Electronic Substitutions for Form SSA-538, 41685-41687 [2011-17859]
Download as PDF
Federal Register / Vol. 76, No. 136 / Friday, July 15, 2011 / Rules and Regulations
(i) A contract of sale of a commodity
for future delivery or an option on such
a contract;
(ii) An option, other than an option
executed or traded on a national
securities exchange registered pursuant
to section 6(a) of the Act (15 U.S.C.
78(f)(a)); or
(iii) Offered, or entered into, on a
VIII. Statutory Basis and Text of
leveraged or margined basis, or financed
Amendments
by a broker or dealer or any person
The Commission is adopting
acting in concert with the broker or
Exchange Act Rule 15b12–1T pursuant
dealer on a similar basis, other than:
(A) A security that is not a security
to section 2(c)(2) of the Commodity
Exchange Act, as well as pursuant to the futures product as defined in section
1a(47) of the Commodity Exchange Act
Exchange Act, as amended.
(7 U.S.C. 1a(47)); or
List of Subjects in 17 CFR Part 240
(B) A contract of sale that:
(1) Results in actual delivery within
Brokers, Consumer protection,
two days; or
Currency, Reporting and recordkeeping
(2) Creates an enforceable obligation
requirements.
to deliver between a seller and buyer
In accordance with the foregoing, the
Securities and Exchange Commission is that have the ability to deliver and
accept delivery, respectively, in
amending Title 17, chapter II of the
connection with their line of business.
Code of Federal Regulations as follows:
(b) Any registered broker or dealer
may engage in a retail forex business
PART 240—GENERAL RULES AND
provided that such broker or dealer
REGULATIONS, SECURITIES
complies with the Act, the rules and
EXCHANGE ACT OF 1934
regulations thereunder, and the rules of
■ 1. The general authority citation for
the self-regulatory organization(s) of
part 240 is revised to read as follows:
which the broker or dealer is a member,
including, but not limited to, the
Authority: 15 U.S.C. 77c, 77d, 77g, 77j,
77s, 77z–2, 77z–3, 77eee, 77ggg, 77nnn,
disclosure, recordkeeping, capital and
77sss, 77ttt, 78c, 78d, 78e, 78f, 78g, 78i, 78j,
margin, reporting, business conduct,
78j–1, 78k, 78k–1, 78l, 78m, 78n, 78n–1, 78o, and documentation requirements,
78o–4, 78p, 78q, 78s, 78u–5, 78w, 78x, 78ll,
insofar as they are applicable to retail
78mm, 80a–20, 80a–23, 80a–29, 80a–37, 80b–
3, 80b–4, 80b–11, and 7201 et. seq.; 18 U.S.C. forex transactions.
(c) Any registered broker or dealer
1350; 12 U.S.C. 5221(e)(3); and 7 U.S.C.
that is engaged in a retail forex business
2(c)(2)(E), unless otherwise noted.
in compliance with paragraph (b) of this
*
*
*
*
*
section on or after the effective date of
■ 2. Add § 240.15b12–1T to read as
this section shall be deemed, until the
follows:
date specified in paragraph (d) of this
section, to be acting pursuant to a rule
§ 240.15b12–1T Brokers or dealers
engaged in a retail forex business.
or regulation described in section
2(c)(2)(E)(ii)(I) of the Commodity
(a) Definitions. In addition to the
definitions in this section, the following Exchange Act (7 U.S.C. 2(c)(2)(E)(ii)(I)).
(d) This section will expire and no
terms have the same meaning as in the
longer be effective on July 16, 2012.
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.): ‘‘broker,’’ ‘‘dealer,’’
By the Commission.
‘‘person,’’ ‘‘registered broker or dealer,’’
Dated: July 13, 2011.
and ‘‘self-regulatory organization.’’
Cathy H. Ahn,
(1) Act means the Securities Exchange
Deputy Secretary.
Act of 1934 (15 U.S.C. 78a et seq.).
[FR Doc. 2011–18009 Filed 7–13–11; 4:15 pm]
(2) Retail forex business means
BILLING CODE 8011–01–P
engaging in one or more retail forex
transactions with the intent to derive
income from those transactions, either
SOCIAL SECURITY ADMINISTRATION
directly or indirectly.
