Hispanic-Serving Agricultural Colleges and Universities (HSACU) Certification Process, 34187-34192 [2011-14498]
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Federal Register / Vol. 76, No. 113 / Monday, June 13, 2011 / Proposed Rules
Specialist; National Institute of Food
and Agriculture; U.S. Department of
Agriculture; STOP 2299; 1400
Independence Avenue, SW.,
Washington, DC 20250–2299; Voice:
(202) 570–7410; E-mail:
mlockhart@nifa.usda.gov.
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF AGRICULTURE
National Institute of Food and
Agriculture
7 CFR Part 3434
RIN 0524–AA39
Hispanic-Serving Agricultural Colleges
and Universities (HSACU) Certification
Process
National Institute of Food and
Agriculture, USDA.
ACTION: Notice of proposed rulemaking
and request for comments.
AGENCY:
The National Institute of Food
and Agriculture (NIFA) is requesting
comments on the proposed process to
certify a qualifying college or university
as a Hispanic-Serving Agricultural
Colleges and Universities (HSACU)
institution. NIFA is proposing to amend
our regulations in the Code of Federal
Regulations to chronicle the eligibility
criteria colleges and universities must
satisfy in order to be certified as HSACU
institutions by the Secretary of
Agriculture.
SUMMARY:
Written comments are invited
from interested individuals and
organizations. To be considered in the
formulation of the guidelines, comments
must be received on or before August
12, 2011.
ADDRESSES: You may submit comments,
identified by Regulatory Information
Number (RIN) 0524–AA39, by any of the
following methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
E-mail: hsacu@nifa.usda.gov. Include
RIN 0524–AA39 in the subject line of
the message.
Fax: 202–401–7752.
Mail: Paper, disk or CD–ROM
submissions should be submitted to
Policy and Oversight Division; National
Institute of Food and Agriculture; U.S.
Department of Agriculture; STOP 2299;
1400 Independence Avenue, SW.,
Washington, DC 20250–2299.
Hand Delivery/Courier: Policy and
Oversight Division; National Institute of
Food and Agriculture; U.S. Department
of Agriculture; Room 3107, Waterfront
Centre; 800 9th Street, SW.,
Washington, DC 20024.
Instructions: All comments submitted
must include the agency name and the
RIN for this rulemaking. All comments
received will be posted without change
to https://www.regulations.gov, including
any personal information provided.
FOR FURTHER INFORMATION CONTACT:
Matthew Lockhart, Senior Policy
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I. Background and Purpose
Authority
Section 7101 of the Food,
Conservation, and Energy Act of 2008
(FCEA) (Pub. L. 110–246) amended
section 1404 of the National
Agricultural Research Teaching Policy
Act of 1977, 7 U.S.C. 3103, to add a
definition for a new group of
cooperating educational institutions
known as Hispanic-serving agricultural
colleges and universities (HSACUs).
Section 1404 defines HSACUs as
colleges or universities that qualify as
‘‘Hispanic-serving institutions,’’ as that
term is defined in Section 1101a of title
20, and that offer associate, bachelors, or
other accredited degree programs in
agriculture-related fields. An exception
is made to the HSACU definition so that
it does not include 1862 institutions as
defined in Section 2 of the Agricultural
Research, Extension, and Education
Reform Act of 1998 (7 U.S.C. 7601).
Section 7129 of the FCEA authorizes
the following five new programs for
HSACUs: (1) HSACU Endowment Fund
(formula-based); (2) HSACU Equity
Grants Program (formula-based); (3)
HSACU Institutional Capacity-Building
Grants Program (competitive); (4)
HSACU Extension Grants Program
(competitive); and (5) HSACU
Fundamental and Applied Research
Grants Program (competitive). Funding
for these programs is subject to the
availability of appropriations. The FY
2011 President’s Budget proposed
$10,000,000 to initially fund the
HSACU Endowment. If the proposed
budget is enacted and an appropriation
is made for the Endowment Fund, it
will represent the first time funds have
been appropriated for a HSACU
program.
In addition, the FCEA amends section
406(b) of the Agricultural Research,
Extension, and Education Reform Act of
1998, 7 U.S.C. 7626, to expand the
eligibility for NIFA Integrated Research,
Education, and Extension Competitive
Grants Programs to include HSACUs.
NIFA was delegated authority to enter
into agreements necessary to administer
the HSACU Endowment Fund in 7 CFR
2.66(a)(144). NIFA, formerly the
Cooperative State Research, Education,
and Extension Service (CSREES),
distributes federal funds to land grant
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colleges of agriculture to provide partial
support for state-level research,
education, and extension. NIFA’s
mission is to work with university
partners to advance research, extension,
and higher education in the food,
agricultural, and related environmental
and human sciences to benefit people,
communities, and the nation.
For clarification, the rules for funds
distributed to the HSACUs from the
HSACU Endowment Fund shall be
contained within 7 CFR part 3437. We
will add and publish part 3437 shortly
to provide specific administrative
provisions for the HSACU Endowment
Program (e.g., applicability of
regulations, purpose, definitions,
eligibility, use of funds, administrative
duties, and other sections, as
appropriate).
Solicitation of Stakeholder Input
On Sunday October 12, 2008, NIFA
held a listening session for HispanicServing Institutions (HSI)
representatives at the Hyatt Regency in
Denver, Colorado to discuss the Food,
Conservation, and Energy Act of 2008
(FCEA) (Pub. L. 110–246) that created a
new set of programs dedicated to the
HSI community. NIFA solicited and
welcomed commentaries on any part of
these new programs including ways to
interpret and implement the definition
of the new category of institutions
established by the FCEA. Since the term
‘‘agricultural-related fields’’ posed a
challenge concerning its interpretation,
HSI representatives also were given the
opportunity to share their thoughts in
written form by October 27, 2008.
During this listening session, 20
individuals, from 17 institutions and
two organizations, provided public
comments on the definition of HispanicServing Agricultural Colleges and
Universities (HSACUs). HSACUs are
universities that qualify as HispanicServing institutions as defined in the
Higher Education Act of 1965, and offer
Associate’s, Bachelor’s, or other
accredited degree programs in
agricultural-related fields. The session
results can be found on the NIFA Web
site at the following web page: https://
www.nifa.usda.gov/business/reporting/
stakeholder/hsacu.html.
The NIFA Assistant Administrator
gave introductory remarks and
explained how the session would be
conducted. Dr. Jose Vicente, President
of Miami-Dade North College, gave a
detailed synopsis of their institution
and stated that creating the HispanicServing Agricultural Colleges and
Universities is essential to increase and
diversify the workforce in agriculturalrelated fields. Dr. Vicente expressed that
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HSIs do not have land-grant status and
only receive peripheral benefits from
the FCEA. Three other universities,
including a private college in Florida
also shared a similar opinion. They also
shared how their facilities provide
services for Hispanic students in
science, technology, engineering and
mathematics, especially in urban
settings. Lehman College of the City
University of New York institutions
stated that support for joint research
programs and partnerships between
HSIs and non-HSIs should be created.
Dr. Nora de la Garza from Laredo
Community College emphasized the
importance of including nontraditional
agricultural colleges as the designation
for HSACUs is made and that her
college is historically a HSI. Laredo
Community College and Houston
Community College received a USDA
grant to organize a Consortium of HSIs
on capacity building. The Consortium
has expanded to 21 members.
The Texas A&M–Kingsville
˜
representative, Mr. Frank Ureno, noted
that for an institution to be eligible for
this program it should currently be
offering an accredited degree program in
agriculture, but the most appropriate
method would be to define the qualified
schools as those with accredited
programs in agriculture defined by the
classification of instructional programs
originally developed by the United
States Department of Education. Ms.
Maria Alvarez from El Paso Community
College in Texas requested that two-year
institutions be included in the HSACU
definition. Dr. Ray Garza from the
University of Texas at San Antonio
noted that even though they are not a
land-grant institution or an agriculture
school, they are associated with two
projects such as the Hispanic
Leadership Program and the Agriculture
and Natural Resources program and that
they have placed students in positions
throughout the USDA, particularly
within the U.S. Forest Service.
Speakers from California State
University-Fresno, California State
Polytechnic University-Pomona, and
California State University-Monterey
Bay stated that they as HSIs will have
representation on the national
agriculture research, education—
extension, education, and economics—
advisory board. Dr. Charles Boyer, from
CSU-Fresno, highlighted the key role
CSU-Fresno plays in the richest
farmland area in the country. The CSUMonterey Bay representative, Mr.
Stephen Reed, talked about the
importance of innovative course
offerings such as their agribusiness
management concentration. Dr. Sandra
Smith, the representative from Global
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Learning Semesters, a partner with the
Hispanic Association of Colleges and
Universities (HACU) and all of the
HACU institutions in internationalizing
student experiences, highlighted
USDA’s priority in internationalizing
agricultural education, research, and
outreach and the opportunity to
partnership with Land-Grant
Institutions.
