Endangered and Threatened Wildlife and Plants; Endangered Status for the Largetooth Sawfish, 40822-40836 [2011-17502]
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Federal Register / Vol. 76, No. 133 / Tuesday, July 12, 2011 / Rules and Regulations
also be held by video teleconference in
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time prescribed, the case will proceed to
final action without the material.
VII. After the Hearing
If post-hearing documents contain
new evidence or new arguments, the
hearing officer will provide written
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submitted by the parties.
Upon the close of a hearing and
receipt of all post-hearing submissions,
the hearing officer will prepare a
recommended decision to be issued by
the Associate Administrator. The
restriction on ex parte communications
discussed above is especially applicable
at this stage of the proceeding, and the
hearing officer will not engage in such
discussions or communications
regarding the case with anyone involved
in the prosecution or defense of the
notice. The hearing officer’s
recommended decision may be
reviewed by the Deputy Chief Counsel
and staff of the Associate Administrator
prior to issuance by the Associate
Administrator.
Upon signature of the decision by the
Associate Administrator, PHMSA will
serve the decision upon the respondent
and the applicable region in accordance
with § 190.5. Decisions by the Associate
Administrator are also made publicly
available on the PHMSA Enforcement
Transparency Web site.
Issued in Washington, DC, on July 1, 2011.
Bizunesh Scott,
Chief Counsel.
Jeffrey D. Wiese,
Associate Administrator for Pipeline Safety.
[FR Doc. 2011–17231 Filed 7–11–11; 8:45 am]
BILLING CODE 4910–60–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 224
[Docket No. 0906221082–0484–03]
RIN 0648–XQ03
Endangered and Threatened Wildlife
and Plants; Endangered Status for the
Largetooth Sawfish
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
We, NMFS, issue a final
determination to list the largetooth
sawfish (Pristis perotteti) as endangered
under the Endangered Species Act
(ESA) of 1973, as amended. We do not
intend to propose to designate critical
habitat for the species. We have
reviewed the status of the species and
conservation efforts being made to
protect the species, considered public
and peer review comments, and we
have made our determination that the
largetooth sawfish is in danger of
extinction throughout its range, and
should be listed as an endangered
species, based on the best available
scientific and commercial data.
DATES: This final rule is effective August
11, 2011.
ADDRESSES: Assistant Regional
Administrator for Protected Resources,
NMFS, Southeast Regional Office, 263
13th Avenue South, St. Petersburg, FL
33701–5505.
FOR FURTHER INFORMATION CONTACT:
Shelley Norton, NMFS, Southeast
Regional Office (727) 824–5312 or
Dwayne Meadows, NMFS, Office of
Protected Resources (301) 713–1401.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
On November 30, 1999, the Center for
Marine Conservation (currently called
Ocean Conservancy) petitioned us to list
North American populations of
largetooth and smalltooth sawfish as
endangered under the ESA. While the
smalltooth sawfish underwent a formal
status review (56 FR 12959), on March
10, 2000, we determined the petitioner
did not present substantial scientific or
commercial information indicating that
the petitioned action may be warranted
for the largetooth sawfish (Pristis
perotteti). Specifically, there was no
evidence that a North American
population of largetooth sawfish
existed. The largetooth sawfish was,
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however, maintained on the candidate
species list and later transferred to the
new Species of Concern list on April 15,
2004 (69 FR 19975).
On April 21, 2009, WildEarth
Guardians petitioned the Secretary of
Commerce to list the largetooth sawfish
as endangered or threatened throughout
its range and to designate critical habitat
for this species. The petitioners also
requested that we reconsider our
previous March 10, 2000, negative
finding on listing the North American
population.
On July 29, 2009, we published a
positive 90-day finding (74 FR 37671)
announcing that the petition presented
substantial scientific or commercial
information indicating the petitioned
action of listing the species may be
warranted. We announced the initiation
of a status review of the species and
requested information to inform the
agency‘s decision on whether to propose
the species for ESA listing. Our
Southeast Regional Office (SERO) issued
two contracts in 2009 to the Florida
Museum of Natural History to compile
all confirmed records of largetooth
sawfish in the U.S. and internationally.
The status review (NMFS, 2010) was
conducted by the Southeast Fisheries
Science Center (SEFSC) and SERO staff.
The status review is available
electronically at https://
sero.nmfs.noaa.gov/pr/
Largetoothsawfish.htm. On May 7, 2010,
we published a proposed rule (75 FR
25174) to list Pristis perotteti as an
endangered species under the ESA. We
solicited public comment on the
proposed listing for 60 days. We did not
hold a public hearing for the proposal.
Listing Determinations Under the
Endangered Species Act
We are responsible for determining
whether the largetooth sawfish is
threatened or endangered under the
ESA (16 U.S.C. 1531 et seq.). Section
4(b)(1)(A) of the ESA requires us to
make listing determinations based
solely on the best scientific and
commercial data available after
conducting a review of the status of the
species and after taking into account
efforts being made by any state or
foreign nation to protect the species. We
have followed a stepwise approach in
making this listing determination. As
the first of five steps (species
determination, extinction risk
assessment, threats assessment,
protective efforts, status determination),
we determined whether the largetooth
sawfish is a ‘‘species’’ under the ESA.
To be considered for listing under the
ESA, a group of organisms must
constitute a ‘‘species,’’ which is defined
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in section 3 of the ESA to include
taxonomic species plus ‘‘any subspecies
of fish or wildlife or plants, and any
distinct population segment of any
species of vertebrate fish or wildlife
which interbreeds when mature.’’
Next we completed an extinction risk
assessment to determine the status of
the species, in particular whether it
qualified for threatened or endangered
status. Section 3 of the ESA defines an
endangered species as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range’’ and a threatened species as
one ‘‘which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range.’’ For our
extinction risk analysis we follow the
general procedure developed by
Wainwright and Kope (1999).
In the third step, we assessed the
threats affecting the species status. We
did this by following the guidance in
the ESA that requires us to determine
whether any species is endangered or
threatened due to any of the following
five factors: (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence (section 4(a)(1)(A) through
(E)). After analyzing the threats affecting
the species, we re-evaluated the
extinction status for the species to see
if the status changed after the
assessment of the five factors.
The fourth step involved an
assessment of the efforts being made to
protect the species to determine if these
efforts are adequate to mitigate existing
threats. We evaluated all conservation
efforts using the criteria outlined in the
joint NMFS and U.S. Fish and Wildlife
Service (USFWS) Policy for Evaluating
Conservation Efforts When Making
Listing Decisions (PECE policy; 68 FR
15100; March 28, 2003) to determine
their certainties of implementation and
effectiveness. In the final step, we
reassessed the preliminary extinction
risk assessment conclusion from above
to determine if the status of the species
had changed based on the PECE
analysis.
To evaluate the petitioner’s request
that we designate critical habitat for the
species, we followed the provisions in
the ESA and in our implementing
regulations (50 CFR part 424). Of
particular relevance in this case are
provisions that we cannot designate
critical habitat in ‘‘foreign countries’’ or
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40823
areas outside of U.S. jurisdiction and
that we shall not designate as critical
habitat areas outside of the geographical
area presently occupied by a species,
unless ‘‘a designation limited to its
present range would be inadequate to
ensure the conservation of the species’’
(50 CFR 424.12). Furthermore, to
designate unoccupied critical habitat,
we must also determine that the specific
area(s) outside the geographic area
currently occupied by the species at the
time it is listed are essential to the
conservation of the species.
Section 4(b)(1)(B) of the ESA requires
us to give consideration to species
which: (1) Have been designated as
requiring protection from unrestricted
commerce by any foreign nation or
pursuant to an international agreement;
or (2) have been identified as in danger
of extinction, or likely to become so
within the foreseeable future, by any
state agency or by any agency of a
foreign nation.
Largetooth Sawfish Natural History
Taxonomy
All sawfishes belong to two Genera
(Pristis and Anoxypristis) in the Family
Pristidae of the Order Pristiformes, and
are classified as rays (Superorder
Batoidea). Sawfishes are distinguished
from other rays by the long snout
(rostrum) with teeth on either side.
Using molecular phylogeny
(mitochondrial and nuclear gene
analysis) paired with morphological
characters, Faria (2007) distinguished
seven extant species in the Pristidae.
Sawfishes are classified into three
morphological groups based on rostrum
characteristics: Largetooth, smalltooth,
and knifetooth (Garman, 1913). Three
species are currently classified in the
largetooth ‘‘group,’’ namely P. perotteti,
P. microdon, and P. pristis, though
difficulties associated with taxonomic
identification are known (Faria, 2007;
Wiley et al., 2008, Wueringer et al.,
2009).
Pristis perotteti has been referred to
by other names throughout its range. For
instance, it has been called P.
antiquorum (as cited in Bigelow and
Schroeder, 1953), P. zephyreus (Beebe
and Tee-Van, 1941), P. pristis
(McEachran and Fechhelm, 1998), or P.
microdon (Garman, 1913; Fowler, 1941;
Chirichigno and Cornejo, 2001; Vakily
et al., 2002). Some scientists consider
the eastern Pacific populations to be
part of the species P. microdon
(Garman, 1913; Fowler, 1941;
Chirichigno and Cornejo, 2001), while
others consider the eastern Pacific
populations to be P. perotteti (Jordan
and Evermann, 1896; refs. in Beebe and
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Tee-Van, 1941; Compagno and Cook,
1995; Camhi et al., 1998; Cook et al.,
2005). The species are generally
classified based upon location (i.e., P.
perotteti occurs in the Atlantic, while P.
microdon is in the Indo-Pacific), and
there is some evidence that tooth counts
may differ (Wueringer et al., 2009). The
conserved morphology of sawfishes
makes identification difficult in some
cases; most species are distinguished by
the number of teeth on, and size of, the
rostrum, placement of the first dorsal fin
in relation to the pectoral fins, and
shape of the lower lobe of the caudal
fin. However, Faria (2007), used both
mitochondrial and nuclear genes to
investigate the population structure for
all Pristidae. The results from his study
indicate that the ‘‘largetooth’’ species P.
microdon and P. perotteti are separate
species, and that P. microdon occurs in
the Pacific, based on their
mitochondrial deoxyribonucleic acid
sequencing data and differences in
external morphology (e.g., rostrum
length and horizontal length of the eye).
Based on the available taxonomic
information on P. perotteti, we have
determined the species’ range is the
eastern and western Atlantic Ocean.
The rostral tooth count per side for P.
perotteti ranges from 14 to 22, and the
space between the two most posterior
teeth is between 4.5 and 8.5 percent of
rostrum standard length (Faria, 2007).
The origin of the first dorsal fin is
forward of the pelvic fin origin, and the
lower lobe of the caudal fin is distinct
at all maturity stages. The largest known
specimen was a 275.6 in (700 cm) total
length (TL) female captured in northern
Brazilian waters (Almeida, 1999). The
only other sawfish species that overlaps
in range with P. perotteti is the
smalltooth sawfish, P. pectinata. These
species are differentiated by the number
of teeth on the rostrum (22 to 29 per
side for P. pectinata (Wiley et al., 2008),
and 14 to 22 per side for P. perotteti
(Faria, 2007)), and the rostrum length of
P. pectinata is shorter in relation to its
body length.
Habitat Use and Migration
Largetooth sawfish are generally
restricted to shallow coastal, estuarine,
and fresh waters, although they have
been found at depths of up to 400 ft (122
m) in Lake Nicaragua. Largetooth
sawfish are often found in brackish
water near river mouths and large bays,
preferring partially enclosed waters,
lying in deeper holes and on bottoms of
mud or muddy sand (Bigelow and
Schroeder, 1953). This species, like the
smalltooth sawfish, is highly mangroveassociated (Burgess et al., 2009).
Juvenile smalltooth sawfish are
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commonly found close to shore on
muddy or sandy bottoms (NMFS 2009);
however they are commonly observed
swimming near the surface in the wild
and in aquaria (Cook et al., 2005).
Largetooth sawfish move across salinity
gradients freely and appear to have
more physiological tolerance of
freshwater than smalltooth sawfish
(Bigelow and Schroeder, 1953; Dahl,
1971; Thorson, 1974; 1976a; all as cited
in Thorson, 1982a).
Though their habitats once
overlapped in the northern Gulf of
Mexico, the largetooth sawfish
historically had a more southerly range
than the smalltooth sawfish, with what
appears to be a more narrow seasonal
migration pattern. Mature largetooth
sawfish seasonally ventured into waters
as far north as U.S. waters of the Gulf
of Mexico.
Age and Growth
There have been no formal studies
examining the age and growth of the
largetooth sawfish, though Thorson’s
(1982a) study of the Lake Nicaragua
population estimated size at birth to be
30 in (75 cm) and an early juvenile
growth rate of 13.8 to 15.7 in (35 to 40
cm)/year. Thorson (1982a) also
estimated age of maturity to be 10 years
and size at maturity 118 in (300 cm).
Preliminary vertebral growth ring
analysis has extrapolated largetooth
sawfish (P. microdon) lifespan to an
estimated maximum age of 51 years
(Peverell, 2006), and we determined this
to be our best available estimate of
largetooth sawfish lifespan. Growth
rates of captive sawfish in Colombia
averaged 7.7 in (19.6 cm) per year
(Bohoroquez, 2001).
Reproductive Biology
The reproductive method of sawfishes
is most likely lecithotrophic viviparity;
ova are internally fertilized, developing
embryos receive nourishment from an
external yolk sac, and the pups are born
live after the yolk sac is absorbed. The
only known reproductive study of
largetooth sawfish was from Lake
Nicaragua in the 1970s (Thorson,
1976a). This study found that litter size
ranged from one to 13 pups, with an
average of 7.3 pups per cycle. The
gestation period was approximately 5
months, with a biennial reproductive
cycle. After gestation, young are born
between October and December
(Oetinger, 1978). Thorson (1976a) also
found that both ovaries appeared to be
functional, though the left seemed to be
larger and carry more ova. Parturition
occurred in October and November and
size at birth was between 28.7 and 31.5
in (73 and 80 cm) TL. Thorson (1976a)
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reported that the smallest gravid female
was 120 in (305 cm) TL, and based on
this and other observations, reported the
size at maturity is estimated to be
around 118 in (300 cm) TL. The life
history of largetooth sawfish, like most
elasmobranchs, is characterized by slow
growth, late maturity, and low
fecundity, which generally contributes
to a low intrinsic rate of population
increase.
Simpfendorfer (2000) estimated that
largetooth sawfish in Lake Nicaragua
had an intrinsic rate of increase (r) of
0.05 to 0.07 per year, with a population
doubling time (tx2) of 10.3 to 13.6 years.
Intrinsic rates of increase below 0.1 are
considered low, making species
particularly vulnerable to population
decline (Musick et al., 2000). The
results indicated that if effective
conservation measures are put in place
for the species and its habitats, recovery
to levels with little risk of extinction
will take many decades. Since Thorson
(1973) hypothesized that many Lake
Nicaragua sawfish may live their whole
lives in the lake and Faria (2007)
reported that the Lake Nicaragua
sawfish may be a separate stock, the life
history parameters estimated by
Simpfendorfer (2000) may be unique to
that subpopulation or stock.
Diet and Feeding
No published information is available
that quantitatively describes the diet of
largetooth sawfish. Bigelow and
Schroeder (1953) reported that, in
general, sawfish subsist on the most
abundant small schooling fishes in the
area, such as mullets and small
clupeids. There is also some evidence of
largetooth sawfish feeding on
crustaceans and other small benthic
organisms (Bigelow and Schroeder,
1953). In these cases, the rostrum may
be used to stir up the bottom sediments
to locate prey, and in the case of fish
predation, the rostrum may be used to
stun or wound the fish in a slashing
movement (Bigelow and Schroeder,
1953).
Predation
While there is potential for
competition between P. perotteti and P.
pectinata due to their overlap in range
and habitat types, there is no data to
support this, and differences in patterns
of habitat use and salinity tolerance may
adequately partition the niches of these
species. Thorson (1970) speculated that
the Lake Nicaragua population may
have also competed with the bull shark,
Carcharhinus leucas, as both were quite
prevalent (Thorson, 1970); however,
both species have since declined to the
point of near extirpation. A Pristis
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species has been documented within the
stomach of a bottlenose dolphin near
Bermuda (Bigelow and Schroeder,
1953), in the stomach of a bull shark (C.
leucas) in Australia (Thorburn et al.,
2004), and a juvenile smalltooth sawfish
was captured with fresh bite marks from
what appears to be a bull shark (Tonya
Wiley, pers. comm., 2009). The
International Union for Conservation of
Nature (IUCN) Red List for the
largetooth sawfish also states that
crocodiles prey on the species (CharvetAlmeida et al., 2007).
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Distribution and Abundance
Historically, P. perotteti are thought to
inhabit warm temperate to tropical
marine waters in the eastern and
western Atlantic and Caribbean. In the
western Atlantic, P. perotteti occurred
from the Caribbean and Gulf of Mexico
south through Brazil, and in the United
States, largetooth sawfish were reported
in the Gulf of Mexico, mainly along the
Texas coast and east into Florida waters
(Burgess and Curtis, 2003; Burgess et al.,
2009). Burgess et al. (2009) also state
that, based on the evidence, the species
rarely occurred in Florida waters and
that nearly all records of largetooth
sawfish encountered in U.S. waters
were limited to the Texas coast. In the
eastern Atlantic, P. perotteti historically
occurred from Spain through Angola.
Currently, P. perotteti are thought to
primarily occur in freshwater habitats in
Central (includes Mexico) and South
America and West Africa. In Atlantic
drainages, largetooth sawfish have been
found in freshwater at least 833 miles
(1,340 km) from the ocean in the
Amazon River system (Manacapuru,
Brazil), as well as in Lake Nicaragua and
the San Juan River; the Rio Coco, on the
border of Nicaragua and Honduras; Rio
Patuca, Honduras; Lago de Izabal, Rio
Motagua, and Rio Dulce, Guatemala; the
Belize River, Belize; Mexican streams
that flow into the Gulf of Mexico; Las
Lagunas Del Tortuguero, Rio Parismina,
Rio Pacuare, and Rio Matina, Costa Rica;
Rio San Juan and the Magdalena River,
Colombia; the Falm River in Mali and
Senegal; the Saloum River, Senegal;
coastal rivers in Gambia; and the Geba
River, Guinea-Bissau (Thorson, 1974;
1982b; Castro-Aguirre, 1978 as cited in
Thorson, 1982b; Compagno and Cook,
1995; C. Scharpf and M. McDavitt, pers.
comm., as cited in Cook et al., 2005).
