Federal Acquisition Regulation; Sustainable Acquisition, 31395-31402 [2011-12851]
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Federal Register / Vol. 76, No. 104 / Tuesday, May 31, 2011 / Rules and Regulations
and other directive material contained
in FAC 2005–52 is effective May 31,
2011, except for Items II and V which
are effective June 30, 2011.
Dated: May 18, 2011.
Shay D. Assad,
Director, Defense Procurement and
Acquisition Policy.
Dated: May 17, 2011.
Joseph A. Neurauter,
Senior Procurement Executive/Deputy CAO,
Office of Acquisition Policy, U.S. General
Services Administration.
Dated: May 17, 2011.
William P. McNally,
Assistant Administrator for Procurement,
National Aeronautics and Space
Administration.
[FR Doc. 2011–12850 Filed 5–27–11; 8:45 am]
BILLING CODE 6820–EP–P
DEPARTMENT OF DEFENSE
GENERAL SERVICES
ADMINISTRATION
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
48 CFR Parts 1, 2, 4, 5, 7, 11, 12, 13,
23, 36, 37, 39, and 52
[FAC 2005–52; FAR Case 2010–001; Item
I; Docket 2010–0001, Sequence 1]
RIN 9000–AL96
Federal Acquisition Regulation;
Sustainable Acquisition
Department of Defense (DoD),
General Services Administration (GSA),
and National Aeronautics and Space
Administration (NASA).
ACTION: Interim rule.
AGENCY:
DoD, GSA, and NASA are
issuing an interim rule amending the
Federal Acquisition Regulation (FAR) to
implement Executive Order 13514,
Federal Leadership in Environmental,
Energy, and Economic Performance, and
Executive Order 13423, Strengthening
Federal Environmental, Energy, and
Transportation Management. This
interim rule requires Federal agencies to
leverage agency acquisitions to foster
markets for sustainable technologies,
materials, products, and services.
Federal agencies are additionally
required to implement highperformance sustainable building
design, construction, renovation, repair,
commissioning, operation and
maintenance, management, and
deconstruction practices in applicable
acquisitions. Contractors will be
required to support the goals of an
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SUMMARY:
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agency’s environmental management
system.
DATES: Effective Date: May 31, 2011.
Comment Date: Interested parties
should submit written comments to the
Regulatory Secretariat on or before
August 1, 2011 to be considered in the
formulation of a final rule.
ADDRESSES: Submit comments
identified by FAC 2005–52, FAR Case
2010–001, by any of the following
methods:
• Regulations.gov: https://
www.regulations.gov. Submit comments
via the Federal eRulemaking portal by
inputting ‘‘FAR Case 2010–001’’ under
the heading ‘‘Enter Keyword or ID’’ and
selecting ‘‘Search.’’ Select the link
‘‘Submit a Comment’’ that corresponds
with ‘‘FAR Case 2010–001.’’ Follow the
instructions provided at the ‘‘Submit a
Comment’’ screen. Please include your
name, company name (if any), and ‘‘FAR
Case 2010–001’’ on your attached
document.
• Fax: (202) 501–4067.
• Mail: General Services
Administration, Regulatory Secretariat
(MVCB), ATTN: Hada Flowers, 1275
First Street, NE., 7th Floor, Washington,
DC 20417.
Instructions: Please submit comments
only and cite FAC 2005–52, FAR Case
2010–001, in all correspondence related
to this case. All comments received will
be posted without change to https://
www.regulations.gov, including any
personal and/or business confidential
information provided.
FOR FURTHER INFORMATION CONTACT: Mr.
William Clark, Procurement Analyst, at
(202) 219–1813, for clarification of
content. For information pertaining to
status or publication schedules, contact
the Regulatory Secretariat at (202) 501–
4755. Please cite FAC 2005–52, FAR
Case 2010–001.
SUPPLEMENTARY INFORMATION:
I. Background
In the face of changing environmental
circumstances and our Nation’s
heightened energy demands, the Federal
Government must lead by example to
create a clean energy economy that will
increase prosperity, promote energy
security, protect the interests of
taxpayers, and safeguard the health of
our environment. Executive Order
13514 (E.O. 13514), Federal Leadership
in Environmental, Energy, and
Economic Performance, was signed on
October 5, 2009 (74 FR 52117, October
8, 2009). It requires Federal agencies to
leverage agency acquisitions to foster
markets for sustainable technologies and
materials, products, and services. The
head of each agency shall advance
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sustainable acquisition by ensuring that
95 percent of new contract actions,
including task and delivery orders, for
products and services, with the
exception of acquisition of weapon
systems, are energy-efficient (Energy
Star or Federal Energy Management
Program (FEMP)-designated), waterefficient, biobased, environmentally
preferable (e.g., Electronic Product
Environmental Assessment Tool
(EPEAT)-registered), non-ozone
depleting, contain recycled content, or
are non-toxic or less toxic alternatives,
where such products and services meet
agency performance requirements.
Federal agencies are also required to
design, construct, maintain and operate
high-performance sustainable buildings
in sustainable locations.
Similarly, recognizing the long-term
impact that Federal environmental
management can have on national
health and security, Executive Order
13423 (E.O. 13423), Strengthening
Federal Environmental, Energy, and
Transportation Management, was signed
on January 24, 2007 (72 FR 3919,
January 26, 2007). E.O. 13423
establishes the policy that Federal
agencies shall conduct their
environmental, transportation, and
energy-related activities in an
environmentally, economically, and
fiscally sound, integrated, continuously
improving, efficient, and sustainable
manner.
The authorities throughout the
applicable FAR parts are updated to
include E.O. 13423 and E.O. 13514.
Additionally, authorities throughout the
applicable FAR parts are updated to
delete references to E.O. 13101, E.O.
13123, and E.O. 13148, because the
Executive orders were revoked by E.O.
13423.
Under FAR part 2, the definitions for
‘‘renewable energy’’ and ‘‘United States’’
are revised to reflect the latest
definitions of the terms in E.O. 13514.
A new definition for ‘‘sustainable
acquisition,’’ derived from the definition
of ‘‘sustainable’’ in E.O. 13514, is added
to FAR part 2. The definition of ‘‘water
consumption intensity’’ is also added to
FAR part 2 from E.O. 13514.
FAR part 4 changes include revisions
to the policy for contractor submission
of paper documents to the Government
and updating the general description of
the Federal Procurement Data System
(FPDS). In efforts to reduce or prevent
waste and meet the intent of the
agencies’ requirement to purchase at
least 30 percent postconsumer fiber
content paper as directed in both E.O.
13423 and E.O. 13514, contractors are
required, if not using electronic
commerce methods, to submit paper
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documents to the Government on
double-sided 30 percent post-consumer
fiber paper, whenever practicable. This
is a change from the current regulations
that only encourage the submission of
paper documents on recycled paper.
The general description of FPDS is
revised to reflect that the Web-based
tool will be a means of collecting
sustainable acquisition data.
FAR parts 5, 7, and 11 are revised to
ensure agencies are including or
considering sustainable acquisition
requirements in their synopses,
acquisition planning documents and
functions, and descriptions of agency
needs.
Conforming changes are made to FAR
parts 12 and 13.
FAR part 23 is revised to ensure that
the policy of ‘‘leading by example’’ is
followed by Federal agencies. This
includes fostering markets for
sustainable technologies, materials,
products, and services, as a goal of
agency acquisitions.
FAR 23.001 is amended to add new
definitions for ‘‘environmental,’’
‘‘greenhouse gases,’’ and ‘‘United States.’’
All the definitions derive from E.O.
13514. FAR 23.002 is added to
implement a policy, derived from E.O.
13423 sections 3(e) and (f), which
requires that contracts for contractor
operation of a Government-owned or
-leased facility and contracts for support
services at a Government-owned or
-operated facility include provisions
that obligate the contractor to comply
with the requirements of the order to the
same extent as the agency would be
required to comply if the agency
operated or supported the facility.
Compliance includes developing
programs to promote and implement
cost-effective waste reduction.
A new FAR subpart 23.1, Sustainable
Acquisition, is added to implement
section 2(h) and section 18 of E.O.
13514. Federal agencies, with certain
exceptions or exemptions, are required
to advance sustainable acquisition by
ensuring that 95 percent of new contract
actions (including those for
construction) contain requirements for
products that are designated as energyefficient, water-efficient, biobased,
environmentally preferable (e.g.,
EPEAT-registered, non-toxic or less
toxic alternatives), non-ozone depleting,
or those that contain recovered
materials. A new definition for ‘‘contract
action’’ is added to the new FAR subpart
23.1.
Changes to FAR subpart 23.2, Energy
and Water Efficiency and Renewable
Energy, include updates to the
authorities and policy. Sections (2)(d)
and 14 of E.O. 13514, relating to the use
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and management of water through
water-efficient means, are implemented
in FAR subpart 23.2.
FAR 23.403 is revised to require
agencies to purchase recycled content
and biobased products or require them
in the acquisition of services; the
delivery, use, or furnishing of such
products, which must meet, but may
exceed, the minimum recycled or
biobased content of an United States
Environmental Protection Agency
(EPA)- or United States Department of
Agriculture-designated product.
Under FAR subpart 23.8, agencies are
required to substitute safe alternatives to
ozone-depleting substances. This
subpart is revised to inform agencies
that EPA’s Significant New Alternatives
Policy (SNAP) program (available at
https://www.epa.gov/ozone/snap) has a
list of safe alternatives to ozonedepleting substances.
DoD, GSA, and NASA deleted the
content of FAR subpart 23.9, which
required contractors to report to
agencies compliance with the toxic
chemical release reporting. E.O. 13148
required contractors to affirm
compliance with toxic chemical release
reporting requirements. E.O. 13148 was
revoked by E.O. 13423. The associated
clauses at FAR 52.223–13 and 52.223–
14 are also deleted. Toxic chemical
release reporting remains a requirement
under environmental statutes and
regulations, but the coverage in the FAR
and the contract clauses are being
deleted. FAR subpart 23.9 now requires
contractor compliance with an agency’s
environmental management system. A
new clause is prescribed to meet this
requirement for contractor operation of
Government-owned or -leased facilities
in the United States, unless the agency
head determines that use of the clause
is in the interest of the facilities not
located in the United States.
The requirement to implement highperformance sustainable building
design, construction, renovation, repair,
operation, and management stated in
E.O. 13514 is included in FAR 36.104.
In addition, new definitions are added
at FAR 36.001, and a Web site is
provided for accessing the ‘‘Guiding
Principles for Federal Leadership in
High Performance and Sustainable
Buildings.’’
This interim rule adds language at
FAR 37.102 requiring agencies to ensure
that service contracts that require the
delivery, use, or furnishing of products
are consistent with FAR part 23.
To promote electronics stewardship,
the policy at FAR 39.101 implements
provisions of section 2(i) of E.O. 13514
to require agencies to enable power
management, double-sided printing, and
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other energy-efficient or
environmentally preferable features on
all agency electronic products. The
policy also requires agencies to employ
best management practices for energyefficient management of servers and
Federal data centers.
FAR part 52 is revised to incorporate
the policies reflected in E.O. 13514 and
E.O. 13423. The modified clauses
include—
• FAR 52.204–4, Printed or Copied
Double-Sided Postconsumer Fiber
Paper;
• FAR 52.204–8, Annual
Representations and Certifications;
• FAR 52.213–4, Terms and
Conditions—Simplified Acquisitions
(Other Than Commercial Items);
• FAR 52.223–5, Pollution Prevention
and Right-to-Know Information; and
• FAR 52.223–10, Waste Reduction
Program.
