Qualification Requirements (General), 38326-38328 [2011-16272]
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38326
Proposed Rules
Federal Register
Vol. 76, No. 126
Thursday, June 30, 2011
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
OFFICE OF PERSONNEL
MANAGEMENT
5 CFR Part 338
RIN 3206–AL15
Qualification Requirements (General)
U.S. Office of Personnel
Management.
ACTION: Proposed rule.
AGENCY:
The U.S. Office of Personnel
Management (OPM) is proposing to
revise the regulations governing
qualification requirements for
appointment to a Federal position in the
competitive service. The purpose of
these proposed regulations is to update
and clarify information regarding
citizenship and age requirements, add
new information concerning appealing
an agency’s qualification determination,
retitle the Operating Manual:
Qualification Standards for General
Schedule Positions to include other pay
plans or systems, and replace the
Operating Manual with a Web site
address for OPM’s qualification
requirements. These regulations also
delete obsolete information regarding
purchasing the Operating Manual from
the Government Printing Office.
DATES: Submit comments on or before
August 29, 2011.
ADDRESSES: You may submit your
comments through the Federal
eRulemaking Portal at: https://
www.regulations.gov. All submissions
received through the Portal must
include the agency name and docket
number or Regulation Identifier Number
(RIN) for this rulemaking.
You may also send, fax, or deliver
written comments to Angela Bailey,
Deputy Associate Director, Recruitment
and Hiring, Employee Services, U.S.
Office of Personnel Management, 1900 E
Street, NW., Room 6566, Washington,
DC 20415–9700; by e-mail to
employ@opm.gov; or by fax to (202)
606–2329.
FOR FURTHER INFORMATION CONTACT:
Brenda B. Cook by telephone (202) 606–
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0830, by fax (202) 606–2329, or by TTY
(202) 418–3134.
SUPPLEMENTARY INFORMATION: The U.S.
Office of Personnel Management (OPM)
is proposing to revise part 338 of title 5,
Code of Federal Regulations (CFR),
Qualification Requirements (General).
Part 338 governs qualification
requirements for appointment to a
Federal position in the competitive
service. These proposed regulations
update and clarify information
regarding citizenship and age
requirements, add the Web site address
for qualification requirements, add a
new paragraph under subpart C of this
part requiring agencies to establish an
appeal procedure for applicants who
want to appeal their qualification
determinations, and delete obsolete
information regarding the purchase of
the Operating Manual from the
Government Printing Office.
Under Executive Order 11935, only
U.S. citizens or persons who owe
permanent allegiance to the United
States are eligible for appointment to
competitive service positions. To
eliminate redundancy, OPM proposes to
revise section 338.101 by eliminating
paragraph (c) and incorporating
information from paragraph (c)
concerning the applicability of
citizenship and permanent allegiance
requirements to all competitive service
appointments, into paragraph (a) of the
same section. In addition, OPM is
proposing to revise paragraph (a) to
include a reference to title 8, United
States Code, which describes
individuals who qualify as U.S. citizens
and persons who owe permanent
allegiance to the United States.
OPM is proposing to revise paragraph
(b) of section 338.101 by citing section
213.3102(bb) as the authority for
appointing non-citizens. The reference
to section 316.601 as the basis for such
appointments will be deleted. Section
213.3102(bb) was established to cover
the appointment of non-citizens and is
a more appropriate citation than section
316.601. Specifically, section
213.3102(bb) gives OPM the authority to
approve an excepted service
appointment of a non-citizen to a
competitive service position when no
qualified U.S. citizens or persons who
owe permanent allegiance to the United
States are available. Revised paragraph
(b) of section 338.101 also clarifies
restrictions against moving an
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Sfmt 4702
appointed non-citizen to any other
position without prior OPM approval.
OPM is proposing to revise section
338.301 to change the title of the
Operating Manual: Qualification
Standards for General Schedule
Positions to Operating Manual for
Qualification Standards for General
Schedule (or Equivalent) Positions. This
title change is necessary to include
white-collar positions that may be
subject to the requirements of the
Operating Manual even though these
positions are not under the General
Schedule (GS) pay plan or system. As of
September 30, 2008, the Civilian
Personnel Data File indicates
approximately 353,195 white-collar
employees work under non-GS pay
plans, Government-wide.
