Energy Conservation Program for Consumer Products and Certain Commercial and Industrial Equipment: Proposed Determination of Set-Top Boxes and Network Equipment as a Covered Consumer Product, 34914-34918 [2011-14825]
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34914
Proposed Rules
Federal Register
Vol. 76, No. 115
Wednesday, June 15, 2011
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF ENERGY
10 CFR Part 430
[Docket No. EERE–2010–BT–DET–0040]
RIN 1904–AC52
Energy Conservation Program for
Consumer Products and Certain
Commercial and Industrial Equipment:
Proposed Determination of Set-Top
Boxes and Network Equipment as a
Covered Consumer Product
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Proposed determination.
AGENCY:
The U.S. Department of
Energy (DOE) has determined
tentatively that set-top boxes and
network equipment qualify as a covered
product under Part A of Title III of the
Energy Policy and Conservation Act
(EPCA), as amended. DOE has
determined that set-top boxes and
network equipment meet the criteria for
covered products because classifying
products of such type as covered
products is necessary or appropriate to
carry out the purposes of EPCA, and the
average U.S. household energy use for
set-top boxes and network equipment is
likely to exceed 100 kilowatt-hours
(kWh) per year.
DATES: DOE will accept written
comments, data, and information on this
notice, but no later than July 15, 2011.
ADDRESSES: Interested persons may
submit comments, identified by docket
number EERE–2008–BT–DET–0040, by
any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail:
Brenda.Edwards@ee.doe.gov. Include
EERE–2008–BT–DET–0040 and/or RIN
1904–AC52 in the subject line of the
message.
• Mail: Ms. Brenda Edwards, U.S.
Department of Energy, Building
Technologies Program, Mailstop EE–2J,
Proposed Determination for set-top
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SUMMARY:
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boxes and network equipment, EERE–
2008–BT–DET–0040 and/or RIN 1904–
AC52, 1000 Independence Avenue, SW.,
Washington, DC 20585–0121. Phone:
(202) 586–2945. Please submit one
signed paper original.
• Hand Delivery/Courier: Ms. Brenda
Edwards, U.S. Department of Energy,
Building Technologies Program, 6th
Floor, 950 L’Enfant Plaza, SW.,
Washington, DC 20024. Phone: (202)
586–2945. Please submit one signed
paper original.
Instructions: All submissions received
must include the agency name and
docket number or RIN for this
rulemaking.
Docket: For access to the docket to
read background documents or
comments received, go to the U.S.
Department of Energy, 6th Floor, 950
L’Enfant Plaza, SW., Washington, DC
20024, (202) 586–2945, between 9 a.m.
and 4 p.m., Monday through Friday,
except Federal holidays. Please call Ms.
Brenda Edwards at (202) 586–2945 for
additional information regarding
visiting the Resource Room.
FOR FURTHER INFORMATION CONTACT: Mr.
Wes Anderson, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Program, EE–2J, 1000
Independence Avenue, SW.,
Washington, DC 20585–0121.
Telephone: (202) 586–7335. E-mail:
Wes.Anderson@ee.doe.gov.
In the Office of General Counsel,
contact Ms. Elizabeth Kohl, U.S.
Department of Energy, Office of the
General Counsel, GC–71, 1000
Independence Avenue, SW.,
Washington, DC 20585. Telephone:
(202) 586–7796. E-mail:
Elizabeth.Kohl@hq.doe.gov.
Table of Contents
I. Statutory Authority
II. Current Rulemaking Process
III. Proposed Definition(s)
IV. Evaluation of Set-Top Boxes and Network
Equipment as a Covered Product Subject
to Energy Conservation Standards
A. Coverage Necessary or Appropriate To
Carry Out Purposes of EPCA
B. Average Household Energy Use
V. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under the Regulatory Flexibility
Act
C. Review Under the Paperwork Reduction
Act of 1995
D. Review Under the National
Environmental Policy Act of 1969
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E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates
Reform Act of 1995
H. Review Under the Treasury and General
Government Appropriations Act of 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General
Government Appropriations Act of 2001
K. Review Under Executive Order 13211
L. Review Under the Information Quality
Bulletin for Peer Review
VI. Public Participation
A. Submission of Comments
B. Issues on Which DOE Seeks Comments
I. Statutory Authority
Title III of the Energy Policy and
Conservation Act (EPCA), as amended
(42 U.S.C. 6291 et seq.), sets forth
various provisions designed to improve
energy efficiency. Part A of Title III of
EPCA (42 U.S.C. 6291–6309) established
the ‘‘Energy Conservation Program for
Consumer Products Other Than
Automobiles,’’ which covers consumer
products and certain commercial
products (hereafter referred to as
‘‘covered products’’).1 In addition to
specifying a list of covered residential
and commercial products, EPCA
contains provisions that enable the
Secretary of Energy to classify
additional types of consumer products
as covered products. For a given
product to be classified as a covered
product, the Secretary must determine
that:
(1) Classifying the product as a
covered product is necessary for the
purposes of EPCA; and
(2) The average annual per-household
energy use by products of such type is
likely to exceed 100kWh per year. (42
U.S.C. 6292(b)(1))
For the Secretary to prescribe an
energy conservation standard pursuant
to 42 U.S.C. 6295(o) and (p) for covered
products added pursuant to 42 U.S.C.
6292(b)(1), he must also determine that:
(1) The average household energy use
of the products has exceeded 150
kilowatt-hours per household for a 12month period,
(2) The aggregate 12-month energy use
of the products has exceeded 4.2 TWh,
(3) Substantial improvement in energy
efficiency is technologically feasible,
and
(4) Application of a labeling rule
under 42 U.S.C. 6294 is unlikely to be
1 For editorial reasons, upon codification in the
U.S. Code, Part B was re-designated Part A.
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sufficient to induce manufacturers to
produce, and consumers and other
persons to purchase, covered products
of such type (or class) that achieve the
maximum energy efficiency that is
technologically feasible and
economically justified. (42 U.S.C.
6295(l)(1)).
If DOE issues a final determination
that set-top boxes and network
equipment are a covered product, DOE
will consider test procedures and energy
conservation standards for set-top boxes
and network equipment. DOE will
determine if set-top boxes and network
equipment satisfy the provisions of 42
U.S.C. 6295(l)(1) during the course of
any energy conservation standards
rulemaking.
II. Current Rulemaking Process
DOE has not previously conducted an
energy conservation standard
rulemaking for set-top boxes and
network equipment. If after public
comment, DOE issues a final
determination of coverage for this
product, DOE will consider both test
procedures and energy conservation
standards for this product.
With respect to test procedures, DOE
will consider a proposed test procedure
for measuring the energy efficiency,
energy use or estimated annual
operating cost of set-top boxes and
network equipment during a
representative average use cycle or
period of use that is not unduly
burdensome to conduct. (42 U.S.C.
