Validation of Merchant Mariners' Vital Information and Issuance of Coast Guard Merchant Mariner's Licenses and Certificates of Registry (MMLs), 35169-35173 [2011-14920]
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Federal Register / Vol. 76, No. 116 / Thursday, June 16, 2011 / Proposed Rules
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BILLING CODE 6560–50–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Part 10
[Docket No. USCG–2004–17455]
RIN 1625–AA85
Validation of Merchant Mariners’ Vital
Information and Issuance of Coast
Guard Merchant Mariner’s Licenses
and Certificates of Registry (MMLs)
Coast Guard, DHS.
Notice of intent with request for
comments.
AGENCY:
ACTION:
The Coast Guard is advising
the public of its intent to finalize
regulations previously published as an
interim rule on January 13, 2006. The IR
was published to amend the maritime
personnel licensing rules to include
new security requirements when
mariners apply for original, renewal,
and raise-of-grade licenses and
certificates of registry, but was never
published as a final rule. Because of the
lapse in time since the interim rule
publication, the Coast Guard is seeking
comments from the public on one
remaining section of the interim rule
that has remained unfinalized. The
Coast Guard intends to finalize this one
section of the interim rule.
DATES: Comments must be received on
or before August 15, 2011.
ADDRESSES: You may submit comments
identified by docket number USCG–
2004–17455 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590–
0001.
(4) Hand delivery: Same as mail
address above, between 9 a.m. and
5 p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329. To avoid duplication,
please use only one of these four
methods. See the ‘‘Public Participation
and Request for Comments’’ portion of
the SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
SUMMARY:
If
you have questions on this proposed
rule, call or e-mail Mr. Gerald Miante,
Maritime Personnel Qualifications
Division, Coast Guard; telephone 202–
FOR FURTHER INFORMATION CONTACT:
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35169
372–1407, e-mail
Gerald.P.Miante@uscg.mil. If you have
questions on viewing or submitting
material to the docket, call Renee V.
Wright, Program Manager, Docket
Operations, telephone 202–366–9826.
SUPPLEMENTARY INFORMATION:
Request for Comments
If you submit a comment, please
include the docket number for this
rulemaking (USCG–2004–17455),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online (via https://
www.regulations.gov) or by fax, mail, or
hand delivery, but please use only one
of these means. If you submit a
comment online via https://
www.regulations.gov, it will be
considered received by the Coast Guard
when you successfully transmit the
comment. If you fax, hand deliver, or
mail your comment, it will be
considered as having been received by
the Coast Guard when it is received at
the Docket Management Facility. We
recommend that you include your name
and a mailing address, an e-mail
address, or a phone number in the body
of your document so that we can contact
you if we have questions regarding your
submission.
To submit your comment online, go to
https://www.regulations.gov, click on the
‘‘submit a comment’’ box, which will
then become highlighted in blue. In the
‘‘Select Document Type’’ drop down
menu select ‘‘Proposed Rule’’ and insert
‘‘USCG–2004–17455’’ in the ‘‘Enter
Keyword or ID’’ box. Click ‘‘Search’’
then click on the balloon shape in the
‘‘Actions’’ column. If you submit your
comments by mail or hand delivery,
submit them in an unbound format, no
larger than 81⁄2 by 11 inches, suitable for
copying and electronic filing. If you
submit comments by mail and would
like to know that they reached the
Facility, please enclose a stamped, selfaddressed postcard or envelope.
We will consider all comments and
material received during the comment
period and may change this proposed
rule based on your comments.
Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov, click on the
‘‘read comments’’ box, which will then
become highlighted in blue. In the
‘‘Enter Keyword or ID’’ box insert
‘‘USCG–2004–17455’’ and click
‘‘Search.’’ Click the ‘‘Open Docket
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Folder’’ in the ‘‘Actions’’ column. You
may also visit the Docket Management
Facility in Room W12–140 on the
ground floor of the Department of
Transportation West Building, 1200
New Jersey Avenue, SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. We have an agreement with
the Department of Transportation to use
the Docket Management Facility.
Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Public Meeting
We do not now plan to hold a public
meeting. But you may submit a request
for one on or before July 6, 2011 using
one of the four methods specified under
ADDRESSES. Please explain why you
believe a public meeting would be
beneficial. If we determine that one
would aid this rulemaking, we will hold
one at a time and place announced by
a later notice in the Federal Register.
For information on facilities or
services for individuals with disabilities
or to request special assistance at the
public meeting, contact Mr. Gerald
Miante, Maritime Personnel
Qualifications Division, Coast Guard; at
the telephone number or e-mail address
indicated under the FOR FURTHER
INFORMATION CONTACT section of this
notice.
Abbreviations
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§ Section symbol
FBI Federal Bureau of Investigation
FR Federal Register
MMC Merchant Mariner Credential
MMD Merchant Mariner’s Document
NMC National Maritime Center
REC Regional Examination Center
TSA Transportation Security
Administration
TWIC Transportation Worker Identification
Credential
U.S.C. U.S. Code
Basis and Purpose
On January 13, 2006, the Coast Guard
published in the Federal Register (71
FR 2154) an interim rule with request
for comments. The interim rule
described maritime personnel licensing
rules to include new security
requirements when mariners apply for
original, renewal, and raise-of-grade
licenses and certificates of registry.
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However, subsequent rulemakings have
addressed the majority of the interim
rule provisions. As a result, the Coast
Guard intends to finalize the single
remaining section that has not been
addressed in subsequent rulemakings.
The most recent significant
rulemaking documents for rulemakings
addressing the interim rule provisions
are as follows: 1 (1) Transportation
Worker Identification Credential (TWIC)
Implementation in the Maritime Sector;
Hazardous Materials Endorsement for a
Commercial Driver’s License (74 FR
13114); (2) Seafarer’s Training,
Certification and Watchkeeping Code
(STCW Code) (75 FR 13715); (3)
Maritime Identification Credentials (74
FR 2865); (4) Consolidation of Merchant
Mariner Qualification Credentials (74
FR 11196); (5) Training and Service
Requirements for Merchant Marine
Officers (73 FR 52789); (6) Large
Passenger Vessel Crew Requirements
(74 FR 47729); and (7) Crewmember
Identification Documents (74 FR 19135).
The one section of the January 13,
2006 interim rule that has remained
unfinalized is 46 CFR 10.107(b):
Definitions in subchapter B, specifically,
the definition of ‘‘Dangerous drug’’
defined as ‘‘a narcotic drug, a controlled
substance, or a controlled-substance
analogue (as defined in section 102 of
the Comprehensive Drug Abuse and
Control Act of 1970 (21 U.S.C. 802)).’’
