Taking and Importing Marine Mammals; Military Training Activities Conducted Within the Gulf of Alaska Temporary Maritime Activities Area, 25480-25513 [2011-10440]
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DEPARTMENT OF COMMERCE
Availability of Supporting Information
National Oceanic and Atmospheric
Administration
INFORMATION
50 CFR Part 218
[Docket No. 100817363–1137–02]
RIN 0648–BA14
Taking and Importing Marine
Mammals; Military Training Activities
Conducted Within the Gulf of Alaska
Temporary Maritime Activities Area
Extensive SUPPLEMENTARY
was provided in the
proposed rule for this activity, which
was published in the Federal Register
on Tuesday, October 19, 2010 (75 FR
64508). This information will not be
reprinted here in its entirety; rather, all
sections from the proposed rule will be
represented herein and will contain
either a summary of the material
presented in the proposed rule or a note
referencing the page(s) in the proposed
rule where the information may be
found.
AGENCY:
Background
NMFS, upon application from
the U.S. Navy (Navy), issues regulations
to govern the unintentional taking of
marine mammals incidental to training
activities conducted in the Gulf of
Alaska (GoA) Temporary Maritime
Activities Area (TMAA) for the period
April 2011 through April 2016. The
Navy’s activities are considered military
readiness activities pursuant to the
Marine Mammal Protection Act
(MMPA), as amended by the National
Defense Authorization Act for Fiscal
Year 2004 (NDAA). These regulations,
which allow for the issuance of ‘‘Letters
of Authorization’’ (LOAs) for the
incidental take of marine mammals
during the described activities and
specified timeframes, prescribe the
permissible methods of taking and other
means of effecting the least practicable
adverse impact on marine mammal
species or stocks and their habitat, as
well as requirements pertaining to the
monitoring and reporting of such taking.
DATES: Effective May 4, 2011 through
May 4, 2016.
ADDRESSES: A copy of the Navy’s
application (which contains a list of
references used in this document),
NMFS’ Record of Decision (ROD), and
other documents cited herein may be
obtained by writing to Michael Payne,
Chief, Permits, Conservation and
Education Division, Office of Protected
Resources, National Marine Fisheries
Service, 1315 East-West Highway, Silver
Spring, MD 20910–3225 or by telephone
via the contact listed here (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Jolie
Harrison, Brian D. Hopper, or Michelle
Magliocca, Office of Protected
Resources, NMFS, (301) 713–2289.
SUPPLEMENTARY INFORMATION:
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
mammals by U.S. citizens who engage
in a specified activity (other than
commercial fishing) during periods of
not more than five consecutive years
each if certain findings are made and
regulations are issued or, if the taking is
limited to harassment, notice of a
proposed authorization is provided to
the public for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and if the permissible methods of taking
and requirements pertaining to the
mitigation, monitoring and reporting of
such taking are set forth.
NMFS has defined ‘‘negligible impact’’
in 50 CFR 216.103 as: ‘‘an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.’’
The National Defense Authorization
Act of 2004 (NDAA) (Public Law 108–
136) modified the MMPA by removing
the ‘‘small numbers’’ and ‘‘specified
geographical region’’ limitations and
amended the definition of ‘‘harassment’’
as it applies to a ‘‘military readiness
activity’’ to read as follows (Section
3(18)(B) of the MMPA): ‘‘any act that
injures or has the significant potential to
injure a marine mammal or marine
mammal stock in the wild [Level A
Harassment]; or any act that disturbs or
is likely to disturb a marine mammal or
marine mammal stock in the wild by
causing disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
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SUMMARY:
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or significantly altered [Level B
Harassment].
Summary of Request
In March 2009, NMFS received an
application from the Navy requesting
authorization to take individuals of 20
species of marine mammals (15
cetaceans and 5 pinnipeds) incidental to
upcoming training activities to be
conducted from April 2011 through
April 2016 in the GoA TMAA, which is
a 42,146 square nautical mile (nm2)
(145,482 km2) polygon roughly the
shape of a 300 nm (555.6 km) by 150 nm
(277.8 km) rectangle oriented northwest
to southeast in the long direction. NMFS
subsequently requested additional
information, which was provided in
November 2009 in the form of a revised
application. These training activities are
classified as military readiness activities
under the provisions of the NDAA of
2004. These military readiness activities
may incidentally take marine mammals
within the TMAA by exposing them to
sound from mid-frequency or highfrequency active sonar (MFAS/HFAS) or
underwater detonations. The Navy
requested authorization to take
individuals of 20 species of cetaceans
and pinnipeds by Level B Harassment.
Further, although it is neither
anticipated to occur, nor does the
Navy’s model factor in any potential
benefits from the implementation of
mitigation measures, the Navy still
requested authorization to take, by
injury or mortality, up to 15 individual
beaked whales (of any of the following
species as a conservative (i.e.,
overestimation) measure: Baird’s beaked
whale, Cuvier’s beaked whale,
Stejneger’s beaked whale) over the
course of the 5-year regulations.
Background of Request
The proposed rule contains a
description of the Navy’s mission, their
responsibilities pursuant to Title 10 of
the United States Code, and the specific
purpose and need for the activities for
which they requested incidental take
authorization. The description
contained in the proposed rule has not
changed (75 FR 64508). The Navy plans
to conduct up to two, 21-day training
exercises (composed of smaller exercise
components) per year between the
months of April and October in the Gulf
of Alaska.
Overview of the GoA TMAA
The proposed rule contains a
description of the GoA TMAA. The
description contained in the proposed
rule has not changed (75 FR 64508). The
GoA TMAA is a roughly rectangular
area approximately 300 nm (555.6 km)
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long by 150 nm (277.8 km) wide (42,146
nm2 (145,482 km2)), situated south of
Prince William Sound and east of
Kodiak Island.
Specified Activities
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The proposed rule contains a
complete description of the Navy’s
specified activities that are covered by
these final regulations, and for which
the associated incidental take of marine
mammals will be authorized in the
related LOAs. The proposed rule
describes the nature and number of antisubmarine warfare (ASW) exercises and
anti-surface warfare (ASUW) exercises
involving both mid- and high-frequency
active sonar (MFAS and HFAS), as well
as explosive detonations. It also
describes the sound sources and
explosive types used (75 FR 64508,
pages 64509–64518). The narrative
description of the action contained in
the proposed rule has not changed.
Tables 1, 2, and 3 list the types of sonar
sources and the estimated yearly use,
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summarize the characteristics of the
exercise types, and list the explosive
types used. One acoustic source
mentioned in the text of the proposed
rule, the MK–39 EMATT target, was not
included in Table 1 in the proposed rule
due to an oversight. It has been added
to Table 1 in this final rule. Also, Table
1 in the proposed rule contained an
error in the number of AN/SSQ–110A
(IEER) sonobuoys. The Navy proposes to
use 80 of these sonobuoys annually,
which has been corrected in Table 1 in
this final rule.
The Navy has carefully characterized
the training activities planned for the
GoA TMAA over the 5 years covered by
these regulations; however, evolving
real-world needs necessitate flexibility
in both the types and amounts of sound
sources used in annual activities. In the
proposed rule, NMFS included
regulatory text (see § 218.122(c))
allowing for inter-annual flexibility in
the amount of use of specific sound and
explosive sources, provided it does not
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affect the take estimates and anticipated
impacts in a manner that changes our
analysis. However, additional minor
changes to the text are needed to
address flexibility in the types of
sources.
In some cases, the proposed rule
identified the most representative or
highest power source to represent a
group of known similar sources.
Additionally, the Navy regularly
modifies or develops new technology,
often in the way of sound sources that
are similar to, but not exactly the same
as, other sources. In this refinement to
the final rule’s regulatory text (§ 218.120
(c)(1) & (2)), we increase flexibility by
inserting language that will allow for
authorization of take incidental to the
previously identified specified sources
or to ‘‘similar sources,’’ provided that the
implementation of these changes in
annual or biennial LOAs does not result
in exceeding the incidental take
analyzed and identified in the final rule.
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Description of Marine Mammals in the
Area of the Specified Activities
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Twenty-six marine mammal species
or populations/stocks have confirmed or
possible occurrence within or adjacent
to the GoA, including seven species of
baleen whales (mysticetes), 13 species
of toothed whales (odontocetes), five
species of seals (pinnipeds), and the sea
otter (mustelid). Nine of these species
are ESA-listed and considered depleted
under the MMPA: blue whale, fin
whale, humpback whale, sei whale,
sperm whale, North Pacific right whale,
Cook Inlet beluga whale, Steller sea
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lion, and sea otter. Table 4 summarizes
their abundance, Endangered Species
Act (ESA) status, occurrence, density,
and likely occurrence in the TMAA
during the April to October timeframe.
The sea otter is managed by the U.S.