The United States
Although the first confirmed record of
a U.S. largetooth sawfish was from ‘‘the
Gulf of Mexico’’ in 1878 (Burgess et al.,
2009), they were likely present prior to
this time period. Sawfish encounters
were reported in the entire Gulf of
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Mexico in early popular literature of the
late 1800s but the similarities between
the smalltooth and largetooth sawfishes
limited the ability of non-specialists to
discriminate between the two species.
Because of this, there is no conclusive
data available for largetooth sawfish
abundance before fishing and other
anthropogenic pressures began to affect
their distribution. Recreational fishers
in Texas began targeting prize fishes,
including large elasmobranchs such as
sawfishes, in the 1930s. Photographs
taken of these catches were favored in
the print media, allowing Burgess et al.
(2009), to identify 33 largetooth sawfish
in Texas.
Though reported in the United States,
it appears that P. perotteti was never as
abundant as P. pectinata, with
approximately 39 confirmed records (33
in Texas) from 1910 through 1961, and
no confirmed sightings in the years
since (Burgess et al., 2009). A 1963
newspaper article reporting a shrimp
trawler off the coast of Texas taking a
‘‘broadbill sawfish’’ may refer to a
largetooth sawfish (Burgess et al., 2009).
One specimen was reported between
1916 and 1919 in Louisiana. The
capture location and identification as a
largetooth sawfish species ‘‘presumably
from Alabama’’ was catalogued at the
University of Alabama but could not be
verified (Burgess et al., 2009). Four
individuals from Florida were noted
between 1910 and 1960 (Burgess et al.,
2009). Two of the reports in Florida
were identified by elasmobranch
researcher Stewart Springer by rostral
tooth counts: One from Key West (1941)
and another from Port Salerno
(Baughman, 1943; Bigelow and
Schroeder, 1953). Port Salerno is on the
east coast of Florida, making this
capture the only reported largetooth
sawfish outside of the Gulf of Mexico in
the United States. Another specimen
from south Florida was collected by the
American Museum of Natural History in
1910. The final record for P. perotteti in
Florida was recorded in the Springer
and Woodburn (1960) study of Tampa
Bay fishes. The dried specimen was on
display at the Sea-Orama in the City of
Clearwater Beach, but the identification
was not verified, and the size of the
specimen (Burgess et al., 2009) was
much smaller than any other individual
captured in U.S. waters. With this
exception, all largetooth sawfish
captured in the U.S. were 14 feet (4.3 m)
in length or larger.
In Texas, largetooth sawfish were
primarily found in three regions: Padre
Island-Laguna Madre, Corpus ChristiPort Aransas, and Galveston-Freeport
(Burgess et al., 2009). Most were caught
from 1929 through 1957, though some
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records may have been duplicated
(Baughman, 1943). Ten largetooth
sawfish were encountered in the Corpus
Christi-Port Aransas region, from 1917
to 1961, though again duplication of
records is possible. The highest number
of records is from the northeast Texas
coast (Galveston) and the lowest number
from near the Texas-Mexico border
(Padre Island), corresponding to the
historical freshwater inflow patterns of
the region (Longley, 1994). That is,
sighting frequency is positively
correlated with higher freshwater flow
discharge. While it is likely that the
freshwater affinity of this species,
especially in comparison to the
smalltooth sawfish, attracted the
largetooth sawfish to these high outflow
areas, these numbers may also be an
artifact of higher fishing effort or
likelihood of reporting in that area.
Burgess et al. (2009) report captures of
largetooth sawfish in Texas were
primarily in shallow inshore waters and
the majority (65 percent) of those
captures noted were taken from fisheries
using rod and reel gears. Additionally,
shrimp nets (reported as shrimp seines,
shrimp net, and shrimp trawls) are the
gear type associated with approximately
25 percent of all captures. Where size
data could be determined, all largetooth
sawfish caught in Texas were greater
than 16 ft (4.88 m) TL. Burgess et al.
(2009) report all largetooth sawfish
found in U.S. waters were large (>14 ft
(4.3 m)) and were primarily encountered
during periods of warm water (May
through October), suggesting that adults
of this species mainly utilized Texas
waters in the summer (but data on
month of capture only exist for 10
records). The last confirmed record of P.
perotteti in U.S. waters was from Port
Aransas, Texas on June 24, 1961. The
last records for other Gulf of Mexico
states include Florida in 1941 and
Louisiana in 1917. No records of
largetooth sawfish were found from
Mississippi, and, as stated previously,
the one Alabama specimen could not be
verified.
The Caribbean, Central America, and
Northern South America
Only 33 confirmed records of P.
perotteti exist for this region outside of
Costa Rica and Nicaragua (Burgess et al.,
2009). The lack of data likely stems from
several factors, including confusion or
ambiguity of identification with
smalltooth sawfish and the lack of
scientific surveys and popular reports
during the time of highest abundance. In
total, 5 largetooth sawfish records were
from Mexico, 5 from Guatemala, 1 from
Honduras, 483 from Nicaragua, 37 from
Costa Rica, 7 from Colombia, 6 from
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Venezuela, 1 from Guyana, 5 from
Suriname, 1 from French Guiana, and 1
from Trinidad. Length data was not
available for most of these specimens.
Of the known Mexican largetooth
sawfish, four were from the
southwestern Gulf of Mexico
(Tamaulipas, Veracruz, Tabasco, and
Campeche), while one was captured at
the northeastern tip of the Yucatan
Peninsula (Quintana Roo). The mature
(17.7 ft (5.4 m in total length), 1764 lbs
(800 kg)) Yucatan individual was
captured in 1997, which is the northernmost record in recent history. It appears
that the last records in the Mexican Gulf
of Mexico were prior to 1978, and
Caribbean records are very sparse.
No encounters could be substantiated
in Belize (Burgess et al., 2009). All five
Guatemalan largetooth sawfish were
from a survey of Lake Izabal between
1946 and 1947, and sawfishes were
reported to be important inland fishes
(Saunders et al., 1950). Though reported
by Thorson et al. (1966a; 1966b) to be
common throughout the area, a claim
which was mirrored by local fishers at
the time, there are no recent reports of
encounters with sawfishes in
Guatemala. The lone largetooth sawfish
reported from Honduras was acquired
from that country, but the true origin of
the rostrum and the date of capture
could not be confirmed.
The vast majority of P. perotteti
records from Costa Rica (34 of 37) and
Nicaragua (397 of 483) stem from
Thorson’s (1982a; 1982b) years of work
on the Lake Nicaragua-Rio San Juan
system. The San Juan River originates at
Lake Nicaragua and runs along the
Nicaragua-Costa Rica border until it
reaches the Caribbean slightly south of
the Nicaraguan border; therefore,
movement between the countries was
likely. Sawfish were noted in Nicaragua
as early as 1529 by a Spanish chronicler
(Gill and Bransford, 1877). This species
was also reported in Nicaragua by Meek
(1907), Regan (1908), Marden (1944),
Bigelow and Schroeder (1953), Hagberg
(1968), and Baez (1980a; 1980b). A
commercial fishery for the largetooth
sawfish that began in earnest around
1970 quickly decimated the Lake
Nicaragua population (Thorson, 1982a).
Low-level sustenance fishing for this
species was common before this time,
but the Nicaraguan government helped
to establish a processing plant in 1970,
which processed and sold the meat,
fins, and rostra in an efficient manner.
In the 1970s, an American supermarket
chain (A&P) produced advertisements in
their Ohio, Pennsylvania, and Illinois
chains which included ‘‘Fish Features’’
listing ‘‘Sierra Steaks’’ using the
Spanish name for sawfish, pez sierra, as
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a fresh fish available in their stores (The
Times Recorder, 1975). By 1981,
Thorson (1982a) was unable to locate a
single live specimen. Thorson (1982a)
documented that within a decade the
commercial largetooth sawfish fishery
had removed the species from shallow
water habitats within Lake Nicaragua.
The species was relegated to deep water
‘‘pockets’’ remaining in Lake Nicaragua.
Commercial fishing for largetooth
sawfish in Lake Nicaragua was banned
in 2006, but the species is still caught
incidentally by fishers netting for other
species (McDavitt, 2002). A Lake
Nicaragua fisherman reported that he
encounters a few sawfish annually
(McDavitt, 2002). There are no known
Nicaraguan records of the largetooth
sawfish outside of the Lake NicaraguaRio San Juan-Rio Colorado system
(Burgess et al., 2009).
Bussing (2002) indicated that this
species was known to inhabit the Rio
Tempisque and tributaries of the San
Juan basin in Costa Rica. Three
occurrences in that river were found in
internet searches, one being a 200 lb
(90.7-kg) specimen caught recreationally
(Burgess et al., 2009). In Colombia, the
Magdalena River estuary was the
primary source for largetooth sawfish
encounters from the 1940s (Miles,
1945), while other records originated
from the Bahia de Cartagena and Isla de
Salamanca (both marine), and Rio Sinu
(freshwater) from the 1960s through the
1980s (Dahl, 1964; 1971; Frank and
Rodriguez, 1976; Alvarez and Blanco,
1985). Scientists in the country reported
that there have been no sightings of this
species in Colombia for about 10 years
(Burgess et al., 2009).
Though thought to have once been
abundant in some areas of Venezuela
(Cervignon, 1966a; 1966b), the last of
the four confirmed records of P.
perotteti from that country was from
1962. The single records from Guyana,
French Guiana, and Trinidad appear to
be from the late 1800s and early 1900s.
Of the five Suriname accounts, the latest
was collected in 1962.
Brazil
The largetooth sawfish was assessed
as critically endangered in Brazil by
Charvet-Almeida and Faria (2008). A
total of 139 reports are available for this
species (Burgess et al., 2009), some from
as recently as 2009. Most of the records
for which location is known originated
in the state of Amazonas (12), which
encompasses the middle section of the
Amazon River basin along with the
confluence of the Rio Negro and Rio
Solimoes (in the state of Manaus). The
other known locations are from the
states of Rio Grande do Norte, Sergipe,
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Bahia, Espirito Santo, Rio de Janeiro,
and Sao Paulo (1 record each), Para (7
records), and Maranhao (3 records). A
few more reports were reported in
Maranhao (email from Patricia CharvetAlmeida to Shelley Norton, 2010). Para
contains the estuary and lower reaches
of the Amazon River, and Maranhao is
just southeast of Para. Anectodal reports
from fishers indicate that they are also
caught in Amapa, which is the
northernmost state in Brazil (CharvetAlmeida and Faria, 2008).
The Amazon River basin and adjacent
waters are traditionally the most
abundant known area for largetooth
sawfish in Brazil (Bates, 1964; Marlier,
1967; Furneau, 1969); however,
scientific collection and fisheries data
for this region are very limited, both
historically and recently. Sawfishes are
captured as bycatch in artisanal and
commercial fisheries in northern Brazil
(Charvet-Almeida, 2002). Most historic
records of largetooth sawfish in the
Amazon River (Amazonia) predate 1974.
Known lengths ranged from 4.9 to 8.2 ft
(1.5 to 2.5 m) in total length. Mathew
McDavitt (pers. comm., 2010) notes
there is anecdotal evidence that P.
perotteti is currently being targeted in
Brazil for the lucrative Chinese shark fin
trade. A recent popular guide in China
for dried seafood products provides
descriptions of a dozen or so popular
shark fin categories. Based on
photographs and descriptions, the
category huang jiao (literally: ‘‘yellowglue’’) comes from sawfishes, the trade
name deriving from its beige color and
the especially copious gelatine it
produces when cooked. This Chinese
dried seafood book gives the current
sources for huang jiao fin, noting that
the supply from Brazil is favored
nowadays due to its comparatively large
size.
The Brazilian sawfish populations,
which include both P. perotteti and P.
pectinata, are found in this region, but
are almost exclusively of the largetooth
species, are presumably large and
abundant compared to those captured in
other localities, due to the fact that
sawfishes have not yet been extirpated
in Brazilian waters to the extent that
they have been elsewhere. Presumably
both species are caught and sold. No
quantification of the exact species or
number of captured or sold sawfishes is
currently available, though CharvetAlmeida and Faria (2008) reported that
as many as 1500 small and medium
rostra and 180 large rostra were sold
each year in Para alone.
The two most recent largetooth
records in Brazil were from Maranhao,
one caught by a fisher in 1998 and
another in 2009. The latter was a gravid
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female estimated to be 7 m TL (Burgess
et al., 2009). Earlier reports of largetooth
sawfish in Maranhao were mostly from
the 1980s and 90s (Lessa, 1986; MartinsJuras et al., 1987; Stride and Batista,
1992; Menni and Lessa, 1998; and Lessa
et al., 1999). Sawfish are likely caught
incidentally by shark fishers in this state
and landed for their saws (Almeida et
al., 2006).
Records of largetooth sawfish in each
of the states south of Maranhao are
limited to one each, and the dates of
capture are largely unknown, though
most appear to be from the nineteenth
century. An archeological site in Sao
Paulo yielded tooled P. perotteti rostral
teeth, though whether they came from
locally caught animals, or were traded
from the north is unknown. CharvetAlmeida and Faria (2008) concluded
that largetooth sawfish are most likely
extirpated in most of the states south of
Maranhao.
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West Coast of Africa
Historical records indicate that
largetooth sawfish were once relatively
common in the coastal estuaries of West
Africa. Verified records exist from
Senegal (1841 to 1902), Gambia (1885 to
1909), Guinea-Bissau (1912), Republic
of Guinea (1965), Sierra Leone (date
unknown), Liberia (1927), Cote d’Ivoire
(1881 to 1923), Congo (1951 to 1958),
Democratic Republic of the Congo (1951
to 1959), and Angola (1951) (Burgess et
al., 2009). Most records, however,
lacked species identification and
locality data and may have been
confused taxonomically with other
sawfish species that also occur in the
area. Unpublished notes from a 1950s
survey detail 12 P. perotteti from
Mauritania, Senegal, Guinea, Cote
d’Ivoire, and Nigeria, ranging in size
from 35 through 276 in (89 through 700
cm) in total length (Burgess et al., 2009).
A more recent status review by
Ballouard et al. (2006) reported that
sawfishes, including the largetooth
sawfish, were once common from
Mauritania to the Republic of Guinea,
but are now rarely captured or
encountered. According to this report,
the range of sawfishes has decreased to
the Bissagos Archipelago (Guinea
Bissau). The most recent sawfish
encounters outside Guinea Bissau were
in the 1990s in Mauritania, Senegal,
Gambia, and the Republic of Guinea.
The most recent documented P.
perotteti capture was from 2005 in Nord
de Caravela (Guinea Bissau), along with
anecdotal accounts from fishers of
captures off of two islands in the same
area (Burgess et al., 2009).
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Summary and Abundance
As documented above, the range of
the largetooth sawfish has contracted
significantly on both sides of the
Atlantic. Although no time-series
abundance data exists to quantify the
extent of the decline of the species
throughout its range, we believe that
with the substantial number of
commercial and recreational fisheries
fishing along our U.S. coast, the
uniqueness of the species morphology,
and because media and internet sites are
easily accessible to the public,
largetooth sawfish encounters would be
noteworthy and reported. Additionally,
outreach efforts along the Gulf of
Mexico coast in the U.S. for the
smalltooth sawfish, which includes
printed brochures and signage in local
bait shops, marinas, and boat ramps on
where and how to report sawfish
encounters, should have increased the
likelihood of reporting a largetooth
sawfish encounter. Access to media and
internet sites for reporting largetooth
encounters outside the U.S. is most
likely less common in some of the
remote areas along the coasts of Central
America, the Amazonian region of
Brazil, and West Africa. Nevertheless,
the apparent decrease of sightings over
time suggests that the species has
undergone severe declines in abundance
throughout its range. Moreover, the
decline in museum records, negative
scientific survey results in the U.S. and
Lake Nicaragua, and anecdotal reports
from fisher people suggest the trend for
the species is declining (Burgess et al.,
2009).
Peer Review and Public Comment
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review establishing minimum
standards for peer review. Similarly, a
joint NMFS/FWS policy (59 FR 34270;
July 1, 1994) requires us to solicit
independent expert review from at least
three qualified specialists, concurrent
with the public comment period. We
solicited peer review comments from
four scientific peer reviewers. Public
comments were received from five
commenters. Three commenters
supported our decision to list the
species as endangered under the ESA,
but none of the commenters or peer
reviewers indicated they did not
support the decision to list the species.
Several of the commenters did not
support our decision not to designate
critical habitat. Two commenters
provide information on the occurrence
of the species within specific areas. The
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peer review and public comments are
summarized below.
Peer Review Comments
Comment 1: General editorial peer
review comments identified some errors
in the lack of italicization of the species
genus and species name.
Response: We have corrected these
errors in the final rule.
Comment 2: No directed research for
largetooth sawfish is ongoing in Texas,
but Texas Parks and Wildlife
Department (TPWD) is conducting
surveys which could capture sawfish in
Texas waters. TPWD has ongoing
standardized fisheries independent and
dependent monitoring programs in all of
the bay systems and in the Gulf of
Mexico along the Texas coastline for the
last 35 years. The surveys are conducted
using seines, trawls, and gill nets
annually. All of the gears used have
been found to capture sawfish. Only two
sawfish have been recorded during the
sampling and they were smalltooth
sawfish.
Response: This supports the
information in our files on the
extirpation of the largetooth sawfish
from Texas waters for decades. We have
incorporated this information into our
files.
