Atlantic Highly Migratory Species; Vessel Monitoring Systems, 36071-36077 [2011-15325]
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DEPARTMENT OF COMMERCE
Dated: June 13, 2011.
Rachel Jacobson,
Acting Assistant Secretary for Fish and
Wildlife and Parks.
[FR Doc. 2011–15403 Filed 6–20–11; 8:45 am]
National Oceanic and Atmospheric
Administration
50 CFR Part 635
[Docket No. 110520295–1295–01]
BILLING CODE 4310–55–C
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RIN 0648–BA64
Atlantic Highly Migratory Species;
Vessel Monitoring Systems
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
The National Marine
Fisheries Service (NMFS) proposes to
require replacement of currently
SUMMARY:
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required Mobile Transmitting Unit
(MTU) Vessel Monitoring System (VMS)
units with Enhanced Mobile
Transmitting Unit (E–MTU) VMS units
in Atlantic HMS fisheries; implement a
declaration system that requires vessels
to declare target fishery and gear type(s)
possessed on board; and require that a
qualified marine electrician install all
E–MTU VMS units. This proposed
rulemaking would remove dated MTU
VMS units from service in Atlantic HMS
fisheries, make Atlantic HMS VMS
requirements consistent with other
VMS-monitored Atlantic fisheries,
provide the National Marine Fisheries
Service Office of Law Enforcement
(NMFS Enforcement) with enhanced
communication with HMS vessels at
sea. This rule would affect all HMS
pelagic longline (PLL), bottom longline
(BLL), and shark gillnet fishermen who
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are currently required to have VMS
onboard their vessels.
DATES: Comments on this proposed rule
must be submitted by August 1, 2011.
NMFS will hold three public hearings
for this proposed rule in July 2011. For
specific dates and times, see the
SUPPLEMENTARY INFORMATION section of
this document.
ADDRESSES: The public hearings will be
held in Florida, Louisiana, and New
Jersey. For specific locations see the
SUPPLEMENTARY INFORMATION section of
this document.
You may submit comments, identified
by 0648–BA64, by any one of the
following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal: https://
www.regulations.gov.
• Fax: 301–713–1917, Attn: Michael
Clark.
• Mail: Highly Migratory Species
Management Division (SF1), 1315 EastWest Highway, Silver Spring, MD
20910.
Instructions: All comments received
are part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All personal identifying information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields, if you wish to remain
anonymous). You may submit
attachments to electronic comments in
Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this proposed
rule may be submitted to the Atlantic
Highly Migratory Species Management
Division and by e-mail to
OIRA_Submission@ omb.eop.gov, or
fax to 202–395–7285
FOR FURTHER INFORMATION CONTACT: Greg
Fairclough, (phone: 727–824–5399, fax:
727–824–5398) or Michael Clark
(phone: 301–713–2347, fax: 301–713–
1917).
Copies of this proposed rule and
related documents, including the
Regulatory Impact Review and Initial
Regulatory Flexibility Analysis, can be
obtained by writing to the HMS
Management Division, 1315 East-West
Highway, Silver Spring, MD 20910,
visiting the HMS Web site at https://
www.nmfs.noaa.gov/sfa/hms/, or by
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contacting Greg Fairclough or Michael
Clark.
SUPPLEMENTARY INFORMATION:
Background
Atlantic HMS are managed under the
dual authority of the Magnuson-Stevens
Fishery Conservation and Management
Act (MSA) and the Atlantic Tunas
Conservation Act (ATCA). Under the
MSA, NMFS must ensure consistency
with the National Standards and
manage fisheries to maintain optimum
yield, rebuild overfished fisheries, and
prevent overfishing. Under ATCA, the
Secretary of Commerce is required to
promulgate regulations, as necessary
and appropriate, to implement measures
adopted by the International
Commission for the Conservation of
Atlantic Tunas (ICCAT). The
implementing regulations for Atlantic
HMS are at 50 CFR part 635.
Maintaining NMFS’s VMS monitoring
program ensures compliance with both
international and domestic
requirements while facilitating
enforcement of Atlantic HMS fisheries
regulations. As a Contracting Party of
ICCAT, the United States is required to
collect biological statistics for research
purposes (fishing effort and catch) and
to implement, maintain, and monitor a
viable VMS program for vessels in
certain Atlantic HMS fisheries.
Requirements to use VMS in the PLL
fishery were implemented (June 25,
2003, 68 FR 37772) prior to ICCAT
Recommendation’s (03–14 and 04–11)
that concern VMS usage in the
convention area.
In addition, NMFS issued a rule on
December 24, 2003 (68 FR 74746),
which required VMS operation for
vessels with BLL gear onboard between
33°00′ N. latitude and 36°30′ N. latitude
to ensure compliance with the midAtlantic shark closed area. This same
rule extended VMS requirements for
shark gillnet vessels operating during
the right whale calving season. This rule
was implemented in December 2003 for
purposes of domestic Atlantic shark
management.
Properly functioning MTU VMS units
aid NMFS enforcement agents in
monitoring and enforcing closed or
restricted areas implemented to reduce
bycatch of undersized swordfish,
sharks, sea turtles, and other species
necessary to comply with the Marine
Mammal Protection Act (MMPA),
Endangered Species Act (ESA), and
National Standard 9 (bycatch and
bycatch mortality reduction) of the
MSA. There are numerous areas closed
to fishing with PLL and BLL gear.
Additionally, the location of all shark
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gillnet vessels is monitored using VMS
between November 15 and April 15 to
protect right whales consistent with
legal requirements. NMFS has
implemented complementary
regulations enforcing closed areas that
were created by the Gulf of Mexico,
Caribbean, and South Atlantic Fishery
Management Councils. The
effectiveness of traditional methods of
monitoring and surveillance, such as
vessel and aerial patrols, is increased
tremendously through the addition of
VMS—particularly where large
geographic areas are involved. VMS has
been required in various HMS fisheries
since 2003.
The MTU VMS unit is currently
required to report positions on an
hourly basis when HMS fishing vessels
carrying PLL, BLL, or shark gillnet gear
are away from port. The MTU VMS
units report vessel position only, and, in
some instances, do not even indicate
whether the unit is on and functioning
properly. The MTU VMS unit
technology is dated, and NMFS
enforcement has reported that these
units have failed to report while vessels
are at sea. NMFS enforcement agents
have also reported difficulty
communicating with vessels when
needed, such as when closed areas
change due to an emergency rule. The
newer E–MTU VMS units use more
recent technology that, in addition to
reporting vessel position, allows for
two-way communication. By requiring
that E–MTU VMS units be
professionally installed and used to
replace the dated MTU VMS units,
NMFS will ensure that newer, more
reliable, technology is in use, improve
fisheries monitoring and enforcement of
regulations, and provide NMFS
enforcement agents with the ability to
communicate directly with vessels at
sea via electronic messaging and other
means. With this newer technology,
NMFS enforcement agents could: notify
vessel operators of emergency changes
to closed areas; provide notice of fishery
closures in real time; inform operators
of environmental disasters (oil rig fires/
oil spills); send notice of dangerous
weather; and receive distress or
emergency transmissions.
NMFS is also proposing that, two
hours prior to leaving port, fishermen
provide NMFS enforcement with notice
of the beginning of a fishing trip and a
declaration of the target fishery and gear
onboard. In addition, this proposed rule
would require vessel operators to
provide a minimum of three hours’
advance notice of landing. Currently,
vessel operators are required to turn on
the VMS unit two hours before leaving
port. Under this proposed rule, vessel
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operators would also need to declare the
species being targeted and the gear
being used. Creating a fishery
declaration system would facilitate
enforcement and compliance
monitoring. Vessels may be permitted to
participate in multiple fisheries that
authorize numerous fishing gears. The
declaration system would provide
NMFS enforcement with advance notice
of the target fishery and gear possessed
onboard which provides enforcement
with critical information concerning
which regulations apply to that
particular vessel during that trip.