This definition was originally published
in the January 13, 2006 interim rule as
46 CFR 10.103. The subsequent
rulemaking, Consolidation of Merchant
Mariner Credentials, redesignated
Definitions in subchapter B, to 46 CFR
10.107(b) (74 FR 11216). Our intent is to
finalize this one remaining section of
the interim rule in its current
designation, 46 CFR 10.107(b), and we
are asking for comment on this section
only. You may submit a comment to the
docket using one of the methods
specified under ADDRESSES.
Discussion of Comments
As a result of our request for
comments in the interim rule published
on January 13, 2006 in the Federal
Register (71 FR 2154), the Coast Guard
heard from 364 respondents
representing mariners and the industry.
The respondents submitted numerous
comments addressing a wide range of
issues related to the interim rule. A
discussion of the comments follows.
One hundred and eighty commenters
noted that the interim rule requirements
resulted in lost work time, long travel
1 To find all the rulemaking documents associated
with the rulemakings listed here, you can view each
rulemaking’s docket on https://www.regulations.gov.
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times, and excessive expenses to visit
one of only 17 Regional Exam Centers
(RECs) for fingerprinting and
identification checks. The commenters
felt this was extremely burdensome and
created a hardship for most mariners
who work or reside a long distance from
the nearest REC. In addition, the
commenters felt long wait times at the
RECs increased this burden. This
proposal, the commenters believed,
would not make the industry any safer
and would cost excessive time and
money, plus make more work for the
Coast Guard. The commenters also felt
that the cost of maintaining one’s
credential may have been a deterrent for
new entrants into the merchant marine.
One hundred and fifty four
commenters suggested that instead of
requiring visits to one of only 17 RECs,
the Coast Guard should have allowed
mariners to visit local law enforcement,
Department of Motor Vehicles/Motor
Vehicle Administrations, Federal
Bureau of Investigation (FBI), Coast
Guard Marine Safety Units, and other
field offices both temporary and
permanent. Locations such as post
offices can take secure fingerprints for
purposes such as passports, so the
commenters felt the Coast Guard should
allow mariners more options. The
commenters suggested that the Coast
Guard could also send traveling teams
of examiners to places where a large
number of applicants might require
fingerprints and identification checks,
and that the Coast Guard could notify
mariners, shipping companies, and
unions (through the local media), as to
when and where these teams would be
at any given time.
Fifteen commenters asked the Coast
Guard to rescind the interim rule and
work with industry to come up with a
better system for fingerprint and
identification checks. The commenters
encouraged the Coast Guard to explore
less burdensome and expensive ways to
accomplish this goal while providing a
way to ensure all licensed mariners are
identified and properly screened.
Thirteen commenters expressed fear
that the RECs may not have the
manpower to provide fingerprinting and
ID verification service and that the
system will be overwhelmed. The
commenters suggested that a traveling
Coast Guard team also visit maritime
schools, where there was a large
concentration of mariners wishing to
renew or upgrade their credentials.
These problems have been overcome
by other Coast Guard rulemakings,
including the Transportation Workers
Identification Card (TWIC) rulemaking,
which requires certain mariners who
hold Coast Guard credentials to also
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hold a TWIC, and the Consolidation of
Merchant Mariner Qualification
Credentials rulemaking, which removed
the requirement to appear at an REC for
those mariners who must enroll for a
TWIC. Moreover, the Transportation
Security Agency (TSA) has set up more
than 150 enrollment centers around the
country at which cards may be applied
for and distributed. Those mariners who
are not required to obtain a TWIC must
still undergo another vetting process.
Six commenters said the interim rule
should not apply to operators of
uninspected passenger vessels. Also, the
commenter noted, some of those
mariners work on inland lakes and
rivers where there are no Maritime
Transportation Security Act-regulated
facilities and many work on small
passenger vessels or family-owned
offshore supply vessels where risk of a
security incident is minimal.
The Coast Guard publishes
regulations that implement laws passed
by Congress. Section 102 of the
Maritime Transportation Security Act of
2002, as codified in Title 46 U.S. Code
(46 U.S.C.) section 70105(b)(2), required
that every Coast Guard-credentialed
mariner, and other specific mariners,
obtain a TWIC. As noted above, TSA
maintains more than 150 enrollment
centers. However, the Coast Guard
Authorization Act of 2010 modified the
TWIC requirement for mariners by
limiting it to only those mariners who
need unescorted access to secure spaces
on vessels required to have a security
plan under 46 U.S.C. chapter 701.
However, those mariners who are not
required to obtain a TWIC must still
undergo a vetting process.
Ten commenters stated that a Coast
Guard license was not an identity
document, and since a license was not
an identity document, and was not
intended to be one, a license heist was
not a likely terrorist consideration.
The commenters are correct that a
Coast Guard license is not an identity
document. The fact that identity checks
and fingerprinting are required to obtain
a license does not in itself mean that the
Coast Guard considers the license to be
an identity document. At the time the
interim rule was published, the
Merchant Mariner Document (MMD)
was the primary identity document for
a mariner. Currently, the TWIC serves as
the primary identity document. A
license or a Merchant Mariner
Credential (MMC) is a professional
qualification document. The Coast
Guard is concerned that any vessel
master not required to hold an MMD
could be in a position to cause serious
damage to terminals, bridges, and
vessels along inland routes. Therefore,
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license-only holders must go through
the fingerprinting and identificationcheck process.
Five commenters suggested that the
Coast Guard work with the TSA for
fingerprinting and identification
verification.
The TWIC rulemaking has addressed
this issue. Those mariners who are not
required to obtain a TWIC must still
undergo another vetting process.
Fourteen commenters argued that
fingerprints should only be necessary on
the first issuance of an MMC because
fingerprints do not change over time.
Also, the commenters believed that
renewal applicants already had their
fingerprints on file, making it easy to
detect if someone were to try to renew
an existing license fraudulently.
To apply for an MMC, a mariner must
have a valid TWIC, which requires a full
set of fingerprints at each 5-year
renewal. Those mariners who are not
required to obtain a TWIC must still
undergo another vetting process, which
also requires the submission of
fingerprints in order to perform an
updated background check. Fingerprints
can change somewhat with age and
especially after working with handabrasives, chemicals, etc. Additionally,
fingerprints kept on file for long periods
of time can also degrade, making them
unsuitable for matching purposes.
One commenter asked if a mariner
renewing his or her license for
continuity would be required to give
fingerprints and undergo an ID check.