6293(b)(3)) In a test procedure
rulemaking, DOE initially prepares a
notice of proposed rulemaking (NOPR)
and allows interested parties to present
oral and written data, views, and
arguments with respect to such
procedures. In prescribing new test
procedures, DOE takes into account
relevant information including
technological developments relating to
energy use or energy efficiency of settop boxes and network equipment.
With respect to energy conservation
standards, DOE is required to publish
NOPR. The NOPR provides DOE’s
proposal for potential energy
conservations standards and a summary
of the results of DOE’s supporting
technical analysis. The details of DOE’s
energy conservation standards analysis
are provided in a technical support
document (TSD) that describes the
details of DOE’s analysis of both the
burdens and benefits of potential
standards, pursuant to 42 U.S.C.
6295(o). Because set-top boxes and
network equipment would be a product
that is newly covered under 42 U.S.C.
6292(b)(1), DOE would also consider as
part of any energy conservation
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standard NOPR whether set-top boxes
and network equipment satisfy the
requirements of 42 U.S.C. 6295(l)(1).
After the publication of the NOPR, DOE
affords interested persons an
opportunity during a period of not less
than 60 days to provide oral and written
comment. After receiving and
considering the comments on the NOPR
and not less than 90 days after the
publication of the NOPR, DOE would
issue the final rule prescribing any new
energy conservation standards for settop boxes and network equipment.
III. Proposed Definition(s)
DOE proposes to add a definition for
‘‘Set-top Boxes and Network
Equipment’’ in the Code of Federal
Regulations to clarify coverage of any
potential test procedure or energy
conservation standard that may arise
from today’s proposed determination.
There currently is no statutory
definition of set-top boxes and network
equipment. DOE has determined
preliminarily that adding set-top boxes
and network equipment as a covered
product is justified. Accordingly, DOE
proposes the following definition of settop boxes and network equipment to
consider test procedures and energy
conservation standards for set-top boxes
and network equipment and to provide
clarity for interested parties as it
continues its analyses:
A device whose principle function(s)
are to receive television signals
(including, but not limited to, over-theair, cable distribution system, and
satellite signals) and deliver them to
another consumer device, or to pass
Internet Protocol traffic among various
network interfaces.
DOE seeks feedback from interested
parties on its proposed definition of settop boxes and network equipment.
IV. Evaluation of Set-Top Boxes and
Network Equipment as a Covered
Product Subject to Energy Conservation
Standards
The following sections describe DOE’s
evaluation of whether set-top boxes and
network equipment fulfill the criteria
for being added as a covered product
pursuant to 42 U.S.C. 6292(b)(1). As
stated previously, DOE may classify a
consumer product as a covered product
if (1) classifying products of such type
as covered products is necessary and
appropriate to carry out the purposes of
EPCA; and (2) the average annual perhousehold energy use by products of
such type is likely to exceed 100
kilowatt-hours (or its Btu equivalent)
per year.
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A. Coverage Necessary or Appropriate
To Carry Out Purposes of EPCA
Coverage of set-top boxes and network
equipment is necessary or appropriate
to carry out the purposes of EPCA,
which include: (1) To conserve energy
supplies through energy conservation
programs, and, where necessary, the
regulation of certain energy uses; and
(2) to provide for improved energy
efficiency of motor vehicles, major
appliances, and certain other consumer
products. (42 U.S.C. 6201) The energy
use of set-top boxes and network
equipment has been increasing as
Internet connections, cable television,
and satellite television have become
increasingly common in the last twenty
years. Coverage of set top boxes and
network equipment will enable the
conservation of energy supplies through
both labeling programs and the
regulation of set-top box and network
equipment energy use. The national
energy use of set-top boxes and network
equipment is estimated to be 24.8
billion kilowatt-hours and increasing
every year. Because there is significant
variation in the annual energy
consumption of different models
currently available, technologies exist to
reduce the energy consumption of settop boxes and network equipment.
B. Average Household Energy Use
DOE calculated average household
energy use for set-top boxes and
network equipment, in households that
used the product, based on data from a
report on residential miscellaneous
electric loads,2 a study on network
equipment energy use,3 and from a
report on national household Internet
access.4 These reports provide annual
energy use per device, and the total
number of devices in operation in the
U.S. The percentage of households with
a set-top box is 71%, and the percentage
of households with Internet access is
69%. Based on this data, DOE believes
the presence of a set-top box within a
household is highly correlated with the
presence of network equipment. The
total number of households in the U.S.
2 Roth, K.W. et al. 2007. Residential
Miscellaneous Electric Loads: Energy Consumption
Characterization and Savings Potential. Prepared
by TIAX LLC for DOE.
3 Lanzisera, S., Nordman, B., & Brown, R.E. 2010.
Data Network Equipment Energy Use and Savings
Potential in Buildings. ACEEE Summer Study on
Energy Efficiency in Buildings.
4 National Telecommunications and Information
Administration. 2010. Digital Nation: 21st Century
America’s Progress Toward Universal Broadband
Internet Access. Prepared for Department of
Commerce.
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in 2010 was 115 million; 5 therefore, the
number of households using set-top
boxes and network equipment was
approximately 82 million. The total
household energy use of set-top boxes
and network equipment was 24.8 billion
kilowatt-hours (kWh) in 2010. Therefore
the average U.S. per-household energy
use for set-top boxes and network
equipment in 2010 was 302 kilowatthours. Therefore, DOE tentatively
determines that the average annual perhousehold energy use for set-top boxes
and network equipment is likely to
exceed 100 kWh.
V. Procedural Issues and Regulatory
Review
DOE has reviewed its proposed
determination of set-top boxes and
network equipment under the following
executive orders and acts.
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A. Review Under Executive Order 12866
The Office of Management and Budget
has determined that coverage
determination rulemakings do not
constitute ‘‘significant regulatory
actions’’ under section 3(f) of Executive
Order 12866, Regulatory Planning and
Review, 58 FR 51735 (Oct. 4, 1993).
Accordingly, this proposed action was
not subject to review under the
Executive Order by the Office of
Information and Regulatory Affairs
(OIRA) in the Office of Management and
Budget (OMB).
B. Review Under the Regulatory
Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq., as amended by the
Small Business Regulatory Enforcement
Fairness Act of 1996) requires
preparation of an initial regulatory
flexibility analysis for any rule that, by
law, must be proposed for public
comment, unless the agency certifies
that the proposed rule, if promulgated,
will not have a significant economic
impact on a substantial number of small
entities. A regulatory flexibility analysis
examines the impact of the rule on
small entities and considers alternative
ways of reducing negative effects. Also,
as required by E.O. 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking’’ 67 FR 53461
(August 16, 2002), DOE published
procedures and policies on February 19,
2003 to ensure that the potential impact
of its rules on small entities are properly
considered during the DOE rulemaking
process. 68 FR 7990 (February 19, 2003).
DOE makes its procedures and policies
available on the Office of the General
5 Energy Information Administration. 2010.
Annual Energy Outlook 2010.
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Counsel’s Web site at https://
www.gc.doe.gov.
