Truth in Lending, 35722-35723 [2011-15178]
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35722
Federal Register / Vol. 76, No. 118 / Monday, June 20, 2011 / Rules and Regulations
The addition reads as follows:
FOR FURTHER INFORMATION CONTACT:
Supplement I to Part 213—Official Staff
Interpretations
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*
*
*
Subpart A—General
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*
*
*
*
§ 213.2—Definitions
*
*
*
*
*
2(e) Consumer Lease.
9. Threshold amount. * * *
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*
*
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iii. From January 1, 2012 through
December 31, 2012, the threshold amount is
$51,800.
*
*
*
*
*
By order of the Board of Governors of the
Federal Reserve System, June 13, 2011.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. 2011–15180 Filed 6–17–11; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
12 CFR Part 226
[Regulation Z; Docket No. R–1424]
Truth in Lending
Board of Governors of the
Federal Reserve System.
ACTION: Final rule, staff commentary.
AGENCY:
The Board is publishing a
final rule amending the staff
commentary that interprets the
requirements of Regulation Z, which
implements the Truth in Lending Act
(TILA). Effective July 21, 2011, the
Dodd-Frank Wall Street Reform and
Consumer Protection Act (Dodd-Frank
Act) amends TILA by increasing the
threshold for exempt consumer credit
transactions from $25,000 to $50,000. In
addition, the Dodd-Frank Act requires
that this threshold be adjusted annually
by any annual percentage increase in
the Consumer Price Index for Urban
Wage Earners and Clerical Workers
(CPI–W). Accordingly, based on the
annual percentage increase in the CPI–
W as of June 1, 2011, the Board is
adjusting the exemption threshold from
$50,000 to $51,800, effective January 1,
2012.
Because the Dodd-Frank Act also
requires similar adjustments in the
Consumer Leasing Act’s threshold for
exempt consumer leases, the Board is
making similar amendments to
Regulation M elsewhere in today’s
Federal Register.
DATES: This final rule is effective
January 1, 2012.
mstockstill on DSK4VPTVN1PROD with RULES
SUMMARY:
VerDate Mar<15>2010
16:50 Jun 17, 2011
Jkt 223001
Lorna M. Neill, Senior Attorney,
Division of Consumer and Community
Affairs, Board of Governors of the
Federal Reserve System, at (202) 452–
3667 or 452–2412; for users of
Telecommunications Device for the Deaf
(TDD) only, contact (202) 263–4869.
SUPPLEMENTARY INFORMATION:
I. Background
Effective July 21, 2011, the DoddFrank Wall Street Reform and Consumer
Protection Act of 2010 (Dodd-Frank Act)
increases the threshold in the Truth in
Lending Act (TILA) for exempt
consumer credit transactions from
$25,000 to $50,000. Public Law 111–203
§ 1100E, 124 Stat. 1376 (2010). In
addition, the Dodd-Frank Act requires
that this threshold be adjusted annually
for inflation by the annual percentage
increase in the Consumer Price Index
for Urban Wage Earners and Clerical
Workers (CPI–W), as published by the
Bureau of Labor Statistics. In April
2011, the Board issued a final rule
amending Regulation Z (which
implements TILA) consistent with these
provisions of the Dodd-Frank Act. 76 FR
18354 (Apr. 4, 2011).
As amended, § 226.3(b)(1)(ii) of
Regulation Z provides that the
exemption threshold will be adjusted
annually effective January 1 of each year
based on any annual percentage
increase in the CPI–W that was in effect
on the preceding June 1. Furthermore,
any increase in the threshold amount
will be rounded to the nearest $100
increment. For example, if the annual
percentage increase in the CPI–W would
result in a $950 increase in the
threshold amount, the threshold amount
will be increased by $1,000. However, if
the annual percentage increase in the
CPI–W would result in a $949 increase
in the threshold amount, the threshold
amount will be increased by $900. See
comment 3(b)–1.
II. Adjustment and Commentary
Revision
Effective January 1, 2012, the adjusted
exemption threshold amount is $51,800.