No. Renewals for continuity
credentials do not require fingerprints.
Three commenters objected to using
convictions in foreign courts against any
mariner wishing to renew their
credentials.
The TSA has jurisdiction over this
matter. For additional information on
disqualifying crimes, please see the
TWIC final rule revising 49 CFR
1572.103: Disqualifying Criminal
Offenses (72 FR 3492). Those mariners
who are not required to obtain a TWIC
must still undergo another vetting
process.
One commenter stated that the
licensing procedure should not be
halted while the Coast Guard produces
a final rule on the issue.
An interim rule was necessary from
an enforcement perspective until the
TWIC process became operable.
Licensing was not suspended during
this period.
One commenter said it is unnecessary
for a credential holder to give
fingerprints and submit to an ID check
in order to renew a credential because
that credential did not enable access to
security facilities or information.
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Fingerprinting and ID checks are
needed to perform the background
check required by Coast Guard
regulations.
Seven commenters stated that the
Coast Guard should have allowed for
public meetings in several locations
around the nation before publication of
the interim rule.
Given the urgency at the time, the
Coast Guard decided to issue an interim
rule to make the regulations effective as
soon as possible. Due to subsequent
rulemakings that provided an
opportunity for public comment (see the
‘‘Basis and Purpose’’ section of the
preamble), the Coast Guard, at this time,
is only finalizing one remaining section
of the interim rule that has remained
unfinalized: § 10.107(b): Definitions in
subchapter B, specifically, the
definition of ‘‘Dangerous Drug’’. We
have determined that a public meeting
is not necessary, but those wishing to
request one should follow the
procedures outlined above under
‘‘Public meeting’’.
Two commenters suggested that the
renewal process for credentials take
place at local Coast Guard stations.
According to Coast Guard regulations,
renewal applications are submitted to
the National Maritime Center (NMC),
through an REC, for evaluation and
processing. The U.S. Coast Guard’s
NMC has recently completed
restructuring and centralizing the
Mariner Licensing and Documentation
(MLD) program in order to reduce
credential processing time, improve
customer service, and ensure the
consistency and quality of U.S.
credentials issued to more than 210,000
mariners. The major components of this
project include: Centralizing many MLD
functions that had historically been
performed at 17 RECs at the NMC,
which is now located in Martinsburg,
WV; streamlining credential production
processes at the NMC; aligning the
organization of the RECs so that they
report directly to the NMC; and
relocating the MLD program policy
functions to U.S. Coast Guard
headquarters.
One commenter noted that mariners
are required to give fingerprints and
undergo ID checks every 5 years (and
have to travel longer distances to do so)
while aliens are required to renew their
Green Cards every 10 years.
The Coast Guard’s 5-year renewal
process is mandated by law (Title 46
U.S.C. 7106).
One commenter said that the results
of the fingerprinting and background
checks required every 5 years should
not change past determinations and
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findings on individuals under the guise
of security.
The 5-year renewal process is in place
to ensure the mariner’s record is
current. As discussed above,
fingerprints can change somewhat with
age and fingerprints kept on file for long
periods of time can also degrade,
making them unsuitable for matching
purposes. Additionally, the Coast Guard
must ensure background checks contain
current information. Without this, there
is a break in the chain of trust that could
present a lapse of security.
Two commenters stated that the
requirement to give fingerprints at an
REC each time a mariner wishes to
renew or upgrade his or her credentials
was arrogant and inconsiderate of the
burden it places on the industry. The
commenters believed it did little to
enhance national security and asked
why it was necessary to continually
submit fingerprints at an REC while
military personnel can submit
fingerprints at their stations.
Beginning April 15, 2009, TSA
collects fingerprints and proof of
identity and forwards that information
to the NMC to perform a background
check. The Coast Guard will also be able
to obtain certain information from the
record TSA created when the mariner
enrolled for his or her TWIC. Therefore,
mariners will not have to appear at an
REC. Those mariners who are not
required to obtain a TWIC must still
undergo another vetting process.
One commenter said it is unnecessary
for mariners to submit identity
verification for a duplicate credential if
a credential is lost, stolen, or burned.
The Coast Guard disagrees. When a
duplicate credential is issued, the Coast
Guard needs to re-verify the identity of
the mariner. Without this, there is a
break in the chain of trust that presents
a lapse of security.
One commenter said that arrest
records need not be revealed,
referenced, or discussed in any matter
during the credentialing process when
the outcome is in question. The
commenter also suggested removing
misdemeanor convictions altogether
from being a criterion by which a
mariner or applicant is judged for
certification and licensure.
Although arrest records are not clear
evidence of guilt, and therefore denial of
credentialing is based on a court
determination, the arrest serves as part
of the record and is needed for full
determination as required by 46 CFR
10.211. The Coast Guard acknowledges
the commenter’s concern. However,
these issues have been resolved in the
TWIC rulemaking. Those mariners who
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are not required to obtain a TWIC must
still undergo another vetting process.
Mariners who feel they were unfairly
denied a credential, can appeal under
the process available from TSA (49 CFR
1515) and/or the Coast Guard (46 CFR
1.03). Those mariners who are not
required to obtain a TWIC must still
undergo another vetting process.
One commenter asked if the Coast
Guard thought the state of Montana was
a legitimate terrorist target and asked
what a terrorist attack in the state would
accomplish.
A terrorist attack could happen
anywhere in the United States, and the
Coast Guard will require vetting of every
merchant mariner seeking a credential.
Please note that credentials are a
Federal document and allow the holder
to operate anywhere inland in the U.S.,
coastwise, or in foreign waters subject
only to the restrictions on the
credentials’ face.
One commenter expressed concern
over the allowance of birth certificates
and foreign passports as allowable
identification. Another commenter took
issue with the specific types of IDs
accepted for verification.
The Coast Guard understands the
commenters’ concerns. However, this
requirement is moot as identification
required for MMLs is addressed by the
TWIC final rule which requires all
mariners who hold Coast Guard
credentials to also hold a TWIC. Those
mariners who are not required to obtain
a TWIC must still undergo another
vetting process. See 49 CFR 1572.17, see
also 46 CFR 10.221.
One commenter asked the Coast
Guard if fingerprinting/ID checks were
so critical, why the Coast Guard mails
the credential to an address at which
someone other than the intended
recipient might be waiting to intercept
it.
The Coast Guard acknowledges the
commenter’s concern. However, this
concern has been addressed for
mariners requiring a TWIC, which must
be activated in person to complete the
‘‘chain of trust’’. Those mariners who
are not required to obtain a TWIC must
still undergo another vetting process.
