Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to Operation of Offshore Oil and Gas Facilities in the U.S. Beaufort Sea, 39706-39747 [2011-16327]
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39706
Federal Register / Vol. 76, No. 129 / Wednesday, July 6, 2011 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 217
[Docket No. 100217096–1312–01]
RIN 0648–AY63
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to Operation of Offshore Oil
and Gas Facilities in the U.S. Beaufort
Sea
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS has received a request
from BP Exploration (Alaska) Inc. (BP)
for authorization for the take of marine
mammals incidental to operation of
offshore oil and gas facilities in the U.S.
Beaufort Sea, Alaska, for the period
2011–2016. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS
is proposing to issue regulations to
govern that take and requesting
information, suggestions, and comments
on these proposed regulations. These
regulations, if issued, would include
required mitigation measures to ensure
the least practicable adverse impact on
the affected marine mammal species
and stocks.
DATES: Comments and information must
be received no later than August 5,
2011.
SUMMARY:
You may submit comments,
identified by 0648–AY63, by any one of
the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov.
• Hand delivery or mailing of paper,
disk, or CD–ROM comments should be
addressed to Michael Payne, Chief,
Permits, Conservation and Education
Division, Office of Protected Resources,
National Marine Fisheries Service, 1315
East-West Highway, Silver Spring, MD
20910.
Comments regarding any aspect of the
collection of information requirement
contained in this proposed rule should
be sent to NMFS via one of the means
stated here and to the Office of
Information and Regulatory Affairs,
NEOB–10202, Office of Management
and Budget (OMB), Attn: Desk Office,
Washington, DC 20503,
OIRA@omb.eop.gov.
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ADDRESSES:
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Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
PDF file formats only.
FOR FURTHER INFORMATION CONTACT:
Candace Nachman, Office of Protected
Resources, NMFS, (301) 713–2289, ext.
156, or Brad Smith, Alaska Region,
NMFS, (907) 271–3023.
SUPPLEMENTARY INFORMATION:
Availability
A copy of BP’s application may be
obtained by writing to the address
specified above (see ADDRESSES), calling
the contact listed above (see FOR
FURTHER INFORMATION CONTACT), or
visiting the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. To help NMFS process
and review comments more efficiently,
please use only one method to submit
comments.
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
mammals by U.S. citizens who engage
in a specified activity (other than
commercial fishing) during periods of
not more than five consecutive years
each if certain findings are made and
regulations are issued or, if the taking is
limited to harassment, notice of a
proposed authorization is provided to
the public for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and if the permissible methods of taking
and requirements pertaining to the
mitigation, monitoring and reporting of
such taking are set forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as:
an impact resulting from the specified
activity that cannot be reasonably expected
to, and is not reasonably likely to, adversely
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affect the species or stock through effects on
annual rates of recruitment or survival.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as:
Any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
Summary of Request
On November 6, 2009, NMFS received
an application from BP requesting
authorization for the take of six marine
mammal species incidental to operation
of the Northstar development in the
Beaufort Sea, Alaska, over the course of
5 years, which would necessitate the
promulgation of new five-year
regulations. Construction of Northstar
was completed in 2001. The proposed
activities for 2011–2016 include a
continuation of drilling, production,
and emergency training operations but
no construction or activities of similar
intensity to those conducted between
1999 and 2001. The likely or possible
impacts of the planned continuing
operations at Northstar on marine
mammals involve both non-acoustic and
acoustic effects. Potential non-acoustic
effects could result from the physical
presence of personnel, structures and
equipment, construction or maintenance
activities, and the occurrence of oil
spills. Petroleum development and
associated activities in marine waters
introduce sound into the environment,
produced by island construction,
maintenance, and drilling, as well as
vehicles operating on the ice, vessels,
aircraft, generators, production
machinery, gas flaring, and camp
operations. BP requests authorization to
take individuals of three cetacean and
three pinniped species by Level B
Harassment. They are: Bowhead, gray,
and beluga whales and ringed, bearded,
and spotted seals. Further, BP requests
authorization to take five individual
ringed seals by injury or mortality
annually over the course of the 5-year
rule.
Description of the Specified Activity
Background on the Northstar
Development Facility
BP is currently producing oil from an
offshore development in the Northstar
Unit (see Figure 1 in BP’s application).
This development is the first in the
Beaufort Sea that makes use of a subsea
pipeline to transport oil to shore and
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then into the Trans-Alaska Pipeline
System. The Northstar facility was built
in State of Alaska waters on the
remnants of Seal Island approximately 6
mi (9.5 km) offshore from Point
Storkersen, northwest of the Prudhoe
Bay industrial complex, and 3 mi (5 km)
seaward of the closest barrier island. It
is located approximately 54 mi (87 km)
northeast of Nuiqsut, an Inupiat
community.
The main facilities associated with
Northstar include a gravel island work
surface for drilling and oil production
facilities and two pipelines connecting
the island to the existing infrastructure
at Prudhoe Bay. One pipeline transports
crude oil to shore, and the second
imports gas from Prudhoe Bay for gas
injection at Northstar. Permanent living
quarters and supporting oil production
facilities are also located on the island.
The construction of Northstar began
in early 2000 and continued through
2001. BP states that activities with
similar intensity to those that occurred
during the construction phase between
2000 and 2001 are not planned or
expected for any date within the 5-year
period that would be governed by the
proposed regulations (i.e., 2011–2016).
Well drilling began on December 14,
2000, and oil production commenced on
October 31, 2001. Construction and
maintenance activities occurred
annually on the protection barrier
around Northstar due to ice and storm
impacts. In August 2003, two barges
made a total of 52 round-trips to haul
30,000 cubic yards of gravel from West
Dock for berm construction. Depending
on the actual damage, repair and
maintenance in the following years
consisted of activities such as creating a
moat for diver access, removing
concrete blocks in areas that had
sustained erosion and/or block damage,
and installing a new layer of filter
fabric. In 2008, BP installed large
boulders at the NE corner of the barrier
instead of replacing the lower concrete
blocks that were removed during a
storm.
The planned well-drilling program for
Northstar was completed in May 2004.
Drilling activities to drill new wells,
conduct well maintenance, and drill
well side-tracks continued in 2006 (six
wells), 2007 (two wells), and 2008 (two
wells). The drill rig was demobilized
and removed from the island by barge
during the 2010 open water period.
Although future drilling is not
specifically planned, drilling of
additional wells or well work-over may
be required at some time in the future.
A more detailed description of past
construction, drilling, and production
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activities at Northstar can be found in
BP’s application (see ADDRESSES).
Expected Activities in 2011–2016
During the 5-year period from 2011–
2016, BP intends to continue production
and emergency training operations. As
mentioned previously, drilling is not
specifically planned for the 2011–2016
time period but may be required at some
point in the future. The activities
described next could occur at any time
during the 5-year period. Table 2 in BP’s
application (see ADDRESSES) summarizes
the vehicles and machinery used during
BP’s Northstar activities since the
development of Northstar Island.
Although all these activities are not
planned to take place during the 2011–
2016 operational phase, some of the
equipment may be required to repair or
replace existing structures or
infrastructure on Northstar in the future.
(1) Transportation of Personnel,
Equipment, and Supplies
Transportation needs for the Northstar
project include the ability to safely
transport personnel, supplies, and
equipment to and from the site during
repairs or maintenance, drilling, and
operations in an offshore environment.
During proposed island renewal
construction that may take place during
the requested time period, quantities of
pipes, vertical support members (i.e.,
posts that hold up terrestrial pipelines),
gravel, and a heavy module will be
transported to the site. Drilling
operations require movement of pipe
materials, chemicals, and other supplies
to the island. During ongoing field
operations, equipment and supplies will
need to be transported to the site. All
phases of construction, drilling, and
operation require movement of
personnel to and from the Northstar
area.
During the operations phase from
2002–2009, fewer ice roads were
required compared to the construction
phase (2000–2001). The future scope of
ice road construction activities during
ongoing production is expected to be
similar to the post-construction period
of 2002–2009. The locations,
dimensions, and construction
techniques of these ice roads are
described in the multi-year final
comprehensive report (Richardson [ed.],
2008). The presence of ice roads allows
the use of standard vehicles such as
pick-ups, SUVs, buses and trucks for
transport of personnel and equipment to
and from Northstar during the icecovered period. Ice roads are planned to
be constructed and used as a means of
winter transportation for the duration of
Northstar operations. The orientation of
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future ice roads is undetermined, but
will not exceed the number of ice roads
created during the winter of 2000/2001.
Barges and Alaska Clean Seas (ACS)
vessels are used to transport personnel
and equipment from the Prudhoe Bay
area to Northstar during the open-water
season, which extends from
approximately mid- to late-July through
early to mid-October. Seagoing barges
are used to transport large modules and
other supplies and equipment during
the construction period.
Helicopter access to Northstar Island
continues to be an important
transportation option during break-up
and freeze-up of the sea ice when wind,
ice conditions, or other operational
considerations prevent or limit
hovercraft travel. Helicopters will be
used for movement of personnel and
supplies in the fall after freeze-up
begins and vessel traffic is not possible
but before ice roads have been
constructed. Helicopters will also be
used in the spring after ice roads are no
longer safe for all-terrain vehicles
(ATVs) but before enough open water is
available for vessel traffic. Helicopters
are also available for use at other times
of year in emergency situations.
Helicopters fly at an altitude of at least
1,000 ft (305 m), except for take-off,
landing, and as dictated for safe aircraft
operations. Designated flight paths are
assigned to minimize potential
disturbance to wildlife and subsistence
users.
The hovercraft is used to transport
personnel and supplies during break-up
and freeze-up periods to reduce
helicopter use. BP intends to continue
the use of the hovercraft in future years.
Specifications of the hovercraft and
sound characteristics are described in
Richardson ([ed.] 2008) and Blackwell
and Greene (2005).
(2) Production Operations
The process facilities for the Northstar
project are primarily prefabricated
sealift modules that were shipped to the
island and installed in 2001. The
operational aspects of the Northstar
production facility include the
following: Two diesel generators
(designated emergency generators);
three turbine generators for the power
plant, operating at 50 percent duty cycle
(i.e., only two will be operating at any
one time); two high pressure turbine
compressors; one low pressure flare;
and one high pressure flare. Both flares
are located on the 215 ft (66 m) flare
tower. Modules for the facility include
permanent living quarters (i.e., housing,
kitchen/dining, lavatories, medical,
recreation, office, and laundry space),
utility module (i.e., desalinization plant,
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emergency power, and wastewater
treatment plant), warehouse/shop
module, communications module,
diesel and potable water storage, and
chemical storage. Operations have been
continuing since oil production began
on October 31, 2001 and are expected to
continue beyond 2016.
(3) Drilling Operations
The drilling rig and associated
equipment was moved by barge to
Northstar Island from Prudhoe Bay
during the open-water season in 2000.
Drilling began in December 2000 using
power supplied by the installed gas line.
The first well drilled was the
Underground Injection Control well,
which was commissioned for disposal
of permitted muds and cuttings on
January 26, 2001. After Northstar
facilities were commissioned, drilling
above reservoir depth resumed, while
drilling below that depth is allowed
only during the ice covered period.
Although future drilling is not
specifically planned during the
requested time period for this proposed
rule, drilling of additional wells or well
work-over may be required at some time
during 2011–2016.
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(4) Pipeline Design, Inspection, and
Maintenance
The Northstar pipelines have been
designed, installed, and monitored to
assure safety and leak prevention.
Pipeline monitoring and surveillance
activities have been conducted since oil
production began, and BP will conduct
long-term monitoring of the pipeline
system to assure design integrity and to
detect any potential problems through
the life of the Northstar development.
The program will include visual
inspections/aerial surveillance and pig
(a gauging/cleaning device) inspections.
The Northstar pipelines include the
following measures to assure safety and
leak prevention:
• Under the pipeline design
specifications, the tops of the pipes are
6–8 ft (1.8–2.4 m) below the original
seabed (this is 2 times the deepest
measured ice gouge);
• The oil pipeline uses higher yield
steel than required by design codes as
applied to internal pressure (by a factor
of over 2.5 times). This adds weight and
makes the pipe stronger. The 10-in
(25.4-cm) diameter Northstar oil
pipeline has thicker walls than the
48-in (122-cm) diameter Trans-Alaska
Pipeline;
• The pipelines are designed to bend
without leaking in the event of ice keel
impingement or the maximum predicted
subsidence from permafrost thaw;
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• The pipelines are coated on the
outside and protected with anodes to
prevent corrosion; and
• The shore transition is buried to
protect against storms, ice pile-up, and
coastal erosion. The shore transition
valve pad is elevated and set back from
the shoreline.
A best-available-technology leak
detection system is being used during
operations to monitor for any potential
leaks. The Northstar pipeline
incorporates two independent,
computational leak detection systems:
(1) The Pressure Point Analysis (PPA)
system, which detects a sudden loss of
pressure in the pipeline; and (2) the
mass balance leak detection system,
which supplements the PPA.
Furthermore, an independent
hydrocarbon sensor, the LEOS leak
detection system, located between the
two pipelines, can detect hydrocarbon
vapors and further supplements the
other systems.
• Intelligent inspection pigs are used
during operations to monitor pipe
conditions and measure any changes.
• The line is constructed with no
flanges, valves, or fittings in the subsea
section to reduce the likelihood of
equipment failure.
During operations, BP conducts aerial
forward looking infrared (FLIR)
surveillance of the offshore and onshore
pipeline corridors at least once per week
(when conditions allow), to detect
pipeline leaks. Pipeline isolation valves
are inspected on a regular basis. In
addition to FLIR observations/
inspections, BP conducts a regular oil
pipeline pig inspection program to
assess continuing pipeline integrity. The
LEOS Leak Detection System is used
continuously to detect under-ice
releases during the ice covered period.
The pipelines are also monitored
annually to determine any potential
sources of damage along the pipeline
route. The monitoring work has been
conducted in two phases: (1) A
helicopter-based reconnaissance of
strudel drainage features in early June;
and (2) a vessel-based survey program in
late July and early August. During the
vessel-based surveys, multi-beam,
single-beam, and side scan sonar are
used. These determine the locations and
characteristics of ice gouges and strudel
scour depressions in the sea bottom
along the pipeline route and at
additional selected sites where strudel
drainage features have been observed. If
strudel scour depressions are identified,
additional gravel fill is placed in the
open water season to maintain the sea
bottom to original pipeline construction
depth.
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(5) Routine Repair and Maintenance
Various routine repair and
maintenance activities have occurred
since the construction of Northstar.
Examples of some of these activities
include completion and repair of the
island slope protection berm and well
cellar retrofit repairs. Activities
associated with these repairs or
modifications are reported in the 1999–
2004 final comprehensive report
(Rodrigues and Williams, 2006) and
since 2005 in the various Annual
Reports (Rodrigues et al., 2006;
Rodrigues and Richardson, 2007; Aerts
and Rodrigues, 2008; Aerts, 2009). Some
of these activities, such as repair of the
island slope protection berm, were
major repairs that involved the use of
barges and heavy equipment, while
others were smaller-scale repairs
involving small pieces of equipment
and hand operated tools. The berm
surrounding the island is designed to
break waves and ice movement before
they contact the island work surface and
is subjected to regular eroding action
from these forces. The berm and sheet
pile walls will require regular surveying
and maintenance in the future. Potential
repair and maintenance activities that
are expected to occur at Northstar
during the period 2011–2016 include
pile driving, traffic, gravel transport,
dock construction and maintenance,
diving and other activities similar to
those that have occurred in the past.
(6) Emergency and Oil Spill Response
Training
Emergency and oil spill response
training activities are conducted at
various times throughout the year at
Northstar. Oil spill drill exercises are
conducted by ACS during both the icecovered and open-water periods. During
the ice-covered periods, exercises are
conducted for containment of oil in
water and for detection of oil under ice.
These spill drills have been conducted
on mostly bottom-fast ice in an area 200
ft × 200 ft (61 m × 61 m) located just
west of the island, using snow machines
and ATVs. The spill drill includes the
use of various types of equipment to cut
ice slots or drill holes through the
floating sea ice. Typically, the snow is
cleared from the ice surface with a
Bobcat loader and snow blower to allow
access to the ice. Two portable
generators are used to power light plants
at the drill site. The locations and
frequency of future spill drills or
exercises will vary depending on the
condition of the sea ice and training
needs.
ACS conducts spill response training
activities during the open-water season
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during late July through early October.
Vessels used as part of the training
typically include Zodiacs, Kiwi
Noreens, and Bay-class boats that range
in length from 12–45 ft (3.7–13.7 m).
Future exercises could include other
vessels and equipment.
ARKTOS amphibious emergency
escape vehicles are stationed on
Northstar Island. Each ARKTOS is
capable of carrying 52 people. Training
exercises with the ARKTOS are
conducted monthly during the icecovered period. ARKTOS training
exercises are not conducted during the
summer. Equipment and techniques
used during oil spill response exercises
are continually updated, and some
variations relative to the activities
described here are to be expected.
(7) Northstar Abandonment
Detailed plans for the
decommissioning of Northstar will be
prepared near the end of field life,
which will not occur during the period
requested for these proposed
regulations. For additional information
on abandonment and decommissioning
of the Northstar facility, refer to BP’s
application (see ADDRESSES).
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Northstar Sound Characteristics
During continuing production
activities at Northstar, sounds and nonacoustic stimuli will be generated by
vehicle traffic, vessel operations,
helicopter operations, drilling, and
general operations of oil and gas
facilities (e.g., generator sounds and gas
flaring). The sounds generated from
transportation activities will be
detectable underwater and/or in air
some distance away from the area of
activity. The distance will depend on
the nature of the sound source, ambient
noise conditions, and the sensitivity of
the receptor. Take of marine mammals
by Level B harassment incidental to the
activities mentioned in this document
could occur for the duration of these
proposed regulations. The type and
significance of the harassment is likely
to depend on the species and activity of
the animal at the time of reception of
the stimulus, as well as the distance
from the sound source and the level of
the sound relative to ambient
conditions.
(1) Construction Sounds
Sounds associated with construction
of Seal Island in 1982 were studied and
described by Greene (1983a) and
summarized in the previous petition for
regulations submitted by BP (BPXA,
1999). Underwater and in-air sounds
and iceborne vibrations of various
activities associated with the final
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construction phases of Northstar were
recorded in the winter of 2000–2002
(Greene et al., 2008). The main purpose
of these measurements was to
characterize the properties of island
construction sounds and to use this
information in assessing their possible
impacts on wildlife. Activities recorded
included ice augering, pumping sea
water to flood the ice and build an ice
road, a bulldozer plowing snow, a
Ditchwitch cutting ice, trucks hauling
gravel over an ice road to the island site,
a backhoe trenching the sea bottom for
a pipeline, and both vibratory and
impact sheet pile driving (Greene et al.,
2008). Table 5 in BP’s application
presents a summary of the levels of
construction sounds and vibrations
measured around the Northstar
prospect.
Ice road construction is difficult to
separate into its individual components,
as one or more bulldozers and several
rolligons normally work concurrently.
Of the construction activities reported,
those related to ice road construction
(bulldozers, augering and pumping)
produced the least amount of sound, in
all three media. The distance to median
background for the strongest one-third
octave bands for bulldozers, augering,
and pumping was less than 1.24 mi (2
km) for underwater sounds, less than
0.62 mi (1 km) for in-air sounds, and
less than 2.5 mi (4 km) for iceborne
vibrations (see Table 5 in BP’s
application). Vibratory sheet pile
driving produced the strongest sounds,
with broadband underwater levels of
143 dB re 1 μPa at 328 ft (100 m). Most
of the sound energy was in a tone close
to 25 Hz. Distances to background levels
of underwater sounds (approximately
1.86 mi [3 km]) were somewhat smaller
than expected. Shepard et al. (2001)
recorded sound near Northstar in April
2001 during construction and reported
that the noisiest conditions occurred
during sheet pile installation with a
vibrating hammer. BP’s estimates were
8–10 dB higher at 492 ft (150 m) and 5–
8 dB lower at 1.24 mi (2 km) than the
measurements by Shepard et al. (2001).
Greene et al. (2008) describes sound
levels during impact sheet pile driving.
However, satisfactory recordings for this
activity were only obtained at one
station 2,395 ft (730 m) from the sheet
pile driven into the island. The
maximum peak pressure recorded on
the hydrophone was 136.1 dB re 1 μPa
and 141.1 dB re 1 μPa on the geophone
(Greene et al., 2008).
(2) Operational Sounds
Drilling operations started in
December 2000 and were the first
sound-producing activities associated
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with the operational phase at Northstar.
The four principal operations that occur
during drilling are drilling itself,
tripping (extracting and lowering the
drillstring), cleaning, and well-logging
(lowering instruments on a cable down
the hole). Drilling activities can be
categorized as non-continuous sounds,
i.e., they contribute to Northstar sounds
intermittently. Other non-continuous
sounds are those from heavy equipment
operation for snow removal, berm
maintenance, and island surface
maintenance. Sounds from occasional
movements of a ‘‘pig’’ through the
pipeline may also propagate into the
marine or nearshore environment.
Sounds from generators, process
operations (e.g., flaring, seawater
treatment, oil processing, gas injection),
and island lighting are more continuous
and contribute to the operational sounds
from Northstar. Drilling and operational
sounds underwater, in air, and of iceborne vibrations were obtained at
Northstar Island and are summarized
here and in a bit more detail in BP’s
application (Blackwell et al., 2004b;
Blackwell and Greene, 2006).
Drilling—During the ice covered
seasons from 1999 to 2002, drilling
sounds were measured and readily
identifiable underwater, with a marked
increase in received levels at 60–250 Hz
and 700–1400 Hz relative to no-drilling
times. The higher-frequency peak,
which was distinct enough to be used as
a drilling ‘‘signature’’, was clearly
detectible 3.1 mi (5 km) from the drill
rig, but had fallen to background values
by 5.8 mi (9.4 km). Distances at which
background levels were reached were
defined as the distance beyond which
broadband levels remained constant
with increasing distance from the
source. Sound pressure levels of island
production with and without drilling
activities measured at approximately
1,640 ft (500 m) from Northstar are
similar, with most of the sound energy
below 100 Hz. The broadband (10–
10,000 Hz) level was approximately 2
dB higher during drilling than without,
but relatively low in both cases (99 vs.
97 dB re 1 μPa; Blackwell and Greene,
2006).
In air, drilling sounds were not
distinguishable from overall island
sounds based on spectral characteristics
or on broadband levels (Blackwell et al.,
2004b). A similar result was found for
recordings from geophones: broadband
levels of iceborne vibrations with or
without drilling were indistinguishable
(Blackwell et al., 2004b). Thus, airborne
sounds and iceborne vibrations were not
strong enough during drilling to have
much influence on overall Northstar
sound, in contrast to underwater
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sounds, which were higher during
drilling (Blackwell and Greene, 2006).
Richardson et al. (1995b) summarized
then-available data by stating that
sounds associated with drilling
activities vary considerably, depending
on the nature of the ongoing operations
and the type of drilling platform (island,
ship, etc.). Underwater sound associated
with drilling from natural barrier
islands or an artificial island built
mainly of gravel is generally weak and
is inaudible at ranges beyond several
kilometers. The results from the
Northstar monitoring work in more
recent years are generally consistent
with the earlier evidence.
Other Operational Sounds: Icecovered Season—Both with and without
drilling, underwater broadband levels
recorded north of the island during the
ice-covered season were similar with
and without production (Blackwell et
al., 2004b). Although the broadband
underwater levels did not seem to be
affected appreciably by production
activities, a peak at 125–160 Hz could
be related to production. This peak was
no longer detectable 3.1 mi (5 km) from
the island, either with or without
simultaneous drilling (Blackwell et al.,
2004b).
Other Operational Sounds: Openwater Season—Underwater and in-air
production sounds from Northstar
Island were recorded and characterized
during nine open-water seasons from
2000 to 2008 (Blackwell and Greene,
2006; Blackwell et al., 2009). Island
activity sounds recorded during 2000–
2003 included construction of the
island, installation of facilities, a large
sealift transported by several barges and
associated Ocean, River, and Point Class
tugs, conversion of power generation
from diesel-powered generators to Solar
gas turbines, drilling, production, and
reconstruction of an underwater berm
for protection against ice. From 2003–
2008 island activities mainly consisted
of production related sounds and
maintenance activities of the protection
barrier. During the open water season,
vessels were the main contributors to
the underwater sound field at Northstar
(Blackwell and Greene, 2006). Vessel
noise is discussed in the next
subsection.
During both the construction phase in
2000 and the drilling and production
phase, island sounds underwater
reached background values at distances
of 1.2–2.5 mi (2–4 km; Blackwell and
Greene, 2006). For each year, percentile
levels of broadband sound (maximum,
95th, 50th, and 5th percentile, and
minimum) were computed over the
entire field season. The range of
broadband levels recorded over 2001–
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2008 for all percentiles is 80.8–141 dB
re 1 μPa. The maximum levels are
mainly determined by the presence of
vessels and can be governed by one
specific event. The 95th percentile
represents the sound level generated at
Northstar during 95% of the time. From
2004 to 2008 these levels ranged from
110 to 119.5 dB re 1 μPa at
approximately 0.3 mi (450 m) from
Northstar. Much of the variation in
received levels was dependent on sea
state, which is correlated with wind
speed. The lowest sound levels in the
time series are indicative of the quietest
times in the water near the island and
generally correspond to times with low
wind speeds. Conversely, times of high
wind speed usually correspond to
increased broadband levels in the
directional seafloor acoustic recorder
(DASAR) record (Blackwell et al., 2009).
The short-term variability in broadband
sound levels in 2008 was higher than in
previous years. This was attributed to
the presence of a new type of impulsive
sound on the records of the near-island
DASARs, referred to as ‘‘pops’’. Bearings
pointed to the northeastern part of
Northstar Island, but to date the source
is not known. Pops were broadband in
nature, of short duration (approximately
0.05 s), and with received sound
pressure levels at the near-island
DASAR ranging from 107 to 144 dB re
1 μPa. This sound was also present on
the 2009 records, but the source remains
unknown.
Airborne sounds were recorded
concurrently with the boat-based
recordings in 2000–2003 (Blackwell and
Greene, 2006). The strongest broadband
airborne sounds were recorded
approximately 985 ft (300 m) from
Northstar Island in the presence of
vessels, and reached 61–62 dBA re 20
μPa. These values are expressed as Aweighted levels on the scale normally
used for in-air sounds. In-air sounds
generally reached a minimum 0.6–2.5
mi (1–4 km) from the island, with or
without the presence of boats.
(3) Transportation Sounds
Sounds related to winter construction
activities of Seal Island in 1982 were
reported by Greene (1983a) and
information on this topic can be found
in BP’s 1999 application (BPXA, 1999).
During the construction and operation
of Northstar Island from 2000 to 2002,
underwater sound from vehicles
constructing and traveling along the ice
road diminished to background levels at
distances ranging from 2.9 to 5.9 mi (4.6
to 9.5 km). In-air sound levels of these
activities reached background levels at
distances ranging from 328–1,969 ft
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(100–600 m; see Table 5 in BP’s
application).
Sounds and vibrations from vehicles
traveling along an ice road constructed
across the grounded sea ice and along
Flaxman Island (a barrier Island east of
Prudhoe Bay) were recorded in air and
within artificially constructed polar bear
dens in March 2002 (MacGillivray et al.,
2003). Underwater recordings were not
made. Sounds from vehicles traveling
along the ice road were attenuated
strongly by the snow cover of the
artificial dens; broadband vehicle traffic
noise was reduced by 30–42 dB. Sound
also diminished with increasing
distance from the station. Most vehicle
noise was indistinguishable from
background (ambient) noise at 1,640 ft
(500 m), although some vehicles were
detectable to more than 1.2 mi (2,000
m). Ground vibrations (measured as
velocity) were undetectable for most
vehicles at a distance of 328 ft (100 m)
but were detectable to 656 ft (200 m) for
¨
a Hagglunds tracked vehicle
(MacGillivray et al., 2003).
Helicopters were used for personnel
and equipment transport to and from
Northstar during the unstable ice
periods in spring and fall. Helicopters
flying to and from Northstar generally
maintain straight-line routes at altitudes
of 1,000 ft (300 m) ASL, thereby limiting
the received levels at and below the
surface. Helicopter sounds contain
numerous prominent tones at
frequencies up to about 350 Hz, with the
strongest measured tone at 20–22 Hz.
Received peak sound levels of a Bell 212
passing over a hydrophone at an
altitude of approximately 1,000 ft (300
m), which is the minimum allowed
altitude for the Northstar helicopter
under normal operating conditions,
varied between 106 and 111 dB re 1 μPa
at 30 and 59 ft (9 and 18 m) water depth
(Greene, 1982, 1985). Harmonics of the
main rotor and tail rotor usually
dominate the sound from helicopters;
however, many additional tones
associated with the engines and other
rotating parts are sometimes present
(Patenaude et al., 2002).
Under calm conditions, rotor and
engine sounds are coupled into the
water within a 26° cone beneath the
aircraft. Some of the sound transmits
beyond the immediate area, and some
sound enters the water outside the 26°
cone when the sea surface is rough.
However, scattering and absorption
limit lateral propagation in shallow
water. For these reasons, helicopter and
fixed-wing aircraft flyovers are not
heard underwater for very long,
especially when compared to how long
they are heard in air as the aircraft
approaches, passes and moves away
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from an observer. Tones from helicopter
traffic were detected underwater at a
horizontal distance approximately 1,476
ft (450 m) from Northstar, but only
during helicopter departures from
Northstar (Blackwell et al., 2009). The
duration of the detectable tones, when
present, was short (20–50 s), and the
received sound levels were weak,
sometimes barely detectable. The lack of
detectable tones during 65% of the
investigated helicopter departures and
arrivals supports the importance of the
aircraft’s path in determining whether
tones will be detectable underwater.
Helicopter tones were not detectable
underwater at the most southern
DASAR location approximately 4 mi
(6.5 km) north of Northstar.
Principally the crew boat, tugs, and
self-propelled barges were the main
contributors to the underwater sound
field at Northstar during the
construction and production periods
(Blackwell and Greene, 2006). Vessel
sounds are a concern due to the
potential disturbance to marine
mammals (Richardson et al., 1995b).
Characteristics of underwater sounds
from boats and vessels have been
reported extensively, including specific
measurements near Northstar (Greene
and Moore, 1995; Blackwell and Greene,
2006). Broadband source levels for most
small ships (lengths about 180–279 ft
[55–85 m]) are approximately 160–180
dB re 1 μPa. Both the crew boat and the
tugs produced substantial broadband
sound in the 50–2,000 Hz range, which
could at least in part be accounted for
by propeller cavitation (Ross, 1976).
Several tones were also apparent in the
vessel sounds, including one at 17.5 Hz,
corresponding to the propeller blade
rate of Ocean Class tugs. Two tones
were identified for the crew boat: one at
52–55 Hz, which corresponds to the
blade rate, and one at 22–26 Hz, which
corresponds to a harmonic of the shaft
rate.
The presence of boats considerably
expanded the distances to which
Northstar-related sound was detectable.
On days with average levels of
background sounds, sounds from tug
boats were detectable on offshore
DASAR recordings to at least 13.4 mi
(21.5 km) from Northstar (Blackwell et
al., 2009). On other occasions, vessel
sounds from crew boat, tugs, and selfpropelled barges were often detectable
underwater as much as approximately
18.6 mi (30 km) offshore (Blackwell and
Greene, 2006). BP therefore looked into
options to reduce vessel use. During the
summer of 2003, a small, dieselpowered hovercraft (Griffon 2000TD)
was tested to transport crew and
supplies between the mainland and
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Northstar Island. Acoustic
measurements showed that the
hovercraft was considerably quieter
underwater than similar-sized
conventional vessels (Blackwell and
Greene, 2005). Received underwater
broadband sound levels at 21.3 ft (6.5
m) from the hovercraft reached 133 and
131 dB re 1 μPa for hydrophone depths
3 ft and 23 ft (1 m and 7 m),
respectively. In-air unweighted and Aweighted broadband (10–10,000 Hz)
levels reached 104 and 97 dB re 20 μPa,
respectively. Use of the hovercraft for
Northstar transport resulted in a
decreased number of periods of elevated
vessel noise in the acoustic records of
the near-island DASARs (Blackwell et
al., 2009).
Description of Marine Mammals in the
Area of the Specified Activity
The Beaufort Sea supports a diverse
assemblage of marine mammals,
including: Bowhead, gray, beluga, killer,
minke, and humpback whales; harbor
porpoises; ringed, ribbon, spotted, and
bearded seals; narwhals; polar bears;
and walruses. The bowhead and
humpback whales and polar bear are
listed as ‘‘endangered’’ under the
Endangered Species Act (ESA) and as
depleted under the MMPA. Certain
stocks or populations of gray, beluga,
and killer whales and spotted seals are
listed as endangered or are proposed for
listing under the ESA; however, none of
those stocks or populations occur in the
proposed activity area. On December 10,
2010, NMFS published a notice of
proposed threatened status for
subspecies of the ringed seal (75 FR
77476) and a notice of proposed
threatened and not warranted status for
subspecies and distinct population
segments of the bearded seal (75 FR
77496) in the Federal Register. Neither
of these two ice seal species is
considered depleted under the MMPA.
Additionally, the ribbon seal is
considered a ‘‘species of concern’’ under
the ESA. Both the walrus and the polar
bear are managed by the U.S. Fish and
Wildlife Service (USFWS) and are not
considered further in this proposed
rulemaking.
Of the species mentioned here, the
ones that are most likely to occur near
the Northstar facility include: bowhead,
gray, and beluga whales and ringed,
bearded, and spotted seals. Ringed seals
are year-round residents in the Beaufort
Sea and are anticipated to be the most
frequently encountered species in the
proposed project area. Bowhead whales
are anticipated to be the most frequently
encountered cetacean species in the
proposed project area; however, their
occurrence is not anticipated to be year-
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round. The most common time for
bowheads to occur near Northstar is
during the fall migration westward
through the Beaufort Sea, which
typically occurs from late August
through October each year.
Other marine mammal species that
have been observed in the Beaufort Sea
but are uncommon or rarely identified
in the project area include harbor
porpoise, narwhal, killer, minke, and
humpback whales, and ribbon seals.
These species could occur in the project
area, but each of these species is
uncommon or rare in the area and
relatively few encounters with these
species are expected during BP’s
activities. The narwhal occurs in
Canadian waters and occasionally in the
Beaufort Sea, but it is rare there and is
not expected to be encountered. There
are scattered records of narwhal in
Alaskan waters, including reports by
subsistence hunters, where the species
is considered extralimital (Reeves et al.,
2002). Point Barrow, Alaska, is the
approximate northeastern extent of the
harbor porpoise’s regular range (Suydam
and George, 1992), though there are
extralimital records east to the mouth of
the Mackenzie River in the Northwest
Territories, Canada, and recent sightings
in the Beaufort Sea in the vicinity of
Prudhoe Bay during surveys in 2007
and 2008 (Christie et al., 2009). Monnett
and Treacy (2005) did not report any
harbor porpoise sightings during aerial
surveys in the Beaufort Sea from 2002
through 2004. Humpback and minke
whales have recently been sighted in the
Chukchi Sea but very rarely in the
Beaufort Sea. Greene et al. (2007)
reported and photographed a humpback
whale cow/calf pair east of Barrow near
Smith Bay in 2007, which is the first
known occurrence of humpbacks in the
Beaufort Sea. Savarese et al. (2009)
reported one minke whale sighting in
the Beaufort Sea in 2007 and 2008.
Ribbon seals do not normally occur in
the Beaufort Sea; however, two ribbon
seal sightings were reported during
vessel-based activities near Prudhoe Bay
in 2008 (Savarese et al., 2009). Due to
the rarity of these species in the
proposed project area and the remote
chance they would be affected by BP’s
proposed activities at Northstar, these
species are not discussed further in
these proposed regulations.
BP’s application contains information
on the status, distribution, seasonal
distribution, and abundance of each of
the six species under NMFS jurisdiction
likely to be impacted by the proposed
activities. When reviewing the
application, NMFS determined that the
species descriptions provided by BP
correctly characterized the status,
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distribution, seasonal distribution, and
abundance of each species. Please refer
to the application for that information
(see ADDRESSES). Additional information
can also be found in the NMFS Stock
Assessment Reports (SAR). The 2010
Alaska Marine Mammal SAR is
available on the Internet at: https://
www.nmfs.noaa.gov/pr/pdfs/sars/
ak2010.pdf.
Brief Background on Marine Mammal
Hearing
When considering the influence of
various kinds of sound on the marine
environment, it is necessary to
understand that different kinds of
marine life are sensitive to different
frequencies of sound. Based on available
behavioral data, audiograms have been
derived using auditory evoked
potentials, anatomical modeling, and
other data, Southall et al. (2007)
designate ‘‘functional hearing groups’’
for marine mammals and estimate the
lower and upper frequencies of
functional hearing of the groups. The
functional groups and the associated
frequencies are indicated below (though
animals are less sensitive to sounds at
the outer edge of their functional range
and most sensitive to sounds of
frequencies within a smaller range
somewhere in the middle of their
functional hearing range):
• Low frequency cetaceans (13
species of mysticetes): functional
hearing is estimated to occur between
approximately 7 Hz and 22 kHz
(however, a study by Au et al. (2006) of
humpback whale songs indicate that the
range may extend to at least 24 kHz);
• Mid-frequency cetaceans (32
species of dolphins, six species of larger
toothed whales, and 19 species of
beaked and bottlenose whales):
functional hearing is estimated to occur
between approximately 150 Hz and 160
kHz;
• High frequency cetaceans (eight
species of true porpoises, six species of
river dolphins, Kogia, the franciscana,
and four species of cephalorhynchids):
functional hearing is estimated to occur
between approximately 200 Hz and 180
kHz;
• Pinnipeds in Water: functional
hearing is estimated to occur between
approximately 75 Hz and 75 kHz, with
the greatest sensitivity between
approximately 700 Hz and 20 kHz; and
• Pinnipeds in Air: functional hearing
is estimated to occur between
approximately 75 Hz and 30 kHz.
As mentioned previously in this
document, six marine mammal species
(three cetacean and three pinniped
species) are likely to occur in the
Northstar facility area. Of the three
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cetacean species likely to occur in BP’s
project area, two are classified as low
frequency cetaceans (i.e., bowhead and
gray whales) and one is classified as a
mid-frequency cetacean (i.e., beluga
whales) (Southall et al., 2007).
Underwater audiograms have been
obtained using behavioral methods for
four species of phocinid seals: the
ringed, harbor, harp, and northern
elephant seals (reviewed in Richardson
et al., 1995b; Kastak and Schusterman,
1998). Below 30–50 kHz, the hearing
threshold of phocinids is essentially flat
down to at least 1 kHz and ranges
between 60 and 85 dB re 1 μPa. There
are few published data on in-water
hearing sensitivity of phocid seals
below 1 kHz. However, measurements
for one harbor seal indicated that, below
1 kHz, its thresholds deteriorated
gradually to 96 dB re 1 μPa at 100 Hz
from 80 dB re 1 μPa at 800 Hz and from
67 dB re 1 μPa at 1,600 Hz (Kastak and
Schusterman, 1998). More recent data
suggest that harbor seal hearing at low
frequencies may be more sensitive than
that and that earlier data were
confounded by excessive background
noise (Kastelein et al., 2009a,b). If so,
harbor seals have considerably better
underwater hearing sensitivity at low
frequencies than do small odontocetes
like belugas (for which the threshold at
100 Hz is about 125 dB). In air, the
upper frequency limit of phocid seals is
lower (about 20 kHz).
