Approval and Promulgation of Implementation Plans; Connecticut, Maine, New Hampshire and Rhode Island; Infrastructure SIPs for the 1997 8-Hour Ozone National Ambient Air Quality Standards, 40248-40258 [2011-17021]
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Dayton areas which include Hamilton,
Butler, Warren, Clermont, Clark, Greene,
Miami, and Montgomery Counties.
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[FR Doc. 2011–17049 Filed 7–7–11; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R01–OAR–2008–0639; EPA–R01–
OAR–2008–0641; EPA–R01–OAR–2008–
00642; EPA–R01–OAR–2008–0643; A–1–
FRL–9431–2]
Approval and Promulgation of
Implementation Plans; Connecticut,
Maine, New Hampshire and Rhode
Island; Infrastructure SIPs for the 1997
8-Hour Ozone National Ambient Air
Quality Standards
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is approving submittals
from the States of Connecticut, Maine,
New Hampshire and Rhode Island.
These submittals outline how each
state’s State Implementation Plan (SIP)
meets the requirements of the Clean Air
Act (CAA) for the 1997 8-hour ozone
national ambient air quality standards
(NAAQS). Section 110(a) of the CAA
requires that each state adopt and
submit a SIP for the implementation,
maintenance and enforcement of each
NAAQS promulgated by the EPA. This
SIP is commonly referred to as an
infrastructure SIP. Specifically, EPA is
taking final action to fully approve the
submittals from Connecticut, Maine,
New Hampshire and Rhode Island, with
one exception. EPA is taking direct final
action to conditionally approve one
element of Connecticut’s submittal.
These actions are being taken under the
Clean Air Act.
DATES: Effective Dates: This rule will be
effective August 8, 2011, with one
exception. The conditional approval of
one element of Connecticut’s SIP is a
direct final rule which will be effective
September 6, 2011, unless EPA receives
adverse comments on that action by
August 8, 2011.
If adverse comments are received,
EPA will publish a timely withdrawal of
the direct final rule in the Federal
Register informing the public that the
rule will not take effect.
ADDRESSES: Submit your comments, if
any, on EPA’s direct final conditional
approval for Connecticut, identified by
Docket ID Number EPA–R01–OAR–200–
0639 by one of the following methods:
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SUMMARY:
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1. https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
2. E-mail: arnold.anne@epa.gov Fax:
(617) 918–0047. Mail: ‘‘Docket
Identification Number EPA–R01–OAR–
2008–0639’’, Anne Arnold, U.S.
Environmental Protection Agency, EPA
New England Regional Office, Office of
Ecosystem Protection, Air Quality
Planning Unit, 5 Post Office Square—
Suite 100, (Mail code OEP05–2), Boston,
MA 02109–3912
3. Hand Delivery or Courier. Deliver
your comments to: Anne Arnold,
Manager, Air Quality Planning Unit,
Office of Ecosystem Protection, U.S.
Environmental Protection Agency, EPA
New England Regional Office, Office of
Ecosystem Protection, Air Quality
Planning Unit, 5 Post Office Square—
Suite 100, (Mail code OEP05–2), Boston,
MA 02109–3912. Such deliveries are
only accepted during the Regional
Office’s normal hours of operation. The
Regional Office’s official hours of
business are Monday through Friday,
8:30 to 4:30, excluding legal holidays.
Instructions: Direct your comments
for Connecticut to Docket ID No. EPA–
R01–OAR–2008–0639. EPA’s policy is
that all comments received will be
included in the public docket without
change and may be made available
online at https://www.regulations.gov,
including any personal information
provided, unless the comment includes
information claimed to be Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Do not submit
through https://www.regulations.gov, or
e-mail, information that you consider to
be CBI or otherwise protected. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
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Docket: All documents in the
electronic docket are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
Office of Ecosystem Protection, U.S.
Environmental Protection Agency, EPA
New England Regional Office, 5 Post
Office Square, Suite 100, Boston, MA.
EPA requests that if at all possible, you
contact the person listed in the FOR
FURTHER INFORMATION CONTACT section to
schedule your inspection. The Regional
Office’s official hours of business are
Monday through Friday, 8:30 to 4:30,
excluding legal holidays.
FOR FURTHER INFORMATION CONTACT:
Richard P. Burkhart, Air Quality
Planning Unit, U.S. Environmental
Protection Agency, EPA New England
Regional Office, 5 Post Office Square,
Suite 100, Boston, MA 02109–3912,
telephone number (617) 918–1664, fax
number (617) 918–0664, e-mail
Burkhart.Richard@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Scope of Action on Infrastructure
Submissions
III. EPA’s Response to Comments
IV. Final Actions
V. Statutory and Executive Order Reviews
I. Background
Section 110(a) of the Clean Air Act
imposes the obligation upon states to
make a SIP submission to EPA for a new
or revised NAAQS, but the contents of
that submission may vary depending
upon the facts and circumstances. In
particular, the data and analytical tools
available at the time the state develops
and submits the SIP for a new or revised
NAAQS affects the content of the
submission. The contents of such SIP
submissions may also vary depending
upon what provisions the state’s
existing SIP already contains. In the
case of the 1997 8-hour ozone NAAQS,
states typically have met the basic
program elements required in section
110(a)(2) through earlier SIP
submissions in connection with
previous ozone standards.
On October 2, 2007, EPA issued a
guidance document entitled, ‘‘Guidance
on SIP Elements Required Under
Sections 110(a)(1) and (2) for the 1997
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8-hour Ozone and fine particle (PM2.5)
National Ambient Air Quality
Standards.’’ This guidance noted that to
the extent an existing SIP already meets
the section 110(a)(2) requirements,
states need only certify that fact via a
letter to EPA.
The States of Connecticut, Maine,
New Hampshire, and Rhode Island each
submitted such certification letters to
EPA on December 28, 2007, January 3,
2008, December 14, 2007 and December
14, 2007, respectively. All four
submittals were deemed complete,
effective April 28, 2008. (See 73 FR
16205; March 27, 2008.)
On March 23, 2011, EPA proposed to
approve the Connecticut, Maine, New
Hampshire and Rhode Island
infrastructure submissions for the 1997
8-hour ozone NAAQS. See 76 FR 16358.
A summary of the background for
today’s final actions is provided below.
See EPA’s March 23, 2011, proposed
rulemaking at 76 FR 16358 for more
detail.
More specifically, section 110(a)(1)
provides the procedural and timing
requirements for SIPs. Section 110(a)(2)
lists specific elements that states must
meet for ‘‘infrastructure’’ SIP
requirements related to a newly
established or revised NAAQS. As
mentioned above, these requirements
include SIP infrastructure elements
such as modeling, monitoring, and
emissions inventories that are designed
to assure attainment and maintenance of
the NAAQS. The requirements that are
the subject of this proposed rulemaking
are listed below: 1
• 110(a)(2)(A): Emission limits and
other control measures.
• 110(a)(2)(B): Ambient air quality
monitoring/data system.
• 110(a)(2)(C): Program for
enforcement of control measures.2
• 110(a)(2)(D)(ii): Interstate transport.
1 Two elements identified in section 110(a)(2) are
not governed by the three year submission deadline
of section 110(a)(1) because SIPs incorporating
necessary local nonattainment area controls are not
due within three years after promulgation of a new
or revised NAAQS, but rather due at the time the
nonattainment area plan requirements are due
pursuant to section 172. These requirements are: (1)
Submissions required by section 110(a)(2)(C) to the
extent that subsection refers to a permit program as
required in part D Title I of the CAA; and (2)
submissions required by section 110(a)(2)(I) which
pertain to the nonattainment planning requirements
of part D, Title I of the CAA. Today’s final
rulemaking does not address infrastructure
elements related to section 110(a)(2)(I) but does
provide detail, as explained in the notice of
proposed rulemaking, on how the respective states’
SIP addresses the requirements of section
110(a)(2)(C) not related to the part D permit
program for nonattainment areas.
2 This rulemaking only addresses requirements
for this element as they relate to attainment areas,
if any.
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• 110(a)(2)(E): Adequate resources.
• 110(a)(2)(F): Stationary source
monitoring system.
• 110(a)(2)(G): Emergency power.
• 110(a)(2)(H): Future SIP revisions.
• 110(a)(2)(J): Consultation with
government officials; public
notification; and PSD and visibility
protection.
• 110(a)(2)(K): Air quality modeling/
data.
• 110(a)(2)(L): Permitting fees.
• 110(a)(2)(M): Consultation/
participation by affected local entities.
II. Scope of Action on Infrastructure
Submissions
EPA is taking final action to approve
the Connecticut, Maine, New
Hampshire and Rhode Island SIPs as
demonstrating that the respective States
meet the requirements of sections
110(a)(1) and (2) of the CAA for the
1997 8-hour ozone NAAQS. Section
110(a) of the CAA requires that each
state adopt and submit a SIP for the
implementation, maintenance, and
enforcement of each NAAQS
promulgated by the EPA, which is
commonly referred to as an
‘‘infrastructure’’ SIP. Connecticut,
Maine, New Hampshire and Rhode
Island certified that the Connecticut,
Maine, New Hampshire and Rhode
Island SIPs contain provisions that
ensure the 1997 8-hour ozone NAAQS
is implemented, enforced, and
maintained in Connecticut, Maine, New
Hampshire and Rhode Island,
respectively. The Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure submissions address all
the required infrastructure elements for
the 1997 8-hour ozone NAAQS. EPA has
determined that the Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure submissions are
consistent with section 110 of the CAA,
with the exception of the Connecticut
submission with respect to section
110(a)(2)(D)(ii). Therefore, EPA is taking
final action to fully approve the
submittals from Connecticut, Maine,
New Hampshire and Rhode Island, with
one exception. EPA is taking direct final
action to conditionally approve
Connecticut’s submittal with respect to
section 110(2)(D)(ii), as discussed
further in Section III below.
Additionally, EPA is responding to
comments received on EPA’s March 23,
2011 proposed approval of the
Connecticut, Maine, New Hampshire
and Rhode Island infrastructure
submissions.
EPA is currently acting upon SIPs that
address the infrastructure requirements
of CAA section 110(a)(1) and (2) for
ozone and PM2.5 NAAQS for various
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states across the country. Commenters
on EPA’s recent proposals for some
states raised concerns about EPA
statements that it was not addressing
certain substantive issues in the context
of acting on the infrastructure SIP
submissions.3 The commenters
specifically raised concerns involving
provisions in existing SIPs and with
EPA’s statements that it would address
two issues separately and not as part of
actions on the infrastructure SIP
submissions: (i) existing provisions
related to excess emissions during
periods of start-up, shutdown, or
malfunction at sources, that may be
contrary to the CAA and EPA’s policies
addressing such excess emissions
(‘‘SSM’’); and (ii) existing provisions
related to ‘‘director’s variance’’ or
‘‘director’s discretion’’ that purport to
permit revisions to SIP approved
emissions limits with limited public
process or without requiring further
approval by EPA, that may be contrary
to the CAA (‘‘director’s discretion’’).
EPA notes that there are two other
substantive issues for which EPA
likewise stated that it would address the
issues separately: (i) existing provisions
for minor source new source review
programs that may be inconsistent with
the requirements of the CAA and EPA’s
regulations that pertain to such
programs (‘‘minor source NSR’’); and (ii)
existing provisions for Prevention of
Significant Deterioration programs that
may be inconsistent with current
requirements of EPA’s ‘‘Final NSR
Improvement Rule,’’ 67 FR 80,186
(December 31, 2002), as amended by 72
FR 32,526 (June 13, 2007) (‘‘NSR
Reform’’). In light of the comments, EPA
now believes that its statements in
various proposed actions on
infrastructure SIPs with respect to these
four individual issues should be
explained in greater depth with respect
to these issues.
EPA intended the statements in the
proposals concerning these four issues
merely to be informational, and to
provide general notice of the potential
existence of provisions within the
existing SIPs of some states that might
require future corrective action. EPA did
not want states, regulated entities, or
members of the public to be under the
misconception that the Agency’s
approval of the infrastructure SIP
3 See, Comments of Midwest Environmental
Defense Center, dated May 31, 2011. Docket # EPA–
R05–OAR–2007–1179 (adverse comments on
proposals for three states in Region 5). EPA notes
that these public comments on another proposal are
not relevant to this rulemaking and do not have to
be directly addressed in this rulemaking. EPA will
respond to these comments in the appropriate
rulemaking action to which they apply.
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submission of a given state should be
interpreted as a reapproval of certain
types of provisions that might exist
buried in the larger existing SIP for such
state. Thus, for example, EPA explicitly
noted that the Agency believes that
some states may have existing SIP
approved SSM provisions that are
contrary to the CAA and EPA policy,
but that ‘‘in this rulemaking, EPA is not
proposing to approve or disapprove any
existing State provisions with regard to
excess emissions during SSM of
operations at facilities.’’ EPA further
explained, for informational purposes,
that ‘‘EPA plans to address such State
regulations in the future.’’ EPA made
similar statements, for similar reasons,
with respect to the director’s discretion,
minor source NSR, and NSR Reform
issues. EPA’s objective was to make
clear that approval of an infrastructure
SIP for these ozone and PM2.5 NAAQS
should not be construed as explicit or
implicit reapproval of any existing
provisions that relate to these four
substantive issues.
Unfortunately, the commenters and
others evidently interpreted these
statements to mean that EPA considered
action upon the SSM provisions and the
other three substantive issues to be
integral parts of acting on an
infrastructure SIP submission, and
therefore that EPA was merely
postponing taking final action on the
issue in the context of the infrastructure
SIPs. This was not EPA’s intention. To
the contrary, EPA only meant to convey
its awareness of the potential for certain
types of deficiencies in existing SIPs,
and to prevent any misunderstanding
that it was reapproving any such
existing provisions. EPA’s intention was
to convey its position that the statute
does not require that infrastructure SIPs
address these specific substantive issues
in existing SIPs and that these issues
may be dealt with separately, outside
the context of acting on the
infrastructure SIP submission of a state.
To be clear, EPA did not mean to imply
that it was not taking a full final agency
action on the infrastructure SIP
submission with respect to any
substantive issue that EPA considers to
be a required part of acting on such
submissions under section 110(k) or
under section 110(c). Given the
confusion evidently resulting from
EPA’s statements, however, we want to
explain more fully the Agency’s reasons
for concluding that these four potential
substantive issues in existing SIPs may
be addressed separately.
The requirement for the SIP
submissions at issue arises out of CAA
section 110(a)(1). That provision
requires that states must make a SIP
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submission ‘‘within 3 years (or such
shorter period as the Administrator may
prescribe) after the promulgation of a
national primary ambient air quality
standard (or any revision thereof)’’ and
that these SIPs are to provide for the
‘‘implementation, maintenance, and
enforcement’’ of such NAAQS. Section
110(a)(2) includes a list of specific
elements that ‘‘[e]ach such plan’’
submission must meet. EPA has
historically referred to these particular
submissions that states must make after
the promulgation of a new or revised
NAAQS as ‘‘infrastructure SIPs.’’ This
specific term does not appear in the
statute, but EPA uses the term to
distinguish this particular type of SIP
submission designed to address basic
structural requirements of a SIP from
other types of SIP submissions designed
to address other different requirements,
such as ‘‘nonattainment SIP’’
submissions required to address the
nonattainment planning requirements of
part D, ‘‘regional haze SIP’’ submissions
required to address the visibility
protection requirements of CAA section
169A, new source review permitting
program submissions required to
address the requirements of part D, and
a host of other specific types of SIP
submissions that address other specific
matters.
