Requirements for Taxpayers Filing Form 5472, 34019-34020 [2011-14469]
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Federal Register / Vol. 76, No. 112 / Friday, June 10, 2011 / Proposed Rules
Drafting Information
The principal author of the proposed
regulations is Micah A. Levy, Office of
the Associate Chief Counsel (Procedure
& Administration).
List of Subjects in 26 CFR Part 301
Employment taxes, Estate taxes,
Excise taxes, Gift taxes, Income taxes,
Penalties, Reporting and recordkeeping
requirements.
Proposed Amendments to the
Regulations
Accordingly, 26 CFR part 301 is
proposed to be amended as follows:
PART 301—PROCEDURE AND
ADMINISTRATION
Paragraph 1. The authority citation
for part 301 continues to read as
follows:
Authority: 26 U.S.C. 7805 * * *
Par. 2. Section 301.6402–2 is
amended by revising paragraphs (a)(2),
(b)(2), (c), and (d) and adding paragraph
(g) to read as follows:
WReier-Aviles on DSKGBLS3C1PROD with PROPOSALS
§ 301.6402–2
Claims for credit or refund.
(a) * * *
(2) Except as provided in paragraph
(b) of § 301.6091–1 (relating to handcarried documents), the claim, together
with appropriate supporting evidence,
generally must be filed with the service
center at which the taxpayer currently
would be required to file a tax return for
the type of tax to which the claim
relates. Notwithstanding the preceding
sentence, if a taxpayer is required to file
a claim for credit or refund on a
particular form, then the claim must be
filed in a manner consistent with such
form and form instructions. If a taxpayer
is filing a claim in response to an IRS
notice or correspondence, then the
claim must be filed in accordance with
the specific instructions contained in
the notice or correspondence regarding
the proper address for filing. As to
interest in the case of credits or refunds,
see section 6611. See section 7502 for
provisions treating timely mailing as
timely filing, and section 7503 for the
time for filing a claim when the last day
falls on Saturday, Sunday, or a legal
holiday.
(b) * * *
(2) The IRS does not have the
authority to refund on equitable grounds
penalties or other amounts legally
collected.
(c) Form for filing claim. Unless the
IRS otherwise has prescribed a
particular form on which the claim must
be filed, in which case the claim shall
be made on such other form, all claims
by taxpayers for the refunding of taxes,
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14:30 Jun 09, 2011
Jkt 223001
interest, penalties, and additions to tax
shall be made on Form 843, ‘‘Claim for
Refund and Request for Abatement.’’ For
special rules applicable to income taxes,
see § 301.6402–3. For provisions
relating to credits and refunds of taxes
other than income tax, see the
regulations relating to the particular tax.
(d) Separate claims for separate
taxable periods. In the case of income
and gift taxes, income tax withheld,
taxes under the Federal Insurance
Contributions Act, taxes under the
Railroad Retirement Tax Act, and taxes
under the Federal Unemployment Tax
Act, a separate claim shall be made for
each return for each taxable period.
*
*
*
*
*
(g) Effective/Applicability date. This
section is applicable on the date that the
final regulations are published in the
Federal Register.
Par. 3. Section 301.6402–3 is
amended by revising paragraph (a)
introductory text, removing paragraph
(b), redesignating paragraphs (c), (d), (e)
and (f), as (b), (c), (d) and (e),
respectively, and revising paragraphs (b)
and (e) to read as follows:
§ 301.6402–3
income tax.
Special rules applicable to
(a) In the case of a claim for credit or
refund of income tax—
*
*
*
*
*
(b) The filing of a properly executed
income tax return shall, in any case in
which the taxpayer is not required to
show the tax on the form (see section
6014 and the regulations), be treated as
a claim for refund and such return shall
constitute a claim for refund within the
meaning of section 6402 and section
6511 for the amount of the overpayment
shown by the computation of the tax
made by the Secretary on the basis of
the return. Whether such claim is timely
filed within the limitations period
prescribed by section 6511 will be
governed by the date on which the
return is considered filed, except that if
the requirements of § 301.7502–1
(relating to timely mailing treated as
timely filing) are met, the claim shall be
considered to have been filed on the
date of the postmark stamped on the
cover in which the return was mailed.
*
*
*
*
*
(e) Effective/Applicability date. This
section is applicable on the date that the
final regulations are published in the
Federal Register, except that references
in paragraph (d) of this section to Form
8805 or other statements required under
§ 1.1446–3(d)(2) shall apply to
partnership taxable years beginning
after April 29, 2008.