Comment 3: TPWD classifies the
smalltooth sawfish and largetooth
sawfish as endangered or threatened
animals and prohibits the killing or take
of either species. TPWD also distributes
‘‘Shark Identification and Regulations in
Texas’’ brochures that includes
information on the prohibition of take of
sawfish and also provides information
on where to report an encounter. These
brochures are distributed from TPWD
Field Stations, Law Enforcement
Offices, during outreach events, public
meetings, public hearings, and upon
request. In 2010, NMFS funded the
TPWD with section 6 ESA funds to
conduct outreach and educational
events to promote reporting sawfish
captures to the National Sawfish
Encounter Database.
Response: Outreach efforts in Texas
have been very successful and have
resulted in the public reporting of
smalltooth sawfish encounters to the
National Sawfish Encounter Database,
and the reporting of the location of curio
saws of largetooth sawfish for the
purposes of obtaining genetic
information.
Comment 4: The largetooth sawfish
will benefit from an endangered species
listing, but critical habitat should not be
designated or a recovery plan
developed, unless the species returns to
U.S. waters. Designating critical habitat
or developing a recovery plan would be
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arbitrary and capricious with little
scientific merit.
Response: We do not propose to
designate critical habitat. We will
develop a recovery plan for the
largetooth sawfish if we determine that
sections 4(f)(1) and 4(a)(1)(A) of the ESA
apply. Section 4(f)(1) of the ESA states
that ‘‘Recovery plans shall be developed
unless such plans will not promote the
conservation of the species * * *’’
Section 4 (f)(1)(A) of the ESA also states
‘‘Priority will be given to the maximum
extent practicable, to those species that
will most likely benefit from such
plans * * *’’
Comment 5: Several reviewers
requested we designate critical habitat
in foreign countries and one reviewer
stated that we can determine the habitat
capacity for the species in foreign
countries.
Response: We do not have specific
information on the habitat capacity for
the largetooth sawfish in foreign
countries and no law provides us with
authority to designate critical habitat in
foreign countries (50 CFR 424.12 (h)).
Comment 6: The Convention on
International Trade of Endangered
Species (CITES) does not include the
U.S. in their described distribution of P.
perotteti listing, it only includes Brazil,
Colombia, El Salvador, Gambia,
Guatemala, Guinea Bissau, Honduras,
Mali, Nicaragua, Panama, and Senegal.
Response: The range information in
CITES is consistent with the
information in our files.
Comment 7: Hotspots exist for the
species throughout its range.
Conservation efforts should be made
which include the development of
regulations and the redirecting of law
enforcement efforts in hotspot areas.
Three potential hot spots are Costa Rica,
Nicaragua, and Brazil. Additionally, a
proposed dredging project in the San
Juan River in Nicaragua was identified
in a hotspot area that will modify water
flow and natural habitats for largetooth
and smalltooth sawfish in the area.
Response: NMFS agrees that Costa
Rica, Nicaragua, and Brazil appear to be
hotspots for the species. We cannot
develop regulations or manage law
enforcement efforts in foreign countries,
but we can provide information to
international sawfish researchers and
government staff on potential
conservation issues or threats to listed
species. Prohibitions under section 9 of
the ESA apply to all U.S. citizens and
U.S. government actions, anywhere.
Comment 8: Although some biologists
in Costa Rica believe the largetooth
sawfish has been extirpated from the
country, recent anecdotal information
from fisherman indicate that sawfish
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(smalltooth or largetooth) are still
present in the area.
Response: We do not have any
information on recent reports of
largetooth sawfish in Costa Rica, but we
will follow-up with the reviewer to try
to obtain more information on the recent
reports.
Comment 9: A recommendation was
made to advise local governments,
universities, researchers, and nongovernmental agencies to become more
involved in promoting and funding
scientific research throughout the range
of the largetooth sawfish. The reviewer
also provided a list of potential research
efforts that should be considered.
Response: We will work with the
IUCN Shark Specialist Group’s newly
formed Sawfish Conservation
Committee, to develop a conservation
strategy and plan for all sawfish species,
foreign and domestic. The conservation
plan should identify actions or research
efforts necessary to conserve all species
of sawfish.
Comment 10: A reviewer noted that
mangrove areas are considered pupping
grounds for P. perotteti but provided no
data or references in support.
Response: We could not locate
specific information on pupping
grounds for P. perotteti, but we believe
the species may use mangrove habitat
for pupping, based on the information
known on the use of mangrove habitats
as nursery areas for P. pectinata.
Comment 11: Add information into
the ‘‘Age and Growth’’ section from a
paper written by Simpfendorfer (2000).
Response: Simpfendorfer (2000)
provides population growth rate
information which is included in the
‘‘Reproductive Biology’’ section. Growth
rate information from captive sawfish in
Colombia from Bohoroquez (2001) was
added to the ‘‘Age and Growth’’ section.
Comment 12: A reviewer did not
agree that there is doubt regarding the
reproductive method for sawfish.
Response: No reproductive studies on
P. perotteti exist in the literature so
reproductive method is inferred from
studies of closely related sawfishes.
Comment 13: Are foreign records of
largetooth sawfish reports from
museums or grey literature?
Response: The primary source of
foreign records of P. perotteti comes
from Burgess et al. (2009). Burgess et al.
(2009) used various methods to gather
information on the species including
personal interviews, literature searches,
historic newspaper and magazine
searches, and interviews with scientists
in museum curators in foreign
countries.
Comment 14: A reviewer suggested
we change the word ‘‘few’’ to ‘‘many’’
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when we discuss the number of decades
needed to recover P. perotteti.
Response: We agree, Simpfendorfer
(2000), determined it will take several
decades to recover the species and
changed the text.
Comment 15: A reviewer requested
additional citations throughout the
document.
Response: The reviewer did not
provide suggested citations to add to our
document. Information is limited on P.
perotteti, and we provided the
applicable citations available on the
species.
Comment: 16: Rostral teeth counts can
overlap between P. perotteti and P.
pectinata.
Response: We acknowledge that the
rostral teeth counts can overlap between
the species, both species can have 22
teeth per side.
Comment 17: A reviewer stated that,
based on the limited fisheries data
available on P. perotteti, that the
statement that P. perotteti was never
abundant in U.S. waters should be
restated as ‘‘never as abundant as P.
pectinata.’’
Response: We agree with the reviewer
statement and changed the text in the
final rule.
Comment 18: Guerillas and drug
smugglers make it almost impossible to
access some areas in Central and South
America.
Response: We acknowledge that
illegal activities may affect access to
areas that support P. perotteti and recent
information on the presence of the
species in these areas may not be
available.
Comment 19: NMFS does not need
evidence of habitat loss throughout the
species’ range to say that habitat loss is
a threat outside the U.S. The reviewer
also notes that population growth is
linked to a world-wide habitat problem
that affects all coastal and estuarine
species.
Response: We acknowledge that
habitat loss is occurring throughout the
species’ entire range in the proposed
and final rule in the ‘‘The Present or
Threatened Destruction, Modification,
or Curtailment of its Habitat or Range’’
section and we also recognize that
habitat losses are occurring range-wide.
Comment 20: A reviewer noted that
data may not exist outside of Lake
Nicaragua on the exact extent of the
species decline but that it is correct to
say that severe declines have taken
place within its range.
Response: NMFS agrees that no other
fishery data exists outside of the Lake
Nicaragua fishery data and we agree that
significant declines in the species
abundance have most likely occurred.
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Comment 21: Capture records in the
states south of Maranhao are incorrect.
A few more reports from other states
occurred in the 1970’s.
Response: We corrected the
information in our final rule.
Comment 22: A score of (3) was very
low on our evaluation of ‘‘other risk’’
factors for evaluating extinction risk.
Simpfendorfer (2000) indicates recovery
would take decades and the species is
very, very, vulnerable to fishing gear
entanglement, so the reviewer suggests
the score should be increased. The
reviewer also suggests that fishing gears
or risk of entanglement would fit better
in the ‘‘other risk’’ evaluation category.
Response: A risk level of 3 equates to
a moderate risk, which according to
Wainwright and Kope’s (1999) is
defined as factors that contribute
significantly to long-term risk of
extinction, but do not alone constitute a
danger of extinction in the future. We
rated the ‘‘other risk’’ factors, which
includes life history characteristics of
slow growth and late maturity a 3
because life history alone does not alone
constitute a danger of extinction in the
future. We did not change our ranking
of the ‘‘other risks’’ factors.
Wainwright and Kope (1999) explain
the ‘‘other risks’’ factor category as
including life history information so we
believe this is the correct place for
evaluating the life history information.
Entanglement and other bycatch are
commonly considered in the
overutilization factor.
Comment 23: The fishing gear types
listed under the ‘‘Commercial Fisheries’’
section of the proposed rule for the
shark fishery in Brazil are incorrect. The
gear types should be listed as gillnets
and trawl nets.
Response: We corrected this error in
the final rule.
Comment 24: In Brazil and Nicaragua
the species is protected, which means
catches and landings are illegal. Harvest
limits are not in place and enforcement
is a challenge. The reviewer requested
we revise the sentence in the ‘‘The
Inadequacy of Existing Regulatory
Mechanisms’’ section on the protections
in Brazil.
Response: We modified the sentence
to clarify that the protections do not
apply to harvest limits.
Comment 25: Protections in the U.S.
for P. pectinata will benefit P. perotteti,
should it return to U.S. waters.
Response: We agree because both
species are susceptible to the same types
of threats, and because we have
conservations measures in place for P.
pectinata throughout the U.S. historic
range of P. perotteti.
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Comment 26: Predation is not a threat
for the species.
Response: We stated in the proposed
rule that no evidence suggests that
predation is a threat to the species.
Comment 27: A citation quoted rostral
tooth counts incorrectly for Wiley et al.
(2008). Rostral tooth counts for P.
pectinata should be 22–29 per side.
Response: We corrected the error in
the final rule.
Public Comments
Comment 28: Largetooth sawfish has
not been documented within the
boundaries of any National Park Service
unit.
Response: This information has been
incorporated into our files.
Comment 29: Pristis perotteti likely
disappeared from the area of
intervention of the Regional
Commission on Fisheries which covers
Gambia, Guinea, Guinea Bissau,
Mauritania, Senegal, and Sierra Leone,
20 years ago. Investigations conducted
in 2005–2006 for the Sharks SubRegional Action Plan, Fondation
Internationale du Banc d’Arguin,
Poverty Reduction Strategy Paper, and
Noah Conservation, revealed that recent
catches of P. perotteti in West Africa
date back to 1970 in Gambia, 1984 in
Senegal, 1993 in Guinea, 1995 in
Mauritania, and 2000 in Guinea-Bissau.
The species was abundant in West
Africa until 1970. Additionally,
investigators in the seven countries
(Gambia, Guinea, Guinea Bissau,
Mauritania, Senegal, and Sierra Leone)
made no observations of P. perotteti
between 2004 and September of 2010.
Response: The commenter’s
information supports the information in
our files regarding the decline of the
species in West Africa.
Comment 30: Loss of habitat has
contributed to the reduction in range for
P. perotteti and habitat loss is affecting
the largetooth sawfish throughout its
range; consequently a proposed project
(Harbour Pointe) in southwest Florida
has the potential to remove three acres
of mangrove habitat that may impact the
P. perotteti and other fishes.
Response: We acknowledge in our
proposed rule that habitat loss is a
threat to the species. The species is no
longer found in U.S. waters so projects
proposed in southwest Florida will not
affect the species. However, NMFS will
consult under section 7 of the ESA on
federally authorized or funded projects
in southwest Florida, if the effects of the
proposed project may affect listed
species (e.g. smalltooth sawfish and sea
turtles) or their designated critical
habitat, under our jurisdiction.
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Comment 31: Effects from urban and
agricultural activities can directly
impact critical habitat but may also have
lasting effects on adjacent water
resources (i.e., water chemistry,
hydrology, salinity, and quality). The
commenter also noted that nutrient
pollution from urban and agricultural
sources can threaten sawfish and other
fish species. In particular, the
commenter notes that dinoflagellates,
for example Pfiesteria species, can cause
haemorrhaging, sloughing of the skin
tissue and deep ulcerations, and that
fish with these symptoms have a higher
probability of experiencing mortality.
The commenter also suggests that once
listed, the recovery plan for the species
should follow the goals of the
smalltooth sawfish recovery plan for
reducing threatening algal blooms,
improving water quality, and decreasing
red tide events.
Response: As stated in the proposed
rule, we have no information indicating
that diseases are a threat to the species.
NMFS will consider all potential threats
to the species if we develop a recovery
plan for the species.
Comment 32: Based on the best
available scientific reports NMFS
cannot conclude confidently that the
largetooth sawfish has been extirpated
from Florida.
Response: The information in our files
indicates the species has not been
encountered in Florida since 1941.
Comment 33: Listing of the species
should move forward while
concurrently considering the prudency
of determinability of critical habitat as
required under 16 U.S.C. 1533
(a)(3)(A)(i).
Response: We are moving forward
with the listing of P. perotteti but are not
proposing to designate critical habitat
for the species. Please see ‘‘Critical
Habitat’’ section below for further
explanation on our decision not to
designate critical habitat.
Comment 34: Two commenters stated
that failing to designate critical habitat
within the U.S. jurisdictional waters
will deprive largetooth sawfish of its
key protections and will inadequately
conserve the species. The primary
conservation benefit of critical habitat
designation is that it provides a separate
basis for federal agencies to consult
under ESA section 7, 16 U.S.C.
1536(a)(2). Additionally, 50 CFR
424.12(b)(5) requires NMFS to consider
historic geographical and ecological
distributions of a species and that in the
proposed rule to list P. perotteti we fail
to do this, and that we elevate only one
of the regulatory factors (50 CFR
424.12(b)(4)), ‘‘breeding’’ above all
others. The commenter further states
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that we are ignoring 4 of the 5 factors
we are required to consider for critical
habitat designation and that it is
inappropriate and illegal to do so. The
commenter also stated that foraging is
an essential biological function that
cannot be discounted and requests we
consider foraging behaviours as a trigger
for designating critical habitat.
Response: We disagree, determining
not to designate critical habitat for P.
perotteti will not deprive the species of
its key protections. Section 3(5)(A)(ii) of
the ESA states that ‘‘critical habitat’’ for
threatened or endangered species means
specific area(s) outside the geographical
area occupied by the species at the time
it is listed in accordance with the
provisions of the Act, upon a
determination of the Secretary that such
area(s) are essential for the conservation
of the species. Using the best available
scientific and commercial data we
cannot determine an area or areas
essential to the conservation of P.
perotteti within U.S. jurisdiction. We
cannot designate critical habitat in
foreign countries or in areas outside
U.S. jurisdiction (50 CFR 424.12(h)). See
the ‘‘Critical Habitat’’ section for further
explanation on our determination not to
designate critical habitat. Additionally,
regulations at 50 CFR 424.12(b) only
apply to identifying occupied areas. For
unoccupied critical habitat the required
finding is ‘‘one or more specific areas
are essential to the species
conservation.’’
Comment 35: Conclusions about
largetooth sawfish uses of U.S. waters
for seasonal foraging and our
determination that the species will most
likely never breed in U.S. waters is
suspect. The commenter also stated that
our reliance on historic accounts of
reports of encounters of only large
animals (14 ft or larger) to establish no
breeding historically occurred in U.S.
waters is also speculative.
Response: All encounter records of
largetooth sawfish in U.S. waters were
reported during the summer months and
no juvenile largetooth sawfish have ever
been documented from U.S. waters.
Additionally, the commenter did not
provide any data to support a breeding
population of largetooth sawfish ever
existed in the U.S.
Comment 36: Two commenters stated
that historically, fisherman were only
inclined to report the capture of large
fish and generally do not report small
(juvenile) sawfish so that our
determination that U.S. waters does not
contain the essential biological features
necessary for the species conservation is
flawed.
Response: The best available scientific
and commercial data does not contain
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reports of small (juvenile) largetooth
sawfish. Juvenile sawfish can range in
size from 2–6 ft in total length, based on
information taken from the smalltooth
sawfish recovery plan. A fish that is 2–
6 ft long is not considered by many
people as small. Also, based on
information in the National Sawfish
Encounter Database, located at the
Florida Museum of Natural History,
reports of smaller sawfish species (not
P. perotteti) have been reported
historically, and currently by U.S. and
foreign fishers. NMFS is not required to
determine if essential biological features
exist for the largetooth sawfish when
designating unoccupied critical habitat.
See ‘‘Critical Habitat’’ section for more
details.
Comment 37: A commenter stated that
we discount the recovery aspect of a
critical habitat designation and that the
designation of unoccupied critical
habitat is necessary for population
growth or foraging behaviour.
Response: Based on the best available
scientific and commercial data,
including the lack of evidence of a
permanent, large population in U.S.
waters, we have determined that the
species does not require expansion into
or re-establishment of use of U.S.
habitats for recovery. See ‘‘Critical
Habitat’’ section for more details.
Comment 38: A commenter
questioned our conclusion in the
proposed rule that the protections
offered to the endangered U.S. distinct
population segment (DPS) of smalltooth
sawfish may benefit the largetooth
sawfish.
Response: All sawfish species in the
U.S. are threatened by similar factors
(incidental and directed capture from
commercial and recreational fishers,
habitat loss, and trade) so conservation
efforts directed toward the endangered
U.S. DPS of smalltooth sawfish will also
promote the conservation of the
largetooth sawfish, should it return to
U.S. waters.
Comment 39: NMFS should include
an analysis on any new and likely
significant impacts to largetooth sawfish
from the recent BP Deepwater Horizon
oil spill, and acknowledge that ongoing
and/or future oil and gas production in
the Gulf of Mexico is a significant threat
to the largetooth sawfish.
Response: Studies are ongoing to
determine the impacts from the BP
Deepwater Horizon oil spill. No
conclusive determinations have been
made yet.
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Summary of Changes From the
Proposed Listing Rule
Based on the comments received and
our review of the proposed rule, we
made the changes listed below.
1. We corrected any errors identified
by reviewers and commenters.
2. We corrected the error in the
‘‘Background’’ section that stated we
completed a status review of the species
in 2000.
Species Determination
We first considered whether P.
perotteti met the definition of ‘‘species’’
pursuant to section 3 of the ESA as
described above. As stated in the
taxonomy section above, after reviewing
the best available scientific and
commercial taxonomic data on the
species, we determined that P. perotteti
is a ‘‘species’’ and its range is the
eastern and western Atlantic Ocean.