DOE reviewed today’s proposed
determination under the provisions of
the Regulatory Flexibility Act and the
policies and procedures published on
February 19, 2003. If adopted, today’s
proposed determination would set no
standards; they would only positively
determine that future standards may be
warranted and should be explored in an
energy conservation standards and test
procedure rulemaking. Economic
impacts on small entities would be
considered in the context of such
rulemakings. On the basis of the
foregoing, DOE certifies that the
proposed determination, if adopted,
would have no significant economic
impact on a substantial number of small
entities. Accordingly, DOE has not
prepared a regulatory flexibility analysis
for this proposed determination. DOE
will transmit this certification and
supporting statement of factual basis to
the Chief Counsel for Advocacy of the
Small Business Administration for
review under 5 U.S.C. 605(b).
C. Review Under the Paperwork
Reduction Act of 1995
This proposed determination, which
proposes to determine that set-top boxes
and network equipment meet the
criteria for a covered product for which
the Secretary may prescribe an energy
conservation standard pursuant to 42
U.S.C. 6295(o) and (p), will impose no
new information or record-keeping
requirements. Accordingly, the Office of
Management and Budget (OMB)
clearance is not required under the
Paperwork Reduction Act. (44 U.S.C.
3501 et seq.)
D. Review Under the National
Environmental Policy Act of 1969
In this notice, DOE proposes to
positively determine that future
standards may be warranted and that
environmental impacts should be
explored in an energy conservation
standards rulemaking. DOE has
determined that review under the
National Environmental Policy Act of
1969 (NEPA), Public Law 91–190,
codified at 42 U.S.C. 4321 et seq. is not
required at this time. NEPA review can
only be initiated ‘‘as soon as
environmental impacts can be
meaningfully evaluated’’ (10 CFR
1021.213(b)). This proposed
determination would only determine
that future standards may be warranted,
but would not itself propose to set any
specific standard. DOE has, therefore,
determined that there are no
environmental impacts to be evaluated
at this time. Accordingly, neither an
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environmental assessment nor an
environmental impact statement is
required.
E. Review Under Executive Order 13132
Executive Order (E.O.) 13132,
‘‘Federalism’’ 64 FR 43255 (August 10,
1999), imposes certain requirements on
agencies formulating and implementing
policies or regulations that preempt
State law or that have Federalism
implications. The Executive Order
requires agencies to examine the
constitutional and statutory authority
supporting any action that would limit
the policymaking discretion of the
States and to assess carefully the
necessity for such actions. The
Executive Order also requires agencies
to have an accountable process to
ensure meaningful and timely input by
State and local officials in developing
regulatory policies that have Federalism
implications. On March 14, 2000, DOE
published a statement of policy
describing the intergovernmental
consultation process that it will follow
in developing such regulations. 65 FR
13735 (March 14, 2000). DOE has
examined today’s proposed
determination and concludes that it
would not preempt State law or have
substantial direct effects on the States,
on the relationship between the Federal
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. EPCA governs and
prescribes Federal preemption of State
regulations as to energy conservation for
the product that is the subject of today’s
proposed determination. States can
petition DOE for exemption from such
preemption to the extent permitted, and
based on criteria, set forth in EPCA. (42
U.S.C. 6297) No further action is
required by E.O. 13132.
F. Review Under Executive Order 12988
With respect to the review of existing
regulations and the promulgation of
new regulations, section 3(a) of E.O.
12988, ‘‘Civil Justice Reform’’ 61 FR
4729 (February 7, 1996), imposes on
Federal agencies the duty to: (1)
Eliminate drafting errors and ambiguity;
(2) write regulations to minimize
litigation; (3) provide a clear legal
standard for affected conduct rather
than a general standard; and (4) promote
simplification and burden reduction.
Section 3(b) of E.O. 12988 specifically
requires that Executive agencies make
every reasonable effort to ensure that the
regulation specifies the following: (1)
The preemptive effect, if any; (2) any
effect on existing Federal law or
regulation; (3) a clear legal standard for
affected conduct while promoting
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simplification and burden reduction; (4)
the retroactive effect, if any; (5)
definitions of key terms; and (6) other
important issues affecting clarity and
general draftsmanship under any
guidelines issued by the Attorney
General. Section 3(c) of E.O. 12988
requires Executive agencies to review
regulations in light of applicable
standards in sections 3(a) and 3(b) to
determine whether these standards are
met, or whether it is unreasonable to
meet one or more of them. DOE
completed the required review and
determined that, to the extent permitted
by law, this proposed determination
meets the relevant standards of E.O.
12988.
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G. Review Under the Unfunded
Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA) (Pub. L.
104–4, codified at 2 U.S.C. 1501 et seq.)
requires each Federal agency to assess
the effects of Federal regulatory actions
on State, local, and Tribal governments
and the private sector. For regulatory
actions likely to result in a rule that may
cause expenditures by State, local, and
Tribal governments, in the aggregate, or
by the private sector of $100 million or
more in any 1 year (adjusted annually
for inflation), section 202 of UMRA
requires a Federal agency to publish a
written statement that estimates the
resulting costs, benefits, and other
effects on the national economy. (2
U.S.C. 1532(a) and (b)) UMRA requires
a Federal agency to develop an effective
process to permit timely input by
elected officers of State, local, and
Tribal governments on a proposed
‘‘significant intergovernmental
mandate.’’ UMRA also requires an
agency plan for giving notice and
opportunity for timely input to small
governments that may be potentially
affected before establishing any
requirement that might significantly or
uniquely affect them. On March 18,
1997, DOE published a statement of
policy on its process for
intergovernmental consultation under
UMRA. 62 FR 12820 (March 18, 1997).
(This policy also is available at https://
www.gc.doe.gov). DOE reviewed today’s
proposed determination pursuant to
these existing authorities and its policy
statement and determined that the
proposed determination contains
neither an intergovernmental mandate
nor a mandate that may result in the
expenditure of $100 million or more in
any year, so the UMRA requirements do
not apply.
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H. Review Under the Treasury and
General Government Appropriations
Act of 1999
Section 654 of the Treasury and
General Government Appropriations
Act of 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any rule
that may affect family well-being. This
proposed determination would not have
any impact on the autonomy or integrity
of the family as an institution.
Accordingly, DOE has concluded that it
is not necessary to prepare a Family
Policymaking Assessment.
I. Review Under Executive Order 12630
Pursuant to E.O. 12630,
‘‘Governmental Actions and Interference
with Constitutionally Protected Property
Rights’’ 53 FR 8859 (March 15, 1988),
DOE determined that this proposed
determination would not result in any
takings that might require compensation
under the Fifth Amendment to the U.S.
Constitution.
J. Review Under the Treasury and
General Government Appropriations
Act of 2001
The Treasury and General
Government Appropriation Act of 2001
(44 U.S.C. 3516, note) requires agencies
to review most disseminations of
information they make to the public
under guidelines established by each
agency pursuant to general guidelines
issued by the Office of Management and
Budget (OMB). The OMB’s guidelines
were published at 67 FR 8452 (February
22, 2002), and DOE’s guidelines were
published at 67 FR 62446 (October 7,
2002). DOE has reviewed today’s
proposed determination under the OMB
and DOE guidelines and has concluded
that it is consistent with applicable
policies in those guidelines.