Although section 110(a)(1) addresses
the timing and general requirements for
these infrastructure SIPs, and section
110(a)(2) provides more details
concerning the required contents of
these infrastructure SIPs, EPA believes
that many of the specific statutory
provisions are facially ambiguous. In
particular, the list of required elements
provided in section 110(a)(2) contains a
wide variety of disparate provisions,
some of which pertain to required legal
authority, some of which pertain to
required substantive provisions, and
some of which pertain to requirements
for both authority and substantive
provisions.4 Some of the elements of
section 110(a)(2) are relatively
straightforward, but others clearly
require interpretation by EPA through
rulemaking, or recommendations
through guidance, in order to give
specific meaning for a particular
NAAQS.5
4 For example, section 110(a)(2)(E) provides that
states must provide assurances that they have
adequate legal authority under state and local law
to carry out the SIP; section 110(a)(2)(C) provides
that states must have a substantive program to
address certain sources as required by part C of the
CAA; section 110(a)(2)(G) provides that states must
have both legal authority to address emergencies
and substantive contingency plans in the event of
such an emergency.
5 For example, section 110(a)(2)(D)(i) requires
EPA to be sure that each state’s SIP contains
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Notwithstanding that section 110(a)(2)
states that ‘‘each’’ SIP submission must
meet the list of requirements therein,
EPA has long noted that this literal
reading of the statute is internally
inconsistent, insofar as section
110(a)(2)(I) pertains to nonattainment
SIP requirements that could not be met
on the schedule provided for these SIP
submissions in section 110(a)(1).6 This
illustrates that EPA must determine
which provisions of section 110(a)(2)
may be applicable for a given
infrastructure SIP submission.
Similarly, EPA has previously decided
that it could take action on different
parts of the larger, general
‘‘infrastructure SIP’’ for a given NAAQS
without concurrent action on all
subsections, such as section
110(a)(2)(D)(i), because the Agency
bifurcated the action on these latter
‘‘interstate transport’’ provisions within
section 110(a)(2) and worked with states
to address each of the four prongs of
section 110(a)(2)(D)(i) with substantive
administrative actions proceeding on
different tracks with different
schedules.7 This illustrates that EPA
may conclude that subdividing the
applicable requirements of section
110(a)(2) into separate SIP actions may
sometimes be appropriate for a given
NAAQS where a specific substantive
action is necessitated, beyond a mere
submission addressing basic structural
aspects of the state’s SIP. Finally, EPA
notes that not every element of section
110(a)(2) would be relevant, or as
relevant, or relevant in the same way,
for each new or revised NAAQS and the
attendant infrastructure SIP submission
for that NAAQS. For example, the
monitoring requirements that might be
necessary for purposes of section
110(a)(2)(B) for one NAAQS could be
adequate provisions to prevent significant
contribution to nonattainment of the NAAQS in
other states. This provision contains numerous
terms that require substantial rulemaking by EPA in
order to determine such basic points as what
constitutes significant contribution. See, e.g., ‘‘Rule
To Reduce Interstate Transport of Fine Particulate
Matter and Ozone (Clean Air Interstate Rule);
Revisions to Acid Rain Program; Revisions to the
NOx SIP Call; Final Rule,’’ 70 FR 25,162 (May 12,
2005)(defining, among other things, the phrase
‘‘contribute significantly to nonattainment’’).
6 See, e.g., Id., 70 FR 25,162, at 63–65 (May 12,
2005)(explaining relationship between timing
requirement of section 110(a)(2)(D) versus section
110(a)(2)(I)).
7 EPA issued separate guidance to states with
respect to SIP submissions to meet section
110(a)(2)(D)(i) for the 1997 ozone and 1997 PM2.5
NAAQS. See, ‘‘Guidance for State Implementation
Plan (SIP) Submissions to Meet Current
Outstanding Obligations Under Section
110(a)(2)(D)(i) for the 8-Hour Ozone and PM2.5
National Ambient Air Quality Standards,’’ from
William T. Harnett, Director Air Quality Policy
Division OAQPS, to Regional Air Division Director,
Regions I–X, dated August 15, 2006.
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very different than what might be
necessary for a different pollutant. Thus,
the content of an infrastructure SIP
submission to meet this element from a
state might be very different for an
entirely new NAAQS, versus a minor
revision to an existing NAAQS.8
Similarly, EPA notes that other types
of SIP submissions required under the
statute also must meet the requirements
of section 110(a)(2), and this also
demonstrates the need to identify the
applicable elements for other SIP
submissions. For example,
nonattainment SIPs required by part D
likewise have to meet the relevant
subsections of section 110(a)(2) such as
section 110(a)(2)(A) or (E). By contrast,
it is clear that nonattainment SIPs
would not need to meet the portion of
section 110(a)(2)(C) that pertains to part
C, i.e., the PSD requirement applicable
in attainment areas. Nonattainment SIPs
required by part D also would not need
to address the requirements of section
110(a)(2)(G) with respect to emergency
episodes, as such requirements would
not be limited to nonattainment areas.
As this example illustrates, each type of
SIP submission may implicate some
subsections of section 110(a)(2) and not
others.
Given the potential for ambiguity of
the statutory language of section
110(a)(1) and (2), EPA believes that it is
appropriate for EPA to interpret that
language in the context of acting on the
infrastructure SIPs for a given NAAQS.
Because of the inherent ambiguity of the
list of requirements in section 110(a)(2),
EPA has adopted an approach in which
it reviews infrastructure SIPs against
this list of elements ‘‘as applicable.’’ In
other words, EPA assumes that Congress
could not have intended that each and
every SIP submission, regardless of the
purpose of the submission or the
NAAQS in question, would meet each
of the requirements, or meet each of
them in the same way. EPA elected to
use guidance to make recommendations
for infrastructure SIPs for these NAAQS.
On October 2, 2007, EPA issued
guidance making recommendations for
the infrastructure SIP submissions for
both the 1997 8-hour ozone NAAQS and
the 1997 PM2.5 NAAQS. 9 Within this
8 For example, implementation of the 1997 PM
2.5
NAAQS required the deployment of a system of
new monitors to measure ambient levels of that new
indicator species for the new NAAQS.
9 See, ‘‘Guidance on SIP Elements Required
Under Section 110(a)(1) and (2) for the 1997 8-hour
Ozone and PM2.5 National Ambient Air Quality
Standards,’’ from William T. Harnett, Director Air
Quality Policy Division, to Air Division Directors,
Regions I–X, dated October 2, 2007 (the ‘‘2007
Guidance’’). EPA issued comparable guidance for
the 2006 PM2.5 NAAQS entitled ‘‘Guidance on SIP
Elements Required Under Sections 110(a)(1) and (2)
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guidance document, EPA described the
duty of states to make these submissions
to meet what the Agency characterized
as the ‘‘infrastructure’’ elements for
SIPs, which it further described as the
‘‘basic SIP requirements, including
emissions inventories, monitoring, and
modeling to assure attainment and
maintenance of the standards.’’ 10 As
further identification of these basic
structural SIP requirements,
‘‘attachment A’’ to the guidance
document included a short description
of the various elements of section
110(a)(2) and additional information
about the types of issues that EPA
considered germane in the context of
such infrastructure SIPs. EPA
emphasized that the description of the
basic requirements listed on attachment
A was not intended ‘‘to constitute an
interpretation of’’ the requirements, and
was merely a ‘‘brief description of the
required elements.’’ 11 EPA also stated
its belief that with one exception, these
requirements were ‘‘relatively self
explanatory, and past experience with
SIPs for other NAAQS should enable
States to meet these requirements with
assistance from EPA Regions.’’ 12 For the
one exception to that general
assumption, however, i.e., how states
should proceed with respect to the
requirements of section 110(a)(2)(G) for
the 1997 PM2.5 NAAQS, EPA gave much
more specific recommendations. But for
other infrastructure SIP submittals, and
for certain elements of the submittals for
the 1997 PM2.5 NAAQS, EPA assumed
that each state would work with its
corresponding EPA regional office to
refine the scope of a state’s submittal
based on an assessment of how the
requirements of section 110(a)(2) should
reasonably apply to the basic structure
of the state’s SIP for the NAAQS in
question.
Significantly, the 2007 Guidance did
not explicitly refer to the SSM,
director’s discretion, minor source NSR,
or NSR Reform issues as among specific
substantive issues EPA expected states
to address in the context of the
infrastructure SIPs, nor did EPA give
for the 2006 24-Hour Fine Particle (PM2.5) National
Ambient Air Quality Standards (NAAQS),’’ from
William T, Harnett, Director Air Quality Policy
Division, to Regional Air Division Directors,
Regions I–X, dated September 25, 2009 (the ‘‘2009
Guidance’’).
10 Id., at page 2.
11 Id., at attachment A, page 1.
12 Id., at page 4. In retrospect, the concerns raised
by commenters with respect to EPA’s approach to
some substantive issues indicates that the statute is
not so ‘‘self explanatory,’’ and indeed is sufficiently
ambiguous that EPA needs to interpret it in order
to explain why these substantive issues do not need
to be addressed in the context of infrastructure SIPs
and may be addressed at other times and by other
means.
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any more specific recommendations
with respect to how states might address
such issues even if they elected to do so.
The SSM and director’s discretion
issues implicate section 110(a)(2)(A),
and the minor source NSR and NSR
Reform issues implicate section
110(a)(2)(C). In the 2007 Guidance,
however, EPA did not indicate to states
that it intended to interpret these
provisions as requiring a substantive
submission to address these specific
issues in the context of the
infrastructure SIPs for these NAAQS.
Instead, EPA’s 2007 Guidance merely
indicated its belief that the states should
make submissions in which they
established that they have the basic SIP
structure necessary to implement,
maintain, and enforce the NAAQS. EPA
believes that states can establish that
they have the basic SIP structure,
notwithstanding that there may be
potential deficiencies within the
existing SIP. Thus, EPA’s proposals
mentioned these issues not because the
Agency considers them issues that must
be addressed in the context of an
infrastructure SIP as required by section
110(a)(1) and (2), but rather because
EPA wanted to be clear that it considers
these potential existing SIP problems as
separate from the pending infrastructure
SIP actions.
EPA believes that this approach to the
infrastructure SIP requirement is
reasonable, because it would not be
feasible to read section 110(a)(1) and (2)
to require a top to bottom, stem to stern,
review of each and every provision of an
existing SIP merely for purposes of
assuring that the state in question has
the basic structural elements for a
functioning SIP for a new or revised
NAAQS. Because SIPs have grown by
accretion over the decades as statutory
and regulatory requirements under the
CAA have evolved, they may include
some outmoded provisions and
historical artifacts that, while not fully
up to date, nevertheless may not pose a
significant problem for the purposes of
‘‘implementation, maintenance, and
enforcement’’ of a new or revised
NAAQS when EPA considers the overall
effectiveness of the SIP. To the contrary,
EPA believes that a better approach is
for EPA to determine which specific SIP
elements from section 110(a)(2) are
applicable to an infrastructure SIP for a
given NAAQS, and to focus attention on
those elements that are most likely to
need a specific SIP revision in light of
the new or revised NAAQS. Thus, for
example, EPA’s 2007 Guidance
specifically directed states to focus on
the requirements of section 110(a)(2)(G)
for the 1997 PM2.5 NAAQS because of
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the absence of underlying EPA
regulations for emergency episodes for
this NAAQS and an anticipated absence
of relevant provisions in existing SIPs.
Finally, EPA believes that its
approach is a reasonable reading of
section 110(a)(1) and (2) because the
statute provides other avenues and
mechanisms to address specific
substantive deficiencies in existing SIPs.
These other statutory tools allow the
Agency to take appropriate tailored
action, depending upon the nature and
severity of the alleged SIP deficiency.
Section 110(k)(5) authorizes EPA to
issue a ‘‘SIP call’’ whenever the Agency
determines that a state’s SIP is
substantially inadequate to attain or
maintain the NAAQS, to mitigate
interstate transport, or otherwise to
comply with the CAA.13 Section
110(k)(6) authorizes EPA to correct
errors in past actions, such as past
approvals of SIP submissions.14
Significantly, EPA’s determination that
an action on the infrastructure SIP is not
the appropriate time and place to
address all potential existing SIP
problems does not preclude the
Agency’s subsequent reliance on
provisions in section 110(a)(2) as part of
the basis for action at a later time. For
example, although it may not be
appropriate to require a state to
eliminate all existing inappropriate
director’s discretion provisions in the
course of acting on the infrastructure
SIP, EPA believes that section
110(a)(2)(A) may be among the statutory
bases that the Agency cites in the course
of addressing the issue in a subsequent
action.15
13 EPA has recently issued a SIP call to rectify a
specific SIP deficiency related to the SSM issue.
See, ‘‘Finding of Substantial Inadequacy of
Implementation Plan; Call for Utah State
Implementation Plan Revision,’’ 74 FR 21,639
(April 18, 2011).
14 EPA has recently utilized this authority to
correct errors in past actions on SIP submissions
related to PSD programs. See, ‘‘Limitation of
Approval of Prevention of Significant Deterioration
Provisions Concerning Greenhouse Gas EmittingSources in State Implementation Plans; Final Rule,’’
75 FR 82,536 (Dec. 30, 2010). EPA has previously
used its authority under CAA 110(k)(6) to remove
numerous other SIP provisions that the Agency
determined it had approved in error. See, e.g., 61
FR 38,664 (July 25, 1996) and 62 FR 34,641 (June
27, 1997) (corrections to American Samoa, Arizona,
California, Hawaii, and Nevada SIPs); 69 FR 67,062
(November 16, 2004) (corrections to California SIP);
and 74 FR 57,051 (November 3, 2009) (corrections
to Arizona and Nevada SIPs).
15 EPA has recently disapproved a SIP submission
from Colorado on the grounds that it would have
included a director’s discretion provision
inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42,342 at
42,344 (July 21, 2010) (proposed disapproval of
director’s discretion provisions); 76 FR 4,540 (Jan.
26, 2011) (final disapproval of such provisions).
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III. EPA’s Response to Comments
EPA received one set of comments
(from the Law Office of Robert Ukeiley,
hereinafter referred to as ‘‘the
Commenter’’) on the March 23, 2011,
proposed rulemaking to approve
revisions to the Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure submissions as meeting
the requirements of sections 110(a)(1)
and (2) of the CAA for the 1997 8-hour
ozone NAAQS. Generally, the
Commenter’s concerns relate to whether
EPA’s approval of the Connecticut,
Maine, New Hampshire and Rhode
Island infrastructure submissions are in
compliance with section 110(l) of the
CAA, and whether EPA’s approval will
interfere with the states’ compliance
with the CAA’s prevention of significant
deterioration (PSD) requirements. In
addition, the commenter has concerns
with how the Connecticut SIP addresses
the element required by section
110(a)(2)(D)(ii). The comments are
provided in the docket for today’s final
action. A summary of the comments and
EPA’s responses are provided below.
