Loan Policies and Operations; Loan Purchases From FDIC; Effective Date, 42470-42471 [2011-18192]
Download as PDF
42470
Federal Register / Vol. 76, No. 138 / Tuesday, July 19, 2011 / Rules and Regulations
private sector. Thus, this rule is not
subject to the requirements of sections
202 and 205 of the Unfunded Mandates
Reform Act of 1995.
Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
This executive order imposes
requirements on Rural Development in
the development of regulatory policies
that have tribal implications or preempt
tribal laws. Rural Development has
determined that the final rule does not
have a substantial direct effect on one or
more Indian tribe(s) or on either the
relationship or the distribution of
powers and responsibilities between the
Federal Government and Indian tribes.
Thus, this final rule is not subject to the
requirements of Executive Order 13175.
If a tribe determines that this rule has
implications of which Rural
Development is not aware and would
like to engage with Rural Development
on this rule, please contact Rural
Development’s Native American
Coordinator at (202) 690–1681 or
AIAN@wdc.usda.gov.
Paperwork Reduction Act
This rule contains no new reporting
or recordkeeping requirements that
would require approval under the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35).
E-Government Act Compliance
Rural Development is committed to
complying with the E-Government Act,
to promote the use of the Internet and
other information technologies, to
provide increased opportunities for
citizen access to Government
information and services, and other
purposes.
wwoods2 on DSK1DXX6B1PROD with RULES_PART 1
I. Background
The Agency reviewed 7 CFR 4279.72,
which is composed of three paragraphs,
the first two of which are pertinent.
Section 4279.72(a) lays out the
conditions under which a guarantee is
not enforceable. The text separately
identifies four such conditions:
1. In cases of fraud or
misrepresentation of which a lender or
holder has actual knowledge at the time
it becomes such lender or holder or
which a lender or holder participates in
or condones;
2. To the extent that any loss is
occasioned by a provision for interest on
interest;
3. To the extent any loss is occasioned
by the violation of usury laws, negligent
servicing, or failure to obtain the
required security regardless of the time
VerDate Mar<15>2010
14:19 Jul 18, 2011
Jkt 223001
at which the Agency acquires
knowledge thereof; and
4. To the extent that loan funds are
used for purposes other than those
specifically approved by the Agency in
its Conditional Commitment.
Section 4279.72(b) discusses rights
and liabilities when a guaranteed
portion of a loan is sold to a holder. It
states, in part, that the lender will be
liable for payments made by USDA to
any holder in the event of ‘‘material
fraud, negligence or misrepresentation
by the lender or the lender’s
participation in or condoning of such
material fraud, negligence or
misrepresentation.’’ Section 4279.72(b)
does not, however, refer to the other
conditions listed in § 4279.72(a).
The Agency believes the lender’s
responsibility to reimburse the Agency
for the improper activity should not be
dependent upon whether the lender or
holder owns the loan guarantee.
However, the Agency is concerned that
this policy is not sufficiently clear in the
regulation. Therefore, the Agency is
clarifying its position on this matter.
The regulatory change is not retroactive
nor does it affect the rights of current
holders. However, the Agency
recognizes that the issue should be
clarified in the regulation. Accordingly,
the Agency is making the changes in
this direct final rule.
CHAPTER XLII—RURAL BUSINESSCOOPERATIVE SERVICE AND RURAL
UTILITIES SERVICE, DEPARTMENT OF
AGRICULTURE
PART 4279—GUARANTEED
LOANMAKING
1. The authority citation for part 4279
is revised to read as follows:
■
Authority: 5 U.S.C. 301; 7 U.S.C. 1932(a);
and 7 U.S.C. 1989.
Subpart A—General
2. Amend § 4279.72 by revising the
last sentence of paragraph (b) to read as
follows:
■
§ 4279.72
Conditions of guarantee.
*
*
*
*
*
(b) * * * The lender will reimburse
the Agency for any payments the
Agency makes to a holder of lender’s
guaranteed loan that, under the Loan
Note Guarantee, would not have been
paid to the lender had the lender
retained the entire interest in the
guaranteed loan and not conveyed an
interest to a holder.
*
*
*
*
*
Dated: July 12, 2011.
Dallas Tonsager,
Under Secretary, Rural Development.
[FR Doc. 2011–18010 Filed 7–18–11; 8:45 am]
BILLING CODE 3410–XY–P
II. Discussion of Change
Section 4279.72(a) addresses the
lender’s coverage under the loan note
guarantee. It also identifies those
instances when the conduct of a holder
may jeopardize their interest in the loan
note guarantee. Section 4279.72(b)
addresses the holder’s coverage under
the loan note guarantee. The change
being made by this rule clarifies that
having a holder purchase part of the
loan note guarantee does not increase
the coverage provided to the lender
under the loan note guarantee.
Therefore, the Agency will require the
lender to reimburse it for any amount it
pays to a holder that would not have
been paid to a lender under
§ 4279.72(a).
The Agency is revising § 4279.72(b) to
address the situation discussed in the
‘‘Background’’ section and similar
situations.
List of Subjects in 7 CFR Part 4279
Loan programs—Business and
industry—Rural development
assistance, Rural areas.