Dr. Antonio Flores, President and
Chief Executive Officer of HACU, an
association that represents over 250
associate members (colleges and
universities) with a minimum of 25
percent Hispanic undergraduate
enrollment, recommended that both
two- and four-year HSIs be equitably
represented in HSACU. Mr. James
Herrell, from Otero Junior College in
Southeastern Colorado, articulated that
access to higher education is most
predicted on where one lives and one’s
capacity to be mobile. Mr. Paul
Gutierrez, from New Mexico State
University, stated that demographics of
professional staff and faculty teaching in
colleges of agriculture across the county
did not reflect diversity. He added that
more focus should be put on the needs
of the rural Hispanic and Native
American communities and not on the
traditional institutional labels that tend
to direct use of the resources.
Dr. Jose Rivera, from the University of
the Sacred Heart, a private university in
Puerto Rico, highlighted the
transformation in the job market and job
creation where there is increased focus
on interdisciplinary and
multidisciplinary education and
initiatives. Ms. Agnes Mojica from the
Inter American University of Puerto
Rico at San German recommended that
HSACUs should be considered not by
states but by regions to avoid
discriminating against certain states that
may have a greater number of
institutions.
Rebecca Orozco, director of the Center
for Life on Earth at Cochise College
located in southeastern Arizona
emphasized the need for their program
in agriculture in this impoverished area,
because they are preparing students to
continue onward to a university degree
in agriculture and related fields.
Construction of Eligibility Criteria
Because HSACUs are not specifically
named in the authorizing statute, NIFA
is required to establish a criteria to
designate HSACUs based on the
definition provided in the legislation,
which states that HSACUs are defined
as HSIs that offer ‘‘agriculture-related
programs.’’ As part of the process to
determine which programs qualify as
‘‘agriculture-related’’, NIFA incorporated
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a suggestion from the listening session
to utilize the Classification of
Instructional Programs (CIP) coding
system developed by the U.S.
Department of Education’s National
Center for Education Statistics as an
instrument to identify agriculturerelated programs.
The CIP coding system provides a
taxonomic scheme that supports
accurate tracking and reporting of fields
of study and program completions
activity. The CIP is organized on three
levels: The 2-digit series represent the
most general groupings of related
programs, the 4-digit series are
intermediate groupings of programs, and
the 6-digit codes represent specific
instructional programs. More
information about CIP codes is available
at https://nces.ed.gov/ipeds/cipcode.
To ensure impartiality of the parties
involved in constructing the eligibility
criteria, NIFA Deputy Administrators
selected two National Program Leaders
(NPLs) within their respective units to
serve on a panel to review the CIP codes
in an attempt to determine which
instructional programs qualify as
agriculture-related fields. The panel of
10 NPLs came from the following NIFA
units: Competitive Programs, Economic
and Community Systems, Families 4–H
and Nutrition, Natural Resources and
Environment, and Plant and Animal
Systems. NIFA also asked these NPLs to
provide input on a list of elements to
consider for the eligibility criteria by
ranking them in terms of importance
(most important to least important). The
elements considered were the number of
agriculture-related programs, the
number of Hispanic graduates, total
enrollment, total Hispanic enrollment,
and history of working with NIFA.
Comments from the panel’s review and
the listening session provided the
foundation in the development of the
eligibility criteria for the HSACU
certification process.
From the input received at the
listening session, NIFA learned that
there is a strong preference among
stakeholders to limit the number of
eligible institutions during the initial
phase of the implementation process to
maximize the impact of limited funding
available at the outset of each HSACU
program. However, there is no basis to
limit the number of HSACUs if
institutions otherwise meet the
eligibility requirements as defined in
the statute and this regulation.
Furthermore, in March 2010, the
American Enterprise Institute released a
report, ‘‘Rising to the Challenge,’’ which
charted graduation rates of Hispanic
College students through use of data on
six-year graduation rates from the U.S.
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Department of Education’s National
Center for Education Statistics. This
report noted that an institution is
granted HSI designation based on
enrollment numbers rather than a
performance-based measure, such as
student retention or graduation.
NIFA agrees that a performance-based
measure will provide institutions with
an incentive to take on a proactive role
in increasing focus on graduating
Hispanic students in agriculture-related
fields in order to be certified as a
HSACU. Hence, NIFA will grant
HSACU certification to HSIs with
agriculture-related programs where at
least one Hispanic student obtained a
degree in an agriculture-related field
during the most recent reported
academic year (i.e., the 2008–09
academic year).
HSACU certifications granted to
institutions will remain valid for a
period of one year.
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Methodology for HSACU Certification
The certification process starts with
NIFA obtaining the latest available
report from the U.S. Department of
Education’s National Center for
Education Statistics that lists all HSIs
and the degrees conferred by these
institutions during the most recently
completed academic year. This report is
used to identify Hispanic-serving
Institutions that conferred a degree in an
instructional program that appears in
Appendix A of this Part and confirm
that a degree was awarded to a Hispanic
student in an agriculture-related field to
form a group of institutions that are
eligible to be certified as a HSACU
(Appendix B).
NIFA will announce the list of
schools with HSACU certification
through a notice in the Federal Register
and post the list on the NIFA Web site
in September 2011. For the initial
certification, HSIs with agriculturerelated programs will be granted
HSACU certification for a period of one
year, thus the next announcement will
take place in 2012 and this process will
be repeated on an annual basis
thereafter. NIFA expects to make these
annual announcements, starting in
2012, during the month of June to allow
time for appeals to take their course and
be addressed by the start of the
following fiscal year.
Composition of HSACUs
Based on the eligibility criteria
provided in this proposed rule along
with the most recent report made
available to us from the U.S. Department
of Education’s National Center for
Education Statistics (2008–09 academic
year), fifty-seven (57) college and
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universities meet the HSI and
agriculture-related field criteria (see
Appendix B for a complete list of the 57
schools). Of the 57 schools up for
certification, 22 schools offer
Associate’s degrees (39%), 32 schools
offer Bachelor’s degrees (56%), 19 offer
Master’s degrees (33%), and four offer a
doctoral degree (7%). Note that the total
of schools offering each degree type
adds up to more than 57 because several
schools offer more than one degree type
(e.g., Bachelors and Masters).
Of these 57 schools, 26 schools are in
the Western region (46%), 25 schools
are in the Southern region (44%), three
schools are in the North Central region
(5%), and three schools are in the
Northeastern region (5%). With this
composition, NIFA is confident that
HSACUs are sufficiently represented
across all regions and institution types.
We expect the complete list of
HSACU institutions to be slightly
different when the Final Rule is
published in the Federal Register in
September 2011 as the list will be based
on data from the 2009–10 academic year
report, which is expected to be available
before the scheduled publication date.
NIFA will permit HSIs that are not
granted HSACU certification to submit
an appeal within 30 days of NIFA’s
announcement of HSACU institutions.
The appellant must submit a request for
review to the NIFA official specified in
the notification with details on the
nature of the disagreement and include
supporting documents. The appeal
procedure will consist of two levels to
allow an institution to request further
review on its case should the initial
NIFA review result in a rejection of the
appeal.
Timeline for Implementing Regulations
NIFA is publishing this rule as a
proposed rule with a 60-day comment
period and anticipates addressing
comments and publishing a final rule by
September 1, 2011.
II. Administrative Requirements for the
Proposed Rulemaking
Executive Order 12866
This action has been determined to be
not significant for purposes of Executive
Order 12866, and therefore, has not
been reviewed by the Office of
Management and Budget. This proposed
rule will not create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; nor will it materially
alter the budgetary impact of
entitlements, grants, user fees, or loan
programs; nor will it have an annual
effect on the economy of $100 million
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or more; nor will it adversely affect the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities in a material way.
Furthermore, it does not raise a novel
legal or policy issue arising out of legal
mandates, the President’s priorities or
principles set forth in the Executive
Order.
Regulatory Flexibility Act of 1980
This proposed rule has been reviewed
in accordance with the Regulatory
Flexibility Act of 1980, as amended by
the Small Business Regulatory
Enforcement Fairness Act of 1996, 5
U.S.C. 601–612. The Department
concluded that the rule will not have a
significant economic impact on a
substantial number of small entities.
The rule does not involve regulatory
and informational requirements
regarding businesses, organizations, and
governmental jurisdictions subject to
regulation.
Paperwork Reduction Act (PRA)
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act (PRA) of 1995, 44 U.S.C. 3501 et
seq. NIFA has determined that the PRA
does not apply because this rule does
not contain any information collection
requirements that require approval of
the OMB.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
Catalog of Federal Domestic Assistance
This proposed regulation applies to
the Federal assistance program
administered by NIFA under the Catalog
for Federal Domestic Assistance (CFDA)
No. 10.310, Agriculture and Food
Research Initiative (AFRI). New CFDAs
will be established for each HSACU
program as funds are appropriated.
