Emergence Capital Partners SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 25732-25733 [2011-10774]
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25732
Federal Register / Vol. 76, No. 87 / Thursday, May 5, 2011 / Notices
the Act. Comments may be submitted by
any of the following methods:
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2011–056 on the
subject line.
[Release No. 34–64312; File No. SR–
NASDAQ–2011–053]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Adopt an
Order Price Protection Feature
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
jlentini on DSKJ8SOYB1PROD with NOTICES
All submissions should refer to File
Number SR–NASDAQ–2011–056. This
file number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
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rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
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those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
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should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–NASDAQ–2011–056, and
should be submitted on or before May
26, 2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–10936 Filed 5–4–11; 8:45 am]
BILLING CODE 8011–01–P
11 17
CFR 200.30–3(a)(12).
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Correction
In notice document 2011–9971
appearing on pages 23351–23352 in the
issue of Tuesday, April 26, 2011, make
the following correction:
On page 23352, in the second column,
in the last line ‘‘May 16, 2011’’ should
read ‘‘May 17, 2011’’.
[FR Doc. C1–2011–9971 Filed 5–4–11; 8:45 am]
BILLING CODE 1505–01–D
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Order of Suspension of Trading; In the
Matter of Advanced Refractive
Technologies, Inc., Bluebook
International Holding Co. (The),
CBCom, Inc., Gener8xion
Entertainment, Inc., Group Long
Distance Inc., HiEnergy Technologies,
Inc., and Holter Technologies Holding,
A.G. (n/k/a International Consortium
Corp.)
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Advanced
Refractive Technologies, Inc. because it
has not filed any periodic reports since
the period ended September 30, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Bluebook
International Holding Co. (The) because
it has not filed any periodic reports
since the period ended December 31,
2005.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of CBCom, Inc.
because it has not filed any periodic
reports since the period ended
September 30, 2002.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Gener8xion
Entertainment, Inc. because it has not
filed any periodic reports since the
period ended April 30, 2008.
It appears to the Securities and
Exchange Commission that there is a
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lack of current and accurate information
concerning the securities of Group Long
Distance Inc. because it has not filed
any periodic reports since the period
ended July 31, 2001.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of HiEnergy
Technologies, Inc. because it has not
filed any periodic reports since the
period ended October 31, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Holter
Technologies Holding, A.G. (n/k/a
International Consortium Corp.) because
it has not filed any periodic reports
since the period ended September 30,
2000.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on May 3,
2011, through 11:59 p.m. EDT on May
16, 2011.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2011–11090 Filed 5–3–11; 4:15 pm]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[License No. 09/79–0454]
Emergence Capital Partners SBIC,
L.P.; Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Emergence
Capital Partners SBIC, L.P., 160 Bovet
Road, Suite 300, San Mateo, CA 94402,
a Federal Licensee under the Small
Business Investment Act of 1958, as
amended (‘‘the Act’’), in connection with
the financing of a small concern, has
sought an exemption under Section 312
of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730).
Emergence Capital Partners SBIC, L.P.
proposes to provide equity financing to
PivotLink, Inc., 15325 SE. 30th Place,
Suite 300, Bellevue, WA 98007. The
financing is contemplated for working
capital and general operating purposes.
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Federal Register / Vol. 76, No. 87 / Thursday, May 5, 2011 / Notices
25733
• Total Estimated Burden: 294 hours.
• Frequency: On occasion.
• Obligation to Respond: Required to
Obtain Benefit.
Dated: April 27, 2011.
Shapleigh C. Drisko,
Operations Director, Office of Small and
Disadvantaged Business Utilization,
Department of State.
Submit comments to the Office
of Management and Budget (OMB) for
up to 30 days from May 5, 2011.
[FR Doc. 2011–11009 Filed 5–4–11; 8:45 am]
DEPARTMENT OF STATE
April 21, 2011.
Sean J. Greene,
Associate Administrator for Investment.
Direct comments to the
Department of State Desk Officer in the
Office of Information and Regulatory
Affairs at the Office of Management and
Budget (OMB). You may submit
comments by the following methods:
• E-mail:
oira_submission@omb.eop.gov. You
must include the DS form number,
information collection title, and OMB
control number in the subject line of
your message.
• Fax: 202–395–5806. Attention: Desk
Officer for Department of State.
[FR Doc. 2011–10774 Filed 5–4–11; 8:45 am]
FOR FURTHER INFORMATION CONTACT:
The financing is brought within the
purview of § 107.730(a)(1) of the
Regulations because Emergence Capital
Partners, L.P. and Emergence Capital
Associates, L.P., Associates of
Emergence Capital Partners SBIC, L.P.,
own more than ten percent of PivotLink,
Inc. Therefore, PivotLink, Inc. is
considered an Associate of Emergence
Capital Partners SBIC, L.P. and this
transaction is considered Financing an
Associate, requiring prior SBA approval.
Notice is hereby given that any
interested person may submit written
comments on the transaction within 15
days of the date of this publication to
the Associate Administrator for
Investment, U.S. Small Business
Administration, 409 Third Street, SW.,
Washington, DC 20416.
BILLING CODE M
DEPARTMENT OF STATE
[Public Notice: 7441; OMB 1405–0161]
30-Day Notice of Proposed Information
Collection DS 4053, Department of
´ ´
State Mentor-Protege Program
Application
Notice of request for public
comment and submission to OMB of
proposed collection of information.
ACTION:
The Department of State has
submitted the following information
collection request to the Office of
Management and Budget (OMB) for
approval in accordance with the
Paperwork Reduction Act of 1995.
