Fisheries of the Exclusive Economic Zone Off Alaska; Chinook Salmon Bycatch Management in the Bering Sea Pollock Fishery; Economic Data Collection, 42099-42111 [2011-17894]
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Federal Register / Vol. 76, No. 137 / Monday, July 18, 2011 / Proposed Rules
under a valid Hawaii longline limited
access permit must use leaders and
branch lines that all have a diameter of
2.0 mm or larger if the leaders and
branch lines are made of monofilament
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[FR Doc. 2011–17965 Filed 7–15–11; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 110207103–1113–01]
RIN 0648–BA80
Fisheries of the Exclusive Economic
Zone Off Alaska; Chinook Salmon
Bycatch Management in the Bering
Sea Pollock Fishery; Economic Data
Collection
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS proposes to implement
the Chinook Salmon Economic Data
Report Program to evaluate the
effectiveness of Chinook salmon bycatch
management measures for the Bering
Sea pollock fishery that were
implemented under Amendment 91 to
the Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). The data collected for this
program would be submitted by
members of the American Fisheries Act
inshore, catcher/processor, and
mothership sectors, as well as
representatives for the six western
Alaska Community Development Quota
organizations that presently receive
allocations of Bering Sea pollock. The
proposed rule is intended to promote
the goals and objectives of the FMP, the
Magnuson-Stevens Fishery
Conservation and Management Act, and
other applicable law.
DATES: Written comments must be
received no later than August 17, 2011.
ADDRESSES: Send comments to Glenn
Merrill, Assistant Regional
Administrator, Sustainable Fisheries
Division, Alaska Region, NMFS, Attn:
Ellen Sebastian. You may submit
comments, identified by RIN 0648–
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SUMMARY:
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BA80, by any one of the following
methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov.
• Mail: P.O. Box 21668, Juneau, AK
99802.
• Fax: (907) 586–7557.
• Hand delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
All comments received are a part of
the public record. Comments will
generally be posted without change. All
Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields, if you wish to remain
anonymous). You may submit
attachments to electronic comments in
Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
Electronic copies of the Regulatory
Impact Review/Initial Regulatory
Flexibility Analysis (RIR/IRFA),
Categorical Exclusion, and the four
Paperwork Reduction Act Analyses
(including Chinook salmon Economic
Data Report forms) prepared for this
action may be obtained from https://
www.regulations.gov or from the NMFS
Alaska Region Web site at https://
alaskafisheries.noaa.gov.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this proposed
rule may be submitted to NMFS at the
above address, and by e-mail to mailto:
OIRA_Submission@omb.eop.gov, or by
fax to 202–395–7285.
FOR FURTHER INFORMATION CONTACT: Jeff
Hartman or Patsy A. Bearden at 907–
586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the U.S. groundfish fisheries of
the Bering Sea and Aleutian Islands
Management Area (BSAI) in the
exclusive economic zone under the
FMP. The North Pacific Fishery
Management Council (Council)
prepared the FMP pursuant to the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act) 16 U.S.C. 1801,
et seq. Regulations implementing the
FMP appear at 50 CFR part 679. General
regulations that pertain to U.S. fisheries
appear at subpart H of 50 CFR part 600.
This proposed rule would implement
the Chinook Salmon Economic Data
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42099
Report (EDR) program for the Chinook
salmon bycatch management measures
implemented under Amendment 91 to
the FMP. The Chinook Salmon EDR
program applies to owners and
operators of catcher vessels, catcher/
processors, motherships, and the six
Western Alaska Community
Development Quota (CDQ) Program
groups qualified to participate in the
pollock (Theragra chalcogramma)
fishery in the Bering Sea subarea of the
BSAI. The proposed rule also applies to
the representatives of participants in the
Bering Sea pollock fishery.
Background
AFA Sectors, Cooperatives, and CDQ
Groups
NMFS manages the Bering Sea
pollock fishery under the American
Fisheries Act (AFA) (16 U.S.C. 1851
note). The AFA ‘‘rationalized’’ the
Bering Sea pollock fishery in part by
authorizing the formation and
management of fishery cooperatives in
the three pollock sectors (catcher/
processor, mothership, and inshore). A
portion of the Bering Sea pollock fishery
is managed by a separate CDQ program.
The inshore sector’s pollock is
subdivided among seven inshore
cooperatives. The purpose of these AFA
cooperatives is to further subdivide each
sector’s or inshore cooperative’s pollock
allocation among participants in the
sector or cooperative through private
contractual agreements. The
cooperatives manage these allocations to
ensure that individual vessels and
companies do not harvest more than
their agreed upon share of pollock. The
cooperatives also facilitate transfers of
pollock among the cooperative
members, enforce contract provisions,
and are allowed to participate in an
intercooperative agreement to reduce
salmon bycatch. A more detailed
description of AFA cooperatives and
intercooperative agreements may be
found in the RIR/IRFA for this proposed
action (see ADDRESSES).
The total allowable catch (TAC) for
Bering Sea pollock and allocations to
each of the AFA sectors and CDQ
groups participating in the Bering Sea
pollock fishery are specified annually
(see 75 FR 11749, March 12, 2010 for
2010/2011 specifications). After the
CDQ Program allocation and allowance
for incidental catch of pollock in other
fisheries is subtracted, NMFS allocates
the remaining TAC to vessels harvesting
pollock for processing by inshore
processors, vessels harvesting pollock
for processing by catcher/processors,
and vessels harvesting pollock for
processing by motherships. Some
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catcher vessels do not join an inshore
cooperative. These CVs participate in
the inshore open-access fishery and so
do not receive an allocation of pollock.
Each year, catcher vessels eligible to
deliver pollock to the seven AFA
inshore processors may form inshore
cooperatives associated with a
particular inshore processor. The AFA
catcher/processor sector consists of
AFA-eligible vessels in the Pollock
Conservation Cooperative (PCC) and
High Seas Catcher’s Cooperative
(HSCC). The HSCC consists of owners of
the catcher vessels eligible to deliver
pollock to the catcher/processors. NMFS
issues an annual allocation of pollock to
the entire catcher/processor sector,
based on the aggregate of each vessel’s
pollock catch history.
The AFA mothership sector consists
of three motherships and the AFAeligible catcher vessels that deliver
pollock to these motherships. The
catcher vessels have formed a
cooperative called the Mothership Fleet
Cooperative (MFC). The MFC suballocates the mothership sector pollock
allocation among the catcher vessels
authorized to harvest this pollock.
NMFS does not manage the suballocations of pollock among members
of the PCC, HSCC, or MFC. The
cooperatives control the harvest by their
member vessels so that the pollock
allocation to the sector is not exceeded.
However, NMFS monitors pollock
harvest by all members of the catcher/
processor sector and mothership sector.
NMFS retains the authority to close
directed fishing by sector if vessels in
that sector continue to fish once the
sector’s seasonal allocation of pollock
has been harvested.
Chinook Salmon Bycatch in the Bering
Sea Pollock Fishery
The Magnuson-Stevens Act defines
bycatch as fish that are harvested in a
commercial fishery but neither sold nor
kept for personal use. Chinook salmon
is categorized as bycatch under the
Magnuson-Stevens Act, the BSAI FMP,
and NMFS regulations at 50 CFR part
679. Bycatch of any species, including
discard or other mortality caused by
fishing, is a concern of the Council and
NMFS. National Standard 9 of the
Magnuson-Stevens Act specifically
requires the Council to select
conservation and management measures
and that NMFS implement those
measures to minimize bycatch and
bycatch mortality to the extent
practicable. Due to the deployment
methods used in large-scale trawl
operations, Chinook salmon bycatch in
the Bering Sea pollock fishery is
assumed to have 100 percent mortality.
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Fishing vessels harvest pollock using
pelagic (mid-water) trawl gear, which
consists of large nets towed through the
water by the vessel. At times, Chinook
salmon and pollock occur in the same
locations in the Bering Sea.
Consequently, Chinook salmon are
accidently caught in the nets as
fishermen catch pollock; this incidental
catch is called bycatch.
The Bering Sea pollock fishery
catches up to 95 percent of the Chinook
salmon taken incidentally as bycatch in
the BSAI groundfish fisheries. From
1992 through 2001, the average Chinook
salmon bycatch in the Bering Sea
pollock fishery was 32,482 fish. Bycatch
increased substantially from 2002
through 2007, with an average of 74,067
Chinook salmon per year caught during
this period. A historic high of
approximately 122,000 Chinook salmon
were taken in the Bering Sea pollock
fishery in 2007. However, Chinook
salmon bycatch has declined in recent
years to 21,500 fish in 2008, 12,424 fish
in 2009, and 12,195 fish in 2010.
Chinook salmon bycatch varies
seasonally and by sector. In most years,
the majority of Chinook salmon bycatch
occurs during the A season of the Bering
Sea pollock fishery. The variation in
bycatch rates among sectors and seasons
(A and B season) is due, in part, to the
different fishing practices, location of
Chinook salmon, and location of fishing
effort for each sector to fully harvest
their pollock allocations in the A and B
seasons.
As documented in the RIR/IRFA for
this action (See ADDRESSES), AFA
pollock vessel operators and members of
AFA sectors and cooperatives are often
unable to detect the location of Chinook
salmon prior to intercepting them while
fishing for pollock. Some of the
challenges to minimizing Chinook
salmon bycatch include:
• Individual Chinook salmon are
difficult to detect in the water column
with current sonar technology, prior to
or during a haul and retrieval of pollock
trawl gear;
• Chinook salmon migrate throughout
many areas frequented by pollock
trawlers;
• On the pollock fishing grounds,
Chinook salmon bycatch rates change
for multiple reasons, including variation
in the Chinook salmon population
strength and spatial and temporal
migration through the Bering Sea; and
• Most actions taken to avoid
Chinook salmon bycatch are likely to be
costly to participants in this fishery and
difficult for individual vessel operators
to assess if voluntary efforts to avoid
Chinook salmon bycatch will result in a
future benefit to themselves or others.
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Amendment 91 to the BSAI FMP
In January 2011, NMFS implemented
Amendment 91 to the BSAI FMP to
manage Chinook salmon bycatch in the
Bering Sea pollock fishery. Amendment
91 combines limits on the amount of
Chinook salmon that may be caught
incidentally with an Incentive Plan
Agreement (IPA) and a performance
standard. This combination of measures
is designed to minimize bycatch to the
extent practicable in all years and
prevent bycatch from reaching the limit
in most years.
Under Amendment 91, NMFS
allocates transferable Chinook salmon
prohibited species catch (PSC) to an
entity representing the catcher/
processor sector, mothership sector,
inshore cooperatives, and CDQ groups
participating in the Bering Sea pollock
fishery. The entity representative
administers any transfer of Chinook
salmon PSC with the representative of
any other group that received
transferable Chinook salmon PSC. These
transfers could occur between any
qualifying sector, inshore cooperative,
or CDQ group, and must be approved by
NMFS. Chinook salmon PSC allocations
may be further sub-allocated to
members of the sector or cooperative
and may be exchanged among the
members of that sector or cooperative.
NMFS does not monitor or account for
these sub-allocations and transfers of
Chinook salmon PSC within a
qualifying sector or cooperative.
The requirements for receiving
transferable Chinook salmon PSC, as
well as the amount of Chinook salmon
PSC vary among sectors, inshore
cooperatives, or CDQ groups. If all
members of the catcher/processor or
mothership sector form a single ‘‘sectorlevel entity’’ and join an IPA that is
approved by NMFS and meet other
qualifications in Amendment 91, that
sector will receive an allocation of
Chinook salmon PSC that is based on
that sector’s proportional amount of
60,000 Chinook salmon. The proposed
rule for Amendment 91 provides a
detailed explanation of these
requirements (75 FR 14016, March 23,
2010).
NMFS authorizes inshore
cooperatives and the CDQ groups as
entities eligible to receive annual
allocations on behalf of others. The
representative that receives Chinook
salmon PSC for the inshore cooperatives
would be the same person named on the
cooperative’s annual application for
pollock allocations. An inshore
cooperative or a CDQ group must notify
NMFS in writing if its representative for
purposes of Chinook salmon PSC
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allocations is a different person. The
CDQ groups are authorized under
section 305(i)(1) of the MagnusonStevens Act to receive fishery
allocations from NMFS. The
representative for a CDQ group would
be its chief executive officer.
PSC allocations are based on either a
60,000 Chinook salmon PSC limit if
some or all of the pollock industry
participates in an industry-developed
IPA, or a lower limit of 47,591 Chinook
salmon PSC if industry does not form
any IPAs.
Amendment 91 requires that each
sector meet the terms of a ‘‘performance
standard,’’ including a requirement to
not exceed that sector’s portion of a
lower limit for Chinook salmon PSC of
47,591 Chinook salmon in all but two of
any seven consecutive years. The
Chinook salmon performance standard
in Amendment 91 is intended to
encourage pollock vessels to avoid
Chinook salmon bycatch, even in years
when Chinook salmon bycatch is low.
A key component of Amendment 91
is the ability for fishery participants to
form IPAs and work together to avoid
Chinook salmon bycatch. An IPA is a
private contract among vessel owners or
CDQ groups that establishes incentives
for participants to avoid bycatch at all
levels of Chinook salmon abundance.
The parties to an IPA must be owners
of AFA-eligible catcher vessels, catcher/
processors, or motherships, or the
representatives of CDQ groups, and
meet other participation requirements.
Each IPA must have an IPA
representative that is responsible for
submitting the IPA to NMFS for
approval and submitting the IPA
Annual Report to the Council. The IPA
representative must manage the bycatch
of participating vessels to keep total
bycatch below the performance standard
for the sector in which the vessel
participates.
Participation in an IPA is voluntary.
Any vessel or CDQ group that chooses
not to participate in an IPA would be
subject to a restrictive opt-out cap or
backstop that provides a maximum of
28,496 Chinook salmon PSC. Any vessel
or CDQ group that fishes under the
backstop cap would not be evaluated in
an IPA Annual Report or included in
annual calculations of a sector’s
performance standard. These caps are
described in greater detail in the RIR/
IRFA for this proposed action (see
ADDRESSES).
For the 2011 pollock fishery, three
IPAs have been formed to represent
catcher/processors, catcher vessels
delivering to inshore processors, and
catcher vessels delivering to
motherships. A variety of incentives is
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applied in each IPA and summarized in
the RIR/IRFA for this proposed action
(see ADDRESSES). An IPA plan is
required for each IPA to describe the
structure of the incentives or penalties
for reducing Chinook salmon PSC at the
level of a sector, cooperative, or
individual vessel. Participants are
required to demonstrate through an IPA
Annual Report that the vessel owners
that are signatories to the IPA are
accomplishing the Council’s intent that
each vessel does its best to avoid
Chinook salmon at all times while
fishing for pollock and that collectively,
bycatch is minimized in each year.
After implementing Amendment 91
and its performance standard, allocation
of transferable Chinook salmon PSC
allocations, and the formation of
incentives developed in each IPA, the
Council anticipates the likelihood of the
following responses from participants in
the pollock fishery:
• Substantial changes in sector or
cooperative plans and agreements for
distribution and use of Chinook salmon
PSC;
• Creation of a market for trading
Chinook salmon PSC between sectors
and cooperatives and among their
members and the joint trading of suballocations of Chinook salmon PSC and
pollock by vessels;
• Changes in the location and timing
of fishing effort for pollock and the
bycatch of Chinook salmon;
• Increase in cost of harvesting
pollock; and
• Reduction of the annual bycatch of
Chinook salmon.
Current Data for Evaluating
Amendment 91
IPA and IPA Annual Report
The IPA and IPA Annual Report were
described and implemented in the final
rule for Amendment 91 (75 FR 53026,
August 30, 2010). These two required
documents, along with other existing
data (e.g., catch accounting and observer
data) provide useful information for
evaluating some aspects of the
effectiveness of Amendment 91.
