Submission for OMB Review; Comment Request, 37161-37162 [2011-15806]
Download as PDF
Federal Register / Vol. 76, No. 122 / Friday, June 24, 2011 / Notices
provides text and image files of the
NRC’s public documents. The SEIS may
also be accessed online at NRC’s Library
at: https://www.nrc.gov/reading-rm/
adams.html. The final ‘‘Environmental
Impact Statement for the Lost Creek ISR
Project in Sweetwater County,
Wyoming—Supplement to the Generic
Environmental Impact Statement for InSitu Leach Uranium Milling Facilities’’
is available electronically under
ADAMS Accession Number
ML11125A006. If you do not have
access to ADAMS or if there is a
problem accessing documents located in
ADAMS, contact the NRC Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
e-mail pdr.resource@nrc.gov.
Information and documents associated
with the final SEIS are also available for
inspection at the NRC’s PDR, NRC’s
Headquarters Building, Room O1–F21,
11555 Rockville Pike (first floor),
Rockville, Maryland 20852–2783. For
those without access to the Internet,
paper copies of any electronic
documents may be obtained for a fee by
contacting the NRC’s PDR at 1–800–
397–4209. The final SEIS and related
documents may also be found at the
following public libraries:
Sweetwater County Library, 300 North
1st Street East, Green River, Wyoming
82935, 307–875–8615.
Rock Springs Branch Library, 400 C
Street, Rock Springs, Wyoming 82901,
307–352–6667.
srobinson on DSK4SPTVN1PROD with NOTICES
FOR FURTHER INFORMATION CONTACT:
Mr. Alan Bjornsen, Project Manager,
Environmental Review Branch-B,
Division of Waste Management and
Environmental Protection (DWMEP),
Office of Federal and State Materials
and Environmental Management
Programs (FSME), Mail Stop T–8F5,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001.
Telephone: 1 (800) 368–5642, extension
1195; E-mail: Alan.Bjornsen@nrc.gov.
For general or technical information
associated with the safety and licensing
of uranium milling facilities, please
contact Stephen Cohen, Team Lead,
Uranium Recovery Licensing Branch,
DWMEP, FSME, Mail Stop T–8F5, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001.
Telephone: 1 (800) 368–5642, extension
7182; E-mail: Stephen.Cohen@nrc.gov.
Dated at Rockville, Maryland, this 17th day
of June 2011.
For the Nuclear Regulatory Commission.
Andrew Persinko,
Deputy Director, Environmental Protection
and Performance Assessment Directorate,
Division of Waste Management and
Environmental Protection, Office of Federal
and State Materials and Environmental
Management Programs.
By the Commission.
Shoshana M. Grove,
Secretary.
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[FR Doc. 2011–15980 Filed 6–22–11; 11:15 am]
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Submission for OMB Review;
Comment Request
POSTAL REGULATORY COMMISSION
Sunshine Act Meetings
Wednesday, July 13,
2011, at 11 a.m.
PLACE: Commission hearing room, 901
New York Avenue, NW., Suite 200,
Washington, DC 20268–0001.
STATUS: Part of this meeting will be
open to the public. The rest of the
meeting will be closed to the public.
The open part of the meeting will be
audiocast. The audiocast can be
accessed via the Commission’s Web site
at https://www.prc.gov.
MATTERS TO BE CONSIDERED: The agenda
for the Commission’s July 2011 meeting
includes the items identified below.
TIME AND DATE:
Portions Open to the Public
1. Report on the Joint Periodicals Task
Force and the report to the Congress
pursuant to section 708 of the Postal
Accountability and Enhancement Act
(PAEA).
2. Report on legislative review
pursuant to section 701 of the PAEA.
3. Report on status of pending
dockets.
4. Review of postal-related
Congressional activity.
5. Report on international activities.
6. Report on studies to quantify the
social value of the postal system.
Portions Closed to the Public
7. Discussion of pending litigation.
8. Discussion of contractual matters
involving sensitive business
information—lease issues.
CONTACT PERSON FOR MORE INFORMATION:
Stephen L. Sharfman, General Counsel,
Postal Regulatory Commission, 901 New
York Avenue, NW., Suite 200,
Washington, DC 20268–0001, at 202–
789–6820 (for agenda-related inquiries)
and Shoshana M. Grove, Secretary of the
Commission, at 202–789–6800 or
shoshana.grove@prc.gov (for inquiries
related to meeting location, access for
handicapped or disabled persons, the
audiocast, or similar matters).
Dated: May 20, 2011.
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Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 19b–4 and Form 19b–4; OMB
Control No. 3235–0045; SEC File
No. 270–38.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 19b–4 (17 CFR 240.19b–4) under
the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.).
Section 19(b) of the Securities
Exchange Act of 1934 (‘‘Act’’) (15 U.S.C.