(3) Retail forex transaction means any
20 CFR Part 416
account, agreement, contract or
transaction in foreign currency that is
[Docket No. SSA–2009–0027]
offered or entered into by a broker or
RIN 0960–AH02
dealer with a person that is not an
eligible contract participant as defined
Electronic Substitutions for Form
in section 1a(18) of the Commodity
SSA–538
Exchange Act (7 U.S.C. 1a(18)) and that
is:
AGENCY: Social Security Administration.
mstockstill on DSK4VPTVN1PROD with RULES
interim final temporary rule should not
have a significant economic impact on
a substantial number of small entities.
The Commission requests comment on
its conclusion that Rule 15b12–1T
should not have a significant economic
impact on a substantial number of small
entities.
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Sfmt 4700
41685
Final rule with request for
comments.
ACTION:
We are revising our
regulations to reflect our use of
electronic case processing at the initial
and reconsideration levels of our
administrative review process. Our prior
rule required adjudicators at these levels
to complete a Form SSA–538,
Childhood Disability Evaluation Form,
in all cases of children alleging
disability or continuing disability under
title XVI of the Social Security Act
(Act). However, we developed and now
use a Web-based tool that assists our
adjudicators in making disability
determinations in several States, and we
plan to expand its use to other States.
We are revising our regulation to reflect
the new tool. We are not changing the
requirement that State agency medical
and psychological consultants must
affirm the accuracy and completeness of
their findings of fact and discussion of
the supporting evidence, only the
manner in which they may provide the
required findings and affirmation. We
expect that this revision will improve
our efficiency by increasing our use of
electronic resources.
DATES: These rules are effective on July
15, 2011. Comment Date: To ensure that
your comments are considered, we must
receive them no later than September
13, 2011.
ADDRESSES: You may submit comments
by any one of three methods—Internet,
fax, mail. Do not submit the same
comments multiple times or by more
than one method. Regardless of which
method you choose, please state that
your comments refer to Docket No.
SSA–2009–0027 so that we may
associate your comments with the
correct regulation.
Caution: You should be careful to
include in your comments only
information that you wish to make
publicly available. We strongly urge you
not to include in your comments any
personal information, such as Social
Security numbers or medical
information.
• Internet: We strongly recommend
that you submit your comments via the
Internet. Please visit the Federal
eRulemaking portal at https://
www.regulations.gov. Use the Search
function to find docket number SSA–
2009–0027. The system will issue a
tracking number to confirm your
submission. You will not be able to
view your comment immediately
because we must post each comment
manually. It may take up to a week for
your comment to be viewable.
• Fax: Fax comments to (410) 966–
2830.
SUMMARY:
E:\FR\FM\15JYR1.SGM
15JYR1
41686
Federal Register / Vol. 76, No. 136 / Friday, July 15, 2011 / Rules and Regulations
• Mail: Address your comments to
the Office of Regulations, Social
Security Administration, 107 Altmeyer
Building, 6401 Security Boulevard,
Baltimore, Maryland 21235–6401.
Comments are available for public
viewing on the Federal eRulemaking
portal at https://www.regulations.gov or
in person, during regular business
hours, by arranging with the contact
person identified below.
FOR FURTHER INFORMATION CONTACT:
Cheryl Williams, Office of Medical
Listings Improvement, Social Security
Administration, 6401 Security
Boulevard, Baltimore, Maryland 21235–
6401, (410) 965–1020. For information
on eligibility or filing for benefits, call
our national toll-free number, 1–800–
772–1213, or TTY 1–800–325–0778, or
visit our Internet site, Social Security
Online, at https://
www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION:
mstockstill on DSK4VPTVN1PROD with RULES
What revision are we making?
We are revising paragraph (g) in
§ 416.924 of our regulations. This
paragraph explains how adjudicators at
each level of our administrative review
process must explain their findings
about whether a child is disabled or
continues to be disabled under the
Supplemental Security Income (SSI)
program. As currently drafted, that
paragraph requires us to complete a
standard Form SSA–538, Childhood
Disability Evaluation Form, when we
make an initial or reconsideration
determination. The form outlines the
steps of the sequential evaluation
process for children under SSI, and we
use it to explain our findings.