Additionally, DoD, GSA, and NASA
added the clause at FAR 52.223–19 to
address contractor compliance with
environmental management systems.
II. Executive Orders 12866 and 13563
Executive Orders (E.O.s) 12866 and
13563 direct agencies to assess all costs
and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). E.O. 13563 emphasizes the
importance of quantifying both costs
and benefits, of reducing costs, of
harmonizing rules, and of promoting
flexibility. This is a significant
regulatory action and, therefore, was
subject to review under section 6(b) of
E.O. 12866, Regulatory Planning and
Review, dated September 30, 1993. This
rule is not a major rule under 5 U.S.C.
804.
III. Regulatory Flexibility Act
DoD, GSA, and NASA do not expect
this interim rule to have a significant
economic impact on a substantial
number of small entities within the
meaning of the Regulatory Flexibility
Act, 5 U.S.C. 601, et seq., because it is
only emphasizing existing requirements.
The majority of the requirements of E.O.
13423 and E.O. 13514 have been
implemented through previous
Executive orders, laws, and sustainable
programs. DoD, GSA, and NASA
recognize that the rule may have overall
pluses that create opportunities for
niche products for small businesses
because agencies have to ensure that 95
percent of new contract actions advance
sustainable acquisition, but the number
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of entities affected, and the extent to
which they will be affected, is not
expected to be significant. The clause
requiring contractors to comply with an
agency’s environmental management
system was required through E.O.
13148. DoD, GSA, and NASA believe
that this requirement may affect small
entities performing contracts for those
agencies that have not fully
implemented an environmental
management system, but the number of
entities affected, and the extent to
which they will be affected, is not
expected to be significant. Therefore, an
Initial Regulatory Flexibility Analysis
has not been performed.
DoD, GSA, and NASA invite
comments from small business concerns
and other interested parties on the
expected impact of this rule on small
entities.
DoD, GSA, and NASA will also
consider comments from small entities
concerning the existing regulations in
subparts affected by this rule in
accordance with 5 U.S.C. 610. Interested
parties must submit such comments
separately and should cite 5 U.S.C. 610
(FAR Case 2010–001) in all
correspondence.
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IV. Paperwork Reduction Act
The Paperwork Reduction Act does
apply because this interim rule removes
the requirement that governed
contractor compliance with toxic
chemical release reporting. Provisions
relevant to toxic chemical release
reporting have been deleted from the
FAR by deleting FAR clauses 52.223–13
and 52.223–14. A change notice will be
submitted to cancel this requirement
under OMB Clearance 9000–0139. The
collection requirements remain
unchanged for FAR clause 52.223–5,
covered by OMB Clearance 9000–0137,
Pollution Prevention and Right-to-Know
Information.
V. Determination to Issue an Interim
Rule
A determination has been made under
the authority of the Secretary of Defense
(DoD), the Administrator of General
Services (GSA), and the Administrator
of the National Aeronautics and Space
Administration (NASA) that urgent and
compelling reasons exist to promulgate
this interim rule without prior
opportunity for public comment. This
action is necessary because this rule
implements E.O. 13514 and E.O. 13423,
already in effect. However, pursuant to
41 U.S.C. 1707 and FAR 1.501–3(b),
DoD, GSA, and NASA will consider
public comments received in response
to this interim rule in the formation of
the final rule.
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List of Subjects in 48 CFR Parts 1, 2, 4,
5, 7, 11, 12, 13, 23, 36, 37, 39, and 52
Government procurement.
Dated: May 18, 2011.
Millisa Gary,
Acting Director, Office of Governmentwide
Acquisition Policy.
Therefore, DoD, GSA, and NASA
amend 48 CFR parts 1, 2, 4, 5, 7, 11, 12,
13, 23, 36, 37, 39, and 52 as set forth
below:
■ 1. The authority citation for 48 CFR
parts 1, 2, 4, 5, 7, 11, 12, 13, 23, 36, 37,
39, and 52 continues to read as follows:
Authority: 40 U.S.C. 121(c); 10 U.S.C.
chapter 137; and 42 U.S.C. 2473(c).
PART 1—FEDERAL ACQUISITION
REGULATIONS SYSTEM
1.106
[Amended]
2. Amend section 1.106, in the table
following the introductory text, by
removing FAR segments ‘‘23.9’’,
‘‘52.223–13’’, and ‘‘52.223–14’’ and their
corresponding OMB Control Number
‘‘9000–0139’’.
■
PART 2—DEFINITIONS OF WORDS
AND TERMS
3. Amend section 2.101 in paragraph
(b)(2) by—
■ a. Revising the definition ‘‘Renewable
energy’’;
■ b. Adding, in alphabetical order, the
definition ‘‘Sustainable acquisition’’;
■ c. In the definition ‘‘United States’’
redesignating paragraphs (7), (8), and (9)
as paragraphs (8), (9), and (10),
respectively; and adding a new
paragraph (7); and
■ d. Adding, in alphabetical order, the
definition ‘‘Water consumption
intensity.’’
The revised and added text reads as
follows:
■
2.101
Definitions.
*
*
*
*
*
(b) * * *
(2) * * *
Renewable energy means energy
produced by solar, wind, geothermal,
biomass, landfill gas, ocean (including
tidal, wave, current, and thermal),
municipal solid waste, or new
hydroelectric generation capacity
achieved from increased efficiency or
additions of new capacity at an existing
hydroelectric project (Energy Policy Act
of 2005, 42 U.S.C. 15852).
*
*
*
*
*
Sustainable acquisition means
acquiring goods and services in order to
create and maintain conditions—
(1) Under which humans and nature
can exist in productive harmony; and
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(2) That permit fulfilling the social,
economic, and other requirements of
present and future generations.
*
*
*
*
*
United States * * *
(7) For use in part 23, see definition
at 23.001.
*
*
*
*
*
Water consumption intensity means
water consumption per square foot of
building space.
*
*
*
*
*
PART 4—ADMINISTRATIVE MATTERS
4. Revise section 4.302 to read as
follows:
■
4.302
Policy.
(a) Section 3(a) of E.O. 13423,
Strengthening Federal Environmental,
Energy, and Transportation
Management, directs agencies to
implement waste prevention. In
addition, section 2(e) of E.O. 13514,
Federal Leadership in Environmental,
Energy, and Economic Performance,
directs agencies to eliminate waste.
Electronic commerce methods (see
4.502) and double-sided printing and
copying are best practices for waste
prevention.
(b) When electronic commerce
methods (see 4.502) are not used,
agencies shall require contractors to
submit paper documents to the
Government relating to an acquisition
printed or copied double-sided on at
least 30 percent postconsumer fiber
paper whenever practicable. If the
contractor cannot print or copy doublesided, it shall print or copy single-sided
on at least 30 percent postconsumer
fiber paper.
■ 5. Amend section 4.602 by removing
from paragraph (a)(2) ‘‘contract; and’’
and adding ‘‘contract;’’ in its place;
redesignating paragraph (a)(3) as
paragraph (a)(4); and adding a new
paragraph (a)(3) to read as follows:
4.602
General.
(a) * * *
(3) A means of measuring and
assessing the effect of Federal
contracting for promoting sustainable
technologies, materials, products, and
high-performance sustainable buildings.
This is accomplished by collecting and
reporting agency data on sustainable
acquisition, including types of products
purchased, the purchase costs, and the
exceptions used for other than
sustainable acquisition; and
*
*
*
*
*
4.1202
[Amended]
6. Amend section 4.1202 by removing
paragraph (u); and redesignating
■
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or vehicles, to the same extent as the
agency would be required to comply if
the agency operated the facilities or
vehicles.
*
*
*
*
*
paragraphs (v) through (cc) as
paragraphs (u) through (bb),
respectively.
PART 5—PUBLICIZING CONTRACT
ACTIONS
7.105
[Amended]
7. Amend section 5.207 by
redesignating paragraphs (c)(11) through
(c)(18) as paragraphs (c)(12) through
(c)(19), respectively; and adding a new
paragraph (c)(11) to read as follows:
9. Amend section 7.105 by removing
from paragraph (b)(17) ‘‘contracts.’’ and
adding ‘‘contracts (see 11.002 and
11.303).’’ in its place.
5.207 Preparation and transmittal of
synopses.
PART 11—DESCRIBING AGENCY
NEEDS
■
*
*
*
*
*
(c) * * *
(11) Sustainable acquisition
requirements (or a description of highperformance sustainable building
practices required, if for design,
construction, renovation, repair, or
deconstruction) (see parts 23 or 36).
*
*
*
*
*
PART 7—ACQUISITION PLANNING
8. Amend section 7.103 by revising
paragraph (p) to read as follows:
■
7.103
Agency-head responsibilities.
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*
*
*
*
*
(p) Ensuring that agency planners—
(1) Specify needs for printing and
writing paper consistent with the 30
percent postconsumer fiber minimum
content standards specified in section
2(d)(ii) of Executive Order 13423 of
January 24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management, and
section 2(e)(iv) of Executive Order
13514 of October 5, 2009 (see 11.303);
(2) Comply with the policy in
11.002(d) regarding procurement of:
biobased products, products containing
recovered materials, environmentally
preferable products and services
(including Electronic Product
Environmental Assessment Tool
(EPEAT)-registered electronic products,
nontoxic or low-toxic alternatives),
ENERGY STAR® and Federal Energy
Management Program-designated
products, renewable energy, waterefficient products, and non-ozone
depleting products;
(3) Comply with the Guiding
Principles for Federal Leadership in
High-Performance and Sustainable
Buildings (Guiding Principles), for the
design, construction, renovation, repair,
or deconstruction of Federal buildings.
The Guiding Principles can be accessed
at https://www.wbdg.org/pdfs/
hpsb_guidance.pdf; and
(4) Require contractor compliance
with Federal environmental
requirements, when the contractor is
operating Government-owned facilities
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■
10. Amend section 11.002 by revising
paragraphs (d)(1) and (d)(2) introductory
text to read as follows:
■
11.002
Policy.
*
*
*
*
*
(d)(1) When agencies acquire products
and services, various statutes and
executive orders (identified in part 23)
require consideration of sustainable
acquisition (see subpart 23.1)
including—
(i) Energy-efficient and water-efficient
services and products (including
products containing energy-efficient
standby power devices) (subpart 23.2);
(ii) Products and services that utilize
renewable energy technologies (subpart
23.2);
(iii) Products containing recovered
materials (subpart 23.4);
(iv) Biobased products (subpart 23.4);
(v) Environmentally preferable
products and services, including
EPEAT-registered electronic products
and non-toxic or low-toxic alternatives
(subpart 23.7); and
(vi) Non-ozone depleting substances
(subpart 23.8).
(2) Unless an exception applies and is
documented by the requiring activity,
Executive agencies shall, to the
maximum practicable, require the use of
products and services listed in
paragraph (d)(1) of this section when—
*
*
*
*
*
■ 11. Revise section 11.303 to read as
follows:
11.303
Special requirements for paper.
(a) The following applies when
agencies acquire paper in the United
States (as defined in 23.001):
(1) Section 2(d)(ii) of Executive Order
13423, Strengthening Federal
Environmental, Energy, and
Transportation Management, establishes
a 30 percent postconsumer fiber content
standards for agency paper use. Section
2(d)(ii) requires that an agency’s paper
products must meet or exceed the
minimum content standard.