One commenter called into question
centralizing Marine Licensing and
Documentation with the NMC and
moving it to Martinsburg, WV. By doing
this, the commenter said, all records
could be wiped out with one calamity.
The commenter was afraid that reducing
facilities to one location would have the
opposite effect on the backlog. Also, the
commenter asked what happens when
the system is down or has no power.
This comment is beyond the scope of
this rulemaking. However, current
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system performance has the average
credential being processed in
approximately 17 days of net processing
time with greater than 80 percent being
under 30 days. This is significantly less
than the system performance while
business was conducted at 17 disparate
RECs. Performance at RECs varied
significantly for many reasons. Among
other benefits, centralization brings
consistency across the program. Records
were and are archived from the RECs to
Federal Records Centers just as they are
from the centralized NMC. Electronic
records are backed up routinely.
Records at any location are subject to
loss from natural or man induced
reasons. The NMC still continues to deal
with cases of records lost due to
Hurricane Katrina in New Orleans. The
centralized location of the NMC has less
potential natural perils than most of the
coastally located RECs. When the RECs
were doing evaluations, they were still
accessing the same electronic system
that they and the centralized NMC
access today. There are redundant
systems and backups to mitigate any
lost time due to equipment and power
failure.
One commenter noted a conflict in 46
CFR 10.209 regarding the requirements
of identity documents.
New regulations are in place
regarding identity verification.
Therefore, this comment is now moot.
One commenter was in favor of the
changes in the interim rule because new
security requirements make sense in
today’s world.
The Coast Guard thanks the
commenter and agrees.
One commenter, who held a
commercial pilot’s license, asked why a
mariner seeking a master’s license must
jump through so many hoops, including
the $145 fee required for the license
itself and the requirement to renew
every 5 years.
Under statutory mandate, a mariner’s
license is valid for 5 years and may be
renewed, with the required background
checks, for additional 5-year periods. 46
U.S.C. 7106. The Coast Guard has
statutory authority to set fees for
mariner services or things of value. 46
U.S.C. 2110. The fee is determined by
the actual time and motion costs to the
Coast Guard for the required evaluation,
exam (if any), and issuance of the
license.
One commenter disagreed with
reducing the number of ‘‘service
centers’’ to 17 RECs and believed the
user fees added a substantial financial
burden to mariners.
The interim rule did not reduce the
number of ‘‘service centers’’ or RECs.
The current number of 17 RECs has
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been in place since 1982. As stated in
the response to the previous commenter,
the Coast Guard has statutory authority
to set fees for mariner services or things
of value. 46 U.S.C. 2110.
One commenter noted that more than
half of the personnel at Washington
Island Ferry Line Inc., were not required
to be licensed.
Mariners who require no license or
MMC were not expected to follow the
procedures in the interim rule.
However, mariners are encouraged to
check with local authorities to see if a
TWIC is necessary in a given port area.
One commenter expressed concern
about raising the standards defining
‘‘conviction’’, which could disqualify
some mariners from consideration when
trying to obtain a credential. The
commenter noted that there were
situations where persons who have
made mistakes, paid their debt to
society and were living as responsible
citizens, and they should be given a
better opportunity to obtain a credential.
The Coast Guard agrees with this
commenter, that persons who have been
convicted in the past may in fact qualify
for work as a mariner. Not all crimes
serve as permanent disqualifiers, and
there are procedures in place to allow
for waivers or review of certain
convictions when the individual can
show that they are not a security or
safety risk. Please see TSA appeal and
waiver procedures for security threat
assessments for individuals at 49 CFR
Part 1515, see also Coast Guard
Merchant Mariner Credential, criminal
record review at 46 CFR 10.211.
Two commenters said credential
renewals and upgrades needed to only
establish that the candidate was the
same person who received the original
license and suggest the Coast Guard
authorize employers to certify the
identification of candidates. The
commenters noted that employers were
trusted to certify sea service and
presence in a drug-testing pool.
Identification verification meets only
half of the criteria for the process of
obtaining a credential. Candidates must
also give fingerprints so the authorities
can conduct background checks. Also,
TSA requires personal appearance at an
enrollment center for fingerprinting and
ID checks as part of the TWIC process.
Please see the TWIC rulemaking for
clarification.
One commenter wanted the Coast
Guard to create an MMC that a mariner
can carry in his or her pocket.
The NMC began issuing the MMC in
early 2009 as a mariner’s professional
qualifications document. It incorporates
the legacy license, MMD and/or
Certificate of Registry as well as a
VerDate Mar<15>2010
17:12 Jun 15, 2011
Jkt 223001
mariner’s STCW endorsements. The
TWIC now serves as the mariner’s
identity document. Please see the TWIC
rulemaking for clarification.
One commenter took issue with the
Coast Guard issuing an interim rule
without seeking comment from
industry.
Due to the immediate needs for
heightened security measures to be
implemented, the publication of an
interim rule with a request for
comments allowed the Coast Guard to
immediately implement regulations
needed to protect national security.
However, the interim rule did allow for
the public to comment on the rule
before it became final. Those comments
are summarized above. Since
publication of the interim rule, the
Coast Guard, TSA, and the Department
of Homeland Security have considered
and addressed the public’s concerns in
the regulations listed above in the
‘‘Background’’ section of this document,
as these same concerns were raised
upon promulgation of those other rules.
35173
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Part 12
[Docket No. USCG–2003–14500]
RIN 1625–AA81
Validation of Merchant Mariners’ Vital
Information and Issuance of Coast
Guard Merchant Mariner’s Documents
(MMDs)
Coast Guard, DHS.
Notice of intent with request for
comments.
AGENCY:
ACTION:
The Coast Guard is advising
the public of its intent to finalize
regulations previously published as an
interim rule on January 6, 2004. The
interim rule (IR) was published to
enhance the application procedures for
the Merchant Mariner Licensing and
Documentation program, which were
necessary to improve maritime safety
and promote the national security
interest of the United States, but was
Intent To Finalize; Request for
never published as a final rule. Because
Comments
of the lapse in time since the interim
rule publication, the Coast Guard is
The Coast Guard invites further
seeking comments from the public on
comments related to this Notice of
one remaining section of the interim
Intent to finalize the one section of the
rule that has remained unfinalized. The
January 13, 2006 interim rule that has
Coast Guard intends to finalize this one
remained unfinalized, 46 CFR 10.107(b): section of the interim rule.
