Approval and Promulgation of Air Quality Implementation Plan; North Carolina; Disapproval of Interstate Transport Submission for the 2006 24-Hour PM2.5, 43167-43175 [2011-18000]
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Federal Register / Vol. 76, No. 139 / Wednesday, July 20, 2011 / Rules and Regulations
D of the CAA will not in-and-of itself
create any new regulations but simply
disapproves certain state requirements
for inclusion into the SIP.
H. Executive Order 13211, Actions That
Significantly Affect Energy Supply,
Distribution or Use
This action is not subject to Executive
Order 13211 (66 FR 28355, May 22,
2001) because it is not a significant
regulatory action under Executive Order
12866.
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I. National Technology Transfer and
Advancement Act (NTTAA)
Section 12(d) of the NTTAA, Public
Law 104–113, section 12(d) (15 U.S.C.
272 note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. NTTAA directs EPA
to provide Congress, through the Office
of Management and Budget,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. EPA
believes that this action is not subject to
requirements of Section 12(d) of
NTTAA because application of those
requirements would be inconsistent
with the CAA.
J. Executive Order 12898: Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA lacks the discretionary authority
to address environmental justice in this
proposed action. In reviewing SIP
submissions, EPA’s role is to approve or
disapprove state choices, based on the
criteria of the CAA. Accordingly, this
action merely proposes to disapprove
certain state requirements for inclusion
into the SIP under section 110 and
subchapter I, part D of the CAA and will
not in-and-of itself create any new
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requirements. Accordingly, it does not
provide EPA with the discretionary
authority to address, as appropriate,
disproportionate human health or
environmental effects, using practicable
and legally permissible methods, under
Executive Order 12898.
K. Petitions for Judicial Review
Under section 307(b)(1) of the CAA,
petitions for judicial review of this
action must be filed in the United States
Court of Appeals for the appropriate
circuit by September 19, 2011. Filing a
petition for reconsideration by the
Administrator of this final rule does not
affect the finality of this action for the
purposes of judicial review nor does it
extend the time within which a petition
for judicial review may be filed, and
shall not postpone the effectiveness of
such rule or action. This action may not
be challenged later in proceedings to
enforce its requirements. (See section
307(b)(2).)
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Particulate matter, Reporting and
recordkeeping requirements.
Dated: June 28, 2011.
A. Stanley Meiburg,
Acting Regional Administrator, Region 4.
40 CFR part 52 is amended as follows:
PART 52—[AMENDED]
1. The authority citation for part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart L—Georgia
2. Section 52.578 is amended by
adding paragraph (d), to read as follows:
■
§ 52.578 Control strategy: Sulfur oxides
and particulate matter.
*
*
*
*
*
(d) Disapproval. EPA is disapproving
portions of Georgia’s Infrastructure SIP
for the 2006 24-hour PM2.5 NAAQS
addressing interstate transport,
specifically with respect to section
110(a)(2)(D)(i)(I).
[FR Doc. 2011–17998 Filed 7–19–11; 8:45 am]
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43167
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R04–OAR–2010–1015–201129; FRL–
9438–3]
Approval and Promulgation of Air
Quality Implementation Plan; North
Carolina; Disapproval of Interstate
Transport Submission for the 2006
24-Hour PM2.5 Standards
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is taking final action to
disapprove the portion of North
Carolina’s September 21, 2009,
submission which was intended to meet
the requirement to address interstate
transport for the 2006 24-hour fine
particulate matter (PM2.5) national
ambient air quality standards (NAAQS).
Additionally, EPA is responding to
comments received on EPA’s January
26, 2011, proposed disapproval of the
aforementioned portion of North
Carolina’s September 21, 2009,
submission. On September 21, 2009, the
State of North Carolina, through the
North Carolina Department of
Environment and Natural Resources (NC
DENR), provided a letter to EPA
certifying that North Carolina’s state
implementation plan (SIP) meets the
interstate transport requirements with
regard to the 2006 24-hour PM2.5
NAAQS. Specifically, the interstate
transport requirements under the Clean
Air Act (CAA or Act) prohibit a state’s
emissions from significantly
contributing to nonattainment or
interfering with the maintenance of the
NAAQS in any other state. The effect of
today’s action will be the promulgation
of a Federal Implementation Plan (FIP)
for North Carolina no later than two
years from the date of disapproval. The
proposed Transport Rule, when final, is
the FIP that EPA intends to implement
for North Carolina.
DATES: Effective Date: This rule will be
effective August 19, 2011.
ADDRESSES: EPA has established a
docket for this action under Docket
Identification No. EPA–R04–OAR–
2010–1015. All documents in the docket
are listed on the https://
www.regulations.gov Web site. Although
listed in the index, some information is
not publicly available, i.e., Confidential
Business Information or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
SUMMARY:
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form. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov or in hard copy at
the Regulatory Development Section,
Air Planning Branch, Air, Pesticides and
Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303–8960. EPA
requests that if at all possible, you
contact the person listed in the FOR
FURTHER INFORMATION CONTACT section to
schedule your inspection. The Regional
Office’s official hours of business are
Monday through Friday, 8:30 to 4:30
excluding federal holidays.
FOR FURTHER INFORMATION CONTACT: For
information regarding the North
Carolina SIP, contact Mr. Zuri Farngalo,
Regulatory Development Section, Air
Planning Branch, Air, Pesticides and
Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303–8960. Mr.
Farngalo’s telephone number is (404)
562–9152; e-mail address:
farngalo.zuri@epa.gov. For information
regarding the PM2.5 interstate transport
requirements under section
110(a)(2)(D)(i), contact Mr. Steven
Scofield, Regulatory Development
Section, at the same address above. Mr.
Scofield’s telephone number is (404)
562–9034; e-mail address:
scofield.steve@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
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I. Background
II. EPA’s Responses to Comments
III. Final Action
IV. Statutory and Executive Order Reviews
I. Background
Upon promulgation of a new or
revised NAAQS, sections 110(a)(1) and
(2) of the CAA require states to address
basic SIP requirements, including
emissions inventories, monitoring, and
modeling to assure attainment and
maintenance for that NAAQS. On
December 18, 2006, EPA revised the
24-hour average PM2.5 primary and
secondary NAAQS from 65 micrograms
per cubic meter (μg/m3) to 35 μg/m3,
thus states were required to provide
submissions to address section 110(a)(1)
and (2) of the CAA (infrastructure SIPs)
for this revised NAAQS. North Carolina
provided its infrastructure submission
for the 2006 PM2.5 NAAQS on
September 21, 2009. On January 26,
2011, EPA proposed to disapprove the
portion of North Carolina’s September
21, 2009, infrastructure submission
related to interstate transport (i.e.,
110(a)(2)(D)(i)(I)) for the 2006 PM2.5
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NAAQS. See 76 FR 4592. A summary of
the background for this final action is
provided below.
Section 110(a)(2) lists the elements
that infrastructure SIPs must address, as
applicable, including section
110(a)(2)(D)(i), which pertains to
interstate transport of certain emissions.
States were required to provide
submissions to address the applicable
110(a)(2) infrastructure requirements,
including section 110(a)(2)(D)(i), by
September 21, 2009.1
On September 25, 2009, EPA issued a
guidance entitled ‘‘Guidance on SIP
Elements Required Under Sections
110(a)(1) and (2) for the 2006 24-Hour
Fine Particle (PM2.5) National Ambient
Air Quality Standards (NAAQS)’’
(herein after referred to as ‘‘EPA’s 2009
Guidance’’). EPA developed the EPA’s
2009 Guidance to make additional
recommendations to states for making
submissions to meet the requirements of
section 110, including 110(a)(2)(D)(i) for
the revised 2006 24-hour PM2.5 NAAQS.
As identified in the EPA’s 2009
Guidance, the ‘‘good neighbor’’
provisions in section 110(a)(2)(D)(i)
require each state to submit a SIP that
prohibits emissions that adversely affect
another state in the ways contemplated
in the CAA. Section 110(a)(2)(D)(i)
contains four distinct requirements
related to the impacts of interstate
transport. Specifically, the SIP must
prevent sources in the state from
emitting pollutants in amounts which
will: (1) Contribute significantly to
nonattainment of the NAAQS in other
states; (2) interfere with maintenance of
the NAAQS in other states; (3) interfere
with provisions to prevent significant
deterioration of air quality in other
states; or (4) interfere with efforts to
protect visibility in other states.
In the EPA’s 2009 Guidance, EPA
explained that submissions from states
pertaining to the ‘‘significant
contribution’’ and ‘‘interfere with
maintenance’’ requirements in section
110(a)(2)(D)(i)(I) must contain adequate
provisions to prohibit air pollutant
emissions from within the state that
contribute significantly to
nonattainment or interfere with
maintenance of the NAAQS in any other
state. EPA described a number of
considerations for states for providing
an adequate demonstration to address
interstate transport requirements in the
EPA’s 2009 Guidance. First, EPA noted
1 The rule for the revised PM
2.5 NAAQS was
signed by the Administrator and publically
disseminated on September 21, 2006. Because EPA
did not prescribe a shorter period for 110(a) SIP
submittals, the submittals for the 2006 24-hour
NAAQS were due on September 21, 2009, three
years from the September 21, 2006, signature date.
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that the state’s submission should
explain whether or not emissions from
the state contribute significantly to
nonattainment or interfere with
maintenance of the NAAQS in any other
state and, if so, address the impact. EPA
stated that the state’s conclusion should
be supported by an adequate technical
analysis. Second, EPA recommended
the various types of information that
could be relevant to support the state’s
submission, such as information
concerning emissions in the state,
meteorological conditions in the state
and the potentially impacted states,
monitored ambient concentrations in
the state, and air quality modeling.
Third, EPA explained that states should
address the ‘‘interfere with
maintenance’’ requirement
independently which requires an
evaluation of impacts on areas of other
states that are meeting the 2006 24-hour
PM2.5 NAAQS, not merely areas
designated nonattainment. Lastly, EPA
explained that states could not rely on
the Clean Air Interstate Rule (CAIR) to
comply with CAA section 110(a)(2)(D)(i)
requirements for the 2006 24-hour PM2.5
NAAQS because CAIR does not address
this NAAQS. CAIR, promulgated by
EPA on May 12, 2005 (See 70 FR
25162), required states to reduce
emissions of sulfur dioxide and nitrogen
oxides that significantly contribute to,
and interfere with maintenance of the
1997 PM2.5 NAAQS and/or ozone in any
downwind state. CAIR was intended to
provide states covered by the rule with
a mechanism to satisfy their CAA
section 110(a)(2)(D)(i)(I) obligations to
address significant contribution to
downwind nonattainment and
interference with maintenance in
another state with respect to the 1997
ozone and PM2.5 NAAQS. Many states
adopted the CAIR provisions and
submitted SIPs to EPA to demonstrate
compliance with the CAIR requirements
in satisfaction of their 110(a)(2)(D)(i)(I)
obligations for those two pollutants.
EPA was sued by a number of parties
on various aspects of CAIR, and on July
11, 2008, the U.S. Court of Appeals for
the District of Columbia Circuit (DC
Circuit or Court) issued its decision to
vacate and remand both CAIR and the
associated CAIR FIPs in their entirety.
North Carolina v. EPA, 531 F.3d 836
(DC Circuit, July 11, 2008). However, in
response to EPA’s petition for rehearing,
the Court issued an order remanding
CAIR to EPA without vacating either
CAIR or the CAIR FIPs. North Carolina
v. EPA, 550 F.3d 1176 (DC Circuit,
December 23, 2008). The Court thereby
left CAIR in place in order to
‘‘temporarily preserve the
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environmental values covered by CAIR’’
until EPA replaces it with a rule
consistent with the Court’s opinion. Id.
at 1178. The Court directed EPA to
‘‘remedy CAIR’s flaws’’ consistent with
its July 11, 2008, opinion, but declined
to impose a schedule on EPA for
completing that action. Id.
In order to address the judicial
remand of CAIR, EPA has proposed a
new rule to address interstate transport
pursuant to section 110(a)(2)(D)(i), the
‘‘Federal Implementation Plans to
Reduce Interstate Transport of Fine
Particulate Matter and Ozone’’
(Transport Rule).2 As part of the
proposed Transport Rule, EPA
specifically examined the section
110(a)(2)(D)(i) requirements that
emissions from sources in a state must
not ‘‘significantly contribute to
nonattainment’’ and ‘‘interfere with
maintenance’’ of the 2006 24-hour PM2.5
NAAQS by other states. The modeling
performed for the proposed Transport
Rule shows that North Carolina
significantly contributes to
nonattainment or interferes with
maintenance of the 2006 24-hour PM2.5
NAAQS in downwind areas. EPA has
now completed the modeling for the
final Transport Rule and, as indicated
by the technical support documents for
this action, North Carolina in fact
contributes to downwind nonattainment
in another state or interferes with
maintenance of the 2006 24-hour PM2.5
NAAQS in another state.