(2) Section 2(e)(iv) of Executive Order
13514 requires acquisition of uncoated
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printing and writing paper containing at
least 30 percent postconsumer fiber.
(b) Exceptions. If paper under
paragraphs (a)(1) or (a)(2) of this section
containing at least 30 percent
postconsumer fiber is not reasonably
available, does not meet reasonable
performance requirements, or is only
available at an unreasonable price, then
the agency must purchase—
(1) Printing and writing paper
containing no less than 20 percent
postconsumer fiber; or
(2) Paper, other than printing and
writing paper, with the maximum
practicable percentage of postconsumer
fiber that is reasonably available at a
reasonable price and that meets
reasonable performance requirements.
PART 12—ACQUISITION OF
COMMERCIAL ITEMS
12. Amend section 12.102 by revising
paragraph (c) to read as follows:
■
12.102
Applicability.
*
*
*
*
*
(c) Contracts for the acquisition of
commercial items are subject to the
policies in other parts of the FAR. When
a policy in another part of the FAR is
inconsistent with a policy in this part,
this part 12 shall take precedence for the
acquisition of commercial items.
*
*
*
*
*
PART 13—SIMPLIFIED ACQUISITION
PROCEDURES
13. Amend section 13.201 by revising
paragraph (f) to read as follows:
■
13.201
General.
*
*
*
*
*
(f) The procurement requirements in
subparts 23.1, 23.2, 23.4, and 23.7 apply
to purchases at or below the micropurchase threshold.
*
*
*
*
*
PART 23—ENVIRONMENT, ENERGY
AND WATER EFFICIENCY,
RENEWABLE ENERGY
TECHNOLOGIES, OCCUPATIONAL
SAFETY, AND DRUG-FREE
WORKPLACE
14. Revise section 23.000 to read as
follows:
■
23.000
Scope.
This part prescribes acquisition
policies and procedures supporting the
Government’s program for ensuring a
drug-free workplace, for protecting and
improving the quality of the
environment, and to foster markets for
sustainable technologies, materials,
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products, and services, and encouraging
the safe operation of vehicles by—
(a) Reducing or preventing pollution;
(b) Managing efficiently and reducing
energy and water use in Government
facilities;
(c) Using renewable energy and
renewable energy technologies;
(d) Acquiring energy-efficient and
water-efficient products and services,
environmentally preferable (including
EPEAT-registered, and non-toxic and
less toxic) products, products
containing recovered materials, nonozone depleting products, and biobased
products;
(e) Requiring contractors to identify
hazardous materials;
(f) Encouraging contractors to adopt
and enforce policies that ban text
messaging while driving; and
(g) Requiring contractors to comply
with agency environmental management
systems.
■ 15. Revise section 23.001 to read as
follows:
23.001
Definitions.
As used in this part—
Environmental means environmental
aspects of internal agency operations
and activities, including those aspects
related to energy and transportation
functions.
Greenhouse gases means carbon
dioxide, methane, nitrous oxide,
hydrofluorocarbons, perfluorocarbons,
and sulfur hexafluoride.
Toxic chemical means a chemical or
chemical category listed in 40 CFR
372.65.
United States, except as used in
subpart 23.10, means—
(1) The fifty States;
(2) The District of Columbia;
(3) The commonwealths of Puerto
Rico and the Northern Mariana Islands;
(4) The territories of Guam, American
Samoa, and the United States Virgin
Islands; and
(5) Associated territorial waters and
airspace.
■ 16. Add section 23.002 to read as
follows:
srobinson on DSK4SPTVN1PROD with RULES2
23.002
Policy.
Executive Order 13423 sections 3(e)
and (f) require that contracts for
contractor operation of a Governmentowned or -leased facility and contracts
for support services at a Governmentowned or -operated facility include
provisions that obligate the contractor to
comply with the requirements of the
order to the same extent as the agency
would be required to comply if the
agency operated or supported the
facility. Compliance includes
developing programs to promote and
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implement cost-effective waste
reduction.
■ 17. Add subpart 23.1 to read as
follows:
Subpart 23.1—Sustainable Acquisition
Policy
Sec.
23.101 Definition.
23.102 Authorities.
23.103 Sustainable acquisitions.
23.104 Exceptions.
23.105 Exemption authority.
Subpart 23.1—Sustainable Acquisition
Policy
23.101
Definition.
As used in this subpart—
Contract action means any oral or
written action that results in the
purchase, rent, or lease of supplies or
equipment, services, or construction
using appropriated dollars, including
purchases below the micro-purchase
threshold. Contract action does not
include grants, cooperative agreements,
other transactions, real property leases,
requisitions from Federal stock, training
authorizations, or other non-FAR based
transactions.
23.102
Authorities.
(a) Executive Order 13423 of January
24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management.
(b) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
(c) All of the authorities specified in
subparts 23.2, 23.4, 23.7, 23.8, 23.9, and
23.10.
23.103
Sustainable acquisitions.
(a) Federal agencies shall advance
sustainable acquisition by ensuring that
95 percent of new contract actions for
the supply of products and for the
acquisition of services (including
construction) require that the products
are—
(1) Energy-efficient (ENERGY STAR®
or Federal Energy Management Program
(FEMP)-designated);
(2) Water-efficient;
(3) Biobased;
(4) Environmentally preferable (e.g.,
EPEAT-registered, or non-toxic or less
toxic alternatives);
(5) Non-ozone depleting; or
(6) Made with recovered materials.
(b) The required products in the
contract actions for services include
products that are—
(1) Delivered to the Government
during performance;
(2) Acquired by the contractor for use
in performing services at a Federallycontrolled facility; or
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(3) Furnished by the contractor for use
by the Government.
(c) The required products in the
contract actions must meet agency
performance requirements.
(d) For purposes of meeting the 95
percent sustainable acquisition
requirement, the term ‘‘contract actions’’
includes new contracts (and task and
delivery orders placed against them)
and new task and delivery orders on
existing contracts.
23.104
Exceptions.
This subpart does not apply to the
following acquisitions:
(a) Contracts performed outside of the
United States, unless the agency head
determines that such application is in
the interest of the United States.
(b) Weapon systems.
23.105
Exemption authority.
(a) The head of an agency may
exempt—
(1) Intelligence activities of the United
States, and related personnel, resources,
and facilities, to the extent the Director
of National Intelligence or agency head
determines it necessary to protect
intelligence sources and methods from
unauthorized disclosure;
(2) Law enforcement activities of that
agency and related personnel, resources,
and facilities, to the extent the head of
an agency determines it necessary to
protect undercover operations from
unauthorized disclosure;
(3) Law enforcement, protective,
emergency response, or military tactical
vehicle fleets of that agency; and
(4) Agency activities and facilities in
the interest of national security.
(b) If the head of the agency issues an
exemption under paragraph (a) of this
section, the agency must notify the
Chair of the Council on Environmental
Quality in writing within 30 days of the
issuance of the exemption.
(c) The agency head may submit
through the Chair of the Council on
Environmental Quality a request for
exemption of an agency activity other
than those activities listed in paragraph
(a) of this section and related personnel,
resources, and facilities.
■ 18. Revise section 23.201 to read as
follows:
23.201
Authorities.
(a) Energy Policy and Conservation
Act (42 U.S.C. 6361(a)(1)) and Resource
Conservation and Recovery Act of 1976
(42 U.S.C. 6901, et seq.).
(b) National Energy Conservation
Policy Act (42 U.S.C. 8253, 8259b,
8262g, and 8287).
(c) Section 706 of Division D, Title VII
of the Omnibus Appropriations Act,
2009 (Pub. L. 111–8).
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(d) Title VI of the Clean Air Act, as
amended (42 U.S.C. 7671, et seq.).
(e) Executive Order 11912 of April 13,
1976, Delegations of Authority under
the Energy Policy and Conservation Act.
(f) Executive Order 13221 of July 31,
2001, Energy-Efficient Standby Power
Devices.
(g) Executive Order 13423 of January
24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management.
(h) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
■ 19. Revise section 23.202 to read as
follows:
23.202
Policy.
srobinson on DSK4SPTVN1PROD with RULES2
(a) Introduction. The Government’s
policy is to acquire supplies and
services that promote a clean energy
economy that increases our Nation’s
energy security, safeguards the health of
our environment, and reduces
greenhouse gas emissions from direct
and indirect Federal activities. To
implement this policy, Federal
acquisitions will foster markets for
sustainable technologies, products, and
services. This policy extends to all
acquisitions, including those below the
simplified acquisition threshold and
those at or below the micro-purchase
threshold (including those made with a
Government purchase card).
(b) Water-efficient. In accordance with
Executive Order 13514, dated October 5,
2009, Federal Leadership in
Environmental, Energy, and Economic
Performance, it is the policy and
objective of the Government to use and
manage water through water-efficient
means by—
(1) Reducing potable water
consumption intensity to include lowflow fixtures and efficient cooling
towers;
(2) Reducing agency, industry,
landscaping, and agricultural water
consumption; and
(3) Storm water management in
accordance with section 438 of the
Energy Independence and Security Act
of 2007 (42 U.S.C. 17094) as
implemented in https://www.epa.gov/
nps/lid/section438.
■ 20. Amend section 23.205 by revising
paragraph (a) to read as follows:
(a) Agencies should make maximum
use of the authority provided in the
National Energy Conservation Policy
Act (42 U.S.C. 8287) to use an energysavings performance contract (ESPC),
when life-cycle cost-effective, to reduce
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23.705 and 23.706 [Redesignated as
23.704 and 23.705]
23.402
25b. In newly redesignated section
23.705, remove from paragraph (b)(1)
‘‘23.705(c)’’ and add ‘‘23.704(c)’’ in its
place.
■ 26. Revise section 23.801 to read as
follows:
Authorities.
*
*
*
*
*
(c) Executive Order 13423 of January
24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management.
(d) The Energy Policy Act of 2005,
Public Law 109–58.
(e) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
■ 22. Revise section 23.403 to read as
follows:
23.403
Policy.
Government policy on the use of
products containing recovered materials
and biobased products considers cost,
availability of competition, and
performance. Agencies shall purchase
these products or require in the
acquisition of services, the delivery, use,
or furnishing (see 23.103(b)) of such
products. Agency contracts should
specify that these products are
composed of the highest percent of
recovered material or biobased content
practicable, or at least meet, but may
exceed, the minimum recovered
materials or biobased content of an EPAor USDA-designated product. Agencies
shall purchase these products to the
maximum extent practicable without
jeopardizing the intended use of the
product while maintaining a satisfactory
level of competition at a reasonable
price. Such products shall meet the
reasonable performance standards of the
agency and be acquired competitively,
in a cost-effective manner. Except as
provided at 23.404(b), virgin material
shall not be required by the solicitation
(see 11.302).
■ 23. Amend section 23.702 by
removing paragraphs (d), (e), and (f);
redesignating paragraphs (g), (h), and (i)
as paragraphs (d), (e), and (f),
respectively; and adding a new
paragraph (g) to read as follows:
23.702
Authorities.
*
23.205 Energy-savings performance
contracts.
VerDate Mar<15>2010
energy use and cost in the agency’s
facilities and operations.
*
*
*
*
*
■ 21. Amend section 23.402 by revising
paragraphs (c) and (d) and adding
paragraph (e) to read as follows:
*
*
*
*
(g) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
23.704
■
[Removed]
24. Remove section 23.704.
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25a. Redesignate sections 23.705 and
23.706 as sections 23.704 and 23.705,
respectively.
■
23.705
[Amended]
■
23.801
Authorities.