Any new declaration system would be
compatible with the capabilities of
newly required E–MTU VMS units and
consistent with declaration protocols
currently employed in Council-managed
fisheries. Additionally, the requirement
to notify NMFS enforcement at least
three hours prior to returning to port
provides notification that fishing
activities are being completed, gear is no
longer being deployed, and the vessel is
transiting back to port.
Additionally, vessels with E–MTU
VMS units would be able to
communicate through electronic
messages with shore-based fishery
personnel, which could allow fishery
participants to: Communicate directly
with NMFS enforcement in the case of
a power disruption; download updated
E–MTU software without removal of the
device; communicate with
manufacturers to remedy malfunctions;
receive required software upgrades with
little interference; communicate with
vessel owners and fish houses; and send
distress calls to monitoring companies
in the event of an emergency. Although
some of these features are potentially
useful functions, they are not the
primary purpose of VMS and, it is
important that fishermen not see them
as a substitute for required safety
equipment such as a properly installed
and functioning Emergency Position
Indicating Radio Beacon (EPIRB).
Currently, an installation and
activation checklist must be submitted
by the vessel owner to NMFS
enforcement after installation of a VMS
unit. This proposed rulemaking would
require that this checklist be filled out
and signed by a qualified marine
electrician and returned to NMFS
enforcement by the vessel owner in
order to demonstrate that the unit was
installed properly. The installation and
activation checklist is available from
NMFS.
On January 31, 2008, NMFS
published in the Federal Register a
type-approval notice listing the
specifications for approved E–MTU
VMS units (73 FR 5813). These typeapproval notices may be updated in the
future as specifications change and/or
new units become approved. Currently,
if an existing MTU VMS unit fails and
is not able to be repaired, the vessel
owner in Atlantic HMS fisheries that are
subject to VMS regulations would be
required to purchase and use E–MTU
VMS units that are approved by NMFS.
Reimbursement funds are available
for participants upgrading to E–MTU
VMS units in HMS fisheries, subject to
limitations. Reimbursement funds will
be distributed on a first come, first
served basis. Furthermore, individuals
that have previously received
reimbursement funds for an E–MTU
VMS unit required in another fishery
would not be eligible for additional
funds.
Request for Comments
NMFS is requesting comments on any
of the measures or analyses described in
this proposed rule. Furthermore, NMFS
also requests comments related to the
potential economic impacts of this
proposed action, including:
1. A delayed implementation date or
date by which vessel owners would be
required to start using E–MTU VMS
units to provide participants with ample
opportunity to procure a unit and have
Date
July 7, 2011 ......
6:00–8:00 p.m ...
New Orleans/Kenner, LA ...............
Atlantic City, NJ .............................
July 13, 2011 ....
July 28, 2011 ....
2:00–5:00 p.m ...
5:45–7:45 p.m ...
it installed while still having the
opportunity to take advantage of
reimbursement funds. Currently, NMFS
is considering requiring that vessel
owners have an E–MTU VMS unit
installed and operational within 90 days
of publication of the final rule.
2. The time and costs associated with
having the E–MTU VMS units installed
by a qualified marine electrician.
3. The advance notice timeframes
associated with the proposed hail-out
and hail-in requirements (i.e., the two
hour notice before leaving port and the
three hour notice before returning to
port).
Comments on this proposed rule may
be submitted via https://
www.regulations.gov, mail, or fax.
Comments may also be submitted at a
public hearing (see DATES and
ADDRESSES). NMFS solicits comments
on this proposed rule until August 1,
2011. NMFS will hold two public
hearings for this proposed rule. The
hearing locations are physically
accessible to people with disabilities.
Requests for sign language
interpretation or other auxiliary aids
should be directed to Greg Fairclough at
727–824–5399, at least 7 days prior to
the meeting. The public is reminded
that NMFS expects participants at the
public hearings to conduct themselves
appropriately. At the beginning of each
public hearing, a representative of
NMFS will explain the ground rules
(e.g., alcohol is prohibited from the
hearing room; attendees will be called to
give their comments in the order in
which they registered to speak; each
attendee will have an equal amount of
time to speak; and attendees should not
interrupt one another). The NMFS
representative will attempt to structure
the meeting so that all attending
members of the public will be able to
comment, if they so choose. Attendees
are expected to respect the ground rules
and, if they do not, they will be asked
to leave the hearing.
Time
St. Petersburg, FL .........................
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Location
Classification
The NMFS Assistant Administrator
has determined that this proposed rule
is consistent with the 2006 Consolidated
HMS Fishery Management Plan and its
amendments, the MSA and National
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Address
NOAA, Southeast Regional Office
263 13th Ave. S., St. Petersburg, FL 33701.
901 Airline Drive, Kenner, LA 70062.
Atlantic County Library System, Brigantine Branch
201 15th St. South,
Brigantine, NJ 08203.
Standards, and other applicable law,
subject to further consideration after
public comment.
This proposed rule would modify a
collection-of-information requirement
associated with VMS use in Atlantic
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HMS fisheries subject to the Paperwork
Reduction Act (PRA), and that has been
approved by the Office of Management
and Budget (OMB) under control
number (0648–0372). The proposed
modifications are subject to review and
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approval by OMB under the Paperwork
Reduction Act (PRA). This requirement
has been submitted to OMB for
approval. There would be 329 vessel
owners (respondents) that may be
affected by this collection. Public
reporting burden for having the E–MTU
VMS units installed by a qualified
marine electrician (4 hours, one-time),
submitting a checklist (completed by a
qualified marine electrician) (5 minutes,
one-time), and providing declaration
reports before and after leaving port (5
minutes/declaration, ongoing) is
estimated to result in an estimated total
annual burden of 4,452 hours in the first
year. A total of 48,358 responses
(checklists and declaration reports)
would be collected in the first year. The
annual burden would decrease in
subsequent years because the
installation and submission of a
completed checklist would be one-time
burdens. Table 1 provides estimates of
the number of participants affected by
this collection and the financial burden
associated with this action in year one
and subsequent years.
Public comment is sought regarding
the estimated burden hours associated
with installation of the new E–MTU
VMS units (4 hours per vessel).
Furthermore, comments are also sought
concerning whether this proposed
collection of information is necessary
for the proper performance of the
functions of NMFS, including whether
the information would have practical
utility; the accuracy of the burden
estimate; ways to enhance the quality,
utility, and clarity of the information to
be collected; and ways to minimize the
burden of the collection of information,
including through the use of automated
collection techniques or other forms of
information technology. Send comments
on these or any other aspects of the
collection of information to Greg
Fairclough, the Highly Migratory
Species Management Division, at the
ADDRESSES above, and by e-mail to
OIRA_Submission@omb.eop.gov or fax
to (202) 395–7285. Comments submitted
in response to this proposed
modification to an existing information
collection will be summarized and/or
included in the request for OMB
approval of this information collection
and will also be included in the public
record.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
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This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
Environmental impacts are not
expected and the action is within the
scope of that previously analyzed when
existing VMS requirements were
implemented. This action would not
directly affect fishing effort, quotas,
fishing gear, authorized species,
interactions with threatened or
endangered species, or other relevant
parameters.
NMFS has prepared an Initial
Regulatory Flexibility Analysis (IRFA),
as required by 5 U.S.C. 603 of the
Regulatory Flexibility Act, to analyze
the economic impacts that this proposed
rule could have on small entities. A
description of the proposed action, why
it is being considered, and the legal
basis for this proposed action are
contained in the preamble to this
proposed rule. A summary of the
analysis follows. A copy of the complete
analysis is available from NMFS (see
ADDRESSES).
Section 603(b)(1) of the Regulatory
Flexibility Act requires that the Agency
describe the reasons the action is being
considered. The purpose of this
proposed rulemaking is, consistent with
the Magnuson-Stevens Act and the 2006
Consolidated HMS FMP and its
amendments, to aid NMFS in
monitoring and enforcing fisheries
regulations, including those
implemented at 50 CFR part 635
pertaining to HMS. Requiring that an
E–MTU VMS unit be installed by a
qualified marine electrician and
implementing a declaration system
would provide NMFS enforcement with
improved communication capabilities
with vessels at sea and fishing for HMS.
The declaration system would also
provide valuable information
concerning target species and gear
possessed onboard vessels to ensure
enforcement of closed or restricted areas
and other regulations.