Because the OPM Web site is the sole
source for current information about
qualification requirements and a Web
address is necessary to give agencies
access to the qualification standards and
other requirements, OPM is proposing
to add a new paragraph (a) to section
338.301 to include the Web site address
for Operating Manual for Qualification
Standards for General Schedule (or
Equivalent) Positions and the Job
Qualification System for Trades and
Labor Occupations.
Because hard copies of the Operating
Manual are no longer printed, OPM is
proposing to remove the reference to the
Government Printing Office as a source
for purchasing copies of the ‘‘Operating
Manual’’ from section 338.301.
OPM is proposing to add two new
paragraphs (b) and (c) to section
338.301. Proposed paragraph (b)
establishes the agency’s responsibility
for ensuring applicants meet all
qualification requirements before
appointments or placements in any
position in the competitive service.
Proposed paragraph (c) refers agencies
to 5 CFR part 339 of this subchapter for
information about physical and medical
qualifications. This cross-reference will
ensure that agencies are aware of all
qualification requirements, including
medical or physical standards, where
applicable.
OPM is proposing to add section
338.302, a provision requiring agencies
to prescribe a procedure for applicants
who wish to appeal their qualification
determination for a particular position
under 5 CFR 300.104(b) if OPM has
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Federal Register / Vol. 76, No. 126 / Thursday, June 30, 2011 / Proposed Rules
delegated examining authority to the
agency.
OPM is proposing to retitle section
338.601, from ‘‘Prohibitions of
maximum age-requirement’’ to
‘‘Maximum Age Requirements’’ and
include an exception to the maximumentry-age requirement for veterans’
preference eligibles. The Government
has decided to acquiesce in a decision
of the Merit Systems Protection Board
(MSPB) in Isabella v. Department of
State and Office of Personnel
Management, 109 MSPR, 453 (2008)
(Isabella II); Isabella v. Department of
State, 106 M.S.P.R. 333 (2007) (Isabella
I). In Isabella, the MSPB found that an
agency violated the Veteran
Employment Opportunities Act of 1998
(VEOA) because there was no
demonstration that a maximum entry
age was essential to the performance of
the duties of the position to which the
preference eligible applied. Having
considered this decision, OPM has
determined to adopt the view that when
a qualified veterans’ preference eligible
applies for a position that imposes a
maximum age requirement authorized
by 5 U.S.C. 3307, the provisions of 5
U.S.C. 3312(a) require that the hiring
authority must waive the maximum age
requirement unless it has determined
that such a requirement is essential to
performance of the duties of the
position.
There are several steps an agency
must follow when accepting applicants
for a position with a maximum-entryage requirement established by the
agency under 5 U.S.C. 3307. The agency
must first analyze the affected position
to determine whether age is essential to
the performance of duties of the
position. If the agency decides that age
is not essential to the duties of the
position, then it must waive the
maximum-entry-age requirement for
veterans’ preference eligible applicants.
If the agency decides that age is
essential to the duties of the position,
the veterans’ preference eligible
applicants must meet the maximumentry-age requirement. Applicants who
are not preference eligibles must meet
any maximum-entry-age requirement
established by the agency under 5
U.S.C. 3307, in order to be eligible for
appointment.
OPM is proposing to add a new
section 338.602 titled ‘‘Minimum age
requirements.’’ This new section refers
to section 551.601 of this chapter on
minimum age requirements for Federal
employment. This information will
better inform agencies about this
provision.
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38327
Executive Order 13563 and Executive
Order 12866
The Office of Management and Budget
has reviewed this rule in accordance
with E.O. 13563 and 12866.
individual in a different position in the
competitive service, unless the agency,
once again, obtains prior OPM approval.
Regulatory Flexibility Act
I certify that these regulations will not
have a significant economic impact on
a substantial number of small entities
because they would apply only to
Federal agencies and employees.
3. Revise subpart C to read as follows:
List of Subjects in 5 CFR Part 338
Government employees, Veterans.
U.S. Office of Personnel Management.
John Berry,
Director.
Accordingly, OPM proposes to revise
title 5, Code of Federal Regulations, part
338 as follows:
PART 338—QUALIFICATION
REQUIREMENTS (GENERAL)
1. The authority citation for part 338
is revised to read as follows:
Authority: 5 U.S.C. 3301, 3302, 3304, 3307,
3312, and 5105; E.O. 10577, 3 CFR, 1954–
1958 Comp., p. 218, E.O. 11935, 3 CFR, 1976
Comp., p. 146.