We are removing the requirement that
we complete a specific form, the SSA–
538. Instead, we are revising
§ 416.924(g) to provide that adjudicators
at the initial and reconsideration levels
will indicate their findings ‘‘in writing
in a manner that we prescribe.’’
Why are we making this revision?
We are making this revision because
we process some of our cases
electronically, and we plan eventually
to process all of our cases electronically.
The State agencies that are already
processing cases electronically use a
web-based tool we developed to
indicate their findings. The web-based
tool does not include an exact copy of
our paper Form SSA–538,1 although it
includes all of the major elements of the
1 In some cases, adjudicators still complete the
paper Form SSA–538 and include a scanned copy
of the form in the electronic case record. We plan
eventually to end this practice and to use only the
electronic tool.
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15:47 Jul 14, 2011
Jkt 223001
SSA–538 at appropriate points as the
program leads adjudicators (including
State agency medical and psychological
consultants) through the
decisionmaking process in SSI
childhood cases. Both the SSA–538 and
the web-based tool include choices of
possible case dispositions and space in
which to explain the disposition. When
a functional assessment is required,
both the SSA–538 and the web-based
tool provide: (1) Space for explaining
the assessment of the child’s limitation
in each of the six functional domains
(§ 416.926a(b)(1)); (2) choices for
indicating the severity of the limitation
of any affected domains; and (3)
selections for whether a child’s
impairment or combination of
impairments functionally equals the
listings. They also require the State
agency medical or psychological
consultant with overall responsibility
for the findings to affirm that:
• He or she considered essential
policy factors and evidence,2 and
• The determination is accurate and
complete.
The tool also requires affirmations
from any other medical or psychological
consultant(s) who provided input for
the findings.
Since we do not yet use electronic
programs to process cases in all State
agencies, we are not eliminating the
Form SSA–538, only removing reference
to it from § 416.924(g). We are revising
the paragraph only to provide us with
the flexibility we need to use electronic
programs in making disability
determinations for children under SSI.
Regulatory Procedures
We follow the Administrative
Procedure Act (APA) rulemaking
procedures specified in 5 U.S.C. 553
when we develop regulations. Social
Security Act, section 702(a)(5). The APA
provides exceptions to its notice and
public comment procedures when an
agency finds that there is good cause for
dispensing with such procedures
because they are impracticable,
unnecessary, or contrary to the public
interest.
We find that there is good cause
under 5 U.S.C. 553(b)(B) for dispensing
with notice and public comment
procedures because notice and public
comment are unnecessary. As we
indicated above, the only change we are
making in these rules is to remove our
requirement to use a specific paper
form, which will allow State agency
adjudicators to show, explain, and
affirm their findings in other ways. We
2 We list the same factors in the web-based tool
that we list on form SSA–538.
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Frm 00098
Fmt 4700
Sfmt 4700
are not making any substantive changes
to the information they must provide or
to our signature requirements. As we
explained in more detail earlier in this
preamble, the web-based tool includes
all of the essential elements of the SSA–
538; it simply does not include an
electronic version of a ‘‘Form SSA–538’’
or contain web pages that look exactly
like the paper form.
For the same reason, we also find
good cause for dispensing with the 30day delay in the effective date of a final
rule under 5 U.S.C. 553(d). The change
represents merely another option for
recording and affirming our findings
and does not change the substance of
what we require adjudicators to record.
Therefore, we find that it is unnecessary
to delay the effective date of these rules.
Executive Order 12866, as
supplemented by Executive Order
13563
We consulted with the Office of
Management and Budget (OMB) and
determined that this final rule meets the
criteria for a significant regulatory
action under Executive Order 12866, as
supplemented by Executive Order
13563. Therefore, OMB reviewed it.
Regulatory Flexibility Act
We certify that this final rule does not
have a significant economic impact on
a substantial number of small entities
because it affects only persons or States.
Thus, a regulatory flexibility analysis as
provided in the Regulatory Flexibility
Act, as amended, is not required.
