Application and Termination Notice for Municipal Securities Dealer Principal or Representative, 36625 [2011-15472]
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Federal Register / Vol. 76, No. 120 / Wednesday, June 22, 2011 / Notices
respond to, a collection of information
unless the collection of information
displays a valid OMB control number.
Books or records relating to a
collection of information must be
retained as long as their contents may
become material in the administration
of any internal revenue law. Generally,
tax returns and tax return information
are confidential, as required by 26
U.S.C. 6103.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB approval. All
comments will become a matter of
public record. Comments are invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance, and purchase of services
to provide information.
Approved: June 13, 2011.
Yvette B. Lawrence,
IRS Reports Clearance Officer.
[FR Doc. 2011–15569 Filed 6–21–11; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Application and Termination Notice for
Municipal Securities Dealer Principal
or Representative
Office of Thrift Supervision
(OTS), Treasury.
ACTION: Notice and request for comment.
AGENCY:
The proposed information
collection request (ICR) described below
has been submitted to the Office of
Management and Budget (OMB) for
review and approval, as required by the
Paperwork Reduction Act of 1995, 44
U.S.C. 3507. OTS is soliciting public
comments on the proposal.
DATES: Submit written comments on or
before July 22, 2011. A copy of this ICR,
with applicable supporting
documentation, can be obtained from
RegInfo.gov at https://www.reginfo.gov/
public/do/PRAMain.
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SUMMARY:
VerDate Mar<15>2010
16:40 Jun 21, 2011
Jkt 223001
Send comments, referring to
the collection by title of the proposal or
by OMB approval number, to OMB and
OTS at these addresses: Office of
Information and Regulatory Affairs,
Attention: Desk Officer for OTS, U.S.
Office of Management and Budget, 725
17th Street, NW., Room 10235,
Washington, DC 20503, or by fax to
(202) 393–6974; and Information
Collection Comments, Chief Counsel’s
Office, Office of Thrift Supervision,
1700 G Street, NW., Washington, DC
20552, by fax to (202) 906–6518, or by
e-mail to infocollection.comments@
ots.treas.gov. OTS will post comments
and the related index on the OTS
Internet Site at https://www.ots.treas.gov.
In addition, interested persons may
inspect comments at the Public Reading
Room, 1700 G Street, NW., Washington,
DC 20552 by appointment. To make an
appointment, call (202) 906–5922, send
an e-mail to public.info@ots.treas.gov, or
send a facsimile transmission to (202)
906–7755.
FOR FURTHER INFORMATION CONTACT: For
further information or to obtain a copy
of the submission to OMB, please
contact Ira L. Mills at,
ira.mills@ots.treas.gov, or on (202) 906–
6531, or facsimile number (202) 906–
6518, Regulations and Legislation
Division, Chief Counsel’s Office, Office
of Thrift Supervision, 1700 G Street,
NW., Washington, DC 20552.
SUPPLEMENTARY INFORMATION: OTS may
not conduct or sponsor an information
collection, and respondents are not
required to respond to an information
collection, unless the information
collection displays a currently valid
OMB control number. As part of the
approval process, we invite comments
on the following information collection.
Title of Proposal: Application and
Termination Notice for Municipal
Securities Dealer Principal or
Representative.
OMB Number: 1550–0123.
Form Numbers: MSD–5 and MSD–4.
Description: Section 15B(a)(2) of the
Securities Exchange Act of 1934 (Act)
requires, in part, that municipal
securities dealers notify their
appropriate regulatory agency (ARA) of
their activities. This information is
required to satisfy the requirements of
the Act. The Financial Services
Regulatory Relief Act of 2006 provides
for the inclusion of the OTS in the
definition of an ARA for federal savings
associations (FSAs).
The forms are completed by certain
FSA employees that act as municipal
securities dealer principals or
representatives, and are submitted to
OTS. OTS reviews the information to
ADDRESSES:
PO 00000
Frm 00114
Fmt 4703
Sfmt 4703
36625
monitor registered persons’ entry into,
and exit from, municipal securities
dealer activities. The information
contributes to the OTS’s understanding
of the FSA and helps to facilitate the
supervision of the municipal securities
dealer activities.
Type of Review: Extension of a
currently approved collection.
Affected Public: Business or other forprofit.
Estimated Number of Respondents:
14.
Estimated Frequency of Response: On
occasion.
Estimated Total Burden: 11 hours.
Clearance Officer: Ira L. Mills, (202)
906–6531, Office of Thrift Supervision,
1700 G Street, NW., Washington, DC
20552.
Dated: June 15, 2011.
Ira L. Mills,
Paperwork Clearance Officer, Office of Chief
Counsel, Office of Thrift Supervision.
[FR Doc. 2011–15472 Filed 6–21–11; 8:45 am]
BILLING CODE 6720–01–P
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Mutual Holding Company
Office of Thrift Supervision
(OTS), Treasury.
ACTION: Notice and request for comment.
AGENCY:
The proposed information
collection request (ICR) described below
has been submitted to the Office of
Management and Budget (OMB) for
review and approval, as required by the
Paperwork Reduction Act of 1995, 44
U.S.C. 3507. OTS is soliciting public
comments on the proposal.