Unfunded Mandates Reform Act of 1995
and Executive Order 13132
The Department has reviewed this
final rule in accordance with the
requirements of Executive Order No.
13132, 64 FR 43225 (August 10, 1999)
and the Unfunded Mandates Act of
1995, 2 U.S.C. 1501 et seq., and has
found no potential or substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. As there
is no Federal mandate contained herein
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that could result in increased
expenditures by State, local, or tribal
governments or by the private sector,
the Department has not prepared a
budgetary impact statement.
Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
The Department has reviewed this
proposed rule in accordance with
Executive Order 13175, 65 FR 67249
(November 9, 2000), and has determined
that it does not have ‘‘tribal
implications.’’ The proposed rule does
not ‘‘have substantial direct effects on
one or more Indian tribes, on the
relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.’’
Clarity of This Regulation
Executive Order 12866 and the
President’s Memorandum of June 1,
1998 require each agency to write all
rules in plain language. The Department
invites comments on how to make this
proposed rule easier to understand.
List of Subjects in Part 3434
Administrative practice and
procedure; Agricultural research,
education, extension; Hispanic-Serving
Institutions; Federal assistance.
For the reasons set forth in the
preamble, the National Institute of Food
and Agriculture proposes to add a new
part 3434 to Chapter XXXIV of Title 7
of the Code of Federal Regulations to
read as set forth below:
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PART 3434—HISPANIC-SERVING
AGRICULTURAL COLLEGES AND
UNIVERSITIES CERTIFICATION
PROCESS
Sec.
3434.1 Applicability of regulations.
3434.2 Purpose.
3434.3 Definitions.
3434.4 Eligibility.
3434.5 Agriculture-related fields.
3434.6 Certification.
3434.7 Duration of certification.
3434.8 Appeals.
3434.9 Recertification.
3434.10 Reporting requirements.
Appendix A to Part 3434—List of agriculturerelated fields.
Appendix B to Part 3434—List of HSACU
institutions, 2011–2012.
Authority: Section 7101 of the Food,
Conservation, and Energy Act of 2008; Pub.
L. 110–246 (7 U.S.C. 3103).
§ 3434.1
Applicability of regulations.
This part establishes the process to
certify and designate a group of eligible
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educational institutions as HispanicServing Agricultural Colleges and
Universities, as authorized by Section
7101 of the Food, Conservation, and
Energy Act of 2008 (FCEA), 7 U.S.C.
3103; Pub. L. 110–246.
§ 3434.2
Purpose.
The Secretary will follow the
processes and criteria established in this
regulation to certify and designate
qualifying colleges and universities as
HSACUs. Institutions designated as a
HSACU will be eligible for five new
programs authorized by Congress in
section 7129 of the FCEA as well as for
other ongoing NIFA programs for which
HSACUs are now eligible (e.g.,
integrated programs authorized by
section 406 of the Agricultural Research,
Extension, and Education Reform Act of
1998). The five new programs include
the HSACU Endowment Fund (formulabased), HSACU Institutional Capacity
Building Grants Program (competitive),
HSACU Extension Grants Program
(competitive), HSACU Applied and
Fundamental Research Grants Program
(competitive), and HSACU Equity
Grants Program (formula-based). The
administrative provisions, including
reporting requirements, for the HSACU
Endowment Fund will be established in
a separate part (7 CFR part 3437). The
administrative provisions and reporting
requirements for the other four new
HSACU programs will be established as
subparts in 7 CFR part 3430.
§ 3434.3
Definitions.
Agency or NIFA means the National
Institute of Food and Agriculture.
Agriculture-related fields means a
group of instructional programs that are
determined to be agriculture-related
fields of study for HSACU eligibility
purposes by a panel of National Program
Leaders at the National Institute of Food
and Agriculture.
Department means the United States
Department of Agriculture.
Hispanic-serving Institution means an
institution of higher education that is an
eligible institution, as that term is
defined at 20 U.S.C. 1101a; and has an
enrollment of undergraduate full-time
equivalent students that is at least 25
percent Hispanic students, as reported
to the U.S. Department of Education’s
Integrated Postsecondary Education
Data System during the fall semester of
the previous academic year.
Secretary means the Secretary of
Agriculture and any other officer or
employee of the Department to whom
the authority involved has been
delegated.
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§ 3434.4
Eligibility.
(a) General. To be eligible to receive
designation as a HSACU, colleges and
universities must:
(1) Qualify as Hispanic-serving
institutions; and
(2) Offer associate, bachelors, or other
accredited degree programs in
agriculture-related fields pursuant to
§ 3434.5 of this Part.
(b) Non-eligibility. The following
colleges and universities are ineligible
for HSACU certification:
(1) 1862 land-grant institutions, as
defined in section 2 of the Agricultural
Research, Extension, and Education
Reform Act of 1998 (7 U.S.C. 7601);
(2) Institutions that appear in the Lists
of Parties Excluded from Federal
financial and nonfinancial assistance
and benefits programs (Excluded Parties
List System);
(3) Institutions that are not accredited
by a nationally recognized accredited
agency or association; and
(4) Institutions that did not produce a
Hispanic graduate in an agriculturerelated field of study during the most
recent completed academic year.
§ 3434.5
Agriculture-related fields.
(a) The Secretary shall use the
Classification of Instructional Programs
(CIP) coding system developed by the
U.S. Department of Education’s National
Center for Education Statistics as the
source of information for all existing
instructional programs. This source is
located at https://nces.ed.gov/ipeds/
cipcode.
(b) A complete list of instructional
programs deemed to be agriculturerelated fields by the Secretary is
provided in Appendix A of this part.
This list will include the full six-digit
CIP code and program title (or major) for
each agriculture-related instructional
program.
(c) The list of agriculture-related
fields will be updated every five years.
However, the Secretary reserves the
right to make changes at any time, if
deemed appropriate and necessary.
(d) Any changes made in the CIP
coding system by the U.S. Department
of Education may result in a review or
reevaluation of the list of agriculturerelated fields by the Secretary.
§ 3434.6
Certification.
(a) Except as provided in paragraph
(c) of this section, institutions that meet
the eligibility criteria set forth in
§ 3434.4 and offer agriculture-related
programs in accordance to the criteria
set forth in § 3434.5 (see list in
Appendix A) shall be granted HSACU
certification by the Secretary.
(b) A complete list of institutions with
HSACU certification shall be provided
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in Appendix B of this part and posted
on the NIFA Web site at https://
www.nifa.usda.gov.
(c) Institutions that did not produce a
Hispanic graduate in an agriculturerelated field of study during the most
recent completed academic year shall
not be granted HSACU certification by
the Secretary.
(d) The list of HSACU institutions
will be updated annually. However, the
Secretary reserves the right to make
changes at any time, when deemed
appropriate and necessary.
§ 3434.7
Duration of certification.
(a) Except as provided in paragraphs
(b) and (c) of this section, HSACU
certification granted to an institution by
the Secretary under this part shall
remain valid for a period of one (1) year.
(b) Failure to maintain eligibility
status at any time during the HSACU
certification period shall result in an
immediate revocation of HSACU
certification.
(c) Failure to remain in compliance
with reporting requirements or
adherence to any administrative or
national policy requirements listed in
award terms and conditions for any of
the HSACU programs may result in a
suspension or an immediate revocation
of HSACU certification.
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§ 3434.8
Appeals.
(a) An institution not listed as a
HSACU in § 3434.6 of this Part may
submit an appeal to address denial of a
certification made pursuant to this part.
Such appeals must be in writing and
received by the Appeals Officer, Policy
and Oversight Division, National
Institute of Food and Agriculture, U.S.
Department of Agriculture, 800 9th
Street, SW., Washington, DC 20024
within thirty (30) days following an
announcement of institutions
designated for certification. The
Appeals Officer will consider the record
of the decision in question, any further
written submissions by the institution,
and other available information and
shall provide the appellant a written
decision as promptly as circumstances
permit. Such appeals constitute an
administrative review of the decision
appealed from and are not conducted as
an adjudicative proceeding.
(b) Appeals involving an agriculturerelated field of study must include the
CIP code and program title of the field
of study (or major).
(c) Appeals from non-HSI schools will
not be considered.
(d) The NIFA Assistant Director of the
Institute of Youth, Family, and
Community shall serve as the Appeals
Officer.
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(e) In considering such appeals or
administrative reviews, the Appeals
Officer shall take into account alleged
errors in professional judgment or
alleged prejudicial procedural errors by
NIFA officials. The Appeals Officer’s
decision may:
(1) Reverse the appealed decision;
(2) Affirm the appealed decision;
(3) Where appropriate, withhold a
decision until additional materials are
provided.
The Appeals Officer may base his/her
decision in whole or part on matters or
factors not discussed in the decision
appealed from.