This adjustment is based on the CPI–W
index in effect on June 1, 2011, which
was reported on May 13, 2011. The
Bureau of Labor Statistics publishes
consumer-based indices monthly, but
does not report a CPI change on June 1;
adjustments are reported in the middle
of the month. The CPI–W is a subset of
the CPI–U index (based on all urban
consumers) and represents
approximately 32 percent of the U.S.
population. The adjustment reflects a
3.6 percent increase in the CPI–W from
April 2010 to April 2011 and is rounded
PO 00000
Frm 00002
Fmt 4700
Sfmt 4700
to the nearest $100 increment.
Accordingly, the Board is revising
comment 3(b)–1 (as amended effective
July 21, 2011) to add a new
subparagraph 3(b)–1.iii stating that,
from January 1, 2012 through December
31, 2012, the threshold amount is
$51,800. This revision is effective
January 1, 2012.
Under the Administrative Procedures
Act, notice and opportunity for public
comment are not required if the Board
finds that notice and public comment
are unnecessary. 5 U.S.C. 553(b)(B).
This annual adjustment is required by
statute. The amendment in this notice is
technical and applies the method
previously established in Regulation Z
for determining any adjustments to the
exemption threshold. For these reasons,
the Board has determined that
publishing a notice of proposed
rulemaking and providing opportunity
for public comment are unnecessary.
Therefore, the amendment is adopted in
final form.
III. Regulatory Flexibility Analysis
The Board certifies that this
amendment to Regulation Z will not
have a significant economic impact on
a substantial number of small entities.
The only change is to adjust the
exemption threshold to reflect any
annual percentage increase in the CPI–
W. This change is required by statute. In
addition, the Board believes that this
amendment will not have a significant
impact on a substantial number of small
entities for the reasons stated in its
April 2011 final rule. See 76 FR 18354,
18360–61.
List of Subjects in 12 CFR Part 226
Advertising, Consumer protection,
Federal Reserve System, Reporting and
recordkeeping requirements, Truth in
Lending.
Text of Final Revisions
For the reasons set forth in the
preamble, the Board amends Regulation
Z, 12 CFR part 226, as set forth below:
PART 226—TRUTH IN LENDING
(REGULATION Z)
1. The authority citation for part 226
continues to read as follows:
■
Authority: 12 U.S.C. 3806; 15 U.S.C. 1604,
1637(c)(5), and 1639(l); Pub. L. 111–24 § 2,
123 Stat. 1734; Pub. L. 111–203, 124 Stat.
1376.
Subpart B—Open-End Credit
2. In Supplement I to Part 226 as
amended effective July 21, 2011 in 76
FR 18354 (Apr. 4, 2011), under Section
226.3—Exempt Transactions, under 3(b)
■
E:\FR\FM\20JNR1.SGM
20JNR1
Federal Register / Vol. 76, No. 118 / Monday, June 20, 2011 / Rules and Regulations
Credit over applicable threshold
amount, paragraph 1.iii is added
effective January 1, 2012.
The addition reads as follows:
Supplement I to Part 226—Official Staff
Interpretations
*
*
*
*
*
Subpart A—General
*
*
*
*
*
§ 226.3—Exempt Transactions
*
*
*
*
*
3(b) Credit over applicable threshold
amount.
1. Threshold amount. * * *
*
*
*
*
*
iii. From January 1, 2012 through
December 31, 2012, the threshold amount is
$51,800.
*
*
*
*
*
By order of the Board of Governors of the
Federal Reserve System, June 13, 2011.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. 2011–15178 Filed 6–17–11; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
12 CFR Part 226
[Regulation Z; Docket No. R–1422]
Truth in Lending
Board of Governors of the
Federal Reserve System.
ACTION: Final rule; staff commentary.