Subpart A—Citizenship Requirements
2. Revise § 338.101 to read as follows:
§ 338.101
Citizenship.
(a)(1) Except as noted in paragraph (b)
of this section, only a United States
(U.S.) citizen or a person who owes
permanent allegiance to the U.S. may
compete for an appointment and be
appointed to a position in the
competitive service. U.S. citizens and
persons who owe permanent allegiance
to the U.S. are described in subchapters
I and III of chapter 12, title 8, U.S. Code.
(2) Paragraph (a)(1) of this section
applies to all appointments in the
competitive service, including career;
career-conditional; term and temporary
appointments; reinstatements; transfers;
as well as to other noncompetitive
appointments; and conversions to career
and career conditional appointments
from other appointment types.
(b) Unless the appointment is
prohibited by statute, OPM may
authorize an agency to appoint an
individual who neither is a citizen nor
owes permanent allegiance to the U.S.
in rare cases under § 213.3102(bb) of
this chapter when a qualified U.S.
citizen or person who owes permanent
allegiance to the U.S. is not available for
the position. Once such individual is
appointed pursuant to § 213.3102(bb),
the agency is then precluded from using
any other authority to place that
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Subpart C—Consideration for
Appointment
§ 338.301 Competitive service
appointments.
(a) Applicants who meet all
qualification requirements for
competitive service positions in
accordance with the Operating Manual
for Qualification Standards for General
Schedule (or Equivalent) Positions, the
Job Qualification System for Trades and
Labor Occupations, and other
applicable provisions as appropriate
may be considered for competitive
service appointments. These manuals
are available on OPM’s Web site at
https://www.opm.gov/qualifications/.
(b) Agencies must ensure that
applicants meet all applicable eligibility
and qualification requirements for
consideration and appointment to a
competitive service position.
(c) When applicable, applicants must
meet the medical and physical
requirements of the position in
accordance with part 339 of this
chapter.
§ 338.302 Appeal of qualification
determinations.
When OPM has delegated examining
authority to an agency, the agency must
establish a procedure for applicants to
appeal their qualification determination
when they apply for a position pursuant
to a job opportunity announcement as
set forth in 5 CFR 300.104(b). When
OPM has delegated examining authority
to an agency, applicants may not appeal
to OPM.
Subpart F—Age Requirements
4. Revise § 338.601 to read as follows:
§ 338.601
Maximum age requirements.
(a) Agencies may not set maximumentry-age requirements for positions in
the competitive service except as
permitted by 5 U.S.C. 3307(b)–(g).
(b) All qualified applicants must meet
the maximum-entry-age requirement
established by the agency pursuant to 5
U.S.C. 3307(b)–(g) to be eligible for
appointment to such positions.
(c) Exception to maximum-entry-age
requirements.
(1) Preference eligibles. In order to
determine whether to waive a
maximum-entry-age requirement, an
agency must first analyze the affected
position to determine whether age is
essential to the performance of the
position.
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Federal Register / Vol. 76, No. 126 / Thursday, June 30, 2011 / Proposed Rules
(i) Non-essential—If the agency
determines that a maximum-entry-age is
not essential to the performance of the
duties of the position, then the agency
must waive the age requirement for
qualified veterans’ preference eligible
applicants as prescribed by 5 U.S.C.
3312.
(ii) Essential—If the agency
determines that a maximum-entry-age is
essential to the performance of the
duties of the position, the veterans’
preference eligible applicant must meet
the maximum-entry-age requirement
established by the agency under 5
U.S.C. 3307.
5. Add § 338.602 to read as follows:
§ 338.602 Minimum-entry-age
requirements.
Minimum-entry-age requirements for
all Federal positions are prescribed in
§ 551.601 of this chapter.
[FR Doc. 2011–16272 Filed 6–29–11; 8:45 am]
BILLING CODE 6325–38–P
COMMODITY FUTURES TRADING
COMMISSION
5 CFR Chapter XLI
17 CFR Chapter I
Reducing Regulatory Burden;
Retrospective Review Under E.O.
13563
Commodity Futures Trading
Commission.
ACTION: Request for information.