K. Review Under Executive Order 13211
E.O. 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use,’’ 66
FR 28355 (May 22, 2001), requires
Federal agencies to prepare and submit
to OMB a Statement of Energy Effects
for any proposed significant energy
action. A ‘‘significant energy action’’ is
defined as any action by an agency that
promulgates a final rule or is expected
to lead to promulgation of a final rule,
and that: (1) Is a significant regulatory
action under E.O. 12866, or any
successor order; and (2) is likely to have
a significant adverse effect on the
supply, distribution, or use of energy; or
(3) is designated by the Administrator of
the Office of Information and Regulatory
Affairs (OIRA) as a significant energy
action. For any proposed significant
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34917
energy action, the agency must give a
detailed statement of any adverse effects
on energy supply, distribution, or use if
the proposal is implemented, and of
reasonable alternatives to the proposed
action and their expected benefits on
energy supply, distribution, and use.
DOE has concluded that today’s
regulatory action proposing to
determine that Set-top Boxes and
Network Equipment meets the criteria
for a covered product for which the
Secretary may prescribe an energy
conservation standard pursuant to 42
U.S.C. 6295(o) and (p) would not have
a significant adverse effect on the
supply, distribution, or use of energy.
This action is also not a significant
regulatory action for purposes of E.O.
12866, and the OIRA Administrator has
not designated this proposed
determination as a significant energy
action under E.O. 12866 or any
successor order. Therefore, this
proposed determination is not a
significant energy action. Accordingly,
DOE has not prepared a Statement of
Energy Effects for this proposed
determination.
L. Review Under the Information
Quality Bulletin for Peer Review
On December 16, 2004, OMB, in
consultation with the Office of Science
and Technology Policy (OSTP), issued
its Final Information Quality Bulletin
for Peer Review (the Bulletin). 70 FR
2664 (January 14, 2005). The Bulletin
establishes that certain scientific
information shall be peer reviewed by
qualified specialists before it is
disseminated by the Federal
government, including influential
scientific information related to agency
regulatory actions. The purpose of the
Bulletin is to enhance the quality and
credibility of the Government’s
scientific information. DOE has
determined that the analyses conducted
for this rulemaking do not constitute
‘‘influential scientific information,’’
which the Bulletin defines as ‘‘scientific
information the agency reasonably can
determine will have or does have a clear
and substantial impact on important
public policies or private sector
decisions.’’ 70 FR 2667 (January 14,
2005). The analyses were subject to predissemination review prior to issuance
of this rulemaking.
DOE will determine the appropriate
level of review that would be applicable
to any future rulemaking to establish
energy conservation standards for settop boxes and network equipment.
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VI. Public Participation
A. Submission of Comments
DOE will accept comments, data, and
information regarding this notice of
proposed determination no later than
the date provided at the beginning of
this notice. After the close of the
comment period, DOE will review the
comments received and determine
whether set-top boxes and network
equipment is a covered product under
EPCA.
Comments, data, and information
submitted to DOE’s e-mail address for
this proposed determination should be
provided in WordPerfect, Microsoft
Word, PDF, or text (ASCII) file format.
Submissions should avoid the use of
special characters or any form of
encryption, and wherever possible
comments should include the electronic
signature of the author. No
telefacsimiles (faxes) will be accepted.
According to 10 CFR 1004.11, any
person submitting information that he
or she believes to be confidential and
exempt by law from public disclosure
should submit two copies: One copy of
the document should have all the
information believed to be confidential
deleted. DOE will make its own
determination as to the confidential
status of the information and treat it
according to its determination.
Factors of interest to DOE when
evaluating requests to treat submitted
information as confidential include (1) a
description of the items; (2) whether
and why such items are customarily
treated as confidential within the
industry; (3) whether the information is
generally known or available from
public sources; (4) whether the
information has previously been made
available to others without obligations
concerning its confidentiality; (5) an
explanation of the competitive injury to
the submitting persons which would
result from public disclosure; (6) a date
after which such information might no
longer be considered confidential; and
(7) why disclosure of the information
would be contrary to the public interest.
jlentini on DSK4TPTVN1PROD with PROPOSALS
B. Issues on Which DOE Seeks
Comments
16:15 Jun 14, 2011
Jkt 223001
Notice of proposed rulemaking
(NPRM).
ACTION:
[FR Doc. 2011–14825 Filed 6–14–11; 8:45 am]
We propose to adopt a new
airworthiness directive (AD) for the
products listed above. This proposed
AD would require modification of the
fluid drain path in the leading edge area
of the wing. This proposed AD was
prompted by a design review following
a ground fire incident and reports of
flammable fluid leaks from the wing
leading edge area onto the engine
exhaust area. We are proposing this AD
to prevent flammable fluid from leaking
onto the engine exhaust nozzle which
could result in a fire.
DATES: We must receive comments on
this proposed AD by August 1, 2011.
ADDRESSES: You may send comments by
any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations, M–
30, West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590.
• Hand Delivery: Deliver to Mail
address above between 9 a.m. and
5 p.m., Monday through Friday, except
Federal holidays.
For service information identified in
this proposed AD, contact Boeing
Commercial Airplanes, Attention: Data
& Services Management, P.O. Box 3707,
MC 2H–65, Seattle, Washington 98124–
2207; phone: 206–544–5000, extension
1; fax: 206–766–5680; e-mail:
me.boecom@boeing.com; Internet:
https://www.myboeingfleet.com. You
may review copies of the referenced
service information at the FAA,
Transport Airplane Directorate, 1601
Lind Avenue, SW., Renton, Washington.
For information on the availability of
this material at the FAA, call 425–227–
1221.
BILLING CODE 6450–01–P
Examining the AD Docket
List of Subjects in 10 CFR Part 430
Administrative practice and
procedure, Confidential business
information, Energy conservation,
Reporting and recordkeeping
requirements.
Issued in Washington, DC, on June 8, 2011.
Henry Kelly,
Acting Assistant Secretary, Energy Efficiency
and Renewable Energy.
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
DOE welcomes comments on all
aspects of this proposed determination.
DOE is particularly interested in
receiving comments from interested
parties on the following issues related to
the proposed determination for set-top
boxes and network equipment:
• Definition(s) of set-top boxes and
network equipment;
• Whether classifying set-top boxes
and network equipment as a covered
VerDate Mar<15>2010
product is necessary or appropriate to
carry out the purposes of EPCA;
• Calculations and values for
household and national energy
consumption; and
• Availability or lack of availability of
technologies for improving energy
efficiency of set-top boxes and network
equipment.
The Department is interested in
receiving views concerning other
relevant issues that participants believe
would affect DOE’s ability to establish
test procedures and energy conservation
standards for set-top boxes and network
equipment. The Department invites all
interested parties to submit in writing
by July 15, 2011, comments and
information on matters addressed in this
notice and on other matters relevant to
consideration of a determination for settop boxes and network equipment.