Pinniped call characteristics are
relevant when assessing potential
masking effects of man-made sounds. In
addition, for those species whose
hearing has not been tested, call
characteristics are useful in assessing
the frequency range within which
hearing is likely to be most sensitive.
The three species of seals present in the
study area, all of which are in the
phocid seal group, are all most vocal
during the spring mating season and
much less so during late summer. In
each species, the calls are at frequencies
from several hundred to several
thousand hertz—above the frequency
range of the dominant noise
components from most of the proposed
oil production and operational
activities.
Cetacean hearing has been studied in
relatively few species and individuals.
The auditory sensitivity of bowhead,
gray, and other baleen whales has not
been measured, but relevant anatomical
and behavioral evidence is available.
These whales appear to be specialized
for low frequency hearing, with some
directional hearing ability (reviewed in
Richardson et al., 1995b; Ketten, 2000).
Their optimum hearing overlaps broadly
with the low frequency range where
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BP’s production activities and
associated vessel traffic emit most of
their energy.
The beluga whale is one of the betterstudied species in terms of its hearing
ability. As mentioned earlier, the
auditory bandwidth in mid-frequency
odontocetes is believed to range from
150 Hz to 160 kHz (Southall et al.,
2007); however, belugas are most
sensitive above 10 kHz. They have
relatively poor sensitivity at the low
frequencies (reviewed in Richardson et
al., 1995b) that dominate the sound
from industrial activities and associated
vessels. Nonetheless, the noise from
strong low frequency sources is
detectable by belugas many kilometers
away (Richardson and Wursig, 1997).
Also, beluga hearing at low frequencies
in open-water conditions is apparently
somewhat better than in the captive
situations where most hearing studies
were conducted (Ridgway and Carder,
1995; Au, 1997). If so, low frequency
sounds emanating from production
activities may be detectable somewhat
farther away than previously estimated.
Call characteristics of cetaceans
provide some limited information on
their hearing abilities, although the
auditory range often extends beyond the
range of frequencies contained in the
calls. Also, understanding the
frequencies at which different marine
mammal species communicate is
relevant for the assessment of potential
impacts from manmade sounds. A
summary of the call characteristics for
bowhead, gray, and beluga whales is
provided next. More information is
available in BP’s application (see
ADDRESSES).
Most bowhead calls are tonal,
frequency-modulated sounds at
frequencies of 50–400 Hz. These calls
overlap broadly in frequency with the
underwater sounds emitted by many
construction and operational activities
(Richardson et al., 1995b). Source levels
are quite variable, with the stronger
calls having source levels up to about
180 dB re 1 μPa at 1 m. Gray whales
make a wide variety of calls at
frequencies from < 100–2,000 Hz
(Moore and Ljungblad, 1984; Dalheim,
1987).
Beluga calls include trills, whistles,
clicks, bangs, chirps and other sounds
(Schevill and Lawrence, 1949; Ouellet,
1979; Sjare and Smith, 1986a). Beluga
whistles have dominant frequencies in
the 2–6 kHz range (Sjare and Smith,
1986a). This is above the frequency
range of most of the sound energy
produced by the planned Northstar
production activities and associated
vessels. Other beluga call types reported
by Sjare and Smith (1986a,b) included
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sounds at mean frequencies ranging
upward from 1 kHz.
The beluga also has a very well
developed high frequency echolocation
system, as reviewed by Au (1993).
Echolocation signals have peak
frequencies from 40–120 kHz and
broadband source levels of up to 219 dB
re 1 μPa-m (zero-peak). Echolocation
calls are far above the frequency range
of the sounds from the planned
Northstar activities. Therefore, those
industrial sounds are not expected to
interfere with echolocation.
Potential Effects of the Specified
Activity on Marine Mammals
The likely or possible impacts of the
planned offshore oil developments at
Northstar on marine mammals involve
both non-acoustic and acoustic effects.
Potential non-acoustic effects could
result from the physical presence of
personnel, structures and equipment,
construction or maintenance activities,
and the occurrence of oil spills. In
winter, during ice road construction,
and in spring, flooding on the sea ice
may displace some ringed seals along
the ice road corridor. There is a small
chance that a seal pup might be injured
or killed by on-ice construction or
transportation activities. A major oil
spill is unlikely and, if it occurred, its
effects are difficult to predict. Potential
impacts from an oil spill are discussed
in more detail later in this section.
Petroleum development and
associated activities in marine waters
introduce sound into the environment,
produced by island construction,
maintenance, and drilling, as well as
vehicles operating on the ice, vessels,
aircraft, generators, production
machinery, gas flaring, and camp
operations. The potential effects of
sound from the proposed activities
might include one or more of the
following: masking of natural sounds;
behavioral disturbance and associated
habituation effects; and, at least in
theory, temporary or permanent hearing
impairment. As outlined in previous
NMFS documents, the effects of noise
on marine mammals are highly variable,
and can be categorized as follows (based
on Richardson et al., 1995b):
(1) The noise may be too weak to be
heard at the location of the animal (i.e.,
lower than the prevailing ambient noise
level, the hearing threshold of the
animal at relevant frequencies, or both);
(2) The noise may be audible but not
strong enough to elicit any overt
behavioral response;
(3) The noise may elicit reactions of
variable conspicuousness and variable
relevance to the well being of the
marine mammal; these can range from
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temporary alert responses to active
avoidance reactions such as vacating an
area at least until the noise event ceases
but potentially for longer periods of
time;
(4) Upon repeated exposure, a marine
mammal may exhibit diminishing
responsiveness (habituation), or
disturbance effects may persist; the
latter is most likely with sounds that are
highly variable in characteristics,
infrequent, and unpredictable in
occurrence, and associated with
situations that a marine mammal
perceives as a threat;
(5) Any anthropogenic noise that is
strong enough to be heard has the
potential to reduce (mask) the ability of
a marine mammal to hear natural
sounds at similar frequencies, including
calls from conspecifics, and underwater
environmental sounds such as surf
noise;
(6) If mammals remain in an area
because it is important for feeding,
breeding, or some other biologically
important purpose even though there is
chronic exposure to noise, it is possible
that there could be noise-induced
physiological stress; this might in turn
have negative effects on the well-being
or reproduction of the animals involved;
and
(7) Very strong sounds have the
potential to cause a temporary or
permanent reduction in hearing
sensitivity. In terrestrial mammals, and
presumably marine mammals, received
sound levels must far exceed the
animal’s hearing threshold for there to
be any temporary threshold shift (TTS)
in its hearing ability. For transient
sounds, the sound level necessary to
cause TTS is inversely related to the
duration of the sound. Received sound
levels must be even higher for there to
be risk of permanent hearing
impairment. In addition, intense
acoustic or explosive events may cause
trauma to tissues associated with organs
vital for hearing, sound production,
respiration and other functions. This
trauma may include minor to severe
hemorrhage.
The characteristics of the various
sound sources at Northstar were
summarized earlier in this document
(see the ‘‘Description of the Specified
Activity’’ section). Additionally, BP’s
application contains more details on the
Northstar sound characteristics,
underwater and in-air sound
propagation in and around Northstar,
and ambient noise levels in the waters
near Prudhoe Bay, Alaska. Please refer
to that document for more information
(see ADDRESSES).
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Potential Effects of Sound on Cetaceans
(1) Masking
Masking is the obscuring of sounds of
interest by other sounds, often at similar
frequencies. Marine mammals are
highly dependent on sound, and their
ability to recognize sound signals amid
other noise is important in
communication, predator and prey
detection, and, in the case of toothed
whales, echolocation. Even in the
absence of manmade sounds, the sea is
usually noisy. Background ambient
noise often interferes with or masks the
ability of an animal to detect a sound
signal even when that signal is above its
absolute hearing threshold. Natural
ambient noise includes contributions
from wind, waves, precipitation, other
animals, and (at frequencies above 30
kHz) thermal noise resulting from
molecular agitation (Richardson et al.,
1995b). Background noise also can
include sounds from human activities.
Masking of natural sounds can result
when human activities produce high
levels of background noise. Conversely,
if the background level of underwater
noise is high (e.g., on a day with strong
wind and high waves), an
anthropogenic noise source will not be
detectable as far away as would be
possible under quieter conditions and
will itself be masked.
Although some degree of masking is
inevitable when high levels of manmade
broadband sounds are introduced into
the sea, marine mammals have evolved
systems and behavior that function to
reduce the impacts of masking.
Structured signals, such as the
echolocation click sequences of small
toothed whales, may be readily detected
even in the presence of strong
background noise because their
frequency content and temporal features
usually differ strongly from those of the
background noise (Au and Moore, 1988,
1990). The components of background
noise that are similar in frequency to the
sound signal in question primarily
determine the degree of masking of that
signal.
Redundancy and context can also
facilitate detection of weak signals.
These phenomena may help marine
mammals detect weak sounds in the
presence of natural or manmade noise.
Most masking studies in marine
mammals present the test signal and the
masking noise from the same direction.
The sound localization abilities of
marine mammals suggest that, if signal
and noise come from different
directions, masking would not be as
severe as the usual types of masking
studies might suggest (Richardson et al.,
1995b). The dominant background noise
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may be highly directional if it comes
from a particular anthropogenic source
such as a ship or industrial site.
Directional hearing may significantly
reduce the masking effects of these
noises by improving the effective signalto-noise ratio. In the cases of highfrequency hearing by the bottlenose
dolphin, beluga whale, and killer whale,
empirical evidence confirms that
masking depends strongly on the
relative directions of arrival of sound
signals and the masking noise (Penner et
al., 1986; Dubrovskiy, 1990; Bain et al.,
1993; Bain and Dahlheim, 1994).
Toothed whales, and probably other
marine mammals as well, have
additional capabilities besides
directional hearing that can facilitate
detection of sounds in the presence of
background noise. There is evidence
that some toothed whales can shift the
dominant frequencies of their
echolocation signals from a frequency
range with a lot of ambient noise toward
frequencies with less noise (Au et al.,
1974, 1985; Moore and Pawloski, 1990;
Thomas and Turl, 1990; Romanenko
and Kitain, 1992; Lesage et al., 1999). A
few marine mammal species are known
to increase the source levels or alter the
frequency of their calls in the presence
of elevated sound levels (Dahlheim,
1987; Au, 1993; Lesage et al., 1993,
1999; Terhune, 1999; Foote et al., 2004;
Parks et al., 2007, 2009; Di Iorio and
Clark, 2009; Holt et al., 2009).
These data demonstrating adaptations
for reduced masking pertain mainly to
the very high frequency echolocation
signals of toothed whales. There is less
information about the existence of
corresponding mechanisms at moderate
or low frequencies or in other types of
marine mammals. For example, Zaitseva
et al. (1980) found that, for the
bottlenose dolphin, the angular
separation between a sound source and
a masking noise source had little effect
on the degree of masking when the
sound frequency was 18 kHz, in contrast
to the pronounced effect at higher
frequencies. Directional hearing has
been demonstrated at frequencies as low
as 0.5–2 kHz in several marine
mammals, including killer whales
(Richardson et al., 1995b). This ability
may be useful in reducing masking at
these frequencies. In summary, high
levels of noise generated by
anthropogenic activities may act to
mask the detection of weaker
biologically important sounds by some
marine mammals. This masking may be
more prominent for lower frequencies.
For higher frequencies, such as that
used in echolocation by toothed whales,
several mechanisms are available that
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may allow them to reduce the effects of
such masking.
There would be no masking effects on
cetaceans from BP’s proposed activities
during the ice-covered season because
cetaceans will not occur near Northstar
at that time. The sounds from oil
production and any drilling activities
are not expected to be detectable beyond
several kilometers from the source
(Greene, 1983; Blackwell et al., 2004b;
Blackwell and Greene, 2005, 2006).
Sounds from vessel activity, however,
were detectable to distances as far as
approximately 18.6 mi (30 km) from
Northstar (Blackwell and Greene, 2006).
Vessels under power to maintain
position can be a source of continuous
noise in the marine environment
(Blackwell et al., 2004b; Blackwell and
Greene, 2006) and therefore have the
potential to cause some degree of
masking.
Small numbers of bowheads, belugas
and (rarely) gray whales could be
present near Northstar during the openwater season. Almost all energy in the
sounds emitted by drilling and other
operational activities is at low
frequencies, predominantly below 250
Hz with another peak centered around
1,000 Hz. Most energy in the sounds
from the vessels and aircraft to be used
during this project is below 1 kHz
(Moore et al., 1984; Greene and Moore,
1995; Blackwell et al., 2004b; Blackwell
and Greene, 2006). These frequencies
are mainly used by mysticetes but not
by odontocetes. Therefore, masking
effects would potentially be more
pronounced in the bowhead and gray
whales that might occur in the proposed
project area.
Because of the relatively low effective
source levels and rapid attenuation of
drilling and production sounds from
artificial islands in shallow water,
masking effects are unlikely even for
mysticetes that are within several
kilometers of Northstar Island. Vessels
that are docking or under power to
maintain position could cause some
degree of masking. However, the
adaptation of some cetaceans to alter the
source level or frequency of their calls,
along with directional hearing, preadaptation to tolerate some masking by
natural sounds, and the brief periods
when most individual whales occur
near Northstar, would all reduce the
potential impacts of masking from BP’s
proposed activities. Therefore, impacts
from masking on cetaceans are
anticipated to be minor.
(2) Behavioral Disturbance
Disturbance can induce a variety of
effects, such as subtle changes in
behavior, more conspicuous dramatic
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changes in activities, and displacement.
A main concern about the impacts of
manmade noise on marine mammals is
the potential for disturbance. Behavioral
reactions of marine mammals to sound
are difficult to predict because they are
dependent on numerous factors,
including species, state of maturity,
experience, current activity,
reproductive state, time of day, and
weather.
When the received level of noise
exceeds some behavioral reaction
threshold, it is possible that some
cetaceans could exhibit disturbance
reactions. The levels, frequencies and
types of noise that elicit a response vary
among and within species, individuals,
locations, and seasons. Behavioral
changes may be subtle alterations in
surface-respiration-dive cycles, changes
in activity or aerial displays, movement
away from the sound source, or
complete avoidance of the area. The
reaction threshold and degree of
response are related to the activity of the
animal at the time of the disturbance.
Whales engaged in active behaviors
such as feeding, socializing, or mating
are less likely than resting animals to
show overt behavioral reactions.
However, they may do so if the received
noise level is high or the source of
disturbance is directly threatening.
Some researchers have noted that
behavioral reactions do not occur
throughout the entire zone ensonified
by industrial activity. In most cases that
have been studied, including work on
bowhead, gray, and beluga whales, the
actual radius of effect is smaller than the
radius of detectability (reviewed in
Richardson and Malme, 1993;
Richardson et al., 1995b; Nowacek et al.,
2007; Southall et al., 2007).
Effects of Construction, Drilling, and
Production Activity—Spring migration
of bowheads and belugas through the
western and central Beaufort Sea occurs
from April to June. Their spring
migration corridors are far north of the
barrier islands and of the Northstar
project area. Whales, including
bowhead, beluga, and gray, will not be
within the Northstar project area during
winter or spring. In addition, industrial
sounds from Northstar are unlikely to be
detectable far enough offshore to be
heard by spring-migrating whales. In
rare cases where these sounds might be
audible to cetaceans in spring, the
received levels would be weak and
unlikely to elicit behavioral reactions.
Consequently, noise from construction
and operational activities at Northstar
during the ice-covered season would
have minimal, if any, effect on whales.
During the open-water season, sound
propagation from sources on the island
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is reduced because of poor coupling of
sound through the gravel island into the
shallow waters. In the absence of boats,
underwater sounds from Northstar
Island during construction, drilling, and
production reached background values
1.2–2.5 mi (2–4 km) away in quiet
conditions (Blackwell and Greene,
2006). However, when Northstar-related
vessels were present, levels were higher
and faint vessel sound was often still
evident 12.4–18.6 mi (20–30 km) away.
Information about the reactions of
cetaceans to construction or heavy
equipment activity on artificial (or
natural) islands is limited (Richardson
et al., 1995b). During the construction of
artificial islands and other oil-industry
facilities in the Canadian Beaufort Sea
during late summers of 1980–1984,
bowheads were at times observed as
close as 0.5 mi (0.8 km) from the
construction sites (Richardson et al.,
1985, 1990). Richardson et al. (1990)
showed that, at least in summer,
bowheads generally tolerated playbacks
of low-frequency construction and
dredging noise at received broadband
levels up to about 115 dB re 1 μPa. At
received levels higher than about 115
dB, some avoidance reactions were
observed. Bowheads apparently reacted
in only a limited and localized way (if
at all) to construction of Seal Island, the
precursor of Northstar (Hickie and
Davis, 1983).
There are no specific data on
reactions of bowhead or gray whales to
noise from drilling on an artificial
island. However, playback studies have
shown that both species begin to display
overt behavioral responses to various
low-frequency industrial sounds when
received levels exceed 110–120 dB re 1
μPa (Malme et al., 1984; Richardson et
al., 1990, 1995a, 1995b). The overall
received level of drilling sound from
Northstar Island generally diminished to
115 dB within 0.62 mi (1 km; Blackwell
et al., 2004b). Therefore, any reactions
by bowhead or gray whales to drilling
at Northstar were expected to be highly
localized, involving few whales.
Prior to construction of Northstar, it
was expected (based on early data
mentioned earlier) that some bowheads
would avoid areas where noise levels
exceeded 115 dB re 1 μPa (Richardson
et al., 1990). On their summer range in
the Beaufort Sea, bowhead whales were
observed reacting to drillship noises
within 2.5–5 mi (4–8 km) of the
drillship at received levels 20 dB above
ambient (Richardson et al., 1990). It was
expected that, during most autumn
migration seasons, few bowheads would
come close enough to shore to receive
sound levels that high from Northstar.
Thus disturbance effects from
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continuous construction and
operational noise were expected to be
limited to the closest whales and the
times with highest sound emissions.
In 2000–2004, bowhead whales were
monitored acoustically to determine the
number of whales that might have been
exposed to Northstar-related sounds.
Data from 2001–2004 were useable for
this purpose. The results showed that,
during late summer and early autumn of
2001, a small number of bowhead
whales in the southern part of the
migration corridor (closest to Northstar)
were apparently affected by vessel or
Northstar operations. At these times,
most ‘‘Northstar sound’’ was from
maneuvering vessels, not the island
itself. The distribution of calling whales
was analyzed, and the results indicated
that the apparent southern (proximal)
edge of the call distribution was
significantly associated with the level of
industrial sound output each year, with
the southern edge of the call
distribution varying by 0.47 mi to 1.46
mi (0.76 km to 2.35 km; depending on
year) farther offshore when underwater
sound levels from Northstar and
associated vessels were above average
(Richardson et al., 2008a). It is possible
that the apparent deflection effect was,
at least in part, attributable to a change
in calling behavior rather than actual
deflection. In either case, there was a
change in the behavior of some
bowhead whales.
Nowacek et al. (2004) used controlled
exposures to demonstrate behavioral
reactions of North Atlantic right whales
(a species closely related to the
bowhead whale) to various non-pulse
sounds. Playback stimuli included ship
noise, social sounds of conspecifics, and
a complex, 18-min ‘‘alert’’ sound
consisting of repetitions of three
different artificial signals. Ten whales
were tagged with calibrated instruments
that measured received sound
characteristics and concurrent animal
movements in three dimensions. Five
out of six exposed whales reacted
strongly to alert signals at measured
received levels between 130 and 150 dB
(i.e., ceased foraging and swam rapidly
to the surface). Two of these individuals
were not exposed to ship noise, and the
other four were exposed to both stimuli.
These whales reacted mildly to
conspecific signals. Seven whales,
including the four exposed to the alert
stimulus, had no measurable response
to either ship sounds or actual vessel
noise.
There are no data on the reactions of
gray whales to production activities
similar to those in operation at
Northstar. Oil production platforms of a
very different type have been in place
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off California for many years. Gray
whales regularly migrate through that
area (Brownell, 1971), but no detailed
data on distances of closest approach or
possible noise disturbance have been
published. Oil industry personnel have
reported seeing whales near platforms,
and that the animals approach more
closely during low-noise periods (Gales,
1982; McCarty, 1982). Playbacks of
recorded production platform noise
indicate that gray whales react if
received levels exceed approximately
123 dB re 1 μPa—similar to the levels
of drilling noise that elicit avoidance
(Malme et al., 1984).
A typical migrating gray whale
tolerates steady, low-frequency
industrial sounds at received levels up
to about 120 dB re 1 μPa (Malme et al.,
1984). Gray whales may tolerate higherlevel sounds if the sound source is offset
to the side of the migration path (Tyack
and Clark, 1998). Also, gray whales
generally tolerate repeated lowfrequency seismic pulses at received
levels up to about 163–170 dB re 1 μPa
measured on an (approximate) rms
basis. Above those levels, avoidance is
common. Because the reaction
thresholds to both steady and pulsed
sounds are slightly higher than
corresponding values for bowheads,
reaction distances for gray whales
would be slightly less than those for
bowheads.
In the Canadian Beaufort Sea, beluga
whales were seen within several feet of
an artificial island. During the island’s
construction, belugas were displaced
from the immediate vicinity of the
island but not from the general area
(Fraker, 1977a). Belugas in the
Mackenzie River estuary showed less
response to a stationary dredge than to
moving tug/barge traffic. They
approached as close as 1,312 ft (400 m)
from stationary dredges. Underwater
sounds from Northstar Island are weaker
than those from the dredge. In addition,
belugas occur only infrequently in
nearshore waters in the Prudhoe Bay
region. They also have relatively poor
hearing sensitivity at the low
frequencies of most construction noises.
Therefore, effects of construction and
related sounds on belugas would be
expected to be minimal.
Responses of beluga whales to drilling
operations are described in Richardson
et al. (1995a) and summarized here. In
the Mackenzie Estuary during summer,
belugas have been seen regularly within
328 to 492 ft (100 to 150 m) of artificial
islands (Fraker 1977a,b; Fraker and
Fraker, 1979). However, in the Northstar
area, belugas are present only during
late summer and autumn, and almost all
of them are migrating through offshore
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waters far seaward of Northstar. Only a
very small proportion of the population
enters nearshore waters. In spring,
migrating belugas showed no overt
reactions to recorded drilling noise
(<350 Hz) until within 656 to 1,312 ft
(200 to 400 m) of the source, even
though the sounds were measurable up
to 3.1 mi away (5 km; Richardson et al.,
1991). During another drilling noise
playback study, overt reactions by
belugas within 164 to 984 ft (50 to 300
m) involved increased swimming speed
or reversal of direction of travel (Stewart
et al., 1983). The short reaction
distances are probably partly a
consequence of the poor hearing
sensitivity of belugas at low frequencies
(Richardson et al., 1995b). In general,
very few belugas are expected to
approach Northstar Island, and any such
occurrences would be restricted to the
late summer/autumn period.
There are no specific data on the
reactions of beluga whales to production
operations similar to those at Northstar.
Personnel from production platforms in
Cook Inlet, Alaska, report that belugas
are seen within 30 ft (9 m) of some rigs,
and that steady noise is non-disturbing
to belugas (Gales, 1982; McCarty, 1982).
Beluga whales are regularly observed
near the Port of Anchorage and the
extensive dredging/maintenance
activities that operate there (NMFS,
2003). Pilot whales, killer whales, and
unidentified dolphins were also
reported near Cook Inlet platforms. In
that area, flare booms might attract
belugas, possibly because the flares
attract salmon in that area. Attraction of
belugas to prey concentrations is not
likely to occur at Northstar because
belugas are predominantly migrating
rather than feeding when in that area
and because only a very small
proportion of the beluga population
occurs in nearshore waters. Overall,
effects of routine production activities
on belugas are expected to be minimal.
Effects of Aircraft Activity—
Helicopters are the only aircraft
associated with Northstar drilling and
oil production operations for crew
transfer and supply and support.
Helicopter traffic occurs during late
spring/summer and fall/early winter
when travel by ice roads, hovercraft, or
vessels is not possible. Twin Otters are
used for routine pipeline inspections.
Potential effects to cetaceans from
aircraft activity could involve both
acoustic and non-acoustic effects. It is
uncertain if the animals react to the
sound of the aircraft or to its physical
presence flying overhead. Low passes by
aircraft over a cetacean, including a
bowhead, gray, or beluga whale, can
result in short-term responses or no
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discernible reaction. Responses can
include sudden dives, breaching,
churning the water with the flippers
and/or flukes, or rapidly swimming
away from the aircraft track (reviewed
in Richardson et al., 1995b; updated
review in Luksenburg and Parsons,
2009). These studies have found that
various factors affect cetacean responses
to aircraft noise. Some of these factors
include species, behavioral state at the
time of the exposure, and altitude and
lateral distance of the aircraft to the
animal. For example, Wursig et al.
(1998) found that resting individuals
appeared to be more sensitive to the
disturbance.
Patenaude et al. (2002) recorded
reactions of bowhead and beluga whales
to a Bell 212 helicopter and Twin Otter
fixed-wing aircraft during four spring
seasons (1989–1991 and 1994) in the
western Beaufort Sea. Responses were
more common to the helicopter than to
the fixed-wing aircraft. The authors
noted responses by 38% of belugas (n =
40) and 14% of bowheads (n = 63) to the
helicopter, whereas only 3.2% of
belugas (n = 760) and 2.2% of bowheads
(n = 507) reacted to the Twin Otter.
Common responses to the helicopter
included immediate dives, changes in
heading, changes in behavioral state,
and apparent displacement for belugas
and abrupt dives and breaching for
bowheads (Patenaude et al., 2002).
Similar reactions were observed by the
authors from the fixed-wing aircraft:
Immediate dives with a tail thrash, turns
or changes in heading, and twists to
look upwards for belugas and unusually
short surfacing for bowheads. For both
species, the authors noted that
responses were seen more often when
the helicopter was below 492 ft (150 m)
altitude and at a lateral distance of less
than 820 ft (250 m) and when the Twin
Otter was below 597 ft (182 m) altitude
and at a lateral distance of less than 820
ft (250 m).
During their study, Patenaude et al.
(2002) observed one bowhead whale
cow-calf pair during four passes totaling
2.8 hours of the helicopter and two pairs
during Twin Otter overflights. All of the
helicopter passes were at altitudes of
49–98 ft (15–30 m). The mother dove
both times she was at the surface, and
the calf dove once out of the four times
it was at the surface. For the cow-calf
pair sightings during Twin Otter
overflights, the authors did not note any
behaviors specific to those pairs. Rather,
the reactions of the cow-calf pairs were
lumped with the reactions of other
groups that did not consist of calves.
Richardson et al. (1995b) and Moore
and Clarke (2002) reviewed a few
studies that observed responses of gray
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whales to aircraft. Cow-calf pairs were
quite sensitive to a turboprop survey
flown at 1,000 ft (305 m) altitude on the
Alaskan summering grounds. In that
survey, adults were seen swimming over
the calf, or the calf swam under the
adult (Ljungblad et al., 1983, cited in
Richardson et al., 1995b and Moore and
Clarke, 2002). However, when the same
aircraft circled for more than 10 minutes
at 1,050 ft (320 m) altitude over a group
of mating gray whales, no reactions
were observed (Ljungblad et al., 1987,
cited in Moore and Clarke, 2002).
Malme et al. (1984, cited in Richardson
et al., 1995b and Moore and Clarke,
2002) conducted playback experiments
on migrating gray whales. They exposed
the animals to underwater noise
recorded from a Bell 212 helicopter
(estimated altitude = 328 ft [100 m]), at
an average of three simulated passes per
minute. The authors observed that
whales changed their swimming course
and sometimes slowed down in
response to the playback sound but
proceeded to migrate past the
transducer. Migrating gray whales did
not react overtly to a Bell 212 helicopter
at greater than 1,394 ft (425 m) altitude,
occasionally reacted when the
helicopter was at 1,000–1,198 ft (305–
365 m), and usually reacted when it was
below 825 ft (250 m; Southwest
Research Associates, 1988, cited in
Richardson et al., 1995b and Moore and
Clarke, 2002). Reactions noted in that
study included abrupt turns or dives or
both. Green et al. (1992, cited in
Richardson et al., 1995b) observed that
migrating gray whales rarely exhibited
noticeable reactions to a straight-line
overflight by a Twin Otter at 197 ft (60
m) altitude.
There is little likelihood of projectrelated helicopter and aircraft traffic
over bowheads during their westward
fall migration through the Beaufort Sea.
Helicopter and aircraft traffic is between
the shore and Northstar Island. Most
bowhead whales migrate west in waters
farther north than the island.
Helicopters maintain an altitude of
1,000 ft (305 m) above sea level while
traveling over water to and from
Northstar whenever weather conditions
allow. It is unlikely that there will be
any need for helicopters or aircraft to
circle or hover over the open water
other than when landing or taking off.
Gray whales are uncommon in the area,
and there is little likelihood that any
will be overflown by a helicopter or
aircraft. The planned flight altitude will
minimize any disturbance that might
occur if a gray whale is encountered.
Likewise, there is little likelihood of
helicopter disturbance to belugas.
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Because of the predominantly offshore
migration route of belugas, very few (if
any) will be overflown during flights
over nearshore waters. Any overflights
are most likely to be at an altitude of
1,000 ft (305 m) or more, weather
permitting. This is greater than the
altitude at which belugas and bowheads
typically react to aircraft (Patenaude et
al., 2002). Therefore, few belugas or
bowheads are expected to react to
aircraft overflights near the Northstar
facility. Additionally, reactions are
expected to be brief.
Effects of Vessel Activity—Reactions
of cetaceans to vessels often include
changes in general activity (e.g., from
resting or feeding to active avoidance),
changes in surfacing-respiration-dive
cycles, and changes in speed and
direction of movement. As with aircraft,
responses to vessel approaches tend to
be reduced if the animals are actively
involved in a specific activity such as
feeding or socializing (reviewed in
Richardson et al., 1995b). Past
experiences of the animals with vessels
are important in determining the degree
and type of response elicited from a
whale-vessel encounter.
Whales react most noticeably to
erratically moving vessels with varying
engine speeds and gear changes and to
vessels in active pursuit. Avoidance
reactions by bowheads sometimes begin
as subtle alterations in whale activity,
speed and heading as far as 2.5 mi (4
km) from the vessel. Consequently, the
closest point of approach is farther from
the vessel than if the cetacean had not
altered course. Bowheads sometimes
begin to swim actively away from
approaching vessels when they come
within 1.2–2.5 mi (2–4 km). If the vessel
approaches to within several hundred
meters, the response becomes more
noticeable, and whales sometimes
change direction to swim
perpendicularly away from the vessel
path (Richardson et al., 1985, 1995b;
Richardson and Malme, 1993).
North Atlantic right whales (a species
closely related to the bowhead whale)
also display variable responses to boats.
There may be an initial orientation away
from a boat, followed by a lack of
observable reaction (Atkins and Swartz,
1989). A slowly moving boat can
approach a right whale, but an abrupt
change in course or engine speed
usually elicits a reaction (Goodyear,
1989; Mayo and Marx, 1990; Gaskin,
1991). When approached by a boat, right
whale mothers will interpose
themselves between the vessel and calf
and will maintain a low profile
(Richardson et al., 1995b). In a longterm study of baleen whale reactions to
boats, while other baleen whale species
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appeared to habituate to boat presence
over the 25-year period, right whales
continued to show either uninterested
or negative reactions to boats with no
change over time (Watkins, 1986).
Beluga whales are generally quite
responsive to vessels. Belugas in
Lancaster Sound in the Canadian Arctic
showed dramatic reactions in response
to icebreaking ships, with received
levels of sound ranging from 101 dB to
136 dB re 1 μPa in the 20 to 1,000-Hz
band at a depth of 66 ft (20 m; Finley
et al., 1990). Responses included
emitting distinctive pulsive calls that
were suggestive of excitement or alarm
and rapid movement in what seemed to
be a flight response. Reactions occurred
out to 50 mi (80 km) from the ship.
Another study found belugas use
higher-frequency calls, a greater
redundancy in their calls (more calls
emitted in a series), and a lower calling
rate in the presence of vessels (Lesage et
al., 1999). The level of response of
belugas to vessels is thought to be partly
a function of habituation.
During the drilling and oil production
phase of the Northstar development,
most vessel traffic involves slow-moving
tugs and barges and smaller fastermoving vessels providing local transport
of equipment, supplies, and personnel.
Much of this traffic will occur during
August and early September before
many whales are in the area. Some
vessel traffic during the broken ice
periods in the spring and fall may also
occur. Alternatively, small hovercraft
may be used during the spring and fall
when the ice is too thin to allow safe
passage by large vehicles over the ice
road.
Whale reactions to slow-moving
vessels are less dramatic than their
reactions to faster and/or erratic vessel
movements. Bowhead, gray, and beluga
whales often tolerate the approach of
slow-moving vessels within several
hundred meters. This is especially so
when the vessel is not directed toward
the whale and when there are no
sudden changes in direction or engine
speed (Wartzok et al., 1989; Richardson
et al., 1995b; Heide-Jorgensen et al.,
2003).
Most vessel traffic associated with
Northstar will be inshore of the
bowhead and beluga migration corridor
and/or prior to the migration season of
bowhead and beluga whales.
Underwater sounds from hovercraft are
generally lower than for standard
vessels since the sound is generated in
air, rather than underwater. If vessels or
hovercraft do approach whales, a small
number of individuals may show shortterm avoidance reactions.
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The highest levels of underwater
sound produced by routine Northstar
operations are generally associated with
Northstar-related vessel operations.
These vessel operations around
Northstar sometimes result in sound
levels high enough that a small number
of the bowheads in the southern part of
the migration corridor appear to be
deflected slightly offshore. To the extent
that offshore deflection occurs as a
result of Northstar, it is mainly
attributable to Northstar-related vessel
operations. As previously described,
this deflection is expected to involve
few whales and generally small
deflections.
(3) Hearing Impairment and Other
Physiological Effects
Temporary or permanent hearing
impairment is a possibility when marine
mammals are exposed to very strong
sounds. Non-auditory physiological
effects might also occur in marine
mammals exposed to strong underwater
sound. Possible types of non-auditory
physiological effects or injuries that
theoretically might occur in mammals
close to a strong sound source include
stress, neurological effects, bubble
formation, and other types of organ or
tissue damage. It is possible that some
marine mammal species (i.e., beaked
whales) may be especially susceptible to
injury and/or stranding when exposed
to strong sounds, particularly at higher
frequencies. There are no beaked whale
species found in the proposed project
area. Cetaceans are not anticipated to
experience non-auditory physiological
effects as a result of operation of the
Northstar facility, as none of the
activities associated with the facility
will generate sounds loud enough to
cause such effects.
Temporary Threshold Shift (TTS)—
TTS is the mildest form of hearing
impairment that can occur during
exposure to a strong sound (Kryter,
1985). While experiencing TTS, the
hearing threshold rises, and a sound
must be stronger in order to be heard.
At least in terrestrial mammals, TTS can
last from minutes or hours to (in cases
of strong TTS) days. For sound
exposures at or somewhat above the
TTS threshold, hearing sensitivity in
both terrestrial and marine mammals
recovers rapidly after exposure to the
noise ends. Few data on sound levels
and durations necessary to elicit mild
TTS have been obtained for marine
mammals, and none of the published
data concern TTS elicited by exposure
to multiple pulses of sound.
Human non-impulsive noise exposure
guidelines are based on exposures of
equal energy (the same sound exposure
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level [SEL]) producing equal amounts of
hearing impairment regardless of how
the sound energy is distributed in time
(NIOSH, 1998). Until recently, previous
marine mammal TTS studies have also
generally supported this equal energy
relationship (Southall et al., 2007).
Three newer studies, two by Mooney et
al. (2009a, b) on a single bottlenose
dolphin either exposed to playbacks of
U.S. Navy mid-frequency active sonar or
octave-band noise (4–8 kHz) and one by
Kastak et al. (2007) on a single
California sea lion exposed to airborne
octave-band noise (centered at 2.5 kHz),
concluded that for all noise exposure
situations, the equal energy relationship
may not be the best indicator to predict
TTS onset levels. Generally, with sound
exposures of equal energy, those that
were quieter (lower sound pressure
level [SPL]) with longer duration were
found to induce TTS onset more than
those of louder (higher SPL) and shorter
duration. Given the available data, the
received level of a single seismic pulse
(with no frequency weighting) might
need to be approximately 186 dB re 1
μPa · 2. s (i.e., 186 dB SEL) in order to
produce brief, mild TTS. NMFS
considers TTS to be a form of Level B
harassment, which temporarily causes a
shift in an animal’s hearing, and the
animal is able to recover. Data on TTS
from continuous sound (such as that
produced by many of BP’s Northstar
activities) are limited, so available data
from seismic activities are used as a
proxy. Exposure to several strong
seismic pulses that each have received
levels near 175–180 dB SEL might result
in slight TTS in a small odontocete,
assuming the TTS threshold is (to a first
approximation) a function of the total
received pulse energy. Given that the
SPL is approximately 10–15 dB higher
than the SEL value for the same pulse,
an odontocete would need to be
exposed to a sound level of 190 dB re
1 μPa (rms) in order to incur TTS.
TTS was measured in a single, captive
bottlenose dolphin after exposure to a
continuous tone with maximum SPLs at
frequencies ranging from 4 to 11 kHz
that were gradually increased in
intensity to 179 dB re 1 μPa and in
duration to 55 minutes (Nachtigall et al.,
2003). No threshold shifts were
measured at SPLs of 165 or 171 dB re
1 μPa. However, at 179 dB re 1 μPa,
TTSs greater than 10 dB were measured
during different trials with exposures
ranging from 47 to 54 minutes. Hearing
sensitivity apparently recovered within
45 minutes after noise exposure.
Schlundt et al. (2000) measure
masked TTS (i.e., band-limited white
noise, masking noise, was introduced
into the testing environment to keep
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thresholds consistent despite variations
in ambient noise levels) in five
bottlenose dolphins and two beluga
whales during eight experiments
conducted over 2.3 years. The test
subjects were exposed to 1-s pure tones
at frequencies of 0.4, 3, 10, 20, and 75
kHz. Over the course of the eight
experiments, Schlundt et al. (2000)
conducted a total of 195 masked TTS
sessions, and 11 of those sessions
produced masked TTSs. The authors
found that the levels needed to induce
a 6 dB or larger masked TTS were
generally between 192 and 201 dB re 1
μPa. No subjects exhibited shifts at
levels up to 193 dB re 1 μPa for tones
played at 0.4 kHz (Schlundt et al.,
2000). The authors found that at the
conclusion of each experiment, all
thresholds were within 3 dB of baseline
values. Additionally, they did not note
any permanent shifts in hearing
thresholds (Schlundt et al., 2000).