AGENCY:
In accordance with Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review,’’ the
Commodity Futures Trading
Commission (‘‘CFTC’’ or
‘‘Commission’’) intends to review its
existing regulations to evaluate their
continued effectiveness in achieving the
objectives for which they were adopted.
In this regard, the Commission has
developed a plan to identify and
evaluate its regulations periodically to
determine whether any such regulations
should be modified, expanded,
streamlined or repealed in order to
make the agency’s regulatory program
more effective (the ‘‘Plan’’).
DATES: Interested parties are encouraged
to submit their views on the Plan on or
before August 29, 2011.
ADDRESSES: You may make your
submission, identified by ‘‘Plan for
Retrospective Review,’’ by any of the
following methods:
• The agency’s Web site, at https://
comments.cftc.gov. Follow the
srobinson on DSK4SPTVN1PROD with PROPOSALS
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instructions for submitting comments
through the Web site.
• Mail: David A. Stawick, Secretary of
the Commission, Commodity Futures
Trading Commission, Three Lafayette
Centre, 1155 21st Street, NW.,
Washington, DC 20581.
• Hand Delivery/Courier: Same as
mail above.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Please make your submission using
only one method. All submissions must
be in English, or if not, accompanied by
an English translation. Your submission
may be posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
FOR FURTHER INFORMATION CONTACT:
Maria D. Godel, Assistant General
Counsel, Office of General Counsel,
1155 21st Street, NW., Washington, DC
20581. Telephone: 202–418–5120 and
electronic mail: mgodel@cftc.gov.
SUPPLEMENTARY INFORMATION:
I. The Executive Order
On January 18, 2011, President
Obama issued Executive Order 13563
entitled ‘‘Improving Regulation and
Regulatory Review.’’ The Executive
Order emphasizes several guiding
principles, including that: agencies
consider the costs and benefits of their
regulations and choose the least
burdensome path; the regulatory process
must be transparent and include public
participation; and agencies must
attempt to coordinate, simplify and
harmonize regulations to reduce costs
and promote certainty for businesses
and the public. Section 6 of the
Executive Order focuses on the
importance of maintaining a consistent
culture of retrospective review and
analysis by agencies of their regulatory
programs. To that end, section 6
includes a ‘‘look-back’’ provision for
agencies to develop a preliminary plan
1 17
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under which the agency will
periodically review its existing
significant regulations to determine
whether any should be modified,
streamlined, expanded or repealed in
order to make the agency’s regulatory
program more effective and less
burdensome.
In a memorandum dated February 2,
2011, the administrator of the Office of
Management and Budget’s Office of
Information and Regulatory Affairs
(‘‘OIRA’’) provided guidance to the
heads of executive departments and
agencies and independent regulatory
agencies regarding the principles and
requirements of Executive Order 13563
(the ‘‘OIRA Memorandum’’). While
Executive Order 13563 does not apply
to independent agencies, such as the
Commission, the OIRA Memorandum
encourages independent agencies to
give consideration to its provisions,
consistent with their legal authority,
and to consider undertaking voluntarily
retrospective analysis of existing rules.
The OIRA Memorandum emphasizes
that in formulating its plan for
retrospective review, ‘‘each agency
should exercise its discretion to develop
a plan tailored to its specific mission,
resources, organizational structure and
rulemaking history and volume.’’