After the expiration of the period for
submitting written statements, the
Department will consider all comments
and additional information that is
obtained from interested parties or
through further analyses, and it will
prepare a final determination. If DOE
determines that set-top boxes and
network equipment qualify as a covered
product, DOE will consider a test
procedure and energy conservation
standards for set-top boxes and network
equipment. Members of the public will
be given an opportunity to submit
written and oral comments on any
proposed test procedure and standards.
14 CFR Part 39
[Docket No. FAA–2011–0567; Directorate
Identifier 2010–NM–272–AD]
RIN 2120–AA64
Airworthiness Directives; The Boeing
Company Model 767 Airplanes
Federal Aviation
Administration (FAA), DOT.
AGENCY:
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
SUMMARY:
You may examine the AD docket on
the Internet at https://
www.regulations.gov; or in person at the
Docket Management Facility between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays. The AD
docket contains this proposed AD, the
regulatory evaluation, any comments
received, and other information. The
street address for the Docket Office
(phone: 800–647–5527) is in the
ADDRESSES section. Comments will be
available in the AD docket shortly after
receipt.
FOR FURTHER INFORMATION CONTACT:
Tung Tran, Aerospace Engineer,
E:\FR\FM\15JNP1.SGM
15JNP1
Agencies
[Federal Register Volume 76, Number 115 (Wednesday, June 15, 2011)]
[Proposed Rules]
[Pages 34914-34918]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14825]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 76, No. 115 / Wednesday, June 15, 2011 /
Proposed Rules
[[Page 34914]]
DEPARTMENT OF ENERGY
10 CFR Part 430
[Docket No. EERE-2010-BT-DET-0040]
RIN 1904-AC52
Energy Conservation Program for Consumer Products and Certain
Commercial and Industrial Equipment: Proposed Determination of Set-Top
Boxes and Network Equipment as a Covered Consumer Product
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Proposed determination.
-----------------------------------------------------------------------
SUMMARY: The U.S. Department of Energy (DOE) has determined tentatively
that set-top boxes and network equipment qualify as a covered product
under Part A of Title III of the Energy Policy and Conservation Act
(EPCA), as amended. DOE has determined that set-top boxes and network
equipment meet the criteria for covered products because classifying
products of such type as covered products is necessary or appropriate
to carry out the purposes of EPCA, and the average U.S. household
energy use for set-top boxes and network equipment is likely to exceed
100 kilowatt-hours (kWh) per year.
DATES: DOE will accept written comments, data, and information on this
notice, but no later than July 15, 2011.
ADDRESSES: Interested persons may submit comments, identified by docket
number EERE-2008-BT-DET-0040, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: Brenda.Edwards@ee.doe.gov. Include EERE-2008-BT-
DET-0040 and/or RIN 1904-AC52 in the subject line of the message.
Mail: Ms. Brenda Edwards, U.S. Department of Energy,
Building Technologies Program, Mailstop EE-2J, Proposed Determination
for set-top boxes and network equipment, EERE-2008-BT-DET-0040 and/or
RIN 1904-AC52, 1000 Independence Avenue, SW., Washington, DC 20585-
0121. Phone: (202) 586-2945. Please submit one signed paper original.
Hand Delivery/Courier: Ms. Brenda Edwards, U.S. Department
of Energy, Building Technologies Program, 6th Floor, 950 L'Enfant
Plaza, SW., Washington, DC 20024. Phone: (202) 586-2945. Please submit
one signed paper original.
Instructions: All submissions received must include the agency name
and docket number or RIN for this rulemaking.
Docket: For access to the docket to read background documents or
comments received, go to the U.S. Department of Energy, 6th Floor, 950
L'Enfant Plaza, SW., Washington, DC 20024, (202) 586-2945, between 9
a.m. and 4 p.m., Monday through Friday, except Federal holidays. Please
call Ms. Brenda Edwards at (202) 586-2945 for additional information
regarding visiting the Resource Room.
FOR FURTHER INFORMATION CONTACT: Mr. Wes Anderson, U.S. Department of
Energy, Office of Energy Efficiency and Renewable Energy, Building
Technologies Program, EE-2J, 1000 Independence Avenue, SW., Washington,
DC 20585-0121. Telephone: (202) 586-7335. E-mail:
Wes.Anderson@ee.doe.gov.
In the Office of General Counsel, contact Ms. Elizabeth Kohl, U.S.
Department of Energy, Office of the General Counsel, GC-71, 1000
Independence Avenue, SW., Washington, DC 20585. Telephone: (202) 586-
7796. E-mail: Elizabeth.Kohl@hq.doe.gov.
Table of Contents
I. Statutory Authority
II. Current Rulemaking Process
III. Proposed Definition(s)
IV. Evaluation of Set-Top Boxes and Network Equipment as a Covered
Product Subject to Energy Conservation Standards
A. Coverage Necessary or Appropriate To Carry Out Purposes of
EPCA
B. Average Household Energy Use
V. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under the Regulatory Flexibility Act
C. Review Under the Paperwork Reduction Act of 1995
D. Review Under the National Environmental Policy Act of 1969
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates Reform Act of 1995
H. Review Under the Treasury and General Government
Appropriations Act of 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General Government
Appropriations Act of 2001
K. Review Under Executive Order 13211
L. Review Under the Information Quality Bulletin for Peer Review
VI. Public Participation
A. Submission of Comments
B. Issues on Which DOE Seeks Comments
I. Statutory Authority
Title III of the Energy Policy and Conservation Act (EPCA), as
amended (42 U.S.C. 6291 et seq.), sets forth various provisions
designed to improve energy efficiency. Part A of Title III of EPCA (42
U.S.C. 6291-6309) established the ``Energy Conservation Program for
Consumer Products Other Than Automobiles,'' which covers consumer
products and certain commercial products (hereafter referred to as
``covered products'').\1\ In addition to specifying a list of covered
residential and commercial products, EPCA contains provisions that
enable the Secretary of Energy to classify additional types of consumer
products as covered products. For a given product to be classified as a
covered product, the Secretary must determine that:
---------------------------------------------------------------------------
\1\ For editorial reasons, upon codification in the U.S. Code,
Part B was re-designated Part A.
---------------------------------------------------------------------------
(1) Classifying the product as a covered product is necessary for
the purposes of EPCA; and
(2) The average annual per-household energy use by products of such
type is likely to exceed 100kWh per year. (42 U.S.C. 6292(b)(1))
For the Secretary to prescribe an energy conservation standard
pursuant to 42 U.S.C. 6295(o) and (p) for covered products added
pursuant to 42 U.S.C. 6292(b)(1), he must also determine that:
(1) The average household energy use of the products has exceeded
150 kilowatt-hours per household for a 12-month period,
(2) The aggregate 12-month energy use of the products has exceeded
4.2 TWh,
(3) Substantial improvement in energy efficiency is technologically
feasible, and
(4) Application of a labeling rule under 42 U.S.C. 6294 is unlikely
to be
[[Page 34915]]
sufficient to induce manufacturers to produce, and consumers and other
persons to purchase, covered products of such type (or class) that
achieve the maximum energy efficiency that is technologically feasible
and economically justified. (42 U.S.C. 6295(l)(1)).