78s(b)) requires each self-regulatory
organization (‘‘SRO’’) to file with the
Commission copies of any proposed
rule, or any proposed change in,
addition to, or deletion from the rules of
such SRO. Rule 19b–4 (17 CFR 240.19b–
4) implements the requirements of
Section 19(b) by requiring the SROs to
file their proposed rule changes on
Form 19b–4 and by clarifying which
actions taken by SROs are deemed
proposed rule changes and so must be
filed pursuant to Section 19(b).
The collection of information is
designed to provide the Commission
with the information necessary to
determine, as required by the Act,
whether the proposed rule change is
consistent with the Act and the rules
thereunder. The information is used to
determine if the proposed rule change
should be approved or if proceedings
should be instituted to determine
whether the proposed rule change
should be disapproved.
The respondents to the collection of
information are self-regulatory
organizations (as defined by the Act),
including national securities exchanges,
national securities associations,
registered clearing agencies and the
Municipal Securities Rulemaking Board.
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37162
Federal Register / Vol. 76, No. 122 / Friday, June 24, 2011 / Notices
Twenty-five respondents file an
average total of 1,405 responses per
year. Each response takes approximately
38.057 hours to complete. The total
annual reporting burden for filing
proposed rule changes is 53,470 hours.
The respondents are required to post all
proposed rule changes to their Web
sites, each of which takes approximately
four hours to complete. For 1,405
proposed rule changes, the total annual
reporting burden for posting them to
respondents’ Web sites is 5,620 hours.
The respondents are required to update
the postings of those proposed rule
changes which become effective (on
average, 1,071 per year), each of which
takes approximately four hours to
complete. The total annual reporting
burden for updating proposed rule
change postings on the respondents’
Web sites is 4,284 hours. Thus, the total
estimated annual response burden
pursuant to Rule 19b–4 and Form
19b–4 is the sum of the total annual
reporting burdens for filing proposed
rule changes, posting them to the
respondents’ Web sites, and updating
the postings of those that become
effective on the respondents, which is
63,374 hours.
Compliance with Rule 19b–4 is
mandatory. Information received in
response to Rule 19b–4 shall not be kept
confidential; the information collected
is public information. An agency may
not conduct or sponsor, and a person is
not required to respond to, a collection
of information unless it displays a
currently valid control number.
The public may view the background
documentation for this information
collection at the following Web site,
https://www.reginfo.gov. Comments
should be directed to (i) Desk Officer for
the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503, or by sending an
e-mail to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
June 21, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–15806 Filed 6–23–11; 8:45 am]
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SECURITIES AND EXCHANGE
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[Release No. 34–64712; File No. SR–OCC–
2011–03]
Self-Regulatory Organizations; The
Options Clearing Corporation; Order
Approving Proposed Rule Change To
Allow for an Expansion of OCC’s
Internal Cross-Margining Program To
Include the Ability of a Pair of Affiliated
Clearing Members To Establish an
Internal Non-Proprietary CrossMargining Account
June 21, 2011.
I. Introduction
On March 17, 2011, The Options
Clearing Corporation (‘‘OCC’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change SR–OCC–2011–03
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’).1 The proposed rule change was
published for comment in the Federal
Register on April 7, 2011.2 The
Commission received three comment
letters on the proposal, including OCC’s
letter responding to one of the
commenters.3 This order approves the
proposal.
II. Description of the Proposal
The purpose of this rule change is to
expand OCC’s internal cross-margining
program to permit a pair of affiliated
clearing members to establish a crossmargining account (‘‘Internal NonProprietary Cross-Margining Account’’)
in which securities and security futures
that are cleared by OCC in its capacity
as a securities clearing agency may be
cross-margined with commodity futures
and options on such futures that are
cleared by OCC in its capacity as a
derivatives clearing organization
(‘‘DCO’’) registered with the Commodity
Futures Trading Commission (‘‘CFTC’’)
under the Commodity Exchange Act
(‘‘CEA’’).
In 2004, the CFTC and the
Commission 4 approved OCC’s proposal
to create an ‘‘internal cross-margining’’
program under which an OCC clearing
member could elect to cross-margin a
non-proprietary futures account of a
1 15
U.S.C. 78s(b)(1).
Exchange Act Release No. 34–63811
(February 1, 2011), 76 FR 6648 (February 7, 2011).
3 Letter from Gene Thomas (Retired), (April 24,
2011); letter from Andrew S. Margolin, Associate
General Counsel, Bank of America Corporation, to
Elizabeth M. Murphy, Secretary, Commission (April
21, 2010); and letter from Stephen M. Szamarck,
V.P. Associate General Counsel, OCC, to Elizabeth
M. Murphy, Secretary, Commission (May 23, 2011).
4 Securities Exchange Act Release No. 34–50509
(October 8, 2004), 69 FR 61289 (October 15, 2004).