Comment 1: Under the header ‘‘No
Clean Air Act Section 110(l) analysis,’’
the Commenter states ‘‘Before providing
the technical analysis for why finalizing
this proposed rule would be contrary to
the Clean Air Act, I wish to point out
that it is 2011 and EPA has yet to ensure
that these areas have plans to meet the
1997 National Ambient Air Quality
Standard (NAAQS) for ozone.’’ The
Commenter goes on to state that ‘‘EPA
acknowledged that the science indicates
that the 1997 NAAQS, which is
effectively 85 parts per billion (ppb),
does not protect people’s health or
welfare when in 2008, EPA set a new
ozone NAAQS at 75 ppb.’’
Response 1: As noted in EPA’s
proposed rulemaking on the
Connecticut, Maine, New Hampshire
and Rhode Island infrastructure
submissions and in today’s final
rulemaking, the very action that EPA is
undertaking is a determination that
Connecticut, Maine, New Hampshire
and Rhode Island have plans to ensure
compliance with the 1997 8-hour ozone
NAAQS. The level of the 1997 ozone
NAAQS is 0.08 parts per million (ppm)
on an 8-hour average basis. The
Connecticut, Maine, New Hampshire
and Rhode Island submissions predate
the release of the recent revision to the
8-hour ozone NAAQS on March 12,
2008, and are distinct from any plans
that the States of Connecticut, Maine,
New Hampshire and Rhode Island may
provide to ensure compliance of the
2008 NAAQS. Our actions today are
meant to address the 1997 ozone
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infrastructure requirements under
Section 110 of the Act. EPA does not
have before us the Section 110
infrastructure requirements for the 2008
ozone NAAQS. Nevertheless, EPA has
considered the 2008 8-hour ozone
NAAQS to the extent that section 110(l)
applies to this action and will expound
on this consideration in Response 2
below. Further, EPA agrees that the
Agency has made the determination that
the 1997 8-hour ozone NAAQS is not as
protective as needed for public health
and welfare, and as the Commenter
mentioned, the Agency established a
new ozone NAAQS at a level of 0.075
ppm on an 8-hour average basis.
However, EPA notes that the Agency is
currently reconsidering the 2008 8-hour
ozone NAAQS, and has not yet
designated areas for any subsequent
NAAQS.
Finally, while it is not clear which
areas the Commenter refers to in stating
‘‘EPA has yet to ensure these areas have
plans to meet’’ the 1997 ozone NAAQS,
the comment may refer to the
requirements under section 172, Part D,
Title I of the Act for states with
nonattainment areas for the 1997 ozone
NAAQS to submit nonattainment plans.
As discussed in our notice proposing
approval of the Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure SIP, submissions required
by section 110(a)(2)(I) which pertain to
the nonattainment planning
requirements of part D, Title I of the
CAA are outside the scope of this
action, as such plans are not due within
three years after promulgation of a new
or revised NAAQS, but rather are due at
the time the nonattainment area plan
requirements are due pursuant to
section 172.
In addition, all of Rhode Island (see
75 FR 64949, Oct. 21, 2010), New
Hampshire (see 76 FR 14865, March 18,
2011), and Maine (see 71 FR 71489, Dec.
11, 2006) meet the 1997 ozone NAAQS.
The Greater Connecticut 8-hour ozone
nonattainment area also meets the 1997
ozone NAAQS (see 75 FR 53219, August
31, 2011). The remainder of the State of
Connecticut also meets the 1997 ozone
NAAQS based on 2007–2009 ozone
data, but EPA has not yet made the
formal determination in the Federal
Register. In summary, all four states
have ozone air quality that meets the
1997 ozone NAAQS.
Comment 2: Also under the header
‘‘No Clean Air Act Section 110(l)
analysis,’’ the Commenter cites the
section 110(l) CAA requirement, and
states ‘‘Clean Air Act § 110(l) requires
‘EPA to evaluate whether the plan as
revised will achieve the pollution
reductions required under the Act, and
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the absence of exacerbation of the
existing situation does not assure this
result.’ Hall v. EPA, 273 F.3d 1146, 1152
(9th Cir. 2001).’’ The Commenter goes
on to state that ‘‘* * * the Federal
Register notices are devoid of any
analysis of how these rule makings will
or will not interfere with attaining,
making reasonable further progress on
attaining and maintaining the 75 ppb
ozone NAAQS as well as the 1-hour 100
ppb nitrogen oxides NAAQS.’’
Response 2: EPA agrees with the
Commenter’s assertion that
consideration of section 110(l) of the
CAA is necessary for EPA’s action with
regard to approving the states’
submissions. However, EPA disagrees
with the Commenter’s assertion that
EPA did not consider 110(l) in terms of
the March 23, 2011, proposed action.
Further, EPA disagrees with the
Commenter’s assertion that EPA’s
proposed March 23, 2011 action does
not comply with the requirements of
section 110(l). Section 110(l) provides in
part that: ‘‘[t]he Administrator shall not
approve a revision of a plan if the
revision would interfere with any
applicable requirement concerning
attainment and reasonable further
progress * * *, or any other applicable
requirement of this chapter.’’ EPA has
consistently interpreted section 110(l) as
not requiring a new attainment
demonstration for every SIP submission.
EPA has further concluded that
preservation of the status quo air quality
during the time new attainment
demonstrations are being prepared will
not interfere with a state meeting its
obligations to develop timely attainment
demonstrations. The following actions
are examples of where EPA has
addressed 110(l) in previous
rulemakings: See 70 FR 53, 57 (January
3, 2005); 70 FR 17029, 17033 (April 4,
2005); 70 FR 28429, 28431 (May 18,
2005); and 70 FR 58119, 58134 (October
5, 2005). The Connecticut, Maine, New
Hampshire and Rhode Island
infrastructure submissions do not revise
or remove any existing emissions limit
for any NAAQS or any other existing
substantive SIP provisions relevant to
the 1997 8-hour ozone NAAQS or the
2010 nitrogen dioxide (NO2) NAAQS.
Simply put, the submissions do not
make any substantive revision that
could result in any change in emissions.
As a result, the submissions do not relax
any existing requirements or alter the
status quo air quality. Therefore,
approval of the Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure submissions will not
interfere with attainment or
maintenance of any NAAQS.
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Comment 3: Under the header ‘‘No
Clean Air Act Section 110(l) analysis,’’
the Commenter states that ‘‘We are not
required to guess what EPA’s Clean Air
Act 110(l) analysis would be. Rather,
EPA must approve in part and
disapprove in part these action and repropose to approve the disapproved part
with a Clean Air Act § 110(l) analysis.’’
Further, the Commenter states that
‘‘EPA cannot include its analysis in its
response to comments and approve the
actions without providing the public
with an opportunity to comment on
EPA’s Clean Air Act § 110(l) analysis.’’
Response 3: Please see Response 2 for
a fuller explanation regarding EPA’s
response to the Commenter’s assertion
that EPA’s action is not in compliance
with section 110(l) of the CAA. EPA
does not agree with the Commenter’s
assertion that EPA’s analysis did not
somehow consider section 110(l) and so,
therefore, ‘‘EPA must approve in part
and disapprove in part these action [sic]
and re-propose to approve the
disapproved part with a Clean Air Act
§ 110(l) analysis.’’ Every action that EPA
takes to approve a SIP revision is subject
to 110(l) and thus EPA’s consideration
of whether a state’s submission ‘‘* * *
would interfere with any applicable
requirement concerning attainment and
reasonable further progress * * *, or
any other applicable requirement of this
chapter’’ is inherent in EPA’s action to
approve or disapprove a submission
from a state. In the ‘‘Proposed Action’’
section of the March 23, 2010,
rulemaking, EPA notes that EPA is
proposing to approve the Connecticut,
Maine, New Hampshire and Rhode
Island infrastructure submissions for the
1997 8-hour ozone NAAQS because
these submissions are consistent with
section 110 of the CAA. Section 110(l)
is a component of section 110, so EPA
believes that this provides sufficient
notice that EPA considered section
110(l) for the proposed action and
concluded that section 110(l) was not
violated. Further, EPA does not agree
with the Commenter’s assertion that the
Agency cannot provide additional
clarification in response to a comment
and take a final approval action without
‘‘* * * providing the public with an
opportunity to comment on EPA’s Clean
Air Act § 110(l) analysis.’’ The
Commenter does not cite any provision
of the Act or other authority for the
Commenter’s assertion. In fact, the
proposition that providing an analysis
for the first time in response to a
comment on a rulemaking somehow
violates the public’s opportunity to
comment has been rejected by the DC
Circuit Court of Appeals. See Int’l
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Harvester Co. v. Ruckelshaus, 478 F.2d
615, 632 n.51 (D.C. Cir. 1973).
Furthermore, as mentioned above,
EPA’s approval of the Connecticut,
Maine, New Hampshire and Rhode
Island infrastructure submissions does
not make any substantive revision that
could result in any change in emissions,
so there is no further ‘‘analysis’’ beyond
whether the state has adequate
provisions in their SIPs to address the
infrastructure requirements for the 1997
8-hour ozone NAAQS. EPA’s March 23,
2011, proposed rulemaking goes
through each of the relevant
infrastructure requirements and
provides detailed information on how
the Connecticut, Maine, New
Hampshire and Rhode Island SIPs
address the relevant infrastructure
requirements. Beyond making a general
statement indicating that the
Connecticut, Maine, New Hampshire
and Rhode Island submissions are
somehow not in compliance with
section 110(l) of the CAA, the
Commenter does not provide comments
on EPA’s detailed analysis of each
infrastructure requirement to indicate
that the Connecticut, Maine, New
Hampshire and Rhode Island
infrastructure submissions for the 1997
8-hour ozone NAAQS are deficient in
meeting these individual requirements.
Therefore, EPA has no basis to question
the Agency’s determination that the
Connecticut, Maine, New Hampshire
and Rhode Island infrastructure
submissions meet the requirements for
the infrastructure submission for the
1997 8-hour ozone NAAQS, including
section 110(l) of the CAA.
Comment 4: Under the header ‘‘No
Clean Air Act Section 110(l) analysis,’’
the Commenter further asserts that
‘‘EPA’s analysis must conclude that this
proposed action would violation [sic]
§ 110(l) if finalized.’’ An example given
by the Commenter is as follows; ‘‘For
example, a 42 U.S.C. § 7502(a)(2)(J)
public notification program based on a
85 [parts per billion (ppb)] ozone level
interferes with a public notification
program that should exist for a 75 ppb
ozone level. At its worst, the public
notification system would be notifying
people that the air is safe when in
reality, based on the latest science, the
air is not safe. Thus, EPA would be
condoning the states providing
information that can physical[ly] hurt
people.’’
Response 4: EPA disagrees with the
Commenter’s statement that ‘‘EPA’s
analysis must conclude that this
proposed action would violation [sic]
§ 110(l) if finalized.’’ As mentioned
above, the Connecticut, Maine, New
Hampshire and Rhode Island
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infrastructure submissions do not revise
or remove any existing emissions limit
for any NAAQS, nor do they make any
substantive revision that could result in
any change in emissions. EPA has
concluded that the Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure submissions do not relax
any existing requirements or alter the
status quo air quality. Therefore,
approval of the Connecticut, Maine,
New Hampshire and Rhode Island
infrastructure submissions will not
interfere with attainment or
maintenance of any NAAQS. See
Response 2 and Response 3 above for a
fuller discussion. Further, EPA
disagrees with the Commenter’s
assertion that the section 110(a)(2)(J)
requirement for public notification for
the 1997 8-hour ozone NAAQS based on
85 ppb interferes with a public
notification program that should exist
for a 75 ppb ozone level, and * * *
‘‘EPA would be condoning the states
providing information that can
physical[ly] hurt people.’’ First, the
1997 8-hour ozone NAAQS is 0.08 ppm,
which is effectively 0.084 ppm or 84
ppb due to the rounding convention,
and not ‘‘85 ppb’’ as the Commenter
mentioned. Second, EPA establishes the
health-based NAAQS and provides
extensive resources, technical analyses
and support to the states to ensure
compliance with the NAAQS to protect
human health and the environment. As
noted in Response 1, the Connecticut,
Maine, New Hampshire and Rhode
Island infrastructure submissions were
provided to address the 1997 8-hour
ozone NAAQS and were submitted prior
to EPA’s promulgation of the 2008 8hour ozone in March 2008. Thus, the
States of Connecticut, Maine, New
Hampshire and Rhode Island provided
sufficient information at that time to
meet the requirement for the 1997 8hour ozone NAAQS which is the subject
of this action.
As mentioned, in 2008, EPA issued
revised 8-hour ozone NAAQS, which
are currently under reconsideration.
Infrastructure requirements for the 2008
(or a subsequent) NAAQS are distinct
from these requirements for the 1997 8hour ozone NAAQS. EPA continues to
implement the 2008 ozone NAAQS for
the purposes of health based air quality
notification. When EPA promulgated
the 2008 NAAQS (73 FR 16436, March
27, 2008), we revised the Air Quality
Index (AQI) for ozone to show that at
the level of the 2008 ozone NAAQS
(0.075 ppm) the AQI is set to 100, which
indicates ozone levels that are
unhealthful for sensitive groups. It is
this revised AQI that EPA uses to both
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forecast ozone levels and to provide
notice to the public of current air
quality. The EPA AIRNOW system uses
the revised AQI as its basis for ozone.
(See https://www.airnow.gov.) In
addition when the States of
Connecticut, Maine, New Hampshire
and Rhode Island forecast ozone air
quality and provide real-time ozone air
quality information to the public, either
through the AIRNOW system, or
through their own (state-based) Internet
system, the four states use the revised
ozone AQI keyed to the 2008 revised
ozone NAAQS.
Comment 5: Lastly, under the header
‘‘No Clean Air Act Section 110(l)
analysis,’’ the Commenter asserts that
‘‘if a SIP provides an ozone NAAQS of
85 ppb for PSD purposes, this interferes
with the requirement that PSD programs
require sources to demonstrate that they
will not cause or contribute to a
violation of a NAAQS because this
requirement includes the current 75 ppb
ozone NAAQS.’’
Response 5: EPA believes that this
comment gives no basis for concluding
that EPA approval of the Connecticut,
Maine, New Hampshire and Rhode
Island infrastructure SIPs violate the
requirements of section 110(l). EPA
assumes that the comment refers to the
requirement that owners and operators
of sources subject to PSD demonstrate
that the allowable emissions increases
from the proposed source or
modification, in conjunction with all
other applicable emissions increases or
reductions (including secondary
emissions), will not cause or contribute
to a violation of the NAAQS. 40 CFR
51.166(k)(1).
EPA further assumes that the
Commenter’s language ‘‘if a SIP
provides an ozone NAAQS of 85 ppb for
PSD purposes’’ refers to a hypothetical
SIP-approved PSD program that only
requires owners and operators of
sources subject to PSD to make the
demonstration discussed above for the
1997 ozone NAAQS, and not for the
2008 ozone NAAQS. However, the
Commenter gives no indication that
Connecticut, Maine, New Hampshire
and Rhode Island’s SIP-approved PSD
program suffers from this alleged defect.