Paperwork Reduction Act
This rule does not create any new or
affect any existing collections and,
therefore, does not require Office of
Management and Budget approval
under the Paperwork Reduction Act.
(Catalog of Federal Domestic Program No.
96.006, Supplemental Security Income.)
List of Subjects in 20 CFR Part 416
Administrative practice and
procedure, Aged, blind, disability
benefits, Public assistance programs,
Reporting and recordkeeping
requirements, Supplemental security
income (SSI).
Michael J. Astrue,
Commissioner of Social Security.
For the reasons set out in the
preamble, we amend title 20 of the Code
of Federal Regulations, chapter III, part
416, subpart I as follows:
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15JYR1
Federal Register / Vol. 76, No. 136 / Friday, July 15, 2011 / Rules and Regulations
PART 416—SUPPLEMENTAL
SECURITY INCOME FOR THE AGED,
BLIND, AND DISABLED
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
Subpart I—[Amended]
21 CFR Part 172
1. The authority citation for subpart I
of part 416 continues to read as follows:
■
Authority: Secs. 221(m), 702(a) (5), 1611,
1614, 1619, 1631(a), (c), (d)(1), and (p), and
1633 of the Social Security Act (42 U.S.C.
421(m), 902(a)(5), 1382, 1382c, 1382h,
1383(a), (c), (d)(1), and (p), and 1383b); secs.
4(c) and 5, 6(c)–(e), 14(a), and 15, Pub. L. 98–
460, 98 Stat. 1794, 1801, 1802, and 1808 (42
U.S.C. 421 note, 423 note, and 1382h note).
2. Amend § 416.924 by revising
paragraph (g) to read as follows:
How we determine disability for
*
*
*
*
*
(g) How we will explain our findings.
When we make a determination or
decision whether you are disabled
under this section or whether your
disability continues under § 416.994a,
we will indicate our findings at each
step of the sequential evaluation process
as we explain in this paragraph. At the
initial and reconsideration levels of the
administrative review process, State
agency medical and psychological
consultants will indicate their findings
in writing in a manner that we
prescribe. The State agency medical or
psychological consultant (see
§ 416.1016) or other designee of the
Commissioner has overall responsibility
for completing the prescribed writing
and must sign the prescribed writing to
attest that it is complete, including the
findings of fact and any discussion of
supporting evidence. Disability hearing
officers, administrative law judges and
the administrative appeals judges on the
Appeals Council (when the Appeals
Council makes a decision) will indicate
their findings at each step of the
sequential evaluation process in their
determinations or decisions. In claims
adjudicated under the procedures in
part 405 of this chapter, administrative
law judges will also indicate their
findings at each step of the sequential
evaluation process in their decisions.
[FR Doc. 2011–17859 Filed 7–14–11; 8:45 am]
mstockstill on DSK4VPTVN1PROD with RULES
BILLING CODE 4191–02–P
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Jkt 223001
Food Additives Permitted for Direct
Addition to Food for Human
Consumption; Hydroxypropyl
Cellulose
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final rule.
Electronic Submissions
Submit electronic objections in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Written Submissions
Submit written objections in the
following ways:
• Fax: 301–827–6870.
• Mail/Hand delivery/Courier (for
paper, disk, or CD–ROM submissions):
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
Instructions: All submissions received
must include the Agency name and
Docket No. FDA–2010–F–0103 for this
rulemaking. All objections received will
be posted without change to https://
www.regulations.gov, including any
personal information provided. For
detailed instructions on submitting
objections, see the ‘‘Objections’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to
read background documents or
objections received, go to https://
PO 00000
Frm 00099
Fmt 4700
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Laura Dye, Center for Food Safety and
Applied Nutrition (HFS–265), Food and
Drug Administration, 5100 Paint Branch
Pkwy., College Park, MD 20740–3835,
240–402–1275.
SUPPLEMENTARY INFORMATION:
I. Background
The Food and Drug
Administration (FDA) is amending the
food additive regulations for
hydroxypropyl cellulose by lowering
the minimum permitted viscosity from
145 centipoises (cPs) to 10 cPs and to
permit its use as a binder in dietary
supplements. This action is in response
to a petition filed by Nisso America, Inc.