For baleen whales, there are no data,
direct or indirect, on levels or properties
of sound that are required to induce
TTS. The frequencies to which baleen
whales are most sensitive are lower than
those to which odontocetes are most
sensitive, and natural background noise
levels at those low frequencies tend to
be higher. Marine mammals can hear
sounds at varying frequency levels.
However, sounds that are produced in
the frequency range at which an animal
hears the best do not need to be as loud
as sounds in less functional frequencies
to be detected by the animal. As a result,
auditory thresholds of baleen whales
within their frequency band of best
hearing are believed to be higher (less
sensitive) than are those of odontocetes
at their best frequencies (Clark and
Ellison, 2004). Therefore, for a sound to
be audible, baleen whales require
sounds to be louder (i.e., higher dB
levels) than odontocetes in the
frequency ranges at which each group
hears the best. Based on this
information, it is suspected that
received levels causing TTS onset may
also be higher in baleen whales. Since
current NMFS practice assumes the
same thresholds for the onset of hearing
impairment in both odontocetes and
mysticetes, NMFS’ onset of TTS
threshold is likely conservative for
mysticetes.
NMFS (1995, 2000) concluded that
cetaceans should not be exposed to
pulsed underwater noise at received
levels exceeding 180 dB re 1 μPa (rms).
The established 180-dB re 1 μPa (rms)
criterion is not considered to be the
level above which TTS might occur in
cetaceans. Rather, it is the received level
above which, in the view of a panel of
bioacoustics specialists convened by
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NMFS before TTS measurements for
marine mammals started to become
available, one could not be certain that
there would be no injurious effects,
auditory or otherwise, to cetaceans.
Levels of underwater sound from
production and drilling activities that
occur continuously over extended
periods at Northstar are not very high
(Blackwell and Greene, 2006). For
example, received levels of prolonged
drilling sounds are expected to diminish
below 140 dB re 1 μPa at a distance of
about 131 ft (40 m) from the center of
activity. Sound levels during production
activities other than drilling usually
would diminish below 140 dB re 1 μPa
at a closer distance. The 140 dB re 1 μPa
radius for drilling noise is within the
island and drilling sounds are
attenuated to levels below 140 dB re 1
μPa in the water near Northstar.
Additionally, cetaceans are not
commonly found in the area during the
ice-covered season. Based on this
information and the available data, TTS
of cetaceans is not expected from the
operations at Northstar.
Permanent Threshold Shift (PTS)—
When PTS occurs, there is physical
damage to the sound receptors in the
ear. In some cases, there can be total or
partial deafness, whereas in other cases,
the animal has an impaired ability to
hear sounds in specific frequency
ranges.
There is no specific evidence that
exposure to underwater industrial
sounds can cause PTS in any marine
mammal (see Southall et al., 2007).
However, given the possibility that
marine mammals might incur TTS,
there has been further speculation about
the possibility that some individuals
occurring very close to industrial
activities might incur PTS. Richardson
et al. (1995b) hypothesized that PTS
caused by prolonged exposure to
continuous anthropogenic sound is
unlikely to occur in marine mammals, at
least for sounds with source levels up to
approximately 200 dB re 1 μPa at 1 m
(rms). Single or occasional occurrences
of mild TTS are not indicative of
permanent auditory damage in
terrestrial mammals. Relationships
between TTS and PTS thresholds have
not been studied in marine mammals
but are assumed to be similar to those
in humans and other terrestrial
mammals. PTS might occur at a
received sound level at least several
decibels above that inducing mild TTS.
It is highly unlikely that cetaceans
could receive sounds strong enough
(and over a sufficient duration) to cause
PTS (or even TTS) during the proposed
operation of the Northstar facility.
Source levels for much of the equipment
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used at Northstar do not reach the
threshold of 180 dB (rms) currently used
for cetaceans. Based on this conclusion,
it is highly unlikely that any type of
hearing impairment, temporary or
permanent, would occur as a result of
BP’s proposed activities. Additionally,
Southall et al. (2007) proposed that the
thresholds for injury of marine
mammals exposed to ‘‘discrete’’ noise
events (either single or multiple
exposures over a 24-hr period) are
higher than the 180-dB re 1 μPa (rms)
in-water threshold currently used by
39719
NMFS. Table 1 in this document
summarizes the SPL and SEL levels
thought to cause auditory injury to
cetaceans. For more information, please
refer to Southall et al. (2007).
TABLE 1—PROPOSED INJURY CRITERIA FOR LOW- AND MID-FREQUENCY CETACEANS EXPOSED TO ‘‘DISCRETE’’ NOISE
EVENTS (EITHER SINGLE PULSES, MULTIPLE PULSES, OR NON-PULSES WITHIN A 24-HR PERIOD; SOUTHALL ET AL., 2007)
Single pulses
Multiple pulses
Non pulses
Low-frequency cetaceans
Sound pressure level ............................
Sound exposure level ...........................
230 dB re 1 μPa (peak) (flat)
198 dB re 1 μPa2-s (Mlf)
230 dB re 1 μPa (peak) (flat)
198 dB re 1 μPa2-s (Mlf)
230 dB re 1 μPa (peak) (flat)
215 dB re 1 μPa2-s (Mlf)
Mid-frequency cetaceans
Sound pressure level ............................
Sound exposure level ...........................
230 dB re 1 μPa (peak) (flat)
198 dB re 1 μPa2-s (Mlf)
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Potential Effects of Sound on Pinnipeds
(1) Masking
As stated previously in this
document, masking is the obscuring of
sounds of interest by other sounds, often
at similar frequencies. There are fewer
data available regarding the potential
impacts of masking on pinnipeds than
on cetaceans. Cummings et al. (1984)
subjected breeding ringed seals to
recordings of industrial sounds. The
authors did not document any impacts
to ringed seal vocalizations as a result
of exposure to the recordings.
During the ice-covered season, only
ringed seals and small numbers of
bearded seals are found near Northstar.
Therefore, there would be no masking
effects on spotted seals, as they do not
occur in the area during that time. All
three pinniped species can be found in
and around Northstar during the
summer open-water season. As stated
previously in this document, sounds
from oil production and any drilling
activities are not expected to be
detectable beyond several kilometers
from the source; however, sounds from
vessels were detectable to distances as
far as approximately 18.6 mi (30 km)
from Northstar. There is the potential
for vessels to cause some degree of
masking.
It is expected that masking of calls or
other natural sounds would not extend
beyond the maximum distance where
the construction or operational sounds
are detectable, and, at that distance,
only the weakest sounds would be
masked. The maximum distances for
masking will vary greatly depending on
ambient noise and sound propagation
conditions but will typically be about
1.2–3.1 mi (2–5 km) in air and 1.9–6.2
mi (3–10 km) underwater. Also, some
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230 dB re 1 μPa (peak) (flat)
198 dB re 1 μPa2-s (Mlf)
types of Northstar sounds (especially
the stronger ones) vary over time, and,
at quieter times, masking would be
absent or limited to closer distances.
While some masking is possible, it is
usually more prominent for lower
frequencies. Although the functional
hearing range for pinnipeds is estimated
to occur between approximately 75 Hz
and 75 kHz, the range with the greatest
sensitivity is estimated to occur between
approximately 700 Hz and 20 kHz.
Therefore, BP’s proposed activities are
expected to have minor masking effects
on pinnipeds.
(2) Behavioral Disturbance
As stated earlier in this document,
disturbance can induce a variety of
effects, such as subtle changes in
behavior, more conspicuous dramatic
changes in activities, and displacement.
When the received level of noise
exceeds some behavioral reaction
threshold, it is possible that some
pinnipeds could exhibit disturbance
reactions. The levels, frequencies and
types of noise that elicit a response vary
among and within species, individuals,
locations, and seasons. Behavioral
changes may be an upright posture for
hauled out seals, movement away from
the sound source, or complete
avoidance of the area. The reaction
threshold and degree of response are
related to the activity of the animal at
the time of the disturbance. Some
researchers have noted that behavioral
reactions do not occur throughout the
entire zone ensonified by industrial
activity. In most cases that have been
studied, including recent work on
ringed seals, the actual radius of effect
is smaller than the radius of
detectability (reviewed in Richardson et
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230 dB re 1 μPa (peak) (flat)
215 dB re 1 μPa2-s (Mlf)
al., 1995b; Moulton et al., 2003a, 2005;
Blackwell et al., 2004a).
Effects of Construction, Drilling, and
Production Activity—Systematic aerial
surveys to assess ringed seal responses
to the construction of Seal Island were
done both for Shell Oil (Green and
Johnson, 1983) and for the Minerals
Management Service, now the Bureau of
Ocean Energy Management, Regulation
and Enforcement (Frost and Burns,
1989; Kelly et al., 1988). Green and
Johnson (1983) found that some seals
within several kilometers of Seal Island
were apparently displaced by
construction of the island during the
winter of 1981–82. Similarly, Frost and
Lowry (1988) found lower densities of
seals within 2.3 mi (3.7 km) of artificial
islands than in a zone 2.3–4.6 mi (3.7–
7.4 km) away when exploration activity
was high. During years with
construction or drilling activities, there
was a 38–40% reduction in seal
densities near the islands (Frost and
Lowry, 1988). However, these early
analyses did not account for nonindustrial factors known to influence
basking activity of seals (Moulton et al.,
2002, 2005). Also, the numbers of
sightings were small relative to the
variation in the data.
Kelly et al. (1988) used trained dogs
to study the use by seals of breathing
holes and lairs in relation to exposure
to industrial activities. They reported
that the proportion of structures
abandoned within 5 mi (8 km) of Seal
Island was similar to that within 492 ft
(150 m) of on-ice seismic lines. There
were no differences in abandonment
rate within or beyond 492 ft (150 m)
from Seal Island. Kelly et al. (1988)
indicated that the data were not
adequate to evaluate at what distances
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from the island abandonment of
structures began to decrease. In a final
analysis of those data, Frost and Burns
(1989) reported that the proportion of
abandoned structures was significantly
higher within 1.2 mi (2 km) of Seal
Island than 1.2–6.2 mi (2–10 km) away.
Complicating the interpretation is that
dog-based searches were conducted
where structures were expected to be
found, rather than over the entire study
area, and multiple searches over a given
area were not conducted. Hammill and
Smith (1990) found that dogs missed as
many as 73% of the structures during
the first search of an area. Frost and
Burns (1989) also noted that the
analyses of disturbance and
abandonment as a result of Seal Island
construction were complicated by other
noise sources that were active at the
same time. These included on-ice
seismic exploration, excavation of
structures by their investigations, and
snow machine traffic. Frost and Burns
(1989) suspected that, overall, there was
no area-wide increase in abandonment
of structures. Finally, it is unknown
whether there are differences in
detection rates by dogs for open versus
abandoned structures or for areas of
different structure density. This
detection bias potentially confounds
interpretation of the data.
Utilizing radio telemetry to examine
the short-term behavioral responses of
ringed seals to human activities, Kelly et
al. (1988) found that some ringed seals
temporarily departed from lairs when
various sources of noise were within
97–3,000 m (0.06–1.9 mi) of an
occupied structure. Radio-tagged ringed
seals did return to re-occupy those lairs.
However, the authors did not note the
amount of time it took the ringed seals
to re-occupy the lairs. The durations of
haul-out bouts during periods with and
without disturbance were not
significantly different. Also, the time
ringed seals spent in the water after
disturbance did not differ significantly
from that during periods of no
disturbance (Kelly et al., 1988). Kelly et
al. (1988) observed that rates of ringed
seal abandonment of lairs were three
times higher in areas with noise
disturbance than in areas without noise
disturbance. However, the abandonment
rates in areas with noise disturbance
were similar to rates of disturbance in
areas of frequent predator activity (e.g.,
polar bears trying to break into lairs).
Moulton et al. (2003a, 2005)
conducted intensive and replicated
aerial surveys during the springs of
1997–1999 (prior to the construction of
Northstar) and 2000–2002 (with
Northstar activities) to study the
distribution and abundance of ringed
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seals within an approximately 1,598 mi2
(4,140 km2) area around the Northstar
Development. The main objective was to
determine whether, and to what extent,
oil development affected the local
distribution and abundance of ringed
seals. The 1997–1999 surveys were
conducted coincidentally with aerial
surveys over a larger area of the central
Beaufort Sea (Frost et al., 2004).
Moulton et al. (2003a, 2005) determined
that the raw density of ringed seals over
their study area ranged from 0.39 to 0.83
seals/km2, while Frost et al. (2004)
obtained raw densities of 0.64 to 0.87
seals/km2 in a similar area at about the
same times. There was no evidence that
construction, drilling, and production
activities at Northstar in 2000–2002
significantly affected local ringed seal
distribution and abundance relative to
the baseline years (1997–1999).
Additionally, after natural variables that
affect haul-out behavior were
considered (Moulton et al., 2003a,
2005), there was no significant evidence
of reduced seal densities close to
Northstar as compared with farther
away during the springs of 2000, 2001,
and 2002. The survey methods and
associated analyses were shown to have
high statistical power to detect such
changes if they occurred. Environmental
factors such as date, water depth, degree
of ice deformation, presence of
meltwater, and percent cloud cover had
more conspicuous and statisticallysignificant effects on seal sighting rates
than did any human-related factors
(Moulton et al., 2003a, 2005).
To complement the aerial survey
program on a finer scale, speciallytrained dogs were used to find seal
structures and to monitor the fate of
structures in relation to distance from
industrial activities (Williams et al.,
2006c). In late 2000, surveys began
before construction of ice roads but
concurrent with drilling and other
island activities. In the winter of 2000–
2001, a total of 181 structures were
located, of which 118 (65%) were
actively used by late May 2001.
However, there was no relationship
between structure survival or the
proportion of structures abandoned and
distance to Northstar-related activities.
The most important factors predicting
structure survival were time of year
when found and ice deformation. The
covariate distance to the ice road
improved the fit of the model, but the
relationship indicated that structure
survival was lower farther away from
the ice road, contrary to expectation.
However, new structures found after the
ice road was constructed were, on
average, farther from the ice road than
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were structures found before
construction (though this was
marginally statistically significant). This
may have been related to the active
flooding of the ice road, which
effectively removed some of the ice as
potential ringed seal habitat.
Blackwell et al. (2004a) investigated
the effects of noise from pipe-driving
and other construction activities on
Northstar to ringed seals in June and
July 2000, during and just after break-up
of the landfast ice. None of the ringed
seals seen during monitoring showed
any strong reactions to the pipe-driving
or other construction activities on
Northstar. Eleven of the seals (48%)
appeared either indifferent or curious
when exposed to construction or pipedriving sounds. One seal approached
within 9.8 ft (3 m) of the island’s edge
during pipe-driving and others swam in
the 9.8–49.2 ft (3–15 m) moat around
the island. Seals in the moat may have
been exposed to sound levels up to 153–
160 dB re 1 μPa (rms) when they dove
close to the bottom.
Consistent with Blackwell et al.
(2004a), seals are often very tolerant of
exposure to other types of pulsed
sounds. For example, seals tolerate high
received levels of sounds from airgun
arrays (Arnold, 1996; Harris et al., 2001;
Moulton and Lawson, 2002). Monitoring
work in the Alaskan Beaufort Sea during
1996–2001 provided considerable
information regarding the behavior of
seals exposed to seismic pulses (Harris
et al., 2001; Moulton and Lawson,
2002). These seismic projects usually
involved arrays of 6 to 16 airguns with
total volumes of 560 to 1,500 in3 (0.01
to 0.03 m3). The combined results
suggest that some seals avoid the
immediate area around seismic vessels.
In most survey years, ringed seal
sightings tended to be farther away from
the seismic vessel when the airguns
were operating than when they were not
(Moulton and Lawson, 2002). However,
these avoidance movements were
relatively small, on the order of 328 ft
(100 m) to a few hundreds of meters,
and many seals remained within 328–
656 ft (100–200 m) of the trackline as
the operating airgun array passed by.
Seal sighting rates at the water surface
were lower during airgun array
operations than during no-airgun
periods in each survey year except 1997.
Similarly, seals are often very tolerant of
pulsed sounds from seal-scaring devices
(Mate and Harvey, 1987; Jefferson and
Curry, 1994; Richardson et al., 1995b).
Therefore, the short distance for
avoidance reactions to impulsive pile
driving sounds from the pile driving
operations on Northstar is consistent
with these other data.
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Effects of Aircraft Activity—
Helicopters are the only aircraft
associated with Northstar oil production
activities. Helicopter traffic occurs
primarily during late spring and autumn
when travel by ice road, hovercraft, or
vessel is not possible.
Potential effects to pinnipeds from
aircraft activity could involve both
acoustic and non-acoustic effects. It is
uncertain if the seals react to the sound
of the helicopter or to its physical
presence flying overhead. Typical
reactions of hauled out pinnipeds to
aircraft that have been observed include
looking up at the aircraft, moving on the
ice or land, entering a breathing hole or
crack in the ice, or entering the water.
Ice seals hauled out on the ice have
been observed diving into the water
when approached by a low-flying
aircraft or helicopter (Burns and Harbo,
1972, cited in Richardson et al., 1995b;
Burns and Frost, 1979, cited in
Richardson et al., 1995b). Richardson et
al. (1995b) note that responses can vary
based on differences in aircraft type,
altitude, and flight pattern.
Additionally, a study conducted by
Born et al. (1999) found that wind chill
was also a factor in level of response of
ringed seals hauled out on ice, as well
as time of day and relative wind
direction.
Blackwell et al. (2004a) observed 12
ringed seals during low-altitude
overflights of a Bell 212 helicopter at
Northstar in June and July 2000 (9
observations took place concurrent with
pipe-driving activities). One seal
showed no reaction to the aircraft while
the remaining 11 (92%) reacted, either
by looking at the helicopter (n=10) or by
departing from their basking site (n=1).
Blackwell et al. (2004a) concluded that
none of the reactions to helicopters were
strong or long lasting, and that seals
near Northstar in June and July 2000
probably had habituated to industrial
sounds and visible activities that had
occurred often during the preceding
winter and spring. There have been few
systematic studies of pinniped reactions
to aircraft overflights, and most of the
available data concern pinnipeds hauled
out on land or ice rather than pinnipeds
in the water (Richardson et al., 1995b;
Born et al., 1999).
Born et al. (1999) determined that
49% of ringed seals escaped (i.e., left the
ice) as a response to a helicopter flying
at 492 ft (150 m) altitude. Seals entered
the water when the helicopter was 4,101
ft (1,250 m) away if the seal was in front
of the helicopter and at 1,640 ft (500 m)
away if the seal was to the side of the
helicopter. The authors noted that more
seals reacted to helicopters than to
fixed-wing aircraft. The study
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concluded that the risk of scaring ringed
seals by small-type helicopters could be
substantially reduced if they do not
approach closer than 4,921 ft (1,500 m).
Spotted seals hauled out on land in
summer are unusually sensitive to
aircraft overflights compared to other
species. They often rush into the water
when an aircraft flies by at altitudes up
to 984–2,461 ft (300–750 m). They
occasionally react to aircraft flying as
high as 4,495 ft (1,370 m) and at lateral
distances as far as 1.2 mi (2 km) or more
(Frost and Lowry, 1990; Rugh et al.,
1997). However, no spotted seal haulouts are located near Northstar.
Effects of Vessel Activity—Few
authors have specifically described the
responses of pinnipeds to boats, and
most of the available information on
reactions to boats concerns pinnipeds
hauled out on land or ice. Ringed seals
hauled out on ice pans often showed
short-term escape reactions when a ship
approached the animal within 0.16 to
0.31 mi (0.25 to 0.5 km; Brueggeman et
al., 1992). Jansen et al. (2006) reported
that harbor seals approached by vessels
within 328 ft (100 m) were 25 times
more likely to enter the water than were
seals approached at 1,640 ft (500 m).
However, during the open water season
in the Beaufort Sea, ringed and bearded
seals are commonly observed close to
vessels (Harris et al., 2001; Moulton and
Lawson, 2002).
In places where boat traffic is heavy,
there have been cases where seals have
habituated to vessel disturbance. In
England, harbor and gray seals at
specific haul-outs appear to have
habituated to close approaches by tour
boats (Bonner, 1982). Jansen et al.
(2006) found that harbor seals in
Disenchantment Bay, Alaska, increased
in abundance during the summer as
ship traffic also increased. In Maine,
Lelli and Harris (2001) found that boat
traffic was the best predictor of
variability in harbor seal haulout
behavior, followed by wave height and
percent sunshine, utilizing multiple
regressions. Lelli and Harris (2001)
reported that increasing boat traffic
reduced the number of seals counted on
the haul-out. Suryan and Harvey (1999)
reported that Pacific harbor seals
commonly left the shore when
powerboat operators approached to
observe the seals. Those seals detected
a powerboat at a mean distance of 866
ft (264 m), and seals left the haul-out
site when boats approached to within
472 ft (144 m). Southall et al. (2007)
report that pinnipeds exposed to sounds
at approximately 110 to 120 dB re 20
μPa in-air tended to respond by leaving
their haul-outs and seeking refuge in the
water, while animals exposed to in-air
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sounds of approximately 60 to 70 dB re
20 μPa often did not respond at all.
(3) Hearing Impairment and Other
Physiological Effects
Pinnipeds are able to hear both inwater and in-air sounds. However, they
have significantly different hearing
capabilities in the two media.
Temporary or permanent hearing
impairment is a possibility when marine
mammals are exposed to very strong
sounds. Non-auditory physiological
effects might also occur in marine
mammals exposed to strong underwater
sound. Possible types of non-auditory
physiological effects or injuries that
theoretically might occur in mammals
close to a strong sound source include
stress, neurological effects, bubble
formation, and other types of organ or
tissue damage. Pinnipeds are not
anticipated to experience non-auditory
physiological effects as a result of
operation of the Northstar facility, as
none of the activities associated with
the facility will generate sounds loud
enough to cause such effects.
TTS—As stated earlier in this
document, TTS is the mildest form of
hearing impairment that can occur
during exposure to a strong sound
(Kryter, 1985). For additional
background about TTS, please refer to
the discussion on impacts to cetaceans
from sound found earlier in this section
of the document.
As stated earlier in this document, the
functional hearing range for pinnipeds
in-air is 75 Hz to 30 kHz (Southall et al.,
2007). Richardson et al. (1995b) note
that dominant tones in noise spectra
from both helicopters and fixed-wing
aircraft are generally below 500 Hz.
Kastak and Schustermann (1995) state
that the in-air hearing sensitivity is less
than the in-water hearing sensitivity for
pinnipeds. In-air hearing sensitivity
deteriorates as frequency decreases
below 2 kHz, and generally pinnipeds
appear to be considerably less sensitive
to airborne sounds below 10 kHz than
humans. There is a dearth of
information on the acoustic effects of
helicopter overflights on pinniped
hearing and communication
(Richardson et al., 1995b), and, to
NMFS’ knowledge, there has been no
specific documentation of TTS in freeranging pinnipeds exposed to helicopter
operations during realistic field
conditions.
In free-ranging pinnipeds, TTS
thresholds associated with exposure to
brief pulses (single or multiple) of
underwater sound have not been
measured. However, systematic TTS
studies on captive pinnipeds have been
conducted (Bowles et al., 1999; Kastak
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et al., 1999, 2005, 2007; Schusterman et
al., 2000; Finneran et al., 2003; Southall
et al., 2007). Kastak et al. (1999)
reported TTS of approximately 4–5 dB
in three species of pinnipeds (harbor
seal, California sea lion, and northern
elephant seal) after underwater
exposure for approximately 20 minutes
to noise with frequencies ranging from
100–2,000 Hz at received levels 60–75
dB above hearing threshold. This
approach allowed similar effective
exposure conditions to each of the
subjects, but resulted in variable
absolute exposure values depending on
subject and test frequency. Recovery to
near baseline levels was reported within
24 hours of noise exposure (Kastak et
al., 1999). Kastak et al. (2005) followed
up on their previous work using higher
sensitivity levels and longer exposure
times (up to 50 min) and corroborated
their previous findings. The sound
exposures necessary to cause slight
threshold shifts were also determined
for two California sea lions and a
juvenile elephant seal exposed to
underwater sound for a similar
duration. The sound level necessary to
cause TTS in pinnipeds depends on
exposure duration, as in other
mammals; with longer exposure, the
level necessary to elicit TTS is reduced
(Schusterman et al., 2000; Kastak et al.,
2005, 2007). For very short exposures
(e.g., to a single sound pulse), the level
necessary to cause TTS is very high
(Finneran et al., 2003). For pinnipeds
exposed to in-air sounds, auditory
fatigue has been measured in response
to single pulses and to non-pulse noise
(Southall et al., 2007), although high
exposure levels were required to induce
TTS-onset (SEL: 129 dB re: 20 μPa2.s;
Bowles et al., unpub. data).
NMFS (1995, 2000) concluded that
pinnipeds should not be exposed to
pulsed underwater noise at received
levels exceeding 190 dB re 1 μPa (rms).
The established 190-dB re 1 μPa (rms)
criterion is not considered to be the
level above which TTS might occur in
pinnipeds. Rather, it is the received
level above which, in the view of a
panel of bioacoustics specialists
convened by NMFS before TTS
measurements for marine mammals
started to become available, one could
not be certain that there would be no
injurious effects, auditory or otherwise,
to pinnipeds. Levels of underwater
sound from production and drilling
activities that occur continuously over
extended periods at Northstar are not
very high (Blackwell and Greene, 2006).
For example, received levels of
prolonged drilling sounds are expected
to diminish below 140 dB re 1 μPa at
a distance of about 131 ft (40 m) from
the center of activity. Sound levels
during other production activities aside
from drilling usually would diminish
below 140 dB re 1 μPa at a closer
distance. The 140 dB re 1 μPa radius for
drilling noise is within the island and
drilling sounds are attenuated to levels
below 140 dB re 1 μPa in the water near
Northstar. Therefore, TTS is not
expected from the operations at
Northstar.
PTS—As stated earlier in this
document, when PTS occurs, there is
physical damage to the sound receptors
in the ear. For additional background
about PTS, please refer to the discussion
with respect to impacts from sound on
cetaceans found earlier in this section of
the document.
It is highly unlikely that pinnipeds
could receive sounds strong enough
(and over a sufficient duration) to cause
PTS (or even TTS) during the proposed
operation of the Northstar facility.
Source levels for much of the equipment
used at Northstar do not reach the
threshold of 190 dB currently used for
pinnipeds. Based on this conclusion, it
is highly unlikely that any type of
hearing impairment, temporary or
permanent, would occur as a result of
BP’s proposed activities. Additionally,
Southall et al. (2007) proposed that the
thresholds for injury of marine
mammals exposed to ‘‘discrete’’ noise
events (either single or multiple
exposures over a 24-hr period) are
higher than the 190-dB re 1 μPa (rms)
in-water threshold currently used by
NMFS. Table 2 in this document
summarizes the SPL and SEL levels
thought to cause auditory injury to
pinnipeds both in-water and in-air. For
more information, please refer to
Southall et al. (2007).
TABLE 2—PROPOSED INJURY CRITERIA FOR PINNIPEDS EXPOSED TO ‘‘DISCRETE’’ NOISE EVENTS (EITHER SINGLE
PULSES, MULTIPLE PULSES, OR NON-PULSES WITHIN A 24-HR PERIOD; SOUTHALL ET AL., 2007)
Single pulses
Multiple pulses
Non pulses
Pinnipeds (in water)
Sound pressure level ............................
Sound exposure level ...........................
218 dB re 1 μPa (peak) (flat)
186 dB re 1 μPa2-s (Mpw)
218 dB re 1 μPa (peak) (flat)
186 dB re 1 μPa2-s (Mpw)
218 dB re 1 μPa (peak) (flat)
203 dB re 1 μPa2-s (Mpw)
149 dB re 20 μPa (peak) (flat)
144 dB re (20 μPa)2-s (Mpa)
149 dB re 20 μPa (peak) (flat)
144 dB re (20 μPa)2-s (Mpa)
149 dB re 20 μPa (peak) (flat)
144.5 dB re (20 μPa)2-s (Mpa)
Pinnipeds (in air)
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Sound pressure level ............................
Sound exposure level ...........................
Potential Effects of Oil on Cetaceans
The specific effects an oil spill would
have on bowhead, gray, or beluga
whales are not well known. While direct
mortality is unlikely, exposure to
spilled oil could lead to skin irritation,
baleen fouling (which might reduce
feeding efficiency), respiratory distress
from inhalation of hydrocarbon vapors,
consumption of some contaminated
prey items, and temporary displacement
from contaminated feeding areas. Geraci
and St. Aubin (1990) summarize effects
of oil on marine mammals, and Bratton
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et al. (1993) provides a synthesis of
knowledge of oil effects on bowhead
whales. The number of whales that
might be contacted by a spill would
depend on the size, timing, and
duration of the spill. Whales may not
avoid oil spills, and some have been
observed feeding within oil slicks
(Goodale et al., 1981). These topics are
discussed in more detail next.
In the case of an oil spill occurring
during migration periods, disturbance of
the migrating cetaceans from cleanup
activities may have more of an impact
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than the oil itself. Human activity
associated with cleanup efforts could
deflect whales away from the path of the
oil. However, noise created from
cleanup activities likely will be short
term and localized. In fact, whale
avoidance of clean-up activities may
benefit whales by displacing them from
the oil spill area.
There is no concrete evidence that oil
spills, including the much studied Santa
Barbara Channel and Exxon Valdez
spills, have caused any deaths of
cetaceans (Geraci, 1990; Brownell, 1971;
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Harvey and Dahlheim, 1994). It is
suspected that some individually
identified killer whales that disappeared
from Prince William Sound during the
time of the Exxon Valdez spill were
casualties of that spill. However, no
clear cause and effect relationship
between the spill and the disappearance
could be established (Dahlheim and
Matkin, 1994). The AT–1 pod of
transient killer whales that sometimes
inhabits Prince William Sound has
continued to decline after the Exxon
Valdez oil spill (EVOS). Matkin et al.
(2008) tracked the AB resident pod and
the AT–1 transient group of killer
whales from 1984 to 2005. The results
of their photographic surveillance
indicate a much higher than usual
mortality rate for both populations the
year following the spill (33% for AB
Pod and 41% for AT–1 Group) and
lower than average rates of increase in
the 16 years after the spill (annual
increase of about 1.6% for AB Pod
compared to an annual increase of about
3.2% for other Alaska killer whale
pods). In killer whale pods, mortality
rates are usually higher for nonreproductive animals and very low for
reproductive animals and adolescents
(Olesiuk et al., 1990, 2005; Matkin et al.,
2005). No effects on humpback whales
in Prince William Sound were evident
after the Exxon Valdez spill (von
Ziegesar et al., 1994). There was some
temporary displacement of humpback
whales out of Prince William Sound,
but this could have been caused by oil
contamination, boat and aircraft
disturbance, displacement of food
sources, or other causes.
Migrating gray whales were
apparently not greatly affected by the
Santa Barbara spill of 1969. There
appeared to be no relationship between
the spill and mortality of marine
mammals. The higher than usual counts
of dead marine mammals recorded after
the spill represented increased survey
effort and therefore cannot be
conclusively linked to the spill itself
(Brownell, 1971; Geraci, 1990). The
conclusion was that whales were either
able to detect the oil and avoid it or
were unaffected by it (Geraci, 1990).
(1) Oiling of External Surfaces
Whales rely on a layer of blubber for
insulation, so oil would have little if
any effect on thermoregulation by
whales. Effects of oiling on cetacean
skin appear to be minor and of little
significance to the animal’s health
(Geraci, 1990). Histological data and
ultrastructural studies by Geraci and St.
Aubin (1990) showed that exposures of
skin to crude oil for up to 45 minutes
in four species of toothed whales had no
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effect. They switched to gasoline and
applied the sponge up to 75 minutes.
This produced transient damage to
epidermal cells in whales. Subtle
changes were evident only at the cell
level. In each case, the skin damage
healed within a week. They concluded
that a cetacean’s skin is an effective
barrier to the noxious substances in
petroleum. These substances normally
damage skin by getting between cells
and dissolving protective lipids. In
cetacean skin, however, tight
intercellular bridges, vital surface cells,
and the extraordinary thickness of the
epidermis impeded the damage. The
authors could not detect a change in
lipid concentration between and within
cells after exposing skin from a whitesided dolphin to gasoline for 16 hours
in vitro.
Bratton et al. (1993) synthesized
studies on the potential effects of
contaminants on bowhead whales. They
concluded that no published data
proved oil fouling of the skin of any
free-living whales, and conclude that
bowhead whales contacting fresh or
weathered petroleum are unlikely to
suffer harm. Although oil is unlikely to
adhere to smooth skin, it may stick to
rough areas on the surface (Henk and
Mullan, 1997). Haldiman et al. (1985)
found the epidermal layer to be as much
as seven to eight times thicker than that
found on most whales. They also found
that little or no crude oil adhered to
preserved bowhead skin that was
dipped into oil up to three times, as
long as a water film stayed on the skin’s
surface. Oil adhered in small patches to
the surface and vibrissae (stiff, hairlike
structures), once it made enough contact
with the skin. The amount of oil
sticking to the surrounding skin and
epidermal depression appeared to be in
proportion to the number of exposures
and the roughness of the skin’s surface.
It can be assumed that if oil contacted
the eyes, effects would be similar to
those observed in ringed seals;
continued exposure of the eyes to oil
could cause permanent damage (St.
Aubin, 1990).
(2) Ingestion
Whales could ingest oil if their food
is contaminated, or oil could also be
absorbed through the respiratory tract.
Some of the ingested oil is voided in
vomit or feces but some is absorbed and
could cause toxic effects (Geraci, 1990).
When returned to clean water,
contaminated animals can depurate this
internal oil (Engelhardt, 1978, 1982). Oil
ingestion can decrease food assimilation
of prey eaten (St. Aubin, 1988).
Cetaceans may swallow some oilcontaminated prey, but it likely would
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39723
be only a small part of their food. It is
not known if whales would leave a
feeding area where prey was abundant
following a spill. Some zooplankton
eaten by bowheads and gray whales
consume oil particles and
bioaccumulation can result. Tissue
studies by Geraci and St. Aubin (1990)
revealed low levels of naphthalene in
the livers and blubber of baleen whales.
This result suggests that prey have low
concentrations in their tissues, or that
baleen whales may be able to metabolize
and excrete certain petroleum
hydrocarbons. Whales exposed to an oil
spill are unlikely to ingest enough oil to
cause serious internal damage (Geraci
and St. Aubin, 1980, 1982) and this kind
of damage has not been reported
(Geraci, 1990).
(3) Fouling of Baleen
Baleen itself is not damaged by
exposure to oil and is resistant to effects
of oil (St. Aubin et al., 1984). Crude oil
could coat the baleen and reduce
filtration efficiency; however, effects
may be temporary (Braithwaite, 1983;
St. Aubin et al., 1984). If baleen is
coated in oil for long periods, it could
cause the animal to be unable to feed,
which could lead to malnutrition or
even death. Most of the oil that would
coat the baleen is removed after 30 min,
and less than 5% would remain after 24
h (Bratton et al., 1993). Effects of oiling
of the baleen on feeding efficiency
appear to be minor (Geraci, 1990).
However, a study conducted by
Lambertsen et al. (2005) concluded that
their results highlight the uncertainty
about how rapidly oil would depurate at
the near zero temperatures in arctic
waters and whether baleen function
would be restored after oiling.
(4) Avoidance
Some cetaceans can detect oil and
sometimes avoid it, but others enter and
swim through slicks without apparent
effects (Geraci, 1990; Harvey and
Dahlheim, 1994). Bottlenose dolphins
apparently could detect and avoid slicks
and mousse but did not avoid light
sheens on the surface (Smultea and
Wursig, 1995). After the Regal Sword
spill in 1979, various species of baleen
and toothed whales were observed
swimming and feeding in areas
containing spilled oil southeast of Cape
Cod, MA (Goodale et al., 1981). For
months following EVOS, there were
numerous observations of gray whales,
harbor porpoises, Dall’s porpoises, and
killer whales swimming through lightto-heavy crude-oil sheens (Harvey and
Dalheim, 1994, cited in Matkin et al.,
2008). However, if some of the animals
avoid the area because of the oil, then
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the effects of the oiling would be less
severe on those individuals.
(5) Factors Affecting the Severity of
Effects
Effects of oil on whales in open water
are likely to be minimal, but there could
be effects on whales where both the oil
and the whales are at least partly
confined in leads or at ice edges (Geraci,
1990). In spring, bowhead and beluga
whales migrate through leads in the ice.
At this time, the migration can be
concentrated in narrow corridors
defined by the leads, thereby creating a
greater risk to animals caught in the
spring lead system should oil enter the
leads. However, given the probable
alongshore trajectory of oil spilled from
Northstar in relation to the whale
migration route through offshore waters,
interactions between oil slicks and
whales are unlikely in spring, as any
spilled oil would likely remain closer to
shore.
In fall, the migration route of
bowheads can be close to shore
(Blackwell et al., 2009). If fall migrants
were moving through leads in the pack
ice or were concentrated in nearshore
waters, some bowhead whales might not
be able to avoid oil slicks and could be
subject to prolonged contamination.
However, the autumn migration past the
Northstar area extends over several
weeks, and many of the whales travel
along routes well north of Northstar.
Thus, only a small portion of the whales
are likely to approach patches of spilled
oil. Additionally, vessel activity
associated with spill cleanup efforts
may deflect the small number of whales
traveling nearshore farther offshore,
thereby reducing the likelihood of
contact with spilled oil. Also, during
years when movements of oil and
whales might be partially confined by
ice, the bowhead migration corridor
tends to be farther offshore (Treacy,
1997; LGL and Greeneridge, 1996a;
Moore, 2000).
Bowhead and beluga whales
overwinter in the Bering Sea (mainly
from November to March). In the
summer, the majority of the bowhead
whales are found in the Canadian
Beaufort Sea, although some have
recently been observed in the U.S.
Beaufort and Chukchi Seas during the
summer months (June to August). Data
from the Barrow-based boat surveys in
2009 (George and Sheffield, 2009)
showed that bowheads were observed
almost continuously in the waters near
Barrow, including feeding groups in the
Chukchi Sea at the beginning of July.
The majority of belugas in the Beaufort
stock migrate into the Beaufort Sea in
April or May, although some whales
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may pass Point Barrow as early as late
March and as late as July (Braham et al.,
1984; Ljungblad et al., 1984; Richardson
et al., 1995b). Therefore, a spill in
winter or summer would not be
expected to have major impacts on these
species. Additionally, while gray whales
have commonly been sighted near Point
Barrow, they are much less frequently
found in the Prudhoe Bay area.
Therefore, an oil spill is not expected to
have major impacts to gray whales.