(a) Title VI of the Clean Air Act (42
U.S.C. 7671, et seq.).
(b) Section 706 of Division D, Title VII
of the Omnibus Appropriations Act,
2009 (Pub. L. 111–8).
(c) Executive Order 13423 of January
24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management.
(d) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
(e) Environmental Protection Agency
(EPA) regulations, Protection of
Stratospheric Ozone (40 CFR Part 82).
■ 27. Amend section 23.803 by revising
paragraphs (b)(1) and (2) to read as
follows:
23.803
Policy.
*
*
*
*
*
(b) * * *
(1) Comply with the requirements of
Title VI of the Clean Air Act, Section
706 of Division D, Title VII of Public
Law 111–8, Executive Order 13423,
Executive Order 13514, and 40 CFR
82.84(a)(2), (3), (4), and (5); and
(2) Substitute safe alternatives to
ozone-depleting substances, as
identified under 42 U.S.C. 7671k, to the
maximum extent practicable, as
provided in 40 CFR 82.84(a)(1), except
in the case of Class I substances being
used for specified essential uses, as
identified under 40 CFR 82.4(r). EPA’s
Significant New Alternatives Policy
(SNAP) program (available at https://
www.epa.gov/ozone/snap) has a list of
safe alternatives to ozone-depleting
substances.
■ 28. Revise subpart 23.9 to read as
follows:
Subpart 23.9—Contractor Compliance With
Environmental Management Systems
Sec.
23.900 Scope.
23.901 Authority.
23.902 Policy.
23.903 Contract clause.
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Subpart 23.9—Contractor Compliance
With Environmental Management
Systems
23.900
Scope.
This subpart implements the
environmental management systems
requirements for contractors.
23.901
Authority.
(a) Executive Order 13423 of January
24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management.
(b) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
23.902
Policy.
(a) Agencies shall implement
environmental management systems
(EMS) at all appropriate organizational
levels. Where contractor activities affect
an agency’s environmental management
aspects, EMS requirements shall be
included in contracts to ensure proper
implementation and execution of EMS
roles and responsibilities.
(b) The contracting officer shall—
(1) Specify the EMS directives with
which the contractor must comply; and
(2) Ensure contractor compliance to
the same extent as the agency would be
required to comply, if the agency
operated the facilities or vehicles.
23.903
Contract clause.
The contracting officer shall insert the
clause at 52.223–19, Compliance With
Environmental Management Systems, in
all solicitations and contracts for
contractor operation of Governmentowned or -leased facilities or vehicles,
located in the United States. For
facilities located outside the United
States, the agency head may determine
that use of the clause is in the best
interest of the Government.
■ 29. Amend section 23.1001 by
revising paragraph (c); and adding
paragraph (d) to read as follows:
23.1001
Authorities.
srobinson on DSK4SPTVN1PROD with RULES2
*
*
*
*
*
(c) Executive Order 13423 of January
24, 2007, Strengthening Federal
Environmental, Energy, and
Transportation Management.
(d) Executive Order 13514 of October
5, 2009, Federal Leadership in
Environmental, Energy, and Economic
Performance.
23.1003
[Amended]
30. Amend section 23.1003 by
removing the definition ‘‘Priority
chemical’’.
■ 31. Revise section 23.1004 to read as
follows:
■
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17:35 May 27, 2011
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23.1004
Requirements.
(a) Federal facilities are required to
comply with—
(1) The emergency planning and toxic
release reporting requirements in
EPCRA and PPA; and
(2) The toxic chemical, and hazardous
substance release and use reduction
goals of sections 2(e) and 3(a)(vi) of
Executive Order 13423.
(b) Pursuant to EPCRA, PPA, E.O.
13423, and any agency implementing
procedures, every new contract that
provides for performance on a Federal
facility shall require the contractor to
provide information necessary for the
Federal agency to comply with the—
(1) Requirements in paragraph (a) of
this section; and
(2) Requirements for EMSs and FCAs
if the place of performance is at a
Federal facility designated by the
agency.
PART 36—CONSTRUCTION AND
ARCHITECT-ENGINEER CONTRACTS
32. Add section 36.001 to read as
follows:
■
36.001
Definitions.
As used in this part—
Construction and demolition
materials and debris means materials
and debris generated during
construction, renovation, demolition, or
dismantling of all structures and
buildings and associated infrastructure.
Diverting means redirecting materials
that might otherwise be placed in the
waste stream to recycling or recovery,
excluding diversion to waste-to-energy
facilities.
■ 33. Revise section 36.104 to read as
follows:
36.104
Policy.
(a) Unless the traditional acquisition
approach of design-bid-build
established under the Brooks ArchitectEngineers Act (40 U.S.C. 1101 et seq.) or
another acquisition procedure
authorized by law is used, the
contracting officer shall use the twophase selection procedures authorized
by 10 U.S.C. 2305a or 41 U.S.C. 253m
when entering into a contract for the
design and construction of a public
building, facility, or work, if the
contracting officer makes a
determination that the procedures are
appropriate for use (see subpart 36.3).
Other acquisition procedures authorized
by law include the procedures
established in this part and other parts
of this chapter and, for DoD, the designbuild process described in 10 U.S.C.
2862.
(b) Agencies shall implement highperformance sustainable building
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31401
design, construction, renovation, repair,
commissioning, operation and
maintenance, management, and
deconstruction practices so as to—
(1) Ensure that all new construction,
major renovation, or repair and
alteration of Federal buildings complies
with the Guiding Principles for Federal
Leadership in High-Performance and
Sustainable Buildings (available at
https://www.wbdg.org/pdfs/
hpsb_guidance.pdf);
(2) Pursue cost-effective, innovative
strategies, such as highly reflective and
vegetated roofs, to minimize
consumption of energy, water, and
materials;
(3) Identify alternatives to renovation
that reduce existing assets’ deferred
maintenance costs;
(4) Ensure that rehabilitation of
Federally-owned historic buildings
utilizes best practices and technologies
in retrofitting to promote long-term
viability of the buildings; and
(5) Ensure pollution prevention and
eliminate waste by diverting at least 50
percent of construction and demolition
materials and debris by the end of Fiscal
Year 2015.
PART 37—SERVICE CONTRACTING
34. Amend section 37.102 by adding
paragraph (i) to read as follows:
■
37.102
Policy.
*
*
*
*
*
(i) Agencies shall ensure that service
contracts that require the delivery, use,
or furnishing of products are consistent
with part 23.
PART 39—ACQUISITION OF
INFORMATION TECHNOLOGY
35. Amend section 39.101 by revising
paragraph (b)(1) to read as follows:
■
39.101
Policy.
*
*
*
*
*
(b)(1) In acquiring information
technology, agencies shall identify their
requirements pursuant to—
(i) OMB Circular A–130, including
consideration of security of resources,
protection of privacy, national security
and emergency preparedness,
accommodations for individuals with
disabilities, and energy efficiency;
(ii) Electronic Product Environmental
Assessment Tool (EPEAT) standards
(see 23.704);
(iii) Policies to enable power
management, double-sided printing, and
other energy-efficient or
environmentally preferable features on
all agency electronic products; and
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(iv) Best management practices for
energy-efficient management of servers
and Federal data centers.
*
*
*
*
*
(vii) 52.223–5, Pollution Prevention and
Right-to-Know Information (May 2011) (E.O.
13423) (Applies to services performed on
Federal facilities).
PART 52—SOLICITATION PROVISIONS
AND CONTRACT CLAUSES
■
36. Revise section 52.204–4 to read as
follows:
■
52.204–4 Printed or Copied Double-Sided
on Postconsumer Fiber Content Paper.
As prescribed in 4.303, insert the
following clause:
Printed or Copied Double-Sided on
Postconsumer Fiber Content Paper (May
2011)
(a) Definitions. As used in this clause—
Postconsumer fiber means—(1) Paper,
paperboard, and fibrous materials from retail
stores, office buildings, homes, and so forth,
after they have passed through their endusage as a consumer item, including: used
corrugated boxes; old newspapers; old
magazines; mixed waste paper; tabulating
cards; and used cordage; or
(2) All paper, paperboard, and fibrous
materials that enter and are collected from
municipal solid waste; but not
(3) Fiber derived from printers’ over-runs,
converters’ scrap, and over-issue
publications.
(b) The Contractor is required to submit
paper documents, such as offers, letters, or
reports that are printed or copied doublesided on paper containing at least 30 percent
postconsumer fiber, whenever practicable,
when not using electronic commerce
methods to submit information or data to the
Government.
(End of clause)
37. Amend section 52.204–8 by
revising the date of the provision;
removing paragraph (c)(2)(vi); and
redesignating paragraphs (c)(2)(vii) and
(viii) as paragraphs (c)(2)(vi) and (vii),
respectively.
The revised text reads as follows:
■
*
*
*
*
*
*
*
39. Amend section 52.223–5 by—
a. Revising the date of the clause;
■ b. Removing from paragraph (a) the
definition ‘‘Priority chemical’’;
■ c. Revising paragraphs (b) and (c)(6);
■ d. Revising the date of Alternate I and
paragraph (c)(7); and
■ e. Revising the date of Alternate II and
paragraph (c)(7).
The revised text reads as follows:
■
52.223–5 Pollution Prevention and Rightto-Know Information.
*
*
*
*
*
Pollution Prevention and Right-to-Know
Information (May 2011)
*
*
*
*
*
(b) Federal facilities are required to comply
with the provisions of the Emergency
Planning and Community Right-to-Know Act
of 1986 (EPCRA) (42 U.S.C. 11001–11050),
and the Pollution Prevention Act of 1990
(PPA) (42 U.S.C. 13101–13109).
(c) * * *
(6) The toxic chemical and hazardous
substance release and use reduction goals of
section 2(e) of Executive Order 13423 and of
Executive Order 13514.
*
*
*
*
*
Alternate I (May 2011). * * *
(c)(7) The environmental management
system as described in section 3(b) of E.O.
13423 and 2(j) of E.O. 13514.
Alternate II (May 2011). * * *
(c)(7) The facility compliance audits as
described in section 3(c) of E.O. 13423.
40. Amend section 52.223–10 by
revising the introductory paragraph, the
date of the clause, and the first sentence
of paragraph (b) to read as follows:
■
52.223–10
52.204–8 Annual Representations and
Certifications.
*
*
Waste Reduction Program.
As prescribed in 23.705(a), insert the
following clause:
*
Annual Representations and Certifications
(May 2011)
Waste Reduction Program (May 2011)
*
(b) Consistent with the requirements of
section 3(e) of Executive Order 13423, the
Contractor shall establish a program to
promote cost-effective waste reduction in all
operations and facilities covered by this
contract. * * *
srobinson on DSK4SPTVN1PROD with RULES2
*
*
*
*
■ 38. Amend section 52.213–4 by
revising the date of the clause and
paragraph (b)(1)(vii) to read as follows:
52.213–4 Terms and Conditions—
Simplified Acquisitions (Other Than
Commercial Items).
*
*
*
*
*
*
*
*
*
(b) * * *
(1) * * *
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17:35 May 27, 2011
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*
*
*
*
52.223–13 and 52.223–14
Reserved]
Terms and Conditions—Simplified
Acquisitions (Other Than Commercial Items)
(May 2011)
*
*
[Removed and
41. Remove and reserve sections
52.223–13 and 52.223–14.
■
42. Amend section 52.223–16 by
revising the introductory paragraph, and
the introductory paragraph of Alternate
I to read as follows:
■
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52.223–16 IEEE 1680 Standard for the
Environmental Assessment of Personal
Computer Products.
