Schedule for Rating Disabilities; The Digestive System, 39160-39184 [2011-15698]
Download as PDF
39160
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
medical conditions not currently in the
rating schedule, and implement current
medical criteria and terminology that
reflect recent medical advances.
DEPARTMENT OF VETERANS
AFFAIRS
38 CFR Part 4
RIN 2900–AN12
Schedule for Rating Disabilities; The
Digestive System
Department of Veterans Affairs.
Proposed rule.
AGENCY:
ACTION:
The Department of Veterans
Affairs (VA) proposes to amend the
portion of the Schedule for Rating
Disabilities that addresses the Digestive
System. The purpose of this change is
to incorporate medical advances that
have occurred since the last review,
insert current medical terminology, and
provide clear criteria.
DATES: Comments must be received by
VA on or before September 6, 2011.
ADDRESSES: Written comments may be
submitted through https://
www.Regulations.gov; by mail or handdelivery to the Director, Regulations
Management (02REG), Department of
Veterans Affairs, 810 Vermont Ave.,
NW., Room 1068, Washington, DC
20420; or by fax to (202) 273–9026.
Comments should indicate that they are
submitted in response to RIN 2900–
AN12–Schedule for Rating Disabilities;
The Digestive System. Copies of
comments received will be available for
public inspection in the Office of
Regulation Policy and Management,
Room 1063B, between the hours of
8 a.m. and 4:30 p.m. Monday through
Friday (except holidays). Please call
(202) 461–4902 for an appointment.
(This is not a toll-free number.) In
addition, during the comment period,
comments may be viewed online
through the Federal Docket Management
System at https://www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Thomas J. Kniffen, Chief, Regulations
Staff (211D), Compensation and Pension
Service, Veterans Benefits
Administration, Department of Veterans
Affairs, 810 Vermont Avenue, NW.,
Washington, DC 20420, (202) 461–9725.
(This is not a toll-free number.)
SUPPLEMENTARY INFORMATION: VA
published an advance notice of
proposed rulemaking in the Federal
Register of May 2, 1991 (56 FR 20168),
advising the public of our intent to
revise and update the portion of the
Schedule for Rating Disabilities (the
rating schedule) that addresses the
digestive system as well as to solicit and
obtain comments and suggestions from
interest groups and the general public.
By revising the rating schedule, we aim
to eliminate ambiguities, include
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
SUMMARY:
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
Comments in Response To Advance
Notice of Proposed Rulemaking
In response to the advance notice of
proposed rulemaking, we received
comments from the American Legion
and from several VA employees. One
commenter suggested that we add to the
rating schedule Crohn’s disease;
esophageal spasm (with its own
evaluation criteria); hepatitis A, B, and
C; chronic inflammation of the liver and
its residuals; and malabsorption due to
pancreatic disease. We propose to
address each of these conditions in this
revision, except for hepatitis and
chronic inflammation of the liver,
which were addressed in a separate
rulemaking on liver disabilities (66 FR
29486, May 31, 2001).
The same commenter suggested we
include reflux esophagitis with hiatal
hernia, with the criteria taking into
account a measurement of reflux. For
esophageal abnormalities, reflux
measurement (manometry), barium
swallows, and esophagoscopy provide
information about physiological and
anatomical abnormalities, and may be
useful for diagnosis and prognosis, for
determining response to therapy, and to
prepare for surgery. They are less useful,
however, in assessing the level of
disability than the severity of
symptoms, the impact of the condition
on the nutritional status of the patient,
and the potential for remediation
(‘‘Disability Evaluation’’ 379 (Stephen L.
Demeter, M.D., Gunnar B.J. Anderson,
M.D., and George M. Smith, M.D., 1996)
and The Merck Manual 113 (18th ed.
2006)). While we propose to address
reflux esophagitis in this revision, as
discussed further below, we do not
propose to use a measurement of reflux
for evaluation.
A second commenter suggested we
add Crohn’s disease and also revise the
criteria for hemorrhoids. We propose to
do both.
One commenter suggested that we
evaluate gastrectomy and vagotomypyloroplasty under the same criteria.
The major postoperative problem
related to gastrectomy is dumping
syndrome, which is the common term
that refers to the group of symptoms that
may occur following various types of
surgery for ulcer disease. Many
problems may be associated with
vagotomy-pyloroplasty, of which
dumping syndrome is only one. We
therefore propose to retain separate
evaluation criteria for these conditions,
as discussed in more detail below.
PO 00000
Frm 00002
Fmt 4701
Sfmt 4702
The same commenter suggested that
we delete diagnostic codes 7201 (lips,
injuries of), 7205 (esophagus,
diverticulum of, acquired), 7306
(marginal ulcer), 7309 (stomach,
stenosis of), 7310 (stomach, injury of,
residuals), 7315 (chronic cholelithiasis),
7316 (chronic cholangitis), 7324
(distomiasis, intestinal or hepatic), and
7342 (visceroptosis) because they are
rare.
We propose to remove diagnostic
code 7342 (visceroptosis) because
visceroptosis is an obsolete diagnosis, as
discussed further below. However, we
propose to retain all of the other
diagnostic codes mentioned by the
commenter, although some in a revised
form, since some of them, such as
diagnostic code 7315 (cholelithiasis),
represent common digestive diseases,
and others, such as those for injuries of
the lips or stomach, may be the only
appropriate codes under which to
address injuries, including combat
wounds, to those parts of the body.
They may therefore be useful to VA for
statistical purposes, as well as for rating
purposes.
Another commenter suggested we
remove diagnostic code 7201 (lips,
injuries of); add esophagitis, duodenitis,
and Crohn’s disease; provide a
diagnostic code for total gastrectomy;
add a 10-percent evaluation level for
cirrhosis; provide evaluation criteria for
ileostomy and colostomy; and provide
objective evaluation criteria for
pancreatitis. We have already discussed
injuries of the lips, which we propose
to retain. We otherwise propose to
follow all of these suggestions, with two
exceptions. First, we do not propose to
add a diagnostic code for total
gastrectomy, because that condition can
be appropriately evaluated under an
existing diagnostic code (7308,
Postgastrectomy syndromes). Second,
we have already added a 10-percent
evaluation level for cirrhosis in the
separate rulemaking that addressed
disabilities of the liver (66 FR 29486,
May 31, 2001), so there is no need for
further action in this proposed rule
based on that comment. This
commenter also suggested we remove
diagnostic codes 7342 (visceroptosis)
and 7337 (pruritus ani) and that we
delete the word ‘‘infectious’’ from
‘‘infectious hepatitis.’’ We also propose
to remove diagnostic codes 7342 and
7337. The suggested change concerning
hepatitis was made in the separate
rulemaking for liver disabilities, so there
is no need for further action in this
proposed rule.
E:\FR\FM\05JYP2.SGM
05JYP2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Outside Consultants
In addition to publishing an advance
notice of proposed rulemaking, VA
contracted with an outside consulting
firm for the purpose of gathering
suggestions for changes in the rating
schedule to help fulfill the goals of
revising and updating the medical
criteria. This proposed amendment
includes many of their suggestions.
Since one of the goals of the rating
schedule revision is to eliminate
ambiguities, we did not follow some of
our consultants’ recommendations that
are based, at least, in part, on subjective
or indefinite language when more
objective terminology could be used.
Furthermore, each group of consultants
reviewed only one portion or body
system of the rating schedule, and we
had to assess the feasibility of their
recommendations in light of the entire
rating schedule, in order to assure
internal consistency. Relevant
recommendations from our consultants
are discussed below.
Section 4.110
Current § 4.110, ‘‘Ulcers,’’ explains
that ‘‘the term ‘peptic ulcer’ is not
sufficiently specific for rating purposes’’
because there are ‘‘manifest differences’’
between ulcers of the stomach or
duodenum as compared to those at an
anastomotic stoma, and that, therefore,
the location of an ulcer should be
identified in order to evaluate it. This
material is unnecessary, since there are
separate diagnostic codes for ulcers of
the stomach, duodenum, and
gastrojejunal area (or anastomotic
stoma), and the rating schedule
therefore makes it clear that the site of
an ulcer must be identified in order to
assign the correct diagnostic code.
Furthermore, this section establishes no
procedures that raters must follow in
evaluating ulcer disease. We therefore
propose to remove the material
currently in § 4.110, retitle this section
‘‘Dyspepsia,’’ and provide in it a
definition of the term ‘‘dyspepsia’’ for
purposes of evaluating conditions in
§ 4.114. We propose that § 4.110 would
define dyspepsia as any combination of
the following symptoms: Gnawing or
burning epigastric or substernal pain
that may be relieved by food (especially
milk) or antacids, nausea, vomiting,
anorexia (lack or loss of appetite),
abdominal bloating, and belching. It
would also state that when there is
obstruction of the outlet of the stomach
(gastric outlet obstruction), dyspepsia
may also include symptoms of
gastroesophageal reflux (flow of
stomach contents back into the
esophagus), borborygmi (audible
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
rumbling bowel sounds), crampy pain,
and obstipation (severe constipation).
Section 4.111
Current § 4.111, ‘‘Postgastrectomy
syndromes,’’ discusses dumping
syndrome, a condition which is relevant
only to diagnostic code 7308,
‘‘postgastrectomy syndromes,’’ and we
propose to list the symptoms of
dumping syndrome in a note under that
diagnostic code. We therefore propose
to remove § 4.111.
Section 4.112
Current § 4.112, ‘‘Weight loss,’’
defines ‘‘substantial weight loss,’’
‘‘minor weight loss,’’ ‘‘inability to gain
weight,’’ and ‘‘baseline weight,’’ for
purposes of evaluating conditions in
§ 4.114. Some of the revisions of
conditions in § 4.114 that we are
proposing have evaluation criteria that
are based in part on malnutrition, and
there is no universally accepted
definition of malnutrition. We,
therefore, propose to provide a
definition of malnutrition for purposes
of evaluating conditions in § 4.114 by
expanding the title of § 4.112 to ‘‘Weight
loss and malnutrition’’ and adding the
following definition: ‘‘ ‘malnutrition’
means a deficiency state resulting from
insufficient intake of one or multiple
essential nutrients or the inability of the
body to absorb, utilize, or retain such
nutrients. It is characterized by failure
of the body to maintain normal organ
functions and healthy tissues.’’
39161
We propose to direct the rater to
separately evaluate two or more
conditions in § 4.114 only if the signs
and symptoms attributed to each are
separable, and if they are not separable,
to assign a single evaluation under the
diagnostic code that best allows
evaluation of the overall functional
impairment resulting from both
conditions. With these instructions, the
list of conditions that may not be
combined, given in current § 4.114,
would be unnecessary, and we propose
to remove it. This revision would
provide a fair and equitable method of
evaluation, and is not contrary to § 4.14.
In addition, it would remove the
somewhat unclear direction to assign a
diagnostic code that reflects the
predominant disability and elevate to
the next higher evaluation level ‘‘where
the severity of the overall disability
warrants such elevation,’’ a direction
that could be interpreted differently by
different individuals. We also propose
to change the title of § 4.113 to
‘‘Evaluation of coexisting digestive
conditions,’’ since not all disabilities in
this body system are abdominal, as the
current title of § 4.113 implies.
Section 4.114 Schedule of RatingsDigestive System
Section 4.113
Mouth injuries, Lip injuries, Tongue
Injuries (Including Tongue Loss),
Esophageal Stricture, Achalasia
(Cardiospasm) and Other Motor
Disorders of the Esophagus, and
Esophageal Diverticula (Diagnostic
Codes 7200–7205)
Current § 4.113, ‘‘Coexisting
abdominal conditions,’’ states that there
are diseases of the digestive system that
produce a common disability picture
with similar symptoms and which
should therefore not be rated separately,
as this would be a violation of 38 CFR
4.14, ‘‘Avoidance of pyramiding’’
(which states that the evaluation of the
same disability under various diagnoses
is to be avoided). Current § 4.114, in an
introductory paragraph, lists specific
diagnostic codes that cannot be
combined, and directs that a single
evaluation ‘‘be assigned under the
diagnostic code that reflects the
predominant disability picture, with
elevation to the next higher evaluation
where the severity of the overall
disability warrants such evaluation.’’ In
order to provide clear guidance about
evaluation when there are two or more
coexisting digestive conditions, we
propose to revise the material in
§§ 4.113 and 4.114 related to this subject
and place the revised directions in
§ 4.113.
The current rating schedule directs
that injuries of the mouth (diagnostic
code 7200) be evaluated on the basis of
disfigurement and impairment of
masticatory function, and injuries of the
lips (diagnostic code 7201) on the basis
of disfigurement of the face. Both mouth
and lip injuries are therefore evaluated
using criteria under other diagnostic
codes. Loss of whole or part of the
tongue (diagnostic code 7202) is
currently evaluated at 100 percent if
there is inability to communicate by
speech, at 60 percent if there is loss of
one-half or more of the tongue, and at
30 percent if there is marked speech
impairment. Findings in these three
conditions sometimes overlap,
according to our consultants, with the
major problems being (1) Difficulty with
mastication (chewing) or swallowing,
causing a restriction of diet; (2)
difficulty with speech; (3) loss of part of
the tongue; and (4) disfigurement. We
therefore propose to provide a general
rating formula for the evaluation of
residuals of mouth injuries, lip injuries,
PO 00000
Frm 00003
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
39162
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
and tongue injuries, including tongue
loss.
In addition, there are several
esophageal abnormalities with signs and
symptoms that are similar to one
another, and that also overlap the
findings in mouth, lip, and tongue
injuries. For these reasons, we propose
to include several esophageal conditions
in the same general rating formula for
this whole group of conditions, as
discussed in more detail below. Our
consultants recommended that there be
a 10-percent evaluation level for each of
these disabilities, and also pointed out
that stricture of the esophagus, for
example, can be totally disabling. We
agree, and propose to provide
evaluation levels of 100, 60, 30, and 10
percent in this general rating formula.
Stricture of the esophagus (diagnostic
code 7203) is currently evaluated at 80
percent if it permits ‘‘passage of liquids
only, with marked impairment of
general health;’’ at 50 percent if it is
‘‘severe, permitting liquids only;’’ and at
30 percent if it is ‘‘moderate.’’ These
criteria contain subjective terms such as
‘‘marked,’’ ‘‘moderate,’’ and ‘‘severe,’’
which could be interpreted differently
by different individuals. The general
rating formula we are proposing for the
evaluation of this and other related
conditions with symptoms in common
would provide more objective criteria.
Spasm of the esophagus
(cardiospasm) (diagnostic code 7204) is
currently evaluated based on the degree
of obstruction (stricture), if not
amenable to dilation. We propose to
update the title of diagnostic code 7204
from ‘‘cardiospasm’’ to ‘‘achalasia,’’ the
current term for this condition.
Achalasia is a condition in which, upon
swallowing, there is a failure of
relaxation of the lower esophageal
sphincter (at the junction of the
esophagus and stomach). We also
propose to include in this diagnostic
code other related motor disorders of
the esophagus with impairment in the
normal passage of food through the
esophagus due to muscle or nerve
abnormalities, by revising the title to
‘‘Achalasia (cardiospasm) and other
motor disorders of the esophagus
(diffuse esophageal spasm, corkscrew
esophagus, nutcracker esophagus, etc.).’’
Our consultants suggested we provide
one diagnostic code for achalasia, with
100- and 30-percent evaluation levels,
and another for other esophageal motor
disorders, with 50-, 30-, and 10-percent
evaluation levels. However, the signs
and symptoms of these conditions are
very similar, and the severity of
disability from any one of these
conditions varies widely from
individual to individual. Therefore, in
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
our judgment, it is feasible and
preferable to provide a single diagnostic
code with a broad range of evaluations
(100 to 10 percent), for the sake of
promoting more consistent and
appropriate evaluations.
Acquired diverticulum of the
esophagus (diagnostic code 7205) is
currently evaluated as obstruction
(stricture). We propose to revise the title
of diagnostic code 7205 from
‘‘Esophagus, diverticulum of’’ to
‘‘Esophageal diverticula, including
pharyngoesophageal (Zenker’s),
midesophageal, and epiphrenic types’’
to indicate more clearly the several
types of diverticula that may warrant
evaluation under this diagnostic code.
Achalasia and esophageal diverticulum
result in impairments similar to one
another, and there is overlap with
impairments resulting from mouth, lip,
and tongue injuries. In addition,
esophageal stricture, achalasia, and
esophageal diverticulum may all result
in pulmonary aspiration (inhaling food
or liquid into the lungs) due to
regurgitation or vomiting and may
require treatment with prescription
medication to control symptoms.
Esophageal dilation may be required for
stricture or achalasia. We therefore
propose to include criteria for these
esophageal conditions, as well as
mouth, lip, and tongue injuries, in a
general rating formula that encompasses
the main signs and symptoms of all.
We propose to title the general rating
formula for this group of conditions as
follows: ‘‘General Rating Formula for
Residuals of mouth injuries (diagnostic
code 7200), Residuals of lip injuries
(diagnostic code 7201), Residuals of
tongue injuries, including tongue loss
(diagnostic code 7202), Esophageal
stricture (diagnostic code 7203),
Achalasia (cardiospasm) and other
motor disorders of the esophagus
(diagnostic code 7204), and Esophageal
diverticula (diagnostic code 7205).’’ We
propose to base evaluation of these
conditions on the extent of limitation of
diet, on the extent of the ability to speak
clearly enough to be understood, on the
frequency of episodes of pulmonary
aspiration due to regurgitation or
vomiting, and on whether or not
continuous treatment with prescription
medication is required. We propose to
provide a list of findings at each
evaluation level, any of which would
warrant that percentage of evaluation.
We propose a 100-percent evaluation
for any of the following: Tube feeding
required; diet restricted to liquid foods,
with substantial weight loss,
malnutrition, and anemia; four or more
episodes per year of pulmonary
aspiration (with bronchitis, pneumonia,
PO 00000
Frm 00004
Fmt 4701
Sfmt 4702
or pulmonary abscess) due to
regurgitation or vomiting; or inability to
speak clearly enough to be understood.
We propose a 60-percent evaluation for
any of the following: Diet restricted to
liquid and soft solid foods, with
substantial weight loss or anemia; two
to three episodes per year of pulmonary
aspiration (with bronchitis, pneumonia,
or pulmonary abscess) due to
regurgitation or vomiting; or inability to
speak clearly enough to be understood
at least half of the time but not all of the
time. We propose a 30-percent
evaluation for any of the following: Diet
restricted to liquid and soft solid foods,
with minor weight loss; esophageal
dilation carried out five or more times
per year; daily regurgitation or vomiting;
one episode per year of pulmonary
aspiration (with bronchitis, pneumonia,
or pulmonary abscess) due to
regurgitation or vomiting; or inability to
speak clearly enough to be understood
at times, but less than half of the time.
We propose a 10-percent evaluation for
any of the following: Diet restricted to
liquid and soft solid foods; esophageal
dilation carried out one to four times
per year; heartburn (pyrosis) requiring
continous treatment with prescription
and at least one of the following other
symptoms: Retrosternal chest pain,
difficulty swallowing (dysphagia), or
pain during swallowing (odynophagia);
partial tongue loss; or impaired
articulation for some words, but speech
understandable.
We also propose to add a note
directing raters to separately evaluate
mouth and lip injuries under diagnostic
code 7800 (Burn scar(s) of the head,
face, or neck; scar(s) of the head, face,
or neck due to other causes; or other
disfigurement of the head, face, or
neck), if applicable, and to combine this
with an evaluation under this general
rating formula, under the provisions of
§ 4.25.
The proposed general rating formula
for these conditions is broad enough to
encompass any degree of severity of the
major types of impairment from any of
these conditions, and from combined
injuries of more than one of these
structures. It also provides more
objective criteria than the current
schedule because it excludes subjective
descriptors like ‘‘marked’’ and more
sharply defines the extent of speech
impairment and dietary limitations
required for various evaluations.
Evaluations should, therefore, be more
consistent. Although our consultants
used subjective terms such as
‘‘moderate’’ and ‘‘severe’’ in their
recommended criteria, we are proposing
to exclude such terms whenever
possible throughout the revision of the
E:\FR\FM\05JYP2.SGM
05JYP2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
rating schedule, for the sake of
promoting consistent evaluations. Our
consultants also included the nebulous
phrase ‘‘interfering with normal daily
functioning,’’ which could be subject to
different interpretations by different
people, and we do not propose to use
this language. However, the criteria are
otherwise substantially the same as
those our consultants recommended.
Salivary Gland Disease (Diagnostic
Code 7207)
Since there is no current diagnostic
code under which salivary gland disease
can be appropriately evaluated, and it is
a common enough disability in veterans
to require evaluation, we propose to add
diagnostic code 7207, ‘‘Salivary gland
(parotid, submandibular, sublingual)
disease other than neoplasm.’’ We
propose that there be 20-, 10-, and zeropercent evaluation levels, based on the
presence of xerostomia (dry mouth) and
its effects, chronic inflammation or
swelling of a salivary gland, salivary
gland calculi or stricture, increase in
dental caries, and weight loss, because
these are the major impairments that
may result from salivary gland disease
(‘‘Textbook of Gastroenterology’’ 225
(Tadataka Yamada, M.D., ed., 1991)).
We propose a 20-percent evaluation
for xerostomia (dry mouth) with altered
sensation of taste and difficulty with
lubrication and mastication of food
resulting in either weight loss or
increase in dental caries; a 10-percent
evaluation for xerostomia with altered
sensation of taste and difficulty with
lubrication and mastication of food, but
without weight loss or increase in
dental caries; chronic inflammation of a
salivary gland with pain and swelling
on eating; one or more salivary calculi;
or a salivary gland stricture. We propose
a zero-percent evaluation for either
xerostomia without difficulty in
mastication of food, or painless swelling
of the salivary gland. We are proposing
a zero-percent evaluation level in order
to make it clear that these findings
warrant a zero-, rather than a tenpercent evaluation when it might
otherwise be unclear to the rater.
We also propose to provide note (1)
directing that facial nerve (cranial nerve
VII) impairment, which may result from
parotid gland disease or its treatment, be
evaluated under diagnostic code 8207
(cranial nerve VII) and that any
disfigurement due to facial swelling be
evaluated under diagnostic code (Burn
scar(s) of the head, face, or neck; scar(s)
of the head, face, or neck due to other
causes; or other disfigurement of the
head, face, or neck). We propose to add
note (2) to explain what Sjogren’s
syndrome is and how it should be
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
evaluated. It is an autoimmune disorder
that causes xerostomia (dry mouth) and
keratoconjunctivitis sicca (dry eyes) and
may affect other parts of the body. The
note directs that the effects of
xerostomia (dry mouth) due to Sjogren’s
syndrome be evaluated under diagnostic
code 7207, keratoconjunctivitis sicca
under the portion of the rating schedule
that addresses Organs of Special Sense,
and other effects of the syndrome, if
any, on other body parts under
appropriate diagnostic codes in other
sections of the rating schedule.
Peritoneal Adhesions (Diagnostic Code
7301)
Peritoneal adhesions, diagnostic code
7301, are currently evaluated at levels of
50, 30, 10, or zero percent. A 50-percent
evaluation is assigned if adhesions are
severe, with ‘‘definite partial
obstruction shown by X-ray, with
frequent and prolonged episodes of
severe colic distention, nausea or
vomiting, following severe peritonitis,
ruptured appendix, perforated ulcer, or
operation with drainage.’’ A 30-percent
evaluation is assigned if adhesions are
moderately severe, with ‘‘partial
obstruction manifested by delayed
motility of barium meal and less
frequent and less prolonged episodes of
pain.’’ A 10-percent evaluation is
assigned if adhesions are moderate, with
‘‘pulling pain on attempting work or
aggravated by movements of the body,
or occasional episodes of colic pain,
nausea, constipation (perhaps
alternating with diarrhea) or abdominal
distention.’’ A zero-percent evaluation
is assigned if adhesions are ‘‘mild.’’
Subjective adjectives such as ‘‘mild,’’
‘‘moderate,’’ ‘‘moderately severe,’’ and
‘‘severe’’ are used at each level.
We propose to provide evaluation
levels of 60, 30, or 10 percent for
peritoneal adhesions, based primarily
on the number of episodes of partial
intestinal obstruction with typical
symptoms, which may include, but are
not limited to colicky abdominal pain,
abdominal distention, borborygmi
(audible rumbling bowel sounds),
nausea, vomiting, and obstipation
(severe constipation) (Yamada, 719).
X-ray confirmation of a partial bowel
obstruction would be required for any
level of evaluation.
We propose a 60-percent evaluation
for six or more episodes per year of
partial obstruction of the bowel
(confirmed by X-ray), with typical signs
and symptoms (which may include, but
are not limited to colicky abdominal
pain, abdominal distention, borborygmi
(audible rumbling bowel sounds),
nausea, vomiting, and obstipation)
(severe constipation)); a 30-percent
PO 00000
Frm 00005
Fmt 4701
Sfmt 4702
39163
evaluation for three to five episodes per
year of partial obstruction of the bowel,
with typical signs and symptoms; and a
10-percent evaluation for either of the
following: One or two episodes per year
of partial obstruction of the bowel, with
typical signs and symptoms, or, in the
absence of such episodes, pulling pain
on body movement, if not attributable to
another condition.
These criteria are in general
agreement with those recommended by
our consultants, but they exclude
subjective terms such as ‘‘frequent,’’
‘‘occasional,’’ and ‘‘severe’’ that the
consultants suggested, in favor of more
objective criteria in order to promote
consistent evaluations.
A current note following diagnostic
code 7301 states that ratings for
adhesions will be considered when
there is a history of operative or other
traumatic or infectious (intraabdominal)
process and at least two of the
following: Disturbance of motility,
actual partial obstruction, reflex
disturbances, or presence of pain. We
propose to revise this note to state that
evaluation under diagnostic code 7301
requires a history of abdominal or pelvic
surgery, infection, irradiation, trauma,
or other known etiology for peritoneal
adhesions. We propose to add a second
note listing the typical signs and
symptoms of partial bowel obstruction,
for purposes of evaluation under
diagnostic code 7301. This would
simplify the evaluation criteria by
eliminating the need to repeat the list of
symptoms at each level. Our consultants
recommended that we provide a note
similar to the current note, with both
causes and symptoms of adhesions
listed, and we have basically done this,
but divided the material into two notes,
for the sake of clarity.
General Rating Formula for Ulcer
Disease (Diagnostic Codes 7304–7306)
There are currently three diagnostic
codes for ulcers: diagnostic code 7304
for gastric ulcers, diagnostic code 7305
for duodenal ulcers, and diagnostic code
7306 for marginal (gastrojejunal) ulcers.