Furthermore, as discussed in detail
above, the infrastructure SIP makes no
substantive change to any provision of
the Connecticut, Maine, New
Hampshire and Rhode Island SIPapproved PSD programs, and therefore
does not violate the requirements of
section 110(l). Had these states
submitted SIP revisions that
substantively modified their PSD
program to limit the required
demonstration to just the 1997 ozone
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NAAQS, then the comment might have
been relevant to a 110(l) analysis of that
hypothetical SIP revision. However, in
this case, the comment gives no basis for
EPA to conclude that the four states’
infrastructure SIPs would interfere with
any applicable requirement of the Act.
In addition, all of Connecticut, Rhode
Island, New Hampshire and Maine are
in the Ozone Transport Region (OTR)
(see CAA Section 184). For ozone and
ozone precursors, all new or modified
major sources in the OTR are covered by
nonattainment new source review (NSR)
regulations and must obtain offsets (at a
greater than 1 to 1 ratio) for ozone
precursors.16 In summary, for OTR
states, the PSD regulations for ozone do
not apply and nonattainment NSR
regulations require offsets consistent
with the CAA’s requirements to address
the ambient impact of new source
construction in these areas.
EPA concludes that approval of the
Connecticut, Maine, New Hampshire
and Rhode Island infrastructure
submissions will not make the status
quo air quality worse and is in fact
consistent with the development of an
overall plan capable of meeting the
Act’s requirements. Accordingly, when
applying section 110(l) to this
submission, EPA finds that approval of
Connecticut, Maine, New Hampshire
and Rhode Island’s infrastructure
submissions is consistent with section
110 (including section 110(l)) of the
CAA.
Comment 6: The Commenter provided
comments on the lack of a designated
air quality model to demonstrate that a
PSD source will not cause or contribute
to a violation of the ozone NAAQS.
Specifically, the commenter stated:
The SIP submittals do not comply with
Clean Air Act 110(a)(2)(J), (K), and (D)(i)(II)
because the SIP submittals do not identify a
specific model to use in PSD permitting to
demonstrate that a proposed source [or]
modification will not cause or contribute to
a violation of the ozone NAAQS. Many states
abuse this lack of an explicitly named model
by claiming that because no model is
explicitly named, no modeling is required or
use of completely irrelevant modeling (e.g.
Kentucky using modeling from Georgia for
the J.K. Smith proposed facility) is allowed.
To support the position as to the
necessity of ‘‘[w]hy and which model
should be designated,’’ the Commenter
16 For portions of northern and downeast Maine
EPA has granted a waiver for the ozone precursor
oxides of nitrogen. (see 71 FR 5791, 2/3/06). This
waiver was based on a finding that additional
reductions in oxides of nitrogen in these areas
would not produce net ozone air quality benefits in
the ozone transport region. See 42 U.S.C.
7511a(f)(1)(B).
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attached a petition 17 and incorporated
this petition, and the exhibits to this
petition, by reference in the submitted
comments.
Response 6: The Commenter referred
to the petition for rulemaking from
Robert Ukeiley on behalf of the Sierra
Club to designate air quality models to
use for PSD permit applications with
regard to ozone and PM2.5. EPA is
separately reviewing the July 28, 2010,
‘‘Petition for Rulemaking to Designate
Air Quality Models to Use for PSD
Permit Applications with Regard to
Ozone and PM2.5,’’ which requests that
the EPA Administrator designate
computer models to determine whether
major sources of air pollution cause or
contribute to violations of the ozone
NAAQS and the PM2.5 NAAQS and
increments. Although the Commenter
purports to incorporate the July 28, 2010
petition by reference, that petition arises
in a different context, requests different
relief, and raises distinct issues from
those raised by the comment. EPA
believes that the appropriate place to
respond to the issues raised in the
petition is in a direct response to the
petition. Accordingly, this Response to
the Comment is not a response to the
July 28, 2010 petition, and the issues
raised in that petition are being
addressed under separate consideration.
Furthermore, the states included in
this action are Connecticut, Maine, New
Hampshire and Rhode Island. Since
these states are in the Ozone Transport
Region (OTR), they are required to,
under Sections 182(f)(1) and 184(b) of
the Clean Air Act, and in fact do,
conduct nonattainment NSR for new
major and modified major sources of
ozone precursors.18 Section 184(b)(2)
requires major stationary sources of
volatile organic compounds at the 50
ton per year level in the OTR to meet
all ‘‘the requirements which would be
applicable to major stationary sources if
the area were classified as a Moderate
nonattainment area.’’ Section 182(f)(1)
17 The Commenter attached the July 28, 2010,
‘‘Petition for Rulemaking to Designate Air Quality
Models to use for PSD Permit Applications with
Regard to Ozone and PM2.5,’’ from Robert Ukeiley
on behalf of the Sierra Club. That petition and the
attached exhibits are available in the docket
supporting this action.
18 Note that EPA has granted a waiver from the
requirements of 182(f) for the northern-most
counties in Maine. EPA granted this waiver based
on the finding required under 182(f)(1)(B) that
‘‘additional reductions of oxides of nitrogen would
not produce net ozone air quality benefits in [the
OTR].’’ EPA has determined for northern Maine that
NOx emissions reductions are not necessary to
attain or maintain the ozone NAAQS in the OTR.
Therefore, EPA does not believe that the absence of
a specified model in the PSD program for predicting
ozone impacts from a NOx source in this particular
area of the OTR is problematic.
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has the effect of extending that
requirement to major sources of nitrogen
oxides at the 100 ton per year level in
the OTR. Under the nonattainment NSR
program, sources are not required to
predict their ambient impacts using
modeling. Rather, the program assumes
the new or modified sources will
contribute to nonattainment in the area.
Accordingly, the program requires that
these sources secure offsets for their
new emissions at a ratio of at least 1.15
to 1 in the OTR. Thus, the offset
requirement addresses the ambient
impact element of NSR in these states
for ozone precursors without reliance on
any predictive modeling. Therefore, this
comment regarding which model to use
in the PSD modeling of single source’s
ozone precursors is not relevant to this
action.
Comment 7: Under the heading ‘‘CT’s
SIP must require notice to affected
states,’’ the Commenter states, ‘‘CT’s SIP
is defective because its PSD regulations
fail to require CT to give notice of PSD
sources to affected states. 76 FR 16358,
16362 (Mar. 23, 2011). EPA must
disapprove this defective provision. The
fact that neighboring states have
consistently obtained draft permits in
the past does not justify approving an
illegal SIP. It does not even make sense.
To begin with, it is unlikely that EPA
actually reviewed all PSD permits
issued in the past to actually determine
that proper notice was actually given by
CT. In any event, CT could change its
informal policy in the future, especially
if there is a change in management in
the agency or state.’’
Response 7: Section 110(a)(2)(D)(ii) of
the CAA requires SIPs to include
provisions insuring compliance with the
applicable requirements of sections 126
and 115 (relating to interstate and
international pollution abatement).
Specifically, section 126(a) requires new
or modified major sources to notify
neighboring states of potential impacts
from the source. As noted in EPA’s
proposed approval (see 76 FR 16362),
Connecticut’s PSD regulations provide
for notice to most of the parties
consistent with the requirements in the
EPA PSD program, although there is no
specific mandate that affected states
receive notice. As also noted in the
proposed approval, Connecticut in fact
issues extensive notice of its draft
permits, and neighboring states
consistently get copies on those drafts.
However, EPA agrees with the
commenter that the current Connecticut
SIP does not explicitly require notice to
affected states for some sources of air
pollution. Subsequent to EPA’s
proposal, on May 2, 2011, EPA received
a written commitment from the State of
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40255
Connecticut to pursue regulatory
revisions to Connecticut’s PSD program
to adopt a formal requirement to notify
nearby states. Connecticut’s letter also
committed to continue to provide notice
to nearby states while shepherding these
regulatory revisions through the state
process. Therefore, taking all of this
information into consideration, EPA has
decided to take direct final action to
conditionally approve this element of
the Connecticut SIP. Conditional
approval is appropriate in this
circumstance because the State has
explicitly committed to continuing its
practice of notifying affected states
while it conforms its regulations to
mandate that practice.
IV. Final Action
As described above, the Connecticut,
Maine, New Hampshire and Rhode
Island ozone infrastructure SIP
submissions have addressed the
elements of the CAA 110(a)(1) and (2)
SIP requirements pursuant to EPA’s
October 2, 2007 guidance to ensure that
the 1997 8-hour ozone NAAQS are
implemented, enforced, and maintained
in the respective state, except for one
element in Connecticut. EPA is taking
final action to approve the Connecticut,
Maine, New Hampshire and Rhode
Island infrastructure submissions for the
1997 8-hour ozone NAAQS because
these submissions are consistent with
section 110 of the CAA, except for the
element required by section
110(a)(2)(D)(ii) in Connecticut.
EPA is conditionally approving the
Connecticut submittal with respect to
the requirement of CAA section
110(a)(2)(D)(ii). The State must submit
to EPA by July 9, 2012 the revised PSD
regulations requiring notification of
nearby states. If the State fails to do so,
this approval will become a disapproval
on that date. EPA will notify the State
by letter that this action has occurred.
At that time, this commitment will no
longer be a part of the approved
Connecticut SIP. EPA subsequently will
publish a notice in the notice section of
the Federal Register notifying the
public that the conditional approval
automatically converted to a
disapproval. If the State meets its
commitment, within the applicable time
frame, the conditionally approved
submission will remain a part of the SIP
until EPA takes final action approving
or disapproving the new submittal. If
EPA disapproves the new submittal, the
conditionally approved submittal will
also be disapproved at that time. If EPA
approves the new submittal,
Connecticut’s infrastructure SIP will be
fully approved in its entirety and
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replace the conditionally approved
element in the SIP.
If the conditional approval is
converted to a disapproval, the final
disapproval triggers the Federal
Implementation Plan (FIP) requirement
under section 110(c).
The EPA is publishing this
conditional approval without prior
proposal because the Agency views this
as a noncontroversial amendment and
anticipates no adverse comments.
However, in the proposed rules section
of this Federal Register publication,
EPA is publishing a separate document
that will serve as the proposal to
conditionally approve the Connecticut
submittal with respect to CAA section
110(a)(2)(D)(ii) should relevant adverse
comments be filed. This rule will be
effective September 6, 2011 without
further notice unless the Agency
receives relevant adverse comments by
August 8, 2011.
If the EPA receives such comments,
then EPA will publish a notice
withdrawing the final conditional
approval and informing the public that
the conditional approval will not take
effect. All public comments received
will then be addressed in a subsequent
final rule based on the proposed rule.
The EPA will not institute a second
comment period on the proposed rule.
All parties interested in commenting on
the proposed rule should do so at this
time. If no such comments are received,
the public is advised that the
conditional approval will be effective on
September 6, 2011 and no further action
will be taken on the proposed rule.
Please note that if EPA receives adverse
comment on an amendment, paragraph,
or section of this rule and if that
provision may be severed from the
remainder of the rule, EPA may adopt
as final those provisions of the rule that
are not the subject of an adverse
comment.
V. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable Federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this action
merely approves state law as meeting
Federal requirements and does not
impose additional requirements beyond
those imposed by state law. For that
reason, this action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
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Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this rule does not have
Tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP
either is not approved to apply in Indian
country located in the state or does not
alter the requirements of any state law
that may already apply in Indian
country. EPA notes that this approval
will not impose substantial direct costs
on Tribal governments or preempt
Tribal law.
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this action and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
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Fmt 4700
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is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
Under section 307(b)(1) of the CAA,
petitions for judicial review of this
action must be filed in the United States
Court of Appeals for the appropriate
circuit by September 6, 2011. Filing a
petition for reconsideration by the
Administrator of this final rule does not
affect the finality of this action for the
purposes of judicial review nor does it
extend the time within which a petition
for judicial review may be filed, and
shall not postpone the effectiveness of
such rule or action. This action may not
be challenged later in proceedings to
enforce its requirements. (See section
307(b)(2)).
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: June 28, 2011.
Ira W. Leighton,
Acting, Regional Administrator, EPA New
England.
Part 52 of chapter I, title 40 of the
Code of Federal Regulations, is
amended as follows:
PART 52—[AMENDED]
1. The authority citation for part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart H—Connecticut
2. Section 52.377 is amended by
adding paragraphs (g) and (h) to read as
follows:
■
§ 52.377
Control strategy: Ozone.
*
*
*
*
*
(g) Approval—Submittal from the
Connecticut Department of
Environmental Protection, dated
December 28, 2007, to address the Clean
Air Act (CAA) infrastructure
requirements for the 1997 ozone
National Ambient Air Quality Standard
(NAAQS). This submittal satisfies the
requirements of CAA sections
110(a)(2)(A), (B), (C), (E), (F), (G), (H),
(J), (K), (L), and (M).
(h) Conditional Approval—Submittal
from the Connecticut Department of
Environmental Protection, dated
December 28, 2007, to address the Clean
Air Act (CAA) infrastructure
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requirements for the 1997 ozone
National Ambient Air Quality Standard
(NAAQS). On May 2, 2011, the State of
Connecticut supplemented this
submittal with a commitment to address
the requirements of section
110(a)(2)(D)(ii) of the CAA that requires
notification of affected states for
Prevention of Significant Deterioration
purposes. EPA is conditionally
approving Connecticut’s submittal with
respect to CAA section 110(a)(2)(D)(ii).
40257
Subpart U—Maine
3. In § 52.1020, Table (e) is amended
by adding a new entry at the end of the
table to read as follows:
■
§ 52.1020
*
Identification of plan.
*
*
(e) * * *
*
*
MAINE NON REGULATORY
Name of non regulatory SIP
provision
Applicable geographic
or nonattainment area
*
*
*
Submittal to meet Clean Air
State of Maine ...........
Act Section 110(a)(2) Infrastructure Requirements for
the 1997 8-Hour Ozone
National Ambient Air Quality Standard.
State submittal date/
effective date
EPA approved date 3
Explanations
*
January 3, 2008 ........
*
July 8, 2011 ...........................
[Insert Federal Register
page number where the
document begins].
*
*
This action addresses the following Clean Air Act requirements: 110(a)(2)(A), (B), (C),
(D)(ii), (E), (F), (G), (H), (J),
(K), (L), and (M).
3 In order to determine the EPA effective date for a specific provision listed in this table, consult the Federal Register notice cited in this column for the particular provision.
§ 52.1520
Subpart EE—New Hampshire
4. In § 52.1520, Table (e) is amended
by adding a new entry at the end of the
table to read as follows:
■
*
Identification of plan.
*
*
(e) * * *
*
*
NEW HAMPSHIRE NON REGULATORY
Name of non regulatory SIP
provision
Applicable geographic
or nonattainment area
EPA approved date 3
Explanations
*
December 14, 2007 ..
*
*
*
Submittal to meet Clean Air
State of New HampAct Section 110(a)(2) Infrashire.
structure Requirements for
the 1997 8-Hour Ozone
National Ambient Air Quality Standard.
State submittal date/
effective date
*
July 8, 2011 ...........................
[Insert Federal Register
page number where the
document begins].
*
*
This action addresses the following Clean Air Act requirements: 110(a)(2)(A), (B), (C),
(D)(ii), (E), (F), (G), (H), (J),
(K), (L), and (M).