As prescribed in 23.705(b)(1), insert
the following clause:
*
*
*
*
*
Alternate I (Dec 2007). As prescribed in
23.705(b)(2), substitute the following
paragraph (b) for paragraph (b) of the basic
clause:
*
*
*
*
*
43. Add section 52.223–19 to read as
follows:
■
52.223–19 Compliance with Environmental
Management Systems.
As prescribed in 23.903, insert the
following clause:
Compliance With Environmental
Management Systems (May 2011)
The Contractor’s work under this contract
shall conform with all operational controls
identified in the applicable agency or facility
Environmental Management Systems and
provide monitoring and measurement
information necessary for the Government to
address environmental performance relative
to the goals of the Environmental
Management Systems.
(End of clause)
[FR Doc. 2011–12851 Filed 5–27–11; 8:45 am]
BILLING CODE 6820–EP–P
DEPARTMENT OF DEFENSE
GENERAL SERVICES
ADMINISTRATION
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
48 CFR Parts 4, 42, and 52
[FAC 2005–52; FAR Case 2008–020; Item
II; Docket 2009–0031, Sequence 1]
RIN 9000–AL43
Federal Acquisition Regulation;
Contract Closeout
Department of Defense (DoD),
General Services Administration (GSA),
and National Aeronautics and Space
Administration (NASA).
ACTION: Final rule.
AGENCY:
DoD, GSA, and NASA are
issuing a final rule amending the
Federal Acquisition Regulation (FAR)
procedures for closing out contract files.
This case revises procedures for clearing
final patent reports and quick-closeout
procedure, and sets forth a description
of an adequate final indirect cost rate
proposal and supporting data.
DATES: Effective Date: June 30, 2011.
FOR FURTHER INFORMATION CONTACT: Ms.
Clare McFadden, Procurement Analyst,
SUMMARY:
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Agencies
[Federal Register Volume 76, Number 104 (Tuesday, May 31, 2011)]
[Rules and Regulations]
[Pages 31395-31402]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-12851]
-----------------------------------------------------------------------
DEPARTMENT OF DEFENSE
GENERAL SERVICES ADMINISTRATION
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
48 CFR Parts 1, 2, 4, 5, 7, 11, 12, 13, 23, 36, 37, 39, and 52
[FAC 2005-52; FAR Case 2010-001; Item I; Docket 2010-0001, Sequence 1]
RIN 9000-AL96
Federal Acquisition Regulation; Sustainable Acquisition
AGENCY: Department of Defense (DoD), General Services Administration
(GSA), and National Aeronautics and Space Administration (NASA).
ACTION: Interim rule.
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SUMMARY: DoD, GSA, and NASA are issuing an interim rule amending the
Federal Acquisition Regulation (FAR) to implement Executive Order
13514, Federal Leadership in Environmental, Energy, and Economic
Performance, and Executive Order 13423, Strengthening Federal
Environmental, Energy, and Transportation Management. This interim rule
requires Federal agencies to leverage agency acquisitions to foster
markets for sustainable technologies, materials, products, and
services. Federal agencies are additionally required to implement high-
performance sustainable building design, construction, renovation,
repair, commissioning, operation and maintenance, management, and
deconstruction practices in applicable acquisitions. Contractors will
be required to support the goals of an agency's environmental
management system.
DATES: Effective Date: May 31, 2011.
Comment Date: Interested parties should submit written comments to
the Regulatory Secretariat on or before August 1, 2011 to be considered
in the formulation of a final rule.
ADDRESSES: Submit comments identified by FAC 2005-52, FAR Case 2010-
001, by any of the following methods:
Regulations.gov: https://www.regulations.gov. Submit
comments via the Federal eRulemaking portal by inputting ``FAR Case
2010-001'' under the heading ``Enter Keyword or ID'' and selecting
``Search.'' Select the link ``Submit a Comment'' that corresponds with
``FAR Case 2010-001.'' Follow the instructions provided at the ``Submit
a Comment'' screen. Please include your name, company name (if any),
and ``FAR Case 2010-001'' on your attached document.
Fax: (202) 501-4067.
Mail: General Services Administration, Regulatory
Secretariat (MVCB), ATTN: Hada Flowers, 1275 First Street, NE., 7th
Floor, Washington, DC 20417.
Instructions: Please submit comments only and cite FAC 2005-52, FAR
Case 2010-001, in all correspondence related to this case. All comments
received will be posted without change to https://www.regulations.gov,
including any personal and/or business confidential information
provided.
FOR FURTHER INFORMATION CONTACT: Mr. William Clark, Procurement
Analyst, at (202) 219-1813, for clarification of content. For
information pertaining to status or publication schedules, contact the
Regulatory Secretariat at (202) 501-4755. Please cite FAC 2005-52, FAR
Case 2010-001.
SUPPLEMENTARY INFORMATION:
I. Background
In the face of changing environmental circumstances and our
Nation's heightened energy demands, the Federal Government must lead by
example to create a clean energy economy that will increase prosperity,
promote energy security, protect the interests of taxpayers, and
safeguard the health of our environment. Executive Order 13514 (E.O.
13514), Federal Leadership in Environmental, Energy, and Economic
Performance, was signed on October 5, 2009 (74 FR 52117, October 8,
2009). It requires Federal agencies to leverage agency acquisitions to
foster markets for sustainable technologies and materials, products,
and services. The head of each agency shall advance sustainable
acquisition by ensuring that 95 percent of new contract actions,
including task and delivery orders, for products and services, with the
exception of acquisition of weapon systems, are energy-efficient
(Energy Star or Federal Energy Management Program (FEMP)-designated),
water-efficient, biobased, environmentally preferable (e.g., Electronic
Product Environmental Assessment Tool (EPEAT)-registered), non-ozone
depleting, contain recycled content, or are non-toxic or less toxic
alternatives, where such products and services meet agency performance
requirements. Federal agencies are also required to design, construct,
maintain and operate high-performance sustainable buildings in
sustainable locations.
Similarly, recognizing the long-term impact that Federal
environmental management can have on national health and security,
Executive Order 13423 (E.O. 13423), Strengthening Federal
Environmental, Energy, and Transportation Management, was signed on
January 24, 2007 (72 FR 3919, January 26, 2007). E.O. 13423 establishes
the policy that Federal agencies shall conduct their environmental,
transportation, and energy-related activities in an environmentally,
economically, and fiscally sound, integrated, continuously improving,
efficient, and sustainable manner.
The authorities throughout the applicable FAR parts are updated to
include E.O. 13423 and E.O. 13514. Additionally, authorities throughout
the applicable FAR parts are updated to delete references to E.O.
13101, E.O. 13123, and E.O. 13148, because the Executive orders were
revoked by E.O. 13423.
Under FAR part 2, the definitions for ``renewable energy'' and
``United States'' are revised to reflect the latest definitions of the
terms in E.O. 13514. A new definition for ``sustainable acquisition,''
derived from the definition of ``sustainable'' in E.O. 13514, is added
to FAR part 2. The definition of ``water consumption intensity'' is
also added to FAR part 2 from E.O. 13514.
FAR part 4 changes include revisions to the policy for contractor
submission of paper documents to the Government and updating the
general description of the Federal Procurement Data System (FPDS). In
efforts to reduce or prevent waste and meet the intent of the agencies'
requirement to purchase at least 30 percent postconsumer fiber content
paper as directed in both E.O. 13423 and E.O. 13514, contractors are
required, if not using electronic commerce methods, to submit paper
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documents to the Government on double-sided 30 percent post-consumer
fiber paper, whenever practicable. This is a change from the current
regulations that only encourage the submission of paper documents on
recycled paper. The general description of FPDS is revised to reflect
that the Web-based tool will be a means of collecting sustainable
acquisition data.
FAR parts 5, 7, and 11 are revised to ensure agencies are including
or considering sustainable acquisition requirements in their synopses,
acquisition planning documents and functions, and descriptions of
agency needs.
Conforming changes are made to FAR parts 12 and 13.
FAR part 23 is revised to ensure that the policy of ``leading by
example'' is followed by Federal agencies. This includes fostering
markets for sustainable technologies, materials, products, and
services, as a goal of agency acquisitions.
FAR 23.001 is amended to add new definitions for ``environmental,''
``greenhouse gases,'' and ``United States.'' All the definitions derive
from E.O. 13514. FAR 23.002 is added to implement a policy, derived
from E.O. 13423 sections 3(e) and (f), which requires that contracts
for contractor operation of a Government-owned or -leased facility and
contracts for support services at a Government-owned or -operated
facility include provisions that obligate the contractor to comply with
the requirements of the order to the same extent as the agency would be
required to comply if the agency operated or supported the facility.
Compliance includes developing programs to promote and implement cost-
effective waste reduction.
A new FAR subpart 23.1, Sustainable Acquisition, is added to
implement section 2(h) and section 18 of E.O. 13514. Federal agencies,
with certain exceptions or exemptions, are required to advance
sustainable acquisition by ensuring that 95 percent of new contract
actions (including those for construction) contain requirements for
products that are designated as energy-efficient, water-efficient,
biobased, environmentally preferable (e.g., EPEAT-registered, non-toxic
or less toxic alternatives), non-ozone depleting, or those that contain
recovered materials. A new definition for ``contract action'' is added
to the new FAR subpart 23.1.
Changes to FAR subpart 23.2, Energy and Water Efficiency and
Renewable Energy, include updates to the authorities and policy.
Sections (2)(d) and 14 of E.O. 13514, relating to the use and
management of water through water-efficient means, are implemented in
FAR subpart 23.2.
FAR 23.403 is revised to require agencies to purchase recycled
content and biobased products or require them in the acquisition of
services; the delivery, use, or furnishing of such products, which must
meet, but may exceed, the minimum recycled or biobased content of an
United States Environmental Protection Agency (EPA)- or United States
Department of Agriculture-designated product.
Under FAR subpart 23.8, agencies are required to substitute safe
alternatives to ozone-depleting substances. This subpart is revised to
inform agencies that EPA's Significant New Alternatives Policy (SNAP)
program (available at https://www.epa.gov/ozone/snap) has a list of safe
alternatives to ozone-depleting substances.
DoD, GSA, and NASA deleted the content of FAR subpart 23.9, which
required contractors to report to agencies compliance with the toxic
chemical release reporting. E.O. 13148 required contractors to affirm
compliance with toxic chemical release reporting requirements. E.O.
13148 was revoked by E.O. 13423. The associated clauses at FAR 52.223-
13 and 52.223-14 are also deleted. Toxic chemical release reporting
remains a requirement under environmental statutes and regulations, but
the coverage in the FAR and the contract clauses are being deleted. FAR
subpart 23.9 now requires contractor compliance with an agency's
environmental management system. A new clause is prescribed to meet
this requirement for contractor operation of Government-owned or -
leased facilities in the United States, unless the agency head
determines that use of the clause is in the interest of the facilities
not located in the United States.
The requirement to implement high-performance sustainable building
design, construction, renovation, repair, operation, and management
stated in E.O. 13514 is included in FAR 36.104. In addition, new
definitions are added at FAR 36.001, and a Web site is provided for
accessing the ``Guiding Principles for Federal Leadership in High
Performance and Sustainable Buildings.''
This interim rule adds language at FAR 37.102 requiring agencies to
ensure that service contracts that require the delivery, use, or
furnishing of products are consistent with FAR part 23.