No specific evaluation criteria are
provided for gastric ulcers, but they are
ordinarily rated under the criteria for
duodenal ulcers. Duodenal ulcers are
currently evaluated at levels of 60, 40,
20, or 10 percent. A 60-percent
evaluation is assigned if the condition is
severe, with pain only partially relieved
by ulcer therapy, and there is periodic
vomiting, recurrent hematemesis or
melena, with manifestations of anemia
and weight loss, productive of definite
impairment of health. A 40-percent
evaluation is assigned if the condition is
moderately severe, meaning that it is
E:\FR\FM\05JYP2.SGM
05JYP2
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
39164
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
less than severe but with impairment of
health manifested by anemia and weight
loss, or that there are recurrent
incapacitating episodes averaging 10
days or more in duration at least four or
more times a year. A 20-percent
evaluation is assigned if the condition is
moderate, with recurring episodes of
severe symptoms two or three times a
year averaging 10 days in duration, or
with continuous moderate
manifestations. A 10-percent evaluation
is assigned if the condition is mild, with
recurring symptoms once or twice
yearly.
Marginal ulcers are currently
evaluated under a separate set of criteria
that are similar to those for duodenal
ulcer, except that there is also a 100percent evaluation level, to be assigned
if the condition is pronounced, with
periodic or continuous pain unrelieved
by standard ulcer therapy with periodic
vomiting, recurring melena or
hematemesis, and weight loss, and the
condition is totally incapacitating. A 60percent evaluation is assigned if the
condition is severe, with symptoms of
the same type as pronounced but less
pronounced and less continuous, with
definite impairment of health. A 40percent evaluation is assigned if the
condition is moderately severe, with
intercurrent episodes of abdominal pain
at least once a month partially or
completely relieved by ulcer therapy, or
there are mild and transient episodes of
vomiting or melena. A 20-percent
evaluation is assigned if the condition is
moderate, with episodes of recurring
symptoms several times a year. A 10percent evaluation is assigned if the
condition is mild, with brief episodes of
recurring symptoms once or twice
yearly. Both sets of criteria for rating
ulcer disease use subjective adjectives
such as ‘‘mild,’’ ‘‘moderate,’’ and
‘‘pronounced’’ throughout the formulas.
Our consultants pointed out that
while ulcers may vary in location, they
produce the same array of symptoms,
and do not differ in functional
impairment. They suggested that all
types of ulcers be evaluated under the
same criteria: the presence of symptoms
and their response or lack of response
to treatment, the extent of incapacitating
or recurring episodes, and whether there
is recurrent hematemesis (vomiting
blood) or melena, anemia, or weight
loss. We propose to adopt, with some
modifications, their recommendations
regarding bases of evaluations and to
evaluate all types of ulcer disease under
the same criteria. We propose to provide
a single rating formula for gastric ulcer
(diagnostic code 7304), duodenal ulcer
(diagnostic code 7305), and marginal
(gastrojejunal) ulcer (diagnostic code
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
7306), based on the recommended
criteria. We also propose to change the
title of diagnostic code 7305 to
‘‘duodenal ulcer or duodenitis’’ in order
to include duodenitis under this code,
because these conditions commonly
occur together and result in similar
findings. We propose to provide
evaluation levels of 100, 60, 30, and 10
percent. Our consultants suggested 60
percent as the highest level of
evaluation, but, because our experience
has shown that a number of veterans are
totally disabled by severe ulcer disease,
we propose to add a 100-percent level.
These levels also differ from the current
schedule by substituting a 30-percent
level for the current 20- and 40-percent
levels. This change will provide a
clearer distinction between the 10percent level and the next higher level
(which we propose to be 30 percent
instead of 20 percent), a factor that will
promote more consistent evaluations,
and will still be sufficient to
accommodate the range of severity of
ulcer disease.
We propose a 100-percent evaluation
for either substantial weight loss,
malnutrition, and anemia due to
gastrointestinal bleeding; or for
hospitalization three or more times per
year for vomiting, refractory pain,
gastrointestinal bleeding, perforation,
obstruction, or penetration to liver,
pancreas, or colon. We propose a 60percent evaluation for either periodic or
constant dyspepsia with substantial
weight loss and anemia due to ulcer
disease; or for hospitalization two times
per year for vomiting, refractory pain,
gastrointestinal bleeding, perforation,
obstruction, or penetration to liver,
pancreas, or colon. We propose a 30percent evaluation for either periodic or
constant dyspepsia with at least minor
weight loss; or for hospitalization once
per year for vomiting, refractory pain,
gastrointestinal bleeding, perforation,
obstruction, or penetration to liver,
pancreas, or colon. We propose a 10percent evaluation for recurring
dyspepsia that requires continuous
treatment with prescription medication
for control.
We also propose to add a note under
the general rating formula for ulcer
disease stating that the diagnosis of
ulcer disease or duodenitis requires
confirmation on at least one occasion by
imaging or endoscopy. Because the
symptoms of ulcer disease are not
specific, the note would assure that the
diagnosis of ulcer disease is not based
on symptoms alone.
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
Chronic Gastritis (Diagnostic Code
7307)
We propose to revise the title of
diagnostic code 7307 from the current
‘‘gastritis, hypertrophic (identified by
gastroscope)’’ to ‘‘chronic gastritis
(including but not limited to erosive,
hypertrophic, hemorrhagic, bile reflux,
alcoholic, and drug-induced gastritis)’’
to indicate that there are several types
of gastritis that may be evaluated under
this code.
Gastritis is an inflammation of the
gastric (stomach) mucosa. Common
causes include Helicobacter pylori
infection, non-steroidal antiinflammatory drugs, alcohol, stress, and
autoimmune phenomena (atrophic
gastritis) (Merck, 117). While chronic
gastritis is often asymptomatic
(symptom-free), it may cause dyspepsia
and sometimes gastro-intestinal
bleeding with resulting anemia. A rare
type of gastritis results in protein-losing
gastropathy (disease of the stomach), in
which hypoalbuminia (low albumin
level in blood), diarrhea, weight loss,
and edema may occur. Gastritis is
currently evaluated at 60, 30, or 10
percent, with a 60-percent evaluation
assigned when the condition is chronic,
with severe hemorrhages or large
ulcerated or eroded areas; a 30-percent
evaluation when the condition is
chronic, ‘‘with multiple small eroded or
ulcerated areas, and symptoms;’’ and a
10-percent evaluation when the
condition is chronic, ‘‘with small
nodular lesions, and symptoms.’’ We
propose to continue these evaluation
levels, but to provide different criteria,
based more on objective clinical
findings, which are common indicators
of disability, than on the pathologic
appearance of the gastric mucosa.
We propose a 60-percent evaluation
for any of the following: Periodic or
continuous dyspepsia with anemia due
to gastrointestinal bleeding; proteinlosing gastropathy with substantial
weight loss and peripheral edema; or
hospitalization two or more times per
year for gastrointestinal bleeding,
intractable vomiting, or other
complication of chronic gastritis. We
propose a 30-percent evaluation for
either of the following: Protein-losing
gastropathy with at least minor weight
loss, or hospitalization once per year for
gastrointestinal bleeding, intractable
vomiting, or other complication of
chronic gastritis. We propose a 10percent evaluation for dyspepsia that
requires continuous treatment with
prescription medication.
These proposed criteria are similar to
those recommended by our consultants,
but have been modified to remove
E:\FR\FM\05JYP2.SGM
05JYP2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
subjective terms, and for the sake of
internal consistency. In order to
document that gastritis, which is often
hard to diagnose, is definitely present,
we also propose to add a note stating
that evaluation under diagnostic code
7307 requires that the diagnosis of
chronic gastritis be confirmed on at least
one occasion by endoscopy. The
condition of ‘‘gastritis, atrophic’’ is
listed in the current schedule at the end
of the criteria for hypertrophic gastritis.
It is followed by a statement that this is
‘‘a complication of a number of diseases,
including pernicious anemia,’’ and a
direction to rate the underlying
condition. We propose to include this
information in a second note under
diagnostic code 7307, to provide clear
guidance to the raters on how to
evaluate atrophic gastritis.
Postgastrectomy Syndromes (Diagnostic
Code 7308)
Postgastrectomy syndromes
(diagnostic code 7308) are currently
evaluated at levels of 60, 40, or 20
percent, based on frequency of episodes
of symptoms. A 60-percent evaluation is
assigned when the condition is severe,
meaning that it is associated with
nausea, sweating, circulatory
disturbance after meals, diarrhea,
hypoglycemic symptoms, and weight
loss with malnutrition and anemia; a 40percent evaluation when the condition
is moderate, with less frequent episodes
of epigastric disorders with
characteristic mild circulatory
symptoms after meals but with diarrhea
and weight loss; and a 20-percent
evaluation when the condition is mild,
with infrequent episodes of epigastric
distress with characteristic mild
circulatory symptoms or continuous
mild manifestations.
We propose to base evaluations of
postgastrectomy syndromes on more
objective criteria, such as the frequency
of dumping syndrome (which is the
common term for the group of
symptoms that may occur following
various types of surgery for ulcer
disease), whether there is weight loss,
malnutrition or anemia, and whether a
restricted diet is needed. For the sake of
simplicity, we propose to list the
possible signs and symptoms of
postgastrectomy syndromes in a note
rather than listing all possible
manifestations at every evaluation level.
Several types of problems may occur
after gastrectomy, with the onset,
frequency, and types of symptoms
varying with the particular type of
surgery performed (Merck, 123). One
problem is the dumping syndrome.
There are two types of dumping
syndrome, an early type that occurs
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
within 30 minutes of eating, and a late
type that occurs 90 minutes to 3 hours
after eating (‘‘Harrison’s Principles of
Internal Medicine’’ 1240 (Jean D.
Wilson, M.D. et al. eds., 12th ed. 1991)).
Although early and late types have
different causes, their symptoms
overlap. Rather than experiencing a
dumping syndrome, some individuals
experience only severe diarrhea as a
major postgastrectomy problem. Others
experience abdominal pain, bilious
vomiting (vomiting of bile), anemia, and
weight loss due to a condition called
alkaline reflux gastritis (also called
biliary gastritis or bile reflux gastritis);
and some individuals have
malabsorption and poor absorption of
vitamins and minerals resulting in
malnutrition and anemia as their most
significant problems (Yamada, 1394).
Since the signs and symptoms of
these postgastrectomy syndromes
overlap, and ‘‘dumping syndrome’’ is
the commonly used designation for
postgastrectomy signs and symptoms,
we propose to lump the various
postgastrectomy syndromes together as
‘‘dumping syndrome’’ and to add a note
under diagnostic code 7308 stating that
for purposes of evaluation under
diagnostic code 7308, the term
‘‘dumping syndrome’’ includes
symptoms that are associated with any
of the following postgastrectomy
syndromes: Early and late types of
dumping syndrome, postgastrectomy
diarrhea, and alkaline reflux gastritis.
These symptoms include any
combination of weakness, dizziness,
lightheadedness, diaphoresis (sweating),
palpitations, tachycardia, postural
hypotension, confusion, syncope
(fainting), nausea, vomiting (often with
bile), diarrhea, steatorrhea (fatty stools),
borborygmi (audible rumbling bowel
sounds), abdominal pain, anorexia (lack
or loss of appetite), abdominal bloating,
and belching. In order to include both
types of postgastrectomy dumping
syndromes, we also propose to state, in
the same note, that symptoms may
occur immediately after eating or up to
three hours later.
We propose to provide evaluation
levels of 100, 60, 30, and 10 percent,
instead of the current 60, 40, and 20
percent. Our consultants suggested that
we add a 100-percent evaluation level,
since postgastrectomy syndromes may
be severely disabling, and we propose to
do so. As with gastritis, to promote
consistent evaluations, we propose to
substitute a 30-percent evaluation level
for the 20- and 40-percent levels to
provide a clearer distinction between
adjacent levels. We also propose to add
a 10-percent evaluation level for milder
cases of dumping syndrome. We
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
39165
propose a 100-percent evaluation for
dumping syndrome that occurs after
most meals, with substantial weight
loss, malnutrition, and anemia. We
propose a 60-percent evaluation for
dumping syndrome that occurs after
most meals, with substantial weight loss
and anemia. We propose a 30-percent
evaluation for dumping syndrome that
occurs daily or nearly so, despite
treatment, with at least minor weight
loss. We propose a 10-percent
evaluation for intermittent dumping
syndrome (occurring at least three times
a week) requiring dietary restrictions.
Our consultants suggested criteria that
retain the same subjective terms of
‘‘infrequent,’’ ‘‘mild,’’ and ‘‘less
frequent,’’ as the current schedule. For
example, our consultants recommended
that a 20-percent evaluation be assigned
for post-gastrectomy syndrome that is
‘‘mild’’ with ‘‘infrequent’’ episodes of
epigastric distress with ‘‘characteristic
mild’’ circulatory symptoms or
continuous ‘‘mild’’ manifestations. We
propose to use more specific terms such
as ‘‘after most meals’’ and ‘‘daily or
nearly so,’’ since making the criteria less
ambiguous is one of the goals of the
revision of the rating schedule. In order
to make the criteria clear to everyone
who uses the rating schedule, we
propose to list the actual symptoms
(many of which overlap) of
hypoglycemia and circulatory
disturbance in the note defining
dumping syndrome, rather than use less
clear terms such as ‘‘hypoglycemic
symptoms’’ or ‘‘circulatory symptoms,’’
as the consultants suggested. We also
propose a second note to direct raters to
separately evaluate complications, such
as osteomalacia, under an appropriate
diagnostic code.
Gastric Emptying Disorders (Diagnostic
Code 7309)
Diagnostic code 7309 is currently
titled ‘‘stomach, stenosis of’’ and
includes an instruction to ‘‘[r]ate as for
gastric ulcer’’ (diagnostic code 7304),
which in turn is usually rated as
duodenal ulcer (diagnostic code 7305).
We propose to make diagnostic code
7309 more inclusive by changing the
title to ‘‘gastric emptying disorders
(including gastroparesis (delayed gastric
emptying), and pyloric, gastric, and
other motility disturbances)’’ because all
of these conditions, which are not
uncommon and are not currently listed
in the current rating schedule, may
produce similar signs and symptoms.
We propose to provide evaluation
levels of 100, 60, 30, and 10 percent for
diagnostic code 7309. As our
consultants pointed out, these
conditions can be very debilitating. We
E:\FR\FM\05JYP2.SGM
05JYP2
39166
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
propose to base the evaluation on
criteria specific to gastric emptying
disorders—epigastric pain or fullness,
anorexia (lack or loss of appetite),
nausea, vomiting, gastroesophageal
reflux, early satiety (feeling that hunger
and thirst are satisfied), and abdominal
bloating (Yamada, 1264). We propose to
add a note listing the signs and
symptoms of gastric emptying disorders,
for purposes of evaluation under
diagnostic code 7309.
We propose a 100-percent evaluation
for daily or near-daily signs and
symptoms with substantial weight loss
and malnutrition. We propose a 60percent evaluation for periodic or daily
or near-daily signs and symptoms with
substantial weight loss. We propose a
30-percent evaluation for periodic signs
and symptoms with minor weight loss.
We propose a 10-percent evaluation for
periodic signs and symptoms without
weight loss, but requiring continuous
treatment with prescription medication.
These criteria are specific to the
disability and are clearer and more
objective than those proposed by our
consultants. While the consultants used
similar symptoms, they also included
modifiers like ‘‘pronounced,’’ ‘‘severe,’’
and ‘‘moderate,’’ which are subjective
terms that we are trying to exclude from
the rating schedule when possible, for
the sake of consistent evaluations.
Injury of the Stomach (Diagnostic Code
7310)
Injury of the stomach, diagnostic code
7310, is currently evaluated under the
criteria for peritoneal adhesions
(diagnostic code 7301). We propose to
retain that direction and to add an
alternative direction, as recommended
by our consultants, to evaluate as
postgastrectomy syndromes (diagnostic
code 7308) if the injury required a
gastric resection.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Liver Disease
In a separate rulemaking, we
previously revised the portion of § 4.114
that addresses liver disease, including
injury of the liver (diagnostic code
7311), cirrhosis of the liver (diagnostic
code 7312), deletion of residuals of
abscess of liver (diagnostic code 7313),
infectious hepatitis (diagnostic code
7345), benign new growths of the
digestive system (7344), and malignant
new growths of the digestive system,
exclusive of skin growths (diagnostic
code 7343). Following notice and
comment, this rulemaking was
published as a final rule on May 31,
2001 (66 FR 29486). We do not propose
any further changes to those diagnostic
codes.
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
Biliary Tract Disease or Injury
(Diagnostic Code 7314)
Diagnostic code 7314 is currently
titled ‘‘cholecystitis, chronic’’ and has
evaluation levels of 30, 10, and zero
percent. A 30-percent evaluation is
assigned if the condition is severe, with
frequent attacks of gall bladder colic; a
10-percent evaluation if the condition is
moderate, with gall bladder dyspepsia,
confirmed by X-ray technique, and with
infrequent attacks (not over two or three
a year) of gall bladder colic, with or
without jaundice; and a zero-percent
evaluation if the condition is mild.
Chronic cholelithiasis (diagnostic
code 7315) and chronic cholangitis
(diagnostic code 7316) are evaluated
under the same criteria as chronic
cholecystitis. All of these conditions are
closely related and may co-exist, and
can readily be evaluated under a single
diagnostic code and set of evaluation
criteria. In addition, diagnostic code
7318, ‘‘Gall bladder, removal of,’’ can
result in signs and symptoms similar to
those of the above three conditions. It is
currently evaluated at 30, 10, or zero
percent, under subjectively-defined
criteria. A 30-percent evaluation is
assigned if there are ‘‘severe
symptoms,’’ a 10-percent evaluation if
there are ‘‘mild symptoms,’’ and a zeropercent evaluation if the condition is
nonsymptomatic. ‘‘Gall bladder, injury
of’’ (diagnostic code 7317) is currently
rated as peritoneal adhesions.
We, therefore, propose to revise the
title of diagnostic code 7314 to the more
inclusive ‘‘Biliary tract disease or injury
(chronic cholecystitis, cholelithiasis,
choledocholithiasis, chronic cholangitis,
status post-cholecystectomy, gall
bladder or bile duct injury, biliary
dyskinesia, cholesterolosis, polyps of
gall bladder, sclerosing cholangitis,
stricture or infection of the bile ducts,
choledochal cyst)’’ because all of these
conditions are related and may produce
similar effects. It is therefore
appropriate to evaluate them under the
same criteria. It is not uncommon for
more than one of these conditions to be
present at the same time, and using a
single set of criteria would better allow
an appropriate overall evaluation in
those cases, since the signs and
symptoms overlap and may be identical.
Our consultants did not suggest
combining these conditions under a
single diagnostic code, as we are
proposing, but did suggest evaluating
them under the same criteria. The
evaluation criteria we are proposing are
similar to those they suggested, but
would eliminate the subjective terms
‘‘severe,’’ ‘‘moderate’’ and ‘‘mild’’.
PO 00000
Frm 00008
Fmt 4701
Sfmt 4702
Although the current evaluation
levels for these conditions are limited to
30, 10, and zero percent, we propose to
provide evaluation levels of 100, 60, 30,
and 10 percent for biliary tract disease
or injury, to accommodate more severe
cases, including those that are totally
disabling. We propose to base
evaluations on the frequency of acute
attacks of signs and symptoms of biliary
tract disease or injury per year; the
frequency of hospitalizations for biliary
tract disease or injury per year; the
response to medical or surgical
treatment; and whether liver failure is
present. We propose to describe the
usual signs and symptoms of biliary
tract disease and injury in a note, as
discussed below.
We propose a 100-percent evaluation
for any of the following: Near-constant
debilitating attacks of biliary tract
disease or injury that are refractory to
medical or surgical treatment; liver
failure; or hospitalization three or more
times per year for biliary tract disease or
injury. We propose a 60-percent
evaluation for either of the following:
Six or more attacks of biliary tract
disease or injury per year, partially
responsive to treatment; or
hospitalization two times per year for
biliary tract disease or injury. We
propose a 30-percent evaluation for
either of the following: Three to five
attacks of biliary tract disease or injury
per year, or hospitalization once per
year for biliary tract disease or injury.
We propose a 10-percent evaluation for
either of the following: One or two
attacks of biliary tract disease or injury
per year; or biliary tract pain occurring
at least monthly, despite medical
treatment. We propose to remove the
zero-percent level as unnecessary (see
§ 4.31).
The proposed criteria would provide
more objective criteria for evaluating
these conditions and also provide a
wider range of percentage evaluations,
consistent with the potential disabling
effects of these conditions.
We propose to add four notes under
diagnostic code 7314, with the first
stating that for purposes of evaluation
under diagnostic code 7314, attacks of
biliary tract disease or injury include
any combination of such signs and
symptoms as abdominal pain (including
biliary colic), dyspepsia, jaundice,
anorexia (lack or loss of appetite),
nausea, vomiting, chills, and fever
(Merck, 242–245). So that the presence
of biliary tract disease is substantiated,
and not based on symptoms alone, the
second proposed note would state that
evaluation under diagnostic code 7314
requires that the diagnosis of any of
these conditions be confirmed by X-ray
E:\FR\FM\05JYP2.SGM
05JYP2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
or other imaging procedure, laboratory
findings, or other objective evidence.
The third proposed note would direct
raters to separately evaluate peritoneal
adhesions (diagnostic code 7301) if
applicable, and combine (under the
provisions of § 4.25) with an evaluation
under diagnostic code 7314, as long as
the same findings are not used to
support more than one evaluation. This
would assure that traumatic or
postoperative manifestations due to
adhesions would be properly evaluated.
The fourth proposed note would direct
raters to evaluate the cirrhotic phase of
sclerosing cholangitis under diagnostic
code 7312 (cirrhosis of liver), a more
appropriate diagnostic code for
evaluating that condition than 7314.
Since chronic cholelithiasis (current
diagnostic code 7315), chronic
cholangitis (current diagnostic code
7316), injury of gall bladder (current
diagnostic code 7317), and removal of
gall bladder (current diagnostic code
7318) would all be included in
diagnostic code 7314, for reasons
discussed above, we propose to delete
the separate diagnostic codes for those
conditions.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Disease or Injury of the Spleen
There is currently a reference to
disease or injury of the spleen under
diagnostic code 7318, directing raters to
the hemic and lymphatic systems. We
propose to remove that reference as
unnecessary, since the spleen, although
in the abdominal cavity, is part of the
lymphatic, not the digestive system.
Evaluation criteria for splenectomy
(diagnostic code 7706) and healed
injury of the spleen (diagnostic code
7707) are included in the hemic and
lymphatic portion of the rating schedule
(38 CFR 4.117), and both conditions are
listed in the index to the rating schedule
as part of the hemic and lymphatic
systems.
Irritable Bowel Syndrome (Diagnostic
Code 7319)
Diagnostic code 7319 is currently
titled ‘‘Irritable colon syndrome (spastic
colitis, mucous colitis, etc.).’’ We
propose to retitle it ‘‘Irritable bowel
syndrome (irritable colon, spastic
colitis, mucous colitis),’’ since this is
current terminology for the condition.
The current evaluation levels are 30, 10,
and zero percent. A 30-percent
evaluation is assigned if the condition is
severe, with diarrhea or alternating
diarrhea and constipation, with more or
less constant abdominal distress. A 10percent evaluation is assigned if the
condition is moderate, with frequent
episodes of bowel disturbance with
abdominal distress. A zero-percent
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
evaluation is assigned if the condition is
mild, with ‘‘disturbances of bowel
function with occasional episodes of
abdominal distress.’’ Our consultants
suggested evaluation levels of 30 and 10
percent, with essentially the same
criteria as the current ones, except for
adding ‘‘refractory to medical
treatment’’ to the criteria for 30 percent,
and ‘‘partially responsive to treatment’’
to the criteria for 10 percent. We are
proposing to remove the subjective
terms ‘‘severe,’’ ‘‘frequent,’’
‘‘occasional,’’ etc., from the criteria and
to base evaluation on more objective
criteria, in order to decrease the reliance
on ambiguous descriptive terms. We
propose a 30-percent evaluation for
daily or near-daily disturbances of
bowel function (diarrhea, or alternating
diarrhea and constipation), bloating,
and abdominal cramping or pain,
refractory to medical treatment, and a
10-percent evaluation for disturbances
of bowel function (diarrhea, or
alternating diarrhea and constipation),
bloating, and abdominal cramping or
pain that occur three or more times a
month and that respond partially to
medical treatment. We propose to
remove the zero-percent level as
unnecessary (see § 4.31). These
proposed criteria would ensure
consistency of evaluations and still be
in keeping with our consultants’
recommendations.
Amebiasis and Bacillary Dysentery
In the current rating schedule,
diagnostic code 7321 is amebiasis, and
diagnostic code 7322 is bacillary
dysentery. Both conditions are
uncommon today except as acute shortterm illnesses. They ordinarily resolve
without residuals because they are
highly responsive to modern drug
treatment. In accordance with our
consultants’ suggestion, we therefore
propose to delete diagnostic code 7321
and diagnostic code 7322 as
unnecessary.
Ulcerative Colitis (Diagnostic Code
7323)
Ulcerative colitis (diagnostic code
7323) is currently evaluated at 100, 60
30, or 10 percent. A 100-percent
evaluation is assigned if the condition is
pronounced, resulting in marked
malnutrition, anemia, and general
debility, or if there are serious
complications, such as liver abscess. A
60-percent evaluation is assigned if the
condition is severe, with numerous
attacks a year and malnutrition, with the
health only fair during remissions. A 30percent evaluation is assigned if the
condition is moderately severe, with
frequent exacerbations; and a 10-percent
PO 00000
Frm 00009
Fmt 4701
Sfmt 4702
39167
evaluation is assigned if the condition is
moderate, with infrequent
exacerbations.
The most common symptoms of
ulcerative colitis are abdominal pain
and bloody diarrhea, but there may also
be rectal pain, fever, tachycardia,
anorexia, malaise, weakness, and other
symptoms. In severe cases, there may be
weight loss, malnutrition, anemia, and
hypoalbuminemia. Common
complications include perforation,
stricture, hemorrhage, dehydration,
fulminant (sudden and intense) colitis,
and toxic megacolon (a severe
distention of the colon that can be life
threatening). Among other possible
complications are liver disease, skin
nodules, eye problems, colon cancer,
and arthritis (Merck, 155–156 and
https://digestive.niddk.nih.gov/
ddiseases/pubs/colitis/
index.htm#symptoms, National
Digestive Diseases Information
Clearinghouse, February 2006).