If DOE issues a final determination that set-top boxes and network
equipment are a covered product, DOE will consider test procedures and
energy conservation standards for set-top boxes and network equipment.
DOE will determine if set-top boxes and network equipment satisfy the
provisions of 42 U.S.C. 6295(l)(1) during the course of any energy
conservation standards rulemaking.
II. Current Rulemaking Process
DOE has not previously conducted an energy conservation standard
rulemaking for set-top boxes and network equipment. If after public
comment, DOE issues a final determination of coverage for this product,
DOE will consider both test procedures and energy conservation
standards for this product.
With respect to test procedures, DOE will consider a proposed test
procedure for measuring the energy efficiency, energy use or estimated
annual operating cost of set-top boxes and network equipment during a
representative average use cycle or period of use that is not unduly
burdensome to conduct. (42 U.S.C. 6293(b)(3)) In a test procedure
rulemaking, DOE initially prepares a notice of proposed rulemaking
(NOPR) and allows interested parties to present oral and written data,
views, and arguments with respect to such procedures. In prescribing
new test procedures, DOE takes into account relevant information
including technological developments relating to energy use or energy
efficiency of set-top boxes and network equipment.
With respect to energy conservation standards, DOE is required to
publish NOPR. The NOPR provides DOE's proposal for potential energy
conservations standards and a summary of the results of DOE's
supporting technical analysis. The details of DOE's energy conservation
standards analysis are provided in a technical support document (TSD)
that describes the details of DOE's analysis of both the burdens and
benefits of potential standards, pursuant to 42 U.S.C. 6295(o). Because
set-top boxes and network equipment would be a product that is newly
covered under 42 U.S.C. 6292(b)(1), DOE would also consider as part of
any energy conservation standard NOPR whether set-top boxes and network
equipment satisfy the requirements of 42 U.S.C. 6295(l)(1). After the
publication of the NOPR, DOE affords interested persons an opportunity
during a period of not less than 60 days to provide oral and written
comment. After receiving and considering the comments on the NOPR and
not less than 90 days after the publication of the NOPR, DOE would
issue the final rule prescribing any new energy conservation standards
for set-top boxes and network equipment.
III. Proposed Definition(s)
DOE proposes to add a definition for ``Set-top Boxes and Network
Equipment'' in the Code of Federal Regulations to clarify coverage of
any potential test procedure or energy conservation standard that may
arise from today's proposed determination. There currently is no
statutory definition of set-top boxes and network equipment. DOE has
determined preliminarily that adding set-top boxes and network
equipment as a covered product is justified. Accordingly, DOE proposes
the following definition of set-top boxes and network equipment to
consider test procedures and energy conservation standards for set-top
boxes and network equipment and to provide clarity for interested
parties as it continues its analyses:
A device whose principle function(s) are to receive television
signals (including, but not limited to, over-the-air, cable
distribution system, and satellite signals) and deliver them to another
consumer device, or to pass Internet Protocol traffic among various
network interfaces.
DOE seeks feedback from interested parties on its proposed
definition of set-top boxes and network equipment.
IV. Evaluation of Set-Top Boxes and Network Equipment as a Covered
Product Subject to Energy Conservation Standards
The following sections describe DOE's evaluation of whether set-top
boxes and network equipment fulfill the criteria for being added as a
covered product pursuant to 42 U.S.C. 6292(b)(1). As stated previously,
DOE may classify a consumer product as a covered product if (1)
classifying products of such type as covered products is necessary and
appropriate to carry out the purposes of EPCA; and (2) the average
annual per-household energy use by products of such type is likely to
exceed 100 kilowatt-hours (or its Btu equivalent) per year.
A. Coverage Necessary or Appropriate To Carry Out Purposes of EPCA
Coverage of set-top boxes and network equipment is necessary or
appropriate to carry out the purposes of EPCA, which include: (1) To
conserve energy supplies through energy conservation programs, and,
where necessary, the regulation of certain energy uses; and (2) to
provide for improved energy efficiency of motor vehicles, major
appliances, and certain other consumer products. (42 U.S.C. 6201) The
energy use of set-top boxes and network equipment has been increasing
as Internet connections, cable television, and satellite television
have become increasingly common in the last twenty years. Coverage of
set top boxes and network equipment will enable the conservation of
energy supplies through both labeling programs and the regulation of
set-top box and network equipment energy use. The national energy use
of set-top boxes and network equipment is estimated to be 24.8 billion
kilowatt-hours and increasing every year. Because there is significant
variation in the annual energy consumption of different models
currently available, technologies exist to reduce the energy
consumption of set-top boxes and network equipment.
B. Average Household Energy Use
DOE calculated average household energy use for set-top boxes and
network equipment, in households that used the product, based on data
from a report on residential miscellaneous electric loads,\2\ a study
on network equipment energy use,\3\ and from a report on national
household Internet access.\4\ These reports provide annual energy use
per device, and the total number of devices in operation in the U.S.
The percentage of households with a set-top box is 71%, and the
percentage of households with Internet access is 69%. Based on this
data, DOE believes the presence of a set-top box within a household is
highly correlated with the presence of network equipment. The total
number of households in the U.S.
[[Page 34916]]
in 2010 was 115 million; \5\ therefore, the number of households using
set-top boxes and network equipment was approximately 82 million. The
total household energy use of set-top boxes and network equipment was
24.8 billion kilowatt-hours (kWh) in 2010. Therefore the average U.S.
per-household energy use for set-top boxes and network equipment in
2010 was 302 kilowatt-hours. Therefore, DOE tentatively determines that
the average annual per-household energy use for set-top boxes and
network equipment is likely to exceed 100 kWh.
---------------------------------------------------------------------------
\2\ Roth, K.W. et al. 2007. Residential Miscellaneous Electric
Loads: Energy Consumption Characterization and Savings Potential.
Prepared by TIAX LLC for DOE.
\3\ Lanzisera, S., Nordman, B., & Brown, R.E. 2010. Data Network
Equipment Energy Use and Savings Potential in Buildings. ACEEE
Summer Study on Energy Efficiency in Buildings.
\4\ National Telecommunications and Information Administration.
2010. Digital Nation: 21st Century America's Progress Toward
Universal Broadband Internet Access. Prepared for Department of
Commerce.
\5\ Energy Information Administration. 2010. Annual Energy
Outlook 2010.
---------------------------------------------------------------------------
V. Procedural Issues and Regulatory Review
DOE has reviewed its proposed determination of set-top boxes and
network equipment under the following executive orders and acts.