To promote electronics stewardship, the policy at FAR 39.101
implements provisions of section 2(i) of E.O. 13514 to require agencies
to enable power management, double-sided printing, and other energy-
efficient or environmentally preferable features on all agency
electronic products. The policy also requires agencies to employ best
management practices for energy-efficient management of servers and
Federal data centers.
FAR part 52 is revised to incorporate the policies reflected in
E.O. 13514 and E.O. 13423. The modified clauses include--
FAR 52.204-4, Printed or Copied Double-Sided Postconsumer
Fiber Paper;
FAR 52.204-8, Annual Representations and Certifications;
FAR 52.213-4, Terms and Conditions--Simplified
Acquisitions (Other Than Commercial Items);
FAR 52.223-5, Pollution Prevention and Right-to-Know
Information; and
FAR 52.223-10, Waste Reduction Program.
Additionally, DoD, GSA, and NASA added the clause at FAR 52.223-19 to
address contractor compliance with environmental management systems.
II. Executive Orders 12866 and 13563
Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess
all costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). E.O.
13563 emphasizes the importance of quantifying both costs and benefits,
of reducing costs, of harmonizing rules, and of promoting flexibility.
This is a significant regulatory action and, therefore, was subject to
review under section 6(b) of E.O. 12866, Regulatory Planning and
Review, dated September 30, 1993. This rule is not a major rule under 5
U.S.C. 804.
III. Regulatory Flexibility Act
DoD, GSA, and NASA do not expect this interim rule to have a
significant economic impact on a substantial number of small entities
within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601, et
seq., because it is only emphasizing existing requirements. The
majority of the requirements of E.O. 13423 and E.O. 13514 have been
implemented through previous Executive orders, laws, and sustainable
programs. DoD, GSA, and NASA recognize that the rule may have overall
pluses that create opportunities for niche products for small
businesses because agencies have to ensure that 95 percent of new
contract actions advance sustainable acquisition, but the number
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of entities affected, and the extent to which they will be affected, is
not expected to be significant. The clause requiring contractors to
comply with an agency's environmental management system was required
through E.O. 13148. DoD, GSA, and NASA believe that this requirement
may affect small entities performing contracts for those agencies that
have not fully implemented an environmental management system, but the
number of entities affected, and the extent to which they will be
affected, is not expected to be significant. Therefore, an Initial
Regulatory Flexibility Analysis has not been performed.
DoD, GSA, and NASA invite comments from small business concerns and
other interested parties on the expected impact of this rule on small
entities.
DoD, GSA, and NASA will also consider comments from small entities
concerning the existing regulations in subparts affected by this rule
in accordance with 5 U.S.C. 610. Interested parties must submit such
comments separately and should cite 5 U.S.C. 610 (FAR Case 2010-001) in
all correspondence.
IV. Paperwork Reduction Act
The Paperwork Reduction Act does apply because this interim rule
removes the requirement that governed contractor compliance with toxic
chemical release reporting. Provisions relevant to toxic chemical
release reporting have been deleted from the FAR by deleting FAR
clauses 52.223-13 and 52.223-14. A change notice will be submitted to
cancel this requirement under OMB Clearance 9000-0139. The collection
requirements remain unchanged for FAR clause 52.223-5, covered by OMB
Clearance 9000-0137, Pollution Prevention and Right-to-Know
Information.
V. Determination to Issue an Interim Rule
A determination has been made under the authority of the Secretary
of Defense (DoD), the Administrator of General Services (GSA), and the
Administrator of the National Aeronautics and Space Administration
(NASA) that urgent and compelling reasons exist to promulgate this
interim rule without prior opportunity for public comment. This action
is necessary because this rule implements E.O. 13514 and E.O. 13423,
already in effect. However, pursuant to 41 U.S.C. 1707 and FAR 1.501-
3(b), DoD, GSA, and NASA will consider public comments received in
response to this interim rule in the formation of the final rule.
List of Subjects in 48 CFR Parts 1, 2, 4, 5, 7, 11, 12, 13, 23, 36,
37, 39, and 52
Government procurement.
Dated: May 18, 2011.
Millisa Gary,
Acting Director, Office of Governmentwide Acquisition Policy.
Therefore, DoD, GSA, and NASA amend 48 CFR parts 1, 2, 4, 5, 7, 11,
12, 13, 23, 36, 37, 39, and 52 as set forth below:
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1. The authority citation for 48 CFR parts 1, 2, 4, 5, 7, 11, 12, 13,
23, 36, 37, 39, and 52 continues to read as follows:
Authority: 40 U.S.C. 121(c); 10 U.S.C. chapter 137; and 42
U.S.C. 2473(c).
PART 1--FEDERAL ACQUISITION REGULATIONS SYSTEM
1.106 [Amended]
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2. Amend section 1.106, in the table following the introductory text,
by removing FAR segments ``23.9'', ``52.223-13'', and ``52.223-14'' and
their corresponding OMB Control Number ``9000-0139''.
PART 2--DEFINITIONS OF WORDS AND TERMS
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3. Amend section 2.101 in paragraph (b)(2) by--
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a. Revising the definition ``Renewable energy'';
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b. Adding, in alphabetical order, the definition ``Sustainable
acquisition'';
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c. In the definition ``United States'' redesignating paragraphs (7),
(8), and (9) as paragraphs (8), (9), and (10), respectively; and adding
a new paragraph (7); and
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d. Adding, in alphabetical order, the definition ``Water consumption
intensity.''
The revised and added text reads as follows:
2.101 Definitions.
* * * * *
(b) * * *
(2) * * *
Renewable energy means energy produced by solar, wind, geothermal,
biomass, landfill gas, ocean (including tidal, wave, current, and
thermal), municipal solid waste, or new hydroelectric generation
capacity achieved from increased efficiency or additions of new
capacity at an existing hydroelectric project (Energy Policy Act of
2005, 42 U.S.C. 15852).
* * * * *
Sustainable acquisition means acquiring goods and services in order
to create and maintain conditions--
(1) Under which humans and nature can exist in productive harmony;
and
(2) That permit fulfilling the social, economic, and other
requirements of present and future generations.
* * * * *
United States * * *
(7) For use in part 23, see definition at 23.001.
* * * * *
Water consumption intensity means water consumption per square foot
of building space.
* * * * *
PART 4--ADMINISTRATIVE MATTERS
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4. Revise section 4.302 to read as follows:
4.302 Policy.
(a) Section 3(a) of E.O. 13423, Strengthening Federal
Environmental, Energy, and Transportation Management, directs agencies
to implement waste prevention. In addition, section 2(e) of E.O. 13514,
Federal Leadership in Environmental, Energy, and Economic Performance,
directs agencies to eliminate waste. Electronic commerce methods (see
4.502) and double-sided printing and copying are best practices for
waste prevention.
(b) When electronic commerce methods (see 4.502) are not used,
agencies shall require contractors to submit paper documents to the
Government relating to an acquisition printed or copied double-sided on
at least 30 percent postconsumer fiber paper whenever practicable. If
the contractor cannot print or copy double-sided, it shall print or
copy single-sided on at least 30 percent postconsumer fiber paper.
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5. Amend section 4.602 by removing from paragraph (a)(2) ``contract;
and'' and adding ``contract;'' in its place; redesignating paragraph
(a)(3) as paragraph (a)(4); and adding a new paragraph (a)(3) to read
as follows:
4.602 General.
(a) * * *
(3) A means of measuring and assessing the effect of Federal
contracting for promoting sustainable technologies, materials,
products, and high-performance sustainable buildings. This is
accomplished by collecting and reporting agency data on sustainable
acquisition, including types of products purchased, the purchase costs,
and the exceptions used for other than sustainable acquisition; and
* * * * *
4.1202 [Amended]
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6. Amend section 4.1202 by removing paragraph (u); and redesignating
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paragraphs (v) through (cc) as paragraphs (u) through (bb),
respectively.
PART 5--PUBLICIZING CONTRACT ACTIONS
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7. Amend section 5.207 by redesignating paragraphs (c)(11) through
(c)(18) as paragraphs (c)(12) through (c)(19), respectively; and adding
a new paragraph (c)(11) to read as follows:
5.207 Preparation and transmittal of synopses.
* * * * *
(c) * * *
(11) Sustainable acquisition requirements (or a description of
high-performance sustainable building practices required, if for
design, construction, renovation, repair, or deconstruction) (see parts
23 or 36).
* * * * *
PART 7--ACQUISITION PLANNING
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8. Amend section 7.103 by revising paragraph (p) to read as follows:
7.103 Agency-head responsibilities.
* * * * *
(p) Ensuring that agency planners--
(1) Specify needs for printing and writing paper consistent with
the 30 percent postconsumer fiber minimum content standards specified
in section 2(d)(ii) of Executive Order 13423 of January 24, 2007,
Strengthening Federal Environmental, Energy, and Transportation
Management, and section 2(e)(iv) of Executive Order 13514 of October 5,
2009 (see 11.303);
(2) Comply with the policy in 11.002(d) regarding procurement of:
biobased products, products containing recovered materials,
environmentally preferable products and services (including Electronic
Product Environmental Assessment Tool (EPEAT)-registered electronic
products, nontoxic or low-toxic alternatives), ENERGY STAR[reg] and
Federal Energy Management Program-designated products, renewable
energy, water-efficient products, and non-ozone depleting products;
(3) Comply with the Guiding Principles for Federal Leadership in
High-Performance and Sustainable Buildings (Guiding Principles), for
the design, construction, renovation, repair, or deconstruction of
Federal buildings. The Guiding Principles can be accessed at https://www.wbdg.org/pdfs/hpsb_guidance.pdf; and
(4) Require contractor compliance with Federal environmental
requirements, when the contractor is operating Government-owned
facilities or vehicles, to the same extent as the agency would be
required to comply if the agency operated the facilities or vehicles.
* * * * *
7.105 [Amended]
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9. Amend section 7.105 by removing from paragraph (b)(17)
``contracts.'' and adding ``contracts (see 11.002 and 11.303).'' in its
place.
PART 11--DESCRIBING AGENCY NEEDS
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10. Amend section 11.002 by revising paragraphs (d)(1) and (d)(2)
introductory text to read as follows:
11.002 Policy.
* * * * *
(d)(1) When agencies acquire products and services, various
statutes and executive orders (identified in part 23) require
consideration of sustainable acquisition (see subpart 23.1) including--
(i) Energy-efficient and water-efficient services and products
(including products containing energy-efficient standby power devices)
(subpart 23.2);
(ii) Products and services that utilize renewable energy
technologies (subpart 23.2);
(iii) Products containing recovered materials (subpart 23.4);
(iv) Biobased products (subpart 23.4);
(v) Environmentally preferable products and services, including
EPEAT-registered electronic products and non-toxic or low-toxic
alternatives (subpart 23.7); and
(vi) Non-ozone depleting substances (subpart 23.8).
(2) Unless an exception applies and is documented by the requiring
activity, Executive agencies shall, to the maximum practicable, require
the use of products and services listed in paragraph (d)(1) of this
section when--
* * * * *
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11. Revise section 11.303 to read as follows:
11.303 Special requirements for paper.
(a) The following applies when agencies acquire paper in the United
States (as defined in 23.001):
(1) Section 2(d)(ii) of Executive Order 13423, Strengthening
Federal Environmental, Energy, and Transportation Management,
establishes a 30 percent postconsumer fiber content standards for
agency paper use. Section 2(d)(ii) requires that an agency's paper
products must meet or exceed the minimum content standard.
