Confidentiality Determinations for Data Required Under the Mandatory Greenhouse Gas Reporting Rule and Amendments to Special Rules Governing Certain Information Obtained Under the Clean Air Act, 30782-30818 [2011-12930]
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30782
Federal Register / Vol. 76, No. 102 / Thursday, May 26, 2011 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 2
[EPA–HQ–OAR–2009–0924; FRL–9311–2]
RIN 2060–AQ04
Confidentiality Determinations for Data
Required Under the Mandatory
Greenhouse Gas Reporting Rule and
Amendments to Special Rules
Governing Certain Information
Obtained Under the Clean Air Act
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
This action finalizes the
confidentiality determinations for
certain data elements required to be
reported under the Mandatory
Greenhouse Gas Reporting Rule. This
action also finalizes amendments to the
special rules governing certain
information obtained under the Clean
Air Act, which authorizes EPA to
release or withhold as confidential
reported data under the Mandatory
Greenhouse Gas Reporting Rule
according to the final determinations for
such data without taking further
procedural steps. This action does not
SUMMARY:
include final confidentiality
determinations for data elements that
are in the ‘‘Inputs to Emission
Equations’’ category.
DATES: This action is effective on July
25, 2011.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2009–0924. All
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., confidential business information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other materials, such as
copyrighted materials, are not placed on
the Internet and are publicly available
only in hard copy form. Publicly
available docket materials are available
either electronically through https://
www.regulations.gov or in hard copy at
the Air Docket, EPA/DC, EPA West
Building, Room 3334, 1301 Constitution
Avenue, NW., Washington, DC 20004.
This Docket Facility is open from 8:30
a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
telephone number for the Public
Reading Room is (202) 566–1744, and
the telephone number for the Air Docket
is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT:
Carole Cook, Climate Change Division,
Office of Atmospheric Programs (MC–
6207J), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460; telephone
number: (202) 343–9263; fax number:
(202) 343–2342. For technical
information and implementation
materials, please go to the Web site
https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html. To
submit a question, select Rule Help
Center, then select Contact Us.
Regulated Entities. The
confidentiality determinations and
amendment to 40 CFR 2.301 affect
entities that must submit annual
greenhouse gas (GHG) reports under 40
CFR part 98. The Administrator
determined that this action is subject to
the provisions of Clean Air Act (CAA)
section 307(d). See CAA section
307(d)(1)(v) (the provisions of CAA
section 307(d) apply to ‘‘such other
actions as the Administrator may
determine’’). Part 98 and this action
affects fuel and chemical suppliers and
direct emitters of greenhouse gases.
Affected categories and entities include
those listed in Table 1 of this preamble:
TABLE 1. EXAMPLES OF AFFECTED ENTITIES BY CATEGORY
Category
NAICS
Examples of affected facilities
General Stationary Fuel Combustion Sources
................................
Electricity Generation .....................................
321
322
325
324
316, 326, 339
331
32
336
221
622
611
325193
311611
311411
311421
221112
Facilities operating boilers, process heaters, incinerators, turbines, and internal combustion engines.
Manufacturers of lumber and wood products.
Pulp and paper mills.
Chemical manufacturers.
Petroleum refineries and manufacturers of coal products.
Manufacturers of rubber and miscellaneous plastic products.
Steel works and blast furnaces.
Electroplating, plating, polishing, anodizing, and coloring.
Manufacturers of motor vehicle parts and accessories.
Electric, gas, and sanitary services.
Health services.
Educational services.
Ethyl alcohol manufacturing facilities.
Meat processing facilities.
Frozen fruit, juice, and vegetable manufacturing facilities.
Fruit and vegetable canning facilities.
Fossil-fuel fired electric generating units, including units owned by Federal
and municipal governments and units located in Indian Country.
Adipic acid manufacturing facilities.
Primary Aluminum production facilities.
Anhydrous and aqueous ammonia manufacturing facilities.
Portland Cement manufacturing plants.
Ferroalloys manufacturing facilities.
Flat glass manufacturing facilities.
Glass container manufacturing facilities.
Other pressed and blown glass and glassware manufacturing facilities.
Chlorodifluoromethane manufacturing facilities.
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Adipic Acid Production ...................................
Aluminum Production .....................................
Ammonia Manufacturing ................................
Cement Production .........................................
Ferroalloy Production .....................................
Glass Production ............................................
HCFC–22 Production and HFC–23 Destruction.
Hydrogen Production ......................................
Iron and Steel Production ..............................
Lead Production .............................................
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325199
331312
325311
327310
331112
327211
327213
327212
325120
325120
331111
331419
331492
Frm 00002
Hydrogen manufacturing facilities.
Integrated iron and steel mills, steel companies, sinter plants, blast furnaces, basic oxygen process furnace shops.
Primary lead smelting and refining facilities.
Secondary lead smelting and refining facilities.
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TABLE 1. EXAMPLES OF AFFECTED ENTITIES BY CATEGORY—Continued
Category
NAICS
Examples of affected facilities
Lime Production .............................................
327410
Magnesium Production ...................................
331419
331492
562212
221320
325311
32511
325199
325110
325182
324110
325312
322110
322121
322130
327910
325181
212391
325188
212113
212112
331419
331492
Municipal Solid Waste Landfills .....................
Nitric Acid Production .....................................
Petrochemical Production ..............................
Petroleum Refineries ......................................
Phosphoric Acid Production ...........................
Pulp and Paper Manufacturing ......................
Silicon Carbide Production .............................
Soda Ash Manufacturing ................................
Titanium Dioxide Production ..........................
Underground Coal Mines ...............................
Zinc Production ..............................................
Industrial Waste Landfills ...............................
562212
221320
322110
322121
322122
322130
311611
311411
311421
322110
322121
322122
322130
311611
311411
311421
325193
211111
324110
221210
211112
325120
325120
Industrial Wastewater Treatment ...................
Suppliers of Coal Based Liquids Fuels ..........
Suppliers of Petroleum Products ...................
Suppliers of Natural Gas and NGLs ..............
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Suppliers of Industrial GHGs .........................
Suppliers of Carbon Dioxide (CO2) ................
Table 1 of this preamble lists the
types of entities that could be required
to report data under Part 98. This list is
not intended to be exhaustive, but rather
to provide a guide for readers regarding
facilities and suppliers likely to be
affected by this action. Other types of
facilities and suppliers not listed in the
table may also be subject to reporting
requirements. Many facilities and
suppliers are subject to the reporting
requirements in multiple subparts of
Part 98. To determine whether you are
affected by this action, you should
carefully examine the applicability
criteria found in 40 CFR part 98, subpart
A. If you have questions regarding the
applicability of this action to a
particular facility, consult the person
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Calcium oxide, calcium hydroxide, and dolomitic hydrates manufacturing
facilities.
Primary refiners of nonferrous metals by electrolytic methods.
Secondary magnesium processing plants.
Solid waste landfills.
Sewage treatment facilities.
Nitric acid manufacturing facilities.
Ethylene dichloride manufacturing facilities.
Acrylonitrile, ethylene oxide, and methanol manufacturing facilities.
Ethylene manufacturing facilities.
Carbon black manufacturing facilities.
Petroleum refineries.
Phosphoric acid manufacturing facilities.
Pulp mills.
Paper mills.
Paperboard mills.
Silicon carbide abrasives manufacturing facilities.
Alkalies and chlorine manufacturing facilities.
Soda ash, natural, mining, and/or beneficiation.
Titanium dioxide manufacturing facilities.
Underground anthracite coal mining operations.
Underground bituminous coal mining operations.
Primary zinc refining facilities.
Zinc dust reclaiming facilities, recovering from scrap and/or alloying purchased metals.
Solid waste landfills.
Sewage treatment facilities.
Pulp mills.
Paper mills.
Newsprint mills.
Paperboard mills.
Meat processing facilities.
Frozen fruit, juice, and vegetable manufacturing facilities.
Fruit and vegetable canning facilities.
Pulp mills.
Paper mills.
Newsprint mills.
Paperboard mills.
Meat processing facilities.
Frozen fruit, juice, and vegetable manufacturing facilities.
Fruit and vegetable canning facilities.
Ethanol manufacturing facilities.
Coal liquefaction at mine sites.
Petroleum refineries.
Natural gas distribution facilities.
Natural gas liquid extraction facilities.
Industrial gas manufacturing facilities.
Industrial gas manufacturing facilities.
listed in the preceding FOR FURTHER
section of this
preamble.
Judicial Review. Under section
307(b)(1) of the CAA, judicial review of
any of the final confidentiality
determinations and rule amendments
made in this final rule is available only
by filing a petition for review in the U.S.
Court of Appeals for the District of
Columbia Circuit by July 25, 2011.
Under CAA section 307(d)(7)(B), only
an objection to this final rule that was
raised with reasonable specificity
during the period for public comment
can be raised during judicial review.
This section also provides a mechanism
for us to convene a proceeding for
reconsideration ‘‘[i]f the person raising
INFORMATION CONTACT
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an objection can demonstrate to EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of this rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
Reconsideration to the Office of the
Administrator, Environmental
Protection Agency, Room 3000, Ariel
Rios Building, 1200 Pennsylvania Ave.,
NW., Washington, DC 20004, with a
copy to the person listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and a copy to the
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Associate General Counsel for the Air
and Radiation Law Office, Office of
General Counsel (Mail Code 2344A),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20004. Under CAA section 307(b)(2),
the confidentiality determinations and
rule amendments established by this
action may not be challenged separately
in any civil or criminal proceedings
brought by EPA to enforce these
requirements.
Acronyms and Abbreviations. The
following acronyms and abbreviations
are used in this document.
BAMM Best Available Monitoring Methods
CAA Clean Air Act
CBI confidential business information
CBP Customs and Border Protection
CEMS continuous emission monitoring
system(s)
CFR Code of Federal Regulations
CH4 methane
CO carbon monoxide
CO2 carbon dioxide
CO2e carbon dioxide-equivalent
EIA Energy Information Administration
EPA U.S. Environmental Protection Agency
FR Federal Register
GHG greenhouse gas
GHGRP Greenhouse Gas Reporting Program
HCFC–22 chlorodifluoromethane
HFC–23 trifluoromethane (or CHF3)
LDC local distribution company
N2O nitrous oxide
NAICS North American Industry
Classification System
NEI National Emissions Inventory
NGO non-governmental organization
OMB Office of Management and Budget
PFCs perfluorocarbons
PSD prevention of significant
deteriorization
QA/QC quality assurance/quality control
RFA Regulatory Flexibility Act
SF6 sulfur Hexafluoride
SBREFA Small Business Regulatory
Enforcement Fairness Act
TRI Toxic Release Inventory
USGS United States Geologic Survey
UMRA Unfunded Mandates Reform Act
U.S. United States
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Table of Contents
I. Background
A. Background on the Final Rule
B. Approach To Making Confidentiality
Determinations
C. Subparts Covered by This Final Rule
II. Confidentiality Determinations for Data
Required by the Mandatory Greenhouse
Gas Reporting Rule, Responses to Public
Comments, and Final Rule Amendment
A. Final Confidentiality Determinations
B. Direct Emitters
C. Suppliers
D. Amendment to 40 CFR Part 2
Addressing Treatment of Part 98 Data
Elements
III. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
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B. Paperwork Reduction Act
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 131132: Federalism
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. Background
A. Background on the Final Rule
On October 30, 2009, EPA published
the Mandatory Greenhouse Gas
Reporting Rule for collecting
information regarding greenhouse gas
(GHG) emissions from a broad range of
industry sectors (74 FR 56260). Under
40 CFR part 98 of the rule and its
subsequent amendments (hereinafter
referred to as Part 98), EPA will collect
data from certain facilities and suppliers
above specified thresholds. The data to
be reported includes information on
GHG emissions and GHGs supplied,
including information necessary to
characterize, quantify, and verify the
GHG emissions and GHGs supplied
data. In the preamble to Part 98, we
stated, ‘‘Through a notice and comment
process, we will establish those data
elements that are ‘emissions data’ and
therefore [under CAA section 114(c)]
will not be afforded the protections of
CBI. As part of that exercise, in response
to requests provided in comments, we
may identify classes of information that
are not emissions data, and are CBI’’ (74
FR 56287, October 30, 2009).
On July 7, 2010, EPA proposed
confidentiality determinations for Part
98 data elements and proposed
amending EPA’s regulation for handling
confidential business information to add
specific procedures for the treatment of
Part 98 data (75 FR 39094; hereinafter
referred to as the ‘‘July 7, 2010 CBI
proposal’’). These proposed
amendments to 40 CFR part 2 would
allow EPA to release Part 98 data that
are determined to be emission data or
non-CBI upon finalizing the
confidentiality status of these data. The
amendments also set forth procedures
for treatment of information in Part 98
determined to be CBI. The proposed
procedures are similar to or consistent
with the existing 40 CFR part 2
procedures.
The July 7, 2010 CBI notice proposed
confidentiality determinations for the
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data elements in the subparts that were
included in the 2009 final Part 98 rule
(see 74 FR 56260, October 30, 2009), in
four subparts that were finalized in July
2010 (see 75 FR 39736, July 12, 2010),
and in seven new subparts that had
been proposed but not yet finalized as
of July 7, 2010 (see 75 FR 18576, 75 FR
18608, and 75 FR 18652, April 12,
2010). The July 7, 2010 CBI proposal
also covered proposed changes to the
reporting requirements for some of the
2009 final Part 98 subparts. These
changes had been proposed in two
separate rulemakings (see 75 FR 18455,
April, 12, 2010; and 75 FR 33950, June
15, 2010).
On July 20, 2010, EPA issued another
proposed rulemaking that changed the
description of some reported data
elements and required reporting of some
new data elements (75 FR 48744;
hereinafter referred to as the ‘‘July 20,
2010 revisions proposal’’). These
changes were subsequently finalized on
December 17, 2010 (75 FR 79092). Also
on July 20, 2010, EPA issued a
supplemental CBI proposal that
proposed confidentiality determinations
for the new and revised data elements
that were proposed in the July 20, 2010
revisions notice (75 FR 43889;
hereinafter referred to as the ‘‘July 20,
2010 supplemental CBI proposal.’’)
In this action, EPA is finalizing
confidentiality determinations for Part
98 data elements with certain
exceptions that are discussed in more
detail below. The Part 98 data elements
covered by this action are described in
Section I.C of this preamble. EPA is also
finalizing the amendments to EPA’s
regulation for handling confidential
business information.
B. Approach To Making Confidentiality
Determinations
In the July 7, 2010 CBI proposal, we
described the methodology and
rationale used for making
confidentiality determinations. This
methodology consisted of a two-step
process in which we first grouped Part
98 data elements into 22 data categories
in all (11 direct emitter data categories
and 11 supplier data categories) with
each of the 22 data categories containing
data elements that are similar in type or
characteristics. EPA then proposed
confidentiality status based on (1)
whether the data qualify as emission
data as defined in 40 CFR 2.301(a)(2)(i);
and (2) for data that do not qualify as
emission data, whether they qualify for
confidential treatment under 40 CFR
2.208. In the July 7, 2010 CBI proposal,
EPA proposed that only five of the data
categories meet the definition of
emission data (see Table 2 of the
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preamble for the July 7, 2010 CBI
proposal for the list of the data
categories proposed as emission data).
We proposed that the remaining six
direct emitter data categories and 11
supplier data categories did not meet
the definition of emission data in 40
CFR 2.301(a)(2)(i). We then evaluated,
on a category basis, whether the data
elements in these 17 data categories
qualify as trade secret or confidential
business information under CAA
section 114(c) (hereinafter referred to
collectively as CBI).1 In particular, we
followed EPA’s criteria under 40 CFR
2.208(e)(i) to determine whether data
qualifies as CBI, focusing on whether
disclosure of the data in each category
would be likely to cause ‘‘substantial
harm to the business’s competitive
position.’’ We evaluated the data
elements by category and proposed
confidentiality determinations that
applied to all data elements within each
category, except for three supplier data
categories,2 where we proposed
confidentiality determinations for
individual data elements within the
category.
Lists of the proposed data categories
and EPA’s proposed determinations are
shown in Table 2 and Table 3 of the
preamble to the July 7, 2010 CBI
proposal. Further information on EPA’s
general approach and decision process
is presented in Section I.C of the
preamble to the July 7, 2010 CBI
proposal. Descriptions of the data
categories and detailed rationales for the
proposed confidentiality determinations
for each data category are presented in
Section II.C (for direct emitters) and
Section II.D (for suppliers) of the
preamble for the July 7, 2010 CBI
proposal and Section I.C. of the
preamble for the July 20, 2010
supplemental CBI proposal.
C. Subparts Covered By This Final Rule
This final rule addresses the
confidentiality of data elements
reported under the following subparts of
40 CFR part 98, promulgated on October
30, 2009 (74 FR 56260) (as amended in
2010), excluding those data elements in
the Inputs to Emission Equation
category identified in the ‘‘Interim Final
Regulation Deferring the Reporting of
Certain Data Elements Required Under
the Mandatory Reporting of Greenhouse
Gases Rule’’ (75 FR 81338, December 27,
2010).
1 EPA has interpreted CAA section 114(c) to
afford confidential treatment to both trade secrets
and confidential business information. See 40 FR
21987, 21990 (May 20, 1975).
2 GHGs Reported, Production/Throughput
Quantities and Composition, and Unit/Process
Operating Characteristics.
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• Subpart A, General Provisions (as
amended by 75 FR 39736, July 12, 2010;
75 FR 66434, October 28, 2010; and 75
FR 79092, December 17, 2010);
• Subpart C, General Stationary Fuel
Combustion Sources (as amended by
75 FR 79092, December 17, 2010);
• Subpart D, Electricity Generation
(as amended by 75 FR 79092, December
17, 2010);
• Subpart E, Adipic Acid Production
(as amended by 75 FR 66434, October
28, 2010);
• Subpart F, Aluminum Production
as amended by 75 FR 79092, December
17, 2010);
• Subpart G, Ammonia
Manufacturing (as amended by 75 FR
79092, December 17, 2010);
• Subpart H, Cement Production (as
amended by 75 FR 66434, October 28,
2010);
• Subpart K, Ferroalloy Production
(as amended by 75 FR 66434, October
28, 2010);
• Subpart N, Glass Production (as
amended by 75 FR 66434, October 28,
2010);
• Subpart O, HCFC–22 Production
and HFC–23 Destruction (as amended
by 75 FR 66434, October 28, 2010);
• Subpart P, Hydrogen Production (as
amended by 75 FR 66434, October 28,
2010);
• Subpart Q, Iron and Steel
Production (as amended by 75 FR
66434, October 28, 2010);
• Subpart R, Lead Production;
• Subpart S, Lime Manufacturing (as
amended by 75 FR 66434, October 28,
2010);
• Subpart U, Miscellaneous Uses of
Carbonate;
• Subpart V, Nitric Acid Production
(as amended by 75 FR 66434, October
28, 2010 and 75 FR 79092, December 17,
2010);
• Subpart X, Petrochemical
Production (as amended by 75 FR
79092, December 17, 2010);
• Subpart Y, Petrochemical
Production (as amended by 75 FR
79092, December 17, 2010);
• Subpart Z, Phosphoric Acid
Production (as amended by 75 FR
66434, October 28, 2010);
• Subpart AA, Pulp and Paper
Manufacturing;
• Subpart BB, Silicon Carbide
Production;
• Subpart CC, Soda Ash
Manufacturing (as amended by 75 FR
66434, October 28, 2010);
• Subpart EE, Titanium Dioxide
Production (as amended by 75 FR
66434, October 28, 2010);
• Subpart GG, Zinc Production (as
amended by 75 FR 66434, October 28,
2010);
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• Subpart HH, Municipal Solid Waste
Landfills (as amended by 75 FR 66434,
October 28, 2010);
• Subpart LL, Suppliers of Coal-based
Liquid Fuels (as amended by 75 FR
79092, December 17, 2010);
• Subpart MM, Suppliers of
Petroleum Products (as amended by 75
FR 66434, October 28, 2010);
• Subpart NN, Suppliers of Natural
Gas and Natural Gas Liquids (as
amended by 75 FR 66434, October 28,
2010);
• Subpart OO, Suppliers of Industrial
Greenhouse Gases (as amended by 75
FR 79092, December 17, 2010); and
• Subpart PP, Suppliers of Carbon
Dioxide (as amended by 75 FR 79092,
December 17, 2010).
In addition, this final rule addresses
the confidentiality of data elements
reported under the following subparts
promulgated on July 12, 2010 (75 FR
39736, July 12, 2010), excluding those
data elements in the Inputs to Emission
Equations category identified in the
proposed ‘‘Change to the Reporting Date
for Certain Data Elements Required
Under the Mandatory Reporting of
Greenhouse Gases Rule’’ (75 FR 81350,
December 27, 2010).
• Subpart T, Magnesium Production
(75 FR 39736, July 12, 2010);
• Subpart FF, Underground Coal
Mines (75 FR 39736, July 12, 2010);
• Subpart II, Wastewater Treatment
(75 FR 39736, July 12, 2010); and
• Subpart TT, Industrial Landfills (75
FR 39736, July 12, 2010).
II. Confidentiality Determinations for
Data Required by the Mandatory
Greenhouse Gas Reporting Rule,
Responses to Public Comments, and
Final Rule Amendment
A. Final Confidentiality Determinations
In this action, EPA is finalizing the
confidentiality determinations for Part
98 data elements reported under the
subparts specified in Section I.C. of this
preamble. Specifically, EPA is finalizing
the category assignments for data
elements, the category-specific
confidentiality determinations (which
apply to all data elements assigned to
such categories) and, for categories
without category-specific confidentiality
determinations, the determinations for
the individual data elements within
those data categories. The final
confidentiality determinations for
individual data categories are
summarized in Table 2 of this preamble
for direct emitters and Table 3 of this
preamble for suppliers. As indicated in
the tables, EPA made confidentiality
determinations by data category for nine
of the direct emitter data categories and
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eight of the supplier data categories. For
the remaining two direct emitter data
categories (Unit/Process Static
Characteristics that are Not Inputs to
Emission Equations and Unit/Process
Operating Characteristics that are Not
Inputs to Emission Equations) and three
supplier data categories (GHGs
Reported, Production/Throughput
Quantities and Composition, and Unit/
Process Operating Characteristics), EPA
made confidentiality determinations for
each individual data element rather
than a single determination for the data
category as a whole. Because the
confidentiality determinations were
made for each individual data element,
these categories contain both CBI and
non-CBI data elements.
The data category assignments for the
Part 98 data elements specified in
Section I.C of the preamble and their
final confidentiality determinations are
provided in the memorandum ‘‘Final
Data Category Assignments and
Confidentiality Determinations for Part
98 Reporting Elements’’ (see Docket
EPA–HQ–OAR–2009–0924 and the Web
site, https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html).
TABLE 2—SUMMARY OF FINAL CONFIDENTIALITY DETERMINATIONS FOR DIRECT EMITTER DATA CATEGORIES
Confidentiality determination for data elements
in each category
Emission
dataa
Data that are
not emission
data and not
CBI
Data that are
not emission
data but are
CBIb
X
X
X
........................
........................
........................
........................
........................
........................
X
........................
........................
........................
........................
........................
........................
........................
Xc
Xc
X
........................
........................
........................
........................
Xc
Xc
........................
X
X
X
Data category
Facility and Unit Identifier Information .........................................................................................
Emissions .....................................................................................................................................
Calculation Methodology and Methodological Tier .....................................................................
Data Elements Reported for Periods of Missing Data that are Not Inputs to Emission Equations ..........................................................................................................................................
Unit/Process Static Characteristics that are Not Inputs to Emission Equations .........................
Unit/Process Operating Characteristics that are Not Inputs to Emission Equations ..................
Test and Calibration Methods .....................................................................................................
Production/Throughput Data that are Not Inputs to Emission Equations ...................................
Raw Materials Consumed that are Not Inputs to Emission Equations .......................................
Process-Specific and Vendor Data Submitted in BAMM Extension Requests ...........................
a Under CAA section 114, emission data is not entitled to confidential treatment. See Section I.C of the preamble for the July 7, 2010 CBI proposal (75 FR 39094, July 7, 2010) for further discussion of CAA section 114 requirements. The term emission data is defined at 40 CFR
2.301(a)(2)(i).
b Section 114(c)of the CAA affords confidential treatment to data (except emission data) that are considered CBI.
c EPA did not make a category-specific confidentiality determination for this category but instead made determination for individual data elements. The data category contains data elements determined to be CBI and data elements determined to be non-CBI.
TABLE 3—SUMMARY OF FINAL CONFIDENTIALITY DETERMINATIONS FOR SUPPLIER DATA CATEGORIES
Confidentiality determinations for data elements
in each category
Data category
Emission
dataa
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GHGs Reported ...........................................................................................................................
Production/Throughput Quantities and Composition ...................................................................
Identification Information ..............................................................................................................
Unit/Process Operating Characteristics .......................................................................................
Calculation, Test, and Calibration Methods ................................................................................
Data Elements Reported for Periods of Missing Data that are Not Related to Production/
Throughput or Materials Received ...........................................................................................
Emission Factors .........................................................................................................................
Amount and Composition of materials received .........................................................................
Data Elements Reported for Periods of Missing Data That are Related to Production/
Throughput or Materials Received ...........................................................................................
Supplier Customer and Vendor Information ................................................................................
Process-Specific and Vendor Data Submitted in BAMM Extension Requests ...........................
Data that are
not emission
data and not
CBI
Data that are
not emission
data but are
CBIb
........................
........................
........................
........................
........................
Xc
Xc
X
Xc
X
Xc
Xc
........................
Xc
........................
........................
........................
........................
X
........................
........................
........................
X
X
........................
........................
........................
........................
........................
........................
X
X
X
a Under CAA section 114, emission data is not entitled to confidential treatment. See Section I.C of the preamble for the July 7, 2010 CBI proposal (75 FR 39094, July 7, 2010) for further discussion of CAA section 114 requirements. The term emission data is defined at 40 CFR
2.301(a)(2)(i).
b Section 114(c) of the CAA affords confidential treatment to data (except emission data) that are considered CBI.
c EPA did not make a category-specific confidentiality determination for this category but instead made determination for individual data elements. The data category contains data elements determined to be CBI and data elements determined to be non-CBI.
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1. Major Changes to the Scope and
Determinations for Particular Data
Categories
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This section provides a summary of
major changes to the scope of this action
as well as changes to the determinations
for particular data categories. For a
discussion of changes to the
confidentiality determinations for
particular data elements, see Section
II.B of this preamble for direct emitters
and Section II.C of this preamble for
suppliers.
• Although we proposed
determinations for the data elements in
the following subparts, we have decided
not to make final determinations for the
data elements in these subparts in this
action for the reasons specified in
Section II.A.3 of this preamble:
— Subpart I, Electronics Manufacturing;
— Subpart L, Fluorinated Gas
Production;
— Subpart W, Petroleum and Natural
Gas Systems;
— Subpart DD, Sulfur Hexafluoride
(SF6) and Perfluorocarbons (PFCs)
from Electrical Equipment at an
Electric Power System;
— Subpart QQ, Importers and Exporters
of Fluorinated Greenhouse Gases
Contained in Pre-Charged Equipment
or Closed-Cell Foams;
— Subpart RR, Geologic Sequestration
of Carbon Dioxide;
— Subpart SS, Sulfur Hexafluoride and
PFCs from Electrical Equipment
Manufacture or Refurbishment; and
— Subpart UU, Injection of Carbon
Dioxide.
• We are finalizing CBI
determinations for 24 data elements that
were added to Part 98 in response to
comment on the three proposed
revisions notices. The proposed
revisions were addressed in the July
2010 CBI proposals. The 24 data
elements are the same types of data as
those data elements that were included
in the CBI proposals and therefore are
given the same confidentiality
determinations in this final action. For
a more detailed explanation, please see
Section II.A.3 of this preamble.
• Although we proposed a
determination for the direct emitter data
category Inputs to Emission Equations,
we have decided not to make a final
determination for this data category in
this action for the reasons specified in
Section II.A.4 of this preamble.
• Although we proposed categorywide determinations for the following
direct emitter data categories, in this
action we have made final
determinations for individual data
elements in these categories for the
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reasons specified in Section II.A.5 of
this preamble:
—Unit/Process Static Characteristics
that are Not Inputs to Emission
Equations.
—Unit/Process Operating
Characteristics that are Not Inputs to
Emission Equations.
Following is a summary of the major
comments and responses regarding the
scope of this action, EPA’s approach
and rationale for making confidentiality
determinations, and other overarching
issues. Responses to major comments on
determinations for the direct emitter
data elements and supplier data
elements are included in Sections II.B.2
through II.B.10 (direct emitter data
categories) and II.C.2 through II.C.13
(supplier data categories) of this
preamble. Responses to comments on
the proposed amendments to 40 CFR
part 2 are included in Section II.D of
this preamble. Other comments and
responses thereto can be found in
‘‘Proposed Confidentiality
Determinations and Data Handling
Procedures for Part 98 Data: Responses
to Public Comments’’ in Docket EPA–
HQ–OAR–2009–0924 and on the Web
site, https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html.
2. General Approach To Making CBI
Determinations
Comment: Many commenters
supported EPA’s approach of grouping
together similar data elements and
making determinations based on their
similar characteristics. Several
commenters stated that the approach is
reasonable and that the proposed data
categories are appropriate. Many
commenters agreed with EPA that this
approach would speed the publication
of data and reduce both the
administrative burden on EPA and the
amount of paperwork for reporters
submitting their annual reports. Some
commenters stated that this approach
would benefit reporters of data
determined to be CBI, as it would
prevent competitors from forcing them
to defend data on a case-by-case basis in
Agency CBI proceedings. Another
commenter stated that EPA’s approach
would provide certainty to the regulated
community regarding which specific
data elements will be afforded
protection from disclosure. This
commenter believes that an ad hoc
approach could lead to inconsistent CBI
determinations, both for the same data
element in a given subpart and for
similar data elements in different
subparts. This commenter also stated
that some small businesses may be
unfamiliar with the Agency’s case-by-
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30787
case confidentiality claim provisions
and would be placed at a disadvantage
to competitors who were familiar with
the case-by-case process.
Although many commenters
supported EPA’s approach, other
commenters argued that EPA should
allow reporters to submit case-by-case
CBI claims with their annual reports.
Some commenters questioned EPA’s
authority to make category-based
confidentiality determinations. Several
commenters argued that EPA should
evaluate all CBI claims on a case-by-case
basis, while others asserted that EPA
should evaluate some claims this way.
Some commenters argued that EPA’s
approach to making CBI determinations
for Part 98 data was inconsistent with
other EPA programs that evaluate CBI
claims on a case-by-case basis. Several
commenters argued that case-by-case
determinations provide greater
flexibility to allow the proper
consideration of facility-specific issues
in context and that category-wide CBI
determinations would not allow for a
thorough evaluation of the potential
economic impacts on individual
facilities from the disclosure of sensitive
information. Some commenters stated
that case-by-case determinations are
essential because each facility’s
circumstances are unique. Others
argued that retaining a case-by-case
determination option would not
preclude EPA from making the
proposed category-based CBI
determinations for some of the data
elements.
Many commenters asserted that they
preferred case-by-case determinations
despite the additional work and expense
it would require. These commenters
stated that individual reporters should
be allowed to decide whether the cost
and effort involved in preparing a
confidentiality claim was worthwhile.
Some commenters stated that this
approach would deprive regulated
entities of a fair and reasonable
procedure to document CBI claims.