For the reasons set forth in the
preamble, chapter XLII, title 7 of the
Code of Federal Regulations is amended
as follows:
PO 00000
Frm 00002
Fmt 4700
Sfmt 4700
FARM CREDIT ADMINISTRATION
12 CFR Part 614
RIN 3052–AC62
Loan Policies and Operations; Loan
Purchases From FDIC; Effective Date
Farm Credit Administration.
Notice of effective date.
AGENCY:
ACTION:
SUMMARY: The Farm Credit
Administration (FCA or Agency),
through the FCA Board (Board), issued
a final rule under part 614 on May 25,
2011 (76 FR 30246) amending our
regulations on loan policies and
operations. In accordance with 12
U.S.C. 2252, the effective date of the
final rule is 30 days from the date of
publication in the Federal Register
during which either or both Houses of
Congress are in session. Based on the
records of the sessions of Congress, the
effective date of the regulations is July
12, 2011.
DATES: Effective Date: Under the
authority of 12 U.S.C. 2252, the
regulation amending 12 CFR part 614
published on May 25, 2011 (76 FR
30246) is effective July 12, 2011.
E:\FR\FM\19JYR1.SGM
19JYR1
Federal Register / Vol. 76, No. 138 / Tuesday, July 19, 2011 / Rules and Regulations
FOR FURTHER INFORMATION CONTACT:
FEDERAL TRADE COMMISSION
Mark L. Johansen, Senior Policy
Analyst, Office of Regulatory Policy,
Farm Credit Administration, McLean,
Virginia 22102–5090, (703) 883–4498,
TTY (703) 883–4434, or
Mary Alice Donner, Senior Counsel,
Office of General Counsel, Farm
Credit Administration, McLean,
Virginia 22102–5090, (703) 883–4020,
TTY (703) 883–4020.
(12 U.S.C. 2252(a)(9) and (10))
Dated: July 14, 2011.
Dale L. Aultman,
Secretary, Farm Credit Administration Board.
[FR Doc. 2011–18192 Filed 7–18–11; 8:45 am]
BILLING CODE 6705–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 71
[Docket No. FAA–2011–0116; Airspace
Docket No. 11–ANE–1]
Establishment of Class E Airspace;
Brunswick, ME
AGENCY: Federal Aviation
Administration (FAA) DOT.
ACTION:
Final rule; correction.
SUMMARY: This action corrects the
effective date of a final rule correction,
that was published in the Federal
Register on July 6, 2011. The effective
date in that Final Rule; Correction.
inadvertently listed the wrong effective
date in the Correction to Final Rule
section.
DATES: Effective Date: 0901 UTC, July
28, 2011.
FOR FURTHER INFORMATION CONTACT: John
Fornito; telephone (404) 305–6364.
wwoods2 on DSK1DXX6B1PROD with RULES_PART 1
Correction to Final Rule; Correction
In final rule FR Doc 2011–16783, on
page 39259 in the Federal Register of
July 6, 2011 (76 FR 39259), make the
following correction:
On page 39259, in the second column,
in the Correction to Final Rule section,
in the second paragraph, remove the
dates August 28, 2011, and July 25,
2011, and replace them with the dates
August 25, 2011, and July 28, 2011.
Issued in Washington, DC on July 8, 2011.
Rebecca B. MacPherson,
Assistant Chief Counsel for Regulations.
[FR Doc. 2011–17978 Filed 7–18–11; 8:45 am]
BILLING CODE 4910–13–P
VerDate Mar<15>2010
14:19 Jul 18, 2011
Jkt 223001
16 CFR Parts 801, 802 and 803
RIN 3084–AA91
Premerger Notification; Reporting and
Waiting Period Requirements
Federal Trade Commission.
Final rule.
AGENCY:
ACTION:
SUMMARY: The Federal Trade
Commission (‘‘Commission’’ or ‘‘FTC’’)
is amending the Hart-Scott-Rodino
(‘‘HSR’’) Premerger Notification Rules
(the ‘‘Rules’’), the Premerger
Notification and Report Form (the
‘‘Form’’) and associated Instructions in
order to streamline the Form and
capture new information that will help
the FTC and the Antitrust Division,
Department of Justice (together the
‘‘Agencies’’) conduct their initial review
of a proposed transaction’s competitive
impact. The FTC is making substantive
and ministerial revisions, deletions and
additions to streamline the Form and
make it easier to prepare while focusing
the Form on those categories of
information the Agencies consider
necessary for their initial review. The
FTC is also amending certain Rules and
parts of the Form and Instructions, as
well as adding Items 4(d), 6(c)(ii) and
7(d), in order to capture additional
information that would significantly
assist the Agencies in their initial
review. Finally, minor changes are being
made to address minor omissions from
the FTC’s 2005 rulemaking involving
unincorporated entities and to remove
the reference to the 2001 transition
period.
DATES: These final rules are effective
August 18, 2011.
FOR FURTHER INFORMATION CONTACT:
Robert L. Jones, Deputy Assistant
Director, Premerger Notification Office,
Bureau of Competition, Room H–303,
Federal Trade Commission,
Washington, DC 20580, (202) 326–3100,
rjones@ftc.gov.