Definitions in subchapter B, specifically,
DATES: Comments must be received on
the definition of ‘‘Dangerous drug’’.
or before August 15, 2011.
Written comments and responses
ADDRESSES: You may submit comments
related to finalizing this definition will
identified by docket number USCG–
be added to the docket number for this
2003–14500 using any one of the
rulemaking (USCG–2004–17455). Upon
following methods:
close of the comment period, the Coast
(1) Federal eRulemaking Portal:
Guard will consider all comments
https://www.regulations.gov.
received. We anticipate that we will be
(2) Fax: 202–493–2251.
able to finalize 46 CFR 10.107(b) soon
(3) Mail: Docket Management Facility
thereafter.
(M–30), U.S. Department of
Transportation, West Building Ground
Dated: June 9, 2011.
Floor, Room W12–140, 1200 New Jersey
F.J. Sturm,
Avenue, SE., Washington, DC 20590–
Acting Director of Commercial Regulations
0001.
and Standards.
(4) Hand delivery: Same as mail
[FR Doc. 2011–14920 Filed 6–15–11; 8:45 am]
address above, between 9 a.m. and
BILLING CODE 9110–04–P
5 p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329. To avoid duplication,
please use only one of these four
methods. See the ‘‘Public Participation
and Request for Comments’’ portion of
the SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
PO 00000
SUMMARY:
If
you have questions on this proposed
rule, call or e-mail Mr. Gerald Miante,
Maritime Personnel Qualifications
FOR FURTHER INFORMATION CONTACT:
Frm 00037
Fmt 4702
Sfmt 4702
E:\FR\FM\16JNP1.SGM
16JNP1
Agencies
[Federal Register Volume 76, Number 116 (Thursday, June 16, 2011)]
[Proposed Rules]
[Pages 35169-35173]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14920]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Part 10
[Docket No. USCG-2004-17455]
RIN 1625-AA85
Validation of Merchant Mariners' Vital Information and Issuance
of Coast Guard Merchant Mariner's Licenses and Certificates of Registry
(MMLs)
AGENCY: Coast Guard, DHS.
ACTION: Notice of intent with request for comments.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard is advising the public of its intent to
finalize regulations previously published as an interim rule on January
13, 2006. The IR was published to amend the maritime personnel
licensing rules to include new security requirements when mariners
apply for original, renewal, and raise-of-grade licenses and
certificates of registry, but was never published as a final rule.
Because of the lapse in time since the interim rule publication, the
Coast Guard is seeking comments from the public on one remaining
section of the interim rule that has remained unfinalized. The Coast
Guard intends to finalize this one section of the interim rule.
DATES: Comments must be received on or before August 15, 2011.
ADDRESSES: You may submit comments identified by docket number USCG-
2004-17455 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: 202-493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
(4) Hand delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is 202-366-9329. To avoid duplication, please use only one of
these four methods. See the ``Public Participation and Request for
Comments'' portion of the SUPPLEMENTARY INFORMATION section below for
instructions on submitting comments.
FOR FURTHER INFORMATION CONTACT: If you have questions on this proposed
rule, call or e-mail Mr. Gerald Miante, Maritime Personnel
Qualifications Division, Coast Guard; telephone 202-372-1407, e-mail
Gerald.P.Miante@uscg.mil. If you have questions on viewing or
submitting material to the docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone 202-366-9826.
SUPPLEMENTARY INFORMATION:
Request for Comments
If you submit a comment, please include the docket number for this
rulemaking (USCG-2004-17455), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online (via https://www.regulations.gov) or by fax, mail, or hand
delivery, but please use only one of these means. If you submit a
comment online via https://www.regulations.gov, it will be considered
received by the Coast Guard when you successfully transmit the comment.
If you fax, hand deliver, or mail your comment, it will be considered
as having been received by the Coast Guard when it is received at the
Docket Management Facility. We recommend that you include your name and
a mailing address, an e-mail address, or a phone number in the body of
your document so that we can contact you if we have questions regarding
your submission.
To submit your comment online, go to https://www.regulations.gov,
click on the ``submit a comment'' box, which will then become
highlighted in blue. In the ``Select Document Type'' drop down menu
select ``Proposed Rule'' and insert ``USCG-2004-17455'' in the ``Enter
Keyword or ID'' box. Click ``Search'' then click on the balloon shape
in the ``Actions'' column. If you submit your comments by mail or hand
delivery, submit them in an unbound format, no larger than 8\1/2\ by 11
inches, suitable for copying and electronic filing. If you submit
comments by mail and would like to know that they reached the Facility,
please enclose a stamped, self-addressed postcard or envelope.
We will consider all comments and material received during the
comment period and may change this proposed rule based on your
comments.
Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov,
click on the ``read comments'' box, which will then become highlighted
in blue. In the ``Enter Keyword or ID'' box insert ``USCG-2004-17455''
and click ``Search.'' Click the ``Open Docket
[[Page 35170]]
Folder'' in the ``Actions'' column. You may also visit the Docket
Management Facility in Room W12-140 on the ground floor of the
Department of Transportation West Building, 1200 New Jersey Avenue,
SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays. We have an agreement with the
Department of Transportation to use the Docket Management Facility.
Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Public Meeting
We do not now plan to hold a public meeting. But you may submit a
request for one on or before July 6, 2011 using one of the four methods
specified under ADDRESSES. Please explain why you believe a public
meeting would be beneficial. If we determine that one would aid this
rulemaking, we will hold one at a time and place announced by a later
notice in the Federal Register.
For information on facilities or services for individuals with
disabilities or to request special assistance at the public meeting,
contact Mr. Gerald Miante, Maritime Personnel Qualifications Division,
Coast Guard; at the telephone number or e-mail address indicated under
the FOR FURTHER INFORMATION CONTACT section of this notice.
Abbreviations
Sec. Section symbol
FBI Federal Bureau of Investigation
FR Federal Register
MMC Merchant Mariner Credential
MMD Merchant Mariner's Document
NMC National Maritime Center
REC Regional Examination Center
TSA Transportation Security Administration
TWIC Transportation Worker Identification Credential
U.S.C. U.S. Code
Basis and Purpose
On January 13, 2006, the Coast Guard published in the Federal
Register (71 FR 2154) an interim rule with request for comments. The
interim rule described maritime personnel licensing rules to include
new security requirements when mariners apply for original, renewal,
and raise-of-grade licenses and certificates of registry. However,
subsequent rulemakings have addressed the majority of the interim rule
provisions. As a result, the Coast Guard intends to finalize the single
remaining section that has not been addressed in subsequent
rulemakings.