Other commenters stated that EPA’s
approach infringed upon the rights of
regulated entities by imposing
presumptive CBI determinations and
not allowing individual entities to
submit their own CBI claims. A few
commenters argued that EPA was
effectively preventing reporters from
rebutting CBI determinations for Part 98
data.
Response: EPA agrees with
commenters who stated that categorybased CBI determinations reduce the
burden on the regulated community.
EPA also agrees with comments that
category-based CBI determinations
allow for timely publication of emission
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data and data not otherwise eligible for
confidential treatment. If EPA allowed
individual CBI claims, EPA would
likely receive a significant number of
claims because of the large number of
individual reporters required to submit
annual reports (more than 10,000) and
the large number of different data
elements (more than 1,900). Facilities
would likely make multiple CBI claims
that would each need to be
substantiated. Given the time and
resources required for facilities to
prepare the claims and for EPA to
evaluate each individual CBI claim,
timely publication of data would be
difficult to achieve.
We disagree with commenters who
stated that EPA does not have the
authority to make category-based CBI
determinations. While EPA generally
makes CBI determinations on a case-bycase basis in accordance with 40 CFR
part 2, EPA has authority, as
demonstrated by the analogous
provisions of 40 CFR 2.207 (Class
Determinations), to make category-based
CBI determinations where it would
serve a useful purpose (40 CFR
2.207(a)(3)) and the data in a category
share common characteristics that result
in identical treatment of all data in the
category (40 CFR 207(a)(2)). As
discussed above, EPA concluded that
the categorical approach, added to 40
CFR 2.301 through this action, was
warranted as it will result in the timely
release of data while also reducing the
burden on reporting entities to
substantiate multiple CBI claims for
each annual report. EPA also believes
that the categorical approach is
appropriate in this case because there
are over 1,900 Part 98 data elements
included in this action and many of
them share common characteristics.
Consistent with the provisions of 40
CFR 2.207, EPA issued the July 2010
CBI proposals containing categorical
confidentiality determinations for Part
98 data, and provided the public an
opportunity to comment. EPA
specifically sought comment on whether
the data categories were appropriate or
if they were too broad or too narrow.
Based on the comments received, of the
22 data categories proposed, EPA
concluded that categorical
determinations were not appropriate for
five data categories. For these five data
categories, EPA made confidentiality
determinations for individual data
elements.
EPA also disagrees with the
comments that the approach taken in
this final action is inconsistent with the
handling of CBI claims under other EPA
programs or that the approach is
contrary to regulatory provisions for
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CBI. As we explained in the July 7, 2010
CBI proposal, our CBI determinations
were made using the definition of
emission data at 40 CFR 2.301(a)(2)(i).
EPA has used this definition of emission
data for over 20 years to make decisions
on individual case-by-case CBI claims.
For data that did not meet the definition
of emission data, we used the existing
criteria from the CBI regulations at 40
CFR 2.208 to evaluate and determine the
confidentiality of the Part 98 data
elements in this action.
We further disagree with the comment
that facility-specific issues cannot be
addressed through the category-based
approach taken in this final action. In
the July 2010 CBI proposals, we
expressly sought comment on facilityspecific situations in which CBI
protection should be provided. We have
received comments on facility-specific
issues and addressed those comments in
the relevant sections of this preamble.
Specifically, for the handful of data
elements where commenters were able
to demonstrate that conditions varied
significantly among reporters, EPA
decided not to make a final
confidentiality determination for the
particular data element in this final
action. The confidentiality status of
these data elements will be evaluated on
a case-by-case basis, in accordance with
the existing CBI regulations in 40 CFR
part 2, subpart B upon receipt of a
public request for these data elements.
We also disagree with the commenters
who claimed that EPA should provide
reporters a case-by-case determination
option. As mentioned above, we have
addressed the comments on facilityspecific issues in this final action. We
received no specific comment or
information indicating, nor do we have
reason to believe, that reporting
facilities would have any new or
different information to substantiate
their CBI claims at the time they submit
data beyond that information available
to them during the public comment
periods on the CBI proposals. We
therefore do not believe that a case-bycase determination at the time of data
submittal would result in a different
confidentiality determination.
We further disagree with commenters
who stated that EPA’s approach
imposed presumptive CBI
determinations without allowing
businesses a fair and reasonable
procedure to document CBI claims. In
July 2010, we proposed CBI
determinations for Part 98 data elements
and provided stakeholders as well as the
general public an opportunity to
comment on data elements as well as
data categories that might qualify for
CBI protection and made it clear that
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this was the opportunity for reporters to
substantiate their CBI claims. For
example, in Section I.E of the preamble
to the July 7, 2010 CBI proposal, we
stated that ‘‘this rulemaking provides the
reporting businesses an opportunity to
justify any confidentiality claim they
may have for the data they are required
to submit’’ and in Section II.B of the July
7, 2010 CBI proposal preamble we
specifically solicited comment on the
proposed data categories, confidentiality
determinations, and any ‘‘unique
circumstances * * * that would
warrant making subpart-specific
confidentiality determinations.’’
Stakeholders were given a 60-day
comment period to review the proposed
determinations and prepare
documentation substantiating any CBI
claims. We consider the 60-day
comment period to be more than
adequate, especially in light of the 15
days businesses have under the existing
CBI regulations to respond to requests
for information substantiating a CBI
claim (see 40 CFR 2.204(e)). During the
comment periods, the reporting
facilities were able to consider the
Agency’s proposed confidentiality
determinations in preparing their CBI
claims and supporting documentation;
businesses do not have such insight into
EPA’s likely positions when
substantiating CBI claims on a case-bycase basis under the existing CBI
regulations that apply to non-Part 98
data. As shown in this notice, EPA
considered and addressed the comments
received in finalizing the confidentiality
determinations in this action.
Finally, we disagree with commenters
who argued that the approach we
selected prevents facilities from
rebutting EPA’s determinations. By
issuing the CBI proposals for public
comment, the Agency already gave the
reporting facilities an opportunity to
rebut the Agency’s proposed
confidentiality determinations. In
contrast, under the existing CBI
regulations that apply to non-Part 98
data, businesses would not know of
EPA’s position when substantiating CBI
claims and therefore would not have an
opportunity to rebut EPA’s position in
its substantiation. Further, as discussed
in more detail in the Judicial Review
section above, the confidentiality
determinations made in this final action
are subject to judicial review under
section 307(b) of the CAA, thereby
offering reporters another opportunity to
rebut the Agency’s determination.
3. Scope of the CBI Proposal
Comment: In the July 7, 2010 CBI
proposal, we included data elements
from seven new subparts that had been
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proposed but not yet finalized (i.e.,
subparts I, L, W, DD, SS, RR,3 and QQ).
These seven subparts were subsequently
finalized in three separate rulemakings
(see 75 FR 74458, November 30, 2010;
75 FR 74774, December 1, 2010; and 75
FR 75060, December 1, 2010). During
the comment period for the CBI
proposal, a few commenters
recommended that EPA not finalize
confidentiality determinations for data
elements from the seven proposed
subparts until after EPA finalized those
subparts. These commenters expressed
concern that data elements in the
finalized subparts would differ from
those in the proposed subparts. The
commenters therefore suggested that
EPA not finalize the CBI determinations
for data elements in these seven
subparts without providing the public
with opportunity to comment on the
confidentiality determinations for any
new data elements that might be added
when these subparts were finalized.
The July 2010 CBI proposals also
included confidentiality determinations
for new and revised data elements that
were proposed in three Part 98 revision
notices (see 75 FR 18455, April, 12,
2010, 75 FR 33950, June 15, 2010 and
75 FR 48744, August 11, 2010). One
commenter suggested that EPA allow
stakeholders to submit comments on the
CBI determinations for these data
elements after EPA finalized the Part 98
revision notices. The commenter did not
identify the specific notice or proposed
data elements that were of concern.
Response: EPA has decided to
undertake a separate action to determine
the confidentiality status for data
elements reported under subparts I, L,
W, DD, SS, RR, UU, and QQ. As
anticipated by some of the commenters,
we made significant changes (both in
number and substance) to the reporting
requirements between proposal and
finalization of these subparts. For
instance, we added approximately 300
new data elements. Further, because
EPA made substantive revisions to the
subparts in response to comment (e.g.,
revisions to the measurement and
calculation methodologies), the revised
and added data elements differ
significantly from the data elements that
were included in the July CBI proposal
for these subparts. In light of the above,
we have decided to re-propose
confidentiality determinations for the
data elements in subparts I, L, W, DD,
SS, RR, UU, and QQ. We plan to issue
3 The reporting rules for CO injection and
2
sequestration were initially proposed under a single
subpart (subpart RR). However, EPA later decided
to separate subpart RR into two subparts: Geologic
Sequestration of Carbon Dioxide (subpart RR) and
Injection of Carbon Dioxide (subpart UU).
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this re-proposal and finalize the
confidentiality determinations for the
data elements before the March 31, 2012
reporting deadline for these subparts.4
However, EPA disagrees with the
commenter who argued that EPA
needed to allow additional time for
comments on the July CBI proposals
after finalization of the three proposed
revisions to Part 98 covered by the CBI
proposals (i.e., those proposed in 75 FR
18455, April, 12, 2010, 75 FR 33950,
June 15, 2010 and 75 FR 48744, August
11, 2010). The July 2010 CBI proposals
included all data elements that were
either revised or added in these
proposed amendments. The final
amendments made minor changes to
certain proposed data elements, deleted
data elements, and added 24 new data
elements. A list of the new data
elements are provided in the
memorandum ‘‘Final Data Category
Assignments and Confidentiality
Determinations for Part 98 Reporting
Elements’’ in Docket EPA–HQ–OAR–
2009–0924 and on EPA’s Web site,
https://www.epa.gov/climatechange/
emissions/CBI.html. Most of the changes
to the reported data elements are
editorial in nature (e.g., clarifications to
the existing requirements, changes to
the rule citation, or corrections to crossreferences) and, as revised, did not
result in changes to the data category
assignment or CBI determination for
these data elements.
Although the July 2010 CBI proposals
did not specifically address the new
data elements that were added when
EPA finalized these three revision
notices, the CBI proposals included
proposed confidentiality determinations
for data elements that are of the same
types as these new data elements.
Having proposed and sought comment
on the confidentiality determinations
and supporting rationales for the same
types of data in the CBI proposals, EPA
does not believe that additional time is
necessary for comment on these 24 new
data elements for which we are
finalizing determinations in this action.
Based on the comments received, we are
able to include in this action final
confidentiality determinations for these
4 Facilities subject to 40 CFR part 98, subpart RR
must submit requests for exemption as a Research
and Development Project or their proposed
Monitoring, Reporting and Verification Plans in
2011. Since these documents likely will be
submitted before the final confidentiality
determinations for subpart RR are made, EPA will
evaluate individual CBI claims regarding these two
submittals on a case-by-case basis, in accordance
with the existing CBI regulations in 40 CFR part 2,
subpart B, either upon EPA’s receipt of these
documents or upon receipt of a public request for
the documents. For additional information
regarding these data elements, see 75 FR 75060,
December 1, 2011.
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30789
24 data elements consistent with the
final determinations for the same types
of data elements. Specifically, for each
of the 24 data elements, we have
identified the same type of data
elements that were included in the July
2010 CBI proposals. We have assigned
each of the 24 new data elements to the
category with the same type of data
elements, and applied the final
confidentiality determinations for the
assigned category to the new data
element.
Where a new data element is the same
type as a data element for which EPA
has made an individual confidentiality
determination (as opposed to a
categorical determination), EPA has
made the same individual
determination for such new data
element. The 24 data elements, their
final CBI determinations, and rationales
for these determinations (including
examples of the same types of data
elements covered in the July 2010 CBI
proposals) are discussed in detail in
Section II.B of this preamble for direct
emitter source categories and Section
II.C of this preamble for supplier source
categories.
4. Inputs to Emission Equations Data
Category
Comment: EPA received many
comments from industry and other
stakeholders regarding our July 7, 2010
CBI proposed determination that data
elements in the Inputs to Emission
Equations category are emission data, as
defined in 40 CFR 2.301(a)(2)(i), that are
ineligible for confidential treatment.
Many commenters from industry
disagreed with this determination.
These commenters were concerned that
public availability of these data
elements would harm their competitive
position. Other commenters supported
our proposal and stated that
transparency was important for building
public confidence in the accuracy of the
reported data and for enabling
meaningful public comment on any
future Climate Change policy.
Response: In the July 2010 CBI
proposals, EPA proposed that the data
elements in the Inputs to Emission
Equations category are emission data
under 40 CFR 2.301(a)(2)(i). Under the
Clean Air Act section 114(c), EPA
cannot protect emission data as
confidential business information. EPA
received comments raising serious
concerns regarding potential harmful
consequences from public availability of
these data elements. EPA concluded
that some of these comments warrant
more extensive evaluation. For this
reason, EPA decided not to finalize the
confidentiality determination for the
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data elements in the direct emitter data
category Inputs to Emission Equations
in this action. Instead, we recently
published a ‘‘Call for Information:
Information on Inputs to Emission
Equations under the Mandatory
Reporting of Greenhouse Gases Rule’’
that solicits additional information to
help with the more in-depth evaluation
relative to Inputs to Emission Equations
(see 75 FR 81366, December 27, 2010).
In addition, EPA recently published an
Interim Final notice to defer reporting of
these data elements on a short-term
basis (75 FR 81338, December 27, 2010)
and a proposal to further defer reporting
of these data elements for reporting
years 2011, and 2012 until March 31,
2014 (75 FR 81350, December 27, 2010).
As explained in these notices, EPA
concluded that it should complete its
evaluation of these data elements and
make final confidentiality
determinations for the data elements in
this category before collecting such data
to avoid possibly causing unnecessary
and unintentional, but irreparable, harm
which reporters allege could occur if
Inputs to Emission Equations were
made publicly available.
In the July 7, 2010 CBI proposal, EPA
defined the data elements in the Inputs
to Emission Equations category as data
elements that are ‘‘inputs to equations
specified in Part 98 for calculating
emissions to be reported by direct
emitters * * * and are used by the
reporting direct emitting sources to
calculate their annual GHG emission
under Part 98’’ (75 FR 39094 July 7,
2010). However, in preparing the
interim final and proposed deferral
notices described above, EPA noted that
the July 2010 CBI proposals
inadvertently included in the Inputs to
Equations category 69 data elements
that are information related to emissions
calculations but are not the actual
inputs specified in any Part 98 emission
calculation. For example, a subpart may
require that reporters complete a
particular calculation for each unit
across a facility. In this circumstance, a
reporter would gather necessary data
and complete the calculation for each
unit. Although Part 98 specifies that
reporters must complete the calculation
for each unit, the actual number of units
would not be an input to the emission
equation based on our description of the
Inputs to Equations category.
Thirty-seven data elements, listed
below, were moved out of the Inputs to
Equations category because after further
consideration, we determined the
frequency of measurement that is
prescribed in the ‘‘Calculating GHG
emissions’’ sections differs from that of
the data element that is reported. For
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example, in Equation Y–1a in
98.253(b)(1)(ii)(a), ‘‘CCp’’, the average
carbon content of the flare gas
combusted,’’ is required to be monitored
either daily or weekly. The daily or
weekly carbon content of the flare gas
combusted, however, is not required to
be reported. Instead, pursuant to
98.256(e)(6), the ‘‘annual average carbon
content of the flare gas’’ is required to
be reported. Therefore, the carbon
content is required to be measured and
used to calculate emissions at a higher
frequency than that which is required to
be reported. As a result, the reporting
element is an average of the actual
values that are used to calculate the
emissions, and is not actually used to
calculate emissions. In cases such as
these, we have determined that the
reporting elements are not inputs to
equations.
• Annual volume of flare gas
combusted (reported under 40 CFR
98.256(e)(6)).
• Annual average molecular weight of
the flare gas (reported under 40 CFR
98.256(e)(6)).
• Annual average Carbon content of
the flare gas for each flare (reported
under 40 CFR 98.256(e)(6)).
• Annual volume of flare gas
combusted for each flare (reported
under 40 CFR 98.256(e)(7)).
• Annual average CO2 concentration
for each flare (reported under 40 CFR
98.256(e)(7)).
• Annual average concentration of
carbon containing compound other than
CO2 in the flare gas stream for each flare
(reported under 40 CFR 98.256(e)(7)(i)).
• Annual volume of flare gas
combusted (reported under 40 CFR
98.256(e)(8)).
• Annual average higher heating
value of the flare gas (reported under 40
CFR 98.256(e)(8)).
• Annual average value of the exhaust
gas flow rate reported by refineries
(reported under 40 CFR 98.256(f)(7)).
• Annual average value of %CO2
reported by refineries (reported under
40 CFR 98.256(f)(7)).
• Annual average value of %CO
reported by refineries (reported under
40 CFR 98.256(f)(7)).
• Annual average value of the inlet
air flow rate reported by refineries
(reported under 40 CFR 98.256(f)(8)).
• Annual average value of oxygenenriched air flow rate reported by
refineries (reported under 40 CFR
98.256(f)(8)).
• Annual average value of %O2
reported by refineries (reported under
40 CFR 98.256(f)(8)).
• Annual average value of %Ooxy
reported by refineries (reported under
40 CFR 98.256(f)(8)).
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• Annual average value of %CO2
reported by refineries (reported under
40 CFR 98.256(f)(8)).
• Annual average value of %CO
reported by refineries (reported under
40 CFR 98.256(f)(8)).
• Annual average value of the inlet
air flow rate reported by refineries
(reported under 40 CFR 98.256(f)(9)).
• Annual average value of oxygenenriched air flow rate reported by
refineries (reported under 40 CFR
98.256(f)(9)).
• Annual average value of %N2oxy
reported by refineries (reported under
40 CFR 98.256(f)(9)).
• Annual average value of %N2
exhaust reported by refineries (reported
under 40 CFR 98.256(f)(9)).
• Average coke burn-off quantity per
cycle or measurement period for each
catalytic cracking unit, traditional fluid
coking unit, and catalytic reforming unit
reported by refineries (reported under
40 CFR 98.256(f)(13)).
• Annual volume of recycled tail gas
(if not used to calculate the recycling
correction factor) (reported under 40
CFR 98.256(h)(5)).
• Annual average mole fraction of
carbon in the tail gas (if not used to
calculate recycling correction factor)
(reported under 40 CFR 98.256(h)(5)).
• Annual volumetric flow discharged
to the atmosphere (reported under 40
CFR 98.256(l)(5)).
• Annual average mole fraction of
each GHG above the concentration
threshold or otherwise required to be
reported (reported under 40 CFR
98.256(l)(5)).
• Quarterly CEMS CH4 concentration
data used to calculate CH4 liberated
from degasification systems average
from daily data (C) (reported under 40
CFR 98.326(i)).
• Quarterly CH4 concentration data
based on weekly sampling data (C)
(reported under 40 CFR 98.326(i)).
• For landfills with gas collection
systems, report total volumetric flow of
landfill gas collected for destruction for
the reporting year (reported under 40
CFR 98.346(i)(1)).
• Annual average CH4 concentration
of landfill gas collected for destruction
(reported under 40 CFR 98.346(i)(2)).
• Monthly average temperature at
which flow is measured for landfill gas
collected for destruction (reported
under 40 CFR 98.346(i)(3)).
• Monthly average pressure at which
flow is measured for landfill gas
collected for destruction (reported
under 40 CFR 98.346(i)(3)).
• Cumulative volumetric biogas flow
for each week that biogas is collected for
destruction (if using daily sampling)
(reported under 40 CFR 98.356(d)(2)).
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• Weekly average CH4 concentration
for each week that biogas is collected for
destruction (if using daily sampling)
(reported under 40 CFR 98.356(d)(3)).
• Weekly average temperature at
which flow is measured for biogas
collected for destruction (if using daily
sampling) (reported under 40 CFR
98.356(d)(4)).
• Weekly average moisture content
for each week at which flow is
measured for biogas collected for
destruction (if using daily sampling)
(reported under 40 CFR 98.356(d)(5)).
• Weekly average pressure for each
week at which flow is measured for
biogas collected for destruction (if using
daily sampling) (reported under 40 CFR
98.356(d)(6)).
Because the 69 data elements are not
inputs to emission equations, we did
not include these data elements in the
December 27, 2010 deferral actions
described above. At that time, we noted
that ‘‘The list of inputs to equations is
slightly different than what was
proposed in the July 7, 2010 CBI
proposal. Reporting elements included
in this category are values used by
reporters to calculate equation outputs’’
(75 FR 81350, December 27, 2010). In
this action, we reassigned each of the 69
data elements that are not the actual
inputs to equations specified in Part 98
to an appropriate direct emitter data
category based on the type and
characteristics of each data element. As
a result, these data elements are no
longer in the Inputs to Equations
category but are in categories with the
same types of data elements. Because
the July 2010 CBI proposals included for
comment proposed determinations and
supporting rationales for data elements
that are of the same types as these 69
data elements, we believe that it is
appropriate for us to take final action on
the confidentiality determinations for
these reassigned data elements.
Specifically, where we have assigned a
data element to a data category with a
categorical determination, we applied
the final confidentiality determination
for the assigned category to the new data
element. Where a new data element is
assigned to a data category without a
categorical confidentiality
determination, we identified the same
type of data element(s) in that category
that were covered by the CBI proposals,
and we applied the confidentiality
determination for the same type of data
elements to the reassigned data element.
For a list of these reassigned data
elements, the category to which they
were assigned, and their final
confidentiality status, and examples of
the same type of data element
indentified in the particular category,
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see Table C in the memorandum ‘‘Final
Data Category Assignments and
Confidentiality Determinations for Part
98 Reporting Elements’’ in Docket EPA–
HQ–OAR–2009–0924 and on EPA’s Web
site (see https://www.epa.gov/
climatechange/emissions/CBI.html).
5. Categorical Determinations for the
Direct Emitter Categories Unit/Process
Static Characteristics and Unit/Process
Operating Characteristics That Are Not
Inputs to Emission Equations
Comment: In the July 2010 CBI
proposals, we proposed that all the data
elements in the direct emitter categories
Unit/Process Static Characteristics that
are Not Inputs to Emission Equations
and Unit/Process Operating
Characteristics that are Not Inputs to
Emission Equations would be non-CBI.
In these proposals, we stated that the
disclosure of the data elements in these
data categories would be unlikely to
cause competitive harm and also noted
that some of the data elements were
already available from other public
sources. Several commenters expressed
concern that EPA had not fully
evaluated the potential harm of public
availability of some of the data elements
in these two categories and
recommended that we re-evaluate the
confidentiality determinations for these
data elements in these two data
categories. Some commenters disagreed
with our conclusion that much of the
data in these categories was already
publicly available through other
sources. Some commenters identified
specific data elements and provided
supporting rationale explaining why
they should be eligible for confidential
treatment. However, most commenters
provided only broad statements that did
not identify specific data elements or
provide detailed supporting rationale,
but instead expressed concern that
disclosure of data elements in these
categories could cause potential harm to
some reporters.
Response: In evaluating the comments
submitted, EPA determined that the
comments raised issues that warranted
additional consideration. Because many
of the comments did not specify the
data elements that were of concern, EPA
decided to re-evaluate each data
element in these two data categories to
ensure that concerns were fully
addressed. As a result of our reevaluation, EPA decided not to make
the proposed categorical determination
that all data elements in these two
categories are non-CBI and has
determined that some of the data
elements assigned to these data
categories are eligible for confidential
treatment. This decision was based on
new information collected by the
Agency and/or provided by
commenters. For the summary of the
comments and a detailed discussion of
the rationale for final determinations for
the data elements in these categories,
see Sections II.B.6 and II.B.7 of this
preamble.
6. Timing of the CBI Proposal
Comment: Several commenters
expressed concern regarding the timing
of the July 7, 2010 CBI proposal. These
commenters stated that EPA should
have addressed CBI in the April 10,
2009 proposal for the GHG Reporting
Rule (74 FR 16448). They asserted that
EPA’s decision not to address CBI in the
original proposal for the GHG Reporting
Rule negatively affected their ability to
properly evaluate Part 98 when it was
initially proposed. Some commenters
stated that they advocated for
calculation methods that relied on mass
balance equations because they believe
that the inputs to those equations would
be held confidential. Some commenters
asserted that they would have supported
third party verification had they known
that reported data would not be afforded
confidential treatment.
In certain circumstances, the CAA
allows parties to petition EPA to
reconsider aspects of newly enacted
regulations implementing the CAA.
Some industries petitioned EPA
regarding certain aspects of the Part 98
requirements. Some commenters stated
that EPA should have published the CBI
proposal before discussing these
petitions with industry and that EPA’s
decision not to do so prejudiced the
industries that participated in those
discussions.
Response: We disagree with
commenters who stated that they did
not have sufficient notice regarding
types of data that would be eligible for
confidential treatment because the CBI
issue was not addressed during the
April 10, 2009 proposal for the GHG
Reporting Rule. We also disagree with
commenters who suggested the timing
of the CBI proposal prejudiced those
reporters who entered into discussions
with EPA regarding petitions for
reconsideration of certain Part 98
requirements prior to the publication of
the July 2010 CBI proposals. We stated
in the preamble to the April 10, 2009
proposal that ‘‘emission data collected
under CAA sections 114 and 208 cannot
be considered CBI’’ (see 74 FR 16463,
April 10, 2009). EPA’s CBI regulations
define emission data at 40 CFR 2.301;
EPA used this definition to determine
which Part 98 data elements are
emission data and therefore not eligible
for confidential treatment pursuant to
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CAA section 114(c). For data that do not
meet the definition of emission data,
EPA considered the confidentiality
determination criteria at 40 CFR 2.208
to make the CBI determinations. Both
the emission data definition at 40 CFR
2.301 and the confidentiality
determination criteria at 40 CFR 2.208
have been part of EPA’s CBI regulations
since the regulations were first
promulgated in 1976. Furthermore, the
comments on the original Part 98
proposal received in 2009 indicate that
the commenters were aware that section
114(c) of the CAA requires that emission
data cannot be protected. As evidenced
by the comments, commenters were
aware 15 months before EPA’s
publication of the July 7, 2010 CBI
proposal that CAA section 114(c)
requires emission data to be made
publicly available (See 74 FR 56260 and
56287, October 30, 2009). Commenters
who entered into discussions with EPA
regarding petitions in 2010 would also
have been aware of CAA section 114(c)
at the time they made these agreements.
In light of EPA’s long-standing
regulatory provisions, we reject
commenters’ claim that they had
insufficient notice regarding EPA’s
approach to confidential treatment of
data or that reporters who entered into
settlement agreements were prejudiced.
EPA notes that many of the
commenters who expressed concern
with the timing of the CBI proposal
were primarily concerned with EPA’s
proposal that data in the Inputs to
Emissions Equations category would be
publicly available. As discussed in more
detail above, EPA is not finalizing in
this action the confidentiality status for
the data in the Inputs to Emission
Equations category. For additional
information on inputs to equations,
please see Section II.A.4 of this
preamble.
7. Extent To Which CEMS Can Be Used
to Reduce the Number of Data Elements
Disclosed to the Public
Comment: In the preamble to the July
7, 2010 CBI proposal, we noted that
facilities who choose to use continuous
emission monitoring systems (CEMS)
may have fewer CBI concerns. As these
facilities use CEMS to monitor
emissions, we observed that certain data
elements would not be used as inputs to
emission equations, which we had
proposed to be emission data and
therefore subject to disclosure under
CAA section 114(c). In addition,
facilities using CEMS would report
fewer data elements than those using
emission equations (75 FR 39109, July 7,
2010). In that preamble, we requested
comment on the extent to which CEMS
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could be used to relieve industry
concerns regarding public disclosure of
sensitive data. Several commenters
agreed that CEMS may be a viable
option for many sources because CEMS
for measuring CO2 emissions are readily
available. One commenter
recommended that EPA require CEMS
for reporters who want to withhold
sensitive data. However, other
commenters stated that using CEMS is
expensive and is not a cost-effective
approach for determining GHG
emissions. Some commenters argued
that CEMS would be a viable option
only for sources that have few emission
points because the costs of installing
and operating CEMS units on a large
number of stacks would be prohibitively
expensive. Other commenters argued
that Part 98 does not provide all source
categories an option to use CEMS to
measure GHG emissions and that CEMS
would not be technically achievable for
some industries. For example, some
commenters stated that CEMS would
not be technically feasible for the
fluorochemical industry because of
technical difficulties in designing a
CEMS for monitoring fluorinated GHG
emissions. These commenters argued
that CEMS used in the fluorochemical
industry would have to be able to detect
a wide variety of fluorinated GHGs and
would also have to withstand highly
corrosive operating conditions due to
the presence of hydrofluoric and
hydrochloric acid in the fluorochemical
process vent streams.
Some commenters noted that CEMS
could not be used to alleviate CBI
concerns for the 2010 reporting year
unless the sources had already installed
CEMS to measure GHG emissions as of
January 1, 2010. One commenter argued
that facilities selected their 2010
monitoring methods before EPA
proposed to make raw material and
other throughput information public.
This commenter recommended that EPA
delay reporting for at least one year to
allow facilities an opportunity to
purchase and install CEMS before
having to report their emissions.
Response: These comments relate to
data elements in the Inputs to Emission
Equations category, as the use of CEMS
reduces the number of data elements
necessary to be used as inputs to
emission calculations. Currently, 20 of
the 34 Part 98 subparts for direct
emitters provide an option to use CEMS
for determining CO2 emissions. In
addition, the Part 98 subparts for adipic
acid (subpart E) and nitric acid (subpart
V) allow facilities to petition EPA for
approval to use N2O CEMS. However, a
CEMS option for other GHGs, such as
CH4, SF6, and fluorinated GHGs, is not
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currently included in Part 98. EPA
agrees with commenters that CEMS may
not be practicable feasible at this time
for all sources covered by the reporting
rule, and therefore may not be an option
in all circumstances where a reporter is
concerned about the public disclosure
of data they consider sensitive. We also
recognize that many sources did not
elect to use CEMS during the 2010
reporting period and therefore would
not be able to use CEMS to mitigate
their CBI concerns for the 2010
reporting year. However, as noted in
Section II.A.4 of this preamble, EPA is
addressing these concerns through a
separate process. EPA has published an
Interim Final Rule that will defer
reporting of data elements in the Inputs
to Emission Equation data category for
the 2010 annual report (75 FR 81338,
December 27, 2010) and a proposal to
defer reporting of these data elements
until 2014 (75 FR 81350, December 27,
2010). EPA also issued a notice
announcing a call for information
soliciting additional information so that
EPA can adequately evaluate additional
monitoring and verification approaches
that would not use sensitive data
elements as Inputs to Emission
Equations (75 FR 81366, December 27,
2010).
8. Duration of Confidentiality Treatment
Comment: In the July 7, 2010 CBI
proposal, EPA requested comment on
whether there should be a time limit on
protection of data determined to be CBI.
A few commenters asserted that
confidential treatment of CBI should be
limited to a given period of time and
stated that EPA should use its authority
under 40 CFR 2.208(a) to disclose data
when disclosure would no longer cause
substantial harm to the reporters’
competitive position. These commenters
argued that not all of the data
determined to be CBI may warrant
permanent treatment as confidential.
Some commenters recommended that
EPA develop a process to establish the
duration of the confidential status of
each type of information. One
commenter recommended that CBI
status automatically lapse after two
years unless a reporter submits a request
to extend the duration of CBI protection
and makes a satisfactory showing that
disclosure of the data would cause
substantial harm to its competitive
position. This commenter suggested that
a two year period was a reasonable time
period because of the rate at which the
market changes.