On September 21, 2009, the State of
North Carolina, through NC DENR,
provided a letter to EPA certifying that
the North Carolina SIP meets the
interstate transport requirements with
regard to the 2006 24-hour PM2.5
NAAQS.3 Specifically, North Carolina
certified that its current SIP adequately
addresses the elements of CAA section
110(a)(2)(D)(i)(I) for the 2006 24-hour
PM2.5 NAAQS. CAA section
110(a)(2)(D)(i)(I) requires that
implementation plans for each state
contain adequate provisions to prohibit
air pollutant emissions from sources
within a state from significantly
contributing to nonattainment in or
2 See ‘‘Federal Implementation Plans to Reduce
Interstate Transport of Fine Particulate Matter and
Ozone; Proposed Rule,’’ 75 FR 45210 (August 2,
2010).
3 North Carolina’s September 21, 2009,
certification letter also explained that North
Carolina’s current SIP sufficiently addresses other
requirements of section 110(a)(2) for the 2006 24hour PM2.5 NAAQS; however, today’s final
rulemaking only relates to the section
110(a)(2)(D)(i)(I) requirements for the 2006 24-hour
PM2.5 NAAQS. EPA will address the other section
110(a)(2) requirements for the 2006 24-hour PM2.5
NAAQS in relation to North Carolina’s SIP in a
rulemaking separate from today’s final rulemaking.
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interfering with maintenance of the
NAAQS (in this case the 2006 24-hour
PM2.5 NAAQS) in any other state. On
January 26, 2011, EPA proposed to
disapprove the portion of North
Carolina’s September 21, 2009,
submission related to interstate
transport for the 2006 24-hour PM2.5
NAAQS because EPA made the
preliminary determination that North
Carolina’s September 21, 2009,
submission does not meet the
requirements of section 110(a)(2)(D)(i)(I)
of the CAA for this NAAQS. This action
is finalizing EPA’s disapproval of North
Carolina’s September 21, 2009,
submission with regard to section
110(a)(2)(D)(i)(I) of the CAA for the 2006
24-hour PM2.5 NAAQS. See EPA’s
January 26, 2011, proposed disapproval
rulemaking at 76 FR 4592 for further
information on EPA’s rationale for this
final action.
II. EPA’s Responses to Comments
EPA received two sets of adverse
comments on the January 26, 2011,
proposed rulemaking to disapprove the
portion of North Carolina’s September
21, 2009, infrastructure submission on
the interstate transport requirements of
sections 110(a)(2)(D)(i)(I) of the CAA for
the 2006 24-hour PM2.5 NAAQS. A full
set of the comments provided by NC
DENR and the Georgia Environmental
Protection Division (hereinafter referred
to as ‘‘the Commenters’’) are provided in
the docket for this final action. As a
general matter, the comments
overlapped on some issues, and as a
result, EPA has organized the response
to comments by issue. In addition, EPA
acknowledges Georgia’s comments
regarding SIP processing in general. As
Georgia is aware, EPA is considering
improvements to the SIP process and
appreciates Georgia’s comments in that
regard.
For the most part, the Commenters
oppose EPA’s proposed disapproval
action for the interstate portion of North
Carolina’s September 21, 2009,
infrastructure submission for the 2006
24-hour PM2.5 NAAQS. The comments
fall generally into the following
categories: (1) States’ inability to rely on
CAIR to satisfy the 110(a)(2)(D)(i)(I)
requirements for the 2006 24-hour PM2.5
NAAQS; (2) apparent lack of guidance
from EPA on how states should meet the
requirements; (3) concerns regarding the
procedure of taking action to disapprove
North Carolina’s submittal; (4)
acknowledgement of states’ efforts and
air quality conditions; and (5) concerns
related to the Transport Rule. A
summary of the comments and EPA’s
responses are provided below.
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43169
States’ Inability to Rely on CAIR to
Satisfy the 110(a)(2)(D)(i)(I)
Requirements for the 2006 24-Hour
PM2.5 NAAQS
Comment 1: The Commenters express
concern with EPA’s proposed
disapproval and assert that states should
be able to rely on CAIR to address the
transport requirements in section
110(a)(2)(D)(i)(I) for the 2006 24-hour
PM2.5 NAAQS. The Commenters explain
that the Court left CAIR in place and
opine that states should be able to rely
on emissions reductions from CAIR to
address transport. One Commenter also
mentions that ‘‘[t]he Court did not
impose a schedule on EPA for
completing the Transport Rule;
therefore, states have no assurances that
EPA will ever replace the CAIR rule.
Since there is no guarantee that the
Transport Rule will be promulgated in
a timely manner, states cannot rely on
the reductions in the proposed
Transport Rule and must rely on the
CAIR reductions, which are permanent
and enforceable.’’
Response 1: As discussed in EPA’s
2009 Guidance, states cannot rely on the
CAIR rule for the submission for the
2006 24-hour PM2.5 NAAQS because
CAIR does not address this NAAQS, and
was never intended to address this
NAAQS. CAIR was originally put in
place to address the 1997 8-hour ozone
and PM2.5 NAAQS. In order to
adequately address the requirements of
section 110(a)(2)(D)(i)(I), states can only
rely on permanent emission reductions
to address transport for the 2006 24hour PM2.5 NAAQS, and must include
an appropriate technical demonstration.
Apparent Lack of Guidance From EPA
on How States Should Meet the
Requirements
Comment 2: Both Commenters note
that that 110(a)(2) infrastructure SIPs for
the 24-hour PM2.5 NAAQS were due
September 21, 2009, but EPA’s guidance
was not released to the states until
September 25, 2009.
Response 2: While EPA’s 2009
Guidance regarding the 110(a)(2)
infrastructure SIPs for the 2006 24-hour
PM2.5 NAAQS was released on
September 25, 2009, this guidance did
not establish new requirements beyond
those already required by section
110(a)(2)(D)(i)(I) of the CAA. Relevant
portions of section 110(a)(2) require, as
follows, ‘‘Each [implementation plan
submitted by a State under this chapter]
shall * * * contain adequate
provisions—(i) prohibiting, consistent
with the provisions of this subchapter,
any source or other type of emissions
activity within the State from emitting
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any air pollutant in amounts which
will—contribute significantly to
nonattainment in, or interfere with
maintenance by, any other State with
respect to any such national primary or
secondary ambient air quality standard
* * *’’ States are statutorily obligated to
address the requirements of section
110(a)(2)(D)(i)(I) for the 2006 24-hour
PM2.5 NAAQS. This above-quoted
provision provides States with the
requirement.
Comment 3: The Commenters express
concern about communication in the
SIP process. The Commenters go on to
say that ‘‘[e]ven though EPA’s guidance
was released only a short time later,
EPA Region 4 gave absolutely no
indication to its co-regulators that there
would be a fatal flaw with the
submittal.’’ The commenter further
states that, ‘‘it wasn’t until a year later
that states were informed via an e-mail
on August 27, 2010, that ‘All Region 4
states submitted complete infrastructure
SIPs for the 2006 PM2.5 NAAQS, and our
intention is to disapprove the
110(a)(2)(D)(i)(I) portion of those unless
it is withdrawn by the state.’ ’’
Response 3: EPA disagrees with the
Commenters’ assertion that they were
initially notified in an August 27, 2010,
e-mail about EPA’s expectations and
concerns with states’ submissions
reliance on CAIR to meet the
requirements for section
110(a)(2)(D)(i)(I) for the 2006 24-hour
PM2.5 NAAQS. As was explained above,
North Carolina’s obligation stems from
the CAA. As is EPA’s practice, EPA
reminded the States on a number of
occasions of the interstate transport
obligations in 110(a)(2)(D)(i)(I). In
addition to the informal reminders (via
e-mail and teleconferences, among other
avenues), EPA’s January 2011 proposal
served as a formal, legal notification and
provided for a formal opportunity for
public comment.
Although EPA reminded states of
EPA’s expectations and concerns with
states’ reliance on CAIR to meet the
requirements for section
110(a)(2)(D)(i)(I) for the 2006 24-hour
PM2.5 NAAQS in an August 27, 2010, email, EPA formally notified states of the
expectations and concerns in the EPA’s
2009 Guidance. Specifically, EPA noted
that SIP submissions that relied on
CAIR for satisfying the 110(a)(2)(D)(i)(I)
requirements for the 2006 24-hour PM2.5
NAAQS would be inadequate, as CAIR
did not address this NAAQS. EPA’s
proposed disapproval of the portion of
North Carolina’s September 21, 2009,
submission did not occur until January
2011, which was over a year after EPA’s
notification (through the release of the
EPA’s 2009 Guidance) of any states’
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deficiency for meeting the
110(a)(2)(D)(i)(I) requirement for the
2006 24-hr PM2.5 NAAQS had that state
relied on CAIR. Thus, North Carolina
had notification and an opportunity to
provide supplemental information
between the release of EPA’s 2009
Guidance and EPA’s proposed
disapproval action in January 2011.
Comment 4: One Commenter raises
concerns with EPA treating its 2009
Guidance as ‘‘binding’’ and suggests that
this action is contrary to statements
made by EPA in support of EPA and
states being ‘‘co-regulators.’’
Response 4: EPA disagrees with the
Commenter’s assertion that the
proposed disapproval is contrary to EPA
treating the states as co-regulators. As
was explained earlier, EPA has regular
contact with its state co-regulators. With
regard to the proposed disapproval
action, EPA corresponded with North
Carolina regarding the September 21,
2009, submittal prior to the proposed
disapproval. In the past several months,
EPA has corresponded with North
Carolina on a number of occasions
regarding other SIP revisions and EPA’s
consideration of those revisions—as is
EPA’s typical practice to support the coregulator relationship.
Further, EPA notes that the January
26, 2011, proposed disapproval of North
Carolina’s September 21, 2009,
submission as it relates to satisfying the
110(a)(2)(D)(i)(I) requirements for the
2006 24-hour PM2.5 NAAQS is based on
EPA’s determination that North Carolina
did not provide adequate information to
demonstrate compliance with the
requirements of section 110(a)(2)(D)(i)(I)
for the 2006 24-hour PM2.5 NAAQS for
North Carolina. No new requirements
were introduced in EPA’s 2009
Guidance. This guidance simply
provided additional clarifications but
the CAA requirements existed long
before North Carolina’s September 21,
2009, deadline for a SIP submission.
Comment 5: One Commenter
mentions that ‘‘EPA has not stated the
amount of reduction they believe is
needed to satisfy the transport
requirements. Not only is this a
situation where EPA moves the finish
line (by releasing guidance AFTER the
due date), the finish line isn’t even
knowable (because EPA refuses to
inform the states how much reduction is
enough to satisfy the requirements).
EPA seems to say that it has to be
whatever the final Transport Rule says,
even though there is no final Transport
Rule.’’
Response 5: EPA disagrees with this
comment. As was explained earlier, the
state obligation stems from the CAA
itself. As co-regulators, EPA makes
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efforts to assist states in submitting
approvable revisions—and EPA took
such action with EPA’s 2009 Guidance.
States had an opportunity to conduct
their own analyses regarding interstate
transport. Section 110(a)(2) requires that
the state’s submission contain adequate
provisions prohibiting emissions from
the state that contribute significantly to
nonattainment of or interfere with
maintenance of the NAAQS in any other
state. In order to ensure compliance
with the CAA’s mandate of ‘‘adequate’’
provisions, the state’s SIP revision must
be supported by an adequate technical
analysis, including, but not limited to,
information concerning emissions in the
state, meteorological conditions in the
state and the potentially impacted
states, monitored ambient
concentrations in the state and the
potentially impacted states, the distance
to the nearest area that is not attaining
the NAAQS in another state, and air
quality modeling. EPA appreciates that
North Carolina has initiated the process
of such an analysis (which is included
in North Carolina’s comment letter).
Comment 6: One Commenter notes
EPA’s statement in the January 26, 2011,
proposed disapproval where the Agency
states: ‘‘* * * without an adequate
technical analysis EPA does not believe
that states can sufficiently address the
section 110(a)(2)(D)(i)(I) requirement for
the 2006 PM2.5 NAAQS.’’ The
Commenter mentions that they, and
possibly other states, were precluded
from providing the necessary technical
analysis by EPA because EPA did not
release the guidance until after the SIP
submission deadline. Further, the
Commenter notes that EPA did not
provide specific criteria for the
technical analysis in the EPA’s 2009
Guidance, and mentions that ‘‘[h]ad
EPA provided adequate criteria for an
approvable SIP in a timely manner, it is
likely that [the state] would have been
able to submit an approvable SIP by the
statutory deadline.’’ The Commenter
included a technical analysis as part of
their comments on the proposal.