AGENCY:
The Board is publishing a
final rule amending the staff
commentary that interprets the
requirements of Regulation Z (Truth in
Lending). The Board is required to
adjust annually the dollar amount that
triggers requirements for certain home
mortgage loans bearing fees above a
certain amount. The Home Ownership
and Equity Protection Act of 1994
(HOEPA) sets forth rules for homesecured loans in which the total points
and fees payable by the consumer at or
before loan consummation exceed the
greater of $400 or 8 percent of the total
loan amount. In keeping with the
statute, the Board has annually adjusted
the $400 amount based on the annual
percentage change reflected in the
Consumer Price Index as reported on
June 1. The adjusted dollar amount for
2012 is $611.
DATES: Effective Date: January 1, 2012.
FOR FURTHER INFORMATION CONTACT:
Nikita M. Pastor, Senior Attorney,
Division of Consumer and Community
Affairs, Board of Governors of the
mstockstill on DSK4VPTVN1PROD with RULES
SUMMARY:
VerDate Mar<15>2010
16:50 Jun 17, 2011
Jkt 223001
Federal Reserve System, at (202) 452–
3667. For the users of
Telecommunications Device for the Deaf
(‘‘TDD’’) only, contact (202) 263–4869.
SUPPLEMENTARY INFORMATION:
I. Background
The Truth in Lending Act (TILA; 15
U.S.C. 1601–1666j) requires creditors to
disclose credit terms and the cost of
consumer credit as an annual
percentage rate. The act requires
additional disclosures for loans secured
by a consumer’s home, and permits
consumers to cancel certain transactions
that involve their principal dwelling.
TILA is implemented by the Board’s
Regulation Z (12 CFR part 226). The
Board’s official staff commentary (12
CFR part 226 (Supp. I)) interprets the
regulation, and provides guidance to
creditors in applying the regulation to
specific transactions.
In 1995, the Board published
amendments to Regulation Z
implementing HOEPA, contained in the
Riegle Community Development and
Regulatory Improvement Act of 1994,
Public Law 103–325, 108 Stat. 2160 (60
FR 15463). These amendments,
contained in §§ 226.32 and 226.34 of the
regulation, impose substantive
limitations and additional disclosure
requirements on certain closed-end
home mortgage loans bearing rates or
fees above a certain percentage or
amount. As enacted, the statute requires
creditors to comply with the HOEPA
requirements if the total points and fees
payable by the consumer at or before
loan consummation exceed the greater
of $400 or 8 percent of the total loan
amount. TILA and Regulation Z provide
that the $400 figure shall be adjusted
annually on January 1 by the annual
percentage change in the Consumer
Price Index (CPI) that was reported on
the preceding June 1. 15 U.S.C.
1602(aa)(3) and 12 CFR 226.32(a)(1)(ii).
The Board adjusted the $400 amount to
$592 for the year 2011.
The Bureau of Labor Statistics
publishes consumer-based indices
monthly, but does not report a CPI
change on June 1; adjustments are
reported in the middle of each month.
The Board uses the CPI–U index, which
is based on all urban consumers and
represents approximately 87 percent of
the U.S. population, as the index for
adjusting the $400 dollar figure. The
adjustment to the CPI–U index reported
by the Bureau of Labor Statistics on May
13, 2011, was the CPI–U index in effect
on June 1, and reflects the percentage
change from April 2010 to April 2011.
The adjustment to the $400 figure below
reflects a 3.2 percent increase in the
CPI–U index for this period and is
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Fmt 4700
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35723
rounded to whole dollars for ease of
compliance.
The fee trigger being adjusted in this
Federal Register notice pursuant to
TILA section 103(aa) is used in
determining whether a loan is covered
by section 226.32 of Regulation Z. Such
loans have generally been known as
‘‘HOEPA loans.’’ In July 2008, the Board
revised Regulation Z to adopt additional
protections for ‘‘higher-priced’’ loans,
using its authority under TILA section
129(l)(2). Those revisions define a class
of dwelling-secured transactions,
described in section 226.35 of
Regulation Z, using a threshold based
on average market rates that the Board
publishes on a regular basis. The
adjustment published today does not
affect the triggers adopted in July 2008
for higher-priced loans.
