Sunshine Act Meeting, 33018 [2011-14034]
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Federal Register / Vol. 76, No. 109 / Tuesday, June 7, 2011 / Notices
The definition should be corrected to
make clear that the definition of ‘‘Direct
Access’’ is also applicable to a
telecommunications interface with
NASDAQ for receiving NASDAQ data
feeds (and not NASDAQ data) within
the NASDAQ co-location facility as
well. NASDAQ is making this change
due to an inadvertent clerical error in
the previous filing and is making no
other changes to NASDAQ Rule 7019.
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection
of investors; or (iii) otherwise in
furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
2. Statutory Basis
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act,4
in general, and with Sections 6(b)(5) of
the Act,5 in particular. The proposal is
designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest. The proposed rule
change is to correct an inadvertent error
in the definition of ‘‘Direct Access’’ in
NASDAQ Rule 7019(d) of its Market
Data Distributor Fees rule.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
NASDAQ does not believe that the
proposed rule change will result in any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
emcdonald on DSK2BSOYB1PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Pursuant to Section 19(b)(3)(A) of the
Act 6 and Rule 19b–4(f)(3) thereunder,7
NASDAQ has designated this proposal
as one that is concerned solely with the
administration of the self-regulatory
organization. Accordingly, NASDAQ
believes that its proposal should become
immediately effective.
At any time within 60 days of the
filing of the proposed rule change, the
4 15
U.S.C. 78f.
U.S.C. 78f(b)(5).
6 15 U.S.C. 78s(b)(3)(A).
7 17 CFR 240.19b–4(f)(3).
5 15
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submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2011–071 and should be
submitted on or before June 28, 2011.
For the Commission, by the Division of
Trading & Markets, pursuant to delegated
authority.8
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–13949 Filed 6–6–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, June 9, 2011 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
Paper Comments
staff members who have an interest in
• Send paper comments in triplicate
the matters also may be present.
to Elizabeth Murphy, Secretary,
The General Counsel of the
Securities and Exchange Commission,
Commission, or his designee, has
100 F Street, NE., Washington, DC
certified that, in his opinion, one or
20549–1090.
more of the exemptions set forth in 5
All submissions should refer to File
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
Number SR–NASDAQ–2011–071. This
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
file number should be included on the
and (10), permit consideration of the
subject line if e-mail is used. To help the scheduled matters at the Closed
Commission process and review your
Meeting.
Commissioner Walter, as duty officer,
comments more efficiently, please use
only one method. The Commission will voted to consider the items listed for the
post all comments on the Commission’s Closed Meeting in a closed session.
The subject matter of the Closed
Internet Web site (https://www.sec.gov/
Meeting scheduled for Thursday, June 9,
rules/sro.shtml). Copies of the
2011 will be:
submission, all subsequent
Institution and settlement of
amendments, all written statements
injunctive actions;
with respect to the proposed rule
institution and settlement of
change that are filed with the
administrative proceedings; and
Commission, and all written
other matters relating to enforcement
communications relating to the
proceedings.
proposed rule change between the
At times, changes in Commission
Commission and any person, other than
priorities require alterations in the
those that may be withheld from the
scheduling of meeting items.
public in accordance with the
For further information and to
provisions of 5 U.S.C. 552, will be
ascertain what, if any, matters have been
available for Web site viewing and
added, deleted or postponed, please
printing in the Commission’s Public
contact:
Reference Room, 100 F Street, NE.,
The Office of the Secretary at (202)
Washington, DC 20549, on official
551–5400.
business days between the hours of 10
Dated: June 2, 2011.
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and Elizabeth M. Murphy,
Secretary.
copying at the principal office of the
[FR Doc. 2011–14034 Filed 6–3–11; 11:15 am]
Exchange. All comments received will
be posted without change; the
BILLING CODE 8011–01–P
Commission does not edit personal
8 17 CFR 200.30–3(a)(12).
identifying information from
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2011–071 on the
subject line.
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[Federal Register Volume 76, Number 109 (Tuesday, June 7, 2011)]
[Notices]
[Page 33018]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14034]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, June 9,
2011 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Walter, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
June 9, 2011 will be:
Institution and settlement of injunctive actions;
institution and settlement of administrative proceedings; and
other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: June 2, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-14034 Filed 6-3-11; 11:15 am]
BILLING CODE 8011-01-P