Response 6: EPA does not agree with
the Commenter’s assertions. As was
explained earlier, the SIP submission
requirement is identified in the CAA. In
addition, States were alerted that a
technical analysis that involved
modeling and permanent, enforceable
emission reductions could be used to
make an adequate demonstration to
satisfy the 110(a)(2)(D)(i)(I) requirement
for the 1997 PM2.5 and ozone NAAQS
when EPA promulgated CAIR in 2005.
Due to the legal status of CAIR, states
relying on CAIR as permanent were
taking a risk given EPA’s proposed
Transport Rule and the court decision
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on CAIR. Further, states were officially
informed that the 110(a)(2)(D)(i)(I)
requirement for the 2006 24-hour PM2.5
NAAQS could not be satisfied by
reliance on CAIR (since that rule did not
consider the 2006 24-hour PM2.5
NAAQS) when EPA released EPA’s
2009 Guidance. The submittal by North
Carolina relied on CAIR and it did not
include an adequate technical
analysis—despite EPA’s efforts to alert
states that mere reliance on CAIR, on its
own, would not meet the CAA
requirements.
Consistent with section 110 of the
CAA and implementing regulations at
40 CFR part 51, and as a general matter,
‘‘adequate technical analyses’’ are a
cornerstone of ensuring that SIP
revisions are approvable. EPA has
addressed the timing of information in
previous comments, but to underscore
that point, EPA alerted states formally
upon the release of the EPA’s 2009
Guidance that CAIR could not be used
to meet the 110(a)(2)(D)(i)(I)
requirement for the 2006 PM2.5 NAAQS.
In addition, there are formal SIP
revision requirements described in 40
CFR part 51, subpart F. EPA does not
agree that North Carolina’s comments
on the January 2011 disapproval
proposal may be considered a ‘‘SIP
revision;’’ nonetheless, EPA did review
the comments as was described above.
Further information regarding the path
forward following today’s action is
described below.
Upon disapproval of North Carolina’s
submittal, EPA has a legal obligation,
pursuant to the Act, to promulgate a
FIP. Section 110(a)(1) of the Act requires
states to submit SIPs that meet certain
requirements within three years of
promulgation of a NAAQS. These SIPs
are required to contain, among other
things, adequate provisions
‘‘prohibiting, consistent with the
provisions of this subchapter, any
source or other type of emissions
activity within the state from emitting
any air pollutant in amounts which
will—(I) contribute significantly to
nonattainment in, or interfere with
maintenance by, any other state with
respect to any such national primary or
secondary ambient air quality
standard.’’ Section 110(a)(1) gives the
Administrator authority to prescribe a
period shorter than three years for the
states to adopt and submit such SIPs,
but does not give the Administrator
authority to lengthen the time allowed
for submission.
Section 110(c)(1) of the Act, in turn,
requires EPA to promulgate FIPs if EPA
has found that the state has failed to
make a required submission or if EPA
has disapproved a state submission our
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found it to be incomplete. Specifically,
section 110(c)(1) requires EPA to
promulgate a FIP within two years after
the Administrator ‘‘(A) finds that a state
has failed to make a required
submission or finds that the plan or
plan revision submitted by the state
does not satisfy the minimum criteria
established under subsection (k)(1)(A) of
this section or (B) disapproves a state
implementation plan submission in
whole or in part.’’ The Act uses
mandatory language, finding that EPA
shall promulgate a FIPs at any time
within 2 years after the actions
identified 110(c)(1)(A) or 110(c)(1)(B)
have occurred. EPA’s legal obligation to
promulgate FIPs arises when those
actions occur without regard to the
underlying reason for the underlying
state SIP deficiency. The obligation to
promulgate a FIP must be discharged by
EPA unless two conditions are met: (1)
The state corrects the deficiency; and (2)
the Administrator approves the plan or
plan revision, before the Administrator
promulgates the FIP.
Under this statutory scheme, EPA has
authority and an obligation to
promulgate a FIP to correct a SIP
deficiency if the actions identified in
section 110(c)(1)(A) or (B) have been
taken, and the two conditions identified
in 110(c)(1) have not been met. The
question of whether EPA has authority
to promulgate any particular FIP,
therefore, must be considered on a state
specific basis.
EPA disagrees with the Commenter’s
suggestion that the rule is inconsistent
with the CAA because it does not give
states time to develop, submit and
receive EPA approval of SIPs before the
FIP goes into effect. Section 110(a)(2)
calls on states to submit SIPs that
contain adequate provisions prohibiting
the emissions proscribed by section
110(a)(2)(D)(i)(I). However, when EPA
has not received such SIP submission or
has disapproved a SIP submission, it
has an obligation created by section
110(c)(1) to promulgate a FIP that meets
the requirements of section
110(a)(2)(D)(i)(I). EPA does not believe it
has authority to adjust the deadlines
established in the Act in order to give
states additional time, after
promulgation of the Transport Rule, to
submit SIPs that comply with section
110(a)(2)(D)(i)(I). EPA does not believe it
has authority to alter the statutory
requirement that it promulgate FIPs
within two years of making a finding of
failure to submit. EPA sought to
discharge this duty with respect to the
states covered by CAIR for the PM2.5
NAAQS by promulgating CAIR;
however, the Court found that rule
unlawful and not sufficiently related to
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the statutory mandate of section
110(a)(2)(D)(i)(I). For this reason, EPA
does not believe it could argue that the
CAIR FIPs completely discharged its
duty to promulgate FIPs with respect to
the states whose section
110(a)(2)(D)(i)(I) SIPs are disapproved.
EPA is following the SIP process
established in the statute. The 110(a)
SIPs for the 2006 PM2.5 standard were
due in 2009. In each case, states were
given the full 3 years to meet the
requirement. The Transport Rule
provides the FIP to fulfill the
requirement that was unmet by the
states through SIPs. EPA is required to
promulgate a FIP within 2 years of a
state’s failure to have an approved SIP.
States were in fact given the first chance
to fulfill the requirement of Section
100(a)(2)(D)(i)(I). EPA’s action is
subsequent to the State’s opportunity to
first fulfill the requirement.
EPA has made every attempt to
smooth the transition between the
requirements of CAIR and those of the
forthcoming Transport Rule. For future
requirements, EPA will also make every
effort to address transition issues.
However, EPA cannot ignore its
statutory obligations and therefore
cannot ensure that no new requirements
will be placed on the sources being
regulated by this action. Every time a
NAAQS is revised, there is a statutory
obligation for states to submit SIPs to
address certain CAA requirements. If
states fail to meet the deadlines or
submit incomplete or inadequate SIPs,
EPA must act to ensure that the
requirements are put into place.
Even though EPA is issuing a FIP, the
State still has the opportunity to submit
a SIP that can tailor requirements to the
specific needs and concerns of the State
in order to meet the applicable state
budgets. Prior to this action, states had
ample time under the provisions of the
CAA to develop and submit approvable
SIPs and did not. No state affected by
the Transport Rule has submitted a SIP
to replace the emission reductions that
were required by CAIR, despite the
North Carolina opinion issued in
December 2008 that clearly said CAIR
did not adequately address
110(a)(2)(D)(i)(I). While the remand left
CAIR in place and states and sources
were required to continue to comply
with it, states had the opportunity to
develop replacement measures to ensure
that 110(a)(2)(D)(i)(I) components of
their SIPs would continue to be fulfilled
in the future.
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Objection to the Use of Disapproval
Actions for States’ Implementation
Plans
Comment 7: Two Commenters express
concerns about EPA’s proposed
disapproval and indicate that EPA had
an obligation to use section 110(k)(5) of
the CAA. One Commenter states: ‘‘EPA
continues to be resistant to exploring a
legislative approach to fixing some of
the SIP issues, yet the correct process
under the existing Clean Air Act to
appropriately address this issue is not
being used.’’ The Commenter goes on to
state: ‘‘Section 110(k) requires that
when EPA finds a plan to be inadequate,
EPA shall (1) require the state to revise
the plan, (2) notify the state of the
inadequacy, and (3) may establish
reasonable deadlines not to exceed 18
months.’’ Additionally, the Commenter
mentions that in their opinion, ‘‘The
proposed disapproval completely
ignores #1 and #3 and only partially
satisfies #2. Regarding #2, the EPA
proposal simply states EPA’s position
that the SIP is inadequate, but fails to
notify us ‘of the inadequacy.’ ’’ The
Commenter asserts that ‘‘* * * EPA still
has failed to provide any specificity on
what is required of a state to submit an
approvable SIP,’’ and mentions that
‘‘These Clean Air Act requirements are
not discretionary, and that ‘EPA must
comply with the provisions of Section
110(k)(5) by providing a reasonable
period of time to allow [the state] to
satisfy the inadequacy and sufficient
and timely instructions on what is
required to revise the plan instead of
relying on a theoretical FIP as the sole
remedy.’ ’’ The Commenter concludes
by stating that ‘‘EPA may not take final
action on this proposal until it complies
with Section 110(k)(5) of the Clean Air
Act.’’
Response 7: The issues raised in this
comment are also addressed by
Response 6, above. To further clarify
what is included in Response 6, North
Carolina’s September 21, 2009,
submission relating to section
110(a)(2)(D)(i)(I) for the 2006 PM2.5
NAAQS is being disapproved pursuant
to sections 110(k)(2) and (3) of the CAA,
not section 110(k)(5). Section 110(k)(5)
is applicable to SIPs that have been
federally-approved, and are
subsequently found to be substantially
inadequate. This is not the case for
North Carolina’s September 21, 2009,
submission relating to section
110(a)(2)(D)(i)(I) for the 2006 PM2.5
NAAQS as the September 21, 2009,
submission was provided to EPA for a
new requirement that was triggered by
the promulgation of the 24-hour PM2.5
NAAQS in 2006. EPA is required under
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section 110(k)(3) to act upon a state
submittal with an approval or
disapproval, within the time period
designated under section 110(k)(2).
With this action, EPA is disapproving
North Carolina’s September 21, 2009,
submission relating to section
110(a)(2)(D)(i)(I), because EPA has made
the determination that the North
Carolina SIP does not satisfy these
requirements for the 2006 PM2.5
NAAQS. North Carolina’s submission is
inadequate for its failure to meet the
statutory requirements of
110(a)(2)(D)(i)(I) as noted above. The
State can correct the deficiency by
submitting a transport SIP that meets
the provisions of the forthcoming
Transport Rule or otherwise eliminates
significant contribution and interference
with maintenance. See Response to
Comment 6.
Comment 8: One Commenter
expresses concern about EPA’s
statement in the January 26, 2011,
proposed disapprovals regarding the
Agency not taking action on some
elements of the states’ 2006 24-hour
PM2.5 infrastructure submissions, and
notes the Agency’s statutory timeframe
for taking action on SIP submissions.
Specifically, the Commenter cites the
following statement from EPA’s January
26, 2011, proposed rule: ‘‘[t]herefore,
EPA is proposing to disapprove those
provisions which relate to the
110(a)(2)(D)(i)(I) demonstration and to
take no action on the remainder of the
demonstration at this time.’’ The
Commenter mentions that EPA is
‘‘clearly in violation of Clean Air Act
Section 110(k)(2)’’ by not taking action
on the remainder of the states’
submissions.
Response 8: In this action, EPA is
disapproving certain elements of the
State’s submission related to the
requirements under section
110(a)(2)(D)(i)(I). EPA has also
determined that these elements are
severable from the rest of the
submission. Comments on elements that
are not being addressed here are not
relevant to this action. As noted herein,
EPA intends to act on those elements in
a subsequent action. See Response to
Comment 6 for additional information.
Comment 9: One Commenter
indicates that EPA could use section
110(k)(4) to conditionally approve the
states’ implementation plans for the
transport requirements related to the
2006 24-hour PM2.5 NAAQS in
anticipation of the promulgation of the
final Transport Rule, ‘‘[a]ssuming EPA
adequately addresses modeling and
emissions inventory concerns raised
during the comment period * * *’’
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Response 9: EPA does not agree that
the use of 110(k)(4) for a conditional
approval is appropriate in this
circumstance. Conditional approvals
may be used to approve a plan revision
based on a written commitment of the
State to adopt specific enforceable
measures by a date certain, but not later
than 1 year after the date of approval of
the plan revision. If the State does not
adopt specific enforceable measures
within a year, the conditional approval
automatically converts to a disapproval.
The forthcoming Transport Rule is an
action that is being promulgated from
EPA and not the State, so it is unclear
what ‘‘condition’’ the State would be
responsible for satisfying by relying on
the final promulgation of the Transport
Rule. Further, as the Commenter
implies, use of 110(k)(4) is optional. See
Response to Comment 6 for additional
information.
Acknowledgement of States’ Efforts and
Air Quality Conditions
Comment 10: Both Commenters
mention innovative air pollution control
strategies that states have implemented
to reduce emissions, and seem to
indicate that the adoption of those
strategies, in-and-of itself, complies
with the interstate transport provisions
of section 110(a)(2)(D)(i)(I) for the 2006
24-hour PM2.5 NAAQS. The
Commenters opine that state laws and
rules have resulted in enormous
reductions of pollutants that are key
pollutants to interstate transport.