However, most commenters stated
that CBI status should not be timelimited. Many stated that data
designated as CBI remain relevant and
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sensitive for many years after the
reporting year has passed and that its
disclosure at any time likely would
cause competitive harm to the reporting
entity. One commenter stated that
industry marketing trends play out over
long time frames and that competitors
value market, process, and production
data even after five or 10 years. One
commenter recommended that CBI data
remain protected as CBI for the life of
the reporting entity.
Response: In the July 7, 2010 CBI
proposal, we recognized that market
conditions change such that data once
considered CBI may become less
sensitive over time. Therefore, we
requested comment on whether there
were any particular Part 98 data
elements that would become less
sensitive over time, the amount of time
after which they would no longer be
sensitive, and the reason for the change
in the sensitivity of the data elements.
Although some commenters
recommended that confidentiality
determinations should be time limited,
the commenters did not provide
information that would provide
sufficient basis for EPA to limit the
determinations made in this action for
any particular data elements to a
specific period of time. Although a
commenter suggested that the
confidential treatment should expire
after two years, the commenter did not
provide any specific information on
what changes in market conditions after
this two year period would result in
data no longer satisfying the criteria for
confidential treatment. We note that
other CBI determinations made by EPA
are generally not time-limited.
Furthermore, today’s amendment to 40
CFR 2.301 (Special rules governing
certain information obtained under the
Clean Air Act) provides procedures for
EPA to modify a prior confidentiality
determination (see 40 CFR 2.301(d)(4))
should certain Part 98 data no longer be
entitled to confidential treatment
because of changes in the applicable law
or newly discovered or changed facts.
This provision reflects the requirements
in CBI regulations at 40 CFR 2.205(h) for
modifying prior determinations for
other information. We do not see a need
to establish a process different from that
which we had proposed for
declassifying CBI.
B. Direct Emitters
1. Major Changes to Determinations
We are finalizing our category
assignments for data elements in the
direct emitter subparts specified in
Section I.C of this preamble for 10 of the
11 direct emitter data categories and our
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confidentiality determinations for these
10 direct emitter data categories. As
discussed in Section II.A.4 of this
preamble, the confidentiality
determinations for the data elements in
the Inputs to Emission Equations
category are not being finalized in this
action. Further, as discussed in Section
II.A.5 of this preamble, for the Unit/
Process Static Characteristics that are
Not Inputs to Emission Equations and
the Unit/Process Operating
Characteristics categories that are Not
Inputs to Emission Equations, EPA is
making final confidentiality
determinations for each data element
within these categories, rather than
finalizing the category-wide
determinations proposed in the CBI
proposals.
The major changes since our CBI
proposals to the 10 direct emitter data
categories and the confidentiality
determinations finalized in this action
are summarized below.
• We have assigned certain data
elements for reporting process
emissions (i.e., the amount of GHG
generated by a production facility) at 40
CFR 98.76(a) and (b)(1), 40 CFR
98.166(a)(1) and (b)(1), and 40 CFR
98.196(a) and (b)(1) as follows for the
reasons specified in Section II.B.3 of
this preamble:
—For facilities that collect a portion of
the CO2 for use on site or for shipment
off site, the data elements for
reporting process emissions are
categorized in the Unit/Process
Operating Characteristics that are Not
used as Inputs to Emissions Equations
data category.
—For facilities that discharge all process
emissions to the atmosphere, the data
elements for reporting process
emissions are categorized in the
Emissions data category.
• We have added seven new data
elements to the Emissions category for
the reasons specified in Section II.B.3 of
this preamble. The data elements are as
follows:
—Annual emissions aggregated for all
GHGs from all applicable source
categories, expressed in metric tons of
CO2e calculated using Equation A–1
(reported under 40 CFR 98.3(c)(12)(i)).
—Annual emissions of biogenic CO2,
expressed in metric tons (excluding
biogenic CO2 emissions from part 75
units), aggregated for all applicable
source categories (reported under 40
CFR 98.3(c)(12)(ii)).
—Annual emissions from each
applicable source category, expressed
in metric tons of biogenic CO2
(excluding biogenic CO2 emissions
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from part 75 units (reported under 40
CFR 98.3(c)(12)(iii)(A)).
—Annual emissions from each
applicable source category, expressed
in metric tons of CO2 (including
biogenic CO2 emissions from 40 CFR
part 75 units and excluding biogenic
CO2 emissions from other non-part 75
units and other source categories)
(reported under 40 CFR
98.3(c)(12)(iii)(B)).
—Annual emissions from each
applicable source category, expressed
in metric tons of CH4 (reported under
40 CFR 98.3(c)(12)(iii)(C)).
—Annual emissions from each
applicable source category, expressed
in metric tons of N2O (reported under
40 CFR 98.3(c)(12)(iii)(D)).
—Annual emissions from each
applicable source category, expressed
in metric tons of each fluorinated
GHG (including those not listed in
Table A–1 to subpart A) (reported
under 40 CFR 98.3(c)(12)(iii)(E)).
• We have moved three data elements
from the Inputs to Emission Equations
category to the Emissions category for
the reasons specified in Section II.B.3 of
this preamble. The data elements are as
follows:
—Annual CO2 emissions from each wetprocess phosphoric acid process line
(reported under 40 CFR 98.266(f)(2)).
—Annual volumetric flow discharged to
the atmosphere from each process
vent (reported under 40 CFR
98.256(l)(5)).
—Annual average mole fraction of each
GHG above the concentration
threshold or otherwise required to be
reported (reported under 40 CFR
98.256(l)(5)).
• We have added one new data
element to the Calculation Methodology
and Methodological Tier category for
the reasons specified in Section II.B.4 of
this preamble. This data element
requires facilities to indicate whether
the annual volume of flare gas
combusted and the annual average
higher heating value of the flare gas
were determined using standard
conditions of 68 °F and 14.7 psia or 60
°F and 14.7 psia (reported under 40 CFR
98.256(e)(8).
• Although we proposed non-CBI
determinations for the Unit/Process
Static Characteristics that are Not Inputs
to Emission Equations data category, we
have made individual confidentiality
determinations for data elements in this
category in this final action.
• We have decided not to make final
confidentiality determinations for the
following 21 elements in the Unit/
Process Static Characteristics that are
Not Inputs to Emission Equations for the
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reasons described in Sections II.B.6 of
this preamble. These data elements are
as follows:
—The annual ferroalloy product
production capacity (reported under
40 CFR 98.116(a)).
—The annual lead product production
capacity reported by facilities using
CEMS (reported under 40 CFR
98.186(a)(2)).
—The annual lead product production
capacity for facilities not using CEMS
(reported under 40 CFR 98.186(b)(3)).
—The annual lead product production
capacity for each smelting furnace
reported by facilities not using CEMS
(reported under 40 CFR 98.186(b)(3)).
—The annual lime production capacity
(reported under 40 CFR
98.196(b)(15)).
—The type of nitric acid process
(reported under 40 CFR 98.226(k)).
—The maximum rated throughput
capacity of the catalytic cracking unit,
traditional fluid coking, or catalytic
reforming unit (reported under 40
CFR 98.256(f)(3)).
—The maximum rated throughput of the
sulfur recovery plant (reported under
40 CFR 98.256(h)(2)).
—The maximum rated throughput of
each coke calcining unit (reported
under 40 CFR 98.256(i)(2)).
—The annual phosphoric acid
permitted production capacity
(reported under 40 CFR 98.266(b)).
—The annual phosphoric acid
production capacity for each wetprocess phosphoric acid process line
(reported under 40 CFR 98.266(f)(3)).
—The annual production capacity of
silicon carbide reported by facilities
using CEMS (reported under 40 CFR
98.286(a)(3)).
—The annual production capacity of
silicon carbide reported by facilities
not using CEMS (reported under 40
CFR 98.286(b)(3)).
—The annual production capacity of
soda ash for each manufacturing line
reported by facilities using CEMS
(reported under 40 CFR 98.296(a)(3)).
—The annual production capacity of
soda ash reported by facilities not
using CEMS (reported under 40 CFR
98.296(b)(4)).
—The annual production capacity of
titanium dioxide reported by facilities
using CEMS (reported under 40 CFR
98.316(a)(4)).
—The annual production capacity of
titanium dioxide for each production
line reported by facilities not using
CEMS (reported under 40 CFR
98.316(b)(5)).
—The description of the gas collection
system at an underground coal mine
(reported under 40 CFR 98.326(q)).
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—The annual zinc product production
capacity reported by facilities using
CEMS (reported under 40 CFR
98.336(a)(1)).
—The annual zinc product production
capacity reported by facilities not
using CEMS (reported under 40 CFR
98.336(b)(2)).
—The description and/or diagram of the
industrial wastewater treatment
system (reported under 40 CFR
98.356(a)).
• We have added one new data
element to the Unit/Process Static
Characteristics Not used as Inputs to
Emission Equations category for the
reasons specified in Section II.B.6 of
this preamble. This data element
requires municipal landfills to report a
description of the aeration system used
at their landfill, including aeration
blower capacity (reported under 40 CFR
98.346(d)(1)) and is determined to be
non-CBI.
• We have moved one data element
from the Facility and Unit Identifier
Information category to the Unit/Process
Static Characteristics that are Not Inputs
to Emission Equations data category and
have made a determination that this
data element is non-CBI for the reasons
specified in Section II.B.6 of this
preamble. This data element requires
facilities to report the type of
combustion unit (reported under 40 CFR
98.36(b)(2)).
• We have moved 13 data elements
from Inputs to Emission Equations to
the Unit/Process Static Characteristics
that are Not Inputs to Emission
Equations category and made the
following determinations for the reasons
specified in Section II.B.6. These data
elements and the final determinations
are as follows:
—Number of abatement technologies
used at adipic acid production plants
(reported under 40 CFR 98.56(e)) is
not CBI.
—Number of cement kilns (reported
under 40 CFR 98.86(b)(4)) is not CBI.
—Total number of glass furnaces
(reported under 40 CFR 98.146(b)(8))
is not CBI.
—Total number of lead smelting
furnaces (reported under 40 CFR
98.186(b)(5)) is not CBI.
—Number of nitric acid trains (reported
under 40 CFR 98.226(f)) is not CBI.
—Number of wet-process phosphoric
acid lines (reported under 40 CFR
98.266(f)(7)) is not CBI.
—Number of separate chloride process
lines located at titanium dioxide
production facilities (reported under
40 CFR 98.316(b)(14) is not CBI.
—Number of Waelz kilns used for zinc
production (reported under 40 CFR
98.336(b)(4)) is not CBI.
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—Number of electrothermic furnaces
used for zinc production (reported
under 40 CFR 98.336(b)(5)) is not CBI.
—Total number of delayed coking units
(reported under 40 CFR 256(k)(3)) is
not CBI.
—The typical drum or vessel outage
(reported under 40 CFR 98.256(k)(3))
is CBI.
—The number of delayed coking drums
or vessels (reported under 40 CFR
98.256(k)(3)) is CBI.
—The number of delayed coking drums
in a set (reported under 40 CFR
98.256(k)(4)) is CBI.
• We have double listed five data
elements in the Unit/Process Static
Characteristics that are Not Inputs to
Emission Equations category and in the
Inputs to Emission Equations category.
For those reporters who do not use the
data elements in the specified
equations, the data elements are in the
Unit/Process Static Characteristics that
are Not Inputs to Emission Equations.
We have made the following
determinations and for the reasons
specified in Section II.B.6:
—Number and type of each source of
equipment leaks at petroleum
refineries when reported by facilities
not using Equation Y–21 to calculate
emissions (reported under 40 CFR
98.256(n)(3)) is not CBI.
—Year in which a closed municipal
landfill last accepted waste and year
an open municipal landfill expects to
close, where reported by landfills that
do not use Equation HH–3 (reported
under 40 CFR 98.346(a)) is not CBI.
—Capacity of the municipal landfill,
where reported by open landfills and
by closed landfills that do not use
Equation HH–3 (reported under 40
CFR 98.346(a)) is not CBI.
—Year in which a closed industrial
landfill last accepted waste and year
an open industrial landfills expects to
close, where reported by landfills that
do not use Equation TT–4 (reported
under 40 CFR 98.466(a)(3)) is not CBI.
—Capacity of the industrial landfill,
where reported by open landfills and
by closed landfills that do not use
Equation TT–4 (reported under 40
CFR 98.466(a)(4)) is not CBI.
• Although we proposed a non-CBI
determination for all data in the Unit/
Process Operating characteristics that
are not Inputs to Emission Equations
category, we have made individual
confidentiality determinations for the
data elements in this category in this
final action. Specifically, we have
determined that the following data
elements in this category qualify as CBI
as discussed in Section II.B.7 of this
preamble:
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—The reason for submitting a Best
Available Monitoring Methods
(BAMM) extension request (reported
under 40 CFR 98.3(d)(2)(ii)(C)).
—The reason why equipment was not or
could not be obtained and installed
during a planned shutdown between
October 30, 2009 and April 1, 2010 as
reported in a BAMM extension
request (reported under 40 CFR
98.3(d)(2)(ii)(E)).
—Planned installation date for
monitoring equipment as reported in
a BAMM extension request (reported
under 40 CFR 98.3(d)(2)(ii)(F)).
—The anticipated date on which a
facility applying for a BAMM
extension will begin using the
monitoring methods specified in Part
98 (reported under 40 CFR
98.3(d)(2)(ii)(F)).
—The sampling analysis results of
carbon content of feedstock as
determined from QA/QC supplier
data under 40 CFR 98.74(e) by
ammonia manufacturing facilities
(reported under 40 CFR 98.76(b)(6)).
—The mass fraction of each sample
analyzed for all tests used to verify
the carbonate-based mineral mass
fraction of raw materials charged to
glass manufacturing facilities
(reported under 40 CFR
98.146(b)(5)(iii)).
—The explanation of change greater
than 30 percent in a magnesium
production facility’s cover gas usage
rate (reported under 40 CFR
98.206(g)).
—The types of materials loaded that
have an equilibrium vapor phase
concentration of CH4 of 0.5 volume
per cent or greater (reported under 40
CFR 98.256(p)(2).
—The sampling analysis results for
carbon content of petroleum coke
consumed by a silicon carbide
production facility as determined for
QA/QC of data provided by raw
material suppliers (reported under 40
CFR 98.286(b)(7)).
—The sampling analysis results of
carbon content of petroleum coke
consumed by titanium dioxide
production facilities for QA/QC of
data provided by raw material
suppliers (reported under 40 CFR
98.316(b)(13)).
• We have added the following four
new data elements to the Unit/Process
Operating Characteristics that are Not
Inputs to Emission Equations category
and have also determined that these
data elements are not CBI for the
reasons specified in Section II.B.7 of
this preamble. The data elements are as
follows:
—Indication of whether active aeration
of the waste in the landfill was
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conducted during the reporting year
(reported under 40 CFR 98.346(d)(1)).
—Fraction of the landfill containing
waste affected by the aeration
(reported under 40 CFR 98.346(d)(1)).
—Total number of hours during the year
the aeration blower was operated
(reported under 40 CFR 98.346(d)(1)).
—Other factors used as a basis for the
selected methane correction factor
(MCF) value (reported under 40 CFR
98.346(d)(1)).
• We have moved 37 data elements
from the Inputs to Emission Equations
category to the Unit/Process Operating
Characteristics that are Not Inputs to
Emission Equations category for the
reasons specified in Section II.B.7 of
this preamble. A list of these data
elements is provided in the
memorandum ‘‘Final Data Category
Assignments and Confidentiality
Determinations for Part 98 Reporting
Elements’’ (see Docket EPA–HQ–OAR–
2009–0924 and the Web site (https://
www.epa.gov/climatechange/emissions/
ghgrulemaking.html). We have
determined that the following data
elements are CBI:
—Annual average value of the inlet air
flow rate reported by refineries (40
CFR 98.256(f)(8)).
—Annual average value of oxygenenriched air flow rate reported by
refineries (40 CFR 98.256(f)(8)).
—The average annual value of %Ooxy
reported by refineries (40 CFR
98.256(f)(8)).
—Annual average value of the inlet air
flow rate reported by refineries
(reported under 40 CFR 98.256(f)(9)).
—Annual average value of oxygenenriched air flow rate reported by
refineries (reported under 40 CFR
98.256(f)(9)).
—Annual average value of %N2oxy
reported by refineries (reported under
40 CFR 98.256(f)(9)).
—Number of regeneration cycles or
measurement periods during the
reporting year for each catalytic
cracking unit, traditional fluid coking
unit, and catalytic reforming unit
reported by refineries (reported under
40 CFR 98.256(f)(13)).
—Average coke burn-off quantity per
cycle or measurement period for each
catalytic cracking units, traditional
fluid coking units, and catalytic
reforming units reported by refineries
(reported under 40 CFR 98.256(f)(13)).
• We have decided not to make final
confidentiality determinations for the
following seven data elements in the
Unit/Process Operating Characteristics
that are Not Inputs to Emission
Equations for the reasons described in
Sections II.B.6 of this preamble. These
data elements are as follows:
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30795
—Annual average value of the exhaust
gas flow rate reported by refineries (40
CFR 98.256(f)(7)).
—Annual average value of %CO2
reported by refineries (40 CFR
98.256(f)(7)).
—Annual average value of %CO
reported by refineries (40 CFR
98.256(f)(7)).
—Annual average value of %O2
reported by refineries (40 CFR
98.256(f)(8)).
—Annual average value of %CO2
reported by refineries (40 CFR
98.256(f)(8)).
—Annual average value of %CO
reported by refineries (40 CFR
98.256(f)(8)).
—Annual average value of %N2 exhaust
reported by refineries (reported under
40 CFR 98.256(f)(9)).
• We have double listed six data
elements in the Unit/Process Operating
Characteristics that are Not Inputs to
Emission Equations category and in the
Inputs to Emission Equations category.
For those reporters who do not use the
data elements in the specified
equations, the data elements are in the
Unit/Process Operating Characteristics
that are Not Inputs to Emission
Equations and have the following
determinations for the reasons specified
in Section II.B.7 of this preamble:
—Annual volume of recycled tail gas (if
not used to calculate the recycling
correction factor (reported under 40
CFR 98.256(h)(5)) is CBI.
—Annual average mole fraction of
carbon in the tail gas (if not used to
calculate recycling correction factor)
(reported under 40 CFR 98.256(h)(5))
is CBI.
—Weekly average temperature at which
flow is measured for biogas collected
for destruction (if using daily
sampling) (reported under 40 CFR
356(d)(4)) is not CBI.
—Weekly average moisture content for
each week at which flow is measured
for biogas collected for destruction (if
using daily sampling) (reported under
40 CFR 356(d)(5)) is not CBI.
—Weekly average pressure for each
week at which flow is measured for
biogas collected for destruction (if
using daily sampling) (reported under
40 CFR 98.356(d)(6)) is not CBI.
—Surface area at the start of the
reporting year for the landfill sections
that contain waste and that are
associated with the selected cover
type for facilities that do not use a
landfill gas collection system
(reported under 40 CFR 98.466(e)(2))
is not CBI.
• We have moved seven data
elements from the Calculation
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Methodology and Methodological Tier
category to the Test and Calibration
Methods category for the reasons
specified in Section II.B.8 of this
preamble:
—The basis for the unit-specific factor
(i.e., select from average of multiple
source tests; single source test within
last 5 years; single source test more
than 5 years ago; source test of
identical unit at same facility) (40
CFR 98.256(i)(8)).
—The basis for the CO2 emission factor
used in Equation Y–16b (40 CFR
98.256(j)(8)).
—The basis for the carbon emission
factor used in Equation Y–16b (40
CFR 98.256(j)(8)).
—Indication of the measurement or
estimation method used for measuring
volumetric flow discharge for each
process vent (40 CFR 98.256(l)(5)).
—Indication of the measurement or
estimation method used for measuring
average mole fraction of each GHG for
each process vent (40 CFR
98.256(l)(5)).
—The basis for the CH4 emission factor
used (i.e., select from weekly or more
often measurements; Periodic (less
frequent than weekly) measurements;
average of multiple source tests; onetime source test; default factor) for
uncontrolled blowdown systems (40
CFR 98.256(m)(3)).
—Basis for the mole fraction of CH4 in
the vent gas from the unstabilized
crude oil storage tank (i.e.,
measurement of methane
composition; engineering estimate of
methane composition based on crude
composition; default) for storage tanks
that process unstabilized crude oil (40
CFR 98.256(o)(4)(vi)).
• We have moved two data elements
from the Inputs to Emission Equations
category to the Test and Calibration
Methods category for the reasons
specified in Section II.B.8 of this
preamble:
—Date of measurement of the
volumetric flow rate for each
ventilation monitoring point (40 CFR
98.326(f)).
—Date of measurement of methane
concentration for each ventilation
monitoring point (40 CFR 98.326(g)).
• We have moved three data elements
from the Inputs to Emission Equations
category to the Production/Throughput
Data that are Not Inputs to Emission
Equations for the reasons specified in
Section II.B.9 of this preamble:
—Annual quantity of petrochemicals
produced (40 CFR 98.246(a)(5)).
—Volume or mass of off-specification
product produced (40 CFR
98.246(a)(9)).
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—Monthly production of titanium
dioxide for each production process
(40 CFR 98.316(b)(8)).
• We have double listed two data
elements in the Production/Throughput
Data that are Not Inputs to Emission
Equations and in the Inputs to Emission
Equations category. For those reporters
who do not use the data elements in the
specified equations, the data elements
are in the Production/Throughput Data
that are Not Inputs to Emission
Equations and have the following
determinations for the reasons specified
in Section II.B.9 of this preamble:
—Cumulative volumetric biogas flow for
each week that biogas is collected for
destruction reported by wastewater
treatment facilities using daily
sampling (40 CFR 98.356(d)(2)).
—Weekly average CH4 concentration for
each week that biogas is collected for
destruction reported by wastewater
treatment facilities using daily
sampling (40 CFR 98.356(d)(3)).
• Although we had proposed that the
data element that requires reporting of
the annual quantity of CO2 captured for
use on site (40 CFR 98.196(b)(17)(i)) to
be in the Unit/Process Operating
Characteristics that are Not used as
Inputs to Emissions Equations Data
category, we have moved this data
element to the Production/Throughput
Data that are Not Inputs to Emission
Equations Data category for the reasons
specified in Section II.B.9 of this
preamble.
The rationale for these changes can be
found in Sections II.B.2 through II.B.10
of this preamble and in the ‘‘Proposed
Confidentiality Determinations and Data
Handling Procedures for Part 98 Data:
Responses to Public Comments’’
(available in the Docket EPA–HQ–OAR–
2009–0924 and on the Web site
(https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html).
A list of all the direct emitter data
elements and their category assignment
under this final action is provided, by
subpart and data category, in a
memorandum (see ‘‘Final Data Category
Assignments and Confidentiality
Determinations for Part 98 Reporting
Elements’’ in Docket EPA–HQ–OAR–
2009–0924) and on the Web site
(https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html).
2. Facility and Unit Identifier
Information Category
Comment: Only a few commenters
submitted comments on this data
category. The majority of those
providing comments agreed with EPA’s
proposed determination that the data
elements in this category are not eligible
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for confidential treatment because they
meet the definition of emission data in
40 CFR 2.301(a)(2)(i). One commenter
agreed with EPA’s determination that
the phrase ‘‘identity * * * of any
emission’’ in 40 CFR 2.301(a)(2)(i)(A)
refers not only to the names of the
pollutants being emitted, but also
includes other identifying information,
such as plant name, address, city, state,
zip code, emission point or device
description, and North American
Industry Classification System (NAICS)
code.
Although most commenters agreed
with the proposed determination for
this category, one commenter stated that
the customer meter number and
combustion unit identifiers reported in
accordance with 40 CFR 98.36(c)(1) and
(c)(3) should be held as confidential.
Response: The few commenters who
disagreed with our proposed
determination for this data category did
not provide any rationale or facts
explaining why the data in this category
do not meet the definition of emission
data at 40 CFR 2.301(a)(2)(i), as we
proposed in the July CBI proposal.
Rather, they claimed that the data
elements in this category are sensitive
and therefore, qualify as CBI. However,
CAA section 114(c) does not afford
confidential treatment to emission data,
even if they were CBI. In any case,
except for the comments discussed
below on certain specific data elements,
the commenters made general and
conclusory CBI claims; they did not
provide facts or rationales explaining
why any of the data elements in this
category are CBI. On the other hand, we
note that many of the data elements
assigned to the category are already
available to the public through other
sources. For example, the name and
location of a facility and descriptions of
emission units are included in
construction and operating permits (e.g.,
PSD and Title V permits).
With respect to the specific comment
on the customer meter number and
combustion unit identifiers that were
required under 40 CFR 98.36(c)(1) and
(c)(3) at the time of CBI proposal, these
data elements are no longer required to
be reported under 40 CFR part 98,
subpart C (see the amendments to this
subpart published in 75 FR 79092,
December 17, 2010). Therefore,
according to the comment, there is no
CBI concern.
3. Emissions Category
New Data Elements: In this final
action, we have added the following
seven new data elements to this data
category:
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• Annual emissions aggregated for all
GHGs from all applicable source
categories, expressed in metric tons of
CO2e calculated using Equation A–1
(reported under 40 CFR 98.3(c)(12)(i)).
• Annual emissions of biogenic CO2,
expressed in metric tons (excluding
biogenic CO2 emissions from part 75
units), aggregated for all applicable
source categories (reported under 40
CFR 98.3(c)(12)(ii)).
• Annual emissions from each
applicable source category, expressed in
metric tons of biogenic CO2 (excluding
biogenic CO2 emissions from 40 CFR
part 75 units (reported under 40 CFR
98.3(c)(12)(iii)(A)).
• Annual emissions from each
applicable source category, expressed in
metric tons of CO2 (including biogenic
CO2 emissions from 40 CFR part 75
units and excluding biogenic CO2
emissions from other non-part 75 units
and other source categories) (reported
under 40 CFR 98.3(c)(12)(iii)(B)).
• Annual emissions from each
applicable source category, expressed in
metric tons of CH4 (reported under 40
CFR 98.3(c)(12)(iii)(C)).
• Annual emissions from each
applicable source category, expressed in
metric tons of N2O (reported under 40
CFR 98.3(c)(12)(iii)(D)).
• Annual emissions from each
applicable source category, expressed in
metric tons of each fluorinated GHG
(including those not listed in Table A–
1 of subpart A) (reported under 40 CFR
98.3(c)(12)(iii)(E)).
These new data elements were added
to subpart A by the amendments
published on December 17, 2010 (75 FR
79092) and were not included in the
July 2010 CBI proposals. The new data
elements require the reporting of GHG
emissions data for combustion units,
which are the same type of data as all
the other data elements in the Emissions
category. Because the CBI proposals
addressed the same type of data
elements, we do not see a need to
propose confidentiality determination
for these new data elements before
taking final action. We conclude that it
is appropriate to include these seven
data elements in this data category and
finalize their confidentiality
determinations as part of this data
category in this action.
Moved Data Elements: In this final
action, we have moved the following
data elements to the Emissions category
from the Inputs to Emission Equations
category:
• Annual CO2 emissions from each
wet-process phosphoric acid process
line (reported under 40 CFR
98.266(f)(2)).
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• Annual volumetric flow discharged
to the atmosphere from each process
vent (reported under 40 CFR
98.256(l)(5)).
• Annual average mole fraction of
each GHG above the concentration
threshold or otherwise required to be
reported (reported under 40 CFR
98.256(l)(5)).
These data elements require the
reporting of GHG emissions or
information about the rate or
concentration of GHG emissions into the
atmosphere from phosphoric acid
manufacturing plants and process vents
at petroleum refineries. These data
elements were inadvertently placed in
the Inputs to Emission Equations
category in the July 7, 2010 CBI
proposal and have been moved to this
category because they are the same type
of data (i.e. information regarding the
quantity and characteristics of GHG
emissions) as all the other data elements
in the Emissions category. Because these
data elements are the same type of data
as the other elements in this category,
we have concluded that the emission
data determination applied to this
category also applies to these three data
elements and finalize this determination
in this action.
Comment: In the July 7, 2010 CBI
proposal, EPA proposed that the data
elements in this data category would not
be eligible for confidential treatment
because they met the definition of
emission data in 40 CFR 2.301(a)(2)(i).
Most commenters agreed with this
proposed determination. Some
commenters noted that this type of
information is often reported to EPA
and State and local agencies by facilities
as part of compliance certification and
deviation reports and is made available
to the public in annual emission
inventories. Some commenters noted
that information about emissions is not
sensitive, and others argued that
disclosure of GHG emissions is critical
to furthering public understanding of
the sources of GHG emissions and to
enabling stakeholder participation in
the critique and analysis of any future
GHG rulemaking.
Although many commenters
supported the disclosure of GHG
emission data and agreed that these data
meet the definition of emission data,
some commenters expressed concern
that the disclosure of emissions data for
individual process lines or units would
cause competitive harm to their
businesses. These commenters were
concerned that emissions information
could be used to calculate other data
they consider to be sensitive and would
harm their competitive position. For
example, some commenters
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30797
recommended that the annual CO2
process emissions for units should be
held as confidential because they
claimed that it may be used to
determine sensitive information about
manufacturing capacities and material
throughouts.
A few commenters noted that some
data elements included in this data
category do not meet the definition of
emission data because some of the CO2
generated by a process are collected and
therefore, not emitted to the
atmosphere. In particular, these
commenters noted that the annual CO2
process emissions reported by ammonia
production plants (see 40 CFR
98.76(b)(1)) may include CO2 that is not
released to the atmosphere because
some ammonia plants collect CO2 for
use in other processes (e.g., production
of urea). Some commenters
recommended that process emissions
should be held confidential because
such data might be used to determine
sensitive information about
manufacturing capacities and material
throughput.
Response: EPA learned from some
commenters that in certain situations
some of the CO2 generated by a process
are collected and either used onsite
(e.g., urea manufacture) or transferred
off site. In three subparts,5 the CO2 that
is collected is reported as ‘‘CO2 process
emissions.’’ In those few situations
where a reporter collects a portion of the
CO2 generated by a process, EPA agrees
that the following data elements 40 CFR
98.76(a) and(b)(1), 40 CFR 98.166(a) and
(b)(1), and 40 CFR 98.196(a) and (b)(1)
do not reflect the emissions ‘‘which has
been emitted by the source’’ and
therefore do not meet the definition of
emission data in 40 CFR 2.301(a)(2)(i).
In these limited situations, the data
element is assigned in this final action
to the data category Unit/Process
Operating Characteristics that are Not
Inputs to Emission Equations and is
determined to be non-CBI.6 However,
for those facilities where a reporter does
not collect the CO2 generated by a
process such that the CO2 is emitted
into the atmosphere, the data element
remains in the Emissions Data Category.
As described above, some
commenters expressed concern with our
proposed determination, because they
claimed that some of the data elements
in this category are sensitive business
information the disclosure of which
could cause competitive business harm.
5 40 CFR part 98, subpart G (Ammonia
Manufacturing), subpart P (Hydrogen Production),
and subpart S (Lime Manufacturing).
6 Please see Section II.B.8 for the discussion on
the confidentiality determination for these data
elements.