• Title of Information Collection:
´ ´
Department of State Mentor-Protege
Program Application.
• OMB Control Number: OMB 1405–
0161.
• Type of Request: Extension of a
Currently Approved Collection.
• Originating Office: Bureau of
Administration, Office of Small and
Disadvantaged Business Utilization—A/
SDBU.
• Form Number: DS–4053.
• Respondents: Small and large forprofit companies planning to team
´ ´
together in an official mentor-protege
capacity to improve the likelihood of
winning DOS contracts.
• Estimated Number of Respondents:
14 respondents per year.
• Estimated Number of Responses: 14
per year.
• Average Hours Per Response: 21
hours.
jlentini on DSKJ8SOYB1PROD with NOTICES
SUMMARY:
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DATES:
ADDRESSES:
You
may obtain copies of the proposed
information collection and supporting
documents from Patricia Culbreth, A/
SDBU, Patricia Culbreth, SA–6, Room
L–500, Washington, DC 20522–0602
who may be reached on 703–875–6881
or at: culbrethpb@state.gov.
We are
soliciting public comments to permit
the Department to:
• Evaluate whether the proposed
information collection is necessary to
properly perform our functions.
• Evaluate the accuracy of our
estimate of the burden of the proposed
collection, including the validity of the
methodology and assumptions used.
• Enhance the quality, utility, and
clarity of the information to be
collected.
• Minimize the reporting burden on
those who are to respond.
SUPPLEMENTARY INFORMATION:
Abstract of Proposed Collection
This information collection facilitates
´ ´
continuation of a mentor-protege
program that encourages business
agreements between small and large forprofit companies planning to team
´ ´
together in an official mentor-protege
capacity to improve the likelihood of
winning DOS contracts. This program
assists the State Department OSDBU
office in reaching its small business
goals.
Methodology
Respondents may submit the
information by e-mail using DS–4053, or
by letter using fax or postal mail.
Additional Information: None.
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BILLING CODE 4710–24–P
[Public Notice 7444]
60-Day Notice of Proposed Information
Collection: DS–7001 and DS–7005,
DOS-Sponsored Academic Exchange
Program Application, OMB Control
Number 1405–0138
Notice of request for public
comments.
ACTION:
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collection described below.
The purpose of this notice is to allow 60
days for public comment in the Federal
Register preceding submission to OMB.
We are conducting this process in
accordance with the Paperwork
Reduction Act of 1995.
• Title of Information Collection:
DOS-Sponsored Academic Exchange
Program Application.
• OMB Control Number: 1405–0138.
• Type of Request: Extension of a
Currently Approved Collection.
• Originating Office: Bureau of
Educational and Cultural Affairs, ECA/
A/E/EUR.
• Form Number: DS–7001, DS–7005.
• Respondents: Applicants for the
Academic Exchange Program.
• Estimated Number of Respondents:
7160 (For DS–7001, 3842 estimated; for
DS–7005, 3318 estimated).
• Estimated Number of Responses:
7160 (For DS–7001, 3842 estimated; for
DS–7005, 3318 estimated).
• Average Hours per Response: 0.75.
• Total Estimated Burden: 5370
hours.
• Frequency: Annually.
• Obligation to Respond: Voluntary.
DATES: The Department will accept
comments from the public up to 60 days
from May 5, 2011.
ADDRESSES: You may submit comments
by any of the following methods:
• E-mail: iovinems@state.gov.
• Mail (paper, disk, or CD–ROM
submissions): Micaela S. Iovine, ECA/A/
E/EUR, SA–5, Floor 4, Department of
State, 2200 C St., NW, Washington, DC
20522–0504.
• Hand Delivery or Courier: Same as
mailing address.
You must include the DS form
number (if applicable), information
SUMMARY:
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Agencies
[Federal Register Volume 76, Number 87 (Thursday, May 5, 2011)]
[Notices]
[Pages 25732-25733]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-10774]
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SMALL BUSINESS ADMINISTRATION
[License No. 09/79-0454]
Emergence Capital Partners SBIC, L.P.; Notice Seeking Exemption
Under Section 312 of the Small Business Investment Act, Conflicts of
Interest
Notice is hereby given that Emergence Capital Partners SBIC, L.P.,
160 Bovet Road, Suite 300, San Mateo, CA 94402, a Federal Licensee
under the Small Business Investment Act of 1958, as amended (``the
Act''), in connection with the financing of a small concern, has sought
an exemption under Section 312 of the Act and Section 107.730,
Financings which Constitute Conflicts of Interest of the Small Business
Administration (``SBA'') Rules and Regulations (13 CFR 107.730).
Emergence Capital Partners SBIC, L.P. proposes to provide equity
financing to PivotLink, Inc., 15325 SE. 30th Place, Suite 300,
Bellevue, WA 98007. The financing is contemplated for working capital
and general operating purposes.
[[Page 25733]]
The financing is brought within the purview of Sec. 107.730(a)(1)
of the Regulations because Emergence Capital Partners, L.P. and
Emergence Capital Associates, L.P., Associates of Emergence Capital
Partners SBIC, L.P., own more than ten percent of PivotLink, Inc.
Therefore, PivotLink, Inc. is considered an Associate of Emergence
Capital Partners SBIC, L.P. and this transaction is considered
Financing an Associate, requiring prior SBA approval.
Notice is hereby given that any interested person may submit
written comments on the transaction within 15 days of the date of this
publication to the Associate Administrator for Investment, U.S. Small
Business Administration, 409 Third Street, SW., Washington, DC 20416.
April 21, 2011.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2011-10774 Filed 5-4-11; 8:45 am]
BILLING CODE M