(6) Effects of Oil-Spill Cleanup
Activities
Oil spill cleanup activities could
increase disturbance effects on either
whales or seals, causing temporary
disruption and possible displacement
(MMS, 1996). The Northstar Oil
Discharge Prevention and Contingency
Plan (ODPCP; BPXA, 1998a, b) includes
a scenario of a production well blowout
to the open-water in August. In this
scenario, approximately 177,900 barrels
of North Slope crude oil will reach the
open-water. It is estimated that response
activities would require 186 staff (93 per
shift) using 33 vessels (see Table 1.6.1–
3 in BPXA, 1998b) for about 15 days to
recover oil in open-water. Shoreline
cleanup would occur for approximately
45 days employing low pressure, cold
water deluge on the soiled shorelines. In
a similar scenario during solid ice
conditions, it is estimated that 97 pieces
of equipment along with 246 staff (123
per shift) would be required for
response activities (BPXA, 1998a).
The potential effects on cetaceans are
expected to be less than those on seals
(described later in this section of the
document). Cetaceans tend to occur well
offshore where cleanup activities (in the
open-water season) are unlikely to be as
concentrated. Also, cetaceans are
transient and, during the majority of the
year, absent from the area. However, if
intensive cleanup activities were
necessary during the autumn whale
hunt, this could affect subsistence
hunting. Impacts to subsistence uses of
marine mammals are discussed later in
this document (see the ‘‘Impact on
Availability of Affected Species or Stock
for Taking for Subsistence Uses’’
section).
Potential Effects of Oil on Pinnipeds
Ringed, bearded, and spotted seals are
present in open-water areas during
summer and early autumn, and ringed
seals remain in the area through the icecovered season. During the spring
periods in 1997–2002, the observed
densities of ringed seals on the fast-ice
in areas greater than 9.8 ft (3 m) deep
ranged from 0.35 to 0.72 seals/km2.
After allowance for seals not seen by
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aerial surveyors, actual densities may
have been about 2.84 times higher
(Moulton et al., 2003a). Therefore, an oil
spill from the Northstar development or
its pipeline could affect seals. Any oil
spilled under the ice also has the
potential to directly contact seals.
Externally oiled phocid seals often
survive and become clean, but heavily
oiled seal pups and adults may die,
depending on the extent of oiling and
characteristics of the oil. Prolonged
exposure could occur if fuel or crude oil
was spilled in or reached nearshore
waters, was spilled in a lead used by
seals, or was spilled under the ice when
seals have limited mobility (NMFS,
2000). Adult seals may suffer some
temporary adverse effects, such as eye
and skin irritation, with possible
infection (MMS, 1996). Such effects may
increase stress, which could contribute
to the death of some individuals. Ringed
seals may ingest oil-contaminated foods,
but there is little evidence that oiled
seals will ingest enough oil to cause
lethal internal effects. There is a
likelihood that newborn seal pups, if
contacted by oil, would die from oiling
through loss of insulation and resulting
hypothermia. These potential effects are
addressed in more detail in subsequent
paragraphs.
Reports of the effects of oil spills have
shown that some mortality of seals may
have occurred as a result of oil fouling;
however, large scale mortality had not
been observed prior to the EVOS (St.
Aubin, 1990). Effects of oil on marine
mammals were not well studied at most
spills because of lack of baseline data
and/or the brevity of the post-spill
surveys. The largest documented impact
of a spill, prior to EVOS, was on young
seals in January in the Gulf of St.
Lawrence (St. Aubin, 1990). Brownell
and Le Boeuf (1971) found no marked
effects of oil from the Santa Barbara oil
spill on California sea lions or on the
mortality rates of newborn pups.
Intensive and long-term studies were
conducted after the EVOS in Alaska.
There may have been a long-term
decline of 36% in numbers of molting
harbor seals at oiled haul-out sites in
Prince William Sound following EVOS
(Frost et al., 1994a). However, in a
reanalysis of those data and additional
years of surveys, along with an
examination of assumptions and biases
associated with the original data,
Hoover-Miller et al. (2001) concluded
that the EVOS effect had been
overestimated. The decline in
attendance at some oiled sites was more
likely a continuation of the general
decline in harbor seal abundance in
Prince William Sound documented
since 1984 (Frost et al., 1999) than a
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result of EVOS. The results from
Hoover-Miller et al. (2001) indicate that
the effects of EVOS were largely
indistinguishable from natural decline
by 1992. However, while Frost et al.
(2004) concluded that there was no
evidence that seals were displaced from
oiled sites, they did find that aerial
counts indicated 26% less pups were
produced at oiled locations in 1989 than
would have been expected without the
oil spill. Harbor seal pup mortality at
oiled beaches was 23% to 26%, which
may have been higher than natural
mortality, although no baseline data for
pup mortality existed prior to EVOS
(Frost et al., 1994a). There was no
conclusive evidence of spill effects on
Steller sea lions (Calkins et al., 1994).
Oil did not persist on sea lions
themselves (as it did on harbor seals),
nor did it persist on sea lion haul-out
sites and rookeries (Calkins et al., 1994).
Sea lion rookeries and haul out sites,
unlike those used by harbor seals, have
steep sides and are subject to high wave
energy (Calkins et al., 1994).
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(1) Oiling of External Surfaces
Adult seals rely on a layer of blubber
for insulation, and oiling of the external
surface does not appear to have adverse
thermoregulatory effects (Kooyman et
al., 1976, 1977; St. Aubin, 1990).
Contact with oil on the external surfaces
can potentially cause increased stress
and irritation of the eyes of ringed seals
(Geraci and Smith, 1976; St. Aubin,
1990). These effects seemed to be
temporary and reversible, but continued
exposure of eyes to oil could cause
permanent damage (St. Aubin, 1990).
Corneal ulcers and abrasions,
conjunctivitis, and swollen nictitating
membranes were observed in captive
ringed seals placed in crude oil-covered
water (Geraci and Smith, 1976), and in
seals in the Antarctic after an oil spill
(Lillie, 1954).
Newborn seal pups rely on their fur
for insulation. Newborn ringed seal
pups in lairs on the ice could be
contaminated through contact with
oiled mothers. There is the potential
that newborn ringed seal pups that were
contaminated with oil could die from
hypothermia.
(2) Ingestion
Marine mammals can ingest oil if
their food is contaminated. Oil can also
be absorbed through the respiratory tract
(Geraci and Smith, 1976; Engelhardt et
al., 1977). Some of the ingested oil is
voided in vomit or feces but some is
absorbed and could cause toxic effects
(Engelhardt, 1981). When returned to
clean water, contaminated animals can
depurate this internal oil (Engelhardt,
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1978, 1982, 1985). In addition, seals
exposed to an oil spill are unlikely to
ingest enough oil to cause serious
internal damage (Geraci and St. Aubin,
1980, 1982).
(3) Avoidance and Behavioral Effects
Although seals may have the
capability to detect and avoid oil, they
apparently do so only to a limited extent
(St. Aubin, 1990). Seals may abandon
the area of an oil spill because of human
disturbance associated with cleanup
efforts, but they are most likely to
remain in the area of the spill. One
notable behavioral reaction to oiling is
that oiled seals are reluctant to enter the
water, even when intense cleanup
activities are conducted nearby (St.
Aubin, 1990; Frost et al., 1994b, 2004).
(4) Factors Affecting the Severity of
Effects
Seals that are under natural stress,
such as lack of food or a heavy
infestation by parasites, could
potentially die because of the additional
stress of oiling (Geraci and Smith, 1976;
St. Aubin, 1990; Spraker et al., 1994).
Female seals that are nursing young
would be under natural stress, as would
molting seals. In both cases, the seals
would have reduced food stores and
may be less resistant to effects of oil
than seals that are not under some type
of natural stress. Seals that are not
under natural stress (e.g., fasting,
molting) would be more likely to
survive oiling. In general, seals do not
exhibit large behavioral or physiological
reactions to limited surface oiling or
incidental exposure to contaminated
food or vapors (St. Aubin, 1990;
Williams et al., 1994). Effects could be
severe if seals surface in heavy oil slicks
in leads or if oil accumulates near haulout sites (St. Aubin, 1990). An oil spill
in open-water is less likely to impact
seals.
Seals exposed to heavy doses of oil for
prolonged periods could die. This type
of prolonged exposure could occur if
fuel or crude oil was spilled in or
reached nearshore waters, was spilled in
a lead used by seals, or was spilled
under the ice in winter when seals have
limited mobility. Seals residing in these
habitats may not be able to avoid
prolonged contamination and some
could die. Impacts on regional
populations of seals would be expected
to be minor.
Since ringed seals are found yearround in the U.S. Beaufort Sea and more
specifically in the project area, an oil
spill at any time of year could
potentially have effects on ringed seals.
However, they are more widely
dispersed during the open-water season.
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Spotted seals are unlikely to be found in
the project area during late winter and
spring. Therefore, they are more likely
to be affected by a spill in the summer
or fall seasons. Bearded seals typically
overwinter south of the Beaufort Sea.
However, some have been reported
around Northstar during early spring
(Moulton et al., 2003b). Oil spills during
the open-water period and fall are the
most likely to impact bearded seals.
(5) Effects of Oil-Spill Cleanup
Activities
Oil spill cleanup activities could
increase disturbance effects on either
whales or seals, causing temporary
disruption and possible displacement
(MMS, 1996). General issues related to
oil spill cleanup activities are discussed
earlier in this section for cetaceans. In
the event of a large spill contacting and
extensively oiling coastal habitats, the
presence of response staff, equipment,
and the many aircraft involved in the
cleanup could (depending on the time
of the spill and the cleanup) potentially
displace seals. If extensive cleanup
operations occur in the spring, they
could cause increased stress and
reduced pup survival of ringed seals.
Oil spill cleanup activity could
exacerbate and increase disturbance
effects on subsistence species, cause
localized displacement of subsistence
species, and alter or reduce access to
those species by hunters. On the other
hand, the displacement of marine
mammals away from oil-contaminated
areas by cleanup activities would
reduce the likelihood of direct contact
with oil. Impacts to subsistence uses of
marine mammals are discussed later in
this document (see the ‘‘Impact on
Availability of Affected Species or Stock
for Taking for Subsistence Uses’’
section).
Summary of Potential Effects on Marine
Mammals
The likely or possible impacts of the
planned offshore oil developments at
Northstar on marine mammals involve
both non-acoustic and acoustic effects.
Potential non-acoustic effects are most
likely to impact pinnipeds in the area
through temporary displacement from
haul-out areas near the Northstar
facility. There is a small chance that a
seal pup might be injured or killed by
on-ice construction or transportation
activities. A major oil spill is unlikely
and, if it occurred, its effects are
difficult to predict. A major oil spill
might cause serious injury or mortality
to small numbers of marine mammals
by impacting the animals’ ability to eat
or find uncontaminated prey or by
causing respiratory distress from
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inhalation of hydrocarbon vapors. Oiled
newborn seal pups could also die from
hypothermia. However, BP has an oil
spill contingency and prevention plan
(discussed later in this document) in
place that will help avoid the
occurrence of a spill and the impacts to
the environment (including marine
mammals) should one occur.
BP’s activities at Northstar will also
introduce sound into the environment.
The potential effects of sound from the
proposed activities might include one or
more of the following: Masking of
natural sounds; behavioral disturbance
and associated habituation effects; and,
at least in theory, temporary or
permanent hearing impairment. Because
of the low source levels for the majority
of equipment used at Northstar, no
hearing impairment is expected in any
pinnipeds or cetaceans. Other types of
effects are expected to be less for
cetaceans, as the higher sound levels are
found close to shore, usually further
inshore than the migration paths of
cetaceans. Additionally, cetaceans are
not found in the Northstar area during
the ice-covered season; therefore, they
would only be potentially impacted
during certain times of the year. As
discussed earlier in the document,
cetaceans often avoid sound sources,
which would further reduce impacts
from sound. Pinnipeds may exhibit
some behavioral disturbance reactions,
but they are anticipated to be minor. In
summary, impacts to marine mammals
that may occur in the Northstar area are
expected to be minor, as source levels
are low and many of the species are
found farther out to sea.
Moreover, the potential effects to
marine mammals described in this
section of the document do not take into
consideration the proposed monitoring
and mitigation measures described later
in this document (see the ‘‘Proposed
Mitigation’’ and ‘‘Proposed Monitoring
and Reporting’’ sections).
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Anticipated Effects on Habitat
Potential impacts to marine mammals
and their habitat as a result of operation
of the Northstar facility are mainly
associated with elevated sound levels.
However, potential impacts are also
possible from ice road construction and
an oil spill (should one occur).
Common Marine Mammal Prey in the
Project Area
All six of the marine mammal species
that may occur in the proposed project
area prey on either marine fish or
invertebrates. The ringed seal feeds on
fish and a variety of benthic species,
including crabs and shrimp. Bearded
seals feed mainly on benthic organisms,
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primarily crabs, shrimp, and clams.
Spotted seals feed on pelagic and
demersal fish, as well as shrimp and
cephalopods. They are known to feed on
a variety of fish including herring,
capelin, sand lance, Arctic cod, saffron
cod, and sculpins.
Bowhead whales feed in the eastern
Beaufort Sea during summer and early
autumn, but continue feeding to varying
degrees while on their migration
through the central and western
Beaufort Sea in the late summer and fall
(Richardson and Thomson [eds.], 2002).
Aerial surveys in recent years have
sighted bowhead whales feeding in
Camden Bay on their westward
migration through the Beaufort Sea.
[Camden Bay is more than 62 mi (100
km) east of Northstar.] When feeding in
relatively shallow areas, bowheads feed
throughout the water column. However,
feeding is concentrated at depths where
zooplankton is concentrated (Wursig et
al., 1984, 1989; Richardson [ed.], 1987;
Griffiths et al., 2002). Lowry and
Sheffield (2002) found that copepods
and euphausiids were the most common
prey found in stomach samples from
bowhead whales harvested in the
Kaktovik area from 1979 to 2000. Areas
to the east of Barter Island (which is
approximately 110 mi [177 km] east of
Northstar) appear to be used regularly
for feeding as bowhead whales migrate
slowly westward across the Beaufort Sea
(Thomson and Richardson, 1987;
Richardson and Thomson [eds.], 2002).
However, in some years, sizable groups
of bowhead whales have been seen
feeding as far west as the waters just east
of Point Barrow (which is more than 155
mi [250 km] west of Northstar) near the
Plover Islands (Braham et al., 1984;
Ljungblad et al., 1985; Landino et al.,
1994). The situation in September–
October 1997 was unusual in that
bowheads fed widely across the Alaskan
Beaufort Sea, including higher numbers
in the area east of Barrow than reported
in any previous year (S. Treacy and D.
Hansen, MMS, pers. comm.).
Beluga whales feed on a variety of
fish, shrimp, squid and octopus (Burns
and Seaman, 1985). Very few beluga
whales occur near Northstar; their main
migration route is much further
offshore.
Gray whales are primarily bottom
feeders, and benthic amphipods and
isopods form the majority of their
summer diet, at least in the main
summering areas west of Alaska (Oliver
et al., 1983; Oliver and Slattery, 1985).
Farther south, gray whales have also
been observed feeding around kelp
beds, presumably on mysid crustaceans,
and on pelagic prey such as small
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schooling fish and crab larvae (Hatler
and Darling, 1974).
Two kinds of fish inhabit marine
waters in the study area: (1) True marine
fish that spend all of their lives in salt
water, and (2) anadromous species that
reproduce in fresh water and spend
parts of their life cycles in salt water.
Most arctic marine fish species are
small, benthic forms that do not feed
high in the water column. The majority
of these species are circumpolar and are
found in habitats ranging from deep
offshore water to water as shallow as
16.4–33 ft (5–10 m; Fechhelm et al.,
1995). The most important pelagic
species, and the only abundant pelagic
species, is the Arctic cod. The Arctic
cod is a major vector for the transfer of
energy from lower to higher trophic
levels (Bradstreet et al., 1986). In
summer, Arctic cod can form very large
schools in both nearshore and offshore
waters (Craig et al., 1982; Bradstreet et
al., 1986). Locations and areas
frequented by large schools of Arctic
cod cannot be predicted, but can be
almost anywhere. The Arctic cod is a
major food source for beluga whales,
ringed seals, and numerous species of
seabirds (Frost and Lowry, 1984;
Bradstreet et al., 1986).
Anadromous Dolly Varden char and
some species of whitefish winter in
rivers and lakes, migrate to the sea in
spring and summer, and return to fresh
water in autumn. Anadromous fish form
the basis of subsistence, commercial,
and small regional sport fisheries. Dolly
Varden char migrate to the sea from May
through mid-June (Johnson, 1980) and
spend about 1.5 to 2.5 months there
(Craig, 1989). They return to rivers
beginning in late July or early August
with the peak return migration
occurring between mid-August and
early September (Johnson, 1980). At sea,
most anadromous corregonids
(whitefish) remain in nearshore waters
within several kilometers of shore
(Craig, 1984, 1989). They are often
termed ‘‘amphidromous’’ fish in that
they make repeated annual migrations
into marine waters to feed, returning
each fall to overwinter in fresh water.
Benthic organisms are defined as
bottom dwelling creatures. Infaunal
organisms are benthic organisms that
live within the substrate and are often
sedentary or sessile (bivalves,
polychaetes). Epibenthic organisms live
on or near the bottom surface sediments
and are mobile (amphipods, isopods,
mysids, and some polychaetes).
Epifauna, which live attached to hard
substrates, are rare in the Beaufort Sea
because hard substrates are scarce there.
A small community of epifauna, the
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Boulder Patch, occurs in Stefansson
Sound.
The benthic environment near
Northstar appears similar to that
reported in various other parts of the
Arctic (Ellis, 1960, 1962, 1966; Dunbar,
1968; Wacasey, 1975). Many of the
nearshore benthic marine invertebrates
of the Arctic are circumpolar and are
found over a wide range of water depths
(Carey et al., 1975). Species identified
include polychaetes (Spio filicornis,
Chaetozone setosa, Eteone longa),
bivalves (Cryrtodaria kurriana, Nucula
tenuis, Liocyma fluctuosa), an isopod
(Saduria entomon), and amphipods
(Pontoporeia femorata, P. affinis).
Nearshore benthic fauna have been
studied in lagoons west of Northstar and
near the mouth of the Colville River
(Kinney et al., 1971, 1972; Crane and
Cooney, 1975). The waters of Simpson
Lagoon, Harrison Bay, and the nearshore
region support a number of infaunal
species including crustaceans, mollusks,
and polychaetes. In areas influenced by
river discharge, seasonal changes in
salinity can greatly influence the
distribution and abundance of benthic
organisms. Large fluctuations in salinity
and temperature that occur over a very
short time period, or on a seasonal basis,
allow only very adaptable, opportunistic
species to survive (Alexander et al.,
1974). Since shorefast ice is present for
many months, the distribution and
abundance of most species depends on
annual (or more frequent) recolonization
from deeper offshore waters (Woodward
Clyde Consultants, 1995). Due to ice
scouring, particularly in water depths of
less than 8 ft (2.4 m), infaunal
communities tend to be patchily
distributed. Diversity increases with
water depth until the shear zone is
reached at 49–82 ft (15–25 m; Carey,
1978). Biodiversity then declines due to
ice gouging between the landfast ice and
the polar pack ice (Woodward Clyde
Consultants, 1995).
Potential Impacts From Sound
Generation
Fish are known to hear and react to
sounds and to use sound to
communicate (Tavolga et al., 1981) and
possibly avoid predators (Wilson and
Dill, 2002). Experiments have shown
that fish can sense both the strength and
direction of sound (Hawkins, 1981).
Primary factors determining whether a
fish can sense a sound signal, and
potentially react to it, are the frequency
of the signal and the strength of the
signal in relation to the natural
background noise level.
Fishes produce sounds that are
associated with behaviors that include
territoriality, mate search, courtship,
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and aggression. It has also been
speculated that sound production may
provide the means for long distance
communication and communication
under poor underwater visibility
conditions (Zelick et al., 1999), although
the fact that fish communicate at lowfrequency sound levels where the
masking effects of ambient noise are
naturally highest suggests that very long
distance communication would rarely
be possible. Fishes have evolved a
diversity of sound generating organs and
acoustic signals of various temporal and
spectral contents. Fish sounds vary in
structure, depending on the mechanism
used to produce them (Hawkins, 1993).
Generally, fish sounds are
predominantly composed of low
frequencies (less than 3 kHz).
Since objects in the water scatter
sound, fish are able to detect these
objects through monitoring the ambient
noise. Therefore, fish are probably able
to detect prey, predators, conspecifics,
and physical features by listening to
environmental sounds (Hawkins, 1981).
There are two sensory systems that
enable fish to monitor the vibrationbased information of their surroundings.
The two sensory systems, the inner ear
and the lateral line, constitute the
acoustico-lateralis system.
Although the hearing sensitivities of
very few fish species have been studied
to date, it is becoming obvious that the
intra- and inter-specific variability is
considerable (Coombs, 1981). Nedwell
et al. (2004) compiled and published
available fish audiogram information. A
noninvasive electrophysiological
recording method known as auditory
brainstem response is now commonly
used in the production of fish
audiograms (Yan, 2004). Generally, most
fish have their best hearing in the lowfrequency range (i.e., less than 1 kHz).
Even though some fish are able to detect
sounds in the ultrasonic frequency
range, the thresholds at these higher
frequencies tend to be considerably
higher than those at the lower end of the
auditory frequency range.
Literature relating to the impacts of
sound on marine fish species can be
divided into the following categories: (1)
Pathological effects; (2) physiological
effects; and (3) behavioral effects.
Pathological effects include lethal and
sub-lethal physical damage to fish;
physiological effects include primary
and secondary stress responses; and
behavioral effects include changes in
exhibited behaviors of fish. Behavioral
changes might be a direct reaction to a
detected sound or a result of the
anthropogenic sound masking natural
sounds that the fish normally detect and
to which they respond. The three types
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39727
of effects are often interrelated in
complex ways. For example, some
physiological and behavioral effects
could potentially lead to the ultimate
pathological effect of mortality. Hastings
and Popper (2005) reviewed what is
known about the effects of sound on
fishes and identified studies needed to
address areas of uncertainty relative to
measurement of sound and the
responses of fishes. Popper et al. (2003/
2004) also published a paper that
reviews the effects of anthropogenic
sound on the behavior and physiology
of fishes.
The following discussions of the three
primary types of potential effects on fish
from exposure to sound mostly consider
continuous sound sources since the
majority of sounds that will be
generated by the proposed activities
associated with Northstar are of a
continuous nature; however, most
research reported in the literature
focuses on the effects of airguns, which
produce pulsed sounds.
Potential effects of exposure to
continuous sound on marine fish
include TTS, physical damage to the ear
region, physiological stress responses,
and behavioral responses such as startle
response, alarm response, avoidance,
and perhaps lack of response due to
masking of acoustic cues. Most of these
effects appear to be either temporary or
intermittent and therefore probably do
not significantly impact the fish at a
population level. The studies that
resulted in physical damage to the fish
ears used noise exposure levels and
durations that were far more extreme
than would be encountered under
conditions similar to those expected at
Northstar.
The situation for disturbance
responses is less clear. Fish do react to
underwater noise from vessels and
move out of the way, move to deeper
depths, or change their schooling
behavior. The received levels at which
fish react are not known and in fact are
somewhat variable depending upon
circumstances and species. In order to
assess the possible effects of underwater
project noise, it is best to examine
project noise in relation to continuous
noises routinely produced by other
projects and activities such as shipping,
fishing, etc.
Construction activities at Northstar
produced both impulsive sounds (e.g.,
pile driving) and longer-duration
sounds. Short, sharp sounds can cause
overt or subtle changes in fish behavior.
Chapman and Hawkins (1969) tested the
reactions of whiting (hake) in the field
to an airgun. When the airgun was fired,
the fish dove from 82 to 180 ft (25 to 55
m) depth and formed a compact layer.
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The whiting dove when received sound
levels were higher than 178 dB re 1 μPa
(Pearson et al., 1992).
Pearson et al. (1992) conducted a
controlled experiment to determine
effects of strong noise pulses on several
species of rockfish off the California
coast. They used an airgun with a
source level of 223 dB re 1 μPa. They
noted:
• Startle responses at received levels
of 200–205 dB re 1 μPa and above for
two sensitive species, but not for two
other species exposed to levels up to
207 dB;
• Alarm responses at 177–180 dB for
the two sensitive species, and at 186 to
199 dB for other species;
• An overall threshold for the above
behavioral response at about 180 dB;
• An extrapolated threshold of about
161 dB for subtle changes in the
behavior of rockfish; and
• A return to pre-exposure behaviors
within the 20–60 minute exposure
period.
In summary, fish often react to
sounds, especially strong and/or
intermittent sounds of low frequency.
Sound pulses at received levels of 160
dB re 1 μPa may cause subtle changes
in behavior. Pulses at levels of 180 dB
may cause noticeable changes in
behavior (Chapman and Hawkins, 1969;
Pearson et al., 1992; Skalski et al.,
1992). It also appears that fish often
habituate to repeated strong sounds
rather rapidly, on time scales of minutes
to an hour. However, the habituation
does not endure, and resumption of the
strong sound source may again elicit
disturbance responses from the same
fish. Underwater sound levels from
Northstar, even during construction,
were lower than the response threshold
reported by Pearson et al. (1992), and
are not likely to result in major effects
to fish near Northstar.
The reactions of fish to research
vessel sounds have been measured in
the field with forward-looking
echosounders. Sound produced by a
ship varies with aspect and is lowest
directly ahead of the ship and highest
within butterfly-shaped lobes to the side
of the ship (Misund et al., 1996).
Because of this directivity, fish that
react to ship sounds by swimming in the
same direction as the ship may be
guided ahead of it (Misund, 1997). Fish
in front of a ship that show avoidance
reactions may do so at ranges of 164 to
1,148 ft (50 to 350 m; Misund, 1997),
though reactions probably will depend
on the species of fish. In some instances,
fish will likely avoid the ship by
swimming away from the path and
become relatively concentrated to the
side of the ship (Misund, 1997). Most
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schools of fish are likely to show
avoidance if they are not in the path of
the vessel. When the vessel passes over
fish, some species, in some cases, show
sudden escape responses that include
lateral avoidance and/or downward
compression of the school (Misund,
1997). Some fish show no reaction.
Avoidance reactions are quite variable
and depend on species, life history
stage, behavior, time of day, whether the
fish have fed, and sound propagation
characteristics of the water (Misund,
1997).
Some of the fish species found in the
Arctic are prey sources for odontocetes
and pinnipeds. A reaction by fish to
sounds produced by the operations at
Northstar would only be relevant to
marine mammals if it caused
concentrations of fish to vacate the area.
Pressure changes of sufficient
magnitude to cause that type of reaction
would probably occur only very close to
the sound source, if any would occur at
all due to the low energy sounds
produced by the majority of equipment
at Northstar. Impacts on fish behavior
are predicted to be inconsequential.
Thus, feeding odontocetes and
pinnipeds would not be adversely
affected by this minimal loss or
scattering, if any, of reduced prey
abundance.
Reactions of zooplankton to sound
are, for the most part, not known. Their
ability to move significant distances is
limited or nil, depending on the type of
zooplankton. Behavior of zooplankters
is not expected to be affected by drilling
and production operations at Northstar.
These animals have exoskeletons and no
air bladders. Many crustaceans can
make sounds, and some crustacea and
other invertebrates have some type of
sound receptor. Some mysticetes,
including bowhead whales, feed on
concentrations of zooplankton. Some
feeding bowhead whales may occur in
the Alaskan Beaufort Sea in July and
August, and others feed intermittently
during their westward migration in
September and October (Richardson and
Thomson [eds.], 2002; Lowry et al.,
2004). A reaction by zooplankton to
sounds produced by the operations at
Northstar would only be relevant to
whales if it caused concentrations of
zooplankton to scatter. Pressure changes
of sufficient magnitude to cause that
type of reaction would probably occur
only very close to the sound source, if
any would occur at all due to the low
energy sounds produced by the majority
of equipment at Northstar. Impacts on
zooplankton behavior are predicted to
be inconsequential. Thus, feeding
mysticetes would not be adversely
affected by this minimal loss or
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scattering, if any, of reduced
zooplankton abundance.
Potential Impacts From Ice Road
Construction
Ringed seals dig lairs in the sea ice
near and around Northstar during the
pupping season. There is the potential
for ice road construction to impact areas
of the ice used by ringed seals to create
these lairs and breathing holes. Ice
habitat for ringed seal breathing holes
and lairs (especially for mothers and
pups) is normally associated with
pressure ridges or cracks (Smith and
Stirling, 1975). The amount of habitat
altered by Northstar ice road
construction is minimal compared to
the overall habitat available in the
region. Densities of ringed seals on the
ice near Northstar during late spring are
similar to densities seen elsewhere in
the region (Miller et al., 1998b; Link et
al., 1999; Moulton et al., 2002, 2005).
Ringed seals use multiple breathing
holes (Smith and Stirling, 1975; Kelly
and Quakenbush, 1990) and are not
expected to be adversely affected by the
loss of one to two breathing holes
within the thickened ice road. Ringed
seals near Northstar appear to have the
ability to open new holes and create
new structures throughout the winter,
and ringed seal use of landfast ice near
Northstar did not appear to be much
different than that of ice 1.2–2.2 mi
away (2–3.5 km; Williams et al., 2002).
Active seal structures were found
within tens of meters of thickened ice
(Williams et al., 2006b,c). A few ringed
seals occur within areas of artificially
thickened ice if cracks that can be
exploited by seals form in that
thickened ice. Therefore, ice road
construction activities are not
anticipated to have a major impact on
the availability of ice for lairs and
breathing holes for ringed seals in the
vicinity of Northstar.
Potential Impacts From an Oil Spill
Oil spill probabilities for the
Northstar project have been calculated
based on historic oil spill data.
Probabilities vary depending on
assumptions and method of calculation.
A reanalysis of worldwide oil spill data
indicates the probability of a large oil
spill (≤1,000 barrels) during the lifetime
of Northstar is low (S.L. Ross
Environmental Research Ltd., 1998).
That report uses standardized units
such as well-years and pipeline mileyears to develop oil spill probabilities
for the Northstar project. Well-years
represent the summed number of years
that the various wells will be producing,
and mile-years represent the length of
pipeline times the amount of time the
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pipeline is in service. The calculated
probability of a large oil spill takes into
account the state-of-the-art engineering
and procedures used at Northstar. That
probability is far lower than previouslyestimated probabilities (23–26%), which
were based on Minerals Management
Service (MMS, now the Bureau of Ocean
Energy Management [BOEM]), studies of
offshore oil field experience in the Gulf
of Mexico and California (USACE,
1998a).
Based on the MMS exposure variable
and an estimated production of 158
million barrels of oil, the probability of
one or more well blowouts or tank spills
>1,000 barrels on Seal Island is 7%
throughout the life of the project
(approximately 15–20 years; USACE,
1998a). The chance of the maximum
estimated well blowout volume
(225,000 barrels) being released is very
low. Tank spills would likely be
contained to the island itself. Based on
the MMS exposure variable, there is an
estimated 19% probability of one or
more offshore pipeline ruptures or leaks
releasing 1,000 barrels or more.
However, of the 12 pipeline spills in
OCS areas of >1,000 barrels from 1964–
1992, anchor damage to the pipeline
caused 7 spills, hurricane damage
caused 2, trawl damage caused 2, and
pipeline corrosion caused 1. The
Northstar pipeline is buried, and there
is minimal boat traffic in the area,
therefore eliminating damage from
anchors or trawls. With these two events
eliminated, the risk of an offshore
pipeline spill is reduced to 5%. A
second exposure variable, based on the
CONCAWE exposure variable (which is
a European organization that maintains
a database relevant to environment,
health, and safety activities associated
with the oil industry), indicates there is
a 1.6 to 2.4% probability for one or more
offshore pipeline ruptures or leaks
releasing >1,000 barrels (USACE,
1998a). It should also be noted that
production at BP’s Northstar facility has
declined significantly since it originally
began operating nearly 10 years ago. The
oil spill assessment conducted in the
late 1990s was based on original peak
production levels (which was
approximately 80,000 barrels/day), not
current production levels (which is
approximately 18,000 barrels/day; B.
Streever, BP Senior Environmental
Studies Advisor, 2011, pers. comm.).
In the unlikely event of an oil spill
from the Northstar pipeline, flow
through the line can be stopped. There
are automated isolation valves at each
terminus of pipeline and at the
mainland landfall, including along the
sales line at Northstar Island, where the
pipeline comes onshore, and at Pump
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Station 1. These would allow isolation
of the marine portion of the line at the
island and at the shore landing south of
the island.
The Northstar pipe wall thickness is
approximately 2.8 × greater than that
required to contain the maximum
operating gas pressure. Therefore, the
probability of a gas pipeline leak is
considered to be low. Also, a gas
pipeline leak is not considered to be a
potential source of an oil spill.
(1) Oil Effects on Seal and Whale Prey
Arctic cod and other fishes are a
principal food item for beluga whales
and seals in the Beaufort Sea.
Anadromous fish are more sensitive to
oil when in the marine environment
than when in the fresh water
environment (Moles et al., 1979).
Generally, arctic fish are more sensitive
to oil than are temperate species (Rice
et al., 1983). However, fish in the open
sea are unlikely to be affected by an oil
spill. Fish in shallow nearshore waters
could sustain heavy mortality if an oil
slick were to remain in the area for
several days or longer. Fish
concentrations in shallow nearshore
areas that are used as feeding habitat for
seals and whales could be unavailable
as prey. Because the animals are mobile,
effects would be minor during the icefree period when whales and seals
could go to unaffected areas to feed.
Effects of oil on zooplankton as food
for bowhead whales were discussed by
Richardson ([ed.] 1987). Zooplankton
populations in the open sea are unlikely
to be depleted by the effects of an oil
spill. Oil concentrations in water under
a slick are low and unlikely to have
anything but very minor effects on
zooplankton. Zooplankton populations
in near surface waters could be
depleted; however, concentrations of
zooplankton in near-surface waters
generally are low compared to those in
deeper water (Bradstreet et al., 1987;
Griffiths et al., 2002).
Some bowheads feed in shallow
nearshore waters (Bradstreet et al., 1987;
Richardson and Thomson [eds.], 2002).
Wave action in nearshore waters could
cause high concentrations of oil to be
found throughout the water column. Oil
slicks in nearshore feeding areas could
contaminate food and render the site
unusable as a feeding area. However,
bowhead feeding is uncommon along
the coast near the Northstar
Development area, and contamination of
certain areas would have only a minor
impact on bowhead feeding. In the
Beaufort Sea, Camden Bay and Point
Barrow are more common feeding
grounds for bowhead whales.
Additionally, gray whales do not
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commonly feed in the Beaufort Sea and
are rarely seen near the Northstar
Development area.
Effects of oil spills on zooplankton as
food for seals would be similar to those
described above for bowhead whales.
Effects would be restricted to nearshore
waters. During the ice-free period,
effects on seal feeding would be minor.
Bearded seals consume benthic
animals. Wave action in nearshore
waters could cause oil to reach the
bottom through adherence to suspended
sediments (Sanders et al., 1990). There
could be mortality of benthic animals
and elimination of some benthic feeding
habitat. During the ice-free period,
effects on seal feeding would be minor.
Effects on availability of feeding
habitat would be restricted to shallow
nearshore waters. During the ice-free
period, seals and whales could find
alternate feeding habitats.
The ringed seal is the only marine
mammal present near Northstar in
significant numbers during the winter.
An oil spill in shallow waters could
affect habitat availability for ringed seals
during winter. The oil could kill ringed
seal food and/or drive away mobile
species such as the arctic cod. Effects of
an oil spill on food supply and habitat
would be locally significant for ringed
seals in shallow nearshore waters in the
immediate vicinity of the spill and oil
slick in winter. Effects of an oil spill on
marine mammal foods and habitat
under other circumstances are expected
to be minor.
(2) Oil Effects on Habitat Availability
The subtidal marine plants and
animals associated with the Boulder
Patch community of Stefansson Sound
are not likely to be affected directly by
an oil spill from Northstar Island,
seaward of the barrier islands and
farther west. The only type of oil that
could reach the subtidal organisms
(located in 16 to 33 ft [5 to 10 m] of
water) would be highly dispersed oil
created by heavy wave action and
vertical mixing. Such oil has no
measurable toxicity (MMS, 1996). The
amount and toxicity of oil reaching the
subtidal marine community is expected
to be so low as to have no measurable
effect. However, oil spilled under the
ice during winter, if it reached the
relevant habitat, could act to reduce the
amount of light available to the kelp
species and other organisms directly
beneath the spill. This could be an
indirect effect of a spill. Due to the
highly variable winter lighting
conditions, any reduction in light
penetration resulting from an oil spill
would not be expected to have a
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significant impact on the growth of the
kelp communities.
Depending on the timing of a spill,
planktonic larval forms of organisms in
arctic kelp communities such as
annelids, mollusks, and crustaceans
may be affected by floating oil. The
contact may occur anywhere near the
surface of the water column (MMS,
1996). Due to their wide distribution,
large numbers, and rapid rate of
regeneration, the recovery of marine
invertebrate populations is expected to
occur soon after the surface oil passes.
Spill response activities are not likely to
disturb the prey items of whales or seals
sufficiently to cause more than minor
effects. Additionally, the likelihood of
an oil spill is expected to be very low.
In conclusion, NMFS has
preliminarily determined that BP’s
proposed operation of the Northstar
Development area is not expected to
have any habitat-related effects that
could cause significant or long-term
consequences for individual marine
mammals or on the food sources that
they utilize.
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Proposed Mitigation
In order to issue an incidental take
authorization (ITA) under section
101(a)(5)(A) of the MMPA, NMFS must,
where applicable, set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable adverse
impact on such species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stock for
taking for subsistence uses (where
relevant).
As part of its application, BP
proposed several mitigation measures in
order to ensure the least practicable
adverse impact on marine mammal
species that may occur in the proposed
project area. BP proposed different
mitigation measures for the ice-covered
season and for the open-water season.
The proposed mitigation measures are
described fully in BP’s application (see
ADDRESSES) and summarized here.
Ice-Covered Season Proposed Mitigation
Measures
In order to reduce impacts to ringed
seal construction of birth lairs, BP must
begin winter construction activities
(e.g., ice road construction) on the sea
ice as early as possible once weather
and ice conditions permit such
activities. Any ice road or other
construction activities that are initiated
after March 1 in previously undisturbed
areas in waters deeper than 10 ft (3 m)
must be surveyed, using trained dogs, in
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order to identify and avoid ringed seal
structures by a minimum of 492 ft (150
m). If dog surveys are conducted,
trained dogs shall search all floating sea
ice for any ringed seal structures. Those
surveys shall be done prior to the new
proposed activity on the floating sea ice
to provide information needed to
prevent injury or mortality of young
seals. Additionally, after March 1 of
each year, activities should avoid, to the
greatest extent practicable, disturbance
of any located seal structure. It should
be noted that since 2001, none of BP’s
activities took place after March 1 in
previously undisturbed areas during late
winter, so no on-ice searches were
conducted.
Open-Water Season Proposed Mitigation
Measures
All non-essential boat, hovercraft,
barge, and air traffic shall be scheduled
to avoid periods when whales
(especially bowhead whales) are
migrating through the area. Helicopter
flights to support Northstar activities
shall be limited to a corridor from Seal
Island to the mainland, and, except
when limited by weather or personnel
safety, shall maintain a minimum
altitude of 1,000 ft (305 m), except
during takeoff and landing.