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However, these commenters did not
provide any rationale or facts explaining
why the data in this category do not
meet the definition of emission data at
40 CFR 2.301(a)(2)(i), as we proposed in
the July CBI proposal. Rather, they
claimed that the data elements in this
category are sensitive and therefore,
qualify as CBI. However, CAA section
114(c) does not afford confidential
treatment to emission data, even if they
were sensitive. On the other hand, we
note that data elements similar to the
data elements included in this category
are available to the public through other
sources. For example, unit level
emissions of certain pollutants are
available through the National
Emissions Inventory. We therefore
conclude that our proposed
determination for this data category is
appropriate and finalize that
determination in this action.
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4. Calculation Methodology and
Methodological Tier Category
New Data Elements: EPA has added
one new data element to this data
category. This new data element
requires refineries to indicate whether
the annual volume of flare gas
combusted and the annual average
higher heating value of the flare gas
were determined using standard
conditions of 68 °F and 14.7 psia or the
alternative conditions of 60 °F and 14.7
psia (reported under 40 CFR
98.256(e)(8)). This data element is used
to determine which of the two possible
values of the molar volume conversion
factor should be used as an input to the
emission equation and therefore is used
to determine the correct methodology
for calculating emissions. Although this
new data element was added to Part 98
after the July 2010 CBI proposals and
therefore not included in the CBI
proposals (see 75 FR 79092, December
17, 2010), it is the same in type and
characteristics to other data elements
assigned to this category and for which
confidentiality determination was
proposed in the CBI proposals (e.g.,
temperature at which gaseous feedstock
and volumes were determined (reported
under 40 CFR 98.246(a)(4) and type of
fuel combusted (reported under 40 CFR
98.36(b)(4)). Because the CBI proposals
addressed the same type of data
elements, we do not see a need to
propose confidentiality determination
for this new data element before taking
final action. We therefore conclude that
it is appropriate to assign this data
element to this data category and
finalize its confidentiality determination
as part of this data category in this
action.
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Comment: In the July 7, 2010 CBI
proposal, EPA proposed that the data in
this category meet the definition of
emission data at 40 CFR 2.301(a)(2)(i)
and therefore, are not eligible for
confidential treatment. Several
commenters agreed that the data
elements in this data category are not
entitled to confidential treatment. Some
commenters stated that the information
was not sensitive or proprietary. One
commenter noted that this type of
information is provided in compliance
certifications under other regulations.
However, other commenters disagreed
with EPA’s proposed determination for
this data category. Some commenters
stated that the methodology used by a
reporting facility to calculate its GHG
emissions was sensitive and should be
considered confidential. Others believed
that the capacity of a combustion unit
(reported under 40 CFR part 98, subpart
C and used to determine the appropriate
Tier for calculating CO2, N2O and CH4
emissions from combustion units) can
be used by competitors to assess
production capabilities and derive
market strategies that would cause
competitive harm to the reporter if
disclosed to the public. Some
commenters stated that the type of fuel
used (reported under 40 CFR part 98,
subpart C and used to determine the
appropriate Tier for calculating CO2,
N2O and CH4 emissions from
combustion units) is proprietary
information that could be used to
determine cost structure. One
commenter stated that some facilities
use unconventional fuels in their
process and that the use of these fuels
is not known by their competitors. This
commenter argued that the use of these
unconventional fuels represents a key
competitive advantage for such facilities
and should be considered CBI.
One commenter stated that certain
data reported under 40 CFR part 98,
subpart TT (Industrial landfills),
including the types of materials in each
waste stream and the method for
estimating historical waste disposal
quantities would allow a competitor to
determine process-specific information,
such as production quantities, that
would be harmful to the competitive
position of reporters.
Response: As described in Section
II.C.5 of the preamble to the July 7, 2010
CBI proposal, the data elements in the
Calculation Methodology and
Methodological Tier category consist of
the methodology and other information,
such as unit capacity and fuel type, that
are necessary to determine that the
emissions were calculated using an
appropriate methodology. EPA therefore
proposed to determine that the data
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elements in this category meet the
definition of emission data at 40 CFR
2.301(a)(2)(i). Although some
commenters argued that the data
elements in this category are sensitive,
none claimed nor provided information
that these data elements do not meet the
definition of emission data in 40 CFR
2.301(a)(2)(i).
Further, the type of fuel required to be
reported is generic information that
would not reveal specific information
about the composition of the fuel. For
example, a facility that burns waste
process gases from a manufacturing
process is required to report only that
they combust ‘‘off-gas.’’ Similarly, the
maximum capacity of a combustion unit
is already publicly available from other
sources (e.g., Title V permits). Further,
we disagree with the commenter who
stated that the types of materials in each
waste stream and the method for
estimating historical waste disposal
quantities reported under 40 CFR part
98, subpart TT (Industrial Landfills) are
sensitive or proprietary. To estimate the
historical amount of waste sent to an
industrial landfill, facilities select one of
the methods specified in the rule. The
methods include direct measurement of
the waste and an alternative estimation
method for use by reporters who do not
have measurement records of the waste
disposed. The method used by the
reporter does not disclose any
information about the design or
operating characteristics of production
processes, historical production
volumes, or any other productionrelated information. For the types of
materials in each waste stream, facilities
select from the generic list of waste
types specified in the rule under Table
TT–1, an approach that does not reveal
any proprietary or sensitive information
about a process.
5. Data Elements Reported for Periods of
Missing Data That Are Not Inputs to
Emission Equations Category
Comment: Many commenters on this
data category agreed with EPA’s
proposed determination that the data
elements meet the definition of
emission data in 40 CFR 2.301(a)(2)(i)
and therefore do not qualify for
confidential treatment. One commenter
stated that the data elements in this
category should be public because poor
equipment operation, failure to collect
required data, and other factors
undermine the availability of accurate
and complete emissions data. Other
commenters agreed that the method
used to calculate substitute values
should be publicly available and noted
that protocols for determining substitute
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values are often included in State and
local regulations.
However, other commenters argued
that the method used to estimate the
missing data constitutes sensitive
business information, while others
asserted that the time period over which
data is missing is sensitive. Another
commenter stated that detailed
discussions of what data were missing,
why they were missing, and how a
facility generated substitute values
provide insight into a facility’s
underlying process operations and
therefore should be handled as CBI.
Response: Although some
commenters disagreed with EPA’s
proposed determination that the data
elements in this data category are
emission data, none of the commenters
provided rationale for how the data in
this category does not meet the
definition of emission data or any
information to refute or alter EPA’s
assessment that the data elements in
this category are needed to determine
whether a reasonable methodology was
used to determine substitute values, and
whether the annual GHG emissions are
correctly calculated, thus qualifying
these data as emission data under 40
CFR 2.301(a)(2)(i). This data category
includes data elements that indicate the
overall quality and reliability of the
reported GHG emissions, such as the
number of times substitute values are
used, reasons for using substitute
values, and the method used to
determine a substitute value. For
reasons described above and in Section
II.C.6 of the proposal preamble (75 FR
39094, July 7, 2010), EPA has
determined in this final action, that the
data elements in this data category are
necessary to determine the amount of
reported emissions and therefore qualify
as emission data under 40 CFR
2.301(a)(2)(i).
6. Unit/Process Static Characteristics
That Are Not Inputs to Emissions
Equations Category
New Data Elements: EPA has added
one new data element to this data
category. This data element requires
municipal landfills to report a
description of the aeration systems used
at their landfills, including the aeration
blower capacity (reported under 40 CFR
98.346(d)(1)). This new data element
was added to subpart HH by the
amendments published on October 28,
2010 (75 FR 66434) and was not
included in the July 2010 CBI proposals.
This data element is the same type of
data as other data elements included in
this category in the CBI proposals (e.g.,
description of the landfill gas collection
system (reported under 40 CFR
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98.346(i)(7)). For the same reasons set
forth below and in Section II.C.7 of the
July 7, 2010 CBI proposal (see 75 FR
39111) for the same types of data in this
category, we have determined that this
data element is not CBI. Specifically,
this data element would provide only
general, non-sensitive, information (e.g.,
such as the blower capacity for aeration
system); such general information
would not reveal the mechanics or any
innovative aspects of the system’s
design and operation that might be
considered as trade secret or CBI.
Moved and Double-Listed Data
Elements: EPA reassigned one data
element from the Facility and Unit
Identifier Information category and 13
data elements from the Inputs to
Emission Equations category to this data
category. EPA has also double-listed 7
five data elements in both the Inputs to
Emission Equations category and this
category. These data elements are listed
in Section II.B.1 of this preamble and
share the same characteristics as those
data elements previously assigned to the
Unit/Process Static Characteristics that
are not Inputs to Emission Equations
category in the July 2010 CBI proposals.
Specifically, they consist of operating
characteristics that do not change over
time that are not used as inputs to
emission equations. As with other data
elements in this category, none of the 19
data elements added to this data
category meet the definition of emission
data at 40 CFR 2.301(a)(2)(i)(A) because
they are not ‘‘* * * information
necessary to determine the identity,
amount, frequency, concentration, or
other characteristics (to the extent
related to air quality) of any emission
which has been emitted by the source
* * *’’ As explained in more detail
below, in response to comments, EPA
re-evaluated the data elements in this
data category and concluded that the
proposed categorical determination of
non-CBI may not be appropriate for all
the data elements in this category. Based
on the comments and EPA’s reevaluation, EPA concluded that three of
the 19 data elements moved to this data
category are entitled to confidential
treatment. The three data elements
determined to be CBI in this action are:
• The typical drum or vessel outage
(40 CFR 98.256(k)(3));
• The total number of delayed coking
drums or vessels (40 CFR 98.256(k)(3));
and
• The number of delayed coking
drums in the set (40 CFR 98.256(k)(4)).
7 For those reporters who do not use the data
elements in the equations specified in Section II.B.1
of this preamble, the data elements are in the Unit/
Process Static Characteristics that are Not Inputs to
Emission Equations.
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These data elements can be used by
competitors to determine the actual raw
material input to a delayed coking unit
and would provide insight into
innovative operating practices that are
considered sensitive by the reporter
because they provide the reporter with
a competitive advantage over other
refineries. For example, changes in
operating practices can produce
increases in production capacity
without adding new drums/vessels.
Further, comments from refineries
indicate that they consider these data
elements to be sensitive and take
precautions to ensure this information is
not made public. We are also not aware
of any public sources for these data
elements. For the reasons described
above, we conclude that these three data
elements are CBI.
With respect to the remaining 16 data
elements that are reassigned to this data
category, most include the number of
emission units, production lines, or
abatement devices (e.g., number of
cement kilns reported by facilities not
using CEMS, number of nitric acid
trains) or descriptions of the units (see
Section II.B.1 of this preamble for the
list of reassigned data elements). They
also include the year in which a landfill
closed (reported under 40 CFR 98.346(a)
by closed municipal landfills that do
not use Equation HH–3 to calculate
emissions and 40 CFR 98.466(a)(3) by
closed industrial landfills not using
Equation TT–4), an estimate of the year
in which an open landfill expects to
close (reported under 40 CFR 98.346(a)
by open municipal landfills and 40 CFR
98.466(a)(3) by open industrial
landfills), capacity of municipal and
industrial landfills (reported under 40
CFR 98.346(a) by closed municipal
landfills not using Equation HH–3 and
by all open municipal landfills; and 40
CFR 98.466(a)(4) by closed industrial
landfills not using Equation TT–4 to
calculate emissions and by all open
industrial landfills). These data
elements have been moved to this
category because they are the same type
of data as many other data elements
already assigned to this data category
(e.g., number of cement kilns reported
by facilities using CEMS, reported under
40 CFR 98.86(a)(3)). For the reasons
discussed in more detail in Section
II.C.7 of the July 7, 2010 CBI proposal
(see 75 FR 39111), EPA has concluded
the disclosure of these data elements is
unlikely to cause competitive harm.
These data elements do not provide
insight into current production rates,
raw material consumption, or other
information that competitors could use
to discern market share and other
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sensitive information. The number of
production units and control devices,
general information regarding the type
of combustion unit (e.g., whether the
unit is a boiler, flare, internal
combustion engine, process heater, etc.),
the design capacity of a landfill, and
dates of closure or expected closure
constitute general information that is
already available to the public through
other sources (e.g., Title V operating
permits). Although only general
information regarding the type of
combustion unit is available in permits,
detailed information on the type of
combustion devices is available from
other public sources, (e.g., National
Emissions Inventory).
Comment: This data category
primarily includes information about
the number and capacity of process
lines and production units, though it
also includes a few unique data
elements that require reporting of the
specific type of unit or descriptions of
processes. Some commenters agreed
with EPA’s determination that the data
in this category is not CBI because it is
either already available to the public
through other sources (e.g., Title V
permits, NEI) or is not likely to cause
competitive harm if made available.
However, several commenters expressed
concern that competitors could use
some data elements in this category
(e.g., number and capacity of production
units/process lines), in combination
with other data to infer information
about individual facilities, potentially
causing reporters competitive harm. In
particular, some commenters were
concerned that capacity information,
such as the annual capacity of process
line or production unit, could be used
to determine whether a competitor has
available capacity to expand production
to meet increased market demand.
These commenters argued that a
competitor could use this information,
in combination with actual production
data, to develop market strategies that
would be harmful to a reporter. Some
commenters recommended that EPA
allow reporters to make individual caseby-case CBI claims for data elements in
this data category.
Response: The commenters raised a
concern that the proposed non-CBI
determination may not be appropriate
for certain data elements in this
category. Note that EPA did not receive
comments specific to the data elements
in this category objecting to our
proposed determination that the data
elements in this category do not meet
the definition of emission data because
none of the data elements are inputs to
equations/calculation methods or
information otherwise needed to
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calculate or determine emissions. We
therefore conclude that the proposed
determination was appropriate in this
regard and finalize in this action our
determination that the data elements in
this category are not emission data
under 40 CFR 2.301(a)(2)(i).
In response to the comments that a
non-CBI determination for this category
was not appropriate, EPA decided to reevaluate each data element assigned to
this data category to determine if the
proposed determination applies. As part
of this process, EPA reviewed public
comments regarding specific data
elements, conducted additional reviews
of alternative public sources (e.g., Title
V permits, NEI databases) and reevaluated whether public availability of
each data element would be likely to
cause harm to the competitive position
of the reporter. Through this process, we
have determined that only three of the
data elements assigned to the Unit/
Process Static Characteristics category
are eligible for confidential treatment.
• The typical drum or vessel outage
(40 CFR 98.256(k)(3));
• The total number of delayed coking
drums or vessels (40 CFR 98.256(k)(3));
and
• The number of delayed coking
drums in the set (40 CFR 98.256(k)(4)).
These three data elements were added
to this category in this final action. For
the explanation of why these data
elements are determined to be CBI,
please see the discussion of moved and
double-listed data elements listed above
for Section II.B.6.
Based on our review, EPA has
decided not to make a final
determination for the following 21 data
elements in this data category:
• The annual ferroalloy product
production capacity (reported under 40
CFR 98.116(a)).
• The annual lead product
production capacity reported by
facilities using CEMS (reported under
40 CFR 98.186(a)(2)).
• The annual lead product
production capacity for facilities not
using CEMS (reported under 40 CFR
98.186(b)(3)).
• The annual lead product
production capacity for each smelting
furnace reported by facilities not using
CEMS (reported under 40 CFR
98.186(b)(3)).
• The annual lime production
capacity (reported under 40 CFR
98.196(b)(15)).
• The type of nitric acid process
(reported under 40 CFR 98.226(k)).
• The maximum rated throughput
capacity of the catalytic cracking unit,
traditional fluid coking, or catalytic
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reforming unit (reported under 40 CFR
98.256(f)(3)).
• The maximum rated throughput of
the sulfur recovery plant (reported
under 40 CFR 98.256(h)(2)).
• The maximum rated throughput of
each coke calcining unit (reported under
40 CFR 98.256(i)(2)).
• The annual phosphoric acid
permitted production capacity (reported
under 40 CFR 98.266(b)).
• The annual phosphoric acid
production capacity for each wetprocess phosphoric acid process line
(reported under 40 CFR 98.266(f)(3)).
• The annual production capacity of
silicon carbide reported by facilities
using CEMS (reported under 40 CFR
98.286(a)(3)).
• The annual production capacity of
silicon carbide reported by facilities not
using CEMS (reported under 40 CFR
98.286(b)(3)).
• The annual production capacity of
soda ash for each manufacturing line
reported by facilities using CEMS
(reported under 40 CFR 98.296(a)(3)).
• The annual production capacity of
soda ash reported by facilities not using
CEMS (reported under 40 CFR
98.296(b)(4)).
• The annual production capacity of
titanium dioxide reported by facilities
using CEMS (reported under 40 CFR
98.316(a)(4)).
• The annual production capacity of
titanium dioxide for each production
line reported by facilities not using
CEMS (reported under 40 CFR
98.316(b)(5)).
• The description of the gas
collection system at an underground
coal mine (reported under 40 CFR
98.326(q)).
• The annual zinc product
production capacity reported by
facilities using CEMS (reported under
40 CFR 98.336(a)(1)).
• The annual zinc product
production capacity reported by
facilities not using CEMS (reported
under 40 CFR 98.336(b)(2)).
• Description or diagram of the
reporter’s industrial wastewater
treatment system reported by facilities
subject to subpart II (reported under 40
CFR 98.356(a)).
For the reasons explained below, we
have decided not to make a CBI
determination for these data elements.
Many of these data elements require
facilities to report the maximum
production capacity of the facility or
process line. In the July 2010 CBI
proposals, we proposed that capacity
data would be not entitled to CBI
protection because we believed capacity
data to be readily available from other
public sources (e.g., permits, trade and
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government publications). We received
a number of comments that capacity
data may not be readily available for all
sources and claims that capacity
information is competitively sensitive.
EPA reviewed the available capacity
information and determined that the
situation may vary for individual
facilities. While the capacity data
elements listed above are generally
publicly available, there may be
facilities where this data is not public.
Further, the information publicly
available for facilities may not
necessarily be the same as the data
elements required under Part 98. We
therefore decided not to make a
confidentiality determination for the
data elements on capacity listed above
at this time.
Similarly, we decided not to make
determinations for the type of nitric acid
production process (reported under 40
CFR 98.226(k), description of the gas
collection system at an underground
coal mine (reported under 40 CFR
98.326(q)), and description of the
wastewater treatment system (reported
under 40 CFR 98.356(a)). We consider it
unlikely that most reporters would
consider the type of nitric acid
production process, description of
wastewater treatment facility or the gas
collection system at an underground
coal mine to be sensitive. However, we
can envision reporters submitting more
detailed information than anticipated
that would provide specific details on
the operation of their facility that would
be considered sensitive. For example, 40
CFR 98.326(q) requires reporters to
submit a description of the gas
collection system at an underground
coal mine. If reporters submitted
detailed diagrams of their facilities these
diagrams may contain information that
is proprietary or sensitive or may
provide insight into other production
processes. EPA is also not aware of any
public sources of these data. Therefore,
although we believe it is unlikely that
these data elements would cause
competitive harm, EPA has decided not
to make determinations for these data
elements at this time.
Except for the data elements
discussed above, we have determined
that all other data elements in this data
category are not CBI for the same
reasons we set forth in Section II.C.7 of
the July 7, 2010 CBI proposal (see 75 FR
39111). We disagree with commenters
who recommended that the number of
process lines or units be held
confidential because their disclosure
would be likely to cause competitive
harm. This information is generally
included in both construction and Title
V operating permits as well as in permit
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applications and permit fact sheets and
is therefore already publicly available.
Permits include requirements or limits
for each specific unit or process line.
Because the number of production units
is already publicly available, these data
elements do not qualify for confidential
treatment (see 40 CFR 2.208(c)).
7. Unit/Process Operating
Characteristics Category That Are Not
Inputs to Emission Equations
New Data Elements: EPA has added
four new data elements to this data
category (see Section II.B.1 of this
preamble for a list of the new data
elements). The new data elements are
reported by municipal landfills that use
an alternative methane correction factor
instead of the default factor provided in
40 CFR part 98, subpart HH. The data
elements consist of information on the
operation of aeration systems at the
landfill, such as the number of hours it
was operated and the fraction of the
landfill subject to aeration. These new
data elements were added to subpart HH
by the amendments published on
October 28, 2010 (75 FR 66434) and
were not included in the July 2010 CBI
proposals. These data elements are the
same type of data as other data elements
included in this category in the July
2010 CBI proposals (e.g., the type of
cover material used and the surface area
of the landfill (reported under 40 CFR
98.346(f)). Like these other data
elements in this category, the four data
elements at issue provide general
information about the operation of a
municipal landfill; such information
does not reveal any trade secrets or
other sensitive business information
regarding the design or operation of an
aeration system or the landfill. Further,
this type of data on landfills is generally
already publicly available from the
municipalities operating landfills. We
have therefore concluded that the
release of this data will not cause
substantial competitive harm to the
reporter and are finalizing our
determination that these data elements
are non-CBI in this action.
Moved and Double-Listed Data
Elements: In response to comments
stating that CO2 generated by a process
is not actual emissions if a portion of
the CO2 is collected, EPA has added six
data elements to this data category
under certain conditions. Specifically,
the data elements for reporting the total
CO2 generated by a process under three
subparts are added to this category only
for those facilities that collect a portion
of the CO2 for use on site or for
shipment off site. We are including
these data elements in the Unit/Process
Operating Characteristics that are Not
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Used as Inputs to Emission Equations
Data Category, because these data
elements relate to operating
characteristics of a production process
that may vary over time. As with the
other data elements in this category,
they do not meet the definition of
emission data at 40 CFR
2.301(a)(2)(i)(A). As discussed in more
detail below in this subsection, we
received comments that the proposed
category-based non-CBI determination
may not be appropriate for all the data
elements assigned to this category and,
in response, we reviewed individual
data elements assigned to this data
category to determine whether the
proposed determination applies. For
reporters who collect the generated CO2
by a process, we determined that the
data element on the amount of CO2 is
not CBI. Public availability of the data
is not likely to cause substantial harm
to the competitive position of the
reporter because the data reported is the
GHG generated by the industrial process
and does not reveal any sensitive
information on how much of the GHG
generated was collected, how much of
the collected GHG was used onsite (e.g.,
for urea production or sugar refining), or
how much was transferred off site. As
described in Section II.A.4 of this
preamble, EPA moved 37 data elements
that were improperly placed in the
Inputs to Emission Equations category
in the July 2010 CBI proposals. EPA also
double-listed8 six data elements in both
the Inputs to Emission Equations
category and the Unit/Process Operating
Characteristics that are Not Inputs to
Emission Equations category. These 43
data elements share the same
characteristics as those data elements
previously assigned to the Unit/Process
Operating Characteristics that are not
Inputs to Emission Equations category
in the July 2010 CBI proposals.
Specifically, they consist of operating
parameters that change over time that
are not used as inputs to emission
equations. For a list of the reassigned
data elements, see the memorandum
‘‘Final Data Category Assignments and
Confidentiality Determinations for Part
98 Reporting Elements’’ (see Docket
EPA–HQ–OAR–2009–0924 and the Web
site, https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html). As
discussed in more detail below in this
subsection, we received comments that
the proposed category-based non-CBI
determination may not be appropriate
8 For those reporters who do not use the data
elements in the specified equations in Section II.B.1
of this preamble, the data elements are in the Unit/
Process Operating Characteristics that are Not
Inputs to Emission Equations category.
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for all the data elements assigned to this
category and, in response, we reviewed
individual data elements assigned to
this data category to determine whether
the proposed determination applies.
Based on our review, we determined
that 10 of the 43 data elements are
entitled to confidential treatment. The
10 data elements determined to be CBI
are as follows:
• Annual average value of the inlet
air flow rate reported by refineries (40
CFR 98.256(f)(8)).
• Annual average value of oxygenenriched air flow rate reported by
refineries (40 CFR 98.256(f)(8)).
• Annual average value of %Ooxy
reported by refineries (40 CFR
98.256(f)(8)).
• Annual average value of the inlet
air flow rate reported by refineries (40
CFR 98.256(f)(9)).
• Annual average value of oxygenenriched air flow rate reported by
refineries (40 CFR 98.256(f)(9)).
• Annual average value of %N2,oxy
reported by refineries (40 CFR
98.256(f)(9)).
• Number of regeneration cycles or
measurement periods during the
reporting year for each catalytic
cracking unit, traditional fluid coking
unit, and catalytic reforming unit
reported by refineries (40 CFR
98.256(f)(13).
• Average coke burn-off quantity per
cycle or measurement period for each
catalytic cracking unit, traditional fluid
coking unit, and catalytic reforming unit
reported by refineries (40 CFR
98.256(f)(13)).
• Annual volume of recycled tail gas
(if not used to calculate the recycling
correction factor) (reported under 40
CFR 98.256(h)(5)).
• Annual average mole fraction of
carbon in the tail gas (if not used to
calculate recycling correction factor)
(reported under 40 CFR 98.256(h)(5)).
As with the other data elements in
this category, none of these 10 data
elements meet the definition of
emission data at 40 CFR 2.301(a)(2)(i)(A)
because they are not ‘‘* * * information
necessary to determine the identity,
amount, frequency, concentration, or
other characteristics (to the extent
related to air quality) of any emission
which has been emitted by the
source* * *’’ We also determined that
public availability of these data would
cause competitive harm to reporters for
the following reasons. Information on
the flow rates and composition of inputs
to the catalytic cracking units (i.e., 40
CFR 98.256(f)(8) and (f)(9)) provide
insight into the operation of the
production process that may reveal
operating conditions that are considered
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sensitive by the reporter because they
provide the reporter with a competitive
advantage over other refineries. The
average coke burn-off quantity per
cycle/measurement period for
individual catalytic cracking units,
traditional fluid coking units, and
catalytic reforming units (reported
under 40 CFR 98.256(f)(13)) discloses
information about the operation of the
unit (e.g., the level of reforming), and
indicates the quantity of naphthalene
the feedstock and the quantity of
aromatics produced. The annual volume
of tail gas recycled and the mole fraction
of carbon in the tail gas (reported under
40 CFR 98.256(h)(5)) provide
information about the refinery’s ability
to process different types of crude oil,
and the products the refinery can
produce. Further, comments from
refineries indicate that they consider
these data elements to be sensitive and
take precautions to ensure this
information is not made public. We are
also not aware of any public sources for
these data elements. For the reasons
described above, we conclude that these
data elements are CBI.
EPA decided not to make final
confidentiality determinations for seven
of the 43 data elements in this category.
These data elements are as follows:
• Annual average value of the exhaust
gas flow rate reported by refineries (40
CFR 98.256(f)(7)).
• Annual average value of %CO2
reported by refineries (40 CFR
98.256(f)(7)).
• Annual average value of %CO
reported by refineries (40 CFR
98.256(f)(7)).
• Annual average value of %O2
reported by refineries (40 CFR
98.256(f)(8)).
• Annual average value of %CO2
reported by refineries (40 CFR
98.256(f)(8)).
• Annual average value of %CO
reported by refineries (40 CFR
98.256(f)(8)).
• Annual average value of %N2
exhaust reported by refineries (reported
under 40 CFR 98.256(f)(9)).
Based on our review of these data
elements, we have concluded that the
configuration of individual facilities
would impact the confidentiality
determinations for these data elements.
Because we do not have the necessary
information on the facility
configuration, we are unable to make a
confidentiality determination for these
data elements. For example, under 40
CFR 98.256(f)(7) facilities report the
exhaust flow rate and outlet
concentrations of CO2 and CO. In some
cases, the exhaust gases from these units
are exhausted directly to the
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atmosphere. In such cases, the flow rate
and CO2 and CO content of the exhaust
gases meet the definition of emission
data at 40 CFR 2.301(a)(2)(i)(A) because
they are ‘‘* * * information necessary
to determine the identity, amount,
frequency, concentration, or other
characteristics (to the extent related to
air quality) of any emission which has
been emitted by the source* * *’’ and
therefore precluded from confidential
treatment pursuant to CAA section
114(c). However, other reporters do not
exhaust these gases directly to the
atmosphere but instead route them to
other units (e.g., other combustion
units). For these facilities, the flow rate
and concentrations of CO2 and CO
reported under 40 CFR 98.256(f)(7)
would not be precluded from CBI
treatment because the data elements
would not meet the definition of
emission data since they do not provide
information on the type and
characteristics of pollutants emitted to
the atmosphere. Because we do not have
information on site-specific conditions
that impact the status of these data
elements, we have decided not to make
determinations for these 7 data elements
in this action.
With respect to the remaining 26 data
elements moved to the data category
from Inputs to Emissions Equations, for
the reasons discussed in more detail in
Section II.C.7 of the July 7, 2010 CBI
proposal (see 75 FR 39111), EPA has
concluded the disclosure of these data
elements is unlikely to cause
competitive harm. These data elements
do not provide insight into current
production rates, raw material
consumption, or other information that
competitors could use to discern market
share and other sensitive information.
They consist of data elements such as
the amount and carbon content of gases
sent to flares at refineries and the dates
on which ventilation/degasification
occurs at underground coal mines,
which are not considered to be sensitive
information.
Comment: The data elements in this
data category consist of operating
characteristics related to production
processes. Unlike the Unit/Process
Static Characteristics that are Not Inputs
to Emission Equations category
discussed Section II.B.6 of this
preamble, these data elements change
with changes in operations or processes.
Some commenters agreed with EPA’s
proposed determination that the data in
this category would not qualify for
confidential treatment under CAA
section 114(c) because it was general
information that was not likely to cause
competitive harm to reporters. However,
several commenters expressed concern
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that competitors could use some data
elements in this category, in
combination with other data, to discern
information about individual facilities
and processes, causing competitive
harm. Some commenters noted that
many of the data elements in this
category are not already available to the
public, supporting the assertion that
they would cause competitive harm if
disclosed. For example, one commenter
noted that the number of operating kilns
reported by a cement manufacturing
facility (reported under 40 CFR
98.86(a)(3) and 98.86(b)(4)) was not
information already available to the
public. This commenter stated that the
number of operating kilns could be used
by competitors to determine the amount
of product produced, estimate market
share, and pricing structures. The
commenter believes that this
information could put the reporter at a
competitive disadvantage. Other
commenters recommended that the
quality assurance/quality control data,
collected by facilities to verify data
provided by raw material suppliers,
should be held confidential because
competitors could use these data to
determine product composition and
process design or operating
characteristics that reporters consider
proprietary. One commenter stated that
certain information submitted as part of
BAMM extension requests was sensitive
information requiring confidential
treatment. This commenter specifically
identified the following data elements
from BAMM extension requests as
confidential: the reason for the
extension request (40 CFR
98.3(d)(2)(ii)(C)) and the planned
installation date of monitoring
equipment (40 CFR 98.3(d)(2)(ii)(F)).
The commenter noted that this
information could be used by
competitors to determine a company’s
ability to capitalize on specific market
opportunities and would allow
competitors to target markets based on
weaknesses and vulnerabilities. The
commenter further stated that
information on future shutdowns would
allow competitors to increase
production during a reporter’s
shutdown and would likely cause
serious harm to the reporter’s
competitive position.
Other commenters recommended EPA
allow reporters to make individual caseby-case CBI claims for data elements in
this data category.
Response: The comments raised a
concern that the proposed non-CBI
determination may not be appropriate
for certain data elements in this
category. Note that EPA did not receive
comments specific to the data elements
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in this category objecting to our
proposed determination that the data
elements in this category do meet the
definition of emission data because
none of the data elements are inputs to
equations/calculation methods or
information otherwise needed to
calculate or determine emissions. We
therefore conclude that the proposed
determination was appropriate in this
regard and finalize in this action our
determination that the data elements in
this category are not emission data
under 40 CFR 2.301(a)(2)(i).