The representative of each approved
IPA is required to submit a written IPA
Annual Report to the Council for each
year following the year in which the IPA
is first effective. Each IPA Annual
Report is intended to provide a
qualitative evaluation and some
quantitative information on the
effectiveness of the IPAs. Each IPA
Annual Report must describe—
• The incentive measures in effect in
the previous year;
• How the incentive measures
affected individual vessels;
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• Whether incentive measures were
effective in achieving Chinook salmon
savings beyond levels that would have
been achieved in the absence of the
incentive measures;
• Any amendments to the terms of
the IPA that were approved by NMFS
since the last annual report; and
• The reasons that any amendments
to the IPA plan were made.
The RIR for this action anticipates
that the IPA and IPA Annual Reports
implemented may provide limited
qualitative and quantitative industry
data on the effects of the Amendment 91
management measures including—
• Summaries of temporal and spatial
shifts in effort undertaken by the fleets;
• Comparisons of Chinook salmon
bycatch rates achieved by vessels
participating in an IPA versus any
vessels not participating in an IPA;
• An overview of the use of new gear
technologies;
• Assessment of the effect of area
closures for directed pollock fishing or
other restrictions required by an IPA;
and
• Descriptions of research undertaken
to reduce Chinook salmon bycatch.
AFA Annual Cooperative Report
At the beginning of each year, all AFA
cooperatives must submit an AFA
Cooperative Report to the Council by
April 1 of the following year, detailing
the activities of the cooperative for the
previous year (50 CFR 679.61(f)). Each
AFA Cooperative Report must include
the cooperative’s allocated catch of
pollock and sideboard species, actions
taken by the cooperative for vessels that
exceeded their allowed catch and
bycatch in pollock and all sideboard
fisheries, any sub-allocations of pollock
and sideboard species made by the
cooperative to individual vessels, total
weight of pollock landed outside the
State of Alaska on a vessel-by-vessel
basis, and the number of salmon taken
by species and season, including
Chinook salmon.
AFA Cooperative Reports may contain
some information for evaluating
Amendment 91. Specifically, the
Council’s purpose and need statement
identifies the need to evaluate how
Amendment 91 affects ‘‘where, when,
and how pollock fishing and salmon
bycatch occur.’’ The AFA Cooperative
Reports could provide helpful data for
that element of the assessment. For
example, AFA Cooperative Reports
could provide some explanation for why
fishing effort at the beginning of a
pollock season or at some other point in
a season may have been lower, higher,
or similar to a previous season (and if
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Amendment 91 caused any of the
changes).
Limitations to IPA, IPA Annual Report,
and AFA Cooperative Annual Report for
Evaluating Amendment 91
While IPAs, IPA Annual Reports, and
AFA Cooperative Annual Reports may
contain information on the response of
AFA sectors to Amendment 91, the data
are limited for evaluating the
effectiveness of the incentives and
performance standards in Amendment
91. Some of the limitations are as
follows.
• IPAs, IPA Annual Report, or AFA
Cooperative Annual Report data are not
required to be reported in a specific or
systematic format, so the format may
vary by each group submitting a report.
As a result, it is likely that data will not
be sufficiently uniform and consistent to
provide reliable comparisons between
two or more AFA sectors, AFA
cooperatives, or IPAs.
• Except for the sector-level entity
allocation and transfer data provided by
Amendment 91, the IPA Annual Report
and AFA Cooperative Annual Reports
are not required to include tracking of
sub-allocations or transfers of Chinook
salmon PSC that may occur among
participants in each sector. Additional
information on transfers of Chinook
salmon PSC and pollock between
members of a sector or cooperative
would assist in the evaluation of
Amendment 91.
• Prices of pollock and Chinook
salmon PSC allocations and transactions
could be helpful in evaluating
Amendment 91. The market value of
PSC allocations reflects its expected
value to the pollock fishery. However,
neither IPA Annual Reports nor AFA
Cooperative Annual Reports presently
require that each transaction between a
person buying and selling Chinook
salmon PSC be recorded with a
corresponding price.
• Amendment 91 does not require
reporting information in the IPA Annual
Report or AFA Cooperative Annual
Reports to track how costs may vary by
vessel under the new program. It would
be helpful to have data on certain
operating costs, such as how the amount
of fuel and cost of fuel used by AFA
vessels operating in the Bering Sea
pollock fishery would change under the
various IPAs.
Catch Accounting and Observer Data
The two primary sources of
information used to account for pollock
harvests and salmon bycatch in the
Bering Sea pollock fishery are onboard
and shoreside observer information and
industry-reported data on catch and
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processed product amounts. Both
sources are electronically recorded and
submitted to NMFS.
Catch accounting and observer data
provide analysts with information on
the amount, date and location of pollock
catch and Chinook salmon bycatch. This
information would assist with
verification of qualitative information,
submitted by industry in the IPA
Annual Reports on how Amendment 91
has altered pollock catch and Chinook
salmon bycatch.
In 2005, NMFS implemented an
interagency electronic reporting system
with its data entry component,
eLandings, for the catch accounting
system to reduce reporting redundancy
and consolidate fishery landings
reported to three different agencies. All
vessels in the Bering Sea pollock fishery
are required to report all groundfish
landings, discard, and production
through a web-based interface known as
eLandings. There is also a stand-alone
application (SeaLandings) available for
the vessels fishing and processing catch
at sea (the at-sea fleet). The at-sea fleet
submits eLandings files via e-mail. The
eLandings software provides managers
with real-time access to individual
vessel information, including individual
pollock vessel catch and bycatch and
unused amounts of allocated pollock
and Chinook salmon PSC. Each industry
report submitted via eLandings
undergoes error checking by NMFS.
Data are then stored in a database and
are made available to management staff
at NMFS and the Alaska Department of
Fish and Game. There are two basic
eLandings report types used for catch
estimation: Production reports and
landing reports.
In addition to electronic catch
reporting for the AFA pollock fishery,
the trawl gear catcher vessel daily
fishing log (DFL) is a required paper log
used to record trawl groundfish discard
and disposition data by haul and
location. A trawl catcher vessel
delivering groundfish to a shoreside
processor, stationary floating processor,
or mothership, is required to submit a
DFL to the shoreside processor,
stationary floating processor, or
mothership. Any discard and
disposition information submitted by a
trawl catcher vessel in the DFL to a
shoreside processor, stationary floating
processor or mothership, must also be
reported by the shoreside processor,
stationary floating processor or
mothership in eLandings.
Observer data are also used in the
catch accounting system; and a multistage sampling design is used to sample
the species composition of the catch,
length distribution of select species, and
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other catch components. Observer data
collected on vessels in the Bering Sea
pollock fishery are transmitted
electronically to a NMFS database. This
database contains all data collected by
observers at processing plants and
onboard vessels, including fishing
locations, groundfish and non-target
catch, catch composition, length
frequencies, age structures, and salmon
PSC (including Chinook salmon PSC).
Observer data are merged with industry
reports nightly and are available to
fishery managers the following day.
For catcher/processors and catcher
vessels delivering pollock to
motherships, observer data combined
with each vessel’s eLandings landing
report may be used to analyze a variety
of effects, including—
• Comparisons of Chinook salmon
bycatch rates of vessels fishing in
different areas during the same period of
time or similar areas at different periods
of time;
• Comparisons of percentages of the
TAC harvested at times of relatively
high or low Chinook salmon encounter
rates; and
• Trends in rates and variation of
Chinook salmon bycatch by vessel type
and location week or season, and across
cooperatives, sectors, or the entire AFA
fleet.
Limitations to the Use of Catch
Accounting and Observer Data for
Evaluating Amendment 91
While tracking periodic trends in
Chinook salmon bycatch may offer
insights to the effectiveness of
Amendment 91, catch and observer data
would need to be augmented by other
supporting data to evaluate whether
Amendment 91 incentives have caused
a given change in Chinook salmon
bycatch. For example, a decrease in
bycatch rates may be the result of either
a decrease in Chinook salmon
abundance on the fishing grounds or
may be caused by a change in fishing
behavior where the fleet is intentionally
avoiding Chinook salmon bycatch
because of a regulatory or industry
incentive to avoid bycatch. Catch
accounting and observer data do not
provide quantitative or qualitative
information to identify effects of
Amendment 91 incentives.
For catcher vessels delivering
shoreside to a stationary floating
processor or mothership, all groundfish
catch and Chinook salmon PSC is
accounted for at the time of landing.
Because catcher vessels delivering
shoreside or to a stationary floating
processor may trawl in several locations
before delivering to a processor, it is not
possible to verify the amount of
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Federal Register / Vol. 76, No. 137 / Monday, July 18, 2011 / Proposed Rules
Chinook salmon bycatch in each haul.
Attempts to apportion Chinook salmon
bycatch to a specific trawl catcher vessel
haul using vessel monitoring system
(VMS) or other data are subject to error.
This data limitation may complicate
efforts to attribute a change in Chinook
salmon bycatch by a trawl catcher vessel
to a specific incentive designed to
reduce Chinook salmon bycatch. For
example, the effect of an IPA penalty for
a catcher vessel that exceeded a
predetermined Chinook salmon bycatch
rate in a specific statistical area may be
difficult to assess if the catcher vessel is
deploying trawl gear on consecutive
hauls inside and outside that statistical
area and during the same fishing trip.
Because catcher vessels delivering to
motherships are required to deliver
catch from a single unsorted haul to a
mothership, some accounting of
Chinook salmon bycatch by haul and
location of catch may be possible, thus
improving the prospects for tracking the
effects of some Chinook salmon bycatch
incentives.
Determining the amount of Chinook
salmon bycatch in each catcher/
processor haul is more straightforward
than is to determine for each catcher
vessel haul. Each catcher/processor is
currently required to provide a
continuous census accounting of
Chinook salmon bycatch at sea. For
example, each haul must be observed,
and all salmon are removed and
counted at the flow scale. The haul start
and end times and location of each haul
are recorded by the observer and the
validated with VMS. The combination
of this location data and haul-by-haul
catch accounting allows for Chinook
salmon bycatch to be accurately
recorded. Even for catcher/processors,
however, catch accounting and observer
data alone will not explain which
bycatch incentives for each sector or
cooperative may have affected the
amount of bycatch by time and location.
For example, catch accounting data, by
itself, would not verify if an operator of
a catcher/processor or catcher vessel
transited to new fishing grounds to
avoid Chinook salmon bycatch. Various
factors such as weather, time, area
encounters with Chinook salmon, or
market prices for pollock could easily
have influenced the movements and
fishing effort by a vessel, and its rate of
Chinook salmon bycatch.
New Data Collection for Evaluating
Amendment 91
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Proposed Revisions to Existing
Collections for Chinook Salmon EDR
Program
To implement the Chinook salmon
EDR program, NMFS would revise
existing recordkeeping and recording
requirements to add data on movement
of vessels in the Bering Sea pollock
fishery to avoid Chinook salmon
bycatch and data on transfers of
Chinook salmon PSC and pollock to the
IPA Annual Report.
The following documents would be
amended for purposes of supplementing
information for the Chinook salmon
EDR:
• IPA Annual Report;
• AFA Cooperative Report;
• Catcher Vessel Trawl Gear
Groundfish Daily Fishing Logbook
(DFL);
• Catcher/processor Trawl Gear
Electronic Logbook (ELB); and
• eLandings landing report.
Revisions to the IPA Annual Report
Introduction
In December 2009, the Council
recommended revisions of two existing
recordkeeping and reporting collections
VerDate Mar<15>2010
and requirements for three new data
surveys/reports to improve the quality
and quantity of data to assess the
effectiveness of Amendment 91. NMFS
proposes to collect information on
vessel movements on the fishing
grounds and information on pollock
allocations, sub-allocations, and
transfers between members in an AFA
cooperative through revisions to the
existing IPA Annual Report and AFA
Cooperative Annual Report
requirements. These new data
requirements are described below in the
section entitled: Revisions to Existing
Collections for Chinook Salmon EDR
Program. The three new EDR surveys/
reports recommended by the Council
are collectively referred to as the
Chinook Salmon EDR, and are described
below in the section titled: New
Collection of Economic Data.
The new proposed Reports/Surveys
are—
• Chinook Salmon PSC Allocation
Compensated Transfer Report (CTR);
• Vessel Fuel Survey; and
• Vessel Master Survey.
NMFS will use the revised and new
data to conduct analyses that include
descriptive analysis and quantitative
and qualitative comparisons of the
annual and seasonal, changes in the
pollock fleet under Amendment 91.
Examples of some of the potential
analyses with these data are described
in the RIR/IRFA for this action (See
ADDRESSES).
The IPA Annual Report would be
revised to include requirements to
submit information on the suballocation of Chinook salmon PSC and
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pollock to each participating vessel at
the start of each fishing season, and the
number of Chinook salmon PSC and
amount of pollock caught at the end of
a season. These revisions would also
require submission of information on
transfers of Chinook salmon PSC
regardless of whether the transfers were
‘‘compensated’’ transfers.
While NMFS currently approves and
tracks initial allocation and transfers of
Chinook salmon PSC among the
catcher/processor sector, mothership
sector, inshore cooperatives, and CDQ
groups under Amendment 91, this
proposed action would require each IPA
representative to report additional suballocations or transfers of Chinook
salmon PSC within a sector-level entity
or cooperative. NMFS would require a
record of these sub-allocations and
transfers of pollock between members of
a sector or an inshore cooperative in the
IPA Annual Report. NMFS anticipates
that the parties to an IPA or the IPA
representative will be informed of the
number and amounts of Chinook
salmon PSC transferred among parties to
each IPA. Though NMFS will maintain
a record of all initial allocations and
transfers from entities authorized to
receive Chinook salmon PSC, NMFS
anticipates that the representative for an
IPA may report some of those same
allocation and transfer amounts in the
IPA Annual Report to facilitate the
accounting of sub-allocations to vessels
and transfers between the members of
an IPA.
Proposed Revisions to AFA Cooperative
Report
NMFS would relocate the requirement
for submitting some pollock catch data
from the AFA Cooperative Annual
Report to the IPA Annual Report, to
provide a single location for Chinook
salmon and pollock data on initial
allocation, sub-allocations, NMFSapproved Chinook salmon PSC
transfers, internal cooperative or sectorlevel entity Chinook salmon PSC
transfers, and catch by season and year
for each catcher vessel, catcher/
processor, or mothership participating
in an IPA. Pollock would be removed
from the requirement at § 679.61(f)(2)(ii)
to submit in the AFA Cooperative
Annual Report the cooperative’s actual
retained and discarded catch of pollock,
sideboard species, and PSC on an areaby-area and vessel-by-vessel basis.
However, if members of an AFA
cooperative elected to move all the
allocations and sub-allocations, and
transferred, retained and discarded
catch of pollock and Chinook salmon
PSC listed at § 679.21(f)(13)(ii)(E) and
(f)(13)(ii)(F) to the AFA Cooperative
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Annual Report, they would no longer
need to report that data in the IPA
Annual Report. If the members of an
AFA inshore cooperative, mothership
sector level entity, or catcher/processor
sector level entity are not the same as
the parties to an IPA for each AFA
inshore cooperative, mothership sectorlevel entity, or catcher/processor sector
level entity, then NMFS anticipates that
all the data at § 679.21(f)(13)(ii)(E)
would be included in the AFA
Cooperative Annual Report under
§ 679.61(f)(2)(vii).
vessel primarily to avoid Chinook
salmon bycatch, the operator would
indicate each change in location for any
haul by checking a vessel movement
box in the catcher/processor trawl gear
ELB.
• Whenever the operator of an AFA
mothership receives notification that an
AFA catcher vessel delivering pollock
moved the vessel to avoid Chinook
salmon bycatch, the operator would
indicate each change in location for any
haul by checking a vessel movement
box in the eLandings landing report.