The most recent significant rulemaking documents for rulemakings
addressing the interim rule provisions are as follows: \1\ (1)
Transportation Worker Identification Credential (TWIC) Implementation
in the Maritime Sector; Hazardous Materials Endorsement for a
Commercial Driver's License (74 FR 13114); (2) Seafarer's Training,
Certification and Watchkeeping Code (STCW Code) (75 FR 13715); (3)
Maritime Identification Credentials (74 FR 2865); (4) Consolidation of
Merchant Mariner Qualification Credentials (74 FR 11196); (5) Training
and Service Requirements for Merchant Marine Officers (73 FR 52789);
(6) Large Passenger Vessel Crew Requirements (74 FR 47729); and (7)
Crewmember Identification Documents (74 FR 19135).
---------------------------------------------------------------------------
\1\ To find all the rulemaking documents associated with the
rulemakings listed here, you can view each rulemaking's docket on
https://www.regulations.gov.
---------------------------------------------------------------------------
The one section of the January 13, 2006 interim rule that has
remained unfinalized is 46 CFR 10.107(b): Definitions in subchapter B,
specifically, the definition of ``Dangerous drug'' defined as ``a
narcotic drug, a controlled substance, or a controlled-substance
analogue (as defined in section 102 of the Comprehensive Drug Abuse and
Control Act of 1970 (21 U.S.C. 802)).'' This definition was originally
published in the January 13, 2006 interim rule as 46 CFR 10.103. The
subsequent rulemaking, Consolidation of Merchant Mariner Credentials,
redesignated Definitions in subchapter B, to 46 CFR 10.107(b) (74 FR
11216). Our intent is to finalize this one remaining section of the
interim rule in its current designation, 46 CFR 10.107(b), and we are
asking for comment on this section only. You may submit a comment to
the docket using one of the methods specified under ADDRESSES.
Discussion of Comments
As a result of our request for comments in the interim rule
published on January 13, 2006 in the Federal Register (71 FR 2154), the
Coast Guard heard from 364 respondents representing mariners and the
industry. The respondents submitted numerous comments addressing a wide
range of issues related to the interim rule. A discussion of the
comments follows.
One hundred and eighty commenters noted that the interim rule
requirements resulted in lost work time, long travel times, and
excessive expenses to visit one of only 17 Regional Exam Centers (RECs)
for fingerprinting and identification checks. The commenters felt this
was extremely burdensome and created a hardship for most mariners who
work or reside a long distance from the nearest REC. In addition, the
commenters felt long wait times at the RECs increased this burden. This
proposal, the commenters believed, would not make the industry any
safer and would cost excessive time and money, plus make more work for
the Coast Guard. The commenters also felt that the cost of maintaining
one's credential may have been a deterrent for new entrants into the
merchant marine.
One hundred and fifty four commenters suggested that instead of
requiring visits to one of only 17 RECs, the Coast Guard should have
allowed mariners to visit local law enforcement, Department of Motor
Vehicles/Motor Vehicle Administrations, Federal Bureau of Investigation
(FBI), Coast Guard Marine Safety Units, and other field offices both
temporary and permanent. Locations such as post offices can take secure
fingerprints for purposes such as passports, so the commenters felt the
Coast Guard should allow mariners more options. The commenters
suggested that the Coast Guard could also send traveling teams of
examiners to places where a large number of applicants might require
fingerprints and identification checks, and that the Coast Guard could
notify mariners, shipping companies, and unions (through the local
media), as to when and where these teams would be at any given time.
Fifteen commenters asked the Coast Guard to rescind the interim
rule and work with industry to come up with a better system for
fingerprint and identification checks. The commenters encouraged the
Coast Guard to explore less burdensome and expensive ways to accomplish
this goal while providing a way to ensure all licensed mariners are
identified and properly screened.
Thirteen commenters expressed fear that the RECs may not have the
manpower to provide fingerprinting and ID verification service and that
the system will be overwhelmed. The commenters suggested that a
traveling Coast Guard team also visit maritime schools, where there was
a large concentration of mariners wishing to renew or upgrade their
credentials.
These problems have been overcome by other Coast Guard rulemakings,
including the Transportation Workers Identification Card (TWIC)
rulemaking, which requires certain mariners who hold Coast Guard
credentials to also
[[Page 35171]]
hold a TWIC, and the Consolidation of Merchant Mariner Qualification
Credentials rulemaking, which removed the requirement to appear at an
REC for those mariners who must enroll for a TWIC. Moreover, the
Transportation Security Agency (TSA) has set up more than 150
enrollment centers around the country at which cards may be applied for
and distributed. Those mariners who are not required to obtain a TWIC
must still undergo another vetting process.
Six commenters said the interim rule should not apply to operators
of uninspected passenger vessels. Also, the commenter noted, some of
those mariners work on inland lakes and rivers where there are no
Maritime Transportation Security Act-regulated facilities and many work
on small passenger vessels or family-owned offshore supply vessels
where risk of a security incident is minimal.
The Coast Guard publishes regulations that implement laws passed by
Congress. Section 102 of the Maritime Transportation Security Act of
2002, as codified in Title 46 U.S. Code (46 U.S.C.) section
70105(b)(2), required that every Coast Guard-credentialed mariner, and
other specific mariners, obtain a TWIC. As noted above, TSA maintains
more than 150 enrollment centers. However, the Coast Guard
Authorization Act of 2010 modified the TWIC requirement for mariners by
limiting it to only those mariners who need unescorted access to secure
spaces on vessels required to have a security plan under 46 U.S.C.
chapter 701. However, those mariners who are not required to obtain a
TWIC must still undergo a vetting process.
Ten commenters stated that a Coast Guard license was not an
identity document, and since a license was not an identity document,
and was not intended to be one, a license heist was not a likely
terrorist consideration.
The commenters are correct that a Coast Guard license is not an
identity document. The fact that identity checks and fingerprinting are
required to obtain a license does not in itself mean that the Coast
Guard considers the license to be an identity document. At the time the
interim rule was published, the Merchant Mariner Document (MMD) was the
primary identity document for a mariner. Currently, the TWIC serves as
the primary identity document. A license or a Merchant Mariner
Credential (MMC) is a professional qualification document. The Coast
Guard is concerned that any vessel master not required to hold an MMD
could be in a position to cause serious damage to terminals, bridges,
and vessels along inland routes. Therefore, license-only holders must
go through the fingerprinting and identification-check process.
Five commenters suggested that the Coast Guard work with the TSA
for fingerprinting and identification verification.