On July 21, 2010, the Dodd-Frank
Wall Street Reform and Consumer
Protection Act (the ‘‘Reform Act’’) was
enacted into law.1 Section 1431 of the
Reform Act revises the statutory fee
trigger for HOEPA loans. The
amendments made by Section 1431 of
the Reform Act will be implemented in
a future rulemaking. Accordingly, the
adjustment to the fee trigger that is
being published today will become
effective on January 1, 2012 and will
apply for one year, or until final rules
under Section 1431 of the Reform Act
become effective, whichever is earlier.
II. Adjustment and Commentary
Revision
Effective January 1, 2012, for purposes
of determining whether a home
mortgage transaction is covered by
12 CFR 226.32 (based on the total points
and fees payable by the consumer at or
before loan consummation), a loan is
covered if the points and fees exceed the
greater of $611 or 8 percent of the total
loan amount. Comment 32(a)(1)(ii)–2,
which lists the adjustments for each
year, is amended to reflect the dollar
adjustment for 2012. Because the timing
and method of the adjustment are set by
statute, the Board finds that notice and
public comment on the change are
unnecessary. 5 U.S.C. 553(b)(B).
III. Regulatory Flexibility Analysis
The Board certifies that this
amendment to Regulation Z will not
have a significant economic impact on
a substantial number of small entities.
The only change is to increase the
threshold for transactions requiring
HOEPA disclosures. This change is
mandated by statute.
1 Public
E:\FR\FM\20JNR1.SGM
Law 111–203, 124 Stat. 1376.
20JNR1
Agencies
[Federal Register Volume 76, Number 118 (Monday, June 20, 2011)]
[Rules and Regulations]
[Pages 35722-35723]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-15178]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
12 CFR Part 226
[Regulation Z; Docket No. R-1424]
Truth in Lending
AGENCY: Board of Governors of the Federal Reserve System.
ACTION: Final rule, staff commentary.
-----------------------------------------------------------------------
SUMMARY: The Board is publishing a final rule amending the staff
commentary that interprets the requirements of Regulation Z, which
implements the Truth in Lending Act (TILA). Effective July 21, 2011,
the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-
Frank Act) amends TILA by increasing the threshold for exempt consumer
credit transactions from $25,000 to $50,000. In addition, the Dodd-
Frank Act requires that this threshold be adjusted annually by any
annual percentage increase in the Consumer Price Index for Urban Wage
Earners and Clerical Workers (CPI-W). Accordingly, based on the annual
percentage increase in the CPI-W as of June 1, 2011, the Board is
adjusting the exemption threshold from $50,000 to $51,800, effective
January 1, 2012.
Because the Dodd-Frank Act also requires similar adjustments in the
Consumer Leasing Act's threshold for exempt consumer leases, the Board
is making similar amendments to Regulation M elsewhere in today's
Federal Register.
DATES: This final rule is effective January 1, 2012.
FOR FURTHER INFORMATION CONTACT: Lorna M. Neill, Senior Attorney,
Division of Consumer and Community Affairs, Board of Governors of the
Federal Reserve System, at (202) 452-3667 or 452-2412; for users of
Telecommunications Device for the Deaf (TDD) only, contact (202) 263-
4869.
SUPPLEMENTARY INFORMATION:
I. Background
Effective July 21, 2011, the Dodd-Frank Wall Street Reform and
Consumer Protection Act of 2010 (Dodd-Frank Act) increases the
threshold in the Truth in Lending Act (TILA) for exempt consumer credit
transactions from $25,000 to $50,000. Public Law 111-203 Sec. 1100E,
124 Stat. 1376 (2010). In addition, the Dodd-Frank Act requires that
this threshold be adjusted annually for inflation by the annual
percentage increase in the Consumer Price Index for Urban Wage Earners
and Clerical Workers (CPI-W), as published by the Bureau of Labor
Statistics. In April 2011, the Board issued a final rule amending
Regulation Z (which implements TILA) consistent with these provisions
of the Dodd-Frank Act. 76 FR 18354 (Apr. 4, 2011).
