Historically, the
majority of catch
[[Page 44707]]
by hook-and-line CVs has been made by vessels <50 ft (15.2 m) LOA, but
in recent years, there has been a substantial increase in effort by
hook-and-line CVs that are between 50 ft (15.2 m) and 60 ft (18.3 m)
LOA. Dividing this sector at 50 ft (15.2 m) LOA protects smaller boats
from an influx of effort by vessels =50 ft (15.2 m) LOA. The
Council recognized that in the Central GOA the increased competition
appears to result in safety at sea concerns, as smaller boats compete
with larger vessels. However, by establishing a CV hook-and-line split,
vessels =50 ft (15.2 m) LOA that are long-time participants
in the fishery would share an allocation with these more recent
entrants. A similar CV sector split was not recommended for the Western
GOA. The Western GOA has not seen a similar increase in effort by CVs
>=50 ft (15.2 m) LOA. Moreover, the Western GOA hook-and-line CV sector
has historically harvested a small percentage of the TAC, and if the
TAC was further apportioned by vessel length, this sector's allocation
would not support a directed fishery.
Under this action, the pot CV and pot C/P sectors would be combined
in the Western and Central GOA because catch by pot C/Ps has been
relatively small, and if apportioned individually, Pacific cod
allocations for pot C/Ps would be extremely low. NMFS' experience with
similar sector allocations has shown that small allocations can be
difficult to manage, depending on the level of participation and effort
in the sector. Moreover, most vessels that participated as pot C/Ps in
the GOA Pacific cod fishery in recent years also have fishing history
as pot CVs, and would contribute catch history to both the pot C/P and
CV allocations. Therefore, the Council recommended that the pot C/P and
CV sectors receive a combined allocation in each area.
C. Qualifying Catch History
For Amendment 83 the Council defined each qualifying catch history
as all retained catch of Pacific cod from both the Federal and parallel
waters fisheries by season. In calculating each sector's directed and
incidental catch histories for this action, the Council had several
data sources to choose from, including ADF&G Fish Tickets (Fish
Tickets) and weekly production reports. Fish Tickets are issued by
processors to CVs when a CV delivers fish for processing. Information
on the Fish Ticket indicates the vessel that delivered the fish and the
weight of that fish. Weekly Production Reports (WPRs) are submitted to
NMFS by processors, including C/Ps, of the amounts of various fish
products for that processor for the week listed.
Two accounting systems have been used to compile catch histories in
the GOA Pacific cod fishery. The Blend database was used as NMFS'
accounting system from 1995 through 2002, and is composed of WPRs and
observer data. Since 2003, NMFS has relied on the Catch Accounting
database, which is composed of WPRs, Fish Tickets, and observer data.
NMFS manages the Pacific cod fishery inseason with catch information
collected from these databases. NMFS inseason management requires
prompt reporting of catch to successfully manage the fisheries to stay
within the established TACs and PSC limits. Fish Ticket information
prior to 2008 was not available quickly enough from ADF&G for NMFS'
inseason management purposes because complete Fish Ticket data from the
State can be submitted to NMFS up to three months into the following
year. In addition, data from non-electronic WPRs and Fish Tickets takes
time to compile and process. For these reasons, NMFS created an
alternative database system for tracking catch that includes an
electronic reporting system (eLandings) for commercial fishery landings
and production used by NMFS and the State.
Since 2007, the NMFS Catch Accounting database and the ADF&G Fish
Ticket Database have generally been in close agreement for retained
catch estimates. The largest differences in the catch histories
reported in the ADF&G Fish Ticket Database and those reported in the
Blend and Catch Accounting databases are between the jig CV datasets,
as reported in section 2.2.2 and Appendix B of the EA/RIR/IRFA for this
action (see ADDRESSES). However, the proposed allocation to the jig
sector is not set at historic catch but is initially set higher to
promote new entrants to the fishery. Under this proposed action, the
jig sector's allocation is expected to vary from season to season based
on the performance of that sector in the fishery. The proposed jig
sector allocations would be deducted from the Federal TAC before other
sector allocations are calculated. Unused allocations to the jig sector
would be rolled over to other Federal sectors beginning with
participants in the CV sector. Allocations to the jig sector are
discussed in more detail in part A of section V of this preamble.