Proposed Revisions to eLandings, Daily
Fishing Log, and ELB for Reporting
Change in Location on Fishing Grounds
Proposed New Economic Data
Collections
Each of the three proposed surveys/
reports—the Chinook Salmon CTR, the
Vessel Fuel Survey, and Vessel Master
Survey—would be available in a fillable
electronic format on the NMFS Alaska
Region Web site. Persons responsible for
submitting each of the three EDR data
survey/reports differ based on the
requirements listed in each form, but
would include vessel owners, vessel
leaseholders, or vessel masters of AFA
vessels. Submitters would also include
representatives for or participants in an
AFA catcher/processor or mothership
sector, inshore cooperative, the inshore
open access fishery, CDQ groups, or
parties to an IPA. Each of the forms
would be submitted annually to NMFS
Revisions are proposed to various
existing catch and production reports to
require additional data describing the
reasons that AFA vessels change
locations in the CDQ and non-CDQ
pollock fishery to avoid Chinook salmon
bycatch. The proposed revisions would
be:
• Whenever the operator of an AFA
catcher vessel chooses to move the
vessel primarily to avoid Chinook
salmon bycatch, the operator would
indicate each change in location for any
haul by checking a vessel movement
box in the trawl gear DFL.
• Whenever the operator of an AFA
catcher/processor chooses to move the
Transaction type
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1
2
3
4
Between
Between
Between
Between
The CTR would require each transfer
of Chinook salmon PSC to include the
transferor and transferee names, along
with the NMFS identifier (NMFS person
ID), date of the transfer, the amount
transferred, and the price of the
monetary compensated transfer. A
Chinook salmon PSC transfer that did
not involve monetary compensation, but
had some form of compensation, would
be indicated on the form, but without an
estimate of transfer prices.
The purpose of the proposed CTR
would be to account for Chinook salmon
PSC transfers and the amount of money
exchanged for transfers between AFA
vessel owners and other entities
transferring Chinook salmon PSC.
NMFS would examine data reported for
each transaction and compare the
amount of Chinook salmon PSC
transferred in each transaction, number
of transactions by vessel type (sector
and AFA cooperative), and time
19:39 Jul 15, 2011
Chinook Salmon PSC Allocation
Compensated Transfer Report (CTR)
All persons who conducted a Chinook
salmon PSC transfer that was paid for
with an exchange of money (called a
compensated transfer) would be
required to submit an annual CTR
detailing the quantity and amount paid
for each compensated transfer. The
persons conducting these transfers of
Chinook salmon PSC would be an
owner or leaseholder of an AFApermitted vessel, or a representative for
an AFA cooperative, sector-level entity,
or CDQ group.
Each transfer would be identified as
either an independent transfer of
Chinook salmon PSC for monetary
compensation or a transfer with a
portion of the transfer that includes
monetary compensation and a portion of
the transfer that did not include
monetary compensation. Each transfer
would be identified as to type as
follows:
Transaction description
......................................................
......................................................
......................................................
......................................................
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or the NMFS-designated data collection
agent by June 1, based on fishing
conducted in the previous fishing year.
For example, data from fishing in the
2012 Bering Sea pollock season would
be submitted to the NMFS-designated
data collection agent in the fillable
Chinook salmon EDR forms by June 1,
2013.
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2
2
2
entities
entities
entities
entities
which are affiliated as defined by AFA.
in the same cooperative but not affiliated as defined by AFA.
in the same sector but not affiliated as defined by AFA or in the same cooperative.
not part of the same sector or cooperative, or affiliated as defined by AFA.
intervals of the transfers in a season or
year. Also, this data would allow for
tabulation of the average and variation
in price paid for transactions by vessel
operation type, sector, and AFA
cooperative.
data (such as VMS and observer data
reports) to estimate the costs of moving
vessels to avoid Chinook salmon
bycatch (including the fuel use during
trawling, transit between trawls, and
lost fishing time).
Vessel Fuel Survey
After each calendar year, each owner
of an AFA-permitted vessel catching
CDQ or non-CDQ pollock in the Bering
Sea would submit to NMFS the Vessel
Fuel Survey to report annual fuel use
and cost in the Bering Sea pollock
fishery. The owner would include
identifying information on the
certification page of the report,
including a NMFS person ID. The
Vessel Fuel Survey, which would be
submitted by June 1 of the following
year, would include average annual
hourly fuel burned while fishing and
transiting and annual fuel purchases in
cost per gallon. Each of these values
would be combined with other NMFS
Vessel Master Survey
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The proposed new Vessel Master
Survey would be a qualitative
assessment survey that would pose a
series of questions to elicit vessel
operator input on factors that impacted
the vessel’s performance during the
year. The Vessel Master Survey would
be conducted at the end of each fishing
year. The owner of each AFA-permitted
vessel would be responsible for
submitting the Vessel Master Survey to
NMFS on behalf of any person who is
an operator, vessel master, or skipper of
an AFA-permitted vessel. The owner of
the AFA-permitted vessel would be
required to verify that each person listed
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on the Certification page for this form is
a master of the AFA-permitted vessel.
The intent of the Vessel Master
Survey would be to identify the purpose
for decision-making during the pollock
season with respect to fishing location
choices, Chinook salmon bycatch
incentives, and availability or costs of
accessing Chinook salmon PSC
allocations. The survey would be
designed to obtain operator responses to
conditions on the fishing grounds to
gain information regarding the effect of
IPAs and Chinook salmon bycatch
measures on decision-making. The nine
questions in the Vessel Master Survey
would collect operator assessments of
the past year’s fishing performance
regarding the causes for bycatch
avoidance, factors impacting Chinook
salmon bycatch rates, and the influence
of the IPAs and AFA cooperatives on
fishing and Chinook salmon bycatch
avoidance behaviors.
srobinson on DSK4SPTVN1PROD with PROPOSALS
Audit Procedure for Chinook Salmon
EDR
NMFS would develop measures to
verify data accuracy of the Chinook
salmon EDR program. These measures
would help NMFS to verify data
submitted in the CTR, the Vessel Master
Survey, and the Vessel Fuel Survey. The
principal means to verify data and
resolve questions would be through
validation of data submitted in these
three surveys against supporting
records. NMFS staff would contact the
EDR submitter and request confirmation
of data submissions. The person
submitting the EDR would need to
respond within 20 days of the NMFS
information request. Responses after 20
days would be considered untimely and
may result in a violation and
enforcement action.
For verification of the CTR form,
NMFS could request any person who
conducted a monetary compensated
transfer of Chinook salmon PSC at
§ 679.65(b)(1) and (b)(2) to submit
additional data to facilitate verification
by NMFS and respond to additional
questions. This could occur in instances
where a random audit occurs or an audit
is otherwise justified for the CTR. To
carry out these audits, NMFS may retain
under contract a designated data
collection auditor (DDCA) who would
be a professional auditor/accounting
specialist, and who would review the
data submitted in the EDR. The DDCA
also could request financial documents
substantiating the data submitted in the
EDR. The DDCA would be subject to
strict confidentiality requirements.
VerDate Mar<15>2010
19:39 Jul 15, 2011
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Uses of Data Collected Under This
Proposed Rule
New data required from industry to
complete the IPA Annual Report, Trawl
Catcher Vessel DFL and ELB, and forms
for the CTR, Vessel Fuel Survey, and
Vessel Master Survey would increase
the amount and type of data that NMFS
and the Council use to analyze the
effects of Amendment 91. This analysis
of effects with new EDR data is intended
to focus on the behavioral impacts of
Amendment 91 to participants in the
Bering Sea pollock fishery and potential
changes in Chinook salmon bycatch.
Specifically, applying these multiple
data sources along with other NMFS
data could provide insight into one or
more of the following elements:
• The effects and impacts of the
Amendment 91 IPAs, the PSC limits,
and the performance standard;
• The effectiveness of the IPA
incentives in times of high and low
levels of Chinook salmon bycatch;
• The effectiveness of the
performance standard to reduce
Chinook salmon bycatch; and
• How Amendment 91 affects where,
when, and how pollock fishing and
Chinook salmon bycatch occur.
Additional information collected by
this proposed action in the IPA Annual
Report would provide quantitative and
qualitative data on Chinook salmon and
pollock sub-allocations and transfers. If
the quantitative transfer and allocation
data are submitted in a uniform and
comparable manner for each IPA,
analysis in conjunction with IPA
Annual Report data could include
descriptive statistics on the pollock and
Chinook salmon bycatch, allocations,
and transfers between participants in
each of the above groups. This
information could be displayed by
season or annually, and if useful, data
could be pooled over multiple years.
The additional Chinook salmon PSC
transfer data in IPA reports may provide
information about changes in fishing
practices or the effectiveness of IPAs to
reduce bycatch. For example, if IPA
Report data provide a record of many
pollock transfers to vessels with low
Chinook salmon bycatch rates, this
record of transfers may suggest that
vessels with poor bycatch performance
have an incentive to reduce their
participation in the fishery in years of
high bycatch. In addition, observations
of the number of transfers to vessels that
are approaching their individual share
of the Chinook salmon PSC cap could
help verify if PSC transferability
contributes to a higher yield of pollock.
Finally, if a portion of the vessels that
are party to an IPA are prohibited by the
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agreement from fishing in valuable
pollock areas of the Bering Sea, Chinook
salmon PSC may be transferred to or
away from vessels that continue to have
access to those fishing areas. Some of
these behavioral responses may be
correlated with a particular incentive in
a manner that could aid in the
assessment of the effectiveness of
Amendment 91.
NMFS would not require that new
data in each IPA Annual Report be
submitted in a structured format. For
example, the proposed allocation and
transfer data would be provided by each
vessel, but could be displayed in a table
or narrative format, or in a manner that
is difficult to compare quantities of an
allocation or transfer between parties in
more than one IPA. Therefore, for each
IPA Annual Report, IPA performance
information may not be uniformly
comparable, which could create
consistency issues when comparing
information between IPAs and could
limit any statistical analysis with IPA
Annual Report data. Thus, there may be
analytical limits to the potential
usefulness of this data for statistical
analysis.
NMFS would use the proposed Bering
Sea vessel movement information
(denoting when a Bering Sea pollock
vessel moved to avoid Chinook salmon
bycatch prior to a haul) to compare
Chinook salmon bycatch avoidance by
vessel, and by vessel characteristics.
Chinook salmon bycatch rates by vessel
could be merged with the movement
data by vessel to assess how bycatch
rates change for each vessel prior to and
following a change in fishing location.
Vessel movement data combined with
other management data, such as NMFS
seasonal opening and closing dates or
IPA-directed openings and closings of
selected pollock fishing areas may assist
in differentiating a vessel’s voluntary
movements to leave a groundfish
statistical area to avoid Chinook salmon
bycatch or movements that are required
by IPA agreements. That information
could contribute to evaluating how
Amendment 91 affects where, when,
and how pollock fishing and Chinook
salmon bycatch occur. The industryreported vessel movement data may be
helpful for evaluating assumptions in
statistical models that combine catch by
location, VMS, and other data to explain
the reasons or tradeoffs for a specific set
of moves and fishing choices. That
information could also assist with
assessing conclusions drawn by
industry in the IPA Annual Reports.
Differences in the willingness of
individual vessels to move from areas
with high Chinook salmon bycatch and
to search for areas with lower bycatch
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rates may reflect differences in the
incentives created by an IPA.
Alternatively, upon examination, these
data and other information provided by
cooperatives may reflect the amount of
central coordination of fishing by area
and time a cooperative applies to each
member of the cooperative. While
movement data are subjective, the data
is intended to provide a better
understanding of each vessel operator’s
perception of factors that impacted
fishing decisions and are likely to
provide information for NMFS and the
Council to evaluate the effectiveness of
IPAs and Amendment 91.
With new data from the CTRs and
proposed revisions to the IPA Annual
Reports, it would be possible to
enumerate the number of potential
trades of Chinook salmon by date and
season as well as by vessel owner,
leaseholder, or another party that did or
did not participate in compensated
Chinook salmon PSC transfers. The
timing and patterns of the transfer data
in comparison with the specific IPAs in
effect by date, sector, and AFA
cooperative, will potentially help to
assess the value of Chinook salmon PSC
in each year and how the IPAs may have
impacted the value of PSC. Thus, if a
large number of accurate monetary
transfers are observed, NMFS may
develop some insights on the two
elements of the effects of certain
incentives included in the IPAs, and the
performance standard. Potential sources
of bias in monetary transfers are
explained below.
The proposed CTR data may help to
verify some of the industry-reported
information in the contracts and
agreements for allocating Chinook
salmon PSC within and among AFA
sectors and cooperatives included in
IPA Annual Reports and AFA
Cooperative Reports. This will assist in
understanding the overall effects and
impacts of Amendment 91, by
permitting transactions reported in
other industry-reported sources to be
compared to and reconciled with the
transactions reported in the CTR.
If a sufficient number of Chinook
salmon PSC transfers are reported in the
CTR and if they are considered to be
representative of actual transfer
practices, this data should assist in
determining the distribution of Chinook
salmon PSC allocations and transfers inseason and over multiple years. When
combined with additional data on entity
affiliations the CTR could assist in
determining if prices exchanged
represent independent and arms-length
transactions or if the prices are merely
accounting measures within affiliated
entities.
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19:39 Jul 15, 2011
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Where quantitative EDR program data
is collected at the level of an individual
vessel, merging data by vessel from
multiple data sources may assist in
estimating the costs associated with
bycatch incentives. For example, data
on the intra-sector or intra-cooperative
allocations of PSC may be combined
with data on Chinook salmon PSC and
pollock transfers, to show the
distribution and amounts of pollock and
Chinook salmon PSC exchanged among
vessels in a season. Travel costs of those
vessels (see analysis of fuel data below)
to avoid Chinook salmon bycatch, along
with the prices reported for PSC
transactions may be compared with the
specific incentives in place for each
vessel to gauge some of the costs of
specific incentives.
Because a completed CTR is not
expected to include all sources of
compensation for Chinook salmon PSC
transfers (prices are restricted to
monetary compensated transfers) that is
likely to limit the application of this
data for analysis. For example, it is
possible that operators of vessels or the
representatives submitting the CTR will
not use unpaired or independent
monetary transactions to exchange
Chinook salmon PSC. If the CTR
respondents find it to be more efficient
to bundle all or nearly all Chinook
salmon transactions with pollock or
other items of value, they may submit
very few transactions or prices of
Chinook salmon PSC. Also, if each
independent Chinook salmon PSC
transfer consists of both a monetary
transfer component and a non-monetary
transfer component, these observations
may be less useful. Further, persons
reporting data on Chinook salmon PSC
transactions could intentionally bundle
monetary and non-monetary transfers to
obscure an observation of a
compensated transfer. The possibility
exists that these reporting constraints
and potential reasons for biasing data
submitted in the CTR would result in a
sufficiently low number of reported
transactions to significantly reduce the
value of these data for examining
Chinook salmon PSC prices. Nonmonetary compensation is not included
in the CTR or elsewhere in the EDR
program, as the cost of collecting this
data with sufficient accuracy and detail
to allow for estimating an equivalent
monetary value would be cost
prohibitive [see CLASSIFICATION for
more information].
Analyses of data from the Vessel Fuel
Survey may range from basic
comparisons of estimated fuel costs of
fishing and transiting by vessel
operation type or other vessel
characteristic, to quantitative or
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statistical estimates of the fuel costs for
Chinook salmon bycatch avoidance
from specific salmon bycatch
incentives. The data would allow for
estimates of fuel used by a vessel when
moving to areas with higher or lower
areas of bycatch. NMFS has no other
data on fuel consumption or average
fuel price on a vessel-by-vessel basis for
this fishery to address this question.
Especially during periods of high
Chinook salmon bycatch, these data
may be used to estimate transit costs
when vessels move to avoid areas where
high Chinook salmon bycatch has been
reported. The estimation could be
accomplished by merging data from the
Vessel Fuel Survey with other available
data, including observer reports, VMS
data, catch accounting, movement data,
and IPA and AFA Cooperative Annual
Reports to assess changes in fuel
consumption when vessels move from
areas of high or low Chinook salmon
bycatch. Thus, these data would be
useful for understanding the variation in
fuel usage for some activities, which can
aid in assessing fuel costs more
generally in the fishery.