Section 603(b)(2) of the Regulatory
Flexibility Act requires a succinct
statement of the objectives of, and legal
basis for, the proposed rule. The
objectives of this proposed rulemaking
are to consider changes to the HMS
regulations at 50 CFR part 635 requiring
the use of VMS in Atlantic HMS
fisheries. Requiring E–MTU VMS units
in Atlantic HMS fisheries would
represent a technological improvement
over the MTU VMS units currently in
use. By removing dated MTU VMS units
from HMS fishing vessels and requiring
that E–MTU VMS units be
professionally installed, NMFS would
improve fisheries monitoring and
enforcement of regulations and provide
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NMFS the ability to communicate
directly with individual vessels at sea
via electronic messaging and other
means.
Under 5 U.S.C. 603 (b)(3), Federal
agencies must provide an estimate of the
number of small entities to which the
rule would apply. The Small Business
Administration (SBA) standards for a
‘‘small’’ versus ‘‘large’’ business entity
are entities that have average annual
receipts less than $4.0 million for fishharvesting; average annual receipts less
than $6.5 million for charter/party
boats; 100 or fewer employees for
wholesale dealers; or 500 or fewer
employees for seafood processors.
Under these standards, NMFS considers
all HMS permit holders subject to this
rulemaking to be small entities. NMFS
estimates that this proposed rule would
require 329 vessel owners deploying
either PLL, BLL, or gillnet gear in HMS
fisheries to have an E–MTU VMS unit
installed by a qualified marine
electrician. All of these vessel owners
are considered small entities and are
already required to have MTU VMS
units. Depending on the fishing gear
possessed on board, vessels would
continue to use VMS units when away
from port to provide location reports
consistent with existing regulations.
These vessels would also be required to
declare target species and gear types
possessed on board to NMFS
enforcement prior to leaving port and
then provide NMFS enforcement
advanced notice of landing. The fishery
declaration and return reports must be
sent via an E–MTU VMS unit.
This proposed rule contains some
modifications to existing reporting,
recordkeeping, or other compliance
requirements (5 U.S.C. 603 (b)(4)). This
proposed rule would not conflict,
duplicate, or overlap with other relevant
Federal rules (5 U.S.C. 603(b)(5)).
Fishermen, dealers, and managers in
these fisheries must comply with a
number of international agreements,
domestic laws, and other FMPs. These
include, but are not limited to, the MSA,
ATCA, the High Seas Fishing
Compliance Act, the Marine Mammal
Protection Act, the Endangered Species
Act, the National Environmental Policy
Act, and the Coastal Zone Management
Act. NMFS does not believe that the
new regulations proposed to be
implemented would duplicate, overlap,
or conflict with any relevant
regulations, Federal or otherwise.
One of the requirements of an IRFA is
to describe any alternatives to the
proposed rule which accomplish the
stated objectives and which minimize
any significant economic impacts. The
Regulatory Flexibility Act (5 U.S.C. 603
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(c) (1)–(4)) lists four general categories
of ‘‘significant’’ alternatives that would
assist an agency in the development of
significant alternatives. These categories
of alternatives are:
1. Establishment of differing
compliance or reporting requirements or
timetables that take into account the
resources available to small entities;
2. Clarification, consolidation, or
simplification of compliance and
reporting requirements under the rule
for such small entities;
3. Use of performance rather than
design standards; and
4. Exemptions from coverage of the
rule for small entities.
In order to meet the objectives of this
proposed rule, consistent with the
Magnuson-Stevens Act, NMFS cannot
exempt small entities or change the
reporting requirements only for small
entities because all of the participants in
Atlantic HMS fisheries are considered
small entities. The new proposed
requirements to have an updated E–
MTU VMS unit installed by a qualified
marine technician and expand reporting
requirements to include a declaration
system is expected to improve the
reliability of VMS transmissions and
provide NMFS enforcement with
additional information to accurately
monitor fishing activities. NMFS does
not specify a particular manufacturer or
model of VMS unit that vessel owners
would need to procure to comply with
the proposed action. There are several
models available that meet the
specifications described in the latest
type approval notice (January 31, 2008;
73 FR 5813). NMFS performance
standards are outlined in type approval
notices published periodically by
NMFS.
NMFS is considering two alternatives
in compliance with the Initial
Regulatory Flexibility Act. Alternative
one, the no action alternative, would
maintain the existing VMS requirements
in Atlantic HMS fisheries. Alternative
two would mandate that Atlantic HMS
vessels that are required to use VMS
replace their MTU VMS unit with an E–
MTU VMS and have the new unit
installed by a qualified marine
electrician. This alternative would also
implement a fishery declaration system
where vessels would declare their target
species and gear type (s) possessed
onboard, as well as require vessels to
provide advanced notice of departure
and landing. Alternative two is the
preferred alternative.
Under the no action alternative,
vessels that are required to use VMS
would be able to continue to use the
MTU VMS units currently being
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employed in the PLL, BLL, and gillnet
fisheries or access reimbursement funds
($3,100 per VMS unit) to replace these
units with E–MTU VMS units. The
decision to replace existing units with
E–MTU VMS units would be at the
discretion of individual vessel owners.
Costs for individual E–MTU VMS units
that meet the type approval
specifications start at approximately
$3,100 per unit depending on the
manufacturer, model, and additional
features of the unit. In the event that
existing units failed beyond repair, E–
MTU VMS units would need to be
installed, and owners would be eligible
for reimbursement funds ($3,100 per
VMS unit) to offset the initial costs of
the unit. NMFS expects that any vessel
owner who applies for reimbursement
funds will receive those funds, however
reimbursement funds are not guaranteed
and are subject to limitations and
distributed on a first come, first served
basis. In the event of necessary
replacement, the E–MTU VMS units
would need to be procured by vessel
owners before returning to fishing
activities, consistent with existing
regulations, depending on the gear
possessed onboard the vessel, timing,
and location of the fishing activity. This
alternative would not require that the
new units be installed by a qualified
marine electrician, rather, the new units
could be installed by vessel owners/
operators and an installation checklist
would need to be completed and sent to
NMFS enforcement per existing
requirements.
Existing units are not capable of
sending or receiving electronic
messages, therefore, vessel owners or
operators would not be required to
provide NMFS enforcement with
information concerning target species
and gear possessed on board prior to
leaving port to engage in fishing
activities. Furthermore, vessel owners or
operators would not be required to
provide NMFS enforcement with
advanced notice of departure and
landing. Vessels would still be required
to provide hourly position reports,
starting two hours before leaving port,
when away from port. It is estimated
that these reports would continue to
cost $1.00 per day assuming 24 reports
are sent. Maintenance costs for these
units are estimated at $500 per vessel
per year. Some vessels may be
committed to long-term service
contracts with communication service
providers and maintaining the status
quo would not require vessels to break
these contracts, avoiding any early
termination fees.
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Under the preferred alternative,
participants would be required to install
E–MTU VMS units, but they would be
able to access reimbursement funds
($3,100 per VMS unit) to offset the
initial costs of the units. Reimbursement
funds would be subject to limitations
and distributed on a first come, first
served basis. Furthermore, individuals
that have previously received
reimbursement funds for an E–MTU
VMS unit required in another fishery
would not be eligible for additional
funds. The proposed action would also
require that the units are installed by a
qualified marine electrician ($200 per
installation) to ensure that units are
installed and operating properly to
avoid transmission failures that may
occur when vessels are away from port
and subject to VMS requirements.
Marine electricians are capable of
providing information on E–MTU VMS
use and troubleshooting during the
installation process. NMFS is also
considering a delayed implementation
date of 90 days after the final rule
publishes to allow vessel owners time to
procure and have an E–MTU VMS unit
installed by a qualified marine
electrician and operational on their
vessels, thereby avoiding any early
termination fees that may incur. The
exact cost of termination fees are
difficult to calculate as the terms of
service contracts vary according to
service providers and are likely to be
vessel specific. Finally, unlike the MTU
VMS units, which could have
maintenance costs of approximately
$500 per year, E–MTU VMS units have
very low to no maintenance costs.