Our consultants suggested we
continue evaluations based on
frequency of episodes, attacks, and
exacerbations, and they provided some
timeframes for their frequency and
duration. We propose to use their
suggestions, in a modified form,
removing the subjective language such
as ‘‘severe’’ and ‘‘marked’’ that they
included. We also further propose to
specify the usual symptoms of
ulcerative colitis in the criteria, with
bloody diarrhea being the major
symptom, and to include criteria based
on the need for hospitalization for
complications or continuous treatment
with prescription medication. We
propose a 100-percent evaluation for
either of the following: malnutrition,
substantial weight loss, anemia, and
general debility with multiple attacks of
colitis per year, with bloody diarrhea,
abdominal or rectal pain, fever, and
malaise; or hospitalization three or more
times per year for complications such as
hemorrhage, dehydration, obstruction,
fulminant (sudden and intense) colitis,
toxic megacolon, or perforation.
We propose a 60-percent evaluation
for either of the following: substantial
weight loss and anemia, with multiple
attacks of colitis per year, with bloody
diarrhea, abdominal or rectal pain,
fever, and malaise; or hospitalization
two times per year for complications
such as hemorrhage, dehydration,
obstruction, fulminant colitis, toxic
megacolon, or perforation. We propose
a 30-percent evaluation for either of the
following: three or more attacks of
colitis (each lasting 5 or more days) per
year, with diarrhea with blood, pus, or
mucous, and abdominal or rectal pain;
or hospitalization one time per year for
E:\FR\FM\05JYP2.SGM
05JYP2
39168
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
complications such as hemorrhage,
dehydration, obstruction, fulminant
colitis, toxic megacolon, or perforation.
We propose a 10-percent evaluation for
either of the following: One or two
attacks of colitis (each lasting 5 or more
days) per year with diarrhea with blood,
pus, or mucous, and abdominal or rectal
pain; or continuous treatment with
prescription medication either to
control symptoms or to maintain
remission.
We also propose to add a note
directing raters to evaluate other
complications, such as uveitis,
ankylosing spondylitis, sclerosing
cholangitis, etc., separately under an
appropriate diagnostic code. We
propose to add a second note directing
raters, if there has been a colon
resection, to evaluate under diagnostic
codes 7350 (colostomy or ileostomy)
and 7329 (resection of large intestine),
as applicable, and to combine the
evaluations under the provisions of
§ 4.25, as long as the same findings are
not used to support more than one
evaluation.
and on whether continuous treatment
with prescription medication is
required. We propose to delete the zeropercent level, since a parasitic infection
that does not meet the criteria for a tenpercent evaluation would be assigned a
non-compensable evaluation, and this is
sufficiently clear without the need for a
zero-percent evaluation level (see
§ 4.31).
We propose to evaluate parasitic
infections of the intestinal tract at 30
percent if there is daily diarrhea
(occurring more than three times per
day) and abdominal pain, with at least
minor weight loss. We propose to
evaluate them at 10 percent if diarrhea
and abdominal pain occur, and they
require continuous treatment with
prescription medication for control. In
addition, since parasitic infection of the
gastrointestinal tract may result in a
malabsorption syndrome, we propose to
add a note directing raters to evaluate
under proposed diagnostic code 7353
(malabsorption syndrome), if
malabsorption is present, and doing so
would result in a higher evaluation.
Intestinal Parasitic Infections
(Diagnostic Code 7324)
We propose to change the title of
diagnostic code 7324 from ‘‘distomiasis,
intestinal or hepatic’’ to ‘‘parasitic
infections of the intestinal tract’’
because our consultants advised us that
distomiasis (formerly used to refer to
trematodes or flukes) is a term that is no
longer used. The generic term ‘‘parasitic
infections’’ includes all types of
parasitic infections, not just trematodes
or flukes. Parasitic infections that do not
primarily affect the digestive tract are
evaluated in the portion of the rating
schedule that addresses Infectious
Diseases, Immune Disorders and
Nutritional Deficiencies. The current
evaluation criteria, with levels of 30, 10,
and zero percent, are based on whether
there are ‘‘severe,’’ ‘‘moderate,’’ or
‘‘mild’’ symptoms, with no specific
guidance as to the type of symptoms.
Our consultants suggested criteria of
‘‘severe symptoms including diarrhea,
abdominal distress, and weight loss,
refractory to medical treatment’’ for a
30-percent evaluation and ‘‘moderate
symptoms’’ for a 10-percent evaluation.
While more specific than the current
criteria, they retain subjective language.
We propose to remove the subjective
terms and base evaluation on the
presence of diarrhea (which commonly
means more than three loose watery
stools in one day (https://
digestive.niddk.nih.gov/ddiseases/pubs/
diarrhea/, National Digestive Diseases
Information Clearinghouse, October
2003)), abdominal pain, and weight loss,
Chronic Diarrhea of Unknown Etiology
(Diagnostic Code 7325)
Diagnostic code 7325 is currently
titled ‘‘Enteritis, chronic’’ and directs
that the condition be rated as irritable
colon syndrome (diagnostic code 7319).
At the suggestion of our consultants, we
propose to revise the title to ‘‘chronic
diarrhea of unknown etiology’’ because
chronic enteritis is no longer considered
a specific diagnostic entity. We also
propose to provide evaluation criteria
specific to this condition, in accordance
with the recommendation of our
consultants, since those for evaluating
irritable colon syndrome (which include
‘‘alternating constipation and diarrhea’’)
are not appropriate for evaluating
chronic diarrhea.
We propose to provide evaluation
levels of 60, 30, and 10 percent (our
consultants recommended levels of 60
and 30 percent) based on the frequency
of watery bowel movements, their
requirement for and response to medical
treatment, and on the number of
episodes per year of fluid and
electrolyte imbalance requiring
parenteral (intravenous or
intramuscular) hydration. We propose a
60-percent evaluation if there are five or
more watery bowel movements daily,
refractory to medical treatment, and
three or more episodes per year of fluid
and electrolyte imbalance requiring
parenteral (intravenous or
intramuscular) hydration. We propose a
30-percent evaluation if there are five or
more watery bowel movements daily,
partially responsive to medical
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
treatment, and one or two episodes per
year of fluid and electrolyte imbalance
requiring parenteral (intravenous or
intramuscular) hydration. We propose a
10-percent evaluation if the condition
requires continuous treatment with
prescription medication for control.
These criteria for evaluating chronic
diarrhea of unknown etiology are both
objective and specific to the disability,
and are in general agreement with the
suggestions of our consultants, although
they recommended that we require at
least six watery bowel movements per
day, instead of five or more, as we are
proposing. In our judgment, five or more
watery bowel movements a day
constitute a sufficient indication of
severity of the major disabling symptom
of this condition. The consultants also
recommended a 60-percent evaluation
for one episode of biochemical
alteration, but it is our opinion that one
episode would not be sufficiently
disabling to warrant a 60-percent
evaluation, in comparison to other
disabilities evaluated at a 60-percent
level. We propose instead that there be
three or more episodes of fluid and
electrolyte imbalance to warrant a 60percent evaluation, and one or two
episodes to warrant a 30-percent
evaluation.
Crohn’s Disease (Diagnostic Code 7326)
Diagnostic code 7326 is currently
titled ‘‘Enterocolitis, chronic’’ and
directs that the condition be rated as
irritable colon syndrome (diagnostic
code 7319), with evaluation levels of 30,
10, and zero-percent, but as suggested
by our consultants, we propose to
change the title to ‘‘Crohn’s disease,’’
the current medical term for this
condition, and to provide criteria more
specific to the disabling effects of this
disease. Our consultants pointed out
that Crohn’s disease can be very
disabling, and we therefore propose to
provide a broader range of evaluation
levels—100, 60, 30, and 10 percent—in
order to encompass the whole range of
disabling effects that may result from
this condition. The most common signs
and symptoms of Crohn’s disease,
which is often episodic, include
diarrhea, abdominal pain and
tenderness, fever, anorexia, and weight
loss; also there may be pallor, weakness,
malnutrition, abscesses, fistula, bowel
obstruction, and other complications, as
pointed out by our consultants, and as
found in standard medical books
(Merck, 153; Yamada, 1599).
We propose a 100-percent evaluation
for either of the following: multiple
attacks or flareups of Crohn’s disease
per year with abdominal pain or
tenderness, diarrhea, fever, anorexia
E:\FR\FM\05JYP2.SGM
05JYP2
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
(lack or loss of appetite), and fatigue
plus malnutrition, substantial weight
loss, hypoalbuminemia, and anemia; or
hospitalization three or more times per
year for complications such as abscess,
stricture, obstruction, or fistula.
We propose a 60-percent evaluation
for any of the following: multiple
attacks or flareups of Crohn’s disease
per year with abdominal pain or
tenderness, diarrhea, fever, anorexia
(lack or loss of appetite), and fatigue
plus substantial weight loss and anemia;
hospitalization two times per year for
recurrent complications such as abscess,
stricture, obstruction, or fistula; or
constant or near-constant treatment with
high dose systemic (oral or parenteral
[intravenous or intramuscular])
corticosteroids.
We propose a 30-percent evaluation
for any of the following: three or more
attacks or flareups of Crohn’s disease
per year with abdominal pain or
tenderness, diarrhea, fever, anorexia
(lack or loss of appetite), and fatigue,
plus at least minor weight loss;
hospitalization one time per year for
complications such as abscess, stricture,
obstruction, or fistula; or three or more
(but not constant) courses of treatment
per year with high dose systemic (oral
or parenteral [intravenous or
intramuscular]) corticosteroids.
We propose a 10-percent evaluation
for any of the following: One or two
attacks or flareups of Crohn’s disease
per year with abdominal pain or
tenderness, diarrhea, and fever; one or
two courses of treatment per year with
high dose systemic (oral or parenteral
[intravenous or intramuscular])
corticosteroids; or continuous treatment
with prescription medication other than
high dose systemic (oral or parenteral
[intravenous or intramuscular])
corticosteroids.
These criteria are more specific to
Crohn’s disease than those in the
current rating schedule, and represent
modifications of the criteria suggested
by our consultants (for example, to
remove subjective language). They
would provide a clear and objective
basis for evaluation, as well as a suitable
range of evaluation levels.
We also propose to add a note
directing raters to evaluate
complications, such as external
gastrointestinal fistula, arthritis,
episcleritis (inflammation of the outer
layers of the sclera of the eye), etc.,
separately under an appropriate
diagnostic code as long as the same
findings are not used to support more
than one evaluation (see § 4.14). We
propose to add a second note, because
bowel surgery is often needed, directing
raters to evaluate under diagnostic code
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
7350 (colostomy or ileostomy) if an
ostomy is present, and under diagnostic
code 7328 (resection of the small
intestine) or 7329 (resection of large
intestine), if applicable, as long as the
same findings are not used to support
more than one evaluation.
Diverticulitis (Diagnostic Code 7327)
The current rating schedule does not
provide specific criteria for
diverticulitis, diagnostic code 7327, but
directs that it be evaluated as either
irritable colon syndrome (diagnostic
code 7319), peritoneal adhesions
(diagnostic code 7301), or ulcerative
colitis (diagnostic code 7323),
depending on the predominant
disability picture. We propose to
provide evaluation criteria specific to
this condition, with evaluation levels of
100, 60, 30, and 10 percent, to reflect its
range of severity. The most common
signs and symptoms of diverticulitis are
abdominal pain and tenderness, fever,
and an elevated white blood count
(Merck, 160; Yamada, 1737). There may
also be peritoneal irritation, with or
without bleeding; irregular defecation;
and such complications as fistula
formation, intestinal obstruction,
abscess formation, or perforation.
Milder attacks can be treated with
antibiotics, bed rest, and a liquid diet as
an outpatient, but more serious attacks
may require hospitalization for
intravenous antibiotics and other
measures, and, sometimes, surgery.
We therefore propose a 100-percent
evaluation for either of the following:
near-constant signs and symptoms of
diverticulitis, with abdominal pain and
tenderness, fever, and irregular
defecation (constipation, diarrhea, or
alternating constipation and diarrhea);
or hospitalization at least three times
per year for complications such as
abscess, perforation, obstruction, or
fistula.
We propose a 60-percent evaluation
for any of the following: six or more
attacks of diverticulitis per year with
abdominal pain and tenderness, fever,
and irregular defecation (constipation,
diarrhea, or alternating constipation and
diarrhea), requiring outpatient treatment
with a course of antibiotics, bed rest,
and a liquid diet; hospitalization two
times per year for complications such as
abscess, perforation, obstruction, or
fistula; or hospitalization three or more
times per year for acute diverticulitis
requiring intravenous antibiotics.
We propose a 30-percent evaluation
for any of the following: three to five
attacks of diverticulitis per year with
abdominal pain and tenderness, fever,
and irregular defecation (constipation,
diarrhea, or alternating constipation and
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
39169
diarrhea), requiring outpatient treatment
with a course of antibiotics, bed rest,
and a liquid diet; hospitalization one
time per year for complications such as
abscess, perforation, obstruction, or
fistula; or hospitalization once or twice
per year for acute diverticulitis
requiring intravenous antibiotics.
We propose a 10-percent evaluation
for the following: One or two attacks of
diverticulitis per year with abdominal
pain and tenderness, fever, and irregular
defecation (constipation, diarrhea, or
alternating constipation and diarrhea),
requiring a course of antibiotics.
We also propose to add a note to
address evaluation after surgery, which
is often needed to treat diverticulitis.
The note would direct raters to evaluate
under diagnostic code 7350 (colostomy
or ileostomy) if an ostomy is present,
and under diagnostic code 7329
(resection of large intestine), if
applicable, as long as the same findings
are not used to support more than one
evaluation (see § 4.14).
These criteria are similar to those
suggested by our consultants, but
modified, to remove indefinite terms
such as ‘‘severe,’’ ‘‘moderate,’’ and
‘‘frequent,’’ and to substitute criteria
that are both more specific and more
objective, in order to promote consistent
evaluations.
Resection of Small Intestine (Diagnostic
Code 7328)
Resection of the small intestine,
diagnostic code 7328, currently has
evaluation levels of 60, 40 and 20
percent, with criteria for the various
levels based on the extent of
interference with absorption and
nutrition, the degree of impairment of
health with either weight loss or
inability to gain weight, and whether
there are symptoms. A 60-percent
evaluation is assigned if the condition
shows marked interference with
absorption and nutrition, manifested by
severe impairment of health objectively
supported by examination findings
including material weight loss; a 40percent evaluation if the condition
produces definite interference with
absorption and nutrition, manifested by
impairment of health objectively
supported by examination findings,
including definite weight loss; and a 20percent evaluation if the condition is
symptomatic, with diarrhea, anemia,
and inability to gain weight. These
criteria contain indefinite criteria, such
as ‘‘material’’ or ‘‘definite’’ weight loss
and ‘‘marked’’ or ‘‘definite’’ interference
with absorption. In addition, our
consultants advised us that the current
criteria, based partly on weight loss or
inability to gain weight, are no longer
E:\FR\FM\05JYP2.SGM
05JYP2
39170
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
appropriate because the parenteral
(intravenous or intramuscular) and
supplemental nutrition now available
will ordinarily allow body weight to be
maintained. They pointed out that the
type and frequency of nutritional
support needed is related to the severity
of the condition.
We therefore propose to provide
evaluation criteria that are both more
objective and more characteristic of the
disabling effects of resection of the
small intestine than the current criteria,
in light of modern medicine. We
propose that the condition be evaluated
based on the need for oral or parenteral
(intravenous or intramuscular)
nutritional support and on the presence
of diarrhea and other symptoms. Our
consultants said that the need for total
parenteral (intravenous or
intramuscular) nutrition indicates a
debilitating condition that would be
totally disabling. We therefore propose
a 100-percent evaluation if total
parenteral (intravenous or
intramuscular) nutrition is required. We
propose a 60-percent evaluation for
diarrhea, weakness, fatigue, abdominal
cramps, and bloating, with anemia,
requiring daily (oral) nutritional
supplementation, plus parenteral
(intravenous or intramuscular) nutrition
for a total of at least 28 days per year;
a 30-percent evaluation for diarrhea,
weakness, fatigue, abdominal cramps,
and bloating requiring daily (oral)
nutritional supplementation plus
parenteral (intravenous or
intramuscular) nutrition for a total of at
least 14 days, but less than 28 days per
year; and a 10-percent evaluation for
diarrhea, weakness, fatigue, abdominal
cramps, and bloating requiring daily
(oral) nutritional supplementation.
We propose to modify the current
note under diagnostic code 7328. It now
directs that the condition be rated under
diagnostic code 7301, where residual
adhesions constitute the predominant
disability. We propose that the note
instruct raters to separately evaluate
peritoneal adhesions, diagnostic code
7301, if applicable, as long as the same
findings are not used to support an
evaluation both under diagnostic code
7301 and under diagnostic code 7328.
Resection of Large Intestine (Diagnostic
Code 7329)
Resection of the large intestine,
diagnostic code 7329, currently has
evaluation levels of 40, 20, and 10
percent, based on the indefinite criteria
of whether symptoms are ‘‘severe’’ and
‘‘objectively supported by examination
findings’’ (for 40 percent), ‘‘moderate’’
(for 20 percent), or ‘‘slight’’ (for 10
percent). We propose to remove these
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
subjective terms and provide more
objective criteria based on the primary
symptoms of diarrhea and abdominal
pain and the number of complications,
as recommended by our consultants. We
propose that there be a broader range of
evaluation levels, 100, 60, 30, and 10
percent, consistent with the range of
severity of the condition.
We propose a 100-percent evaluation
for multiple daily episodes of diarrhea
and abdominal pain that are refractory
to treatment, plus at least two
hospitalizations per year for
complications such as obstruction,
fistula, or abscess; a 60-percent
evaluation for multiple attacks of
diarrhea and abdominal pain per year
requiring medical treatment plus at least
one hospitalization per year for
complications such as obstruction,
fistula, or abscess; a 30-percent
evaluation for four or more attacks of
diarrhea and abdominal pain per year
requiring medical treatment; and a 10percent evaluation for two or three
attacks per year of diarrhea and
abdominal pain requiring medical
treatment. These criteria are more
objective and would therefore promote
more consistent evaluations, and they
are consistent with the disabling effects
that sometimes occur after large bowel
resection. They are similar to the
suggestions of our consultants, but with
less subjective language and with
modifications of the criteria at various
levels, for the sake of internal
consistency.
Although the current note following
diagnostic code 7329 instructs raters to
evaluate the condition as peritoneal
adhesions, diagnostic code 7301, if
adhesions are the predominant
disability, we propose to direct raters to
separately evaluate peritoneal adhesions
(diagnostic code 7301), if applicable,
and combine (under the provisions of
§ 4.25) with an evaluation under
diagnostic code 7329, as long as the
same findings are not used to support
more than one evaluation. This is
clearer and more appropriate, since
evaluation under both cited diagnostic
codes is feasible under certain
circumstances (see § 4.14, Avoidance of
pyramiding). We also propose to add a
second note directing raters to evaluate
under diagnostic code 7350 (colostomy
or ileostomy), if applicable, and
combine (under the provisions of § 4.25)
with an evaluation under diagnostic
code 7329, as long as the same findings
are not used to support more than one
evaluation.
PO 00000
Frm 00012
Fmt 4701
Sfmt 4702
External Gastrointestinal Fistula
(Diagnostic Code 7330)
Diagnostic code 7330 is currently
titled ‘‘Intestine, fistula of, persistent, or
after attempt at operative closure.’’
External gastrointestinal fistulas
(fistulas that drain from the
gastrointestinal tract to the surface of
the skin) other than fistulas from the
intestine are not currently included in
the rating schedule. Our consultants
stated that the symptoms and
complications of external
gastrointestinal fistula include fluid
discharge, skin problems, fluid and
electrolyte imbalance, recurrent sepsis,
and malnutrition. We propose to base
the evaluation on such manifestations,
regardless of the type of discharge,
rather than solely on the presence and
amount of the discharge. Only fecal
discharge is currently evaluated under
this diagnostic code, and the criteria do
not take into account the type of
treatment or the potential specific
effects that might result from fecal or
other types of discharges. As
recommended by our consultants, we
propose to expand the category of fistula
of the intestine and change the title to
‘‘external gastrointestinal fistula
(including biliary, pancreatic,
esophageal, gastric, and intestinal
fistulas)’’ in order to include all external
fistulas of gastrointestinal origin. The
current criteria are ‘‘copious and
frequent, fecal discharge’’ for a 100percent evaluation; ‘‘constant or
frequent, fecal discharge’’ for a 60percent evaluation; and ‘‘slight
infrequent, fecal discharge’’ for a 30percent evaluation. The current
provision also directs that if healed,
fistulas are to be rated as peritoneal
adhesions. We propose to delete the
ambiguous and subjective terms
‘‘slight,’’ ‘‘frequent,’’ and ‘‘infrequent,’’
and replace them with more objective
and specific criteria, in order to assure
more consistent evaluations. We also
propose to delete the reference to fecal
discharge because we are proposing that
this diagnostic code include fistulas
where the discharge may be bile, gastric
fluid, etc., instead of fecal material. We
also propose to delete the direction to
rate healed fistulas as peritoneal
adhesions, since our consultants said
that adhesions are not a usual
complication of fistulas.
Our consultants stated that the
symptoms and complications of external
gastrointestinal fistula include fluid
discharge, skin problems, fluid and
electrolyte imbalance, recurrent sepsis,
and malnutrition. We propose to base
the evaluation on such manifestations,
E:\FR\FM\05JYP2.SGM
05JYP2
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
rather than simply on the extent and
frequency of fecal discharge.
We propose a 100-percent evaluation
for external gastrointestinal fistula if
there is constant or near-constant
copious discharge that cannot be
contained, and any of the following is
present: A need for total parenteral
(intravenous or intramuscular)
nutritional support, malnutrition, seven
or more episodes per year of fluid and
electrolyte imbalance requiring
parenteral (intravenous or
intramuscular) hydration, or two or
more episodes per year of sepsis (a
serious and sometimes life-threatening
infection with a widespread
inflammatory response). We propose a
60-percent evaluation for constant or
near-constant copious discharge that
cannot be contained, and with any of
the following: Persistent skin
breakdown, despite treatment, five or
six episodes per year of fluid and
electrolyte imbalance requiring
parenteral (intravenous or
intramuscular) hydration, or one
episode of sepsis per year. We propose
a 30-percent evaluation for constant or
intermittent discharge with either of the
following: Six or more episodes per year
of skin breakdown requiring treatment,
or two to four episodes per year of fluid
and electrolyte imbalance requiring
parenteral (intravenous or
intramuscular) hydration. We propose a
10-percent evaluation for constant or
intermittent discharge with either of the
following: At least two, but less than
six, episodes per year of skin breakdown
requiring treatment, or one episode per
year of fluid and electrolyte imbalance
requiring parenteral (intravenous or
intramuscular) hydration.
The proposed criteria are more
precise and better take into account the
actual disabling effects of a fistula.
These changes would provide raters
with clearly delineated objective criteria
for evaluation and are in general
agreement with revisions suggested by
our consultants. Our consultants
recommended that we direct raters to
evaluate internal gastrointestinal fistulas
(fistulas that drain from one area of the
gastrointestinal tract to another) under
the criteria for malabsorption
(diagnostic code 7353) or other
appropriate condition, depending on the
particular findings, since malabsorption
is a common effect of internal fistulas.
We propose to add this direction in a
note under diagnostic code 7330.
Tuberculous Peritonitis (Diagnostic
Code 7331)
Diagnostic code 7331, ‘‘peritonitis,
tuberculous, active or inactive,’’
currently directs that inactive
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
tuberculous peritonitis be evaluated
under §§ 4.88b or 4.89 (of this part). We
propose to correct this reference because
§ 4.88b was redesignated § 4.88c in a
separate rulemaking (59 FR 60902),
which was published in the Federal
Register on November 29, 1994. The
correct section references should be
4.88c and 4.89. Otherwise, we propose
no change to the rating criteria, but we
do propose to simplify the title of this
diagnostic code to ‘‘Tuberculous
peritonitis.’’
Impaired Control of the Anal Sphincter
(Diagnostic Code 7332)
Diagnostic code 7332 is currently
titled ‘‘Rectum and anus, impairment of
sphincter control.’’ We propose to
change the title to ‘‘Impaired control of
the anal sphincter (anal incontinence)’’
for more accuracy, because our
consultants stated that inclusion of the
rectum in this category is not
appropriate, since the sphincter is
actually an anal, rather than a rectal,
structure. There are currently evaluation
levels of 100, 60, 30, 10 and zero
percent. A 100-percent evaluation is
assigned if there is complete loss of
sphincter control; a 60-percent
evaluation if there is extensive leakage
and fairly frequent involuntary bowel
movements; a 30-percent evaluation if
there are occasional involuntary bowel
movements necessitating wearing of
pad; a 10-percent evaluation if there is
constant slight, or occasional moderate
leakage; and a zero-percent evaluation if
the condition is healed or slight,
without leakage. These criteria contain
numerous indefinite terms, such as
‘‘extensive,’’ ‘‘frequent,’’ ‘‘occasional,’’
and ‘‘slight,’’ that allow different
individuals to make different
interpretations of the criteria.
We propose to retain evaluation levels
of 100, 60, 30, and 10 percent, but omit
the zero-percent evaluation level as
unnecessary (see § 4.31). We further
propose to make the criteria more
objective by basing them on the specific
frequency of fecal soiling, the extent of
inability to control solid or liquid feces,
and the need for wearing absorbent
material. We propose a 100-percent
evaluation if there is complete inability
to control solid and liquid feces; a 60percent evaluation if there is daily fecal
soiling and complete inability to control
liquid feces; a 30-percent evaluation if
there is fecal soiling that, although less
than daily, is frequent enough or
extensive enough to require daily
wearing of absorbent material; and a 10percent evaluation if there is fecal
soiling that is intermittent, and not
frequent enough or extensive enough to
require daily wearing of absorbent
PO 00000
Frm 00013
Fmt 4701
Sfmt 4702
39171
material. We propose to remove the
zero-percent level as unnecessary (see
§ 4.31). These more objective and
condition-specific criteria would
promote consistent evaluations of this
disability and are in general agreement
with, although more detailed than, the
revisions suggested by our consultants.
