Emergence Capital Partners SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 25732-25733 [2011-10774]

Download as PDF 25732 Federal Register / Vol. 76, No. 87 / Thursday, May 5, 2011 / Notices the Act. Comments may be submitted by any of the following methods: SECURITIES AND EXCHANGE COMMISSION Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–NASDAQ–2011–056 on the subject line. [Release No. 34–64312; File No. SR– NASDAQ–2011–053] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. jlentini on DSKJ8SOYB1PROD with NOTICES All submissions should refer to File Number SR–NASDAQ–2011–056. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of Nasdaq. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NASDAQ–2011–056, and should be submitted on or before May 26, 2011. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–10936 Filed 5–4–11; 8:45 am] BILLING CODE 8011–01–P 11 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 20:40 May 04, 2011 Jkt 223001 Correction In notice document 2011–9971 appearing on pages 23351–23352 in the issue of Tuesday, April 26, 2011, make the following correction: On page 23352, in the second column, in the last line ‘‘May 16, 2011’’ should read ‘‘May 17, 2011’’. [FR Doc. C1–2011–9971 Filed 5–4–11; 8:45 am] BILLING CODE 1505–01–D SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] Order of Suspension of Trading; In the Matter of Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Advanced Refractive Technologies, Inc. because it has not filed any periodic reports since the period ended September 30, 2006. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Bluebook International Holding Co. (The) because it has not filed any periodic reports since the period ended December 31, 2005. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of CBCom, Inc. because it has not filed any periodic reports since the period ended September 30, 2002. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Gener8xion Entertainment, Inc. because it has not filed any periodic reports since the period ended April 30, 2008. It appears to the Securities and Exchange Commission that there is a PO 00000 Frm 00070 Fmt 4703 Sfmt 4703 lack of current and accurate information concerning the securities of Group Long Distance Inc. because it has not filed any periodic reports since the period ended July 31, 2001. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of HiEnergy Technologies, Inc. because it has not filed any periodic reports since the period ended October 31, 2006. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) because it has not filed any periodic reports since the period ended September 30, 2000. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on May 3, 2011, through 11:59 p.m. EDT on May 16, 2011. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. 2011–11090 Filed 5–3–11; 4:15 pm] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [License No. 09/79–0454] Emergence Capital Partners SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Emergence Capital Partners SBIC, L.P., 160 Bovet Road, Suite 300, San Mateo, CA 94402, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Emergence Capital Partners SBIC, L.P. proposes to provide equity financing to PivotLink, Inc., 15325 SE. 30th Place, Suite 300, Bellevue, WA 98007. The financing is contemplated for working capital and general operating purposes. E:\FR\FM\05MYN1.SGM 05MYN1 Federal Register / Vol. 76, No. 87 / Thursday, May 5, 2011 / Notices 25733 • Total Estimated Burden: 294 hours. • Frequency: On occasion. • Obligation to Respond: Required to Obtain Benefit. Dated: April 27, 2011. Shapleigh C. Drisko, Operations Director, Office of Small and Disadvantaged Business Utilization, Department of State. Submit comments to the Office of Management and Budget (OMB) for up to 30 days from May 5, 2011. [FR Doc. 2011–11009 Filed 5–4–11; 8:45 am] DEPARTMENT OF STATE April 21, 2011. Sean J. Greene, Associate Administrator for Investment. Direct comments to the Department of State Desk Officer in the Office of Information and Regulatory Affairs at the Office of Management and Budget (OMB). You may submit comments by the following methods: • E-mail: oira_submission@omb.eop.gov. You must include the DS form number, information collection title, and OMB control number in the subject line of your message. • Fax: 202–395–5806. Attention: Desk Officer for Department of State. [FR Doc. 2011–10774 Filed 5–4–11; 8:45 am] FOR FURTHER INFORMATION CONTACT: The financing is brought within the purview of § 107.730(a)(1) of the Regulations because Emergence Capital Partners, L.P. and Emergence Capital Associates, L.P., Associates of Emergence Capital Partners SBIC, L.P., own more than ten percent of PivotLink, Inc. Therefore, PivotLink, Inc. is considered an Associate of Emergence Capital Partners SBIC, L.P. and this transaction is considered Financing an Associate, requiring prior SBA approval. Notice is hereby given that any interested person may submit written comments on the transaction within 15 days of the date of this publication to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street, SW., Washington, DC 20416. BILLING CODE M DEPARTMENT OF STATE [Public Notice: 7441; OMB 1405–0161] 30-Day Notice of Proposed Information Collection DS 4053, Department of ´ ´ State Mentor-Protege Program Application Notice of request for public comment and submission to OMB of proposed collection of information. ACTION: The Department of State has submitted the following information collection request to the Office of Management and Budget (OMB) for approval in accordance with the Paperwork Reduction Act of 1995. • Title of Information Collection: ´ ´ Department of State Mentor-Protege Program Application. • OMB Control Number: OMB 1405– 0161. • Type of Request: Extension of a Currently Approved Collection. • Originating Office: Bureau of Administration, Office of Small and Disadvantaged Business Utilization—A/ SDBU. • Form Number: DS–4053. • Respondents: Small and large forprofit companies planning to team ´ ´ together in an official mentor-protege capacity to improve the likelihood of winning DOS contracts. • Estimated Number of Respondents: 14 respondents per year. • Estimated Number of Responses: 14 per year. • Average Hours Per Response: 21 hours. jlentini on DSKJ8SOYB1PROD with NOTICES SUMMARY: VerDate Mar<15>2010 17:22 May 04, 2011 Jkt 223001 DATES: ADDRESSES: You may obtain copies of the proposed information collection and supporting documents from Patricia Culbreth, A/ SDBU, Patricia Culbreth, SA–6, Room L–500, Washington, DC 20522–0602 who may be reached on 703–875–6881 or at: culbrethpb@state.gov. We are soliciting public comments to permit the Department to: • Evaluate whether the proposed information collection is necessary to properly perform our functions. • Evaluate the accuracy of our estimate of the burden of the proposed collection, including the validity of the methodology and assumptions used. • Enhance the quality, utility, and clarity of the information to be collected. • Minimize the reporting burden on those who are to respond. SUPPLEMENTARY INFORMATION: Abstract of Proposed Collection This information collection facilitates ´ ´ continuation of a mentor-protege program that encourages business agreements between small and large forprofit companies planning to team ´ ´ together in an official mentor-protege capacity to improve the likelihood of winning DOS contracts. This program assists the State Department OSDBU office in reaching its small business goals. Methodology Respondents may submit the information by e-mail using DS–4053, or by letter using fax or postal mail. Additional Information: None. PO 00000 Frm 00071 Fmt 4703 Sfmt 4703 BILLING CODE 4710–24–P [Public Notice 7444] 60-Day Notice of Proposed Information Collection: DS–7001 and DS–7005, DOS-Sponsored Academic Exchange Program Application, OMB Control Number 1405–0138 Notice of request for public comments. ACTION: The Department of State is seeking Office of Management and Budget (OMB) approval for the information collection described below. The purpose of this notice is to allow 60 days for public comment in the Federal Register preceding submission to OMB. We are conducting this process in accordance with the Paperwork Reduction Act of 1995. • Title of Information Collection: DOS-Sponsored Academic Exchange Program Application. • OMB Control Number: 1405–0138. • Type of Request: Extension of a Currently Approved Collection. • Originating Office: Bureau of Educational and Cultural Affairs, ECA/ A/E/EUR. • Form Number: DS–7001, DS–7005. • Respondents: Applicants for the Academic Exchange Program. • Estimated Number of Respondents: 7160 (For DS–7001, 3842 estimated; for DS–7005, 3318 estimated). • Estimated Number of Responses: 7160 (For DS–7001, 3842 estimated; for DS–7005, 3318 estimated). • Average Hours per Response: 0.75. • Total Estimated Burden: 5370 hours. • Frequency: Annually. • Obligation to Respond: Voluntary. DATES: The Department will accept comments from the public up to 60 days from May 5, 2011. ADDRESSES: You may submit comments by any of the following methods: • E-mail: iovinems@state.gov. • Mail (paper, disk, or CD–ROM submissions): Micaela S. Iovine, ECA/A/ E/EUR, SA–5, Floor 4, Department of State, 2200 C St., NW, Washington, DC 20522–0504. • Hand Delivery or Courier: Same as mailing address. You must include the DS form number (if applicable), information SUMMARY: E:\FR\FM\05MYN1.SGM 05MYN1