Response 10: EPA agrees that states
have implemented innovative air
pollution control strategies that have
provided significant reductions in
emissions, and the Agency commends
states for their efforts. However, today’s
action relates to whether North Carolina
has provided an adequate technical
analysis and emissions reductions to
show compliance with the
110(a)(2)(D)(i)(I) requirements for the
2006 24-hour PM2.5 NAAQS for North
Carolina. It is EPA’s final determination
that North Carolina’s September 21,
2009, submission does not provide an
adequate technical analysis and
emissions reductions for this
determination and thus EPA is
disapproving the portion of North
Carolina’s September 21, 2009,
submission as it relates to the
110(a)(2)(D)(i)(I) requirements for the
2006 24-hour PM2.5 NAAQS for North
Carolina.
Concerns Related to the Transport Rule
Comment 11: One Commenter
expresses concern regarding EPA’s
statement in the January 26, 2011,
proposed disapproval regarding the
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modeling used to support the proposed
Transport Rule, and the findings in
relation to whether states significantly
contribute to nonattainment or interfere
with maintenance of the 2006 24-hour
PM2.5 NAAQS in downwind areas. The
Commenter states that ‘‘based on 2007–
2009 monitoring data, all of these areas
are currently meeting the 2006 24-hour
PM2.5 NAAQS’’ and expresses concern
that EPA did not note the area’s status
with regard to the 2006 24-hour PM2.5
NAAQS in the proposal. The
Commenter goes on to say ‘‘we noted in
our official comments on the proposed
Transport Rule, EPA had numerous
errors in the modeling inputs and failed
to ensure that the model performance
was acceptable. This may explain the
disparity between EPA’s modeling
results and the real world monitors.’’
Response 11: Today’s action relates to
whether the State provided an adequate
technical analysis and emissions
reductions to show compliance with the
110(a)(2)(D)(i)(I) requirements for the
2006 24-hour PM2.5 NAAQS for North
Carolina, and is not based on the
attainment status of North Carolina
areas. North Carolina did not provide an
adequate technical analysis to EPA to
demonstrate compliance with the
110(a)(2)(D)(i)(I) requirements for the
2006 24-hour PM2.5 NAAQS. With
regard to the Commenter’s concern
about the forthcoming Transport Rule,
EPA notes that the Agency received
numerous comments on the proposed
Transport Rule and is considering those
comments as it works toward
promulgation of a final Transport Rule.
All comments on the Transport Rule
will be addressed in that context.
Comment 12: Both Commenters assert
that EPA’s proposed finding of
significant contribution for the proposed
Transport Rule is based on an
inaccurate emissions inventory, fails to
take into account all of the reductions
required by the state rules already in
effect, and contains numerous other
errors that only compound these
problems.
Response 12: EPA received numerous
comments on the proposed Transport
Rule and is considering those comments
as it works toward promulgation of a
final Transport Rule. All comments on
the Transport Rule will be addressed in
that context.
III. Final Action
EPA is taking final action to
disapprove the portion of North
Carolina’s September 21, 2009,
submission, relating to section
110(a)(2)(D)(i)(I), because EPA has made
the determination that North Carolina
SIP does not satisfy the requirements for
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the 2006 24-hour PM2.5 NAAQS.
Although EPA is taking final action to
disapprove the portion of North
Carolina’s September 21, 2009,
submission relating to section
110(a)(2)(D)(i)(I), EPA acknowledges the
State’s efforts to address this
requirement in its September 21, 2009,
submission. Unfortunately, the
submittal relies on CAIR and without an
adequate technical analysis EPA does
not believe that states can adequately
address the section 110(a)(2)(D)(i)(I)
requirement for the 2006 PM2.5 NAAQS.
The purpose of the Transport Rule that
EPA is developing and has proposed is
to respond to the remand of CAIR by the
Court and address the section
110(a)(2)(D)(i)(I) requirements for the
2006 24-hour PM2.5 NAAQS for the
affected states. In today’s action, EPA is
not taking any disapproval action on the
remaining elements of the submission,
including other section 110(a)(2)
infrastructure elements, and specifically
the section 110(a)(2)(D)(i)(II) portion
regarding interference with measures
required in the applicable SIP for
another state designed to prevent
significant deterioration of air quality
and protect visibility but instead will
act on those provisions in a separate
rulemaking.
Under section 179(a) of the CAA, final
disapproval of a submittal that
addresses a requirement of a Part D Plan
(42 U.S.C. sections 7501–7515) or is
required in response to a finding of
substantial inadequacy as described in
section 7410(k)(5) (SIP call) starts a
sanctions clock. Section
110(a)(2)(D)(i)(I) provisions (the
provisions being disapproved in today’s
notice) were not submitted to meet
requirements for Part D, and therefore,
no sanctions will be triggered. This final
action triggers the requirement under
section 110(c) that EPA promulgate a
FIP no later than 2 years from the date
of the disapproval unless the State
corrects the deficiency, and the
Administrator approves the plan or plan
revision before the Administrator
promulgates such FIP. The proposed
Transport Rule, when final, is the FIP
that EPA intends to implement to satisfy
the 110(a)(2)(D)(i)(I) requirement for
North Carolina for the 2006 24-hr PM2.5
NAAQS.
IV. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to act on state law as
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43173
meeting federal requirements and does
not impose additional requirements
beyond those imposed by state law.
A. Executive Order 12866, Regulatory
Planning and Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
Executive Order 12866 (58 FR 51735,
October 4, 1993) and is therefore not
subject to review under the Executive
Order.
B. Paperwork Reduction Act
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq, because this
SIP disapproval under section 110 and
subchapter I, part D of the CAA will not
in-and-of itself create any new
information collection burdens but
simply disapproves certain state
requirements for inclusion into the SIP.
Burden is defined at 5 CFR 1320.3(b).
C. Regulatory Flexibility Act (RFA)
The RFA generally requires an agency
to conduct a regulatory flexibility
analysis of any rule subject to notice
and comment rulemaking requirements
unless the agency certifies that the rule
will not have a significant economic
impact on a substantial number of small
entities. Small entities include small
businesses, small not-for-profit
enterprises, and small governmental
jurisdictions. For purposes of assessing
the impacts of today’s rule on small
entities, small entity is defined as: (1) A
small business as defined by the Small
Business Administration’s regulations at
13 CFR 121.201; (2) a small
governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s final rule on small
entities, I certify that this action will not
have a significant impact on a
substantial number of small entities.
This rule does not impose any
requirements or create impacts on small
entities. This SIP disapproval under
section 110 and subchapter I, part D of
the CAA will not in-and-of itself create
any new requirements but simply
disapproves certain state requirements
for inclusion into the SIP. Accordingly,
it affords no opportunity for EPA to
fashion for small entities less
burdensome compliance or reporting
requirements or timetables or
exemptions from all or part of the rule.
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The fact that the CAA prescribes that
various consequences (e.g., higher offset
requirements) may or will flow from
this disapproval does not mean that
EPA either can or must conduct a
regulatory flexibility analysis for this
action. Therefore, this action will not
have a significant economic impact on
a substantial number of small entities.
EPA continues to be interested in the
potential impacts of this proposed rule
on small entities and welcome
comments on issues related to such
impacts.
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D. Unfunded Mandates Reform Act
This action contains no Federal
mandates under the provisions of Title
II of the Unfunded Mandates Reform
Act of 1995 (UMRA), 2 U.S.C. 1531–
1538 for state, local, or tribal
governments or the private sector. EPA
has determined that the disapproval
action does not include a federal
mandate that may result in estimated
costs of $100 million or more to either
state, local, or tribal governments in the
aggregate, or to the private sector. This
action disapproves pre-existing
requirements under state or local law,
and imposes no new requirements.
Accordingly, no additional costs to
state, local, or tribal governments, or to
the private sector, result from this
action.
E. Executive Order 13132, Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the states, on the relationship
between the national government and
the states, or on the distribution of
power and responsibilities among the
various levels of government.’’
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132, because it
merely disapproves certain state
requirements for inclusion into the SIP
and does not alter the relationship or
the distribution of power and
responsibilities established in the CAA.
Thus, Executive Order 13132 does not
apply to this action.
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F. Executive Order 13175, Coordination
with Indian Tribal Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000), because the SIP EPA is
disapproving would not apply in Indian
country located in the State, and EPA
notes that it will not impose substantial
direct costs on tribal governments or
preempt tribal law. Thus, Executive
Order 13175 does not apply to this
action.
G. Executive Order 13045, Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying only to those regulatory
actions that concern health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This action is not subject to
Executive Order 13045 because it
because it is not an economically
significant regulatory action based on
health or safety risks subject to
Executive Order 13045 (62 FR 19885,
April 23, 1997). This SIP disapproval
under section 110 and subchapter I, part
D of the CAA will not in-and-of itself
create any new regulations but simply
disapproves certain state requirements
for inclusion into the SIP.
H. Executive Order 13211, Actions that
Significantly Affect Energy Supply,
Distribution or Use
This action is not subject to Executive
Order 13211 (66 FR 28355, May 22,
2001) because it is not a significant
regulatory action under Executive Order
12866.
I. National Technology Transfer and
Advancement Act (NTTAA)
Section 12(d) of the NTTAA, Public
Law 104–113, section 12(d) (15 U.S.C.
272 note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. NTTAA directs EPA
to provide Congress, through the Office
of Management and Budget,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. EPA
believes that this action is not subject to
requirements of Section 12(d) of
NTTAA because application of those
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Sfmt 4700
requirements would be inconsistent
with the CAA.
J. Executive Order 12898: Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA lacks the discretionary authority
to address environmental justice in this
proposed action. In reviewing SIP
submissions, EPA’s role is to approve or
disapprove state choices, based on the
criteria of the CAA. Accordingly, this
action merely proposes to disapprove
certain state requirements for inclusion
into the SIP under section 110 and
subchapter I, part D of the CAA and will
not in-and-of itself create any new
requirements. Accordingly, it does not
provide EPA with the discretionary
authority to address, as appropriate,
disproportionate human health or
environmental effects, using practicable
and legally permissible methods, under
Executive Order 12898.
K. Petitions for Judicial Review
Under section 307(b)(1) of the CAA,
petitions for judicial review of this
action must be filed in the United States
Court of Appeals for the appropriate
circuit by September 19, 2011. Filing a
petition for reconsideration by the
Administrator of this final rule does not
affect the finality of this action for the
purposes of judicial review nor does it
extend the time within which a petition
for judicial review may be filed, and
shall not postpone the effectiveness of
such rule or action. This action may not
be challenged later in proceedings to
enforce its requirements. (See section
307(b)(2).)
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Particulate matter, Reporting and
recordkeeping requirements.
Dated: June 28, 2011.
A. Stanley Meiburg,
Acting Regional Administrator, Region 4.
40 CFR part 52 is amended as follows:
E:\FR\FM\20JYR1.SGM
20JYR1
Federal Register / Vol. 76, No. 139 / Wednesday, July 20, 2011 / Rules and Regulations
PART 52—[AMENDED]
1. The authority citation for part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart II—North Carolina
2. Section 52.1781 is amended by
adding paragraph (g), to read as follows:
■
§ 52.1781 Control strategy: Sulfur oxides
and particulate matter.
*
*
*
*
*
(g) Disapproval. EPA is disapproving
portions of North Carolina’s
Infrastructure SIP for the 2006 24-hour
PM2.5 NAAQS addressing interstate
transport, specifically with respect to
section 110(a)(2)(D)(i)(I).
[FR Doc. 2011–18000 Filed 7–19–11; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2011–0046; FRL–9318–1]
Approval and Promulgation of
Implementation Plans; State of
California; Interstate Transport of
Pollution; Significant Contribution to
Nonattainment and Interference With
Maintenance Requirements
Correction
In rule document 2011–14480
appearing on pages 34872–34876, in the
issue of Wednesday, June 15, 2011,
make the following correction:
On page number 34872, in the second
column, in the Environmental
Protection Agency document, the
subject is corrected to appear as above.
[FR Doc. C1–2011–14480 Filed 7–19–11; 8:45 am]
BILLING CODE 1505–01–D
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R05–OAR–2009–0805; FRL–9435–8]
jlentini on DSK4TPTVN1PROD with RULES
Approval of Air Quality Implementation
Plans; Indiana and Ohio; Disapproval
of Interstate Transport State
Implementation Plan Revision for the
2006 24-hour PM2.5 NAAQS
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
Pursuant to its authority
under the Clean Air Act (CAA), EPA is
taking final action to disapprove the
SUMMARY:
VerDate Mar<15>2010
16:14 Jul 19, 2011
Jkt 223001
portions of submittals by the Indiana
Department of Environmental
Management (IDEM) and the Ohio
Environmental Protection Agency (Ohio
EPA) that pertain to requirements in the
CAA to address interstate transport for
the 2006 24-hour fine particle (PM2.5)
National Ambient Air Quality Standards
(NAAQS). EPA is not, however,
currently taking action on the remainder
of the State Implementation Plan (SIP)
submittals from IDEM and Ohio EPA
concerning other basic or
‘‘Infrastructure’’ elements required
under the CAA. The proposed rule
associated with this final action was
published on February 4, 2011. The
effect of this action will be an obligation
for EPA to promulgate a Federal
Implementation Plan (FIP) for Indiana
and Ohio no later than two years from
the date of disapproval. The Transport
Rule, when final, is the FIP that EPA
intends to implement for Indiana and
Ohio.