Costs of compliance with the
preferred alternative for vessel owners
are estimated to be $3,771; $3,630;
$3,537 per vessel for PLL, BLL, and
shark gillnet vessels, respectively, in the
first year (Table 1). These are the costs
of compliance, pre-reimbursement.
Reimbursement funds of $3,100 per
VMS unit would reduce the costs to
$546 per vessel, on average, across all
fisheries. Costs in year two (and beyond)
would be limited to the costs of
sending/receiving declaration reports
($0.06 per report) and providing vessel
location information on an hourly basis
($1.56 per vessel per day) and is
estimated to be $471; $331; and $237
per vessel for PLL, BLL, and shark
gillnet vessels respectively.
Table 1 summarizes some of the costs
associated with the proposed rule. A
description of the figures and
calculations used in Table 1 is provided
below the table.
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TABLE 1—COSTS OF COMPLIANCE EXPECTED AS A RESULT OF REQUIRING E–MTU VMS UNITS IN AFFECTED HMS
FISHERIES
Pelagic longline
vessels
E-MTU VMS Unit ...................................
Estimated Installation Costs (one-time)
Daily Position Report Costs (Hourly, 24/
day) ($0.06/report * 24 reports/day).
Estimated Days Fishing/Year ................
Annual Position Report Costs/Vessel
($1.44/day * days fishing/year).
Annual Number of Fishing Trips ............
Annual Gear/Spp. Declaration Costs
($0.12/trip)/Vessel ($0.12/trip * trips/
year) 1.
Total Estimated Costs/Vessel (Year 1)
(VMS unit + installation + position reports + declaration reports).
Number of Affected Vessels ..................
Total Costs by Fishery (Year 1) (Total
Estimated Costs/Vessel * Number of
Affected Vessels).
Gross Cost of Compliance, Year One
(all HMS vessels combined).
Potential
Reimbursement
Funds
($3,100/vessel * Number of Affected
Vessels).
Compliance Costs (Year 1) (avg. cost/
vessel) (installation + position reports
+ declaration reports).
Compliance Costs/Vessel (Year 2 and
Beyond) (position reports + declaration reports).
Shark bottom longline
vessels
Shark gillnet vessels
$3,100 ........................................
$50–400 ($200 used for estimation purposes).
$1.44 ..........................................
$3,100 ........................................
$50–400 ($200 used for estimation purposes).
$1.44 ..........................................
$3,100.
$50–400 ($200 used for estimation purposes)
$1.44.
324 .............................................
$466.56/vessel ...........................
212 .............................................
$305.28/vessel ...........................
152.
$218.88/vessel.
36 ...............................................
$4.32 ..........................................
212 .............................................
$25.44 ........................................
152.
$18.24.
$3,770.88 ...................................
$3,630.72 ...................................
$3,537.12.
249 .............................................
$938,949 ....................................
50 ...............................................
$181,536 ....................................
30.
$106,113.
....................................................
$1,226,598 .................................
....................................................
$1,019,900 .................................
$670/vessel ................................
$530/vessel ................................
$437/vessel.
$470/vessel ................................
$330/vessel ................................
$237/vessel.
wwoods2 on DSK1DXX6B1PROD with PROPOSALS_PART 1
1 The declaration costs per trip will vary based upon the number of gear types possessed onboard as operators would be required to submit
one declaration for each fishing gear possessed.
There are benefits associated with the
proposed action relative to the no-action
alternative. Requiring that an E–MTU
VMS unit be installed by a qualified
marine electrician would improve the
reliability of VMS data transmitted from
HMS vessels. Implementing a
declaration system would enhance
NMFS communication with HMS
vessels at sea and provide valuable
information concerning target species
and gear type(s) possessed onboard
vessels to ensure sound enforcement of
closed areas and other regulations.
Furthermore, the delayed
implementation date associated with the
preferred alternative would allow more
time for fishermen to make the
transition to the new VMS units and a
declaration system. NMFS is seeking
comment from the public regarding the
implementation date and costs for
installation to ensure that economic
impacts are accurate. One of the
objectives of this proposed action is to
modify the requirements in order to
ensure that small entities affected can
access the reimbursement funds and
make the transition to E–MTU VMS
gradually.
VerDate Mar<15>2010
15:17 Jun 20, 2011
Jkt 223001
This proposed action does not contain
regulatory provisions with federalism
implications sufficient to warrant
preparation of a Federalism Assessment
under E.O. 13132.
List of Subjects in 50 CFR Part 635
Fisheries, Fishing, Fishing vessels,
Foreign relations, Imports, Penalties,
Reporting and recordkeeping
requirements, Treaties.
Dated: June 14, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons set out in the
preamble, 50 CFR part 635 is proposed
to be amended as follows:
PART 635—ATLANTIC HIGHLY
MIGRATORY SPECIES
1. The authority citation for part 635
continues to read as follows:
Authority: 16 U.S.C. 971 et seq.; 16 U.S.C.
1801 et seq.
2. In § 635.69, paragraphs (a)
introductory text, (d), (e), and (g) are
revised to read as follows:
PO 00000
Frm 00080
Fmt 4702
Sfmt 4702
§ 635.69
Vessel monitoring systems.
(a) Applicability. To facilitate
enforcement of time/area and fishery
closures, an owner or operator of a
commercial vessel, permitted to fish for
Atlantic HMS under § 635.4 and that
fishes with a pelagic or bottom longline
or gillnet gear, is required to install a
NMFS-approved enhanced mobile
transmitting unit vessel monitoring
system (VMS) on board the vessel and
operate the VMS unit under the
following circumstances:
*
*
*
*
*
(d) Installation and activation. Only a
VMS unit that has been approved by
NMFS for the applicable fishery may be
used, and the VMS unit must be
installed by a qualified marine
electrician. When the NMFS-approved
VMS unit is installed and activated or
reinstalled and reactivated, the vessel
owner or operator must—
(1) Follow procedures indicated on a
NMFS-approved installation and
activation checklist for the applicable
fishery, which is available from NMFS,
Office of Enforcement, Southeast
Region; and,
(2) Submit to NMFS, Office of
Enforcement, Southeast Region, a
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wwoods2 on DSK1DXX6B1PROD with PROPOSALS_PART 1
statement certifying compliance with
the checklist, as prescribed on the
checklist.
(3) Submit to NMFS, Office of
Enforcement, Southeast Region, the
checklist, completed by a qualified
marine electrician, which is available
from NMFS, Office of Enforcement,
Southeast Region. Vessels fishing prior
to NMFS’ receipt of the completed
checklist and compliance certification
statement will be in violation of the
VMS requirement.
(e) Operation. (1) Owners or operators
of vessels permitted, or required to be
permitted, to fish for HMS, that have
pelagic or bottom longline gear or gillnet
gear on board, and that are required to
have a VMS unit installed, as specified
in paragraph (a) of this section, must
activate the VMS unit to submit
automatic position reports at least 2
hours prior to leaving port and
continuing until the vessel returns to
port. While at sea, the unit must always
be on, operating and reporting without
interruption, and NMFS enforcement
VerDate Mar<15>2010
15:17 Jun 20, 2011
Jkt 223001
must receive position reports without
interruption. No person may interfere
with, tamper with, alter, damage,
disable, or impede the operation of a
VMS, or attempt any of the same.
Vessels fishing outside the geographic
area of operation of the installed VMS
will be in violation of the VMS
requirement.
(2) At least 2 hours prior to departure
for each trip, a vessel owner or operator
must report to NMFS any HMS fishery
in which the vessel will participate on
that trip and the specific type(s) of
fishing gear, using NMFS-defined gear
codes, that will be on board the vessel.
If the vessel will be participating in
multiple HMS fisheries, or multiple
gears will be possessed on board the
vessel, the vessel owner or operator
must submit multiple electronic reports
to NMFS. This information must be
reported to NMFS using an attached
VMS terminal.
(3) A vessel owner or operator must
report advance notice of landing to
NMFS. For the purposes of this
PO 00000
Frm 00081
Fmt 4702
Sfmt 9990
36077
paragraph, landing means to arrive at a
dock, berth, beach, seawall, or ramp.