(f) If the NIFA decision on the appeal
is adverse to the appellant or if an
appellant’s request for review is
rejected, the appellant then has the
option of submitting a request to the
NIFA Deputy Director for Food and
Community Resources for further
review.
(g) The request for further review
must be submitted to Policy and
Oversight Division, National Institute of
Food and Agriculture, U.S. Department
of Agriculture, 800 9th Street, SW.,
Washington, DC 20024 within thirty
(30) days following the Appeals
Officer’s decision.
(h) No institution shall be considered
to have exhausted its administrative
remedies with respect to the
certification or decision described in
this part until the NIFA Deputy Director
for Food and Community Resources has
issued a final administrative decision
pursuant to this section. The decision of
the NIFA Deputy Director for Food and
Community Resources is considered
final.
(i) Appellants shall be notified in
writing of any decision made by NIFA
in regards to the appeal.
§ 3434.9
Recertification.
(a) The recertification process for a
HSACU remains the same as the process
outlined in § 3434.6.
(b) There is no limit to the number of
times an institution may be recertified
as a HSACU.
(c) In the event an institution is not
granted recertification due to
noncompliance with reporting
requirements for a HSACU program, the
institution shall be notified in writing
and given a period of ninety (90) days
from the date of notification to be in
compliance.
§ 3434.10
Reporting requirements.
(a) The certification process does not
involve any reporting requirements.
(b) Reporting requirements for
HSACU programs (e.g., HSACU
Endowment Fund) shall be established
in separate parts.
PO 00000
Frm 00015
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34191
Appendix A to Part 3434—List of
Agriculture-Related Fields
The instructional programs listed in this
appendix are observed to be agriculturerelated fields for HSACU eligibility purposes.
Programs are listed in numerical order by
their six-digit CIP code followed by the full
title of the instructional program, as listed by
the U.S. Department of Education.
01.0000, Agriculture, General
01.0101, Agricultural Business and
Management, General
01.0102, Agribusiness/Agricultural Business
Operations
01.0103, Agricultural Economics
01.0104, Farm/Farm and Ranch Management
01.0105, Agricultural/Farm Supplies
Retailing and Wholesaling
01.0106, Agricultural Business Technology
01.0199, Agricultural Business and
Management, Other
01.0201, Agricultural Mechanization, General
01.0204, Agricultural Power Machinery
Operation
01.0205, Agricultural Mechanics and
Equipment/Machine Technology
01.0299, Agricultural Mechanization, Other
01.0301, Agricultural Production Operations,
General
01.0302, Animal/Livestock Husbandry and
Production
01.0303, Aquaculture
01.0304, Crop Production
01.0306, Dairy Husbandry and Production
01.0307, Horse Husbandry/Equine Science
and Management
01.0308, Agroecology and Sustainable
Agriculture
01.0309, Viticulture and Enology
01.0399, Agricultural Production Operations,
Other
01.0401, Agricultural and Food Products
Processing
01.0504, Dog/Pet/Animal Grooming
01.0505, Animal Training
01.0507, Equestrian/Equine Studies
01.0508, Taxidermy/Taxidermist
01.0599, Agricultural and Domestic Animal
Services, Other
01.0601, Applied Horticulture/Horticultural
Operations, General
01.0603, Ornamental Horticulture
01.0604, Greenhouse Operations and
Management
01.0605, Landscaping and Groundskeeping
01.0606, Plant Nursery Operations and
Management
01.0607, Turf and Turfgrass Management
01.0608, Floriculture/Floristry Operations
and Management
01.0699, Applied Horticulture/Horticultural
Business Services, Other
01.0701, International Agriculture
01.0801, Agricultural and Extension
Education Services
01.0802, Agricultural Communication/
Journalism
01.0899, Agricultural Public Services, Other
01.0901, Animal Sciences, General
01.0902, Agricultural Animal Breeding
01.0903, Animal Health
01.0904, Animal Nutrition
01.0905, Dairy Science
01.0906, Livestock Management
01.0907, Poultry Science
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01.0999, Animal Sciences, Other
01.1001, Food Science
01.1002, Food Technology and Processing
01.1099, Food Science and Technology,
Other
01.1101, Plant Sciences, General
01.1102, Agronomy and Crop Science
01.1103, Horticultural Science
01.1104, Agricultural and Horticultural Plant
Breeding
01.1105, Plant Protection and Integrated Pest
Management
01.1106, Range Science and Management
01.1199, Plant Sciences, Other
01.1201, Soil Science and Agronomy,
General
01.1202, Soil Chemistry and Physics
01.1203, Soil Microbiology
01.1299, Soil Sciences, Other
01.9999, Agriculture, Agriculture Operations,
and Related Sciences, Other
03.0101, Natural Resources/Conservation,
General
03.0103, Environmental Studies
03.0104, Environmental Science
03.0199, Natural Resources Conservation and
Research, Other
03.0201, Natural Resources Management and
Policy
03.0204, Natural Resources Economics
03.0205, Water, Wetlands, and Marine
Resources Management
03.0206, Land Use Planning and
Management/Development
03.0207, Natural Resources Recreation and
Tourism
03.0208, Natural Resources Law Enforcement
and Protective Services
03.0299, Natural Resources Management and
Policy, Other
03.0301, Fishing and Fisheries Sciences and
Management
03.0501, Forestry, General
03.0502, Forest Sciences and Biology
03.0506, Forest Management/Forest
Resources Management
03.0508, Urban Forestry
03.0509, Wood Science and Wood Products/
Pulp and Paper Technology
03.0510, Forest Resources Production and
Management
03.0511, Forest Technology/Technician
03.0599, Forestry, Other
03.0601, Wildlife and Wildlands Science and
Management
03.9999, Natural Resources and
Conservation, Other
13.1301, Agricultural Teacher Education
14.0301, Agricultural/Biological Engineering
and Bioengineering
19.0501, Foods, Nutrition, and Wellness
Studies, General
19.0504, Human Nutrition
19.0505, Foodservice Systems
Administration/Management
19.0599, Foods, Nutrition, and Related
Services, Other
Appendix B to Part 3434—List of
HSACU Institutions, 2011–2012
The institutions listed in this appendix
will be granted HSACU certification by the
Secretary and will be eligible for HSACU
programs for the period starting October 1,
2011 and ending September 30, 2012.
Institutions are listed alphabetically with the
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14:19 Jun 10, 2011
Jkt 223001
campus indicated where applicable under
the state of the school’s location.
California (19)
Allan Hancock College
Bakersfield College
California State Polytechnic UniversityPomona
California State University-Bakersfield
California State University-Fresno
California State University-Fullerton
California State University-Monterey Bay
College of the Desert
College of the Sequoias
Fullerton College
Hartnell College
Merced College
Modesto Junior College
Mt. San Antonio College
Reedley College
Santa Ana College
Southwestern College
University of California-Merced
University of California-Riverside
DEPARTMENT OF ENERGY
10 CFR Part 431
[Docket No. EERE–2011–BT–STD–0031]
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Request for Information (RFI).
New Mexico (5)
Eastern New Mexico University-Main
Campus
Mesalands Community College
New Mexico Highlands University
University of New Mexico-Main Campus
Western New Mexico University
New York (3)
CUNY Bronx Community College
CUNY Lehman College
Mercy College-Main Campus
Puerto Rico (12)
Bayamon Central University
Inter American University of Puerto RicoBayamon
Inter American University of Puerto RicoMetro
Inter American University of Puerto RicoPonce
Inter American University of Puerto Rico-San
German
Pontifical Catholic University of Puerto RicoPonce
Universidad Del Este
Universidad Del Turabo
Universidad Metropolitana
University of Puerto Rico-Humacao
University of Puerto Rico-Rio Piedras
Campus
University of Puerto Rico-Utuado
Texas (10)
Palo Alto College
Southwest Texas Junior College
Sul Ross State University
Texas A&M University-Corpus Christi
Texas A&M University-Kingsville
Texas State Technical College-Harlingen
Sfmt 4702
BILLING CODE 3410–22–P
AGENCY:
Kansas (1)
Seward County Community College
Fmt 4702
[FR Doc. 2011–14498 Filed 6–10–11; 8:45 am]
Commercial and Industrial Pumps
Illinois (2)
Northeastern Illinois University
Triton College
Frm 00016
Washington (2)
Heritage University
Yakima Valley Community College
Done in Washington, DC, this 7th day of
June, 2011.
Ralph Otto,
Deputy Director, National Institute of Food
and Agriculture.
RIN 1904–AC54
Florida (3)
Barry University
Florida International University
Nova Southeastern University
PO 00000
University of Texas at Brownsville
University of Texas at El Paso
University of Texas at San Antonio
University of Texas of the Permian Basin
The Energy Policy and
Conservation Act as amended (42 U.S.C.