In response to the comments that a
non-CBI determination for this category
was not appropriate, EPA decided to reevaluate each data element assigned to
this data category to determine whether
the proposed determination applies. As
part of this process, EPA reviewed
public comments regarding specific data
elements, conducted additional reviews
of alternative public data sources (e.g.,
Title V permits, NEI databases) and reevaluated whether each data element
would be likely to cause harm to a
reporter’s competitive position. Through
this process, we have determined that
ten data elements in the Unit/Process
Operating Characteristics that are Not
Inputs to Emission Equations category
are CBI. These data elements include
the following:
• The reason for submitting a BAMM
extension request (reported under 40
CFR 983(d)(ii)(C)).
• The reason why equipment was not
or could not be obtained and installed
during a planned shutdown between
October 30, 2009 and April 1, 2010 as
reported in a BAMM extension request
(reported under 40 CFR
98.3(d)(2)(ii)(E)).
• Planned installation date for
monitoring equipment as reported in a
BAMM extension request (reported
under 40 CFR 98.3(d)(2)(ii)(F)).
• The anticipated date on which a
facility applying for a BAMM extension
will begin using the monitoring
methods specified in Part 98 (reported
under 40 CFR 98.3(d)(2)(ii)(F)).
• The sampling analysis results of
carbon content of feedstock as
determined from QA/QC supplier data
under 40 CFR 98.74(e) by ammonia
manufacturing facilities (reported under
40 CFR 98.76(b)(6)).
• The mass fraction of each sample
analyzed for all tests used to verify (i.e.,
QA/QC) the carbonate-based mineral
mass fraction for each carbonate-based
raw material charged to a continuous
glass melting furnace (reported under 40
CFR 98.146(b)(5)(iii)).
• The explanation of change greater
than 30 percent in a magnesium
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production facility’s cover gas usage rate
(reported under 40 CFR 98.206(g)).
• The types of materials loaded by
vessel type that have an equilibrium
vapor phase concentration of CH4 of 0.5
volume per cent or greater (reported
under 40 CFR 98.256(p)(2)).
• The sampling analysis results for
carbon content of petroleum coke
consumed by a silicon carbide
production facility as determined for
QA/QC of data provided by raw material
suppliers (reported under 40 CFR
98.286(b)(7)).
• The sampling analysis results of
carbon content of petroleum coke
consumed by titanium dioxide
production facilities for QA/QC of data
provided by raw material suppliers
(reported under 40 CFR 316(b)(13)).
EPA has learned that these data
elements are not publicly available
information, and they consist of
proprietary information about a process,
method of operation, composition of
raw materials or products that are
commonly considered CBI.
EPA agrees with commenters who
recommended that certain data elements
submitted as part of BAMM extension
requests are eligible for confidential
treatment. At the time of the CBI
proposals, we believed the reason for
requesting a BAMM extension (reported
under 40 CFR 98.3(d)(2)(ii)(C)) and the
reason why equipment was not (or
could not be) installed (reported under
40 CFR 98.3(d)(2)(ii)(E)) would be
generic information that would not
reveal any sensitive operating
information. However, since that time
EPA has reviewed a number of BAMM
extension requests and determined that
they contain more detailed information,
such as process diagrams and
operational information, than we had
previously anticipated. We also note
that many facilities have claimed these
data as CBI in their BAMM extension
requests because they provide insight
into facility-specific operating
conditions or process design that are not
available from other sources and would
harm their competitive position if
released. We also agree with those
commenters who stated that the
planned installation date and the date of
anticipated startup (reported under 40
CFR 98.3(d)(2)(ii)(F)) provides sensitive
information regarding future process
shutdowns. These data elements likely
would cause competitive harm if
disclosed because competitors could use
this information to anticipate and
potentially benefit from future decreases
in product supply. For example, a
competitor able to anticipate the
shutdown of a reporter’s facility and
resulting decrease in product supply,
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could use this information to steal
customers from a reporters by increasing
its own production or could adjust the
price of their own products.
We also agree that the results of
sampling and analysis data used to
quality assurance/quality control data
on the composition of raw materials
would be likely to cause competitive
harm to reporters and is not available
from other sources. Competitors could
use the composition of raw materials to
identify a firm’s raw material supplier
and estimate production costs. In the
case of glass manufacturing facilities,
the data would also reveal proprietary
information about product formulation
or recipe. Since this information is not
available from other sources and may be
used by competitors to devise
competitive strategies that would likely
harm the competitive position of the
reporter, EPA has determined that these
data are eligible for confidential
treatment.
We have also determined that the data
element reported by petroleum
refineries under subpart Y related to the
types of materials loaded that have an
equilibrium vapor phase concentration
of CH4 of 0.5 volume percent or greater
(40 CFR 98.256(p)(2)) are entitled to
confidential treatment. EPA has learned
that this data is only released in
aggregate form by EIA. This data could
be used by competitors in combination
with other information to discern the
approximate quantities of materials
used in loading operations. Information
of this type would provide competitors
insight into the shipping activities
conducted at refineries.
Except for the data elements listed
above, we conclude for the reasons set
forth below and in Section II.C.7 of the
July 7, 2010 CBI proposal that the
proposed non-CBI determination is
appropriate for all other data elements
belonging to this data category and are
finalizing these determinations in this
action. We disagree with commenters
who recommended that the number of
units operated during a reporting year
should be held confidential. This
information cannot be used to
determine production data for a facility
and would not provide insight into a
facility’s design or operating
procedures. It is also unlikely to reveal
any information regarding future
production that would be useful to
competitors or allow competitors to
anticipate future shutdowns. EPA
therefore continues to conclude that
public availability of these data
elements would not cause competitive
harm to the reporter.
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8. Test and Calibration Methods
Category
Moved Data Elements: EPA
determined that the following seven
data elements were incorrectly assigned
to the Methods and Methodological Tier
category:
• The basis for the unit-specific factor
(i.e., select from average of multiple
source tests; Single source test within
last 5 years; Single source test more than
5 years ago; Source test of identical unit
at same facility) (40 CFR 98.256(i)(8)).
• The basis for the CO2 emission
factor used in Equation Y–16b (40 CFR
98.256(j)(8)).
• The basis for the carbon emission
factor used in Equation Y–16b (40 CFR
98.256(j)(8)).
• Indication of the measurement or
estimation method used for measuring
volumetric flow discharge for each
process vent (40 CFR 98.256(l)(5)).
• Indication of the measurement or
estimation method used for measuring
average mole fraction of each GHG for
each process vent (40 CFR 98.256(l)(5)).
• The basis for the CH4 emission
factor used (i.e., select from weekly or
more often measurements; Periodic (less
frequent than weekly) measurements;
average of multiple source tests; Onetime source test; Default factor) for
uncontrolled blowdown systems (40
CFR 98.256(m)(3)).
• Basis for the mole fraction of CH4 in
the vent gas from the unstabilized crude
oil storage tank (i.e., measurement of
methane composition; engineering
estimate of methane composition based
on crude composition; default) for
storage tanks that process unstabilized
crude oil (40 CFR 98.256(o)(4)(vi)).
EPA has also determined that the
following two data elements were
incorrectly assigned to the Inputs to
Emission Equations category:
• Date of measurement of the
volumetric flow rate for each ventilation
monitoring point (40 CFR 98.326(f)).
• Date of measurement of methane
concentration for each ventilation
monitoring point (40 CFR 98.326(g)).
These nine data elements provide
information on how specific parameters
or emission factors were determined
(e.g., weekly measurements versus daily
measurements, direct measurement
versus engineering estimates) or the
dates on which measurements were
made. They are not used to calculate
emissions or to determine the
calculation method used to calculate the
GHG emissions. Therefore, we have
assigned these data elements to the Test
and Calibration methods category,
which contains similar data elements.
For example, 40 CFR 98.256(i)(8) is
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similar to 40 CFR 98.256(e)(10), which
requires refineries to report the basis for
the value of the fraction of carbon in the
flare gas contributed to methane by
selecting from the following list: Daily
or more often measurements; weekly
measurements; periodic (less frequent
than weekly) measurements; One-time
measurement; engineering estimate;
default (0.4); and other. Since these data
elements are similar in type to the data
elements included in this category, we
have concluded that the non-CBI
determination applied to the Test and
Calibration Methods category also
applies to these data elements.
Comment: This data category includes
information on calibration methods
used to calibrate monitoring
instruments, the frequency of sampling
and analysis, methods used in
performance tests, and methods used for
analyzing the compositions of materials.
Few commenters submitted comments
on this data category. Many of those
commenters agreed with EPA’s
proposed determination that disclosure
of the data elements in this category
would not cause competitive harm to
reporters. One commenter noted that the
type of test methods and other data
elements included in this data category
are generally already specified in the
GHG Reporting Rule. This commenter
asserted that data elements confirming
that the correct monitoring methods or
calibration procedures were used are
generally not the type of data
considered competitively sensitive by
reporters.
A few commenters disagreed with
EPA’s proposed determination for this
data category. One commenter thought
that the description of the BAMM used
(reported under 40 CFR 98.3(c)(7))
should be held as confidential
information, but did not provide any
explanation or rationale for why this
data element would be likely to cause
substantial harm to their competitive
position. One commenter indicated that
the method used to measure the
frequency and duration of anode effects
or overvoltage (reported under 40 CFR
98.66(d)) should be considered
confidential. This commenter stated that
information about the method used to
measure these parameters could be used
in combination with other reported data
to estimate other parameters that would
cause competitive harm (e.g., aluminum
production). This commenter also
identified the date on which tests were
completed to determine emissions
factors (reported under 40 CFR
98.66(c)(3)) as confidential, but did not
provide any rationale for why this data
element would cause competitive harm.
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Response: Although some
commenters disagreed with our
proposed determination for this
category, only one provided rationale
supporting that claim. However, for the
reasons explained below, we disagree
with the commenter that the method
used to measure parameters, such as the
frequency and duration of anode effects
or overvoltage (reported under 40 CFR
98.66(d)), could be used to derive other
sensitive information that would cause
competitive harm. As previously
described in Section II.C.9 in the
proposal preamble (75 FR 39094, July 7,
2010), the data elements in this
category, including those noted in the
comments, consist of descriptions of
devices or methods used to measure a
parameter, the method and frequency of
calibrating measurement devices, and
the frequency and analytical methods
used for conducting performance tests
or sample analysis. The type of device
used to make the measurement (e.g.,
flow meter, weighing scales) and the
frequency and method of calibrating the
measuring device do not reveal the
actual values of the measured
parameters or provide any other
sensitive information about the design
or operating characteristics of a process.
The standardized analytical method and
the frequency of sample collection and
analysis are generally specified by each
subpart and do not provide any insight
into the design or operating conditions
of a facility. For the reasons stated above
and in Section II.C.9 in the proposal
preamble (75 FR 39094, July 7, 2010),
we conclude that our proposed non-CBI
determination for this data category is
appropriate.
9. Production/Throughput Data
Elements That Are Not Inputs to
Emission Equations and Raw Materials
Consumed That Are Not Inputs to
Emission Equations Categories
Moved and Double-Listed Data
Elements: After reviewing industry
comments related to the capture of
process emissions for use on site, EPA
determined that the data element
required to be reported by 40 CFR
98.196(b)(17)(i) was incorrectly assigned
to the Unit/Process Operating
Characteristics That Are Not Used as
Inputs to Emission Equations Data
Category. EPA has determined that this
data element, which requires lime
manufacturers to report the amount of
CO2 captured for use in on-site
processes, is information about
materials used in a production process.
Such information relates to production
(such as the actual production rate) and
not unit/process operating
characteristics. Therefore, we have
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assigned this data element to the
Production/Throughput Data That Are
Not Inputs to Emissions Equations Data
Category (which contains similar data
elements (e.g., 40 CFR 98.76(b)(13)
requiring ammonia facilities to report
the amount of CO2 from the ammonia
production process used to produce
urea) and have concluded that the CBI
determination applied to that category
also applies to this data element.
EPA has moved three data elements
from the Inputs to Emission Equations
category to the Production/Throughput
Data That Are Not Inputs to Emission
Equations and double-listed 9 two data
elements in these two categories.10 Each
of these five data elements requires the
reporting of either the quantity or
composition of a product, which are the
same type of data assigned to this
category. For example, the annual
quantity of petrochemicals produced (40
CFR 98.246(a)(5)), volume or mass of
off-specification product produced (40
CFR 98.246(a)(9)), and monthly
production of titanium dioxide (40 CFR
98.316(b)(8)) are the same type of data
as 40 CFR 296(b)(6) (monthly
production of soda ash) and 40 CFR
98.316(b)(5) (annual production of
titanium dioxide). The cumulative
volumetric biogas flow and the weekly
average CH4 concentration for each
week that biogas is collected for
destruction reported by wastewater
treatment facilities using daily sampling
((40 CFR 98.356(d)(2) and (d)(3)) are
also the same as the other data elements
listed in this category because they can
be used to determined the average
weekly biogas production for the
wastewater treatment facility. Because
these five data elements are the same
type of data as the other data elements
in this category, we have concluded that
the CBI determination applied to that
category also applies to this data
element.
Comment: Many commenters
supported EPA’s proposed
determination that the data in these two
data categories (none of which are
inputs to equations/calculation methods
or information otherwise needed to
calculate or determine emissions)
qualify for confidential treatment. The
commenters agreed that the data
elements in these data categories should
be kept confidential because disclosure
of these data would cause substantial
harm to the competitive position of
reporters. They argue that disclosure of
these data could provide competitors
9 For those reporters who do not use the data
elements in the equations specified in Section
II.B.1, the data elements are in the Production/
Throughput Data That Are Not Inputs to Emission
Equations.
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with insight into a facility’s operational
strengths and weaknesses as well as
revealing information about raw
material sources. Some commenters
argued that the data are currently held
as CBI under other Federal programs
that collect these data. Others agreed
with EPA’s proposal that the data
elements in these data categories do not
meet the definition of emission data (40
CFR 2.301(a)(2)(i)).
Several commenters identified
specific data elements from these data
categories as confidential and provided
information describing why they
considered the data sensitive. For
example, commenters stated that data
elements that provide the chemical
composition of products could be used
by competitors to deduce the types of
feedstock or raw materials used in the
process. Other commenters stated that
data on the quantities of product and
by-products produced and raw materials
consumed should be kept confidential
because this information can be used by
competitors to determine production
costs, process efficiency, and market
share.
Although most commenters agreed
with EPA’s proposed determinations for
these two data categories, a few
commenters believe that EPA should
make data in these categories available
to the public. Some commenters
recommended that EPA disclose the
data in these data categories because it
would promote confidence in the data
and would be consistent with the CAA.
They stated that these data elements are
verification data that are necessary to
ensure the reported emissions are
accurate. They argued that since the
data elements may be used to verify the
GHG emissions, they meet the definition
of emission data in 40 CFR
2.301(a)(2)(i). They further argued that
these data elements are especially
important where facilities use indirect
measurement methods (e.g., emission
factors) to estimate emissions. Another
commenter stated that EPA should
publish production throughput and raw
material consumption data because this
information is essential for making
comparisons between facilities. This
commenter argued that the data in these
data categories should be made public
because, without this information, the
public would not be able to determine
the amount of GHGs per unit of
production, which is useful for
assessing and comparing the carbon
efficiency of a facility.
Response: We disagree with those
commenters who argued that, because
the data in these categories are used to
verify the reported GHG emissions,
these data meet the definition of
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emission data in 40 CFR 2.301(a)(2)(i).
As we described in the July 7, 2010 CBI
proposal, none of the data elements in
these data categories are used by
reporters to calculate GHG emissions
under Part 98. Although the data may be
used to verify the accuracy of the
reported emissions, we do not consider
them ‘‘necessary to determine’’ the
amount of GHG emissions under Part 98
because emissions are in fact calculated
without these data elements. Therefore,
these data elements do not meet the
definition of emission data in 40 CFR
2.301(a)(2). We agree that these data
elements are useful for making
comparisons between industries and
individual facilities and could be useful
to industry, non-government
organizations (NGOs), public, and other
stakeholders when assessing any
regulatory program. However, CAA
section 114(c) requires that EPA afford
confidential treatment to CBI (except for
emission data). These commenters did
not claim or provide any information
indicating that data elements in these
categories are not CBI. Further, many
other commenters provided information
explaining how the release of data in
this category might provide insight into
production rates, methods, and
efficiencies causing harm to the
competitive position of reporters. We
therefore conclude that our proposed
CBI determinations for these two data
categories are appropriate and finalize
these CBI determinations in this action.
10. Process-Specific and Vendor Data
Submitted in BAMM Extension
Requests Category
Comment: Only a few commenters
submitted comments on this data
category. The majority of those
commenters agreed with EPA’s
proposed determination that disclosure
of these data would substantially harm
the competitive position of reporters
and that therefore the data in this
category qualify for confidential
treatment. A few commenters provided
very general statements that disclosure
of these data would be consistent with
CAA and the Greenhouse Gas Reporting
Program (GHGRP). We have also
received comments generally claiming
that all or most Part 98 data elements
should be made available to the public.
However, these commenters did not
provide any specific rationale for that
position.
Response: Although some
commenters disagreed with our
proposed determination that data in this
category qualify as CBI, none provided
any rationale or information for us to
evaluate whether our proposed
determination is not appropriate for any
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data elements in this data category. The
commenters did not explain how the
data in this category meet the definition
of emission data, provide alternative
public sources demonstrating that the
data is already publicly available, or
provide information demonstrating how
disclosure of the data elements in this
category would not cause competitive
harm. Furthermore, most comments on
this data category confirm that
disclosure of the data elements in this
category could divulge sensitive
information about specific processes
used by the facility or vendor
information, and the disclosure of this
information is likely to cause substantial
harm to reporters. In light of the above,
we conclude that our proposed CBI
determination for this data category is
appropriate and finalize that
determination in this action.
C. Suppliers
1. Major Changes to Determinations for
Supplier Data Elements Since Proposal
We are finalizing our category
assignments of the data elements in the
supplier subparts specified in Section
I.C. of this preamble for the 11 supplier
data categories and our confidentiality
determinations for these 11 supplier
data categories, including the individual
determinations for certain data elements
in the following categories: GHGs
Reported, Production/Throughput
Quantities and Composition, and Unit/
Process Operating Characteristics. Major
changes to the determinations for the
supplier data elements since our CBI
proposals include:
• Although we had proposed that the
total CO2 supplied as reported under
subpart PP would be non-CBI, we have
determined in this final action that this
information is CBI for industrial CO2
production facilities (e.g., ammonia
production facilities that collect CO2 for
transfer off site), is non-CBI for CO2
production wells, and is CBI for
importers and exporters for the reasons
specified in Section II.C.3 of this
preamble.
• In this final action, we have added
the following new data element to the
GHGs Reported category: the total
annual CO2 mass supplied in metric
tons as calculated using Equation PP–3b
(40 CFR 98.426(c)(2)(iii)). We have
determined that this data element is CBI
when reported by industrial production
facilities, and is non-CBI when reported
by CO2 production wells for the reasons
specified in Section II.C.3 of this
preamble.
• Although we had proposed a nonCBI status for the following data
elements in the GHGs Reported data
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category, we have determined in this
final action that they qualify as CBI
under the following conditions for the
reasons specified in Section II.C.3 of
this preamble. These data elements are
as follows:
—The total combined supplier level
CO2e (40 CFR 98.3(c)(5)(i)) is CBI if
the reporter produces, imports,
exports or otherwise supplies just one
product and if EPA has determined
that the amount of that one product
produced, imported, exported or
otherwise supplied is CBI.
—The quantity of each GHG (40 CFR
98.3(c)(5)(ii)) is CBI if the reporter
produces, imports, exports, or
otherwise supplies just one product
and if EPA has determined that the
amount of that one product produced,
imported, exported or otherwise
supplied is CBI.
• EPA has decided not to make final
confidentiality determinations for data
elements reported by importers of CoalBased Liquids and Petroleum Products
(subparts LL and MM) describing the
amount and type of materials imported.
These data elements are described in the
GHGs Reported and Production/
Throughput data categories. For
additional information, see Sections
II.C.3 and II.C.4 of this preamble.
• In this final action, we have added
the following two new data elements to
the Production/Throughput Quantities
and Composition data category. We
have also determined, as explained in
Section II.C.4 of this preamble, that
these data elements are CBI when
reported by industrial production
facilities, and non-CBI when reported by
CO2 production wells. The data
elements are as follows:
—The total annual CO2 mass through
main flow meter(s) in metric tons (40
CFR 98.426(c)(2)(i)).
—The total annual CO2 mass through
subsequent flow meter(s) in metric
tons (40 CFR 98.426(c)(2)(ii)).
• Although we had proposed a nonCBI status for the following data
elements in the Production/Throughput
data category, we have determined in
this final action that they qualify as CBI
for the reasons specified in Section
II.C.4 of this preamble. These data
elements are as follows:
—Facility-level and meter-level CO2
supply data reported by industrial
CO2 production facilities under
subpart PP.
—The amount of CO2 supplied to each
of 13 types of end-users reported
under subpart PP.
• Although we had proposed a nonCBI status for the following data
elements in the Unit/Process Operating
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Characteristics data category, we have
determined in this final action that they
qualify as CBI for the reasons specified
in Section II.C.6 of this preamble. These
data elements are as follows:
—The dates on which fluorinated GHGs
are imported and/or exported
reported under subpart OO (40 CFR
98.416(c)(3) and (d)(5)).
—The port of entry or export reported
under subpart OO (40 CFR
98.416(c)(4) and (d)(5)).
—The reason for submitting a BAMM
extension request and reason why
monitoring equipment was not
installed by the required deadline
reported under subpart A (40 CFR
98.3(d)(2)(ii)(C)) and 98.3(d)(2)(ii)(E)).
—The dates of planned installation and
anticipated compliance with
monitoring requirements submitted in
BAMM extension requests reported
under subpart A (40 CFR
98.3(d)(2)(ii)(F)).
• In this final action, we have added
the following new data element to the
Unit/Process Operating Characteristics
data category: Location of each flow
meter in relation to the point of
segregation (40 CFR 98.426(c)(2)(iv)).
We have also determined that this data
element is not CBI for the reasons
specified in Section II.C.6 of this
preamble.
• In this final action, we have added
the following seven new data elements
to the Amount and Composition of
Materials Received data category. We
have also determined that these data
elements are CBI for the reasons
specified in Section II.C.10 of this
preamble. The data elements are as
follows:
—EIA crude stream code (40 CFR
98.396(a)(20)(v)).
—Crude stream name (40 CFR
98.396(a)(20)(v)).
—Generic name for crude stream (40
CFR 98.396(a)(20)(vi)).
—EIA two-letter country or state
production area code for batch (40
CFR 98.396(a)(20)(vi)).
—Volume of crude oil in barrels
injected into a crude oil supply or
reservoir (40 CFR 98.396(a)(22)).
—Report the next most appropriate tier
of the batch definition for reporting
batch information under 40 CFR
98.396(a)(20) (40 CFR 98.396(a)(23)).
—Indication of whether the material is
a blended non-crude feedstock or
blended product (40 CFR
98.396(d)(1)(iii).
The rationales for these changes can
be found below in Sections II.C.2
through C.13 of this preamble and in the
‘‘Proposed Confidentiality
Determinations and Data Handling
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Procedures for Part 98 Data: Responses
to Public Comments’’ (available in the
Docket EPA–HQ–OAR–2009–0924 and
on the Web site
https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html).
A final list of all the data elements in
each supplier data category, by subpart,
is provided in a memorandum (see
Memorandum ‘‘Final Data Category
Assignments and Confidentiality
Determinations for Part 98 Reporting
Elements’’ in Docket EPA–HQ–OAR–
2009–0924 and on the Web site
(https://www.epa.gov/climatechange/
emissions/ghgrulemaking.html).
2. General Comments on the Supplier
Data Categories
Comment: Most commenters agreed
with our proposed determination that
none of the supplier data categories
meet the definition of emission data in
40 CFR 2.301(a)(2)(i). Some commenters
agreed with our proposal, but argued
that all data that are not emission data
should be kept confidential.
Two commenters disagreed with
EPA’s proposal that none of the supplier
data categories meet the definition of
emission data. These commenters stated
that the fuels and other products
reported by suppliers are eventually
emitted and that the suppliers are thus
the ultimate source of those emissions.
They further argued that if ‘‘* * * EPA
seeks to measure emissions from entities
which use supplied fuels or gases, it
may measure emissions from these
‘‘source[s] of emissions’’ by seeking data
from suppliers.’’ 11
Response: EPA disagrees with those
commenters who stated that the
definition of emission data includes
supplier data. As explained in the July
7, 2010 CBI proposal, 40 CFR
2.301(a)(2)(i) defines emission data to
refer to emissions emitted or authorized
to be emitted by a reporting facility. The
data reported under the supplier
subparts pertains to certain products
that would result in GHG emissions if
released, combusted, or oxidized by the
downstream user of these products. EPA
agrees that it may use the data reported
under the supplier subparts to calculate
the GHG emissions that would result
from the use or combustion of the
products supplied by these reporters.
Nevertheless, the data reported under
the supplier subparts does not include
information on the actual emissions that
occur at supplier facilities. Therefore, in
this action, we finalize our
11 See letter to the U.S. EPA Administrator from
the Clean Air Task Force, Natural Resources
Defense Council, and Sierra Club, submitted August
26, 2010 (EPA–HQ–OAR–2009–0924–0018.1).
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30807
determination that the supplier data
elements do not meet the definition of
emission data as that term is defined in
40 CFR 2.301(a)(2)(i).
We also disagree with those
commenters who stated that all supplier
data should be held as confidential
because the supplier data does not meet
the definition of emission data. Under
the Freedom of Information Act and the
CAA section 114(c), EPA is required to
disclose information that does not
qualify for confidential treatment. In the
July 2010 CBI proposals, EPA proposed
to determine, either by category or data
element, that certain supplier data
elements are CBI while others are nonCBI. The CBI proposals provided
detailed rationales for EPA’s proposed
determinations. Most commenters did
not provide information that a specific
determination or supporting rationale
was flawed or otherwise inappropriate.
For those that did raise supplier-specific
issues, we addressed those comments in
the relevant sections of this preamble
(see Section II.C.3 through II.C.13 of this
preamble for comments on the supplier
data categories).
3. GHGs Reported Category
New Data Elements: EPA has added
one new data element to this data
category. This data element requires
production facilities subject to subpart
PP to report the total annual CO2 mass
supplied in metric tons as calculated
using Equation PP–3b (40 CFR
98.426(c)(2)(iii)). This new data element
was added to subpart PP by the
amendments published on December
17, 2010 (75 FR 79092) and was not
included in the July 2010 CBI proposals.
This data element is identical to other
data elements already assigned to this
data category (e.g., the annual mass of
CO2 from all flow meters and CO2
streams that deliver CO2 to containers
(40 CFR 98.426(c)(1)). Consistent with
the determination made for other CO2
supply data elements reported under
subpart PP, EPA has determined that
this new data element is eligible for
confidential treatment when reported by
industrial CO2 production facilities, but
not entitled to confidential treatment
when reported by CO2 production wells.
As explained below in the response to
comments on this data category,
although CO2 supply data is generally
available for CO2 production wells, we
have found no public sources of such
data for industrial CO2 production
facilities. Furthermore, some
commenters stated that CO2 supply data
for industrial CO2 production facilities
would be likely to cause competitive
harm if disclosed to the public because
information documenting the amount of
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CO2 collected and transferred off site
would provide competitors with
sensitive information that may be used
to determine a reporter’s market share
and to gain insight into a reporter’s
ability to meet increases in market
demand. The final determinations for
this data category are summarized in
Table 4 of this preamble.
Comment on Suppliers of CO2
(Subpart PP): Some commenters believe
that the amount of CO2 collected at
facilities for transfer off site (reported
under subpart PP) should be held
confidential for industrial production
facilities such as ammonia
manufacturing plants. These
commenters stated that this information
does not meet the definition of emission
data; is not already publicly available;
and can be combined with other
information, such as emissions data
reported for the associated combustion
units, to estimate plant performance,
which would cause competitive harm.
We also received comments that the
amount of CO2 imported or exported
(also reported under subpart PP) does
not meet the definition of emission data,
is not already publicly, and should be
protected as CBI as the release of this
data could cause competitive harm.
Response: We agree with commenters
who recommended that the data
elements describing the amount of CO2
supplied reported by industrial facilities
(e.g., ammonia and lime manufacturing
plants) and by importers and exporters
under subpart PP are CBI. We agree that,
for suppliers, the amount of CO2
collected by production facilities and
transferred off site and the amount of
CO2 imported or exported does not meet
the definition of emission data in 40
CFR 2.301(a)(2)(i), because the CO2 is
not emitted at the reporter’s facility. We
previously proposed that this data
element would be non-CBI for all CO2
suppliers because we had identified
sources of CO2 supply data. However,
we have since determined that although
facility-level CO2 supply data is
generally available for CO2 production
wells, such data for industrial CO2
production facilities is not publicly
available. Likewise, the amount of CO2
supplied is generally not available for
importers and exporters. We therefore
agree with the commenters that the
amount of CO2 collected by production
facilities and transferred off site and the
amount of CO2 imported/exported are
not already available to the public.
Based on the information provided by
the commenters, we also agree that for
industrial sources and for importers/
exporters the information would be
likely to cause competitive harm. For
industrial sources, we agree with
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commenters who argued that the
availability of information documenting
the amount of CO2 collected and
transferred off site would provide
competitors with sensitive information
that may be used to determine a
reporter’s market share and to gain
insight into a reporter’s ability to meet
increases in market demand. For CO2
importers and exporters, the data would
provide competitors with information
on market share, which could be used
to devise marketing strategies that
undermine or weaken a competitor’s
position. For the reasons stated above,
we have determined the total CO2
supplied as reported under subpart PP
would be CBI when reported by
industrial CO2 production facilities (e.g.,
ammonia production facilities that
collect CO2 for transfer off site), non-CBI
when reported by CO2 production wells,
and CBI when reported by importers
and exporters.
Comment on Suppliers of Coal-Based
Liquid Fuels (Subpart LL) and Suppliers
of Petroleum Products (Subpart MM):
Some commenters recommended that
total facility-level CO2 and total
importer level CO2 from subparts LL
and MM should be eligible for
confidential treatment. EPA had
proposed that importer data for subparts
LL and MM would not be eligible for
confidential treatment because importer
data is already publicly available from
the U.S. Energy Information
Administration (EIA). One commenter
disagreed with EPA and stated that data
reported by importers under subparts LL
and MM is not publicly available
through EIA. This commenter stated
that EPA’s definitions of petroleum
products and miscellaneous products
differ from those used by the EIA and
that these differences in reporting
requirements would result in some
supplier data being available to the
public for the first time. Another
commenter recommended that the
amount of CO2 reported, quantities of
product, and other information for
imported products be held confidential.
This commenter agreed that imports are
routinely reported to EIA, but stated that
the company that reports the data to the
EIA may be a company that is under
contract with the end-user (e.g., a broker
relationship). As a result, the importer
under Part 98 and the importer under
EIA could be different entities. The
commenter argued that, in these
circumstances, the amount and
composition of material imported by the
part98 reporter would not already be
publicly available.