Impact hammering activities may
occur at any time of year to repair sheet
pile or dock damage due to ice
impingement. Impact hammering is
most likely to occur during the icecovered season or break-up period and
would not be scheduled during the fall
bowhead migration. However, if such
activities were to occur during the openwater or broken ice season, certain
mitigation measures that are described
here are proposed to be required of BP.
Based on studies by Blackwell et al.
(2004a), it is predicted that only impact
driving of sheet piles or pipes that are
in the water (i.e., those on the dock)
could produce received levels of 190 dB
re 1 μPa (rms) and then only in
immediate proximity to the pile. The
impact pipe driving in June and July
2000 did not produce received levels as
high as 180 dB re 1 μPa (rms) at any
location in the water. This was
attributable to attenuation by the gravel
and sheet pile walls (Blackwell et al.,
2004a). BP anticipates that received
levels for any pile driving that might
occur within the sheet pile walls of the
island in the future would also be less
than 180 dB (rms) at all locations in the
water around the island. If impact pile
driving were planned in areas outside
the sheet pile walls, it is possible that
received levels underwater might
exceed the 180 dB re 1 μPa (rms) level.
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NMFS has established acoustic
thresholds that identify the received
sound levels above which hearing
impairment or other injury could
potentially occur, which are 180 and
190 dB re 1 μPa (rms) for cetaceans and
pinnipeds, respectively (NMFS, 1995,
2000). The established 180- and 190-dB
re 1 μPa (rms) criteria are the received
levels above which, in the view of a
panel of bioacoustics specialists
convened by NMFS before additional
TTS measurements for marine mammals
became available, one could not be
certain that there would be no injurious
effects, auditory or otherwise, to marine
mammals. To prevent or at least
minimize exposure to sound levels that
might cause hearing impairment, a
safety zone shall be established and
monitored for the presence of seals and
whales. Establishment of the safety zone
of any source predicted to result in
received levels underwater above 180
dB (rms) will be analyzed using existing
data collected in the waters of the
Northstar facility (see the ‘‘Proposed
Monitoring and Reporting’’ section later
in this document or BP’s application).
If observations and mitigation are
required, a protected species observer
stationed at an appropriate viewing
location on the island will conduct
watches commencing 30 minutes prior
to the onset of impact hammering or
other identified activity. The ‘‘Proposed
Monitoring and Reporting’’ section later
in this document contains a description
of the observer program. If pinnipeds
are seen within the 190 dB re 1 μPa
radius (the ‘‘safety zone’’), then
operations shall shut down or reduce
SPLs sufficiently to ensure that received
SPLs do not exceed those prescribed
here. If whales are observed within the
180 dB re 1 μPa (rms) radius, operations
shall shut down or reduce SPLs
sufficiently to ensure that received SPLs
do not exceed those prescribed here.
The shutdown or reduced SPL shall be
maintained until such time as the
observed marine mammal(s) has been
seen to have left the applicable safety
zone or until 15 minutes have elapsed
in the case of a pinniped or odontocete
or 30 minutes in the case of a mysticete
without resighting, whichever occurs
sooner.
Should any new drilling into oilbearing strata be required during the
effective period of these regulations, the
drilling shall not take place during
either open-water or spring-time broken
ice conditions.
Oil Spill Contingency Plan
The taking by harassment, injury, or
mortality of any marine mammal
species incidental to an oil spill is
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prohibited. However, in the unlikely
event of an oil spill, BP expects to be
able to contain oil through its oil spill
response and cleanup protocols. An oil
spill prevention and contingency
response plan was developed and
approved by the Alaska Department of
Environmental Conservation, U.S.
Department of Transportation, U.S.
Coast Guard, and BOEM (formerly
MMS). The plan has been amended
several times since its initial approval,
with the last revision occurring in July
2010. Major changes since 1999 include
the following: seasonal drilling
restrictions from June 1 to July 20 and
from October 1 until ice becomes 18 in
(46 cm) thick; changes to the response
planning standard for a well blowout as
a result of reductions in well production
rates; and deletion of ice auguring for
monitoring potential sub-sea oil
pipeline leaks during winter following
demonstration of the LEOS leak
detection system. Future changes to the
response planning standards may be
expected in response to declines in well
production rates and pipeline
throughput. The full plan can be viewed
on the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
The plan consists of five parts. A
short summary of the information
contained in each part of the plan
follows next. For more details, please
refer to the plan itself.
Part 1 contains the Response Action
Plan, which provides initial emergency
response actions and oil spill response
scenarios. The Response Action Plan
lays out who is to be notified in the case
of a spill and how many people need to
be on hand and for how long depending
on the size and type of spill. It also
outlines different deployment strategies,
which include the use of vessels,
helicopters, fixed-wing aircraft,
vehicles, heavy all-terrain vehicles, and
air boats, and during which seasons
these strategies could be used. Several
response scenarios and strategies were
developed in accordance with the
Alaska Administrative Code (AAC).
They describe equipment, personnel,
and strategies that could be used to
respond to an oil spill. It should be
noted that the scenarios are for
illustration only and assume conditions
only for the purposes of describing
general procedures, strategies, tactics,
and selected operational capabilities.
This part of the plan discusses oil spill
scenarios and response strategies,
including: An oil storage tank rupture;
a well blowout under typical summer
conditions; a well blowout under
typical winter conditions; a crude oil
transmission pipeline release; a well
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blowout during typical spring
conditions; a crude oil transmission
pipeline rupture during spring break-up;
a crude oil transmission pipeline
rupture during summer; a crude oil
transmission pipeline rupture during
fall; and a crude oil transmission
pipeline rupture during winter.
Part 2 contains the Prevention Plan,
which describes prevention measures to
be implemented by facility personnel
and inspection and maintenance
programs. Personnel who handle oil
equipment receive training in general
North Slope work procedures, spill
prevention, environmental protection
awareness, safety, and site-specific
orientation. Personnel also receive
training in oil spill notification, oil spill
source control, and hazardous waste
operations and emergency response
safety. This section of the plan also
outlines fuel transfer procedures, leak
detection, monitoring, and operating
requirements for crude oil transmission
pipelines, and management of oil
storage tanks, including inspections and
protection devices. This section also
discusses the possibilities of corrosion
and the monitoring that is conducted to
manage the corrosion control programs.
This section of the plan also contains a
table outlining different types, causes,
and sizes of spills and the actions that
are taken and in place to prevent such
potential discharges. Another table in
this section outlines the types of
inspections that occur on daily, weekly,
monthly, and annual schedules at
Northstar to ensure the equipment is
still functioning properly and that leaks
are not occurring.
Part 3 of the plan contains
Supplemental Information. Part 3
provides background information on the
facility, including descriptions of the
facility, the receiving environment for
potential spills, the incident command
system, maximum response operating
limitations, response resources
(personnel and equipment), response
training and drills, and protection of
environmentally sensitive areas. The
receiving environments include oil in
open-water, in water and ice during the
break-up or freeze-up periods, and on
ice. In conditions up to approximately
30% ice, the trajectory of spilled oil
would be based on the winds and
currents at Northstar. Assuming a 10knot wind from the northeast, oil spilled
at Northstar could reach the barrier
island shore of Long Island and if not
contained, oil moving inland through
the barrier island cuts could reach the
Kuparuk River Delta. Oil trapped under
a floating solid ice cover would rise and
gather in pools or lenses at the bottom
of the ice sheet and may become
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39731
trapped or entrained as new ice grows
beneath the oil. Based on the very slow
moving currents under the ice near
Northstar, oil is unlikely to spread
beyond the initial point of contact.
During freeze-up, the oil will most
likely be entrained in the solidifying
grease ice and slush present on the
water surface prior to forming an ice
sheet. Storm winds at this time often
break up and disperse the newly
forming ice, leaving the oil to spread
temporarily in an open water condition
until it becomes incorporated in the
next freezing cycle. At break-up, ice
concentrations are highly variable from
hour to hour and over short distances.
In high ice concentrations, oil spreading
is reduced and the oil is partially
contained by the ice. As the ice cover
loosens, more oil could escape into
larger openings as the floes move apart.
Eventually, as the ice concentration
decreases, the oil on the water surface
behaves essentially as an open water
spill, with localized patches being
temporarily trapped by wind against
individual floes. Oil present on the
surface of individual floes will move
with the ice as it responds to winds and
nearshore currents. The spreading of oil
on ice is similar to spreading of oil on
land or snow. The rate is controlled by
the density and viscosity of the oil, and
the final contaminated area is dictated
by the surface roughness of the ice. As
the ice becomes rougher, the oil pools
get smaller and thicker. Oil spilled on
ice spreads much more slowly than on
water and covers a smaller final area. As
a result, slicks on stable solid ice tend
to be much thicker than equivalent
slicks on water. The effective
containment provided by even a
minimal degree of ice roughness
(inches) translates to far less cleanup
time with the need for fewer resources
than would be needed to deal with the
equivalent spill on open water. In the
Supplemental Information section of the
plan, a description of the different
environments (e.g., open-water, freezeup, etc.) is provided, including when
those conditions occur and the types of
ice thickness that are typical during
each season.
The command system, which is
described in Part 3, is compatible with
the Alaska Regional Response Team
Unified Plan and is based on the
National Incident Management System.
According to the plan, oil spill removal
during the freeze-up or break-up seasons
can be greatly enhanced by in situ
burning. The ice provides containment,
increasing the encounter rate and
concentrating the oil for burning and
recovery. The consensus of research on
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spill response in broken ice conditions
is that in situ burning is an effective
response technique, with removal rates
exceeding 85 percent in many situations
(Shell et al., 1983; SL Ross, 1983; SL
Ross and DF Dickins, 1987; Singsaas et
al., 1994). A considerable amount of
research has demonstrated in situ
burning in broken ice. The research
includes several smaller-scale field and
tank tests (SL Ross et al., 2003; Shell et
al., 1983; Brown and Goodman, 1986;
Buist and Dickins, 1987; Smith and
´
Diaz, 1987; Bech et al., 1993; Guenette
and Wighus, 1996) and one large field
test (Singsaas et al., 1994). Most of the
tests involved large volumes of oil
placed in a static test field of broken ice,
resulting in substantial slick thicknesses
for ignition. The few tests in
unrestricted ice fields or in dynamic ice
have indicated that the efficacy of in
situ burning is sensitive to ice
concentration and dynamics and thus
the tendency for the ice floes to
naturally contain the oil, the thickness
(or coverage) of oil in leads between
floes, and the presence or absence of
brash (created when larger ice features
interact or degrade) or frazil (‘‘soupy’’
mixture of very small ice particles that
form as seawater freezes) ice which can
absorb the oil. Oil spilled on solid ice
or among broken ice in concentrations
equal to or greater than 6-tenths has a
high probability of becoming naturally
contained in thicknesses sufficient for
combustion. Field experience has
shown that it is the small ice pieces
(e.g., the brash and frazil, or slush, ice)
that accumulate with the oil against the
edges of larger ice features (floes) and
control the concentration (e.g.,
thickness) of oil in an area, and control
the rate at which the oil subsequently
thins and spreads. The plan contains a
summary discussion on the current state
of understanding the scientific
principles and physical processes
involved for in situ burning of oil on
melt pools during the ice melt phase in
June or on water between floes during
the break-up period in July, based on SL
Ross et al. (2003). Further discussion
also covers in situ burning of thinner
slicks in mobile broken ice comprised of
brash or frazil ice during the freeze-up
shoulder season in October. Please refer
to the plan for these discussions.
Part 4 discusses Best Available
Technology (BAT). This section
provides a rationale for the prevention
technology in place at the facility and a
determination of whether or not it is the
best available technology. The plan
identifies two methods for regaining
well control once an incident has
escalated to a surface blowout scenario
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as described in Part 1 of the plan. The
two methods are: Well-capping and
relief well drilling. BP investigations
indicate that well-capping constitutes
the BAT for source control of a blowout.
Well-capping response operations are
highly dependent on the severity of the
well control situation. BP has the ability
to move specialized personnel and
equipment, e.g., capping stack or cutting
tools, to North Slope locations upon
declaration of a well control event. The
materials to execute control (e.g., junk
shots, hot tapping, freezing, or
crimping), are small enough that they
can be quickly made available to remote
locations, even by aircraft, as necessary.
BP has an inventory of well control
firefighting equipment permanently
warehoused on the North Slope. This
equipment includes two 6,000 gallons
per minute (gpm) fire pumps, associated
piping, lighting, transfer pumps, Athey
wagons, specialized nozzles, and fire
monitor shacks. Maintaining this
equipment on the North Slope
minimizes the time to mobilize and
transport well control response
equipment in an actual blowout event.
Relief well drilling technology is
compatible to North Slope drilling
operations although it may be sensitive
to both the well location and well types;
however, it can be a timely process.
Onshore North Slope relief well
durations are often estimated in the 40to 90-day range. While BP has
determined that well capping
constitutes BAT for well source control,
BP has deemed it prudent to also
activate a separate team to pursue a
relief well plan parallel to and
independent of the primary well
capping plan.
The pipeline source control
procedures, required by the AAC,
involve the placement of automatic
shutdown valves at each terminus and
at the shore crossing to stop the flow of
oil or product/gas into the Northstar
pipelines. Additionally, the oil pipeline
across the Putuligayuk River includes a
manual valve on both sides of the river.
There are two technology options for the
valves: Automatic ball valves and
automatic gate valves. Both valve
options, when installed in new
condition, are similar in terms of
availability, transferability, cost,
compatibility, and feasibility. In terms
of effectiveness, ball valves typically
have slightly faster closure times than
gate valves. For Northstar, automatic
ball valves (block and bleed type) are
used. As required by 18 AAC 75.055(b),
the flow of oil or product/gas can be
completely stopped by these valves
within one hour after a discharge has
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been detected. The valve closure time
for these types of valves is usually on
the order of 2 to 3 minutes.
Part 5 outlines the Response Planning
Standard, which provides calculations
of the applicable response planning
standards for Northstar, including a
detailed basis for the calculation
reductions to be applied to the response
planning standards.
Mitigation Conclusions
NMFS has carefully evaluated the
applicant’s proposed mitigation
measures and considered a range of
other measures in the context of
ensuring that NMFS prescribes the
means of effecting the least practicable
adverse impact on the affected marine
mammal species and stocks and their
habitat. Our evaluation of potential
measures included consideration of the
following factors in relation to one
another:
• The manner in which, and the
degree to which, the successful
implementation of the measure is
expected to minimize adverse impacts
to marine mammals;
• The proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned; and
• The practicability of the measure
for applicant implementation.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
mitigation measures proposed above
provide the means of effecting the least
practicable adverse impact on marine
mammal species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance. Proposed measures
to ensure availability of such species or
stock for taking for certain subsistence
uses is discussed later in this document
(see ‘‘Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses’’ section).
The proposed rule comment period
will afford the public an opportunity to
submit recommendations, views, and/or
concerns regarding this action and the
proposed mitigation measures. While
NMFS has determined preliminarily
that the proposed mitigation measures
presented in this document will effect
the least practicable adverse impact on
the affected species or stocks and their
habitat, NMFS will consider all public
comments to help inform our final
decision. Consequently, the proposed
mitigation measures may be refined,
modified, removed, or added to prior to
the issuance of the final rule based on
public comments received, and where
appropriate, further analysis of any
additional mitigation measures.
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Federal Register / Vol. 76, No. 129 / Wednesday, July 6, 2011 / Proposed Rules
Proposed Monitoring and Reporting
In order to issue an ITA for an
activity, section 101(a)(5)(A) of the
MMPA states that NMFS must, where
applicable, set forth ‘‘requirements
pertaining to the monitoring and
reporting of such taking’’. The MMPA
implementing regulations at 50 CFR
216.104 (a)(13) indicate that requests for
ITAs must include the suggested means
of accomplishing the necessary
monitoring and reporting that will result
in increased knowledge of the species
and of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area.
The monitoring program proposed by
BP in its application and described here
is based on the continuation of previous
monitoring conducted at Northstar.
Information on previous monitoring can
be found in the ‘‘Previous Activities and
Monitoring’’ section found later in this
document. The proposed monitoring
program may be modified or
supplemented based on comments or
new information received from the
public during the public comment
period or from the peer review panel
(see the ‘‘Monitoring Plan Peer Review’’
section later in this document).
The monitoring proposed by BP
focuses on ringed seals and bowhead
whales, as they are the most prevalent
species found in the Northstar
Development area. No monitoring is
proposed specifically for bearded or
spotted seals or for gray or beluga
whales, as their occurrence near
Northstar is limited. Few, if any,
observations of these species were made
during the intensive monitoring from
1999 to 2004. However, if sightings of
these (or other) species are made, those
observations will be included in the
monitoring reports (described later in
this document) that will be prepared.
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Annual Monitoring Plans
BP proposes to continue the long-term
observer program, conducted by island
personnel, of ringed seals during the
spring and summer. This program is
intended to assess the continued longterm stability of ringed seal abundance
and habitat use near Northstar as
indexed by counts obtained on a regular
and long-term basis. The proposed
approach is to continue the Northstar
seal count that is conducted during the
period May 15–July 15 each year from
the 108 ft (33 m) high process module
by Northstar staff following a
standardized protocol since 2005.
Counts are made on a daily basis
(weather permitting), between 11:00–
19:00, in an area of approximately 3,117
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‘‘Proposed Mitigation’’ section earlier in
this document.] One or more on-island
observers, as necessary to scan the area
of concern, will be stationed at
location(s) providing an unobstructed
view of the predicted safety zone. The
observer(s) will scan the safety zone
continuously for marine mammals for
30 minutes prior to the operation of the
sound source. Observations will
continue during all periods of operation.
If whales and seals are detected within
the (respective) 180 or 190 dB distances,
a shutdown or other appropriate
mitigation measure (as described earlier
in this document) shall be implemented.
The sound source will be allowed to
operate again when the marine
mammals are observed to leave the
safety zone or until 15 minutes have
elapsed in the case of a pinniped or
odontocete or 30 minutes in the case of
a mysticete without resighting,
whichever occurs sooner. The observer
will record the: (1) Species and numbers
of marine mammals seen within the 180
or 190 dB zones; (2) bearing and
distance of the marine mammals from
the observation point; and (3) behavior
of marine mammals and any indication
of disturbance reactions to the
monitored activity.
If BP initiates significant on-ice
activities (e.g., construction of new ice
roads, trenching for pipeline repair, or
projects of similar magnitude) in
previously undisturbed areas after
March 1, trained dogs, or a comparable
method, will be used to search for seal
structures. If such activities do occur
after March 1, a follow-up assessment
must be conducted in May of that year
to determine the fate of all seal
structures located during the March
monitoring. This monitoring must be
conducted by a qualified biological
researcher approved in advance by
NMFS after a review of the observer’s
qualifications.
BP will conduct acoustic
measurements to document sound
levels, characteristics, and
transmissions of airborne sounds with
expected source levels of 90 dBA or
greater created by on-ice activity at
Northstar that have not been measured
in previous years. In addition, BP will
conduct acoustic measurements to
Contingency Monitoring Plans
document sound levels, characteristics,
If BP needs to conduct an activity (i.e., and transmissions of airborne sounds
for sources on Northstar Island with
pile driving) capable of producing
expected received levels at the water’s
pulsed underwater sound with levels
edge that exceed 90 dBA that have not
≥ 180 or ≥ 190 dB re 1 μPa (rms) at
been measured in previous years. These
locations where whales or seals could
data will be collected in order to assist
be exposed, BP proposes to monitor
in the development of future monitoring
safety zones defined by those levels.
and mitigation measures.
[The safety zones were described in the
ft (950 m) around the island, for a
duration of approximately 15 minutes.
Counts will only be made during
periods with visibility of 0.62 mi (1 km)
or more and with a cloud ceiling of
more than 295 ft (90 m).
BP proposes to continue monitoring
the bowhead migration in 2011 and
subsequent years for approximately 30
days each September through the
recording of bowhead calls. BP proposes
to deploy a Directional Autonomous
Seafloor Acoustic Recorder (DASAR;
Greene et al., 2004) or similar recorder
about 9.3 mi (15 km) north of Northstar,
consistent with a location used in past
years (as far as conditions allow). The
data of the offshore recorder can provide
information on the total number of calls
detected, the temporal pattern of calling
during the recording period, possibly
the bearing to calls, and call types.
These data can be compared with
corresponding data from the same site
in previous years. If substantially higher
or lower numbers of calls are recorded
than were recorded at that site in
previous years, further analyses and
additional monitoring will be
considered in consultation with NMFS
and North Slope Borough (NSB)
representatives. A second DASAR, or
similar recorder, will be deployed at the
same location to provide a reasonable
level of redundancy.
In addition to the DASAR already
mentioned, BP proposes to install an
acoustic recorder about 1,476 ft (450 m)
north of Northstar, in the same area
where sounds have been recorded since
2001. This recorder will be installed for
approximately 30 days each September,
corresponding with the deployment of
the offshore DASAR (or similar
recorder). The near-island recorder will
be used to record and quantify sound
levels emanating from Northstar. If
island sounds are found to be
significantly stronger or more variable
than in the past, and if it is expected
that the stronger sounds will continue
in subsequent years, then further
consultation with NMFS and NSB
representatives will occur to determine
if more analyses or changes in
monitoring strategy are appropriate. A
second acoustic recorder will be
deployed to provide a reasonable level
of redundancy.
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Monitoring Plan Peer Review
The MMPA requires that monitoring
plans be independently peer reviewed
‘‘where the proposed activity may affect
the availability of a species or stock for
taking for subsistence uses’’ (16 U.S.C.
1371(a)(5)(D)(ii)(III)). Regarding this
requirement, NMFS’ implementing
regulations state, ‘‘Upon receipt of a
complete monitoring plan, and at its
discretion, [NMFS] will either submit
the plan to members of a peer review
panel for review or within 60 days of
receipt of the proposed monitoring plan,
schedule a workshop to review the
plan’’ (50 CFR 216.108(d)).
NMFS established an independent
peer review panel to review BP’s
proposed monitoring plan associated
with the MMPA application for these
proposed regulations. The panel met in
early March 2011. After completion of
the peer review, NMFS will consider all
recommendations made by the panel,
incorporate appropriate changes into the
monitoring requirements of the final
rule and subsequent LOAs, and publish
the panel’s findings and
recommendations in the final rule.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Reporting Measures
An annual report on marine mammal
monitoring and mitigation will be
submitted to NMFS, Office of Protected
Resources, and NMFS, Alaska Regional
Office, on June 1 of each year. The first
report will cover the period from the
effective date of the LOA through
October 31, 2011. Subsequent reports
will cover activities from November 1 of
one year through October 31 of the
following year. Ending each annual
report with October 31 coincides with
the end of the fall bowhead whale
migration westward through the
Beaufort Sea.
The annual reports will provide
summaries of BP’s Northstar activities.
These summaries will include the
following: (1) Dates and locations of iceroad construction; (2) on-ice activities;
(3) vessel/hovercraft operations; (4) oil
spills; (5) emergency training; and (6)
major repair or maintenance activities
that might alter the ambient sounds in
a way that might have detectable effects
on marine mammals, principally ringed
seals and bowhead whales. The annual
reports will also provide details of
ringed seal and bowhead whale
monitoring, the monitoring of Northstar
sound via the nearshore DASAR,
descriptions of any observed reactions,
and documentation concerning any
apparent effects on accessibility of
marine mammals to subsistence
hunters.
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If specific mitigation and monitoring
are required for activities on the sea ice
initiated after March 1 (requiring
searches with dogs for lairs), during the
operation of strong sound sources
(requiring visual observations and
shutdown procedures), or for the use of
new sound sources that have not
previously been measured, then a
preliminary summary of the activity,
method of monitoring, and preliminary
results will be submitted within 90 days
after the cessation of that activity. The
complete description of methods,
results, and discussion will be
submitted as part of the annual report.
In addition to annual reports, BP
proposes to submit a draft
comprehensive report to NMFS, Office
of Protected Resources, and NMFS,
Alaska Regional Office, no later than
240 days prior to the expiration of these
regulations. This comprehensive
technical report will provide full
documentation of methods, results, and
interpretation of all monitoring during
the first four and a quarter years of the
LOA. Before acceptance by NMFS as a
final comprehensive report, the draft
comprehensive report will be subject to
review and modification by NMFS
scientists.
Any observations concerning possible
injuries, mortality, or an unusual marine
mammal mortality event will be
transmitted to NMFS, Office of
Protected Resources, and the Alaska
Stranding and Disentanglement
Program, within 48 hours of the
discovery. At a minimum, reported
information should include: (1) The
time, date, and location (latitude/
longitude) of the animal(s); (2) the
species identification or description of
the animal(s); (3) the fate of the
animal(s), if known; and (4)
photographs or video footage of the
animal (if equipment is available).
Adaptive Management
The final regulations governing the
take of marine mammals incidental to
operation of the Northstar facility in the
U.S. Beaufort Sea will contain an
adaptive management component. In
accordance with 50 CFR 216.105(c),
regulations for the proposed activity
must be based on the best available
information. As new information is
developed, through monitoring,
reporting, or research, the regulations
may be modified, in whole or in part,
after notice and opportunity for public
review. The use of adaptive
management will allow NMFS to
consider new information from different
sources to determine if mitigation or
monitoring measures should be
modified (including additions or
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deletions) if new data suggest that such
modifications are appropriate for
subsequent LOAs.
The following are some of the
possible sources of applicable data:
• Results from BP’s monitoring from
the previous year;
• Results from general marine
mammal and sound research; or
• Any information which reveals that
marine mammals may have been taken
in a manner, extent or number not
authorized by these regulations or
subsequent LOAs.
If, during the effective dates of the
regulations, new information is
presented from monitoring, reporting, or
research, these regulations may be
modified, in whole, or in part after
notice and opportunity of public review,
as allowed for in 50 CFR 216.105(c). In
addition, LOAs shall be withdrawn or
suspended if, after notice and
opportunity for public comment, the
Assistant Administrator finds, among
other things, the regulations are not
being substantially complied with or the
taking allowed is having more than a
negligible impact on the species or stock
or an unmitigable adverse impact on the
availability of marine mammal species
or stocks for taking for subsistence uses,
as allowed for in 50 CFR 216.106(e).
That is, should substantial changes in
marine mammal populations in the
project area occur or monitoring and
reporting show that operation of the
Northstar facility is having more than a
negligible impact on marine mammals
or an unmitigable adverse impact on the
availability of marine mammal species
or stocks for taking for subsistence uses,
then NMFS reserves the right to modify
the regulations and/or withdraw or
suspend a LOA after public review.
Previous Activities and Monitoring
The ‘‘Background on the Northstar
Development Facility’’ section earlier in
this document discussed activities that
have occurred at Northstar since
construction began in the winter of
1999/2000. Activities that occurred at
Northstar under the current regulations
(valid April 6, 2006, through April 6,
2011) include transportation (e.g.,
helicopter, hovercraft, tracked vehicles,
and vessels), production activities (e.g.,
power generation, pipe driving, etc.),
construction and maintenance activities,
and monitoring programs.
Under those regulations and annual
LOAs, BP has been conducting marine
mammal monitoring within the action
area to satisfy monitoring requirements
set forth in MMPA authorizations. The
monitoring programs have focused
mainly on bowhead whales and ringed
seals, as they are the two most common
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Federal Register / Vol. 76, No. 129 / Wednesday, July 6, 2011 / Proposed Rules
marine mammal species found in the
Northstar Development area. Monitoring
conducted by BP during this time
period included: (1) Underwater and inair noise measurements; (2) monitoring
of ringed seal lairs; (3) monitoring of
hauled out ringed seals in the spring
and summer months; and (4) acoustic
monitoring of the bowhead whale
migration. Additionally, although it was
not a requirement of the regulations or
associated LOAs, BP has also
incorporated work done by Michael
Galginaitis. Since 2001, Galginaitis has
observed and characterized the fall
bowhead whale hunts at Cross Island.
As required by the regulations and
annual LOAs, BP has submitted annual
reports, which describe the activities
and monitoring that occurred at
Northstar. BP also submitted a draft
comprehensive report, covering the
period 2005–2009. The comprehensive
report concentrates on BP’s Northstar
activities and associated marine
mammal and acoustic monitoring
projects from 2005–2009. However,
monitoring work prior to 2004 is
summarized in that report, and
activities in 2010 at Northstar were
described as well. The annual reports
and draft comprehensive report
(Richardson [ed.], 2010) are available on
the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications. A
summary of the monitoring can be
found here and elsewhere in this
document. This section summarizes
some of the key objectives and findings;
however, specific results and findings of
some of the monitoring work that has
been conducted at Northstar over the
past decade are also described in
sections throughout this document.
Prior to the start of construction
(1997–1999) and during the first few
years of Northstar construction and
operation (2000–2002), BP conducted
aerial surveys to study the distribution
and abundance of seals around
Northstar. In addition to aerial surveys,
specially-trained dogs were also used to
locate seal lairs during the ice-covered
seasons of 1999–2000 and 2000–2001. It
was determined that such intensive
monitoring was not required after 2002;
however, BP continued to observe and
count seals near Northstar in order to
determine if seals continued to use the
area, and, if so, if that usage was similar
to that found in previous years. The
current monitoring consists of someone
making counts from a platform between
May 15 and July 15 each year, although
there is some variation in the number of
days observations are made during that
period from year-to-year. Counts ranged
from a low of three seals counted during
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57 observation days in 2007 to a high of
811 seals counted during 61 observation
days in 2009 (Richardson [ed.], 2010).
Based on the counts that have been
conducted, ringed seals continue to haul
out around Northstar.
The LOAs also contained
requirements to conduct underwater
measurements of sounds produced by
Northstar-related industrial activities.
To obtain these measurements, BP
deployed DASARs both near and
offshore of Northstar. The exact
distances and configurations are
contained in Richardson [ed.] (2010).
Median levels of sound were found to
be low offshore of Northstar (95.4–103.1
dB re 1 μPa when measured 9.2 mi [14.9
km] away). Also, industrial sounds were
found to contribute less of the sound in
the 10–450 Hz band during 2005–2009
than it did during the period of 2001–
2004.
Since 2001, BP has also been
conducting acoustic monitoring to study
the fall westward migration of bowhead
whales through the Beaufort Sea and to
determine whether or not sounds from
Northstar are affecting that migration.
The DASARs are also used for this
monitoring effort. BP has studied the
rate of calls per year and has also
worked to localize the calls. Some of the
key findings from this work showed that
in 8 out of 9 seasons during the 2001–
2009 period, bearings to whale calls
detected at the same DASAR site 9.2 mi
(14.9 km) offshore of Northstar were
predominantly to the northeast or eastnortheast of that location. Additionally,
analysis of the 2008 data demonstrated
that bowhead whale calls are
directional, which may help to explain
why fewer calls are detected west of
Northstar than to the east (Richardson
[ed.], 2010). In the comprehensive
report (Richardson [ed.], 2010), BP
compared calls from 2009 with those
from 2001–2004 to try and draw
conclusions about effects on the
distribution of calling bowheads. BP
found that from 2001–2004, the
southern edge of the distribution of
bowhead calls tended to be slightly but
statistically significantly farther offshore
when the underwater sound level near
Northstar increased above baseline
values. For the 2009 data, BP was
unable to conclusively identify one
specific relationship between offshore
distances of bowhead calls and
industrial sound.
The annual reports and
comprehensive report (Richardson [ed.],
2010) also contain information on the
fall Nuiqsut bowhead whale hunts. The
information contained in these reports
show that during 2005–2009, the
whalers struck 3 or 4 whales (of a quota
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39735
of 4) in all years except 2005 (only one
whale struck and landed). The whalers
did not attribute the poor harvest in
2005 to activities at Northstar. That
year, there was severe local ice and very
poor weather. There was some vessel
interference; however, none of that was
with vessels at or conducting activities
for Northstar. Sealing activities were not
common near the Northstar site prior to
its construction, and they are not
common there now. Most sealing occurs
more than 20 mi (32 km) from Northstar.
During the period of validity of the
current regulations, no activities have
occurred after March 1 in previously
undisturbed areas during late winter.
Therefore, no monitoring with speciallytrained dogs has been required. Also
during this period, there were 82
reportable small spills (such as 0.25
gallons of hydraulic fluid, 3 gallons of
power steering fluid, or other relatively
small amounts of sewage, motor oil,
hydraulic oil, sulfuric acid, etc.), three
of which reached Beaufort water or ice.
All material (for example, 0.03 gallons
of hydraulic fluid) from these three
spills was completely recovered.
NMFS has determined that BP
complied with the mitigation and
monitoring requirements set forth in
regulations and annual LOAs. In
addition, NMFS has determined that the
impacts on marine mammals and on the
availability of marine mammals for
subsistence uses from the activity fell
within the nature and scope of those
anticipated and authorized in the
previous authorization (supporting the
analysis in the current authorization).
Estimated Take of Marine Mammals
One of the main purposes of NMFS’
effects assessments is to identify the
permissible methods of taking, which
involves an assessment of the following
criteria: the nature of the take (e.g.,
resulting from anthropogenic noise vs.
from ice road construction, etc.); the
regulatory level of take (i.e., mortality
vs. Level A or Level B harassment); and
the amount of take. In the ‘‘Potential
Effects of the Specified Activity on
Marine Mammals’’ section earlier in this
document, NMFS identified the
different types of effects that could
potentially result from activities at BP’s
Northstar facility.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: ‘‘any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
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patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering [Level B
harassment].’’ Take by Level B
harassment is anticipated from
operational sounds extending into the
open-water migration paths of cetaceans
and open-water areas where pinnipeds
might be present, from the physical
presence of personnel on the island,
vehicle traffic, and by helicopter
overflights. Take of hauled out
pinnipeds, by harassment, could also
occur as a result of in-air sound sources.
Certain species may have a behavioral
reaction to the sound emitted during the
activities; however, hearing impairment
as a result of these activities is not
anticipated because of the low source
levels for much of the equipment that is
used. There is also a potential for take
by injury or mortality of ringed seals
from ice road construction activities.
Because of the slow speed of hovercraft
and vessels used for Northstar
operations, it is highly unlikely that
there would be any take from these
activities.
Because BP operates the Northstar
facility year-round, take of marine
mammals could occur at any time of
year. However, take of all marine
mammal species that could potentially
occur in the area is not anticipated
during all seasons. This is because of
the distribution and habitat preferences
of certain species during certain times of
the year. This is explained further in
this section and BP’s application (see
ADDRESSES).
Estimated Takes in the Ice-covered
Season
Potential sources of disturbance to
marine mammals from the Northstar
project during the ice-covered period
consist primarily of vehicle traffic along
the ice-road, helicopter traffic, and the
ongoing production and drilling
operations on the island. During the icecovered season, the ringed seal is the
only marine mammal that occurs
regularly in the area of landfast ice
surrounding Northstar. Spotted seals do
not occur in the Beaufort Sea in the icecovered season. Small numbers of
bearded seals occur occasionally in the
landfast ice in some years. Bowhead and
beluga whales are absent from the
Beaufort Sea in winter (or at least from
the landfast ice portions of the Beaufort
Sea), and in spring their eastward
migrations are through offshore areas
north of the landfast ice, which
excludes whales from areas close to
Northstar. Gray whales are also absent
from this part of the Beaufort Sea during
the ice-covered season. Therefore, takes
of marine mammals during the ice-
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covered season were only estimated for
ringed and bearded seals.
Potential displacement of ringed seals
was more closely related to physical
alteration of sea ice by industry than to
exposure to detectable levels of lowfrequency industrial sound during
winter and spring (Williams et al., 2006;
Richardson et al., 2008b; Moulton et al.,
MS). The distance within which
displacement of ringed seals might
occur near a development like Northstar
was defined as the physically affected
area plus a 328 ft (100 m) buffer zone.
A study from a drill site in the Canadian
Beaufort Sea provided similar results
(Harwood et al., 2007). The Northstar
ice road is typically flooded and
thickened and/or cleared of snow. The
physically affected ice road area is about
1,312 ft (400 m) wide, and this is
extended with 328 ft (100 m) on either
side to a total width of 1,969 ft (600 m)
to derive the zone of displacement. This
zone of displacement (or impact zone)
around physically affected areas such as
the ice road, work areas on the ice, and
Northstar Island itself, is used to
calculate the number of seals potentially
affected (Richardson et al., 2008b).
(1) Bearded Seal
The few bearded seals that remain in
the area during winter and spring are
generally found north of Northstar in
association with the pack ice or the edge
of the landfast ice. Bearded seals were
not observed on the fast ice during the
1997 or 1998 BP/LGL surveys (G. Miller,
LGL Ltd., pers. comm.), but small
numbers were noted there in 1999–2002
(Moulton et al., 2003b). No bearded
seals were seen during spring aerial
surveys from Oliktok Point to Flaxman
Island (Frost et al., 1997, 1998). The
large size of this phocid makes it
conspicuous to observers, reducing the
likelihood of missing animals on the ice
and hence underestimating abundance.
Based on available data, and the ecology
of bearded seals, it is unlikely that more
than a few bearded seals (and most
likely none) will be present in close
proximity (<328 ft [100 m]) to the ice
road and Northstar itself during the icecovered season. The most probable
number of bearded seals predicted to be
potentially impacted by Northstar
activities during the ice-covered season
in any one year is zero. However, to
allow for unexpected circumstances that
might lead to take of bearded seals when
they are present, BP requests take of two
bearded seals per year during the icecovered period by Level B harassment.
(2) Ringed Seal
Individual ringed seals in the
Northstar area during the ice-covered
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season may be displaced a short
distance away from the ice road
corridors connecting the production
islands to the mainland. However,
traffic along the ice roads was at a
maximum during the initial
construction period in 2000, and there
was no more than localized
displacement of ringed seals (Williams
et al., 2002, 2006c; Moulton et al.,
2003a, 2005, MS). Seal densities near
Northstar during spring were not
significantly affected by industrial
activities in 2000–2004 (Moulton et al.,
2005, MS). Seal monitoring each spring
since 2005, based on visual observations
from the Northstar module in the May
15–July 15 period, has shown continued
occurrence of ringed seals near
Northstar facilities, though with large
variations within and between years
(Aerts, 2009). During most of the year,
all age and sex classes, except for
newborn pups, could occur in the
Northstar area. In late March and April,
ringed seals give birth; therefore, at that
time of year young pups may also be
encountered.
Detailed monitoring of ringed seals
near Northstar was done during spring
and (in some years) winter of 1997 to
2002, including three years of Northstar
construction and initial oil production
(2000–2002). During the 2003–2004 and
2004–2005 ice-covered and break-up
periods, no intensive ringed seal
monitoring was required and seal
sightings were recorded
opportunistically from Northstar Island.
Since 2005, these observations from
Northstar have occurred in a more
systematic fashion from mid-May
through mid-July each year, with the
main objective to document seasonal
and annual variations in seals present in
an area of 0.62 mi (1 km) around
Northstar (Rodrigues and Williams,
2006; Rodrigues and Richardson, 2007;
Aerts and Rodrigues, 2008; Aerts, 2009).