SUPPLEMENTARY INFORMATION:
Statement of Basis and Purpose
Section 7A of the Clayton Act (the
‘‘Act’’) requires the parties to certain
mergers or acquisitions to file with the
Agencies and to wait a specified period
of time before consummating such
transactions. The reporting requirement
and the waiting period that it triggers
are intended to enable the Agencies to
determine whether a proposed merger
or acquisition may violate the antitrust
laws if consummated and, when
appropriate, to seek a preliminary
injunction in federal court to prevent
PO 00000
Frm 00003
Fmt 4700
Sfmt 4700
42471
consummation, pursuant to Section 7 of
the Act.
On August 13, 2010, the Commission
made a Notice of Proposed Rulemaking
and Request for Public Comment
available on its Web site, and it was
published in the Federal Register on
September 17, 2010.1 The comment
period closed on October 18, 2010. The
Proposed Rules recommended
improvements and updates to the HSR
Form and associated Instructions as
well as amendments in 16 CFR parts
801, 802 and 803 of the Rules.
The Commission received eleven
public comments addressing the
Proposed Rules. The comments are
published on the FTC Web site at
https://www.ftc.gov/os/comments/hsr/
index.htm.
The following submitted public
comments on the Proposed Rules:
1. Caterpillar, Inc. (Howrey LLP, Paul C.
Cuomo) (10/18/2010)
2. The Private Equity Growth Capital
Council (10/18/2010)
3. Willkie Farr & Gallagher LLP
(Theodore C. Whitehouse) (10/18/
2010)
4. Cooley LLP (Francis M. Fryscak and
M. Howard Morse) (10/18/2010)
5. Skadden, Arps, Slate, Meagher &
Flom LLP (Neal R. Stoll, Steven C.
Sunshine and Matthew P.
Hendrickson) (10/18/2010)
6. Howrey LLP (Jacqueline I. Grise,
Michael W. Jahnke, Paul C. Cuomo,
Chris P. Cooper and Victor Cohen)
(10/18/2010)
7. International Chamber of Commerce
Commission on Competition (10/
18/2010)
8. Securities Industry and Financial
Markets Association (Sean C. Davy)
(10/18/2010)
9. BUSINESSEUROPE, Grocery
Manufacturers Association,
National Association of
Manufacturers, The Pharmaceutical
Research and Manufacturers of
America, U.S. Chamber of
Commerce (10/18/2010)
10. Wachtell, Lipton, Rosen & Katz on
behalf of Alcoa Inc., Bank of
America Corporation, BB&T
Corporation, ConocoPhillips,
Harmon International Industries,
Incorporated, IAC/Interactive
Corporation, JPMorgan Chase & Co.,
Nustar Energy L.P., NYSE Euronext,
PPG Industries, Inc., Qwest
Communications International, Inc.,
Sigma-Aldrich Corporation, The
Valspar Corporation, United
Rentals, Inc., Valero Energy
Corporation, Wells Fargo &
Company (10/18/2010)
1 75
E:\FR\FM\19JYR1.SGM
FR 57110 (September 17, 2010).
19JYR1
Agencies
[Federal Register Volume 76, Number 138 (Tuesday, July 19, 2011)]
[Rules and Regulations]
[Pages 42470-42471]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-18192]
=======================================================================
-----------------------------------------------------------------------
FARM CREDIT ADMINISTRATION
12 CFR Part 614
RIN 3052-AC62
Loan Policies and Operations; Loan Purchases From FDIC; Effective
Date
AGENCY: Farm Credit Administration.
ACTION: Notice of effective date.
-----------------------------------------------------------------------
SUMMARY: The Farm Credit Administration (FCA or Agency), through the
FCA Board (Board), issued a final rule under part 614 on May 25, 2011
(76 FR 30246) amending our regulations on loan policies and operations.
In accordance with 12 U.S.C. 2252, the effective date of the final rule
is 30 days from the date of publication in the Federal Register during
which either or both Houses of Congress are in session. Based on the
records of the sessions of Congress, the effective date of the
regulations is July 12, 2011.
DATES: Effective Date: Under the authority of 12 U.S.C. 2252, the
regulation amending 12 CFR part 614 published on May 25, 2011 (76 FR
30246) is effective July 12, 2011.
[[Page 42471]]
FOR FURTHER INFORMATION CONTACT:
Mark L. Johansen, Senior Policy Analyst, Office of Regulatory Policy,
Farm Credit Administration, McLean, Virginia 22102-5090, (703) 883-
4498, TTY (703) 883-4434, or
Mary Alice Donner, Senior Counsel, Office of General Counsel, Farm
Credit Administration, McLean, Virginia 22102-5090, (703) 883-4020, TTY
(703) 883-4020.
(12 U.S.C. 2252(a)(9) and (10))
Dated: July 14, 2011.
Dale L. Aultman,
Secretary, Farm Credit Administration Board.
[FR Doc. 2011-18192 Filed 7-18-11; 8:45 am]
BILLING CODE 6705-01-P