Fish and Wildlife Service and will not
be addressed further here. The proposed
rule contains a discussion of five
species (Cook Inlet beluga whale, false
killer whale, northern right whale
dolphin, Risso’s dolphin, and shortfinned pilot whale) that are not
considered further in the analysis
because of their rarity in the GoA
TMAA and therefore are unlikely to be
impacted by the training. The proposed
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rule contains a discussion of important
areas, including North Pacific right
whale and Steller sea lion critical
habitat, and feeding habitats for marine
mammals in the GoA. The proposed
rule also includes a discussion of
marine mammal vocalizations. Finally,
the proposed rule includes a discussion
of the methods used to estimate marine
mammal density in the GoA TMAA.
The Description of Marine Mammals in
the Area of Specified Activities section
has not changed from what was in the
proposed rule (75 FR 64508, pages
64518–64524).
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Brief Background on Sound
Potential Effects of Specified Activities
on Marine Mammals
The proposed rule contains a section
that provides a brief background on the
principles of sound that are frequently
referred to in this rulemaking (75 FR
64508, pages 64524–64526). This
section also includes a discussion of the
functional hearing ranges of the
different groups of marine mammals (by
frequency) as well as a discussion of the
two main sound metrics used in NMFS’
analysis (sound pressure level (SPL) and
sound energy level (SEL)). The
information contained in the proposed
rule has not changed.
With respect to the MMPA, NMFS’
effects assessment serves four primary
purposes: (1) To prescribe the
permissible methods of taking (i.e.,
Level B Harassment (behavioral
harassment), Level A Harassment
(injury), or mortality, including an
identification of the number and types
of take that could occur by Level A or
Level B Harassment or mortality) and to
prescribe other means of effecting the
least practicable adverse impact on such
species or stock and its habitat (i.e.,
mitigation); (2) to determine whether
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the specified activity will have a
negligible impact on the affected species
or stocks of marine mammals (based on
the likelihood that the activity will
adversely affect the species or stock
through effects on annual rates of
recruitment or survival); (3) to
determine whether the specified activity
will have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses; and (4) to
prescribe requirements pertaining to
monitoring and reporting.
In the Potential Effects of Specified
Activities on Marine Mammals section
of the proposed rule, NMFS included a
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qualitative discussion of the different
ways that MFAS/HFAS and underwater
explosive detonations may potentially
affect marine mammals (some of which
NMFS would not classify as
harassment), as well as a discussion of
the potential effects of vessel movement
and collision (75 FR 64508, pages
64526–64542). Marine mammals may
experience direct physiological effects
(such as threshold shift), acoustic
masking, impaired communications,
stress responses, and behavioral
disturbance. This section also included
a discussion of some of the suggested
explanations for the association between
the use of MFAS and marine mammal
strandings (such as behaviorallymediated bubble growth) that have been
observed a limited number of times in
certain circumstances (the specific
events are also described) (75 FR 64508,
pages 64535–64542). The information
contained in the Potential Effects of
Specified Activities on Marine
Mammals section from the proposed
rule has not changed.
Later, in the Estimated Take of Marine
Mammals section, NMFS relates and
quantifies the potential effects to marine
mammals from MFAS/HFAS and
underwater detonations of explosives
discussed here to the MMPA definitions
of Level A and Level B Harassment.
Mitigation
In order to issue an incidental take
authorization (ITA) under section
101(a)(5)(A) of the MMPA, NMFS must
set forth the ‘‘permissible methods of
taking pursuant to such activity, and
other means of effecting the least
practicable adverse impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance.’’ The NDAA of 2004
amended the MMPA as it relates to
military-readiness activities and the ITA
process such that ‘‘least practicable
adverse impact’’ shall include
consideration of personnel safety,
practicality of implementation, and
impact on the effectiveness of the
‘‘military readiness activity.’’ The
training activities described in the GoA
TMAA application are considered
military readiness activities.
NMFS reviewed the proposed GoA
TMAA activities and the proposed GoA
TMAA mitigation measures as described
in the Navy’s LOA application to
determine if they would result in the
least practicable adverse effect on
marine mammals. This included a
careful balancing of the likely benefit of
any particular measure to the marine
mammals against the likely effect of that
measure on personnel safety,
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practicality of implementation, and
impact on the effectiveness of the
‘‘military-readiness activity.’’ NMFS
identified the need to further amplify
the Navy’s plan for how to respond in
the event of a stranding in the GoA, and
the Navy and NMFS subsequently
coordinated and produced the draft
Stranding Response Plan for the GoA,
which was made available to the public
at the NMFS’ Web site: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications.
NMFS’ proposed rule includes a list
of the Navy’s proposed mitigation
measures (75 FR 64508, pages 64542–
64548), which have been included in
the regulatory text of this document.
Based on our evaluation of the
proposed measures and other measures
considered by NMFS or recommended
by the public, NMFS has determined
that the required mitigation measures
(including the Adaptive Management
component, see below) provide
adequate means of effecting the least
practicable adverse impact on marine
mammal species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, while also
considering personnel safety,
practicality of implementation, and
impact on the effectiveness of the
military readiness activity. The
proposed rule contains further support
for this finding in the Mitigation
Conclusion section (75 FR 64508, pages
64546–64548). During the public
comment period, a few mitigation
measures not previously considered
were recommended, and NMFS’
analysis of these measures is included
in the Response to Public Comments
section.
Research
The Navy provides a significant
amount of funding and support to
marine research. In the past five years,
the agency funded over $100 million
($26 million in Fiscal Year 08 alone) to
universities, research institutions,
Federal laboratories, private companies,
and independent researchers around the
world to study marine mammals. The
U.S. Navy sponsors 70 percent of all
U.S. research concerning the effects of
human-generated sound on marine
mammals and 50 percent of such
research conducted worldwide. Major
topics of Navy-supported research
include the following:
• Better understanding of marine
species distribution and important
habitat areas;
• Developing methods to detect and
monitor marine species before and
during training;
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• Understanding the effects of sound
on marine mammals, sea turtles, fish,
and birds; and
• Developing tools to model and
estimate potential effects of sound.
This research is directly applicable to
fleet training activities, particularly with
respect to the investigations of the
potential effects of underwater noise
sources on marine mammals and other
protected species. Proposed training
activities employ active sonar and
underwater explosives, which introduce
sound into the marine environment.
The Marine Life Sciences Division of
the Office of Naval Research currently
coordinates six programs that examine
the marine environment and are
devoted solely to studying the effects of
noise and/or the implementation of
technology tools that will assist the
Navy in studying and tracking marine
mammals. The six programs are as
follows:
• Environmental Consequences of
Underwater Sound
• Non-Auditory Biological Effects of
Sound on Marine Mammals
• Effects of Sound on the Marine
Environment
• Sensors and Models for Marine
Environmental Monitoring
• Effects of Sound on Hearing of
Marine Animals
• Passive Acoustic Detection,
Classification, and Tracking of Marine
Mammals
The Navy has also developed the
technical reports referenced within this
document, which include the Marine
Resource Assessment. Furthermore,
research cruises by NMFS and by
academic institutions have received
funding from the U.S. Navy. For
example, in April 2009, the U.S. Pacific
Fleet contributed approximately
$250,000 to support a NMFS marine
mammal density survey of the GoA’s
offshore waters. The goal of this study
was to increase the state of awareness
on marine mammal occurrence, density,
and distribution within the GoA. The
Navy-funded vessel-based line-transect
survey conducted from onboard the
NOAA ship Oscar Dyson determined
marine mammal species distribution
and abundance in the GoA TMAA. The
survey cruise employed multiple
observation techniques, including visual
and passive acoustic observations, as
well as photographic identifications
(Rone et al., 2009). In addition to the
U.S. Pacific Fleet-funded monitoring
initiative, the Chief of Naval Operations
Environmental Readiness Division and
the Office of Naval Research have
developed a coordinated Science &
Technology and Research &
Development program focused on
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marine mammals and sound. Total
Investment in this program between
2004 and 2008 was $100 million. Fiscal
Year 09 funding was $22 million and
continued funding at levels greater than
$14 million is foreseen in subsequent
years (beyond 2010).
The Navy has sponsored several
workshops to evaluate the current state
of knowledge and potential for future
acoustic monitoring of marine
mammals. The workshops brought
together acoustic experts and marine
biologists from the Navy and other
research organizations to present data
and information on current acoustic
monitoring research efforts, and to
evaluate the potential for incorporating
similar technology and methods on
instrumented ranges. However, acoustic
detection, identification, localization,
and tracking of individual animals still
requires a significant amount of research
effort to be considered a reliable method
for marine mammal monitoring. The
Navy supports research efforts on
acoustic monitoring and will continue
to investigate the feasibility of passive
acoustics as a potential mitigation and
monitoring tool.
Overall, the Navy will continue to
fund marine mammal research, and is
planning to coordinate long-term
monitoring/studies of marine mammals
on various established ranges and
operating areas. The Navy will continue
to research and contribute to university/
external research to improve the state of
the science regarding marine species
biology and acoustic effects. These
efforts include mitigation and
monitoring programs; data sharing with
NMFS and via the literature for research
and development efforts; and future
research as described previously.