DATES: This final rule is effective on
August 19, 2011.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–R05–OAR–2009–0805. All
documents in the docket are listed in
the https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
or other information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly-available only in hard
copy. Publicly-available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the U.S. Environmental Protection
Agency, Region 5, Air and Radiation
Division, 77 West Jackson Boulevard,
Chicago, Illinois 60604. This facility is
open from 8:30 a.m. to 4:30 p.m.,
Monday through Friday, excluding
Federal holidays. We recommend that
you telephone Andy Chang at (312)
886–0258 before visiting the Region 5
office.
FOR FURTHER INFORMATION CONTACT:
Andy Chang, Environmental Engineer,
Attainment Planning and Maintenance
Section, Air Programs Branch (AR–18J),
U.S. Environmental Protection Agency,
Region 5, 77 West Jackson Boulevard,
Chicago, Illinois 60604, (312) 886–0258,
chang.andy@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document whenever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
EPA. This supplementary information
section is arranged as follows:
I. What is the background for this action?
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43175
II. What is our response to comments
received on the notice of proposed
rulemaking?
III. What action is EPA taking?
IV. Statutory and Executive Order Reviews
I. What is the background for this
action?
Section 110(a)(1) of the CAA requires
states to submit basic or ‘‘Infrastructure’’
SIPs to address a new or revised
NAAQS within three years after
promulgation of such standards, or
within such shorter period as EPA may
prescribe. As provided by section
110(k)(2) of the CAA, within twelve
months of a determination that a
submitted SIP is complete under
110(k)(1) of the CAA, the Administrator
shall act on the plan. As authorized in
section 110(k)(3) of the CAA, where
portions of the state submittals are
severable, within that twelve-month
period EPA may approve the portions of
the submittals that meet the
requirements of the CAA, take no action
on certain portions of the submittals,
and disapprove the portions of the
submittals that do not meet the
requirements of the CAA. When the
deficient provisions are not severable
from all of the submitted provisions,
EPA must propose disapproval of the
submittals, consistent with section
110(k)(3) of the CAA.
Section 110(a)(2) of the CAA lists the
elements that such new Infrastructure
SIPs must address, as applicable,
including section 110(a)(2)(D)(i), which
pertains to interstate transport of certain
emissions, also known as the CAA
‘‘good neighbor’’ provisions.
On December 18, 2006, EPA revised
the 24-hour average PM2.5 primary and
secondary NAAQS from 65 micrograms
per cubic meter (μg/m3) to 35 μg/m3
(see, 71 FR 61144).1 On September 25,
2009, EPA issued its ‘‘Guidance on SIP
Elements Required Under Sections
110(a)(1) and (2) for the 2006 24-Hour
Fine Particle (PM2.5) National Ambient
Air Quality Standards (NAAQS)’’ (2009
Guidance). EPA developed the 2009
Guidance for States making submissions
to meet the requirements of section 110,
including 110(a)(2)(D)(i) for the revised
2006 24-hour PM2.5 NAAQS.
As identified in the 2009 Guidance,
the ‘‘good neighbor’’ provisions in
section 110(a)(2)(D)(i) require each state
to submit a SIP that prohibits emissions
that adversely affect another state in the
1 The rule for the revised PM
2.5 NAAQS was
signed by the Administrator and publically
disseminated on September 21, 2006. Because EPA
did not prescribe a shorter period for 110(a) SIP
submittals, these submittals for the 2006 24-hour
PM2.5 NAAQS were due on September 21, 2009,
three years from the September 21, 2006 signature
date.
E:\FR\FM\20JYR1.SGM
20JYR1
Agencies
[Federal Register Volume 76, Number 139 (Wednesday, July 20, 2011)]
[Rules and Regulations]
[Pages 43167-43175]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-18000]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R04-OAR-2010-1015-201129; FRL-9438-3]
Approval and Promulgation of Air Quality Implementation Plan;
North Carolina; Disapproval of Interstate Transport Submission for the
2006 24-Hour PM2.5 Standards
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is taking final action to disapprove the portion of North
Carolina's September 21, 2009, submission which was intended to meet
the requirement to address interstate transport for the 2006 24-hour
fine particulate matter (PM2.5) national ambient air quality
standards (NAAQS). Additionally, EPA is responding to comments received
on EPA's January 26, 2011, proposed disapproval of the aforementioned
portion of North Carolina's September 21, 2009, submission. On
September 21, 2009, the State of North Carolina, through the North
Carolina Department of Environment and Natural Resources (NC DENR),
provided a letter to EPA certifying that North Carolina's state
implementation plan (SIP) meets the interstate transport requirements
with regard to the 2006 24-hour PM2.5 NAAQS. Specifically,
the interstate transport requirements under the Clean Air Act (CAA or
Act) prohibit a state's emissions from significantly contributing to
nonattainment or interfering with the maintenance of the NAAQS in any
other state. The effect of today's action will be the promulgation of a
Federal Implementation Plan (FIP) for North Carolina no later than two
years from the date of disapproval. The proposed Transport Rule, when
final, is the FIP that EPA intends to implement for North Carolina.
DATES: Effective Date: This rule will be effective August 19, 2011.
ADDRESSES: EPA has established a docket for this action under Docket
Identification No. EPA-R04-OAR-2010-1015. All documents in the docket
are listed on the https://www.regulations.gov Web site. Although listed
in the index, some information is not publicly available, i.e.,
Confidential Business Information or other information whose disclosure
is restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy
[[Page 43168]]
form. Publicly available docket materials are available either
electronically through https://www.regulations.gov or in hard copy at
the Regulatory Development Section, Air Planning Branch, Air,
Pesticides and Toxics Management Division, U.S. Environmental
Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia
30303-8960. EPA requests that if at all possible, you contact the
person listed in the FOR FURTHER INFORMATION CONTACT section to
schedule your inspection. The Regional Office's official hours of
business are Monday through Friday, 8:30 to 4:30 excluding federal
holidays.
FOR FURTHER INFORMATION CONTACT: For information regarding the North
Carolina SIP, contact Mr. Zuri Farngalo, Regulatory Development
Section, Air Planning Branch, Air, Pesticides and Toxics Management
Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth
Street, SW., Atlanta, Georgia 30303-8960. Mr. Farngalo's telephone
number is (404) 562-9152; e-mail address: farngalo.zuri@epa.gov. For
information regarding the PM2.5 interstate transport
requirements under section 110(a)(2)(D)(i), contact Mr. Steven
Scofield, Regulatory Development Section, at the same address above.
Mr. Scofield's telephone number is (404) 562-9034; e-mail address:
scofield.steve@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. EPA's Responses to Comments
III. Final Action
IV. Statutory and Executive Order Reviews
I. Background
Upon promulgation of a new or revised NAAQS, sections 110(a)(1) and
(2) of the CAA require states to address basic SIP requirements,
including emissions inventories, monitoring, and modeling to assure
attainment and maintenance for that NAAQS. On December 18, 2006, EPA
revised the 24-hour average PM2.5 primary and secondary
NAAQS from 65 micrograms per cubic meter ([mu]g/m\3\) to 35 [mu]g/m\3\,
thus states were required to provide submissions to address section
110(a)(1) and (2) of the CAA (infrastructure SIPs) for this revised
NAAQS. North Carolina provided its infrastructure submission for the
2006 PM2.5 NAAQS on September 21, 2009. On January 26, 2011,
EPA proposed to disapprove the portion of North Carolina's September
21, 2009, infrastructure submission related to interstate transport
(i.e., 110(a)(2)(D)(i)(I)) for the 2006 PM2.5 NAAQS. See 76
FR 4592. A summary of the background for this final action is provided
below.
Section 110(a)(2) lists the elements that infrastructure SIPs must
address, as applicable, including section 110(a)(2)(D)(i), which
pertains to interstate transport of certain emissions. States were
required to provide submissions to address the applicable 110(a)(2)
infrastructure requirements, including section 110(a)(2)(D)(i), by
September 21, 2009.\1\
---------------------------------------------------------------------------
\1\ The rule for the revised PM2.5 NAAQS was signed
by the Administrator and publically disseminated on September 21,
2006. Because EPA did not prescribe a shorter period for 110(a) SIP
submittals, the submittals for the 2006 24-hour NAAQS were due on
September 21, 2009, three years from the September 21, 2006,
signature date.
---------------------------------------------------------------------------
On September 25, 2009, EPA issued a guidance entitled ``Guidance on
SIP Elements Required Under Sections 110(a)(1) and (2) for the 2006 24-
Hour Fine Particle (PM2.5) National Ambient Air Quality
Standards (NAAQS)'' (herein after referred to as ``EPA's 2009
Guidance''). EPA developed the EPA's 2009 Guidance to make additional
recommendations to states for making submissions to meet the
requirements of section 110, including 110(a)(2)(D)(i) for the revised
2006 24-hour PM2.5 NAAQS.
As identified in the EPA's 2009 Guidance, the ``good neighbor''
provisions in section 110(a)(2)(D)(i) require each state to submit a
SIP that prohibits emissions that adversely affect another state in the
ways contemplated in the CAA. Section 110(a)(2)(D)(i) contains four
distinct requirements related to the impacts of interstate transport.
Specifically, the SIP must prevent sources in the state from emitting
pollutants in amounts which will: (1) Contribute significantly to
nonattainment of the NAAQS in other states; (2) interfere with
maintenance of the NAAQS in other states; (3) interfere with provisions
to prevent significant deterioration of air quality in other states; or
(4) interfere with efforts to protect visibility in other states.
In the EPA's 2009 Guidance, EPA explained that submissions from
states pertaining to the ``significant contribution'' and ``interfere
with maintenance'' requirements in section 110(a)(2)(D)(i)(I) must
contain adequate provisions to prohibit air pollutant emissions from
within the state that contribute significantly to nonattainment or
interfere with maintenance of the NAAQS in any other state. EPA
described a number of considerations for states for providing an
adequate demonstration to address interstate transport requirements in
the EPA's 2009 Guidance. First, EPA noted that the state's submission
should explain whether or not emissions from the state contribute
significantly to nonattainment or interfere with maintenance of the
NAAQS in any other state and, if so, address the impact. EPA stated
that the state's conclusion should be supported by an adequate
technical analysis. Second, EPA recommended the various types of
information that could be relevant to support the state's submission,
such as information concerning emissions in the state, meteorological
conditions in the state and the potentially impacted states, monitored
ambient concentrations in the state, and air quality modeling. Third,
EPA explained that states should address the ``interfere with
maintenance'' requirement independently which requires an evaluation of
impacts on areas of other states that are meeting the 2006 24-hour
PM2.5 NAAQS, not merely areas designated nonattainment.
Lastly, EPA explained that states could not rely on the Clean Air
Interstate Rule (CAIR) to comply with CAA section 110(a)(2)(D)(i)
requirements for the 2006 24-hour PM2.5 NAAQS because CAIR
does not address this NAAQS. CAIR, promulgated by EPA on May 12, 2005
(See 70 FR 25162), required states to reduce emissions of sulfur
dioxide and nitrogen oxides that significantly contribute to, and
interfere with maintenance of the 1997 PM2.5 NAAQS and/or
ozone in any downwind state. CAIR was intended to provide states
covered by the rule with a mechanism to satisfy their CAA section
110(a)(2)(D)(i)(I) obligations to address significant contribution to
downwind nonattainment and interference with maintenance in another
state with respect to the 1997 ozone and PM2.5 NAAQS. Many
states adopted the CAIR provisions and submitted SIPs to EPA to
demonstrate compliance with the CAIR requirements in satisfaction of
their 110(a)(2)(D)(i)(I) obligations for those two pollutants.
EPA was sued by a number of parties on various aspects of CAIR, and
on July 11, 2008, the U.S. Court of Appeals for the District of
Columbia Circuit (DC Circuit or Court) issued its decision to vacate
and remand both CAIR and the associated CAIR FIPs in their entirety.
North Carolina v. EPA, 531 F.3d 836 (DC Circuit, July 11, 2008).
However, in response to EPA's petition for rehearing, the Court issued
an order remanding CAIR to EPA without vacating either CAIR or the CAIR
FIPs. North Carolina v. EPA, 550 F.3d 1176 (DC Circuit, December 23,
2008). The Court thereby left CAIR in place in order to ``temporarily
preserve the
[[Page 43169]]
environmental values covered by CAIR'' until EPA replaces it with a
rule consistent with the Court's opinion. Id. at 1178. The Court
directed EPA to ``remedy CAIR's flaws'' consistent with its July 11,
2008, opinion, but declined to impose a schedule on EPA for completing
that action. Id.