Variation in vessel fuel costs among
vessels could affect the response of
certain vessels to incentives or
disincentives for avoiding Chinook
salmon. For example, if it is less
expensive for vessels with lower travel
costs to travel farther to reach clean
fishing grounds, those vessels may be
more likely to engage in increased
transiting activity between fishing
locations. NMFS may examine vessel
response to Chinook salmon encounter
rates to determine whether these
operational differences are affected by
variations in fuel-based travel costs
between vessels, which in turn may
have implications for the effectiveness
of some incentives developed in an IPA.
NMFS could use these findings to assess
the effects of Chinook salmon bycatch
incentives and other questions listed in
the purpose and need for this action,
such as how Amendment 91 affects
where, when, and how pollock fishing
and Chinook salmon bycatch occur.
The proposed new Vessel Master
Survey is designed to solicit subjective
responses to questions on the decisionmaking process applied for avoiding
Chinook salmon bycatch when fishing
for pollock under Amendment 91. Part
of the utility of these questions would
be to allow for comparison of the
subjective information in each response
with other observed changes in fishing
behavior and Chinook salmon bycatch.
Where possible, NMFS will examine the
effect of the behavioral influences
reported in this survey in greater detail
and corroborate the responses with
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other data sources, such as observer
data, VMS data, and catch accounting
data.
The response to questions on bycatch
avoidance may provide insight as to
how IPAs affect fishing behavior, when
catch accounting and other data are
limited. For example, because Chinook
salmon bycatch data cannot be
attributed to each trawl catcher vessel’s
haul, which limits the usefulness of
bycatch data to assess specific
incentives, the qualitative responses in
the Vessel Master Survey may provide
vessel master assessments as to how IPA
incentives impacted trawl catcher vessel
avoidance of Chinook salmon bycatch.
The Chinook salmon EDR program is
also intended to assess the accuracy of
conclusions drawn by industry in the
IPA Annual Report. Analysis of Vessel
Master Survey data may contribute to
some qualitative comparisons of a vessel
master’s response to these questions and
information provided in industry IPA
Annual Reports. Utilizing a vessel
master’s self-reported experiences and
comparing that with current catch and
VMS data available to NMFS should
improve the opportunities for analysts
to consider fishermen’s experiences in
formulating assessments of the
Amendment 91 program.
Proposed Regulatory Amendments
Definitions
Section 679.2 would be revised by
adding a definition of designated data
collection auditor (DDCA) to apply to
the use of a DDCA under § 679.65(e).
srobinson on DSK4SPTVN1PROD with PROPOSALS
Vessel Movement Data
NMFS proposes to modify existing
regulations to collect data indicating a
change of fishing location primarily to
avoid Chinook salmon bycatch.
Section 679.5(c)(4)(vi) describes
catch-by-haul information required in
the trawl gear catcher vessel DFL and
the catcher/processor trawl Daily
Cumulative Production Logbook
(DCPL). A new paragraph (c)(4)(vi)(I)
would be added to request the operator
of a trawl gear catcher vessel to indicate
each time the vessel moved to avoid
Chinook salmon in the trawl gear
catcher vessel DFL.
Section 679.5(e)(6) describes
requirements for a mothership landing
report. The eLandings mothership
landing report would be revised to
require the operator of a mothership to
record vessel movement data provided
by the trawl catcher vessel directed
fishing for pollock in the Bering Sea and
delivering to the mothership. Section
679.5(e)(6)(i)(A)(12) would be added to
require the operator of a mothership to
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indicate whether prior to a haul, the
operator of the catcher vessel using
trawl gear moved its fishing location
primarily to avoid Chinook salmon
bycatch.
NMFS created a catcher/processor
ELB that interfaces with eLandings. The
catcher/processor trawl gear ELB will
allow NMFS to determine any
differences between movement related
to avoidance of Chinook salmon and
other vessel movement by identifying
any tow prior to a move that is due
primarily to Chinook salmon avoidance.
Section 679.5(f)(1)(vii) would be revised
to require that data on vessel movement
to avoid Chinook salmon be entered into
the catcher/processor ELB.
Section 679.5(f)(2)(ii), which
describes the use of a DFL or DCPL as
backup for the ELB in the event of a
computer or ELB failure, would be
replaced with text that provides general
instructions to contact NMFS Inseason
Management, when the Internet fails.
This general instruction is necessary to
assure a reasonable response to delays
in transmission of commercial fishery
information, including the movement of
vessels to avoid Chinook salmon
bycatch in the ELB.
Section 679.5(f)(7) describes the
transmission of data in the ELB. There
are two distinct methods and time limits
for data transmission for the catcher
vessel and the catcher/processor using
an ELB. This introductory text would be
removed to avoid duplicating text that
follows in the distinct paragraphs.
Paragraph (f)(7)(i) would be corrected
by revising the heading to read
‘‘Catcher/processors’’ because it pertains
only to catcher/processors, not
motherships. In addition, the
transmission method would be
corrected to read ‘‘online,’’ not ‘‘email
attachment.’’
Paragraph (f)(7)(ii) would be corrected
by adding a heading to read ‘‘Catcher
vessels’’ to maintain format for parallel
headings with paragraph (f)(7)(i) and
replace the word ‘‘export’’ with
‘‘transfer’’ to provide a more exact term.
Prohibited Species Bycatch
Management
Paragraph (f)(12)(vii) in § 679.21
would be redesignated as paragraphs
(f)(13)(i) through (f)(13)(ii)(F) to reduce
the number of paragraph-levels used
under (f)(12). Paragraph (f)(13)(ii)(E)
would describe requirements for data
submittal on sub-allocations, transfers,
and catch of pollock and Chinook
salmon PSC in the IPA Annual Report.
Section 679.61(f)(2)(ii) would be
revised to remove pollock from
information required as this
requirement is redundant with the
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42107
reporting requirement in paragraph
(f)(13)(ii)(E).
Section 679.61(f)(2)(vii) would be
added to provide that AFA cooperatives
report pollock and Chinook salmon PSC
allocation and catch in the AFA annual
cooperative report or in the IPA Annual
Report, as also provided in
§ 679.21(f)(13)(ii)(E).
Chinook Salmon EDR
Section 679.65 would be added to
describe the Chinook salmon EDR and
the forms used to collect economic data
for the Chinook salmon bycatch
management program. In addition, an
audit procedure for the Chinook salmon
EDR would be added, including the use
of a DDCA as defined under § 679.2.
Classification
Pursuant to sections 304(b)(1)(A) and
305(d) of the Magnuson-Stevens Act, the
NMFS Assistant Administrator has
determined that this proposed rule is
consistent with the FMP, other
provisions of the Magnuson-Stevens
Act, and other applicable law, subject to
further consideration after public
comment.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
An IRFA was prepared, as required by
section 603 of the Regulatory Flexibility
Act (RFA). The IRFA describes the
economic impact this proposed rule, if
adopted, would have on small entities.
A description of the action, the reasons
why it is being considered, and a
statement of the objectives of and the
legal basis for this action are included
at the beginning of this section in the
preamble and in the SUMMARY section of
the preamble. A summary of the
remainder of the IRFA follows. A copy
of this analysis is available from NMFS
(see ADDRESSES).
The directly regulated entities for this
proposed action are those members of
the commercial fishing industry that
participate in the directed pollock trawl
fishery in the Bering Sea. These entities
include the AFA-affiliated pollock fleet
and the six CDQ groups that receive
allocations of Bering Sea pollock. Under
a conservative application of the Small
Business Administration criteria and the
best available data, six small entities out
of an estimated 122 respondents are
eligible to submit the transfer report
(Table 1). To provide these estimates of
the number of non-CDQ AFA-affiliated
pollock entities that were not small,
earnings from all Alaskan fisheries for
2010 were matched with the vessels that
participated in the AFA-affiliated
pollock fleet for that year.
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TABLE 1—SUMMARY OF SMALL AND LARGE ENTITIES FOR REGULATORY FLEXIBILITY ACT PURPOSES AND NUMBER OF
VESSELS, INSHORE PROCESSORS, AND CDQ GROUPS
Directly regulated by
action
Units
Catcher/processors ...
Motherships ...............
Catcher vessels .........
Inshore processors ....
CDQ groups ..............
Vessels .........................................................
Vessels .........................................................
Vessels .........................................................
Plants (including fixed floating platforms) ....
Non-profit organizations ...............................
Yes
Yes
Yes
Yes
Yes
............................
............................
............................
............................
............................
0
0
0
0
6
16
3
90
7
0
........................
........................
........................
........................
........................
.......................................................................
...................................
6
116
122
srobinson on DSK4SPTVN1PROD with PROPOSALS
Total small and
non small entities.
All of the non-CDQ AFA-affiliated
pollock entities directly regulated by the
proposed action were members of AFA
cooperatives in 2010 and, therefore,
NMFS considers them ‘‘affiliated’’ large
(non-small) entities for RFA purposes.
Due to their status as non-profit
corporations, the six CDQ groups are
identified as ‘‘small’’ entities. This
proposed action directly regulates the
six CDQ groups, and NMFS considers
the CDQ groups to be small entities for
RFA purposes. As described in
regulations implementing the RFA (13
CFR 121.103) the CDQ groups’
affiliations with other large entities do
not define them as large entities.
Complete descriptions of the CDQ
groups, and the impacts of this action,
are located in sections 2.5 and 6.10.3 of
the Final Environmental Impact
Statement/Regulatory Impact Review/
Final Regulatory Flexibility Analysis for
Amendment 91, which may be obtained
from https://www.regulations.gov or from
the NMFS Alaska Region Web site at
https://alaskafisheries.noaa.gov.
Four alternatives were considered in
the RIR/IRFA for this proposed rule (See
ADDRESSES). Alternative 1, the no action
alternative, would not expand data
collection for evaluating Amendment
91. Current data collected by NMFS
would still allow for assessment of basic
information such as the changes in the
catch of Chinook salmon. IPA plans and
IPA annual reports may also provide
some industry impressions of the effects
of Amendment 91 on Chinook salmon
bycatch or effectiveness of the IPAs.
Alternatives 2 and 3 included options
for expanded data collection by
implementing the use of ledger forms
for recording Chinook salmon PSC or
pollock allocations and transfers, the
price for each transfer of Chinook
salmon PSC or pollock, detailed fuel
price and use data, vessel movement
data, and a Vessel Master Survey.
Alternative 4 (the preferred alternative)
included flexible reporting of Chinook
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salmon and pollock allocations and
transfers in the annual IPA report or
AFA cooperative report, Chinook
salmon bycatch quantities and prices of
compensated Chinook salmon transfers
in the CTR, average fuel use and prices
in the Vessel Fuel Survey, vessel
movement data in current
recordkeeping and reporting collections,
and vessel master impressions of the
effects of Chinook salmon bycatch
incentives in the Vessel Master Survey.
The Council also considered and
removed alternatives to collect more
detailed revenue and cost data
(including roe production, expanded
Chinook transfer data, revenue data, and
daily operating cost data).
Collection of the data in Alternatives
2 and 3 and in alternatives not advanced
for analysis would expand the data
available to study the effectiveness of
salmon bycatch measures (including
IPAs) across various segments of the
fleets and would improve
understanding of the effects of those
measures on participants in the
fisheries. Specifically, these detailed roe
production, expanded Chinook salmon
transfer data, revenue data, and daily
operating cost data, as well as data from
Alternatives 2 and 3 could be used to
conduct more in-depth examination of
revenue and cost tradeoffs of vessels
when avoiding Chinook salmon
bycatch.
Alternative 1 was not selected
because it would not address the
objectives of the Chinook EDR program
to increase the quality and quantity of
data for assessing the effects of
Amendment 91 IPAs, the PSC limits,
and the performance standard on when,
where, and how pollock fishing and
Chinook salmon bycatch occur.
While acknowledging that data in
Alternatives 2 and 3, along with the
additional detailed roe production
expanded Chinook transfer data,
revenue data, and daily operating cost
data could increase the amount of
information concerning the fishery and
PO 00000
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Fmt 4702
Sfmt 4702
Small
Total
directly
regulated
Entity class
Non-small
Chinook salmon bycatch avoidance, the
Council elected to not select these data
intensive alternatives. The Council did
not advance these alternatives as well as
additional alternatives for analysis. The
Council determined that Amendment 91
incentives should be in operation for a
period of time before NMFS could
analyze how industry recordkeeping
could be used to develop data collection
instruments. The data forms required to
collect information in Alternatives 2
and 3 and the additional roe, transfer
and daily cost data would require
additional development. Also, the
Council determined the cost and burden
of collecting the additional data would
be substantial.
Alternative 4 was chosen because the
limited scope of the data collected is
feasible to implement in a timely
manner, would likely increase the
quality and quantity of data for
assessing the effects of Amendment 91
IPAs, the PSC limits, and the
performance standard on when, where,
and how pollock fishing and Chinook
salmon bycatch occur, and would
permit a more expansive data collection
in the future. Alternative 4 would have
the least impact of the four alternatives
on small entities while continuing to
meet the objectives of the action.
Additional industry outreach and
Council review of the EDR program was
carried out to ensure that the Chinook
salmon EDR program was compatible
with industry recordkeeping procedures
and consistent with the intent of the
Council recommendations. In June
2010, the three EDR forms were
reviewed and revised by members of the
Bering Sea pollock industry in an
industry workshop sponsored by NMFS.
In October 2010, the Council reviewed
the three revised data forms developed
for this action, draft regulations, and the
draft Paperwork Reduction Act
submission. The Council voted
unanimously that NMFS go forward
with this proposed rule with minor,
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clarifying revisions to the data
collection forms.
The analysis did not identify any
Federal rules that would duplicate,
overlap, or conflict with the proposed
rule.
In the CTR, NMFS expects the
representative for each of the four
sectors to actively track transfers
throughout the year and report these in
the fillable on-line CTR form once per
year. For each individual Chinook
transfer that consisted of a monetary
exchange, each entity involved in a
compensated transfer is required to
submit an entry in the CTR to record
transfer information. NMFS estimates
that each entity will require 15 minutes
to track each transfer and enter that data
in either an internal tracking system
provided to the representative for the
sector, or in a separate CTR.
The CTR is estimated to be 90 percent
electronic because most of these reports
will be submitted as attachments to
e-mails or via the Internet. Some reports
may be submitted by fax.
The proposed new Vessel Master and
Vessel Fuel Surveys would be
completed at the end of the year and
would be electronically submitted in a
fillable on-line web form. The
certification page would be submitted
by mail, fax, or as an attachment to an
e-mail. NMFS expects that many vessel
masters (for the Vessel Master Survey),
and vessel owners and leaseholders (for
the Vessel Fuel Survey) may compile
notes in season to respond to the
specific survey questions at years end.
The burden associated with tracking
activity will vary depending on the
circumstances encountered during the
year.
srobinson on DSK4SPTVN1PROD with PROPOSALS
OMB Collection of Information
This proposed rule contains
collection-of-information requirements
subject to review and approval by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act (PRA). These requirements have
been submitted to OMB for approval.
Burden estimates were developed for
each of the four Office of Management
and Budget collections that are revised
or created for the proposed Chinook
salmon EDR program. The proposed
revised and new collections and
reporting burdens are listed below by
OMB control number.
OMB Control Number 0648–AKRL
Public reporting burden per response
is estimated to average 23 minutes for a
catcher vessel trawl gear DFL; and 35
minutes for an AFA catcher/processor
trawl gear ELB—
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OMB Control Number 0648–0401
Public reporting burden per response
is estimated to average 40 hours for an
IPA; 40 hours for an IPA Annual Report;
and 8 hours for an AFA Annual
Cooperative Report—
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq., Pub. L. 108–447.
OMB Control Number 0648–0515
Public reporting burden per response
is estimated to average 35 minutes for a
mothership eLandings landing report—
OMB Control Number 0648–NEW [EDR]
Public reporting burden per response
is estimated to annually average 40
hours for a CTR; 8 hours for a Vessel
Fuel Survey; and 3 hours for a Vessel
Master Survey.