3 In order to determine the EPA effective date for a specific provision listed in this table, consult the Federal Register notice cited in this column for the particular provision.
§ 52.2070
Subpart OO—Rhode Island
5. In § 52.2070, Table (e) is amended
by adding a new entry at the end of the
table to read as follows:
■
*
Identification of plan.
*
*
(e) * * *
*
*
RHODE ISLAND NON REGULATORY
wreier-aviles on DSKGBLS3C1PROD with RULES
Name of non regulatory SIP
provision
Applicable geographic
or nonattainment area
*
*
*
Submittal to meet Clean Air
State of Rhode Island
Act Section 110(a)(2) Infrastructure Requirements for
the 1997 8-Hour Ozone
National Ambient Air Quality Standard.
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State submittal date/
effective date
EPA approved date
Explanations
*
December 14, 2007 ..
*
July 8, 2011 ...........................
[Insert Federal Register
page number where the
document begins].
*
*
This action addresses the following Clean Air Act requirements: 110(a)(2)(A), (B), (C),
(D)(ii), (E), (F), (G), (H), (J),
(K), (L), and (M).
Frm 00041
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Federal Register / Vol. 76, No. 131 / Friday, July 8, 2011 / Rules and Regulations
Environmental Protection Agency,
Region 7, 901 North 5th Street, Kansas
City, Kansas 66101; telephone number:
(913) 551–7186; fax number: (913) 551–
7844; e-mail address:
kramer.elizabeth@epa.gov.
[FR Doc. 2011–17021 Filed 7–7–11; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R07–OAR–2011–0310; FRL–9434–4]
Approval and Promulgation of
Implementation Plans; State of NE
Table of Contents
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is approving the State
Implementation Plan (SIP) submittal
from the State of Nebraska addressing
the requirements of Clean Air Act (CAA
or Act) sections 110(a)(1) and (2) to
implement, maintain, and enforce the
1997 revisions to the National Ambient
Air Quality Standards (NAAQS) for
ozone. The rationale for this action is
explained in this notice and in more
detail in the notice of proposed
rulemaking for this action. EPA received
no comments on the proposal.
DATES: Effective Date: This rule is
effective August 8, 2011.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–R07–OAR–2011–0310. All
documents in the docket are listed on
the https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
i.e., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
https://www.regulations.gov or in hard
copy at the U.S. Environmental
Protection Agency, Region 7, in the Air
Planning and Development Branch of
the Air and Waste Management
Division, 901 North 5th Street, Kansas
City, Kansas 66101. EPA requests that,
if at all possible, you contact the person
listed in the FOR FURTHER INFORMATION
CONTACT section to schedule your
inspection. The interested persons
wanting to examine these documents
should make an appointment with the
office at least 24 hours in advance. The
Regional Office official hours of
business are Monday through Friday,
8:00 to 4:30, excluding Federal holidays.
FOR FURTHER INFORMATION CONTACT: Ms.
Elizabeth Kramer, Air Planning and
Development Branch, U.S.
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SUMMARY:
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SUPPLEMENTARY INFORMATION:
Throughout this document whenever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
EPA. These sections provide additional
information on this final action:
I. Background
II. Summary of Relevant Submissions
III. Scope of Infrastructure SIPs
IV. Final Action
V. Statutory and Executive Order Reviews
I. Background
On March 30, 2011 (76 FR 17592),
EPA published a proposed rulemaking
for the State of Nebraska. This
rulemaking proposed approval of
Nebraska’s submittal dated December 7,
2007 as meeting the relevant and
applicable requirements of CAA
sections 110(a)(1) and (2) necessary to
implement, maintain, and enforce the
1997 8-hour ozone NAAQS.
II. Summary of Relevant Submissions
The above referenced submittal
addresses the infrastructure elements
specified in CAA sections 110(a)(1) and
(2). This submittal refers to the
implementation, maintenance and
enforcement of the 1997 8-hour ozone
NAAQS. The rationale supporting EPA’s
proposed action is explained in the
proposal and EPA incorporates by
reference the rationale in the proposal,
as supplemented by this notice, as its
rationale for the final rule. No public
comments were received on the
proposed rulemaking.
III. Scope of Infrastructure SIPs
EPA is currently acting upon SIPs that
address the infrastructure requirements
of CAA section 110(a)(1) and (2) for
ozone and PM2.5 NAAQS for various
states across the country. Commenters
on EPA’s recent proposals for some
states raised concerns about EPA
statements that it was not addressing
certain substantive issues in the context
of acting on the infrastructure SIP
submissions.1 The commenters
specifically raised concerns involving
provisions in existing SIPs and with
1 See, Comments of Midwest Environmental
Defense Center, dated May 31, 2011. Docket # EPA–
R05–OAR–2007–1179 (adverse comments on
proposals for three states in Region 5). EPA notes
that these public comments on another proposal are
not relevant to this rulemaking and do not have to
be directly addressed in this rulemaking. EPA will
respond to these comments in the appropriate
rulemaking action to which they apply.
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EPA’s statements that it would address
two issues separately and not as part of
actions on the infrastructure SIP
submissions: (i) existing provisions
related to excess emissions during
periods of start-up, shutdown, or
malfunction at sources, that may be
contrary to the CAA and EPA’s policies
addressing such excess emissions
(‘‘SSM’’); and (ii) existing provisions
related to ‘‘director’s variance’’ or
‘‘director’s discretion’’ that purport to
permit revisions to SIP approved
emissions limits with limited public
process or without requiring further
approval by EPA, that may be contrary
to the CAA (‘‘director’s discretion’’).
EPA notes that there are two other
substantive issues for which EPA
likewise stated that it would address the
issues separately: (i) existing provisions
for minor source new source review
programs that may be inconsistent with
the requirements of the CAA and EPA’s
regulations that pertain to such
programs (‘‘minor source NSR’’); and (ii)
existing provisions for Prevention of
Significant Deterioration (PSD)
programs that may be inconsistent with
current requirements of EPA’s ‘‘Final
NSR Improvement Rule,’’ 67 FR 80186
(December 31, 2002), as amended by 72
FR 32526 (June 13, 2007) (‘‘NSR
Reform’’). In light of the comments, EPA
now believes that its statements in
various proposed actions on
infrastructure SIPs with respect to these
four individual issues should be
explained in greater depth with respect
to these issues.
EPA intended the statements in the
proposals concerning these four issues
merely to be informational, and to
provide general notice of the potential
existence of provisions within the
existing SIPs of some states that might
require future corrective action. EPA did
not want states, regulated entities, or
members of the public to be under the
misconception that the Agency’s
approval of the infrastructure SIP
submission of a given state should be
interpreted as a reapproval of certain
types of provisions that might exist
buried in the larger existing SIP for such
state. Thus, for example, EPA explicitly
noted that the Agency believes that
some states may have existing SIP
approved SSM provisions that are
contrary to the CAA and EPA policy,
but that ‘‘in this rulemaking, EPA is not
proposing to approve or disapprove any
existing State provisions with regard to
excess emissions during SSM of
operations at facilities.’’ EPA further
explained, for informational purposes,
that ‘‘EPA plans to address such State
regulations in the future.’’ EPA made
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Agencies
[Federal Register Volume 76, Number 131 (Friday, July 8, 2011)]
[Rules and Regulations]
[Pages 40248-40258]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17021]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R01-OAR-2008-0639; EPA-R01-OAR-2008-0641; EPA-R01-OAR-2008-00642;
EPA-R01-OAR-2008-0643; A-1-FRL-9431-2]
Approval and Promulgation of Implementation Plans; Connecticut,
Maine, New Hampshire and Rhode Island; Infrastructure SIPs for the 1997
8-Hour Ozone National Ambient Air Quality Standards
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is approving submittals from the States of Connecticut,
Maine, New Hampshire and Rhode Island. These submittals outline how
each state's State Implementation Plan (SIP) meets the requirements of
the Clean Air Act (CAA) for the 1997 8-hour ozone national ambient air
quality standards (NAAQS). Section 110(a) of the CAA requires that each
state adopt and submit a SIP for the implementation, maintenance and
enforcement of each NAAQS promulgated by the EPA. This SIP is commonly
referred to as an infrastructure SIP. Specifically, EPA is taking final
action to fully approve the submittals from Connecticut, Maine, New
Hampshire and Rhode Island, with one exception. EPA is taking direct
final action to conditionally approve one element of Connecticut's
submittal. These actions are being taken under the Clean Air Act.
DATES: Effective Dates: This rule will be effective August 8, 2011,
with one exception. The conditional approval of one element of
Connecticut's SIP is a direct final rule which will be effective
September 6, 2011, unless EPA receives adverse comments on that action
by August 8, 2011.
If adverse comments are received, EPA will publish a timely
withdrawal of the direct final rule in the Federal Register informing
the public that the rule will not take effect.
ADDRESSES: Submit your comments, if any, on EPA's direct final
conditional approval for Connecticut, identified by Docket ID Number
EPA-R01-OAR-200-0639 by one of the following methods:
1. https://www.regulations.gov: Follow the on-line instructions for
submitting comments.
2. E-mail: arnold.anne@epa.gov Fax: (617) 918-0047. Mail: ``Docket
Identification Number EPA-R01-OAR-2008-0639'', Anne Arnold, U.S.
Environmental Protection Agency, EPA New England Regional Office,
Office of Ecosystem Protection, Air Quality Planning Unit, 5 Post
Office Square--Suite 100, (Mail code OEP05-2), Boston, MA 02109-3912
3. Hand Delivery or Courier. Deliver your comments to: Anne Arnold,
Manager, Air Quality Planning Unit, Office of Ecosystem Protection,
U.S. Environmental Protection Agency, EPA New England Regional Office,
Office of Ecosystem Protection, Air Quality Planning Unit, 5 Post
Office Square--Suite 100, (Mail code OEP05-2), Boston, MA 02109-3912.
Such deliveries are only accepted during the Regional Office's normal
hours of operation. The Regional Office's official hours of business
are Monday through Friday, 8:30 to 4:30, excluding legal holidays.
Instructions: Direct your comments for Connecticut to Docket ID No.
EPA-R01-OAR-2008-0639. EPA's policy is that all comments received will
be included in the public docket without change and may be made
available online at https://www.regulations.gov, including any personal
information provided, unless the comment includes information claimed
to be Confidential Business Information (CBI) or other information
whose disclosure is restricted by statute. Do not submit through https://www.regulations.gov, or e-mail, information that you consider to be
CBI or otherwise protected. The https://www.regulations.gov Web site is
an ``anonymous access'' system, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an e-mail comment directly to EPA without
going through https://www.regulations.gov your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses.
Docket: All documents in the electronic docket are listed in the
https://www.regulations.gov index. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in https://www.regulations.gov or in hard copy at Office of Ecosystem Protection,
U.S. Environmental Protection Agency, EPA New England Regional Office,
5 Post Office Square, Suite 100, Boston, MA. EPA requests that if at
all possible, you contact the person listed in the FOR FURTHER
INFORMATION CONTACT section to schedule your inspection. The Regional
Office's official hours of business are Monday through Friday, 8:30 to
4:30, excluding legal holidays.
FOR FURTHER INFORMATION CONTACT: Richard P. Burkhart, Air Quality
Planning Unit, U.S. Environmental Protection Agency, EPA New England
Regional Office, 5 Post Office Square, Suite 100, Boston, MA 02109-
3912, telephone number (617) 918-1664, fax number (617) 918-0664, e-
mail Burkhart.Richard@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Scope of Action on Infrastructure Submissions
III. EPA's Response to Comments
IV. Final Actions
V. Statutory and Executive Order Reviews
I. Background
Section 110(a) of the Clean Air Act imposes the obligation upon
states to make a SIP submission to EPA for a new or revised NAAQS, but
the contents of that submission may vary depending upon the facts and
circumstances. In particular, the data and analytical tools available
at the time the state develops and submits the SIP for a new or revised
NAAQS affects the content of the submission. The contents of such SIP
submissions may also vary depending upon what provisions the state's
existing SIP already contains. In the case of the 1997 8-hour ozone
NAAQS, states typically have met the basic program elements required in
section 110(a)(2) through earlier SIP submissions in connection with
previous ozone standards.
On October 2, 2007, EPA issued a guidance document entitled,
``Guidance on SIP Elements Required Under Sections 110(a)(1) and (2)
for the 1997
[[Page 40249]]
8-hour Ozone and fine particle (PM2.5) National Ambient Air
Quality Standards.'' This guidance noted that to the extent an existing
SIP already meets the section 110(a)(2) requirements, states need only
certify that fact via a letter to EPA.
The States of Connecticut, Maine, New Hampshire, and Rhode Island
each submitted such certification letters to EPA on December 28, 2007,
January 3, 2008, December 14, 2007 and December 14, 2007, respectively.
All four submittals were deemed complete, effective April 28, 2008.
(See 73 FR 16205; March 27, 2008.)
On March 23, 2011, EPA proposed to approve the Connecticut, Maine,
New Hampshire and Rhode Island infrastructure submissions for the 1997
8-hour ozone NAAQS. See 76 FR 16358. A summary of the background for
today's final actions is provided below. See EPA's March 23, 2011,
proposed rulemaking at 76 FR 16358 for more detail.
More specifically, section 110(a)(1) provides the procedural and
timing requirements for SIPs. Section 110(a)(2) lists specific elements
that states must meet for ``infrastructure'' SIP requirements related
to a newly established or revised NAAQS. As mentioned above, these
requirements include SIP infrastructure elements such as modeling,
monitoring, and emissions inventories that are designed to assure
attainment and maintenance of the NAAQS. The requirements that are the
subject of this proposed rulemaking are listed below: \1\
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\1\ Two elements identified in section 110(a)(2) are not
governed by the three year submission deadline of section 110(a)(1)
because SIPs incorporating necessary local nonattainment area
controls are not due within three years after promulgation of a new
or revised NAAQS, but rather due at the time the nonattainment area
plan requirements are due pursuant to section 172. These
requirements are: (1) Submissions required by section 110(a)(2)(C)
to the extent that subsection refers to a permit program as required
in part D Title I of the CAA; and (2) submissions required by
section 110(a)(2)(I) which pertain to the nonattainment planning
requirements of part D, Title I of the CAA. Today's final rulemaking
does not address infrastructure elements related to section
110(a)(2)(I) but does provide detail, as explained in the notice of
proposed rulemaking, on how the respective states' SIP addresses the
requirements of section 110(a)(2)(C) not related to the part D
permit program for nonattainment areas.
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110(a)(2)(A): Emission limits and other control measures.
110(a)(2)(B): Ambient air quality monitoring/data system.
110(a)(2)(C): Program for enforcement of control
measures.\2\
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\2\ This rulemaking only addresses requirements for this element
as they relate to attainment areas, if any.
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110(a)(2)(D)(ii): Interstate transport.
110(a)(2)(E): Adequate resources.
110(a)(2)(F): Stationary source monitoring system.
110(a)(2)(G): Emergency power.
110(a)(2)(H): Future SIP revisions.
110(a)(2)(J): Consultation with government officials;
public notification; and PSD and visibility protection.
110(a)(2)(K): Air quality modeling/data.
110(a)(2)(L): Permitting fees.
110(a)(2)(M): Consultation/participation by affected local
entities.