Par. 4. Section 301.6402–4 is revised
to read as follows:
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Fmt 4702
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34019
§ 301.6402–4 Payments in excess of
amounts shown on return.
In certain cases, a taxpayer’s
payments in respect of a tax liability,
made before the filing of the return, may
exceed the amount of tax shown on the
return. For example, such payments
may arise in the case of income tax if
the estimated tax payments or the credit
for income tax withheld at the source on
wages exceeds the amount of tax shown
on the return, or if the installment
payments based on a corporation‘s
estimate of its tax liability on an
application for an extension of time to
file its return exceeds the tax liability
shown on the return subsequently filed.
In any case in which the Secretary
determines that the payments by the
taxpayer (made within the period
prescribed for payment and before the
filing of the return) are in excess of the
amount of tax shown on the return, the
Secretary may make credit or refund of
such overpayment without awaiting
examination of the completed return
and without awaiting filing of a claim
for refund. The provisions of
§§ 301.6402–2 and 301.6402–3 are
applicable to such overpayment, and
taxpayers should submit claims for
refund (if the income tax return is not
itself a claim for refund, as provided in
§ 301.6402–3) to protect themselves in
the event the Secretary fails to make
such determination and credit or
refund. The provisions of section 6405
(relating to reports of refunds in excess
of the statutorily prescribed threshold
referral amount to the Joint Committee
on Taxation) are not applicable to the
overpayments described in this section
caused by timely payments of tax which
exceed the amount of tax shown on a
timely filed return.
Steven T. Miller,
Deputy Commissioner for Services and
Enforcement.
[FR Doc. 2011–14465 Filed 6–9–11; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG–101352–11]
RIN 1545–BK00
Requirements for Taxpayers Filing
Form 5472
Internal Revenue Service (IRS),
Treasury.
AGENCY:
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10JNP1
34020
Federal Register / Vol. 76, No. 112 / Friday, June 10, 2011 / Proposed Rules
Notice of proposed rulemaking
by cross-reference to temporary
regulations.
ACTION:
In the Rules and Regulations
section of this issue of the Federal
Register, the Treasury Department and
the IRS are issuing temporary
regulations that remove the duplicate
filing requirement for Form 5472,
‘‘Information Return of a 25% ForeignOwned U.S. Corporation or a Foreign
Corporation Engaged in a U.S. Trade or
Business.’’ Under this requirement,
certain corporations that must file Form
5472 must also file a duplicate Form
5472 (including attachments and
schedules) with the Internal Revenue
Service Center in Philadelphia, PA.
Because the IRS has determined that
duplicate filing is no longer necessary,
the requirement is being removed by the
temporary regulations. The text of those
temporary regulations also serves as the
text of these proposed regulations.
DATES: Written or electronic comments
and requests for a public hearing must
be received by September 8, 2011.
ADDRESSES: Send submissions to:
CC:PA:LPD:PR (REG–101352–11), room
5203, Internal Revenue Service, P.O.
Box 7604, Ben Franklin Station,
Washington, DC 20044. Submissions
may be hand-delivered Monday through
Friday between the hours of 8 a.m. and
4 p.m. to CC:PA:LPD:PR (REG–101352–
11), Courier’s Desk, Internal Revenue
Service, 1111 Constitution Avenue,
NW., Washington, DC, or sent
electronically via the Federal
eRulemaking Portal at https://
www.regulations.gov (IRS—REG–
101352–11).
FOR FURTHER INFORMATION CONTACT:
Concerning the proposed regulations
Gregory A. Spring, (202) 435–5265;
concerning submissions of comments,
the hearing, and/or to be placed on the
building access list to attend the
hearing, Oluwafunmilayo (Funmi) P.
Taylor, (202) 622–7180 (not toll-free
numbers).
SUMMARY:
WReier-Aviles on DSKGBLS3C1PROD with PROPOSALS
SUPPLEMENTARY INFORMATION
Background and Explanation of
Provisions
Temporary regulations in the Rules
and Regulations section of this issue of
the Federal Register amend 26 CFR part
1. The temporary regulations remove the
requirement contained in § 1.6038A–
2(d) and § 1.6038A–2(e) that a duplicate
Form 5472 must be filed with the
Internal Revenue Service Center in
Philadelphia, PA. The text of the
temporary regulations also serves as the
text of these regulations. The preamble
to the temporary regulations explains
VerDate Mar<15>2010
14:30 Jun 09, 2011
Jkt 223001
the temporary regulations and these
proposed regulations.