DATES: This rule is effective July 15,
2011. Submit either electronic or
written objections and requests for a
hearing by August 15, 2011. See section
VII of this document for information on
the filing of objections.
ADDRESSES: You may submit either
electronic or written objections and
requests for a hearing, identified by
Docket No. FDA–2010–F–0103, by any
of the following methods:
SUMMARY:
■
§ 416.924
children.
[Docket No. FDA–2010–F–0103]
41687
Sfmt 4700
In a notice published in the Federal
Register of April 8, 2010 (75 FR 17928),
FDA announced that Nisso America
Inc., 45 Broadway, Suite 2120, New
York, NY 10006, filed a food additive
petition (FAP 0A4780). The petition
proposed to amend the food additive
regulations in § 172.870 (21 CFR
172.870), by lowering the minimum
permitted viscosity of hydroxypropyl
cellulose (HPC) identified in
§ 172.870(a)(1) from 145 cPs to 10 cPs
and to permit its use as a binder in
dietary supplements.
Section 172.870 includes both highsubstituted HPC, which contains not
more than 4.6 hydroxypropyl groups per
anhydroglucose unit (§ 172.870(a)(1)),
and low-substituted HPC, which
contains on average 0.1 to 0.4
hydroxypropyl groups per
anhydroglucose unit (§ 172.870(a)(2)).
High-substituted HPC can be used, in
accordance with good manufacturing
practice, as an emulsifier, film former,
protective colloid, stabilizer,
suspending agent and thickener
(§ 172.870(b)(1)). Low-substituted HPC
can be used, in accordance with good
manufacturing practice, as a binder and
disintegrator in tablets or wafers
containing dietary supplements
(§ 172.870(b)(2)). It is the highsubstituted HPC regulated under
§ 172.870(a)(1) and (b)(1) that is the
subject of this petition.
II. Evaluation of Safety
Under the general safety standard in
section 409 of the Federal Food, Drug,
and Cosmetic Act (the FD&C Act) (21
U.S.C. 348), a food additive cannot be
approved for a particular use unless a
fair evaluation of the data available to
FDA establishes that the additive is safe
for that use. FDA’s food additive
regulations (21 CFR 170.3(i)) define safe
as ‘‘a reasonable certainty in the minds
of competent scientists that the
substance is not harmful under the
intended conditions of use.’’ To
establish with reasonable certainty that
E:\FR\FM\15JYR1.SGM
15JYR1
Agencies
[Federal Register Volume 76, Number 136 (Friday, July 15, 2011)]
[Rules and Regulations]
[Pages 41685-41687]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17859]
=======================================================================
-----------------------------------------------------------------------
SOCIAL SECURITY ADMINISTRATION
20 CFR Part 416
[Docket No. SSA-2009-0027]
RIN 0960-AH02
Electronic Substitutions for Form SSA-538
AGENCY: Social Security Administration.
ACTION: Final rule with request for comments.
-----------------------------------------------------------------------
SUMMARY: We are revising our regulations to reflect our use of
electronic case processing at the initial and reconsideration levels of
our administrative review process. Our prior rule required adjudicators
at these levels to complete a Form SSA-538, Childhood Disability
Evaluation Form, in all cases of children alleging disability or
continuing disability under title XVI of the Social Security Act (Act).
However, we developed and now use a Web-based tool that assists our
adjudicators in making disability determinations in several States, and
we plan to expand its use to other States. We are revising our
regulation to reflect the new tool. We are not changing the requirement
that State agency medical and psychological consultants must affirm the
accuracy and completeness of their findings of fact and discussion of
the supporting evidence, only the manner in which they may provide the
required findings and affirmation. We expect that this revision will
improve our efficiency by increasing our use of electronic resources.
DATES: These rules are effective on July 15, 2011. Comment Date: To
ensure that your comments are considered, we must receive them no later
than September 13, 2011.
ADDRESSES: You may submit comments by any one of three methods--
Internet, fax, mail. Do not submit the same comments multiple times or
by more than one method. Regardless of which method you choose, please
state that your comments refer to Docket No. SSA-2009-0027 so that we
may associate your comments with the correct regulation.