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Monitoring
Section 101(a)(5)(A) of the MMPA
states that, in order to issue an ITA for
an activity, NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104 (a)(13)
indicate that requests for LOAs must
include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present.
Proposed Monitoring Plan for the GoA
TMAA
The Navy submitted a draft
Monitoring Plan for the GoA TMAA
which may be viewed at NMFS’ Web
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site: https://www.nmfs.noaa.gov/pr/
permits/incidental.htm#applications.
Navy Monitoring Plans are typically
designed as a collection of focused
‘‘studies’’ to gather data that will allow
the Navy to address one or more of the
following questions:
(a) Are marine mammals exposed to
MFAS/HFAS (1–10 kHz), especially at
levels associated with adverse effects
(i.e., based on NMFS’ criteria for
behavioral harassment, TTS, or PTS)? If
so, at what levels are they exposed?
(b) If marine mammals are exposed to
MFAS/HFAS, do they redistribute
geographically as a result of continued
exposure? If so, how long does the
redistribution last?
(c) If marine mammals are exposed to
MFAS/HFAS, what are their behavioral
responses to various levels?
(d) What are the behavioral responses
of marine mammals that are exposed to
explosives at specific levels?
(e) Is the Navy’s suite of mitigation
measures for MFAS/HFAS and
explosives (e.g., Protective Measures
Assessment Protocol, major exercise
measures agreed to by the Navy through
permitting) effective at avoiding TTS,
injury, and mortality of marine
mammals?
Given the larger scope of training
events within other Navy range
complexes as compared to the GoA, not
all of these original five study questions
would necessarily be addressed in the
final GoA TMAA Monitoring Plan.
Rather, data collected from the GoA
monitoring efforts would be used to
supplement a consolidated range
complex marine mammal monitoring
report incorporating data from the
Hawaii Range Complex, Marianas Island
Range Complex, Northwest Training
Range Complex, and Southern
California Range Complex.
Data gathered in these studies will be
collected by qualified, professional
marine mammal biologists who are
experts in their field.
Monitoring methods proposed for the
GoA include use of passive acoustic
monitoring (PAM) to primarily focus on
providing additional data for study
questions (b) and (c).
This monitoring plan has been
designed to gather data on all species of
marine mammals that are observed in
the GoA TMAA study area; however,
the Navy will prioritize monitoring
efforts for ESA-listed species and
beaked whale species. The Plan
recognizes that deep-diving and cryptic
species of marine mammals, such as
beaked whales and sperm whales, may
have low probability of visual detection
(Barlow and Gisiner, 2006). Therefore,
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methods will be utilized to address this
issue (e.g., PAM).
During the comment period on the
Notice of Receipt (75 FR 5575, February
3, 2010) for the GoA TMAA action,
NMFS received multiple public
comments suggesting that there are
inadequate density, distribution, and
abundance data for marine mammals in
the GoA TMAA. As mentioned
previously, the Navy funded a $250,000
density survey in the offshore waters of
the GoA TMAA in April, 2009. The
Navy developed its draft monitoring
plan for the GoA TMAA was developed
to contribute scientific information to
the overall NMFS–Navy monitoring
goals. It selected year-round PAM
recorders as the most appropriate longterm tool for obtaining more precise
marine mammal occurrence data
(presence/absence) in the GoA TMAA,
especially in the offshore waters where
weather and sea conditions would likely
limit the usefulness of visual surveys.
At other Navy range complexes, results
from similar PAM recordings have
begun to provide better information on
species-specific occurrence and
behavior.
NMFS believes that we should
vigorously target this baseline
information need with the monitoring
plan and, in consideration of the public
comments that we received on the
proposed rule (75 FR 64508, October 19,
2010), we worked with the Navy on
revising the plan. The revised
monitoring plan now includes a
commitment by the Navy to deploy
PAM devices in 2011 and 2012 in the
GoA TMAA to detect, locate, and
potentially track vocalizing marine
mammals, as well as provide seasonal
estimates of presence/absence. These
devices will be deployed year-round,
including during Navy training events.
Given the potential seas states and
ocean conditions during both winter
and summer, and the relatively
infrequent Navy presence in the GoA
TMAA, PAM represents the best longterm monitoring technique to employ
within the GoA TMAA. In addition to
collecting marine mammal vocalization
and echolocation data before, during,
and after any Navy training event,
information can be inferred as to
whether the training event has an effect
or no effect on observed vocalizations.
In 2013 and 2014, the Navy plans to
conduct further monitoring using either
PAM or another survey method. An
alternate survey technique would
ideally be part of a larger focused effort
during the same time period in
coordination with other agencies or
research organizations working in the
area. While the exact extent and
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technique to be employed is still
undetermined (e.g., including but not
limited to visual survey), monitoring in
2013 and 2014 is expected to receive the
same level of fiscal and logistical
support as the 2011–2012 efforts.
In addition to the Monitoring Plan for
the GoA, the Navy has established an
Integrated Comprehensive Monitoring
Program (ICMP). The ICMP is a Navywide monitoring framework that will
provide an overarching structure and
coordination that will, over time,
compile data from all Navy rangespecific monitoring plans; the GoA
TMAA plan is just one component of
the ICMP. The overall objective of the
ICMP is to assimilate relevant data
collected across Navy range complexes
in order to answer questions pertaining
to the impact of MFAS and underwater
explosive detonations on marine
animals. Top priorities of the ICMP
include: monitoring Navy training
events, particularly those involving
MFAS and underwater detonations;
collecting data to estimate the number
of individuals exposed to sound levels
above current regulatory thresholds;
assessing the efficacy and practicability
of monitoring and mitigation tools and
techniques and the Navy’s current
mitigation methods; and adding to the
overall knowledge base on potential
behavioral and physiological effects to
marine species from MFAS and
underwater detonations. More
information about the ICMP may be
found in the Monitoring Plan for the
GoA.
Monitoring Workshop
The Navy, with guidance and support
from NMFS, will convene a Monitoring
Workshop, including marine mammal
and acoustic experts as well as other
interested parties, in 2011. The
Monitoring Workshop participants will
review the monitoring results from other
Navy rules and LOAs (e.g., the Southern
California Range Complex (SOCAL),
Hawaii Range Complex (HRC), etc.). The
Monitoring Workshop participants will
provide their individual
recommendations to the Navy and
NMFS on the monitoring plan(s) after
also considering the current science
(including Navy research and
development) and working within the
framework of available resources and
feasibility of implementation. NMFS
and the Navy will then analyze the
input from the Monitoring Workshop
participants and determine the best way
forward from a national perspective.
Subsequent to the Monitoring
Workshop, NMFS and the Navy will
apply modifications to monitoring plans
as appropriate.
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Adaptive Management
Our understanding of the effects of
MFAS and explosives on marine
mammals is still in its relative infancy,
and yet the science in this field is
evolving fairly quickly. These
circumstances make the inclusion of an
adaptive management component both
valuable and necessary within the
context of 5-year regulations for
activities that have been associated with
marine mammal mortality in certain
circumstances and locations (though not
in the Pacific Ocean or within the GoA
TMAA). NMFS has included an
adaptive management component in
these regulations, which will allow
NMFS to consider new information
from different sources to determine (in
coordination with the Navy and with
input regarding practicability) on an
annual or biennial basis if mitigation or
monitoring measures should be
modified (including additions or
deletions) if new data suggest that such
modifications are appropriate for
subsequent annual or biennial LOAs.
The following are some of the
possible sources of applicable data: (1)
Findings of the Workshop that the Navy
will convene in 2011 to analyze
monitoring results to date, review
current science, and recommend
modifications, as appropriate, to the
monitoring protocols to increase
monitoring effectiveness; (2) compiled
results of Navy funded research and
development (R&D) studies (presented
pursuant to the ICMP, which is
discussed elsewhere in this document);
(3) results from specific stranding
investigations (involving coincident
MFAS or explosives training or not
involving coincident use); (4) results
from general marine mammal and sound
research; and (5) any information which
reveals that marine mammals may have
been taken in a manner, extent or
number not authorized by these
regulations or subsequent Letters of
Authorization.
Separately, in July, 2010, NMFS and
the Navy convened the ‘‘Marine
Mammals and Sound’’ workshop, which
brought together science and policy
experts from the government, the
academic community, and nongovernmental organizations with the
goals of prioritizing marine mammal
research needs and opening up a broad
discussion of (and potentially making
recommendations regarding) some of
the current management issues related
to marine mammals and sound. After
the information and ideas gathered
during this workshop are sorted,
compiled, and assessed, NMFS will use
them, as appropriate, to inform our
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management decisions on issues such as
appropriate mitigation and monitoring.
In addition to considering these
workshop products in the broader
context of all MMPA authorizations
from the Office of Protected Resources,
they will also be considered as NMFS
and the Navy work through the
Adaptive Management process outlined
for the GOA below.
Mitigation measures or monitoring
requirements could be modified, added,
or deleted if new information suggests
that such modifications would have a
reasonable likelihood of accomplishing
the goals of mitigation or monitoring
laid out in this final rule and if the
measures are practicable.