The vessel owner or operator is
responsible for ensuring that NMFS is
contacted at least 3 hours in advance of
landing. This information must be
reported to NMFS using an attached
VMS terminal.
*
*
*
*
*
(g) Repair and replacement. After a
fishing trip during which interruption of
automatic position reports has occurred,
the vessel’s owner or operator must
have a qualified marine electrician
replace or repair the VMS unit prior to
the vessel’s next trip. Repair or
reinstallation of a VMS unit or
installation of a replacement, including
change of communications service
provider, shall be in accordance with
the installation and activation
requirements specified at paragraph (d)
of this section.
*
*
*
*
*
[FR Doc. 2011–15325 Filed 6–20–11; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 76, Number 119 (Tuesday, June 21, 2011)]
[Proposed Rules]
[Pages 36071-36077]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-15325]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 635
[Docket No. 110520295-1295-01]
RIN 0648-BA64
Atlantic Highly Migratory Species; Vessel Monitoring Systems
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: The National Marine Fisheries Service (NMFS) proposes to
require replacement of currently required Mobile Transmitting Unit
(MTU) Vessel Monitoring System (VMS) units with Enhanced Mobile
Transmitting Unit (E-MTU) VMS units in Atlantic HMS fisheries;
implement a declaration system that requires vessels to declare target
fishery and gear type(s) possessed on board; and require that a
qualified marine electrician install all E-MTU VMS units. This proposed
rulemaking would remove dated MTU VMS units from service in Atlantic
HMS fisheries, make Atlantic HMS VMS requirements consistent with other
VMS-monitored Atlantic fisheries, provide the National Marine Fisheries
Service Office of Law Enforcement (NMFS Enforcement) with enhanced
communication with HMS vessels at sea. This rule would affect all HMS
pelagic longline (PLL), bottom longline (BLL), and shark gillnet
fishermen who
[[Page 36072]]
are currently required to have VMS onboard their vessels.
DATES: Comments on this proposed rule must be submitted by August 1,
2011. NMFS will hold three public hearings for this proposed rule in
July 2011. For specific dates and times, see the SUPPLEMENTARY
INFORMATION section of this document.
ADDRESSES: The public hearings will be held in Florida, Louisiana, and
New Jersey. For specific locations see the SUPPLEMENTARY INFORMATION
section of this document.
You may submit comments, identified by 0648-BA64, by any one of the
following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal: https://www.regulations.gov.
Fax: 301-713-1917, Attn: Michael Clark.
Mail: Highly Migratory Species Management Division (SF1),
1315 East-West Highway, Silver Spring, MD 20910.
Instructions: All comments received are part of the public record
and will generally be posted to https://www.regulations.gov without
change. All personal identifying information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit confidential business information or
otherwise sensitive or protected information.
NMFS will accept anonymous comments (enter N/A in the required
fields, if you wish to remain anonymous). You may submit attachments to
electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF
file formats only.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule may be submitted to the Atlantic Highly Migratory Species
Management Division and by e-mail to omb.eop.gov">OIRA_Submission@omb.eop.gov, or
fax to 202-395-7285
FOR FURTHER INFORMATION CONTACT: Greg Fairclough, (phone: 727-824-5399,
fax: 727-824-5398) or Michael Clark (phone: 301-713-2347, fax: 301-713-
1917).
Copies of this proposed rule and related documents, including the
Regulatory Impact Review and Initial Regulatory Flexibility Analysis,
can be obtained by writing to the HMS Management Division, 1315 East-
West Highway, Silver Spring, MD 20910, visiting the HMS Web site at
https://www.nmfs.noaa.gov/sfa/hms/, or by contacting Greg Fairclough or
Michael Clark.
SUPPLEMENTARY INFORMATION:
Background
Atlantic HMS are managed under the dual authority of the Magnuson-
Stevens Fishery Conservation and Management Act (MSA) and the Atlantic
Tunas Conservation Act (ATCA). Under the MSA, NMFS must ensure
consistency with the National Standards and manage fisheries to
maintain optimum yield, rebuild overfished fisheries, and prevent
overfishing. Under ATCA, the Secretary of Commerce is required to
promulgate regulations, as necessary and appropriate, to implement
measures adopted by the International Commission for the Conservation
of Atlantic Tunas (ICCAT). The implementing regulations for Atlantic
HMS are at 50 CFR part 635.
Maintaining NMFS's VMS monitoring program ensures compliance with
both international and domestic requirements while facilitating
enforcement of Atlantic HMS fisheries regulations. As a Contracting
Party of ICCAT, the United States is required to collect biological
statistics for research purposes (fishing effort and catch) and to
implement, maintain, and monitor a viable VMS program for vessels in
certain Atlantic HMS fisheries. Requirements to use VMS in the PLL
fishery were implemented (June 25, 2003, 68 FR 37772) prior to ICCAT
Recommendation's (03-14 and 04-11) that concern VMS usage in the
convention area.
In addition, NMFS issued a rule on December 24, 2003 (68 FR 74746),
which required VMS operation for vessels with BLL gear onboard between
33[deg]00' N. latitude and 36[deg]30' N. latitude to ensure compliance
with the mid-Atlantic shark closed area. This same rule extended VMS
requirements for shark gillnet vessels operating during the right whale
calving season. This rule was implemented in December 2003 for purposes
of domestic Atlantic shark management.
Properly functioning MTU VMS units aid NMFS enforcement agents in
monitoring and enforcing closed or restricted areas implemented to
reduce bycatch of undersized swordfish, sharks, sea turtles, and other
species necessary to comply with the Marine Mammal Protection Act
(MMPA), Endangered Species Act (ESA), and National Standard 9 (bycatch
and bycatch mortality reduction) of the MSA. There are numerous areas
closed to fishing with PLL and BLL gear. Additionally, the location of
all shark gillnet vessels is monitored using VMS between November 15
and April 15 to protect right whales consistent with legal
requirements. NMFS has implemented complementary regulations enforcing
closed areas that were created by the Gulf of Mexico, Caribbean, and
South Atlantic Fishery Management Councils. The effectiveness of
traditional methods of monitoring and surveillance, such as vessel and
aerial patrols, is increased tremendously through the addition of VMS--
particularly where large geographic areas are involved. VMS has been
required in various HMS fisheries since 2003.
The MTU VMS unit is currently required to report positions on an
hourly basis when HMS fishing vessels carrying PLL, BLL, or shark
gillnet gear are away from port. The MTU VMS units report vessel
position only, and, in some instances, do not even indicate whether the
unit is on and functioning properly. The MTU VMS unit technology is
dated, and NMFS enforcement has reported that these units have failed
to report while vessels are at sea. NMFS enforcement agents have also
reported difficulty communicating with vessels when needed, such as
when closed areas change due to an emergency rule. The newer E-MTU VMS
units use more recent technology that, in addition to reporting vessel
position, allows for two-way communication. By requiring that E-MTU VMS
units be professionally installed and used to replace the dated MTU VMS
units, NMFS will ensure that newer, more reliable, technology is in
use, improve fisheries monitoring and enforcement of regulations, and
provide NMFS enforcement agents with the ability to communicate
directly with vessels at sea via electronic messaging and other means.
With this newer technology, NMFS enforcement agents could: notify
vessel operators of emergency changes to closed areas; provide notice
of fishery closures in real time; inform operators of environmental
disasters (oil rig fires/oil spills); send notice of dangerous weather;
and receive distress or emergency transmissions.
NMFS is also proposing that, two hours prior to leaving port,
fishermen provide NMFS enforcement with notice of the beginning of a
fishing trip and a declaration of the target fishery and gear onboard.
In addition, this proposed rule would require vessel operators to
provide a minimum of three hours' advance notice of landing. Currently,
vessel operators are required to turn on the VMS unit two hours before
leaving port. Under this proposed rule, vessel
[[Page 36073]]
operators would also need to declare the species being targeted and the
gear being used. Creating a fishery declaration system would facilitate
enforcement and compliance monitoring. Vessels may be permitted to
participate in multiple fisheries that authorize numerous fishing
gears. The declaration system would provide NMFS enforcement with
advance notice of the target fishery and gear possessed onboard which
provides enforcement with critical information concerning which
regulations apply to that particular vessel during that trip.