(2) Section 2(e)(iv) of Executive Order 13514 requires acquisition
of uncoated printing and writing paper containing at least 30 percent
postconsumer fiber.
(b) Exceptions. If paper under paragraphs (a)(1) or (a)(2) of this
section containing at least 30 percent postconsumer fiber is not
reasonably available, does not meet reasonable performance
requirements, or is only available at an unreasonable price, then the
agency must purchase--
(1) Printing and writing paper containing no less than 20 percent
postconsumer fiber; or
(2) Paper, other than printing and writing paper, with the maximum
practicable percentage of postconsumer fiber that is reasonably
available at a reasonable price and that meets reasonable performance
requirements.
PART 12--ACQUISITION OF COMMERCIAL ITEMS
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12. Amend section 12.102 by revising paragraph (c) to read as follows:
12.102 Applicability.
* * * * *
(c) Contracts for the acquisition of commercial items are subject
to the policies in other parts of the FAR. When a policy in another
part of the FAR is inconsistent with a policy in this part, this part
12 shall take precedence for the acquisition of commercial items.
* * * * *
PART 13--SIMPLIFIED ACQUISITION PROCEDURES
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13. Amend section 13.201 by revising paragraph (f) to read as follows:
13.201 General.
* * * * *
(f) The procurement requirements in subparts 23.1, 23.2, 23.4, and
23.7 apply to purchases at or below the micro-purchase threshold.
* * * * *
PART 23--ENVIRONMENT, ENERGY AND WATER EFFICIENCY, RENEWABLE ENERGY
TECHNOLOGIES, OCCUPATIONAL SAFETY, AND DRUG-FREE WORKPLACE
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14. Revise section 23.000 to read as follows:
23.000 Scope.
This part prescribes acquisition policies and procedures supporting
the Government's program for ensuring a drug-free workplace, for
protecting and improving the quality of the environment, and to foster
markets for sustainable technologies, materials,
[[Page 31399]]
products, and services, and encouraging the safe operation of vehicles
by--
(a) Reducing or preventing pollution;
(b) Managing efficiently and reducing energy and water use in
Government facilities;
(c) Using renewable energy and renewable energy technologies;
(d) Acquiring energy-efficient and water-efficient products and
services, environmentally preferable (including EPEAT-registered, and
non-toxic and less toxic) products, products containing recovered
materials, non-ozone depleting products, and biobased products;
(e) Requiring contractors to identify hazardous materials;
(f) Encouraging contractors to adopt and enforce policies that ban
text messaging while driving; and
(g) Requiring contractors to comply with agency environmental
management systems.
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15. Revise section 23.001 to read as follows:
23.001 Definitions.
As used in this part--
Environmental means environmental aspects of internal agency
operations and activities, including those aspects related to energy
and transportation functions.
Greenhouse gases means carbon dioxide, methane, nitrous oxide,
hydrofluorocarbons, perfluorocarbons, and sulfur hexafluoride.
Toxic chemical means a chemical or chemical category listed in 40
CFR 372.65.
United States, except as used in subpart 23.10, means--
(1) The fifty States;
(2) The District of Columbia;
(3) The commonwealths of Puerto Rico and the Northern Mariana
Islands;
(4) The territories of Guam, American Samoa, and the United States
Virgin Islands; and
(5) Associated territorial waters and airspace.
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16. Add section 23.002 to read as follows:
23.002 Policy.
Executive Order 13423 sections 3(e) and (f) require that contracts
for contractor operation of a Government-owned or -leased facility and
contracts for support services at a Government-owned or -operated
facility include provisions that obligate the contractor to comply with
the requirements of the order to the same extent as the agency would be
required to comply if the agency operated or supported the facility.
Compliance includes developing programs to promote and implement cost-
effective waste reduction.
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17. Add subpart 23.1 to read as follows:
Subpart 23.1--Sustainable Acquisition Policy
Sec.
23.101 Definition.
23.102 Authorities.
23.103 Sustainable acquisitions.
23.104 Exceptions.
23.105 Exemption authority.
Subpart 23.1--Sustainable Acquisition Policy
23.101 Definition.
As used in this subpart--
Contract action means any oral or written action that results in
the purchase, rent, or lease of supplies or equipment, services, or
construction using appropriated dollars, including purchases below the
micro-purchase threshold. Contract action does not include grants,
cooperative agreements, other transactions, real property leases,
requisitions from Federal stock, training authorizations, or other non-
FAR based transactions.
23.102 Authorities.
(a) Executive Order 13423 of January 24, 2007, Strengthening
Federal Environmental, Energy, and Transportation Management.
(b) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
(c) All of the authorities specified in subparts 23.2, 23.4, 23.7,
23.8, 23.9, and 23.10.
23.103 Sustainable acquisitions.
(a) Federal agencies shall advance sustainable acquisition by
ensuring that 95 percent of new contract actions for the supply of
products and for the acquisition of services (including construction)
require that the products are--
(1) Energy-efficient (ENERGY STAR[reg] or Federal Energy Management
Program (FEMP)-designated);
(2) Water-efficient;
(3) Biobased;
(4) Environmentally preferable (e.g., EPEAT-registered, or non-
toxic or less toxic alternatives);
(5) Non-ozone depleting; or
(6) Made with recovered materials.
(b) The required products in the contract actions for services
include products that are--
(1) Delivered to the Government during performance;
(2) Acquired by the contractor for use in performing services at a
Federally-controlled facility; or
(3) Furnished by the contractor for use by the Government.
(c) The required products in the contract actions must meet agency
performance requirements.
(d) For purposes of meeting the 95 percent sustainable acquisition
requirement, the term ``contract actions'' includes new contracts (and
task and delivery orders placed against them) and new task and delivery
orders on existing contracts.
23.104 Exceptions.
This subpart does not apply to the following acquisitions:
(a) Contracts performed outside of the United States, unless the
agency head determines that such application is in the interest of the
United States.
(b) Weapon systems.
23.105 Exemption authority.
(a) The head of an agency may exempt--
(1) Intelligence activities of the United States, and related
personnel, resources, and facilities, to the extent the Director of
National Intelligence or agency head determines it necessary to protect
intelligence sources and methods from unauthorized disclosure;
(2) Law enforcement activities of that agency and related
personnel, resources, and facilities, to the extent the head of an
agency determines it necessary to protect undercover operations from
unauthorized disclosure;
(3) Law enforcement, protective, emergency response, or military
tactical vehicle fleets of that agency; and
(4) Agency activities and facilities in the interest of national
security.
(b) If the head of the agency issues an exemption under paragraph
(a) of this section, the agency must notify the Chair of the Council on
Environmental Quality in writing within 30 days of the issuance of the
exemption.
(c) The agency head may submit through the Chair of the Council on
Environmental Quality a request for exemption of an agency activity
other than those activities listed in paragraph (a) of this section and
related personnel, resources, and facilities.
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18. Revise section 23.201 to read as follows:
23.201 Authorities.
(a) Energy Policy and Conservation Act (42 U.S.C. 6361(a)(1)) and
Resource Conservation and Recovery Act of 1976 (42 U.S.C. 6901, et
seq.).
(b) National Energy Conservation Policy Act (42 U.S.C. 8253, 8259b,
8262g, and 8287).
(c) Section 706 of Division D, Title VII of the Omnibus
Appropriations Act, 2009 (Pub. L. 111-8).
[[Page 31400]]
(d) Title VI of the Clean Air Act, as amended (42 U.S.C. 7671, et
seq.).
(e) Executive Order 11912 of April 13, 1976, Delegations of
Authority under the Energy Policy and Conservation Act.
(f) Executive Order 13221 of July 31, 2001, Energy-Efficient
Standby Power Devices.
(g) Executive Order 13423 of January 24, 2007, Strengthening
Federal Environmental, Energy, and Transportation Management.
(h) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
0
19. Revise section 23.202 to read as follows:
23.202 Policy.
(a) Introduction. The Government's policy is to acquire supplies
and services that promote a clean energy economy that increases our
Nation's energy security, safeguards the health of our environment, and
reduces greenhouse gas emissions from direct and indirect Federal
activities. To implement this policy, Federal acquisitions will foster
markets for sustainable technologies, products, and services. This
policy extends to all acquisitions, including those below the
simplified acquisition threshold and those at or below the micro-
purchase threshold (including those made with a Government purchase
card).
(b) Water-efficient. In accordance with Executive Order 13514,
dated October 5, 2009, Federal Leadership in Environmental, Energy, and
Economic Performance, it is the policy and objective of the Government
to use and manage water through water-efficient means by--
(1) Reducing potable water consumption intensity to include low-
flow fixtures and efficient cooling towers;
(2) Reducing agency, industry, landscaping, and agricultural water
consumption; and
(3) Storm water management in accordance with section 438 of the
Energy Independence and Security Act of 2007 (42 U.S.C. 17094) as
implemented in https://www.epa.gov/nps/lid/section438.
0
20. Amend section 23.205 by revising paragraph (a) to read as follows:
23.205 Energy-savings performance contracts.
(a) Agencies should make maximum use of the authority provided in
the National Energy Conservation Policy Act (42 U.S.C. 8287) to use an
energy-savings performance contract (ESPC), when life-cycle cost-
effective, to reduce energy use and cost in the agency's facilities and
operations.
* * * * *
0
21. Amend section 23.402 by revising paragraphs (c) and (d) and adding
paragraph (e) to read as follows:
23.402 Authorities.
* * * * *
(c) Executive Order 13423 of January 24, 2007, Strengthening
Federal Environmental, Energy, and Transportation Management.
(d) The Energy Policy Act of 2005, Public Law 109-58.
(e) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
0
22. Revise section 23.403 to read as follows:
23.403 Policy.
Government policy on the use of products containing recovered
materials and biobased products considers cost, availability of
competition, and performance. Agencies shall purchase these products or
require in the acquisition of services, the delivery, use, or
furnishing (see 23.103(b)) of such products. Agency contracts should
specify that these products are composed of the highest percent of
recovered material or biobased content practicable, or at least meet,
but may exceed, the minimum recovered materials or biobased content of
an EPA- or USDA-designated product. Agencies shall purchase these
products to the maximum extent practicable without jeopardizing the
intended use of the product while maintaining a satisfactory level of
competition at a reasonable price. Such products shall meet the
reasonable performance standards of the agency and be acquired
competitively, in a cost-effective manner. Except as provided at
23.404(b), virgin material shall not be required by the solicitation
(see 11.302).
0
23. Amend section 23.702 by removing paragraphs (d), (e), and (f);
redesignating paragraphs (g), (h), and (i) as paragraphs (d), (e), and
(f), respectively; and adding a new paragraph (g) to read as follows:
23.702 Authorities.
* * * * *
(g) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
23.704 [Removed]
0
24. Remove section 23.704.
23.705 and 23.706 [Redesignated as 23.704 and 23.705]
0
25a. Redesignate sections 23.705 and 23.706 as sections 23.704 and
23.705, respectively.
23.705 [Amended]
0
25b. In newly redesignated section 23.705, remove from paragraph (b)(1)
``23.705(c)'' and add ``23.704(c)'' in its place.
0
26. Revise section 23.801 to read as follows:
23.801 Authorities.
(a) Title VI of the Clean Air Act (42 U.S.C. 7671, et seq.).
(b) Section 706 of Division D, Title VII of the Omnibus
Appropriations Act, 2009 (Pub. L. 111-8).
(c) Executive Order 13423 of January 24, 2007, Strengthening
Federal Environmental, Energy, and Transportation Management.