The TWIC rulemaking has addressed this issue. Those mariners who
are not required to obtain a TWIC must still undergo another vetting
process.
Fourteen commenters argued that fingerprints should only be
necessary on the first issuance of an MMC because fingerprints do not
change over time. Also, the commenters believed that renewal applicants
already had their fingerprints on file, making it easy to detect if
someone were to try to renew an existing license fraudulently.
To apply for an MMC, a mariner must have a valid TWIC, which
requires a full set of fingerprints at each 5-year renewal. Those
mariners who are not required to obtain a TWIC must still undergo
another vetting process, which also requires the submission of
fingerprints in order to perform an updated background check.
Fingerprints can change somewhat with age and especially after working
with hand-abrasives, chemicals, etc. Additionally, fingerprints kept on
file for long periods of time can also degrade, making them unsuitable
for matching purposes.
One commenter asked if a mariner renewing his or her license for
continuity would be required to give fingerprints and undergo an ID
check.
No. Renewals for continuity credentials do not require
fingerprints.
Three commenters objected to using convictions in foreign courts
against any mariner wishing to renew their credentials.
The TSA has jurisdiction over this matter. For additional
information on disqualifying crimes, please see the TWIC final rule
revising 49 CFR 1572.103: Disqualifying Criminal Offenses (72 FR 3492).
Those mariners who are not required to obtain a TWIC must still undergo
another vetting process.
One commenter stated that the licensing procedure should not be
halted while the Coast Guard produces a final rule on the issue.
An interim rule was necessary from an enforcement perspective until
the TWIC process became operable. Licensing was not suspended during
this period.
One commenter said it is unnecessary for a credential holder to
give fingerprints and submit to an ID check in order to renew a
credential because that credential did not enable access to security
facilities or information.
Fingerprinting and ID checks are needed to perform the background
check required by Coast Guard regulations.
Seven commenters stated that the Coast Guard should have allowed
for public meetings in several locations around the nation before
publication of the interim rule.
Given the urgency at the time, the Coast Guard decided to issue an
interim rule to make the regulations effective as soon as possible. Due
to subsequent rulemakings that provided an opportunity for public
comment (see the ``Basis and Purpose'' section of the preamble), the
Coast Guard, at this time, is only finalizing one remaining section of
the interim rule that has remained unfinalized: Sec. 10.107(b):
Definitions in subchapter B, specifically, the definition of
``Dangerous Drug''. We have determined that a public meeting is not
necessary, but those wishing to request one should follow the
procedures outlined above under ``Public meeting''.
Two commenters suggested that the renewal process for credentials
take place at local Coast Guard stations.
According to Coast Guard regulations, renewal applications are
submitted to the National Maritime Center (NMC), through an REC, for
evaluation and processing. The U.S. Coast Guard's NMC has recently
completed restructuring and centralizing the Mariner Licensing and
Documentation (MLD) program in order to reduce credential processing
time, improve customer service, and ensure the consistency and quality
of U.S. credentials issued to more than 210,000 mariners. The major
components of this project include: Centralizing many MLD functions
that had historically been performed at 17 RECs at the NMC, which is
now located in Martinsburg, WV; streamlining credential production
processes at the NMC; aligning the organization of the RECs so that
they report directly to the NMC; and relocating the MLD program policy
functions to U.S. Coast Guard headquarters.
One commenter noted that mariners are required to give fingerprints
and undergo ID checks every 5 years (and have to travel longer
distances to do so) while aliens are required to renew their Green
Cards every 10 years.
The Coast Guard's 5-year renewal process is mandated by law (Title
46 U.S.C. 7106).
One commenter said that the results of the fingerprinting and
background checks required every 5 years should not change past
determinations and
[[Page 35172]]
findings on individuals under the guise of security.
The 5-year renewal process is in place to ensure the mariner's
record is current. As discussed above, fingerprints can change somewhat
with age and fingerprints kept on file for long periods of time can
also degrade, making them unsuitable for matching purposes.
Additionally, the Coast Guard must ensure background checks contain
current information. Without this, there is a break in the chain of
trust that could present a lapse of security.
Two commenters stated that the requirement to give fingerprints at
an REC each time a mariner wishes to renew or upgrade his or her
credentials was arrogant and inconsiderate of the burden it places on
the industry. The commenters believed it did little to enhance national
security and asked why it was necessary to continually submit
fingerprints at an REC while military personnel can submit fingerprints
at their stations.
Beginning April 15, 2009, TSA collects fingerprints and proof of
identity and forwards that information to the NMC to perform a
background check. The Coast Guard will also be able to obtain certain
information from the record TSA created when the mariner enrolled for
his or her TWIC. Therefore, mariners will not have to appear at an REC.
Those mariners who are not required to obtain a TWIC must still undergo
another vetting process.
One commenter said it is unnecessary for mariners to submit
identity verification for a duplicate credential if a credential is
lost, stolen, or burned.
The Coast Guard disagrees. When a duplicate credential is issued,
the Coast Guard needs to re-verify the identity of the mariner. Without
this, there is a break in the chain of trust that presents a lapse of
security.
One commenter said that arrest records need not be revealed,
referenced, or discussed in any matter during the credentialing process
when the outcome is in question. The commenter also suggested removing
misdemeanor convictions altogether from being a criterion by which a
mariner or applicant is judged for certification and licensure.
Although arrest records are not clear evidence of guilt, and
therefore denial of credentialing is based on a court determination,
the arrest serves as part of the record and is needed for full
determination as required by 46 CFR 10.211. The Coast Guard
acknowledges the commenter's concern. However, these issues have been
resolved in the TWIC rulemaking. Those mariners who are not required to
obtain a TWIC must still undergo another vetting process.
Mariners who feel they were unfairly denied a credential, can
appeal under the process available from TSA (49 CFR 1515) and/or the
Coast Guard (46 CFR 1.03). Those mariners who are not required to
obtain a TWIC must still undergo another vetting process.
One commenter asked if the Coast Guard thought the state of Montana
was a legitimate terrorist target and asked what a terrorist attack in
the state would accomplish.
A terrorist attack could happen anywhere in the United States, and
the Coast Guard will require vetting of every merchant mariner seeking
a credential. Please note that credentials are a Federal document and
allow the holder to operate anywhere inland in the U.S., coastwise, or
in foreign waters subject only to the restrictions on the credentials'
face.
One commenter expressed concern over the allowance of birth
certificates and foreign passports as allowable identification. Another
commenter took issue with the specific types of IDs accepted for
verification.