BP estimated annual takes of ringed seal
based on data collected from the
intensive aerial monitoring program
conducted in 1997–2002.
The numbers of seals present and
potentially affected by Northstar
activities were estimated using the
1997–2002 seal data according to the
following steps (see Richardson et al.,
2008b for more detail):
(1) Defining a potential impact zone,
i.e., the area within which seals might
have been affected by Northstar
activities. This zone consisted of a 328
ft (100 m) buffer around the ice road,
work areas on the ice, and Northstar
Island and covered a total area of
approximately 1.5 mi2 (4 km2).
(2) Defining a reference zone, i.e., the
area without influence of industrial
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activities. This zone was defined as an
area at distances of 2.5–6.2 mi (4–10
km) from the ice road, work areas on the
ice, and Northstar Island. The reference
zone was used to calculate the number
and density of ringed seals that one
would expect in the potential impact
zone if there was no industrial activity.
Because seal density is related to water
depth, densities within the reference
zone were calculated for four categories
of water depth. Expected density near
Northstar was a weighted average of
those values (weighting by the
proportions of the potential impact zone
that were within each depth stratum).
(3) Calculating the expected number
of seals present in the potential impact
zone in the absence of industrial
activities (based on data from the
reference zone) for each year separately.
The seal density of the reference zone
was multiplied by the total area of the
potential impact zone (1.5 mi2 [4 km2])
to obtain the maximum number of seals
that could be present and potentially
affected.
(4) Multiplying the number of seals
calculated under step 3 with a
correction factor of 2.84 (to correct for
the ‘‘detection bias’’ and ‘‘availability
bias’’). ‘‘Detection bias’’ refers to the fact
that aerial surveyors do not see every
seal that is on the ice and potentially
sightable. ‘‘Availability bias’’ refers to
the fact that seals are not always hauled
out above the ice and snow, and thus
available to be seen by aerial surveyors.
Those two correction factors are based,
respectively, on Frost et al. (1988) and
Kelly and Quakenbush (1990).
Results of these calculations show
that 3–8 seals could be present in the
potential impact zone (Table 3 in BP’s
application and Table 3 in this
document). The period 1997–1999 can
be considered as a pre-construction
period and 2000–2002 as a construction
period, with the most intensive
construction activities occurring in 2000
and 2001. This means that, if there was
some displacement of ringed seals away
from Northstar in the ice-covered season
due to construction activities, BP would
have expected fewer seals within the
potential impact zone during 2000–2002
than in 1997–1999. That was not
observed, although inter-year
comparisons should be treated
cautiously given the possibility of yearto-year differences in environmental
conditions and sightability of seals
during aerial surveys. The presence of
numerous seals near the Northstar
facilities during late spring of 2000,
2001 and 2002 indicates that any
displacement effect was localized and, if
it occurred at all, involved only a small
fraction of the seals that would
otherwise have been present. To allow
for unexpected circumstances that
might lead to take of ringed seals, BP
requests take of eight ringed seals per
year during the ice-covered period by
Level B harassment. In the unlikely
event that a ringed seal lair is crushed
or flooded, BP also requests take of up
to five ringed seals (including pups) by
injury or mortality per year.
TABLE 3—NUMBERS OF RINGED SEALS EXPECTED TO OCCUR IN SPRING 1997–2002 WITHIN THE ‘‘POTENTIAL IMPACT
ZONE’’ IN THE ABSENCE OF ANY NORTHSTAR IMPACT, BASED ON OBSERVED SEAL DENSITIES IN A REFERENCE AREA
2.5–6.2 MI (4–10 KM) AWAY FROM NORTHSTAR. THE POTENTIAL IMPACT ZONE INCLUDED AREAS WITHIN 328 FT
(100 M) OF THE ICE ROAD AND NORTHSTAR/SEAL ISLAND (RICHARDSON ET AL., 2008B)
Expected
density a
(seals/km 2)
BP/LGL survey
1997 .............................................................................................................................................
1998 .............................................................................................................................................
1999 .............................................................................................................................................
2000 .............................................................................................................................................
2001 .............................................................................................................................................
2002 .............................................................................................................................................
Average 1997–2002 ....................................................................................................................
0.54
0.36
0.29
0.59
0.56
0.67
0.50
Expected number of seals
within potential impact zone
Corrected b
Uncorrected
2
1
1
2
2
3
2
6
4
3
7
6
8
6
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a This is the average uncorrected densities based on data from the zone 4–10 km away from the 2004 development zone, controlling for water
depth by weighting density based on the proportions of the potential impact zone within the various depth strata.
b This is the ‘‘uncorrected’’ number multiplied by the 1.22 correction factor for seals hauled out but not seen by observers (Frost et al., 1988),
and by the 2.33 correction factor for seals not hauled out (Kelly and Quakenbush, 1990).
Estimated Takes in the Break-Up
Season
Potential sources of disturbance to
marine mammals from the Northstar
project during the break-up period
consist primarily of hovercraft and
helicopter traffic, as well as the ongoing
production and drilling operations on
the island. Spotted seals and bowhead,
gray, and beluga whales are expected to
be absent from the Northstar project area
during the break-up period. Therefore,
take of those species during the breakup period was not estimated.
Similar to the ice-covered season, BP
predicts that only very few bearded
seals (and most likely none) could be
present within the potential impact
zone around the ice road and Northstar
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facilities during the break-up period.
The most probable number of bearded
seals predicted to be potentially
impacted by Northstar activities during
break-up in any one year is zero.
However, to account for the possible
presence of low numbers of bearded
seals during this time, NMFS proposes
to authorize the take of two bearded
seals per year during the break-up
season.
Impacts to ringed seals from Northstar
activities during the break-up period are
anticipated to be similar to those
predicted during the ice-covered period.
Additionally, the number of ringed seals
present within the potential impact
zone during the break-up period is
expected to be similar to the number
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present during the ice-covered season. It
is possible that some of these seals are
the same individuals already counted as
present during the latter stages of the
ice-covered season (B. Kelly, pers.
comm.). Thus, if any seals were affected
during break-up, it is probable that some
of these would be the same individuals.
BP states that the requested Level B take
of eight ringed seals per year during the
ice-covered periods of 2011–2016 (see
preceding subsection) is expected to
also cover potentially affected seals
during break-up. However, in case the
same seals are taken during both
periods, NMFS proposes to authorize
the take of eight ringed seals by Level
B harassment per year during the breakup period.
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(2) Bearded Seal
Estimated Takes in the Open-Water
Season
Potential sources of disturbance to
marine mammals from the Northstar
project during the open-water period
consist primarily of hovercraft and ACS
vessels used for transfers of crew and
supplies, barge and tugboat traffic,
helicopter traffic, and the ongoing
production and drilling operations on
the island. During the open-water
season all six species for which take
authorization is sought can potentially
be present in the Northstar area.
Estimated annual numbers of potential
open-water takes for each of these six
species are summarized next.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
(1) Spotted Seal
Pupping and mating occur in the
spring when spotted seals are not in the
Beaufort Sea. Hence, young pups would
not be encountered in the Northstar
Development area. All other sex and age
classes may be encountered in small
numbers during late summer/autumn.
Spotted seals are most often found in
waters adjacent to river deltas during
the open-water season in the Beaufort
Sea, and major haul-out concentrations
are absent close to the project area. A
small number of spotted seal haul-outs
are (or were) located in the central
Beaufort Sea in the deltas of the Colville
River (which is more than 50 mi [80 km]
from Northstar) and, previously, the
Sagavanirktok River. Historically, these
sites supported as many as 400–600
spotted seals, but in the late 1990s, less
than 20 seals have been seen at any one
site (Johnson et al., 1999). In total, there
are probably no more than a few tens of
spotted seals along the coast of the
central Alaska Beaufort Sea during
summer and early fall. No spotted seals
were positively identified during BP’s
Northstar marine mammal monitoring
activities, although a few spotted seals
might have been present. A total of 12
spotted seals were positively identified
near the source vessel during openwater seismic programs in the central
Alaskan Beaufort Sea generally near
Northstar from 1996 to 2001 (Moulton
and Lawson, 2002). Numbers seen per
year ranged from zero (in 1998 and
2000) to four (in 1999). BP, therefore,
predicts that it is unlikely that any
spotted seals will be ‘‘taken’’ during
Northstar operations. However, to
account for the possibility that spotted
seals could occur in small numbers in
the proximity of Northstar, NMFS
proposes to authorize the take of five
spotted seals per year during the openwater period by Level B harassment.
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During the open-water season,
bearded seals are widely and sparsely
distributed in areas of pack ice and open
water, including some individuals in
relatively shallow water as far south as
Northstar. Studies indicate that pups
and other young bearded seals up to 3
years of age comprise 40–45% of the
population (Nelson et al., n.d.), and that
younger animals tend to occur closer to
shore. Therefore, although all age and
sex classes could be encountered,
bearded seals encountered in the
Northstar project area during the openwater period are likely to be young, nonreproductive animals. Bearded seals, if
present, may be exposed to noise and
other stimuli from production activities
and vessel and aircraft traffic on and
around the island. It is possible that
some individuals may be briefly
disturbed or show localized avoidance,
but it is not anticipated to have any
significant impact on the species. BP
assumes that brief reactions that do not
disrupt behavioral patterns in a
biologically significant manner (i.e.,
looking at a passing vessel or helicopter)
do not constitute harassment (NMFS,
2000, 2001). Given that and the low
number of bearded seals potentially
present, the estimated number of
bearded seal ‘‘takes’’ during the openwater season is zero. However, to allow
for unexpected circumstances, BP
requests the take of one bearded seal per
year during the open-water period.
(3) Ringed Seal
Because ringed seals are resident in
the Beaufort Sea, they are the most
abundant and most frequently
encountered seal species in the
Northstar area. During the open-water
period, all sex and age classes (except
neonates) could potentially be
encountered. The estimated number of
seals that potentially might be harassed
by noise from Northstar production
activities or from vessel and aircraft
traffic are based on the following three
assumptions:
(1) Seals present within a 0.62 mi (1
km) distance (1.2 mi2 [3.1 km2] area) of
Northstar might be potentially disturbed
by construction and other activities on
the island.
(2) The density of seals within that
area would be no more than 2x the
density observed during boat-based
surveys for seals within the general
Prudhoe Bay area in 1996–2001 (0.19
seals/km2 × 2 = 0.38 seals/km2; Moulton
and Lawson, 2002).
(3) Individual seals within the
affected area are replaced once for each
of thirteen 7-day intervals during the
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open-water period (mid July to mid
October).
The first of these points assumes that
seals in open water are not significantly
affected by passing vessels (or
helicopters) that they could occasionally
encounter in areas >0.62 mi (1 km) from
Northstar. Passing boats and helicopters
might cause startle reactions and other
short-term effects.
Based on the above assumptions, BP
estimated that 15 ringed seals might be
present and potentially affected during
the open-water season (i.e., 3.1 km2 ×
0.38 seals/km2 × 13 weeks). BP notes
that this estimate is subject to wide
uncertainty (in either direction) given
the uncertainties in each of the three
assumptions listed above. There is no
specific evidence that any of the seals
occurring near Northstar during the
1997–2009 open-water seasons were
disturbed appreciably or otherwise
affected by BP’s activities (Williams et
al., 2006a; Moulton et al., 2003a, 2005;
Rodrigues et al., 2006; Rodrigues and
Richardson, 2007; Aerts and Rodrigues,
2008; Aerts, 2009). BP requests the take
of 15 ringed seals per year during the
open-water season by Level B
harassment.
(4) Bowhead Whale
Bowhead whales are not resident in
the region of activity. During the openwater season, relatively few westward
migrating bowheads occur within 6.2 mi
(10 km) of Northstar during most years.
However, in some years (especially
years with relatively low ice cover) a
larger percentage of the bowhead
population migrates within 6.2–9.3 mi
(10–15 km) of Northstar (Treacy, 1998;
Blackwell et al., 2007, 2009). The
bowhead whale population in the
Bering-Chukchi-Beaufort area was
estimated to include approximately
10,545 animals (CV = 0.128) in 2001. To
estimate the 2011 population size for
purposes of calculating potential
‘‘takes’’, the annual rate of increase was
assumed to be steady at 3.4% (George et
al., 2004). Based on these figures, the
2011 population size could be
approximately 14,625 bowhead whales.
About 43.7% of the bowheads in the
Bering-Chukchi-Beaufort stock are
sexually mature (Koski et al., 2004), and
about 25% of the mature females are
pregnant during autumn migration (Zeh
et al., 1993). About 50.5% of the whales
in this stock are juveniles (excluding
calves), and 5.8% are calves (Koski et
al., 2004). The sex ratio is close to 1:1;
about half of each category would be
males and half females. There are few
data on the age and sex composition of
bowhead whales that have been sighted
near the Prudhoe Bay area. The few data
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from the area and more extensive data
from more easterly parts of the Alaskan
Beaufort Sea in late summer/autumn
(Koski and Johnson, 1987; Koski and
Miller, 2002, 2009) suggest that almost
all age and sex categories of bowheads
could be encountered, i.e., males, nonpregnant females, pregnant females, and
calves (mostly 3–6 months old). Newly
born calves (< 1 month old) are not
likely to be encountered during the fall
(Nerini et al., 1984; Koski et al., 1993).
Koski and Miller (2009) found that, at
least in the more easterly part of the
Beaufort Sea, subadults were
disproportionately present in water
< 656 ft (200 m) deep, and that small
subadult whales were the dominant
group in shallow (< 66 ft [20 m])
nearshore habitats with the size of
whales increasing with increasing water
depth. The potential take of bowhead
whales from Northstar activities would
be limited to Level B harassment
(including avoidance reactions and
other behavioral changes). Most
bowheads that could be encountered
would be migrating, so it is unlikely that
an individual bowhead would be
harassed more than once.
The acoustic monitoring of the
bowhead whale migration during the
early years of Northstar operations is
described in the final Comprehensive
Report of 1999–2004 (Richardson [ed.],
2008: Chapters 7–12). The monitoring
was designed to determine whether the
southern edge of the distribution of
calling bowhead whales tended to be
farther offshore with increased levels of
underwater sounds from Northstar
construction and operational activities.
If the southernmost calling bowheads
detected by the acoustic monitoring
system tended to be farther offshore
when Northstar operations were noisy
than when they were quieter, this was
to be taken as evidence of a Northstar
effect. The initial monitoring objectives
did not call for estimating the numbers
of bowhead whales that were affected
based on the acoustic localization data,
but this was added as an objective in an
updated monitoring plan (LGL and
Greeneridge, 2000) prepared subsequent
to issuance of the initial 5-yr regulations
in May 2000. It was anticipated that the
geographic scale of any documented
effect, as a function of Northstar sound
level, would provide a basis for
estimating the number of whales
affected. As early as 2001, it was noted
that—given the difficulty in separating
displacement effects from effects on
calling behavior—the estimates of
numbers affected would concern
numbers of whales whose movements
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and/or calling behavior were affected by
Northstar activities (BPXA, 2001).
In fact, the monitoring results
provided evidence (P < 0.01 each year)
of an effect on the southern part of the
migration corridor during all four of the
autumn migration seasons for which
detailed data were acquired, i.e., 2001–
2004 (McDonald et al., 2008;
Richardson and McDonald, 2008). In
2001, the apparent southern edge of the
distribution of calling whales was an
estimated 0.95 mi (1.53 km) farther
offshore when sound at industrial
frequencies (28–90 Hz), measured 1,444
ft (440 m) from Northstar and averaged
over 45 min preceding the call,
increased from 94.3 to 103.7 dB re 1
μPa. In 2002, the apparent southern
edge of the call distribution was an
estimated 1.46 mi (2.35 km) farther
offshore during times when transient
sounds associated with boat traffic were
present during the preceding 2 hr. In
2003 and 2004, the apparent southern
edge was estimated to be farther
offshore when tones were recorded in
the 10–450 Hz band just prior to the
call. In 2003, the apparent offshore shift
was by an estimated 0.47 mi (0.76 km)
when tones were present within the
preceding 15 min. In 2004, the apparent
shift was 1.39 mi (2.24 km) when tones
were present within the preceding 2 hr.
Based on the amount of time bowhead
whales are expected to be present in the
general vicinity of the Northstar
Development area and the fact that most
of the whales migrate past the area
beyond the 120-dB sound isopleths
(NMFS’ threshold for Level B
harassment from continuous sound
sources), which typically extend out
less than 1.24–2.5 mi (2–4 km) from the
island, it is estimated that only a small
number of bowhead whales will be
taken by harassment each year as a
result of BP’s activities. Therefore, BP
requests the take of 15 bowhead whales
per year during the open-water season
by Level B harassment.
(5) Gray Whale
Gray whales are uncommon in the
Prudhoe Bay area, with no more than a
few sightings in summer or early
autumn in any one year, and usually no
sightings (Miller et al., 1999; Treacy,
2000, 2002a,b). During the extensive
aerial survey programs funded by MMS
(Bowhead Whale Aerial Survey Program
surveys), only one gray whale was
sighted in the central Alaskan Beaufort
Sea from 1979 to 2007. Gray whales
were mostly sighted around Point
Barrow. Small numbers of gray whales
were sighted on several occasions in the
central Alaskan Beaufort, e.g., in the
Harrison Bay area (Miller et al., 1999;
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39739
Treacy, 2000), in the Camden Bay area
(Christie et al., 2009) and one single
sighting near Northstar production
island (Williams and Coltrane, 2002).
Several single gray whales have been
seen farther east in the Canadian
Beaufort Sea (Rugh and Fraker, 1981;
LGL Ltd., unpubl. data), indicating that
small numbers must travel through the
Alaskan Beaufort during some summers.
Gray whale calls have been recorded
northeast of Barrow during the winter,
indicating that some whales overwinter
in the western Beaufort Sea (Stafford et
al., 2007). Gray whales do not call very
often when on their summer feeding
grounds, and the infrequent calls are not
very strong (M. Dahlheim and S. Moore,
NMFS, pers. comm.). No gray whale
calls were recognized in the data from
the acoustic monitoring system near
Northstar in 2000–2008. No specific
data on age or sex composition are
available for the few gray whales that
move east into the Beaufort Sea. All sex
and age classes (including pregnant
females) could be found, with the
exception of calves less than six months
of age.
If a few gray whales occur in the
Prudhoe Bay area, it is unlikely that
they would be affected appreciably by
Northstar sounds. Gray whales typically
do not show avoidance of sources of
continuous industrial sound unless the
received broadband level exceeds
approximately 120 dB re 1 μPa (Malme
et al., 1984, 1988; Richardson et al.,
1995b; Southall et al., 2007). The
broadband received level approximately
1,476 ft (450 m) seaward from Northstar
did not exceed 120 dB 1 μPa in the
operational period 2004–2008 (95th
percentiles), except when a vessel was
passing close to Northstar or the
acoustic recorders (maximum levels). It
is possible that one or more gray whales,
if present, might have been disturbed
briefly during close approach by a
vessel, but no such occurrences were
documented in the past. It is most likely
that no gray whales will be affected by
activities at Northstar during any one
year. However, to account for the
possibility that a low number of gray
whales could occur near Northstar, BP
requests the take of two gray whales per
year during the open-water period by
Level B harassment.
(6) Beluga Whale
The Beaufort Sea beluga population
was estimated at 39,258 individuals in
1992, with a maximum annual rate of
increase of 4% (Hill and DeMaster,
1998; Angliss and Allen, 2009).
Assuming a continued 4% annual
growth rate, the population size could
be approximately 79,650 beluga whales
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in 2011. However, the 4% estimate is a
maximum value and does not include
loss of animals due to subsistence
harvest or natural mortality factors.
Angliss and Allen (2009) consider the
current annual rate of increase to be
unknown. Thus, the population size in
2011 may be less than the estimated
value. Additionally, the southern edge
of the main fall migration corridor is
approximately 62 mi (100 km) north of
the Northstar region. A few migrating
belugas were observed in nearshore
waters of the central Alaskan Beaufort
Sea by aerial and vessel-based surveyors
during seismic monitoring programs
from 1996–2001 (LGL and Greeneridge,
1996a; Miller et al., 1997, 1998b, 1999).
Results from aerial surveys conducted
in 2006–2008 during seismic and
shallow hazard surveys in the Harrison
Bay and Camden Bay area also show
that the majority of belugas occur along
the shelf break, although there were
some observations in nearshore areas
(Christie et al., 2009). Vessel-based
surveyors observed a group of three
belugas in Foggy Island Bay in July
2008, during BP’s Liberty seismic
survey (Aerts et al., 2008) and small
groups of westward traveling belugas
have occasionally been sighted around
Northstar and Endicott, mostly in late
July to early/mid-August (John K.
Dorsett, Todd Winkel, BP, pers. comm.).
Any potential take of these beluga
whales in nearshore waters is expected
to be limited to Level B harassment.
Belugas from the Chukchi stock occur in
the Alaskan Beaufort Sea in summer but
are even less likely than the Beaufort
stock to be encountered in the nearshore
areas where sounds from Northstar will
be audible.
The few animals involved could
include all age and sex classes. Calving
probably occurs in June to August in the
Beaufort Sea region and calves 1–4
months of age could be encountered in
summer or autumn. Most of the few
belugas that could be encountered
would be engaged in migration, so it is
unlikely that a given beluga would be
repeatedly ‘‘taken by harassment’’.
Based on available information on the
presence and abundance of beluga
whales, the following data and
assumptions were used to estimate the
number of belugas that could be present
and potentially disturbed by Northstar
activities:
(1) Aerial survey data from 1979 to
2000, including both MMS and LGL
surveys, were used to estimate the
proportion of belugas migrating through
waters ≤ 2.5 mi (4 km) seaward of
Northstar. Of the belugas traveling
through the surveyed waters (generally
inshore of the 328-ft [100-m] contour),
the overall percentage observed in
waters offshore of Northstar during
1997–2000 was 0.62% (8 of 1,289
belugas). The maximum percentage for
any one year was for 1996, when 6 of
153 (3.9%) were ≤ 2.5 mi (4 km) offshore
of Northstar. These figures are based on
beluga sightings within the area 147°00′
to 150°30′ W.
(2) Most beluga whales migrate far
offshore; the proportion migrating
through the surveyed area is unknown
but was assumed by Miller et al. (1999)
to be less than or equal to 20%, which
is probably an overestimate.
(3) The disturbance radius for belugas
exposed to construction and operational
activities in the Beaufort Sea is not well
defined (Richardson et al., 1995a), but
BPXA (1999) assumed that the potential
radius of disturbance was ≤ 0.62 mi (1
km) around the island. (There are no
Northstar-specific data that could be
used to obtain a better estimate than this
≤ 0.62 mi [1 km] figure.) Based on the
assumed 0.62 mi (1 km) radius, it is
expected that no more than 20% of the
belugas migrating ≤ 2.5 mi (4 km)
seaward of Northstar would approach
within 0.62 mi (1 km) of the Northstar
Island in the absence of any industrial
activity there. However, since the 0.62
mi (1 km) value was arbitrary, NMFS
calculated take of beluga whales based
on the 120-dB radius of 2.5 mi (4 km).
(4) Satellite-tagging data show that
some members of the Chukchi Sea stock
of belugas could also occur in the
Beaufort Sea generally near Northstar
during late summer and autumn
(Suydam et al., 2001, 2003). However,
they (like the Beaufort belugas) tend to
remain at or beyond the shelf break
when in the Alaskan Beaufort Sea
during that season. That, combined with
the small size of the Chukchi stock,
means that consideration of Chukchi
belugas would not appreciably change
the estimated numbers of belugas that
might occur near Northstar.
From these values, the number of
belugas that might approach within 2.5
mi (4 km) of Northstar (in the absence
of industrial activities) during the open
water season is approximately 20
belugas based on the average
distribution: 0.0025 × 0.2 × 39,258.
Therefore, NMFS proposes to authorize
the take of 20 beluga whales per year
during the open-water period by Level
B harassment.
Summary of Proposed Take
BP has requested the take of six
marine mammal species incidental to
operational activities at the Northstar
facility. However, because some of these
species only occur in the Beaufort Sea
on a seasonal basis, take of all six
species has not been requested for an
entire year. BP broke out its take
requests into three seasons: Ice-covered
season; break-up period; and open-water
season. Ringed and bearded seals are the
only species for which take was
requested in all three seasons. Take of
all six species was only requested for
the open-water season. With the
exception of the request for five ringed
seal (including pups) takes by injury or
mortality per year, all requested takes
are by Level B harassment.
Table 4 in this document summarizes
the abundance, take estimates, and
percent of population for the six species
for which NMFS is proposing to
authorize take.
TABLE 4—POPULATION ABUNDANCE ESTIMATES, TOTAL ANNUAL PROPOSED TAKE (WHEN COMBINING TAKES FROM THE
ICE-COVERED, BREAK-UP, AND OPEN-WATER SEASONS), AND PERCENTAGE OF POPULATION THAT MAY BE TAKEN
FOR THE POTENTIALLY AFFECTED SPECIES
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Species
Abundance
Ringed Seal ...........................................................................................
Bearded Seal .........................................................................................
Spotted Seal ..........................................................................................
Bowhead Whale .....................................................................................
Beluga Whale ........................................................................................
Gray Whale ............................................................................................
Total annual
proposed
level B take
1 249,000
1 250,000–300,000
1 59,214
2 14,625
1 39,258
1 17,752
20
5
5
15
39
2
1 Abundance
2 Estimate
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estimates in NMFS 2010 Alaska SAR (Allen and Angliss, 2011).
from George et al. (2004) with an annual growth rate of 3.4%.
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Total annual
injury or
mortality take
5
0
0
0
0
0
Percentage of
stock or
population
0.01
< 0.01
0.01
0.1
0.1
0.01
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Because Prudhoe Bay (and the U.S.
Beaufort Sea as a whole) represents only
a small fraction of the Arctic basin
where these animals occur, NMFS has
preliminarily determined that only
small numbers of the marine mammal
species or stocks in the area would be
potentially affected by operation of the
Northstar facility. The take estimates
presented in this section of the
document do not take into consideration
the mitigation and monitoring measures
that are proposed for inclusion in the
regulations (if issued).
Negligible Impact and Small Numbers
Analysis and Preliminary
Determination
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘* * * an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’ In making a
negligible impact determination, NMFS
considers a variety of factors, including
but not limited to: (1) The number of
anticipated mortalities; (2) the number
and nature of anticipated injuries; (3)
the number, nature, intensity, and
duration of Level B harassment; and (4)
the context in which the takes occur.
No injuries or mortalities are
anticipated for bearded and spotted
seals or for bowhead, beluga, and gray
whales. There is the potential for a
small number of injuries or mortalities
to ringed seals (no more than five per
year) as a result of ice road construction
activities during the ice-covered season.
These injuries or mortalities could occur
if a ringed seal lair is crushed or
flooded. Additionally, animals in the
area are not anticipated to incur any
hearing impairment (i.e., TTS, a Level B
harassment, or PTS, a Level A [injury]
harassment), as acoustic measurements
indicate source levels below 180 dB and
190 dB, which are the thresholds used
by NMFS for acoustic injury to marine
mammals. All other takes are
anticipated to be by Level B behavioral
harassment only. Certain species may
have a behavioral reaction (e.g.,
increased swim speed, avoidance of the
area, etc.) to the sound emitted during
the operational activities. Table 2 in this
document outlines the number of takes
that are anticipated as a result of BP’s
proposed activities. These takes are
anticipated to be of low intensity due to
the low level of sound emitted by the
majority of the activities themselves.
Activities occur at Northstar year-round,
but the majority of these activities
produce low-level continuous sounds.
Only on rare occasions are more high-
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intensity pulsed sounds emitted into the
surrounding environment. The ringed
seal (and possibly the bearded seal) are
the only species that occur in the area
year-round.
Even though activities occur
throughout the year, none of the
cetacean species occur near Northstar
all year. Cetaceans are most likely to
occur in the late summer and autumn
seasons. However, even during that
time, much of the populations of those
species migrate past the area farther
offshore than the area where Northstar
sounds can be heard. Spotted seals also
tend to only be present in the openwater season. Moreover, they are more
common in the Colville River Delta area,
which is more than 50 mi (80 km) west
of the Northstar Development area, than
in the waters surrounding Northstar.
Ringed and bearded seals could be
found in the area year-round. However,
many of them remain far enough from
the facility, outside of areas of
harassment. Additionally, ringed seals
have been observed in the area every
year since the beginning of construction
and into the subsequent operational
years.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hr cycle).
Behavioral reactions to noise exposure
(such as disruption of critical life
functions, displacement, or avoidance of
important habitat) are more likely to be
significant if they last more than one
diel cycle or recur on subsequent days
(Southall et al., 2007). Consequently, a
behavioral response lasting less than
one day and not recurring on
subsequent days is not considered
particularly severe unless it could
directly affect reproduction or survival
(Southall et al., 2007). Even though
activities occur on successive days at
Northstar, none of the cetacean species
are anticipated to incur impacts on
successive days. In the vicinity of
Northstar, cetaceans are migrating
through the area. Therefore, it is
unlikely that the same animals are
impacted on successive days. The
closest known bowhead whale feeding
ground is Camden Bay, which is more
than 62 mi (100 km) east of Northstar.
The same individual bearded and
spotted seals are also not likely to occur
in the proposed project area on
successive days. Individual ringed seals
may occur in the proposed project area
on successive days. However,
monitoring results (which were
discussed earlier in this document)
indicate that operation of the Northstar
facility has not affected activities such
as resting and pupping in the area.
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Of the six marine mammal species for
which take authorization is proposed,
only one is listed as endangered under
the ESA: the bowhead whale. The
bowhead whale is also considered
depleted under the MMPA. As stated
previously in this document, the
affected bowhead whale stock has been
increasing at a rate of 3.4% per year
since 2001. Certain stocks or
populations of gray and beluga whales
and spotted seals are listed as
endangered or are proposed for listing
under the ESA; however, none of those
stocks or populations occur in the
proposed activity area. On December 10,
2010, NMFS published a notification of
proposed threatened status for
subspecies of the ringed seal (75 FR
77476) and a notification of proposed
threatened and not warranted status for
subspecies and distinct population
segments of the bearded seal (75 FR
77496) in the Federal Register. These
threatened listings will likely be
completed prior to the expiration of
these regulations (if issued). Neither of
these two ice seal species is currently
considered depleted under the MMPA.
There is currently no established critical
habitat in the proposed project area for
any of these six species.
The population estimates for the
species that may potentially be taken as
a result of BP’s proposed activities were
presented earlier in this document. For
reasons described earlier in this
document, the maximum calculated
number of individual marine mammals
for each species that could potentially
be taken annually is small relative to the
overall population sizes (less than 1% of
each of the six populations or stocks).
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and monitoring measures,
NMFS preliminarily finds that operation
of the BP Northstar facility will result in
the incidental take of small numbers of
marine mammals and that the total
taking from BP’s proposed activities will
have a negligible impact on the affected
species or stocks.
Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses
Relevant Subsistence Uses
The disturbance and potential
displacement of marine mammals by
sounds from island production activities
are the principal concerns related to
subsistence use of the area. However,
contamination of animals and
traditional hunting areas by oil (in the
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unlikely event that an oil spill did
occur) is also a concern. Subsistence
remains the basis for Alaska Native
culture and community. Marine
mammals are legally hunted in Alaskan
waters by coastal Alaska Natives. In
rural Alaska, subsistence activities are
often central to many aspects of human
existence, including patterns of family
life, artistic expression, and community
religious and celebratory activities.
Additionally, the animals taken for
subsistence provide a significant portion
of the food that will last the community
throughout the year. The main species
that are hunted include bowhead and
beluga whales, ringed, spotted, and
bearded seals, walruses, and polar bears.
(As mentioned previously in this
document, both the walrus and the
polar bear are under the USFWS’
jurisdiction.) The importance of each of
these species varies among the
communities and is largely based on
availability.
Residents of the village of Nuiqsut are
the primary subsistence users in the
project area. The communities of
Barrow and Kaktovik also harvest
resources that pass through the area of
interest but do not hunt in or near the
Northstar area. Subsistence hunters
from all three communities conduct an
annual hunt for autumn-migrating
bowhead whales. Barrow also conducts
a bowhead hunt in spring. Residents of
all three communities hunt seals. Other
subsistence activities include fishing,
waterfowl and seaduck harvests, and
hunting for walrus, beluga whales, polar
bears, caribou, and moose. Relevant
harvest data are summarized in Tables
8 and 9 in BP’s application (see
ADDRESSES).
Nuiqsut is the community closest to
the Northstar development
(approximately 54 mi [87 km] southwest
from Northstar). Nuiqsut hunters
harvest bowhead whales only during the
fall whaling season (Long, 1996). In
recent years, Nuiqsut whalers have
typically landed three or four whales
per year (see Table 9 in BP’s
application). Nuiqsut whalers
concentrate their efforts on areas north
and east of Cross Island, generally in
water depths greater than 66 ft (20 m;
Galginaitis, 2009). Cross Island is the
principal base for Nuiqsut whalers
while they are hunting bowheads (Long,
1996). Cross Island is located
approximately 16.8 mi (27 km) east of
Northstar.
Kaktovik whalers search for whales
east, north, and occasionally west of
Kaktovik. Kaktovik is located
approximately 124 mi (200 km) east of
Northstar Island. The westernmost
reported harvest location was about 13
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mi (21 km) west of Kaktovik, near 70°10′
N., 144°11′ W. (Kaleak, 1996). That site
is about 112 mi (180 km) east of
Northstar Island.
Barrow whalers search for whales
much farther from the Northstar area—
about 155+ mi (250+ km) to the west.
However, given the westward migration
of bowheads in autumn, Barrow (unlike
Kaktovik) is ‘‘downstream’’ from the
Northstar region during that season.
Barrow hunters have expressed concern
about the possibility that bowheads
might be deflected offshore by Northstar
and then remain offshore as they pass
Barrow.
Beluga whales are not a prevailing
subsistence resource in the communities
of Kaktovik and Nuiqsut. Kaktovik
hunters may harvest one beluga whale
in conjunction with the bowhead hunt;
however, it appears that most
households obtain beluga through
exchanges with other communities.
Although Nuiqsut hunters have not
hunted belugas for many years while on
Cross Island for the fall hunt, this does
not mean that they may not return to
this practice in the future. Data
presented by Braund and Kruse (2009)
indicate that only one percent of
Barrow’s total harvest between 1962 and
1982 was of beluga whales and that it
did not account for any of the harvested
animals between 1987 and 1989.
Ringed seals are available to
subsistence users in the Beaufort Sea
year-round, but they are primarily
hunted in the winter or spring due to
the rich availability of other mammals
in the summer. Bearded seals are
primarily hunted during July in the
Beaufort Sea; however, in 2007, bearded
seals were harvested in the months of
August and September at the mouth of
the Colville River Delta, which is more
than 50 mi (80 km) from Northstar.
However, this sealing area can reach as
far east as Pingok Island, which is
approximately 17 mi (27 km) west of
Northstar. An annual bearded seal
harvest occurs in the vicinity of Thetis
Island (which is a considerable distance
from Northstar) in July through August.
Approximately 20 bearded seals are
harvested annually through this hunt.
Spotted seals are harvested by some of
the villages in the summer months.
Nuiqsut hunters typically hunt spotted
seals in the nearshore waters off the
Colville River Delta. The majority of the
more established seal hunts that occur
in the Beaufort Sea, such as the Colville
delta area hunts, are located a
significant distance (in some instances
50 mi [80 km] or more) from the
proposed project area.
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Potential Impacts to Subsistence Uses
NMFS has defined ‘‘unmitigable
adverse impact’’ in 50 CFR 216.103 as:
* * * an impact resulting from the
specified activity: (1) That is likely to reduce
the availability of the species to a level
insufficient for a harvest to meet subsistence
needs by: (i) Causing the marine mammals to
abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters; and
(2) That cannot be sufficiently mitigated by
other measures to increase the availability of
marine mammals to allow subsistence needs
to be met.
Noise and general activity during BP’s
proposed drilling program have the
potential to impact marine mammals
hunted by Native Alaskans.
Additionally, if an oil spill occurred
(even though it is unlikely), there could
be impacts to marine mammals hunted
by Native Alaskans and to the hunts
themselves. In the case of cetaceans, the
most common reaction to anthropogenic
sounds (as noted previously in this
document) is avoidance of the
ensonified area. In the case of bowhead
whales, this often means that the
animals divert from their normal
migratory path by several kilometers.
Helicopter activity also has the potential
to disturb cetaceans and pinnipeds by
causing them to vacate the area.
Additionally, general vessel presence in
the vicinity of traditional hunting areas
could negatively impact a hunt.
In the case of subsistence hunts for
bowhead whales in the Beaufort Sea,
there could be an adverse impact on the
hunt if the whales were deflected
seaward (further from shore) in
traditional hunting areas. The impact
would be that whaling crews would
have to travel greater distances to
intercept westward migrating whales,
thereby creating a safety hazard for
whaling crews and/or limiting chances
of successfully striking and landing
bowheads.
Oil spills might affect the hunt for
bowhead whales. The harvest period for
bowhead whales is probably the time of
greatest risk that a relatively large-scale
spill would reduce the availability of
bowhead whales for subsistence uses.
Pipeline spills are possible for the total
production period of Northstar. Spills
could occur at any time of the year.
However, spills at most times of year
would not affect bowheads, as
bowheads are present near Northstar for
only several weeks during late summer
and early autumn. Bowheads travel
along migration corridors that are far
offshore of the planned production
islands and pipelines during spring and
somewhat offshore of those facilities
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during autumn. Under the prevailing
east-wind conditions, oil spills from
Northstar would not move directly into
the main hunting area east and north of
Cross Island. However, oil spills could
extend into the hunting area under
certain wind and current regimes
(Anderson et al., 1999).
Even in the case of a major spill, it is
unlikely that more than a small minority
of the bowheads encountered by hunters
would be contaminated by oil. However,
disturbance associated with
reconnaissance and cleanup activities
could affect whales and thus
accessibility of whales to hunters. In the
very unlikely event that a major spill
incident occurred during the relatively
short fall whaling season, it is possible
that hunting would be affected
significantly.
Ringed seals are more likely than
bowheads to be affected by spill
incidents because they occur in the
development areas throughout the year
and are more likely than whales to
occur close to Northstar. Small numbers
of bearded seals could also be affected,
especially by a spill during the openwater season. Potential effects on
subsistence use of seals will still be
relatively low, as the areas most likely
to be affected are not areas heavily used
for seal hunting. However, wind and
currents could carry spilled oil west
from Northstar to areas where seal
hunting occurs. It is possible that oilcontaminated seals could be harvested.
Oil spill cleanup activity could
exacerbate and increase disturbance
effects on subsistence species, cause
localized displacement of subsistence
species, and alter or reduce access to
those species by hunters. On the other
hand, the displacement of marine
mammals away from oil-contaminated
areas by cleanup activities would
reduce the likelihood of direct contact
with oil and thus reduce the likelihood
of tainting or other impacts on the
mammals.