Response: EPA has reviewed the
comments on the proposed
determinations for data elements
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reported by importers of coal-based
liquids and petroleum products under
subparts LL and MM (40 CFR
98.386(b)(7) and (b)(8); and 40 CFR
98.396(b)(7) and (b)(8)). We previously
proposed a non-CBI status for these data
elements because we believed the data
elements were available to the public
through EIA. Although we recognized
that there are some differences in the
products reported under Part 98 and
EIA reporting program, we previously
considered the differences to be minor
and unlikely to reveal sensitive
information. However, we agree with
the commenter that EPA’s definitions of
petroleum products and miscellaneous
products differ from those used by the
EIA and that in some instances these
differences may reveal information
about the characteristics of an imported
product that is not available through
EIA. We also agree that this information
would cause competitive harm in some
situations (e.g., where the importer uses
the imported product as a raw material
for their manufacturing process, the
amount and characteristics of the raw
material provide competitors with
sensitive information on the
manufacturing process, production
costs, and efficiencies). However, we
also note that the extent to which these
Part 98 data elements reveal
competitively harmful information
would depend on the type of product
imported because some of the Part 98
product definitions are identical to or
sufficiently similar to those used by EIA
(e.g., the Part 98 definition of ethane is
identical to that of EIA). We were not
aware at the time of the proposal that
some importers subject to Part 98 are
not required to report their imports to
the EIA and that the data is instead
reported by brokers and published by
EIA using the brokerage’s name rather
than the name of the company who
ultimately instigated and received the
imported products. Therefore, EPA
agrees with the commenters that, in
some limited cases, different entities
may be required to report import data
under 40 CFR part 98, subparts LL and
MM and under the EIA reporting
program. In such instances, we agree
that the EIA data does not reveal the
identity of the company reporting
import data under Part 98 and therefore,
we conclude that in these limited
situations the data is not publicly
available because it cannot be associated
with Part 98 reporter. Since the
circumstances vary for each reporter
with regard to whether the data reported
under Part 98 is available through EIA,
EPA has decided not to make a
confidentiality determination at this
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time that would apply to all importers
of coal-based liquids and petroleum
products. Therefore, EPA is not
finalizing confidentiality determinations
in this action for data on the amount of
CO2 supplied reported by importers of
Coal-Based Liquids and Petroleum
Products (40 CFR 98.386(b)(7) and
(b)(8); and 40 CFR 98.396(b)(7) and
(b)(8)).
Comment on Facility-level CO2e: Most
commenters agreed with EPA’s proposal
that the total combined supplier-level
CO2e for subparts LL through PP and the
total amount of GHGs reported for the
specific subpart should be publicly
available, while CO2e reported for
individual products under subparts LL
through OO should be held confidential
unless the data is already publicly
available. However, some commenters
were concerned that the combined
supplier-level CO2e reported for
subparts LL through PP could provide
information on the amount of product
produced where the reporters produce
only one product. Similarly, some
commenters recommended that the
importer/exporter-level CO2e for
subparts LL through PP should be held
confidential for reporters who import
and/or export only one product. These
commenters stated that the actual
pounds or tons of the specific product
produced, imported, or exported could
be easily discerned from the reported
CO2e data. Several commenters stated
that competitors could use these data to
gain insight into marketing strengths
and weaknesses and thereby gain a
competitive advantage over reporting
entities. Some commenters noted that to
be consistent with the proposal to treat
product-specific production throughput
in the Production/Throughput
Quantities and Composition Category as
CBI, EPA should also determine that
supplier-level CO2e data are CBI for
facilities and importers/exporters with a
single product. Some commenters
recommended that the supplier-level
CO2e data be held as confidential in
cases in which a reporter produces or
imports/exports only a few products or
in which facilities produce large
amounts of one product and smaller
amounts of other products.
Response: Although there are likely to
be very few reporters that supply only
one product, EPA agrees with
commenters that the total combined
supplier-level CO2e for subparts LL
through PP and the total quantity of
each GHG supplied qualify as CBI if the
reporter supplies only one of the
products listed in subparts LL through
PP and if EPA determined that the
production, import, export or supply
rate for that product is CBI (see Table 4
of this preamble for the list of
production/throughput data elements
determined to be CBI and Section II.D.3
of the July 7, 2010 CBI preamble for the
rationale). In such instances, we agree
with the commenters that the supplier
level CO2e information may be used to
calculate certain production and
import/export data that we have
determined to be CBI. Therefore,
although we had proposed a non-CBI
status for the following data elements,
we have determined in this final action
30809
that they qualify as CBI under the
following conditions for the reasons
stated above:
• The total combined supplier level
CO2e (40 CFR 98.3(c)(5)(i)) is
confidential if the reporter produces,
imports, exports or otherwise supplies
just one product and if EPA has
determined that the amount of that one
product produced, imported, exported
or otherwise supplied is CBI.
• The quantity of each GHG (40 CFR
98.3(c)(5)(ii) is confidential if the
reporter produces, imports, exports or
otherwise supplies just one product and
if EPA has determined that the amount
of that one product produced, imported,
exported or otherwise supplied is CBI.
We disagree with commenters who
recommended that facility-level and
importer/exporter-level CO2e data
should be held confidential for facilities
that supply two or more products. We
do not believe, nor did we receive any
information indicating, that where a
facility supplies multiple products,
competitors would be able to estimate
with any degree of certainty the
quantities of a specific product
produced, imported, or exported using
the facility-level or importer/exporterlevel CO2e data. Therefore, we
concluded that our proposed non-CBI
determination for suppliers who supply
two or more products is appropriate and
finalize that determination in this action
(see Table 4 of this preamble for the
final confidentiality determinations for
the Greenhouse Gases Reported).
TABLE 4—FINAL CBI DETERMINATION FOR GREENHOUSE GASES REPORTED
Source category (Part 98 subpart)
Data elements
General Provisions (Subpart A) ............................................
Suppliers of Coal-Based Liquid Fuels and Petroleum Products (subparts LL and MM): Producers.
Suppliers of Coal-Based Liquids and Petroleum Products
(subparts LL and MM): Exporters.
Total facility-level CO2e from subparts LL–PP a ..................
Facility-level CO2 from each subpart c .................................
Product-specific CO2 ............................................................
Exporter level CO2 from each subpart c ...............................
No. b
No. b
Yes.
Nob.
Product-specific CO2 ............................................................
LDC-level CO2 from subpart NNc; Product-specific CO2
Yes.
No.
Facility-level CO2 from subpart NNc ....................................
Nob.
Product-specific CO2 ............................................................
Facility-level GHG quantities, by gas, from subpart OOc;
Product-specific GHG quantities.
Importer/exporter level GHG, by gas, from subpart OOc;
Product-specific GHG quantities.
Facility-level CO2 for subpart PPc ........................................
Facility-level CO2 for subpart PPc ........................................
Yes.
Yes.
Yes.
Importer/Exporter-level CO2 for subpart PPc .......................
Yes.
Suppliers of Natural Gas and NGLs (subpart NN): Local
Distribution Companies (LDCs).
Suppliers of Natural Gas and NGLs (subpart NN):
Fractionators.
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Suppliers of Industrial GHGs (subpart OO): Producers .......
Suppliers of Industrial GHGs (subpart OO): Importers and
Exporters.
Suppliers of CO2 (subpart PP): Production Wells ................
Suppliers of CO2 (subpart PP): Industrial Production Facilities.
Suppliers of CO2 (subpart PP): Importers and Exporters ....
Are these data CBI?
a This
No.
Yes.
data element, reported under 40 CFR part 98, subpart A, represents the aggregation of CO2e from all supplier source categories. For
example, if a refinery supplies petrochemical products (40 CFR part 98, subpart MM) and is also a CO2 supplier (40 CFR part 98, subpart PP)
the facility-level CO2e would represent the CO2e for both activities combined.
b This data element is confidential if the reporter produces, imports, exports or otherwise supplies just one product and if EPA has determined
that the amount of that one product produced, imported, exported or otherwise supplied is CBI.
c This data element, reported under 40 CFR part 98, subpart A, represents an aggregation of CO (by source category) from multiple individual
2
products the reporter supplies.
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4. Production/Throughput Quantities
and Composition Category
New Data Elements: EPA has added
two new data elements to this data
category:
• The total annual CO2 mass through
main flow meter(s) in metric tons (40
CFR 98.426(c)(2)(i)).
• The total annual CO2 mass through
subsequent flow meter(s) in metric tons
(40 CFR 98.426(c)(2)(ii).
These new data elements were added
by the amendments published on
December 17, 2010 (75 FR 79092) and
were not included in the July 2010 CBI
proposals. These data elements, which
require reporters subject to subpart PP
to provide CO2 throughput data for
individual flow meters located at the
plant, are the same type of data as other
data elements already assigned to this
data category (e.g., the annual mass for
each mass flow meter reported by
facilities using Equation PP–1 (40 CFR
98.426(a)(1)). Consistent with the
determination made for other meterlevel CO2 data in this category, EPA has
determined that these two new data
elements are eligible for confidential
treatment when reported by industrial
CO2 production facilities, but not
entitled to confidential treatment when
reported by production wells. As
discussed in Section II.C.3 of this
preamble, although facility-level CO2
supply data is generally available for
CO2 production wells, we have found
no public sources of such data for
industrial CO2 production facilities.
Furthermore, some commenters stated
that CO2 supply data for industrial
production facilities would be likely to
cause competitive harm if disclosed to
the public because information
documenting the amount of CO2
collected and transferred off site would
provide competitors with sensitive
information that may be used to
determine a reporter’s market share and
to gain insight into a reporter’s ability to
meet increases in market demand. Since
the facility-level CO2 data can be
discerned from the meter-level CO2 data
reported for the two new data elements,
we have concluded that these data
elements are CBI when reported by
industrial suppliers of CO2 and non-CBI
when reported by CO2 production wells.
Comment: In the July 7, 2010 CBI
proposal, EPA proposed that most data
elements in the Production/Throughput
and Composition Category would be
entitled to confidential treatment,
except for the following: (1) Facilitylevel and importer/exporter-level data
for suppliers of CO2, (2) data reported by
natural gas LDCs, and (3) data reported
by importers of petroleum products.
Most commenters agreed with our
proposed confidentiality determinations
and with our rationale that facility-level
data on the annual quantities and types
of natural gas liquids, petroleum
products, and industrial GHGs
produced by facilities would cause
competitive harm if disclosed to the
public.
A number of commenters agreed with
the determination that the data reported
under subpart OO should be held
confidential. One commenter stated that
disclosure of subpart OO data reported
by exporters would often disclose data
on production facilities because some
production facilities export all or nearly
all of their products. Others agreed that
product composition data reported
under subpart OO is sensitive
information that would harm the
competitive position of U.S. companies.
However, other commenters disagreed,
stating that the composition of products
reported under 40 CFR part 98, subpart
OO should be disclosed because of the
high global warming potentials of these
products.
Some commenters believe that the
mass of CO2 transferred off site
(reported under 40 CFR part 98, subpart
PP) should be held confidential for
industrial production facilities such as
ammonia manufacturing plants and for
CO2 importers and exporters. As
discussed in Section II.C.3 of this
preamble for related data elements,
commenters stated that data on the
amount of CO2 supplied is not already
publicly available for industrial CO2
production facilities and CO2 importers
and exporters and would likely cause
competitive harm if disclosed to the
public.
Several commenters disagreed with
our proposed determinations for data on
the quantities and types of natural gas
liquids and petroleum products
imported into the U.S. (reported under
subparts LL and MM) and
recommended that this data be held
confidential. As discussed in Section
II.C.3 of this preamble for related data
elements, some commenters argued that
the amount and type of product
imported is not publicly available from
EIA for importers that use a broker,
because the broker reports the import
data to EIA under the broker’s name.
They also stated that the Part 98 product
definitions differed from those of EIA
and that these differences could reveal
information not available through EIA.
They also noted that disclosure of the
amount and quantity of imported
material could cause competitive harm
to importers because it would reveal the
type and rate of consumption of raw
materials at their production facilities
which could be used to discern
sensitive process information (e.g.,
production efficiency).
Response: The final determinations
for this data category are summarized in
Table 5 of this preamble. Except as
described below, we have finalized the
confidentiality determinations as
proposed in the July 2010 CBI
proposals.
TABLE 5—FINAL CONFIDENTIALITY DETERMINATION FOR SUPPLIER PRODUCTION/THROUGHPUT QUANTITIES AND
COMPOSITION DATA
Are these data CBI a
(Y/N)?
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Source category (Part 98 Subpart)
Data elements
Suppliers of Coal-Based Liquid Fuels and Petroleum
Products (Subparts LL and MM): Producers.
Suppliers of Coal-Based Liquids and Petroleum
Products (Subparts LL and MM): Exporters.
Suppliers of Natural Gas and NGLs (Subpart NN):
LDCs.
Suppliers of Natural Gas and NGLs (Subpart NN):
Fractionators.
Suppliers of industrial GHGs (Subpart OO): Producers.
Suppliers of industrial GHGs (Subpart OO): Importers and exporters.
Suppliers of CO2 (Subpart PP): Production wells ......
Facility level, by product .................................................................
Yes.
Exporter level, by product ...............................................................
Yes.
LDC level .........................................................................................
No.
NGL Fractionator level ....................................................................
Yes.
Facility level, by fluorinated GHG ...................................................
Facility level throughput b information, by process .........................
Importer and exporter level, by fluorinated GHG ...........................
Yes.
Yes.
Yes.
Facility-level total CO2 production ...................................................
CO2 mass or volume measured by flow meter ..............................
No.
No.
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30811
TABLE 5—FINAL CONFIDENTIALITY DETERMINATION FOR SUPPLIER PRODUCTION/THROUGHPUT QUANTITIES AND
COMPOSITION DATA—Continued
Source category (Part 98 Subpart)
Are these data CBI a
(Y/N)?
Data elements
Suppliers of CO2 (Subpart PP): Industrial production
facilities.
Suppliers of CO2(PP): Importers and exporters .........
Facility level annually aggregated production information, by end
use application.
Facility-level total CO2 production ...................................................
CO2 mass or volume measured by flow meter ..............................
Facility level annually aggregated production information, by end
use application.
Importer and exporter level total CO2 imported/exported ...............
CO2 mass or volume measured by flow meter, scales and weigh
bills.
Importer and exporter level annually aggregated production information, by end use application.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
a Production/throughput
data are reported by product.
information includes the total mass of the reactants, by-products, and wastes permanently removed from each fluorinated GHG
or nitrous oxide production process.
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b Throughput
EPA has determined that the meterlevel CO2 data and the amount of CO2
supplied to each of the 13 types of endusers (reported under 40 CFR 98.426(f)),
is CBI for industrial suppliers of CO2
and for CO2 importers and exporters. As
discussed in Section II.C.3 of this
preamble, we previously proposed that
these data elements would be non-CBI
for all CO2 producers because we had
identified sources CO2 supply data.
However, we have since determined
that although CO2 supply data are
generally available for CO2 production
wells, such data for industrial CO2
production facilities and for CO2
importers and exporters is not publicly
available. We therefore agree with the
commenter that these data are not
already available to the public. The
meter-level CO2 data and the amount of
CO2 supplied to each of the 13 types of
end-users can be used to calculate the
facility-level CO2 supply data for
industrial sources. Information
documenting the amount of CO2
collected and transferred off site,
including the data elements at issue,
provides competitors with sensitive
information that may be used to
determine a facility’s market share and
to gain insight into a facility’s ability to
meet increases in market demand.
EPA is not making a final
confidentiality determination for data
elements that describe the amount and
type of coal-based liquids and
petroleum products reported by
importers (subparts LL and MM). As
discussed in Section II.C.3 of this
preamble, EPA was not able to make a
determination at this time that would
apply to all importers of coal-based
liquids and petroleum products because
the determination would vary
depending on importer-specific
characteristics (e.g., whether the report
to EIA, what type(s) of products they
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import). For the detailed discussion of
the rationale for this decision, see EPA’s
response in Section II.C.3 of this
preamble related to Suppliers of CoalBased Liquid Fuels and Suppliers of
Petroleum Products (Subpart LL and
Subpart MM).
5. Identification Information Category
Comment: Some commenters agreed
with EPA’s proposed determination that
the data in this category do not qualify
for confidential treatment. However, a
few commenters disagreed with our
proposal. Commenters were concerned
that disclosure of certain data elements
in this category, particularly the
company name and address, would
enable competitors to determine the
quantity and type of materials imported/
exported by a particular company.
Another commenter stated that the
competitive position of businesses
would be harmed if the name and
address of U.S. parent companies and
their percentage of ownership interest is
made publically available. These
commenters argued that this
information could be used together with
other data to determine market share
and other competitive information.
Response: We disagree with those
commenters who believe the disclosure
of the data in this category would likely
cause competitive harm to suppliers.
We are not aware of any situations, nor
did the commenters provide any
examples, in which the name, address,
and U.S. parent company of an importer
or exporter has been or could be linked
with other available data to disclose
sensitive business information. Further,
reporters eligible to hold confidential
the quantities and compositions of
imported materials (such as those
reporters importing fluorinated GHGs
under 40 CFR part 98, subpart OO) may
submit manifest confidentiality requests
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to the U.S. Customs and Border
Protection (CBP) to protect as
confidential its name and address on
customs forms. Therefore, competitors
would not be able to link customs data
on the quantity and type of material
imported with the name and address of
the Part 98 reporter. For the reasons
stated above, we conclude that our
proposed non-CBI determination for this
data category is appropriate.
6. Unit/Process Operating
Characteristics Category
New Data Elements: EPA has added
one new data element to this data
category for suppliers subject to subpart
PP. This data element requires
production facilities to report the
location of each flow meter in relation
to the point of segregation (reported
under 40 CFR 98.426(c)(2)(iv)). The data
element was added by the amendments
published on December 17, 2010 (75 FR
79092) and was not included in the July
2010 CBI proposals. This data element
is exactly the same type of location
information as required by other data
elements already assigned to this data
category (e.g., the location of each
volumetric flow meter in the process
chain in relation to the points of CO2
stream capture, dehydration,
compression, and other processing
reported under 40 CFR 98.426(b)(7)). In
the CBI proposal, we explained that
disclosure of such location information
is not likely to cause competitive harm
to the reporting facilities because it does
not provide descriptions or diagrams on
the design or operation of a facility’s
production process or reveal any other
potentially sensitive information about
any facility. Therefore, we have
determined in this final action that the
data elements in the Unit/Process
Operating Characteristics category
relative to location information,
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including this new data element, are not
CBI.
Comment: For this data category, EPA
proposed that only one data element
(the estimated percent transformation
efficiency reported under 40 CFR part
98, subpart OO for fluorinated
production process) would be eligible
for confidential treatment. Many
commenters agreed that most data in
this category do not qualify for
confidential treatment. Several
commenters also supported EPA’s
proposed determination that the
estimated percent transformation
efficiency of each production process
for the fluorinated GHG produced under
40 CFR part 98, subpart OO is CBI.
Other commenters disagreed with our
proposal and recommended that all
unit/process operating characteristics
should be considered CBI. Most of these
commenters provided broad statements
that operating data provides competitors
with sensitive business information, but
did not identify which specific data
elements or explain how their
disclosure would cause competitive
harm to reporters. However, a few
commenters provided more detailed
rationales regarding specific data
elements. One commenter believes the
subpart OO data element concerning the
date on which a change to a fluorinated
GHG product occurs should be kept
confidential because the dates would
indicate to competitors that the reporter
was making changes to their product.
Another commenter believes the dates
on which fluorinated GHGs are
imported and/or exported and the port
of entry and port of export should be
entitled to confidential treatment
because this information could be used
in conjunction with customs records to
identify the amount of material
imported/exported by the reporter. This
commenter added that to protect
confidential and competitively sensitive
information, importers and exporters
can submit manifest confidentiality
requests to U.S. CBP. According to the
commenter, CBP allows importers and
exporters to claim their names and
addresses as confidential but not
information on the material imported/
exported, the port, or the date. This
commenter argued that disclosure of
such import/export data would place
businesses required to report under Part
98 at a significant competitive risk and
argued that information on the date and
port of import/export could be used by
competitors (both domestic and
international) to discern import and
export practices, and potentially
shipment data.
One commenter stated that certain
information submitted as part of BAMM
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18:16 May 25, 2011
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extension requests was sensitive
information requiring confidential
treatment. This commenter specifically
identified the following data elements
from BAMM extension requests as
confidential: The reason for the
extension request (40 CFR
98.3(d)(2)(ii)(C)) and the planned
installation date of monitoring
equipment (40 CFR 98.3(d)(2)(ii)(F)).
This commenter stated that this
information is not available from other
public sources and, if disclosed, would
cause competitive harm by enabling
competitors to determine a company’s
ability to capitalize on specific market
opportunities and allowing competitors
to target markets based on weaknesses
and vulnerabilities. They further noted
that information on future shutdowns
would allow competitors to increase
production during a reporter’s
shutdown and would likely cause
serious harm to the reporter’s
competitive position.
Response: Except as described below,
we have finalized the proposed
confidentiality determinations for the
data elements in this category. In
response to comments received, we
have determined that the following data
elements in this data category are CBI:
• Dates of import/export (40 CFR part
98, subpart OO).
• Ports of import/export (40 CFR part
98, subpart OO).
• The reason for submitting a BAMM
extension request (40 CFR part 98,
subpart A).
• The reason why equipment was not
or could not be obtained or installed
during a planned shutdown between
October 30, 2009 and April 1, 2010 (as
reported in a BAMM extension request
(40 CFR part 98, subpart A).
• Planned installation date for
monitoring equipment as reported in a
BAMM extension request (40 CFR
98.3(d)(2)(ii)(F))).
• Anticipated date on which facility
will begin using the full monitoring
methods in the rule (40 CFR
98.3(d)(2)(ii)(F)).
At the time of the July 10 CBI
proposals, we were not aware of any
potential competitive harm that would
likely result from the disclosure of the
dates on which fluorinated GHGs are
imported and/or exported and the port
of entry and export (reported under 40
CFR part 98, subpart OO). Since then,
we have learned that release of these
data elements to the public could allow
competitors to link customs records on
quantities and product composition
with the import and export data
reported under Part 98, thus allowing
competitors to determine market share
and devise marketing strategies to
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undermine or weaken a competitor’s
position. Because disclosure of these
data elements is likely to cause the
substantial harm described above to
suppliers reporting these data under
Part 98, we have determined in this
final action that these data elements
qualify as CBI.
EPA agrees with commenters who
recommended that certain data elements
submitted as part of BAMM extension
requests are eligible for confidential
treatment. At the time of proposal, we
believed the reason for requesting a
BAMM extension (reported under 40
CFR 98.3(d)(2)(ii)(C)) and the reason
why equipment was not (or could not
be) installed (reported under 40 CFR
98.3(d)(2)(ii)(E)) would be generic
information that would not reveal any
sensitive operating information.
However, since proposal EPA has
reviewed a number of BAMM extension
requests and determined that they
contain more detailed information, such
as process diagrams and operational
information, than we had previously
anticipated. We also note that many
facilities have claimed these data as CBI
because they provide insight into
facility-specific operating conditions or
process design that are not available
from other sources and would harm
their competitive position if released.
We also agree with those commenters
that stated that the planned installation
date and the date of anticipated startup
(reported under 40 CFR 98.3(d)(2)(ii)(F))
provides competitive information
regarding future process shutdowns.
Based on new information received in
comments, we have concluded that
these data elements could provide
information about the operation of a
facility that can be used by competitors
to anticipate and potentially benefit
from future decreases in product
supply. For example, a competitor could
increase its own market share by
increasing production or increase its
profits by increasing prices during these
periods. Based on this new information,
EPA has determined that these data
elements qualify as CBI.
Although some commenters claimed
that the data element concerning the
date on which a change to a fluorinated
GHG product occurs (40 CFR 98.416(f))
should be confidential, they did not
provide rationale or supporting
information that enable us to assess
their claim. Because we are not aware of
any situations under which public
disclosure of this data element is likely
to cause substantial harm to suppliers
reporting these data elements, our
position regarding this data element
remains unchanged in this final action.
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7. Calculation, Test, and Calibration
Methods Category
Comment: We received several
comments agreeing with EPA that
disclosing the calculation, test, and
calibration methods would be unlikely
to reveal proprietary business
information. No commenters disagreed
with our proposed determination that
the data elements in this category are
not CBI.
Response: We appreciate the
commenters’ support of our proposed
non-CBI determination for this data
category. In light of these comments, we
conclude that our proposed non-CBI
determination for this data category (as
described in 75 FR 39126, July 7, 2010)
is appropriate and finalize that
determination in this action.
8. Data Elements for Periods of Missing
Data That Are Not Related to
Production/Throughput
Comment: We received comments
supporting EPA’s proposed
determination that the data in this data
category are not CBI. No commenters
opposed our proposed determination
that the data in this category are not
CBI.
Response: We appreciate the
commenters’ support of our proposed
determination for this data category. In
light of these comments, we conclude
that our proposed non-CBI
determination for this data category (as
described in 75 FR 39128, July 7, 2010)
is appropriate and finalize that
determination in this action.
mstockstill on DSK4VPTVN1PROD with RULES3
9. Emission Factor Category
Comment: Several commenters agreed
with EPA’s proposed determination that
the data in this data category qualify for
confidential treatment. These
commenters agreed with EPA’s
proposed determination that disclosure
of this data would substantially harm
the competitive position of suppliers
and therefore it should be kept
confidential. Other commenters
disagreed with EPA’s proposed CBI
determination, arguing that most of the
Part 98 supplier data should be
considered non-CBI. However, these
commenters did not provide any
specific rationale or information
explaining why any data element in this
data category should be considered nonCBI, but instead provided only general
statements that making data available to
the public was consistent with the CAA
and that it was the purpose of the
GHGRP to make GHG emissions data
available to the public.
Response: Although some
commenters disagreed with EPA’s
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proposed determination that the data
elements in this data category qualify
for confidential treatment, they did not
provide any rationale or information for
us to evaluate whether the proposed CBI
determination may not be appropriate
for any data elements in this data
category. Specifically, the commenters
did not provide any information to
support why data in this particular
category would meet the definition of
emission data. Neither did the
commenter explain why any data
element in this category does not qualify
as CBI. For instance, the commenter did
not claim that any data element in this
category is already publicly available or
disagree with EPA’s assessment that
disclosure of these data elements would
likely cause competitive harm. Further,
the commenters who supported our
proposed determination explained that
the information is held confidential by
companies and that disclosure would
cause substantial harm to the
competitive position. The commenters
who supported our proposed
determination agreed with EPA’s
rationale described in Section II.D.8 of
the July 7, 2010 CBI proposal that
emission factors can be used to backcalculate the carbon share of the
supplier’s products and raw materials.
In light of the above, we conclude that
our proposed determination for this data
category is appropriate and finalize the
determination in this action.
10. Amount and Composition of
Materials Received Category
New Data Elements:
EPA has added the following six new
data elements to this data category:
• EIA crude stream code (40 CFR
98.396(a)(20)(v)).
• Crude stream name (40 CFR
98.396(a)(20)(v)).
• Generic name for crude stream (40
CFR 98.396(a)(20)(vi)).
• EIA two-letter country or state
production area code for batch (40 CFR
98.396(a)(20)(vi)).
• Volume of crude oil in barrels
injected into a crude oil supply or
reservoir (40 CFR 98.396(a)(22)).
• Indication of whether the material
is a blended non-crude feedstock or
blended product (40 CFR
98.396(d)(1)(iii)).
The data elements were added by the
amendments published on October 28,
2010 (75 FR 66434) and were not
included in the July 2010 CBI proposals.
The data elements require the reporting
of information about the composition
and type of raw materials used by
facilities that produce products listed in
subpart MM. They are the same type of
data as other data elements already
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30813
included in this data category in the CBI
proposals. For example, 40 CFR
98.396(a)(20)(vi) is the same type of data
as 40 CFR 98.396(a)(20)(iv), which
requires the country of origin the crude
oil batch to be reported, and 40 CFR
98.396(a)(22) is the same type of data as
40 CFR 98.406(a)(2), which requires the
quantity of ethane product received by
natural gas fractionators. In the July
2010 CBI proposals, we explained that
disclosure of the data elements in this
category would likely cause substantial
competitive harm to the reporting
facilities. For example, we explained
how information about a reporter’s raw
material source could be used to discern
design or operating limitations (e.g.,
show that a facility only processes
certain types of crude oil) or could be
used to develop competitive strategies
to increase the cost of certain types of
raw materials. In other cases, the
amount of raw material consumed can
be used in combination with production
data to infer the operating efficiency
(e.g., amount of product produced per
unit of raw material consumed), which
would allow competitors to infer
production costs and pricing structures
(see 75 FR 39127, July 7, 2010). Because
the CBI proposal included data elements
that are the same in type and
characteristic as the six new data
elements, we conclude that the proposal
adequately addresses these six data
elements and that a separate CBI
proposal for these data elements is not
necessary. For the reasons set forth in
this section and in Section II.C.9 of the
July 7, 2010 CBI proposal, we have
determined in this final action that the
data elements in this data category
qualify as CBI. This determination
applies to all the data elements in this
category, including the six new data
elements listed above.
Comment: Most commenters agreed
with EPA’s proposed determination that
the amount and composition of
materials received by suppliers qualify
for confidential treatment. These
commenters agreed that, if released, the
amount and composition of materials
received by suppliers would likely
cause substantial harm to the
competitive positions of businesses
reporting these data because it would
reveal sensitive information about the
manufacturing process or the
composition of the product. Although
most commenters supported EPA’s
proposed CBI determination for this
category, some commenters disagreed.
These commenters argued that all or
most Part 98 data elements should be
made available to the public. These
commenters did not provide any
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information explaining why any specific
data element in this data category
should be considered emission or
otherwise non-CBI, but instead
submitted general statements that
disclosure of these data would be
consistent with the CAA and the
GHGRP.
Response: Although some
commenters disagreed with EPA’s
proposed determination that the data
elements in this data category qualify
for confidential treatment, they did not
provide any rationale or information for
us to evaluate whether the proposed CBI
determination may not be appropriate
for any data elements in this data
category. Specifically, the commenters
did not provide any information to
support why data in this particular
category would meet the definition of
emission data. Neither did the
commenter explain why any data
element in this category does not qualify
as CBI. For instance, the commenters
did not claim that any data element in
this category is already publicly
available, nor did they disagree with
EPA’s assessment that disclosure of
these data elements would likely cause
competitive harm. The commenters who
supported our proposed determination
agreed with EPA’s rationale described in
Section II.D.9 of the July 2010 CBI
proposal that disclosure of data
elements in this category is likely to
cause substantial harm to reporters. In
light of the above, we conclude that our
proposed determination for this data
category is appropriate and are
finalizing the determination in this
action.
11. Data Elements for Periods of Missing
Data That Are Related to Production/
Throughput
Comment: Several commenters agreed
with EPA’s proposed determination that
the data in this data category qualify for
confidential treatment. These
commenters expressed agreement with
EPA’s proposed determination that
disclosure of this data would
substantially harm the competitive
position of suppliers and therefore
should be kept confidential.
Although most commenters supported
EPA’s proposed CBI determination for
this category, some commenters
disagreed. These commenters argued
that all or most Part 98 data elements
should be made available to the public.
These commenters did not provide any
rationale explaining why any specific
data element in this data category
should be considered emission data or
otherwise non-CBI, but instead
submitted general statements that
disclosure of these data would be
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consistent with the CAA and the
GHGRP.
Response: Although some
commenters disagreed with EPA’s
proposed determination that the data
elements in this data category qualify
for confidential treatment, they did not
provide any rationale or information for
us to evaluate whether our proposed
determination is not appropriate for any
data elements in this data category.