Extinction Risk
We next considered the risk of
extinction for P. perotteti to determine
whether the species is threatened or
endangered as defined above. No
quantitative estimate of abundance for
the species is known, so methods such
as population viability analysis cannot
be used to determine the risk of
extinction for the species. Therefore, we
must use a method to determine the risk
of extinction using qualitative
information.
Wainwright and Kope (1999)
developed methods to assess the risk of
extinction for U.S. West Coast salmon.
Using the definitions of endangered and
threatened in the ESA, they considered
a variety of information to assess
extinction risks, including abundance,
trends, productivity, variability, genetic
integrity, and other risks. Wainwright
and Kope (1999) further consider the
risk to small populations based on
potential genetic effects or random
demographic effects. They also
considered habitat capacity to answer
questions about the carrying capacity
and whether the carrying capacity can
ensure the populations viability. In
assessing the risk of extinction using
trends, productivity, and variability,
Wainwright and Kope (1999) indicate
that short- and long-term trends in
abundance are the primary indicators of
risk. Wainwright and Kope (1999) also
assessed the effects of genetic integrity
(introduced genotypes, interactions with
hatchery fish, or anthropogenic
selection) as it relates to evaluating the
risk of extinction. Loss of fitness and
loss of diversity can occur from random
genetic effects and increase the risk of
extinction for a species. Wainwright and
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Kope (1999) also evaluated other risks
that are considered for salmonids
(disease, predation, and changes in life
history). These ‘‘other risks’’ can affect
the sustainability of a population. The
last factor that Wainwright and Kope
(1999) evaluated is the risks associated
with recent events. Changes in harvest
rates, anthropogenic changes in the
environment (habitat degradation or
enhancement), or natural events (floods,
volcanic eruptions) can pose a risk for
species but may not have been
adequately considered by looking at the
other effects above when there is a timelag in seeing the effect of recent events.
In addition to analyzing factors that
may affect the risk of extinction for
salmon, Wainwright and Kope (1999)
developed a general quantitative
evaluation method to assess both
qualitative and quantitative evidence for
the various risk factors. In this method,
four of the major categories of extinction
risk are scored. These four categories
are: (1) Abundance, (2) trend,
productivity, and variability (TPV), (3)
genetic integrity, and (4) ‘‘other risks’’.
The risk categories are scored on a scale
from 1 to 5. A score of 1 represents a
very low risk and factors (single or
multiple factors) scored at this level are
unlikely to contribute significantly to
risk of extinction. A score of 2
represents a low risk and single factors
are unlikely to contribute to extinction
alone, but in combination with other
factors may be a concern. Scores of 3
represent moderate risk. These factors
contribute significantly to long-term risk
of extinction, but do not alone
constitute a danger of extinction in the
near future. Score values of 4 represent
increasing risk. This rating indicates the
present risk is low or moderate, but is
likely to increase to high risk in the
future (reflects the ESA definition of
threatened). Scores of 5 represent the
high risk rating. This factor indicates
danger of extinction in the near future.
Biologists at SERO used Wainwright
and Kope’s (1999) methods to assess
extinction risk for P. perotteti. For the
abundance category the following were
important considerations. Smallpopulation risks for the species were
considered to assess the risk of
extinction. As detailed above, museum
records, negative scientific survey
results in the U.S. and Lake Nicaragua,
and anecdotal reports from fishers
suggest the trend for the species is
declining and population size is small.
This species is also a K-selected animal
which indicates they are usually
successful at maintaining relatively
small, persistent population sizes in
relatively constant environments. We
expect changes from random
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demographic effects are likely to be
significant for the species since they are
not able to respond rapidly to stochastic
events. Information on the distribution
of the species was also used as an
indicator of abundance. The current
distribution for the species is
significantly reduced from its historic
range. Thus, the existing population of
P. perotteti does not adequately
represent historic patterns of geographic
distribution and this is considered a risk
factor for the species. We could not
determine the habitat capacity for the
species since most of the habitat within
the species range is located in foreign
countries and we have poor data from
those areas. Based on small population
risks that could occur from demographic
effects and the range constriction that
has occurred, we assigned a rating of 5
(high-risk) for the abundance factor.
For the TPV category we considered
that the data for the species indicates a
declining trend in abundance. A
directed fishery existed for the species
in Lake Nicaragua but no longer exists
today. Reports of the species in Lake
Nicaragua are rare. Lack of reports of the
species occurrence throughout most of
its range, including the U.S. and
southern Brazil, also indicates the
species abundance has declined from
historic levels. Productivity rates are not
known for the species but are expected
to be declining. Variations in freshwater
and marine environments within the
species range are difficult to assess.
Since reports of the species are rare
throughout its range, we expect that
productivity is low.
Genetic integrity was not evaluated or
scored because we do not have
information on the loss of fitness and
loss of genetic diversity for the species.
Our evaluation of the ‘‘other risks’’
factor considered information about the
species life history characteristics, in
particular that the species has slow
growth rates, late maturation, low
fecundity, and population recovery
potential is considered limited. Based
on this information, we scored the other
risks category as a 3.
Using Wainwright and Kope (1999)
methods to determine the risk of
extinction for P. perotteti, we believe
that abundance and distribution of P.
perotteti is likely to continue to decline
in the near future. Therefore, we have
determined the current threats affecting
the species will continue into the future
and the species is currently in danger of
extinction throughout all of its range.
Summary of Factors Affecting the
Largetooth Sawfish
In this section, we consider the five
factors specified in section 4(a)(1) of the
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ESA that we outlined in our listing
determination process above.
The Present or Threatened Destruction,
Modification, or Curtailment of Its
Habitat or Range
Coastal habitat loss throughout the
species’ historical range is a
contributing factor to the species
decline. Coastal habitats in the southern
U. S. Gulf of Mexico region have
experienced and continue to experience
losses due to urbanization. Wetland
losses in the Gulf of Mexico region of
the U.S. averages annual net losses of
60,000 acres (242.8 km2) of coastal and
freshwater habitats from 1998 to 2004
(Stedman et al., 2008). Although
wetland restoration activities are
ongoing in this region of the U.S., the
losses significantly outweigh the gains
(Stedman et al., 2008). These losses
have been attributed to commercial and
residential development, port
construction (dredging, blasting, and
filling activities), construction of water
control structures, modification to
freshwater inflows (Rio Grande River in
Texas), and gas and oil related activities.
Riverine systems throughout the
species’ historical range have been
altered or dammed. NOAA’s Restoration
Center is involved in ongoing coastal
restoration activities throughout the
Gulf of Mexico to restore coastal
habitats. In spite of ongoing efforts to
restore coastal habitats, coastal habitat
losses will continue to occur.
The status of habitats within the
current international range of the
species is not well known, but with
continued development and human
population growth, negative effects on
habitat are likely. Ruiz-Luna et al.
(2008) acknowledge that deforestation of
mangrove forests in Mexico has
occurred from logging practices,
construction of harbors, tourism, and
aquaculture activities. In addition to
deforestation, Ruiz-Luna et al. (2008)
document that changes in the
hydrological systems occurred with
opening of the artificial canal in
Cuautla, in the state of Nayarit. Valiela
et al. (2001) report the total area of
mangrove habitats in Brazil has
decreased significantly (from 9,653 to
5,174 mi2 (25,000 to 13,400 km2) ) from
1983 to 1997, with similar trends in
Guinnea-Bissau (1,838 to 959 mi2 (4760
to 2484 km2)) from 1953 to 1995.
Habitat modification, including
mangrove forest removal, is also likely
in northern Brazil (Compagno et al.,
2006). The areas with the most rapid
mangrove declines in the Americas
included Venezuela, Mexico, Panama,
the United States, and Brazil, while
Senegal, Gambia, Sierra Leone, and
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Guinnea-Bissau showed the largest
declines in western Africa (Ruiz-Luna et
al. 2008). World-wide mangrove habitat
loss was estimated to be 35 percent from
1980 to 2000 (Valiela et al., 2001). There
are unconfirmed reports of dam
building activities on the Rio San Juan
(Nicaragua) system, which could affect
the movements of largetooth sawfish in
that region. These threats cannot be
directly related to the decline of the
largetooth sawfish, but habitat loss is a
known factor contributing to the decline
of many freshwater and marine species,
including the endangered U.S. distinct
population segment (DPS) of smalltooth
sawfish.
Overutilization for Commercial,
Recreational, Scientific, or Educational
Purposes
Commercial Fisheries
Sawfishes are very vulnerable to most
fishing gears, and were historically
caught by gillnets, trawls, seines, and
lines (Compagno et al., 2006). Most
targeted catches of largetooth sawfish in
Texas in the 1930s were from
recreational hook and line, but they
were also caught incidentally by shrimp
trawls and seines (Burgess et al., 2009).
The Lake Nicaragua commercial fishery
for largetooth sawfish consisted mostly
of gillnet boats (Thorson, 1982a), and
the commercial small coastal shark
fishery in Brazil mainly utilizes gillnets
and some trawl nets (Charvet-Almeida,
2002). Today the main threat to the
largetooth sawfish is most likely from
bycatch mortality, though sawfishes
may be targeted opportunistically in
some areas (Brazil) when the occasion
arises. The current scarcity of sawfish
may inhibit targeted fisheries that might
occur in spite of international trade
bans. However, if caught as bycatch they
are most likely retained because of the
value of their parts (e.g., the rostra,
teeth, and fins). For example McDavitt’s
(2006) review of eBay sales of rostra
estimate a total of 200 rostra per year are
sold, with a value of more than US
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Recreational Fisheries
Historically, recreational hook and
line fishers targeted large
elasmobranchs, including sawfishes, as
trophies in Texas (Burgess et al., 2009).
Elsewhere in the U.S., abundance was
likely never high enough for
recreational fishers to encounter this
species, much less target it. Because of
its current distribution, which is mostly
in developing nations, the largetooth
sawfish is unlikely to be encountered by
recreational fishers, with possible rare
exceptions of tourists in these areas.
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There is no current information on the
use of sawfish species for subsistence
fishing, though it was noted in Brazil
that the meat was often sold in local fish
markets, while the other products
(rostra, fins) were sold internationally
(Charvet-Almeida, 2002).
Commercial Trade
There is very little information
available about the trade of sawfish
products in general, especially the
largetooth sawfish. Largetooth sawfish
were listed under Appendix I of the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES) in 2007, which prohibits
the commercial trade of largetooth
sawfish parts (see Regulatory
Mechanisms section below). In 2006,
eBay banned the sale of smalltooth
sawfish on their online auction site;
however, the ban was not established
for all sawfish species. A survey by
McDavitt and Charvet-Almeida (2004) of
sawfish rostra on eBay (before the ban)
found that large rostra command prices
of over $1,000 (US). An informal web
search in November 2009 turned up
several sawfish rostra for sale online to
international buyers, some listed as
‘‘largetooth’’, along with sites selling
cockfighting spurs made from South
American sawfish teeth. It is apparent
that largetooth and smalltooth sawfishes
are still landed and sold illegally in
northern Brazil (Charvet-Almeida pers.
comm., 2009). It was previously
observed that sawfish rostra from small
individuals were sold to tourists, while
damaged or cut rostra were used for
local folk medicine (McDavitt and
Charvet-Almeida, 2004). The larger
rostra were sold in international
cockfighting markets, as the rostral teeth
were used as spurs. The larger rostra
were also purchased by Asian shark fin
buyers, most likely for medicine or
curios. The proportion of largetooth
sawfish in these markets is unknown,
though as many as 180 large Pristis spp.
rostra were sold per year at a single
market in northern Brazil in the early
2000s (McDavitt and Charvet-Almeida,
2004). With little enforcement of
regional and international laws, the
practice of landing sawfishes may
continue in Brazil, though the extent of
any international trade since the CITES
listing is unknown. No confirmed
reports of P. perotteti in aquaria exist
currently. No seizures of largetooth
sawfish in international trade have
occurred since its CITES listing (Sharon
Lynn (USFWS) pers. comm.).
Scientific Use
The only published studies on life
history and movements of the largetooth
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sawfish were conducted by Thorson in
the 1970s and 1980s in Costa Rica and
Nicaragua (Thorson, 1970; 1973; 1974;
1976a; 1976b; 1978; 1982a; 1982b; 1987;
Thorson et al., 1966a; 1966b). While
many live largetooth sawfish were
tagged by Thorson in this time period,
it seems that most of the biological data
were obtained from dead specimens that
were purchased from commercial
fishers. Most areas where the largetooth
sawfish now occurs suffer from lack of
biological sampling due to logistical
difficulties and most likely low research
funding. However, there is some
scientific information being collected by
researchers in Brazil, mostly from fish
markets, where sawfishes are illegally
landed and sold.
Disease and Predation
No commercial or scientific data
exists on diseases that may affect the
largetooth sawfish and all information
related to predation is listed above in
the ‘‘Largetooth Sawfish Natural
History’’ section. There is no evidence
that unusual levels of disease or
predation are a threat to the species.
The Inadequacy of Existing Regulatory
Mechanisms
Protective measures covering trade in
the largetooth sawfish (P. perotteti) are
implemented internationally under
Appendix I of CITES, making nondomestic trade of parts or whole
animals illegal. Additional Federal,
state, and national laws in the United
States, Nicaragua, and Brazil are
designed to protect the species from
harvest and sale locally and
internationally. The Nicaraguan
government officially banned
commercial fishing for largetooth
sawfish in Lake Nicaragua in 2006. The
Brazilian Environment Ministry listed P.
perotteti in Appendix I of the ‘‘Instrucao
Normativa numero 05,’’ meaning that
the species is considered endangered
and therefore cannot be landed or sold.
Enforcement of these regulations in
Brazil and Nicaragua is difficult due to
the length of the coastline, extensive
internal waterways, lack of enforcement
personnel, and the need for more
efficient tools. Sawfish abundance
within other parts of their current range
is depleted so targeted fisheries are
unlikely; however, those caught as
bycatch are probably kept due to their
value. Thus, illegal foreign trade of
sawfish parts may be ongoing (efforts
may be reduced due to CITES), in
Nicaragua and Brazil and elsewhere, in
spite of the CITES listing and national
laws, due to lack of enforcement and the
high value of sawfish parts.
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The status of largetooth sawfish
protection in western Africa is mostly
unknown, though Guinnea-Bissau has
created six official Protected Areas,
which were established in 2005 (UNEP,
2008). Among these areas are several
island chains and deltas with intertidal
muddy sand banks and mangroves,
which are ideal sawfish habitat.
Nevertheless, existing regulations in this
part of the world may be inadequate to
protect and restore populations of
largetooth sawfish.
Though not currently found in U.S.
waters, existing regulations and
measures put in place to protect the
smalltooth sawfish could also benefit
the largetooth sawfish, should it return
into the northern most extent of its
historical range in North America. The
U.S. DPS of smalltooth sawfish (P.
pectinata) was listed as endangered on
April 1, 2003. Both the smalltooth and
largetooth sawfish are susceptible to
similar threats (e.g., bycatch in various
fisheries and habitat loss) so protections
for the smalltooth sawfish will benefit
the largetooth sawfish. In response to
the listing of the U.S. DPS of smalltooth
sawfish, Texas implemented a ban on
harvest of largetooth sawfish because of
the possibility of misidentification. The
trading of any largetooth sawfish parts
is banned by state laws in both Florida
and Louisiana. No directed research for
largetooth sawfish is ongoing in Texas,
but Texas Parks and Wildlife
Department (TPWD) is conducting
surveys which could capture sawfish in
Texas waters. TPWD has ongoing
standardized fisheries independent and
dependent monitoring programs in all of
the bay systems and in the Gulf of
Mexico along the Texas coastline for the
last 35 years. The surveys are conducted
using seines, trawls, and gill nets
annually. These are all gears that have
been found to entangle sawfish. Only
two sawfish have been recorded during
the sampling and they were both
smalltooth sawfish. Additionally,
Florida (only in the Gulf of Mexico) and
Texas do not allow gillnet fishing in
state waters less than 9 miles (14.5 km)
from shore, and Alabama restricts
gillnet fishing within less than 3.5 miles
(5.6 km) from shore.
In summary, the high value of sawfish
parts, weak enforcement, and lack of
adequate protections for largetooth
sawfish habitat mean that existing
regulations are inadequate to protect the
species from further declines.
Other Natural or Manmade Factors
Affecting Its Continued Existence
Largetooth sawfish have slow growth
rates, late maturity, a long life span, and
low fecundity rates. The largetooth
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sawfish is a more k-selected type
species, with an intrinsic rate of
population increase below 1.0
(Simpfendorfer, 2000). K-selected
animals are usually successful at
maintaining relatively small, persistent
population sizes in relatively constant
environments. Conversely, they are not
able to respond rapidly to additional
sources of mortality, such as
overexploitation and habitat
degradation. Because of this, the risk of
extinction remains high without
effective conservation plans put into
place.
Red tide may also be a human
amplified factor that could affect the
species. Red tide is caused by an
increase of toxic, naturally occurring
microscopic blooms of plankton and is
a coastal phenomenon which is caused
by environmental conditions. Factors
that are especially favorable include
warm surface temperatures, high
nutrient content, low salinity, and calm
seas. Rain followed by sunny weather in
the summer months is often associated
with red tide blooms. We do not have
specific information on red tide effects
upon largetooth sawfish but we do have
a report of a smalltooth sawfish that was
found dead along the west coast of
Florida during a red tide event (National
Sawfish Encounter Database, 2009).
Summary
After considering the 5 factors above
from section 4(a)(1) of the ESA we
determined that the species is in danger
of extinction throughout all of its range.
Protective Efforts
As a requirement of the ESA, current
or future conservation efforts that have
yet to be implemented or to show
effectiveness to protect and recover
largetooth sawfish must be evaluated
under the PECE Policy (see above). This
policy is designed to determine whether
any conservation efforts that have been
recently adopted or implemented or
proposed, but not yet proven to be
successful, will result in recovering the
species to the point at which listing is
not warranted or contribute to forming
a basis for listing a species as threatened
rather than endangered (68 FR 15101;
March 28, 2003). The PECE policy
established two basic criteria to be met
before an action could be considered to
help improve the conservation status of
a species: (1) The certainty that the
conservation efforts will be
implemented, and (2) the certainty that
the efforts will be effective.