One of the most persistent effects of
EVOS was the reduced harvest and
consumption of subsistence resources
due to the local perception that they had
been tainted by oil (Fall and Utermohle,
1995). The concentrations of petroleumrelated aromatic compound (AC)
metabolites in the bile of harbor seals
were greatly elevated in harbor seals
from oiled areas of Prince William
Sound (PWS). Mean concentrations of
phenanthrene equivalents for oiled seals
from PWS were over 70 times greater
than for control areas and over 20 times
higher than for presumably unoiled
areas of PWS (Frost et al., 1994b).
Concentrations of hydrocarbons in
harbor seal tissues collected in PWS 1
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year after EVOS were not significantly
different from seals collected in nonoiled areas; however, average
concentrations of AC metabolites in bile
were still significantly higher than those
observed in un-oiled areas (Frost et al.,
1994b). The pattern of reduced
consumption of marine subsistence
resources by the local population
persisted for at least 1 year. Most
affected communities had returned to
documented pre-spill harvest levels by
the third year after the spill. Even then,
some households in these communities
still reported that subsistence resources
had not recovered to pre-spill levels.
Harvest levels of subsistence resources
for the three communities most affected
by the spill still were below pre-spill
averages even after 3 years. By then, the
concern was mainly about smaller
numbers of animals rather than
contamination. However, contamination
remained an important concern for
some households (Fall and Utermohle,
1995). As an example, an elder stopped
eating local salmon after the spill, even
though salmon is the most important
subsistence resource, and he ate it every
day up to that point. Similar effects
could be expected after a spill on the
North Slope, with the extent of the
decline in harvest and use, and the
temporal duration of the effect,
dependent upon the size and location of
the spill. This analysis reflects the local
perception that oil spills pose the
greatest potential danger associated with
offshore oil production.
Plan of Cooperation (POC)
Regulations at 50 CFR 216.104(a)(12)
require MMPA authorization applicants
for activities that take place in Arctic
waters to provide a POC or information
that identifies what measures have been
taken and/or will be taken to minimize
adverse effects on the availability of
marine mammals for subsistence
purposes. BP and the Alaska Eskimo
Whaling Commission (AEWC)
established a conflict avoidance
agreement to mitigate the noise and/or
traffic impacts of offshore oil and gas
production related activities on
subsistence whaling. In addition, the
NSB and residents from Barrow,
Nuiqsut, and Kaktovik participated in
the development of the Final
Environmental Impact Statement (FEIS)
for the Northstar project. Local residents
provided traditional knowledge of the
physical, biological, and human
environment, which was incorporated
into the Northstar FEIS. Also included
in the Northstar FEIS is information
gathered from the 1996 community data
collection, along with relevant
testimony during past public hearings in
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39743
the communities of Barrow, Nuiqsut,
and Kaktovik. This data collection has
helped ensure that the concerns of NSB
residents about marine mammals and
subsistence are taken into account in the
development of the project designs,
permit stipulations, monitoring
programs, and mitigation measures.
BP meets annually with communities
on the North Slope to discuss the
Northstar Development project.
Stakeholder and peer review meetings
convened by NMFS have been held at
least annually from 1998 to the present
to discuss proposed monitoring and
mitigation plans, and results of
completed monitoring and mitigation.
Those meetings have included
representatives of the concerned
communities, the AEWC, the NSB,
Federal, state, and university biologists,
the Marine Mammal Commission, and
other interested parties. One function of
those meetings has been to coordinate
planned construction and operational
activities with subsistence whaling
activity. The agreements have and likely
will address the following: Operational
agreement and communications
procedures; when/where agreement
becomes effective; general
communications scheme, by season;
Northstar Island operations, by season;
conflict avoidance; seasonally sensitive
areas; vessel navigation; air navigation;
marine mammal and acoustic
monitoring activities; measures to avoid
impacts to marine mammals; measures
to avoid impacts in areas of active
whaling; emergency assistance; and
dispute resolution process.
Most vessel and helicopter traffic will
occur inshore of the bowhead migration
corridor. BP does not often approach
bowhead whales with these vessels or
aircraft. Insofar as possible, BP will
ensure that vessel traffic near areas of
particular concern for whaling will be
completed before the end of August, as
the fall bowhead hunts in Kaktovik and
Cross Island (Nuiqsut) typically begin
around September 1 each year.
Additionally, any approaches of
bowhead whales by vessels or
helicopters will not occur within the
area where Nuiqsut hunters typically
search for bowheads. Essential traffic to
and from Northstar has been and will
continue to be closely coordinated with
the NSB and AEWC to avoid disruptions
of subsistence activities. Unless limited
by weather conditions, BP maintains a
minimum flight altitude of 1,000 ft (305
m), except during takeoffs and landings,
and all helicopter transits occur in a
specified corridor from the mainland.
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Unmitigable Adverse Impact Analysis
and Preliminary Determination
NMFS has preliminarily determined
that BP’s proposed operation of the
Northstar facility will not have an
unmitigable adverse impact on the
availability of marine mammal species
or stocks for taking for subsistence uses.
This preliminary determination is
supported by the fact that BP works
closely with the NSB, AEWC, and
hunters of Nuiqsut to ensure that
impacts are avoided or minimized
during the annual fall bowhead whale
hunt at Cross Island (the closest whale
hunt to Northstar). Vessel and air traffic
will be kept to a minimum during the
bowhead hunt in order to keep from
harassing the animals, which could
possibly make them more difficult to
hunt. To minimize the potential for
conflicts with subsistence users, marine
vessels transiting between Prudhoe Bay
or West Dock and Northstar Island
travel shoreward of the barrier islands
as much as possible and avoid the Cross
Island area during the bowhead hunting
season in autumn. The fall hunt at
Kaktovik occurs well to the east of
Northstar (approximately 124 mi [200
km] away), so there should be no
impacts to hunters of that community,
since the whales will reach Kaktovik
well before they enter areas that may be
ensonified by activities at Northstar.
Barrow is more than 155 mi (250 km)
west of Northstar. Even though the
whales will have to pass by Northstar
before reaching Barrow for the fall hunt,
the community is well beyond the range
of detectable noise from Northstar. In
the spring, the whales will reach Barrow
before Northstar. Therefore, no impacts
are anticipated on the spring bowhead
whale hunt for the Barrow community.
Beluga whales are not a primary target
of subsistence hunts by the Beaufort Sea
communities. However, Nuiqsut
whalers at Cross Island have been
known to take a beluga in conjunction
with the fall bowhead whale hunt.
Therefore, the reasons stated previously
regarding no unmitigable adverse
impact to bowhead hunting at Cross
Island are also applicable to beluga
hunts. Additionally, should Kaktovik or
Barrow conduct a beluga hunt, the
distance from Northstar of these two
communities would ensure no
unmitigable adverse impact to those
hunts.
Subsistence hunts of ice seals can
occur year-round in the Beaufort Sea.
However, hunts do not typically occur
in the direct vicinity of Northstar. Some
of the more established seal hunts occur
in areas more than 20–30 mi (32–48 km)
from Northstar. It is not anticipated that
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there would be any impacts to the seals
themselves that would make them
unavailable to Native Alaskans.
Additionally, there is not anticipated to
be any adverse effects to the hunters due
to conflicts with them in traditional
hunting grounds.
In the unlikely event of a major oil
spill that spread into Beaufort Sea ice or
water, there could be major impacts on
the availability of marine mammals for
subsistence uses. As discussed earlier in
this document, the probability of a
major oil spill occurring over the life of
the project is low (S.L. Ross
Environmental Research Ltd., 1998).
Additionally, BP developed an oil spill
prevention and contingency response
plan, which was approved by several
Federal agencies, including the U.S.
Coast Guard. BP also conducts routine
inspections of and maintenance on the
pipeline (as described earlier in this
document; see the ‘‘Expected Activities
in 2011–2016’’ section) to help reduce
the likelihood of a major oil spill. To
help with preparedness in the event of
a major oil spill, BP conducts
emergency and oil spill response
training activities at various times
throughout the year. Equipment and
techniques used during oil spill
response exercises are continually
updated.
Based on the measures described in
BP’s POC, the proposed mitigation and
monitoring measures (described earlier
in this document), and the project
design itself, NMFS has determined
preliminarily that there will not be an
unmitigable adverse impact on
subsistence uses from BP’s operation of
the Northstar facility. Even though there
could be unmitigable adverse impacts
on subsistence uses from a major oil
spill, because of the low probability of
such an event occurring and the
measures that BP implements to reduce
the likelihood of a major oil spill, NMFS
has preliminarily determined that there
will not be an unmitigable adverse
impact to subsistence uses from an oil
spill at Northstar.
Endangered Species Act (ESA)
On March 4, 1999, NMFS concluded
consultation with the U.S. Army Corps
of Engineers on permitting the
construction and operation of the
Northstar site. The finding of that
consultation was that construction and
operation at Northstar is not likely to
jeopardize the continued existence of
the bowhead whale. Since no critical
habitat has been established for that
species, the consultation also concluded
that none would be affected.
The bowhead whale is still the only
species listed as endangered under the
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ESA found in the proposed project area.
However, on December 10, 2010, NMFS
published notification of proposed
threatened status for subspecies of the
ringed seal (75 FR 77476) and
notification of proposed threatened and
not warranted status for subspecies and
distinct population segments of the
bearded seal (75 FR 77496) in the
Federal Register. These species will
likely be listed as threatened under the
ESA prior to expiration of these
regulations (if issued). Therefore, the
NMFS Permits, Conservation and
Education Division will consult with
the NMFS Endangered Species Division
on the issuance of regulations and
subsequent LOAs under section
101(a)(5)(A) of the MMPA for this
activity. This consultation will be
concluded prior to a determination on
the issuance of the final rule and will be
taken into account in decision-making
on the final rule and LOA.
National Environmental Policy Act
(NEPA)
On February 5, 1999 (64 FR 5789), the
Environmental Protection Agency noted
the availability for public review and
comment of a FEIS prepared by the U.S.
Army Corps of Engineers under NEPA
on Beaufort Sea oil and gas
development at Northstar. Based upon a
review of the FEIS and comments
received on the Draft and Final EIS,
NMFS adopted the FEIS on May 18,
2000. Because of the age of the FEIS and
the availability of new scientific
information, NMFS is currently
conducting a new analysis, pursuant to
NEPA, to determine whether or not the
issuance of MMPA rulemaking and
subsequent LOA(s) may have a
significant effect on the human
environment. This analysis will be
completed prior to the issuance or
denial of these proposed regulations and
will be taken into account in decisionmaking on the final rule and LOA.
Classification
OMB has determined that this
proposed rule is not significant for
purposes of Executive Order 12866.
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), the
Chief Counsel for Regulation of the
Department of Commerce has certified
to the Chief Counsel for Advocacy of the
Small Business Administration that this
proposed rule, if adopted, would not
have a significant economic impact on
a substantial number of small entities.
BP Exploration (Alaska) Inc. is the only
entity that would be subject to the
requirements in these proposed
regulations. BP Exploration (Alaska) Inc.
is an upstream strategic performance
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unit of the BP Group. Globally, BP ranks
among the 10 largest oil companies and
is the fourth largest corporation. In
2008, BP Exploration (Alaska) Inc. had
2,000 employees alone, and, as of
December 31, 2009, BP Group had more
than 80,000 employees worldwide.
Therefore, it is not a small governmental
jurisdiction, small organization, or small
business, as defined by the RFA.
Because of this certification, a
regulatory flexibility analysis is not
required and none has been prepared.
Notwithstanding any other provision
of law, no person is required to respond
to nor shall a person be subject to a
penalty for failure to comply with a
collection of information subject to the
requirements of the Paperwork
Reduction Act (PRA) unless that
collection of information displays a
currently valid OMB control number.
This proposed rule contains collectionof-information requirements subject to
the provisions of the PRA. These
requirements have been approved by
OMB under control number 0648–0151
and include applications for regulations,
subsequent LOAs, and reports. Send
comments regarding any aspect of this
data collection, including suggestions
for reducing the burden, to NMFS and
the OMB Desk Officer (see ADDRESSES).
List of Subjects in 50 CFR Part 217
Exports, Fish, Imports, Indians,
Labeling, Marine mammals, Penalties,
Reporting and recordkeeping
requirements, Seafood, Transportation.
Dated: June 23, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
PART 217—REGULATIONS
GOVERNING THE TAKE OF MARINE
MAMMALS INCIDENTAL TO
SPECIFIED ACTIVITIES
1. The authority citation for part 217
continues to read as follows:
Authority: 16 U.S.C. 1361 et seq.
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2. Subpart O is added to part 217 to
read as follows:
Subpart O—Taking of Marine Mammals
Incidental to Operation of Offshore Oil and
Gas Facilities in the U.S. Beaufort Sea
Sec.
217.140 Specified activity and specified
geographical region.
217.141 Effective dates.
217.142 Permissible methods of taking.
217.143 Prohibitions.
217.144 Mitigation.
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Subpart O—Taking of Marine Mammals
Incidental to Operation of Offshore Oil
and Gas Facilities in the U.S. Beaufort
Sea
§ 217.140 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to BP Exploration (Alaska) Inc.
(BP) and those persons it authorizes to
conduct activities on its behalf for the
taking of marine mammals that occurs
in the area outlined in paragraph (b) of
this section and that occurs incidental
to operation of offshore oil and gas
facilities in the U.S. Beaufort Sea,
Alaska, in the Northstar Development
Area.
(b) The taking of marine mammals by
BP may be authorized in a Letter of
Authorization only if it occurs in the
geographic region that encompasses the
Northstar Oil and Gas Development area
within state and/or Federal waters in
the U.S. Beaufort Sea.
§ 217.141
Effective dates.
Regulations in this subpart become
effective upon issuance of the final rule.
§ 217.142
For reasons set forth in the preamble,
50 CFR part 217 is proposed to be
amended as follows:
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217.145 Measures to ensure availability of
species for subsistence uses.
217.146 Requirements for monitoring and
reporting.
217.147 Applications for Letters of
Authorization.
217.148 Letters of Authorization.
217.149 Renewal of Letters of Authorization
and adaptive management.
217.150 Modifications of Letters of
Authorization.
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 and
217.148 of this chapter, the Holder of
the Letter of Authorization (hereinafter
‘‘BP’’) may incidentally, but not
intentionally, take marine mammals
within the area described in
§ 217.140(b), provided the activity is in
compliance with all terms, conditions,
and requirements of the regulations in
this subpart and the appropriate Letter
of Authorization.
(b) The activities identified in
§ 217.140(a) must be conducted in a
manner that minimizes, to the greatest
extent practicable, any adverse impacts
on marine mammals and their habitat.
(c) The incidental take of marine
mammals under the activities identified
in § 217.140(a) is limited to the
following species and by the indicated
method and amount of take:
(1) Level B Harassment:
(i) Cetaceans:
(A) Bowhead whale (Balaena
mysticetus)—75 (an average of 15
annually)
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(B) Gray whale (Eschrichtius
robustus)—10 (an average of 2
annually)
(C) Beluga whale (Delphinapterus
leucas)—100 (an average of 20
annually)
(ii) Pinnipeds:
(A) Ringed seal (Phoca hispida)—155
(an average of 31 annually)
(B) Bearded seal (Erignathus
barbatus)—25 (an average of 5
annually)
(C) Spotted seal (Phoca largha)—25
(an average of 5 annually)
(2) Level A Harassment and Mortality:
Ringed seal—25 (an average of 5
annually)
§ 217.143
Prohibitions.
Notwithstanding takings
contemplated in § 217.140 and
authorized by a Letter of Authorization
issued under §§ 216.106 and 217.148 of
this chapter, no person in connection
with the activities described in
§ 217.140 may:
(a) Take any marine mammal not
specified in § 217.142(c);
(b) Take any marine mammal
specified in § 217.142(c) other than by
incidental take as specified in
§§ 217.142(c)(1) and (c)(2);
(c) Take a marine mammal specified
in § 217.172(c) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal;
(d) Take a marine mammal specified
in § 217.172(c) if such taking results in
an unmitigable adverse impact on the
species or stock for taking for
subsistence uses; or
(e) Violate, or fail to comply with, the
terms, conditions, and requirements of
this subpart or a Letter of Authorization
issued under §§ 216.106 and 217.148 of
this chapter.
§ 217.144
Mitigation.
(a) When conducting the activities
identified in § 217.140(a), the mitigation
measures contained in the Letter of
Authorization issued under §§ 216.106
and 217.148 must be implemented.
These mitigation measures include but
are not limited to:
(1) Ice-covered Season:
(i) In order to reduce the taking of
ringed seals to the lowest level
practicable, BP must begin winter
construction activities, principally ice
roads, as soon as possible once weather
and ice conditions permit such activity.
(ii) Any ice roads or other
construction activities that are initiated
after March 1, in previously undisturbed
areas in waters deeper than 10 ft (3 m),
must be surveyed, using trained dogs in
order to identify and avoid ringed seal
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structures by a minimum of 492 ft (150
m).
(iii) After March 1 of each year,
activities should avoid, to the greatest
extent practicable, disturbance of any
located seal structure.
(2) Open-water Season:
(i) BP will establish and monitor,
during all daylight hours, a 190 dB re
1 μPa (rms) safety zone for seals around
the island for all activities with sound
pressure levels (SPLs) that are expected
to exceed that level in waters beyond
the Northstar facility on Seal Island.
(ii) BP will establish and monitor,
during all daylight hours, a 180 dB re
1 μPa (rms) safety zone for whales
around the island for all activities with
SPLs that are expected to exceed that
level in waters beyond the Northstar
facility at Seal Island.
(iii) If any marine mammals are
observed within the relevant safety
zone, described in § 217.144(a)(2)(i) or
(ii), the activity creating the noise will
shutdown or reduce its SPL sufficiently
to ensure that received SPLs do not
exceed those prescribed SPL intensities
at the affected marine mammal. The
shutdown or reduced SPL shall be
maintained until such time as the
observed marine mammal(s) has been
seen to have left the applicable safety
zone or until 15 minutes have elapsed
in the case of a pinniped or odontocete
or 30 minutes in the case of a mysticete
without resighting, whichever occurs
sooner.
(iv) The entire safety zones prescribed
in § 217.144(a)(2)(i) or (ii) must be
visible during the entire 30-minute preactivity monitoring time period in order
for the activity to begin.
(v) New drilling into oil-bearing strata
shall not take place during either openwater or spring-time broken ice
conditions.
(vi) All non-essential boats, barge, and
air traffic will be scheduled to avoid
periods when bowhead whales are
migrating through the area where they
may be affected by noise from these
activities.
(3) Helicopter flights to support
Northstar activities must be limited to a
corridor from Seal Island to the
mainland, and, except when limited by
weather or personnel safety, must
maintain a minimum altitude of 1,000 ft
(305 m), except during takeoff and
landing.
(4) Additional mitigation measures as
contained in a Letter of Authorization
issued under §§ 216.106 and 217.148 of
this chapter.
(b) [Reserved]
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19:18 Jul 05, 2011
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§ 217.145 Measures to ensure availability
of species for subsistence uses.
When applying for a Letter of
Authorization pursuant to § 217.147 or
a renewal of a Letter of Authorization
pursuant to § 217.149, BP must submit
a Plan of Cooperation that identifies
what measures have been taken and/or
will be taken to minimize any adverse
effects on the availability of marine
mammal species or stocks for taking for
subsistence uses. A plan shall include
the following:
(a) A statement that the applicant has
notified and met with the affected
subsistence communities to discuss
proposed activities and to resolve
potential conflicts regarding timing and
methods of operation;
(b) A description of what measures BP
has taken and/or will take to ensure that
the proposed activities will not interfere
with subsistence whaling or sealing; and
(c) What plans BP has to continue to
meet with the affected communities to
notify the communities of any changes
in operation.
§ 217.146 Requirements for monitoring
and reporting.
(a) BP must notify the Alaska Regional
Office, NMFS, within 48 hours of
starting ice road construction, cessation
of ice road usage, and the
commencement of icebreaking activities
for the Northstar facility.
(b) BP must designate qualified, onsite individuals, approved in advance
by NMFS, to conduct the mitigation,
monitoring, and reporting activities
specified in the Letter of Authorization
issued under §§ 216.106 and 217.148 of
this chapter.
(c) Monitoring measures during the
ice-covered season shall include, but are
not limited to, the following:
(1) After March 1, trained dogs must
be used to detect seal lairs in previously
undisturbed areas that may be
potentially affected by on-ice
construction activity, if any. Surveys for
seal structures should be conducted to
a minimum distance of 492 ft (150 m)
from the outer edges of any disturbance.
(2) If ice road construction occurs
after March 1, conduct a follow-up
assessment in May of that year of the
fate of all seal structures located during
monitoring conducted under
§ 217.146(c)(1) near the physically
disturbed areas.
(3) BP shall conduct acoustic
measurements to document sound
levels, characteristics, and
transmissions of airborne sounds with
expected source levels of 90 dBA or
greater created by on-ice activity at
Northstar that have not been measured
in previous years. In addition, BP shall
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conduct acoustic measurements to
document sound levels, characteristics,
and transmissions of airborne sounds
for sources on Northstar Island with
expected received levels at the water’s
edge that exceed 90 dBA that have not
been measured in previous years.
(d) Monitoring measures during the
open-water season shall include, but are
not limited to, the following:
(1) Acoustic monitoring of the
bowhead whale migration.
(2) BP shall monitor the safety zones
of activities capable of producing pulsed
underwater sound with levels ≥180 or
≥190 dB re 1 μPa (rms) at locations
where whales or seals could be exposed.
At least one on-island observer shall be
stationed at a location providing an
unobstructed view of the predicted
safety zone. The observer(s) shall scan
the safety zone continuously for marine
mammals for 30 minutes prior to the
operation of the sound source.
Observations shall continue during all
periods of operation. The observer shall
record the: Species and numbers of
marine mammals seen within the 180 or
190 dB zones; bearing and distance of
the marine mammals from the
observation point; and behavior of
marine mammals and any indication of
disturbance reactions to the monitored
activity.
(e) BP shall conduct any additional
monitoring measures contained in a
Letter of Authorization issued under
§§ 216.106 and 217.148 of this chapter.
(f) BP shall submit an annual report
to NMFS within the time period
specified in a Letter of Authorization
issued under §§ 216.106 and 217.148 of
this chapter.
(g) If specific mitigation and
monitoring are required for activities on
the sea ice initiated after March 1
(requiring searches with dogs for lairs),
during the operation of strong sound
sources (requiring visual observations
and shutdown procedures), or for the
use of new sound sources that have not
previously been measured, then a
preliminary summary of the activity,
method of monitoring, and preliminary
results shall be submitted to NMFS
within 90 days after the cessation of that
activity. The complete description of
methods, results, and discussion shall
be submitted as part of the annual
report.
(h) BP shall submit a draft
comprehensive report to NMFS, Office
of Protected Resources, and NMFS,
Alaska Regional Office (specific contact
information to be provided in Letter of
Authorization), no later than 240 days
prior to the expiration of these
regulations. This comprehensive
technical report shall provide full
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documentation of methods, results, and
interpretation of all monitoring during
the first four and a quarter years of the
LOA. Before acceptance by NMFS as a
final comprehensive report, the draft
comprehensive report shall be subject to
review and modification by NMFS
scientists.
(i) Any observations concerning
possible injuries, mortality, or an
unusual marine mammal mortality
event shall be transmitted to NMFS,
Office of Protected Resources, and the
Alaska Stranding and Disentanglement
Program (specific contact information to
be provided in Letter of Authorization),
within 48 hours of the discovery. At a
minimum, reported information shall
include: The time, date, and location
(latitude/longitude) of the animal(s); the
species identification or description of
the animal(s); the fate of the animal(s),
if known; and photographs or video
footage of the animal (if equipment is
available).
§ 217.147 Applications for Letters of
Authorization.
(a) To incidentally take marine
mammals pursuant to these regulations,
the U.S. Citizen (as defined by
§ 216.103) conducting the activity
identified in § 217.140(a) (i.e., BP) must
apply for and obtain either an initial
Letter of Authorization in accordance
with § 217.148 or a renewal under
§ 217.149.
(b) [Reserved]
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§ 217.148
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, shall be valid for
a period of time not to exceed the period
of validity of this subpart.
(b) The Letter of Authorization shall
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization shall be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s) and will
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19:18 Jul 05, 2011
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not have an unmitigable adverse impact
on the availability of species or stocks
of marine mammals for taking for
subsistence uses.
§ 217.149 Renewal of Letters of
Authorization and adaptive management.
(a) A Letter of Authorization issued
under § 216.106 and § 217.148 of this
chapter for the activity identified in
§ 217.140(a) shall be renewed upon
request by the applicant or
determination by NMFS and the
applicant that modifications are
appropriate pursuant to the adaptive
management component of these
regulations, provided that:
(1) NMFS is notified that the activity
described in the application submitted
under § 217.147 will be undertaken and
that there will not be a substantial
modification to the described work,
mitigation or monitoring undertaken
during the upcoming 12 months;
(2) NMFS recieves the monitoring
reports required under § 217.146(f) and
(g); and
(3) NMFS determines that the
mitigation, monitoring and reporting
measures required under §§ 217.144 and
217.146 and the Letter of Authorization
issued under §§ 216.106 and 217.148 of
this chapter were undertaken and will
be undertaken during the upcoming
annual period of validity of a renewed
Letter of Authorization.
(b) If either a request for a renewal of
a Letter of Authorization issued under
§§ 216.106 and 217.149 of this chapter
or a determination by NMFS and the
applicant that modifications are
appropriate pursuant to the adaptive
management component of these
regulations indicates that a substantial
modification, as determined by NMFS,
to the described work, mitigation or
monitoring undertaken during the
upcoming season will occur, NMFS will
provide the public a period of 30 days
for review and comment on the request.
Review and comment on renewals of
Letters of Authorization are restricted
to:
(1) New cited information and data
indicating that the determinations made
in this document are in need of
reconsideration, and
(2) Proposed substantive changes to
the mitigation and monitoring
requirements contained in these
regulations or in the current Letter of
Authorization.
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39747
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
(d) Adaptive Management—NMFS
may modify or augment the existing
mitigation or monitoring measures (after
consulting with BP regarding the
practicability of the modifications) if
doing so creates a reasonable likelihood
of more effectively accomplishing the
goals of mitigation and monitoring set
forth in the preamble of these
regulations. Below are some of the
possible sources of new data that could
contribute to the decision to modify the
mitigation or monitoring measures:
(1) Results from BP’s monitoring from
the previous year;
(2) Results from general marine
mammal and sound research; or
(3) Any information which reveals
that marine mammals may have been
taken in a manner, extent or number not
authorized by these regulations or
subsequent LOAs.
§ 217.150 Modifications of Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization issued by NMFS,
pursuant to §§ 216.106 and 217.148 of
this chapter and subject to the
provisions of this subpart, shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 217.149, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 217.142(c), a
Letter of Authorization issued pursuant
to §§ 216.106 and 217.148 of this
chapter may be substantively modified
without prior notification and an
opportunity for public comment.
Notification will be published in the
Federal Register within 30 days
subsequent to the action.
[FR Doc. 2011–16327 Filed 7–5–11; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 76, Number 129 (Wednesday, July 6, 2011)]
[Proposed Rules]
[Pages 39706-39747]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-16327]
[[Page 39705]]
Vol. 76
Wednesday,
No. 129
July 6, 2011
Part V
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 217
Taking and Importing Marine Mammals; Taking Marine Mammals Incidental
to Operation of Offshore Oil and Gas Facilities in the U.S. Beaufort
Sea; Proposed Rule
Federal Register / Vol. 76 , No. 129 / Wednesday, July 6, 2011 /
Proposed Rules
[[Page 39706]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 100217096-1312-01]
RIN 0648-AY63
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to Operation of Offshore Oil and Gas Facilities in the U.S.
Beaufort Sea
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from BP Exploration (Alaska) Inc.
(BP) for authorization for the take of marine mammals incidental to
operation of offshore oil and gas facilities in the U.S. Beaufort Sea,
Alaska, for the period 2011-2016. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is proposing to issue regulations to govern
that take and requesting information, suggestions, and comments on
these proposed regulations. These regulations, if issued, would include
required mitigation measures to ensure the least practicable adverse
impact on the affected marine mammal species and stocks.
DATES: Comments and information must be received no later than August
5, 2011.
ADDRESSES: You may submit comments, identified by 0648-AY63, by any one
of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov.
Hand delivery or mailing of paper, disk, or CD-ROM
comments should be addressed to Michael Payne, Chief, Permits,
Conservation and Education Division, Office of Protected Resources,
National Marine Fisheries Service, 1315 East-West Highway, Silver
Spring, MD 20910.
Comments regarding any aspect of the collection of information
requirement contained in this proposed rule should be sent to NMFS via
one of the means stated here and to the Office of Information and
Regulatory Affairs, NEOB-10202, Office of Management and Budget (OMB),
Attn: Desk Office, Washington, DC 20503, OIRA@omb.eop.gov.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.regulations.gov without
change. All Personal Identifying Information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information.
NMFS will accept anonymous comments (enter N/A in the required
fields if you wish to remain anonymous). Attachments to electronic
comments will be accepted in Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Candace Nachman, Office of Protected
Resources, NMFS, (301) 713-2289, ext. 156, or Brad Smith, Alaska
Region, NMFS, (907) 271-3023.
SUPPLEMENTARY INFORMATION:
Availability
A copy of BP's application may be obtained by writing to the
address specified above (see ADDRESSES), calling the contact listed
above (see FOR FURTHER INFORMATION CONTACT), or visiting the Internet
at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. To help NMFS
process and review comments more efficiently, please use only one
method to submit comments.
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) during periods of not more than five consecutive years each if
certain findings are made and regulations are issued or, if the taking
is limited to harassment, notice of a proposed authorization is
provided to the public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and if the permissible methods of taking
and requirements pertaining to the mitigation, monitoring and reporting
of such taking are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as:
an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as:
Any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].
Summary of Request
On November 6, 2009, NMFS received an application from BP
requesting authorization for the take of six marine mammal species
incidental to operation of the Northstar development in the Beaufort
Sea, Alaska, over the course of 5 years, which would necessitate the
promulgation of new five-year regulations. Construction of Northstar
was completed in 2001. The proposed activities for 2011-2016 include a
continuation of drilling, production, and emergency training operations
but no construction or activities of similar intensity to those
conducted between 1999 and 2001. The likely or possible impacts of the
planned continuing operations at Northstar on marine mammals involve
both non-acoustic and acoustic effects. Potential non-acoustic effects
could result from the physical presence of personnel, structures and
equipment, construction or maintenance activities, and the occurrence
of oil spills. Petroleum development and associated activities in
marine waters introduce sound into the environment, produced by island
construction, maintenance, and drilling, as well as vehicles operating
on the ice, vessels, aircraft, generators, production machinery, gas
flaring, and camp operations. BP requests authorization to take
individuals of three cetacean and three pinniped species by Level B
Harassment. They are: Bowhead, gray, and beluga whales and ringed,
bearded, and spotted seals. Further, BP requests authorization to take
five individual ringed seals by injury or mortality annually over the
course of the 5-year rule.
Description of the Specified Activity
Background on the Northstar Development Facility
BP is currently producing oil from an offshore development in the
Northstar Unit (see Figure 1 in BP's application). This development is
the first in the Beaufort Sea that makes use of a subsea pipeline to
transport oil to shore and
[[Page 39707]]
then into the Trans-Alaska Pipeline System. The Northstar facility was
built in State of Alaska waters on the remnants of Seal Island
approximately 6 mi (9.5 km) offshore from Point Storkersen, northwest
of the Prudhoe Bay industrial complex, and 3 mi (5 km) seaward of the
closest barrier island. It is located approximately 54 mi (87 km)
northeast of Nuiqsut, an Inupiat community.
The main facilities associated with Northstar include a gravel
island work surface for drilling and oil production facilities and two
pipelines connecting the island to the existing infrastructure at
Prudhoe Bay. One pipeline transports crude oil to shore, and the second
imports gas from Prudhoe Bay for gas injection at Northstar. Permanent
living quarters and supporting oil production facilities are also
located on the island.
The construction of Northstar began in early 2000 and continued
through 2001. BP states that activities with similar intensity to those
that occurred during the construction phase between 2000 and 2001 are
not planned or expected for any date within the 5-year period that
would be governed by the proposed regulations (i.e., 2011-2016). Well
drilling began on December 14, 2000, and oil production commenced on
October 31, 2001. Construction and maintenance activities occurred
annually on the protection barrier around Northstar due to ice and
storm impacts. In August 2003, two barges made a total of 52 round-
trips to haul 30,000 cubic yards of gravel from West Dock for berm
construction. Depending on the actual damage, repair and maintenance in
the following years consisted of activities such as creating a moat for
diver access, removing concrete blocks in areas that had sustained
erosion and/or block damage, and installing a new layer of filter
fabric. In 2008, BP installed large boulders at the NE corner of the
barrier instead of replacing the lower concrete blocks that were
removed during a storm.
The planned well-drilling program for Northstar was completed in
May 2004. Drilling activities to drill new wells, conduct well
maintenance, and drill well side-tracks continued in 2006 (six wells),
2007 (two wells), and 2008 (two wells). The drill rig was demobilized
and removed from the island by barge during the 2010 open water period.
Although future drilling is not specifically planned, drilling of
additional wells or well work-over may be required at some time in the
future. A more detailed description of past construction, drilling, and
production activities at Northstar can be found in BP's application
(see ADDRESSES).
Expected Activities in 2011-2016
During the 5-year period from 2011-2016, BP intends to continue
production and emergency training operations. As mentioned previously,
drilling is not specifically planned for the 2011-2016 time period but
may be required at some point in the future. The activities described
next could occur at any time during the 5-year period. Table 2 in BP's
application (see ADDRESSES) summarizes the vehicles and machinery used
during BP's Northstar activities since the development of Northstar
Island. Although all these activities are not planned to take place
during the 2011-2016 operational phase, some of the equipment may be
required to repair or replace existing structures or infrastructure on
Northstar in the future.
(1) Transportation of Personnel, Equipment, and Supplies
Transportation needs for the Northstar project include the ability
to safely transport personnel, supplies, and equipment to and from the
site during repairs or maintenance, drilling, and operations in an
offshore environment. During proposed island renewal construction that
may take place during the requested time period, quantities of pipes,
vertical support members (i.e., posts that hold up terrestrial
pipelines), gravel, and a heavy module will be transported to the site.
Drilling operations require movement of pipe materials, chemicals, and
other supplies to the island. During ongoing field operations,
equipment and supplies will need to be transported to the site. All
phases of construction, drilling, and operation require movement of
personnel to and from the Northstar area.
During the operations phase from 2002-2009, fewer ice roads were
required compared to the construction phase (2000-2001). The future
scope of ice road construction activities during ongoing production is
expected to be similar to the post-construction period of 2002-2009.
The locations, dimensions, and construction techniques of these ice
roads are described in the multi-year final comprehensive report
(Richardson [ed.], 2008). The presence of ice roads allows the use of
standard vehicles such as pick-ups, SUVs, buses and trucks for
transport of personnel and equipment to and from Northstar during the
ice-covered period. Ice roads are planned to be constructed and used as
a means of winter transportation for the duration of Northstar
operations. The orientation of future ice roads is undetermined, but
will not exceed the number of ice roads created during the winter of
2000/2001.
Barges and Alaska Clean Seas (ACS) vessels are used to transport
personnel and equipment from the Prudhoe Bay area to Northstar during
the open-water season, which extends from approximately mid- to late-
July through early to mid-October. Seagoing barges are used to
transport large modules and other supplies and equipment during the
construction period.
Helicopter access to Northstar Island continues to be an important
transportation option during break-up and freeze-up of the sea ice when
wind, ice conditions, or other operational considerations prevent or
limit hovercraft travel. Helicopters will be used for movement of
personnel and supplies in the fall after freeze-up begins and vessel
traffic is not possible but before ice roads have been constructed.
Helicopters will also be used in the spring after ice roads are no
longer safe for all-terrain vehicles (ATVs) but before enough open
water is available for vessel traffic. Helicopters are also available
for use at other times of year in emergency situations. Helicopters fly
at an altitude of at least 1,000 ft (305 m), except for take-off,
landing, and as dictated for safe aircraft operations. Designated
flight paths are assigned to minimize potential disturbance to wildlife
and subsistence users.
The hovercraft is used to transport personnel and supplies during
break-up and freeze-up periods to reduce helicopter use. BP intends to
continue the use of the hovercraft in future years. Specifications of
the hovercraft and sound characteristics are described in Richardson
([ed.] 2008) and Blackwell and Greene (2005).
(2) Production Operations
The process facilities for the Northstar project are primarily
prefabricated sealift modules that were shipped to the island and
installed in 2001. The operational aspects of the Northstar production
facility include the following: Two diesel generators (designated
emergency generators); three turbine generators for the power plant,
operating at 50 percent duty cycle (i.e., only two will be operating at
any one time); two high pressure turbine compressors; one low pressure
flare; and one high pressure flare. Both flares are located on the 215
ft (66 m) flare tower. Modules for the facility include permanent
living quarters (i.e., housing, kitchen/dining, lavatories, medical,
recreation, office, and laundry space), utility module (i.e.,
desalinization plant,
[[Page 39708]]
emergency power, and wastewater treatment plant), warehouse/shop
module, communications module, diesel and potable water storage, and
chemical storage. Operations have been continuing since oil production
began on October 31, 2001 and are expected to continue beyond 2016.
(3) Drilling Operations
The drilling rig and associated equipment was moved by barge to
Northstar Island from Prudhoe Bay during the open-water season in 2000.
Drilling began in December 2000 using power supplied by the installed
gas line. The first well drilled was the Underground Injection Control
well, which was commissioned for disposal of permitted muds and
cuttings on January 26, 2001. After Northstar facilities were
commissioned, drilling above reservoir depth resumed, while drilling
below that depth is allowed only during the ice covered period.
Although future drilling is not specifically planned during the
requested time period for this proposed rule, drilling of additional
wells or well work-over may be required at some time during 2011-2016.
(4) Pipeline Design, Inspection, and Maintenance
The Northstar pipelines have been designed, installed, and
monitored to assure safety and leak prevention. Pipeline monitoring and
surveillance activities have been conducted since oil production began,
and BP will conduct long-term monitoring of the pipeline system to
assure design integrity and to detect any potential problems through
the life of the Northstar development. The program will include visual
inspections/aerial surveillance and pig (a gauging/cleaning device)
inspections.
The Northstar pipelines include the following measures to assure
safety and leak prevention:
Under the pipeline design specifications, the tops of the
pipes are 6-8 ft (1.8-2.4 m) below the original seabed (this is 2 times
the deepest measured ice gouge);
The oil pipeline uses higher yield steel than required by
design codes as applied to internal pressure (by a factor of over 2.5
times). This adds weight and makes the pipe stronger. The 10-in (25.4-
cm) diameter Northstar oil pipeline has thicker walls than the 48-in
(122-cm) diameter Trans-Alaska Pipeline;
The pipelines are designed to bend without leaking in the
event of ice keel impingement or the maximum predicted subsidence from
permafrost thaw;
The pipelines are coated on the outside and protected with
anodes to prevent corrosion; and
The shore transition is buried to protect against storms,
ice pile-up, and coastal erosion. The shore transition valve pad is
elevated and set back from the shoreline.