A. Review Under Executive Order 12866
The Office of Management and Budget has determined that coverage
determination rulemakings do not constitute ``significant regulatory
actions'' under section 3(f) of Executive Order 12866, Regulatory
Planning and Review, 58 FR 51735 (Oct. 4, 1993). Accordingly, this
proposed action was not subject to review under the Executive Order by
the Office of Information and Regulatory Affairs (OIRA) in the Office
of Management and Budget (OMB).
B. Review Under the Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory Enforcement Fairness Act of 1996)
requires preparation of an initial regulatory flexibility analysis for
any rule that, by law, must be proposed for public comment, unless the
agency certifies that the proposed rule, if promulgated, will not have
a significant economic impact on a substantial number of small
entities. A regulatory flexibility analysis examines the impact of the
rule on small entities and considers alternative ways of reducing
negative effects. Also, as required by E.O. 13272, ``Proper
Consideration of Small Entities in Agency Rulemaking'' 67 FR 53461
(August 16, 2002), DOE published procedures and policies on February
19, 2003 to ensure that the potential impact of its rules on small
entities are properly considered during the DOE rulemaking process. 68
FR 7990 (February 19, 2003). DOE makes its procedures and policies
available on the Office of the General Counsel's Web site at https://www.gc.doe.gov.
DOE reviewed today's proposed determination under the provisions of
the Regulatory Flexibility Act and the policies and procedures
published on February 19, 2003. If adopted, today's proposed
determination would set no standards; they would only positively
determine that future standards may be warranted and should be explored
in an energy conservation standards and test procedure rulemaking.
Economic impacts on small entities would be considered in the context
of such rulemakings. On the basis of the foregoing, DOE certifies that
the proposed determination, if adopted, would have no significant
economic impact on a substantial number of small entities. Accordingly,
DOE has not prepared a regulatory flexibility analysis for this
proposed determination. DOE will transmit this certification and
supporting statement of factual basis to the Chief Counsel for Advocacy
of the Small Business Administration for review under 5 U.S.C. 605(b).
C. Review Under the Paperwork Reduction Act of 1995
This proposed determination, which proposes to determine that set-
top boxes and network equipment meet the criteria for a covered product
for which the Secretary may prescribe an energy conservation standard
pursuant to 42 U.S.C. 6295(o) and (p), will impose no new information
or record-keeping requirements. Accordingly, the Office of Management
and Budget (OMB) clearance is not required under the Paperwork
Reduction Act. (44 U.S.C. 3501 et seq.)
D. Review Under the National Environmental Policy Act of 1969
In this notice, DOE proposes to positively determine that future
standards may be warranted and that environmental impacts should be
explored in an energy conservation standards rulemaking. DOE has
determined that review under the National Environmental Policy Act of
1969 (NEPA), Public Law 91-190, codified at 42 U.S.C. 4321 et seq. is
not required at this time. NEPA review can only be initiated ``as soon
as environmental impacts can be meaningfully evaluated'' (10 CFR
1021.213(b)). This proposed determination would only determine that
future standards may be warranted, but would not itself propose to set
any specific standard. DOE has, therefore, determined that there are no
environmental impacts to be evaluated at this time. Accordingly,
neither an environmental assessment nor an environmental impact
statement is required.
E. Review Under Executive Order 13132
Executive Order (E.O.) 13132, ``Federalism'' 64 FR 43255 (August
10, 1999), imposes certain requirements on agencies formulating and
implementing policies or regulations that preempt State law or that
have Federalism implications. The Executive Order requires agencies to
examine the constitutional and statutory authority supporting any
action that would limit the policymaking discretion of the States and
to assess carefully the necessity for such actions. The Executive Order
also requires agencies to have an accountable process to ensure
meaningful and timely input by State and local officials in developing
regulatory policies that have Federalism implications. On March 14,
2000, DOE published a statement of policy describing the
intergovernmental consultation process that it will follow in
developing such regulations. 65 FR 13735 (March 14, 2000). DOE has
examined today's proposed determination and concludes that it would not
preempt State law or have substantial direct effects on the States, on
the relationship between the Federal government and the States, or on
the distribution of power and responsibilities among the various levels
of government. EPCA governs and prescribes Federal preemption of State
regulations as to energy conservation for the product that is the
subject of today's proposed determination. States can petition DOE for
exemption from such preemption to the extent permitted, and based on
criteria, set forth in EPCA. (42 U.S.C. 6297) No further action is
required by E.O. 13132.
F. Review Under Executive Order 12988
With respect to the review of existing regulations and the
promulgation of new regulations, section 3(a) of E.O. 12988, ``Civil
Justice Reform'' 61 FR 4729 (February 7, 1996), imposes on Federal
agencies the duty to: (1) Eliminate drafting errors and ambiguity; (2)
write regulations to minimize litigation; (3) provide a clear legal
standard for affected conduct rather than a general standard; and (4)
promote simplification and burden reduction. Section 3(b) of E.O. 12988
specifically requires that Executive agencies make every reasonable
effort to ensure that the regulation specifies the following: (1) The
preemptive effect, if any; (2) any effect on existing Federal law or
regulation; (3) a clear legal standard for affected conduct while
promoting
[[Page 34917]]
simplification and burden reduction; (4) the retroactive effect, if
any; (5) definitions of key terms; and (6) other important issues
affecting clarity and general draftsmanship under any guidelines issued
by the Attorney General. Section 3(c) of E.O. 12988 requires Executive
agencies to review regulations in light of applicable standards in
sections 3(a) and 3(b) to determine whether these standards are met, or
whether it is unreasonable to meet one or more of them. DOE completed
the required review and determined that, to the extent permitted by
law, this proposed determination meets the relevant standards of E.O.
12988.
G. Review Under the Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub.
L. 104-4, codified at 2 U.S.C. 1501 et seq.) requires each Federal
agency to assess the effects of Federal regulatory actions on State,
local, and Tribal governments and the private sector. For regulatory
actions likely to result in a rule that may cause expenditures by
State, local, and Tribal governments, in the aggregate, or by the
private sector of $100 million or more in any 1 year (adjusted annually
for inflation), section 202 of UMRA requires a Federal agency to
publish a written statement that estimates the resulting costs,
benefits, and other effects on the national economy. (2 U.S.C. 1532(a)
and (b)) UMRA requires a Federal agency to develop an effective process
to permit timely input by elected officers of State, local, and Tribal
governments on a proposed ``significant intergovernmental mandate.''
UMRA also requires an agency plan for giving notice and opportunity for
timely input to small governments that may be potentially affected
before establishing any requirement that might significantly or
uniquely affect them. On March 18, 1997, DOE published a statement of
policy on its process for intergovernmental consultation under UMRA. 62
FR 12820 (March 18, 1997). (This policy also is available at https://www.gc.doe.gov). DOE reviewed today's proposed determination pursuant
to these existing authorities and its policy statement and determined
that the proposed determination contains neither an intergovernmental
mandate nor a mandate that may result in the expenditure of $100
million or more in any year, so the UMRA requirements do not apply.