They also exclude the subjective terms
such as ‘‘pronounced’’ and ‘‘moderate’’
that our consultants used. We also
propose to add a note directing raters to
evaluate under diagnostic code 7350
(colostomy or ileostomy) if an ostomy is
present, since fecal incontinence may
require a colostomy.
Stricture of the Anus (Diagnostic Code
7333)
Diagnostic code 7333 is currently
titled ‘‘Rectum and anus, stricture of.’’
Because our consultants suggested that
rectal strictures would be more
appropriately evaluated with bowel
strictures under diagnostic code 7349,
we propose to remove rectal strictures
from this diagnostic code and change
the title to ‘‘Stricture of the anus.’’ The
current evaluation criteria are
‘‘requiring colostomy,’’ for a 100-percent
evaluation; ‘‘great reduction of lumen,
or extensive leakage,’’ for a 50-percent
evaluation; and ‘‘moderate reduction of
lumen, or moderate constant leakage,’’
for a 30-percent evaluation. We propose
to remove the indefinite terms, such as
‘‘great,’’ ‘‘extensive,’’ and ‘‘moderate,’’
and base the evaluation on objective
criteria, such as the extent of reduction
of the lumen, the frequency and extent
of fecal soiling, and the necessity for
daily wearing of absorbent material.
Because we are proposing a separate
diagnostic code for the evaluation of
colostomy and ileostomy, there is no
longer a need to include colostomy in
these criteria. We propose to change the
current evaluation levels of 100, 50, and
30 percent to 100, 60, and 30 percent,
and to add a 10-percent level, for the
sake of more internal consistency. These
are also the levels we propose to
provide for diagnostic code 7332, and
the type and range of disability due to
this condition are very similar to those
of disability due to impaired control of
the anal sphincter. We propose a 100percent evaluation if there is inability to
open or completely close the anus, with
complete inability to control liquid or
solid feces. We propose a 60-percent
evaluation if there is reduction of the
lumen by at least 50 percent, with pain
and prolonged straining during
defecation, and complete inability to
control liquid feces. We propose a 30percent evaluation if there is reduction
of the lumen, but by less than 50
percent, with straining during
E:\FR\FM\05JYP2.SGM
05JYP2
39172
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
defecation, and fecal incontinence that
requires daily wearing of absorbent
material; and a 10-percent evaluation if
there is reduction of the lumen, with
fecal soiling that is not frequent enough
or extensive enough to require daily
wearing of absorbent material.
Because a colostomy may be required
for treatment of this condition, we also
propose to add a note directing raters to
evaluate under diagnostic code 7350
(colostomy or ileostomy), if an ostomy
is present. In addition to proposing
more objective criteria in order to
promote consistency of evaluations, we
have proposed criteria that are generally
in agreement with our consultants’
suggestions, excluding the subjective
modifiers, such as ‘‘moderate’’ and
‘‘occasional,’’ that they used. These
criteria are also internally consistent
with the proposed criteria for evaluating
impaired control of the anal sphincter.
Prolapse of Rectum (Diagnostic Code
7334)
Diagnostic code 7334, ‘‘rectum,
prolapse of,’’ currently has evaluation
levels of 50, 30, and 10 percent. A 50percent evaluation is assigned if there is
‘‘severe (or complete), persistent’’ rectal
prolapse. A 30-percent evaluation is
assigned if there is ‘‘moderate,
persistent or frequently recurring’’ rectal
prolapse, and a 10-percent evaluation is
assigned if there is mild rectal prolapse,
‘‘with constant slight or occasional
moderate leakage.’’ These criteria
require raters to subjectively determine
whether the condition is ‘‘mild,’’
‘‘moderate,’’ or ‘‘severe,’’ and what level
of frequency the term ‘‘frequently
recurring’’ implies.
Our consultants noted that
incontinence is the major problem
associated with prolapse of the rectum
and that higher evaluation levels should
be available for this condition. We
therefore propose to provide levels of
100, 60, 30, and 10 percent, as we are
proposing for diagnostic codes 7332 and
7333, the codes for other conditions that
are also characterized primarily by fecal
incontinence. We propose to remove the
subjective language and base evaluation
on more objective criteria, such as the
frequency of prolapse, the presence of
incontinence, and the extent of fecal
soiling.
We propose a 100-percent evaluation
for persistent prolapse with complete
inability to control liquid or solid feces;
a 60-percent evaluation for intermittent
prolapse (occurring three or more times
weekly) with complete inability to
control liquid or solid feces during
periods of prolapse; a 30-percent
evaluation for intermittent prolapse
(occurring three or more times weekly)
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
without complete inability to control
liquid or solid feces during periods of
prolapse, but with difficulty in bowel
evacuation and fecal soiling that is
frequent enough or extensive enough to
require daily wearing of absorbent
material; and a 10-percent evaluation if
there is intermittent prolapse with
difficulty in bowel evacuation and fecal
soiling that is not frequent enough or
extensive enough to require daily
wearing of absorbent material.
These criteria would promote more
consistent evaluations, and they provide
a range of evaluation levels consistent
with the range of severity of this
condition. Our consultants
recommended criteria based on
frequency of prolapse, whether or not
there is incontinence, difficult
evacuation, and soiling. However, they
used numerous subjective terms, such
as ‘‘mild,’’ ‘‘moderate,’’ ‘‘severe,’’
‘‘frequently,’’ and ‘‘occasional,’’ and our
proposed criteria represent a
modification of their recommendations
for the sake of objectivity and internal
consistency with other digestive
condition evaluations.
Our consultants also recommended
that solitary rectal ulcer syndrome be
included in this code. However, in our
experience, this condition occurs too
infrequently to warrant inclusion, and
in addition, the symptoms of solitary
rectal ulcer syndrome—altered bowel
habits with blood and mucous in the
stool, anorectal pain, a feeling of
incomplete evacuation, and straining at
defecation (Yamada, 1824)—are not
entirely consistent with the conditionspecific criteria we are proposing for
rectal prolapse. If solitary rectal ulcer
syndrome requires evaluation, it may be
rated as an analogous condition under
the evaluation criteria for prolapse of
the rectum or other digestive condition
in the rating schedule, depending on the
particular signs and symptoms found.
Fistula in Ano (Diagnostic Code 7335)
Fistula in ano, diagnostic code 7335,
is currently evaluated as impairment of
sphincter control, diagnostic code 7332.
The current evaluation criteria for
impairment of sphincter control are not
ideal for evaluating fistula in ano,
however, because they do not take into
account abscesses with pain and
drainage, which our consultants pointed
out are the primary disabling effects of
fistulas. We therefore propose to
provide a specific set of evaluation
criteria based on these effects, with
evaluation levels of 100, 60, 30, and 10
percent, the same levels as for other anal
disabilities.
Fistula in ano may also be called
anorectal fistula or anorectal abscess,
PO 00000
Frm 00014
Fmt 4701
Sfmt 4702
and we propose to add those names to
the title. We propose a 100-percent
evaluation for fistula in ano with
constant or near-constant abscesses with
drainage and pain that are refractory to
medical and surgical treatment; a 60percent evaluation for four or more
abscesses (each lasting a week or more)
per year with drainage and pain; a 30percent evaluation for three or more
abscesses (each lasting less than a week)
per year with drainage and pain ; and
a 10-percent evaluation either for one or
two abscesses (each lasting less than a
week) per year with drainage and pain,
or for a fistula with pain and discharge
but without associated abscesses. We
propose to delete the zero-percent
evaluation as unnecessary for clarity
(see § 4.31). These evaluation criteria are
better suited and more appropriate for
evaluating this disability because, in
addition to being more objective, they
are based on the usual disabling effects
of fistula in ano. They represent
modifications of the suggestions made
by our consultants, faithful in
substance, but with some changes made
partly for the sake of internal
consistency and partly to remove
subjective terms.
Our consultants suggested we add a
diagnostic code for the evaluation of
other defecation disorders, such as
Hirschprung’s disease (congenital
megacolon), anismus (paradoxical
pelvic muscle contraction), levator
spasm syndrome, functional
constipation, and outlet obstruction. We
do not propose to do so because these
conditions are either uncommon in our
experience, congenital in origin and
likely to disqualify for military service,
or have no organic basis. Any condition
that requires evaluation for
compensation purposes can be
evaluated under existing codes as an
analogous condition.
Hemorrhoids (Diagnostic Code 7336)
Hemorrhoids, external or internal,
(diagnostic code 7336) are currently
evaluated at 20, 10, or zero percent. A
20-percent evaluation is provided for
‘‘persistent bleeding and with secondary
anemia, or for fissures;’’ a 10-percent
evaluation for hemorrhoids that are
‘‘large or thrombotic, irreducible, with
excessive redundant tissue, evidencing
frequent recurrences;’’ and a zeropercent evaluation if they are ‘‘mild or
moderate.’’ According to our
consultants, external hemorrhoids are
seldom chronically disabling, but can
cause intermittent problems when they
undergo thrombosis. Internal
hemorrhoids may undergo frequent or
permanent prolapse, thrombosis, and
bleeding sufficient to cause anemia. The
E:\FR\FM\05JYP2.SGM
05JYP2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
current evaluation criteria under
diagnostic code 7336 do not
differentiate between internal and
external hemorrhoids.
We propose to change the title of
diagnostic code 7336 from
‘‘hemorrhoids, external or internal’’ to
‘‘hemorrhoids,’’ because the single term
encompasses all types of hemorrhoids,
and to provide criteria that apply in part
to any type of hemorrhoids and in part
only to either internal or external
hemorrhoids. We propose to retain
evaluation levels of 20 and 10 percent,
but to remove the zero-percent
evaluation criteria as unnecessary (see
§ 4.31). We also propose to remove
subjective terms such as ‘‘mild,’’
‘‘moderate,’’ ‘‘excessive,’’ and
‘‘frequent’’ that are in the current
criteria and replace them with more
objective criteria. We propose a 20percent evaluation for either of the
following: Persistent bleeding with
anemia, or permanently prolapsed
internal hemorrhoids with three or more
episodes per year of thrombosis. We
propose a 10-percent evaluation for
either permanently or intermittently
prolapsed internal hemorrhoids with
one or two episodes per year of
thrombosis, or for external hemorrhoids
with three or more episodes per year of
thrombosis. These criteria would
provide raters with a clear, objective
way to evaluate any type of
hemorrhoids, while taking into account
the differences in the disabling effects of
external and internal hemorrhoids.
Hernia, Inguinal or Femoral (Diagnostic
Code 7338)
Inguinal hernia, diagnostic code 7338,
and femoral hernia, diagnostic code
7340, have similar disabling effects and
are currently rated under the same
criteria. There is no statistical need for
VA purposes to retain separate
diagnostic codes for each type of hernia,
and we therefore propose to combine
them under diagnostic code 7338, and
retitle that diagnostic code ‘‘Hernia,
inguinal or femoral (both post-operative
recurrent and non-operated).’’ We
propose to delete diagnostic code 7340.
The issue of whether or not a hernia had
been previously repaired is part of the
current evaluation criteria, but we are
proposing criteria that would apply to
both initial and recurrent hernias
because the potential signs and
symptoms are the same. At the time the
current evaluation criteria were
developed, the repair of recurrent
hernias, which is more difficult than the
repair of initial hernias, was not as
reliable or effective as it is with modern
surgical techniques for hernia repair,
such as the use of mesh to cover a
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
hernia defect (first introduced in 1962
(https://www.ednf.org/medical/content/
view/321/38/, Ehlers-Danlos National
Foundation, 2006)) and surgical repair
performed by laparoscopy (first
described in 1990 (https://
www.rcsed.ac.uk/Journal/vol45_1/
4510006.htm, P. Ridings and D.S. Evans,
J.R.Coll.Surg.Edinb., 45; 1: 29–32,
February 2000)). Therefore, we do not
propose to include the fact that a hernia
is or is not recurrent in the evaluation
criteria. Recurrent (or initial) hernias
that cannot be repaired are
encompassed by the evaluation criterion
of ‘‘cannot be corrected by surgery’’ in
proposed diagnostic code 7338 at the
60- and 30-percent evaluation levels,
and complications resulting from the
repair of any hernia can be evaluated
separately.
The current evaluation levels are 60,
30, 10, and zero percent, and we
propose to retain all but the zeropercent level. A 60-percent evaluation is
now assigned for a hernia that is ‘‘large,
postoperative, recurrent, not well
supported under ordinary conditions
and not readily reducible, when
considered inoperable;’’ a 30-percent
evaluation for a hernia that is ‘‘small,
postoperative recurrent, or unoperated
irremediable, not well supported by
truss, or not readily reducible;’’ a 10percent evaluation for a hernia that is
‘‘postoperative recurrent, readily
reducible and well supported by truss or
belt;’’ and a zero-percent evaluation
both for a hernia that is ‘‘not operated,
but remediable’’ and for one that is
‘‘small, reducible, or without true hernia
protrusion.’’
We propose to remove the subjective
terms and provide more objective
criteria, for example, replacing ‘‘large’’
and ‘‘small’’ with the actual greatest
diameter of the hernia, in order to
remove ambiguity. Since both femoral
and inguinal hernias may or may not be
correctable by surgery (although not
being correctable is less common with
modern surgical and anesthetic
techniques), may or may not be
supportable by external devices, and
may or may not be easily reducible,
regardless of whether or not they have
been operated, we propose to
differentiate the criteria for 60- and 30percent evaluations only on the basis of
the size of the hernia. We propose a 60percent evaluation for a hernia with all
of the following: greatest diameter is 15
centimeters (5.91 inches) or more,
cannot be corrected by surgery, and
requires support but is not well
supported by external devices or is not
easily reducible; a 30-percent evaluation
for a hernia with the same findings as
for a 60-percent evaluation except for a
PO 00000
Frm 00015
Fmt 4701
Sfmt 4702
39173
greatest diameter that is less than 15
centimeters; and a 10-percent evaluation
for a hernia with all of the following: is
of any size, can be corrected by surgery,
requires support and is supportable by
external devices, and is easily reducible.
We do not propose to retain a zeropercent level as it is not needed for
clarity (see § 4.31).
In addition to being more objective,
these criteria provide sharper
distinctions between the levels of
disability. There is currently a note
under this diagnostic code directing
raters to add 10 percent for bilateral
involvement, provided the second
hernia is compensable, and explaining
that this means that the more severely
disabling hernia is to be evaluated, and
10 percent only is to be added for the
second hernia, if the latter is of
compensable degree. In our judgment,
two hernias, each of which meets the
criteria for a 60-percent evaluation, for
example, would be more disabling in
combination than two hernias, one of
which meets the criteria for a 60-percent
evaluation, and the other for a 10percent evaluation, although under
current regulations they would be
evaluated the same. We therefore
propose to remove this note, and to
replace it with a note directing that each
hernia be separately evaluated and the
evaluations combined (under the
provisions of § 4.25).
Our consultants suggested evaluation
levels for inguinal and femoral hernias
of 80 10, and zero percent. We do not
believe that this sequence of evaluation
levels would allow adequate assessment
of the potential disabling effects of
femoral and inguinal hernias because of
the very large gap between the 80- and
10-percent evaluation levels. In our
judgment, some hernias would fall into
a level of severity between these levels.
In addition, based on our experience,
including an 80-percent level is not
warranted because there are very few
veterans with hernias that are currently
evaluated at a level higher than 30
percent. It is very unlikely that
evaluations as high as 80 percent would
be appropriate or necessary. For the
exceptional case that might present a
picture of disability more severe than is
warranted under the proposed 60percent upper limit of evaluation, 38
CFR 3.321(b)(1), which provides for
extra-schedular evaluations in cases
where an evaluation is inadequate
because the condition presents such an
unusual disability picture that applying
the regular schedular standards would
be impractical, provides a way to assign
a higher evaluation. The consultants’
suggested evaluation criteria also
included subjective language such as
E:\FR\FM\05JYP2.SGM
05JYP2
39174
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
‘‘moderate,’’ ‘‘mild,’’ and ‘‘small,’’ and
they retained the references to recurrent
hernia. We have already explained why
we are not basing evaluation on whether
or not a hernia is recurrent. In addition,
they suggested using pain as one of the
criteria, but, in our judgment, the more
objective criteria we are proposing
would take pain, a subjective symptom,
into account as part of the effects of a
hernia (for example, as part of whether
or not a hernia is supportable or
reducible, and its size), and the more
objective criteria would promote
accurate and more consistent
evaluations. For these reasons, we do
not propose to adopt our consultants’
suggestions for the evaluation of
hernias.
Ventral Hernia, Postoperative
(Diagnostic Code 7339)
Diagnostic code 7339 is currently
titled ‘‘Hernia, ventral, postoperative.’’
We propose to retitle this diagnostic
code as ‘‘Ventral (incisional) hernia, and
other abdominal hernias postoperative.’’
‘‘Incisional’’ is another term for ventral
hernia, and other incisional hernias that
might not be ventral (flank incisions, for
example), would also be most
appropriately evaluated under this
diagnostic code. Ventral hernia is
currently evaluated at levels of 100, 40,
20, and zero percent. A 100-percent
evaluation is assigned if a ventral hernia
is massive, persistent, and there is
severe diastasis of recti muscles or
extensive diffuse destruction or
weakening of muscular and fascial
support of the abdominal wall so as to
be inoperable; a 40-percent evaluation if
a hernia is large and not well supported
by a belt under ordinary conditions; a
20-percent evaluation if a hernia is
small and not well supported by a belt
under ordinary conditions, or if there is
a healed ventral hernia or postoperative
wounds with weakening of the
abdominal wall and there is an
indication for a supporting belt; and a
zero-percent evaluation if there are
postoperative wounds that are healed,
with no disability, and a belt is not
indicated. These criteria contain the
indefinite terms ‘‘massive,’’ ‘‘large,’’ and
‘‘small,’’ which could be interpreted
differently by different people.
According to our consultants, whether
or not a ventral hernia is supportable is
more useful than size, which is
currently used to distinguish between
the 20- and 40-percent levels of
disability. However, both to distinguish
more clearly the levels of evaluation,
and because, in our judgment, a large
hernia that is not supportable is likely
to interfere with activities more than a
small non-supportable hernia, we
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
propose to base evaluation in part on
size, but also in part on whether or not
the hernia is externally supportable. The
presence of pain or incarceration (being
irreducible) is also relevant to the extent
of disability, according to our
consultants. However, as discussed
above under inguinal and femoral
hernias, we consider pain to be
included as part of the effects of other
criteria we are proposing to use.
We propose evaluation levels of 100,
60, 30, and 10 percent for ventral
hernia, instead of the current levels of
100, 40, 20, and zero percent. These
levels would provide a range of
evaluations appropriate to ventral
hernias, and allow a clear distinction
between the levels, while eliminating
the large gap between 100 and 40
percent. In our opinion, some hernias
would fall into the area between 100
and 40 percent levels of severity. The
evaluation levels are also comparable to
the proposed levels for inguinal and
femoral hernia under diagnostic code
7338.
We propose to revise the criteria to
make them less ambiguous and clearer
for more ease of use and consistency of
evaluations. For example, we propose to
provide an evaluation of 100 percent for
a hernia with a diameter of 30 or more
centimeters, rather than employing the
term ‘‘massive’’. In our judgment, a
ventral hernia with a diameter of 30
centimeters (11.81 inches) or greater is
a hernia of such size that it would be
totally disabling if it cannot be repaired
because of loss of tissue support. We
also propose to remove the reference to
diastasis of recti muscles because our
consultants pointed out that diastasis
recti is a congenital condition of the
abdominal wall that is not necessarily
accompanied by a hernia. We further
propose to substitute ‘‘refractory to
further operative correction due to
extensive loss of muscular and fascial
support’’ in lieu of considered
‘‘inoperable’’ to indicate that it must be
the status of the hernia itself, rather than
unrelated medical reasons, that makes
the hernia unsuitable for surgical
correction.
We therefore propose a 100-percent
evaluation for a ventral hernia with both
of the following: greatest diameter is 30
centimeters (11.81 inches) or more and
is refractory to further operative
correction due to extensive loss of
muscular and fascial support. We
propose a 60-percent evaluation for a
ventral hernia with both of the
following: greatest diameter is 20
centimeters (7.87 inches) or more and
requires support but is not well
supported by external devices or is not
easily reducible. We propose a 30-
PO 00000
Frm 00016
Fmt 4701
Sfmt 4702
percent evaluation for the same criteria
as for a 60-percent evaluation except
that it applies to a ventral hernia with
greatest diameter less than 20
centimeters (7.87 inches), and a 10percent evaluation for a ventral hernia
of any size that requires support, and is
supportable by external devices, and
that is easily reducible. We also propose
to delete the zero-percent level, with
current criteria of postoperative wounds
that are healed, with no disability, and
a belt not indicated, since those criteria
all indicate the absence of any disability
and are not necessary for evaluation.
Visceroptosis
Our consultants noted that the term
‘‘visceroptosis,’’ the title of current
diagnostic code 7342, is obsolete. This
term was used to describe variations in
positions of the organs in the body,
which medical practitioners once
considered to be significant. The
differing positions of the organs are
currently viewed as normal anatomical
variations that are of no pathological
significance. We therefore propose to
delete diagnostic code 7342 from the
schedule.
Gastroesophageal Reflux Disease
(Diagnostic Code 7346)
Hiatal hernia is currently evaluated
under diagnostic code 7346. According
to our consultants, the most disabling
manifestation of hiatal hernia is
gastroesophageal reflux. To reflect this
fact, we propose to change the title of
diagnostic code 7346 from ‘‘hernia
hiatal’’ to ‘‘gastroesophageal reflux
disease (GERD), hiatal hernia,
esophagitis, lower esophageal
(Schatzki’s) ring.’’ These conditions are
closely related, and their symptoms
overlap, so evaluating them under the
same criteria is appropriate and would
promote more consistent evaluations.
The current evaluation levels are 60, 30,
and 10 percent. We propose to retain
these levels, and to add a zero-percent
level for the sake of clarity. The current
criteria under diagnostic code 7346 call
for a 60-percent evaluation if there are
‘‘symptoms of pain, vomiting, material
weight loss[,] and hematemesis or
melena with moderate anemia, or other
symptom combinations productive of
severe impairment of health;’’ a 30percent evaluation if there is
persistently ‘‘recurrent epigastric
distress with dysphagia, pyrosis, and
regurgitation, accompanied by
substernal or arm or shoulder pain,
productive of considerable impairment
of health;’’ and a 10-percent evaluation
if there are two or more of the same
symptoms as for the 30-percent
evaluation, but of less severity.
E:\FR\FM\05JYP2.SGM
05JYP2
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
These criteria rely on subjective
interpretations of terms such as
‘‘severe’’ or ‘‘considerable’’ impairment
of health, symptoms of ‘‘less severity,’’
and ‘‘persistently recurrent’’ symptoms
and could lead to different
interpretations by different individuals.
We propose to remove the indefinite
language and base evaluation on more
objective criteria that are also more
inclusive of the effects of this group of
conditions than the current evaluation
criteria. The proposed criteria would be
based on such signs and symptoms as
the presence of erosive reflux
esophagitis, anemia, hemorrhage,
weight loss, and pulmonary aspiration,
and of certain symptoms such as
pyrosis, retrosternal or arm or shoulder
pain, dysphagia, and odynophagia.
We propose a 60-percent evaluation
for erosive reflux esophagitis
(inflammation and ulceration of the
esophagus due to reflux of gastric
contents into the esophagus) confirmed
by endoscopy, imaging, or other
laboratory procedure, with at least one
of the following: anemia and substantial
weight loss, one or more episodes per
year of gastrointestinal hemorrhage, or
two or more episodes per year of
pulmonary aspiration (with bronchitis,
pneumonia, or pulmonary abscess) due
to regurgitation. We propose a 30percent evaluation for confirmed erosive
reflux esophagitis, with symptoms such
as pyrosis (heartburn), retrosternal or
arm or shoulder pain, regurgitation of
gastric contents into the mouth,
dysphagia (difficulty swallowing), and
odynophagia (pain during swallowing)
that are intractable despite treatment, or
with one episode per year of pulmonary
aspiration (with bronchitis, pneumonia,
or pulmonary abscess) due to
regurgitation. We propose a 10-percent
evaluation for the same symptoms as for
the 30-percent level, but that are largely
controlled by continuous treatment with
prescription medication; and a zeropercent evaluation for the same
symptoms, but that are intermittent and
that respond to dietary changes, lifestyle
changes, or treatment with antacids or
other nonprescription medications. In
this case, we are proposing a zeropercent level because the criteria that
are provided list items such as lifestyle
and dietary changes that are not
otherwise addressed in the criteria but
that are used to treat these conditions,
and it might be unclear to raters
whether they warrant a zero- or a 10percent evaluation. These criteria are in
general agreement with the suggestions
of our consultants, but with replacement
of subjective language such as ‘‘mild,’’
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
‘‘moderate,’’ and ‘‘severe’’ with more
objective criteria.
We also propose to add a note
directing that raters evaluate esophageal
stricture, which may result from
esophagitis, under the General Rating
Formula for Residuals of mouth injuries
(7200), Residuals of lip injuries (7201),
Residuals of tongue injuries, including
tongue loss (7202), Esophageal stricture
(7203), Achalasia (cardiospasm) and
other motor disorders of the esophagus
(7204), and Esophageal diverticula
(7205).
Pancreatitis, Total Pancreatectomy, and
Partial Pancreatectomy (Diagnostic
Code 7347)
Diagnostic code 7347, pancreatitis, is
currently evaluated at levels of 100, 60,
30, or 10 percent. The criteria call for a
100-percent evaluation if there are
frequently recurrent disabling attacks of
abdominal pain with few pain free
intermissions and with steatorrhea,
malabsorption, diarrhea and severe
malnutrition; a 60-percent evaluation if
there are frequent attacks of abdominal
pain, loss of normal body weight, and
other findings showing continuous
pancreatic insufficiency between acute
attacks; a 30-percent evaluation if the
condition is moderately severe, with at
least 4–7 typical attacks of abdominal
pain per year with good remission
between attacks; and a 10-percent
evaluation if there is at least one
recurring attack of typical severe
abdominal pain in the past year. We
propose to evaluate pancreatitis on the
basis of similar criteria, but to remove
the indefinite adjectives ‘‘frequent,’’
‘‘severe,’’ and ‘‘moderately severe’’ in
favor of more objective criteria.