Reporting
In order to issue an ITA for an
activity, section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ Effective reporting is critical
both to compliance as well as ensuring
that the most value is obtained from the
required monitoring. The proposed rule
contains the reporting requirements for
the Navy (75 FR 64508, pages 64550–
64552), and these requirements remain
unchanged.
Comments and Responses
On October 19, 2010 (75 FR 64508),
NMFS published a proposed rule in
response to the Navy’s request to take
marine mammals incidental to military
readiness training in the GoA TMAA
and solicited comments, information,
and suggestions concerning the
proposed rule. NMFS received twelve
comment letters from environmental
non-governmental organizations, the
Marine Mammal Commission (MMC),
and interested members of the public.
The comments are summarized, sorted
into general topic areas, and addressed
below. Full copies of the comment
letters may be accessed at https://
www.regulations.gov.
NMFS worked with the Navy to
develop MMPA rules and LOAs for the
GoA TMAA, Atlantic Fleet Active Sonar
Training (AFAST) activities, Southern
California Range Complex (SOCAL),
Hawaii Range Complex (HRC), Mariana
Islands Range Complex (MIRC), and
Northwest Training Range Complex
(NWTRC). Many of the issues raised in
the public comments for this rule were
also raised for these previous rules, and
NMFS considered many of the broader
issues in the context of all of these Navy
actions when determining how to
address the comments on the GoA
TMAA. Responses to public comments
on AFAST, SOCAL, and HRC were
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published in January 2009, and
responses to public comments on MIRC
and NWTRC were published in August
and November 2010, respectively. These
final rules and their responses to public
comments may provide the public with
additional detail, if needed.
Additional Mitigation
Recommendations
Comment 1: One commenter suggests
that aerial surveys before SINKEXs (75
FR 64508, p. 64546) should be
mandatory, especially when the
Beaufort Sea State is above 3.
Response: As stated in the proposed
rule, in the event of a Beaufort Sea State
4 or above, survey efforts shall be
increased within the 2 nm (3.7 km) zone
around the target. This shall be
accomplished through the use of an
additional aircraft, if available, and
conducting tight search patterns. The
exercise shall not be conducted unless
the 2 nm (3.7 km) zone around the target
could be adequately monitored visually.
Comment 2: One commenter suggests
that over-flights should be required for
spotting marine mammals before
detonation exercises (75 FR 64508,
p. 64552) because the typical sea state
in GoA is usually greater than 1.
Response: As stated in the proposed
rule, a series of surveillance over-flights
shall be conducted within the exclusion
and the safety zones, prior to and during
exercises, when feasible.
Comment 3: One commenter asked
whether the training could be done
during times of the year that would
result in the minimal impact to all
species. Another commenter asked
whether there is another location that
could be used for at least part of the
training, where fewer animals would be
impacted.
Response: While several species of
baleen whales have periods of increased
prevalence within the TMAA, these
times do not always overlap; hence, it
is not possible for the Navy to avoid
every species of marine mammal.
Furthermore, most species are more
prevalent during summer months,
which is when the Navy needs to do
their exercises. Training during the
winter months is not an option due to
human safety concerns. Certain specific
types of seasonal and geographic
restrictions or limitations are
impracticable for the Navy’s activities in
the TMAA.
In response to the second part of the
comment, the TMAA was chosen very
carefully in order to meet the Navy’s
training requirements and allow for the
safe operation of ships, aircraft, and
submarines. Moving the training
activities to alternative locations would
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impact the effectiveness of the training
and has no known benefit. Moreover,
satisfying this request is beyond NMFS’
authority under current laws.
Furthermore, the existing marine
mammal density and distribution
information does not suggest that there
are specific areas within the GoA where
training would result in fewer impacts
to marine mammals.
Comment 4: One commenter asked if
the military could develop and
substitute computer-simulated training
for at least part or most of the training.
Response: As explained in the Navy’s
EIS, the Navy often employs simulators
and synthetic training, but live training
in a realistic environment is vital to
success. The Navy relies on realistic
combat-like training to prepare men and
women for deployment. Moreover, a
simulator cannot match the dynamic
nature of the environment, either in
bathymetry, sound propagation
properties, or oceanography. In
addition, coordinated unit level and
Strike Group Training activities require
multiple crews to interact in a variety of
acoustic environments that cannot be
simulated. Finally, it is a training
imperative that crews actually use the
equipment they will be called upon to
operate. For more information on the
simulated training option please refer to
the Alternatives Eliminated from
Further Consideration section of the
Navy’s EIS.
Comment 5: One commenter refers to
the Navy’s claims that it does not
anticipate beaked whale mortality, yet
requests Level A take, and states that
this is not acceptable; beaked whales
require additional mitigation and
protection from Navy sonar.
Response: As stated in the proposed
rule, evidence from five beaked whale
strandings (all of which have taken
place outside the GoA TMAA, and have
occurred over approximately a decade)
suggests that the exposure of beaked
whales to MFAS in the presence of
certain conditions (e.g., multiple units
using active sonar, steep bathymetry,
constricted channels, strong surface
ducts, etc.) may result in strandings,
potentially leading to mortality.
Although not all five of these physical
factors believed to have contributed to
the likelihood of beaked whale
strandings are present, in their
aggregate, in the GoA TMAA, scientific
uncertainty exists regarding what other
factors, or combination of factors, may
contribute to beaked whale strandings.
Accordingly, to allow for scientific
uncertainty regarding contributing
causes of beaked whale strandings and
the exact behavioral or physiological
mechanisms that can lead to the
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stranding and/or death, the Navy has
requested authorization for (and NMFS
is authorizing) take by injury or
mortality. Although NMFS is
authorizing take by injury or mortality
of up to 15 beaked whales over the
course of the 5-year regulations, the
Navy’s model did not predict injurious
takes of beaked whales and neither
NMFS nor the Navy anticipates that
marine mammal strandings or mortality
will result from the operation of MFAS
during Navy exercises within the GoA
TMAA. NMFS determined that the
impact to beaked whales from the
Navy’s activities cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival and, therefore,
concluded that the activity would have
a negligible impact for these species.
Comment 6: One commenter refers to
NMFS’ mention of the ENP Alaskan
resident stock and ENP Alaskan
transient stock (75 FR 64508, p. 64571)
of killer whales and asks if this is the
depleted Prince William Sound stock. If
so, according to the commenter, they
require special consideration.
Response: The ENP Alaska resident
stock includes the Prince William
Sound pod; however, this stock of killer
whales is not listed as ‘‘depleted’’ under
the MMPA. In the Gulf of Alaska,
Malkin et al. (1999) described two
genetically distinct communities of
transient killer whales that do not
interact, the so-called Gulf of Alaska
transients and the AT1 transients. In
2004, the AT1 transient killer whale
group was determined by NMFS to be
depleted under the MMPA. Individuals
from this stock may be present in the
TMAA; however, the Navy’s activities
are not expected to occur in an area/
time of specific importance for
reproduction, feeding, or other known
critical behaviors. Furthermore, these
large-grouped gregarious animals are
very likely to be detected by Marine
Mammal Observers (MMOs) and Navy
Lookouts. As stated in the proposed
rule, NMFS has determined that the
Navy’s specified activities will have a
negligible impact on this species.
Comment 7: The MMC recommends
that the rule require the suspension of
the Navy’s activities if a marine
mammal is seriously injured or killed
and the injury or death could be
associated with those activities. The
injury or death should be investigated to
determine the cause, assess the full
impact of the activity or activities and
determine how activities should be
modified to avoid future injuries or
deaths.
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Response: NMFS and the Navy have
developed a detailed Stranding
Response Plan for the GoA TMAA that
outlines protocols for, and describes the
underlying rationale for shutdown (in
very specific circumstances) and
investigation in the event that dead or
stranded animals are found in the
vicinity of an exercise. In addition,
NMFS’ regulations include a provision
for ‘‘General notification of injured or
dead marine mammals,’’ that requires
Navy personnel to notify NMFS
immediately (or as soon as clearance
procedures allow) if an injured,
stranded, or dead marine mammal is
found during or shortly after, and in the
vicinity of, any Navy training exercise
utilizing MFAS, HFAS, or underwater
explosive detonations. The provision
further requires the Navy to provide
NMFS with species identifications or
descriptions of the animal(s), the
conditions of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video of the animal(s) (if available).
It can take months to years to
complete the necessary tests and
analysis required to determine, with a
reasonable amount of certainty, the
cause of a marine mammal death—and
sometimes it is not possible to
determine it. All but one of the small
number of strandings that have occurred
around the world associated with MFAS
exercises have occurred concurrent with
MFAS exercises that would have been
considered ‘‘major,’’ which typically
involve multiple surface vessels and last
for a much longer duration than nonmajor exercises. Therefore, NMFS (with
input from the Navy) determined that it
was beneficial and practicable to
preemptively outline an explicit plan
(that includes a shutdown requirement
in certain circumstances) for how to
deal with a stranding that occurs during
a major exercise, and Stranding
Response Plans were developed for all
of the areas in which major exercises are
conducted. Alternatively, for non-major
exercises, the general notification
provisions apply, under which the Navy
would contact NMFS as soon as
clearance procedures allow and we
would determine how best to proceed at
that time.