Special Analyses
It has been determined that this notice
of proposed rulemaking is not a
significant regulatory action as defined
in Executive Order 12866. Therefore, a
regulatory assessment is not required. It
also has been determined that section
553(b) of the Administrative Procedure
Act (5 U.S.C. chapter 5) does not apply
to these regulations, and because the
rule does not impose a collection of
information on small entities, the
provisions of the Regulatory Flexibility
Act (5 U.S.C. chapter 6) do not apply.
Pursuant to section 7805(f) of the
Internal Revenue Code, this notice of
proposed rulemaking has been
submitted to the Chief Counsel for
Advocacy of the Small Business
Administration for comment on its
impact on small business.
Comments on Public Hearing
Before these proposed regulations are
adopted as final regulations,
consideration will be given to any
written (a signed original and eight (8)
copies) or electronic comments that are
submitted timely to the IRS. The IRS
and the Treasury Department
specifically request comments on the
clarity of the proposed regulations and
how they can be made easier to
understand. All comments will be
available at https://www.regulations.gov
or upon request. A public hearing may
be scheduled if requested by any person
who timely submits comments. If a
public hearing is scheduled, notice of
the date, time, and place for the hearing
will be published in the Federal
Register.
Drafting Information
The principal author of these
regulations is Gregory A. Spring of the
Office of Associate Chief Counsel
(International). However, other
personnel from the IRS and Treasury
Department participated in their
development.
List of Subjects in 26 CFR Part 1
Income taxes, Reporting and
recordkeeping requirements.
Proposed Amendments to the
Regulations
Accordingly, 26 CFR part 1 is
proposed to be amended as follows:
PART 1—INCOME TAXES
Paragraph 1. The authority citation
for part 1 continues to read in part as
follows:
Authority: 26 CFR U.S.C. 7805 * * *
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Frm 00018
Fmt 4702
Sfmt 4702
Par. 2. Section 1.6038A–1 is amended
by revising paragraph (n)(2) to read as
follows:
§ 1.6038A–1
definitions.
General requirements and
*
*
*
*
*
(n) * * *
(2) [The text of the proposed
amendment to § 1.6038A–1(n)(2) is the
same as the text of § 1.6038A–1T(n)(2)
published elsewhere in this same issue
of the Federal Register].
*
*
*
*
*
Par. 3. Section 1.6038A–2 is amended
by revising paragraphs (d) and (e) to
read as follows:
§ 1.6038A–2
Requirement of return.
*
*
*
*
*
(d) [The text of the proposed
amendment to § 1.6038A–2(d) is the
same as the text of § 1.6038A–2T(d)
published elsewhere in this issue of the
Federal Register.]
(e) [The text of the proposed
amendment to § 1.6038A–2(e) is the
same as the text of § 1.6038A–2T(e)
published elsewhere in this issue of the
Federal Register.]
*
*
*
*
*
Steven T. Miller,
Deputy Commissioner for Services and
Enforcement.
[FR Doc. 2011–14469 Filed 6–9–11; 8:45 am]
BILLING CODE 4830–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R03–OAR–2009–0881; FRL–9309–1]
Approval and Promulgation of Air
Quality Implementation Plans;
Pennsylvania; Revisions to
Requirements for Major Sources
Locating in or Impacting a
Nonattainment Area in Allegheny
County
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
EPA is taking direct final
action to approve a revision to the
Pennsylvania State Implementation Plan
(SIP) which was submitted on
November 16, 2006 by the Pennsylvania
Department of Environmental Protection
(PADEP). This change to Allegheny
County’s Air Pollution Control Rules
and Regulations amends the existing
requirements for sources locating in or
impacting a nonattainment area in
Allegheny County by incorporating
SUMMARY:
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Agencies
[Federal Register Volume 76, Number 112 (Friday, June 10, 2011)]
[Proposed Rules]
[Pages 34019-34020]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14469]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-101352-11]
RIN 1545-BK00
Requirements for Taxpayers Filing Form 5472
AGENCY: Internal Revenue Service (IRS), Treasury.
[[Page 34020]]
ACTION: Notice of proposed rulemaking by cross-reference to temporary
regulations.
-----------------------------------------------------------------------
SUMMARY: In the Rules and Regulations section of this issue of the
Federal Register, the Treasury Department and the IRS are issuing
temporary regulations that remove the duplicate filing requirement for
Form 5472, ``Information Return of a 25% Foreign-Owned U.S. Corporation
or a Foreign Corporation Engaged in a U.S. Trade or Business.'' Under
this requirement, certain corporations that must file Form 5472 must
also file a duplicate Form 5472 (including attachments and schedules)
with the Internal Revenue Service Center in Philadelphia, PA. Because
the IRS has determined that duplicate filing is no longer necessary,
the requirement is being removed by the temporary regulations. The text
of those temporary regulations also serves as the text of these
proposed regulations.