As amended, Sec. 226.3(b)(1)(ii) of Regulation Z provides that the
exemption threshold will be adjusted annually effective January 1 of
each year based on any annual percentage increase in the CPI-W that was
in effect on the preceding June 1. Furthermore, any increase in the
threshold amount will be rounded to the nearest $100 increment. For
example, if the annual percentage increase in the CPI-W would result in
a $950 increase in the threshold amount, the threshold amount will be
increased by $1,000. However, if the annual percentage increase in the
CPI-W would result in a $949 increase in the threshold amount, the
threshold amount will be increased by $900. See comment 3(b)-1.
II. Adjustment and Commentary Revision
Effective January 1, 2012, the adjusted exemption threshold amount
is $51,800. This adjustment is based on the CPI-W index in effect on
June 1, 2011, which was reported on May 13, 2011. The Bureau of Labor
Statistics publishes consumer-based indices monthly, but does not
report a CPI change on June 1; adjustments are reported in the middle
of the month. The CPI-W is a subset of the CPI-U index (based on all
urban consumers) and represents approximately 32 percent of the U.S.
population. The adjustment reflects a 3.6 percent increase in the CPI-W
from April 2010 to April 2011 and is rounded to the nearest $100
increment. Accordingly, the Board is revising comment 3(b)-1 (as
amended effective July 21, 2011) to add a new subparagraph 3(b)-1.iii
stating that, from January 1, 2012 through December 31, 2012, the
threshold amount is $51,800. This revision is effective January 1,
2012.
Under the Administrative Procedures Act, notice and opportunity for
public comment are not required if the Board finds that notice and
public comment are unnecessary. 5 U.S.C. 553(b)(B). This annual
adjustment is required by statute. The amendment in this notice is
technical and applies the method previously established in Regulation Z
for determining any adjustments to the exemption threshold. For these
reasons, the Board has determined that publishing a notice of proposed
rulemaking and providing opportunity for public comment are
unnecessary. Therefore, the amendment is adopted in final form.
III. Regulatory Flexibility Analysis
The Board certifies that this amendment to Regulation Z will not
have a significant economic impact on a substantial number of small
entities. The only change is to adjust the exemption threshold to
reflect any annual percentage increase in the CPI-W. This change is
required by statute. In addition, the Board believes that this
amendment will not have a significant impact on a substantial number of
small entities for the reasons stated in its April 2011 final rule. See
76 FR 18354, 18360-61.
List of Subjects in 12 CFR Part 226
Advertising, Consumer protection, Federal Reserve System, Reporting
and recordkeeping requirements, Truth in Lending.
Text of Final Revisions
For the reasons set forth in the preamble, the Board amends
Regulation Z, 12 CFR part 226, as set forth below:
PART 226--TRUTH IN LENDING (REGULATION Z)
0
1. The authority citation for part 226 continues to read as follows:
Authority: 12 U.S.C. 3806; 15 U.S.C. 1604, 1637(c)(5), and
1639(l); Pub. L. 111-24 Sec. 2, 123 Stat. 1734; Pub. L. 111-203,
124 Stat. 1376.
Subpart B--Open-End Credit
0
2. In Supplement I to Part 226 as amended effective July 21, 2011 in 76
FR 18354 (Apr. 4, 2011), under Section 226.3--Exempt Transactions,
under 3(b)
[[Page 35723]]
Credit over applicable threshold amount, paragraph 1.iii is added
effective January 1, 2012.
The addition reads as follows:
Supplement I to Part 226--Official Staff Interpretations
* * * * *
Subpart A--General
* * * * *
Sec. 226.3--Exempt Transactions
* * * * *
3(b) Credit over applicable threshold amount.
1. Threshold amount. * * *
* * * * *
iii. From January 1, 2012 through December 31, 2012, the
threshold amount is $51,800.
* * * * *
By order of the Board of Governors of the Federal Reserve
System, June 13, 2011.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. 2011-15178 Filed 6-17-11; 8:45 am]
BILLING CODE 6210-01-P