Because: (1) So few strandings have
been definitively associated with MFAS
training in the 60+ years that the U.S.
and other countries that share
information have been conducting
MFAS training; (2) the exercises
conducted in the GoA TMAA are of
short duration and seasonally limited
(i.e., no more than two 21-day exercises,
which may only be conducted between
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the months of April and October); and
(3) investigations take a long time and
are not always conclusive, it is not
reasonable or practicable to require the
Navy to shut down every time an
injured or dead animal is found in the
vicinity pending the results of an
investigation that could take years to
conduct.
However, NMFS and the Navy will
implement the Stranding Response Plan
as written and, as in the past, will work
together on a case-by-case basis within
the constraints of our available
resources to investigate the causes of
any stranding or death occurring during
a non-major exercise. Once
investigations are completed and
determinations made (as feasible),
NMFS would use the available
information to help reduce the
likelihood that a similar event would
recur and would work with the Navy on
the necessary steps to ensure
compliance by the Navy with the
MMPA. NMFS and the Navy will
develop and finalize a Memorandum of
Agreement that will streamline and
improve the way that the Navy assists
NMFS during a stranding investigation.
Finally, the Stranding Response Plan
includes a provision for stranding
debriefs/lessons learned meetings
between NMFS and the Navy following
a stranding response, and the GoA
TMAA rule includes an adaptive
management provision that allows for
the modification of mitigation or
monitoring measures based on new
information (like that which might be
gathered during a stranding response/
investigation), as appropriate.
Comment 8: One commenter states
that NMFS’ assertion regarding blue
whales most likely feeding during the
summer months should lead to NMFS
prohibiting Navy activities during this
time.
Response: NMFS stated that, ‘‘like
most baleen whales, blue whales would
most likely feed in the north during
summer months (potentially the GoA)
and head southward in the cooler
months.’’ However, the GoA TMAA
activities are not expected to occur in an
area/time of specific importance for
breeding, calving, or other known
critical behaviors of blue whales.
Currently, there are no known specific
feeding grounds for blue whales within
the TMAA. Furthermore, the blue
whales’ large size and detectability
makes it unlikely that these animals
would be exposed to the higher levels
of sound expected to result in more
severe effects. Moreover, training during
other times of the year is not an option
due to human safety concerns.
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Comment 9: One commenter requests
that NMFS protect feeding grounds for
humpback whales and migratory routes
for gray whales. In addition, this
commenter and another commenter
request that NMFS protect (e.g., prohibit
MFAS within) high bathymetric relief
areas for beaked whales.
Response: In the proposed rule,
NMFS stated that most baleen whales,
including humpback and gray whales,
would most likely feed in the north
during summer months, potentially the
GoA, and head southward in the cooler
months. However, the GoA TMAA
activities are not expected to occur in an
area/time of specific importance for
breeding, calving, or other known
critical behaviors. Currently, there are
no known specific feeding grounds for
humpback or gray whales within the
TMAA. Furthermore, their large size
and detectability makes it unlikely that
these animals would be exposed to the
higher levels of sound expected to result
in more severe effects.
As indicated in the Navy’s EIS and
referenced in the proposed rule, gray
whales have a well-defined north-south
migratory path that takes them through
the GoA twice a year. During migration
through the GoA, gray whales’ primary
occurrence extends seaward 15 nm (28
km) from the shoreline within a narrow
margin of the TMAA’s northern
boundary. The April 2009 survey
encountered one group of two gray
whales within the western edge of the
TMAA and two groups well outside the
TMAA nearshore at Kodiak Island (Rone
et al., 2009). The potential impacts to
gray whales from Navy training
activities are specifically discussed in
the Potential Effects of Specified
Activities on Marine Mammals section
of the proposed rule. Given the transient
nature of gray whales during migration
through the GoA, and in light of the
Navy’s mitigation measures, although
some gray whales may be behaviorally
disturbed, more severe responses are not
anticipated and NMFS determined that
the take will have a negligible impact on
the stock.
With respect to high bathymetric
relief areas and beaked whales, the
Navy’s training exercises are spread
throughout the GoA TMAA (as opposed
to being focused in an area of known
particular importance). Furthermore, the
Navy’s activities in the GoA are only
occurring for a 21-day period once or
twice a year.
Comment 10: One commenter states
that NMFS must ensure that SINKEXs
do not occur in or near critical habitat
or breeding/feeding grounds.
Response: NMFS agrees that
protecting important habitat (e.g.,
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critical habitat or areas known for
displays of important behaviors such as
breeding and feeding) can be an
effective way to minimize impacts to
marine mammals; however, SINKEXs
will not occur in or near critical habitat
because designated critical habitats for
Steller sea lions and North Pacific right
whales are outside of the GoA TMAA.
Furthermore, the commenter has neither
suggested particular areas used by
marine mammals for breeding/feeding
nor presented any additional evidence
that NMFS could consider in identifying
such areas within the GoA TMAA.
Pursuant to the MMPA, NMFS makes
mitigation decisions based on the
biological information pertaining to the
potential impacts of an activity on
marine mammals and their habitat (and
the practicability of the measure).
SINKEXs, in general, require the most
comprehensive suite of mitigation
measures relative to other Navy training
exercises and the permit issued to the
Navy under the Marine Protection,
Research and Sanctuaries Act requires
vessels to be sunk in waters that are at
least 6,000 ft (1,829 m) deep and at least
50 nm (92.6 km) from land. In addition,
the Navy has agreed not to conduct
SINKEXs within Habitat Areas of
Particular Concern (HAPCs) established
in the GoA. NMFS believes that the
permit conditions and avoidance of
HAPCs, in conjunction with the Navy’s
SINKEX mitigation plan, set forth a
means for effecting the least practicable
adverse impact. The rationale behind
this finding was discussed in the
Mitigation Conclusion section of the
proposed rule (75 FR 64508, pages
64546–64548).
Comment 11: One commenter states
that, with respect to North Pacific right
whales, the Navy must take all possible
precautions, including a larger buffer
zone around the critical habitat area that
extends inside the TMAA, and ceasing
all activity when whales are present.
Another similar comment states that
NMFS should require sufficient buffers
between critical habitat and the TMAA.
Another commenter claims NMFS’
proposal to allow Level B takes of North
Pacific right whales (75 FR 64508, p.
64568), is unacceptable due to their
critically endangered status.
Response: NMFS believes that the
location of the TMAA relative to
designated critical habitats is sufficient
to avoid diminishing their conservation
value to species. For example, the
nearest boundary of the Pacific right
whale critical habitat is approximately
16 nm (30 km) west of the southwest
corner of the TMAA. NMFS believes
that this distance, coupled with the fact
that most exercises will take place away
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from the boundaries of the TMAA,
provide an adequate buffer around
North Pacific right whale critical
habitat. In addition, current regulations
(50 CFR 224.103(c)) require ships to
maneuver to maintain at least 500 yards
(460 m) of separation from any observed
right whale (consistent with safety of
ship). The Navy’s model predicted that
approximately 10 takes of North Pacific
right whales would occur within the
GoA TMAA over the course of five years
(and no takes by injury or mortality).
NMFS believes that by implementing
specific mitigation measures the Navy
has minimized, to the extent
practicable, the impacts to North Pacific
right whales and their critical habitat.
In addition, the TMAA is located
offshore of the main habitat and foraging
grounds for Steller sea lions. While the
Steller sea lions’ range runs adjacent to
the TMAA, their foraging habitat
consists primarily of shallow, nearshore
areas, and continental shelf waters 8 to
24 km (4.3 to 13 nm) offshore, which are
inshore of the TMAA boundaries. There
is no critical habitat for Steller sea lions
within the TMAA boundaries. The area
designated as critical habitat was based
on land use patterns, the extent of
foraging trips, and the availability of
prey items, with particular importance
given to the haul out areas where
Stellers rest, pup, nurse, mate, and molt.
With respect to the additional
comment regarding takes of North
Pacific right whales, as noted in the
proposed rule, only Level B takes in the
form of behavioral disturbances are
anticipated. No TTS takes are estimated
because the North Pacific right whales’
large size and detectability makes it
unlikely that these animals would be
exposed to the higher levels of sound
expected to result in more severe effects.
Mitigation Effectiveness
Comment 12: According to one
commenter, NMFS states that bow
riding dolphins will not be affected
because they are outside the main beam
of the sonar (75 FR 64508, p. 64547).
The commenter then asks about the
assumption that marine mammals will
not approach ships, and whether the
Navy is supposed to cease MFAS when
marine mammals are within 1,000 yds.