We propose a 100-percent evaluation
if all of the following are present: daily
or near-daily debilitating attacks of
pancreatitis (to be defined in a note)
with few pain-free intermissions; two or
more signs of pancreatic insufficiency
(such as steatorrhea, diabetes,
malabsorption, diarrhea, and
malnutrition); and unresponsive to
medical treatment. We propose a 60percent evaluation if the following is
present: seven or more documented
attacks of pancreatitis per year with at
least one sign of pancreatic
insufficiency (such as steatorrhea,
diabetes, malabsorption, diarrhea, or
malnutrition) between acute attacks. We
propose a 30-percent evaluation if any
of the following is present: three to six
documented attacks of pancreatitis per
year with at least one sign of pancreatic
insufficiency (such as steatorrhea,
diabetes, malabsorption, diarrhea, or
malnutrition) between acute attacks;
minimum evaluation following partial
PO 00000
Frm 00017
Fmt 4701
Sfmt 4702
39175
pancreatectomy, if symptomatic and
requiring continuous treatment with
prescription medication; or minimum
evaluation following total
pancreatectomy. We propose a 10percent evaluation for one or two
documented attacks of pancreatitis per
year, and a zero-percent evaluation for
partial pancreatectomy, if asymptomatic
and not requiring continuous treatment
with prescription medication. We are
proposing to add the zero-percent
evaluation level for asymptomatic
partial pancreatectomy, since it might
not be clear to raters what the
evaluation would be in this case, and as
recommended by our consultants.
Total pancreatectomy is disabling in
that it requires the administration of
pancreatic enzymes and insulin
(‘‘Textbook of Surgery’’ 1096 (David C.
Sabiston, Jr., M.D., ed., 14th ed. 1991)),
but, according to our consultants, a
partial pancreatectomy without residual
symptoms and not requiring ongoing
medical treatment is not disabling.
These criteria are generally in accord
with the suggestions of our consultants
and are more objective and measurable
than the current criteria. They would,
therefore, promote consistent
evaluations.
Including information about
pancreatectomy in the criteria
themselves makes the current note on
that subject (note two under current
diagnostic code 7347) unnecessary, and
we propose to delete it. Current note
one under diagnostic code 7347 states,
‘‘Abdominal pain in this condition must
be confirmed as resulting from
pancreatitis by appropriate laboratory
and clinical studies.’’ We propose to
retain that note, but to edit it, and to add
a paragraph describing the signs and
symptoms of an attack of pancreatitis.
Note one would say that for purposes of
evaluation under diagnostic code 7347,
an attack of pancreatitis means
abdominal pain, often very severe, and
sometimes radiating through to the
back, with any combination of nausea,
vomiting, anorexia (lack or loss of
appetite), fever, and abdominal
tenderness and swelling. (Merck, 1129
and https://digestive.niddk.nih.gov/
ddiseases/pubs/pancreatitis/
index.htm#acute, National Digestive
Diseases Information Clearinghouse,
February 2004). These symptoms must
be confirmed as resulting from
pancreatitis by appropriate laboratory
and clinical studies.
We propose to add a second note
directing raters to evaluate
complications, such as diabetes
mellitus, external gastrointestinal
fistula, and malabsorption, separately
under an appropriate diagnostic code, as
E:\FR\FM\05JYP2.SGM
05JYP2
39176
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
long as the same findings are not used
to support more than one evaluation.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Pyloroplasty With Vagotomy or
Gastroenterostomy With Vagotomy
(Diagnostic Code 7348)
Vagotomy with pyloroplasty or
gastroenterostomy, diagnostic code
7348, is currently evaluated at 40, 30 or
20 percent. A 40-percent evaluation is
assigned if there are demonstrably
confirmative postoperative
complications of stricture or continuing
gastric retention; a 30-percent
evaluation if there are symptoms and a
confirmed diagnosis of alkaline gastritis,
or of confirmed persisting diarrhea; and
a 20-percent evaluation if there is
recurrent ulcer with incomplete
vagotomy. There is also a note directing
raters to evaluate recurrent ulcer
following complete vagotomy under
diagnostic code 7305 (duodenal ulcer),
with a minimum evaluation of 20
percent, and to rate dumping syndrome
under diagnostic code 7308
(postgastrectomy syndromes). We
propose to direct that this condition be
evaluated as duodenal ulcer (diagnostic
code 7305); gastritis (diagnostic code
7307); postgastrectomy syndromes
(diagnostic code 7308); or gastric
emptying disorders (diagnostic code
7309), depending upon symptoms and
findings, in order to provide a wide
range of objective evaluation criteria
appropriate to the numerous signs and
symptoms that may result from this
disability, and to assure more consistent
evaluations. This is in accord with
recommendations by our consultants.
With the directions for using this
broader range of evaluation criteria, the
note is not necessary, and we propose
to remove it. In addition, since the
major impairments from these
conditions are ordinarily due to the
gastric surgery, or to the combined
effects of gastric surgery and vagotomy,
rather than primarily due to the
vagotomy, we propose to change the
title to ‘‘pyloroplasty with vagotomy or
gastroenterostomy with vagotomy’’ to
indicate this.
Consultant-Recommended Conditions
To Be Added
Our consultants suggested adding
several conditions to the rating
schedule—gastrointestinal hemorrhage,
non-ulcerative dyspepsia, and portosystemic shunting. Our experience has
shown that these conditions do not
occur commonly enough to warrant
inclusion. Furthermore, the first two are
signs or symptoms rather than diseases
or injuries, and they may not be
appropriate in the schedule for that
reason. When necessary, digestive
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
conditions not listed in the rating
schedule can be evaluated under
analogous codes.
Proposed Conditions To Be Added
We do propose to add four commonly
occurring digestive conditions to the
rating schedule: Bowel stricture, as
diagnostic code 7349, colostomy or
ileostomy, as diagnostic code 7350,
pancreatic transplant, as diagnostic code
7352, and malabsorption syndrome, as
diagnostic code 7353, as described
below.
Bowel Stricture (Diagnostic Code 7349)
Currently, the only evaluation criteria
in the rating schedule for stricture of the
bowel are those provided under
diagnostic code 7333, stricture of the
rectum and anus. We are proposing to
delete stricture of the rectum from
diagnostic code 7333, as recommended
by our consultants, and instead provide
a new diagnostic code, diagnostic code
7349, ‘‘Bowel stricture,’’ for the
evaluation of stricture of the bowel at
any level, including the rectum. This
would remove the need to evaluate a
bowel stricture under an analogous
code.
We propose to establish evaluation
levels of 60, 30, and 10 percent for
bowel strictures. These levels are the
same as those we are proposing for
peritoneal adhesions (Diagnostic Code
7301), and the evaluation criteria are
also almost identical, because partial
bowel obstruction due to peritoneal
adhesions results in similar signs and
symptoms as bowel stricture. We
propose a 60-percent evaluation for six
or more episodes per year of partial
obstruction of the bowel (confirmed by
an imaging procedure), with typical
signs and symptoms; a 30-percent
evaluation for three to five such
episodes; and a 10-percent evaluation
for one or two such episodes. As with
peritoneal adhesions, we are proposing
to add a note to list the typical signs and
symptoms of bowel stricture. The note
would state that they include colicky
abdominal pain and at least one of the
following other symptoms: Abdominal
distention, borborygmi (audible
rumbling bowel sounds), nausea,
vomiting, and obstipation (severe
constipation). These proposed criteria
are specific to the condition, are
objective, and are similar to criteria we
are proposing to use to evaluate
peritoneal adhesions, as recommended
by our consultants.
Colostomy or Ileostomy (Diagnostic
Code 7350)
In the current rating schedule,
colostomy is mentioned only under
PO 00000
Frm 00018
Fmt 4701
Sfmt 4702
diagnostic code 7333, stricture of the
rectum and anus, where a 100-percent
evaluation is assigned if a colostomy is
required for that condition. Since a
colostomy (an opening on the
abdominal wall from the colon) may be
required for many conditions, however,
and is a common finding, we propose to
establish a separate code, diagnostic
code 7350, for the evaluation of either
colostomy or ileostomy (an opening on
the abdominal wall from the ileum), a
related and also common condition,
with evaluation criteria specific to these
disabilities.
Individuals vary in the extent of
disability they experience following
ileostomy or colostomy. For example,
following ileostomy, patients generally
return to an active physical life and
resume their previous work, and
restriction of their activities may vary
from mild to severe (Yamada, 799).
Many patients with a colostomy, and
some with an ileostomy, do not require
a bag or appliance (Sabiston, 903;
Yamada, 799). Some individuals,
however, have persistent infection or
other ostomy problems that may be very
disabling. We therefore propose to base
the evaluation on whether or not there
is an ostomy complication and on
whether or not the ostomy is continent.
We propose to provide evaluation
levels of 100, 60, and 30 percent, in
order to provide a range of appropriate
evaluation levels. We propose a 100percent evaluation for at least one
ostomy complication (such as infection
or signs of irritation of the peristomal
area, prolapse, retraction, or stenosis)
that is refractory to treatment; a 60percent evaluation for incontinence,
requiring the use of an external
appliance or absorbent material; and a
30-percent evaluation if the individual
is continent, with no external appliance
or absorbent material required.
Pancreas Transplant (Diagnostic Code
7352)
We propose to add pancreatic
transplant as diagnostic code 7352,
because this surgical procedure has
been developed since the current
schedule went into effect and is done
frequently enough to warrant inclusion.
We propose a 100-percent evaluation
following transplant surgery. We further
propose the addition of a note
explaining the requirement of a VA
examination one year following hospital
discharge. We propose to provide
instructions to evaluate thereafter on
residuals, based on the VA examination,
and subject to the provisions of 38 CFR
3.105(e). Any proposed reduction would
be based on the examination, and the
notification process could begin only
E:\FR\FM\05JYP2.SGM
05JYP2
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
after the examination had been
reviewed. This gives the claimant
current notice of any proposed action
and the opportunity to present evidence
showing that the proposed action
should not be taken. We propose a
minimum 30-percent evaluation for
pancreatic transplant, because of the
need for long-term immunosuppressive
medication and its associated problems.
The evaluation criteria we are proposing
are the same as those used for kidney
transplant (diagnostic code 7531) in the
genitourinary section of the rating
schedule, because both types of
transplant require similar periods of
convalescence and long-term
immunosuppressive therapy following
convalescence.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Malabsorption Syndrome (Diagnostic
Code 7353)
Malabsorption syndrome (including
celiac disease, small bowel bacterial
overgrowth, Whipple’s disease
(intestinal lipodystrophy), and fistulous
disorders) is a common syndrome that
can result from a number of conditions
and result in significant impairment,
and we propose to add it as diagnostic
code 7353, with evaluation levels of
100, 60, 30, and 10 percent. We propose
a 100-percent evaluation if total
parenteral (intravenous or
intramuscular) nutritional support is
required; a 60-percent evaluation for
diarrhea, anemia, weakness, and fatigue
requiring daily (oral) nutritional
supplementation, plus parenteral
(intravenous or intramuscular) nutrition
for a total of at least 28 days per year;
a 30-percent evaluation for diarrhea,
weakness, and fatigue requiring daily
(oral) nutritional supplementation, plus
parenteral (intravenous or
intramuscular) nutrition for a total of at
least 14 days, but less than 28 days per
year; and a 10-percent evaluation for
diarrhea, weakness, and fatigue
requiring daily (oral) nutritional
supplementation. These are similar to
the criteria proposed for small bowel
resection (diagnostic code 7328) because
the effects are similar. Our consultants
recommended that the diagnosis of
malabsorption syndrome be confirmed
based on a fecal fat loss of 17mEq or
greater per day. However, this is not the
primary diagnostic test for every type of
malabsorption syndrome, and we do not
propose to require it.
Paperwork Reduction Act
This document contains no provisions
constituting a collection of information
under the Paperwork Reduction Act (44
U.S.C. 3501–3521).
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
Regulatory Flexibility Act
The Secretary hereby certifies that
this proposed rule would not have a
significant economic impact on a
substantial number of small entities as
they are defined in the Regulatory
Flexibility Act, 5 U.S.C. 601–612. This
proposed rule would not affect any
small entities. Only VA beneficiaries
could be directly affected. Therefore,
pursuant to 5 U.S.C. 605(b), this
proposed rule is exempt from the initial
and final regulatory flexibility analysis
requirements of sections 603 and 604.
Executive Order 12866
Executive Order 12866 directs
agencies to assess all costs and benefits
of available regulatory alternatives and,
when regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety, and other advantages;
distributive impacts; and equity). The
Executive Order classifies a ‘‘significant
regulatory action,’’ requiring review by
the Office of Management and Budget
(OMB), unless OMB waives such
review, as any regulatory action that is
likely to result in a rule that may: (1)
Have an annual effect on the economy
of $100 million or more or adversely
affect in a material way the economy, a
sector of the economy, productivity,
competition, jobs, the environment,
public health or safety, or State, local,
or tribal governments or communities;
(2) create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency; (3)
materially alter the budgetary impact of
entitlements, grants, user fees, or loan
programs or the rights and obligations of
recipients thereof; or (4) raise novel
legal or policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in the Executive
Order.
The economic, interagency,
budgetary, legal, and policy
implications of this proposed rule has
been examined and it has been
determined to be a significant regulatory
action under Executive Order 12866
because it is likely to result in a rule that
may raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Unfunded Mandates
The Unfunded Mandates Reform Act
of 1995 requires, at 2 U.S.C. 1532, that
agencies prepare an assessment of
anticipated costs and benefits before
issuing any rule that may result in an
expenditure by State, local, and tribal
PO 00000
Frm 00019
Fmt 4701
Sfmt 4702
39177
governments, in the aggregate, or by the
private sector, of $100 million or more
(adjusted annually for inflation) in any
given year. This proposed rule would
have no such effect on State, local, and
tribal governments, or on the private
sector.
Catalog of Federal Domestic Assistance
Numbers and Titles
The Catalog of Federal Domestic
Assistance program numbers and titles
for this proposal are 64.104, Pension for
Non-Service-Connected Disability for
Veterans, and 64.109, Veterans
Compensation for Service-Connected
Disability.
Signing Authority
The Secretary of Veterans Affairs, or
designee, approved this document and
authorized the undersigned to sign and
submit the document to the Office of the
Federal Register for publication
electronically as an official document of
the Department of Veterans Affairs. John
R. Gingrich, Chief of Staff, Department
of Veterans Affairs, approved this
document on March 31, 2011, for
publication.
List of Subjects in 38 CFR Part 4
Disability benefits, Pensions,
Veterans.
Dated: June 20, 2011.
William F. Russo,
Deputy Director, Office of Regulation Policy
& Management, Department of Veterans
Affairs.
For the reasons set forth in the
preamble, VA proposes to amend 38
CFR part 4, subpart B, as set forth
below:
PART 4—SCHEDULE FOR RATING
DISABILITIES
1. The authority citation for part 4
continues to read as follows:
Authority: 38 U.S.C. 1155, unless
otherwise noted.
2. Revise § 4.110 to read as follows:
§ 4.110
Dyspepsia.
For purposes of evaluating conditions
in § 4.114, ‘‘dyspepsia’’ means any
combination of the following symptoms:
Gnawing or burning epigastric or
substernal pain that may be relieved by
food (especially milk) or antacids,
nausea, vomiting, anorexia (lack or loss
of appetite), abdominal bloating, and
belching. When there is obstruction of
the outlet of the stomach (gastric outlet
obstruction), dyspepsia may also
include symptoms of gastroesophageal
reflux (flow of stomach contents back
into the esophagus), borborygmi
(audible rumbling bowel sounds),
E:\FR\FM\05JYP2.SGM
05JYP2
39178
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
nutrients. It is characterized by failure
of the body to maintain normal organ
functions and healthy tissues.
5. Revise § 4.113 to read as follows:
crampy pain, and obstipation (severe
constipation).
§ 4.110
[Removed and Reserved]
3. Remove and reserve § 4.111.
4. In § 4.112, revise the section
heading and add two sentences at the
end of the paragraph to read as follows:
§ 4.112
Weight loss and malnutrition.
* * * ‘‘Malnutrition’’ means a
deficiency state resulting from
insufficient intake of one or multiple
essential nutrients or the inability of the
body to absorb, utilize, or retain such
§ 4.113 Evaluation of coexisting digestive
conditions.
Separately evaluate two or more
conditions in § 4.114 only if the signs
and symptoms attributed to each are
separable. If they are not, assign a single
evaluation under the diagnostic code
that best allows evaluation of the overall
functional impairment resulting from
both conditions.
Authority: (38 U.S.C. 1155)
6. Amend § 4.114 by:
a. Removing the introductory text.
b. Removing diagnostic codes 7315,
7316, 7317, 7318, 7321, 7322, 7337,
7340, and 7342.
c. Revising diagnostic codes 7200
through 7310, 7314 through 7339, and
7346 through 7348.
d. Adding diagnostic codes 7207,
7349, 7350, 7352, and 7353.
The revisions and additions read as
follows:
§ 4.114 Schedule of ratings—Digestive
system.
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Rating
7200 Residuals of mouth injuries.
7201 Residuals of lip injuries.
7202 Residuals of tongue injuries, including tongue loss.
7203 Esophageal stricture.
7204 Achalasia (cardiospasm) and other motor disorders of the esophagus (diffuse esophageal spasm, corkscrew esophagus, nutcracker esophagus, etc.).
7205 Esophageal diverticula, including pharyngoesophageal (Zenker’s), midesophageal, and epiphrenic types.
General Rating Formula for:
Residuals of mouth injuries (diagnostic code 7200),
Residuals of lip injuries (diagnostic code 7201),
Residuals of tongue injuries, including tongue loss (diagnostic code 7202),
Esophageal stricture (diagnostic code 7203),
Achalasia (cardiospasm) and other motor disorders of the esophagus (diagnostic code 7204), and
Esophageal diverticulum (diagnostic code 7205):
With any of the following ......................................................................................................................................................................
Tube feeding required;
Diet restricted to liquid foods, with substantial weight loss, malnutrition, and anemia;
Four or more episodes per year of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary abscess) due to regurgitation
or vomiting; or
Inability to speak clearly enough to be understood.
With any of the following ......................................................................................................................................................................
Diet restricted to liquid and soft solid foods, with substantial weight loss or anemia;
Two to three episodes per year of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary abscess) due to regurgitation
or vomiting; or
Inability to speak clearly enough to be understood at least half of the time but not all of the time.
With any of the following ......................................................................................................................................................................
Diet restricted to liquid and soft solid foods with minor weight loss;
Esophageal dilation carried out five or more times per year;
Daily regurgitation or vomiting;
One episode per year of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary abscess) due to regurgitation or vomiting; or
Inability to speak clearly enough to be understood at times, but less than half of the time;
With any of the following ......................................................................................................................................................................
Diet restricted to liquid and soft solid foods;
Esophageal dilation carried out one to four times per year;
Heartburn (pyrosis) requiring continuous treatment with prescription medication and at least one of the following other symptoms: retrosternal chest pain, difficulty swallowing (dysphagia), or pain during swallowing (odynophagia);
Partial tongue loss; or
Impaired articulation for some words, but speech understandable.
Note: Separately evaluate mouth and lip injuries under diagnostic code 7800 (Burn scar(s) of the head, face, or neck; scar(s) of the
head, face, or neck due to other causes; or other disfigurement of the head, face, or neck), if applicable, and combine with an
evaluation under this general rating formula, under the provisions of § 4.25..
7207 Salivary gland (parotid, submandibular, sublingual) disease other than neoplasm:
Xerostomia (dry mouth) with altered sensation of taste and difficulty with lubrication and mastication of food, resulting in either weight
loss or increase in dental caries ..............................................................................................................................................................
With any of the following ......................................................................................................................................................................
Xerostomia (dry mouth) with altered sensation of taste and difficulty with lubrication and mastication of food, but without weight
loss or increase in dental caries;
Chronic inflammation of salivary gland with pain and swelling on eating;
One or more salivary calculi; or
Salivary gland stricture.
With either of the following ...................................................................................................................................................................
Xerostomia (dry mouth) without difficulty in mastication of food; or
Painless swelling of salivary gland.
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00020
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
100
60
30
10
20
10
0
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
39179
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Rating
Note (1): Evaluate facial nerve (cranial nerve VII) impairment under diagnostic code 8207 (Paralysis of seventh (facial) cranial
nerve), and any disfigurement due to facial swelling under diagnostic code 7800 (Burn scar(s) of the head, face, or neck; scar(s)
of the head, face, or neck due to other causes; or other disfigurement of the head, face, or neck).
Note (2): Xerostomia (dry mouth) is a common symptom of Sjogren’s syndrome, an autoimmune disorder that also causes
keratoconjunctivitis sicca (dry eyes), and may affect other parts of the body. Evaluate xerostomia due to Sjogren’s syndrome
under diagnostic code 7207, keratoconjunctivitis sicca under the portion of the rating schedule that addresses Organs of Special
Sense, and the effects of the syndrome, if any, on other body parts under appropriate diagnostic codes.
7301 Peritoneal adhesions.
Six or more episodes per year of partial obstruction of the bowel (confirmed by X-ray), with typical signs and symptoms .............
Three to five episodes per year of partial obstruction of the bowel (confirmed by X-ray), with typical signs and symptoms ............
One or two episodes per year of partial obstruction of the bowel (confirmed by X-ray), with typical signs and symptoms, or in the
absence of such episodes, pulling pain on body movement, if not attributable to another condition .............................................
Note (1): Evaluation under diagnostic code 7301 requires a history of abdominal or pelvic surgery, infection, irradiation, trauma, or
other known etiology for peritoneal adhesions.
Note (2): For purposes of evaluation under diagnostic code 7301 typical signs and symptoms of partial obstruction of the bowel include colicky abdominal pain, and at least one of the following other symptoms: abdominal distention, borborygmi (audible rumbling bowel sounds), nausea, vomiting, and diarrhea.
7304 Gastric ulcer.
7305 Duodenal ulcer or duodenitis.
7306 Marginal (gastrojejunal) ulcer.
General Rating Formula for:
Ulcer Disease (diagnostic code 7304, diagnostic code 7305, and diagnostic code 7306):
With either of the following ...................................................................................................................................................................
Substantial weight loss, malnutrition, and anemia due to gastrointestinal bleeding; or
Requiring hospitalization three or more times per year for vomiting, refractory pain, gastrointestinal bleeding, perforation, obstruction, or penetration to liver, pancreas, or colon.
With either of the following ...................................................................................................................................................................
Periodic or constant dyspepsia with substantial weight loss and anemia due to gastrointestinal bleeding; or
Hospitalization twice per year for vomiting, refractory pain, gastrointestinal bleeding, perforation, obstruction, or penetration to
liver, pancreas, or colon.
With either of the following ...................................................................................................................................................................
Periodic or constant dyspepsia with at least minor weight loss; or
Hospitalization once per year for vomiting, refractory pain, gastrointestinal bleeding, perforation, obstruction, or penetration to
liver, pancreas, or colon.
Recurring dyspepsia that requires continuous treatment with prescription medication for control .....................................................
Note: Evaluation under diagnostic codes 7304, 7305, or 7306 requires that the diagnosis of ulcer disease or duodenitis be confirmed
on at least one occasion by imaging or endoscopy.
7307 Chronic gastritis (including but not limited to erosive, hypertrophic, hemorrhagic, bile reflux, alcoholic, and drug-induced gastritis):
With any of the following ......................................................................................................................................................................
Periodic or continuous dyspepsia with anemia due to gastrointestinal bleeding;
Protein-losing gastropathy with substantial weight loss and peripheral edema; or
Hospitalization two or more times per year for gastrointestinal bleeding, intractable vomiting, or other complication of chronic
gastritis.
With either of the following ...................................................................................................................................................................
Protein-losing gastropathy with at least minor weight loss; or
Hospitalization once per year for gastrointestinal bleeding, intractable vomiting, or other complication of chronic gastritis.
Dyspepsia that requires continuous treatment with prescription medication .......................................................................................
Note (1): Evaluation under diagnostic code 7307 requires that the diagnosis of chronic gastritis be confirmed on at least one occasion by endoscopy.
Note (2): Evaluate atrophic gastritis, which is a complication of a number of diseases, including pernicious anemia, as part of the underlying condition.
7308 Postgastrectomy syndromes:
Dumping syndrome that occurs after most meals, with substantial weight loss, malnutrition, and anemia .......................................
Dumping syndrome that occurs after most meals, with substantial weight loss and anemia .............................................................
Dumping syndrome occurring daily or nearly so, despite treatment, with at least minor weight loss ................................................
Intermittent dumping syndrome (occurring at least three times a week) requiring dietary restrictions ...............................................
Note (1): For purposes of evaluation under diagnostic code 7308, the term ‘‘dumping syndrome’’ includes symptoms that are associated with any of the following postgastrectomy syndromes: early and late types of dumping syndrome, postgastrectomy diarrhea,
and alkaline reflux gastritis. These symptoms include any combination of weakness, dizziness, lightheadedness, diaphoresis
(sweating), palpitations, tachycardia, postural hypotension, confusion, syncope (fainting), nausea, vomiting (often with bile), diarrhea, steatorrhea (fatty stools), borborygmi (audible rumbling bowel sounds), abdominal pain, anorexia (lack or loss of appetite),
abdominal bloating, and belching. Symptoms may occur immediately after eating or up to three hours later.
Note (2): Separately evaluate complications, such as osteomalacia, under an appropriate diagnostic code.
7309 Gastric emptying disorders (including gastroparesis (delayed gastric emptying), and pyloric, gastric, and other motility disturbances):
Daily or near-daily signs and symptoms with substantial weight loss and malnutrition ......................................................................
Periodic or daily or near-daily signs and symptoms with substantial weight loss ...............................................................................
Periodic signs and symptoms with minor weight loss ..........................................................................................................................
Periodic signs and symptoms, without weight loss, but requiring continuous treatment with prescription medication ......................
Note: For purposes of evaluation under diagnostic code 7309, the signs and symptoms of gastric emptying disorders include
epigastric pain or fullness and at least one of the following other symptoms: anorexia (lack or loss of appetite), nausea, vomiting,
gastroesophageal reflux, early satiety (feeling that hunger and thirst are satisfied), and abdominal bloating.
7310 Residuals of injury of the stomach:
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00021
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
60
30
10
100
60
30
10
60
30
10
100
60
30
10
100
60
30
10
39180
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
Rating
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Evaluate as peritoneal adhesions (diagnostic code 7301), or, if the injury required a gastric resection, as postgastrectomy syndromes (diagnostic code 7308).