Ongoing conservation efforts for the
smalltooth sawfish may benefit the
conservation of the largetooth sawfish if
it returns to U.S. waters. The Smalltooth
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Sawfish Recovery Plan was finalized in
2009. The Smalltooth Sawfish Recovery
Plan lays out specific guidelines for
federal and state agencies to follow.
Among the recovery plan’s objectives
are to minimize harm caused by human
interactions and to protect and restore
habitats. Since both species are
susceptible to similar threats,
implementation of the Smalltooth
Sawfish Recovery Plan will provide
conservation benefits for the largetooth
sawfish if it returns to U.S. waters.
Additionally, in 2010, NOAA funded
coastal restoration activities in Texas
and Louisiana using appropriations
from The American Recovery and
Reinvestment Act of 2009, which will
restore habitats used by sawfish when
completed. Both of these projects meet
the criteria of the PECE for certainty of
implementation and effectiveness.
However, we have determined that
these conservation efforts will not alter
the extinction risk of the species.
Listing Determination
NMFS is responsible for determining
whether the largetooth sawfish (P.
perotteti) is threatened or endangered
under the ESA (16 U.S.C. 1531 et seq.)
Accordingly, we have followed a
stepwise approach as outlined above in
making this listing determination for the
largetooth sawfish. We determined that
P. perotteti is a valid species with a
range in the eastern and western
Atlantic Ocean. We then reviewed the
status of the species and the threats to
its status using the five-factor analysis
described above. Next, we assessed
efforts being made to protect the
species, determining if these efforts are
adequate to mitigate existing threats.
The largetooth sawfish (P. perotteti)
faces ongoing threats from habitat
alteration, bycatch, trade, and the
inadequacy of existing regulatory
mechanisms to address and reduce
habitat alterations, bycatch, and trade.
The species range has constricted so
that it has not been seen in the U.S.
since 1961. A similar range constriction
is apparent at the southern extreme of
the species’ historical range. The species
has not been reported from southern
Brazil for almost a century. All of the
threats attributed to the species decline
are ongoing, except for the directed
largetooth sawfish fishery in Lake
Nicaragua. The Lake Nicaragua fishery
collapsed presumably when the sawfish
population collapsed. These ongoing
threats exist throughout the species
current range (Central and South
America and West Africa) and existing
regulatory mechanisms in place are
insufficient to protect the species from
further decline. No current or proposed
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conservation activities will be enough to
sufficiently improve the species status.
Based on our review, therefore, we find
that the species is in danger of
extinction throughout all of its range
and should be listed as endangered.
Effects of Listing
Conservation measures provided for
species listed as endangered or
threatened under the ESA include
recovery actions (16 U.S.C. 1533(f)),
Federal agency consultation
requirements (16 U.S.C. 1536), and
prohibitions on taking and, where
appropriate, critical habitat designations
(16 U.S.C. 1538). Recognition of the
species’ plight through listing promotes
conservation actions by Federal and
state agencies, foreign entities, private
groups, and individuals.
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Identifying Section 7 Consultation
Requirements
Section 7(a)(2) of the ESA requires
Federal agencies to consult with NMFS
to ensure that activities authorized,
funded, or carried out by those agencies
are not likely to jeopardize the
continued existence of the species or
destroy or adversely modify critical
habitat. We anticipate very few section
7 consultation requirements for Federal
agencies given the species’ current
distribution and abundance.
Critical Habitat
Critical habitat is defined in section 3
of the ESA (16 U.S.C. 1532(5)) as: (1)
The specific areas within the
geographical area occupied by a species,
at the time it is listed in accordance
with the ESA, on which are found those
physical or biological features (a)
essential to the conservation of the
species and (b) that may require special
management considerations or
protection; and (2) specific areas outside
the geographical area occupied by a
species at the time it is listed in
accordance with the provisions of
section 4 of the Act, upon a
determination that such areas are
essential for the conservation of the
species. ‘‘Conservation’’ means the use
of all methods and procedures needed
to bring the species to the point at
which listing under the ESA is no
longer necessary. Regulations require
that we shall designate critical habitat in
areas outside the geographical area
presently occupied by a species only
when a designation limited to its
present range would be inadequate to
ensure the conservation of the species
(50 CFR 424.12 (e)). We cannot
designate critical habitat in foreign
countries or other areas outside U.S.
jurisdiction (50 CFR 424.12 (h)).
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The best available scientific and
commercial data, as discussed above,
identifies the geographical area
occupied by P. perotteti as Central and
South America and West Africa. Since
these areas are entirely outside U.S.
jurisdiction, we cannot designate
critical habitat in the geographical area
occupied by the species. We can
designate critical habitat in unoccupied
areas in the U.S.
Section 3(5)(C) of the ESA specifies
that except in those circumstances
determined by the Secretary, critical
habitat shall not include the entire
geographical area which can be
occupied by the threatened or
endangered species. We do not consider
this section to stop or prevent the
designation of unoccupied critical
habitat because we are restricted from
designating critical habitat outside U.S.
jurisdiction.
In evaluating the applicability of
section 3 of the ESA (16 U.S.C. 1532(5))
for unoccupied critical habitat, we must
determine that the specific areas outside
the geographical area occupied by the
species at the time it is listed, are
essential to the conservation of the
species. Very little information is
available on the specific areas occupied
historically by P. perotteti in U.S.
waters. Information in the status review
document suggests the species made
narrow seasonal migrations into U.S.
waters. The majority of the records of
the largetooth sawfish in U.S. waters are
from three regions in Texas: Padre
Island-Laguna Madre, Corpus ChristiPort Aransas, and Galveston-Freeport.
The highest concentration of the species
was in the Galveston area. Additionally,
we believe that based on historic rarity
of the species in U.S. waters, and since
the U.S. represented a very limited
portion of the species historic range, reestablishment back into U.S. waters is
not required for the species recovery.
We have reviewed all of the best
available scientific and commercial data
on P. perotteti and its habitat and cannot
identify a specific unoccupied area or
areas in the U.S. that are essential to the
conservation of the species.
In summary, the best available
scientific and commercial information
on the species does not indicate that
unoccupied area(s) are essential to the
conservation of P. perotteti, therefore,
no critical habitat designation is
currently being proposed.
Take Prohibitions
ESA section 9(a) and 16 U.S.C. 1538
(a)(1)(B) take prohibitions apply to all
species listed as endangered. These
include prohibitions against the import,
export, use in foreign commerce, or
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‘‘take’’ of the species. Take is defined as
‘‘to harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or
to attempt to engage in any such
conduct.’’ These prohibitions apply to
all persons subject to the jurisdiction of
the United States, including in the U.S.
or on the high seas.
Identification of Those Activities That
Would Constitute a Violation of Section
9 of the ESA
On July 1, 1994, we and the USFWS
published a series of policies regarding
listings under the ESA, including a
policy to identify, to the maximum
extent possible, those activities that
would or would not constitute a
violation of section 9 of the ESA (59
FR34272). The intent of this policy is to
increase public awareness of the effect
of this listing on proposed and ongoing
activities within the species’ range. We
identify, to the extent known, specific
activities that will not be considered
likely to result in violation of ESA
section 9, as well as activities that will
be considered likely to result in
violation. Activities that we believe
could result in violation of section 9
prohibitions against ‘‘take’’ of the
largetooth sawfish include, but are not
limited to, the following: (1)
Importation, (2) exportation, (3) take any
such species within the U.S. or the
territorially seas of the U.S., (4) sale, (5)
delivery that directly or indirectly affect
endangered species, and (6) take any
such species on the high seas. These
prohibitions apply to all individuals,
organizations, and agencies subject to
U.S. jurisdiction.
ESA sections 10(a)(1)(A) and
10(a)(1)(B) provide NMFS with
authority to grant exceptions to the
section 9 take prohibitions. Section
10(a)(1)(A) scientific research and
enhancement permits may be issued to
entities (Federal and non-Federal)
conducting research that involves a take
of listed species. We have issued section
10(a)(1)(A) research and enhancement
permits for other listed species for these
purposes. ESA section 10(a)(1)(B)
incidental take permits may be issued to
non-Federal entities performing
activities that may incidentally take
listed species.
The ESA also provides some
exceptions to the prohibitions, without
permits, for certain antique articles and
species held in captivity at the time of
listing. ESA section 10(h) allows antique
articles of listed species to be excluded
from essentially all the ESA
prohibitions as long as they are at least
100 years old and meet certain other
specified conditions. Section 9(b)(1)
provides a narrow exemption for
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animals held in captivity at the time of
listing: those animals are not subject to
the import/export prohibition or to
protective regulations adopted by the
Secretary, so long as the holding of the
species in captivity, before and after
listing, is not in the course of a
commercial activity; however, 180 days
after listing there is a rebuttable
presumption that the exemption does
not apply. Thus, in order to apply this
exemption, the burden of proof for
confirming the status of animals held in
captivity prior to listing lies with the
holder. The section 9(b)(1) exemption
for captive wildlife would not apply to
any progeny of the captive animals that
may be produced post-listing.
Policies on Peer Review
On July 1, 1994, NMFS and USFWS
published a series of policies regarding
listings under the ESA, including a
policy for peer review of scientific data
(59 FR 34270; July 1, 1994), the Office
of Management and Budget (2004)
Bulletin on Peer Review. The intent of
the peer review policies is to ensure that
listings are based on the best scientific
and commercial data available. We
formally solicited the expert opinion of
four appropriate and independent
specialists regarding scientific or
commercial data or assumptions related
to the information considered for listing.
We conclude that these experts’ reviews
satisfy the requirements for ‘‘adequate
[prior] peer review’’ contained in the
Bulletin (sec. II.2.) as well as the
Services joint policy.
References
A complete list of the references used
in this final rule is available upon
request (see ADDRESSES).
Classification
National Environmental Policy Act
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing. Based
on this limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 675 F. 2d
825 (6th Cir. 1981), we have concluded
that ESA listing actions are not subject
to the environmental assessment
requirements of the National
Environmental Policy Act (NEPA) (See
NOAA Administrative Order 216–6).
Executive Order 12866, Regulatory
Flexibility Act and Paperwork
Reduction Act
As noted in the Conference Report on
the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analysis
requirements of the Regulatory
Flexibility Act are not applicable to the
listing process. In addition, this final
rule is exempt from review under
Executive Order 12866. This final rule
does not contain a collection-ofinformation requirement for the
purposes of the Paperwork Reduction
Act.
Executive Order 13132, Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific consultation directives
for situations where a regulation will
preempt state law, or impose substantial
direct compliance costs on state and
local governments (unless required by
statue). Neither of those circumstances
is applicable to this final listing
determination.
International Relations
We have conferred with the U.S.
Department of State to ensure
appropriate notice is given to foreign
nations within the range of the species.
We intend to continue engaging in
informal and formal contacts with the
U.S. State Department.
List of Subjects in 50 CFR Part 224
Administrative practice and
procedure, Endangered and threatened
species, Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Dated: July 6, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons set out in the
preamble, 50 CFR part 224 is amended
as follows:
PART 224—ENDANGERED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 224
continues to read as follows:
■
Authority: 16 U.S.C. 1531–1543 and 16
U.S.C. 1361 et seq.
2. In § 224.101, the table in paragraph
(a) is amended by adding an entry for
‘‘Largetooth Sawfish’’ at the end of the
table to read as follows:
■
§ 224.101 Enumeration of endangered
marine and threatened anadromous
species.
*
*
*
(a) * * *
*
Species 1
Where listed
Common name
Scientific name
*
*
*
Largetooth Sawfish ............... Pristis perotteti ......................
Citation(s) for listing
determination(s)
*
*
*
Everywhere ........................... [Insert FEDERAL REGISTER citation], July 12,
2011.
*
Citation(s) for critical
habitat designation(s)
*
NA
jdjones on DSK8KYBLC1PROD with RULES
1 Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
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*
*
Federal Register / Vol. 76, No. 133 / Tuesday, July 12, 2011 / Rules and Regulations
*
*
*
[FR Doc. 2011–17502 Filed 7–11–11; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 0912281446–0111–02]
RIN 0648–XA554
Fisheries Off West Coast States;
Coastal Pelagic Species Fisheries;
Closure
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
NMFS is prohibiting directed
fishing for Pacific sardine off the coasts
of Washington, Oregon and California.
This action is necessary because the
directed harvest allocation total for the
second seasonal period (July 1–
September 14) is projected to be reached
by the effective date of this rule. From
the effective date of this rule until
September 15, 2011, Pacific sardine may
be harvested only as part of the live bait
fishery or incidental to other fisheries;
the incidental harvest of Pacific sardine
is limited to 30-percent by weight of all
fish per trip. Fishing vessels must be at
shore and in the process of offloading at
12:01 a.m. Pacific Daylight Time, July
12, 2011.
DATES: Effective 12:01 a.m. Pacific
Daylight Time (PDT) July 12, 2011,
through 11:59 p.m., September 14, 2011.
FOR FURTHER INFORMATION CONTACT:
Joshua Lindsay, Southwest Region,
NMFS, (562) 980–4034.
SUPPLEMENTARY INFORMATION: This
document announces that based on the
best available information recently
obtained from the fishery and
information on past effort, the directed
fishing harvest allocation for the second
allocation period (July 1–September 14)
will be reached and therefore directed
fishing for Pacific sardine is being
closed until September 15, 2011.
Fishing vessels must be at shore and in
the process of offloading at the time of
closure. From 12:01 a.m., July 12, 2011
through September 14, 2011, Pacific
sardine may be harvested only as part of
the live bait fishery or incidental to
other fisheries, with the incidental
harvest of Pacific sardine limited to 30percent by weight of all fish caught
during a trip.
jdjones on DSK8KYBLC1PROD with RULES
SUMMARY:
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NMFS manages the Pacific sardine
fishery in the U.S. exclusive economic
zone (EEZ) off the Pacific coast
(California, Oregon, and Washington) in
accordance with the Coastal Pelagic
Species (CPS) Fishery Management Plan
(FMP). Annual specifications published
in the Federal Register establish the
harvest guideline (HG) and allowable
harvest levels for each Pacific sardine
fishing season (January 1–December 31).
If during any of the seasonal allocation
periods the applicable adjusted directed
harvest allocation is projected to be
taken only incidental harvest is allowed,
and for the remainder of the period, any
incidental Pacific sardine landings will
be counted against that period’s
incidental set aside. In the event that an
incidental set-aside is projected to be
attained, all fisheries will be closed to
the retention of Pacific sardine for the
remainder of the period via appropriate
rulemaking.
Under 50 CFR 660.509, if the total HG
or these apportionment levels for Pacific
sardine are reached at any time, NMFS
is required to close the Pacific sardine
fishery via appropriate rulemaking and
it is to remain closed until it re-opens
either per the allocation scheme or the
beginning of the next fishing season. In
accordance with § 660.509 the Regional
Administrator shall publish a notice in
the Federal Register announcing the
date of the closure of the directed
fishery for Pacific sardine.
The above in-season harvest
restrictions are not intended to affect the
prosecution of the live bait portion of
the Pacific sardine fishery.
Classification
This action is required by 50 CFR
660.509 and is exempt from Office of
Management and Budget review under
Executive Order 12866.
NMFS finds good cause to waive the
requirement to provide prior notice and
opportunity for public comment
pursuant to the authority set forth at 5
U.S.C. 553(b)(B) for the closure of the
directed harvest of Pacific sardine. For
the reasons set forth below, notice and
comment procedures are impracticable
and contrary to the public interest. For
the same reasons, NMFS also finds good
cause under 5 U.S.C. 553(d)(3) to waive
the 30-day delay in effectiveness for this
action. This measure responds to the
best available information and is
necessary for the conservation and
management of the Pacific sardine
resource. A delay in effectiveness would
cause the fishery to exceed the in-season
harvest level. These seasonal harvest
levels are important mechanisms in
preventing overfishing and managing
the fishery at optimum yield. The
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established directed and incidental
harvest allocations are designed to allow
fair and equitable opportunity to the
resource by all sectors of the Pacific
sardine fishery and to allow access to
other profitable CPS fisheries, such as
squid and Pacific mackerel.
Many of the same fishermen who
harvest Pacific sardine rely on these
other fisheries for a significant portion
of their income.
Authority: 16 U.S.C. 1801 et seq.
Dated: July 7, 2011.
Margo Schulze-Haugen,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2011–17506 Filed 7–11–11; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 101126522–0640–02]
RIN 0648–XA556
Fisheries of the Exclusive Economic
Zone Off Alaska; Pelagic Shelf
Rockfish by Vessels Subject to
Amendment 80 Sideboard Limits in the
Western Regulatory Area of the Gulf of
Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
ACTION: Temporary rule; closure.
AGENCY:
NMFS is prohibiting directed
fishing for pelagic shelf rockfish (PSR)
by Amendment 80 vessels subject to
sideboard limits in the Western
Regulatory Area of the Gulf of Alaska
(GOA). This action is necessary to
prevent exceeding the 2011 PSR
sideboard limit established for
Amendment 80 vessels subject to
sideboard limits in the Western
Regulatory Area of the GOA.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), July 7, 2011, until 2400 hrs,
A.l.t., December 31, 2011.
FOR FURTHER INFORMATION CONTACT:
Steve Whitney, 907–586–7269.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
SUMMARY:
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Agencies
[Federal Register Volume 76, Number 133 (Tuesday, July 12, 2011)]
[Rules and Regulations]
[Pages 40822-40836]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17502]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 224
[Docket No. 0906221082-0484-03]
RIN 0648-XQ03
Endangered and Threatened Wildlife and Plants; Endangered Status
for the Largetooth Sawfish
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, issue a final determination to list the largetooth
sawfish (Pristis perotteti) as endangered under the Endangered Species
Act (ESA) of 1973, as amended. We do not intend to propose to designate
critical habitat for the species. We have reviewed the status of the
species and conservation efforts being made to protect the species,
considered public and peer review comments, and we have made our
determination that the largetooth sawfish is in danger of extinction
throughout its range, and should be listed as an endangered species,
based on the best available scientific and commercial data.