For C/Ps, the Council chose to use the NMFS Blend and Catch
Accounting databases for purposes of developing the catch histories
used in this action rather than WPRs. The Catch Accounting database
relies on WPRs for C/Ps with 30 percent observer coverage and observer
data for vessels with 100 percent observer coverage. Discrepancies
between WPRs and the Blend and Catch Accounting databases are expected
to be the result of underreporting on WPRs compared to observer data,
the use of product recovery rates to back-calculate round weights for
catch recorded on WPRs, and the increased use of observer estimates for
C/Ps in Blend and Catch Accounting data. The EA/RIR/IRFA for this
action describes these discrepancies in more detail in Appendix B (see
ADDRESSES).
The Council elected to use the Blend and Catch Accounting databases
to calculate qualifying catch history for C/Ps based on recent
experience with similar actions. In other previous actions, most
notably BSAI Amendments 80 and 85, the Council used the data from Fish
Tickets for CVs and WPRs for C/Ps to calculate qualifying catch
history. One reason for selecting this alternate approach is because
certain product types, such as fishmeal, can be excluded from catch
estimates. The inclusion of fishmeal was an issue in Amendments 80 and
85 because smaller vessels generally lack the capacity to process meal
and catch histories might underestimate actual catch. For this proposed
action, the Council decided to not exclude fishmeal from the definition
of qualifying catch, even though WPRs in the GOA indicated that no C/Ps
produced fishmeal from Pacific cod during the 1995 through 2006 fishing
seasons.
For CVs, the Council decided to calculate the catch histories used
in this action based on Fish Tickets rather than the Blend and Catch
Accounting databases. Fish Tickets are a more comprehensive record of
catch than the Blend database for CVs. As a result, catch estimates
based on Fish Tickets are generally higher than those from the Blend
database, which are based on WPRs and observer data. Catch Accounting
estimates for CVs are based on Fish Tickets for vessels that deliver
shoreside and use eLandings. The retained catch estimates are very
similar between the Catch Accounting database and the ADF&G Fish Ticket
Database; however, the catch history requested by the Council for this
action extended back further than the advent of the Catch Accounting
database in 2003. Therefore, the Council recommended using the catch
history provided by Fish Tickets to provide the most comprehensive data
for CVs.
In the Western GOA, the four options for calculating catch history
included
[[Page 44708]]
one option consisting of all retained catch during 1995 through 2005;
see Table 2a of this preamble. This period includes six years of catch
history prior to implementation of the Steller sea lion protection
measures in 2001. The Steller sea lion measures resulted in a shift of
catch from trawl gear to pot gear. By including the earlier time
period, this action accounts for the catch history of the trawl sector
prior to this shift and generally favors trawl vessels. In the Central
GOA the catch histories include more recent years, 2002 through 2008,
and generally favor the pot CV sector and to a lesser extent the hook-
and-line sectors. The options in the Central GOA do not include
retained catch from 1995 through 2000 (see Table 2b of this preamble)
because the reduction in trawl catch concurrent with implementation of
the Steller sea lion protection measures in the Central GOA was less
than in the Western GOA.