*
*
*
*
*
*
*
7314 Biliary tract disease or injury (chronic cholecystitis, cholelithiasis, choledocholithiasis, chronic cholangitis, status post-cholecystectomy, gall bladder or bile duct injury, biliary dyskinesia, cholesterolosis, polyps of gall bladder, sclerosing cholangitis, stricture or infection of the bile ducts, choledochal cyst):
With any of the following ......................................................................................................................................................................
Near-constant debilitating attacks of biliary tract disease or injury that are refractory to medical or surgical treatment;
Liver failure; or
Hospitalization three or more times per year for biliary tract disease or injury.
With either of the following ...................................................................................................................................................................
Six or more attacks of biliary tract disease or injury per year, partially responsive to treatment; or
Hospitalization two times per year for biliary tract disease or injury.
With either of the following ...................................................................................................................................................................
Three to five attacks of biliary tract disease or injury per year; or
Hospitalization once per year for biliary tract disease or injury.
With either of the following ...................................................................................................................................................................
One or two attacks of biliary tract disease or injury per year; or
Intermittent biliary tract pain occurring at least monthly, despite medical treatment.
Note (1): For purposes of evaluation under diagnostic code 7314, attacks of biliary tract disease or injury include any combination of
such signs and symptoms as abdominal pain (including biliary colic), dyspepsia, jaundice, anorexia (lack or loss of appetite), nausea, vomiting, chills, and fever.
Note (2): Evaluation under diagnostic code 7314 requires that the diagnosis of any of these conditions be confirmed by X-ray or
other imaging procedure, laboratory findings, or other objective evidence.
Note (3): Separately evaluate peritoneal adhesions (diagnostic code 7301), if applicable, and combine (under the provisions of
§ 4.25) with an evaluation under diagnostic code 7314, as long as the same findings are not used to support more than one evaluation (see § 4.14).
Note (4): Evaluate the cirrhotic phase of sclerosing cholangitis under diagnostic code 7312 (cirrhosis of the liver).
7319 Irritable bowel syndrome (irritable colon, spastic colitis, mucous colitis):
Daily or near-daily disturbances of bowel function (diarrhea, or alternating diarrhea and constipation), bloating, and abdominal
cramping or pain, refractory to medical treatment ...........................................................................................................................
Disturbances of bowel function (diarrhea, or alternating diarrhea and constipation), bloating, and abdominal cramping or pain
that occur three or more times a month and that respond partially to medical treatment ...............................................................
7323 Ulcerative colitis:
With either of the following ...................................................................................................................................................................
Malnutrition, substantial weight loss, anemia, and general debility with multiple attacks of colitis per year, with bloody diarrhea,
abdominal or rectal pain, fever, and malaise.
Hospitalization three or more times per year for complications such as hemorrhage, dehydration, obstruction, fulminant (sudden
and intense) colitis, toxic megacolon (a severe distention of the colon that can be life threatening), or perforation.
With either of the following ...................................................................................................................................................................
Substantial weight loss and anemia, with multiple attacks of colitis per year, with bloody diarrhea, abdominal or rectal pain,
fever, and malaise; or
Hospitalization two times per year for complications such as hemorrhage, dehydration, obstruction, fulminant (sudden and intense) colitis, toxic megacolon (a severe distention of the colon that can be life threatening), or perforation.
With either of the following ...................................................................................................................................................................
Three or more attacks of colitis (each lasting 5 or more days) per year, with diarrhea with blood, pus, or mucus, and abdominal
or rectal pain; or
Hospitalization one time per year for complications such as hemorrhage, dehydration, obstruction, fulminant (sudden and intense) colitis, toxic megacolon (a severe distention of the colon that can be life threatening), or perforation.
With either of the following ...................................................................................................................................................................
One or two attacks of colitis (each lasting 5 or more days) per year with diarrhea with blood, pus, or mucus, and abdominal or
rectal pain; or
Continuous treatment with prescription medication either to control symptoms or to maintain remission.
Note (1): Separately evaluate other complications, such as uveitis, ankylosing spondylitis, and sclerosing cholangitis, under an appropriate diagnostic code.
Note (2): If there has been a colon resection, evaluate under diagnostic codes 7350 (colostomy or ileostomy) and 7329 (resection of
large intestine), as applicable, and combine the evaluations under the provisions of § 4.25, as long as the same findings are not
used to support more than one evaluation (see § 4.14).
7324 Parasitic infections of the intestinal tract:
Daily diarrhea (occurring more than three times per day) and abdominal pain, with at least minor weight loss ...............................
Diarrhea and abdominal pain requiring continuous treatment with prescription medication for control ..............................................
Note: If malabsorption is present, evaluate instead under diagnostic code 7353 (malabsorption syndrome), if doing so would result in
a higher evaluation.
7325 Chronic diarrhea of unknown etiology:
Five or more watery bowel movements occurring daily, refractory to medical treatment, and with three or more episodes per
year of fluid and electrolyte imbalance requiring parenteral (intravenous or intramuscular) hydration ...........................................
Five or more watery bowel movements occurring daily, partially responsive to medical treatment, and with one or two episodes
per year of fluid and electrolyte imbalance requiring parenteral (intravenous or intramuscular) hydration .....................................
Requiring continuous treatment with prescription medication for control ............................................................................................
7326 Crohn’s disease:
With either of the following ...................................................................................................................................................................
Multiple attacks or flareups of Crohn’s disease per year with abdominal pain or tenderness, diarrhea, fever, anorexia (lack or
loss of appetite), and fatigue plus malnutrition, substantial weight loss, hypoalbuminemia, and anemia; or
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00022
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
100
60
30
10
30
10
100
60
30
10
30
10
60
30
10
100
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
39181
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Rating
Hospitalization three or more times per year for complications such as abscess, stricture, obstruction, or fistula.
With any of the following ......................................................................................................................................................................
Multiple attacks or flareups of Crohn’s disease per year with abdominal pain or tenderness, diarrhea, fever, anorexia (lack or
loss of appetite), and fatigue plus substantial weight loss and anemia;
Hospitalization two times per year for recurrent complications such as abscess, stricture, obstruction, or fistula; or
Constant or near-constant treatment with high dose systemic (oral or parenteral [intravenous or intramuscular]) corticosteroids.
With any of the following ......................................................................................................................................................................
Three or more attacks or flareups of Crohn’s disease per year with abdominal pain or tenderness, diarrhea, fever, anorexia (lack
or loss of appetite), and fatigue, plus at least minor weight loss;
Hospitalization one time per year for complications such as abscess, stricture, obstruction, or fistula; or
Three or more (but not constant) courses of treatment per year with high dose systemic (oral or parenteral [intravenous or
intramuscular]) corticosteroids.
With any of the following ......................................................................................................................................................................
One or two attacks or flareups of Crohn’s disease per year with abdominal pain or tenderness, diarrhea, and fever;
One or two courses of treatment per year with high dose systemic (oral or parenteral [intravenous or intramuscular])
corticosteroids;
Continuous treatment with prescription medication other than high dose systemic (oral or parenteral [intravenous or
intramuscular]) corticosteroids.
Note (1): Separately evaluate complications, such as external gastrointestinal fistula, arthritis, episcleritis (inflammation of the outer
layers of the sclera of the eye), etc., under an appropriate diagnostic code as long as the same findings are not used to support
more than one evaluation (see § 4.14).
Note (2): Evaluate under diagnostic code 7350 (colostomy or ileostomy) if an ostomy is present, and under diagnostic code 7328
(resection of the small intestine) or 7329 (resection of large intestine), if applicable, as long as the same findings are not used to
support more than one evaluation (see § 4.14).
7327 Diverticulitis:
With either of the following ...................................................................................................................................................................
Near-constant signs and symptoms of diverticulitis, with abdominal pain and tenderness, fever, and irregular defecation (constipation, diarrhea, or alternating constipation and diarrhea); or
Hospitalization at least three times per year for complications such as abscess, perforation, obstruction, or fistula.
With any of the following ......................................................................................................................................................................
Six or more attacks of diverticulitis per year with abdominal pain and tenderness, fever, and irregular defecation (constipation,
diarrhea, or alternating constipation and diarrhea), requiring outpatient treatment with a course of antibiotics, bed rest, and a
liquid diet;
Hospitalization two times per year for complications such as abscess, perforation, obstruction, or fistula; or
Hospitalization three or more times per year for acute diverticulitis requiring intravenous antibiotics.
With any of the following ......................................................................................................................................................................
Three to five attacks of diverticulitis per year with abdominal pain and tenderness, fever, and irregular defecation (constipation,
diarrhea, or alternating constipation and diarrhea), requiring outpatient treatment with a course of antibiotics, bed rest, and a
liquid diet;
Hospitalization one time per year for complications such as abscess, perforation, obstruction, or fistula; or
Hospitalization once or twice per year for acute diverticulitis requiring intravenous antibiotics.
With one or two attacks of diverticulitis per year with abdominal pain and tenderness, fever, and irregular defecation (constipation, diarrhea, or alternating constipation and diarrhea), requiring a course of antibiotics ..............................................................
Note: Evaluate under diagnostic code 7350 (colostomy or ileostomy) if an ostomy is present, and under diagnostic code 7329 (resection of large intestine), if applicable, as long as the same findings are not used to support more than one evaluation (see
§ 4.14).
7328 Resection of small intestine:
Requiring total parenteral (intravenous or intramuscular) nutritional support ......................................................................................
Diarrhea, weakness, fatigue, abdominal cramps, and bloating, with anemia, requiring daily (oral) nutritional supplementation,
plus parenteral (intravenous or intramuscular) nutrition for a total of at least 28 days per year .....................................................
Diarrhea, weakness, fatigue, abdominal cramps, and bloating requiring daily (oral) nutritional supplementation, plus parenteral
(intravenous or intramuscular) nutrition for a total of at least 14 days, but less than 28 days per year .........................................
Diarrhea, weakness, fatigue, abdominal cramps, and bloating requiring daily (oral) nutritional supplementation .............................
Note: Separately evaluate peritoneal adhesions (diagnostic code 7301), if applicable, as long as the same findings are not used to
support an evaluation both under diagnostic code 7301 and under diagnostic code 7328 (see § 4.14).
7329 Resection of large intestine:
Multiple daily episodes of diarrhea and abdominal pain that are refractory to treatment, plus at least two hospitalizations per
year for complications such as obstruction, fistula, or abscess .......................................................................................................
Multiple attacks of diarrhea and abdominal pain per year requiring medical treatment, plus at least one hospitalization per year
for complications such as obstruction, fistula, or abscess ...............................................................................................................
Four or more attacks of diarrhea and abdominal pain per year requiring medical treatment .............................................................
Two or three attacks of diarrhea and abdominal pain per year requiring medical treatment .............................................................
Note (1): Separately evaluate peritoneal adhesions (diagnostic code 7301), if applicable, and combine (under the provisions of
§ 4.25) with an evaluation under diagnostic code 7329, as long as the same findings are not used to support more than one evaluation (see § 4.14).
Note (2): Evaluate under diagnostic code 7350 (colostomy or ileostomy), if applicable, and combine (under the provisions of § 4.25)
with an evaluation under diagnostic code 7329, as long as the same findings are not used to support more than one evaluation
(see § 4.14).
7330 External gastrointestinal fistula (including biliary, pancreatic, esophageal, gastric, and intestinal fistulas):
Constant or near-constant copious discharge that cannot be contained, and with any of the following ............................................
Requiring total parenteral (intravenous or intramuscular) nutritional support;
Malnutrition;
Seven or more episodes per year of fluid and electrolyte imbalance requiring parenteral (intravenous or intramuscular) hydration;
or
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00023
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
60
30
10
100
60
30
10
100
60
30
10
100
60
30
10
100
39182
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Rating
Two or more episodes per year of sepsis (a serious and sometimes life-threatening infection with a widespread inflammatory response).
Constant or near-constant, copious discharge that cannot be contained, and with any of the following ...........................................
Persistent skin breakdown, despite treatment;
Five or six episodes per year of fluid and electrolyte imbalance requiring parenteral (intravenous or intramuscular) hydration; or
One episode per year of sepsis (a serious and sometimes life-threatening infection with a widespread inflammatory response).
Constant or intermittent discharge with either of the following ............................................................................................................
Six or more episodes per year of skin breakdown that require treatment; or
Two to four episodes per year of fluid and electrolyte imbalance requiring parenteral (intravenous or intramuscular) hydration.
Constant or intermittent discharge with either of the following ............................................................................................................
At least two, but less than six, episodes per year of skin breakdown requiring treatment;
One episode per year of fluid and electrolyte imbalance requiring parenteral (intravenous or intramuscular) hydration.
Note: Evaluate internal gastrointestinal fistulas (fistulas that drain from one area of the gastrointestinal tract to another) under the criteria for malabsorption (diagnostic code 7353) or other appropriate condition, depending on the particular findings.
7331 Tuberculous peritonitis:
Active ....................................................................................................................................................................................................
Inactive: Evaluate in accordance with §§ 4.88c or 4.89, whichever is applicable.
7332 Impaired control of the anal sphincter (anal incontinence):
Complete inability to control solid and liquid feces ..............................................................................................................................
Daily fecal soiling and complete inability to control liquid feces ..........................................................................................................
Fecal soiling that, although less than daily, is frequent enough or extensive enough to require daily wearing of absorbent material .....................................................................................................................................................................................................
Fecal soiling that is intermittent, and not frequent enough or extensive enough to require daily wearing of absorbent material .....
Note: Evaluate under diagnostic code 7350 (colostomy or ileostomy), if an ostomy is present.
7333 Stricture of the anus:
Inability to open or completely close the anus, with complete inability to control liquid or solid feces ...............................................
Reduction of the lumen by at least 50 percent, with pain and prolonged straining during defecation, and complete inability to
control liquid feces ............................................................................................................................................................................
Reduction of the lumen, but by less than 50 percent, with straining during defecation, and fecal incontinence that requires daily
wearing of absorbent material ..........................................................................................................................................................
Reduction of the lumen, with fecal soiling that is not frequent enough or extensive enough to require daily wearing of absorbent
material .............................................................................................................................................................................................
Note: Evaluate under diagnostic code 7350 (colostomy or ileostomy), if an ostomy is present.
7334 Prolapse of rectum:
Persistent prolapse with complete inability to control liquid or solid feces ..........................................................................................
Intermittent prolapse (occurring three or more times weekly): with complete inability to control liquid or solid feces during periods
of prolapse ........................................................................................................................................................................................
Intermittent prolapse (occurring three or more times weekly): without complete inability to control liquid or solid feces during periods of prolapse, but with difficulty in bowel evacuation and fecal soiling that is frequent enough or extensive enough to require
daily wearing of absorbent material ..................................................................................................................................................
Intermittent prolapse with difficulty in bowel evacuation and fecal soiling that is not frequent enough or extensive enough to require daily wearing of absorbent material ........................................................................................................................................
7335 Fistula in ano (anorectal fistula, anorectal abscess):
Constant or near-constant abscesses with drainage and pain, refractory to medical and surgical treatment ...................................
Four or more abscesses (each lasting a week or more) per year with drainage and pain ................................................................
Three or more abscesses (each lasting less than a week) per year with drainage and pain ............................................................
One or two abscesses (each lasting less than a week) per year with drainage and pain, or; fistula with pain and discharge but
without associated abscesses ..........................................................................................................................................................
7336 Hemorrhoids:
With either of the following ...................................................................................................................................................................
Persistent bleeding with anemia; or
Permanently prolapsed internal hemorrhoids with three or more episodes per year of thrombosis.
With either of the following ...................................................................................................................................................................
Permanently or intermittently prolapsed internal hemorrhoids with one or two episodes per year of thrombosis; or
External hemorrhoids with three or more episodes per year of Thrombosis.
7338 Hernia, inguinal or femoral (both post-operative recurrent and non-operated):
Hernia with all of the following .............................................................................................................................................................
Greatest diameter is 15 centimeters (5.91 inches) or more;
Cannot be corrected by surgery; and
Requires support but is not well supported by external devices or is not easily reducible.
Hernia with all of the following .............................................................................................................................................................
Greatest diameter is less than 15 centimeters (5.91 inches);
Cannot be corrected by surgery; and
Requires support but is not well supported by external devices or is not easily reducible.
Hernia with all of the following .............................................................................................................................................................
Of any size;
Can be corrected by surgery;
Requires support and is supportable by external devices; and
Easily reducible.
Note: If there are bilateral hernias, evaluate each hernia separately, and combine (under the provisions of § 4.25).
7339 Ventral (incisional) hernia, and other abdominal hernias postoperative:
Hernia with both of the following ..........................................................................................................................................................
Greatest diameter is 30 centimeters (11.81 inches) or more; and
Refractory to further operative correction due to extensive loss of muscular and fascial support.
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00024
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
60
30
10
100
100
60
30
10
100
60
30
10
100
60
30
10
100
60
30
10
20
10
60
30
10
100
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
39183
Rating
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
Hernia with both of the following ..........................................................................................................................................................
Greatest diameter is 20 centimeters (7.87 inches) or more; and
Requires support but is not well supported by external devices or not easily reducible.
Hernia with both of the following ..........................................................................................................................................................
Greatest diameter is less than 20 centimeters (7.87 inches); and
Requires support but is not well supported by external devices or not easily reducible.
Hernia with all of the following .............................................................................................................................................................
Of any size;
Requires support and is supportable by external devices; and
Easily reducible.
*
*
*
*
*
*
*
7346 Gastroesophageal reflux disease (GERD), hiatal hernia, esophagitis, lower esophageal (Schatzki’s) ring:
Erosive reflux esophagitis (inflammation and ulceration of the esophagus due to reflux of gastric contents into the esophagus)
confirmed by endoscopy, imaging, or other laboratory procedure, with at least one of the following ............................................
Anemia and substantial weight loss;
One or more episodes per year of gastrointestinal hemorrhage; or
Two or more episodes per year of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary abscess) due to regurgitation.
Erosive reflux esophagitis (inflammation and ulceration of the esophagus due to reflux of gastric contents into the esophagus)
confirmed by endoscopy, imaging, or other laboratory procedure, with either of the following ......................................................
Symptoms such as pyrosis (heartburn), retrosternal or arm or shoulder pain, regurgitation of gastric contents into the mouth,
dysphagia (difficulty swallowing), and odynophagia (pain during swallowing) that are intractable despite treatment; or
One episode per year of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary abscess) due to regurgitation.
Symptoms such as pyrosis (heartburn), retrosternal or arm or shoulder pain, regurgitation of gastric contents into the mouth,
dysphagia (difficulty swallowing), and odynophagia (pain during swallowing) that are largely controlled by continuous treatment
with prescription medication .............................................................................................................................................................
Intermittent symptoms such as pyrosis (heartburn), retrosternal or arm or shoulder pain, regurgitation of gastric contents into the
mouth, dysphagia (difficulty swallowing), and odynophagia (pain during swallowing) that respond to dietary changes, lifestyle
changes, or treatment with antacids or other nonprescription medications .....................................................................................
Note: Evaluate esophageal strictures under the General Rating Formula for Residuals of mouth injuries (7200), Residuals of lip injuries (7201), Residuals of tongue injuries, including tongue loss (7202), Esophageal stricture (7203), Achalasia (cardiospasm) and
other motor disorders of the esophagus (7204), and Esophageal diverticula (7205).
7347 Pancreatitis, total pancreatectomy, and partial pancreatectomy:
With all of the following ........................................................................................................................................................................
Daily or near-daily debilitating attacks of pancreatitis with few pain-free intermissions;
Two or more signs of pancreatic insufficiency (such as steatorrhea, diabetes, malabsorption, diarrhea, and malnutrition); and
Unresponsive to medical treatment.
With the following .................................................................................................................................................................................
Seven or more documented attacks of pancreatitis per year with at least one sign of pancreatic insufficiency (such as
steatorrhea, diabetes, malabsorption, diarrhea, or malnutrition) between acute attacks.
With any of the following ......................................................................................................................................................................
Three to six documented attacks of pancreatitis per year with at least one sign of pancreatic insufficiency (such as steatorrhea,
diabetes, malabsorption, diarrhea, or malnutrition) between acute attacks;
Minimum evaluation following partial pancreatectomy, if symptomatic and requiring continuous treatment with prescription medication; or
Minimum evaluation following total pancreatectomy.
One or two documented attacks of pancreatitis per year ....................................................................................................................
Partial pancreatectomy, if asymptomatic and not requiring continuous treatment with prescription medication ................................
Note (1): For purposes of evaluation under diagnostic code 7347, an attack of pancreatitis means abdominal pain, often very severe, and sometimes radiating through to the back, with any combination of nausea, vomiting, anorexia (lack or loss of appetite),
fever, and abdominal tenderness and swelling.
Evaluation under diagnostic code 7347 requires that the attacks of abdominal pain and other symptoms be confirmed by appropriate laboratory and clinical studies as resulting from pancreatitis
Note (2): Separately evaluate complications, such as diabetes mellitus, external gastrointestinal fistula, and malabsorption, as long
as the same findings are not used to support more than one evaluation (see § 4.14).
7348 Pyloroplasty with vagotomy or gastroenterostomy with vagotomy:
Depending upon symptoms and findings, evaluate as: duodenal ulcer (diagnostic code 7305); gastritis (diagnostic code 7307);
postgastrectomy syndromes (diagnostic code 7308); or gastric emptying disorders (diagnostic code 7309).
7349 Bowel stricture:
Six or more episodes per year of partial obstruction of the bowel (confirmed by an imaging procedure), with typical signs and
symptoms ..........................................................................................................................................................................................
Three to five episodes per year of partial obstruction of the bowel (confirmed by an imaging procedure), with typical signs and
symptoms ..........................................................................................................................................................................................
One or two episodes per year of partial obstruction of the bowel (confirmed by an imaging procedure), with typical signs and
symptoms ..........................................................................................................................................................................................
Note: For purposes of evaluation under diagnostic code 7349, typical signs and symptoms of bowel stricture include colicky abdominal pain, and at least one of the following other symptoms: abdominal distention, borborygmi (audible rumbling bowel sounds),
nausea, vomiting, and obstipation (severe constipation).
7350 Colostomy or ileostomy:
With at least one ostomy complication (such as infection or signs of irritation of the peristomal area, prolapse, retraction, or stenosis) that is refractory to treatment .................................................................................................................................................
Incontinent, requiring the use of an external appliance or absorbent material ...................................................................................
Continent, not requiring external appliance or absorbent material ......................................................................................................
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00025
Fmt 4701
Sfmt 4702
E:\FR\FM\05JYP2.SGM
05JYP2
60
30
10
60
30
10
0
100
60
30
10
0
60
30
10
100
60
30
39184
Federal Register / Vol. 76, No. 128 / Tuesday, July 5, 2011 / Proposed Rules
Rating
*
*
*
*
*
*
*
7352 Pancreas transplant:
Following transplant surgery ................................................................................................................................................................
Thereafter, evaluate on residuals. Minimum evaluation 30 percent.
Note: The 100 percent rating shall be assigned as of the date of hospital admission for transplant surgery and shall continue with a
mandatory VA examination one year following hospital discharge. Any change in evaluation shall be subject to the provisions of
§ 3.105(e) of this chapter.
7353 Malabsorption syndrome (including celiac disease, small bowel bacterial overgrowth, Whipple’s disease (intestinal
lipodystrophy), and fistulous disorders):
Requiring total parenteral (intravenous or intramuscular) nutritional support ......................................................................................
Diarrhea, anemia, weakness, and fatigue requiring daily (oral) nutritional supplementation, plus parenteral (intravenous or
intramuscular) nutrition for a total of at least 28 days per year .......................................................................................................
Diarrhea, weakness, and fatigue requiring daily (oral) nutritional supplementation plus parenteral (intravenous or intramuscular)
nutrition for a total of at least 14 days, but less than 28 days per year ..........................................................................................
Diarrhea, weakness, and fatigue requiring daily (oral) nutritional supplementation ............................................................................
*
*
*
*
*
*
[FR Doc. 2011–15698 Filed 7–1–11; 8:45 am]
mstockstill on DSK4VPTVN1PROD with PROPOSALS2
BILLING CODE 8320–01–P
VerDate Mar<15>2010
19:36 Jul 01, 2011
Jkt 223001
PO 00000
Frm 00026
Fmt 4701
Sfmt 9990
E:\FR\FM\05JYP2.SGM
05JYP2
*
100
100
60
30
10
Agencies
[Federal Register Volume 76, Number 128 (Tuesday, July 5, 2011)]
[Proposed Rules]
[Pages 39160-39184]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-15698]
[[Page 39159]]
Vol. 76
Tuesday,
No. 128
July 5, 2011
Part II
Department of Veteran Affairs
-----------------------------------------------------------------------
38 CFR Part 4
Schedule for Rating Disabilities; The Digestive System; Proposed Rule
Federal Register / Vol. 76 , No. 128 / Tuesday, July 5, 2011 /
Proposed Rules
[[Page 39160]]
-----------------------------------------------------------------------
DEPARTMENT OF VETERANS AFFAIRS
38 CFR Part 4
RIN 2900-AN12
Schedule for Rating Disabilities; The Digestive System
AGENCY: Department of Veterans Affairs.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Veterans Affairs (VA) proposes to amend the
portion of the Schedule for Rating Disabilities that addresses the
Digestive System. The purpose of this change is to incorporate medical
advances that have occurred since the last review, insert current
medical terminology, and provide clear criteria.
DATES: Comments must be received by VA on or before September 6, 2011.
ADDRESSES: Written comments may be submitted through https://www.Regulations.gov; by mail or hand-delivery to the Director,
Regulations Management (02REG), Department of Veterans Affairs, 810
Vermont Ave., NW., Room 1068, Washington, DC 20420; or by fax to (202)
273-9026. Comments should indicate that they are submitted in response
to RIN 2900-AN12-Schedule for Rating Disabilities; The Digestive
System. Copies of comments received will be available for public
inspection in the Office of Regulation Policy and Management, Room
1063B, between the hours of 8 a.m. and 4:30 p.m. Monday through Friday
(except holidays). Please call (202) 461-4902 for an appointment. (This
is not a toll-free number.) In addition, during the comment period,
comments may be viewed online through the Federal Docket Management
System at https://www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT: Thomas J. Kniffen, Chief, Regulations
Staff (211D), Compensation and Pension Service, Veterans Benefits
Administration, Department of Veterans Affairs, 810 Vermont Avenue,
NW., Washington, DC 20420, (202) 461-9725. (This is not a toll-free
number.)
SUPPLEMENTARY INFORMATION: VA published an advance notice of proposed
rulemaking in the Federal Register of May 2, 1991 (56 FR 20168),
advising the public of our intent to revise and update the portion of
the Schedule for Rating Disabilities (the rating schedule) that
addresses the digestive system as well as to solicit and obtain
comments and suggestions from interest groups and the general public.