Caution: You should be careful to include in your comments only
information that you wish to make publicly available. We strongly urge
you not to include in your comments any personal information, such as
Social Security numbers or medical information.
Internet: We strongly recommend that you submit your
comments via the Internet. Please visit the Federal eRulemaking portal
at https://www.regulations.gov. Use the Search function to find docket
number SSA-2009-0027. The system will issue a tracking number to
confirm your submission. You will not be able to view your comment
immediately because we must post each comment manually. It may take up
to a week for your comment to be viewable.
Fax: Fax comments to (410) 966-2830.
[[Page 41686]]
Mail: Address your comments to the Office of Regulations,
Social Security Administration, 107 Altmeyer Building, 6401 Security
Boulevard, Baltimore, Maryland 21235-6401.
Comments are available for public viewing on the Federal
eRulemaking portal at https://www.regulations.gov or in person, during
regular business hours, by arranging with the contact person identified
below.
FOR FURTHER INFORMATION CONTACT: Cheryl Williams, Office of Medical
Listings Improvement, Social Security Administration, 6401 Security
Boulevard, Baltimore, Maryland 21235-6401, (410) 965-1020. For
information on eligibility or filing for benefits, call our national
toll-free number, 1-800-772-1213, or TTY 1-800-325-0778, or visit our
Internet site, Social Security Online, at https://www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION:
What revision are we making?
We are revising paragraph (g) in Sec. 416.924 of our regulations.
This paragraph explains how adjudicators at each level of our
administrative review process must explain their findings about whether
a child is disabled or continues to be disabled under the Supplemental
Security Income (SSI) program. As currently drafted, that paragraph
requires us to complete a standard Form SSA-538, Childhood Disability
Evaluation Form, when we make an initial or reconsideration
determination. The form outlines the steps of the sequential evaluation
process for children under SSI, and we use it to explain our findings.
We are removing the requirement that we complete a specific form,
the SSA-538. Instead, we are revising Sec. 416.924(g) to provide that
adjudicators at the initial and reconsideration levels will indicate
their findings ``in writing in a manner that we prescribe.''
Why are we making this revision?
We are making this revision because we process some of our cases
electronically, and we plan eventually to process all of our cases
electronically. The State agencies that are already processing cases
electronically use a web-based tool we developed to indicate their
findings. The web-based tool does not include an exact copy of our
paper Form SSA-538,\1\ although it includes all of the major elements
of the SSA-538 at appropriate points as the program leads adjudicators
(including State agency medical and psychological consultants) through
the decisionmaking process in SSI childhood cases. Both the SSA-538 and
the web-based tool include choices of possible case dispositions and
space in which to explain the disposition. When a functional assessment
is required, both the SSA-538 and the web-based tool provide: (1) Space
for explaining the assessment of the child's limitation in each of the
six functional domains (Sec. 416.926a(b)(1)); (2) choices for
indicating the severity of the limitation of any affected domains; and
(3) selections for whether a child's impairment or combination of
impairments functionally equals the listings. They also require the
State agency medical or psychological consultant with overall
responsibility for the findings to affirm that:
---------------------------------------------------------------------------
\1\ In some cases, adjudicators still complete the paper Form
SSA-538 and include a scanned copy of the form in the electronic
case record. We plan eventually to end this practice and to use only
the electronic tool.
---------------------------------------------------------------------------
He or she considered essential policy factors and
evidence,\2\ and
---------------------------------------------------------------------------
\2\ We list the same factors in the web-based tool that we list
on form SSA-538.
---------------------------------------------------------------------------
The determination is accurate and complete.
The tool also requires affirmations from any other medical or
psychological consultant(s) who provided input for the findings.
Since we do not yet use electronic programs to process cases in all
State agencies, we are not eliminating the Form SSA-538, only removing
reference to it from Sec. 416.924(g). We are revising the paragraph
only to provide us with the flexibility we need to use electronic
programs in making disability determinations for children under SSI.
Regulatory Procedures
We follow the Administrative Procedure Act (APA) rulemaking
procedures specified in 5 U.S.C. 553 when we develop regulations.