II. The Commission’s Plan
As part of the implementation of the
Dodd-Frank Wall Street Transparency
and Accountability Act (‘‘Dodd-Frank
Act’’), the Commission already has
reviewed many of its existing
regulations. In determining the extent to
which these existing regulations have
needed to be modified to conform to the
Dodd-Frank Act’s new requirements, the
Commission already has subjected many
of its rules to scrutiny.2 As such, ‘‘Phase
2 For example, the Commission has published
notices of proposed rulemakings addressing
conforming amendments to its regulations regarding
the registration of intermediaries under 17 CFR part
3, 76 FR 12888, Mar. 9, 2011; to conform the
requirements under 17 CFR part 4 governing the
operations and activities of commodity pool
operators and commodity trading advisors
consistent with title VII of the Dodd-Frank Act, 76
FR 11701, Mar. 3, 2011; and to make consistent
with title VII of the Dodd-Frank Act part 40’s
provisions common to all registered entities, 75 FR
67282, Nov. 2, 2010. Further, the Commission has
published notices of proposed rulemaking to
implement changes to core principles for
designated contract markets (‘‘DCMs’’) and
derivatives clearing organizations (‘‘DCOs’’) under
title VII of the Dodd-Frank Act by revising part 38,
applicable to DCMs, and part 39, applicable to
DCOs, 75 FR 80572, Dec. 22, 2010; 75 FR 63113,
Oct. 14, 2010; 75 FR 77576, Dec. 13, 2010; 75 FR
78185, Dec. 15, 2010; 76 FR 3698, Jan. 20, 2010; and
76 FR 13101, Mar. 10, 2011. The Commission also
is engaged in a proposed rulemaking to adapt all
applicable CFTC regulations to the Dodd-Frank Act:
proposed revisions to part 1 of the Commission’s
regulations would amend certain fundamental
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Agencies
[Federal Register Volume 76, Number 126 (Thursday, June 30, 2011)]
[Proposed Rules]
[Pages 38326-38328]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-16272]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 76, No. 126 / Thursday, June 30, 2011 /
Proposed Rules
[[Page 38326]]
OFFICE OF PERSONNEL MANAGEMENT
5 CFR Part 338
RIN 3206-AL15
Qualification Requirements (General)
AGENCY: U.S. Office of Personnel Management.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Office of Personnel Management (OPM) is proposing to
revise the regulations governing qualification requirements for
appointment to a Federal position in the competitive service. The
purpose of these proposed regulations is to update and clarify
information regarding citizenship and age requirements, add new
information concerning appealing an agency's qualification
determination, retitle the Operating Manual: Qualification Standards
for General Schedule Positions to include other pay plans or systems,
and replace the Operating Manual with a Web site address for OPM's
qualification requirements. These regulations also delete obsolete
information regarding purchasing the Operating Manual from the
Government Printing Office.
DATES: Submit comments on or before August 29, 2011.
ADDRESSES: You may submit your comments through the Federal eRulemaking
Portal at: https://www.regulations.gov. All submissions received through
the Portal must include the agency name and docket number or Regulation
Identifier Number (RIN) for this rulemaking.
You may also send, fax, or deliver written comments to Angela
Bailey, Deputy Associate Director, Recruitment and Hiring, Employee
Services, U.S. Office of Personnel Management, 1900 E Street, NW., Room
6566, Washington, DC 20415-9700; by e-mail to employ@opm.gov; or by fax
to (202) 606-2329.
FOR FURTHER INFORMATION CONTACT: Brenda B. Cook by telephone (202) 606-
0830, by fax (202) 606-2329, or by TTY (202) 418-3134.
SUPPLEMENTARY INFORMATION: The U.S. Office of Personnel Management
(OPM) is proposing to revise part 338 of title 5, Code of Federal
Regulations (CFR), Qualification Requirements (General). Part 338
governs qualification requirements for appointment to a Federal
position in the competitive service. These proposed regulations update
and clarify information regarding citizenship and age requirements, add
the Web site address for qualification requirements, add a new
paragraph under subpart C of this part requiring agencies to establish
an appeal procedure for applicants who want to appeal their
qualification determinations, and delete obsolete information regarding
the purchase of the Operating Manual from the Government Printing
Office.
Under Executive Order 11935, only U.S. citizens or persons who owe
permanent allegiance to the United States are eligible for appointment
to competitive service positions. To eliminate redundancy, OPM proposes
to revise section 338.101 by eliminating paragraph (c) and
incorporating information from paragraph (c) concerning the
applicability of citizenship and permanent allegiance requirements to
all competitive service appointments, into paragraph (a) of the same
section. In addition, OPM is proposing to revise paragraph (a) to
include a reference to title 8, United States Code, which describes
individuals who qualify as U.S. citizens and persons who owe permanent
allegiance to the United States.
OPM is proposing to revise paragraph (b) of section 338.101 by
citing section 213.3102(bb) as the authority for appointing non-
citizens. The reference to section 316.601 as the basis for such
appointments will be deleted. Section 213.3102(bb) was established to
cover the appointment of non-citizens and is a more appropriate
citation than section 316.601. Specifically, section 213.3102(bb) gives
OPM the authority to approve an excepted service appointment of a non-
citizen to a competitive service position when no qualified U.S.
citizens or persons who owe permanent allegiance to the United States
are available. Revised paragraph (b) of section 338.101 also clarifies
restrictions against moving an appointed non-citizen to any other
position without prior OPM approval.