II. Scope of Action on Infrastructure Submissions
EPA is taking final action to approve the Connecticut, Maine, New
Hampshire and Rhode Island SIPs as demonstrating that the respective
States meet the requirements of sections 110(a)(1) and (2) of the CAA
for the 1997 8-hour ozone NAAQS. Section 110(a) of the CAA requires
that each state adopt and submit a SIP for the implementation,
maintenance, and enforcement of each NAAQS promulgated by the EPA,
which is commonly referred to as an ``infrastructure'' SIP.
Connecticut, Maine, New Hampshire and Rhode Island certified that the
Connecticut, Maine, New Hampshire and Rhode Island SIPs contain
provisions that ensure the 1997 8-hour ozone NAAQS is implemented,
enforced, and maintained in Connecticut, Maine, New Hampshire and Rhode
Island, respectively. The Connecticut, Maine, New Hampshire and Rhode
Island infrastructure submissions address all the required
infrastructure elements for the 1997 8-hour ozone NAAQS. EPA has
determined that the Connecticut, Maine, New Hampshire and Rhode Island
infrastructure submissions are consistent with section 110 of the CAA,
with the exception of the Connecticut submission with respect to
section 110(a)(2)(D)(ii). Therefore, EPA is taking final action to
fully approve the submittals from Connecticut, Maine, New Hampshire and
Rhode Island, with one exception. EPA is taking direct final action to
conditionally approve Connecticut's submittal with respect to section
110(2)(D)(ii), as discussed further in Section III below. Additionally,
EPA is responding to comments received on EPA's March 23, 2011 proposed
approval of the Connecticut, Maine, New Hampshire and Rhode Island
infrastructure submissions.
EPA is currently acting upon SIPs that address the infrastructure
requirements of CAA section 110(a)(1) and (2) for ozone and
PM2.5 NAAQS for various states across the country.
Commenters on EPA's recent proposals for some states raised concerns
about EPA statements that it was not addressing certain substantive
issues in the context of acting on the infrastructure SIP
submissions.\3\ The commenters specifically raised concerns involving
provisions in existing SIPs and with EPA's statements that it would
address two issues separately and not as part of actions on the
infrastructure SIP submissions: (i) existing provisions related to
excess emissions during periods of start-up, shutdown, or malfunction
at sources, that may be contrary to the CAA and EPA's policies
addressing such excess emissions (``SSM''); and (ii) existing
provisions related to ``director's variance'' or ``director's
discretion'' that purport to permit revisions to SIP approved emissions
limits with limited public process or without requiring further
approval by EPA, that may be contrary to the CAA (``director's
discretion''). EPA notes that there are two other substantive issues
for which EPA likewise stated that it would address the issues
separately: (i) existing provisions for minor source new source review
programs that may be inconsistent with the requirements of the CAA and
EPA's regulations that pertain to such programs (``minor source NSR'');
and (ii) existing provisions for Prevention of Significant
Deterioration programs that may be inconsistent with current
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80,186
(December 31, 2002), as amended by 72 FR 32,526 (June 13, 2007) (``NSR
Reform''). In light of the comments, EPA now believes that its
statements in various proposed actions on infrastructure SIPs with
respect to these four individual issues should be explained in greater
depth with respect to these issues.
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\3\ See, Comments of Midwest Environmental Defense Center, dated
May 31, 2011. Docket EPA-R05-OAR-2007-1179 (adverse
comments on proposals for three states in Region 5). EPA notes that
these public comments on another proposal are not relevant to this
rulemaking and do not have to be directly addressed in this
rulemaking. EPA will respond to these comments in the appropriate
rulemaking action to which they apply.
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EPA intended the statements in the proposals concerning these four
issues merely to be informational, and to provide general notice of the
potential existence of provisions within the existing SIPs of some
states that might require future corrective action. EPA did not want
states, regulated entities, or members of the public to be under the
misconception that the Agency's approval of the infrastructure SIP
[[Page 40250]]
submission of a given state should be interpreted as a reapproval of
certain types of provisions that might exist buried in the larger
existing SIP for such state. Thus, for example, EPA explicitly noted
that the Agency believes that some states may have existing SIP
approved SSM provisions that are contrary to the CAA and EPA policy,
but that ``in this rulemaking, EPA is not proposing to approve or
disapprove any existing State provisions with regard to excess
emissions during SSM of operations at facilities.'' EPA further
explained, for informational purposes, that ``EPA plans to address such
State regulations in the future.'' EPA made similar statements, for
similar reasons, with respect to the director's discretion, minor
source NSR, and NSR Reform issues. EPA's objective was to make clear
that approval of an infrastructure SIP for these ozone and
PM2.5 NAAQS should not be construed as explicit or implicit
reapproval of any existing provisions that relate to these four
substantive issues.
Unfortunately, the commenters and others evidently interpreted
these statements to mean that EPA considered action upon the SSM
provisions and the other three substantive issues to be integral parts
of acting on an infrastructure SIP submission, and therefore that EPA
was merely postponing taking final action on the issue in the context
of the infrastructure SIPs. This was not EPA's intention. To the
contrary, EPA only meant to convey its awareness of the potential for
certain types of deficiencies in existing SIPs, and to prevent any
misunderstanding that it was reapproving any such existing provisions.
EPA's intention was to convey its position that the statute does not
require that infrastructure SIPs address these specific substantive
issues in existing SIPs and that these issues may be dealt with
separately, outside the context of acting on the infrastructure SIP
submission of a state. To be clear, EPA did not mean to imply that it
was not taking a full final agency action on the infrastructure SIP
submission with respect to any substantive issue that EPA considers to
be a required part of acting on such submissions under section 110(k)
or under section 110(c). Given the confusion evidently resulting from
EPA's statements, however, we want to explain more fully the Agency's
reasons for concluding that these four potential substantive issues in
existing SIPs may be addressed separately.
The requirement for the SIP submissions at issue arises out of CAA
section 110(a)(1). That provision requires that states must make a SIP
submission ``within 3 years (or such shorter period as the
Administrator may prescribe) after the promulgation of a national
primary ambient air quality standard (or any revision thereof)'' and
that these SIPs are to provide for the ``implementation, maintenance,
and enforcement'' of such NAAQS. Section 110(a)(2) includes a list of
specific elements that ``[e]ach such plan'' submission must meet. EPA
has historically referred to these particular submissions that states
must make after the promulgation of a new or revised NAAQS as
``infrastructure SIPs.'' This specific term does not appear in the
statute, but EPA uses the term to distinguish this particular type of
SIP submission designed to address basic structural requirements of a
SIP from other types of SIP submissions designed to address other
different requirements, such as ``nonattainment SIP'' submissions
required to address the nonattainment planning requirements of part D,
``regional haze SIP'' submissions required to address the visibility
protection requirements of CAA section 169A, new source review
permitting program submissions required to address the requirements of
part D, and a host of other specific types of SIP submissions that
address other specific matters.
Although section 110(a)(1) addresses the timing and general
requirements for these infrastructure SIPs, and section 110(a)(2)
provides more details concerning the required contents of these
infrastructure SIPs, EPA believes that many of the specific statutory
provisions are facially ambiguous. In particular, the list of required
elements provided in section 110(a)(2) contains a wide variety of
disparate provisions, some of which pertain to required legal
authority, some of which pertain to required substantive provisions,
and some of which pertain to requirements for both authority and
substantive provisions.\4\ Some of the elements of section 110(a)(2)
are relatively straightforward, but others clearly require
interpretation by EPA through rulemaking, or recommendations through
guidance, in order to give specific meaning for a particular NAAQS.\5\
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\4\ For example, section 110(a)(2)(E) provides that states must
provide assurances that they have adequate legal authority under
state and local law to carry out the SIP; section 110(a)(2)(C)
provides that states must have a substantive program to address
certain sources as required by part C of the CAA; section
110(a)(2)(G) provides that states must have both legal authority to
address emergencies and substantive contingency plans in the event
of such an emergency.
\5\ For example, section 110(a)(2)(D)(i) requires EPA to be sure
that each state's SIP contains adequate provisions to prevent
significant contribution to nonattainment of the NAAQS in other
states. This provision contains numerous terms that require
substantial rulemaking by EPA in order to determine such basic
points as what constitutes significant contribution. See, e.g.,
``Rule To Reduce Interstate Transport of Fine Particulate Matter and
Ozone (Clean Air Interstate Rule); Revisions to Acid Rain Program;
Revisions to the NOx SIP Call; Final Rule,'' 70 FR 25,162 (May 12,
2005)(defining, among other things, the phrase ``contribute
significantly to nonattainment'').
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Notwithstanding that section 110(a)(2) states that ``each'' SIP
submission must meet the list of requirements therein, EPA has long
noted that this literal reading of the statute is internally
inconsistent, insofar as section 110(a)(2)(I) pertains to nonattainment
SIP requirements that could not be met on the schedule provided for
these SIP submissions in section 110(a)(1).\6\ This illustrates that
EPA must determine which provisions of section 110(a)(2) may be
applicable for a given infrastructure SIP submission. Similarly, EPA
has previously decided that it could take action on different parts of
the larger, general ``infrastructure SIP'' for a given NAAQS without
concurrent action on all subsections, such as section 110(a)(2)(D)(i),
because the Agency bifurcated the action on these latter ``interstate
transport'' provisions within section 110(a)(2) and worked with states
to address each of the four prongs of section 110(a)(2)(D)(i) with
substantive administrative actions proceeding on different tracks with
different schedules.\7\ This illustrates that EPA may conclude that
subdividing the applicable requirements of section 110(a)(2) into
separate SIP actions may sometimes be appropriate for a given NAAQS
where a specific substantive action is necessitated, beyond a mere
submission addressing basic structural aspects of the state's SIP.
Finally, EPA notes that not every element of section 110(a)(2) would be
relevant, or as relevant, or relevant in the same way, for each new or
revised NAAQS and the attendant infrastructure SIP submission for that
NAAQS. For example, the monitoring requirements that might be necessary
for purposes of section 110(a)(2)(B) for one NAAQS could be
[[Page 40251]]
very different than what might be necessary for a different pollutant.
Thus, the content of an infrastructure SIP submission to meet this
element from a state might be very different for an entirely new NAAQS,
versus a minor revision to an existing NAAQS.\8\
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\6\ See, e.g., Id., 70 FR 25,162, at 63-65 (May 12,
2005)(explaining relationship between timing requirement of section
110(a)(2)(D) versus section 110(a)(2)(I)).
\7\ EPA issued separate guidance to states with respect to SIP
submissions to meet section 110(a)(2)(D)(i) for the 1997 ozone and
1997 PM2.5 NAAQS. See, ``Guidance for State
Implementation Plan (SIP) Submissions to Meet Current Outstanding
Obligations Under Section 110(a)(2)(D)(i) for the 8-Hour Ozone and
PM2.5 National Ambient Air Quality Standards,'' from
William T. Harnett, Director Air Quality Policy Division OAQPS, to
Regional Air Division Director, Regions I-X, dated August 15, 2006.
\8\ For example, implementation of the 1997 PM2.5
NAAQS required the deployment of a system of new monitors to measure
ambient levels of that new indicator species for the new NAAQS.
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Similarly, EPA notes that other types of SIP submissions required
under the statute also must meet the requirements of section 110(a)(2),
and this also demonstrates the need to identify the applicable elements
for other SIP submissions. For example, nonattainment SIPs required by
part D likewise have to meet the relevant subsections of section
110(a)(2) such as section 110(a)(2)(A) or (E). By contrast, it is clear
that nonattainment SIPs would not need to meet the portion of section
110(a)(2)(C) that pertains to part C, i.e., the PSD requirement
applicable in attainment areas. Nonattainment SIPs required by part D
also would not need to address the requirements of section 110(a)(2)(G)
with respect to emergency episodes, as such requirements would not be
limited to nonattainment areas. As this example illustrates, each type
of SIP submission may implicate some subsections of section 110(a)(2)
and not others.
Given the potential for ambiguity of the statutory language of
section 110(a)(1) and (2), EPA believes that it is appropriate for EPA
to interpret that language in the context of acting on the
infrastructure SIPs for a given NAAQS. Because of the inherent
ambiguity of the list of requirements in section 110(a)(2), EPA has
adopted an approach in which it reviews infrastructure SIPs against
this list of elements ``as applicable.'' In other words, EPA assumes
that Congress could not have intended that each and every SIP
submission, regardless of the purpose of the submission or the NAAQS in
question, would meet each of the requirements, or meet each of them in
the same way. EPA elected to use guidance to make recommendations for
infrastructure SIPs for these NAAQS.
On October 2, 2007, EPA issued guidance making recommendations for
the infrastructure SIP submissions for both the 1997 8-hour ozone NAAQS
and the 1997 PM2.5 NAAQS. \9\ Within this guidance document,
EPA described the duty of states to make these submissions to meet what
the Agency characterized as the ``infrastructure'' elements for SIPs,
which it further described as the ``basic SIP requirements, including
emissions inventories, monitoring, and modeling to assure attainment
and maintenance of the standards.'' \10\ As further identification of
these basic structural SIP requirements, ``attachment A'' to the
guidance document included a short description of the various elements
of section 110(a)(2) and additional information about the types of
issues that EPA considered germane in the context of such
infrastructure SIPs. EPA emphasized that the description of the basic
requirements listed on attachment A was not intended ``to constitute an
interpretation of'' the requirements, and was merely a ``brief
description of the required elements.'' \11\ EPA also stated its belief
that with one exception, these requirements were ``relatively self
explanatory, and past experience with SIPs for other NAAQS should
enable States to meet these requirements with assistance from EPA
Regions.'' \12\ For the one exception to that general assumption,
however, i.e., how states should proceed with respect to the
requirements of section 110(a)(2)(G) for the 1997 PM2.5
NAAQS, EPA gave much more specific recommendations. But for other
infrastructure SIP submittals, and for certain elements of the
submittals for the 1997 PM2.5 NAAQS, EPA assumed that each
state would work with its corresponding EPA regional office to refine
the scope of a state's submittal based on an assessment of how the
requirements of section 110(a)(2) should reasonably apply to the basic
structure of the state's SIP for the NAAQS in question.
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\9\ See, ``Guidance on SIP Elements Required Under Section
110(a)(1) and (2) for the 1997 8-hour Ozone and PM2.5
National Ambient Air Quality Standards,'' from William T. Harnett,
Director Air Quality Policy Division, to Air Division Directors,
Regions I-X, dated October 2, 2007 (the ``2007 Guidance''). EPA
issued comparable guidance for the 2006 PM2.5 NAAQS
entitled ``Guidance on SIP Elements Required Under Sections
110(a)(1) and (2) for the 2006 24-Hour Fine Particle
(PM2.5) National Ambient Air Quality Standards (NAAQS),''
from William T, Harnett, Director Air Quality Policy Division, to
Regional Air Division Directors, Regions I-X, dated September 25,
2009 (the ``2009 Guidance'').
\10\ Id., at page 2.
\11\ Id., at attachment A, page 1.
\12\ Id., at page 4. In retrospect, the concerns raised by
commenters with respect to EPA's approach to some substantive issues
indicates that the statute is not so ``self explanatory,'' and
indeed is sufficiently ambiguous that EPA needs to interpret it in
order to explain why these substantive issues do not need to be
addressed in the context of infrastructure SIPs and may be addressed
at other times and by other means.