6291 et seq.) prescribes energy
conservation standards for certain
commercial and industrial equipment,
and requires the Department of Energy
(DOE) to administer an energy
conservation program for the
equipment. In this notice, DOE requests
information from interested parties
regarding product markets, energy use,
test procedures, and energy efficient
product designs for commercial and
industrial pumps. Additional input and
suggestions relevant to this equipment
are also welcome.
DATES: Written comments and
information are requested by July 13,
2011.
SUMMARY:
Interested persons may
submit comments in writing, identified
by docket number EERE–2011–BT–
STD–0031, by any of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail: Pumps-RFI-2011-STD0031@ee.doe.gov. Include EERE–2011–
BT–STD–0031 and/or RIN 1904–AC54
in the subject line of the message.
• Mail: Ms. Brenda Edwards, U.S.
Department of Energy, Building
Technologies Program, Mailstop EE–2J,
Request for Information for Commercial
and Industrial Pumps, EERE–2011–BT–
STD–0031 and/or RIN 1904–AC54, 1000
Independence Avenue, SW.,
ADDRESSES:
E:\FR\FM\13JNP1.SGM
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Agencies
[Federal Register Volume 76, Number 113 (Monday, June 13, 2011)]
[Proposed Rules]
[Pages 34187-34192]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14498]
[[Page 34187]]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
National Institute of Food and Agriculture
7 CFR Part 3434
RIN 0524-AA39
Hispanic-Serving Agricultural Colleges and Universities (HSACU)
Certification Process
AGENCY: National Institute of Food and Agriculture, USDA.
ACTION: Notice of proposed rulemaking and request for comments.
-----------------------------------------------------------------------
SUMMARY: The National Institute of Food and Agriculture (NIFA) is
requesting comments on the proposed process to certify a qualifying
college or university as a Hispanic-Serving Agricultural Colleges and
Universities (HSACU) institution. NIFA is proposing to amend our
regulations in the Code of Federal Regulations to chronicle the
eligibility criteria colleges and universities must satisfy in order to
be certified as HSACU institutions by the Secretary of Agriculture.
DATES: Written comments are invited from interested individuals and
organizations. To be considered in the formulation of the guidelines,
comments must be received on or before August 12, 2011.
ADDRESSES: You may submit comments, identified by Regulatory
Information Number (RIN) 0524-AA39, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
E-mail: hsacu@nifa.usda.gov. Include RIN 0524-AA39 in the subject
line of the message.
Fax: 202-401-7752.
Mail: Paper, disk or CD-ROM submissions should be submitted to
Policy and Oversight Division; National Institute of Food and
Agriculture; U.S. Department of Agriculture; STOP 2299; 1400
Independence Avenue, SW., Washington, DC 20250-2299.
Hand Delivery/Courier: Policy and Oversight Division; National
Institute of Food and Agriculture; U.S. Department of Agriculture; Room
3107, Waterfront Centre; 800 9th Street, SW., Washington, DC 20024.
Instructions: All comments submitted must include the agency name
and the RIN for this rulemaking. All comments received will be posted
without change to https://www.regulations.gov, including any personal
information provided.
FOR FURTHER INFORMATION CONTACT: Matthew Lockhart, Senior Policy
Specialist; National Institute of Food and Agriculture; U.S. Department
of Agriculture; STOP 2299; 1400 Independence Avenue, SW., Washington,
DC 20250-2299; Voice: (202) 570-7410; E-mail: mlockhart@nifa.usda.gov.
SUPPLEMENTARY INFORMATION:
I. Background and Purpose
Authority
Section 7101 of the Food, Conservation, and Energy Act of 2008
(FCEA) (Pub. L. 110-246) amended section 1404 of the National
Agricultural Research Teaching Policy Act of 1977, 7 U.S.C. 3103, to
add a definition for a new group of cooperating educational
institutions known as Hispanic-serving agricultural colleges and
universities (HSACUs). Section 1404 defines HSACUs as colleges or
universities that qualify as ``Hispanic-serving institutions,'' as that
term is defined in Section 1101a of title 20, and that offer associate,
bachelors, or other accredited degree programs in agriculture-related
fields. An exception is made to the HSACU definition so that it does
not include 1862 institutions as defined in Section 2 of the
Agricultural Research, Extension, and Education Reform Act of 1998 (7
U.S.C. 7601).
Section 7129 of the FCEA authorizes the following five new programs
for HSACUs: (1) HSACU Endowment Fund (formula-based); (2) HSACU Equity
Grants Program (formula-based); (3) HSACU Institutional Capacity-
Building Grants Program (competitive); (4) HSACU Extension Grants
Program (competitive); and (5) HSACU Fundamental and Applied Research
Grants Program (competitive). Funding for these programs is subject to
the availability of appropriations. The FY 2011 President's Budget
proposed $10,000,000 to initially fund the HSACU Endowment. If the
proposed budget is enacted and an appropriation is made for the
Endowment Fund, it will represent the first time funds have been
appropriated for a HSACU program.
In addition, the FCEA amends section 406(b) of the Agricultural
Research, Extension, and Education Reform Act of 1998, 7 U.S.C. 7626,
to expand the eligibility for NIFA Integrated Research, Education, and
Extension Competitive Grants Programs to include HSACUs.
NIFA was delegated authority to enter into agreements necessary to
administer the HSACU Endowment Fund in 7 CFR 2.66(a)(144). NIFA,
formerly the Cooperative State Research, Education, and Extension
Service (CSREES), distributes federal funds to land grant colleges of
agriculture to provide partial support for state-level research,
education, and extension. NIFA's mission is to work with university
partners to advance research, extension, and higher education in the
food, agricultural, and related environmental and human sciences to
benefit people, communities, and the nation.
For clarification, the rules for funds distributed to the HSACUs
from the HSACU Endowment Fund shall be contained within 7 CFR part
3437. We will add and publish part 3437 shortly to provide specific
administrative provisions for the HSACU Endowment Program (e.g.,
applicability of regulations, purpose, definitions, eligibility, use of
funds, administrative duties, and other sections, as appropriate).
Solicitation of Stakeholder Input
On Sunday October 12, 2008, NIFA held a listening session for
Hispanic-Serving Institutions (HSI) representatives at the Hyatt
Regency in Denver, Colorado to discuss the Food, Conservation, and
Energy Act of 2008 (FCEA) (Pub. L. 110-246) that created a new set of
programs dedicated to the HSI community. NIFA solicited and welcomed
commentaries on any part of these new programs including ways to
interpret and implement the definition of the new category of
institutions established by the FCEA. Since the term ``agricultural-
related fields'' posed a challenge concerning its interpretation, HSI
representatives also were given the opportunity to share their thoughts
in written form by October 27, 2008.
During this listening session, 20 individuals, from 17 institutions
and two organizations, provided public comments on the definition of
Hispanic-Serving Agricultural Colleges and Universities (HSACUs).
HSACUs are universities that qualify as Hispanic-Serving institutions
as defined in the Higher Education Act of 1965, and offer Associate's,
Bachelor's, or other accredited degree programs in agricultural-related
fields. The session results can be found on the NIFA Web site at the
following web page: https://www.nifa.usda.gov/business/reporting/stakeholder/hsacu.html.
The NIFA Assistant Administrator gave introductory remarks and
explained how the session would be conducted. Dr. Jose Vicente,
President of Miami-Dade North College, gave a detailed synopsis of
their institution and stated that creating the Hispanic-Serving
Agricultural Colleges and Universities is essential to increase and
diversify the workforce in agricultural-related fields. Dr. Vicente
expressed that
[[Page 34188]]
HSIs do not have land-grant status and only receive peripheral benefits
from the FCEA. Three other universities, including a private college in
Florida also shared a similar opinion. They also shared how their
facilities provide services for Hispanic students in science,
technology, engineering and mathematics, especially in urban settings.
Lehman College of the City University of New York institutions stated
that support for joint research programs and partnerships between HSIs
and non-HSIs should be created.
Dr. Nora de la Garza from Laredo Community College emphasized the
importance of including nontraditional agricultural colleges as the
designation for HSACUs is made and that her college is historically a
HSI. Laredo Community College and Houston Community College received a
USDA grant to organize a Consortium of HSIs on capacity building. The
Consortium has expanded to 21 members.
The Texas A&M-Kingsville representative, Mr. Frank Ure[ntilde]o,
noted that for an institution to be eligible for this program it should
currently be offering an accredited degree program in agriculture, but
the most appropriate method would be to define the qualified schools as
those with accredited programs in agriculture defined by the
classification of instructional programs originally developed by the
United States Department of Education. Ms. Maria Alvarez from El Paso
Community College in Texas requested that two-year institutions be
included in the HSACU definition. Dr. Ray Garza from the University of
Texas at San Antonio noted that even though they are not a land-grant
institution or an agriculture school, they are associated with two
projects such as the Hispanic Leadership Program and the Agriculture
and Natural Resources program and that they have placed students in
positions throughout the USDA, particularly within the U.S. Forest
Service.