DATES: Written or electronic comments and requests for a public hearing
must be received by September 8, 2011.
ADDRESSES: Send submissions to: CC:PA:LPD:PR (REG-101352-11), room
5203, Internal Revenue Service, P.O. Box 7604, Ben Franklin Station,
Washington, DC 20044. Submissions may be hand-delivered Monday through
Friday between the hours of 8 a.m. and 4 p.m. to CC:PA:LPD:PR (REG-
101352-11), Courier's Desk, Internal Revenue Service, 1111 Constitution
Avenue, NW., Washington, DC, or sent electronically via the Federal
eRulemaking Portal at https://www.regulations.gov (IRS--REG-101352-11).
FOR FURTHER INFORMATION CONTACT: Concerning the proposed regulations
Gregory A. Spring, (202) 435-5265; concerning submissions of comments,
the hearing, and/or to be placed on the building access list to attend
the hearing, Oluwafunmilayo (Funmi) P. Taylor, (202) 622-7180 (not
toll-free numbers).
SUPPLEMENTARY INFORMATION
Background and Explanation of Provisions
Temporary regulations in the Rules and Regulations section of this
issue of the Federal Register amend 26 CFR part 1. The temporary
regulations remove the requirement contained in Sec. 1.6038A-2(d) and
Sec. 1.6038A-2(e) that a duplicate Form 5472 must be filed with the
Internal Revenue Service Center in Philadelphia, PA. The text of the
temporary regulations also serves as the text of these regulations. The
preamble to the temporary regulations explains the temporary
regulations and these proposed regulations.
Special Analyses
It has been determined that this notice of proposed rulemaking is
not a significant regulatory action as defined in Executive Order
12866. Therefore, a regulatory assessment is not required. It also has
been determined that section 553(b) of the Administrative Procedure Act
(5 U.S.C. chapter 5) does not apply to these regulations, and because
the rule does not impose a collection of information on small entities,
the provisions of the Regulatory Flexibility Act (5 U.S.C. chapter 6)
do not apply. Pursuant to section 7805(f) of the Internal Revenue Code,
this notice of proposed rulemaking has been submitted to the Chief
Counsel for Advocacy of the Small Business Administration for comment
on its impact on small business.
Comments on Public Hearing
Before these proposed regulations are adopted as final regulations,
consideration will be given to any written (a signed original and eight
(8) copies) or electronic comments that are submitted timely to the
IRS. The IRS and the Treasury Department specifically request comments
on the clarity of the proposed regulations and how they can be made
easier to understand. All comments will be available at https://www.regulations.gov or upon request. A public hearing may be scheduled
if requested by any person who timely submits comments. If a public
hearing is scheduled, notice of the date, time, and place for the
hearing will be published in the Federal Register.
Drafting Information
The principal author of these regulations is Gregory A. Spring of
the Office of Associate Chief Counsel (International). However, other
personnel from the IRS and Treasury Department participated in their
development.
List of Subjects in 26 CFR Part 1
Income taxes, Reporting and recordkeeping requirements.
Proposed Amendments to the Regulations
Accordingly, 26 CFR part 1 is proposed to be amended as follows:
PART 1--INCOME TAXES
Paragraph 1. The authority citation for part 1 continues to read in
part as follows:
Authority: 26 CFR U.S.C. 7805 * * *
Par. 2. Section 1.6038A-1 is amended by revising paragraph (n)(2)
to read as follows:
Sec. 1.6038A-1 General requirements and definitions.
* * * * *
(n) * * *
(2) [The text of the proposed amendment to Sec. 1.6038A-1(n)(2) is
the same as the text of Sec. 1.6038A-1T(n)(2) published elsewhere in
this same issue of the Federal Register].
* * * * *
Par. 3. Section 1.6038A-2 is amended by revising paragraphs (d) and
(e) to read as follows:
Sec. 1.6038A-2 Requirement of return.
* * * * *
(d) [The text of the proposed amendment to Sec. 1.6038A-2(d) is
the same as the text of Sec. 1.6038A-2T(d) published elsewhere in this
issue of the Federal Register.]
(e) [The text of the proposed amendment to Sec. 1.6038A-2(e) is
the same as the text of Sec. 1.6038A-2T(e) published elsewhere in this
issue of the Federal Register.]
* * * * *
Steven T. Miller,
Deputy Commissioner for Services and Enforcement.
[FR Doc. 2011-14469 Filed 6-9-11; 8:45 am]
BILLING CODE 4830-01-P