Response: Dolphins are known to
deliberately close in on a ship to ride
the vessel’s bow wave. While in the
shallow-wave area of the vessel bow,
dolphins are out of the main
transmission axis of the active sonar. As
stated in the proposed rule, if after
conducting an initial maneuver to avoid
close quarters with dolphins or
porpoises, the Officer of the Deck (OOD)
concludes that dolphins or porpoises
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are deliberately closing to ride the
vessel’s bow wave, no further mitigation
actions are necessary while the dolphins
or porpoises continue to exhibit bow
wave riding behavior.
Comment 13: One commenter claims
that NMFS fails to describe Navy’s
‘‘suite of mitigation measures’’ (75 FR
64508, p. 64549).
Response: NMFS discussed the
proposed mitigation measures in detail
within the proposed rule (75 FR 64542,
October 19, 2010). To briefly reiterate,
they include personnel training, specific
operating procedures and collision
avoidance, shutdowns, buffer zones,
and Lookouts. This information is also
explicitly described in the regulatory
text of the final rule.
Comment 14: One commenter asserts
that safety zones (1,000 yard powerdown and 200 yard shut down) around
sonar domes are an inadequate and
ineffective mitigation measure.
Similarly, another commenter
recommended that the 1,000 yard safety
zone should be increased to 2,000 yards.
Response: The commenter provides
no justification for increasing the buffer
zone to 2,000 yards. The Navy’s
powerdown and shutdown strategy (i.e.,
the specific distances) is intended to
avoid exposure of marine mammals to
injurious levels of sound (which is
thought to occur at about 10 m from the
source), and to reduce exposing marine
mammals (to varying degrees,
depending on the species and
environmental conditions) to higher
levels of sound that might be associated
with more severe behavioral responses.
As the proposed rule discussed, while
visual detection of marine mammals is
not anticipated to be 100% effective, the
1,000 yard safety zone coincides with a
Lookout’s ability to realistically
maintain situational awareness over a
large area of the ocean; including the
ability to detect marine mammals
during less than ideal sea state
conditions. The Mitigation Conclusion
section of the proposed rule describes
NMFS’ least practicable adverse impact
analysis (75 FR 64508, pages 64546–
64548).
Comment 15: One commenter
expressed concern over the unknown
impacts of the way sound travels with
respect to the large underwater canyons
in the GoA and states that the Navy does
not set forth adequate measures to
mitigate harmful effects of sonar
primarily with sensitivity to fin, right,
minke, or killer whales.
Response: In general, environmental
parameters—such as bathymetry—play
an important role in the Navy’s analysis
of marine mammal impacts, and due to
the importance that propagation loss
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plays in ASW exercises, the Navy has,
over the last four to five decades,
invested heavily in measuring and
modeling environmental parameters.
Within the GoA TMAA, the Navy has
identified six bathymetric provinces
ranging from 100 m to typical deepwater depths (slightly more than 5,000
m). To model how sound from a
particular source travels through the
water column, bathymetric features are
combined with other environmental
parameters, such as sound speed
profiles and High-Frequency Bottom
Loss classes to determine propagation
loss, and, ultimately, the zone of
influence of a particular sound source.
The model used by the Navy to
estimate marine mammal exposures to
sonar, which also considers the density
of each species in the area, did not
predict any Level A exposures (PTS) on
fin, North Pacific right, minke, or killer
whales. With respect to mitigation
measures, NMFS indicates that Level A
Harassment (injury) and Temporary
Threshold Shift (TTS) (one type of Level
B Harassment) are unlikely to occur
because of: The distance from the source
within which an animal would need to
approach to be exposed to levels
associated with injury (∼ 10 m) or TTS
(∼178–335 m); the fact that Lookouts
would detect animals at that close
distance; the fact that the Navy model
(which does not take mitigation or
avoidance into consideration) predicted
that 1 Dall’s porpoise would be exposed
to injurious levels of sound and 931
animals would be exposed to levels
associated with TTS; and the fact that
many (not all) animals will avoid sonar
at some distance. Although modeling
predicted that one animal would be
exposed to levels of sound that would
cause injury, Level A takes were not
requested by the Navy (and NMFS is not
authorizing Level A takes) because the
implementation of mitigation and
monitoring procedures will further
minimize the potential for marine
mammal exposures to sonar sources.
Additionally, the Navy is capable of
effectively monitoring a 1,000 m safety
zone using a variety of techniques,
including binoculars, night vision
goggles, infrared cameras, and passive
acoustic monitoring.
Comment 16: One commenter claims
that NMFS assumes marine mammals
can easily move away during SINKEXs,
but asserts that little to nothing is
known about how marine mammals in
the GoA will react to noise.
Response: The commenter
misrepresents this piece of text from the
proposed rule. Up to two SINKEXs are
planned annually for the GoA TMAA.
These exercises are stationary and
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conducted in deep, open water where
few marine mammals would typically
be expected to be randomly
encountered. NMFS does not solely rely
on the animal’s ability to detect the
activity and avoid it as a mitigation
measure during SINKEXs. In fact,
SINKEXs have the most rigorous
monitoring and shutdown protocol of
any planned explosive exercise. For a
complete list of these protocols, please
refer to § 218.124(a)(4).
Impact Assessment
Comment 17: One commenter claims
that NMFS refers to models, but does
not provide a source (75 FR 64508, p.
64548).
Response: NMFS refers to the model
used by the Navy to estimate marine
mammal takes in the GoA, which is
described in detail in Appendix B of the
LOA application and Appendix D of the
EIS.
Comment 18: One commenter claims
that NMFS does not address the issue of
greenhouse gases from overflights.
Response: NMFS is not authorizing
the Navy’s activities; rather, we are
analyzing and authorizing the take of
marine mammals incidental to those
activities. NMFS does not anticipate
that greenhouse gas emissions from
overflights will result in marine
mammal take, and therefore, we do not
address the issue any further. Please
refer to section 3.1 of the EIS for a
detailed discussion of potential impacts
to air quality, including emissions from
aircraft activities.
Comment 19: One commenter claims
NMFS states that the probability of
marine mammals approaching the sonar
dome is low (75 FR 64508, p. 64547),
but does not cite where that information
is from and does not take into account
deep-diving whales that may be present.
Response: NMFS actually stated that
the probability that a marine mammal
would approach within the above
distances of the sonar dome without
being seen by the watchstanders is very
low. The watchstanders’ job is to look
for marine mammals and activate a
shutdown, should they approach within
200 yd (183 m).
Comment 20: One commenter asserts
that NMFS claims that animals exposed
to MFAS would not receive enough
exposure to drive bubble growth to
substantial size (75 FR 64508, p. 64553),
and asks what studies substantiate this
assertion.
Response: The proposed rule
contained a detailed discussion of the
many hypotheses involving both
acoustically-mediated and behaviorallymediated bubble growth. NMFS
concluded that there is not sufficient
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evidence to definitively say that any of
these hypotheses accurately describe the
exact mechanism that leads from sonar
exposure to a stranding. Despite the
many theories involving bubble
formation (both as a direct cause of
injury and an indirect cause of
stranding), Southall et al. (2007)
summarizes that scientific disagreement
or complete lack of information exists
regarding the following important
points: (1) Received acoustical exposure
conditions for animals involved in
stranding events; (2) pathological
interpretation of observed lesions in
stranded marine mammals; (3) acoustic
exposure conditions required to induce
such physical trauma directly; (4)
whether noise exposure may cause
behavioral reactions (such as atypical
diving behavior) that secondarily cause
bubble formation and tissue damage;
and (5) the extent to which the post
mortem artifacts introduced by
decomposition before sampling,
handling, freezing, or necropsy
procedures affect interpretation of
observed lesions. Based on the best
available science, NMFS stated that a
short duration of active sonar pings
(such as that which an animal exposed
to MFAS would be most likely to
encounter) would not likely be long
enough to drive bubble growth to any
substantial size (75 FR 64553, October
19, 2010). The Navy’s mitigation and
monitoring measures are in place to
prevent prolonged exposure of marine
mammals to MFAS.
Comment 21: One commenter refers
to NMFS’ use of a risk function based
on studies on four species and limited
science (75 FR 64508, p. 64558) and
asks if this is a risk model that will be
used in the GoA. If so, the commenter
asserts, it needs to integrate cumulative,
long-term, synergistic stressors. The
commenter claims that if there is no
data to allow for this integration, then
NMFS should not be using this risk
function to estimate and authorize takes.
Response: NMFS has explained in the
proposed rule why we chose the three
datasets we used to define the risk
function. These three datasets represent
the only known data that specifically
relate altered behavior responses (that
NMFS would consider Level B
Harassment) to exposure—at specific
received levels—to MFAS and sources
within or having components within the
range of MFAS (1–10 kHz). As
commenters have pointed out in
previous rules, there are datasets that
report marine mammal responses to
lower levels of received sound;
however, because of the structure of the
curve NMFS uses and what it predicts
(Level B Harassment), we need datasets
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that show a response that we have
determined qualifies as harassment (in
addition to needing a source that is
adequately representative of MFAS and
includes reliable specific received level
information), which many of the lower
level examples do not.
Comment 22: One commenter claims
that the hours of MFAS over a 5-year
period are not readily apparent in Table
8.