By revising the rating schedule, we aim to eliminate ambiguities,
include medical conditions not currently in the rating schedule, and
implement current medical criteria and terminology that reflect recent
medical advances.
Comments in Response To Advance Notice of Proposed Rulemaking
In response to the advance notice of proposed rulemaking, we
received comments from the American Legion and from several VA
employees. One commenter suggested that we add to the rating schedule
Crohn's disease; esophageal spasm (with its own evaluation criteria);
hepatitis A, B, and C; chronic inflammation of the liver and its
residuals; and malabsorption due to pancreatic disease. We propose to
address each of these conditions in this revision, except for hepatitis
and chronic inflammation of the liver, which were addressed in a
separate rulemaking on liver disabilities (66 FR 29486, May 31, 2001).
The same commenter suggested we include reflux esophagitis with
hiatal hernia, with the criteria taking into account a measurement of
reflux. For esophageal abnormalities, reflux measurement (manometry),
barium swallows, and esophagoscopy provide information about
physiological and anatomical abnormalities, and may be useful for
diagnosis and prognosis, for determining response to therapy, and to
prepare for surgery. They are less useful, however, in assessing the
level of disability than the severity of symptoms, the impact of the
condition on the nutritional status of the patient, and the potential
for remediation (``Disability Evaluation'' 379 (Stephen L. Demeter,
M.D., Gunnar B.J. Anderson, M.D., and George M. Smith, M.D., 1996) and
The Merck Manual 113 (18th ed. 2006)). While we propose to address
reflux esophagitis in this revision, as discussed further below, we do
not propose to use a measurement of reflux for evaluation.
A second commenter suggested we add Crohn's disease and also revise
the criteria for hemorrhoids. We propose to do both.
One commenter suggested that we evaluate gastrectomy and vagotomy-
pyloroplasty under the same criteria. The major postoperative problem
related to gastrectomy is dumping syndrome, which is the common term
that refers to the group of symptoms that may occur following various
types of surgery for ulcer disease. Many problems may be associated
with vagotomy-pyloroplasty, of which dumping syndrome is only one. We
therefore propose to retain separate evaluation criteria for these
conditions, as discussed in more detail below.
The same commenter suggested that we delete diagnostic codes 7201
(lips, injuries of), 7205 (esophagus, diverticulum of, acquired), 7306
(marginal ulcer), 7309 (stomach, stenosis of), 7310 (stomach, injury
of, residuals), 7315 (chronic cholelithiasis), 7316 (chronic
cholangitis), 7324 (distomiasis, intestinal or hepatic), and 7342
(visceroptosis) because they are rare.
We propose to remove diagnostic code 7342 (visceroptosis) because
visceroptosis is an obsolete diagnosis, as discussed further below.
However, we propose to retain all of the other diagnostic codes
mentioned by the commenter, although some in a revised form, since some
of them, such as diagnostic code 7315 (cholelithiasis), represent
common digestive diseases, and others, such as those for injuries of
the lips or stomach, may be the only appropriate codes under which to
address injuries, including combat wounds, to those parts of the body.
They may therefore be useful to VA for statistical purposes, as well as
for rating purposes.
Another commenter suggested we remove diagnostic code 7201 (lips,
injuries of); add esophagitis, duodenitis, and Crohn's disease; provide
a diagnostic code for total gastrectomy; add a 10-percent evaluation
level for cirrhosis; provide evaluation criteria for ileostomy and
colostomy; and provide objective evaluation criteria for pancreatitis.
We have already discussed injuries of the lips, which we propose to
retain. We otherwise propose to follow all of these suggestions, with
two exceptions. First, we do not propose to add a diagnostic code for
total gastrectomy, because that condition can be appropriately
evaluated under an existing diagnostic code (7308, Postgastrectomy
syndromes). Second, we have already added a 10-percent evaluation level
for cirrhosis in the separate rulemaking that addressed disabilities of
the liver (66 FR 29486, May 31, 2001), so there is no need for further
action in this proposed rule based on that comment. This commenter also
suggested we remove diagnostic codes 7342 (visceroptosis) and 7337
(pruritus ani) and that we delete the word ``infectious'' from
``infectious hepatitis.'' We also propose to remove diagnostic codes
7342 and 7337. The suggested change concerning hepatitis was made in
the separate rulemaking for liver disabilities, so there is no need for
further action in this proposed rule.
[[Page 39161]]
Outside Consultants
In addition to publishing an advance notice of proposed rulemaking,
VA contracted with an outside consulting firm for the purpose of
gathering suggestions for changes in the rating schedule to help
fulfill the goals of revising and updating the medical criteria. This
proposed amendment includes many of their suggestions. Since one of the
goals of the rating schedule revision is to eliminate ambiguities, we
did not follow some of our consultants' recommendations that are based,
at least, in part, on subjective or indefinite language when more
objective terminology could be used. Furthermore, each group of
consultants reviewed only one portion or body system of the rating
schedule, and we had to assess the feasibility of their recommendations
in light of the entire rating schedule, in order to assure internal
consistency. Relevant recommendations from our consultants are
discussed below.
Section 4.110
Current Sec. 4.110, ``Ulcers,'' explains that ``the term `peptic
ulcer' is not sufficiently specific for rating purposes'' because there
are ``manifest differences'' between ulcers of the stomach or duodenum
as compared to those at an anastomotic stoma, and that, therefore, the
location of an ulcer should be identified in order to evaluate it. This
material is unnecessary, since there are separate diagnostic codes for
ulcers of the stomach, duodenum, and gastrojejunal area (or anastomotic
stoma), and the rating schedule therefore makes it clear that the site
of an ulcer must be identified in order to assign the correct
diagnostic code. Furthermore, this section establishes no procedures
that raters must follow in evaluating ulcer disease. We therefore
propose to remove the material currently in Sec. 4.110, retitle this
section ``Dyspepsia,'' and provide in it a definition of the term
``dyspepsia'' for purposes of evaluating conditions in Sec. 4.114. We
propose that Sec. 4.110 would define dyspepsia as any combination of
the following symptoms: Gnawing or burning epigastric or substernal
pain that may be relieved by food (especially milk) or antacids,
nausea, vomiting, anorexia (lack or loss of appetite), abdominal
bloating, and belching. It would also state that when there is
obstruction of the outlet of the stomach (gastric outlet obstruction),
dyspepsia may also include symptoms of gastroesophageal reflux (flow of
stomach contents back into the esophagus), borborygmi (audible rumbling
bowel sounds), crampy pain, and obstipation (severe constipation).
Section 4.111
Current Sec. 4.111, ``Postgastrectomy syndromes,'' discusses
dumping syndrome, a condition which is relevant only to diagnostic code
7308, ``postgastrectomy syndromes,'' and we propose to list the
symptoms of dumping syndrome in a note under that diagnostic code. We
therefore propose to remove Sec. 4.111.
Section 4.112
Current Sec. 4.112, ``Weight loss,'' defines ``substantial weight
loss,'' ``minor weight loss,'' ``inability to gain weight,'' and
``baseline weight,'' for purposes of evaluating conditions in Sec.
4.114. Some of the revisions of conditions in Sec. 4.114 that we are
proposing have evaluation criteria that are based in part on
malnutrition, and there is no universally accepted definition of
malnutrition. We, therefore, propose to provide a definition of
malnutrition for purposes of evaluating conditions in Sec. 4.114 by
expanding the title of Sec. 4.112 to ``Weight loss and malnutrition''
and adding the following definition: `` `malnutrition' means a
deficiency state resulting from insufficient intake of one or multiple
essential nutrients or the inability of the body to absorb, utilize, or
retain such nutrients. It is characterized by failure of the body to
maintain normal organ functions and healthy tissues.''
Section 4.113
Current Sec. 4.113, ``Coexisting abdominal conditions,'' states
that there are diseases of the digestive system that produce a common
disability picture with similar symptoms and which should therefore not
be rated separately, as this would be a violation of 38 CFR 4.14,
``Avoidance of pyramiding'' (which states that the evaluation of the
same disability under various diagnoses is to be avoided). Current
Sec. 4.114, in an introductory paragraph, lists specific diagnostic
codes that cannot be combined, and directs that a single evaluation
``be assigned under the diagnostic code that reflects the predominant
disability picture, with elevation to the next higher evaluation where
the severity of the overall disability warrants such evaluation.'' In
order to provide clear guidance about evaluation when there are two or
more coexisting digestive conditions, we propose to revise the material
in Sec. Sec. 4.113 and 4.114 related to this subject and place the
revised directions in Sec. 4.113.
We propose to direct the rater to separately evaluate two or more
conditions in Sec. 4.114 only if the signs and symptoms attributed to
each are separable, and if they are not separable, to assign a single
evaluation under the diagnostic code that best allows evaluation of the
overall functional impairment resulting from both conditions. With
these instructions, the list of conditions that may not be combined,
given in current Sec. 4.114, would be unnecessary, and we propose to
remove it. This revision would provide a fair and equitable method of
evaluation, and is not contrary to Sec. 4.14. In addition, it would
remove the somewhat unclear direction to assign a diagnostic code that
reflects the predominant disability and elevate to the next higher
evaluation level ``where the severity of the overall disability
warrants such elevation,'' a direction that could be interpreted
differently by different individuals. We also propose to change the
title of Sec. 4.113 to ``Evaluation of coexisting digestive
conditions,'' since not all disabilities in this body system are
abdominal, as the current title of Sec. 4.113 implies.
Section 4.114 Schedule of Ratings-Digestive System
Mouth injuries, Lip injuries, Tongue Injuries (Including Tongue Loss),
Esophageal Stricture, Achalasia (Cardiospasm) and Other Motor Disorders
of the Esophagus, and Esophageal Diverticula (Diagnostic Codes 7200-
7205)
The current rating schedule directs that injuries of the mouth
(diagnostic code 7200) be evaluated on the basis of disfigurement and
impairment of masticatory function, and injuries of the lips
(diagnostic code 7201) on the basis of disfigurement of the face. Both
mouth and lip injuries are therefore evaluated using criteria under
other diagnostic codes. Loss of whole or part of the tongue (diagnostic
code 7202) is currently evaluated at 100 percent if there is inability
to communicate by speech, at 60 percent if there is loss of one-half or
more of the tongue, and at 30 percent if there is marked speech
impairment. Findings in these three conditions sometimes overlap,
according to our consultants, with the major problems being (1)
Difficulty with mastication (chewing) or swallowing, causing a
restriction of diet; (2) difficulty with speech; (3) loss of part of
the tongue; and (4) disfigurement. We therefore propose to provide a
general rating formula for the evaluation of residuals of mouth
injuries, lip injuries,
[[Page 39162]]
and tongue injuries, including tongue loss.
In addition, there are several esophageal abnormalities with signs
and symptoms that are similar to one another, and that also overlap the
findings in mouth, lip, and tongue injuries. For these reasons, we
propose to include several esophageal conditions in the same general
rating formula for this whole group of conditions, as discussed in more
detail below. Our consultants recommended that there be a 10-percent
evaluation level for each of these disabilities, and also pointed out
that stricture of the esophagus, for example, can be totally disabling.
We agree, and propose to provide evaluation levels of 100, 60, 30, and
10 percent in this general rating formula.
Stricture of the esophagus (diagnostic code 7203) is currently
evaluated at 80 percent if it permits ``passage of liquids only, with
marked impairment of general health;'' at 50 percent if it is ``severe,
permitting liquids only;'' and at 30 percent if it is ``moderate.''
These criteria contain subjective terms such as ``marked,''
``moderate,'' and ``severe,'' which could be interpreted differently by
different individuals. The general rating formula we are proposing for
the evaluation of this and other related conditions with symptoms in
common would provide more objective criteria.
Spasm of the esophagus (cardiospasm) (diagnostic code 7204) is
currently evaluated based on the degree of obstruction (stricture), if
not amenable to dilation. We propose to update the title of diagnostic
code 7204 from ``cardiospasm'' to ``achalasia,'' the current term for
this condition. Achalasia is a condition in which, upon swallowing,
there is a failure of relaxation of the lower esophageal sphincter (at
the junction of the esophagus and stomach). We also propose to include
in this diagnostic code other related motor disorders of the esophagus
with impairment in the normal passage of food through the esophagus due
to muscle or nerve abnormalities, by revising the title to ``Achalasia
(cardiospasm) and other motor disorders of the esophagus (diffuse
esophageal spasm, corkscrew esophagus, nutcracker esophagus, etc.).''
Our consultants suggested we provide one diagnostic code for achalasia,
with 100- and 30-percent evaluation levels, and another for other
esophageal motor disorders, with 50-, 30-, and 10-percent evaluation
levels. However, the signs and symptoms of these conditions are very
similar, and the severity of disability from any one of these
conditions varies widely from individual to individual. Therefore, in
our judgment, it is feasible and preferable to provide a single
diagnostic code with a broad range of evaluations (100 to 10 percent),
for the sake of promoting more consistent and appropriate evaluations.
Acquired diverticulum of the esophagus (diagnostic code 7205) is
currently evaluated as obstruction (stricture). We propose to revise
the title of diagnostic code 7205 from ``Esophagus, diverticulum of''
to ``Esophageal diverticula, including pharyngoesophageal (Zenker's),
midesophageal, and epiphrenic types'' to indicate more clearly the
several types of diverticula that may warrant evaluation under this
diagnostic code. Achalasia and esophageal diverticulum result in
impairments similar to one another, and there is overlap with
impairments resulting from mouth, lip, and tongue injuries. In
addition, esophageal stricture, achalasia, and esophageal diverticulum
may all result in pulmonary aspiration (inhaling food or liquid into
the lungs) due to regurgitation or vomiting and may require treatment
with prescription medication to control symptoms. Esophageal dilation
may be required for stricture or achalasia. We therefore propose to
include criteria for these esophageal conditions, as well as mouth,
lip, and tongue injuries, in a general rating formula that encompasses
the main signs and symptoms of all.
We propose to title the general rating formula for this group of
conditions as follows: ``General Rating Formula for Residuals of mouth
injuries (diagnostic code 7200), Residuals of lip injuries (diagnostic
code 7201), Residuals of tongue injuries, including tongue loss
(diagnostic code 7202), Esophageal stricture (diagnostic code 7203),
Achalasia (cardiospasm) and other motor disorders of the esophagus
(diagnostic code 7204), and Esophageal diverticula (diagnostic code
7205).'' We propose to base evaluation of these conditions on the
extent of limitation of diet, on the extent of the ability to speak
clearly enough to be understood, on the frequency of episodes of
pulmonary aspiration due to regurgitation or vomiting, and on whether
or not continuous treatment with prescription medication is required.
We propose to provide a list of findings at each evaluation level, any
of which would warrant that percentage of evaluation.
We propose a 100-percent evaluation for any of the following: Tube
feeding required; diet restricted to liquid foods, with substantial
weight loss, malnutrition, and anemia; four or more episodes per year
of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary
abscess) due to regurgitation or vomiting; or inability to speak
clearly enough to be understood. We propose a 60-percent evaluation for
any of the following: Diet restricted to liquid and soft solid foods,
with substantial weight loss or anemia; two to three episodes per year
of pulmonary aspiration (with bronchitis, pneumonia, or pulmonary
abscess) due to regurgitation or vomiting; or inability to speak
clearly enough to be understood at least half of the time but not all
of the time. We propose a 30-percent evaluation for any of the
following: Diet restricted to liquid and soft solid foods, with minor
weight loss; esophageal dilation carried out five or more times per
year; daily regurgitation or vomiting; one episode per year of
pulmonary aspiration (with bronchitis, pneumonia, or pulmonary abscess)
due to regurgitation or vomiting; or inability to speak clearly enough
to be understood at times, but less than half of the time. We propose a
10-percent evaluation for any of the following: Diet restricted to
liquid and soft solid foods; esophageal dilation carried out one to
four times per year; heartburn (pyrosis) requiring continous treatment
with prescription and at least one of the following other symptoms:
Retrosternal chest pain, difficulty swallowing (dysphagia), or pain
during swallowing (odynophagia); partial tongue loss; or impaired
articulation for some words, but speech understandable.
We also propose to add a note directing raters to separately
evaluate mouth and lip injuries under diagnostic code 7800 (Burn
scar(s) of the head, face, or neck; scar(s) of the head, face, or neck
due to other causes; or other disfigurement of the head, face, or
neck), if applicable, and to combine this with an evaluation under this
general rating formula, under the provisions of Sec. 4.25.
The proposed general rating formula for these conditions is broad
enough to encompass any degree of severity of the major types of
impairment from any of these conditions, and from combined injuries of
more than one of these structures. It also provides more objective
criteria than the current schedule because it excludes subjective
descriptors like ``marked'' and more sharply defines the extent of
speech impairment and dietary limitations required for various
evaluations. Evaluations should, therefore, be more consistent.
Although our consultants used subjective terms such as ``moderate'' and
``severe'' in their recommended criteria, we are proposing to exclude
such terms whenever possible throughout the revision of the
[[Page 39163]]
rating schedule, for the sake of promoting consistent evaluations. Our
consultants also included the nebulous phrase ``interfering with normal
daily functioning,'' which could be subject to different
interpretations by different people, and we do not propose to use this
language. However, the criteria are otherwise substantially the same as
those our consultants recommended.
Salivary Gland Disease (Diagnostic Code 7207)
Since there is no current diagnostic code under which salivary
gland disease can be appropriately evaluated, and it is a common enough
disability in veterans to require evaluation, we propose to add
diagnostic code 7207, ``Salivary gland (parotid, submandibular,
sublingual) disease other than neoplasm.'' We propose that there be 20-
, 10-, and zero-percent evaluation levels, based on the presence of
xerostomia (dry mouth) and its effects, chronic inflammation or
swelling of a salivary gland, salivary gland calculi or stricture,
increase in dental caries, and weight loss, because these are the major
impairments that may result from salivary gland disease (``Textbook of
Gastroenterology'' 225 (Tadataka Yamada, M.D., ed., 1991)).
We propose a 20-percent evaluation for xerostomia (dry mouth) with
altered sensation of taste and difficulty with lubrication and
mastication of food resulting in either weight loss or increase in
dental caries; a 10-percent evaluation for xerostomia with altered
sensation of taste and difficulty with lubrication and mastication of
food, but without weight loss or increase in dental caries; chronic
inflammation of a salivary gland with pain and swelling on eating; one
or more salivary calculi; or a salivary gland stricture. We propose a
zero-percent evaluation for either xerostomia without difficulty in
mastication of food, or painless swelling of the salivary gland. We are
proposing a zero-percent evaluation level in order to make it clear
that these findings warrant a zero-, rather than a ten-percent
evaluation when it might otherwise be unclear to the rater.
We also propose to provide note (1) directing that facial nerve
(cranial nerve VII) impairment, which may result from parotid gland
disease or its treatment, be evaluated under diagnostic code 8207
(cranial nerve VII) and that any disfigurement due to facial swelling
be evaluated under diagnostic code (Burn scar(s) of the head, face, or
neck; scar(s) of the head, face, or neck due to other causes; or other
disfigurement of the head, face, or neck). We propose to add note (2)
to explain what Sjogren's syndrome is and how it should be evaluated.
It is an autoimmune disorder that causes xerostomia (dry mouth) and
keratoconjunctivitis sicca (dry eyes) and may affect other parts of the
body. The note directs that the effects of xerostomia (dry mouth) due
to Sjogren's syndrome be evaluated under diagnostic code 7207,
keratoconjunctivitis sicca under the portion of the rating schedule
that addresses Organs of Special Sense, and other effects of the
syndrome, if any, on other body parts under appropriate diagnostic
codes in other sections of the rating schedule.
Peritoneal Adhesions (Diagnostic Code 7301)
Peritoneal adhesions, diagnostic code 7301, are currently evaluated
at levels of 50, 30, 10, or zero percent. A 50-percent evaluation is
assigned if adhesions are severe, with ``definite partial obstruction
shown by X-ray, with frequent and prolonged episodes of severe colic
distention, nausea or vomiting, following severe peritonitis, ruptured
appendix, perforated ulcer, or operation with drainage.'' A 30-percent
evaluation is assigned if adhesions are moderately severe, with
``partial obstruction manifested by delayed motility of barium meal and
less frequent and less prolonged episodes of pain.'' A 10-percent
evaluation is assigned if adhesions are moderate, with ``pulling pain
on attempting work or aggravated by movements of the body, or
occasional episodes of colic pain, nausea, constipation (perhaps
alternating with diarrhea) or abdominal distention.'' A zero-percent
evaluation is assigned if adhesions are ``mild.'' Subjective adjectives
such as ``mild,'' ``moderate,'' ``moderately severe,'' and ``severe''
are used at each level.
We propose to provide evaluation levels of 60, 30, or 10 percent
for peritoneal adhesions, based primarily on the number of episodes of
partial intestinal obstruction with typical symptoms, which may
include, but are not limited to colicky abdominal pain, abdominal
distention, borborygmi (audible rumbling bowel sounds), nausea,
vomiting, and obstipation (severe constipation) (Yamada, 719). X-ray
confirmation of a partial bowel obstruction would be required for any
level of evaluation.
We propose a 60-percent evaluation for six or more episodes per
year of partial obstruction of the bowel (confirmed by X-ray), with
typical signs and symptoms (which may include, but are not limited to
colicky abdominal pain, abdominal distention, borborygmi (audible
rumbling bowel sounds), nausea, vomiting, and obstipation) (severe
constipation)); a 30-percent evaluation for three to five episodes per
year of partial obstruction of the bowel, with typical signs and
symptoms; and a 10-percent evaluation for either of the following: One
or two episodes per year of partial obstruction of the bowel, with
typical signs and symptoms, or, in the absence of such episodes,
pulling pain on body movement, if not attributable to another
condition.
These criteria are in general agreement with those recommended by
our consultants, but they exclude subjective terms such as
``frequent,'' ``occasional,'' and ``severe'' that the consultants
suggested, in favor of more objective criteria in order to promote
consistent evaluations.
A current note following diagnostic code 7301 states that ratings
for adhesions will be considered when there is a history of operative
or other traumatic or infectious (intraabdominal) process and at least
two of the following: Disturbance of motility, actual partial
obstruction, reflex disturbances, or presence of pain. We propose to
revise this note to state that evaluation under diagnostic code 7301
requires a history of abdominal or pelvic surgery, infection,
irradiation, trauma, or other known etiology for peritoneal adhesions.
We propose to add a second note listing the typical signs and symptoms
of partial bowel obstruction, for purposes of evaluation under
diagnostic code 7301. This would simplify the evaluation criteria by
eliminating the need to repeat the list of symptoms at each level. Our
consultants recommended that we provide a note similar to the current
note, with both causes and symptoms of adhesions listed, and we have
basically done this, but divided the material into two notes, for the
sake of clarity.
General Rating Formula for Ulcer Disease (Diagnostic Codes 7304-7306)
There are currently three diagnostic codes for ulcers: diagnostic
code 7304 for gastric ulcers, diagnostic code 7305 for duodenal ulcers,
and diagnostic code 7306 for marginal (gastrojejunal) ulcers. No
specific evaluation criteria are provided for gastric ulcers, but they
are ordinarily rated under the criteria for duodenal ulcers. Duodenal
ulcers are currently evaluated at levels of 60, 40, 20, or 10 percent.
A 60-percent evaluation is assigned if the condition is severe, with
pain only partially relieved by ulcer therapy, and there is periodic
vomiting, recurrent hematemesis or melena, with manifestations of
anemia and weight loss, productive of definite impairment of health. A
40-percent evaluation is assigned if the condition is moderately
severe, meaning that it is
[[Page 39164]]
less than severe but with impairment of health manifested by anemia and
weight loss, or that there are recurrent incapacitating episodes
averaging 10 days or more in duration at least four or more times a
year. A 20-percent evaluation is assigned if the condition is moderate,
with recurring episodes of severe symptoms two or three times a year
averaging 10 days in duration, or with continuous moderate
manifestations. A 10-percent evaluation is assigned if the condition is
mild, with recurring symptoms once or twice yearly.
Marginal ulcers are currently evaluated under a separate set of
criteria that are similar to those for duodenal ulcer, except that
there is also a 100-percent evaluation level, to be assigned if the
condition is pronounced, with periodic or continuous pain unrelieved by
standard ulcer therapy with periodic vomiting, recurring melena or
hematemesis, and weight loss, and the condition is totally
incapacitating. A 60-percent evaluation is assigned if the condition is
severe, with symptoms of the same type as pronounced but less
pronounced and less continuous, with definite impairment of health. A
40-percent evaluation is assigned if the condition is moderately
severe, with intercurrent episodes of abdominal pain at least once a
month partially or completely relieved by ulcer therapy, or there are
mild and transient episodes of vomiting or melena. A 20-percent
evaluation is assigned if the condition is moderate, with episodes of
recurring symptoms several times a year. A 10-percent evaluation is
assigned if the condition is mild, with brief episodes of recurring
symptoms once or twice yearly. Both sets of criteria for rating ulcer
disease use subjective adjectives such as ``mild,'' ``moderate,'' and
``pronounced'' throughout the formulas.
Our consultants pointed out that while ulcers may vary in location,
they produce the same array of symptoms, and do not differ in
functional impairment. They suggested that all types of ulcers be
evaluated under the same criteria: the presence of symptoms and their
response or lack of response to treatment, the extent of incapacitating
or recurring episodes, and whether there is recurrent hematemesis
(vomiting blood) or melena, anemia, or weight loss. We propose to
adopt, with some modifications, their recommendations regarding bases
of evaluations and to evaluate all types of ulcer disease under the
same criteria. We propose to provide a single rating formula for
gastric ulcer (diagnostic code 7304), duodenal ulcer (diagnostic code
7305), and marginal (gastrojejunal) ulcer (diagnostic code 7306), based
on the recommended criteria. We also propose to change the title of
diagnostic code 7305 to ``duodenal ulcer or duodenitis'' in order to
include duodenitis under this code, because these conditions commonly
occur together and result in similar findings. We propose to provide
evaluation levels of 100, 60, 30, and 10 percent. Our consultants
suggested 60 percent as the highest level of evaluation, but, because
our experience has shown that a number of veterans are totally disabled
by severe ulcer disease, we propose to add a 100-percent level. These
levels also differ from the current schedule by substituting a 30-
percent level for the current 20- and 40-percent levels. This change
will provide a clearer distinction between the 10-percent level and the
next higher level (which we propose to be 30 percent instead of 20
percent), a factor that will promote more consistent evaluations, and
will still be sufficient to accommodate the range of severity of ulcer
disease.