DATES: This final rule is effective August 11, 2011.
ADDRESSES: Assistant Regional Administrator for Protected Resources,
NMFS, Southeast Regional Office, 263 13th Avenue South, St. Petersburg,
FL 33701-5505.
FOR FURTHER INFORMATION CONTACT: Shelley Norton, NMFS, Southeast
Regional Office (727) 824-5312 or Dwayne Meadows, NMFS, Office of
Protected Resources (301) 713-1401.
SUPPLEMENTARY INFORMATION:
Background
On November 30, 1999, the Center for Marine Conservation (currently
called Ocean Conservancy) petitioned us to list North American
populations of largetooth and smalltooth sawfish as endangered under
the ESA. While the smalltooth sawfish underwent a formal status review
(56 FR 12959), on March 10, 2000, we determined the petitioner did not
present substantial scientific or commercial information indicating
that the petitioned action may be warranted for the largetooth sawfish
(Pristis perotteti). Specifically, there was no evidence that a North
American population of largetooth sawfish existed. The largetooth
sawfish was,
[[Page 40823]]
however, maintained on the candidate species list and later transferred
to the new Species of Concern list on April 15, 2004 (69 FR 19975).
On April 21, 2009, WildEarth Guardians petitioned the Secretary of
Commerce to list the largetooth sawfish as endangered or threatened
throughout its range and to designate critical habitat for this
species. The petitioners also requested that we reconsider our previous
March 10, 2000, negative finding on listing the North American
population.
On July 29, 2009, we published a positive 90-day finding (74 FR
37671) announcing that the petition presented substantial scientific or
commercial information indicating the petitioned action of listing the
species may be warranted. We announced the initiation of a status
review of the species and requested information to inform the agency`s
decision on whether to propose the species for ESA listing. Our
Southeast Regional Office (SERO) issued two contracts in 2009 to the
Florida Museum of Natural History to compile all confirmed records of
largetooth sawfish in the U.S. and internationally. The status review
(NMFS, 2010) was conducted by the Southeast Fisheries Science Center
(SEFSC) and SERO staff. The status review is available electronically
at https://sero.nmfs.noaa.gov/pr/Largetoothsawfish.htm. On May 7, 2010,
we published a proposed rule (75 FR 25174) to list Pristis perotteti as
an endangered species under the ESA. We solicited public comment on the
proposed listing for 60 days. We did not hold a public hearing for the
proposal.
Listing Determinations Under the Endangered Species Act
We are responsible for determining whether the largetooth sawfish
is threatened or endangered under the ESA (16 U.S.C. 1531 et seq.).
Section 4(b)(1)(A) of the ESA requires us to make listing
determinations based solely on the best scientific and commercial data
available after conducting a review of the status of the species and
after taking into account efforts being made by any state or foreign
nation to protect the species. We have followed a stepwise approach in
making this listing determination. As the first of five steps (species
determination, extinction risk assessment, threats assessment,
protective efforts, status determination), we determined whether the
largetooth sawfish is a ``species'' under the ESA. To be considered for
listing under the ESA, a group of organisms must constitute a
``species,'' which is defined in section 3 of the ESA to include
taxonomic species plus ``any subspecies of fish or wildlife or plants,
and any distinct population segment of any species of vertebrate fish
or wildlife which interbreeds when mature.''
Next we completed an extinction risk assessment to determine the
status of the species, in particular whether it qualified for
threatened or endangered status. Section 3 of the ESA defines an
endangered species as ``any species which is in danger of extinction
throughout all or a significant portion of its range'' and a threatened
species as one ``which is likely to become an endangered species within
the foreseeable future throughout all or a significant portion of its
range.'' For our extinction risk analysis we follow the general
procedure developed by Wainwright and Kope (1999).
In the third step, we assessed the threats affecting the species
status. We did this by following the guidance in the ESA that requires
us to determine whether any species is endangered or threatened due to
any of the following five factors: (A) The present or threatened
destruction, modification, or curtailment of its habitat or range; (B)
overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence (section 4(a)(1)(A) through (E)).
After analyzing the threats affecting the species, we re-evaluated the
extinction status for the species to see if the status changed after
the assessment of the five factors.
The fourth step involved an assessment of the efforts being made to
protect the species to determine if these efforts are adequate to
mitigate existing threats. We evaluated all conservation efforts using
the criteria outlined in the joint NMFS and U.S. Fish and Wildlife
Service (USFWS) Policy for Evaluating Conservation Efforts When Making
Listing Decisions (PECE policy; 68 FR 15100; March 28, 2003) to
determine their certainties of implementation and effectiveness. In the
final step, we reassessed the preliminary extinction risk assessment
conclusion from above to determine if the status of the species had
changed based on the PECE analysis.
To evaluate the petitioner's request that we designate critical
habitat for the species, we followed the provisions in the ESA and in
our implementing regulations (50 CFR part 424). Of particular relevance
in this case are provisions that we cannot designate critical habitat
in ``foreign countries'' or areas outside of U.S. jurisdiction and that
we shall not designate as critical habitat areas outside of the
geographical area presently occupied by a species, unless ``a
designation limited to its present range would be inadequate to ensure
the conservation of the species'' (50 CFR 424.12). Furthermore, to
designate unoccupied critical habitat, we must also determine that the
specific area(s) outside the geographic area currently occupied by the
species at the time it is listed are essential to the conservation of
the species.
Section 4(b)(1)(B) of the ESA requires us to give consideration to
species which: (1) Have been designated as requiring protection from
unrestricted commerce by any foreign nation or pursuant to an
international agreement; or (2) have been identified as in danger of
extinction, or likely to become so within the foreseeable future, by
any state agency or by any agency of a foreign nation.
Largetooth Sawfish Natural History
Taxonomy
All sawfishes belong to two Genera (Pristis and Anoxypristis) in
the Family Pristidae of the Order Pristiformes, and are classified as
rays (Superorder Batoidea). Sawfishes are distinguished from other rays
by the long snout (rostrum) with teeth on either side. Using molecular
phylogeny (mitochondrial and nuclear gene analysis) paired with
morphological characters, Faria (2007) distinguished seven extant
species in the Pristidae. Sawfishes are classified into three
morphological groups based on rostrum characteristics: Largetooth,
smalltooth, and knifetooth (Garman, 1913). Three species are currently
classified in the largetooth ``group,'' namely P. perotteti, P.
microdon, and P. pristis, though difficulties associated with taxonomic
identification are known (Faria, 2007; Wiley et al., 2008, Wueringer et
al., 2009).
Pristis perotteti has been referred to by other names throughout
its range. For instance, it has been called P. antiquorum (as cited in
Bigelow and Schroeder, 1953), P. zephyreus (Beebe and Tee-Van, 1941),
P. pristis (McEachran and Fechhelm, 1998), or P. microdon (Garman,
1913; Fowler, 1941; Chirichigno and Cornejo, 2001; Vakily et al.,
2002). Some scientists consider the eastern Pacific populations to be
part of the species P. microdon (Garman, 1913; Fowler, 1941;
Chirichigno and Cornejo, 2001), while others consider the eastern
Pacific populations to be P. perotteti (Jordan and Evermann, 1896;
refs. in Beebe and
[[Page 40824]]
Tee-Van, 1941; Compagno and Cook, 1995; Camhi et al., 1998; Cook et
al., 2005). The species are generally classified based upon location
(i.e., P. perotteti occurs in the Atlantic, while P. microdon is in the
Indo-Pacific), and there is some evidence that tooth counts may differ
(Wueringer et al., 2009). The conserved morphology of sawfishes makes
identification difficult in some cases; most species are distinguished
by the number of teeth on, and size of, the rostrum, placement of the
first dorsal fin in relation to the pectoral fins, and shape of the
lower lobe of the caudal fin. However, Faria (2007), used both
mitochondrial and nuclear genes to investigate the population structure
for all Pristidae. The results from his study indicate that the
``largetooth'' species P. microdon and P. perotteti are separate
species, and that P. microdon occurs in the Pacific, based on their
mitochondrial deoxyribonucleic acid sequencing data and differences in
external morphology (e.g., rostrum length and horizontal length of the
eye). Based on the available taxonomic information on P. perotteti, we
have determined the species' range is the eastern and western Atlantic
Ocean.
The rostral tooth count per side for P. perotteti ranges from 14 to
22, and the space between the two most posterior teeth is between 4.5
and 8.5 percent of rostrum standard length (Faria, 2007). The origin of
the first dorsal fin is forward of the pelvic fin origin, and the lower
lobe of the caudal fin is distinct at all maturity stages. The largest
known specimen was a 275.6 in (700 cm) total length (TL) female
captured in northern Brazilian waters (Almeida, 1999). The only other
sawfish species that overlaps in range with P. perotteti is the
smalltooth sawfish, P. pectinata. These species are differentiated by
the number of teeth on the rostrum (22 to 29 per side for P. pectinata
(Wiley et al., 2008), and 14 to 22 per side for P. perotteti (Faria,
2007)), and the rostrum length of P. pectinata is shorter in relation
to its body length.
Habitat Use and Migration
Largetooth sawfish are generally restricted to shallow coastal,
estuarine, and fresh waters, although they have been found at depths of
up to 400 ft (122 m) in Lake Nicaragua. Largetooth sawfish are often
found in brackish water near river mouths and large bays, preferring
partially enclosed waters, lying in deeper holes and on bottoms of mud
or muddy sand (Bigelow and Schroeder, 1953). This species, like the
smalltooth sawfish, is highly mangrove-associated (Burgess et al.,
2009). Juvenile smalltooth sawfish are commonly found close to shore on
muddy or sandy bottoms (NMFS 2009); however they are commonly observed
swimming near the surface in the wild and in aquaria (Cook et al.,
2005). Largetooth sawfish move across salinity gradients freely and
appear to have more physiological tolerance of freshwater than
smalltooth sawfish (Bigelow and Schroeder, 1953; Dahl, 1971; Thorson,
1974; 1976a; all as cited in Thorson, 1982a).
Though their habitats once overlapped in the northern Gulf of
Mexico, the largetooth sawfish historically had a more southerly range
than the smalltooth sawfish, with what appears to be a more narrow
seasonal migration pattern. Mature largetooth sawfish seasonally
ventured into waters as far north as U.S. waters of the Gulf of Mexico.
Age and Growth
There have been no formal studies examining the age and growth of
the largetooth sawfish, though Thorson's (1982a) study of the Lake
Nicaragua population estimated size at birth to be 30 in (75 cm) and an
early juvenile growth rate of 13.8 to 15.7 in (35 to 40 cm)/year.
Thorson (1982a) also estimated age of maturity to be 10 years and size
at maturity 118 in (300 cm). Preliminary vertebral growth ring analysis
has extrapolated largetooth sawfish (P. microdon) lifespan to an
estimated maximum age of 51 years (Peverell, 2006), and we determined
this to be our best available estimate of largetooth sawfish lifespan.
Growth rates of captive sawfish in Colombia averaged 7.7 in (19.6 cm)
per year (Bohoroquez, 2001).
Reproductive Biology
The reproductive method of sawfishes is most likely lecithotrophic
viviparity; ova are internally fertilized, developing embryos receive
nourishment from an external yolk sac, and the pups are born live after
the yolk sac is absorbed. The only known reproductive study of
largetooth sawfish was from Lake Nicaragua in the 1970s (Thorson,
1976a). This study found that litter size ranged from one to 13 pups,
with an average of 7.3 pups per cycle. The gestation period was
approximately 5 months, with a biennial reproductive cycle. After
gestation, young are born between October and December (Oetinger,
1978). Thorson (1976a) also found that both ovaries appeared to be
functional, though the left seemed to be larger and carry more ova.
Parturition occurred in October and November and size at birth was
between 28.7 and 31.5 in (73 and 80 cm) TL. Thorson (1976a) reported
that the smallest gravid female was 120 in (305 cm) TL, and based on
this and other observations, reported the size at maturity is estimated
to be around 118 in (300 cm) TL. The life history of largetooth
sawfish, like most elasmobranchs, is characterized by slow growth, late
maturity, and low fecundity, which generally contributes to a low
intrinsic rate of population increase.
Simpfendorfer (2000) estimated that largetooth sawfish in Lake
Nicaragua had an intrinsic rate of increase (r) of 0.05 to 0.07 per
year, with a population doubling time (tx2) of 10.3 to 13.6
years. Intrinsic rates of increase below 0.1 are considered low, making
species particularly vulnerable to population decline (Musick et al.,
2000). The results indicated that if effective conservation measures
are put in place for the species and its habitats, recovery to levels
with little risk of extinction will take many decades. Since Thorson
(1973) hypothesized that many Lake Nicaragua sawfish may live their
whole lives in the lake and Faria (2007) reported that the Lake
Nicaragua sawfish may be a separate stock, the life history parameters
estimated by Simpfendorfer (2000) may be unique to that subpopulation
or stock.
Diet and Feeding
No published information is available that quantitatively describes
the diet of largetooth sawfish. Bigelow and Schroeder (1953) reported
that, in general, sawfish subsist on the most abundant small schooling
fishes in the area, such as mullets and small clupeids. There is also
some evidence of largetooth sawfish feeding on crustaceans and other
small benthic organisms (Bigelow and Schroeder, 1953). In these cases,
the rostrum may be used to stir up the bottom sediments to locate prey,
and in the case of fish predation, the rostrum may be used to stun or
wound the fish in a slashing movement (Bigelow and Schroeder, 1953).
Predation
While there is potential for competition between P. perotteti and
P. pectinata due to their overlap in range and habitat types, there is
no data to support this, and differences in patterns of habitat use and
salinity tolerance may adequately partition the niches of these
species. Thorson (1970) speculated that the Lake Nicaragua population
may have also competed with the bull shark, Carcharhinus leucas, as
both were quite prevalent (Thorson, 1970); however, both species have
since declined to the point of near extirpation. A Pristis
[[Page 40825]]
species has been documented within the stomach of a bottlenose dolphin
near Bermuda (Bigelow and Schroeder, 1953), in the stomach of a bull
shark (C. leucas) in Australia (Thorburn et al., 2004), and a juvenile
smalltooth sawfish was captured with fresh bite marks from what appears
to be a bull shark (Tonya Wiley, pers. comm., 2009). The International
Union for Conservation of Nature (IUCN) Red List for the largetooth
sawfish also states that crocodiles prey on the species (Charvet-
Almeida et al., 2007).
Distribution and Abundance
Historically, P. perotteti are thought to inhabit warm temperate to
tropical marine waters in the eastern and western Atlantic and
Caribbean. In the western Atlantic, P. perotteti occurred from the
Caribbean and Gulf of Mexico south through Brazil, and in the United
States, largetooth sawfish were reported in the Gulf of Mexico, mainly
along the Texas coast and east into Florida waters (Burgess and Curtis,
2003; Burgess et al., 2009). Burgess et al. (2009) also state that,
based on the evidence, the species rarely occurred in Florida waters
and that nearly all records of largetooth sawfish encountered in U.S.
waters were limited to the Texas coast. In the eastern Atlantic, P.
perotteti historically occurred from Spain through Angola.
Currently, P. perotteti are thought to primarily occur in
freshwater habitats in Central (includes Mexico) and South America and
West Africa. In Atlantic drainages, largetooth sawfish have been found
in freshwater at least 833 miles (1,340 km) from the ocean in the
Amazon River system (Manacapuru, Brazil), as well as in Lake Nicaragua
and the San Juan River; the Rio Coco, on the border of Nicaragua and
Honduras; Rio Patuca, Honduras; Lago de Izabal, Rio Motagua, and Rio
Dulce, Guatemala; the Belize River, Belize; Mexican streams that flow
into the Gulf of Mexico; Las Lagunas Del Tortuguero, Rio Parismina, Rio
Pacuare, and Rio Matina, Costa Rica; Rio San Juan and the Magdalena
River, Colombia; the Falm River in Mali and Senegal; the Saloum River,
Senegal; coastal rivers in Gambia; and the Geba River, Guinea-Bissau
(Thorson, 1974; 1982b; Castro-Aguirre, 1978 as cited in Thorson, 1982b;
Compagno and Cook, 1995; C. Scharpf and M. McDavitt, pers. comm., as
cited in Cook et al., 2005).
The United States
Although the first confirmed record of a U.S. largetooth sawfish
was from ``the Gulf of Mexico'' in 1878 (Burgess et al., 2009), they
were likely present prior to this time period. Sawfish encounters were
reported in the entire Gulf of Mexico in early popular literature of
the late 1800s but the similarities between the smalltooth and
largetooth sawfishes limited the ability of non-specialists to
discriminate between the two species. Because of this, there is no
conclusive data available for largetooth sawfish abundance before
fishing and other anthropogenic pressures began to affect their
distribution. Recreational fishers in Texas began targeting prize
fishes, including large elasmobranchs such as sawfishes, in the 1930s.
Photographs taken of these catches were favored in the print media,
allowing Burgess et al. (2009), to identify 33 largetooth sawfish in
Texas.
Though reported in the United States, it appears that P. perotteti
was never as abundant as P. pectinata, with approximately 39 confirmed
records (33 in Texas) from 1910 through 1961, and no confirmed
sightings in the years since (Burgess et al., 2009). A 1963 newspaper
article reporting a shrimp trawler off the coast of Texas taking a
``broadbill sawfish'' may refer to a largetooth sawfish (Burgess et
al., 2009). One specimen was reported between 1916 and 1919 in
Louisiana. The capture location and identification as a largetooth
sawfish species ``presumably from Alabama'' was catalogued at the
University of Alabama but could not be verified (Burgess et al., 2009).
Four individuals from Florida were noted between 1910 and 1960 (Burgess
et al., 2009). Two of the reports in Florida were identified by
elasmobranch researcher Stewart Springer by rostral tooth counts: One
from Key West (1941) and another from Port Salerno (Baughman, 1943;
Bigelow and Schroeder, 1953). Port Salerno is on the east coast of
Florida, making this capture the only reported largetooth sawfish
outside of the Gulf of Mexico in the United States. Another specimen
from south Florida was collected by the American Museum of Natural
History in 1910. The final record for P. perotteti in Florida was
recorded in the Springer and Woodburn (1960) study of Tampa Bay fishes.