Agencies

[Federal Register Volume 76, Number 87 (Thursday, May 5, 2011)]
[Notices]
[Pages 25732-25733]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-10774]


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SMALL BUSINESS ADMINISTRATION

[License No. 09/79-0454]


Emergence Capital Partners SBIC, L.P.; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that Emergence Capital Partners SBIC, L.P., 
160 Bovet Road, Suite 300, San Mateo, CA 94402, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Emergence Capital Partners SBIC, L.P. proposes to provide equity 
financing to PivotLink, Inc., 15325 SE. 30th Place, Suite 300, 
Bellevue, WA 98007. The financing is contemplated for working capital 
and general operating purposes.

[[Page 25733]]

    The financing is brought within the purview of Sec.  107.730(a)(1) 
of the Regulations because Emergence Capital Partners, L.P. and 
Emergence Capital Associates, L.P., Associates of Emergence Capital 
Partners SBIC, L.P., own more than ten percent of PivotLink, Inc. 
Therefore, PivotLink, Inc. is considered an Associate of Emergence 
Capital Partners SBIC, L.P. and this transaction is considered 
Financing an Associate, requiring prior SBA approval.
    Notice is hereby given that any interested person may submit 
written comments on the transaction within 15 days of the date of this 
publication to the Associate Administrator for Investment, U.S. Small 
Business Administration, 409 Third Street, SW., Washington, DC 20416.

    April 21, 2011.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2011-10774 Filed 5-4-11; 8:45 am]
BILLING CODE M
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