H. Review Under the Treasury and General Government Appropriations Act
of 1999
Section 654 of the Treasury and General Government Appropriations
Act of 1999 (Pub. L. 105-277) requires Federal agencies to issue a
Family Policymaking Assessment for any rule that may affect family
well-being. This proposed determination would not have any impact on
the autonomy or integrity of the family as an institution. Accordingly,
DOE has concluded that it is not necessary to prepare a Family
Policymaking Assessment.
I. Review Under Executive Order 12630
Pursuant to E.O. 12630, ``Governmental Actions and Interference
with Constitutionally Protected Property Rights'' 53 FR 8859 (March 15,
1988), DOE determined that this proposed determination would not result
in any takings that might require compensation under the Fifth
Amendment to the U.S. Constitution.
J. Review Under the Treasury and General Government Appropriations Act
of 2001
The Treasury and General Government Appropriation Act of 2001 (44
U.S.C. 3516, note) requires agencies to review most disseminations of
information they make to the public under guidelines established by
each agency pursuant to general guidelines issued by the Office of
Management and Budget (OMB). The OMB's guidelines were published at 67
FR 8452 (February 22, 2002), and DOE's guidelines were published at 67
FR 62446 (October 7, 2002). DOE has reviewed today's proposed
determination under the OMB and DOE guidelines and has concluded that
it is consistent with applicable policies in those guidelines.
K. Review Under Executive Order 13211
E.O. 13211, ``Actions Concerning Regulations That Significantly
Affect Energy Supply, Distribution, or Use,'' 66 FR 28355 (May 22,
2001), requires Federal agencies to prepare and submit to OMB a
Statement of Energy Effects for any proposed significant energy action.
A ``significant energy action'' is defined as any action by an agency
that promulgates a final rule or is expected to lead to promulgation of
a final rule, and that: (1) Is a significant regulatory action under
E.O. 12866, or any successor order; and (2) is likely to have a
significant adverse effect on the supply, distribution, or use of
energy; or (3) is designated by the Administrator of the Office of
Information and Regulatory Affairs (OIRA) as a significant energy
action. For any proposed significant energy action, the agency must
give a detailed statement of any adverse effects on energy supply,
distribution, or use if the proposal is implemented, and of reasonable
alternatives to the proposed action and their expected benefits on
energy supply, distribution, and use.
DOE has concluded that today's regulatory action proposing to
determine that Set-top Boxes and Network Equipment meets the criteria
for a covered product for which the Secretary may prescribe an energy
conservation standard pursuant to 42 U.S.C. 6295(o) and (p) would not
have a significant adverse effect on the supply, distribution, or use
of energy. This action is also not a significant regulatory action for
purposes of E.O. 12866, and the OIRA Administrator has not designated
this proposed determination as a significant energy action under E.O.
12866 or any successor order. Therefore, this proposed determination is
not a significant energy action. Accordingly, DOE has not prepared a
Statement of Energy Effects for this proposed determination.
L. Review Under the Information Quality Bulletin for Peer Review
On December 16, 2004, OMB, in consultation with the Office of
Science and Technology Policy (OSTP), issued its Final Information
Quality Bulletin for Peer Review (the Bulletin). 70 FR 2664 (January
14, 2005). The Bulletin establishes that certain scientific information
shall be peer reviewed by qualified specialists before it is
disseminated by the Federal government, including influential
scientific information related to agency regulatory actions. The
purpose of the Bulletin is to enhance the quality and credibility of
the Government's scientific information. DOE has determined that the
analyses conducted for this rulemaking do not constitute ``influential
scientific information,'' which the Bulletin defines as ``scientific
information the agency reasonably can determine will have or does have
a clear and substantial impact on important public policies or private
sector decisions.'' 70 FR 2667 (January 14, 2005). The analyses were
subject to pre-dissemination review prior to issuance of this
rulemaking.
DOE will determine the appropriate level of review that would be
applicable to any future rulemaking to establish energy conservation
standards for set-top boxes and network equipment.
[[Page 34918]]
VI. Public Participation
A. Submission of Comments
DOE will accept comments, data, and information regarding this
notice of proposed determination no later than the date provided at the
beginning of this notice. After the close of the comment period, DOE
will review the comments received and determine whether set-top boxes
and network equipment is a covered product under EPCA.
Comments, data, and information submitted to DOE's e-mail address
for this proposed determination should be provided in WordPerfect,
Microsoft Word, PDF, or text (ASCII) file format. Submissions should
avoid the use of special characters or any form of encryption, and
wherever possible comments should include the electronic signature of
the author. No telefacsimiles (faxes) will be accepted.
According to 10 CFR 1004.11, any person submitting information that
he or she believes to be confidential and exempt by law from public
disclosure should submit two copies: One copy of the document should
have all the information believed to be confidential deleted. DOE will
make its own determination as to the confidential status of the
information and treat it according to its determination.
Factors of interest to DOE when evaluating requests to treat
submitted information as confidential include (1) a description of the
items; (2) whether and why such items are customarily treated as
confidential within the industry; (3) whether the information is
generally known or available from public sources; (4) whether the
information has previously been made available to others without
obligations concerning its confidentiality; (5) an explanation of the
competitive injury to the submitting persons which would result from
public disclosure; (6) a date after which such information might no
longer be considered confidential; and (7) why disclosure of the
information would be contrary to the public interest.
B. Issues on Which DOE Seeks Comments
DOE welcomes comments on all aspects of this proposed
determination. DOE is particularly interested in receiving comments
from interested parties on the following issues related to the proposed
determination for set-top boxes and network equipment:
Definition(s) of set-top boxes and network equipment;
Whether classifying set-top boxes and network equipment as
a covered product is necessary or appropriate to carry out the purposes
of EPCA;
Calculations and values for household and national energy
consumption; and
Availability or lack of availability of technologies for
improving energy efficiency of set-top boxes and network equipment.
The Department is interested in receiving views concerning other
relevant issues that participants believe would affect DOE's ability to
establish test procedures and energy conservation standards for set-top
boxes and network equipment. The Department invites all interested
parties to submit in writing by July 15, 2011, comments and information
on matters addressed in this notice and on other matters relevant to
consideration of a determination for set-top boxes and network
equipment.
After the expiration of the period for submitting written
statements, the Department will consider all comments and additional
information that is obtained from interested parties or through further
analyses, and it will prepare a final determination. If DOE determines
that set-top boxes and network equipment qualify as a covered product,
DOE will consider a test procedure and energy conservation standards
for set-top boxes and network equipment. Members of the public will be
given an opportunity to submit written and oral comments on any
proposed test procedure and standards.
List of Subjects in 10 CFR Part 430
Administrative practice and procedure, Confidential business
information, Energy conservation, Reporting and recordkeeping
requirements.
Issued in Washington, DC, on June 8, 2011.
Henry Kelly,
Acting Assistant Secretary, Energy Efficiency and Renewable Energy.
[FR Doc. 2011-14825 Filed 6-14-11; 8:45 am]
BILLING CODE 6450-01-P