Specifically, the commenters did not
provide any information to support why
data in this particular category would
meet the definition of emission data.
Neither did the commenter explain why
any data element in this category does
not qualify as CBI. For instance, the
commenters did not claim that any data
element in this category is already
publicly available, nor did they disagree
with EPA’s assessment that disclosure
of these data elements would likely
cause competitive harm. Further, the
commenters who supported our
proposed determination agreed with
EPA’s rationale described in Section
II.D.10 of the July 2010 CBI proposal
that the data elements in this category
are themselves production data and
materials received data for the missing
data period and their disclosure could
divulge sensitive details about
operational capabilities, marketing
strategies, market share, and product
chemistries. We therefore conclude that
our proposed determination for this data
category is appropriate and finalize the
determination in this action.
12. Supplier Customer and Vendor
Information Category
Comment: Several commenters agreed
with EPA’s proposed determination that
the data elements in this category
qualify for confidential treatment. Some
stated that the data was not publicly
available and that they take steps to
ensure the information is maintained as
confidential. Several agreed with EPA’s
proposed determination that disclosure
of these data elements would
substantially harm the competitive
position of suppliers. One stated that
customers and vendors often require
such data to be kept confidential and
that in some cases this requirement is
included in legal contracts, such as
agreements for purchase or supply.
Others stated that the identity of a
vendor is proprietary information since
it would allow competitors to determine
customer base and identify large
customers.
Although most commenters supported
EPA’s proposed CBI determination for
this category, some commenters
disagreed. These commenters argued
that all or most of the Part 98 data
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should be considered non-CBI. These
commenters did not provide any
specific rationale regarding the data
elements in this category, but instead
submitted general statements that
disclosure of these data would be
consistent with the CAA and the
GHGRP.
Response: Although a few
commenters disagree with EPA’s
proposed determination that the data
elements in this category are eligible for
confidential treatment, they did not
provide any rationale or information for
us to evaluate why any data element in
this category should be considered nonCBI. Specifically, they did not provide
any information to support why data in
this particular category would meet the
definition of emission data. The
commenters did not claim that any data
element in this category is already
publicly available, nor did they disagree
with EPA’s assessment that disclosure
of these data elements would likely
cause competitive harm. Furthermore,
commenters who supported our
proposed determination explained that
the information is held confidential by
companies and that disclosure would
cause substantial harm to the
competitive position of their company
by revealing information about customer
base and in some cases the identity of
individual customers, which would
enable competitors to develop
marketing strategies designed to steal
these customers. We therefore conclude
that our proposed determination for this
data category is appropriate and finalize
the determination in this action.
13. Process-Specific and Vendor Data
Submitted in BAMM Extension
Requests Category
Comment: Only a few commenters
submitted comments on this data
category. The majority of those
providing comments agreed with EPA’s
proposed determination that disclosure
of the data in this category would
substantially harm the competitive
position of reporters and that the data in
this category therefore qualify for
confidential treatment under 40 CFR
2.208. Some of these commenters also
confirmed that they take measures to
keep the data secret and that the
information is not available from other
sources.
Although some commenters
supported EPA’s proposed CBI
determination for this category, other
commenters disagreed. These
commenters argued that all or most of
the Part 98 data should be considered
non-CBI. These commenters did not
provide any specific rationale regarding
the data elements in this category, but
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instead submitted general statements
that disclosure of these data would be
consistent with the CAA and the
GHGRP.
Response: While some commenters
disagreed with EPA’s proposed
determination that this data is eligible
for confidential treatment, they did not
provide specific rationale or information
for us to evaluate whether our proposed
determination may not be appropriate
for any data element in this category.
Specifically, they did not provide any
information to support why data in this
particular category would meet the
definition of emission data. Neither did
the commenter explain why any data
element in this category does not qualify
as CBI. For instance, they did not claim
that any data element in this category is
already publicly available, nor did they
disagree with EPA’s assessment that
disclosure of these data elements would
likely cause competitive harm.
Furthermore, the commenters who
supported our proposed determination
explained that the information is held
confidential by companies and
confirmed that disclosure of the data
elements in this category could divulge
sensitive information about specific
processes that would likely cause
substantial harm to reporters. We
therefore conclude that our proposed
determination for this data category is
appropriate and finalize the
determination in this action.
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D. Amendment to 40 CFR Part 2
Addressing Treatment of Part 98 Data
Elements
The July 7, 2010 CBI proposal
included proposed amendments to 40
CFR 2.301 (Special rules governing
certain information obtained under the
Clean Air Act) that would establish
procedures for EPA’s handling of data
collected under 40 CFR part 98 in
accordance with EPA’s final
confidentiality determinations for the
data. In this action, EPA finalizes the
proposed amendment without change.
The final amendment authorizes EPA
to release Part 98 data elements
determined to be ‘‘emission data’’ or not
otherwise entitled to confidential
treatment without further procedural
requirements. The final amendment also
sets forth procedures for the treatment
of information in Part 98 determined to
be CBI. These procedures are similar to
and consistent with the existing 40 CFR
part 2 procedures for handling
information determined to be CBI.
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1. Summary of Comments and
Responses on the Amendments to 40
CFR Part 2
Comment: One commenter
recommended EPA revise 40 CFR
2.301(d) to include provisions either
establishing a time limit on the duration
of CBI determination or establishing a
process by which data elements
designated as CBI could be reclassified.
Another commenter argued that if the
Office of General Counsel makes a
determination that information is no
longer CBI, companies should be
afforded the same opportunity to
comment as provided under 40 CFR
2.204(e) and the opportunity for judicial
challenge of the Agency’s final
determination, as provided under 40
CFR 2.205(f).
Response: As discussed in Section
II.A.8 of this preamble (Time Limits on
Confidentiality Determinations), the
commenters did not provide supporting
information explaining how data
determined to be CBI in this action will
become less sensitive over any specific
period of time such that EPA should
limit its CBI determination for such data
to that time period. We note that other
CBI determinations made by EPA are
generally not time limited. Further, the
final amendment to 40 CFR 2.301
provides procedures for EPA to modify
a prior confidentiality determination
(see 40 CFR 2.301(d)(4)) should certain
Part 98 data be no longer entitled to
confidential treatment because of a
change in the applicable law or newly
discovered or changed facts. This
provision reflects the requirements in
CBI regulations at 40 CFR 2.205(h) for
modifying prior determinations for
other information. For the reasons stated
above, we do not believe that a time
limit on the duration of CBI
determinations made in this action is
justified or necessary.
Further, consistent with 40 CFR
2.204(e), we provided reporters notice
and an opportunity to comment by
making confidentiality determinations
for Part 98 data through notice and
comment rulemaking. In this action
stakeholders were given the opportunity
to submit CBI claims and supporting
documentation during the 60-day
comment period for the proposed CBI
determinations. We received no specific
comment or information, nor do we
have any reason to believe, that
reporting facilities would have had any
new or different information to
substantiate their claims at the time they
submit the data elements as opposed to
that available during the public
comment period for the CBI proposals.
Further, during the comment period, the
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reporting facilities were able to consider
the Agency’s proposed confidentiality
determinations in preparing their CBI
claims and supporting documentations;
businesses do not generally have such
insight into EPA’s positions when
substantiating CBI claims under the
existing CBI regulations. Lastly, as
provided in the Judicial Review section
of this notice, this final action is subject
to judicial review under CAA section
307(b).
III. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), the
amendments to 40 CFR part 2 are a
‘‘significant regulatory action’’ because
they raise novel legal or policy issues.
Accordingly, EPA submitted this action
to the Office of Management and Budget
(OMB) for review under Executive
Orders 12866 and 13563 (76 FR 3821,
January 21, 2011) and any changes made
in response to OMB recommendations
have been documented in the docket for
this action.
B. Paperwork Reduction Act
The amendments to 40 CFR part 2 do
not impose any new information
collection burden. The amendments are
administrative in nature and do not
increase the recordkeeping and
reporting burden associated with Part
98. However, the OMB has previously
approved the information collection
requirements contained in the Part 98
regulations promulgated on October 30,
2009 under the provisions of the
Paperwork Reduction Act, 44 U.S.C.
3501 et seq. and has assigned OMB
control number 2060–0629. EPA has
also submitted the Information
Collection Request requirements for four
additional Part 98 subparts promulgated
on July 12, 2010 to OMB for approval
(see 75 FR 39756). The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act (RFA)
The RFA generally requires an agency
to prepare a regulatory flexibility
analysis of any rule subject to notice
and comment rulemaking requirements
under the Administrative Procedure Act
or any other statute unless the agency
certifies that the rule will not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
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small organizations, and small
governmental jurisdictions.
For purposes of assessing the impacts
of the amendments on small entities,
small entity is defined as: (1) A small
business as defined by the Small
Business Administration’s regulations at
13 CFR 121.201; (2) a small
governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field. This definition of
small entity is consistent with the
definition of small entity used for Part
98.
After considering the economic
impacts of today’s amendments to 40
CFR part 2 on small entities, I certify
that this action will not have a
significant economic impact on a
substantial number of small entities.
The small entities directly regulated by
Part 98 and affected by the amendments
to 40 CFR part 2 include small
businesses across all sectors of the
economy encompassed by Part 98, small
governmental jurisdictions, and small
non-profits. An analysis of impacts on
small entities was conducted at
promulgation of Part 98 and the results
are presented in the Section VIII.C of the
preamble to the final Part 98 (74 FR
56369, October 30, 2009). Subsequent
small entity analyses for additional Part
98 subparts were conducted and the
results presented in: Section IV.D of the
preamble to ‘‘Mandatory Reporting of
Greenhouse Gases From Magnesium
Production, Underground Coal Mines,
Industrial Wastewater Treatment, and
Industrial Waste (75 FR 39736, July 12,
2010); Section IV.D of the preamble to
‘‘Mandatory Reporting of Greenhouse
Gases: Additional Sources of
Fluorinated GHGs’’ (75 FR 74744,
December 1, 2010); Section III.D of the
preamble to ‘‘Mandatory Reporting of
Greenhouse Gases: Injection and
Geologic Sequestration of Carbon
Dioxide’’ (75 FR 75060, December 1,
2010); Section III.D of the preamble to
‘‘Mandatory Reporting of Greenhouse
Gases: Petroleum and Natural Gas
Systems’’ (75 FR 74458, November 30,
2010). These analyses showed that the
cost-to-sales ratio, comparing the
compliance costs for affected industry
sectors with industry-specific data on
revenues for small businesses, are less
than one percent for establishments
owned by small businesses that EPA
considers most likely to be covered by
the reporting program. For small
governments, EPA compared the
average costs of compliance for
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combustion, local distribution
companies, and landfills to average
revenues and found that the costs of
compliance with the reporting rule
constitute less than one percent of
average revenues for the smallest
category of governments (i.e., those with
fewer than 10,000 people). We
concluded from these analyses that Part
98 did not have a significant impact on
a substantial number of small entities.
This rule will not impose any new
requirement on small entities that are
not currently required by Part 98. The
amendments to 40 CFR part 2 are
administrative in nature and do not
increase the costs for small entities to
comply with Part 98. Therefore, this
rule does not have a significant
economic impact on a substantial
number of small entities.
Although this final rule will not have
a significant economic impact on a
substantial number of small entities,
EPA nonetheless has taken several steps
to reduce the impact of Part 98 on small
entities. When we developed Part 98,
we set applicability thresholds that
reduced the number of small businesses
required to report. We also did not
require facilities to install CEMS if they
did not already have them, and
developed tiered methods that are
simpler and less burdensome for some
source categories. We also considered
public comments submitted by small
businesses and organizations that
include small business members. After
promulgation of Part 98, we provided a
range of compliance tools, online
training webinars, and other compliance
assistance of use to small businesses.
EPA continues to conduct significant
outreach on the mandatory GHG
reporting rule and maintains an ‘‘open
door’’ policy for stakeholders to help
inform EPA’s understanding of key
issues for industries and others.
D. Unfunded Mandates Reform Act
(UMRA)
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), 2 U.S.C.
1531–1538, requires Federal agencies,
unless otherwise prohibited by law, to
assess the effects of their regulatory
actions on State, local, and Tribal
governments and the private sector.
Federal agencies must also develop a
plan to provide notice to small
governments that might be significantly
or uniquely affected by any regulatory
requirements. The plan must enable
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates and must
inform, educate, and advise small
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governments on compliance with the
regulatory requirements.
The amendments to 40 CFR part 2 do
not contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, or Tribal
governments, in the aggregate, or the
private sector in any one year. The
amendments are administrative in
nature and do not increase the costs of
compliance for facilities to comply with
Part 98. Thus, the amendments to 40
CFR part 2 are not subject to the
requirements of sections 202 or 205 of
the UMRA.
In developing Part 98, EPA consulted
with small governments pursuant to a
plan established under section 203 of
UMRA to address impacts of regulatory
requirements in the rule that might
significantly or uniquely affect small
governments. For a summary of EPA’s
consultations with State and/or local
officials or other representatives of State
and/or local governments in developing
Part 98, see Section VIII of the preamble
to the final Part 98 (74 FR 56370).
E. Executive Order 131132: Federalism
The amendments to 40 CFR part 2 do
not have federalism implications. They
will not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in Executive Order 13132.
However, for a more detailed discussion
about how Part 98 relates to existing
State programs, please see Section II of
the preamble to the final Part 98 rule (74
FR 56266).
The amendments to 40 CFR part 2 are
administrative in nature and apply to
data reported under Part 98 by facilities
that directly emit GHGs or supply fuel
or chemicals that may emit GHGs when
used. Part 98 does not apply to
governmental entities unless the
government entity owns a facility that
directly emit GHGs above threshold
levels such as large stationary
combustion sources or landfills, so
relatively few government facilities
would be affected. The amendments to
40 CFR part 2 also do not limit the
power of States or local governments to
collect GHG data or regulate GHG
emissions. Thus, Executive Order 13132
does not apply to this action.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and State and local governments, EPA
specifically solicited comments on the
proposed action from State and local
officials. For a discussion of how Part 98
relates to existing State programs and a
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summary of EPA’s consultations with
State and local government
representatives during the development
of Part 98, see Sections II and VIII of the
preamble for the final Part 98 (74 FR
56260, October 30, 2009), respectively.
In addition, after the July 7, 2010 CBI
proposal, EPA held meetings with
associations including State and local
agencies, and considered public
comments submitted by such agencies
in developing the final confidentiality
determinations and 40 CFR part 2
amendments.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action is not expected to have
Tribal implications, as specified in
Executive Order 13175 (65 FR 67249,
November 9, 2000), because this action
is administrative in nature and does not
impose any new requirements on
Tribes. Thus, Executive Order 13175
does not apply to this action. However,
EPA consulted with Tribal officials in
developing Part 98. For a summary of
EPA’s consultations with Tribal
governments and representatives in
developing Part 98, see Section VIII.F of
the preamble to the final Part 98 (74 FR
56371, October 30, 2009).
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G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying only to those regulatory
actions that concern health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This action is not subject to
Executive Order 13045 because it does
not establish an environmental standard
intended to mitigate health or safety
risks.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant energy
action’’ as defined in Executive Order
13211 (66 FR 28355 (May 22, 2001)),
because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. The
amendments to 40 CFR part 2 are
administrative in nature and therefore
do not have any adverse impacts on
energy supply, distribution, or use.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
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Jkt 223001
113, 12(d) (15 U.S.C. 272 note) directs
EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
available and applicable voluntary
consensus standards.
The amendments do not involve
technical standards. Therefore, EPA did
not consider the use of any voluntary
consensus standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it does
not affect the level of protection
provided to human health or the
environment. The amendments to 40
CFR part 2 are administrative in nature
and therefore do not affect the level of
protection provided to human health or
the environment.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA),
generally provides that before a rule
may take effect, the agency
promulgating the rule must submit a
rule report, which includes a copy of
the rule, to each House of the Congress
and to the Comptroller General of the
United States. EPA will submit a report
containing this rule and other required
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the U.S. prior to
publication of the rule in the Federal
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30817
Register. A major rule cannot take effect
until 60 days after it is published in the
Federal Register. This action is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2). This rule will be effective July
25, 2011.
List of Subjects in 40 CFR Part 2
Environmental protection,
Administrative practice and procedure,
Reporting and recordkeeping
requirements.
Dated: May 19, 2011.
Lisa P. Jackson,
Administrator.
For the reasons stated in the
preamble, title 40, chapter I, of the Code
of Federal Regulations is amended as
follows:
PART 2—[AMENDED]
1. The authority citation for part 2
continues to read as follows:
■
Authority: 5 U.S.C. 301, 552 (as amended),
553; secs. 114, 301 and 307, Clean Air Act
(as amended) (42 U.S.C. 7414, 7601, 7607).
Subpart B—[Amended]
2. Section 2.301 is amended by
revising paragraph (c) and adding
paragraph (d) to read as follows:
■
§ 2.301 Special rules governing certain
information obtained under the Clean Air
Act
*
*
*
*
*
(c) Basic rules that apply without
change. Except as otherwise provided in
paragraph (d) of this section, §§ 2.201
through 2.207, § 2.209, and §§ 2.211
through 2.215 apply without change to
information to which this section
applies.
(d) Data submitted under 40 CFR part
98. (1) Sections 2.201 through 2.215 do
not apply to data submitted under 40
CFR part 98 that EPA has determined,
pursuant to section 114(c) of the Clean
Air Act and 5 U.S.C. 553(c), to be either
of the following:
(i) Emission data.
(ii) Data not otherwise entitled to
confidential treatment pursuant to
section 114(c) of the Clean Air Act.
(2) Except as otherwise provided in
paragraphs (d)(2) and (d)(4) of this
section, §§ 2.201 through 2.215 do not
apply to data submitted under 40 CFR
part 98 data that EPA has determined,
pursuant to section 114(c) of the Clean
Air Act and 5 U.S.C. 553(c), to be
entitled to confidential treatment. EPA
shall treat that information as
confidential in accordance with the
provisions of § 2.211, subject to
paragraph (d)(4) of this section and
§ 2.209.
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(3) Upon receiving a request under 5
U.S.C. 552 for data submitted under 40
CFR part 98 that EPA has determined,
pursuant to section 114(c) of the Clean
Air Act and 5 U.S.C. 553(c), to be
entitled to confidential treatment, the
EPA office shall furnish the requestor a
notice that the information has been
determined to be entitled to confidential
treatment and that the request is
therefore denied. The notice shall
include or cite to the appropriate EPA
determination.
(4) Modification of prior
confidentiality determination. A
determination made pursuant to section
114(c) of the Clean Air Act and 5 U.S.C.
553(c) that information submitted under
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40 CFR part 98 is entitled to
confidential treatment shall continue in
effect unless, subsequent to the
confidentiality determination, EPA
takes one of the following actions:
(i) EPA determines, pursuant to
section 114(c) of the Clean Air Act and
5 U.S.C. 553(c), that the information is
emission data or data not otherwise
entitled to confidential treatment under
section 114(c) of the Clean Air Act.
(ii) The Office of General Counsel
issues a final determination, based on
the criteria in § 2.208, stating that the
information is no longer entitled to
confidential treatment because of
change in the applicable law or newlydiscovered or changed facts. Prior to
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making such final determination, EPA
shall afford the business an opportunity
to submit comments on pertinent issues
in the manner described by §§ 2.204(e)
and 2.205(b). If, after consideration of
any timely comments submitted by the
business, the Office of General Counsel
makes a revised final determination that
the information is not entitled to
confidential treatment under section
114(c) of the Clean Air Act, EPA will
notify the business in accordance with
the procedures described in
§ 2.205(f)(2).
*
*
*
*
*
[FR Doc. 2011–12930 Filed 5–25–11; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 76, Number 102 (Thursday, May 26, 2011)]
[Rules and Regulations]
[Pages 30782-30818]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-12930]
[[Page 30781]]
Vol. 76
Thursday,
No. 102
May 26, 2011
Part III
Environmental Protection Agency
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40 CFR Part 2
Confidentiality Determinations for Data Required Under the Mandatory
Greenhouse Gas Reporting Rule and Amendments to Special Rules Governing
Certain Information Obtained Under the Clean Air Act; Final Rule
Federal Register / Vol. 76 , No. 102 / Thursday, May 26, 2011 / Rules
and Regulations
[[Page 30782]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 2
[EPA-HQ-OAR-2009-0924; FRL-9311-2]
RIN 2060-AQ04
Confidentiality Determinations for Data Required Under the
Mandatory Greenhouse Gas Reporting Rule and Amendments to Special Rules
Governing Certain Information Obtained Under the Clean Air Act
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action finalizes the confidentiality determinations for
certain data elements required to be reported under the Mandatory
Greenhouse Gas Reporting Rule. This action also finalizes amendments to
the special rules governing certain information obtained under the
Clean Air Act, which authorizes EPA to release or withhold as
confidential reported data under the Mandatory Greenhouse Gas Reporting
Rule according to the final determinations for such data without taking
further procedural steps. This action does not include final
confidentiality determinations for data elements that are in the
``Inputs to Emission Equations'' category.
DATES: This action is effective on July 25, 2011.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2009-0924. All documents in the docket are listed on the
https://www.regulations.gov Web site. Although listed in the index, some
information is not publicly available, e.g., confidential business
information (CBI) or other information whose disclosure is restricted
by statute. Certain other materials, such as copyrighted materials, are
not placed on the Internet and are publicly available only in hard copy
form. Publicly available docket materials are available either
electronically through https://www.regulations.gov or in hard copy at
the Air Docket, EPA/DC, EPA West Building, Room 3334, 1301 Constitution
Avenue, NW., Washington, DC 20004. This Docket Facility is open from
8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number for the Public Reading Room is (202)
566-1744, and the telephone number for the Air Docket is (202) 566-
1742.
FOR FURTHER INFORMATION CONTACT: Carole Cook, Climate Change Division,
Office of Atmospheric Programs (MC-6207J), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460; telephone
number: (202) 343-9263; fax number: (202) 343-2342. For technical
information and implementation materials, please go to the Web site
https://www.epa.gov/climatechange/emissions/ghgrulemaking.html. To
submit a question, select Rule Help Center, then select Contact Us.
Regulated Entities. The confidentiality determinations and
amendment to 40 CFR 2.301 affect entities that must submit annual
greenhouse gas (GHG) reports under 40 CFR part 98. The Administrator
determined that this action is subject to the provisions of Clean Air
Act (CAA) section 307(d). See CAA section 307(d)(1)(v) (the provisions
of CAA section 307(d) apply to ``such other actions as the
Administrator may determine''). Part 98 and this action affects fuel
and chemical suppliers and direct emitters of greenhouse gases.
Affected categories and entities include those listed in Table 1 of
this preamble:
Table 1. Examples of Affected Entities by Category
------------------------------------------------------------------------
Examples of affected
Category NAICS facilities
------------------------------------------------------------------------
General Stationary Fuel .................. Facilities operating
Combustion Sources. boilers, process
heaters,
incinerators,
turbines, and
internal combustion
engines.
321 Manufacturers of
lumber and wood
products.
322 Pulp and paper mills.
325 Chemical
manufacturers.
324 Petroleum refineries
and manufacturers of
coal products.
316, 326, 339 Manufacturers of
rubber and
miscellaneous
plastic products.
331 Steel works and blast
furnaces.
32 Electroplating,
plating, polishing,
anodizing, and
coloring.
336 Manufacturers of
motor vehicle parts
and accessories.
221 Electric, gas, and
sanitary services.
622 Health services.
611 Educational services.
325193 Ethyl alcohol
manufacturing
facilities.
311611 Meat processing
facilities.
311411 Frozen fruit, juice,
and vegetable
manufacturing
facilities.
311421 Fruit and vegetable
canning facilities.
Electricity Generation....... 221112 Fossil-fuel fired
electric generating
units, including
units owned by
Federal and
municipal
governments and
units located in
Indian Country.
Adipic Acid Production....... 325199 Adipic acid
manufacturing
facilities.
Aluminum Production.......... 331312 Primary Aluminum
production
facilities.
Ammonia Manufacturing........ 325311 Anhydrous and aqueous
ammonia
manufacturing
facilities.
Cement Production............ 327310 Portland Cement
manufacturing
plants.
Ferroalloy Production........ 331112 Ferroalloys
manufacturing
facilities.
Glass Production............. 327211 Flat glass
manufacturing
facilities.
327213 Glass container
manufacturing
facilities.
327212 Other pressed and
blown glass and
glassware
manufacturing
facilities.
HCFC-22 Production and HFC-23 325120 Chlorodifluoromethane
Destruction. manufacturing
facilities.
Hydrogen Production.......... 325120 Hydrogen
manufacturing
facilities.
Iron and Steel Production.... 331111 Integrated iron and
steel mills, steel
companies, sinter
plants, blast
furnaces, basic
oxygen process
furnace shops.
Lead Production.............. 331419 Primary lead smelting
and refining
facilities.
331492 Secondary lead
smelting and
refining facilities.
[[Page 30783]]
Lime Production.............. 327410 Calcium oxide,
calcium hydroxide,
and dolomitic
hydrates
manufacturing
facilities.
Magnesium Production......... 331419 Primary refiners of
nonferrous metals by
electrolytic
methods.
331492 Secondary magnesium
processing plants.
Municipal Solid Waste 562212 Solid waste
Landfills. landfills.
221320 Sewage treatment
facilities.
Nitric Acid Production....... 325311 Nitric acid
manufacturing
facilities.
Petrochemical Production..... 32511 Ethylene dichloride
manufacturing
facilities.
325199 Acrylonitrile,
ethylene oxide, and
methanol
manufacturing
facilities.
325110 Ethylene
manufacturing
facilities.
325182 Carbon black
manufacturing
facilities.
Petroleum Refineries......... 324110 Petroleum refineries.
Phosphoric Acid Production... 325312 Phosphoric acid
manufacturing
facilities.
Pulp and Paper Manufacturing. 322110 Pulp mills.
322121 Paper mills.
322130 Paperboard mills.
Silicon Carbide Production... 327910 Silicon carbide
abrasives
manufacturing
facilities.
Soda Ash Manufacturing....... 325181 Alkalies and chlorine
manufacturing
facilities.
212391 Soda ash, natural,
mining, and/or
beneficiation.
Titanium Dioxide Production.. 325188 Titanium dioxide
manufacturing
facilities.
Underground Coal Mines....... 212113 Underground
anthracite coal
mining operations.
212112 Underground
bituminous coal
mining operations.
Zinc Production.............. 331419 Primary zinc refining
facilities.
331492 Zinc dust reclaiming
facilities,
recovering from
scrap and/or
alloying purchased
metals.
Industrial Waste Landfills... 562212 Solid waste
landfills.
221320 Sewage treatment
facilities.
322110 Pulp mills.
322121 Paper mills.
322122 Newsprint mills.
322130 Paperboard mills.
311611 Meat processing
facilities.
311411 Frozen fruit, juice,
and vegetable
manufacturing
facilities.
311421 Fruit and vegetable
canning facilities.
Industrial Wastewater 322110 Pulp mills.
Treatment.
322121 Paper mills.
322122 Newsprint mills.
322130 Paperboard mills.
311611 Meat processing
facilities.
311411 Frozen fruit, juice,
and vegetable
manufacturing
facilities.
311421 Fruit and vegetable
canning facilities.
325193 Ethanol manufacturing
facilities.
Suppliers of Coal Based 211111 Coal liquefaction at
Liquids Fuels. mine sites.
Suppliers of Petroleum 324110 Petroleum refineries.
Products.
Suppliers of Natural Gas and 221210 Natural gas
NGLs. distribution
facilities.
211112 Natural gas liquid
extraction
facilities.
Suppliers of Industrial GHGs. 325120 Industrial gas
manufacturing
facilities.
Suppliers of Carbon Dioxide 325120 Industrial gas
(CO2). manufacturing
facilities.
------------------------------------------------------------------------
Table 1 of this preamble lists the types of entities that could be
required to report data under Part 98. This list is not intended to be
exhaustive, but rather to provide a guide for readers regarding
facilities and suppliers likely to be affected by this action. Other
types of facilities and suppliers not listed in the table may also be
subject to reporting requirements. Many facilities and suppliers are
subject to the reporting requirements in multiple subparts of Part 98.
To determine whether you are affected by this action, you should
carefully examine the applicability criteria found in 40 CFR part 98,
subpart A. If you have questions regarding the applicability of this
action to a particular facility, consult the person listed in the
preceding FOR FURTHER INFORMATION CONTACT section of this preamble.
Judicial Review. Under section 307(b)(1) of the CAA, judicial
review of any of the final confidentiality determinations and rule
amendments made in this final rule is available only by filing a
petition for review in the U.S. Court of Appeals for the District of
Columbia Circuit by July 25, 2011. Under CAA section 307(d)(7)(B), only
an objection to this final rule that was raised with reasonable
specificity during the period for public comment can be raised during
judicial review. This section also provides a mechanism for us to
convene a proceeding for reconsideration ``[i]f the person raising an
objection can demonstrate to EPA that it was impracticable to raise
such objection within [the period for public comment] or if the grounds
for such objection arose after the period for public comment (but
within the time specified for judicial review) and if such objection is
of central relevance to the outcome of this rule.'' Any person seeking
to make such a demonstration to us should submit a Petition for
Reconsideration to the Office of the Administrator, Environmental
Protection Agency, Room 3000, Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20004, with a copy to the person listed in
the preceding FOR FURTHER INFORMATION CONTACT section, and a copy to
the
[[Page 30784]]
Associate General Counsel for the Air and Radiation Law Office, Office
of General Counsel (Mail Code 2344A), Environmental Protection Agency,
1200 Pennsylvania Ave., NW., Washington, DC 20004. Under CAA section
307(b)(2), the confidentiality determinations and rule amendments
established by this action may not be challenged separately in any
civil or criminal proceedings brought by EPA to enforce these
requirements.
Acronyms and Abbreviations. The following acronyms and
abbreviations are used in this document.
BAMM Best Available Monitoring Methods
CAA Clean Air Act
CBI confidential business information
CBP Customs and Border Protection
CEMS continuous emission monitoring system(s)
CFR Code of Federal Regulations
CH4 methane
CO carbon monoxide
CO2 carbon dioxide
CO2e carbon dioxide-equivalent
EIA Energy Information Administration
EPA U.S. Environmental Protection Agency
FR Federal Register
GHG greenhouse gas
GHGRP Greenhouse Gas Reporting Program
HCFC-22 chlorodifluoromethane
HFC-23 trifluoromethane (or CHF3)
LDC local distribution company
N2O nitrous oxide
NAICS North American Industry Classification System
NEI National Emissions Inventory
NGO non-governmental organization
OMB Office of Management and Budget
PFCs perfluorocarbons
PSD prevention of significant deteriorization
QA/QC quality assurance/quality control
RFA Regulatory Flexibility Act
SF6 sulfur Hexafluoride
SBREFA Small Business Regulatory Enforcement Fairness Act
TRI Toxic Release Inventory
USGS United States Geologic Survey
UMRA Unfunded Mandates Reform Act
U.S. United States
Table of Contents
I. Background
A. Background on the Final Rule
B. Approach To Making Confidentiality Determinations
C. Subparts Covered by This Final Rule
II. Confidentiality Determinations for Data Required by the
Mandatory Greenhouse Gas Reporting Rule, Responses to Public
Comments, and Final Rule Amendment
A. Final Confidentiality Determinations
B. Direct Emitters
C. Suppliers
D. Amendment to 40 CFR Part 2 Addressing Treatment of Part 98
Data Elements
III. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 131132: Federalism
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. Background
A. Background on the Final Rule
On October 30, 2009, EPA published the Mandatory Greenhouse Gas
Reporting Rule for collecting information regarding greenhouse gas
(GHG) emissions from a broad range of industry sectors (74 FR 56260).