In order to address the judicial remand of CAIR, EPA has proposed a
new rule to address interstate transport pursuant to section
110(a)(2)(D)(i), the ``Federal Implementation Plans to Reduce
Interstate Transport of Fine Particulate Matter and Ozone'' (Transport
Rule).\2\ As part of the proposed Transport Rule, EPA specifically
examined the section 110(a)(2)(D)(i) requirements that emissions from
sources in a state must not ``significantly contribute to
nonattainment'' and ``interfere with maintenance'' of the 2006 24-hour
PM2.5 NAAQS by other states. The modeling performed for the
proposed Transport Rule shows that North Carolina significantly
contributes to nonattainment or interferes with maintenance of the 2006
24-hour PM2.5 NAAQS in downwind areas. EPA has now completed
the modeling for the final Transport Rule and, as indicated by the
technical support documents for this action, North Carolina in fact
contributes to downwind nonattainment in another state or interferes
with maintenance of the 2006 24-hour PM2.5 NAAQS in another
state.
---------------------------------------------------------------------------
\2\ See ``Federal Implementation Plans to Reduce Interstate
Transport of Fine Particulate Matter and Ozone; Proposed Rule,'' 75
FR 45210 (August 2, 2010).
---------------------------------------------------------------------------
On September 21, 2009, the State of North Carolina, through NC
DENR, provided a letter to EPA certifying that the North Carolina SIP
meets the interstate transport requirements with regard to the 2006 24-
hour PM2.5 NAAQS.\3\ Specifically, North Carolina certified
that its current SIP adequately addresses the elements of CAA section
110(a)(2)(D)(i)(I) for the 2006 24-hour PM2.5 NAAQS. CAA
section 110(a)(2)(D)(i)(I) requires that implementation plans for each
state contain adequate provisions to prohibit air pollutant emissions
from sources within a state from significantly contributing to
nonattainment in or interfering with maintenance of the NAAQS (in this
case the 2006 24-hour PM2.5 NAAQS) in any other state. On
January 26, 2011, EPA proposed to disapprove the portion of North
Carolina's September 21, 2009, submission related to interstate
transport for the 2006 24-hour PM2.5 NAAQS because EPA made
the preliminary determination that North Carolina's September 21, 2009,
submission does not meet the requirements of section 110(a)(2)(D)(i)(I)
of the CAA for this NAAQS. This action is finalizing EPA's disapproval
of North Carolina's September 21, 2009, submission with regard to
section 110(a)(2)(D)(i)(I) of the CAA for the 2006 24-hour
PM2.5 NAAQS. See EPA's January 26, 2011, proposed
disapproval rulemaking at 76 FR 4592 for further information on EPA's
rationale for this final action.
---------------------------------------------------------------------------
\3\ North Carolina's September 21, 2009, certification letter
also explained that North Carolina's current SIP sufficiently
addresses other requirements of section 110(a)(2) for the 2006 24-
hour PM2.5 NAAQS; however, today's final rulemaking only
relates to the section 110(a)(2)(D)(i)(I) requirements for the 2006
24-hour PM2.5 NAAQS. EPA will address the other section
110(a)(2) requirements for the 2006 24-hour PM2.5 NAAQS
in relation to North Carolina's SIP in a rulemaking separate from
today's final rulemaking.
---------------------------------------------------------------------------
II. EPA's Responses to Comments
EPA received two sets of adverse comments on the January 26, 2011,
proposed rulemaking to disapprove the portion of North Carolina's
September 21, 2009, infrastructure submission on the interstate
transport requirements of sections 110(a)(2)(D)(i)(I) of the CAA for
the 2006 24-hour PM2.5 NAAQS. A full set of the comments
provided by NC DENR and the Georgia Environmental Protection Division
(hereinafter referred to as ``the Commenters'') are provided in the
docket for this final action. As a general matter, the comments
overlapped on some issues, and as a result, EPA has organized the
response to comments by issue. In addition, EPA acknowledges Georgia's
comments regarding SIP processing in general. As Georgia is aware, EPA
is considering improvements to the SIP process and appreciates
Georgia's comments in that regard.
For the most part, the Commenters oppose EPA's proposed disapproval
action for the interstate portion of North Carolina's September 21,
2009, infrastructure submission for the 2006 24-hour PM2.5
NAAQS. The comments fall generally into the following categories: (1)
States' inability to rely on CAIR to satisfy the 110(a)(2)(D)(i)(I)
requirements for the 2006 24-hour PM2.5 NAAQS; (2) apparent
lack of guidance from EPA on how states should meet the requirements;
(3) concerns regarding the procedure of taking action to disapprove
North Carolina's submittal; (4) acknowledgement of states' efforts and
air quality conditions; and (5) concerns related to the Transport Rule.
A summary of the comments and EPA's responses are provided below.
States' Inability to Rely on CAIR to Satisfy the 110(a)(2)(D)(i)(I)
Requirements for the 2006 24-Hour PM2.5 NAAQS
Comment 1: The Commenters express concern with EPA's proposed
disapproval and assert that states should be able to rely on CAIR to
address the transport requirements in section 110(a)(2)(D)(i)(I) for
the 2006 24-hour PM2.5 NAAQS. The Commenters explain that
the Court left CAIR in place and opine that states should be able to
rely on emissions reductions from CAIR to address transport. One
Commenter also mentions that ``[t]he Court did not impose a schedule on
EPA for completing the Transport Rule; therefore, states have no
assurances that EPA will ever replace the CAIR rule. Since there is no
guarantee that the Transport Rule will be promulgated in a timely
manner, states cannot rely on the reductions in the proposed Transport
Rule and must rely on the CAIR reductions, which are permanent and
enforceable.''
Response 1: As discussed in EPA's 2009 Guidance, states cannot rely
on the CAIR rule for the submission for the 2006 24-hour
PM2.5 NAAQS because CAIR does not address this NAAQS, and
was never intended to address this NAAQS. CAIR was originally put in
place to address the 1997 8-hour ozone and PM2.5 NAAQS. In
order to adequately address the requirements of section
110(a)(2)(D)(i)(I), states can only rely on permanent emission
reductions to address transport for the 2006 24-hour PM2.5 NAAQS, and
must include an appropriate technical demonstration.
Apparent Lack of Guidance From EPA on How States Should Meet the
Requirements
Comment 2: Both Commenters note that that 110(a)(2) infrastructure
SIPs for the 24-hour PM2.5 NAAQS were due September 21,
2009, but EPA's guidance was not released to the states until September
25, 2009.
Response 2: While EPA's 2009 Guidance regarding the 110(a)(2)
infrastructure SIPs for the 2006 24-hour PM2.5 NAAQS was
released on September 25, 2009, this guidance did not establish new
requirements beyond those already required by section
110(a)(2)(D)(i)(I) of the CAA. Relevant portions of section 110(a)(2)
require, as follows, ``Each [implementation plan submitted by a State
under this chapter] shall * * * contain adequate provisions--(i)
prohibiting, consistent with the provisions of this subchapter, any
source or other type of emissions activity within the State from
emitting
[[Page 43170]]
any air pollutant in amounts which will--contribute significantly to
nonattainment in, or interfere with maintenance by, any other State
with respect to any such national primary or secondary ambient air
quality standard * * *'' States are statutorily obligated to address
the requirements of section 110(a)(2)(D)(i)(I) for the 2006 24-hour
PM2.5 NAAQS. This above-quoted provision provides States
with the requirement.
Comment 3: The Commenters express concern about communication in
the SIP process. The Commenters go on to say that ``[e]ven though EPA's
guidance was released only a short time later, EPA Region 4 gave
absolutely no indication to its co-regulators that there would be a
fatal flaw with the submittal.'' The commenter further states that,
``it wasn't until a year later that states were informed via an e-mail
on August 27, 2010, that `All Region 4 states submitted complete
infrastructure SIPs for the 2006 PM2.5 NAAQS, and our
intention is to disapprove the 110(a)(2)(D)(i)(I) portion of those
unless it is withdrawn by the state.' ''
Response 3: EPA disagrees with the Commenters' assertion that they
were initially notified in an August 27, 2010, e-mail about EPA's
expectations and concerns with states' submissions reliance on CAIR to
meet the requirements for section 110(a)(2)(D)(i)(I) for the 2006 24-
hour PM2.5 NAAQS. As was explained above, North Carolina's
obligation stems from the CAA. As is EPA's practice, EPA reminded the
States on a number of occasions of the interstate transport obligations
in 110(a)(2)(D)(i)(I). In addition to the informal reminders (via e-
mail and teleconferences, among other avenues), EPA's January 2011
proposal served as a formal, legal notification and provided for a
formal opportunity for public comment.
Although EPA reminded states of EPA's expectations and concerns
with states' reliance on CAIR to meet the requirements for section
110(a)(2)(D)(i)(I) for the 2006 24-hour PM2.5 NAAQS in an
August 27, 2010, e-mail, EPA formally notified states of the
expectations and concerns in the EPA's 2009 Guidance. Specifically, EPA
noted that SIP submissions that relied on CAIR for satisfying the
110(a)(2)(D)(i)(I) requirements for the 2006 24-hour PM2.5
NAAQS would be inadequate, as CAIR did not address this NAAQS. EPA's
proposed disapproval of the portion of North Carolina's September 21,
2009, submission did not occur until January 2011, which was over a
year after EPA's notification (through the release of the EPA's 2009
Guidance) of any states' deficiency for meeting the 110(a)(2)(D)(i)(I)
requirement for the 2006 24-hr PM2.5 NAAQS had that state
relied on CAIR. Thus, North Carolina had notification and an
opportunity to provide supplemental information between the release of
EPA's 2009 Guidance and EPA's proposed disapproval action in January
2011.
Comment 4: One Commenter raises concerns with EPA treating its 2009
Guidance as ``binding'' and suggests that this action is contrary to
statements made by EPA in support of EPA and states being ``co-
regulators.''
Response 4: EPA disagrees with the Commenter's assertion that the
proposed disapproval is contrary to EPA treating the states as co-
regulators. As was explained earlier, EPA has regular contact with its
state co-regulators. With regard to the proposed disapproval action,
EPA corresponded with North Carolina regarding the September 21, 2009,
submittal prior to the proposed disapproval. In the past several
months, EPA has corresponded with North Carolina on a number of
occasions regarding other SIP revisions and EPA's consideration of
those revisions--as is EPA's typical practice to support the co-
regulator relationship.
Further, EPA notes that the January 26, 2011, proposed disapproval
of North Carolina's September 21, 2009, submission as it relates to
satisfying the 110(a)(2)(D)(i)(I) requirements for the 2006 24-hour
PM2.5 NAAQS is based on EPA's determination that North
Carolina did not provide adequate information to demonstrate compliance
with the requirements of section 110(a)(2)(D)(i)(I) for the 2006 24-
hour PM2.5 NAAQS for North Carolina. No new requirements
were introduced in EPA's 2009 Guidance. This guidance simply provided
additional clarifications but the CAA requirements existed long before
North Carolina's September 21, 2009, deadline for a SIP submission.
Comment 5: One Commenter mentions that ``EPA has not stated the
amount of reduction they believe is needed to satisfy the transport
requirements. Not only is this a situation where EPA moves the finish
line (by releasing guidance AFTER the due date), the finish line isn't
even knowable (because EPA refuses to inform the states how much
reduction is enough to satisfy the requirements). EPA seems to say that
it has to be whatever the final Transport Rule says, even though there
is no final Transport Rule.''
Response 5: EPA disagrees with this comment. As was explained
earlier, the state obligation stems from the CAA itself. As co-
regulators, EPA makes efforts to assist states in submitting approvable
revisions--and EPA took such action with EPA's 2009 Guidance. States
had an opportunity to conduct their own analyses regarding interstate
transport. Section 110(a)(2) requires that the state's submission
contain adequate provisions prohibiting emissions from the state that
contribute significantly to nonattainment of or interfere with
maintenance of the NAAQS in any other state. In order to ensure
compliance with the CAA's mandate of ``adequate'' provisions, the
state's SIP revision must be supported by an adequate technical
analysis, including, but not limited to, information concerning
emissions in the state, meteorological conditions in the state and the
potentially impacted states, monitored ambient concentrations in the
state and the potentially impacted states, the distance to the nearest
area that is not attaining the NAAQS in another state, and air quality
modeling. EPA appreciates that North Carolina has initiated the process
of such an analysis (which is included in North Carolina's comment
letter).