Reporting burden includes the time
for reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information.
NMFS seeks public comment
regarding whether this proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information shall have
practical utility; the accuracy of the
burden estimate; ways to enhance the
quality, utility, and clarity of the
information to be collected; and ways to
minimize the burden of the collection of
information, including through the use
of automated collection techniques or
other forms of information technology.
Send comments on these or any other
aspects of the collection of information
to NMFS (see ADDRESSES), e-mail to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
*
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: July 11, 2011.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 679 is proposed
to be amended as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for part 679
continues to read as follows:
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2. In § 679.2 add a definition for
‘‘Designated data collection auditor’’ in
alphabetical order to read as follows:
§ 679.2
Definitions.
*
*
*
*
Designated data collection auditor
(DDCA) means the NMFS-designated
contractor to perform the functions of a
data collection auditor for the Chinook
PSC Compensated Transfer Report.
*
*
*
*
*
3. In § 679.5,
A. Revise paragraphs (c)(4)(vi)
introductory text, (f)(1)(vii), (f)(2)(ii),
and (f)(7).
B. Add paragraph (c)(4)(vi)(I) and
paragraph (e)(6)(i)(A)(12).
§ 679.5
(R&R).
Recordkeeping and reporting
*
*
*
*
*
(c) * * *
(4) * * *
(vi) Catch-by-haul information. The
operator must record the following
information (see paragraphs (c)(4)(vi)(A)
through (I) of this section) for each haul
(see § 679.2). If no catch occurred for a
given day, write ‘‘no catch.’’
*
*
*
*
*
(I) Movement to Avoid Salmon. If a
catcher vessel is directed fishing for
pollock in the Bering Sea, indicate with
a check mark (X) whether, prior to the
haul, the operator moved fishing
location primarily to avoid salmon
bycatch.
*
*
*
*
*
(e) * * *
(6) * * *
(i) * * *
(A) * * *
(12) For deliveries from catcher
vessels directed fishing for pollock in
the Bering Sea, indicate whether, prior
to the haul, the operator of the catcher
vessel moved fishing location primarily
to avoid Chinook salmon bycatch.
*
*
*
*
*
(f) * * *
(1) * * *
(vii) AFA and CDQ trawl catcher/
processors. The operator of an AFA
catcher/processor or any catcher/
processor harvesting pollock CDQ must
use a combination of NMFS-approved
catcher/processor trawl gear ELB and
eLandings to record and report
groundfish and PSC information. In the
ELB, the operator must enter processor
identification information; catch-byhaul information; prohibited species
discard or disposition data for all
salmon species in each haul; and
indicate whether, prior to the haul, the
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operator moved fishing location
primarily to avoid Chinook salmon
bycatch. In eLandings, the operator
must enter processor identification,
groundfish production data, and
groundfish and prohibited species
discard or disposition data for all
prohibited species except salmon.
(2) * * *
(ii) Reporting groundfish by ELB. If
the User is unable to submit commercial
fishery information due to hardware,
software, or Internet failure for a period
longer than the required reporting time,
contact NMFS Inseason Management at
907–586–7228 for instructions. When
the hardware, software, or Internet is
restored, the User must enter this same
information into the electronic logbook
(ELB) or other NMFS-approved
software.
*
*
*
*
*
(7) ELB data submission—(i) Catcher/
processors. The operator of a catcher/
processor must transmit ELB data
directly to NMFS online through
eLandings or other NMFS-approved
data transmission mechanism, by 2400
hours, A.l.t., each day to record the
previous day’s hauls.
(ii) Catcher vessels. The operator of a
catcher vessel must transmit ELB data
directly to NMFS as an e-mail
attachment or to NMFS through a
shoreside processor, SFP, or mothership
who received his/her groundfish catch.
Through a prior agreement with the
catcher vessel, the operator of a
mothership or the manager of a
shoreside processor or SFP will forward
the ELB data transfer to NMFS as an email attachment within 24 hours of
completing receipt of the catcher
vessel’s catch.
*
*
*
*
*
4. In § 679.21, paragraph (f)(12)(vii) is
redesignated as paragraph (f)(13) and
revised to read as follows:
§ 679.21 Prohibited Species Bycatch
Management.
srobinson on DSK4SPTVN1PROD with PROPOSALS
*
*
*
*
*
(f) * * *
(13) IPA Annual Report. The
representative of each approved IPA
must submit a written annual report to
the Council at the address specified in
§ 679.61(f). The Council will make the
annual report available to the public.
(i) Submission deadline. The IPA
Annual Report must be postmarked or
received by the Council no later than
April 1 of each year following the year
in which the IPA is first effective.
(ii) Information requirements. The
IPA Annual Report must contain the
following information:
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(A) A comprehensive description of
the incentive measures in effect in the
previous year;
(B) A description of how these
incentive measures affected individual
vessels;
(C) An evaluation of whether
incentive measures were effective in
achieving salmon savings beyond levels
that would have been achieved in
absence of the measures;
(D) A description of any amendments
to the terms of the IPA that were
approved by NMFS since the last annual
report and the reasons that the
amendments to the IPA were made;
(E) Sub-allocation to each
participating vessel of the number of
Chinook salmon PSC and amount of
pollock (mt) at the start of each fishing
season, and number of Chinook salmon
PSC and amount of pollock (mt) caught
at the end of each season, unless
reported under § 679.61(f)(2); and
(F) In-season transfers.
(1) Transfers among entities. For inseason transfer of Chinook salmon PSC
or pollock among AFA cooperatives,
entities eligible to receive Chinook
salmon PSC allocations, or CDQ groups,
provide the following information:
(i) Date of transfer;
(ii) Name of transferor;
(iii) Name of transferee;
(iv) Number of Chinook salmon
transferred; and
(v) Amount of pollock (mt)
transferred.
(2) Transfers among IPA vessels.
Transfers among vessels participating in
the IPA provide the following
information:
(i) Date of transfer;
(ii) Name of transferor;
(iii) Name of transferee;
(iv) Number of Chinook salmon
transferred; and
(v) Amount pollock (mt) transferred.
*
*
*
*
*
5. In § 679.61,
A. Revise the heading of paragraph (f),
and paragraph (f)(2)(ii); and
B. Add paragraph (f)(2)(vii).
§ 679.61 Formation and operation of
fishery cooperatives.
*
*
*
*
*
(f) Annual reporting requirements.
* * *
(2) * * *
(ii) The cooperative’s actual retained
and discarded catch of sideboard
species and PSC, except for Chinook
salmon PSC, on an area-by-area and
vessel-by-vessel basis;
*
*
*
*
*
(vii) Sub-allocation to each
participating vessel of the number of
Chinook salmon PSC and amount of
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Fmt 4702
Sfmt 4702
pollock (mt) at the start of each fishing
season, and number of Chinook salmon
PSC and amount of pollock (mt)
retained and discarded at the end of
each season, unless that data is reported
in the IPA report at § 679.21
(f)(13)(ii)(E).
*
*
*
*
*
6. Section 679.65 is added to read as
follows:
§ 679.65 Bering Sea Chinook Salmon
Bycatch Management Program Economic
Data Report (Chinook salmon EDR
program).
(a) Requirements. NMFS developed
the regulations under this § 679.65 to
implement the Chinook salmon EDR
program. Additional regulations that
implement specific portions of the
Chinook salmon EDR program are set
out under paragraphs (a)(1) through
(a)(4) of this section:
(1) Daily fishing logbook (DFL),
catcher vessel trawl gear. See
§ 679.5(c)(4).
(2) Electronic logbook (ELB), AFA and
CDQ trawl catcher/processors. See
§ 679.5(f) in combination with
eLandings pursuant to § 679.5(e).
(3) IPA Annual Report. See
§ 679.21(f)(13).
(4) AFA cooperative annual reporting
requirement. See § 679.61(f)(2).
(b) Chinook salmon PSC
Compensated Transfer Report (CTR). (1)
An owner or leaseholder of an AFApermitted vessel and the representative
of any entity that received an allocation
of Chinook salmon PSC from NMFS
must submit a CTR, Part 1, each
calendar year, for the previous calendar
year.
(2) Any person who transferred
Chinook salmon PSC allocation after
January 20, and paid or received money
for the transfer, must submit a
completed CTR (Part 1 and Part 2) for
the previous calendar year.
(3) The CTR is available through the
Internet on the NMFS Alaska Region
Web site at https://
alaskafisheries.noaa.gov, or by
contacting NMFS at 206–526–6414.
(4) Each year, the completed CTR
must be submitted electronically on or
before 1700, A.l.t., on June 1, following
the instructions on the form.
(c) Vessel Fuel Survey. (1) An owner
or leaseholder of an AFA-permitted
vessel must submit all completed Vessel
Fuel Surveys for each vessel used to
harvest pollock in the Bering Sea in a
given year.
(2) The Vessel Fuel Survey is
available through the Internet on the
NMFS Alaska Region Web site at
https://alaskafisheries.noaa.gov, or by
contacting NMFS at 206–526–6414.
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srobinson on DSK4SPTVN1PROD with PROPOSALS
(3) The owner or leaseholder annually
must submit a completed Vessel Fuel
Survey, electronically on or before 1700,
A.l.t., on June 1, following the
instructions on the form.
(d) Vessel Master Survey. (1) For any
AFA-permitted vessel used to harvest
pollock in the Bering Sea in the
previous year:
(i) The vessel master must complete
the Vessel Master Survey, Part 1A.
(ii) An owner or leaseholder must
complete the Vessel Master Survey, Part
1B.
(iii) An owner or leaseholder must
submit all Vessel Master Surveys, Parts
1A and 1B completed by the owner and
VerDate Mar<15>2010
19:39 Jul 15, 2011
Jkt 223001
all of the masters electronically on or
before 1700, A.l.t., on June 1, following
the instructions on the form.
(2) The Vessel Master Survey is
available through the Internet on the
NMFS Alaska Region Web site at
https://alaskafisheries.noaa.gov, or by
contacting NMFS at 206–526–6414.
(e) Chinook salmon EDR verification
and audit procedures. NMFS or the
designated data collection agent (DDCA)
will conduct verification of Chinook
salmon EDR information with the
persons identified at § 679.65(b)(1),
(b)(2), (c)(1), (d)(1)(i), and (d)(1)(ii).
(1) The persons identified at
§ 679.65(b)(1), (b)(2), (c)(1), (d)(1)(i), and
PO 00000
Frm 00045
Fmt 4702
Sfmt 9990
42111
(d)(1)(ii) must respond to inquiries by
NMFS and its DDCA for purposes of the
CTR, within 20 days of the date of
issuance of the inquiry.
(2) The persons identified at
§ 679.65(b)(1) and (b)(2) must provide
copies of additional data to facilitate
verification by NMFS and its DDCA for
purposes of the CTR. These paper or
electronic copies may include, but are
not limited to, previously audited or
reviewed financial statements,
worksheets, tax returns, invoices,
receipts, and other original documents
substantiating the data submitted.
[FR Doc. 2011–17894 Filed 7–15–11; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\18JYP1.SGM
18JYP1
Agencies
[Federal Register Volume 76, Number 137 (Monday, July 18, 2011)]
[Proposed Rules]
[Pages 42099-42111]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17894]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 110207103-1113-01]
RIN 0648-BA80
Fisheries of the Exclusive Economic Zone Off Alaska; Chinook
Salmon Bycatch Management in the Bering Sea Pollock Fishery; Economic
Data Collection
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes to implement the Chinook Salmon Economic Data
Report Program to evaluate the effectiveness of Chinook salmon bycatch
management measures for the Bering Sea pollock fishery that were
implemented under Amendment 91 to the Fishery Management Plan for
Groundfish of the Bering Sea and Aleutian Islands Management Area
(FMP). The data collected for this program would be submitted by
members of the American Fisheries Act inshore, catcher/processor, and
mothership sectors, as well as representatives for the six western
Alaska Community Development Quota organizations that presently receive
allocations of Bering Sea pollock. The proposed rule is intended to
promote the goals and objectives of the FMP, the Magnuson-Stevens
Fishery Conservation and Management Act, and other applicable law.
DATES: Written comments must be received no later than August 17, 2011.
ADDRESSES: Send comments to Glenn Merrill, Assistant Regional
Administrator, Sustainable Fisheries Division, Alaska Region, NMFS,
Attn: Ellen Sebastian. You may submit comments, identified by RIN 0648-
BA80, by any one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov.
Mail: P.O. Box 21668, Juneau, AK 99802.
Fax: (907) 586-7557.
Hand delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
All comments received are a part of the public record. Comments
will generally be posted without change. All Personal Identifying
Information (for example, name, address, etc.) voluntarily submitted by
the commenter may be publicly accessible. Do not submit Confidential
Business Information or otherwise sensitive or protected information.
NMFS will accept anonymous comments (enter N/A in the required
fields, if you wish to remain anonymous). You may submit attachments to
electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF
file formats only.
Electronic copies of the Regulatory Impact Review/Initial
Regulatory Flexibility Analysis (RIR/IRFA), Categorical Exclusion, and
the four Paperwork Reduction Act Analyses (including Chinook salmon
Economic Data Report forms) prepared for this action may be obtained
from https://www.regulations.gov or from the NMFS Alaska Region Web site
at https://alaskafisheries.noaa.gov.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule may be submitted to NMFS at the above address, and by e-
mail to mailto: OIRA_Submission@omb.eop.gov, or by fax to 202-395-
7285.
FOR FURTHER INFORMATION CONTACT: Jeff Hartman or Patsy A. Bearden at
907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the U.S. groundfish fisheries
of the Bering Sea and Aleutian Islands Management Area (BSAI) in the
exclusive economic zone under the FMP. The North Pacific Fishery
Management Council (Council) prepared the FMP pursuant to the Magnuson-
Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act)
16 U.S.C. 1801, et seq. Regulations implementing the FMP appear at 50
CFR part 679. General regulations that pertain to U.S. fisheries appear
at subpart H of 50 CFR part 600.
This proposed rule would implement the Chinook Salmon Economic Data
Report (EDR) program for the Chinook salmon bycatch management measures
implemented under Amendment 91 to the FMP. The Chinook Salmon EDR
program applies to owners and operators of catcher vessels, catcher/
processors, motherships, and the six Western Alaska Community
Development Quota (CDQ) Program groups qualified to participate in the
pollock (Theragra chalcogramma) fishery in the Bering Sea subarea of
the BSAI. The proposed rule also applies to the representatives of
participants in the Bering Sea pollock fishery.
Background
AFA Sectors, Cooperatives, and CDQ Groups
NMFS manages the Bering Sea pollock fishery under the American
Fisheries Act (AFA) (16 U.S.C. 1851 note). The AFA ``rationalized'' the
Bering Sea pollock fishery in part by authorizing the formation and
management of fishery cooperatives in the three pollock sectors
(catcher/processor, mothership, and inshore). A portion of the Bering
Sea pollock fishery is managed by a separate CDQ program. The inshore
sector's pollock is subdivided among seven inshore cooperatives. The
purpose of these AFA cooperatives is to further subdivide each sector's
or inshore cooperative's pollock allocation among participants in the
sector or cooperative through private contractual agreements. The
cooperatives manage these allocations to ensure that individual vessels
and companies do not harvest more than their agreed upon share of
pollock. The cooperatives also facilitate transfers of pollock among
the cooperative members, enforce contract provisions, and are allowed
to participate in an intercooperative agreement to reduce salmon
bycatch. A more detailed description of AFA cooperatives and
intercooperative agreements may be found in the RIR/IRFA for this
proposed action (see ADDRESSES).