Any new declaration system would be compatible with the
capabilities of newly required E-MTU VMS units and consistent with
declaration protocols currently employed in Council-managed fisheries.
Additionally, the requirement to notify NMFS enforcement at least three
hours prior to returning to port provides notification that fishing
activities are being completed, gear is no longer being deployed, and
the vessel is transiting back to port.
Additionally, vessels with E-MTU VMS units would be able to
communicate through electronic messages with shore-based fishery
personnel, which could allow fishery participants to: Communicate
directly with NMFS enforcement in the case of a power disruption;
download updated E-MTU software without removal of the device;
communicate with manufacturers to remedy malfunctions; receive required
software upgrades with little interference; communicate with vessel
owners and fish houses; and send distress calls to monitoring companies
in the event of an emergency. Although some of these features are
potentially useful functions, they are not the primary purpose of VMS
and, it is important that fishermen not see them as a substitute for
required safety equipment such as a properly installed and functioning
Emergency Position Indicating Radio Beacon (EPIRB).
Currently, an installation and activation checklist must be
submitted by the vessel owner to NMFS enforcement after installation of
a VMS unit. This proposed rulemaking would require that this checklist
be filled out and signed by a qualified marine electrician and returned
to NMFS enforcement by the vessel owner in order to demonstrate that
the unit was installed properly. The installation and activation
checklist is available from NMFS.
On January 31, 2008, NMFS published in the Federal Register a type-
approval notice listing the specifications for approved E-MTU VMS units
(73 FR 5813). These type-approval notices may be updated in the future
as specifications change and/or new units become approved. Currently,
if an existing MTU VMS unit fails and is not able to be repaired, the
vessel owner in Atlantic HMS fisheries that are subject to VMS
regulations would be required to purchase and use E-MTU VMS units that
are approved by NMFS.
Reimbursement funds are available for participants upgrading to E-
MTU VMS units in HMS fisheries, subject to limitations. Reimbursement
funds will be distributed on a first come, first served basis.
Furthermore, individuals that have previously received reimbursement
funds for an E-MTU VMS unit required in another fishery would not be
eligible for additional funds.
Request for Comments
NMFS is requesting comments on any of the measures or analyses
described in this proposed rule. Furthermore, NMFS also requests
comments related to the potential economic impacts of this proposed
action, including:
1. A delayed implementation date or date by which vessel owners
would be required to start using E-MTU VMS units to provide
participants with ample opportunity to procure a unit and have it
installed while still having the opportunity to take advantage of
reimbursement funds. Currently, NMFS is considering requiring that
vessel owners have an E-MTU VMS unit installed and operational within
90 days of publication of the final rule.
2. The time and costs associated with having the E-MTU VMS units
installed by a qualified marine electrician.
3. The advance notice timeframes associated with the proposed hail-
out and hail-in requirements (i.e., the two hour notice before leaving
port and the three hour notice before returning to port).
Comments on this proposed rule may be submitted via https://www.regulations.gov, mail, or fax. Comments may also be submitted at a
public hearing (see DATES and ADDRESSES). NMFS solicits comments on
this proposed rule until August 1, 2011. NMFS will hold two public
hearings for this proposed rule. The hearing locations are physically
accessible to people with disabilities. Requests for sign language
interpretation or other auxiliary aids should be directed to Greg
Fairclough at 727-824-5399, at least 7 days prior to the meeting. The
public is reminded that NMFS expects participants at the public
hearings to conduct themselves appropriately. At the beginning of each
public hearing, a representative of NMFS will explain the ground rules
(e.g., alcohol is prohibited from the hearing room; attendees will be
called to give their comments in the order in which they registered to
speak; each attendee will have an equal amount of time to speak; and
attendees should not interrupt one another). The NMFS representative
will attempt to structure the meeting so that all attending members of
the public will be able to comment, if they so choose. Attendees are
expected to respect the ground rules and, if they do not, they will be
asked to leave the hearing.
----------------------------------------------------------------------------------------------------------------
Location Date Time Address
----------------------------------------------------------------------------------------------------------------
St. Petersburg, FL................. July 7, 2011.......... 6:00-8:00 p.m......... NOAA, Southeast Regional
Office
263 13th Ave. S., St.
Petersburg, FL 33701.
New Orleans/Kenner, LA............. July 13, 2011......... 2:00-5:00 p.m......... 901 Airline Drive, Kenner,
LA 70062.
Atlantic City, NJ.................. July 28, 2011......... 5:45-7:45 p.m......... Atlantic County Library
System, Brigantine Branch
201 15th St. South,
Brigantine, NJ 08203.
----------------------------------------------------------------------------------------------------------------
Classification
The NMFS Assistant Administrator has determined that this proposed
rule is consistent with the 2006 Consolidated HMS Fishery Management
Plan and its amendments, the MSA and National Standards, and other
applicable law, subject to further consideration after public comment.
This proposed rule would modify a collection-of-information
requirement associated with VMS use in Atlantic HMS fisheries subject
to the Paperwork Reduction Act (PRA), and that has been approved by the
Office of Management and Budget (OMB) under control number (0648-0372).
The proposed modifications are subject to review and
[[Page 36074]]
approval by OMB under the Paperwork Reduction Act (PRA). This
requirement has been submitted to OMB for approval. There would be 329
vessel owners (respondents) that may be affected by this collection.
Public reporting burden for having the E-MTU VMS units installed by a
qualified marine electrician (4 hours, one-time), submitting a
checklist (completed by a qualified marine electrician) (5 minutes,
one-time), and providing declaration reports before and after leaving
port (5 minutes/declaration, ongoing) is estimated to result in an
estimated total annual burden of 4,452 hours in the first year. A total
of 48,358 responses (checklists and declaration reports) would be
collected in the first year. The annual burden would decrease in
subsequent years because the installation and submission of a completed
checklist would be one-time burdens. Table 1 provides estimates of the
number of participants affected by this collection and the financial
burden associated with this action in year one and subsequent years.
Public comment is sought regarding the estimated burden hours
associated with installation of the new E-MTU VMS units (4 hours per
vessel). Furthermore, comments are also sought concerning whether this
proposed collection of information is necessary for the proper
performance of the functions of NMFS, including whether the information
would have practical utility; the accuracy of the burden estimate; ways
to enhance the quality, utility, and clarity of the information to be
collected; and ways to minimize the burden of the collection of
information, including through the use of automated collection
techniques or other forms of information technology. Send comments on
these or any other aspects of the collection of information to Greg
Fairclough, the Highly Migratory Species Management Division, at the
ADDRESSES above, and by e-mail to omb.eop.gov">OIRA_Submission@omb.eop.gov or fax
to (202) 395-7285. Comments submitted in response to this proposed
modification to an existing information collection will be summarized
and/or included in the request for OMB approval of this information
collection and will also be included in the public record.
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number.
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
Environmental impacts are not expected and the action is within the
scope of that previously analyzed when existing VMS requirements were
implemented. This action would not directly affect fishing effort,
quotas, fishing gear, authorized species, interactions with threatened
or endangered species, or other relevant parameters.
NMFS has prepared an Initial Regulatory Flexibility Analysis
(IRFA), as required by 5 U.S.C. 603 of the Regulatory Flexibility Act,
to analyze the economic impacts that this proposed rule could have on
small entities. A description of the proposed action, why it is being
considered, and the legal basis for this proposed action are contained
in the preamble to this proposed rule. A summary of the analysis
follows. A copy of the complete analysis is available from NMFS (see
ADDRESSES).
Section 603(b)(1) of the Regulatory Flexibility Act requires that
the Agency describe the reasons the action is being considered. The
purpose of this proposed rulemaking is, consistent with the Magnuson-
Stevens Act and the 2006 Consolidated HMS FMP and its amendments, to
aid NMFS in monitoring and enforcing fisheries regulations, including
those implemented at 50 CFR part 635 pertaining to HMS. Requiring that
an E-MTU VMS unit be installed by a qualified marine electrician and
implementing a declaration system would provide NMFS enforcement with
improved communication capabilities with vessels at sea and fishing for
HMS. The declaration system would also provide valuable information
concerning target species and gear possessed onboard vessels to ensure
enforcement of closed or restricted areas and other regulations.