Under 40 CFR part 98 of the rule and its subsequent amendments
(hereinafter referred to as Part 98), EPA will collect data from
certain facilities and suppliers above specified thresholds. The data
to be reported includes information on GHG emissions and GHGs supplied,
including information necessary to characterize, quantify, and verify
the GHG emissions and GHGs supplied data. In the preamble to Part 98,
we stated, ``Through a notice and comment process, we will establish
those data elements that are `emissions data' and therefore [under CAA
section 114(c)] will not be afforded the protections of CBI. As part of
that exercise, in response to requests provided in comments, we may
identify classes of information that are not emissions data, and are
CBI'' (74 FR 56287, October 30, 2009).
On July 7, 2010, EPA proposed confidentiality determinations for
Part 98 data elements and proposed amending EPA's regulation for
handling confidential business information to add specific procedures
for the treatment of Part 98 data (75 FR 39094; hereinafter referred to
as the ``July 7, 2010 CBI proposal''). These proposed amendments to 40
CFR part 2 would allow EPA to release Part 98 data that are determined
to be emission data or non-CBI upon finalizing the confidentiality
status of these data. The amendments also set forth procedures for
treatment of information in Part 98 determined to be CBI. The proposed
procedures are similar to or consistent with the existing 40 CFR part 2
procedures.
The July 7, 2010 CBI notice proposed confidentiality determinations
for the data elements in the subparts that were included in the 2009
final Part 98 rule (see 74 FR 56260, October 30, 2009), in four
subparts that were finalized in July 2010 (see 75 FR 39736, July 12,
2010), and in seven new subparts that had been proposed but not yet
finalized as of July 7, 2010 (see 75 FR 18576, 75 FR 18608, and 75 FR
18652, April 12, 2010). The July 7, 2010 CBI proposal also covered
proposed changes to the reporting requirements for some of the 2009
final Part 98 subparts. These changes had been proposed in two separate
rulemakings (see 75 FR 18455, April, 12, 2010; and 75 FR 33950, June
15, 2010).
On July 20, 2010, EPA issued another proposed rulemaking that
changed the description of some reported data elements and required
reporting of some new data elements (75 FR 48744; hereinafter referred
to as the ``July 20, 2010 revisions proposal''). These changes were
subsequently finalized on December 17, 2010 (75 FR 79092). Also on July
20, 2010, EPA issued a supplemental CBI proposal that proposed
confidentiality determinations for the new and revised data elements
that were proposed in the July 20, 2010 revisions notice (75 FR 43889;
hereinafter referred to as the ``July 20, 2010 supplemental CBI
proposal.'')
In this action, EPA is finalizing confidentiality determinations
for Part 98 data elements with certain exceptions that are discussed in
more detail below. The Part 98 data elements covered by this action are
described in Section I.C of this preamble. EPA is also finalizing the
amendments to EPA's regulation for handling confidential business
information.
B. Approach To Making Confidentiality Determinations
In the July 7, 2010 CBI proposal, we described the methodology and
rationale used for making confidentiality determinations. This
methodology consisted of a two-step process in which we first grouped
Part 98 data elements into 22 data categories in all (11 direct emitter
data categories and 11 supplier data categories) with each of the 22
data categories containing data elements that are similar in type or
characteristics. EPA then proposed confidentiality status based on (1)
whether the data qualify as emission data as defined in 40 CFR
2.301(a)(2)(i); and (2) for data that do not qualify as emission data,
whether they qualify for confidential treatment under 40 CFR 2.208. In
the July 7, 2010 CBI proposal, EPA proposed that only five of the data
categories meet the definition of emission data (see Table 2 of the
[[Page 30785]]
preamble for the July 7, 2010 CBI proposal for the list of the data
categories proposed as emission data).
We proposed that the remaining six direct emitter data categories
and 11 supplier data categories did not meet the definition of emission
data in 40 CFR 2.301(a)(2)(i). We then evaluated, on a category basis,
whether the data elements in these 17 data categories qualify as trade
secret or confidential business information under CAA section 114(c)
(hereinafter referred to collectively as CBI).\1\ In particular, we
followed EPA's criteria under 40 CFR 2.208(e)(i) to determine whether
data qualifies as CBI, focusing on whether disclosure of the data in
each category would be likely to cause ``substantial harm to the
business's competitive position.'' We evaluated the data elements by
category and proposed confidentiality determinations that applied to
all data elements within each category, except for three supplier data
categories,\2\ where we proposed confidentiality determinations for
individual data elements within the category.
---------------------------------------------------------------------------
\1\ EPA has interpreted CAA section 114(c) to afford
confidential treatment to both trade secrets and confidential
business information. See 40 FR 21987, 21990 (May 20, 1975).
\2\ GHGs Reported, Production/Throughput Quantities and
Composition, and Unit/Process Operating Characteristics.
---------------------------------------------------------------------------
Lists of the proposed data categories and EPA's proposed
determinations are shown in Table 2 and Table 3 of the preamble to the
July 7, 2010 CBI proposal. Further information on EPA's general
approach and decision process is presented in Section I.C of the
preamble to the July 7, 2010 CBI proposal. Descriptions of the data
categories and detailed rationales for the proposed confidentiality
determinations for each data category are presented in Section II.C
(for direct emitters) and Section II.D (for suppliers) of the preamble
for the July 7, 2010 CBI proposal and Section I.C. of the preamble for
the July 20, 2010 supplemental CBI proposal.
C. Subparts Covered By This Final Rule
This final rule addresses the confidentiality of data elements
reported under the following subparts of 40 CFR part 98, promulgated on
October 30, 2009 (74 FR 56260) (as amended in 2010), excluding those
data elements in the Inputs to Emission Equation category identified in
the ``Interim Final Regulation Deferring the Reporting of Certain Data
Elements Required Under the Mandatory Reporting of Greenhouse Gases
Rule'' (75 FR 81338, December 27, 2010).
Subpart A, General Provisions (as amended by 75 FR 39736,
July 12, 2010; 75 FR 66434, October 28, 2010; and 75 FR 79092, December
17, 2010);
Subpart C, General Stationary Fuel Combustion Sources (as
amended by 75 FR 79092, December 17, 2010);
Subpart D, Electricity Generation (as amended by 75 FR
79092, December 17, 2010);
Subpart E, Adipic Acid Production (as amended by 75 FR
66434, October 28, 2010);
Subpart F, Aluminum Production as amended by 75 FR 79092,
December 17, 2010);
Subpart G, Ammonia Manufacturing (as amended by 75 FR
79092, December 17, 2010);
Subpart H, Cement Production (as amended by 75 FR 66434,
October 28, 2010);
Subpart K, Ferroalloy Production (as amended by 75 FR
66434, October 28, 2010);
Subpart N, Glass Production (as amended by 75 FR 66434,
October 28, 2010);
Subpart O, HCFC-22 Production and HFC-23 Destruction (as
amended by 75 FR 66434, October 28, 2010);
Subpart P, Hydrogen Production (as amended by 75 FR 66434,
October 28, 2010);
Subpart Q, Iron and Steel Production (as amended by 75 FR
66434, October 28, 2010);
Subpart R, Lead Production;
Subpart S, Lime Manufacturing (as amended by 75 FR 66434,
October 28, 2010);
Subpart U, Miscellaneous Uses of Carbonate;
Subpart V, Nitric Acid Production (as amended by 75 FR
66434, October 28, 2010 and 75 FR 79092, December 17, 2010);
Subpart X, Petrochemical Production (as amended by 75 FR
79092, December 17, 2010);
Subpart Y, Petrochemical Production (as amended by 75 FR
79092, December 17, 2010);
Subpart Z, Phosphoric Acid Production (as amended by 75 FR
66434, October 28, 2010);
Subpart AA, Pulp and Paper Manufacturing;
Subpart BB, Silicon Carbide Production;
Subpart CC, Soda Ash Manufacturing (as amended by 75 FR
66434, October 28, 2010);
Subpart EE, Titanium Dioxide Production (as amended by 75
FR 66434, October 28, 2010);
Subpart GG, Zinc Production (as amended by 75 FR 66434,
October 28, 2010);
Subpart HH, Municipal Solid Waste Landfills (as amended by
75 FR 66434, October 28, 2010);
Subpart LL, Suppliers of Coal-based Liquid Fuels (as
amended by 75 FR 79092, December 17, 2010);
Subpart MM, Suppliers of Petroleum Products (as amended by
75 FR 66434, October 28, 2010);
Subpart NN, Suppliers of Natural Gas and Natural Gas
Liquids (as amended by 75 FR 66434, October 28, 2010);
Subpart OO, Suppliers of Industrial Greenhouse Gases (as
amended by 75 FR 79092, December 17, 2010); and
Subpart PP, Suppliers of Carbon Dioxide (as amended by 75
FR 79092, December 17, 2010).
In addition, this final rule addresses the confidentiality of data
elements reported under the following subparts promulgated on July 12,
2010 (75 FR 39736, July 12, 2010), excluding those data elements in the
Inputs to Emission Equations category identified in the proposed
``Change to the Reporting Date for Certain Data Elements Required Under
the Mandatory Reporting of Greenhouse Gases Rule'' (75 FR 81350,
December 27, 2010).
Subpart T, Magnesium Production (75 FR 39736, July 12,
2010);
Subpart FF, Underground Coal Mines (75 FR 39736, July 12,
2010);
Subpart II, Wastewater Treatment (75 FR 39736, July 12,
2010); and
Subpart TT, Industrial Landfills (75 FR 39736, July 12,
2010).
II. Confidentiality Determinations for Data Required by the Mandatory
Greenhouse Gas Reporting Rule, Responses to Public Comments, and Final
Rule Amendment
A. Final Confidentiality Determinations
In this action, EPA is finalizing the confidentiality
determinations for Part 98 data elements reported under the subparts
specified in Section I.C. of this preamble. Specifically, EPA is
finalizing the category assignments for data elements, the category-
specific confidentiality determinations (which apply to all data
elements assigned to such categories) and, for categories without
category-specific confidentiality determinations, the determinations
for the individual data elements within those data categories. The
final confidentiality determinations for individual data categories are
summarized in Table 2 of this preamble for direct emitters and Table 3
of this preamble for suppliers. As indicated in the tables, EPA made
confidentiality determinations by data category for nine of the direct
emitter data categories and
[[Page 30786]]
eight of the supplier data categories. For the remaining two direct
emitter data categories (Unit/Process Static Characteristics that are
Not Inputs to Emission Equations and Unit/Process Operating
Characteristics that are Not Inputs to Emission Equations) and three
supplier data categories (GHGs Reported, Production/Throughput
Quantities and Composition, and Unit/Process Operating
Characteristics), EPA made confidentiality determinations for each
individual data element rather than a single determination for the data
category as a whole. Because the confidentiality determinations were
made for each individual data element, these categories contain both
CBI and non-CBI data elements.
The data category assignments for the Part 98 data elements
specified in Section I.C of the preamble and their final
confidentiality determinations are provided in the memorandum ``Final
Data Category Assignments and Confidentiality Determinations for Part
98 Reporting Elements'' (see Docket EPA-HQ-OAR-2009-0924 and the Web
site, https://www.epa.gov/climatechange/emissions/ghgrulemaking.html).
Table 2--Summary of Final Confidentiality Determinations for Direct Emitter Data Categories
----------------------------------------------------------------------------------------------------------------
Confidentiality determination for data elements
in each category
--------------------------------------------------
Data category Data that are Data that are
Emission not emission not emission
data\a\ data and not data but are
CBI CBI\b\
----------------------------------------------------------------------------------------------------------------
Facility and Unit Identifier Information..................... X ............... ...............
Emissions.................................................... X ............... ...............
Calculation Methodology and Methodological Tier.............. X ............... ...............
Data Elements Reported for Periods of Missing Data that are X ............... ...............
Not Inputs to Emission Equations............................
Unit/Process Static Characteristics that are Not Inputs to ............... X\c\ X\c\
Emission Equations..........................................
Unit/Process Operating Characteristics that are Not Inputs to ............... X\c\ X\c\
Emission Equations..........................................
Test and Calibration Methods................................. ............... X ...............
Production/Throughput Data that are Not Inputs to Emission ............... ............... X
Equations...................................................
Raw Materials Consumed that are Not Inputs to Emission ............... ............... X
Equations...................................................
Process-Specific and Vendor Data Submitted in BAMM Extension ............... ............... X
Requests....................................................
----------------------------------------------------------------------------------------------------------------
\a\ Under CAA section 114, emission data is not entitled to confidential treatment. See Section I.C of the
preamble for the July 7, 2010 CBI proposal (75 FR 39094, July 7, 2010) for further discussion of CAA section
114 requirements. The term emission data is defined at 40 CFR 2.301(a)(2)(i).
\b\ Section 114(c)of the CAA affords confidential treatment to data (except emission data) that are considered
CBI.
\c\ EPA did not make a category-specific confidentiality determination for this category but instead made
determination for individual data elements. The data category contains data elements determined to be CBI and
data elements determined to be non-CBI.
Table 3--Summary of Final Confidentiality Determinations for Supplier Data Categories
----------------------------------------------------------------------------------------------------------------
Confidentiality determinations for data elements
in each category
--------------------------------------------------
Data category Data that are Data that are
Emission not emission not emission
data\a\ data and not data but are
CBI CBI\b\
----------------------------------------------------------------------------------------------------------------
GHGs Reported................................................ ............... X\c\ X\c\
Production/Throughput Quantities and Composition............. ............... X\c\ X\c\
Identification Information................................... ............... X ...............
Unit/Process Operating Characteristics....................... ............... X\c\ X\c\
Calculation, Test, and Calibration Methods................... ............... X ...............
Data Elements Reported for Periods of Missing Data that are ............... X ...............
Not Related to Production/Throughput or Materials Received..
Emission Factors............................................. ............... ............... X
Amount and Composition of materials received................. ............... ............... X
Data Elements Reported for Periods of Missing Data That are ............... ............... X
Related to Production/Throughput or Materials Received......
Supplier Customer and Vendor Information..................... ............... ............... X
Process-Specific and Vendor Data Submitted in BAMM Extension ............... ............... X
Requests....................................................
----------------------------------------------------------------------------------------------------------------
\a\ Under CAA section 114, emission data is not entitled to confidential treatment. See Section I.C of the
preamble for the July 7, 2010 CBI proposal (75 FR 39094, July 7, 2010) for further discussion of CAA section
114 requirements. The term emission data is defined at 40 CFR 2.301(a)(2)(i).
\b\ Section 114(c) of the CAA affords confidential treatment to data (except emission data) that are considered
CBI.
\c\ EPA did not make a category-specific confidentiality determination for this category but instead made
determination for individual data elements. The data category contains data elements determined to be CBI and
data elements determined to be non-CBI.
[[Page 30787]]
1. Major Changes to the Scope and Determinations for Particular Data
Categories
This section provides a summary of major changes to the scope of
this action as well as changes to the determinations for particular
data categories. For a discussion of changes to the confidentiality
determinations for particular data elements, see Section II.B of this
preamble for direct emitters and Section II.C of this preamble for
suppliers.
Although we proposed determinations for the data elements
in the following subparts, we have decided not to make final
determinations for the data elements in these subparts in this action
for the reasons specified in Section II.A.3 of this preamble:
-- Subpart I, Electronics Manufacturing;
-- Subpart L, Fluorinated Gas Production;
-- Subpart W, Petroleum and Natural Gas Systems;
-- Subpart DD, Sulfur Hexafluoride (SF6) and
Perfluorocarbons (PFCs) from Electrical Equipment at an Electric Power
System;
-- Subpart QQ, Importers and Exporters of Fluorinated Greenhouse Gases
Contained in Pre-Charged Equipment or Closed-Cell Foams;
-- Subpart RR, Geologic Sequestration of Carbon Dioxide;
-- Subpart SS, Sulfur Hexafluoride and PFCs from Electrical Equipment
Manufacture or Refurbishment; and
-- Subpart UU, Injection of Carbon Dioxide.
We are finalizing CBI determinations for 24 data elements
that were added to Part 98 in response to comment on the three proposed
revisions notices. The proposed revisions were addressed in the July
2010 CBI proposals. The 24 data elements are the same types of data as
those data elements that were included in the CBI proposals and
therefore are given the same confidentiality determinations in this
final action. For a more detailed explanation, please see Section
II.A.3 of this preamble.
Although we proposed a determination for the direct
emitter data category Inputs to Emission Equations, we have decided not
to make a final determination for this data category in this action for
the reasons specified in Section II.A.4 of this preamble.
Although we proposed category-wide determinations for the
following direct emitter data categories, in this action we have made
final determinations for individual data elements in these categories
for the reasons specified in Section II.A.5 of this preamble:
--Unit/Process Static Characteristics that are Not Inputs to Emission
Equations.
--Unit/Process Operating Characteristics that are Not Inputs to
Emission Equations.
Following is a summary of the major comments and responses
regarding the scope of this action, EPA's approach and rationale for
making confidentiality determinations, and other overarching issues.
Responses to major comments on determinations for the direct emitter
data elements and supplier data elements are included in Sections
II.B.2 through II.B.10 (direct emitter data categories) and II.C.2
through II.C.13 (supplier data categories) of this preamble. Responses
to comments on the proposed amendments to 40 CFR part 2 are included in
Section II.D of this preamble. Other comments and responses thereto can
be found in ``Proposed Confidentiality Determinations and Data Handling
Procedures for Part 98 Data: Responses to Public Comments'' in Docket
EPA-HQ-OAR-2009-0924 and on the Web site, https://www.epa.gov/climatechange/emissions/ghgrulemaking.html.
2. General Approach To Making CBI Determinations
Comment: Many commenters supported EPA's approach of grouping
together similar data elements and making determinations based on their
similar characteristics. Several commenters stated that the approach is
reasonable and that the proposed data categories are appropriate. Many
commenters agreed with EPA that this approach would speed the
publication of data and reduce both the administrative burden on EPA
and the amount of paperwork for reporters submitting their annual
reports. Some commenters stated that this approach would benefit
reporters of data determined to be CBI, as it would prevent competitors
from forcing them to defend data on a case-by-case basis in Agency CBI
proceedings. Another commenter stated that EPA's approach would provide
certainty to the regulated community regarding which specific data
elements will be afforded protection from disclosure. This commenter
believes that an ad hoc approach could lead to inconsistent CBI
determinations, both for the same data element in a given subpart and
for similar data elements in different subparts. This commenter also
stated that some small businesses may be unfamiliar with the Agency's
case-by-case confidentiality claim provisions and would be placed at a
disadvantage to competitors who were familiar with the case-by-case
process.
Although many commenters supported EPA's approach, other commenters
argued that EPA should allow reporters to submit case-by-case CBI
claims with their annual reports. Some commenters questioned EPA's
authority to make category-based confidentiality determinations.
Several commenters argued that EPA should evaluate all CBI claims on a
case-by-case basis, while others asserted that EPA should evaluate some
claims this way. Some commenters argued that EPA's approach to making
CBI determinations for Part 98 data was inconsistent with other EPA
programs that evaluate CBI claims on a case-by-case basis. Several
commenters argued that case-by-case determinations provide greater
flexibility to allow the proper consideration of facility-specific
issues in context and that category-wide CBI determinations would not
allow for a thorough evaluation of the potential economic impacts on
individual facilities from the disclosure of sensitive information.
Some commenters stated that case-by-case determinations are essential
because each facility's circumstances are unique. Others argued that
retaining a case-by-case determination option would not preclude EPA
from making the proposed category-based CBI determinations for some of
the data elements.
Many commenters asserted that they preferred case-by-case
determinations despite the additional work and expense it would
require. These commenters stated that individual reporters should be
allowed to decide whether the cost and effort involved in preparing a
confidentiality claim was worthwhile. Some commenters stated that this
approach would deprive regulated entities of a fair and reasonable
procedure to document CBI claims. Other commenters stated that EPA's
approach infringed upon the rights of regulated entities by imposing
presumptive CBI determinations and not allowing individual entities to
submit their own CBI claims. A few commenters argued that EPA was
effectively preventing reporters from rebutting CBI determinations for
Part 98 data.
Response: EPA agrees with commenters who stated that category-based
CBI determinations reduce the burden on the regulated community. EPA
also agrees with comments that category-based CBI determinations allow
for timely publication of emission
[[Page 30788]]
data and data not otherwise eligible for confidential treatment. If EPA
allowed individual CBI claims, EPA would likely receive a significant
number of claims because of the large number of individual reporters
required to submit annual reports (more than 10,000) and the large
number of different data elements (more than 1,900). Facilities would
likely make multiple CBI claims that would each need to be
substantiated. Given the time and resources required for facilities to
prepare the claims and for EPA to evaluate each individual CBI claim,
timely publication of data would be difficult to achieve.
We disagree with commenters who stated that EPA does not have the
authority to make category-based CBI determinations. While EPA
generally makes CBI determinations on a case-by-case basis in
accordance with 40 CFR part 2, EPA has authority, as demonstrated by
the analogous provisions of 40 CFR 2.207 (Class Determinations), to
make category-based CBI determinations where it would serve a useful
purpose (40 CFR 2.207(a)(3)) and the data in a category share common
characteristics that result in identical treatment of all data in the
category (40 CFR 207(a)(2)). As discussed above, EPA concluded that the
categorical approach, added to 40 CFR 2.301 through this action, was
warranted as it will result in the timely release of data while also
reducing the burden on reporting entities to substantiate multiple CBI
claims for each annual report. EPA also believes that the categorical
approach is appropriate in this case because there are over 1,900 Part
98 data elements included in this action and many of them share common
characteristics. Consistent with the provisions of 40 CFR 2.207, EPA
issued the July 2010 CBI proposals containing categorical
confidentiality determinations for Part 98 data, and provided the
public an opportunity to comment. EPA specifically sought comment on
whether the data categories were appropriate or if they were too broad
or too narrow. Based on the comments received, of the 22 data
categories proposed, EPA concluded that categorical determinations were
not appropriate for five data categories. For these five data
categories, EPA made confidentiality determinations for individual data
elements.
EPA also disagrees with the comments that the approach taken in
this final action is inconsistent with the handling of CBI claims under
other EPA programs or that the approach is contrary to regulatory
provisions for CBI. As we explained in the July 7, 2010 CBI proposal,
our CBI determinations were made using the definition of emission data
at 40 CFR 2.301(a)(2)(i). EPA has used this definition of emission data
for over 20 years to make decisions on individual case-by-case CBI
claims. For data that did not meet the definition of emission data, we
used the existing criteria from the CBI regulations at 40 CFR 2.208 to
evaluate and determine the confidentiality of the Part 98 data elements
in this action.
We further disagree with the comment that facility-specific issues
cannot be addressed through the category-based approach taken in this
final action. In the July 2010 CBI proposals, we expressly sought
comment on facility-specific situations in which CBI protection should
be provided. We have received comments on facility-specific issues and
addressed those comments in the relevant sections of this preamble.
Specifically, for the handful of data elements where commenters were
able to demonstrate that conditions varied significantly among
reporters, EPA decided not to make a final confidentiality
determination for the particular data element in this final action. The
confidentiality status of these data elements will be evaluated on a
case-by-case basis, in accordance with the existing CBI regulations in
40 CFR part 2, subpart B upon receipt of a public request for these
data elements.
We also disagree with the commenters who claimed that EPA should
provide reporters a case-by-case determination option. As mentioned
above, we have addressed the comments on facility-specific issues in
this final action. We received no specific comment or information
indicating, nor do we have reason to believe, that reporting facilities
would have any new or different information to substantiate their CBI
claims at the time they submit data beyond that information available
to them during the public comment periods on the CBI proposals. We
therefore do not believe that a case-by-case determination at the time
of data submittal would result in a different confidentiality
determination.
We further disagree with commenters who stated that EPA's approach
imposed presumptive CBI determinations without allowing businesses a
fair and reasonable procedure to document CBI claims. In July 2010, we
proposed CBI determinations for Part 98 data elements and provided
stakeholders as well as the general public an opportunity to comment on
data elements as well as data categories that might qualify for CBI
protection and made it clear that this was the opportunity for
reporters to substantiate their CBI claims. For example, in Section I.E
of the preamble to the July 7, 2010 CBI proposal, we stated that ``this
rulemaking provides the reporting businesses an opportunity to justify
any confidentiality claim they may have for the data they are required
to submit'' and in Section II.B of the July 7, 2010 CBI proposal
preamble we specifically solicited comment on the proposed data
categories, confidentiality determinations, and any ``unique
circumstances * * * that would warrant making subpart-specific
confidentiality determinations.'' Stakeholders were given a 60-day
comment period to review the proposed determinations and prepare
documentation substantiating any CBI claims. We consider the 60-day
comment period to be more than adequate, especially in light of the 15
days businesses have under the existing CBI regulations to respond to
requests for information substantiating a CBI claim (see 40 CFR
2.204(e)). During the comment periods, the reporting facilities were
able to consider the Agency's proposed confidentiality determinations
in preparing their CBI claims and supporting documentation; businesses
do not have such insight into EPA's likely positions when
substantiating CBI claims on a case-by-case basis under the existing
CBI regulations that apply to non-Part 98 data. As shown in this
notice, EPA considered and addressed the comments received in
finalizing the confidentiality determinations in this action.
Finally, we disagree with commenters who argued that the approach
we selected prevents facilities from rebutting EPA's determinations. By
issuing the CBI proposals for public comment, the Agency already gave
the reporting facilities an opportunity to rebut the Agency's proposed
confidentiality determinations. In contrast, under the existing CBI
regulations that apply to non-Part 98 data, businesses would not know
of EPA's position when substantiating CBI claims and therefore would
not have an opportunity to rebut EPA's position in its substantiation.
Further, as discussed in more detail in the Judicial Review section
above, the confidentiality determinations made in this final action are
subject to judicial review under section 307(b) of the CAA, thereby
offering reporters another opportunity to rebut the Agency's
determination.
3. Scope of the CBI Proposal
Comment: In the July 7, 2010 CBI proposal, we included data
elements from seven new subparts that had been
[[Page 30789]]
proposed but not yet finalized (i.e., subparts I, L, W, DD, SS, RR,\3\
and QQ). These seven subparts were subsequently finalized in three
separate rulemakings (see 75 FR 74458, November 30, 2010; 75 FR 74774,
December 1, 2010; and 75 FR 75060, December 1, 2010). During the
comment period for the CBI proposal, a few commenters recommended that
EPA not finalize confidentiality determinations for data elements from
the seven proposed subparts until after EPA finalized those subparts.
These commenters expressed concern that data elements in the finalized
subparts would differ from those in the proposed subparts. The
commenters therefore suggested that EPA not finalize the CBI
determinations for data elements in these seven subparts without
providing the public with opportunity to comment on the confidentiality
determinations for any new data elements that might be added when these
subparts were finalized.
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\3\ The reporting rules for CO2 injection and
sequestration were initially proposed under a single subpart
(subpart RR). However, EPA later decided to separate subpart RR into
two subparts: Geologic Sequestration of Carbon Dioxide (subpart RR)
and Injection of Carbon Dioxide (subpart UU).
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The July 2010 CBI proposals also included confidentiality
determinations for new and revised data elements that were proposed in
three Part 98 revision notices (see 75 FR 18455, April, 12, 2010, 75 FR
33950, June 15, 2010 and 75 FR 48744, August 11, 2010). One commenter
suggested that EPA allow stakeholders to submit comments on the CBI
determinations for these data elements after EPA finalized the Part 98
revision notices. The commenter did not identify the specific notice or
proposed data elements that were of concern.
Response: EPA has decided to undertake a separate action to
determine the confidentiality status for data elements reported under
subparts I, L, W, DD, SS, RR, UU, and QQ. As anticipated by some of the
commenters, we made significant changes (both in number and substance)
to the reporting requirements between proposal and finalization of
these subparts. For instance, we added approximately 300 new data
elements. Further, because EPA made substantive revisions to the
subparts in response to comment (e.g., revisions to the measurement and
calculation methodologies), the revised and added data elements differ
significantly from the data elements that were included in the July CBI
proposal for these subparts. In light of the above, we have decided to
re-propose confidentiality determinations for the data elements in
subparts I, L, W, DD, SS, RR, UU, and QQ. We plan to issue this re-
proposal and finalize the confidentiality determinations for the data
elements before the March 31, 2012 reporting deadline for these
subparts.\4\
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\4\ Facilities subject to 40 CFR part 98, subpart RR must submit
requests for exemption as a Research and Development Project or
their proposed Monitoring, Reporting and Verification Plans in 2011.
Since these documents likely will be submitted before the final
confidentiality determinations for subpart RR are made, EPA will
evaluate individual CBI claims regarding these two submittals on a
case-by-case basis, in accordance with the existing CBI regulations
in 40 CFR part 2, subpart B, either upon EPA's receipt of these
documents or upon receipt of a public request for the documents. For
additional information regarding these data elements, see 75 FR
75060, December 1, 2011.
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However, EPA disagrees with the commenter who argued that EPA
needed to allow additional time for comments on the July CBI proposals
after finalization of the three proposed revisions to Part 98 covered
by the CBI proposals (i.e., those proposed in 75 FR 18455, April, 12,
2010, 75 FR 33950, June 15, 2010 and 75 FR 48744, August 11, 2010). The
July 2010 CBI proposals included all data elements that were either
revised or added in these proposed amendments. The final amendments
made minor changes to certain proposed data elements, deleted data
elements, and added 24 new data elements. A list of the new data
elements are provided in the memorandum ``Final Data Category
Assignments and Confidentiality Determinations for Part 98 Reporting
Elements'' in Docket EPA-HQ-OAR-2009-0924 and on EPA's Web site, https://www.epa.gov/climatechange/emissions/CBI.html. Most of the changes to
the reported data elements are editorial in nature (e.g.,
clarifications to the existing requirements, changes to the rule
citation, or corrections to cross-references) and, as revised, did not
result in changes to the data category assignment or CBI determination
for these data elements.
Although the July 2010 CBI proposals did not specifically address
the new data elements that were added when EPA finalized these three
revision notices, the CBI proposals included proposed confidentiality
determinations for data elements that are of the same types as these
new data elements. Having proposed and sought comment on the
confidentiality determinations and supporting rationales for the same
types of data in the CBI proposals, EPA does not believe that
additional time is necessary for comment on these 24 new data elements
for which we are finalizing determinations in this action. Based on the
comments received, we are able to include in this action final
confidentiality determinations for these 24 data elements consistent
with the final determinations for the same types of data elements.
Specifically, for each of the 24 data elements, we have identified the
same type of data elements that were included in the July 2010 CBI
proposals. We have assigned each of the 24 new data elements to the
category with the same type of data elements, and applied the final
confidentiality determinations for the assigned category to the new
data element.
Where a new data element is the same type as a data element for
which EPA has made an individual confidentiality determination (as
opposed to a categorical determination), EPA has made the same
individual determination for such new data element. The 24 data
elements, their final CBI determinations, and rationales for these
determinations (including examples of the same types of data elements
covered in the July 2010 CBI proposals) are discussed in detail in
Section II.B of this preamble for direct emitter source categories and
Section II.C of this preamble for supplier source categories.
4. Inputs to Emission Equations Data Category
Comment: EPA received many comments from industry and other
stakeholders regarding our July 7, 2010 CBI proposed determina