The dried specimen was on display at the Sea-Orama in the City of
Clearwater Beach, but the identification was not verified, and the size
of the specimen (Burgess et al., 2009) was much smaller than any other
individual captured in U.S. waters. With this exception, all largetooth
sawfish captured in the U.S. were 14 feet (4.3 m) in length or larger.
In Texas, largetooth sawfish were primarily found in three regions:
Padre Island-Laguna Madre, Corpus Christi-Port Aransas, and Galveston-
Freeport (Burgess et al., 2009). Most were caught from 1929 through
1957, though some records may have been duplicated (Baughman, 1943).
Ten largetooth sawfish were encountered in the Corpus Christi-Port
Aransas region, from 1917 to 1961, though again duplication of records
is possible. The highest number of records is from the northeast Texas
coast (Galveston) and the lowest number from near the Texas-Mexico
border (Padre Island), corresponding to the historical freshwater
inflow patterns of the region (Longley, 1994). That is, sighting
frequency is positively correlated with higher freshwater flow
discharge. While it is likely that the freshwater affinity of this
species, especially in comparison to the smalltooth sawfish, attracted
the largetooth sawfish to these high outflow areas, these numbers may
also be an artifact of higher fishing effort or likelihood of reporting
in that area.
Burgess et al. (2009) report captures of largetooth sawfish in
Texas were primarily in shallow inshore waters and the majority (65
percent) of those captures noted were taken from fisheries using rod
and reel gears. Additionally, shrimp nets (reported as shrimp seines,
shrimp net, and shrimp trawls) are the gear type associated with
approximately 25 percent of all captures. Where size data could be
determined, all largetooth sawfish caught in Texas were greater than 16
ft (4.88 m) TL. Burgess et al. (2009) report all largetooth sawfish
found in U.S. waters were large (>14 ft (4.3 m)) and were primarily
encountered during periods of warm water (May through October),
suggesting that adults of this species mainly utilized Texas waters in
the summer (but data on month of capture only exist for 10 records).
The last confirmed record of P. perotteti in U.S. waters was from Port
Aransas, Texas on June 24, 1961. The last records for other Gulf of
Mexico states include Florida in 1941 and Louisiana in 1917. No records
of largetooth sawfish were found from Mississippi, and, as stated
previously, the one Alabama specimen could not be verified.
The Caribbean, Central America, and Northern South America
Only 33 confirmed records of P. perotteti exist for this region
outside of Costa Rica and Nicaragua (Burgess et al., 2009). The lack of
data likely stems from several factors, including confusion or
ambiguity of identification with smalltooth sawfish and the lack of
scientific surveys and popular reports during the time of highest
abundance. In total, 5 largetooth sawfish records were from Mexico, 5
from Guatemala, 1 from Honduras, 483 from Nicaragua, 37 from Costa
Rica, 7 from Colombia, 6 from
[[Page 40826]]
Venezuela, 1 from Guyana, 5 from Suriname, 1 from French Guiana, and 1
from Trinidad. Length data was not available for most of these
specimens.
Of the known Mexican largetooth sawfish, four were from the
southwestern Gulf of Mexico (Tamaulipas, Veracruz, Tabasco, and
Campeche), while one was captured at the northeastern tip of the
Yucatan Peninsula (Quintana Roo). The mature (17.7 ft (5.4 m in total
length), 1764 lbs (800 kg)) Yucatan individual was captured in 1997,
which is the northern-most record in recent history. It appears that
the last records in the Mexican Gulf of Mexico were prior to 1978, and
Caribbean records are very sparse.
No encounters could be substantiated in Belize (Burgess et al.,
2009). All five Guatemalan largetooth sawfish were from a survey of
Lake Izabal between 1946 and 1947, and sawfishes were reported to be
important inland fishes (Saunders et al., 1950). Though reported by
Thorson et al. (1966a; 1966b) to be common throughout the area, a claim
which was mirrored by local fishers at the time, there are no recent
reports of encounters with sawfishes in Guatemala. The lone largetooth
sawfish reported from Honduras was acquired from that country, but the
true origin of the rostrum and the date of capture could not be
confirmed.
The vast majority of P. perotteti records from Costa Rica (34 of
37) and Nicaragua (397 of 483) stem from Thorson's (1982a; 1982b) years
of work on the Lake Nicaragua-Rio San Juan system. The San Juan River
originates at Lake Nicaragua and runs along the Nicaragua-Costa Rica
border until it reaches the Caribbean slightly south of the Nicaraguan
border; therefore, movement between the countries was likely. Sawfish
were noted in Nicaragua as early as 1529 by a Spanish chronicler (Gill
and Bransford, 1877). This species was also reported in Nicaragua by
Meek (1907), Regan (1908), Marden (1944), Bigelow and Schroeder (1953),
Hagberg (1968), and Baez (1980a; 1980b). A commercial fishery for the
largetooth sawfish that began in earnest around 1970 quickly decimated
the Lake Nicaragua population (Thorson, 1982a). Low-level sustenance
fishing for this species was common before this time, but the
Nicaraguan government helped to establish a processing plant in 1970,
which processed and sold the meat, fins, and rostra in an efficient
manner. In the 1970s, an American supermarket chain (A&P) produced
advertisements in their Ohio, Pennsylvania, and Illinois chains which
included ``Fish Features'' listing ``Sierra Steaks'' using the Spanish
name for sawfish, pez sierra, as a fresh fish available in their stores
(The Times Recorder, 1975). By 1981, Thorson (1982a) was unable to
locate a single live specimen. Thorson (1982a) documented that within a
decade the commercial largetooth sawfish fishery had removed the
species from shallow water habitats within Lake Nicaragua. The species
was relegated to deep water ``pockets'' remaining in Lake Nicaragua.
Commercial fishing for largetooth sawfish in Lake Nicaragua was banned
in 2006, but the species is still caught incidentally by fishers
netting for other species (McDavitt, 2002). A Lake Nicaragua fisherman
reported that he encounters a few sawfish annually (McDavitt, 2002).
There are no known Nicaraguan records of the largetooth sawfish outside
of the Lake Nicaragua-Rio San Juan-Rio Colorado system (Burgess et al.,
2009).
Bussing (2002) indicated that this species was known to inhabit the
Rio Tempisque and tributaries of the San Juan basin in Costa Rica.
Three occurrences in that river were found in internet searches, one
being a 200 lb (90.7-kg) specimen caught recreationally (Burgess et
al., 2009). In Colombia, the Magdalena River estuary was the primary
source for largetooth sawfish encounters from the 1940s (Miles, 1945),
while other records originated from the Bahia de Cartagena and Isla de
Salamanca (both marine), and Rio Sinu (freshwater) from the 1960s
through the 1980s (Dahl, 1964; 1971; Frank and Rodriguez, 1976; Alvarez
and Blanco, 1985). Scientists in the country reported that there have
been no sightings of this species in Colombia for about 10 years
(Burgess et al., 2009).
Though thought to have once been abundant in some areas of
Venezuela (Cervignon, 1966a; 1966b), the last of the four confirmed
records of P. perotteti from that country was from 1962. The single
records from Guyana, French Guiana, and Trinidad appear to be from the
late 1800s and early 1900s. Of the five Suriname accounts, the latest
was collected in 1962.
Brazil
The largetooth sawfish was assessed as critically endangered in
Brazil by Charvet-Almeida and Faria (2008). A total of 139 reports are
available for this species (Burgess et al., 2009), some from as
recently as 2009. Most of the records for which location is known
originated in the state of Amazonas (12), which encompasses the middle
section of the Amazon River basin along with the confluence of the Rio
Negro and Rio Solimoes (in the state of Manaus). The other known
locations are from the states of Rio Grande do Norte, Sergipe, Bahia,
Espirito Santo, Rio de Janeiro, and Sao Paulo (1 record each), Para (7
records), and Maranhao (3 records). A few more reports were reported in
Maranhao (email from Patricia Charvet-Almeida to Shelley Norton, 2010).
Para contains the estuary and lower reaches of the Amazon River, and
Maranhao is just southeast of Para. Anectodal reports from fishers
indicate that they are also caught in Amapa, which is the northernmost
state in Brazil (Charvet-Almeida and Faria, 2008).
The Amazon River basin and adjacent waters are traditionally the
most abundant known area for largetooth sawfish in Brazil (Bates, 1964;
Marlier, 1967; Furneau, 1969); however, scientific collection and
fisheries data for this region are very limited, both historically and
recently. Sawfishes are captured as bycatch in artisanal and commercial
fisheries in northern Brazil (Charvet-Almeida, 2002). Most historic
records of largetooth sawfish in the Amazon River (Amazonia) predate
1974. Known lengths ranged from 4.9 to 8.2 ft (1.5 to 2.5 m) in total
length. Mathew McDavitt (pers. comm., 2010) notes there is anecdotal
evidence that P. perotteti is currently being targeted in Brazil for
the lucrative Chinese shark fin trade. A recent popular guide in China
for dried seafood products provides descriptions of a dozen or so
popular shark fin categories. Based on photographs and descriptions,
the category huang jiao (literally: ``yellow-glue'') comes from
sawfishes, the trade name deriving from its beige color and the
especially copious gelatine it produces when cooked. This Chinese dried
seafood book gives the current sources for huang jiao fin, noting that
the supply from Brazil is favored nowadays due to its comparatively
large size.
The Brazilian sawfish populations, which include both P. perotteti
and P. pectinata, are found in this region, but are almost exclusively
of the largetooth species, are presumably large and abundant compared
to those captured in other localities, due to the fact that sawfishes
have not yet been extirpated in Brazilian waters to the extent that
they have been elsewhere. Presumably both species are caught and sold.
No quantification of the exact species or number of captured or sold
sawfishes is currently available, though Charvet-Almeida and Faria
(2008) reported that as many as 1500 small and medium rostra and 180
large rostra were sold each year in Para alone.
The two most recent largetooth records in Brazil were from
Maranhao, one caught by a fisher in 1998 and another in 2009. The
latter was a gravid
[[Page 40827]]
female estimated to be 7 m TL (Burgess et al., 2009). Earlier reports
of largetooth sawfish in Maranhao were mostly from the 1980s and 90s
(Lessa, 1986; Martins-Juras et al., 1987; Stride and Batista, 1992;
Menni and Lessa, 1998; and Lessa et al., 1999). Sawfish are likely
caught incidentally by shark fishers in this state and landed for their
saws (Almeida et al., 2006).
Records of largetooth sawfish in each of the states south of
Maranhao are limited to one each, and the dates of capture are largely
unknown, though most appear to be from the nineteenth century. An
archeological site in Sao Paulo yielded tooled P. perotteti rostral
teeth, though whether they came from locally caught animals, or were
traded from the north is unknown. Charvet-Almeida and Faria (2008)
concluded that largetooth sawfish are most likely extirpated in most of
the states south of Maranhao.
West Coast of Africa
Historical records indicate that largetooth sawfish were once
relatively common in the coastal estuaries of West Africa. Verified
records exist from Senegal (1841 to 1902), Gambia (1885 to 1909),
Guinea-Bissau (1912), Republic of Guinea (1965), Sierra Leone (date
unknown), Liberia (1927), Cote d'Ivoire (1881 to 1923), Congo (1951 to
1958), Democratic Republic of the Congo (1951 to 1959), and Angola
(1951) (Burgess et al., 2009). Most records, however, lacked species
identification and locality data and may have been confused
taxonomically with other sawfish species that also occur in the area.
Unpublished notes from a 1950s survey detail 12 P. perotteti from
Mauritania, Senegal, Guinea, Cote d'Ivoire, and Nigeria, ranging in
size from 35 through 276 in (89 through 700 cm) in total length
(Burgess et al., 2009).
A more recent status review by Ballouard et al. (2006) reported
that sawfishes, including the largetooth sawfish, were once common from
Mauritania to the Republic of Guinea, but are now rarely captured or
encountered. According to this report, the range of sawfishes has
decreased to the Bissagos Archipelago (Guinea Bissau). The most recent
sawfish encounters outside Guinea Bissau were in the 1990s in
Mauritania, Senegal, Gambia, and the Republic of Guinea. The most
recent documented P. perotteti capture was from 2005 in Nord de
Caravela (Guinea Bissau), along with anecdotal accounts from fishers of
captures off of two islands in the same area (Burgess et al., 2009).
Summary and Abundance
As documented above, the range of the largetooth sawfish has
contracted significantly on both sides of the Atlantic. Although no
time-series abundance data exists to quantify the extent of the decline
of the species throughout its range, we believe that with the
substantial number of commercial and recreational fisheries fishing
along our U.S. coast, the uniqueness of the species morphology, and
because media and internet sites are easily accessible to the public,
largetooth sawfish encounters would be noteworthy and reported.
Additionally, outreach efforts along the Gulf of Mexico coast in the
U.S. for the smalltooth sawfish, which includes printed brochures and
signage in local bait shops, marinas, and boat ramps on where and how
to report sawfish encounters, should have increased the likelihood of
reporting a largetooth sawfish encounter. Access to media and internet
sites for reporting largetooth encounters outside the U.S. is most
likely less common in some of the remote areas along the coasts of
Central America, the Amazonian region of Brazil, and West Africa.
Nevertheless, the apparent decrease of sightings over time suggests
that the species has undergone severe declines in abundance throughout
its range. Moreover, the decline in museum records, negative scientific
survey results in the U.S. and Lake Nicaragua, and anecdotal reports
from fisher people suggest the trend for the species is declining
(Burgess et al., 2009).
Peer Review and Public Comment
In December 2004, the Office of Management and Budget (OMB) issued
a Final Information Quality Bulletin for Peer Review establishing
minimum standards for peer review. Similarly, a joint NMFS/FWS policy
(59 FR 34270; July 1, 1994) requires us to solicit independent expert
review from at least three qualified specialists, concurrent with the
public comment period. We solicited peer review comments from four
scientific peer reviewers. Public comments were received from five
commenters. Three commenters supported our decision to list the species
as endangered under the ESA, but none of the commenters or peer
reviewers indicated they did not support the decision to list the
species. Several of the commenters did not support our decision not to
designate critical habitat. Two commenters provide information on the
occurrence of the species within specific areas. The peer review and
public comments are summarized below.
Peer Review Comments
Comment 1: General editorial peer review comments identified some
errors in the lack of italicization of the species genus and species
name.
Response: We have corrected these errors in the final rule.
Comment 2: No directed research for largetooth sawfish is ongoing
in Texas, but Texas Parks and Wildlife Department (TPWD) is conducting
surveys which could capture sawfish in Texas waters. TPWD has ongoing
standardized fisheries independent and dependent monitoring programs in
all of the bay systems and in the Gulf of Mexico along the Texas
coastline for the last 35 years. The surveys are conducted using
seines, trawls, and gill nets annually. All of the gears used have been
found to capture sawfish. Only two sawfish have been recorded during
the sampling and they were smalltooth sawfish.
Response: This supports the information in our files on the
extirpation of the largetooth sawfish from Texas waters for decades. We
have incorporated this information into our files.
Comment 3: TPWD classifies the smalltooth sawfish and largetooth
sawfish as endangered or threatened animals and prohibits the killing
or take of either species. TPWD also distributes ``Shark Identification
and Regulations in Texas'' brochures that includes information on the
prohibition of take of sawfish and also provides information on where
to report an encounter. These brochures are distributed from TPWD Field
Stations, Law Enforcement Offices, during outreach events, public
meetings, public hearings, and upon request. In 2010, NMFS funded the
TPWD with section 6 ESA funds to conduct outreach and educational
events to promote reporting sawfish captures to the National Sawfish
Encounter Database.
Response: Outreach efforts in Texas have been very successful and
have resulted in the public reporting of smalltooth sawfish encounters
to the National Sawfish Encounter Database, and the reporting of the
location of curio saws of largetooth sawfish for the purposes of
obtaining genetic information.
Comment 4: The largetooth sawfish will benefit from an endangered
species listing, but critical habitat should not be designated or a
recovery plan developed, unless the species returns to U.S. waters.
Designating critical habitat or developing a recovery plan would be
[[Page 40828]]
arbitrary and capricious with little scientific merit.
Response: We do not propose to designate critical habitat. We will
develop a recovery plan for the largetooth sawfish if we determine that
sections 4(f)(1) and 4(a)(1)(A) of the ESA apply. Section 4(f)(1) of
the ESA states that ``Recovery plans shall be developed unless such
plans will not promote the conservation of the species * * *'' Section
4 (f)(1)(A) of the ESA also states ``Priority will be given to the
maximum extent practicable, to those species that will most likely
benefit from such plans * * *''
Comment 5: Several reviewers requested we designate critical
habitat in foreign countries and one reviewer stated that we can
determine the habitat capacity for the species in foreign countries.
Response: We do not have specific information on the habitat
capacity for the largetooth sawfish in foreign countries and no law
provides us with authority to designate critical habitat in foreign
countries (50 CFR 424.12 (h)).
Comment 6: The Convention on International Trade of Endangered
Species (CITES) does not include the U.S. in their described
distribution of P. perotteti listing, it only includes Brazil,
Colombia, El Salvador, Gambia, Guatemala, Guinea Bissau, Honduras,
Mali, Nicaragua, Panama, and Senegal.
Response: The range information in CITES is consistent with the
information in our files.
Comment 7: Hotspots exist for the species throughout its range.
Conservation efforts should be made which include the development of
regulations and the redirecting of law enforcement efforts in hotspot
areas. Three potential hot spots are Costa Rica, Nicaragua, and Brazil.
Additionally, a proposed dredging project in the San Juan River in
Nicaragua was identified in a hotspot area that will modify water flow
and natural habitats for largetooth and smalltooth sawfish in the area.
Response: NMFS agrees that Costa Rica, Nicaragua, and Brazil appear
to be hotspots for the species. We cannot develop regulations or manage
law enforcement efforts in foreign countries, but we can provide
information to international sawfish researchers and government staff
on potential conservation issues or threats to listed species.