Section 603(b)(2) of the Regulatory Flexibility Act requires a
succinct statement of the objectives of, and legal basis for, the
proposed rule. The objectives of this proposed rulemaking are to
consider changes to the HMS regulations at 50 CFR part 635 requiring
the use of VMS in Atlantic HMS fisheries. Requiring E-MTU VMS units in
Atlantic HMS fisheries would represent a technological improvement over
the MTU VMS units currently in use. By removing dated MTU VMS units
from HMS fishing vessels and requiring that E-MTU VMS units be
professionally installed, NMFS would improve fisheries monitoring and
enforcement of regulations and provide NMFS the ability to communicate
directly with individual vessels at sea via electronic messaging and
other means.
Under 5 U.S.C. 603 (b)(3), Federal agencies must provide an
estimate of the number of small entities to which the rule would apply.
The Small Business Administration (SBA) standards for a ``small''
versus ``large'' business entity are entities that have average annual
receipts less than $4.0 million for fish-harvesting; average annual
receipts less than $6.5 million for charter/party boats; 100 or fewer
employees for wholesale dealers; or 500 or fewer employees for seafood
processors. Under these standards, NMFS considers all HMS permit
holders subject to this rulemaking to be small entities. NMFS estimates
that this proposed rule would require 329 vessel owners deploying
either PLL, BLL, or gillnet gear in HMS fisheries to have an E-MTU VMS
unit installed by a qualified marine electrician. All of these vessel
owners are considered small entities and are already required to have
MTU VMS units. Depending on the fishing gear possessed on board,
vessels would continue to use VMS units when away from port to provide
location reports consistent with existing regulations. These vessels
would also be required to declare target species and gear types
possessed on board to NMFS enforcement prior to leaving port and then
provide NMFS enforcement advanced notice of landing. The fishery
declaration and return reports must be sent via an E-MTU VMS unit.
This proposed rule contains some modifications to existing
reporting, recordkeeping, or other compliance requirements (5 U.S.C.
603 (b)(4)). This proposed rule would not conflict, duplicate, or
overlap with other relevant Federal rules (5 U.S.C. 603(b)(5)).
Fishermen, dealers, and managers in these fisheries must comply with a
number of international agreements, domestic laws, and other FMPs.
These include, but are not limited to, the MSA, ATCA, the High Seas
Fishing Compliance Act, the Marine Mammal Protection Act, the
Endangered Species Act, the National Environmental Policy Act, and the
Coastal Zone Management Act. NMFS does not believe that the new
regulations proposed to be implemented would duplicate, overlap, or
conflict with any relevant regulations, Federal or otherwise.
One of the requirements of an IRFA is to describe any alternatives
to the proposed rule which accomplish the stated objectives and which
minimize any significant economic impacts. The Regulatory Flexibility
Act (5 U.S.C. 603
[[Page 36075]]
(c) (1)-(4)) lists four general categories of ``significant''
alternatives that would assist an agency in the development of
significant alternatives. These categories of alternatives are:
1. Establishment of differing compliance or reporting requirements
or timetables that take into account the resources available to small
entities;
2. Clarification, consolidation, or simplification of compliance
and reporting requirements under the rule for such small entities;
3. Use of performance rather than design standards; and
4. Exemptions from coverage of the rule for small entities.
In order to meet the objectives of this proposed rule, consistent
with the Magnuson-Stevens Act, NMFS cannot exempt small entities or
change the reporting requirements only for small entities because all
of the participants in Atlantic HMS fisheries are considered small
entities. The new proposed requirements to have an updated E-MTU VMS
unit installed by a qualified marine technician and expand reporting
requirements to include a declaration system is expected to improve the
reliability of VMS transmissions and provide NMFS enforcement with
additional information to accurately monitor fishing activities. NMFS
does not specify a particular manufacturer or model of VMS unit that
vessel owners would need to procure to comply with the proposed action.
There are several models available that meet the specifications
described in the latest type approval notice (January 31, 2008; 73 FR
5813). NMFS performance standards are outlined in type approval notices
published periodically by NMFS.
NMFS is considering two alternatives in compliance with the Initial
Regulatory Flexibility Act. Alternative one, the no action alternative,
would maintain the existing VMS requirements in Atlantic HMS fisheries.
Alternative two would mandate that Atlantic HMS vessels that are
required to use VMS replace their MTU VMS unit with an E-MTU VMS and
have the new unit installed by a qualified marine electrician. This
alternative would also implement a fishery declaration system where
vessels would declare their target species and gear type (s) possessed
onboard, as well as require vessels to provide advanced notice of
departure and landing. Alternative two is the preferred alternative.
Under the no action alternative, vessels that are required to use
VMS would be able to continue to use the MTU VMS units currently being
employed in the PLL, BLL, and gillnet fisheries or access reimbursement
funds ($3,100 per VMS unit) to replace these units with E-MTU VMS
units. The decision to replace existing units with E-MTU VMS units
would be at the discretion of individual vessel owners. Costs for
individual E-MTU VMS units that meet the type approval specifications
start at approximately $3,100 per unit depending on the manufacturer,
model, and additional features of the unit. In the event that existing
units failed beyond repair, E-MTU VMS units would need to be installed,
and owners would be eligible for reimbursement funds ($3,100 per VMS
unit) to offset the initial costs of the unit. NMFS expects that any
vessel owner who applies for reimbursement funds will receive those
funds, however reimbursement funds are not guaranteed and are subject
to limitations and distributed on a first come, first served basis. In
the event of necessary replacement, the E-MTU VMS units would need to
be procured by vessel owners before returning to fishing activities,
consistent with existing regulations, depending on the gear possessed
onboard the vessel, timing, and location of the fishing activity. This
alternative would not require that the new units be installed by a
qualified marine electrician, rather, the new units could be installed
by vessel owners/operators and an installation checklist would need to
be completed and sent to NMFS enforcement per existing requirements.
Existing units are not capable of sending or receiving electronic
messages, therefore, vessel owners or operators would not be required
to provide NMFS enforcement with information concerning target species
and gear possessed on board prior to leaving port to engage in fishing
activities. Furthermore, vessel owners or operators would not be
required to provide NMFS enforcement with advanced notice of departure
and landing. Vessels would still be required to provide hourly position
reports, starting two hours before leaving port, when away from port.
It is estimated that these reports would continue to cost $1.00 per day
assuming 24 reports are sent. Maintenance costs for these units are
estimated at $500 per vessel per year. Some vessels may be committed to
long-term service contracts with communication service providers and
maintaining the status quo would not require vessels to break these
contracts, avoiding any early termination fees.
Under the preferred alternative, participants would be required to
install E-MTU VMS units, but they would be able to access reimbursement
funds ($3,100 per VMS unit) to offset the initial costs of the units.
Reimbursement funds would be subject to limitations and distributed on
a first come, first served basis. Furthermore, individuals that have
previously received reimbursement funds for an E-MTU VMS unit required
in another fishery would not be eligible for additional funds. The
proposed action would also require that the units are installed by a
qualified marine electrician ($200 per installation) to ensure that
units are installed and operating properly to avoid transmission
failures that may occur when vessels are away from port and subject to
VMS requirements. Marine electricians are capable of providing
information on E-MTU VMS use and troubleshooting during the
installation process. NMFS is also considering a delayed implementation
date of 90 days after the final rule publishes to allow vessel owners
time to procure and have an E-MTU VMS unit installed by a qualified
marine electrician and operational on their vessels, thereby avoiding
any early termination fees that may incur. The exact cost of
termination fees are difficult to calculate as the terms of service
contracts vary according to service providers and are likely to be
vessel specific. Finally, unlike the MTU VMS units, which could have
maintenance costs of approximately $500 per year, E-MTU VMS units have
very low to no maintenance costs.