OPM is proposing to revise section 338.301 to change the title of
the Operating Manual: Qualification Standards for General Schedule
Positions to Operating Manual for Qualification Standards for General
Schedule (or Equivalent) Positions. This title change is necessary to
include white-collar positions that may be subject to the requirements
of the Operating Manual even though these positions are not under the
General Schedule (GS) pay plan or system. As of September 30, 2008, the
Civilian Personnel Data File indicates approximately 353,195 white-
collar employees work under non-GS pay plans, Government-wide.
Because the OPM Web site is the sole source for current information
about qualification requirements and a Web address is necessary to give
agencies access to the qualification standards and other requirements,
OPM is proposing to add a new paragraph (a) to section 338.301 to
include the Web site address for Operating Manual for Qualification
Standards for General Schedule (or Equivalent) Positions and the Job
Qualification System for Trades and Labor Occupations.
Because hard copies of the Operating Manual are no longer printed,
OPM is proposing to remove the reference to the Government Printing
Office as a source for purchasing copies of the ``Operating Manual''
from section 338.301.
OPM is proposing to add two new paragraphs (b) and (c) to section
338.301. Proposed paragraph (b) establishes the agency's responsibility
for ensuring applicants meet all qualification requirements before
appointments or placements in any position in the competitive service.
Proposed paragraph (c) refers agencies to 5 CFR part 339 of this
subchapter for information about physical and medical qualifications.
This cross-reference will ensure that agencies are aware of all
qualification requirements, including medical or physical standards,
where applicable.
OPM is proposing to add section 338.302, a provision requiring
agencies to prescribe a procedure for applicants who wish to appeal
their qualification determination for a particular position under 5 CFR
300.104(b) if OPM has
[[Page 38327]]
delegated examining authority to the agency.
OPM is proposing to retitle section 338.601, from ``Prohibitions of
maximum age-requirement'' to ``Maximum Age Requirements'' and include
an exception to the maximum-entry-age requirement for veterans'
preference eligibles. The Government has decided to acquiesce in a
decision of the Merit Systems Protection Board (MSPB) in Isabella v.
Department of State and Office of Personnel Management, 109 MSPR, 453
(2008) (Isabella II); Isabella v. Department of State, 106 M.S.P.R. 333
(2007) (Isabella I). In Isabella, the MSPB found that an agency
violated the Veteran Employment Opportunities Act of 1998 (VEOA)
because there was no demonstration that a maximum entry age was
essential to the performance of the duties of the position to which the
preference eligible applied. Having considered this decision, OPM has
determined to adopt the view that when a qualified veterans' preference
eligible applies for a position that imposes a maximum age requirement
authorized by 5 U.S.C. 3307, the provisions of 5 U.S.C. 3312(a) require
that the hiring authority must waive the maximum age requirement unless
it has determined that such a requirement is essential to performance
of the duties of the position.
There are several steps an agency must follow when accepting
applicants for a position with a maximum-entry-age requirement
established by the agency under 5 U.S.C. 3307. The agency must first
analyze the affected position to determine whether age is essential to
the performance of duties of the position. If the agency decides that
age is not essential to the duties of the position, then it must waive
the maximum-entry-age requirement for veterans' preference eligible
applicants. If the agency decides that age is essential to the duties
of the position, the veterans' preference eligible applicants must meet
the maximum-entry-age requirement. Applicants who are not preference
eligibles must meet any maximum-entry-age requirement established by
the agency under 5 U.S.C. 3307, in order to be eligible for
appointment.
OPM is proposing to add a new section 338.602 titled ``Minimum age
requirements.'' This new section refers to section 551.601 of this
chapter on minimum age requirements for Federal employment. This
information will better inform agencies about this provision.
Executive Order 13563 and Executive Order 12866
The Office of Management and Budget has reviewed this rule in
accordance with E.O. 13563 and 12866.
Regulatory Flexibility Act
I certify that these regulations will not have a significant
economic impact on a substantial number of small entities because they
would apply only to Federal agencies and employees.
List of Subjects in 5 CFR Part 338
Government employees, Veterans.
U.S. Office of Personnel Management.