2 Securities
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‘‘market professional’’ 5 with a nonproprietary securities account
containing positions of the same market
professional. At OCC, the securities and
futures positions of all market
professionals with cross-margined
accounts at the clearing member are
combined in a single Internal NonProprietary Cross-Margining Account of
the clearing member at OCC. The
existing program, which has operated
successfully since 2004, requires that
the same clearing member clear the
securities and futures positions. In
contrast, the existing cross-margining
programs between OCC and other DCOs,
such as the clearing division of the
Chicago Mercantile Exchange (‘‘CME’’)
and ICE Clear U.S., permit crossmargining where the member of the
futures clearing organization is a
different entity from its affiliate that is
an OCC clearing member. The purpose
of this proposed rule change is to
expand the existing internal crossmargining program in an analogous way
so that it would permit an Internal NonProprietary Cross-Margining Account to
be maintained at OCC jointly by a pair
of affiliated clearing members that clear
transactions in securities options and in
futures products through two different
entities. In order to participate, both
OCC clearing members would have to be
affiliates of one another and would have
to be registered as both a futures
commission merchant under the CEA
and as a broker-dealer under the Act.
OCC’s current internal crossmargining program does not provide for
internal cross-margining accounts to be
carried jointly by a pair of affiliated
clearing members because OCC did not
believe in 2004 that there was any
clearing member demand for such a
service. Recently, however, OCC has
learned that there is demand for such a
service. Under OCC’s current proposal,
two affiliated clearing members will
jointly maintain an Internal NonProprietary Cross-Margining Account.
The clearing member that normally
clears transactions in securities options
would submit transactions in eligible
securities options to the account for
clearance, and the clearing member that
normally clears transactions in futures
5 As set forth in OCC’s By-Laws, a market
professional could be a market-maker, specialist or
person acting in a similar capacity on a securities
exchange, or a member of a futures exchange
trading for its own account. A non-proprietary
market professional is any market professional that
is required to be treated as a ‘‘customer’’ under the
CEA, and therefore excludes any market
professional that is affiliated with the carrying
clearing member in a way that would cause its
account to be treated as a ‘‘proprietary account’’
under Section 1.3(y) of the CFTC’s regulations. OCC
By-Laws, Article I, Definitions.
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Agencies
[Federal Register Volume 76, Number 122 (Friday, June 24, 2011)]
[Notices]
[Pages 37161-37162]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-15806]
=======================================================================
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SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy,
Washington, DC 20549-0213.
Extension:
Rule 19b-4 and Form 19b-4; OMB Control No. 3235-0045; SEC File No.
270-38.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information provided for in Rule 19b-
4 (17 CFR 240.19b-4) under the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.).
Section 19(b) of the Securities Exchange Act of 1934 (``Act'') (15
U.S.C. 78s(b)) requires each self-regulatory organization (``SRO'') to
file with the Commission copies of any proposed rule, or any proposed
change in, addition to, or deletion from the rules of such SRO. Rule
19b-4 (17 CFR 240.19b-4) implements the requirements of Section 19(b)
by requiring the SROs to file their proposed rule changes on Form 19b-4
and by clarifying which actions taken by SROs are deemed proposed rule
changes and so must be filed pursuant to Section 19(b).
The collection of information is designed to provide the Commission
with the information necessary to determine, as required by the Act,
whether the proposed rule change is consistent with the Act and the
rules thereunder. The information is used to determine if the proposed
rule change should be approved or if proceedings should be instituted
to determine whether the proposed rule change should be disapproved.
The respondents to the collection of information are self-
regulatory organizations (as defined by the Act), including national
securities exchanges, national securities associations, registered
clearing agencies and the Municipal Securities Rulemaking Board.
[[Page 37162]]
Twenty-five respondents file an average total of 1,405 responses
per year. Each response takes approximately 38.057 hours to complete.
The total annual reporting burden for filing proposed rule changes is
53,470 hours. The respondents are required to post all proposed rule
changes to their Web sites, each of which takes approximately four
hours to complete. For 1,405 proposed rule changes, the total annual
reporting burden for posting them to respondents' Web sites is 5,620
hours. The respondents are required to update the postings of those
proposed rule changes which become effective (on average, 1,071 per
year), each of which takes approximately four hours to complete. The
total annual reporting burden for updating proposed rule change
postings on the respondents' Web sites is 4,284 hours. Thus, the total
estimated annual response burden pursuant to Rule 19b-4 and Form 19b-4
is the sum of the total annual reporting burdens for filing proposed
rule changes, posting them to the respondents' Web sites, and updating
the postings of those that become effective on the respondents, which
is 63,374 hours.
Compliance with Rule 19b-4 is mandatory. Information received in
response to Rule 19b-4 shall not be kept confidential; the information
collected is public information. An agency may not conduct or sponsor,
and a person is not required to respond to, a collection of information
unless it displays a currently valid control number.
The public may view the background documentation for this
information collection at the following Web site, https://www.reginfo.gov. Comments should be directed to (i) Desk Officer for
the Securities and Exchange Commission, Office of Information and
Regulatory Affairs, Office of Management and Budget, Room 10102, New
Executive Office Building, Washington, DC 20503, or by sending an e-
mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an
e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB
within 30 days of this notice.
June 21, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-15806 Filed 6-23-11; 8:45 am]
BILLING CODE 8011-01-P