(d) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
(e) Environmental Protection Agency (EPA) regulations, Protection
of Stratospheric Ozone (40 CFR Part 82).
0
27. Amend section 23.803 by revising paragraphs (b)(1) and (2) to read
as follows:
23.803 Policy.
* * * * *
(b) * * *
(1) Comply with the requirements of Title VI of the Clean Air Act,
Section 706 of Division D, Title VII of Public Law 111-8, Executive
Order 13423, Executive Order 13514, and 40 CFR 82.84(a)(2), (3), (4),
and (5); and
(2) Substitute safe alternatives to ozone-depleting substances, as
identified under 42 U.S.C. 7671k, to the maximum extent practicable, as
provided in 40 CFR 82.84(a)(1), except in the case of Class I
substances being used for specified essential uses, as identified under
40 CFR 82.4(r). EPA's Significant New Alternatives Policy (SNAP)
program (available at https://www.epa.gov/ozone/snap) has a list of safe
alternatives to ozone-depleting substances.
0
28. Revise subpart 23.9 to read as follows:
Subpart 23.9--Contractor Compliance With Environmental Management
Systems
Sec.
23.900 Scope.
23.901 Authority.
23.902 Policy.
23.903 Contract clause.
[[Page 31401]]
Subpart 23.9--Contractor Compliance With Environmental Management
Systems
23.900 Scope.
This subpart implements the environmental management systems
requirements for contractors.
23.901 Authority.
(a) Executive Order 13423 of January 24, 2007, Strengthening
Federal Environmental, Energy, and Transportation Management.
(b) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
23.902 Policy.
(a) Agencies shall implement environmental management systems (EMS)
at all appropriate organizational levels. Where contractor activities
affect an agency's environmental management aspects, EMS requirements
shall be included in contracts to ensure proper implementation and
execution of EMS roles and responsibilities.
(b) The contracting officer shall--
(1) Specify the EMS directives with which the contractor must
comply; and
(2) Ensure contractor compliance to the same extent as the agency
would be required to comply, if the agency operated the facilities or
vehicles.
23.903 Contract clause.
The contracting officer shall insert the clause at 52.223-19,
Compliance With Environmental Management Systems, in all solicitations
and contracts for contractor operation of Government-owned or -leased
facilities or vehicles, located in the United States. For facilities
located outside the United States, the agency head may determine that
use of the clause is in the best interest of the Government.
0
29. Amend section 23.1001 by revising paragraph (c); and adding
paragraph (d) to read as follows:
23.1001 Authorities.
* * * * *
(c) Executive Order 13423 of January 24, 2007, Strengthening
Federal Environmental, Energy, and Transportation Management.
(d) Executive Order 13514 of October 5, 2009, Federal Leadership in
Environmental, Energy, and Economic Performance.
23.1003 [Amended]
0
30. Amend section 23.1003 by removing the definition ``Priority
chemical''.
0
31. Revise section 23.1004 to read as follows:
23.1004 Requirements.
(a) Federal facilities are required to comply with--
(1) The emergency planning and toxic release reporting requirements
in EPCRA and PPA; and
(2) The toxic chemical, and hazardous substance release and use
reduction goals of sections 2(e) and 3(a)(vi) of Executive Order 13423.
(b) Pursuant to EPCRA, PPA, E.O. 13423, and any agency implementing
procedures, every new contract that provides for performance on a
Federal facility shall require the contractor to provide information
necessary for the Federal agency to comply with the--
(1) Requirements in paragraph (a) of this section; and
(2) Requirements for EMSs and FCAs if the place of performance is
at a Federal facility designated by the agency.
PART 36--CONSTRUCTION AND ARCHITECT-ENGINEER CONTRACTS
0
32. Add section 36.001 to read as follows:
36.001 Definitions.
As used in this part--
Construction and demolition materials and debris means materials
and debris generated during construction, renovation, demolition, or
dismantling of all structures and buildings and associated
infrastructure.
Diverting means redirecting materials that might otherwise be
placed in the waste stream to recycling or recovery, excluding
diversion to waste-to-energy facilities.
0
33. Revise section 36.104 to read as follows:
36.104 Policy.
(a) Unless the traditional acquisition approach of design-bid-build
established under the Brooks Architect-Engineers Act (40 U.S.C. 1101 et
seq.) or another acquisition procedure authorized by law is used, the
contracting officer shall use the two-phase selection procedures
authorized by 10 U.S.C. 2305a or 41 U.S.C. 253m when entering into a
contract for the design and construction of a public building,
facility, or work, if the contracting officer makes a determination
that the procedures are appropriate for use (see subpart 36.3). Other
acquisition procedures authorized by law include the procedures
established in this part and other parts of this chapter and, for DoD,
the design-build process described in 10 U.S.C. 2862.
(b) Agencies shall implement high-performance sustainable building
design, construction, renovation, repair, commissioning, operation and
maintenance, management, and deconstruction practices so as to--
(1) Ensure that all new construction, major renovation, or repair
and alteration of Federal buildings complies with the Guiding
Principles for Federal Leadership in High-Performance and Sustainable
Buildings (available at https://www.wbdg.org/pdfs/hpsb_guidance.pdf);
(2) Pursue cost-effective, innovative strategies, such as highly
reflective and vegetated roofs, to minimize consumption of energy,
water, and materials;
(3) Identify alternatives to renovation that reduce existing
assets' deferred maintenance costs;
(4) Ensure that rehabilitation of Federally-owned historic
buildings utilizes best practices and technologies in retrofitting to
promote long-term viability of the buildings; and
(5) Ensure pollution prevention and eliminate waste by diverting at
least 50 percent of construction and demolition materials and debris by
the end of Fiscal Year 2015.
PART 37--SERVICE CONTRACTING
0
34. Amend section 37.102 by adding paragraph (i) to read as follows:
37.102 Policy.
* * * * *
(i) Agencies shall ensure that service contracts that require the
delivery, use, or furnishing of products are consistent with part 23.
PART 39--ACQUISITION OF INFORMATION TECHNOLOGY
0
35. Amend section 39.101 by revising paragraph (b)(1) to read as
follows:
39.101 Policy.
* * * * *
(b)(1) In acquiring information technology, agencies shall identify
their requirements pursuant to--
(i) OMB Circular A-130, including consideration of security of
resources, protection of privacy, national security and emergency
preparedness, accommodations for individuals with disabilities, and
energy efficiency;
(ii) Electronic Product Environmental Assessment Tool (EPEAT)
standards (see 23.704);
(iii) Policies to enable power management, double-sided printing,
and other energy-efficient or environmentally preferable features on
all agency electronic products; and
[[Page 31402]]
(iv) Best management practices for energy-efficient management of
servers and Federal data centers.
* * * * *
PART 52--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
0
36. Revise section 52.204-4 to read as follows:
52.204-4 Printed or Copied Double-Sided on Postconsumer Fiber Content
Paper.
As prescribed in 4.303, insert the following clause:
Printed or Copied Double-Sided on Postconsumer Fiber Content Paper (May
2011)
(a) Definitions. As used in this clause--
Postconsumer fiber means--(1) Paper, paperboard, and fibrous
materials from retail stores, office buildings, homes, and so forth,
after they have passed through their end-usage as a consumer item,
including: used corrugated boxes; old newspapers; old magazines;
mixed waste paper; tabulating cards; and used cordage; or
(2) All paper, paperboard, and fibrous materials that enter and
are collected from municipal solid waste; but not
(3) Fiber derived from printers' over-runs, converters' scrap,
and over-issue publications.
(b) The Contractor is required to submit paper documents, such
as offers, letters, or reports that are printed or copied double-
sided on paper containing at least 30 percent postconsumer fiber,
whenever practicable, when not using electronic commerce methods to
submit information or data to the Government.
(End of clause)
0
37. Amend section 52.204-8 by revising the date of the provision;
removing paragraph (c)(2)(vi); and redesignating paragraphs (c)(2)(vii)
and (viii) as paragraphs (c)(2)(vi) and (vii), respectively.
The revised text reads as follows:
52.204-8 Annual Representations and Certifications.
* * * * *
Annual Representations and Certifications (May 2011)
* * * * *
0
38. Amend section 52.213-4 by revising the date of the clause and
paragraph (b)(1)(vii) to read as follows:
52.213-4 Terms and Conditions--Simplified Acquisitions (Other Than
Commercial Items).
* * * * *
Terms and Conditions--Simplified Acquisitions (Other Than Commercial
Items) (May 2011)
* * * * *
(b) * * *
(1) * * *
(vii) 52.223-5, Pollution Prevention and Right-to-Know
Information (May 2011) (E.O. 13423) (Applies to services performed
on Federal facilities).
* * * * *
0
39. Amend section 52.223-5 by--
0
a. Revising the date of the clause;
0
b. Removing from paragraph (a) the definition ``Priority chemical'';
0
c. Revising paragraphs (b) and (c)(6);
0
d. Revising the date of Alternate I and paragraph (c)(7); and
0
e. Revising the date of Alternate II and paragraph (c)(7).
The revised text reads as follows:
52.223-5 Pollution Prevention and Right-to-Know Information.
* * * * *
Pollution Prevention and Right-to-Know Information (May 2011)
* * * * *
(b) Federal facilities are required to comply with the
provisions of the Emergency Planning and Community Right-to-Know Act
of 1986 (EPCRA) (42 U.S.C. 11001-11050), and the Pollution
Prevention Act of 1990 (PPA) (42 U.S.C. 13101-13109).
(c) * * *
(6) The toxic chemical and hazardous substance release and use
reduction goals of section 2(e) of Executive Order 13423 and of
Executive Order 13514.
* * * * *
Alternate I (May 2011). * * *
(c)(7) The environmental management system as described in
section 3(b) of E.O. 13423 and 2(j) of E.O. 13514.
Alternate II (May 2011). * * *
(c)(7) The facility compliance audits as described in section
3(c) of E.O. 13423.
0
40. Amend section 52.223-10 by revising the introductory paragraph, the
date of the clause, and the first sentence of paragraph (b) to read as
follows:
52.223-10 Waste Reduction Program.
As prescribed in 23.705(a), insert the following clause:
Waste Reduction Program (May 2011)
* * * * *
(b) Consistent with the requirements of section 3(e) of
Executive Order 13423, the Contractor shall establish a program to
promote cost-effective waste reduction in all operations and
facilities covered by this contract. * * *
52.223-13 and 52.223-14 [Removed and Reserved]
0
41. Remove and reserve sections 52.223-13 and 52.223-14.
0
42. Amend section 52.223-16 by revising the introductory paragraph, and
the introductory paragraph of Alternate I to read as follows:
52.223-16 IEEE 1680 Standard for the Environmental Assessment of
Personal Computer Products.
As prescribed in 23.705(b)(1), insert the following clause:
* * * * *
Alternate I (Dec 2007). As prescribed in 23.705(b)(2),
substitute the following paragraph (b) for paragraph (b) of the
basic clause:
* * * * *
0
43. Add section 52.223-19 to read as follows:
52.223-19 Compliance with Environmental Management Systems.
As prescribed in 23.903, insert the following clause:
Compliance With Environmental Management Systems (May 2011)
The Contractor's work under this contract shall conform with all
operational controls identified in the applicable agency or facility
Environmental Management Systems and provide monitoring and
measurement information necessary for the Government to address
environmental performance relative to the goals of the Environmental
Management Systems.
(End of clause)
[FR Doc. 2011-12851 Filed 5-27-11; 8:45 am]
BILLING CODE 6820-EP-P