Prohibitions under section 9 of the ESA apply to all U.S. citizens and
U.S. government actions, anywhere.
Comment 8: Although some biologists in Costa Rica believe the
largetooth sawfish has been extirpated from the country, recent
anecdotal information from fisherman indicate that sawfish (smalltooth
or largetooth) are still present in the area.
Response: We do not have any information on recent reports of
largetooth sawfish in Costa Rica, but we will follow-up with the
reviewer to try to obtain more information on the recent reports.
Comment 9: A recommendation was made to advise local governments,
universities, researchers, and non-governmental agencies to become more
involved in promoting and funding scientific research throughout the
range of the largetooth sawfish. The reviewer also provided a list of
potential research efforts that should be considered.
Response: We will work with the IUCN Shark Specialist Group's newly
formed Sawfish Conservation Committee, to develop a conservation
strategy and plan for all sawfish species, foreign and domestic. The
conservation plan should identify actions or research efforts necessary
to conserve all species of sawfish.
Comment 10: A reviewer noted that mangrove areas are considered
pupping grounds for P. perotteti but provided no data or references in
support.
Response: We could not locate specific information on pupping
grounds for P. perotteti, but we believe the species may use mangrove
habitat for pupping, based on the information known on the use of
mangrove habitats as nursery areas for P. pectinata.
Comment 11: Add information into the ``Age and Growth'' section
from a paper written by Simpfendorfer (2000).
Response: Simpfendorfer (2000) provides population growth rate
information which is included in the ``Reproductive Biology'' section.
Growth rate information from captive sawfish in Colombia from
Bohoroquez (2001) was added to the ``Age and Growth'' section.
Comment 12: A reviewer did not agree that there is doubt regarding
the reproductive method for sawfish.
Response: No reproductive studies on P. perotteti exist in the
literature so reproductive method is inferred from studies of closely
related sawfishes.
Comment 13: Are foreign records of largetooth sawfish reports from
museums or grey literature?
Response: The primary source of foreign records of P. perotteti
comes from Burgess et al. (2009). Burgess et al. (2009) used various
methods to gather information on the species including personal
interviews, literature searches, historic newspaper and magazine
searches, and interviews with scientists in museum curators in foreign
countries.
Comment 14: A reviewer suggested we change the word ``few'' to
``many'' when we discuss the number of decades needed to recover P.
perotteti.
Response: We agree, Simpfendorfer (2000), determined it will take
several decades to recover the species and changed the text.
Comment 15: A reviewer requested additional citations throughout
the document.
Response: The reviewer did not provide suggested citations to add
to our document. Information is limited on P. perotteti, and we
provided the applicable citations available on the species.
Comment: 16: Rostral teeth counts can overlap between P. perotteti
and P. pectinata.
Response: We acknowledge that the rostral teeth counts can overlap
between the species, both species can have 22 teeth per side.
Comment 17: A reviewer stated that, based on the limited fisheries
data available on P. perotteti, that the statement that P. perotteti
was never abundant in U.S. waters should be restated as ``never as
abundant as P. pectinata.''
Response: We agree with the reviewer statement and changed the text
in the final rule.
Comment 18: Guerillas and drug smugglers make it almost impossible
to access some areas in Central and South America.
Response: We acknowledge that illegal activities may affect access
to areas that support P. perotteti and recent information on the
presence of the species in these areas may not be available.
Comment 19: NMFS does not need evidence of habitat loss throughout
the species' range to say that habitat loss is a threat outside the
U.S. The reviewer also notes that population growth is linked to a
world-wide habitat problem that affects all coastal and estuarine
species.
Response: We acknowledge that habitat loss is occurring throughout
the species' entire range in the proposed and final rule in the ``The
Present or Threatened Destruction, Modification, or Curtailment of its
Habitat or Range'' section and we also recognize that habitat losses
are occurring range-wide.
Comment 20: A reviewer noted that data may not exist outside of
Lake Nicaragua on the exact extent of the species decline but that it
is correct to say that severe declines have taken place within its
range.
Response: NMFS agrees that no other fishery data exists outside of
the Lake Nicaragua fishery data and we agree that significant declines
in the species abundance have most likely occurred.
[[Page 40829]]
Comment 21: Capture records in the states south of Maranhao are
incorrect. A few more reports from other states occurred in the 1970's.
Response: We corrected the information in our final rule.
Comment 22: A score of (3) was very low on our evaluation of
``other risk'' factors for evaluating extinction risk. Simpfendorfer
(2000) indicates recovery would take decades and the species is very,
very, vulnerable to fishing gear entanglement, so the reviewer suggests
the score should be increased. The reviewer also suggests that fishing
gears or risk of entanglement would fit better in the ``other risk''
evaluation category.
Response: A risk level of 3 equates to a moderate risk, which
according to Wainwright and Kope's (1999) is defined as factors that
contribute significantly to long-term risk of extinction, but do not
alone constitute a danger of extinction in the future. We rated the
``other risk'' factors, which includes life history characteristics of
slow growth and late maturity a 3 because life history alone does not
alone constitute a danger of extinction in the future. We did not
change our ranking of the ``other risks'' factors.
Wainwright and Kope (1999) explain the ``other risks'' factor
category as including life history information so we believe this is
the correct place for evaluating the life history information.
Entanglement and other bycatch are commonly considered in the
overutilization factor.
Comment 23: The fishing gear types listed under the ``Commercial
Fisheries'' section of the proposed rule for the shark fishery in
Brazil are incorrect. The gear types should be listed as gillnets and
trawl nets.
Response: We corrected this error in the final rule.
Comment 24: In Brazil and Nicaragua the species is protected, which
means catches and landings are illegal. Harvest limits are not in place
and enforcement is a challenge. The reviewer requested we revise the
sentence in the ``The Inadequacy of Existing Regulatory Mechanisms''
section on the protections in Brazil.
Response: We modified the sentence to clarify that the protections
do not apply to harvest limits.
Comment 25: Protections in the U.S. for P. pectinata will benefit
P. perotteti, should it return to U.S. waters.
Response: We agree because both species are susceptible to the same
types of threats, and because we have conservations measures in place
for P. pectinata throughout the U.S. historic range of P. perotteti.
Comment 26: Predation is not a threat for the species.
Response: We stated in the proposed rule that no evidence suggests
that predation is a threat to the species.
Comment 27: A citation quoted rostral tooth counts incorrectly for
Wiley et al. (2008). Rostral tooth counts for P. pectinata should be
22-29 per side.
Response: We corrected the error in the final rule.
Public Comments
Comment 28: Largetooth sawfish has not been documented within the
boundaries of any National Park Service unit.
Response: This information has been incorporated into our files.
Comment 29: Pristis perotteti likely disappeared from the area of
intervention of the Regional Commission on Fisheries which covers
Gambia, Guinea, Guinea Bissau, Mauritania, Senegal, and Sierra Leone,
20 years ago. Investigations conducted in 2005-2006 for the Sharks Sub-
Regional Action Plan, Fondation Internationale du Banc d'Arguin,
Poverty Reduction Strategy Paper, and Noah Conservation, revealed that
recent catches of P. perotteti in West Africa date back to 1970 in
Gambia, 1984 in Senegal, 1993 in Guinea, 1995 in Mauritania, and 2000
in Guinea-Bissau. The species was abundant in West Africa until 1970.
Additionally, investigators in the seven countries (Gambia, Guinea,
Guinea Bissau, Mauritania, Senegal, and Sierra Leone) made no
observations of P. perotteti between 2004 and September of 2010.
Response: The commenter's information supports the information in
our files regarding the decline of the species in West Africa.
Comment 30: Loss of habitat has contributed to the reduction in
range for P. perotteti and habitat loss is affecting the largetooth
sawfish throughout its range; consequently a proposed project (Harbour
Pointe) in southwest Florida has the potential to remove three acres of
mangrove habitat that may impact the P. perotteti and other fishes.
Response: We acknowledge in our proposed rule that habitat loss is
a threat to the species. The species is no longer found in U.S. waters
so projects proposed in southwest Florida will not affect the species.
However, NMFS will consult under section 7 of the ESA on federally
authorized or funded projects in southwest Florida, if the effects of
the proposed project may affect listed species (e.g. smalltooth sawfish
and sea turtles) or their designated critical habitat, under our
jurisdiction.
Comment 31: Effects from urban and agricultural activities can
directly impact critical habitat but may also have lasting effects on
adjacent water resources (i.e., water chemistry, hydrology, salinity,
and quality). The commenter also noted that nutrient pollution from
urban and agricultural sources can threaten sawfish and other fish
species. In particular, the commenter notes that dinoflagellates, for
example Pfiesteria species, can cause haemorrhaging, sloughing of the
skin tissue and deep ulcerations, and that fish with these symptoms
have a higher probability of experiencing mortality. The commenter also
suggests that once listed, the recovery plan for the species should
follow the goals of the smalltooth sawfish recovery plan for reducing
threatening algal blooms, improving water quality, and decreasing red
tide events.
Response: As stated in the proposed rule, we have no information
indicating that diseases are a threat to the species. NMFS will
consider all potential threats to the species if we develop a recovery
plan for the species.
Comment 32: Based on the best available scientific reports NMFS
cannot conclude confidently that the largetooth sawfish has been
extirpated from Florida.
Response: The information in our files indicates the species has
not been encountered in Florida since 1941.
Comment 33: Listing of the species should move forward while
concurrently considering the prudency of determinability of critical
habitat as required under 16 U.S.C. 1533 (a)(3)(A)(i).
Response: We are moving forward with the listing of P. perotteti
but are not proposing to designate critical habitat for the species.
Please see ``Critical Habitat'' section below for further explanation
on our decision not to designate critical habitat.
Comment 34: Two commenters stated that failing to designate
critical habitat within the U.S. jurisdictional waters will deprive
largetooth sawfish of its key protections and will inadequately
conserve the species. The primary conservation benefit of critical
habitat designation is that it provides a separate basis for federal
agencies to consult under ESA section 7, 16 U.S.C. 1536(a)(2).
Additionally, 50 CFR 424.12(b)(5) requires NMFS to consider historic
geographical and ecological distributions of a species and that in the
proposed rule to list P. perotteti we fail to do this, and that we
elevate only one of the regulatory factors (50 CFR 424.12(b)(4)),
``breeding'' above all others. The commenter further states
[[Page 40830]]
that we are ignoring 4 of the 5 factors we are required to consider for
critical habitat designation and that it is inappropriate and illegal
to do so. The commenter also stated that foraging is an essential
biological function that cannot be discounted and requests we consider
foraging behaviours as a trigger for designating critical habitat.
Response: We disagree, determining not to designate critical
habitat for P. perotteti will not deprive the species of its key
protections. Section 3(5)(A)(ii) of the ESA states that ``critical
habitat'' for threatened or endangered species means specific area(s)
outside the geographical area occupied by the species at the time it is
listed in accordance with the provisions of the Act, upon a
determination of the Secretary that such area(s) are essential for the
conservation of the species. Using the best available scientific and
commercial data we cannot determine an area or areas essential to the
conservation of P. perotteti within U.S. jurisdiction. We cannot
designate critical habitat in foreign countries or in areas outside
U.S. jurisdiction (50 CFR 424.12(h)). See the ``Critical Habitat''
section for further explanation on our determination not to designate
critical habitat. Additionally, regulations at 50 CFR 424.12(b) only
apply to identifying occupied areas. For unoccupied critical habitat
the required finding is ``one or more specific areas are essential to
the species conservation.''
Comment 35: Conclusions about largetooth sawfish uses of U.S.
waters for seasonal foraging and our determination that the species
will most likely never breed in U.S. waters is suspect. The commenter
also stated that our reliance on historic accounts of reports of
encounters of only large animals (14 ft or larger) to establish no
breeding historically occurred in U.S. waters is also speculative.
Response: All encounter records of largetooth sawfish in U.S.
waters were reported during the summer months and no juvenile
largetooth sawfish have ever been documented from U.S. waters.
Additionally, the commenter did not provide any data to support a
breeding population of largetooth sawfish ever existed in the U.S.
Comment 36: Two commenters stated that historically, fisherman were
only inclined to report the capture of large fish and generally do not
report small (juvenile) sawfish so that our determination that U.S.
waters does not contain the essential biological features necessary for
the species conservation is flawed.
Response: The best available scientific and commercial data does
not contain reports of small (juvenile) largetooth sawfish. Juvenile
sawfish can range in size from 2-6 ft in total length, based on
information taken from the smalltooth sawfish recovery plan. A fish
that is 2-6 ft long is not considered by many people as small. Also,
based on information in the National Sawfish Encounter Database,
located at the Florida Museum of Natural History, reports of smaller
sawfish species (not P. perotteti) have been reported historically, and
currently by U.S. and foreign fishers. NMFS is not required to
determine if essential biological features exist for the largetooth
sawfish when designating unoccupied critical habitat. See ``Critical
Habitat'' section for more details.
Comment 37: A commenter stated that we discount the recovery aspect
of a critical habitat designation and that the designation of
unoccupied critical habitat is necessary for population growth or
foraging behaviour.
Response: Based on the best available scientific and commercial
data, including the lack of evidence of a permanent, large population
in U.S. waters, we have determined that the species does not require
expansion into or re-establishment of use of U.S. habitats for
recovery. See ``Critical Habitat'' section for more details.
Comment 38: A commenter questioned our conclusion in the proposed
rule that the protections offered to the endangered U.S. distinct
population segment (DPS) of smalltooth sawfish may benefit the
largetooth sawfish.
Response: All sawfish species in the U.S. are threatened by similar
factors (incidental and directed capture from commercial and
recreational fishers, habitat loss, and trade) so conservation efforts
directed toward the endangered U.S. DPS of smalltooth sawfish will also
promote the conservation of the largetooth sawfish, should it return to
U.S. waters.
Comment 39: NMFS should include an analysis on any new and likely
significant impacts to largetooth sawfish from the recent BP Deepwater
Horizon oil spill, and acknowledge that ongoing and/or future oil and
gas production in the Gulf of Mexico is a significant threat to the
largetooth sawfish.
Response: Studies are ongoing to determine the impacts from the BP
Deepwater Horizon oil spill. No conclusive determinations have been
made yet.
Summary of Changes From the Proposed Listing Rule
Based on the comments received and our review of the proposed rule,
we made the changes listed below.
1. We corrected any errors identified by reviewers and commenters.
2. We corrected the error in the ``Background'' section that stated
we completed a status review of the species in 2000.
Species Determination
We first considered whether P. perotteti met the definition of
``species'' pursuant to section 3 of the ESA as described above. As
stated in the taxonomy section above, after reviewing the best
available scientific and commercial taxonomic data on the species, we
determined that P. perotteti is a ``species'' and its range is the
eastern and western Atlantic Ocean.
Extinction Risk
We next considered the risk of extinction for P. perotteti to
determine whether the species is threatened or endangered as defined
above. No quantitative estimate of abundance for the species is known,
so methods such as population viability analysis cannot be used to
determine the risk of extinction for the species. Therefore, we must
use a method to determine the risk of extinction using qualitative
information.
Wainwright and Kope (1999) developed methods to assess the risk of
extinction for U.S. West Coast salmon. Using the definitions of
endangered and threatened in the ESA, they considered a variety of
information to assess extinction risks, including abundance, trends,
productivity, variability, genetic integrity, and other risks.
Wainwright and Kope (1999) further consider the risk to small
populations based on potential genetic effects or random demographic
effects. They also considered habitat capacity to answer questions
about the carrying capacity and whether the carrying capacity can
ensure the populations viability. In assessing the risk of extinction
using trends, productivity, and variability, Wainwright and Kope (1999)
indicate that short- and long-term trends in abundance are the primary
indicators of risk. Wainwright and Kope (1999) also assessed the
effects of genetic integrity (introduced genotypes, interactions with
hatchery fish, or anthropogenic selection) as it relates to evaluating
the risk of extinction. Loss of fitness and loss of diversity can occur
from random genetic effects and increase the risk of extinction for a
species. Wainwright and
[[Page 40831]]
Kope (1999) also evaluated other risks that are considered for
salmonids (disease, predation, and changes in life history). These
``other risks'' can affect the sustainability of a population. The last
factor that Wainwright and Kope (1999) evaluated is the risks
associated with recent events. Changes in harvest rates, anthropogenic
changes in the environment (habitat degradation or enhancement), or
natural events (floods, volcanic eruptions) can pose a risk for species
but may not have been adequately considered by looking at the other
effects above when there is a time-lag in seeing the effect of recent
events.
In addition to analyzing factors that may affect the risk of
extinction for salmon, Wainwright and Kope (1999) developed a general
quantitative evaluation method to assess both qualitative and
quantitative evidence for the various risk factors. In this method,
four of the major categories of extinction risk are scored. These four
categories are: (1) Abundance, (2) trend, productivity, and variability
(TPV), (3) genetic integrity, and (4) ``other risks''. The risk
categories are scored on a scale from 1 to 5. A score of 1 represents a
very low risk and factors (single or multiple factors) scored at this
level are unlikely to contribute significantly to risk of extinction. A
score of 2 represents a low risk and single factors are unlikely to
contribute to extinction alone, but in combination with other factors
may be a concern. Scores of 3 represent moderate risk. These factors
contribute significantly to long-term risk of extinction, but do not
alone constitute a danger of extinction in the near future. Score
values of 4 represent increasing risk. This rating indicates the
present risk is low or moderate, but is likely to increase to high risk
in the future (reflects the ESA definition of threatened). Scores of 5
represent the high risk rating. This factor indicates danger of
extinction in the near future.
Biologists at SERO used Wainwright and Kope's (1999) methods to
assess extinction risk for P. perotteti. For the abundance category the
following were important considerations. Small-population risks for the
species were considered to assess the risk of extinction. As detailed
above, museum records, negative scientific survey results in the U.S.
and Lake Nicaragua, and anecdotal reports from fishers suggest the
trend for the species is declining and population size is small. This
species is also a K-selected animal which indicates they are usually
successful at maintaining relatively small, persistent population siz