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Significantly, the 2007 Guidance did not explicitly refer to the
SSM, director's discretion, minor source NSR, or NSR Reform issues as
among specific substantive issues EPA expected states to address in the
context of the infrastructure SIPs, nor did EPA give any more specific
recommendations with respect to how states might address such issues
even if they elected to do so. The SSM and director's discretion issues
implicate section 110(a)(2)(A), and the minor source NSR and NSR Reform
issues implicate section 110(a)(2)(C). In the 2007 Guidance, however,
EPA did not indicate to states that it intended to interpret these
provisions as requiring a substantive submission to address these
specific issues in the context of the infrastructure SIPs for these
NAAQS. Instead, EPA's 2007 Guidance merely indicated its belief that
the states should make submissions in which they established that they
have the basic SIP structure necessary to implement, maintain, and
enforce the NAAQS. EPA believes that states can establish that they
have the basic SIP structure, notwithstanding that there may be
potential deficiencies within the existing SIP. Thus, EPA's proposals
mentioned these issues not because the Agency considers them issues
that must be addressed in the context of an infrastructure SIP as
required by section 110(a)(1) and (2), but rather because EPA wanted to
be clear that it considers these potential existing SIP problems as
separate from the pending infrastructure SIP actions.
EPA believes that this approach to the infrastructure SIP
requirement is reasonable, because it would not be feasible to read
section 110(a)(1) and (2) to require a top to bottom, stem to stern,
review of each and every provision of an existing SIP merely for
purposes of assuring that the state in question has the basic
structural elements for a functioning SIP for a new or revised NAAQS.
Because SIPs have grown by accretion over the decades as statutory and
regulatory requirements under the CAA have evolved, they may include
some outmoded provisions and historical artifacts that, while not fully
up to date, nevertheless may not pose a significant problem for the
purposes of ``implementation, maintenance, and enforcement'' of a new
or revised NAAQS when EPA considers the overall effectiveness of the
SIP. To the contrary, EPA believes that a better approach is for EPA to
determine which specific SIP elements from section 110(a)(2) are
applicable to an infrastructure SIP for a given NAAQS, and to focus
attention on those elements that are most likely to need a specific SIP
revision in light of the new or revised NAAQS. Thus, for example, EPA's
2007 Guidance specifically directed states to focus on the requirements
of section 110(a)(2)(G) for the 1997 PM2.5 NAAQS because of
[[Page 40252]]
the absence of underlying EPA regulations for emergency episodes for
this NAAQS and an anticipated absence of relevant provisions in
existing SIPs.
Finally, EPA believes that its approach is a reasonable reading of
section 110(a)(1) and (2) because the statute provides other avenues
and mechanisms to address specific substantive deficiencies in existing
SIPs. These other statutory tools allow the Agency to take appropriate
tailored action, depending upon the nature and severity of the alleged
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP
call'' whenever the Agency determines that a state's SIP is
substantially inadequate to attain or maintain the NAAQS, to mitigate
interstate transport, or otherwise to comply with the CAA.\13\ Section
110(k)(6) authorizes EPA to correct errors in past actions, such as
past approvals of SIP submissions.\14\ Significantly, EPA's
determination that an action on the infrastructure SIP is not the
appropriate time and place to address all potential existing SIP
problems does not preclude the Agency's subsequent reliance on
provisions in section 110(a)(2) as part of the basis for action at a
later time. For example, although it may not be appropriate to require
a state to eliminate all existing inappropriate director's discretion
provisions in the course of acting on the infrastructure SIP, EPA
believes that section 110(a)(2)(A) may be among the statutory bases
that the Agency cites in the course of addressing the issue in a
subsequent action.\15\
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\13\ EPA has recently issued a SIP call to rectify a specific
SIP deficiency related to the SSM issue. See, ``Finding of
Substantial Inadequacy of Implementation Plan; Call for Utah State
Implementation Plan Revision,'' 74 FR 21,639 (April 18, 2011).
\14\ EPA has recently utilized this authority to correct errors
in past actions on SIP submissions related to PSD programs. See,
``Limitation of Approval of Prevention of Significant Deterioration
Provisions Concerning Greenhouse Gas Emitting-Sources in State
Implementation Plans; Final Rule,'' 75 FR 82,536 (Dec. 30, 2010).
EPA has previously used its authority under CAA 110(k)(6) to remove
numerous other SIP provisions that the Agency determined it had
approved in error. See, e.g., 61 FR 38,664 (July 25, 1996) and 62 FR
34,641 (June 27, 1997) (corrections to American Samoa, Arizona,
California, Hawaii, and Nevada SIPs); 69 FR 67,062 (November 16,
2004) (corrections to California SIP); and 74 FR 57,051 (November 3,
2009) (corrections to Arizona and Nevada SIPs).
\15\ EPA has recently disapproved a SIP submission from Colorado
on the grounds that it would have included a director's discretion
provision inconsistent with CAA requirements, including section
110(a)(2)(A). See, e.g., 75 FR 42,342 at 42,344 (July 21, 2010)
(proposed disapproval of director's discretion provisions); 76 FR
4,540 (Jan. 26, 2011) (final disapproval of such provisions).
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III. EPA's Response to Comments
EPA received one set of comments (from the Law Office of Robert
Ukeiley, hereinafter referred to as ``the Commenter'') on the March 23,
2011, proposed rulemaking to approve revisions to the Connecticut,
Maine, New Hampshire and Rhode Island infrastructure submissions as
meeting the requirements of sections 110(a)(1) and (2) of the CAA for
the 1997 8-hour ozone NAAQS. Generally, the Commenter's concerns relate
to whether EPA's approval of the Connecticut, Maine, New Hampshire and
Rhode Island infrastructure submissions are in compliance with section
110(l) of the CAA, and whether EPA's approval will interfere with the
states' compliance with the CAA's prevention of significant
deterioration (PSD) requirements. In addition, the commenter has
concerns with how the Connecticut SIP addresses the element required by
section 110(a)(2)(D)(ii). The comments are provided in the docket for
today's final action. A summary of the comments and EPA's responses are
provided below.
Comment 1: Under the header ``No Clean Air Act Section 110(l)
analysis,'' the Commenter states ``Before providing the technical
analysis for why finalizing this proposed rule would be contrary to the
Clean Air Act, I wish to point out that it is 2011 and EPA has yet to
ensure that these areas have plans to meet the 1997 National Ambient
Air Quality Standard (NAAQS) for ozone.'' The Commenter goes on to
state that ``EPA acknowledged that the science indicates that the 1997
NAAQS, which is effectively 85 parts per billion (ppb), does not
protect people's health or welfare when in 2008, EPA set a new ozone
NAAQS at 75 ppb.''
Response 1: As noted in EPA's proposed rulemaking on the
Connecticut, Maine, New Hampshire and Rhode Island infrastructure
submissions and in today's final rulemaking, the very action that EPA
is undertaking is a determination that Connecticut, Maine, New
Hampshire and Rhode Island have plans to ensure compliance with the
1997 8-hour ozone NAAQS. The level of the 1997 ozone NAAQS is 0.08
parts per million (ppm) on an 8-hour average basis. The Connecticut,
Maine, New Hampshire and Rhode Island submissions predate the release
of the recent revision to the 8-hour ozone NAAQS on March 12, 2008, and
are distinct from any plans that the States of Connecticut, Maine, New
Hampshire and Rhode Island may provide to ensure compliance of the 2008
NAAQS. Our actions today are meant to address the 1997 ozone
infrastructure requirements under Section 110 of the Act. EPA does not
have before us the Section 110 infrastructure requirements for the 2008
ozone NAAQS. Nevertheless, EPA has considered the 2008 8-hour ozone
NAAQS to the extent that section 110(l) applies to this action and will
expound on this consideration in Response 2 below. Further, EPA agrees
that the Agency has made the determination that the 1997 8-hour ozone
NAAQS is not as protective as needed for public health and welfare, and
as the Commenter mentioned, the Agency established a new ozone NAAQS at
a level of 0.075 ppm on an 8-hour average basis. However, EPA notes
that the Agency is currently reconsidering the 2008 8-hour ozone NAAQS,
and has not yet designated areas for any subsequent NAAQS.
Finally, while it is not clear which areas the Commenter refers to
in stating ``EPA has yet to ensure these areas have plans to meet'' the
1997 ozone NAAQS, the comment may refer to the requirements under
section 172, Part D, Title I of the Act for states with nonattainment
areas for the 1997 ozone NAAQS to submit nonattainment plans. As
discussed in our notice proposing approval of the Connecticut, Maine,
New Hampshire and Rhode Island infrastructure SIP, submissions required
by section 110(a)(2)(I) which pertain to the nonattainment planning
requirements of part D, Title I of the CAA are outside the scope of
this action, as such plans are not due within three years after
promulgation of a new or revised NAAQS, but rather are due at the time
the nonattainment area plan requirements are due pursuant to section
172.
In addition, all of Rhode Island (see 75 FR 64949, Oct. 21, 2010),
New Hampshire (see 76 FR 14865, March 18, 2011), and Maine (see 71 FR
71489, Dec. 11, 2006) meet the 1997 ozone NAAQS. The Greater
Connecticut 8-hour ozone nonattainment area also meets the 1997 ozone
NAAQS (see 75 FR 53219, August 31, 2011). The remainder of the State of
Connecticut also meets the 1997 ozone NAAQS based on 2007-2009 ozone
data, but EPA has not yet made the formal determination in the Federal
Register. In summary, all four states have ozone air quality that meets
the 1997 ozone NAAQS.
Comment 2: Also under the header ``No Clean Air Act Section 110(l)
analysis,'' the Commenter cites the section 110(l) CAA requirement, and
states ``Clean Air Act Sec. 110(l) requires `EPA to evaluate whether
the plan as revised will achieve the pollution reductions required
under the Act, and
[[Page 40253]]
the absence of exacerbation of the existing situation does not assure
this result.' Hall v. EPA, 273 F.3d 1146, 1152 (9th Cir. 2001).'' The
Commenter goes on to state that ``* * * the Federal Register notices
are devoid of any analysis of how these rule makings will or will not
interfere with attaining, making reasonable further progress on
attaining and maintaining the 75 ppb ozone NAAQS as well as the 1-hour
100 ppb nitrogen oxides NAAQS.''
Response 2: EPA agrees with the Commenter's assertion that
consideration of section 110(l) of the CAA is necessary for EPA's
action with regard to approving the states' submissions. However, EPA
disagrees with the Commenter's assertion that EPA did not consider
110(l) in terms of the March 23, 2011, proposed action. Further, EPA
disagrees with the Commenter's assertion that EPA's proposed March 23,
2011 action does not comply with the requirements of section 110(l).
Section 110(l) provides in part that: ``[t]he Administrator shall not
approve a revision of a plan if the revision would interfere with any
applicable requirement concerning attainment and reasonable further
progress * * *, or any other applicable requirement of this chapter.''
EPA has consistently interpreted section 110(l) as not requiring a new
attainment demonstration for every SIP submission. EPA has further
concluded that preservation of the status quo air quality during the
time new attainment demonstrations are being prepared will not
interfere with a state meeting its obligations to develop timely
attainment demonstrations. The following actions are examples of where
EPA has addressed 110(l) in previous rulemakings: See 70 FR 53, 57
(January 3, 2005); 70 FR 17029, 17033 (April 4, 2005); 70 FR 28429,
28431 (May 18, 2005); and 70 FR 58119, 58134 (October 5, 2005). The
Connecticut, Maine, New Hampshire and Rhode Island infrastructure
submissions do not revise or remove any existing emissions limit for
any NAAQS or any other existing substantive SIP provisions relevant to
the 1997 8-hour ozone NAAQS or the 2010 nitrogen dioxide
(NO2) NAAQS. Simply put, the submissions do not make any
substantive revision that could result in any change in emissions. As a
result, the submissions do not relax any existing requirements or alter
the status quo air quality. Therefore, approval of the Connecticut,
Maine, New Hampshire and Rhode Island infrastructure submissions will
not interfere with attainment or maintenance of any NAAQS.
Comment 3: Under the header ``No Clean Air Act Section 110(l)
analysis,'' the Commenter states that ``We are not required to guess
what EPA's Clean Air Act 110(l) analysis would be. Rather, EPA must
approve in part and disapprove in part these action and re-propose to
approve the disapproved part with a Clean Air Act Sec. 110(l)
analysis.'' Further, the Commenter states that ``EPA cannot include its
analysis in its response to comments and approve the actions without
providing the public with an opportunity to comment on EPA's Clean Air
Act Sec. 110(l) analysis.''
Response 3: Please see Response 2 for a fuller explanation
regarding EPA's response to the Commenter's assertion that EPA's action
is not in compliance with section 110(l) of the CAA. EPA does not agree
with the Commenter's assertion that EPA's analysis did not somehow
consider section 110(l) and so, therefore, ``EPA must approve in part
and disapprove in part these action [sic] and re-propose to approve the
disapproved part with a Clean Air Act Sec. 110(l) analysis.'' Every
action that EPA takes to approve a SIP revision is subject to 110(l)
and thus EPA's consideration of whether a state's submission ``* * *
would interfere with any applicable requirement concerning attainment
and reasonable further progress * * *, or any other applicable
requirement of this chapter'' is inherent in EPA's action to approve or
disapprove a submission from a state. In the ``Proposed Action''
section of the March 23, 2010, rulemaking, EPA notes that EPA is
proposing to approve the Connecticut, Maine, New Hampshire and Rhode
Island infrastructure submissions for the 1997 8-hour ozone NAAQS
because these submissions are consistent with section 110 of the CAA.
Section 110(l) is a component of section 110, so EPA believes that this
provides sufficient notice that EPA considered section 110(l) for the
proposed action and concluded that section 110(l) was not violated.
Further, EPA does not agree with the Commenter's assertion that the
Agency cannot provide additional clarification in response to a comment
and take a final approval action without ``* * * providing the public
with an opportunity to comment on EPA's Clean Air Act Sec. 110(l)
analysis.'' The Commenter does not cite any provision of the Act or
other authority for the Commenter's assertion. In fact, the proposition
that providing an analysis for the first time in response to a comment
on a rulemaking somehow violates the public's opportunity to comment
has been rejected by the DC Circuit Court of Appeals. See Int'l
Harvester Co. v. Ruckelshaus, 478 F.2d 615, 632 n.51 (D.C. Cir. 1973).
Furthermore, as mentioned above, EPA's approval of the Connecticut,
Maine, New Hampshire and Rhode Island infrastructure submissions does
not make any substantive revision that could result in any change in
emissions, so there is no further ``analysis'' beyond whether the state
has adequate provisions in their SIPs to address the infrastructure
requirements for the 1997 8-hour ozone NAAQS. EPA's March 23, 2011,
proposed rulemaking goes through each of the relevant infrastructure
requirements and provides detailed information on how the Connecticut,
Maine, New Hampshire and Rhode Island SIPs address the relevant
infrastructure requirements. Beyond making a general statement
indicating that the Connecticut, Maine, New Hampshire and Rhode Island
submissions are somehow not in compliance with section 110(l) of the
CAA, the Commenter does not provide comments on EPA's detailed analysis
of each infrastructure requirement to indicate that the Connecticut,
Maine, New Hampshire and Rhode Island infrastructure submissions for
the 1997 8-hour ozone NAAQS are deficient in meeting these individual
requirements. Therefore, EPA has no basis to question the Agency's
determination that the Connecticut, Maine, New Hampshire and Rhode
Island infrastructure submissions meet the requirements for the
infrastructure submission for the 1997 8-hour ozone NAAQS, including
section 110(l) of the CAA.