John Berry,
Director.
Accordingly, OPM proposes to revise title 5, Code of Federal
Regulations, part 338 as follows:
PART 338--QUALIFICATION REQUIREMENTS (GENERAL)
1. The authority citation for part 338 is revised to read as
follows:
Authority: 5 U.S.C. 3301, 3302, 3304, 3307, 3312, and 5105; E.O.
10577, 3 CFR, 1954-1958 Comp., p. 218, E.O. 11935, 3 CFR, 1976
Comp., p. 146.
Subpart A--Citizenship Requirements
2. Revise Sec. 338.101 to read as follows:
Sec. 338.101 Citizenship.
(a)(1) Except as noted in paragraph (b) of this section, only a
United States (U.S.) citizen or a person who owes permanent allegiance
to the U.S. may compete for an appointment and be appointed to a
position in the competitive service. U.S. citizens and persons who owe
permanent allegiance to the U.S. are described in subchapters I and III
of chapter 12, title 8, U.S. Code.
(2) Paragraph (a)(1) of this section applies to all appointments in
the competitive service, including career; career-conditional; term and
temporary appointments; reinstatements; transfers; as well as to other
noncompetitive appointments; and conversions to career and career
conditional appointments from other appointment types.
(b) Unless the appointment is prohibited by statute, OPM may
authorize an agency to appoint an individual who neither is a citizen
nor owes permanent allegiance to the U.S. in rare cases under Sec.
213.3102(bb) of this chapter when a qualified U.S. citizen or person
who owes permanent allegiance to the U.S. is not available for the
position. Once such individual is appointed pursuant to Sec.
213.3102(bb), the agency is then precluded from using any other
authority to place that individual in a different position in the
competitive service, unless the agency, once again, obtains prior OPM
approval.
Subpart C--Consideration for Appointment
3. Revise subpart C to read as follows:
Sec. 338.301 Competitive service appointments.
(a) Applicants who meet all qualification requirements for
competitive service positions in accordance with the Operating Manual
for Qualification Standards for General Schedule (or Equivalent)
Positions, the Job Qualification System for Trades and Labor
Occupations, and other applicable provisions as appropriate may be
considered for competitive service appointments. These manuals are
available on OPM's Web site at https://www.opm.gov/qualifications/.
(b) Agencies must ensure that applicants meet all applicable
eligibility and qualification requirements for consideration and
appointment to a competitive service position.
(c) When applicable, applicants must meet the medical and physical
requirements of the position in accordance with part 339 of this
chapter.
Sec. 338.302 Appeal of qualification determinations.
When OPM has delegated examining authority to an agency, the agency
must establish a procedure for applicants to appeal their qualification
determination when they apply for a position pursuant to a job
opportunity announcement as set forth in 5 CFR 300.104(b). When OPM has
delegated examining authority to an agency, applicants may not appeal
to OPM.
Subpart F--Age Requirements
4. Revise Sec. 338.601 to read as follows:
Sec. 338.601 Maximum age requirements.
(a) Agencies may not set maximum-entry-age requirements for
positions in the competitive service except as permitted by 5 U.S.C.
3307(b)-(g).
(b) All qualified applicants must meet the maximum-entry-age
requirement established by the agency pursuant to 5 U.S.C. 3307(b)-(g)
to be eligible for appointment to such positions.
(c) Exception to maximum-entry-age requirements.
(1) Preference eligibles. In order to determine whether to waive a
maximum-entry-age requirement, an agency must first analyze the
affected position to determine whether age is essential to the
performance of the position.
[[Page 38328]]
(i) Non-essential--If the agency determines that a maximum-entry-
age is not essential to the performance of the duties of the position,
then the agency must waive the age requirement for qualified veterans'
preference eligible applicants as prescribed by 5 U.S.C. 3312.
(ii) Essential--If the agency determines that a maximum-entry-age
is essential to the performance of the duties of the position, the
veterans' preference eligible applicant must meet the maximum-entry-age
requirement established by the agency under 5 U.S.C. 3307.
5. Add Sec. 338.602 to read as follows:
Sec. 338.602 Minimum-entry-age requirements.
Minimum-entry-age requirements for all Federal positions are
prescribed in Sec. 551.601 of this chapter.
[FR Doc. 2011-16272 Filed 6-29-11; 8:45 am]
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