Response: Table 8 (Table 5 in this
final rule) is not intended to depict the
hours of MFAS over a 5-year period.
Rather, the table shows the Navy’s
estimated amount of take and NMFS’
proposed annual take authorization. The
hours of sonar sources authorized over
a 5-year period are included in Subpart
N of Part 218—Regulations Governing
the Taking and Importing of Marine
Mammals.
Comment 23: One commenter asks if
sonar has been shown to affect the
successful reproduction of any marine
mammal species or their prey.
Response: In the Species Specific
Analysis section of the proposed rule,
NMFS discusses potential effects on
marine mammals in the GoA TMAA,
including population level effects. The
GoA TMAA activities are not expected
to occur in an area/time of specific
importance for breeding, calving or
other known critical behaviors. In
addition, the size of many large whale
species and group size of smaller
ododocetes improves detectability and
makes it unlikely that these animals
would be exposed to higher levels of
sound that would be expected to result
in more severe effects. Therefore, the
activities are not expected to adversely
impact rates of recruitment and survival
of these marine mammals species or
stocks and NMFS has determined that
the Navy’s activities will have a
negligible impact on the affected species
or stocks. With respect to marine
mammal prey, in the Effects on Marine
Mammal Habitat section, NMFS
discusses the effects on marine mammal
food resources, including fish and
invertebrates. Potential impacts to
marine mammal food resources within
the GoA TMAA are negligible given
both the lack of hearing sensitivity to
mid-frequency sonar, the very limited
spatial and temporal scope of most Navy
activities at sea including underwater
detonations, and the high biological
productivity of these resources. NMFS
concludes that no short- or long-term
effects to marine mammal food
resources from Navy activities are
anticipated within the GoA TMAA.
Comment 24: One commenter asserts
that plastic, heavy metals, and nylon
materials from sonobuoys will
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undoubtedly wash up along the GoA,
degrading the marine environment and
posing a potential risk to marine
mammals, and believes that NMFS does
not appropriately address the issue of
flotsam from expended materials.
Response: The effects from expended
materials are considered insignificant
and discountable, as addressed in the
Navy’s EIS. The probability of a marine
mammal ingesting any material is
extremely low based on the size of the
TMAA, the limited duration of the
training exercises, and the low
concentration of certain materials being
used. Other materials are expected to
sink beyond the known depth of marine
mammals or are considered large
enough to prohibit ingestion.
Comment 25: The MMC
recommended that NMFS advise the
Navy to consult with the U.S. Fish and
Wildlife Service to determine if the
Navy also needs authorization to take
sea otters.
Response: The Navy has consulted on
the GoA TMAA action under section 7
of the ESA with the USFWS, which has
jurisdiction over sea otters. The Navy
and the USFWS coordinated regarding
the list of species, and sea otters were
not included. Sea otters are considered
to be extralimital to the GoA TMAA and
none were encountered within the
TMAA during the April 2009 GOALS
survey (Rone et al., 2009). The MMC
concurred that sea otters were unlikely
to enter the Navy training range area
due to the distance from shore in their
comment letter on the DEIS dated
January 27, 2010.
Comment 26: The MMC
recommended that NMFS require the
Navy to conduct an external peer review
of its marine mammal density estimates
for the GoA, the data upon which those
estimates are based, and the manner in
which those data are being used.
Response: Both NMFS and the Navy
use peer-reviewed science whenever it
is available and applicable, and NMFS
has encouraged the Navy to get the
models they use and data they gather
peer-reviewed. In 2008, the impacts
analysis model used for the GoA TMAA
(and the previous Navy EISs and final
rules) underwent the NMFS peer review
process using the Center for
Independent Experts (CIE) and was
deemed adequate and sufficient for the
purpose for which it was being used.
Recommendations made by the CIE for
improvements were incorporated into
the next generation model upgrades.
In the context of the Navy’s GoA
TMAA EIS/OEIS and LOA application,
the marine mammal densities used in
the Navy’s impact analysis were derived
from several sources, which are
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summarized in Table B–16 of the Navy’s
LOA application. The sources the Navy
relied upon to derive density estimates
for marine mammal species in the GoA
are all from peer-reviewed journals. In
addition, due to the lack of new survey
data for marine mammals in the GoA,
the Navy funded the Gulf of Alaska
Line-Transect Survey (GOALS), which
was conducted in April 2009. During
this survey, line-transect visual data and
acoustic data were collected over a 10day period, from which densities were
derived for fin and humpback whales
for inshore and offshore strata.
Also, while it is not the same as peer
review, both the NEPA and MMPA
processes include a comment period
during which the public can specifically
recommend better ways to use the data
to estimate density, which the Navy and
NMFS take into account. For example,
the proposed rule for the GoA TMAA
(75 FR 64508, October 19, 2010)
encouraged the public to recommend
effective, regionally specific methods for
augmenting existing marine mammal
density, distribution, and abundance
information in the GoA TMAA and to
prioritize the specific density and
distribution data needs in the area.
Further, a new systematic framework
(that includes a hierarchy of preferred
methodologies based on the data
available in an area) is being developed
by the Navy to estimate density in the
analyses for the rule renewals that will
follow the expiration of the MMPA rules
for Navy training in 2009, 2010, and
2011 (i.e., rules that would, if
appropriate, be issued in 2014 and
later). The Navy has indicated that they
may pursue a peer review of this
framework and NMFS has encouraged
them to do so.
Comment 27: The MMC
recommended that NMFS require the
Navy to estimate marine mammal takes
using season- and location-specific
environmental parameters (including
sound speed profiles and wind speed)
and marine mammal densities before
issuing the final rule; if the Navy plans
to conduct training exercises in April or
May, but does not provide more realistic
take estimates for these months, NMFS
should limit the final rule to exercises
that occur during the period from June
to October.
Response: The Navy did consider
densities during April–May, but elected
to use the higher summer densities as a
conservative measure (i.e., over
prediction of potential exposures). The
multi-day Northern Edge (NE) exercise
is the main modeling driver for
exposures, and these event-based
exposures are what are summed in the
‘‘annual’’ exposures. Highest densities
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from the summer were used to model
two NE events; the sum of all current
exposures likely overestimates exposure
to all species (mitigation is not factored
into these exposure values either), and
re-modeling/re-assessing for April–May
for two species of pinnipeds would not
significantly change species specific or
total exposures. The modeling was not
done for an entire period of time (June–
October) of continuous activity. This is
different from other range complexes
like SOCAL where there is year round
unit level training. The only Navy ships
in the GOA will likely be there in
association with NE exercises.
Comment 28: Ocean Conservation
Research (OCR) included a copy of their
comments on the Navy’s EIS and
suggested that some of those comments
also pertained to the MMPA
authorization. Other commenters
mirrored several of the
recommendations that OCR made in
these comments.
Response: OCR and others assert that
the chemical, toxic, and ‘‘inert’’
pollution models used in the GoA DEIS
are over simplistic and do not take into
account the current state of knowledge
about accumulation and concentrations
of chemical, toxic, and ‘‘inert’’ pollutant
behavior throughout the entire ocean,
and up and down the entire food
chain—including humans. The Navy
did not expect GoA TMAA exercises to
result in the production of any toxic
chemicals that would affect marine
mammals. The EIS did analyze the
potential impacts from PUTR material,
ordnance and target-related materials,
chaff, sunken hulks (i.e., SINKEXs), and
expended sonobuoys, and found that no
significant impacts to marine mammals
were likely to result from those
expended materials. Therefore, the Navy
determined that marine mammals
would not be taken via ingestion of
toxins or interaction with the
aforementioned expended materials and
they did not request (nor did NMFS
grant) authorization for take of marine
mammals via these methods.
Comment 29: One commenter claims
that, due to insufficient data provided
on the sonar characteristics and source
levels, assessments of potential impacts
are incomplete.
Response: NMFS does not agree with
the commenter’s claim that insufficient
data were provided on the sonar
characteristics and source levels used in
the GoA TMAA. To the extent
permissible (i.e., not classified), the
Navy provided detailed source
descriptions in Table B–4 of the Navy’s
LOA application. The same information
was provided in Table D–4 of the Navy’s
EIS. If unclassified, these tables include
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source depth, center frequency, source
level, emission spacing, vertical
directivity, and horizontal directivity for
the active sonar sources used in the
TMAA. The Navy then used the
characteristics of these sources to model
the potential impacts on marine
mammals.
Comment 30: One commenter claims
that the bio-acoustic impact models
used in the DEIS are overly simplistic
and do not represent wild animal
impacts or behaviors and do not account
for agonistic qualities and
characteristics of the various signals that
would be introduced into the
environment.
Response: NMFS does not agree with
the commenter’s claim that the impact
models used in the DEIS are overly
simplistic and unrepresentative. NMFS
has responded to similar comments
regarding the Navy’s risk function
analysis provided by Dr. David Bain in
the Atlantic Fleet Active Sonar Training
final rule (74 FR 4865) and refers
readers to those comments and
responses.