Speakers from California State University-Fresno, California State
Polytechnic University-Pomona, and California State University-Monterey
Bay stated that they as HSIs will have representation on the national
agriculture research, education--extension, education, and economics--
advisory board. Dr. Charles Boyer, from CSU-Fresno, highlighted the key
role CSU-Fresno plays in the richest farmland area in the country. The
CSU-Monterey Bay representative, Mr. Stephen Reed, talked about the
importance of innovative course offerings such as their agribusiness
management concentration. Dr. Sandra Smith, the representative from
Global Learning Semesters, a partner with the Hispanic Association of
Colleges and Universities (HACU) and all of the HACU institutions in
internationalizing student experiences, highlighted USDA's priority in
internationalizing agricultural education, research, and outreach and
the opportunity to partnership with Land-Grant Institutions.
Dr. Antonio Flores, President and Chief Executive Officer of HACU,
an association that represents over 250 associate members (colleges and
universities) with a minimum of 25 percent Hispanic undergraduate
enrollment, recommended that both two- and four-year HSIs be equitably
represented in HSACU. Mr. James Herrell, from Otero Junior College in
Southeastern Colorado, articulated that access to higher education is
most predicted on where one lives and one's capacity to be mobile. Mr.
Paul Gutierrez, from New Mexico State University, stated that
demographics of professional staff and faculty teaching in colleges of
agriculture across the county did not reflect diversity. He added that
more focus should be put on the needs of the rural Hispanic and Native
American communities and not on the traditional institutional labels
that tend to direct use of the resources.
Dr. Jose Rivera, from the University of the Sacred Heart, a private
university in Puerto Rico, highlighted the transformation in the job
market and job creation where there is increased focus on
interdisciplinary and multidisciplinary education and initiatives. Ms.
Agnes Mojica from the Inter American University of Puerto Rico at San
German recommended that HSACUs should be considered not by states but
by regions to avoid discriminating against certain states that may have
a greater number of institutions.
Rebecca Orozco, director of the Center for Life on Earth at Cochise
College located in southeastern Arizona emphasized the need for their
program in agriculture in this impoverished area, because they are
preparing students to continue onward to a university degree in
agriculture and related fields.
Construction of Eligibility Criteria
Because HSACUs are not specifically named in the authorizing
statute, NIFA is required to establish a criteria to designate HSACUs
based on the definition provided in the legislation, which states that
HSACUs are defined as HSIs that offer ``agriculture-related programs.''
As part of the process to determine which programs qualify as
``agriculture-related'', NIFA incorporated a suggestion from the
listening session to utilize the Classification of Instructional
Programs (CIP) coding system developed by the U.S. Department of
Education's National Center for Education Statistics as an instrument
to identify agriculture-related programs.
The CIP coding system provides a taxonomic scheme that supports
accurate tracking and reporting of fields of study and program
completions activity. The CIP is organized on three levels: The 2-digit
series represent the most general groupings of related programs, the 4-
digit series are intermediate groupings of programs, and the 6-digit
codes represent specific instructional programs. More information about
CIP codes is available at https://nces.ed.gov/ipeds/cipcode.
To ensure impartiality of the parties involved in constructing the
eligibility criteria, NIFA Deputy Administrators selected two National
Program Leaders (NPLs) within their respective units to serve on a
panel to review the CIP codes in an attempt to determine which
instructional programs qualify as agriculture-related fields. The panel
of 10 NPLs came from the following NIFA units: Competitive Programs,
Economic and Community Systems, Families 4-H and Nutrition, Natural
Resources and Environment, and Plant and Animal Systems. NIFA also
asked these NPLs to provide input on a list of elements to consider for
the eligibility criteria by ranking them in terms of importance (most
important to least important). The elements considered were the number
of agriculture-related programs, the number of Hispanic graduates,
total enrollment, total Hispanic enrollment, and history of working
with NIFA. Comments from the panel's review and the listening session
provided the foundation in the development of the eligibility criteria
for the HSACU certification process.
From the input received at the listening session, NIFA learned that
there is a strong preference among stakeholders to limit the number of
eligible institutions during the initial phase of the implementation
process to maximize the impact of limited funding available at the
outset of each HSACU program. However, there is no basis to limit the
number of HSACUs if institutions otherwise meet the eligibility
requirements as defined in the statute and this regulation.
Furthermore, in March 2010, the American Enterprise Institute
released a report, ``Rising to the Challenge,'' which charted
graduation rates of Hispanic College students through use of data on
six-year graduation rates from the U.S.
[[Page 34189]]
Department of Education's National Center for Education Statistics.
This report noted that an institution is granted HSI designation based
on enrollment numbers rather than a performance-based measure, such as
student retention or graduation.
NIFA agrees that a performance-based measure will provide
institutions with an incentive to take on a proactive role in
increasing focus on graduating Hispanic students in agriculture-related
fields in order to be certified as a HSACU. Hence, NIFA will grant
HSACU certification to HSIs with agriculture-related programs where at
least one Hispanic student obtained a degree in an agriculture-related
field during the most recent reported academic year (i.e., the 2008-09
academic year).
HSACU certifications granted to institutions will remain valid for
a period of one year.
Methodology for HSACU Certification
The certification process starts with NIFA obtaining the latest
available report from the U.S. Department of Education's National
Center for Education Statistics that lists all HSIs and the degrees
conferred by these institutions during the most recently completed
academic year. This report is used to identify Hispanic-serving
Institutions that conferred a degree in an instructional program that
appears in Appendix A of this Part and confirm that a degree was
awarded to a Hispanic student in an agriculture-related field to form a
group of institutions that are eligible to be certified as a HSACU
(Appendix B).
NIFA will announce the list of schools with HSACU certification
through a notice in the Federal Register and post the list on the NIFA
Web site in September 2011. For the initial certification, HSIs with
agriculture-related programs will be granted HSACU certification for a
period of one year, thus the next announcement will take place in 2012
and this process will be repeated on an annual basis thereafter. NIFA
expects to make these annual announcements, starting in 2012, during
the month of June to allow time for appeals to take their course and be
addressed by the start of the following fiscal year.
Composition of HSACUs
Based on the eligibility criteria provided in this proposed rule
along with the most recent report made available to us from the U.S.
Department of Education's National Center for Education Statistics
(2008-09 academic year), fifty-seven (57) college and universities meet
the HSI and agriculture-related field criteria (see Appendix B for a
complete list of the 57 schools). Of the 57 schools up for
certification, 22 schools offer Associate's degrees (39%), 32 schools
offer Bachelor's degrees (56%), 19 offer Master's degrees (33%), and
four offer a doctoral degree (7%). Note that the total of schools
offering each degree type adds up to more than 57 because several
schools offer more than one degree type (e.g., Bachelors and Masters).
Of these 57 schools, 26 schools are in the Western region (46%), 25
schools are in the Southern region (44%), three schools are in the
North Central region (5%), and three schools are in the Northeastern
region (5%). With this composition, NIFA is confident that HSACUs are
sufficiently represented across all regions and institution types.
We expect the complete list of HSACU institutions to be slightly
different when the Final Rule is published in the Federal Register in
September 2011 as the list will be based on data from the 2009-10
academic year report, which is expected to be available before the
scheduled publication date.
NIFA will permit HSIs that are not granted HSACU certification to
submit an appeal within 30 days of NIFA's announcement of HSACU
institutions. The appellant must submit a request for review to the
NIFA official specified in the notification with details on the nature
of the disagreement and include supporting documents. The appeal
procedure will consist of two levels to allow an institution to request
further review on its case should the initial NIFA review result in a
rejection of the appeal.
Timeline for Implementing Regulations
NIFA is publishing this rule as a proposed rule with a 60-day
comment period and anticipates addressing comments and publishing a
final rule by September 1, 2011.
II. Administrative Requirements for the Proposed Rulemaking
Executive Order 12866
This action has been determined to be not significant for purposes
of Executive Order 12866, and therefore, has not been reviewed by the
Office of Management and Budget. This proposed rule will not create a
serious inconsistency or otherwise interfere with an action taken or
planned by another agency; nor will it materially alter the budgetary
impact of entitlements, grants, user fees, or loan programs; nor will
it have an annual effect on the economy of $100 million or more; nor
will it adversely affect the economy, a sector of the economy,
productivity, competition, jobs, the environment, public health or
safety, or State, local, or tribal governments or communities in a
material way. Furthermore, it does not raise a novel legal or policy
issue arising out of legal mandates, the President's priorities or
principles set forth in the Executive Order.
Regulatory Flexibility Act of 1980
This proposed rule has been reviewed in accordance with the
Regulatory Flexibility Act of 1980, as amended by the Small Business
Regulatory Enforcement Fairness Act of 1996, 5 U.S.C. 601-612. The
Department concluded that the rule will not have a significant economic
impact on a substantial number of small entities. The rule does not
involve regulatory and informational requirements regarding businesses,
organizations, and governmental jurisdictions subject to regulation.