The total allowable catch (TAC) for Bering Sea pollock and
allocations to each of the AFA sectors and CDQ groups participating in
the Bering Sea pollock fishery are specified annually (see 75 FR 11749,
March 12, 2010 for 2010/2011 specifications). After the CDQ Program
allocation and allowance for incidental catch of pollock in other
fisheries is subtracted, NMFS allocates the remaining TAC to vessels
harvesting pollock for processing by inshore processors, vessels
harvesting pollock for processing by catcher/processors, and vessels
harvesting pollock for processing by motherships. Some
[[Page 42100]]
catcher vessels do not join an inshore cooperative. These CVs
participate in the inshore open-access fishery and so do not receive an
allocation of pollock. Each year, catcher vessels eligible to deliver
pollock to the seven AFA inshore processors may form inshore
cooperatives associated with a particular inshore processor. The AFA
catcher/processor sector consists of AFA-eligible vessels in the
Pollock Conservation Cooperative (PCC) and High Seas Catcher's
Cooperative (HSCC). The HSCC consists of owners of the catcher vessels
eligible to deliver pollock to the catcher/processors. NMFS issues an
annual allocation of pollock to the entire catcher/processor sector,
based on the aggregate of each vessel's pollock catch history.
The AFA mothership sector consists of three motherships and the
AFA-eligible catcher vessels that deliver pollock to these motherships.
The catcher vessels have formed a cooperative called the Mothership
Fleet Cooperative (MFC). The MFC sub-allocates the mothership sector
pollock allocation among the catcher vessels authorized to harvest this
pollock. NMFS does not manage the sub-allocations of pollock among
members of the PCC, HSCC, or MFC. The cooperatives control the harvest
by their member vessels so that the pollock allocation to the sector is
not exceeded. However, NMFS monitors pollock harvest by all members of
the catcher/processor sector and mothership sector. NMFS retains the
authority to close directed fishing by sector if vessels in that sector
continue to fish once the sector's seasonal allocation of pollock has
been harvested.
Chinook Salmon Bycatch in the Bering Sea Pollock Fishery
The Magnuson-Stevens Act defines bycatch as fish that are harvested
in a commercial fishery but neither sold nor kept for personal use.
Chinook salmon is categorized as bycatch under the Magnuson-Stevens
Act, the BSAI FMP, and NMFS regulations at 50 CFR part 679. Bycatch of
any species, including discard or other mortality caused by fishing, is
a concern of the Council and NMFS. National Standard 9 of the Magnuson-
Stevens Act specifically requires the Council to select conservation
and management measures and that NMFS implement those measures to
minimize bycatch and bycatch mortality to the extent practicable. Due
to the deployment methods used in large-scale trawl operations, Chinook
salmon bycatch in the Bering Sea pollock fishery is assumed to have 100
percent mortality.
Fishing vessels harvest pollock using pelagic (mid-water) trawl
gear, which consists of large nets towed through the water by the
vessel. At times, Chinook salmon and pollock occur in the same
locations in the Bering Sea. Consequently, Chinook salmon are
accidently caught in the nets as fishermen catch pollock; this
incidental catch is called bycatch.
The Bering Sea pollock fishery catches up to 95 percent of the
Chinook salmon taken incidentally as bycatch in the BSAI groundfish
fisheries. From 1992 through 2001, the average Chinook salmon bycatch
in the Bering Sea pollock fishery was 32,482 fish. Bycatch increased
substantially from 2002 through 2007, with an average of 74,067 Chinook
salmon per year caught during this period. A historic high of
approximately 122,000 Chinook salmon were taken in the Bering Sea
pollock fishery in 2007. However, Chinook salmon bycatch has declined
in recent years to 21,500 fish in 2008, 12,424 fish in 2009, and 12,195
fish in 2010.
Chinook salmon bycatch varies seasonally and by sector. In most
years, the majority of Chinook salmon bycatch occurs during the A
season of the Bering Sea pollock fishery. The variation in bycatch
rates among sectors and seasons (A and B season) is due, in part, to
the different fishing practices, location of Chinook salmon, and
location of fishing effort for each sector to fully harvest their
pollock allocations in the A and B seasons.
As documented in the RIR/IRFA for this action (See ADDRESSES), AFA
pollock vessel operators and members of AFA sectors and cooperatives
are often unable to detect the location of Chinook salmon prior to
intercepting them while fishing for pollock. Some of the challenges to
minimizing Chinook salmon bycatch include:
Individual Chinook salmon are difficult to detect in the
water column with current sonar technology, prior to or during a haul
and retrieval of pollock trawl gear;
Chinook salmon migrate throughout many areas frequented by
pollock trawlers;
On the pollock fishing grounds, Chinook salmon bycatch
rates change for multiple reasons, including variation in the Chinook
salmon population strength and spatial and temporal migration through
the Bering Sea; and
Most actions taken to avoid Chinook salmon bycatch are
likely to be costly to participants in this fishery and difficult for
individual vessel operators to assess if voluntary efforts to avoid
Chinook salmon bycatch will result in a future benefit to themselves or
others.
Amendment 91 to the BSAI FMP
In January 2011, NMFS implemented Amendment 91 to the BSAI FMP to
manage Chinook salmon bycatch in the Bering Sea pollock fishery.
Amendment 91 combines limits on the amount of Chinook salmon that may
be caught incidentally with an Incentive Plan Agreement (IPA) and a
performance standard. This combination of measures is designed to
minimize bycatch to the extent practicable in all years and prevent
bycatch from reaching the limit in most years.
Under Amendment 91, NMFS allocates transferable Chinook salmon
prohibited species catch (PSC) to an entity representing the catcher/
processor sector, mothership sector, inshore cooperatives, and CDQ
groups participating in the Bering Sea pollock fishery. The entity
representative administers any transfer of Chinook salmon PSC with the
representative of any other group that received transferable Chinook
salmon PSC. These transfers could occur between any qualifying sector,
inshore cooperative, or CDQ group, and must be approved by NMFS.
Chinook salmon PSC allocations may be further sub-allocated to members
of the sector or cooperative and may be exchanged among the members of
that sector or cooperative. NMFS does not monitor or account for these
sub-allocations and transfers of Chinook salmon PSC within a qualifying
sector or cooperative.
The requirements for receiving transferable Chinook salmon PSC, as
well as the amount of Chinook salmon PSC vary among sectors, inshore
cooperatives, or CDQ groups. If all members of the catcher/processor or
mothership sector form a single ``sector-level entity'' and join an IPA
that is approved by NMFS and meet other qualifications in Amendment 91,
that sector will receive an allocation of Chinook salmon PSC that is
based on that sector's proportional amount of 60,000 Chinook salmon.
The proposed rule for Amendment 91 provides a detailed explanation of
these requirements (75 FR 14016, March 23, 2010).
NMFS authorizes inshore cooperatives and the CDQ groups as entities
eligible to receive annual allocations on behalf of others. The
representative that receives Chinook salmon PSC for the inshore
cooperatives would be the same person named on the cooperative's annual
application for pollock allocations. An inshore cooperative or a CDQ
group must notify NMFS in writing if its representative for purposes of
Chinook salmon PSC
[[Page 42101]]
allocations is a different person. The CDQ groups are authorized under
section 305(i)(1) of the Magnuson-Stevens Act to receive fishery
allocations from NMFS. The representative for a CDQ group would be its
chief executive officer.
PSC allocations are based on either a 60,000 Chinook salmon PSC
limit if some or all of the pollock industry participates in an
industry-developed IPA, or a lower limit of 47,591 Chinook salmon PSC
if industry does not form any IPAs.
Amendment 91 requires that each sector meet the terms of a
``performance standard,'' including a requirement to not exceed that
sector's portion of a lower limit for Chinook salmon PSC of 47,591
Chinook salmon in all but two of any seven consecutive years. The
Chinook salmon performance standard in Amendment 91 is intended to
encourage pollock vessels to avoid Chinook salmon bycatch, even in
years when Chinook salmon bycatch is low.
A key component of Amendment 91 is the ability for fishery
participants to form IPAs and work together to avoid Chinook salmon
bycatch. An IPA is a private contract among vessel owners or CDQ groups
that establishes incentives for participants to avoid bycatch at all
levels of Chinook salmon abundance. The parties to an IPA must be
owners of AFA-eligible catcher vessels, catcher/processors, or
motherships, or the representatives of CDQ groups, and meet other
participation requirements.
Each IPA must have an IPA representative that is responsible for
submitting the IPA to NMFS for approval and submitting the IPA Annual
Report to the Council. The IPA representative must manage the bycatch
of participating vessels to keep total bycatch below the performance
standard for the sector in which the vessel participates.
Participation in an IPA is voluntary. Any vessel or CDQ group that
chooses not to participate in an IPA would be subject to a restrictive
opt-out cap or backstop that provides a maximum of 28,496 Chinook
salmon PSC. Any vessel or CDQ group that fishes under the backstop cap
would not be evaluated in an IPA Annual Report or included in annual
calculations of a sector's performance standard. These caps are
described in greater detail in the RIR/IRFA for this proposed action
(see ADDRESSES).
For the 2011 pollock fishery, three IPAs have been formed to
represent catcher/processors, catcher vessels delivering to inshore
processors, and catcher vessels delivering to motherships. A variety of
incentives is applied in each IPA and summarized in the RIR/IRFA for
this proposed action (see ADDRESSES). An IPA plan is required for each
IPA to describe the structure of the incentives or penalties for
reducing Chinook salmon PSC at the level of a sector, cooperative, or
individual vessel. Participants are required to demonstrate through an
IPA Annual Report that the vessel owners that are signatories to the
IPA are accomplishing the Council's intent that each vessel does its
best to avoid Chinook salmon at all times while fishing for pollock and
that collectively, bycatch is minimized in each year.
After implementing Amendment 91 and its performance standard,
allocation of transferable Chinook salmon PSC allocations, and the
formation of incentives developed in each IPA, the Council anticipates
the likelihood of the following responses from participants in the
pollock fishery:
Substantial changes in sector or cooperative plans and
agreements for distribution and use of Chinook salmon PSC;
Creation of a market for trading Chinook salmon PSC
between sectors and cooperatives and among their members and the joint
trading of sub-allocations of Chinook salmon PSC and pollock by
vessels;
Changes in the location and timing of fishing effort for
pollock and the bycatch of Chinook salmon;
Increase in cost of harvesting pollock; and
Reduction of the annual bycatch of Chinook salmon.
Current Data for Evaluating Amendment 91
IPA and IPA Annual Report
The IPA and IPA Annual Report were described and implemented in the
final rule for Amendment 91 (75 FR 53026, August 30, 2010). These two
required documents, along with other existing data (e.g., catch
accounting and observer data) provide useful information for evaluating
some aspects of the effectiveness of Amendment 91.
The representative of each approved IPA is required to submit a
written IPA Annual Report to the Council for each year following the
year in which the IPA is first effective. Each IPA Annual Report is
intended to provide a qualitative evaluation and some quantitative
information on the effectiveness of the IPAs. Each IPA Annual Report
must describe--
The incentive measures in effect in the previous year;
How the incentive measures affected individual vessels;
Whether incentive measures were effective in achieving
Chinook salmon savings beyond levels that would have been achieved in
the absence of the incentive measures;
Any amendments to the terms of the IPA that were approved
by NMFS since the last annual report; and
The reasons that any amendments to the IPA plan were made.
The RIR for this action anticipates that the IPA and IPA Annual
Reports implemented may provide limited qualitative and quantitative
industry data on the effects of the Amendment 91 management measures
including--
Summaries of temporal and spatial shifts in effort
undertaken by the fleets;
Comparisons of Chinook salmon bycatch rates achieved by
vessels participating in an IPA versus any vessels not participating in
an IPA;
An overview of the use of new gear technologies;
Assessment of the effect of area closures for directed
pollock fishing or other restrictions required by an IPA; and
Descriptions of research undertaken to reduce Chinook
salmon bycatch.
AFA Annual Cooperative Report
At the beginning of each year, all AFA cooperatives must submit an
AFA Cooperative Report to the Council by April 1 of the following year,
detailing the activities of the cooperative for the previous year (50
CFR 679.61(f)). Each AFA Cooperative Report must include the
cooperative's allocated catch of pollock and sideboard species, actions
taken by the cooperative for vessels that exceeded their allowed catch
and bycatch in pollock and all sideboard fisheries, any sub-allocations
of pollock and sideboard species made by the cooperative to individual
vessels, total weight of pollock landed outside the State of Alaska on
a vessel-by-vessel basis, and the number of salmon taken by species and
season, including Chinook salmon.
AFA Cooperative Reports may contain some information for evaluating
Amendment 91. Specifically, the Council's purpose and need statement
identifies the need to evaluate how Amendment 91 affects ``where, when,
and how pollock fishing and salmon bycatch occur.'' The AFA Cooperative
Reports could provide helpful data for that element of the assessment.
For example, AFA Cooperative Reports could provide some explanation for
why fishing effort at the beginning of a pollock season or at some
other point in a season may have been lower, higher, or similar to a
previous season (and if
[[Page 42102]]
Amendment 91 caused any of the changes).
Limitations to IPA, IPA Annual Report, and AFA Cooperative Annual
Report for Evaluating Amendment 91
While IPAs, IPA Annual Reports, and AFA Cooperative Annual Reports
may contain information on the response of AFA sectors to Amendment 91,
the data are limited for evaluating the effectiveness of the incentives
and performance standards in Amendment 91. Some of the limitations are
as follows.
IPAs, IPA Annual Report, or AFA Cooperative Annual Report
data are not required to be reported in a specific or systematic
format, so the format may vary by each group submitting a report. As a
result, it is likely that data will not be sufficiently uniform and
consistent to provide reliable comparisons between two or more AFA
sectors, AFA cooperatives, or IPAs.
Except for the sector-level entity allocation and transfer
data provided by Amendment 91, the IPA Annual Report and AFA
Cooperative Annual Reports are not required to include tracking of sub-
allocations or transfers of Chinook salmon PSC that may occur among
participants in each sector. Additional information on transfers of
Chinook salmon PSC and pollock between members of a sector or
cooperative would assist in the evaluation of Amendment 91.
Prices of pollock and Chinook salmon PSC allocations and
transactions could be helpful in evaluating Amendment 91. The market
value of PSC allocations reflects its expected value to the pollock
fishery. However, neither IPA Annual Reports nor AFA Cooperative Annual
Reports presently require that each transaction between a person buying
and selling Chinook salmon PSC be recorded with a corresponding price.
Amendment 91 does not require reporting information in the
IPA Annual Report or AFA Cooperative Annual Reports to track how costs
may vary by vessel under the new program. It would be helpful to have
data on certain operating costs, such as how the amount of fuel and
cost of fuel used by AFA vessels operating in the Bering Sea pollock
fishery would change under the various IPAs.
Catch Accounting and Observer Data
The two primary sources of information used to account for pollock
harvests and salmon bycatch in the Bering Sea pollock fishery are
onboard and shoreside observer information and industry-reported data
on catch and processed product amounts. Both sources are electronically
recorded and submitted to NMFS.
Catch accounting and observer data provide analysts with
information on the amount, date and location of pollock catch and
Chinook salmon bycatch. This information would assist with verification
of qualitative information, submitted by industry in the IPA Annual
Reports on how Amendment 91 has altered pollock catch and Chinook
salmon bycatch.
In 2005, NMFS implemented an interagency electronic reporting
system with its data entry component, eLandings, for the catch
accounting system to reduce reporting redundancy and consolidate
fishery landings reported to three different agencies. All vessels in
the Bering Sea pollock fishery are required to report all groundfish
landings, discard, and production through a web-based interface known
as eLandings. There is also a stand-alone application (SeaLandings)
available for the vessels fishing and processing catch at sea (the at-
sea fleet). The at-sea fleet submits eLandings files via e-mail. The
eLandings software provides managers with real-time access to
individual vessel information, including individual pollock vessel
catch and bycatch and unused amounts of allocated pollock and Chinook
salmon PSC. Each industry report submitted via eLandings undergoes
error checking by NMFS. Data are then stored in a database and are made
available to management staff at NMFS and the Alaska Department of Fish
and Game. There are two basic eLandings report types used for catch
estimation: Production reports and landing reports.