A best-available-technology leak detection system is being used
during operations to monitor for any potential leaks. The Northstar
pipeline incorporates two independent, computational leak detection
systems: (1) The Pressure Point Analysis (PPA) system, which detects a
sudden loss of pressure in the pipeline; and (2) the mass balance leak
detection system, which supplements the PPA. Furthermore, an
independent hydrocarbon sensor, the LEOS leak detection system, located
between the two pipelines, can detect hydrocarbon vapors and further
supplements the other systems.
Intelligent inspection pigs are used during operations to
monitor pipe conditions and measure any changes.
The line is constructed with no flanges, valves, or
fittings in the subsea section to reduce the likelihood of equipment
failure.
During operations, BP conducts aerial forward looking infrared
(FLIR) surveillance of the offshore and onshore pipeline corridors at
least once per week (when conditions allow), to detect pipeline leaks.
Pipeline isolation valves are inspected on a regular basis. In addition
to FLIR observations/inspections, BP conducts a regular oil pipeline
pig inspection program to assess continuing pipeline integrity. The
LEOS Leak Detection System is used continuously to detect under-ice
releases during the ice covered period.
The pipelines are also monitored annually to determine any
potential sources of damage along the pipeline route. The monitoring
work has been conducted in two phases: (1) A helicopter-based
reconnaissance of strudel drainage features in early June; and (2) a
vessel-based survey program in late July and early August. During the
vessel-based surveys, multi-beam, single-beam, and side scan sonar are
used. These determine the locations and characteristics of ice gouges
and strudel scour depressions in the sea bottom along the pipeline
route and at additional selected sites where strudel drainage features
have been observed. If strudel scour depressions are identified,
additional gravel fill is placed in the open water season to maintain
the sea bottom to original pipeline construction depth.
(5) Routine Repair and Maintenance
Various routine repair and maintenance activities have occurred
since the construction of Northstar. Examples of some of these
activities include completion and repair of the island slope protection
berm and well cellar retrofit repairs. Activities associated with these
repairs or modifications are reported in the 1999-2004 final
comprehensive report (Rodrigues and Williams, 2006) and since 2005 in
the various Annual Reports (Rodrigues et al., 2006; Rodrigues and
Richardson, 2007; Aerts and Rodrigues, 2008; Aerts, 2009). Some of
these activities, such as repair of the island slope protection berm,
were major repairs that involved the use of barges and heavy equipment,
while others were smaller-scale repairs involving small pieces of
equipment and hand operated tools. The berm surrounding the island is
designed to break waves and ice movement before they contact the island
work surface and is subjected to regular eroding action from these
forces. The berm and sheet pile walls will require regular surveying
and maintenance in the future. Potential repair and maintenance
activities that are expected to occur at Northstar during the period
2011-2016 include pile driving, traffic, gravel transport, dock
construction and maintenance, diving and other activities similar to
those that have occurred in the past.
(6) Emergency and Oil Spill Response Training
Emergency and oil spill response training activities are conducted
at various times throughout the year at Northstar. Oil spill drill
exercises are conducted by ACS during both the ice-covered and open-
water periods. During the ice-covered periods, exercises are conducted
for containment of oil in water and for detection of oil under ice.
These spill drills have been conducted on mostly bottom-fast ice in an
area 200 ft x 200 ft (61 m x 61 m) located just west of the island,
using snow machines and ATVs. The spill drill includes the use of
various types of equipment to cut ice slots or drill holes through the
floating sea ice. Typically, the snow is cleared from the ice surface
with a Bobcat loader and snow blower to allow access to the ice. Two
portable generators are used to power light plants at the drill site.
The locations and frequency of future spill drills or exercises will
vary depending on the condition of the sea ice and training needs.
ACS conducts spill response training activities during the open-
water season
[[Page 39709]]
during late July through early October. Vessels used as part of the
training typically include Zodiacs, Kiwi Noreens, and Bay-class boats
that range in length from 12-45 ft (3.7-13.7 m). Future exercises could
include other vessels and equipment.
ARKTOS amphibious emergency escape vehicles are stationed on
Northstar Island. Each ARKTOS is capable of carrying 52 people.
Training exercises with the ARKTOS are conducted monthly during the
ice-covered period. ARKTOS training exercises are not conducted during
the summer. Equipment and techniques used during oil spill response
exercises are continually updated, and some variations relative to the
activities described here are to be expected.
(7) Northstar Abandonment
Detailed plans for the decommissioning of Northstar will be
prepared near the end of field life, which will not occur during the
period requested for these proposed regulations. For additional
information on abandonment and decommissioning of the Northstar
facility, refer to BP's application (see ADDRESSES).
Northstar Sound Characteristics
During continuing production activities at Northstar, sounds and
non-acoustic stimuli will be generated by vehicle traffic, vessel
operations, helicopter operations, drilling, and general operations of
oil and gas facilities (e.g., generator sounds and gas flaring). The
sounds generated from transportation activities will be detectable
underwater and/or in air some distance away from the area of activity.
The distance will depend on the nature of the sound source, ambient
noise conditions, and the sensitivity of the receptor. Take of marine
mammals by Level B harassment incidental to the activities mentioned in
this document could occur for the duration of these proposed
regulations. The type and significance of the harassment is likely to
depend on the species and activity of the animal at the time of
reception of the stimulus, as well as the distance from the sound
source and the level of the sound relative to ambient conditions.
(1) Construction Sounds
Sounds associated with construction of Seal Island in 1982 were
studied and described by Greene (1983a) and summarized in the previous
petition for regulations submitted by BP (BPXA, 1999). Underwater and
in-air sounds and iceborne vibrations of various activities associated
with the final construction phases of Northstar were recorded in the
winter of 2000-2002 (Greene et al., 2008). The main purpose of these
measurements was to characterize the properties of island construction
sounds and to use this information in assessing their possible impacts
on wildlife. Activities recorded included ice augering, pumping sea
water to flood the ice and build an ice road, a bulldozer plowing snow,
a Ditchwitch cutting ice, trucks hauling gravel over an ice road to the
island site, a backhoe trenching the sea bottom for a pipeline, and
both vibratory and impact sheet pile driving (Greene et al., 2008).
Table 5 in BP's application presents a summary of the levels of
construction sounds and vibrations measured around the Northstar
prospect.
Ice road construction is difficult to separate into its individual
components, as one or more bulldozers and several rolligons normally
work concurrently. Of the construction activities reported, those
related to ice road construction (bulldozers, augering and pumping)
produced the least amount of sound, in all three media. The distance to
median background for the strongest one-third octave bands for
bulldozers, augering, and pumping was less than 1.24 mi (2 km) for
underwater sounds, less than 0.62 mi (1 km) for in-air sounds, and less
than 2.5 mi (4 km) for iceborne vibrations (see Table 5 in BP's
application). Vibratory sheet pile driving produced the strongest
sounds, with broadband underwater levels of 143 dB re 1 [micro]Pa at
328 ft (100 m). Most of the sound energy was in a tone close to 25 Hz.
Distances to background levels of underwater sounds (approximately 1.86
mi [3 km]) were somewhat smaller than expected. Shepard et al. (2001)
recorded sound near Northstar in April 2001 during construction and
reported that the noisiest conditions occurred during sheet pile
installation with a vibrating hammer. BP's estimates were 8-10 dB
higher at 492 ft (150 m) and 5-8 dB lower at 1.24 mi (2 km) than the
measurements by Shepard et al. (2001). Greene et al. (2008) describes
sound levels during impact sheet pile driving. However, satisfactory
recordings for this activity were only obtained at one station 2,395 ft
(730 m) from the sheet pile driven into the island. The maximum peak
pressure recorded on the hydrophone was 136.1 dB re 1 [micro]Pa and
141.1 dB re 1 [micro]Pa on the geophone (Greene et al., 2008).
(2) Operational Sounds
Drilling operations started in December 2000 and were the first
sound-producing activities associated with the operational phase at
Northstar. The four principal operations that occur during drilling are
drilling itself, tripping (extracting and lowering the drillstring),
cleaning, and well-logging (lowering instruments on a cable down the
hole). Drilling activities can be categorized as non-continuous sounds,
i.e., they contribute to Northstar sounds intermittently. Other non-
continuous sounds are those from heavy equipment operation for snow
removal, berm maintenance, and island surface maintenance. Sounds from
occasional movements of a ``pig'' through the pipeline may also
propagate into the marine or nearshore environment.
Sounds from generators, process operations (e.g., flaring, seawater
treatment, oil processing, gas injection), and island lighting are more
continuous and contribute to the operational sounds from Northstar.
Drilling and operational sounds underwater, in air, and of ice-borne
vibrations were obtained at Northstar Island and are summarized here
and in a bit more detail in BP's application (Blackwell et al., 2004b;
Blackwell and Greene, 2006).
Drilling--During the ice covered seasons from 1999 to 2002,
drilling sounds were measured and readily identifiable underwater, with
a marked increase in received levels at 60-250 Hz and 700-1400 Hz
relative to no-drilling times. The higher-frequency peak, which was
distinct enough to be used as a drilling ``signature'', was clearly
detectible 3.1 mi (5 km) from the drill rig, but had fallen to
background values by 5.8 mi (9.4 km). Distances at which background
levels were reached were defined as the distance beyond which broadband
levels remained constant with increasing distance from the source.
Sound pressure levels of island production with and without drilling
activities measured at approximately 1,640 ft (500 m) from Northstar
are similar, with most of the sound energy below 100 Hz. The broadband
(10-10,000 Hz) level was approximately 2 dB higher during drilling than
without, but relatively low in both cases (99 vs. 97 dB re 1 [micro]Pa;
Blackwell and Greene, 2006).
In air, drilling sounds were not distinguishable from overall
island sounds based on spectral characteristics or on broadband levels
(Blackwell et al., 2004b). A similar result was found for recordings
from geophones: broadband levels of iceborne vibrations with or without
drilling were indistinguishable (Blackwell et al., 2004b). Thus,
airborne sounds and iceborne vibrations were not strong enough during
drilling to have much influence on overall Northstar sound, in contrast
to underwater
[[Page 39710]]
sounds, which were higher during drilling (Blackwell and Greene, 2006).
Richardson et al. (1995b) summarized then-available data by stating
that sounds associated with drilling activities vary considerably,
depending on the nature of the ongoing operations and the type of
drilling platform (island, ship, etc.). Underwater sound associated
with drilling from natural barrier islands or an artificial island
built mainly of gravel is generally weak and is inaudible at ranges
beyond several kilometers. The results from the Northstar monitoring
work in more recent years are generally consistent with the earlier
evidence.
Other Operational Sounds: Ice-covered Season--Both with and without
drilling, underwater broadband levels recorded north of the island
during the ice-covered season were similar with and without production
(Blackwell et al., 2004b). Although the broadband underwater levels did
not seem to be affected appreciably by production activities, a peak at
125-160 Hz could be related to production. This peak was no longer
detectable 3.1 mi (5 km) from the island, either with or without
simultaneous drilling (Blackwell et al., 2004b).
Other Operational Sounds: Open-water Season--Underwater and in-air
production sounds from Northstar Island were recorded and characterized
during nine open-water seasons from 2000 to 2008 (Blackwell and Greene,
2006; Blackwell et al., 2009). Island activity sounds recorded during
2000-2003 included construction of the island, installation of
facilities, a large sealift transported by several barges and
associated Ocean, River, and Point Class tugs, conversion of power
generation from diesel-powered generators to Solar gas turbines,
drilling, production, and reconstruction of an underwater berm for
protection against ice. From 2003-2008 island activities mainly
consisted of production related sounds and maintenance activities of
the protection barrier. During the open water season, vessels were the
main contributors to the underwater sound field at Northstar (Blackwell
and Greene, 2006). Vessel noise is discussed in the next subsection.
During both the construction phase in 2000 and the drilling and
production phase, island sounds underwater reached background values at
distances of 1.2-2.5 mi (2-4 km; Blackwell and Greene, 2006). For each
year, percentile levels of broadband sound (maximum, 95th, 50th, and
5th percentile, and minimum) were computed over the entire field
season. The range of broadband levels recorded over 2001-2008 for all
percentiles is 80.8-141 dB re 1 [micro]Pa. The maximum levels are
mainly determined by the presence of vessels and can be governed by one
specific event. The 95th percentile represents the sound level
generated at Northstar during 95% of the time. From 2004 to 2008 these
levels ranged from 110 to 119.5 dB re 1 [micro]Pa at approximately 0.3
mi (450 m) from Northstar. Much of the variation in received levels was
dependent on sea state, which is correlated with wind speed. The lowest
sound levels in the time series are indicative of the quietest times in
the water near the island and generally correspond to times with low
wind speeds. Conversely, times of high wind speed usually correspond to
increased broadband levels in the directional seafloor acoustic
recorder (DASAR) record (Blackwell et al., 2009). The short-term
variability in broadband sound levels in 2008 was higher than in
previous years. This was attributed to the presence of a new type of
impulsive sound on the records of the near-island DASARs, referred to
as ``pops''. Bearings pointed to the northeastern part of Northstar
Island, but to date the source is not known. Pops were broadband in
nature, of short duration (approximately 0.05 s), and with received
sound pressure levels at the near-island DASAR ranging from 107 to 144
dB re 1 [mu]Pa. This sound was also present on the 2009 records, but
the source remains unknown.
Airborne sounds were recorded concurrently with the boat-based
recordings in 2000-2003 (Blackwell and Greene, 2006). The strongest
broadband airborne sounds were recorded approximately 985 ft (300 m)
from Northstar Island in the presence of vessels, and reached 61-62 dBA
re 20 [mu]Pa. These values are expressed as A-weighted levels on the
scale normally used for in-air sounds. In-air sounds generally reached
a minimum 0.6-2.5 mi (1-4 km) from the island, with or without the
presence of boats.
(3) Transportation Sounds
Sounds related to winter construction activities of Seal Island in
1982 were reported by Greene (1983a) and information on this topic can
be found in BP's 1999 application (BPXA, 1999). During the construction
and operation of Northstar Island from 2000 to 2002, underwater sound
from vehicles constructing and traveling along the ice road diminished
to background levels at distances ranging from 2.9 to 5.9 mi (4.6 to
9.5 km). In-air sound levels of these activities reached background
levels at distances ranging from 328-1,969 ft (100-600 m; see Table 5
in BP's application).
Sounds and vibrations from vehicles traveling along an ice road
constructed across the grounded sea ice and along Flaxman Island (a
barrier Island east of Prudhoe Bay) were recorded in air and within
artificially constructed polar bear dens in March 2002 (MacGillivray et
al., 2003). Underwater recordings were not made. Sounds from vehicles
traveling along the ice road were attenuated strongly by the snow cover
of the artificial dens; broadband vehicle traffic noise was reduced by
30-42 dB. Sound also diminished with increasing distance from the
station. Most vehicle noise was indistinguishable from background
(ambient) noise at 1,640 ft (500 m), although some vehicles were
detectable to more than 1.2 mi (2,000 m). Ground vibrations (measured
as velocity) were undetectable for most vehicles at a distance of 328
ft (100 m) but were detectable to 656 ft (200 m) for a H[auml]gglunds
tracked vehicle (MacGillivray et al., 2003).
Helicopters were used for personnel and equipment transport to and
from Northstar during the unstable ice periods in spring and fall.
Helicopters flying to and from Northstar generally maintain straight-
line routes at altitudes of 1,000 ft (300 m) ASL, thereby limiting the
received levels at and below the surface. Helicopter sounds contain
numerous prominent tones at frequencies up to about 350 Hz, with the
strongest measured tone at 20-22 Hz. Received peak sound levels of a
Bell 212 passing over a hydrophone at an altitude of approximately
1,000 ft (300 m), which is the minimum allowed altitude for the
Northstar helicopter under normal operating conditions, varied between
106 and 111 dB re 1 [mu]Pa at 30 and 59 ft (9 and 18 m) water depth
(Greene, 1982, 1985). Harmonics of the main rotor and tail rotor
usually dominate the sound from helicopters; however, many additional
tones associated with the engines and other rotating parts are
sometimes present (Patenaude et al., 2002).
Under calm conditions, rotor and engine sounds are coupled into the
water within a 26[deg] cone beneath the aircraft. Some of the sound
transmits beyond the immediate area, and some sound enters the water
outside the 26[deg] cone when the sea surface is rough. However,
scattering and absorption limit lateral propagation in shallow water.
For these reasons, helicopter and fixed-wing aircraft flyovers are not
heard underwater for very long, especially when compared to how long
they are heard in air as the aircraft approaches, passes and moves away
[[Page 39711]]
from an observer. Tones from helicopter traffic were detected
underwater at a horizontal distance approximately 1,476 ft (450 m) from
Northstar, but only during helicopter departures from Northstar
(Blackwell et al., 2009). The duration of the detectable tones, when
present, was short (20-50 s), and the received sound levels were weak,
sometimes barely detectable. The lack of detectable tones during 65% of
the investigated helicopter departures and arrivals supports the
importance of the aircraft's path in determining whether tones will be
detectable underwater. Helicopter tones were not detectable underwater
at the most southern DASAR location approximately 4 mi (6.5 km) north
of Northstar.
Principally the crew boat, tugs, and self-propelled barges were the
main contributors to the underwater sound field at Northstar during the
construction and production periods (Blackwell and Greene, 2006).
Vessel sounds are a concern due to the potential disturbance to marine
mammals (Richardson et al., 1995b). Characteristics of underwater
sounds from boats and vessels have been reported extensively, including
specific measurements near Northstar (Greene and Moore, 1995; Blackwell
and Greene, 2006). Broadband source levels for most small ships
(lengths about 180-279 ft [55-85 m]) are approximately 160-180 dB re 1
[mu]Pa. Both the crew boat and the tugs produced substantial broadband
sound in the 50-2,000 Hz range, which could at least in part be
accounted for by propeller cavitation (Ross, 1976). Several tones were
also apparent in the vessel sounds, including one at 17.5 Hz,
corresponding to the propeller blade rate of Ocean Class tugs. Two
tones were identified for the crew boat: one at 52-55 Hz, which
corresponds to the blade rate, and one at 22-26 Hz, which corresponds
to a harmonic of the shaft rate.
The presence of boats considerably expanded the distances to which
Northstar-related sound was detectable. On days with average levels of
background sounds, sounds from tug boats were detectable on offshore
DASAR recordings to at least 13.4 mi (21.5 km) from Northstar
(Blackwell et al., 2009). On other occasions, vessel sounds from crew
boat, tugs, and self-propelled barges were often detectable underwater
as much as approximately 18.6 mi (30 km) offshore (Blackwell and
Greene, 2006). BP therefore looked into options to reduce vessel use.
During the summer of 2003, a small, diesel-powered hovercraft (Griffon
2000TD) was tested to transport crew and supplies between the mainland
and Northstar Island. Acoustic measurements showed that the hovercraft
was considerably quieter underwater than similar-sized conventional
vessels (Blackwell and Greene, 2005). Received underwater broadband
sound levels at 21.3 ft (6.5 m) from the hovercraft reached 133 and 131
dB re 1 [mu]Pa for hydrophone depths 3 ft and 23 ft (1 m and 7 m),
respectively. In-air unweighted and A-weighted broadband (10-10,000 Hz)
levels reached 104 and 97 dB re 20 [mu]Pa, respectively. Use of the
hovercraft for Northstar transport resulted in a decreased number of
periods of elevated vessel noise in the acoustic records of the near-
island DASARs (Blackwell et al., 2009).
Description of Marine Mammals in the Area of the Specified Activity
The Beaufort Sea supports a diverse assemblage of marine mammals,
including: Bowhead, gray, beluga, killer, minke, and humpback whales;
harbor porpoises; ringed, ribbon, spotted, and bearded seals; narwhals;
polar bears; and walruses. The bowhead and humpback whales and polar
bear are listed as ``endangered'' under the Endangered Species Act
(ESA) and as depleted under the MMPA. Certain stocks or populations of
gray, beluga, and killer whales and spotted seals are listed as
endangered or are proposed for listing under the ESA; however, none of
those stocks or populations occur in the proposed activity area. On
December 10, 2010, NMFS published a notice of proposed threatened
status for subspecies of the ringed seal (75 FR 77476) and a notice of
proposed threatened and not warranted status for subspecies and
distinct population segments of the bearded seal (75 FR 77496) in the
Federal Register. Neither of these two ice seal species is considered
depleted under the MMPA. Additionally, the ribbon seal is considered a
``species of concern'' under the ESA. Both the walrus and the polar
bear are managed by the U.S. Fish and Wildlife Service (USFWS) and are
not considered further in this proposed rulemaking.
Of the species mentioned here, the ones that are most likely to
occur near the Northstar facility include: bowhead, gray, and beluga
whales and ringed, bearded, and spotted seals. Ringed seals are year-
round residents in the Beaufort Sea and are anticipated to be the most
frequently encountered species in the proposed project area. Bowhead
whales are anticipated to be the most frequently encountered cetacean
species in the proposed project area; however, their occurrence is not
anticipated to be year-round. The most common time for bowheads to
occur near Northstar is during the fall migration westward through the
Beaufort Sea, which typically occurs from late August through October
each year.
Other marine mammal species that have been observed in the Beaufort
Sea but are uncommon or rarely identified in the project area include
harbor porpoise, narwhal, killer, minke, and humpback whales, and
ribbon seals. These species could occur in the project area, but each
of these species is uncommon or rare in the area and relatively few
encounters with these species are expected during BP's activities. The
narwhal occurs in Canadian waters and occasionally in the Beaufort Sea,
but it is rare there and is not expected to be encountered. There are
scattered records of narwhal in Alaskan waters, including reports by
subsistence hunters, where the species is considered extralimital
(Reeves et al., 2002). Point Barrow, Alaska, is the approximate
northeastern extent of the harbor porpoise's regular range (Suydam and
George, 1992), though there are extralimital records east to the mouth
of the Mackenzie River in the Northwest Territories, Canada, and recent
sightings in the Beaufort Sea in the vicinity of Prudhoe Bay during
surveys in 2007 and 2008 (Christie et al., 2009). Monnett and Treacy
(2005) did not report any harbor porpoise sightings during aerial
surveys in the Beaufort Sea from 2002 through 2004. Humpback and minke
whales have recently been sighted in the Chukchi Sea but very rarely in
the Beaufort Sea. Greene et al. (2007) reported and photographed a
humpback whale cow/calf pair east of Barrow near Smith Bay in 2007,
which is the first known occurrence of humpbacks in the Beaufort Sea.
Savarese et al. (2009) reported one minke whale sighting in the
Beaufort Sea in 2007 and 2008. Ribbon seals do not normally occur in
the Beaufort Sea; however, two ribbon seal sightings were reported
during vessel-based activities near Prudhoe Bay in 2008 (Savarese et
al., 2009). Due to the rarity of these species in the proposed project
area and the remote chance they would be affected by BP's proposed
activities at Northstar, these species are not discussed further in
these proposed regulations.
BP's application contains information on the status, distribution,
seasonal distribution, and abundance of each of the six species under
NMFS jurisdiction likely to be impacted by the proposed activities.
When reviewing the application, NMFS determined that the species
descriptions provided by BP correctly characterized the status,
[[Page 39712]]
distribution, seasonal distribution, and abundance of each species.
Please refer to the application for that information (see ADDRESSES).
Additional information can also be found in the NMFS Stock Assessment
Reports (SAR). The 2010 Alaska Marine Mammal SAR is available on the
Internet at: https://www.nmfs.noaa.gov/pr/pdfs/sars/ak2010.pdf.
Brief Background on Marine Mammal Hearing
When considering the influence of various kinds of sound on the
marine environment, it is necessary to understand that different kinds
of marine life are sensitive to different frequencies of sound. Based
on available behavioral data, audiograms have been derived using
auditory evoked potentials, anatomical modeling, and other data,
Southall et al. (2007) designate ``functional hearing groups'' for
marine mammals and estimate the lower and upper frequencies of
functional hearing of the groups. The functional groups and the
associated frequencies are indicated below (though animals are less
sensitive to sounds at the outer edge of their functional range and
most sensitive to sounds of frequencies within a smaller range
somewhere in the middle of their functional hearing range):
Low frequency cetaceans (13 species of mysticetes):
functional hearing is estimated to occur between approximately 7 Hz and
22 kHz (however, a study by Au et al. (2006) of humpback whale songs
indicate that the range may extend to at least 24 kHz);
Mid-frequency cetaceans (32 species of dolphins, six
species of larger toothed whales, and 19 species of beaked and
bottlenose whales): functional hearing is estimated to occur between
approximately 150 Hz and 160 kHz;
High frequency cetaceans (eight species of true porpoises,
six species of river dolphins, Kogia, the franciscana, and four species
of cephalorhynchids): functional hearing is estimated to occur between
approximately 200 Hz and 180 kHz;
Pinnipeds in Water: functional hearing is estimated to
occur between approximately 75 Hz and 75 kHz, with the greatest
sensitivity between approximately 700 Hz and 20 kHz; and
Pinnipeds in Air: functional hearing is estimated to occur
between approximately 75 Hz and 30 kHz.
As mentioned previously in this document, six marine mammal species
(three cetacean and three pinniped species) are likely to occur in the
Northstar facility area. Of the three cetacean species likely to occur
in BP's project area, two are classified as low frequency cetaceans
(i.e., bowhead and gray whales) and one is classified as a mid-
frequency cetacean (i.e., beluga whales) (Southall et al., 2007).
Underwater audiograms have been obtained using behavioral methods
for four species of phocinid seals: the ringed, harbor, harp, and
northern elephant seals (reviewed in Richardson et al., 1995b; Kastak
and Schusterman, 1998). Below 30-50 kHz, the hearing threshold of
phocinids is essentially flat down to at least 1 kHz and ranges between
60 and 85 dB re 1 [mu]Pa. There are few published data on in-water
hearing sensitivity of phocid seals below 1 kHz. However, measurements
for one harbor seal indicated that, below 1 kHz, its thresholds
deteriorated gradually to 96 dB re 1 [mu]Pa at 100 Hz from 80 dB re 1
[mu]Pa at 800 Hz and from 67 dB re 1 [mu]Pa at 1,600 Hz (Kastak and
Schusterman, 1998). More recent data suggest that harbor seal hearing
at low frequencies may be more sensitive than that and that earlier
data were confounded by excessive background noise (Kastelein et al.,
2009a,b). If so, harbor seals have considerably better underwater
hearing sensitivity at low frequencies than do small odontocetes like
belugas (for which the threshold at 100 Hz is about 125 dB). In air,
the upper frequency limit of phocid seals is lower (about 20 kHz).
Pinniped call characteristics are relevant when assessing potential
masking effects of man-made sounds. In addition, for those species
whose hearing has not been tested, call characteristics are useful in
assessing the frequency range within which hearing is likely to be most
sensitive. The three species of seals present in the study area, all of
which are in the phocid seal group, are all most vocal during the
spring mating season and much less so during late summer. In each
species, the calls are at frequencies from several hundred to several
thousand hertz--above the frequency range of the dominant noise
components from most of the proposed oil production and operational
activities.
Cetacean hearing has been studied in relatively few species and
individuals. The auditory sensitivity of bowhead, gray, and other
baleen whales has not been measured, but relevant anatomical and
behavioral evidence is available. These whales appear to be specialized
for low frequency hearing, with some directional hearing ability
(reviewed in Richardson et al., 1995b; Ketten, 2000). Their optimum
hearing overlaps broadly with the low frequency range where BP's
production activities and associated vessel traffic emit most of their
energy.
The beluga whale is one of the better-studied species in terms of
its hearing ability. As mentioned earlier, the auditory bandwidth in
mid-frequency odontocetes is believed to range from 150 Hz to 160 kHz
(Southall et al., 2007); however, belugas are most sensitive above 10
kHz. They have relatively poor sensitivity at the low frequencies
(reviewed in Richardson et al., 1995b) that dominate the sound from
industrial activities and associated vessels. Nonetheless, the noise
from strong low frequency sources is detectable by belugas many
kilometers away (Richardson and Wursig, 1997). Also, beluga hearing at
low frequencies in open-water conditions is apparently somewhat better
than in the captive situations where most hearing studies were
conducted (Ridgway and Carder, 1995; Au, 1997). If so, low frequency
sounds emanating from production activities may be detectable somewhat
farther away than previously estimated.
Call characteristics of cetaceans provide some limited information
on their hearing abilities, although the auditory range often extends
beyond the range of frequencies contained in the calls. Also,
understanding the frequencies at which different marine mammal species
communicate is relevant for the assessment of potential impacts from
manmade sounds. A summary of the call characteristics for bowhead,
gray, and beluga whales is provided next. More information is available
in BP's application (see ADDRESSES).
Most bowhead calls are tonal, frequency-modulated sounds at
frequencies of 50-400 Hz. These calls overlap broadly in frequency with
the underwater sounds emitted by many construction and operational
activities (Richardson et al., 1995b). Source levels are quite
variable, with the stronger calls having source levels up to about 180
dB re 1 [micro]Pa at 1 m. Gray whales make a wide variety of calls at
frequencies from < 100-2,000 Hz (Moore and Ljungblad, 1984; Dalheim,
1987).
Beluga calls include trills, whistles, clicks, bangs, chirps and
other sounds (Schevill and Lawrence, 1949; Ouellet, 1979; Sjare and
Smith, 1986a). Beluga whistles have dominant frequencies in the 2-6 kHz
range (Sjare and Smith, 1986a). This is above the frequency range of
most of the sound energy produced by the planned Northstar production
activities and associated vessels. Other beluga call types reported by
Sjare and Smith (1986a,b) included
[[Page 39713]]
sounds at mean frequencies ranging upward from 1 kHz.
The beluga also has a very well developed high frequency
echolocation system, as reviewed by Au (1993). Echolocation signals
have peak frequencies from 40-120 kHz and broadband source levels of up
to 219 dB re 1 [mu]Pa-m (zero-peak). Echolocation calls are far above
the frequency range of the sounds from the planned Northstar
activities. Therefore, those industrial sounds are not expected to
interfere with echolocation.
Potential Effects of the Specified Activity on Marine Mammals
The likely or possible impacts of the planned offshore oil
developments at Northstar on marine mammals involve both non-acoustic
and acoustic effects. Potential non-acoustic effects could result from
the physical presence of personnel, structures and equipment,
construction or maintenance activities, and the occurrence of oil
spills. In winter, during ice road construction, and in spring,
flooding on the sea ice may displace some ringed seals along the ice
road corridor. There is a small chance that a seal pup might be injured
or killed by on-ice construction or transportation activities. A major
oil spill is unlikely and, if it occurred, its effects are difficult to
predict. Potential impacts from an oil spill are discussed in more
detail later in this section.
Petroleum development and associated activities in marine waters
introduce sound into the environment, produced by island construction,
maintenance, and drilling, as well as vehicles operating on the ice,
vessels, aircraft, generators, production machinery, gas flaring, and
camp operations. The potential effects of sound from the proposed
activities might include one or more of the following: masking of
natural sounds; behavioral disturbance and associated habituation
effects; and, at least in theory, temporary or permanent hearing
impairment. As outlined in previous NMFS documents, the effects of
noise on marine mammals are highly variable, and can be categorized as
follows (based on Richardson et al., 1995b):
(1) The noise may be too weak to be heard at the location of the
animal (i.e., lower than the prevailing ambient noise level, the
hearing threshold of the animal at relevant frequencies, or both);
(2) The noise may be audible but not strong enough to elicit any
overt behavioral response;
(3) The noise may elicit reactions of variable conspicuousness and
variable relevance to the well being of the marine mammal; these can
range from temporary alert responses to active avoidance reactions such
as vacating an area at least until the noise event ceases but
potentially for longer periods of time;
(4) Upon repeated exposure, a marine mammal may exhibit diminishing
responsiveness (habituation), or disturbance effects may persist; the
latter is most likely with sounds that are highly variable in
characteristics, infrequent, and unpredictable in occurrence, and
associated with situations that a marine mammal perceives as a threat;
(5) Any anthropogenic noise that is strong enough to be heard has
the potential to reduce (mask) the ability of a marine mammal to hear
natural sounds at similar frequencies, including calls from
conspecifics, and underwater environmental sounds such as surf noise;
(6) If mammals remain in an area because it is important for
feeding, breeding, or some other biologically important purpose even
though there is chronic exposure to noise, it is possible that there
could be noise-induced physiological stress; this might in turn have
negative effects on the well-being or reproduction of the animals
involved; and
(7) Very strong sounds have the potential to cause a temporary or
permanent reduction in hearing sensitivity. In terrestrial mammals, and
presumably marine mammals, received sound levels must far exceed the
animal's hearing threshold for there to be any temporary threshold
shift (TTS) in its hearing ability. For transient sounds, the sound
level necessary to cause TTS is inversely related to the duration of
the sound. Received sound levels must be even higher for there to be
risk of permanent hearing impairment. In addition, intense acoustic or
explosive events may cause trauma to tissues associated with organs
vital for hearing, sound production, respiration and other functions.
This trauma may include minor to severe hemorrhage.
The characteristics of the various sound sources at Northstar were
summarized earlier in this document (see the ``Description of the
Specified Activity'' section). Additionally, BP's application contains
more details on the Northstar sound characteristics, underwater and in-
air sound propagation in and around Northstar, and ambient noise levels
in the waters near Prudhoe Bay, Alaska. Please refer to that document
for more information (see ADDRESSES).
Potential Effects of Sound on Cetaceans
(1) Masking
Masking is the obscuring of sounds of interest by other sounds,
often at similar frequencies. Marine mammals are highly dependent on
sound, and their ability to recognize sound signals amid other noise is
important in communication, predator and prey detection, and, in the
case of toothed whales, echolocation. Even in the absence of manmade
sounds, the sea is usually noisy. Background ambient noise often
interferes with or masks the ability of an animal to detect a sound
signal even when that signal is above its absolute hearing threshold.
Natural ambient noise includes contributions from wind, waves,
precipitation, other animals, and (at frequencies above 30 kHz) thermal
noise resulting from molecular agitation (Richardson et al., 1995b).
Background noise also can include sounds from human activities. Masking
of natural sounds can result when human activities produce high levels
of background noise. Conversely, if the background level of underwater
noise is high (e.g., on a day with strong wind and high waves), an
anthropogenic noise source will not be detectable as far away as would
be possible under quieter conditions and will itself be masked.
Although some degree of masking is inevitable when high levels of
manmade broadband sounds are introduced into the sea, marine mammals
have evolved systems and behavior that function to reduce the impacts
of masking. Structured signals, such as the echolocation click
sequences of small toothed whales, may be readily detected even in the
presence of strong background noise because their frequency content and
temporal features usually differ strongly from those of the background
noise (Au and Moore, 1988, 1990). The components of background noise
that are similar in frequency to the sound signal in question primarily
determine the degree of masking of that signal.
Redundancy and context can also facilitate detection of weak
signals. These phenomena may help marine mammals detect weak sounds in
the presence of natural or manmade noise. Most masking studies in
marine mammals present the test signal and the masking noise from the
same direction. The sound localization abilities of marine mammals
suggest that, if signal and noise come from different directions,
masking would not be as severe as the usual types of masking studies
might suggest (Richardson et al., 1995b). The dominant background noise
[[Page 39714]]
may be highly directional if it comes from a particular anthropogenic
source such as a ship or industrial site. Directional hearing may
significantly reduce the masking effects of these noises by improving
the effective signal-to-noise ratio. In the cases of high-frequency
hearing by the bottlenose dolphin, beluga whale, and killer whale,
empirical evidence confirms that masking depends strongly on the
relative directions of arrival of sound signals and the masking noise
(Penner et al., 1986; Dubrovskiy, 1990; Bain et al., 1993; Bain and
Dahlheim, 1994). Toothed whales, and probably other marine mammals as
well, have additional capabilities besides directional hearing that can
facilitate detection of sounds in the presence of background noise.
There is evidence that some toothed whales can shift the dominant
frequencies of their echolocation signals from a frequency range with a
lot of ambient noise toward frequencies with less noise (Au et al.,
1974, 1985; Moore and Pawloski, 1990; Thomas and Turl, 1990; Romanenko
and Kitain, 1992; Lesage et al., 1999). A few marine mammal species are
known to increase the source levels or alter the frequency of their
calls in the presence of elevated sound levels (Dahlheim, 1987; Au,
1993; Lesage et al., 1993, 1999; Terhune, 1999; Foote et al., 2004;
Parks et al., 2007, 2009; Di Iorio and Clark, 2009; Holt et al., 2009).
These data demonstrating adaptations for reduced masking pertain
mainly to the very high frequency echolocation signals of toothed
whales. There is less information about the existence of corresponding
mechanisms at moderate or low frequencies or in other types of marine
mammals. For example, Zaitseva et al. (1980) found that, for the
bottlenose dolphin, the angular separation between a sound source and a
masking noise source had little effect on the degree of masking when
the sound frequency was 18 kHz, in contrast to the pronounced effect at
higher frequencies. Directional hearing has been demonstrated at
frequencies as low as 0.5-2 kHz in several marine mammals, including
killer whales (Richardson et al., 1995b). This ability may be useful in
reducing masking at these frequencies. In summary, high levels of noise
generated by anthropogenic activities may act to mask the detection of
weaker biologically important sounds by some marine mammals. This
masking may be more prominent for lower frequencies. For higher
frequencies, such as that used in echolocation by toothed whales,
several mechanisms are available that may allow them to reduce the
effects of such masking.
There would be no masking effects on cetaceans from BP's proposed
activities during the ice-covered season because cetaceans will not
occur near Northstar at that time. The sounds from oil production and
any drilling activities are not expected to be detectable beyond
several kilometers from the source (Greene, 1983; Blackwell et al.,
2004b; Blackwell and Greene, 2005, 2006). Sounds from vessel activity,
however, were detectable to distances as far as approximately 18.6 mi
(30 km) from Northstar (Blackwell and Greene, 2006). Vessels under
power to maintain position can be a source of continuous noise in the
marine environment (Blackwell et al., 2004b; Blackwell and Greene,
2006) and therefore have the potential to cause some degree of masking.
Small numbers of bowheads, belugas and (rarely) gray whales could
be present near Northstar during the open-water season. Almost all
energy in the sounds emitted by drilling and other operational
activities is at low frequencies, predominantly below 250 Hz with
another peak centered around 1,000 Hz. Most energy in the sounds from
the vessels and aircraft to be used during this project is below 1 kHz
(Moore et al., 1984; Greene and Moore, 1995; Blackwell et al., 2004b;
Blackwell and Greene, 2006). These frequencies are mainly used by
mysticetes but not by odontocetes. Therefore, masking effects would
potentially be more pronounced in the bowhead and gray whales that
might occur in the proposed project area.
Because of the relatively low effective source levels and rapid
attenuation of drilling and production sounds from artificial islands
in shallow water, masking effects are unlikely even for mysticetes that
are within several kilometers of Northstar Island. Vessels that are
docking or under power to maintain position could cause some degree of
masking. However, the adaptation of some cetaceans to alter the source
level or f