Comment 6: One Commenter notes EPA's statement in the January 26,
2011, proposed disapproval where the Agency states: ``* * * without an
adequate technical analysis EPA does not believe that states can
sufficiently address the section 110(a)(2)(D)(i)(I) requirement for the
2006 PM2.5 NAAQS.'' The Commenter mentions that they, and
possibly other states, were precluded from providing the necessary
technical analysis by EPA because EPA did not release the guidance
until after the SIP submission deadline. Further, the Commenter notes
that EPA did not provide specific criteria for the technical analysis
in the EPA's 2009 Guidance, and mentions that ``[h]ad EPA provided
adequate criteria for an approvable SIP in a timely manner, it is
likely that [the state] would have been able to submit an approvable
SIP by the statutory deadline.'' The Commenter included a technical
analysis as part of their comments on the proposal.
Response 6: EPA does not agree with the Commenter's assertions. As
was explained earlier, the SIP submission requirement is identified in
the CAA. In addition, States were alerted that a technical analysis
that involved modeling and permanent, enforceable emission reductions
could be used to make an adequate demonstration to satisfy the
110(a)(2)(D)(i)(I) requirement for the 1997 PM2.5 and ozone
NAAQS when EPA promulgated CAIR in 2005. Due to the legal status of
CAIR, states relying on CAIR as permanent were taking a risk given
EPA's proposed Transport Rule and the court decision
[[Page 43171]]
on CAIR. Further, states were officially informed that the
110(a)(2)(D)(i)(I) requirement for the 2006 24-hour PM2.5
NAAQS could not be satisfied by reliance on CAIR (since that rule did
not consider the 2006 24-hour PM2.5 NAAQS) when EPA released
EPA's 2009 Guidance. The submittal by North Carolina relied on CAIR and
it did not include an adequate technical analysis--despite EPA's
efforts to alert states that mere reliance on CAIR, on its own, would
not meet the CAA requirements.
Consistent with section 110 of the CAA and implementing regulations
at 40 CFR part 51, and as a general matter, ``adequate technical
analyses'' are a cornerstone of ensuring that SIP revisions are
approvable. EPA has addressed the timing of information in previous
comments, but to underscore that point, EPA alerted states formally
upon the release of the EPA's 2009 Guidance that CAIR could not be used
to meet the 110(a)(2)(D)(i)(I) requirement for the 2006
PM2.5 NAAQS. In addition, there are formal SIP revision
requirements described in 40 CFR part 51, subpart F. EPA does not agree
that North Carolina's comments on the January 2011 disapproval proposal
may be considered a ``SIP revision;'' nonetheless, EPA did review the
comments as was described above. Further information regarding the path
forward following today's action is described below.
Upon disapproval of North Carolina's submittal, EPA has a legal
obligation, pursuant to the Act, to promulgate a FIP. Section 110(a)(1)
of the Act requires states to submit SIPs that meet certain
requirements within three years of promulgation of a NAAQS. These SIPs
are required to contain, among other things, adequate provisions
``prohibiting, consistent with the provisions of this subchapter, any
source or other type of emissions activity within the state from
emitting any air pollutant in amounts which will--(I) contribute
significantly to nonattainment in, or interfere with maintenance by,
any other state with respect to any such national primary or secondary
ambient air quality standard.'' Section 110(a)(1) gives the
Administrator authority to prescribe a period shorter than three years
for the states to adopt and submit such SIPs, but does not give the
Administrator authority to lengthen the time allowed for submission.
Section 110(c)(1) of the Act, in turn, requires EPA to promulgate
FIPs if EPA has found that the state has failed to make a required
submission or if EPA has disapproved a state submission our found it to
be incomplete. Specifically, section 110(c)(1) requires EPA to
promulgate a FIP within two years after the Administrator ``(A) finds
that a state has failed to make a required submission or finds that the
plan or plan revision submitted by the state does not satisfy the
minimum criteria established under subsection (k)(1)(A) of this section
or (B) disapproves a state implementation plan submission in whole or
in part.'' The Act uses mandatory language, finding that EPA shall
promulgate a FIPs at any time within 2 years after the actions
identified 110(c)(1)(A) or 110(c)(1)(B) have occurred. EPA's legal
obligation to promulgate FIPs arises when those actions occur without
regard to the underlying reason for the underlying state SIP
deficiency. The obligation to promulgate a FIP must be discharged by
EPA unless two conditions are met: (1) The state corrects the
deficiency; and (2) the Administrator approves the plan or plan
revision, before the Administrator promulgates the FIP.
Under this statutory scheme, EPA has authority and an obligation to
promulgate a FIP to correct a SIP deficiency if the actions identified
in section 110(c)(1)(A) or (B) have been taken, and the two conditions
identified in 110(c)(1) have not been met. The question of whether EPA
has authority to promulgate any particular FIP, therefore, must be
considered on a state specific basis.
EPA disagrees with the Commenter's suggestion that the rule is
inconsistent with the CAA because it does not give states time to
develop, submit and receive EPA approval of SIPs before the FIP goes
into effect. Section 110(a)(2) calls on states to submit SIPs that
contain adequate provisions prohibiting the emissions proscribed by
section 110(a)(2)(D)(i)(I). However, when EPA has not received such SIP
submission or has disapproved a SIP submission, it has an obligation
created by section 110(c)(1) to promulgate a FIP that meets the
requirements of section 110(a)(2)(D)(i)(I). EPA does not believe it has
authority to adjust the deadlines established in the Act in order to
give states additional time, after promulgation of the Transport Rule,
to submit SIPs that comply with section 110(a)(2)(D)(i)(I). EPA does
not believe it has authority to alter the statutory requirement that it
promulgate FIPs within two years of making a finding of failure to
submit. EPA sought to discharge this duty with respect to the states
covered by CAIR for the PM2.5 NAAQS by promulgating CAIR;
however, the Court found that rule unlawful and not sufficiently
related to the statutory mandate of section 110(a)(2)(D)(i)(I). For
this reason, EPA does not believe it could argue that the CAIR FIPs
completely discharged its duty to promulgate FIPs with respect to the
states whose section 110(a)(2)(D)(i)(I) SIPs are disapproved.
EPA is following the SIP process established in the statute. The
110(a) SIPs for the 2006 PM2.5 standard were due in 2009. In
each case, states were given the full 3 years to meet the requirement.
The Transport Rule provides the FIP to fulfill the requirement that was
unmet by the states through SIPs. EPA is required to promulgate a FIP
within 2 years of a state's failure to have an approved SIP. States
were in fact given the first chance to fulfill the requirement of
Section 100(a)(2)(D)(i)(I). EPA's action is subsequent to the State's
opportunity to first fulfill the requirement.
EPA has made every attempt to smooth the transition between the
requirements of CAIR and those of the forthcoming Transport Rule. For
future requirements, EPA will also make every effort to address
transition issues. However, EPA cannot ignore its statutory obligations
and therefore cannot ensure that no new requirements will be placed on
the sources being regulated by this action. Every time a NAAQS is
revised, there is a statutory obligation for states to submit SIPs to
address certain CAA requirements. If states fail to meet the deadlines
or submit incomplete or inadequate SIPs, EPA must act to ensure that
the requirements are put into place.
Even though EPA is issuing a FIP, the State still has the
opportunity to submit a SIP that can tailor requirements to the
specific needs and concerns of the State in order to meet the
applicable state budgets. Prior to this action, states had ample time
under the provisions of the CAA to develop and submit approvable SIPs
and did not. No state affected by the Transport Rule has submitted a
SIP to replace the emission reductions that were required by CAIR,
despite the North Carolina opinion issued in December 2008 that clearly
said CAIR did not adequately address 110(a)(2)(D)(i)(I). While the
remand left CAIR in place and states and sources were required to
continue to comply with it, states had the opportunity to develop
replacement measures to ensure that 110(a)(2)(D)(i)(I) components of
their SIPs would continue to be fulfilled in the future.
[[Page 43172]]
Objection to the Use of Disapproval Actions for States' Implementation
Plans
Comment 7: Two Commenters express concerns about EPA's proposed
disapproval and indicate that EPA had an obligation to use section
110(k)(5) of the CAA. One Commenter states: ``EPA continues to be
resistant to exploring a legislative approach to fixing some of the SIP
issues, yet the correct process under the existing Clean Air Act to
appropriately address this issue is not being used.'' The Commenter
goes on to state: ``Section 110(k) requires that when EPA finds a plan
to be inadequate, EPA shall (1) require the state to revise the plan,
(2) notify the state of the inadequacy, and (3) may establish
reasonable deadlines not to exceed 18 months.'' Additionally, the
Commenter mentions that in their opinion, ``The proposed disapproval
completely ignores 1 and 3 and only partially
satisfies 2. Regarding 2, the EPA proposal simply
states EPA's position that the SIP is inadequate, but fails to notify
us `of the inadequacy.' '' The Commenter asserts that ``* * * EPA still
has failed to provide any specificity on what is required of a state to
submit an approvable SIP,'' and mentions that ``These Clean Air Act
requirements are not discretionary, and that `EPA must comply with the
provisions of Section 110(k)(5) by providing a reasonable period of
time to allow [the state] to satisfy the inadequacy and sufficient and
timely instructions on what is required to revise the plan instead of
relying on a theoretical FIP as the sole remedy.' '' The Commenter
concludes by stating that ``EPA may not take final action on this
proposal until it complies with Section 110(k)(5) of the Clean Air
Act.''
Response 7: The issues raised in this comment are also addressed by
Response 6, above. To further clarify what is included in Response 6,
North Carolina's September 21, 2009, submission relating to section
110(a)(2)(D)(i)(I) for the 2006 PM2.5 NAAQS is being
disapproved pursuant to sections 110(k)(2) and (3) of the CAA, not
section 110(k)(5). Section 110(k)(5) is applicable to SIPs that have
been federally-approved, and are subsequently found to be substantially
inadequate. This is not the case for North Carolina's September 21,
2009, submission relating to section 110(a)(2)(D)(i)(I) for the 2006
PM2.5 NAAQS as the September 21, 2009, submission was
provided to EPA for a new requirement that was triggered by the
promulgation of the 24-hour PM2.5 NAAQS in 2006. EPA is
required under section 110(k)(3) to act upon a state submittal with an
approval or disapproval, within the time period designated under
section 110(k)(2). With this action, EPA is disapproving North
Carolina's September 21, 2009, submission relating to section
110(a)(2)(D)(i)(I), because EPA has made the determination that the
North Carolina SIP does not satisfy these requirements for the 2006
PM2.5 NAAQS. North Carolina's submission is inadequate for
its failure to meet the statutory requirements of 110(a)(2)(D)(i)(I) as
noted above. The State can correct the deficiency by submitting a
transport SIP that meets the provisions of the forthcoming Transport
Rule or otherwise eliminates significant contribution and interference
with maintenance. See Response to Comment 6.
Comment 8: One Commenter expresses concern about EPA's statement in
the January 26, 2011, proposed disapprovals regarding the Agency not
taking action on some elements of the states' 2006 24-hour
PM2.5 infrastructure submissions, and notes the Agency's
statutory timeframe for taking action on SIP submissions. Specifically,
the Commenter cites the following statement from EPA's January 26,
2011, proposed rule: ``[t]herefore, EPA is proposing to disapprove
those provisions which relate to the 110(a)(2)(D)(i)(I) demonstration
and to take no action on the remainder of the demonstration at this
time.'' The Commenter mentions that EPA is ``clearly in violation of
Clean Air Act Section 110(k)(2)'' by not taking action on the remainder
of the states' submissions.
Response 8: In this action, EPA is disapproving certain elements of
the State's submission related to the requirements under section
110(a)(2)(D)(i)(I). EPA has also determined that these elements are
severable from the rest of the submission. Comments on elements that
are not being addressed here are not relevant to this action. As noted
herein, EPA intends to act on those elements in a subsequent action.
See Response to Comment 6 for additional information.
Comment 9: One Commenter indicates that EPA could use section
110(k)(4) to conditionally approve the states' implementation plans for
the transport requirements related to the 2006 24-hour PM2.5
NAAQS in anticipation of the promulgation of the final Transport Rule,
``[a]ssuming EPA adequately addresses modeling and emissions inventory
concerns raised during the comment period * * *''
Response 9: EPA does not agree that the use of 110(k)(4) for a
conditional approval is appropriate in this circumstance. Conditional
approvals may be used to approve a plan revision based on a written
commitment of the State to adopt specific enforceable measures by a
date certain, but not later than 1 year after the date of approval of
the plan revision. If the State does not adopt specific enforceable
measures within a year, the conditional approval automatically converts
to a disapproval. The forthcoming Transport Rule is an action that is
being promulgated from EPA and not the State, so it is unclear what
``condition'' the State would be responsible for satisfying by relying
on the final promulgation of the Transport Rule. Further, as the
Commenter implies, use of 110(k)(4) is optional. See Response to
Comment 6 for additional information.