Costs of compliance with the preferred alternative for vessel
owners are estimated to be $3,771; $3,630; $3,537 per vessel for PLL,
BLL, and shark gillnet vessels, respectively, in the first year (Table
1). These are the costs of compliance, pre-reimbursement. Reimbursement
funds of $3,100 per VMS unit would reduce the costs to $546 per vessel,
on average, across all fisheries. Costs in year two (and beyond) would
be limited to the costs of sending/receiving declaration reports ($0.06
per report) and providing vessel location information on an hourly
basis ($1.56 per vessel per day) and is estimated to be $471; $331; and
$237 per vessel for PLL, BLL, and shark gillnet vessels respectively.
Table 1 summarizes some of the costs associated with the proposed
rule. A description of the figures and calculations used in Table 1 is
provided below the table.
[[Page 36076]]
Table 1--Costs of Compliance Expected as a Result of Requiring E-MTU VMS Units in Affected HMS Fisheries
----------------------------------------------------------------------------------------------------------------
Pelagic longline Shark bottom longline
vessels vessels Shark gillnet vessels
----------------------------------------------------------------------------------------------------------------
E-MTU VMS Unit....................... $3,100................. $3,100................. $3,100.
Estimated Installation Costs (one- $50-400 ($200 used for $50-400 ($200 used for $50-400 ($200 used for
time). estimation purposes). estimation purposes). estimation purposes)
Daily Position Report Costs (Hourly, $1.44.................. $1.44.................. $1.44.
24/day) ($0.06/report * 24 reports/
day).
Estimated Days Fishing/Year.......... 324.................... 212.................... 152.
Annual Position Report Costs/Vessel $466.56/vessel......... $305.28/vessel......... $218.88/vessel.
($1.44/day * days fishing/year).
Annual Number of Fishing Trips....... 36..................... 212.................... 152.
Annual Gear/Spp. Declaration Costs $4.32.................. $25.44................. $18.24.
($0.12/trip)/Vessel ($0.12/trip *
trips/year) \1\.
Total Estimated Costs/Vessel (Year 1) $3,770.88.............. $3,630.72.............. $3,537.12.
(VMS unit + installation + position
reports + declaration reports).
Number of Affected Vessels........... 249.................... 50..................... 30.
Total Costs by Fishery (Year 1) $938,949............... $181,536............... $106,113.
(Total Estimated Costs/Vessel *
Number of Affected Vessels).
Gross Cost of Compliance, Year One ....................... $1,226,598............. .......................
(all HMS vessels combined).
Potential Reimbursement Funds ($3,100/ ....................... $1,019,900............. .......................
vessel * Number of Affected Vessels).
Compliance Costs (Year 1) (avg. cost/ $670/vessel............ $530/vessel............ $437/vessel.
vessel) (installation + position
reports + declaration reports).
Compliance Costs/Vessel (Year 2 and $470/vessel............ $330/vessel............ $237/vessel.
Beyond) (position reports +
declaration reports).
----------------------------------------------------------------------------------------------------------------
\1\ The declaration costs per trip will vary based upon the number of gear types possessed onboard as operators
would be required to submit one declaration for each fishing gear possessed.
There are benefits associated with the proposed action relative to
the no-action alternative. Requiring that an E-MTU VMS unit be
installed by a qualified marine electrician would improve the
reliability of VMS data transmitted from HMS vessels. Implementing a
declaration system would enhance NMFS communication with HMS vessels at
sea and provide valuable information concerning target species and gear
type(s) possessed onboard vessels to ensure sound enforcement of closed
areas and other regulations. Furthermore, the delayed implementation
date associated with the preferred alternative would allow more time
for fishermen to make the transition to the new VMS units and a
declaration system. NMFS is seeking comment from the public regarding
the implementation date and costs for installation to ensure that
economic impacts are accurate. One of the objectives of this proposed
action is to modify the requirements in order to ensure that small
entities affected can access the reimbursement funds and make the
transition to E-MTU VMS gradually.
This proposed action does not contain regulatory provisions with
federalism implications sufficient to warrant preparation of a
Federalism Assessment under E.O. 13132.
List of Subjects in 50 CFR Part 635
Fisheries, Fishing, Fishing vessels, Foreign relations, Imports,
Penalties, Reporting and recordkeeping requirements, Treaties.
Dated: June 14, 2011.
John Oliver,
Deputy Assistant Administrator for Operations, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 635 is
proposed to be amended as follows:
PART 635--ATLANTIC HIGHLY MIGRATORY SPECIES
1. The authority citation for part 635 continues to read as
follows:
Authority: 16 U.S.C. 971 et seq.; 16 U.S.C. 1801 et seq.
2. In Sec. 635.69, paragraphs (a) introductory text, (d), (e), and
(g) are revised to read as follows:
Sec. 635.69 Vessel monitoring systems.
(a) Applicability. To facilitate enforcement of time/area and
fishery closures, an owner or operator of a commercial vessel,
permitted to fish for Atlantic HMS under Sec. 635.4 and that fishes
with a pelagic or bottom longline or gillnet gear, is required to
install a NMFS-approved enhanced mobile transmitting unit vessel
monitoring system (VMS) on board the vessel and operate the VMS unit
under the following circumstances:
* * * * *
(d) Installation and activation. Only a VMS unit that has been
approved by NMFS for the applicable fishery may be used, and the VMS
unit must be installed by a qualified marine electrician. When the
NMFS-approved VMS unit is installed and activated or reinstalled and
reactivated, the vessel owner or operator must--
(1) Follow procedures indicated on a NMFS-approved installation and
activation checklist for the applicable fishery, which is available
from NMFS, Office of Enforcement, Southeast Region; and,
(2) Submit to NMFS, Office of Enforcement, Southeast Region, a
[[Page 36077]]
statement certifying compliance with the checklist, as prescribed on
the checklist.
(3) Submit to NMFS, Office of Enforcement, Southeast Region, the
checklist, completed by a qualified marine electrician, which is
available from NMFS, Office of Enforcement, Southeast Region. Vessels
fishing prior to NMFS' receipt of the completed checklist and
compliance certification statement will be in violation of the VMS
requirement.
(e) Operation. (1) Owners or operators of vessels permitted, or
required to be permitted, to fish for HMS, that have pelagic or bottom
longline gear or gillnet gear on board, and that are required to have a
VMS unit installed, as specified in paragraph (a) of this section, must
activate the VMS unit to submit automatic position reports at least 2
hours prior to leaving port and continuing until the vessel returns to
port. While at sea, the unit must always be on, operating and reporting
without interruption, and NMFS enforcement must receive position
reports without interruption. No person may interfere with, tamper
with, alter, damage, disable, or impede the operation of a VMS, or
attempt any of the same. Vessels fishing outside the geographic area of
operation of the installed VMS will be in violation of the VMS
requirement.
(2) At least 2 hours prior to departure for each trip, a vessel
owner or operator must report to NMFS any HMS fishery in which the
vessel will participate on that trip and the specific type(s) of
fishing gear, using NMFS-defined gear codes, that will be on board the
vessel. If the vessel will be participating in multiple HMS fisheries,
or multiple gears will be possessed on board the vessel, the vessel
owner or operator must submit multiple electronic reports to NMFS. This
information must be reported to NMFS using an attached VMS terminal.
(3) A vessel owner or operator must report advance notice of
landing to NMFS. For the purposes of this paragraph, landing means to
arrive at a dock, berth, beach, seawall, or ramp. The vessel owner or
operator is responsible for ensuring that NMFS is contacted at least 3
hours in advance of landing. This information must be reported to NMFS
using an attached VMS terminal.
* * * * *
(g) Repair and replacement. After a fishing trip during which
interruption of automatic position reports has occurred, the vessel's
owner or operator must have a qualified marine electrician replace or
repair the VMS unit prior to the vessel's next trip. Repair or
reinstallation of a VMS unit or installation of a replacement,
including change of communications service provider, shall be in
accordance with the installation and activation requirements specified
at paragraph (d) of this section.
* * * * *
[FR Doc. 2011-15325 Filed 6-20-11; 8:45 am]
BILLING CODE 3510-22-P