Social Security Act, section 702(a)(5). The APA provides exceptions to
its notice and public comment procedures when an agency finds that
there is good cause for dispensing with such procedures because they
are impracticable, unnecessary, or contrary to the public interest.
We find that there is good cause under 5 U.S.C. 553(b)(B) for
dispensing with notice and public comment procedures because notice and
public comment are unnecessary. As we indicated above, the only change
we are making in these rules is to remove our requirement to use a
specific paper form, which will allow State agency adjudicators to
show, explain, and affirm their findings in other ways. We are not
making any substantive changes to the information they must provide or
to our signature requirements. As we explained in more detail earlier
in this preamble, the web-based tool includes all of the essential
elements of the SSA-538; it simply does not include an electronic
version of a ``Form SSA-538'' or contain web pages that look exactly
like the paper form.
For the same reason, we also find good cause for dispensing with
the 30-day delay in the effective date of a final rule under 5 U.S.C.
553(d). The change represents merely another option for recording and
affirming our findings and does not change the substance of what we
require adjudicators to record. Therefore, we find that it is
unnecessary to delay the effective date of these rules.
Executive Order 12866, as supplemented by Executive Order 13563
We consulted with the Office of Management and Budget (OMB) and
determined that this final rule meets the criteria for a significant
regulatory action under Executive Order 12866, as supplemented by
Executive Order 13563. Therefore, OMB reviewed it.
Regulatory Flexibility Act
We certify that this final rule does not have a significant
economic impact on a substantial number of small entities because it
affects only persons or States. Thus, a regulatory flexibility analysis
as provided in the Regulatory Flexibility Act, as amended, is not
required.
Paperwork Reduction Act
This rule does not create any new or affect any existing
collections and, therefore, does not require Office of Management and
Budget approval under the Paperwork Reduction Act.
(Catalog of Federal Domestic Program No. 96.006, Supplemental
Security Income.)
List of Subjects in 20 CFR Part 416
Administrative practice and procedure, Aged, blind, disability
benefits, Public assistance programs, Reporting and recordkeeping
requirements, Supplemental security income (SSI).
Michael J. Astrue,
Commissioner of Social Security.
For the reasons set out in the preamble, we amend title 20 of the
Code of Federal Regulations, chapter III, part 416, subpart I as
follows:
[[Page 41687]]
PART 416--SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND
DISABLED
Subpart I--[Amended]
0
1. The authority citation for subpart I of part 416 continues to read
as follows:
Authority: Secs. 221(m), 702(a) (5), 1611, 1614, 1619, 1631(a),
(c), (d)(1), and (p), and 1633 of the Social Security Act (42 U.S.C.
421(m), 902(a)(5), 1382, 1382c, 1382h, 1383(a), (c), (d)(1), and
(p), and 1383b); secs. 4(c) and 5, 6(c)-(e), 14(a), and 15, Pub. L.
98-460, 98 Stat. 1794, 1801, 1802, and 1808 (42 U.S.C. 421 note, 423
note, and 1382h note).
0
2. Amend Sec. 416.924 by revising paragraph (g) to read as follows:
Sec. 416.924 How we determine disability for children.
* * * * *
(g) How we will explain our findings. When we make a determination
or decision whether you are disabled under this section or whether your
disability continues under Sec. 416.994a, we will indicate our
findings at each step of the sequential evaluation process as we
explain in this paragraph. At the initial and reconsideration levels of
the administrative review process, State agency medical and
psychological consultants will indicate their findings in writing in a
manner that we prescribe. The State agency medical or psychological
consultant (see Sec. 416.1016) or other designee of the Commissioner
has overall responsibility for completing the prescribed writing and
must sign the prescribed writing to attest that it is complete,
including the findings of fact and any discussion of supporting
evidence. Disability hearing officers, administrative law judges and
the administrative appeals judges on the Appeals Council (when the
Appeals Council makes a decision) will indicate their findings at each
step of the sequential evaluation process in their determinations or
decisions. In claims adjudicated under the procedures in part 405 of
this chapter, administrative law judges will also indicate their
findings at each step of the sequential evaluation process in their
decisions.
[FR Doc. 2011-17859 Filed 7-14-11; 8:45 am]
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