In addition to electronic catch reporting for the AFA pollock
fishery, the trawl gear catcher vessel daily fishing log (DFL) is a
required paper log used to record trawl groundfish discard and
disposition data by haul and location. A trawl catcher vessel
delivering groundfish to a shoreside processor, stationary floating
processor, or mothership, is required to submit a DFL to the shoreside
processor, stationary floating processor, or mothership. Any discard
and disposition information submitted by a trawl catcher vessel in the
DFL to a shoreside processor, stationary floating processor or
mothership, must also be reported by the shoreside processor,
stationary floating processor or mothership in eLandings.
Observer data are also used in the catch accounting system; and a
multi-stage sampling design is used to sample the species composition
of the catch, length distribution of select species, and other catch
components. Observer data collected on vessels in the Bering Sea
pollock fishery are transmitted electronically to a NMFS database. This
database contains all data collected by observers at processing plants
and onboard vessels, including fishing locations, groundfish and non-
target catch, catch composition, length frequencies, age structures,
and salmon PSC (including Chinook salmon PSC). Observer data are merged
with industry reports nightly and are available to fishery managers the
following day.
For catcher/processors and catcher vessels delivering pollock to
motherships, observer data combined with each vessel's eLandings
landing report may be used to analyze a variety of effects, including--
Comparisons of Chinook salmon bycatch rates of vessels
fishing in different areas during the same period of time or similar
areas at different periods of time;
Comparisons of percentages of the TAC harvested at times
of relatively high or low Chinook salmon encounter rates; and
Trends in rates and variation of Chinook salmon bycatch by
vessel type and location week or season, and across cooperatives,
sectors, or the entire AFA fleet.
Limitations to the Use of Catch Accounting and Observer Data for
Evaluating Amendment 91
While tracking periodic trends in Chinook salmon bycatch may offer
insights to the effectiveness of Amendment 91, catch and observer data
would need to be augmented by other supporting data to evaluate whether
Amendment 91 incentives have caused a given change in Chinook salmon
bycatch. For example, a decrease in bycatch rates may be the result of
either a decrease in Chinook salmon abundance on the fishing grounds or
may be caused by a change in fishing behavior where the fleet is
intentionally avoiding Chinook salmon bycatch because of a regulatory
or industry incentive to avoid bycatch. Catch accounting and observer
data do not provide quantitative or qualitative information to identify
effects of Amendment 91 incentives.
For catcher vessels delivering shoreside to a stationary floating
processor or mothership, all groundfish catch and Chinook salmon PSC is
accounted for at the time of landing. Because catcher vessels
delivering shoreside or to a stationary floating processor may trawl in
several locations before delivering to a processor, it is not possible
to verify the amount of
[[Page 42103]]
Chinook salmon bycatch in each haul. Attempts to apportion Chinook
salmon bycatch to a specific trawl catcher vessel haul using vessel
monitoring system (VMS) or other data are subject to error. This data
limitation may complicate efforts to attribute a change in Chinook
salmon bycatch by a trawl catcher vessel to a specific incentive
designed to reduce Chinook salmon bycatch. For example, the effect of
an IPA penalty for a catcher vessel that exceeded a predetermined
Chinook salmon bycatch rate in a specific statistical area may be
difficult to assess if the catcher vessel is deploying trawl gear on
consecutive hauls inside and outside that statistical area and during
the same fishing trip. Because catcher vessels delivering to
motherships are required to deliver catch from a single unsorted haul
to a mothership, some accounting of Chinook salmon bycatch by haul and
location of catch may be possible, thus improving the prospects for
tracking the effects of some Chinook salmon bycatch incentives.
Determining the amount of Chinook salmon bycatch in each catcher/
processor haul is more straightforward than is to determine for each
catcher vessel haul. Each catcher/processor is currently required to
provide a continuous census accounting of Chinook salmon bycatch at
sea. For example, each haul must be observed, and all salmon are
removed and counted at the flow scale. The haul start and end times and
location of each haul are recorded by the observer and the validated
with VMS. The combination of this location data and haul-by-haul catch
accounting allows for Chinook salmon bycatch to be accurately recorded.
Even for catcher/processors, however, catch accounting and observer
data alone will not explain which bycatch incentives for each sector or
cooperative may have affected the amount of bycatch by time and
location. For example, catch accounting data, by itself, would not
verify if an operator of a catcher/processor or catcher vessel
transited to new fishing grounds to avoid Chinook salmon bycatch.
Various factors such as weather, time, area encounters with Chinook
salmon, or market prices for pollock could easily have influenced the
movements and fishing effort by a vessel, and its rate of Chinook
salmon bycatch.
New Data Collection for Evaluating Amendment 91
Introduction
In December 2009, the Council recommended revisions of two existing
recordkeeping and reporting collections and requirements for three new
data surveys/reports to improve the quality and quantity of data to
assess the effectiveness of Amendment 91. NMFS proposes to collect
information on vessel movements on the fishing grounds and information
on pollock allocations, sub-allocations, and transfers between members
in an AFA cooperative through revisions to the existing IPA Annual
Report and AFA Cooperative Annual Report requirements. These new data
requirements are described below in the section entitled: Revisions to
Existing Collections for Chinook Salmon EDR Program. The three new EDR
surveys/reports recommended by the Council are collectively referred to
as the Chinook Salmon EDR, and are described below in the section
titled: New Collection of Economic Data.
The new proposed Reports/Surveys are--
Chinook Salmon PSC Allocation Compensated Transfer Report
(CTR);
Vessel Fuel Survey; and
Vessel Master Survey.
NMFS will use the revised and new data to conduct analyses that
include descriptive analysis and quantitative and qualitative
comparisons of the annual and seasonal, changes in the pollock fleet
under Amendment 91. Examples of some of the potential analyses with
these data are described in the RIR/IRFA for this action (See
ADDRESSES).
Proposed Revisions to Existing Collections for Chinook Salmon EDR
Program
To implement the Chinook salmon EDR program, NMFS would revise
existing recordkeeping and recording requirements to add data on
movement of vessels in the Bering Sea pollock fishery to avoid Chinook
salmon bycatch and data on transfers of Chinook salmon PSC and pollock
to the IPA Annual Report.
The following documents would be amended for purposes of
supplementing information for the Chinook salmon EDR:
IPA Annual Report;
AFA Cooperative Report;
Catcher Vessel Trawl Gear Groundfish Daily Fishing Logbook
(DFL);
Catcher/processor Trawl Gear Electronic Logbook (ELB); and
eLandings landing report.
Revisions to the IPA Annual Report
The IPA Annual Report would be revised to include requirements to
submit information on the sub-allocation of Chinook salmon PSC and
pollock to each participating vessel at the start of each fishing
season, and the number of Chinook salmon PSC and amount of pollock
caught at the end of a season. These revisions would also require
submission of information on transfers of Chinook salmon PSC regardless
of whether the transfers were ``compensated'' transfers.
While NMFS currently approves and tracks initial allocation and
transfers of Chinook salmon PSC among the catcher/processor sector,
mothership sector, inshore cooperatives, and CDQ groups under Amendment
91, this proposed action would require each IPA representative to
report additional sub-allocations or transfers of Chinook salmon PSC
within a sector-level entity or cooperative. NMFS would require a
record of these sub-allocations and transfers of pollock between
members of a sector or an inshore cooperative in the IPA Annual Report.
NMFS anticipates that the parties to an IPA or the IPA representative
will be informed of the number and amounts of Chinook salmon PSC
transferred among parties to each IPA. Though NMFS will maintain a
record of all initial allocations and transfers from entities
authorized to receive Chinook salmon PSC, NMFS anticipates that the
representative for an IPA may report some of those same allocation and
transfer amounts in the IPA Annual Report to facilitate the accounting
of sub-allocations to vessels and transfers between the members of an
IPA.
Proposed Revisions to AFA Cooperative Report
NMFS would relocate the requirement for submitting some pollock
catch data from the AFA Cooperative Annual Report to the IPA Annual
Report, to provide a single location for Chinook salmon and pollock
data on initial allocation, sub-allocations, NMFS-approved Chinook
salmon PSC transfers, internal cooperative or sector-level entity
Chinook salmon PSC transfers, and catch by season and year for each
catcher vessel, catcher/processor, or mothership participating in an
IPA. Pollock would be removed from the requirement at Sec.
679.61(f)(2)(ii) to submit in the AFA Cooperative Annual Report the
cooperative's actual retained and discarded catch of pollock, sideboard
species, and PSC on an area-by-area and vessel-by-vessel basis.
However, if members of an AFA cooperative elected to move all the
allocations and sub-allocations, and transferred, retained and
discarded catch of pollock and Chinook salmon PSC listed at Sec.
679.21(f)(13)(ii)(E) and (f)(13)(ii)(F) to the AFA Cooperative
[[Page 42104]]
Annual Report, they would no longer need to report that data in the IPA
Annual Report. If the members of an AFA inshore cooperative, mothership
sector level entity, or catcher/processor sector level entity are not
the same as the parties to an IPA for each AFA inshore cooperative,
mothership sector-level entity, or catcher/processor sector level
entity, then NMFS anticipates that all the data at Sec.
679.21(f)(13)(ii)(E) would be included in the AFA Cooperative Annual
Report under Sec. 679.61(f)(2)(vii).
Proposed Revisions to eLandings, Daily Fishing Log, and ELB for
Reporting Change in Location on Fishing Grounds
Revisions are proposed to various existing catch and production
reports to require additional data describing the reasons that AFA
vessels change locations in the CDQ and non-CDQ pollock fishery to
avoid Chinook salmon bycatch. The proposed revisions would be:
Whenever the operator of an AFA catcher vessel chooses to
move the vessel primarily to avoid Chinook salmon bycatch, the operator
would indicate each change in location for any haul by checking a
vessel movement box in the trawl gear DFL.
Whenever the operator of an AFA catcher/processor chooses
to move the vessel primarily to avoid Chinook salmon bycatch, the
operator would indicate each change in location for any haul by
checking a vessel movement box in the catcher/processor trawl gear ELB.
Whenever the operator of an AFA mothership receives
notification that an AFA catcher vessel delivering pollock moved the
vessel to avoid Chinook salmon bycatch, the operator would indicate
each change in location for any haul by checking a vessel movement box
in the eLandings landing report.
Proposed New Economic Data Collections
Each of the three proposed surveys/reports--the Chinook Salmon CTR,
the Vessel Fuel Survey, and Vessel Master Survey--would be available in
a fillable electronic format on the NMFS Alaska Region Web site.
Persons responsible for submitting each of the three EDR data survey/
reports differ based on the requirements listed in each form, but would
include vessel owners, vessel leaseholders, or vessel masters of AFA
vessels. Submitters would also include representatives for or
participants in an AFA catcher/processor or mothership sector, inshore
cooperative, the inshore open access fishery, CDQ groups, or parties to
an IPA. Each of the forms would be submitted annually to NMFS or the
NMFS-designated data collection agent by June 1, based on fishing
conducted in the previous fishing year. For example, data from fishing
in the 2012 Bering Sea pollock season would be submitted to the NMFS-
designated data collection agent in the fillable Chinook salmon EDR
forms by June 1, 2013.
Chinook Salmon PSC Allocation Compensated Transfer Report (CTR)
All persons who conducted a Chinook salmon PSC transfer that was
paid for with an exchange of money (called a compensated transfer)
would be required to submit an annual CTR detailing the quantity and
amount paid for each compensated transfer. The persons conducting these
transfers of Chinook salmon PSC would be an owner or leaseholder of an
AFA-permitted vessel, or a representative for an AFA cooperative,
sector-level entity, or CDQ group.
Each transfer would be identified as either an independent transfer
of Chinook salmon PSC for monetary compensation or a transfer with a
portion of the transfer that includes monetary compensation and a
portion of the transfer that did not include monetary compensation.
Each transfer would be identified as to type as follows:
------------------------------------------------------------------------
Transaction type Transaction description
------------------------------------------------------------------------
1................................. Between 2 entities which are
affiliated as defined by AFA.
2................................. Between 2 entities in the same
cooperative but not affiliated as
defined by AFA.
3................................. Between 2 entities in the same
sector but not affiliated as
defined by AFA or in the same
cooperative.
4................................. Between 2 entities not part of the
same sector or cooperative, or
affiliated as defined by AFA.
------------------------------------------------------------------------
The CTR would require each transfer of Chinook salmon PSC to
include the transferor and transferee names, along with the NMFS
identifier (NMFS person ID), date of the transfer, the amount
transferred, and the price of the monetary compensated transfer. A
Chinook salmon PSC transfer that did not involve monetary compensation,
but had some form of compensation, would be indicated on the form, but
without an estimate of transfer prices.
The purpose of the proposed CTR would be to account for Chinook
salmon PSC transfers and the amount of money exchanged for transfers
between AFA vessel owners and other entities transferring Chinook
salmon PSC. NMFS would examine data reported for each transaction and
compare the amount of Chinook salmon PSC transferred in each
transaction, number of transactions by vessel type (sector and AFA
cooperative), and time intervals of the transfers in a season or year.
Also, this data would allow for tabulation of the average and variation
in price paid for transactions by vessel operation type, sector, and
AFA cooperative.
Vessel Fuel Survey
After each calendar year, each owner of an AFA-permitted vessel
catching CDQ or non-CDQ pollock in the Bering Sea would submit to NMFS
the Vessel Fuel Survey to report annual fuel use and cost in the Bering
Sea pollock fishery. The owner would include identifying information on
the certification page of the report, including a NMFS person ID. The
Vessel Fuel Survey, which would be submitted by June 1 of the following
year, would include average annual hourly fuel burned while fishing and
transiting and annual fuel purchases in cost per gallon. Each of these
values would be combined with other NMFS data (such as VMS and observer
data reports) to estimate the costs of moving vessels to avoid Chinook
salmon bycatch (including the fuel use during trawling, transit between
trawls, and lost fishing time).
Vessel Master Survey
The proposed new Vessel Master Survey would be a qualitative
assessment survey that would pose a series of questions to elicit
vessel operator input on factors that impacted the vessel's performance
during the year. The Vessel Master Survey would be conducted at the end
of each fishing year. The owner of each AFA-permitted vessel would be
responsible for submitting the Vessel Master Survey to NMFS on behalf
of any person who is an operator, vessel master, or skipper of an AFA-
permitted vessel. The owner of the AFA-permitted vessel would be
required to verify that each person listed
[[Page 42105]]
on the Certification page for this form is a master of the AFA-
permitted vessel.
The intent of the Vessel Master Survey would be to identify the
purpose for decision-making during the pollock season with respect to
fishing location choices, Chinook salmon bycatch incentives, and
availability or costs of accessing Chinook salmon PSC allocations. The
survey would be designed to obtain operator responses to conditions on
the fishing grounds to gain information regarding the effect of IPAs
and Chinook salmon bycatch measures on decision-making. The nine
questions in the Vessel Master Survey would collect operator
assessments of the past year's fishing performance regarding the causes
for bycatch avoidance, factors impacting Chinook salmon bycatch rates,
and the influence of the IPAs and AFA cooperatives on fishing and
Chinook salmon bycatch avoidance behaviors.
Audit Procedure for Chinook Salmon EDR
NMFS would develop measures to verify data accuracy of the Chinook
salmon EDR program. These measures would help NMFS to verify data
submitted in the CTR, the Vessel Master Survey, and the Vessel Fuel
Survey. The principal means to verify data and resolve questions would
be through validation of data submitted in these three surveys against
supporting records. NMFS staff would contact the EDR submitter and
request confirmation of data submissions. The person submitting the EDR
would need to respond within 20 days of the NMFS information request.
Responses after 20 days would be considered untimely and may result in
a violation and enforcement action.
For verification of the CTR form, NMFS could request any person who
conducted a monetary compensated transfer of Chinook salmon PSC at
Sec. 679.65(b)(1) and (b)(2) to submit additional data to facilitate
verification by NMFS and respond to additional questions. This could
occur in instances where a random audit occurs or an audit is otherwise
justified for the CTR. To carry out these audits, NMFS may retain under
contract a designated data collection auditor (DDCA) who would be a
professional auditor/accounting specialist, and who would review the
data submitted in the EDR. The DDCA also could request financial
documents substantiating the data submitted in the EDR. The DDCA would
be subject to strict confidentiality requirements.