Paperwork Reduction Act (PRA)
This action does not impose an information collection burden under
the provisions of the Paperwork Reduction Act (PRA) of 1995, 44 U.S.C.
3501 et seq. NIFA has determined that the PRA does not apply because
this rule does not contain any information collection requirements that
require approval of the OMB.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number.
Catalog of Federal Domestic Assistance
This proposed regulation applies to the Federal assistance program
administered by NIFA under the Catalog for Federal Domestic Assistance
(CFDA) No. 10.310, Agriculture and Food Research Initiative (AFRI). New
CFDAs will be established for each HSACU program as funds are
appropriated.
Unfunded Mandates Reform Act of 1995 and Executive Order 13132
The Department has reviewed this final rule in accordance with the
requirements of Executive Order No. 13132, 64 FR 43225 (August 10,
1999) and the Unfunded Mandates Act of 1995, 2 U.S.C. 1501 et seq., and
has found no potential or substantial direct effects on the States, on
the relationship between the national government and the States, or on
the distribution of power and responsibilities among the various levels
of government. As there is no Federal mandate contained herein
[[Page 34190]]
that could result in increased expenditures by State, local, or tribal
governments or by the private sector, the Department has not prepared a
budgetary impact statement.
Executive Order 13175: Consultation and Coordination With Indian Tribal
Governments
The Department has reviewed this proposed rule in accordance with
Executive Order 13175, 65 FR 67249 (November 9, 2000), and has
determined that it does not have ``tribal implications.'' The proposed
rule does not ``have substantial direct effects on one or more Indian
tribes, on the relationship between the Federal Government and Indian
tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian tribes.''
Clarity of This Regulation
Executive Order 12866 and the President's Memorandum of June 1,
1998 require each agency to write all rules in plain language. The
Department invites comments on how to make this proposed rule easier to
understand.
List of Subjects in Part 3434
Administrative practice and procedure; Agricultural research,
education, extension; Hispanic-Serving Institutions; Federal
assistance.
For the reasons set forth in the preamble, the National Institute
of Food and Agriculture proposes to add a new part 3434 to Chapter
XXXIV of Title 7 of the Code of Federal Regulations to read as set
forth below:
PART 3434--HISPANIC-SERVING AGRICULTURAL COLLEGES AND UNIVERSITIES
CERTIFICATION PROCESS
Sec.
3434.1 Applicability of regulations.
3434.2 Purpose.
3434.3 Definitions.
3434.4 Eligibility.
3434.5 Agriculture-related fields.
3434.6 Certification.
3434.7 Duration of certification.
3434.8 Appeals.
3434.9 Recertification.
3434.10 Reporting requirements.
Appendix A to Part 3434--List of agriculture-related fields.
Appendix B to Part 3434--List of HSACU institutions, 2011-2012.
Authority: Section 7101 of the Food, Conservation, and Energy
Act of 2008; Pub. L. 110-246 (7 U.S.C. 3103).
Sec. 3434.1 Applicability of regulations.
This part establishes the process to certify and designate a group
of eligible educational institutions as Hispanic-Serving Agricultural
Colleges and Universities, as authorized by Section 7101 of the Food,
Conservation, and Energy Act of 2008 (FCEA), 7 U.S.C. 3103; Pub. L.
110-246.
Sec. 3434.2 Purpose.
The Secretary will follow the processes and criteria established in
this regulation to certify and designate qualifying colleges and
universities as HSACUs. Institutions designated as a HSACU will be
eligible for five new programs authorized by Congress in section 7129
of the FCEA as well as for other ongoing NIFA programs for which HSACUs
are now eligible (e.g., integrated programs authorized by section 406
of the Agricultural Research, Extension, and Education Reform Act of
1998). The five new programs include the HSACU Endowment Fund (formula-
based), HSACU Institutional Capacity Building Grants Program
(competitive), HSACU Extension Grants Program (competitive), HSACU
Applied and Fundamental Research Grants Program (competitive), and
HSACU Equity Grants Program (formula-based). The administrative
provisions, including reporting requirements, for the HSACU Endowment
Fund will be established in a separate part (7 CFR part 3437). The
administrative provisions and reporting requirements for the other four
new HSACU programs will be established as subparts in 7 CFR part 3430.
Sec. 3434.3 Definitions.
Agency or NIFA means the National Institute of Food and
Agriculture.
Agriculture-related fields means a group of instructional programs
that are determined to be agriculture-related fields of study for HSACU
eligibility purposes by a panel of National Program Leaders at the
National Institute of Food and Agriculture.
Department means the United States Department of Agriculture.
Hispanic-serving Institution means an institution of higher
education that is an eligible institution, as that term is defined at
20 U.S.C. 1101a; and has an enrollment of undergraduate full-time
equivalent students that is at least 25 percent Hispanic students, as
reported to the U.S. Department of Education's Integrated Postsecondary
Education Data System during the fall semester of the previous academic
year.
Secretary means the Secretary of Agriculture and any other officer
or employee of the Department to whom the authority involved has been
delegated.
Sec. 3434.4 Eligibility.
(a) General. To be eligible to receive designation as a HSACU,
colleges and universities must:
(1) Qualify as Hispanic-serving institutions; and
(2) Offer associate, bachelors, or other accredited degree programs
in agriculture-related fields pursuant to Sec. 3434.5 of this Part.
(b) Non-eligibility. The following colleges and universities are
ineligible for HSACU certification:
(1) 1862 land-grant institutions, as defined in section 2 of the
Agricultural Research, Extension, and Education Reform Act of 1998 (7
U.S.C. 7601);
(2) Institutions that appear in the Lists of Parties Excluded from
Federal financial and nonfinancial assistance and benefits programs
(Excluded Parties List System);
(3) Institutions that are not accredited by a nationally recognized
accredited agency or association; and
(4) Institutions that did not produce a Hispanic graduate in an
agriculture-related field of study during the most recent completed
academic year.
Sec. 3434.5 Agriculture-related fields.
(a) The Secretary shall use the Classification of Instructional
Programs (CIP) coding system developed by the U.S. Department of
Education's National Center for Education Statistics as the source of
information for all existing instructional programs. This source is
located at https://nces.ed.gov/ipeds/cipcode.
(b) A complete list of instructional programs deemed to be
agriculture-related fields by the Secretary is provided in Appendix A
of this part. This list will include the full six-digit CIP code and
program title (or major) for each agriculture-related instructional
program.
(c) The list of agriculture-related fields will be updated every
five years. However, the Secretary reserves the right to make changes
at any time, if deemed appropriate and necessary.
(d) Any changes made in the CIP coding system by the U.S.
Department of Education may result in a review or reevaluation of the
list of agriculture-related fields by the Secretary.
Sec. 3434.6 Certification.
(a) Except as provided in paragraph (c) of this section,
institutions that meet the eligibility criteria set forth in Sec.
3434.4 and offer agriculture-related programs in accordance to the
criteria set forth in Sec. 3434.5 (see list in Appendix A) shall be
granted HSACU certification by the Secretary.
(b) A complete list of institutions with HSACU certification shall
be provided
[[Page 34191]]
in Appendix B of this part and posted on the NIFA Web site at https://www.nifa.usda.gov.
(c) Institutions that did not produce a Hispanic graduate in an
agriculture-related field of study during the most recent completed
academic year shall not be granted HSACU certification by the
Secretary.
(d) The list of HSACU institutions will be updated annually.
However, the Secretary reserves the right to make changes at any time,
when deemed appropriate and necessary.
Sec. 3434.7 Duration of certification.
(a) Except as provided in paragraphs (b) and (c) of this section,
HSACU certification granted to an institution by the Secretary under
this part shall remain valid for a period of one (1) year.
(b) Failure to maintain eligibility status at any time during the
HSACU certification period shall result in an immediate revocation of
HSACU certification.
(c) Failure to remain in compliance with reporting requirements or
adherence to any administrative or national policy requirements listed
in award terms and conditions for any of the HSACU programs may result
in a suspension or an immediate revocation of HSACU certification.
Sec. 3434.8 Appeals.
(a) An institution not listed as a HSACU in Sec. 3434.6 of this
Part may submit an appeal to address denial of a certification made
pursuant to this part. Such appeals must be in writing and received by
the Appeals Officer, Policy and Oversight Division, National Institute
of Food and Agriculture, U.S. Department of Agriculture, 800 9th
Street, SW., Washington, DC 20024 within thirty (30) days following an
announcement of institutions designated for certification. The Appeals
Officer will consider the record of the decision in question, any
further written submissions by the institution, and other available
information and shall provide the appellant a written decision as
promptly as circumstances permit. Such appeals constitute an
administrative review of the decision appealed from and are not
conducted as an adjudicative proceeding.