We propose a 100-percent evaluation for either substantial weight
loss, malnutrition, and anemia due to gastrointestinal bleeding; or for
hospitalization three or more times per year for vomiting, refractory
pain, gastrointestinal bleeding, perforation, obstruction, or
penetration to liver, pancreas, or colon. We propose a 60-percent
evaluation for either periodic or constant dyspepsia with substantial
weight loss and anemia due to ulcer disease; or for hospitalization two
times per year for vomiting, refractory pain, gastrointestinal
bleeding, perforation, obstruction, or penetration to liver, pancreas,
or colon. We propose a 30-percent evaluation for either periodic or
constant dyspepsia with at least minor weight loss; or for
hospitalization once per year for vomiting, refractory pain,
gastrointestinal bleeding, perforation, obstruction, or penetration to
liver, pancreas, or colon. We propose a 10-percent evaluation for
recurring dyspepsia that requires continuous treatment with
prescription medication for control.
We also propose to add a note under the general rating formula for
ulcer disease stating that the diagnosis of ulcer disease or duodenitis
requires confirmation on at least one occasion by imaging or endoscopy.
Because the symptoms of ulcer disease are not specific, the note would
assure that the diagnosis of ulcer disease is not based on symptoms
alone.
Chronic Gastritis (Diagnostic Code 7307)
We propose to revise the title of diagnostic code 7307 from the
current ``gastritis, hypertrophic (identified by gastroscope)'' to
``chronic gastritis (including but not limited to erosive,
hypertrophic, hemorrhagic, bile reflux, alcoholic, and drug-induced
gastritis)'' to indicate that there are several types of gastritis that
may be evaluated under this code.
Gastritis is an inflammation of the gastric (stomach) mucosa.
Common causes include Helicobacter pylori infection, non-steroidal
anti-inflammatory drugs, alcohol, stress, and autoimmune phenomena
(atrophic gastritis) (Merck, 117). While chronic gastritis is often
asymptomatic (symptom-free), it may cause dyspepsia and sometimes
gastro-intestinal bleeding with resulting anemia. A rare type of
gastritis results in protein-losing gastropathy (disease of the
stomach), in which hypoalbuminia (low albumin level in blood),
diarrhea, weight loss, and edema may occur. Gastritis is currently
evaluated at 60, 30, or 10 percent, with a 60-percent evaluation
assigned when the condition is chronic, with severe hemorrhages or
large ulcerated or eroded areas; a 30-percent evaluation when the
condition is chronic, ``with multiple small eroded or ulcerated areas,
and symptoms;'' and a 10-percent evaluation when the condition is
chronic, ``with small nodular lesions, and symptoms.'' We propose to
continue these evaluation levels, but to provide different criteria,
based more on objective clinical findings, which are common indicators
of disability, than on the pathologic appearance of the gastric mucosa.
We propose a 60-percent evaluation for any of the following:
Periodic or continuous dyspepsia with anemia due to gastrointestinal
bleeding; protein-losing gastropathy with substantial weight loss and
peripheral edema; or hospitalization two or more times per year for
gastrointestinal bleeding, intractable vomiting, or other complication
of chronic gastritis. We propose a 30-percent evaluation for either of
the following: Protein-losing gastropathy with at least minor weight
loss, or hospitalization once per year for gastrointestinal bleeding,
intractable vomiting, or other complication of chronic gastritis. We
propose a 10-percent evaluation for dyspepsia that requires continuous
treatment with prescription medication.
These proposed criteria are similar to those recommended by our
consultants, but have been modified to remove
[[Page 39165]]
subjective terms, and for the sake of internal consistency. In order to
document that gastritis, which is often hard to diagnose, is definitely
present, we also propose to add a note stating that evaluation under
diagnostic code 7307 requires that the diagnosis of chronic gastritis
be confirmed on at least one occasion by endoscopy. The condition of
``gastritis, atrophic'' is listed in the current schedule at the end of
the criteria for hypertrophic gastritis. It is followed by a statement
that this is ``a complication of a number of diseases, including
pernicious anemia,'' and a direction to rate the underlying condition.
We propose to include this information in a second note under
diagnostic code 7307, to provide clear guidance to the raters on how to
evaluate atrophic gastritis.
Postgastrectomy Syndromes (Diagnostic Code 7308)
Postgastrectomy syndromes (diagnostic code 7308) are currently
evaluated at levels of 60, 40, or 20 percent, based on frequency of
episodes of symptoms. A 60-percent evaluation is assigned when the
condition is severe, meaning that it is associated with nausea,
sweating, circulatory disturbance after meals, diarrhea, hypoglycemic
symptoms, and weight loss with malnutrition and anemia; a 40-percent
evaluation when the condition is moderate, with less frequent episodes
of epigastric disorders with characteristic mild circulatory symptoms
after meals but with diarrhea and weight loss; and a 20-percent
evaluation when the condition is mild, with infrequent episodes of
epigastric distress with characteristic mild circulatory symptoms or
continuous mild manifestations.
We propose to base evaluations of postgastrectomy syndromes on more
objective criteria, such as the frequency of dumping syndrome (which is
the common term for the group of symptoms that may occur following
various types of surgery for ulcer disease), whether there is weight
loss, malnutrition or anemia, and whether a restricted diet is needed.
For the sake of simplicity, we propose to list the possible signs and
symptoms of postgastrectomy syndromes in a note rather than listing all
possible manifestations at every evaluation level.
Several types of problems may occur after gastrectomy, with the
onset, frequency, and types of symptoms varying with the particular
type of surgery performed (Merck, 123). One problem is the dumping
syndrome. There are two types of dumping syndrome, an early type that
occurs within 30 minutes of eating, and a late type that occurs 90
minutes to 3 hours after eating (``Harrison's Principles of Internal
Medicine'' 1240 (Jean D. Wilson, M.D. et al. eds., 12th ed. 1991)).
Although early and late types have different causes, their symptoms
overlap. Rather than experiencing a dumping syndrome, some individuals
experience only severe diarrhea as a major postgastrectomy problem.
Others experience abdominal pain, bilious vomiting (vomiting of bile),
anemia, and weight loss due to a condition called alkaline reflux
gastritis (also called biliary gastritis or bile reflux gastritis); and
some individuals have malabsorption and poor absorption of vitamins and
minerals resulting in malnutrition and anemia as their most significant
problems (Yamada, 1394).
Since the signs and symptoms of these postgastrectomy syndromes
overlap, and ``dumping syndrome'' is the commonly used designation for
postgastrectomy signs and symptoms, we propose to lump the various
postgastrectomy syndromes together as ``dumping syndrome'' and to add a
note under diagnostic code 7308 stating that for purposes of evaluation
under diagnostic code 7308, the term ``dumping syndrome'' includes
symptoms that are associated with any of the following postgastrectomy
syndromes: Early and late types of dumping syndrome, postgastrectomy
diarrhea, and alkaline reflux gastritis. These symptoms include any
combination of weakness, dizziness, lightheadedness, diaphoresis
(sweating), palpitations, tachycardia, postural hypotension, confusion,
syncope (fainting), nausea, vomiting (often with bile), diarrhea,
steatorrhea (fatty stools), borborygmi (audible rumbling bowel sounds),
abdominal pain, anorexia (lack or loss of appetite), abdominal
bloating, and belching. In order to include both types of
postgastrectomy dumping syndromes, we also propose to state, in the
same note, that symptoms may occur immediately after eating or up to
three hours later.
We propose to provide evaluation levels of 100, 60, 30, and 10
percent, instead of the current 60, 40, and 20 percent. Our consultants
suggested that we add a 100-percent evaluation level, since
postgastrectomy syndromes may be severely disabling, and we propose to
do so. As with gastritis, to promote consistent evaluations, we propose
to substitute a 30-percent evaluation level for the 20- and 40-percent
levels to provide a clearer distinction between adjacent levels. We
also propose to add a 10-percent evaluation level for milder cases of
dumping syndrome. We propose a 100-percent evaluation for dumping
syndrome that occurs after most meals, with substantial weight loss,
malnutrition, and anemia. We propose a 60-percent evaluation for
dumping syndrome that occurs after most meals, with substantial weight
loss and anemia. We propose a 30-percent evaluation for dumping
syndrome that occurs daily or nearly so, despite treatment, with at
least minor weight loss. We propose a 10-percent evaluation for
intermittent dumping syndrome (occurring at least three times a week)
requiring dietary restrictions.
Our consultants suggested criteria that retain the same subjective
terms of ``infrequent,'' ``mild,'' and ``less frequent,'' as the
current schedule. For example, our consultants recommended that a 20-
percent evaluation be assigned for post-gastrectomy syndrome that is
``mild'' with ``infrequent'' episodes of epigastric distress with
``characteristic mild'' circulatory symptoms or continuous ``mild''
manifestations. We propose to use more specific terms such as ``after
most meals'' and ``daily or nearly so,'' since making the criteria less
ambiguous is one of the goals of the revision of the rating schedule.
In order to make the criteria clear to everyone who uses the rating
schedule, we propose to list the actual symptoms (many of which
overlap) of hypoglycemia and circulatory disturbance in the note
defining dumping syndrome, rather than use less clear terms such as
``hypoglycemic symptoms'' or ``circulatory symptoms,'' as the
consultants suggested. We also propose a second note to direct raters
to separately evaluate complications, such as osteomalacia, under an
appropriate diagnostic code.
Gastric Emptying Disorders (Diagnostic Code 7309)
Diagnostic code 7309 is currently titled ``stomach, stenosis of''
and includes an instruction to ``[r]ate as for gastric ulcer''
(diagnostic code 7304), which in turn is usually rated as duodenal
ulcer (diagnostic code 7305). We propose to make diagnostic code 7309
more inclusive by changing the title to ``gastric emptying disorders
(including gastroparesis (delayed gastric emptying), and pyloric,
gastric, and other motility disturbances)'' because all of these
conditions, which are not uncommon and are not currently listed in the
current rating schedule, may produce similar signs and symptoms.
We propose to provide evaluation levels of 100, 60, 30, and 10
percent for diagnostic code 7309. As our consultants pointed out, these
conditions can be very debilitating. We
[[Page 39166]]
propose to base the evaluation on criteria specific to gastric emptying
disorders--epigastric pain or fullness, anorexia (lack or loss of
appetite), nausea, vomiting, gastroesophageal reflux, early satiety
(feeling that hunger and thirst are satisfied), and abdominal bloating
(Yamada, 1264). We propose to add a note listing the signs and symptoms
of gastric emptying disorders, for purposes of evaluation under
diagnostic code 7309.
We propose a 100-percent evaluation for daily or near-daily signs
and symptoms with substantial weight loss and malnutrition. We propose
a 60-percent evaluation for periodic or daily or near-daily signs and
symptoms with substantial weight loss. We propose a 30-percent
evaluation for periodic signs and symptoms with minor weight loss. We
propose a 10-percent evaluation for periodic signs and symptoms without
weight loss, but requiring continuous treatment with prescription
medication. These criteria are specific to the disability and are
clearer and more objective than those proposed by our consultants.
While the consultants used similar symptoms, they also included
modifiers like ``pronounced,'' ``severe,'' and ``moderate,'' which are
subjective terms that we are trying to exclude from the rating schedule
when possible, for the sake of consistent evaluations.
Injury of the Stomach (Diagnostic Code 7310)
Injury of the stomach, diagnostic code 7310, is currently evaluated
under the criteria for peritoneal adhesions (diagnostic code 7301). We
propose to retain that direction and to add an alternative direction,
as recommended by our consultants, to evaluate as postgastrectomy
syndromes (diagnostic code 7308) if the injury required a gastric
resection.
Liver Disease
In a separate rulemaking, we previously revised the portion of
Sec. 4.114 that addresses liver disease, including injury of the liver
(diagnostic code 7311), cirrhosis of the liver (diagnostic code 7312),
deletion of residuals of abscess of liver (diagnostic code 7313),
infectious hepatitis (diagnostic code 7345), benign new growths of the
digestive system (7344), and malignant new growths of the digestive
system, exclusive of skin growths (diagnostic code 7343). Following
notice and comment, this rulemaking was published as a final rule on
May 31, 2001 (66 FR 29486). We do not propose any further changes to
those diagnostic codes.
Biliary Tract Disease or Injury (Diagnostic Code 7314)
Diagnostic code 7314 is currently titled ``cholecystitis, chronic''
and has evaluation levels of 30, 10, and zero percent. A 30-percent
evaluation is assigned if the condition is severe, with frequent
attacks of gall bladder colic; a 10-percent evaluation if the condition
is moderate, with gall bladder dyspepsia, confirmed by X-ray technique,
and with infrequent attacks (not over two or three a year) of gall
bladder colic, with or without jaundice; and a zero-percent evaluation
if the condition is mild.
Chronic cholelithiasis (diagnostic code 7315) and chronic
cholangitis (diagnostic code 7316) are evaluated under the same
criteria as chronic cholecystitis. All of these conditions are closely
related and may co-exist, and can readily be evaluated under a single
diagnostic code and set of evaluation criteria. In addition, diagnostic
code 7318, ``Gall bladder, removal of,'' can result in signs and
symptoms similar to those of the above three conditions. It is
currently evaluated at 30, 10, or zero percent, under subjectively-
defined criteria. A 30-percent evaluation is assigned if there are
``severe symptoms,'' a 10-percent evaluation if there are ``mild
symptoms,'' and a zero-percent evaluation if the condition is
nonsymptomatic. ``Gall bladder, injury of'' (diagnostic code 7317) is
currently rated as peritoneal adhesions.
We, therefore, propose to revise the title of diagnostic code 7314
to the more inclusive ``Biliary tract disease or injury (chronic
cholecystitis, cholelithiasis, choledocholithiasis, chronic
cholangitis, status post-cholecystectomy, gall bladder or bile duct
injury, biliary dyskinesia, cholesterolosis, polyps of gall bladder,
sclerosing cholangitis, stricture or infection of the bile ducts,
choledochal cyst)'' because all of these conditions are related and may
produce similar effects. It is therefore appropriate to evaluate them
under the same criteria. It is not uncommon for more than one of these
conditions to be present at the same time, and using a single set of
criteria would better allow an appropriate overall evaluation in those
cases, since the signs and symptoms overlap and may be identical. Our
consultants did not suggest combining these conditions under a single
diagnostic code, as we are proposing, but did suggest evaluating them
under the same criteria. The evaluation criteria we are proposing are
similar to those they suggested, but would eliminate the subjective
terms ``severe,'' ``moderate'' and ``mild''.
Although the current evaluation levels for these conditions are
limited to 30, 10, and zero percent, we propose to provide evaluation
levels of 100, 60, 30, and 10 percent for biliary tract disease or
injury, to accommodate more severe cases, including those that are
totally disabling. We propose to base evaluations on the frequency of
acute attacks of signs and symptoms of biliary tract disease or injury
per year; the frequency of hospitalizations for biliary tract disease
or injury per year; the response to medical or surgical treatment; and
whether liver failure is present. We propose to describe the usual
signs and symptoms of biliary tract disease and injury in a note, as
discussed below.
We propose a 100-percent evaluation for any of the following: Near-
constant debilitating attacks of biliary tract disease or injury that
are refractory to medical or surgical treatment; liver failure; or
hospitalization three or more times per year for biliary tract disease
or injury. We propose a 60-percent evaluation for either of the
following: Six or more attacks of biliary tract disease or injury per
year, partially responsive to treatment; or hospitalization two times
per year for biliary tract disease or injury. We propose a 30-percent
evaluation for either of the following: Three to five attacks of
biliary tract disease or injury per year, or hospitalization once per
year for biliary tract disease or injury. We propose a 10-percent
evaluation for either of the following: One or two attacks of biliary
tract disease or injury per year; or biliary tract pain occurring at
least monthly, despite medical treatment. We propose to remove the
zero-percent level as unnecessary (see Sec. 4.31).
The proposed criteria would provide more objective criteria for
evaluating these conditions and also provide a wider range of
percentage evaluations, consistent with the potential disabling effects
of these conditions.
We propose to add four notes under diagnostic code 7314, with the
first stating that for purposes of evaluation under diagnostic code
7314, attacks of biliary tract disease or injury include any
combination of such signs and symptoms as abdominal pain (including
biliary colic), dyspepsia, jaundice, anorexia (lack or loss of
appetite), nausea, vomiting, chills, and fever (Merck, 242-245). So
that the presence of biliary tract disease is substantiated, and not
based on symptoms alone, the second proposed note would state that
evaluation under diagnostic code 7314 requires that the diagnosis of
any of these conditions be confirmed by X-ray
[[Page 39167]]
or other imaging procedure, laboratory findings, or other objective
evidence. The third proposed note would direct raters to separately
evaluate peritoneal adhesions (diagnostic code 7301) if applicable, and
combine (under the provisions of Sec. 4.25) with an evaluation under
diagnostic code 7314, as long as the same findings are not used to
support more than one evaluation. This would assure that traumatic or
postoperative manifestations due to adhesions would be properly
evaluated. The fourth proposed note would direct raters to evaluate the
cirrhotic phase of sclerosing cholangitis under diagnostic code 7312
(cirrhosis of liver), a more appropriate diagnostic code for evaluating
that condition than 7314.
Since chronic cholelithiasis (current diagnostic code 7315),
chronic cholangitis (current diagnostic code 7316), injury of gall
bladder (current diagnostic code 7317), and removal of gall bladder
(current diagnostic code 7318) would all be included in diagnostic code
7314, for reasons discussed above, we propose to delete the separate
diagnostic codes for those conditions.
Disease or Injury of the Spleen
There is currently a reference to disease or injury of the spleen
under diagnostic code 7318, directing raters to the hemic and lymphatic
systems. We propose to remove that reference as unnecessary, since the
spleen, although in the abdominal cavity, is part of the lymphatic, not
the digestive system. Evaluation criteria for splenectomy (diagnostic
code 7706) and healed injury of the spleen (diagnostic code 7707) are
included in the hemic and lymphatic portion of the rating schedule (38
CFR 4.117), and both conditions are listed in the index to the rating
schedule as part of the hemic and lymphatic systems.
Irritable Bowel Syndrome (Diagnostic Code 7319)
Diagnostic code 7319 is currently titled ``Irritable colon syndrome
(spastic colitis, mucous colitis, etc.).'' We propose to retitle it
``Irritable bowel syndrome (irritable colon, spastic colitis, mucous
colitis),'' since this is current terminology for the condition. The
current evaluation levels are 30, 10, and zero percent. A 30-percent
evaluation is assigned if the condition is severe, with diarrhea or
alternating diarrhea and constipation, with more or less constant
abdominal distress. A 10-percent evaluation is assigned if the
condition is moderate, with frequent episodes of bowel disturbance with
abdominal distress. A zero-percent evaluation is assigned if the
condition is mild, with ``disturbances of bowel function with
occasional episodes of abdominal distress.'' Our consultants suggested
evaluation levels of 30 and 10 percent, with essentially the same
criteria as the current ones, except for adding ``refractory to medical
treatment'' to the criteria for 30 percent, and ``partially responsive
to treatment'' to the criteria for 10 percent. We are proposing to
remove the subjective terms ``severe,'' ``frequent,'' ``occasional,''
etc., from the criteria and to base evaluation on more objective
criteria, in order to decrease the reliance on ambiguous descriptive
terms. We propose a 30-percent evaluation for daily or near-daily
disturbances of bowel function (diarrhea, or alternating diarrhea and
constipation), bloating, and abdominal cramping or pain, refractory to
medical treatment, and a 10-percent evaluation for disturbances of
bowel function (diarrhea, or alternating diarrhea and constipation),
bloating, and abdominal cramping or pain that occur three or more times
a month and that respond partially to medical treatment. We propose to
remove the zero-percent level as unnecessary (see Sec. 4.31). These
proposed criteria would ensure consistency of evaluations and still be
in keeping with our consultants' recommendations.
Amebiasis and Bacillary Dysentery
In the current rating schedule, diagnostic code 7321 is amebiasis,
and diagnostic code 7322 is bacillary dysentery. Both conditions are
uncommon today except as acute short-term illnesses. They ordinarily
resolve without residuals because they are highly responsive to modern
drug treatment. In accordance with our consultants' suggestion, we
therefore propose to delete diagnostic code 7321 and diagnostic code
7322 as unnecessary.
Ulcerative Colitis (Diagnostic Code 7323)
Ulcerative colitis (diagnostic code 7323) is currently evaluated at
100, 60 30, or 10 percent. A 100-percent evaluation is assigned if the
condition is pronounced, resulting in marked malnutrition, anemia, and
general debility, or if there are serious complications, such as liver
abscess. A 60-percent evaluation is assigned if the condition is
severe, with numerous attacks a year and malnutrition, with the health
only fair during remissions. A 30-percent evaluation is assigned if the
condition is moderately severe, with frequent exacerbations; and a 10-
percent evaluation is assigned if the condition is moderate, with
infrequent exacerbations.
The most common symptoms of ulcerative colitis are abdominal pain
and bloody diarrhea, but there may also be rectal pain, fever,
tachycardia, anorexia, malaise, weakness, and other symptoms. In severe
cases, there may be weight loss, malnutrition, anemia, and
hypoalbuminemia. Common complications include perforation, stricture,
hemorrhage, dehydration, fulminant (sudden and intense) colitis, and
toxic megacolon (a severe distention of the colon that can be life
threatening). Among other possible complications are liver disease,
skin nodules, eye problems, colon cancer, and arthritis (Merck, 155-156
and https://digestive.niddk.nih.gov/ddiseases/pubs/colitis/index.htm#symptoms, National Digestive Diseases Information
Clearinghouse, February 2006).
Our consultants suggested we continue evaluations based on
frequency of episodes, attacks, and exacerbations, and they provided
some timeframes for their frequency and duration. We propose to use
their suggestions, in a modified form, removing the subjective language
such as ``severe'' and ``marked'' that they included. We also further
propose to specify the usual symptoms of ulcerative colitis in the
criteria, with bloody diarrhea being the major symptom, and to include
criteria based on the need for hospitalization for complications or
continuous treatment with prescription medication. We propose a 100-
percent evaluation for either of the following: malnutrition,
substantial weight loss, anemia, and general debility with multiple
attacks of colitis per year, with bloody diarrhea, abdominal or rectal
pain, fever, and malaise; or hospitalization three or more times per
year for complications such as hemorrhage, dehydration, obstruction,
fulminant (sudden and intense) colitis, toxic megacolon, or
perforation.
We propose a 60-percent evaluation for either of the following:
substantial weight loss and anemia, with multiple attacks of colitis
per year, with bloody diarrhea, abdominal or rectal pain, fever, and
malaise; or hospitalization two times per year for complications such
as hemorrhage, dehydration, obstruction, fulminant colitis, toxic
megacolon, or perforation. We propose a 30-percent evaluation for
either of the following: three or more attacks of colitis (each lasting
5 or more days) per year, with diarrhea with blood, pus, or mucous, and
abdominal or rectal pain; or hospitalization one time per year for
[[Page 39168]]
complications such as hemorrhage, dehydration, obstruction, fulminant
colitis, toxic megacolon, or perforation. We propose a 10-percent
evaluation for either of the following: One or two attacks of colitis
(each lasting 5 or more days) per year with diarrhea with blood, pus,
or mucous, and abdominal or rectal pain; or continuous treatment with
prescription medication either to control symptoms or to maintain
remission.
We also propose to add a note directing raters to evaluate other
complications, such as uveitis, ankylosing spondylitis, sclerosing
cholangitis, etc., separately under an appropriate diagnostic code. We
propose to add a second note directing raters, if there has been a
colon resection, to evaluate under diagnostic codes 7350 (colostomy or
ileostomy) and 7329 (resection of large intestine), as applicable, and
to combine the evaluations under the provisions of Sec. 4.25, as long
as the same findings are not used to support more than one evaluation.
Intestinal Parasitic Infections (Diagnostic Code 7324)
We propose to change the title of diagnostic code 7324 from
``distomiasis, intestinal or hepatic'' to ``parasitic infections of the
intestinal tract'' because our consultants advised us that distomiasis
(formerly used to refer to trematodes or flukes) is a term that is no
longer used. The generic term ``parasitic infections'' includes all
types of parasitic infections, not just trematodes or flukes. Parasitic
infections that do not primarily affect the digestive tract are
evaluated in the portion of the rating schedule that addresses
Infectious Diseases, Immune Disorders and Nutritional Deficiencies. The
current evaluation criteria, with levels of 30, 10, and zero percent,
are based on whether there are ``severe,'' ``moderate,'' or ``mild''
symptoms, with no specific guidance as to the type of symptoms.
Our consultants suggested criteria of ``severe symptoms including
diarrhea, abdominal distress, and weight loss, refractory to medical
treatment'' for a 30-percent evaluation and ``moderate symptoms'' for a
10-percent evaluation. While more specific than the current criteria,
they retain subjective language. We propose to remove the subjective
terms and base evaluation on the presence of diarrhea (which commonly
means more than three loose watery stools in one day (https://digestive.niddk.nih.gov/ddiseases/pubs/diarrhea/, National Digestive
Diseases Information Clearinghouse, October 2003)), abdominal pain, and
weight loss, and on whether continuous treatment with prescription
medication is required. We propose to delete the zero-percent level,
since a parasitic infection that does not meet the criteria for a ten-
percent evaluation would be assigned a non-compensable evaluation, and
this is sufficiently clear without the need for a zero-percent
evaluation level (see Sec. 4.31).
We propose to evaluate parasitic infections of the intestinal tract
at 30 percent if there is daily diarrhea (occurring more than three
times per day) and abdominal pain, with at least minor weight loss. We
propose to evaluate them at 10 percent if diarrhea and abdominal pain
occur, and they require continuous treatment with prescription
medication for control. In addition, since parasitic infection of the
gastrointestinal tract may result in a malabsorption syndrome, we
propose to add a note directing raters to evaluate under proposed
diagnostic code 7353 (malabsorption syndrome), if malabsorption is
present, and doing so would result in a higher evaluation.
Chronic Diarrhea of Unknown Etiology (Diagnostic Code 7325)
Diagnostic code 7325 is currently titled ``Enteritis, chronic'' and
directs that the condition be rated as irritable colon syndrome
(diagnostic code 7319). At the suggestion of our consultants, we
propose to revise the title to ``chronic diarrhea of unknown etiology''
because chronic enteritis is no longer considered a specific diagnostic
entity. We also propose to provide evaluation criteria specific to this
condition, in accordance with