Acknowledgement of States' Efforts and Air Quality Conditions
Comment 10: Both Commenters mention innovative air pollution
control strategies that states have implemented to reduce emissions,
and seem to indicate that the adoption of those strategies, in-and-of
itself, complies with the interstate transport provisions of section
110(a)(2)(D)(i)(I) for the 2006 24-hour PM2.5 NAAQS. The
Commenters opine that state laws and rules have resulted in enormous
reductions of pollutants that are key pollutants to interstate
transport.
Response 10: EPA agrees that states have implemented innovative air
pollution control strategies that have provided significant reductions
in emissions, and the Agency commends states for their efforts.
However, today's action relates to whether North Carolina has provided
an adequate technical analysis and emissions reductions to show
compliance with the 110(a)(2)(D)(i)(I) requirements for the 2006 24-
hour PM2.5 NAAQS for North Carolina. It is EPA's final
determination that North Carolina's September 21, 2009, submission does
not provide an adequate technical analysis and emissions reductions for
this determination and thus EPA is disapproving the portion of North
Carolina's September 21, 2009, submission as it relates to the
110(a)(2)(D)(i)(I) requirements for the 2006 24-hour PM2.5
NAAQS for North Carolina.
Concerns Related to the Transport Rule
Comment 11: One Commenter expresses concern regarding EPA's
statement in the January 26, 2011, proposed disapproval regarding the
[[Page 43173]]
modeling used to support the proposed Transport Rule, and the findings
in relation to whether states significantly contribute to nonattainment
or interfere with maintenance of the 2006 24-hour PM2.5
NAAQS in downwind areas. The Commenter states that ``based on 2007-2009
monitoring data, all of these areas are currently meeting the 2006 24-
hour PM2.5 NAAQS'' and expresses concern that EPA did not
note the area's status with regard to the 2006 24-hour PM2.5
NAAQS in the proposal. The Commenter goes on to say ``we noted in our
official comments on the proposed Transport Rule, EPA had numerous
errors in the modeling inputs and failed to ensure that the model
performance was acceptable. This may explain the disparity between
EPA's modeling results and the real world monitors.''
Response 11: Today's action relates to whether the State provided
an adequate technical analysis and emissions reductions to show
compliance with the 110(a)(2)(D)(i)(I) requirements for the 2006 24-
hour PM2.5 NAAQS for North Carolina, and is not based on the
attainment status of North Carolina areas. North Carolina did not
provide an adequate technical analysis to EPA to demonstrate compliance
with the 110(a)(2)(D)(i)(I) requirements for the 2006 24-hour
PM2.5 NAAQS. With regard to the Commenter's concern about
the forthcoming Transport Rule, EPA notes that the Agency received
numerous comments on the proposed Transport Rule and is considering
those comments as it works toward promulgation of a final Transport
Rule. All comments on the Transport Rule will be addressed in that
context.
Comment 12: Both Commenters assert that EPA's proposed finding of
significant contribution for the proposed Transport Rule is based on an
inaccurate emissions inventory, fails to take into account all of the
reductions required by the state rules already in effect, and contains
numerous other errors that only compound these problems.
Response 12: EPA received numerous comments on the proposed
Transport Rule and is considering those comments as it works toward
promulgation of a final Transport Rule. All comments on the Transport
Rule will be addressed in that context.
III. Final Action
EPA is taking final action to disapprove the portion of North
Carolina's September 21, 2009, submission, relating to section
110(a)(2)(D)(i)(I), because EPA has made the determination that North
Carolina SIP does not satisfy the requirements for the 2006 24-hour
PM2.5 NAAQS. Although EPA is taking final action to
disapprove the portion of North Carolina's September 21, 2009,
submission relating to section 110(a)(2)(D)(i)(I), EPA acknowledges the
State's efforts to address this requirement in its September 21, 2009,
submission. Unfortunately, the submittal relies on CAIR and without an
adequate technical analysis EPA does not believe that states can
adequately address the section 110(a)(2)(D)(i)(I) requirement for the
2006 PM2.5 NAAQS. The purpose of the Transport Rule that EPA
is developing and has proposed is to respond to the remand of CAIR by
the Court and address the section 110(a)(2)(D)(i)(I) requirements for
the 2006 24-hour PM2.5 NAAQS for the affected states. In
today's action, EPA is not taking any disapproval action on the
remaining elements of the submission, including other section 110(a)(2)
infrastructure elements, and specifically the section
110(a)(2)(D)(i)(II) portion regarding interference with measures
required in the applicable SIP for another state designed to prevent
significant deterioration of air quality and protect visibility but
instead will act on those provisions in a separate rulemaking.
Under section 179(a) of the CAA, final disapproval of a submittal
that addresses a requirement of a Part D Plan (42 U.S.C. sections 7501-
7515) or is required in response to a finding of substantial inadequacy
as described in section 7410(k)(5) (SIP call) starts a sanctions clock.
Section 110(a)(2)(D)(i)(I) provisions (the provisions being disapproved
in today's notice) were not submitted to meet requirements for Part D,
and therefore, no sanctions will be triggered. This final action
triggers the requirement under section 110(c) that EPA promulgate a FIP
no later than 2 years from the date of the disapproval unless the State
corrects the deficiency, and the Administrator approves the plan or
plan revision before the Administrator promulgates such FIP. The
proposed Transport Rule, when final, is the FIP that EPA intends to
implement to satisfy the 110(a)(2)(D)(i)(I) requirement for North
Carolina for the 2006 24-hr PM2.5 NAAQS.
IV. Statutory and Executive Order Reviews
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the Act and applicable
federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, EPA's role is to act on state law as meeting
federal requirements and does not impose additional requirements beyond
those imposed by state law.
A. Executive Order 12866, Regulatory Planning and Review
This action is not a ``significant regulatory action'' under the
terms of Executive Order 12866 (58 FR 51735, October 4, 1993) and is
therefore not subject to review under the Executive Order.
B. Paperwork Reduction Act
This action does not impose an information collection burden under
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq,
because this SIP disapproval under section 110 and subchapter I, part D
of the CAA will not in-and-of itself create any new information
collection burdens but simply disapproves certain state requirements
for inclusion into the SIP. Burden is defined at 5 CFR 1320.3(b).
C. Regulatory Flexibility Act (RFA)
The RFA generally requires an agency to conduct a regulatory
flexibility analysis of any rule subject to notice and comment
rulemaking requirements unless the agency certifies that the rule will
not have a significant economic impact on a substantial number of small
entities. Small entities include small businesses, small not-for-profit
enterprises, and small governmental jurisdictions. For purposes of
assessing the impacts of today's rule on small entities, small entity
is defined as: (1) A small business as defined by the Small Business
Administration's regulations at 13 CFR 121.201; (2) a small
governmental jurisdiction that is a government of a city, county, town,
school district or special district with a population of less than
50,000; and (3) a small organization that is any not-for-profit
enterprise which is independently owned and operated and is not
dominant in its field.
After considering the economic impacts of today's final rule on
small entities, I certify that this action will not have a significant
impact on a substantial number of small entities. This rule does not
impose any requirements or create impacts on small entities. This SIP
disapproval under section 110 and subchapter I, part D of the CAA will
not in-and-of itself create any new requirements but simply disapproves
certain state requirements for inclusion into the SIP. Accordingly, it
affords no opportunity for EPA to fashion for small entities less
burdensome compliance or reporting requirements or timetables or
exemptions from all or part of the rule.
[[Page 43174]]
The fact that the CAA prescribes that various consequences (e.g.,
higher offset requirements) may or will flow from this disapproval does
not mean that EPA either can or must conduct a regulatory flexibility
analysis for this action. Therefore, this action will not have a
significant economic impact on a substantial number of small entities.
EPA continues to be interested in the potential impacts of this
proposed rule on small entities and welcome comments on issues related
to such impacts.
D. Unfunded Mandates Reform Act
This action contains no Federal mandates under the provisions of
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C.
1531-1538 for state, local, or tribal governments or the private
sector. EPA has determined that the disapproval action does not include
a federal mandate that may result in estimated costs of $100 million or
more to either state, local, or tribal governments in the aggregate, or
to the private sector. This action disapproves pre-existing
requirements under state or local law, and imposes no new requirements.
Accordingly, no additional costs to state, local, or tribal
governments, or to the private sector, result from this action.
E. Executive Order 13132, Federalism
Executive Order 13132, entitled ``Federalism'' (64 FR 43255, August
10, 1999), requires EPA to develop an accountable process to ensure
``meaningful and timely input by State and local officials in the
development of regulatory policies that have federalism implications.''
``Policies that have federalism implications'' is defined in the
Executive Order to include regulations that have ``substantial direct
effects on the states, on the relationship between the national
government and the states, or on the distribution of power and
responsibilities among the various levels of government.''
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government, as
specified in Executive Order 13132, because it merely disapproves
certain state requirements for inclusion into the SIP and does not
alter the relationship or the distribution of power and
responsibilities established in the CAA. Thus, Executive Order 13132
does not apply to this action.
F. Executive Order 13175, Coordination with Indian Tribal Governments
This action does not have tribal implications, as specified in
Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP
EPA is disapproving would not apply in Indian country located in the
State, and EPA notes that it will not impose substantial direct costs
on tribal governments or preempt tribal law. Thus, Executive Order
13175 does not apply to this action.
G. Executive Order 13045, Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997)
as applying only to those regulatory actions that concern health or
safety risks, such that the analysis required under section 5-501 of
the Executive Order has the potential to influence the regulation. This
action is not subject to Executive Order 13045 because it because it is
not an economically significant regulatory action based on health or
safety risks subject to Executive Order 13045 (62 FR 19885, April 23,
1997). This SIP disapproval under section 110 and subchapter I, part D
of the CAA will not in-and-of itself create any new regulations but
simply disapproves certain state requirements for inclusion into the
SIP.
H. Executive Order 13211, Actions that Significantly Affect Energy
Supply, Distribution or Use
This action is not subject to Executive Order 13211 (66 FR 28355,
May 22, 2001) because it is not a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and Advancement Act (NTTAA)
Section 12(d) of the NTTAA, Public Law 104-113, section 12(d) (15
U.S.C. 272 note) directs EPA to use voluntary consensus standards in
its regulatory activities unless to do so would be inconsistent with
applicable law or otherwise impractical. Voluntary consensus standards
are technical standards (e.g., materials specifications, test methods,
sampling procedures, and business practices) that are developed or
adopted by voluntary consensus standards bodies. NTTAA directs EPA to
provide Congress, through the Office of Management and Budget,
explanations when the Agency decides not to use available and
applicable voluntary consensus standards. EPA believes that this action
is not subject to requirements of Section 12(d) of NTTAA because
application of those requirements would be inconsistent with the CAA.
J. Executive Order 12898: Federal Actions to Address Environmental
Justice in Minority Populations and Low-Income Populations
Executive Order 12898 (59 FR 7629, February 16, 1994) establishes
federal executive policy on environmental justice. Its main provision
directs federal agencies, to the greatest extent practicable and
permitted by law, to make environmental justice part of their mission
by identifying and addressing, as appropriate, disproportionately high
and adverse human health or environmental effects of their programs,
policies, and activities on minority populations and low-income
populations in the United States.
EPA lacks the discretionary authority to address environmental
justice in this proposed action. In reviewing SIP submissions, EPA's
role is to approve or disapprove state choices, based on the criteria
of the CAA. Accordingly, this action merely proposes to disapprove
certain state requirements for inclusion into the SIP under section 110
and subchapter I, part D of the CAA and will not in-and-of itself
create any new requirements. Accordingly, it does not provide EPA with
the discretionary authority to address, as appropriate,
disproportionate human health or environmental effects, using
practicable and legally permissible methods, under Executive Order
12898.
K. Petitions for Judicial Review
Under section 307(b)(1) of the CAA, petitions for judicial review
of this action must be filed in the United States Court of Appeals for
the appropriate circuit by September 19, 2011. Filing a petition for
reconsideration by the Administrator of this final rule does not affect
the finality of this action for the purposes of judicial review nor
does it extend the time within which a petition for judicial review may
be filed, and shall not postpone the effectiveness of such rule or
action. This action may not be challenged later in proceedings to
enforce its requirements. (See section 307(b)(2).)
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Particulate matter, Reporting
and recordkeeping requirements.
Dated: June 28, 2011.
A. Stanley Meiburg,
Acting Regional Administrator, Region 4.
40 CFR part 52 is amended as follows:
[[Page 43175]]
PART 52--[AMENDED]
0
1. The authority citation for part 52 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart II--North Carolina
0
2. Section 52.1781 is amended by adding paragraph (g), to read as
follows:
Sec. 52.1781 Control strategy: Sulfur oxides and particulate matter.
* * * * *
(g) Disapproval. EPA is disapproving portions of North Carolina's
Infrastructure SIP for the 2006 24-hour PM2.5 NAAQS
addressing interstate transport, specifically with respect to section
110(a)(2)(D)(i)(I).
[FR Doc. 2011-18000 Filed 7-19-11; 8:45 am]
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