The Coast Guard understands the commenters' concerns. However, this
requirement is moot as identification required for MMLs is addressed by
the TWIC final rule which requires all mariners who hold Coast Guard
credentials to also hold a TWIC. Those mariners who are not required to
obtain a TWIC must still undergo another vetting process. See 49 CFR
1572.17, see also 46 CFR 10.221.
One commenter asked the Coast Guard if fingerprinting/ID checks
were so critical, why the Coast Guard mails the credential to an
address at which someone other than the intended recipient might be
waiting to intercept it.
The Coast Guard acknowledges the commenter's concern. However, this
concern has been addressed for mariners requiring a TWIC, which must be
activated in person to complete the ``chain of trust''. Those mariners
who are not required to obtain a TWIC must still undergo another
vetting process.
One commenter called into question centralizing Marine Licensing
and Documentation with the NMC and moving it to Martinsburg, WV. By
doing this, the commenter said, all records could be wiped out with one
calamity. The commenter was afraid that reducing facilities to one
location would have the opposite effect on the backlog. Also, the
commenter asked what happens when the system is down or has no power.
This comment is beyond the scope of this rulemaking. However,
current system performance has the average credential being processed
in approximately 17 days of net processing time with greater than 80
percent being under 30 days. This is significantly less than the system
performance while business was conducted at 17 disparate RECs.
Performance at RECs varied significantly for many reasons. Among other
benefits, centralization brings consistency across the program. Records
were and are archived from the RECs to Federal Records Centers just as
they are from the centralized NMC. Electronic records are backed up
routinely. Records at any location are subject to loss from natural or
man induced reasons. The NMC still continues to deal with cases of
records lost due to Hurricane Katrina in New Orleans. The centralized
location of the NMC has less potential natural perils than most of the
coastally located RECs. When the RECs were doing evaluations, they were
still accessing the same electronic system that they and the
centralized NMC access today. There are redundant systems and backups
to mitigate any lost time due to equipment and power failure.
One commenter noted a conflict in 46 CFR 10.209 regarding the
requirements of identity documents.
New regulations are in place regarding identity verification.
Therefore, this comment is now moot.
One commenter was in favor of the changes in the interim rule
because new security requirements make sense in today's world.
The Coast Guard thanks the commenter and agrees.
One commenter, who held a commercial pilot's license, asked why a
mariner seeking a master's license must jump through so many hoops,
including the $145 fee required for the license itself and the
requirement to renew every 5 years.
Under statutory mandate, a mariner's license is valid for 5 years
and may be renewed, with the required background checks, for additional
5-year periods. 46 U.S.C. 7106. The Coast Guard has statutory authority
to set fees for mariner services or things of value. 46 U.S.C. 2110.
The fee is determined by the actual time and motion costs to the Coast
Guard for the required evaluation, exam (if any), and issuance of the
license.
One commenter disagreed with reducing the number of ``service
centers'' to 17 RECs and believed the user fees added a substantial
financial burden to mariners.
The interim rule did not reduce the number of ``service centers''
or RECs. The current number of 17 RECs has
[[Page 35173]]
been in place since 1982. As stated in the response to the previous
commenter, the Coast Guard has statutory authority to set fees for
mariner services or things of value. 46 U.S.C. 2110.
One commenter noted that more than half of the personnel at
Washington Island Ferry Line Inc., were not required to be licensed.
Mariners who require no license or MMC were not expected to follow
the procedures in the interim rule. However, mariners are encouraged to
check with local authorities to see if a TWIC is necessary in a given
port area.
One commenter expressed concern about raising the standards
defining ``conviction'', which could disqualify some mariners from
consideration when trying to obtain a credential. The commenter noted
that there were situations where persons who have made mistakes, paid
their debt to society and were living as responsible citizens, and they
should be given a better opportunity to obtain a credential.
The Coast Guard agrees with this commenter, that persons who have
been convicted in the past may in fact qualify for work as a mariner.
Not all crimes serve as permanent disqualifiers, and there are
procedures in place to allow for waivers or review of certain
convictions when the individual can show that they are not a security
or safety risk. Please see TSA appeal and waiver procedures for
security threat assessments for individuals at 49 CFR Part 1515, see
also Coast Guard Merchant Mariner Credential, criminal record review at
46 CFR 10.211.
Two commenters said credential renewals and upgrades needed to only
establish that the candidate was the same person who received the
original license and suggest the Coast Guard authorize employers to
certify the identification of candidates. The commenters noted that
employers were trusted to certify sea service and presence in a drug-
testing pool.
Identification verification meets only half of the criteria for the
process of obtaining a credential. Candidates must also give
fingerprints so the authorities can conduct background checks. Also,
TSA requires personal appearance at an enrollment center for
fingerprinting and ID checks as part of the TWIC process. Please see
the TWIC rulemaking for clarification.
One commenter wanted the Coast Guard to create an MMC that a
mariner can carry in his or her pocket.
The NMC began issuing the MMC in early 2009 as a mariner's
professional qualifications document. It incorporates the legacy
license, MMD and/or Certificate of Registry as well as a mariner's STCW
endorsements. The TWIC now serves as the mariner's identity document.
Please see the TWIC rulemaking for clarification.
One commenter took issue with the Coast Guard issuing an interim
rule without seeking comment from industry.
Due to the immediate needs for heightened security measures to be
implemented, the publication of an interim rule with a request for
comments allowed the Coast Guard to immediately implement regulations
needed to protect national security. However, the interim rule did
allow for the public to comment on the rule before it became final.
Those comments are summarized above. Since publication of the interim
rule, the Coast Guard, TSA, and the Department of Homeland Security
have considered and addressed the public's concerns in the regulations
listed above in the ``Background'' section of this document, as these
same concerns were raised upon promulgation of those other rules.
Intent To Finalize; Request for Comments
The Coast Guard invites further comments related to this Notice of
Intent to finalize the one section of the January 13, 2006 interim rule
that has remained unfinalized, 46 CFR 10.107(b): Definitions in
subchapter B, specifically, the definition of ``Dangerous drug''.
Written comments and responses related to finalizing this definition
will be added to the docket number for this rulemaking (USCG-2004-
17455). Upon close of the comment period, the Coast Guard will consider
all comments received. We anticipate that we will be able to finalize
46 CFR 10.107(b) soon thereafter.
Dated: June 9, 2011.
F.J. Sturm,
Acting Director of Commercial Regulations and Standards.
[FR Doc. 2011-14920 Filed 6-15-11; 8:45 am]
BILLING CODE 9110-04-P