Uses of Data Collected Under This Proposed Rule
New data required from industry to complete the IPA Annual Report,
Trawl Catcher Vessel DFL and ELB, and forms for the CTR, Vessel Fuel
Survey, and Vessel Master Survey would increase the amount and type of
data that NMFS and the Council use to analyze the effects of Amendment
91. This analysis of effects with new EDR data is intended to focus on
the behavioral impacts of Amendment 91 to participants in the Bering
Sea pollock fishery and potential changes in Chinook salmon bycatch.
Specifically, applying these multiple data sources along with other
NMFS data could provide insight into one or more of the following
elements:
The effects and impacts of the Amendment 91 IPAs, the PSC
limits, and the performance standard;
The effectiveness of the IPA incentives in times of high
and low levels of Chinook salmon bycatch;
The effectiveness of the performance standard to reduce
Chinook salmon bycatch; and
How Amendment 91 affects where, when, and how pollock
fishing and Chinook salmon bycatch occur.
Additional information collected by this proposed action in the IPA
Annual Report would provide quantitative and qualitative data on
Chinook salmon and pollock sub-allocations and transfers. If the
quantitative transfer and allocation data are submitted in a uniform
and comparable manner for each IPA, analysis in conjunction with IPA
Annual Report data could include descriptive statistics on the pollock
and Chinook salmon bycatch, allocations, and transfers between
participants in each of the above groups. This information could be
displayed by season or annually, and if useful, data could be pooled
over multiple years.
The additional Chinook salmon PSC transfer data in IPA reports may
provide information about changes in fishing practices or the
effectiveness of IPAs to reduce bycatch. For example, if IPA Report
data provide a record of many pollock transfers to vessels with low
Chinook salmon bycatch rates, this record of transfers may suggest that
vessels with poor bycatch performance have an incentive to reduce their
participation in the fishery in years of high bycatch. In addition,
observations of the number of transfers to vessels that are approaching
their individual share of the Chinook salmon PSC cap could help verify
if PSC transferability contributes to a higher yield of pollock.
Finally, if a portion of the vessels that are party to an IPA are
prohibited by the agreement from fishing in valuable pollock areas of
the Bering Sea, Chinook salmon PSC may be transferred to or away from
vessels that continue to have access to those fishing areas. Some of
these behavioral responses may be correlated with a particular
incentive in a manner that could aid in the assessment of the
effectiveness of Amendment 91.
NMFS would not require that new data in each IPA Annual Report be
submitted in a structured format. For example, the proposed allocation
and transfer data would be provided by each vessel, but could be
displayed in a table or narrative format, or in a manner that is
difficult to compare quantities of an allocation or transfer between
parties in more than one IPA. Therefore, for each IPA Annual Report,
IPA performance information may not be uniformly comparable, which
could create consistency issues when comparing information between IPAs
and could limit any statistical analysis with IPA Annual Report data.
Thus, there may be analytical limits to the potential usefulness of
this data for statistical analysis.
NMFS would use the proposed Bering Sea vessel movement information
(denoting when a Bering Sea pollock vessel moved to avoid Chinook
salmon bycatch prior to a haul) to compare Chinook salmon bycatch
avoidance by vessel, and by vessel characteristics. Chinook salmon
bycatch rates by vessel could be merged with the movement data by
vessel to assess how bycatch rates change for each vessel prior to and
following a change in fishing location. Vessel movement data combined
with other management data, such as NMFS seasonal opening and closing
dates or IPA-directed openings and closings of selected pollock fishing
areas may assist in differentiating a vessel's voluntary movements to
leave a groundfish statistical area to avoid Chinook salmon bycatch or
movements that are required by IPA agreements. That information could
contribute to evaluating how Amendment 91 affects where, when, and how
pollock fishing and Chinook salmon bycatch occur. The industry-reported
vessel movement data may be helpful for evaluating assumptions in
statistical models that combine catch by location, VMS, and other data
to explain the reasons or tradeoffs for a specific set of moves and
fishing choices. That information could also assist with assessing
conclusions drawn by industry in the IPA Annual Reports.
Differences in the willingness of individual vessels to move from
areas with high Chinook salmon bycatch and to search for areas with
lower bycatch
[[Page 42106]]
rates may reflect differences in the incentives created by an IPA.
Alternatively, upon examination, these data and other information
provided by cooperatives may reflect the amount of central coordination
of fishing by area and time a cooperative applies to each member of the
cooperative. While movement data are subjective, the data is intended
to provide a better understanding of each vessel operator's perception
of factors that impacted fishing decisions and are likely to provide
information for NMFS and the Council to evaluate the effectiveness of
IPAs and Amendment 91.
With new data from the CTRs and proposed revisions to the IPA
Annual Reports, it would be possible to enumerate the number of
potential trades of Chinook salmon by date and season as well as by
vessel owner, leaseholder, or another party that did or did not
participate in compensated Chinook salmon PSC transfers. The timing and
patterns of the transfer data in comparison with the specific IPAs in
effect by date, sector, and AFA cooperative, will potentially help to
assess the value of Chinook salmon PSC in each year and how the IPAs
may have impacted the value of PSC. Thus, if a large number of accurate
monetary transfers are observed, NMFS may develop some insights on the
two elements of the effects of certain incentives included in the IPAs,
and the performance standard. Potential sources of bias in monetary
transfers are explained below.
The proposed CTR data may help to verify some of the industry-
reported information in the contracts and agreements for allocating
Chinook salmon PSC within and among AFA sectors and cooperatives
included in IPA Annual Reports and AFA Cooperative Reports. This will
assist in understanding the overall effects and impacts of Amendment
91, by permitting transactions reported in other industry-reported
sources to be compared to and reconciled with the transactions reported
in the CTR.
If a sufficient number of Chinook salmon PSC transfers are reported
in the CTR and if they are considered to be representative of actual
transfer practices, this data should assist in determining the
distribution of Chinook salmon PSC allocations and transfers in-season
and over multiple years. When combined with additional data on entity
affiliations the CTR could assist in determining if prices exchanged
represent independent and arms-length transactions or if the prices are
merely accounting measures within affiliated entities.
Where quantitative EDR program data is collected at the level of an
individual vessel, merging data by vessel from multiple data sources
may assist in estimating the costs associated with bycatch incentives.
For example, data on the intra-sector or intra-cooperative allocations
of PSC may be combined with data on Chinook salmon PSC and pollock
transfers, to show the distribution and amounts of pollock and Chinook
salmon PSC exchanged among vessels in a season. Travel costs of those
vessels (see analysis of fuel data below) to avoid Chinook salmon
bycatch, along with the prices reported for PSC transactions may be
compared with the specific incentives in place for each vessel to gauge
some of the costs of specific incentives.
Because a completed CTR is not expected to include all sources of
compensation for Chinook salmon PSC transfers (prices are restricted to
monetary compensated transfers) that is likely to limit the application
of this data for analysis. For example, it is possible that operators
of vessels or the representatives submitting the CTR will not use
unpaired or independent monetary transactions to exchange Chinook
salmon PSC. If the CTR respondents find it to be more efficient to
bundle all or nearly all Chinook salmon transactions with pollock or
other items of value, they may submit very few transactions or prices
of Chinook salmon PSC. Also, if each independent Chinook salmon PSC
transfer consists of both a monetary transfer component and a non-
monetary transfer component, these observations may be less useful.
Further, persons reporting data on Chinook salmon PSC transactions
could intentionally bundle monetary and non-monetary transfers to
obscure an observation of a compensated transfer. The possibility
exists that these reporting constraints and potential reasons for
biasing data submitted in the CTR would result in a sufficiently low
number of reported transactions to significantly reduce the value of
these data for examining Chinook salmon PSC prices. Non-monetary
compensation is not included in the CTR or elsewhere in the EDR
program, as the cost of collecting this data with sufficient accuracy
and detail to allow for estimating an equivalent monetary value would
be cost prohibitive [see CLASSIFICATION for more information].
Analyses of data from the Vessel Fuel Survey may range from basic
comparisons of estimated fuel costs of fishing and transiting by vessel
operation type or other vessel characteristic, to quantitative or
statistical estimates of the fuel costs for Chinook salmon bycatch
avoidance from specific salmon bycatch incentives. The data would allow
for estimates of fuel used by a vessel when moving to areas with higher
or lower areas of bycatch. NMFS has no other data on fuel consumption
or average fuel price on a vessel-by-vessel basis for this fishery to
address this question. Especially during periods of high Chinook salmon
bycatch, these data may be used to estimate transit costs when vessels
move to avoid areas where high Chinook salmon bycatch has been
reported. The estimation could be accomplished by merging data from the
Vessel Fuel Survey with other available data, including observer
reports, VMS data, catch accounting, movement data, and IPA and AFA
Cooperative Annual Reports to assess changes in fuel consumption when
vessels move from areas of high or low Chinook salmon bycatch. Thus,
these data would be useful for understanding the variation in fuel
usage for some activities, which can aid in assessing fuel costs more
generally in the fishery.
Variation in vessel fuel costs among vessels could affect the
response of certain vessels to incentives or disincentives for avoiding
Chinook salmon. For example, if it is less expensive for vessels with
lower travel costs to travel farther to reach clean fishing grounds,
those vessels may be more likely to engage in increased transiting
activity between fishing locations. NMFS may examine vessel response to
Chinook salmon encounter rates to determine whether these operational
differences are affected by variations in fuel-based travel costs
between vessels, which in turn may have implications for the
effectiveness of some incentives developed in an IPA. NMFS could use
these findings to assess the effects of Chinook salmon bycatch
incentives and other questions listed in the purpose and need for this
action, such as how Amendment 91 affects where, when, and how pollock
fishing and Chinook salmon bycatch occur.
The proposed new Vessel Master Survey is designed to solicit
subjective responses to questions on the decision-making process
applied for avoiding Chinook salmon bycatch when fishing for pollock
under Amendment 91. Part of the utility of these questions would be to
allow for comparison of the subjective information in each response
with other observed changes in fishing behavior and Chinook salmon
bycatch. Where possible, NMFS will examine the effect of the behavioral
influences reported in this survey in greater detail and corroborate
the responses with
[[Page 42107]]
other data sources, such as observer data, VMS data, and catch
accounting data.
The response to questions on bycatch avoidance may provide insight
as to how IPAs affect fishing behavior, when catch accounting and other
data are limited. For example, because Chinook salmon bycatch data
cannot be attributed to each trawl catcher vessel's haul, which limits
the usefulness of bycatch data to assess specific incentives, the
qualitative responses in the Vessel Master Survey may provide vessel
master assessments as to how IPA incentives impacted trawl catcher
vessel avoidance of Chinook salmon bycatch.
The Chinook salmon EDR program is also intended to assess the
accuracy of conclusions drawn by industry in the IPA Annual Report.
Analysis of Vessel Master Survey data may contribute to some
qualitative comparisons of a vessel master's response to these
questions and information provided in industry IPA Annual Reports.
Utilizing a vessel master's self-reported experiences and comparing
that with current catch and VMS data available to NMFS should improve
the opportunities for analysts to consider fishermen's experiences in
formulating assessments of the Amendment 91 program.
Proposed Regulatory Amendments
Definitions
Section 679.2 would be revised by adding a definition of designated
data collection auditor (DDCA) to apply to the use of a DDCA under
Sec. 679.65(e).
Vessel Movement Data
NMFS proposes to modify existing regulations to collect data
indicating a change of fishing location primarily to avoid Chinook
salmon bycatch.
Section 679.5(c)(4)(vi) describes catch-by-haul information
required in the trawl gear catcher vessel DFL and the catcher/processor
trawl Daily Cumulative Production Logbook (DCPL). A new paragraph
(c)(4)(vi)(I) would be added to request the operator of a trawl gear
catcher vessel to indicate each time the vessel moved to avoid Chinook
salmon in the trawl gear catcher vessel DFL.
Section 679.5(e)(6) describes requirements for a mothership landing
report. The eLandings mothership landing report would be revised to
require the operator of a mothership to record vessel movement data
provided by the trawl catcher vessel directed fishing for pollock in
the Bering Sea and delivering to the mothership. Section
679.5(e)(6)(i)(A)(12) would be added to require the operator of a
mothership to indicate whether prior to a haul, the operator of the
catcher vessel using trawl gear moved its fishing location primarily to
avoid Chinook salmon bycatch.
NMFS created a catcher/processor ELB that interfaces with
eLandings. The catcher/processor trawl gear ELB will allow NMFS to
determine any differences between movement related to avoidance of
Chinook salmon and other vessel movement by identifying any tow prior
to a move that is due primarily to Chinook salmon avoidance. Section
679.5(f)(1)(vii) would be revised to require that data on vessel
movement to avoid Chinook salmon be entered into the catcher/processor
ELB.
Section 679.5(f)(2)(ii), which describes the use of a DFL or DCPL
as backup for the ELB in the event of a computer or ELB failure, would
be replaced with text that provides general instructions to contact
NMFS Inseason Management, when the Internet fails. This general
instruction is necessary to assure a reasonable response to delays in
transmission of commercial fishery information, including the movement
of vessels to avoid Chinook salmon bycatch in the ELB.
Section 679.5(f)(7) describes the transmission of data in the ELB.
There are two distinct methods and time limits for data transmission
for the catcher vessel and the catcher/processor using an ELB. This
introductory text would be removed to avoid duplicating text that
follows in the distinct paragraphs.
Paragraph (f)(7)(i) would be corrected by revising the heading to
read ``Catcher/processors'' because it pertains only to catcher/
processors, not motherships. In addition, the transmission method would
be corrected to read ``online,'' not ``email attachment.''
Paragraph (f)(7)(ii) would be corrected by adding a heading to read
``Catcher vessels'' to maintain format for parallel headings with
paragraph (f)(7)(i) and replace the word ``export'' with ``transfer''
to provide a more exact term.
Prohibited Species Bycatch Management
Paragraph (f)(12)(vii) in Sec. 679.21 would be redesignated as
paragraphs (f)(13)(i) through (f)(13)(ii)(F) to reduce the number of
paragraph-levels used under (f)(12). Paragraph (f)(13)(ii)(E) would
describe requirements for data submittal on sub-allocations, transfers,
and catch of pollock and Chinook salmon PSC in the IPA Annual Report.
Section 679.61(f)(2)(ii) would be revised to remove pollock from
information required as this requirement is redundant with the
reporting requirement in paragraph (f)(13)(ii)(E).
Section 679.61(f)(2)(vii) would be added to provide that AFA
cooperatives report pollock and Chinook salmon PSC allocation and catch
in the AFA annual cooperative report or in the IPA Annual Report, as
also provided in Sec. 679.21(f)(13)(ii)(E).
Chinook Salmon EDR
Section 679.65 would be added to describe the Chinook salmon EDR
and the forms used to collect economic data for the Chinook salmon
bycatch management program. In addition, an audit procedure for the
Chinook salmon EDR would be added, including the use of a DDCA as
defined under Sec. 679.2.
Classification
Pursuant to sections 304(b)(1)(A) and 305(d) of the Magnuson-
Stevens Act, the NMFS Assistant Administrator has determined that this
proposed rule is consistent with the FMP, other provisions of the
Magnuson-Stevens Act, and other applicable law, subject to further
consideration after public comment.
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
An IRFA was prepared, as required by section 603 of the Regulatory
Flexibility Act (RFA). The IRFA describes the economic impact this
proposed rule, if adopted, would have on small entities. A description
of the action, the reasons why it is being considered, and a statement
of the objectives of and the legal basis for this action are included
at the beginning of this section in the preamble and in the SUMMARY
section of the preamble. A summary of the remainder of the IRFA
follows. A copy of this analysis is available from NMFS (see
ADDRESSES).
The directly regulated entities for this proposed action are those
members of the commercial fishing industry that participate in the
directed pollock trawl fishery in the Bering Sea. These entities
include the AFA-affiliated pollock fleet an