Sunshine Act Meeting, 33018 [2011-14034]

Download as PDF 33018 Federal Register / Vol. 76, No. 109 / Tuesday, June 7, 2011 / Notices The definition should be corrected to make clear that the definition of ‘‘Direct Access’’ is also applicable to a telecommunications interface with NASDAQ for receiving NASDAQ data feeds (and not NASDAQ data) within the NASDAQ co-location facility as well. NASDAQ is making this change due to an inadvertent clerical error in the previous filing and is making no other changes to NASDAQ Rule 7019. Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is: (i) Necessary or appropriate in the public interest; (ii) for the protection of investors; or (iii) otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. 2. Statutory Basis IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: The Exchange believes that the proposed rule change is consistent with the provisions of Section 6 of the Act,4 in general, and with Sections 6(b)(5) of the Act,5 in particular. The proposal is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. The proposed rule change is to correct an inadvertent error in the definition of ‘‘Direct Access’’ in NASDAQ Rule 7019(d) of its Market Data Distributor Fees rule. B. Self-Regulatory Organization’s Statement on Burden on Competition NASDAQ does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act, as amended. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. emcdonald on DSK2BSOYB1PROD with NOTICES III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Pursuant to Section 19(b)(3)(A) of the Act 6 and Rule 19b–4(f)(3) thereunder,7 NASDAQ has designated this proposal as one that is concerned solely with the administration of the self-regulatory organization. Accordingly, NASDAQ believes that its proposal should become immediately effective. At any time within 60 days of the filing of the proposed rule change, the 4 15 U.S.C. 78f. U.S.C. 78f(b)(5). 6 15 U.S.C. 78s(b)(3)(A). 7 17 CFR 240.19b–4(f)(3). 5 15 VerDate Mar<15>2010 17:30 Jun 06, 2011 Jkt 223001 submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2011–071 and should be submitted on or before June 28, 2011. For the Commission, by the Division of Trading & Markets, pursuant to delegated authority.8 Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–13949 Filed 6–6–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, June 9, 2011 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain Paper Comments staff members who have an interest in • Send paper comments in triplicate the matters also may be present. to Elizabeth Murphy, Secretary, The General Counsel of the Securities and Exchange Commission, Commission, or his designee, has 100 F Street, NE., Washington, DC certified that, in his opinion, one or 20549–1090. more of the exemptions set forth in 5 All submissions should refer to File U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) Number SR–NASDAQ–2011–071. This and 17 CFR 200.402(a)(3), (5), (7), 9(ii) file number should be included on the and (10), permit consideration of the subject line if e-mail is used. To help the scheduled matters at the Closed Commission process and review your Meeting. Commissioner Walter, as duty officer, comments more efficiently, please use only one method. The Commission will voted to consider the items listed for the post all comments on the Commission’s Closed Meeting in a closed session. The subject matter of the Closed Internet Web site (http://www.sec.gov/ Meeting scheduled for Thursday, June 9, rules/sro.shtml). Copies of the 2011 will be: submission, all subsequent Institution and settlement of amendments, all written statements injunctive actions; with respect to the proposed rule institution and settlement of change that are filed with the administrative proceedings; and Commission, and all written other matters relating to enforcement communications relating to the proceedings. proposed rule change between the At times, changes in Commission Commission and any person, other than priorities require alterations in the those that may be withheld from the scheduling of meeting items. public in accordance with the For further information and to provisions of 5 U.S.C. 552, will be ascertain what, if any, matters have been available for Web site viewing and added, deleted or postponed, please printing in the Commission’s Public contact: Reference Room, 100 F Street, NE., The Office of the Secretary at (202) Washington, DC 20549, on official 551–5400. business days between the hours of 10 Dated: June 2, 2011. a.m. and 3 p.m. Copies of such filing also will be available for inspection and Elizabeth M. Murphy, Secretary. copying at the principal office of the [FR Doc. 2011–14034 Filed 6–3–11; 11:15 am] Exchange. All comments received will be posted without change; the BILLING CODE 8011–01–P Commission does not edit personal 8 17 CFR 200.30–3(a)(12). identifying information from Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–NASDAQ–2011–071 on the subject line. PO 00000 Frm 00086 Fmt 4703 Sfmt 9990 E:\FR\FM\07JNN1.SGM 07JNN1

Agencies

[Federal Register Volume 76, Number 109 (Tuesday, June 7, 2011)]
[Notices]
[Page 33018]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14034]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, June 9, 
2011 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matters at the Closed Meeting.
    Commissioner Walter, as duty officer, voted to consider the items 
listed for the Closed Meeting in a closed session.
    The subject matter of the Closed Meeting scheduled for Thursday, 
June 9, 2011 will be:
    Institution and settlement of injunctive actions;
    institution and settlement of administrative proceedings; and
    other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: June 2, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-14034 Filed 6-3-11; 11:15 am]
BILLING CODE 8011-01-P