(b) Appeals involving an agriculture-related field of study must
include the CIP code and program title of the field of study (or
major).
(c) Appeals from non-HSI schools will not be considered.
(d) The NIFA Assistant Director of the Institute of Youth, Family,
and Community shall serve as the Appeals Officer.
(e) In considering such appeals or administrative reviews, the
Appeals Officer shall take into account alleged errors in professional
judgment or alleged prejudicial procedural errors by NIFA officials.
The Appeals Officer's decision may:
(1) Reverse the appealed decision;
(2) Affirm the appealed decision;
(3) Where appropriate, withhold a decision until additional
materials are provided.
The Appeals Officer may base his/her decision in whole or part on
matters or factors not discussed in the decision appealed from.
(f) If the NIFA decision on the appeal is adverse to the appellant
or if an appellant's request for review is rejected, the appellant then
has the option of submitting a request to the NIFA Deputy Director for
Food and Community Resources for further review.
(g) The request for further review must be submitted to Policy and
Oversight Division, National Institute of Food and Agriculture, U.S.
Department of Agriculture, 800 9th Street, SW., Washington, DC 20024
within thirty (30) days following the Appeals Officer's decision.
(h) No institution shall be considered to have exhausted its
administrative remedies with respect to the certification or decision
described in this part until the NIFA Deputy Director for Food and
Community Resources has issued a final administrative decision pursuant
to this section. The decision of the NIFA Deputy Director for Food and
Community Resources is considered final.
(i) Appellants shall be notified in writing of any decision made by
NIFA in regards to the appeal.
Sec. 3434.9 Recertification.
(a) The recertification process for a HSACU remains the same as the
process outlined in Sec. 3434.6.
(b) There is no limit to the number of times an institution may be
recertified as a HSACU.
(c) In the event an institution is not granted recertification due
to noncompliance with reporting requirements for a HSACU program, the
institution shall be notified in writing and given a period of ninety
(90) days from the date of notification to be in compliance.
Sec. 3434.10 Reporting requirements.
(a) The certification process does not involve any reporting
requirements.
(b) Reporting requirements for HSACU programs (e.g., HSACU
Endowment Fund) shall be established in separate parts.
Appendix A to Part 3434--List of Agriculture-Related Fields
The instructional programs listed in this appendix are observed
to be agriculture-related fields for HSACU eligibility purposes.
Programs are listed in numerical order by their six-digit CIP code
followed by the full title of the instructional program, as listed
by the U.S. Department of Education.
01.0000, Agriculture, General
01.0101, Agricultural Business and Management, General
01.0102, Agribusiness/Agricultural Business Operations
01.0103, Agricultural Economics
01.0104, Farm/Farm and Ranch Management
01.0105, Agricultural/Farm Supplies Retailing and Wholesaling
01.0106, Agricultural Business Technology
01.0199, Agricultural Business and Management, Other
01.0201, Agricultural Mechanization, General
01.0204, Agricultural Power Machinery Operation
01.0205, Agricultural Mechanics and Equipment/Machine Technology
01.0299, Agricultural Mechanization, Other
01.0301, Agricultural Production Operations, General
01.0302, Animal/Livestock Husbandry and Production
01.0303, Aquaculture
01.0304, Crop Production
01.0306, Dairy Husbandry and Production
01.0307, Horse Husbandry/Equine Science and Management
01.0308, Agroecology and Sustainable Agriculture
01.0309, Viticulture and Enology
01.0399, Agricultural Production Operations, Other
01.0401, Agricultural and Food Products Processing
01.0504, Dog/Pet/Animal Grooming
01.0505, Animal Training
01.0507, Equestrian/Equine Studies
01.0508, Taxidermy/Taxidermist
01.0599, Agricultural and Domestic Animal Services, Other
01.0601, Applied Horticulture/Horticultural Operations, General
01.0603, Ornamental Horticulture
01.0604, Greenhouse Operations and Management
01.0605, Landscaping and Groundskeeping
01.0606, Plant Nursery Operations and Management
01.0607, Turf and Turfgrass Management
01.0608, Floriculture/Floristry Operations and Management
01.0699, Applied Horticulture/Horticultural Business Services, Other
01.0701, International Agriculture
01.0801, Agricultural and Extension Education Services
01.0802, Agricultural Communication/Journalism
01.0899, Agricultural Public Services, Other
01.0901, Animal Sciences, General
01.0902, Agricultural Animal Breeding
01.0903, Animal Health
01.0904, Animal Nutrition
01.0905, Dairy Science
01.0906, Livestock Management
01.0907, Poultry Science
[[Page 34192]]
01.0999, Animal Sciences, Other
01.1001, Food Science
01.1002, Food Technology and Processing
01.1099, Food Science and Technology, Other
01.1101, Plant Sciences, General
01.1102, Agronomy and Crop Science
01.1103, Horticultural Science
01.1104, Agricultural and Horticultural Plant Breeding
01.1105, Plant Protection and Integrated Pest Management
01.1106, Range Science and Management
01.1199, Plant Sciences, Other
01.1201, Soil Science and Agronomy, General
01.1202, Soil Chemistry and Physics
01.1203, Soil Microbiology
01.1299, Soil Sciences, Other
01.9999, Agriculture, Agriculture Operations, and Related Sciences,
Other
03.0101, Natural Resources/Conservation, General
03.0103, Environmental Studies
03.0104, Environmental Science
03.0199, Natural Resources Conservation and Research, Other
03.0201, Natural Resources Management and Policy
03.0204, Natural Resources Economics
03.0205, Water, Wetlands, and Marine Resources Management
03.0206, Land Use Planning and Management/Development
03.0207, Natural Resources Recreation and Tourism
03.0208, Natural Resources Law Enforcement and Protective Services
03.0299, Natural Resources Management and Policy, Other
03.0301, Fishing and Fisheries Sciences and Management
03.0501, Forestry, General
03.0502, Forest Sciences and Biology
03.0506, Forest Management/Forest Resources Management
03.0508, Urban Forestry
03.0509, Wood Science and Wood Products/Pulp and Paper Technology
03.0510, Forest Resources Production and Management
03.0511, Forest Technology/Technician
03.0599, Forestry, Other
03.0601, Wildlife and Wildlands Science and Management
03.9999, Natural Resources and Conservation, Other
13.1301, Agricultural Teacher Education
14.0301, Agricultural/Biological Engineering and Bioengineering
19.0501, Foods, Nutrition, and Wellness Studies, General
19.0504, Human Nutrition
19.0505, Foodservice Systems Administration/Management
19.0599, Foods, Nutrition, and Related Services, Other
Appendix B to Part 3434--List of HSACU Institutions, 2011-2012
The institutions listed in this appendix will be granted HSACU
certification by the Secretary and will be eligible for HSACU
programs for the period starting October 1, 2011 and ending
September 30, 2012. Institutions are listed alphabetically with the
campus indicated where applicable under the state of the school's
location.
California (19)
Allan Hancock College
Bakersfield College
California State Polytechnic University-Pomona
California State University-Bakersfield
California State University-Fresno
California State University-Fullerton
California State University-Monterey Bay
College of the Desert
College of the Sequoias
Fullerton College
Hartnell College
Merced College
Modesto Junior College
Mt. San Antonio College
Reedley College
Santa Ana College
Southwestern College
University of California-Merced
University of California-Riverside
Florida (3)
Barry University
Florida International University
Nova Southeastern University
Illinois (2)
Northeastern Illinois University
Triton College
Kansas (1)
Seward County Community College
New Mexico (5)
Eastern New Mexico University-Main Campus
Mesalands Community College
New Mexico Highlands University
University of New Mexico-Main Campus
Western New Mexico University
New York (3)
CUNY Bronx Community College
CUNY Lehman College
Mercy College-Main Campus
Puerto Rico (12)
Bayamon Central University
Inter American University of Puerto Rico-Bayamon
Inter American University of Puerto Rico-Metro
Inter American University of Puerto Rico-Ponce
Inter American University of Puerto Rico-San German
Pontifical Catholic University of Puerto Rico-Ponce
Universidad Del Este
Universidad Del Turabo
Universidad Metropolitana
University of Puerto Rico-Humacao
University of Puerto Rico-Rio Piedras Campus
University of Puerto Rico-Utuado
Texas (10)
Palo Alto College
Southwest Texas Junior College
Sul Ross State University
Texas A&M University-Corpus Christi
Texas A&M University-Kingsville
Texas State Technical College-Harlingen
University of Texas at Brownsville
University of Texas at El Paso
University of Texas at San Antonio
University of Texas of the Permian Basin
Washington (2)
Heritage University
Yakima Valley Community College
Done in Washington, DC, this 7th day of June, 2011.
Ralph Otto,
Deputy Director, National Institute of Food and Agriculture.
[FR Doc. 2011-14498 Filed 6-10-11; 8:45 am]
BILLING CODE 3410-22-P