Comment 4: Under the header ``No Clean Air Act Section 110(l)
analysis,'' the Commenter further asserts that ``EPA's analysis must
conclude that this proposed action would violation [sic] Sec. 110(l)
if finalized.'' An example given by the Commenter is as follows; ``For
example, a 42 U.S.C. Sec. 7502(a)(2)(J) public notification program
based on a 85 [parts per billion (ppb)] ozone level interferes with a
public notification program that should exist for a 75 ppb ozone level.
At its worst, the public notification system would be notifying people
that the air is safe when in reality, based on the latest science, the
air is not safe. Thus, EPA would be condoning the states providing
information that can physical[ly] hurt people.''
Response 4: EPA disagrees with the Commenter's statement that
``EPA's analysis must conclude that this proposed action would
violation [sic] Sec. 110(l) if finalized.'' As mentioned above, the
Connecticut, Maine, New Hampshire and Rhode Island
[[Page 40254]]
infrastructure submissions do not revise or remove any existing
emissions limit for any NAAQS, nor do they make any substantive
revision that could result in any change in emissions. EPA has
concluded that the Connecticut, Maine, New Hampshire and Rhode Island
infrastructure submissions do not relax any existing requirements or
alter the status quo air quality. Therefore, approval of the
Connecticut, Maine, New Hampshire and Rhode Island infrastructure
submissions will not interfere with attainment or maintenance of any
NAAQS. See Response 2 and Response 3 above for a fuller discussion.
Further, EPA disagrees with the Commenter's assertion that the section
110(a)(2)(J) requirement for public notification for the 1997 8-hour
ozone NAAQS based on 85 ppb interferes with a public notification
program that should exist for a 75 ppb ozone level, and * * * ``EPA
would be condoning the states providing information that can
physical[ly] hurt people.'' First, the 1997 8-hour ozone NAAQS is 0.08
ppm, which is effectively 0.084 ppm or 84 ppb due to the rounding
convention, and not ``85 ppb'' as the Commenter mentioned. Second, EPA
establishes the health-based NAAQS and provides extensive resources,
technical analyses and support to the states to ensure compliance with
the NAAQS to protect human health and the environment. As noted in
Response 1, the Connecticut, Maine, New Hampshire and Rhode Island
infrastructure submissions were provided to address the 1997 8-hour
ozone NAAQS and were submitted prior to EPA's promulgation of the 2008
8-hour ozone in March 2008. Thus, the States of Connecticut, Maine, New
Hampshire and Rhode Island provided sufficient information at that time
to meet the requirement for the 1997 8-hour ozone NAAQS which is the
subject of this action.
As mentioned, in 2008, EPA issued revised 8-hour ozone NAAQS, which
are currently under reconsideration. Infrastructure requirements for
the 2008 (or a subsequent) NAAQS are distinct from these requirements
for the 1997 8-hour ozone NAAQS. EPA continues to implement the 2008
ozone NAAQS for the purposes of health based air quality notification.
When EPA promulgated the 2008 NAAQS (73 FR 16436, March 27, 2008), we
revised the Air Quality Index (AQI) for ozone to show that at the level
of the 2008 ozone NAAQS (0.075 ppm) the AQI is set to 100, which
indicates ozone levels that are unhealthful for sensitive groups. It is
this revised AQI that EPA uses to both forecast ozone levels and to
provide notice to the public of current air quality. The EPA AIRNOW
system uses the revised AQI as its basis for ozone. (See https://www.airnow.gov.) In addition when the States of Connecticut, Maine, New
Hampshire and Rhode Island forecast ozone air quality and provide real-
time ozone air quality information to the public, either through the
AIRNOW system, or through their own (state-based) Internet system, the
four states use the revised ozone AQI keyed to the 2008 revised ozone
NAAQS.
Comment 5: Lastly, under the header ``No Clean Air Act Section
110(l) analysis,'' the Commenter asserts that ``if a SIP provides an
ozone NAAQS of 85 ppb for PSD purposes, this interferes with the
requirement that PSD programs require sources to demonstrate that they
will not cause or contribute to a violation of a NAAQS because this
requirement includes the current 75 ppb ozone NAAQS.''
Response 5: EPA believes that this comment gives no basis for
concluding that EPA approval of the Connecticut, Maine, New Hampshire
and Rhode Island infrastructure SIPs violate the requirements of
section 110(l). EPA assumes that the comment refers to the requirement
that owners and operators of sources subject to PSD demonstrate that
the allowable emissions increases from the proposed source or
modification, in conjunction with all other applicable emissions
increases or reductions (including secondary emissions), will not cause
or contribute to a violation of the NAAQS. 40 CFR 51.166(k)(1).
EPA further assumes that the Commenter's language ``if a SIP
provides an ozone NAAQS of 85 ppb for PSD purposes'' refers to a
hypothetical SIP-approved PSD program that only requires owners and
operators of sources subject to PSD to make the demonstration discussed
above for the 1997 ozone NAAQS, and not for the 2008 ozone NAAQS.
However, the Commenter gives no indication that Connecticut, Maine, New
Hampshire and Rhode Island's SIP-approved PSD program suffers from this
alleged defect.
Furthermore, as discussed in detail above, the infrastructure SIP
makes no substantive change to any provision of the Connecticut, Maine,
New Hampshire and Rhode Island SIP-approved PSD programs, and therefore
does not violate the requirements of section 110(l). Had these states
submitted SIP revisions that substantively modified their PSD program
to limit the required demonstration to just the 1997 ozone NAAQS, then
the comment might have been relevant to a 110(l) analysis of that
hypothetical SIP revision. However, in this case, the comment gives no
basis for EPA to conclude that the four states' infrastructure SIPs
would interfere with any applicable requirement of the Act.
In addition, all of Connecticut, Rhode Island, New Hampshire and
Maine are in the Ozone Transport Region (OTR) (see CAA Section 184).
For ozone and ozone precursors, all new or modified major sources in
the OTR are covered by nonattainment new source review (NSR)
regulations and must obtain offsets (at a greater than 1 to 1 ratio)
for ozone precursors.\16\ In summary, for OTR states, the PSD
regulations for ozone do not apply and nonattainment NSR regulations
require offsets consistent with the CAA's requirements to address the
ambient impact of new source construction in these areas.
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\16\ For portions of northern and downeast Maine EPA has granted
a waiver for the ozone precursor oxides of nitrogen. (see 71 FR
5791, 2/3/06). This waiver was based on a finding that additional
reductions in oxides of nitrogen in these areas would not produce
net ozone air quality benefits in the ozone transport region. See 42
U.S.C. 7511a(f)(1)(B).
---------------------------------------------------------------------------
EPA concludes that approval of the Connecticut, Maine, New
Hampshire and Rhode Island infrastructure submissions will not make the
status quo air quality worse and is in fact consistent with the
development of an overall plan capable of meeting the Act's
requirements. Accordingly, when applying section 110(l) to this
submission, EPA finds that approval of Connecticut, Maine, New
Hampshire and Rhode Island's infrastructure submissions is consistent
with section 110 (including section 110(l)) of the CAA.
Comment 6: The Commenter provided comments on the lack of a
designated air quality model to demonstrate that a PSD source will not
cause or contribute to a violation of the ozone NAAQS. Specifically,
the commenter stated:
The SIP submittals do not comply with Clean Air Act
110(a)(2)(J), (K), and (D)(i)(II) because the SIP submittals do not
identify a specific model to use in PSD permitting to demonstrate
that a proposed source [or] modification will not cause or
contribute to a violation of the ozone NAAQS. Many states abuse this
lack of an explicitly named model by claiming that because no model
is explicitly named, no modeling is required or use of completely
irrelevant modeling (e.g. Kentucky using modeling from Georgia for
the J.K. Smith proposed facility) is allowed.
To support the position as to the necessity of ``[w]hy and which
model should be designated,'' the Commenter
[[Page 40255]]
attached a petition \17\ and incorporated this petition, and the
exhibits to this petition, by reference in the submitted comments.
---------------------------------------------------------------------------
\17\ The Commenter attached the July 28, 2010, ``Petition for
Rulemaking to Designate Air Quality Models to use for PSD Permit
Applications with Regard to Ozone and PM2.5,'' from
Robert Ukeiley on behalf of the Sierra Club. That petition and the
attached exhibits are available in the docket supporting this
action.
---------------------------------------------------------------------------
Response 6: The Commenter referred to the petition for rulemaking
from Robert Ukeiley on behalf of the Sierra Club to designate air
quality models to use for PSD permit applications with regard to ozone
and PM2.5. EPA is separately reviewing the July 28, 2010,
``Petition for Rulemaking to Designate Air Quality Models to Use for
PSD Permit Applications with Regard to Ozone and PM2.5,''
which requests that the EPA Administrator designate computer models to
determine whether major sources of air pollution cause or contribute to
violations of the ozone NAAQS and the PM2.5 NAAQS and
increments. Although the Commenter purports to incorporate the July 28,
2010 petition by reference, that petition arises in a different
context, requests different relief, and raises distinct issues from
those raised by the comment. EPA believes that the appropriate place to
respond to the issues raised in the petition is in a direct response to
the petition. Accordingly, this Response to the Comment is not a
response to the July 28, 2010 petition, and the issues raised in that
petition are being addressed under separate consideration.
Furthermore, the states included in this action are Connecticut,
Maine, New Hampshire and Rhode Island. Since these states are in the
Ozone Transport Region (OTR), they are required to, under Sections
182(f)(1) and 184(b) of the Clean Air Act, and in fact do, conduct
nonattainment NSR for new major and modified major sources of ozone
precursors.\18\ Section 184(b)(2) requires major stationary sources of
volatile organic compounds at the 50 ton per year level in the OTR to
meet all ``the requirements which would be applicable to major
stationary sources if the area were classified as a Moderate
nonattainment area.'' Section 182(f)(1) has the effect of extending
that requirement to major sources of nitrogen oxides at the 100 ton per
year level in the OTR. Under the nonattainment NSR program, sources are
not required to predict their ambient impacts using modeling. Rather,
the program assumes the new or modified sources will contribute to
nonattainment in the area. Accordingly, the program requires that these
sources secure offsets for their new emissions at a ratio of at least
1.15 to 1 in the OTR. Thus, the offset requirement addresses the
ambient impact element of NSR in these states for ozone precursors
without reliance on any predictive modeling. Therefore, this comment
regarding which model to use in the PSD modeling of single source's
ozone precursors is not relevant to this action.
---------------------------------------------------------------------------
\18\ Note that EPA has granted a waiver from the requirements of
182(f) for the northern-most counties in Maine. EPA granted this
waiver based on the finding required under 182(f)(1)(B) that
``additional reductions of oxides of nitrogen would not produce net
ozone air quality benefits in [the OTR].'' EPA has determined for
northern Maine that NOx emissions reductions are not necessary to
attain or maintain the ozone NAAQS in the OTR. Therefore, EPA does
not believe that the absence of a specified model in the PSD program
for predicting ozone impacts from a NOx source in this particular
area of the OTR is problematic.
---------------------------------------------------------------------------
Comment 7: Under the heading ``CT's SIP must require notice to
affected states,'' the Commenter states, ``CT's SIP is defective
because its PSD regulations fail to require CT to give notice of PSD
sources to affected states. 76 FR 16358, 16362 (Mar. 23, 2011). EPA
must disapprove this defective provision. The fact that neighboring
states have consistently obtained draft permits in the past does not
justify approving an illegal SIP. It does not even make sense. To begin
with, it is unlikely that EPA actually reviewed all PSD permits issued
in the past to actually determine that proper notice was actually given
by CT. In any event, CT could change its informal policy in the future,
especially if there is a change in management in the agency or state.''
Response 7: Section 110(a)(2)(D)(ii) of the CAA requires SIPs to
include provisions insuring compliance with the applicable requirements
of sections 126 and 115 (relating to interstate and international
pollution abatement). Specifically, section 126(a) requires new or
modified major sources to notify neighboring states of potential
impacts from the source. As noted in EPA's proposed approval (see 76 FR
16362), Connecticut's PSD regulations provide for notice to most of the
parties consistent with the requirements in the EPA PSD program,
although there is no specific mandate that affected states receive
notice. As also noted in the proposed approval, Connecticut in fact
issues extensive notice of its draft permits, and neighboring states
consistently get copies on those drafts. However, EPA agrees with the
commenter that the current Connecticut SIP does not explicitly require
notice to affected states for some sources of air pollution. Subsequent
to EPA's proposal, on May 2, 2011, EPA received a written commitment
from the State of Connecticut to pursue regulatory revisions to
Connecticut's PSD program to adopt a formal requirement to notify
nearby states. Connecticut's letter also committed to continue to
provide notice to nearby states while shepherding these regulatory
revisions through the state process. Therefore, taking all of this
information into consideration, EPA has decided to take direct final
action to conditionally approve this element of the Connecticut SIP.
Conditional approval is appropriate in this circumstance because the
State has explicitly committed to continuing its practice of notifying
affected states while it conforms its regulations to mandate that
practice.
IV. Final Action
As described above, the Connecticut, Maine, New Hampshire and Rhode
Island ozone infrastructure SIP submissions have addressed the elements
of the CAA 110(a)(1) and (2) SIP requirements pursuant to EPA's October
2, 2007 guidance to ensure that the 1997 8-hour ozone NAAQS are
implemented, enforced, and maintained in the respective state, except
for one element in Connecticut. EPA is taking final action to approve
the Connecticut, Maine, New Hampshire and Rhode Island infrastructure
submissions for the 1997 8-hour ozone NAAQS because these submissions
are consistent with section 110 of the CAA, except for the element
required by section 110(a)(2)(D)(ii) in Connecticut.
EPA is conditionally approving the Connecticut submittal with
respect to the requirement of CAA section 110(a)(2)(D)(ii). The State
must submit to EPA by July 9, 2012 the revised PSD regulations
requiring notification of nearby states. If the State fails to do so,
this approval will become a disapproval on that date. EPA will notify
the State by letter that this action has occurred. At that time, this
commitment will no longer be a part of the approved Connecticut SIP.
EPA subsequently will publish a notice in the notice section of the
Federal Register notifying the public that the conditional approval
automatically converted to a disapproval. If the State meets its
commitment, within the applicable time frame, the conditionally
approved submission will remain a part of the SIP until EPA takes final
action approving or disapproving the new submittal. If EPA disapproves
the new submittal, the conditionally approved submittal will also be
disapproved at that time. If EPA approves the new submittal,
Connecticut's infrastructure SIP will be fully approved in its entirety
and
[[Page 40256]]
replace the conditionally approved element in the SIP.
If the conditional approval is converted to a disapproval, the
final disapproval triggers the Federal Implementation Plan (FIP)
requirement under section 110(c).
The EPA is publishing this conditional approval without prior