Table 2a--Average Percent of the Total Catch of Pacific Cod Over Various Years in the Western GOA by Each Sector, Except Jig
--------------------------------------------------------------------------------------------------------------------------------------------------------
Hook-and-line Hook-and-line
Western GOA C/P (%) CV (%) Pot C/P (%) Pot CV (%) Trawl C/P (%) Trawl CV (%)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1995-2005, best 7 years *............................... 19.8 0.5 2.2 28.0 2.5 46.9
2000-2006, best 5 years................................. 21.8 0.6 2.3 40.7 2.6 32.0
2002-2007, best 5 years................................. 22.7 1.2 1.6 46.0 2.4 26.1
2002-2008, best 5 years................................. 21.8 1.7 1.5 44.5 2.4 28.1
Each sector's best option............................... 18.6 1.4 1.9 37.6 2.1 38.4
Average of all options.............................. 21.5 1.0 1.9 39.8 2.5 33.3
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Contains rounding errors 0.1%
Table 2b--Average Percent of the Total Catch of Pacific Cod Over Various Years in the Central GOA by Each Sector, Except Jig
--------------------------------------------------------------------------------------------------------------------------------------------------------
Hook-and-line Hook-and-line Hook-and-line
Central GOA C/P (%) CV >=50 (%) CV <50 (%) Pot C/P (%) Pot CV (%) Trawl C/P (%) Trawl CV (%)
--------------------------------------------------------------------------------------------------------------------------------------------------------
2000-2006, best 5 years *............... 4.2 14.6 6.2 1.0 25.3 4.4 44.2
2000-2006, best 3 years *............... 4.7 14.0 5.6 1.4 28.0 4.4 42.0
2002-2007, best 5 years *............... 5.2 15.5 7.1 0.4 25.9 3.5 42.4
2002-2007, best 3 years *............... 4.9 14.7 6.9 0.5 28.2 3.3 41.4
2000-2008, best 5 years................. 5.5 14.6 7.8 0.3 25.8 3.3 42.7
2000-2008, best 3 years *............... 5.2 14.7 6.9 0.5 28.1 3.3 41.4
Each sector's best option............... 5.1 14.6 6.7 1.3 26.5 4.2 41.6
Average of all options.............. 4.9 14.7 6.7 0.7 26.9 3.7 42.4
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Contains rounding errors 0.1%
For the purposes of setting sector allocations for the non-jig
sectors, the Council recommended the highest of all averages across the
various options to reduce disparities among the options. The Council
and NMFS noted that this would result in differences depending on the
years selected as the highest, especially after the catch histories are
scaled among sectors to allocate 100 percent of the TAC. Using each
sector's best percentage increases the percentage allocation to sectors
with a best option that is substantially higher than that sector's
average option. Furthermore, this recommendation would decrease TAC
allocations to sectors with a best option closer to that sector's
average option. In some cases this would result in an allocation that
is less than each of the respective sector's average catch history. At
final action the Council recommended further adjustments to these
historical catch histories to address these discrepancies. Adjustments
to the catch histories are explained in more detail in section V of
this preamble.
V. Allocation of Total Allowable Catch (TAC)
Under Amendment 83, NMFS would remove from regulations the inshore/
offshore allocations of TAC for Pacific cod in the Western and Central
GOA and instead assign each sector an allocation of Pacific cod TAC to
support each sector's directed and incidental catch needs. With the
exception of the jig sector, the Council's recommended TAC allocations
are based on each sector's best option from four catch history options
in the Western GOA and six options in the Central GOA (Tables 2a and 2b
of this preamble). The catch histories were then scaled so that the
proposed allocations sum to 100 percent. The Council further
apportioned the annual catch histories by season to reflect the
seasonal fishing behaviors of each sector. If the amendment is
approved, NMFS would seasonally apportion sector allocations between
the A and B seasons, based on each sector's seasonal catch history
during the qualifying years, while maintaining the aggregate 60
percent/40
[[Page 44709]]
percent apportionment of the TAC in each regulatory area.
In the Western GOA regulatory area these historical values were
adjusted to incorporate changes in fishing behavior since the
implementation of Steller sea lion protection measures. In the Western
GOA allocations to the pot CV and C/P, hook-and-line C/P, and trawl C/P
sectors' allocations were adjusted to account for differences between
using each sector's best option and the average retained catch across
the four options in the Western GOA. Specifically, the seasonal
apportionments of the Western GOA trawl CV and pot CV and C/P
allocations were shifted to allow a great portion of the trawl
allocation be assigned during the A