DATES: Submit written comments on or
before July 22, 2011. A copy of this ICR,
with applicable supporting
documentation, can be obtained from
RegInfo.gov at https://www.reginfo.gov/
public/do/PRAMain.
ADDRESSES: Send comments, referring to
the collection by title of the proposal or
by OMB approval number, to OMB and
OTS at these addresses: Office of
Information and Regulatory Affairs,
Attention: Desk Officer for OTS, U.S.
Office of Management and Budget, 725
17th Street, NW., Room 10235,
Washington, DC 20503, or by fax to
(202) 393–6974; and Information
Collection Comments, Chief Counsel’s
Office, Office of Thrift Supervision,
1700 G Street, NW., Washington, DC
20552, by fax to (202) 906–6518, or by
e-mail to infocollection.comments@
ots.treas.gov. OTS will post comments
and the related index on the OTS
SUMMARY:
E:\FR\FM\22JNN1.SGM
22JNN1
]]>Agencies
[Federal Register Volume 76, Number 120 (Wednesday, June 22, 2011)]
[Notices]
[Page 36625]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-15472]
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DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Application and Termination Notice for Municipal Securities
Dealer Principal or Representative
AGENCY: Office of Thrift Supervision (OTS), Treasury.
ACTION: Notice and request for comment.
-----------------------------------------------------------------------
SUMMARY: The proposed information collection request (ICR) described
below has been submitted to the Office of Management and Budget (OMB)
for review and approval, as required by the Paperwork Reduction Act of
1995, 44 U.S.C. 3507. OTS is soliciting public comments on the
proposal.
DATES: Submit written comments on or before July 22, 2011. A copy of
this ICR, with applicable supporting documentation, can be obtained
from RegInfo.gov at https://www.reginfo.gov/public/do/PRAMain.
ADDRESSES: Send comments, referring to the collection by title of the
proposal or by OMB approval number, to OMB and OTS at these addresses:
Office of Information and Regulatory Affairs, Attention: Desk Officer
for OTS, U.S. Office of Management and Budget, 725 17th Street, NW.,
Room 10235, Washington, DC 20503, or by fax to (202) 393-6974; and
Information Collection Comments, Chief Counsel's Office, Office of
Thrift Supervision, 1700 G Street, NW., Washington, DC 20552, by fax to
(202) 906-6518, or by e-mail to infocollection.comments@ots.treas.gov.
OTS will post comments and the related index on the OTS Internet Site
at https://www.ots.treas.gov. In addition, interested persons may
inspect comments at the Public Reading Room, 1700 G Street, NW.,
Washington, DC 20552 by appointment. To make an appointment, call (202)
906-5922, send an e-mail to public.info@ots.treas.gov">public.info@ots.treas.gov, or send a
facsimile transmission to (202) 906-7755.
FOR FURTHER INFORMATION CONTACT: For further information or to obtain a
copy of the submission to OMB, please contact Ira L. Mills at,
ira.mills@ots.treas.gov, or on (202) 906-6531, or facsimile number
(202) 906-6518, Regulations and Legislation Division, Chief Counsel's
Office, Office of Thrift Supervision, 1700 G Street, NW., Washington,
DC 20552.
SUPPLEMENTARY INFORMATION: OTS may not conduct or sponsor an
information collection, and respondents are not required to respond to
an information collection, unless the information collection displays a
currently valid OMB control number. As part of the approval process, we
invite comments on the following information collection.
Title of Proposal: Application and Termination Notice for Municipal
Securities Dealer Principal or Representative.
OMB Number: 1550-0123.
Form Numbers: MSD-5 and MSD-4.
Description: Section 15B(a)(2) of the Securities Exchange Act of
1934 (Act) requires, in part, that municipal securities dealers notify
their appropriate regulatory agency (ARA) of their activities. This
information is required to satisfy the requirements of the Act. The
Financial Services Regulatory Relief Act of 2006 provides for the
inclusion of the OTS in the definition of an ARA for federal savings
associations (FSAs).
The forms are completed by certain FSA employees that act as
municipal securities dealer principals or representatives, and are
submitted to OTS. OTS reviews the information to monitor registered
persons' entry into, and exit from, municipal securities dealer
activities. The information contributes to the OTS's understanding of
the FSA and helps to facilitate the supervision of the municipal
securities dealer activities.
Type of Review: Extension of a currently approved collection.
Affected Public: Business or other for-profit.
Estimated Number of Respondents: 14.
Estimated Frequency of Response: On occasion.
Estimated Total Burden: 11 hours.
Clearance Officer: Ira L. Mills, (202) 906-6531, Office of Thrift
Supervision, 1700 G Street, NW., Washington, DC 20552.
Dated: June 15, 2011.
Ira L. Mills,
Paperwork Clearance Officer, Office of Chief Counsel, Office of Thrift
Supervision.
[FR Doc. 2011-15472 Filed 6-21-11; 8:45 am]
BILLING CODE 6720-01-P