Comment 31: One commenter asserts
that mid- and high-frequency sonar
acoustic impact data on fish is lacking
and does not justify the conclusion that
impacts are ‘‘negligible or non-existent.’’
Response: Limited data exists on the
effects of sound on fish, both in terms
of number of well controlled studies
and species tested. However, the vast
majority of fish species studied to date
are hearing generalists and cannot hear
sounds above 500 to 1,500 Hz (0.5 to 1.5
kHz), depending on the species.
Therefore, most fish are not likely to
experience behavioral effects as a result
of exposure to sonar because they
cannot hear in that frequency range.
Even for species that are capable of
hearing above 1,500 Hz (1.5 kHz), their
hearing in this range is poor compared
to their sensitivity at lower frequencies.
Moreover, even if a fish detects a midor high-frequency sound, masking of
biologically relevant sounds is unlikely
to occur since the vast majority of
biologically relevant sounds for fish are
below 1,000 Hz (1 kHz).
Comment 32: One commenter claims
that the mortality ‘‘risk continuum’’ for
fish due to explosives is inadequate and
suspiciously biased to appear much
more benign than it actually is. The
conclusion in the DEIS section on fish
admits that very little is known about
impact of sonar, yet contradicts the
summary table statement that ‘‘sonar
used in Navy exercises would result in
minimal harm to fish or EFH.’’
Response: The commenter refers to
the Navy’s analysis of potential impacts
to fish and Essential Fish Habitat
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contained in the EIS. It is important to
note that the analysis referred to was
conducted in the context of the
Magnuson-Stevens Fishery
Conservation and Management Act, the
ESA, and Executive Order 12114. The
factors used to assess the significance of
effects vary under these Acts, and are
also different from those applied to the
MMPA’s effects analysis. The purpose
of this comment period was for the
public to provide comments on the
proposed rule, which is being
promulgated under the authority of the
MMPA. In the Effects on Marine
Mammal Habitat section of the proposed
rule, NMFS discusses the effects on
marine mammal food resources,
including fish and invertebrates.
Potential impacts to marine mammal
food resources within the GoA TMAA
are negligible given both the lack of
hearing sensitivity to mid-frequency
sonar, the very limited spatial and
temporal scope of most Navy activities
at sea including underwater
detonations, and the high biological
productivity of these resources. NMFS
concludes that no short- or long-term
effects to marine mammal food
resources from Navy activities are
anticipated within the GoA TMAA.
Comment 33: One commenter claims
that the exposure risk models of marine
mammals appear to contain many
examples of ‘‘statistical manipulations of
convenience’’ which erodes both the
credibility of the models and the
integrity of the entire DEIS.
Response: NMFS disagrees with the
commenter’s assertions. For example,
the commenter takes issue with the
density of species being presented in
animals per km2, which results in
0.0019 humpback whales per km2,
because there is no such thing as 0.0019
of a humpback whale. While the
commenter is correct that there is no
such thing as 0.0019 of a humpback
whale, density is typically measured in
terms of the number of animals per unit
of area, which is usually per square
kilometer or mile. In addition, the
commenter asks whether setting the
cutoff extent of the integral to 120 dB is
based on either excluding the harbor
porpoise from the marine mammal
response data set or modifying the
harbor porpoise risk function to a
‘‘heaviside step function.’’ Harbor
porpoise are found in coastal regions of
northern temperate and subarctic waters
(Reeves et al., 2002). Generally, harbor
porpoise are not found in water deeper
than 100 m, and decline linearly as
depth increases (Carretta et al., 2001,
Barlow 1988, Angliss and Allen 2009).
A survey conducted in the GoA in June
2003 yielded a single sighting of two
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individual harbor porpoises (Waite,
2003). The vessel survey conducted in
April 2009 yielded 30 sightings of 89
harbor porpoise (Rone et al., 2009).
Based on their coastal distribution and
limitation to shallower depths, it is
unlikely that harbor porpoises would
occur within the TMAA; therefore, there
is no empirical density information for
this species. The Navy used stock
assessment information indicating an
area for the GoA harbor porpoise stock
of approximately 69,829 nm2 (239,597
km2) with an abundance of 41,854
animals. Assuming an even distribution
of harbor porpoises in the GoA stock,
there would be 2,719 harbor porpoises
within the TMAA. While this figure is
likely an overestimate, the Navy
assumes for analysis purposes that 2,719
harbor porpoises will be exposed to
Level B behavioral harassment.
Comment 34: One commenter claims
that the model of bio-acoustic impact of
explosives on marine mammals is
overly simplistic because it models the
animals as ‘‘linear input devices’’ and
does not account for synergistic effects
of stress on the animal or destruction of
habitat and food sources.
Response: Although the Navy’s model
does not quantitatively consider the
points raised by the commenter
(because the quantitative data necessary
to include those concepts in a
mathematical model do not currently
exist), NMFS and the Navy have
qualitatively addressed these concerns
in the effects analysis contained in the
rule and EIS.
Comment 35: One commenter claims
that NMFS dismisses effects of MFAS
on fish because the Navy will be
operating beyond the frequency that fish
can hear, but does not take into account
the effects of pressure from sound
waves. The commenter further claims
that NMFS cites one study on one
species and references the lack of data
on fish and exposure to sound, but goes
on to make a broad assumption that no
long-term negative effects will occur (75
FR 64508, p. 64562).
Response: In the Effects on Marine
Mammal Habitat section, after some
discussion, NMFS concludes that there
‘‘will be few, and more likely no,
impacts on the behavior of fish from
active sonar.’’ NMFS also discusses the
potential for both threshold shift and
mortality to fish from MFAS, though we
conclude that these impacts would be
short-term (threshold shift) and
insignificant to the population as a
whole in light of natural daily mortality
rates. As stated in the proposed rule,
there are currently no well-established
thresholds for estimating effects to fish
from explosives other than mortality
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models. Fish that are located in the
water column, in proximity to the
source of detonation could be injured,
killed, or disturbed by the impulsive
sound and possibly leave the area. The
huge variations in the fish population,
including numbers, species, sizes, and
orientation and range from the
detonation point, make it very difficult
to accurately predict mortalities at any
specific site of detonation. Most fish
species experience a large number of
natural mortalities, especially during
early life stages, and any small level of
mortality caused by training exercises in
the GoA TMAA involving explosives
will likely be insignificant to the
population as a whole.
Comment 36: One commenter claims
NMFS cites an incident of damage to
squid following airgun activity, but
supports the position that the activity
was ‘‘totally circumstantial’’ (75 FR
64508, p. 64563), thus participating in a
Type II error. The commenter asserts
that bias for the Navy on the part of
NMFS is apparent.
Response: As stated in the proposed
rule, the data presented showing
damage to squid tissue is highly
questionable since there was no way to
differentiate between damage due to
some external cause (e.g., the seismic
airgun) and normal tissue degradation
that takes place after death, or due to
poor fixation and preparation of tissue.
To date, this work has not been
published in peer reviewed literature,
and detailed images of the reportedly
damaged tissue are also not available.
Comment 37: One commenter
expressed concern that NMFS did not
account for non-Navy ships that may
strike whales as they surface due to
MFAS. This commenter further asserts
that non-Navy ship traffic should not be
excluded from consideration because
they too pose a risk to marine mammals.
Response: NMFS appreciates the
commenter’s concern regarding the
potential impacts of non-Navy vessel
activity in the GoA; however, the nonNavy shipping traffic in the area falls
outside of the scope of the proposed
action that NMFS and the Navy
analyzed as part of the proposed and
final rulemaking process. For more
information on non-Navy vessel
activity, please refer to section 3.3 and
section 4 of the Navy’s EIS.
Under section 101(a)(5)(A) of the
MMPA, NMFS prescribes regulations
setting forth the permissible methods of
taking pursuant to an activity upon
request (emphasis added) by citizens of
the United States. In this case, the Navy
requested authorization from NMFS to
permit the taking of marine mammals
incidental to training activities in the
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GoA and NMFS, after determining that
the total take during the 5-year period
will have a negligible impact on marine
mammals, has responded by prescribing
regulations setting forth the permissible
methods of taking pursuant to Navy
training activities, and other means of
effecting the least practicable adverse
impact on marine mammals and their
habitat.
Separately, non-Navy vessels are
prohibited from taking marine mammals
under section 101(a) of the MMPA. In
addition, NMFS has regulations in effect
that prohibit approaching within 100
yards (91.4 m) of a humpback whale in
waters within 200 nm (370.4 km) of
Alaska (50 CFR 224.103(b)). These
regulations also require vessels to
operate at a ‘‘slow safe speed’’ within
proximity to a humpback whale. For
other species or marine mammals in
Alaskan waters, NMFS has guidelines
that advise vessels to remain at least 100
yards (91.4 m) from marine mammals.
The guidelines are available on the
following Web site: https://
www.fakr.noaa.gov/protectedresources/
mmv/guide.htm. Guidelines and
regulations are designed to prevent
vessels from violating Federal law and
to reduce the potential for inadvertently
harming whales, dolphins, porpoises,
seals and sea lions.
Comment 38: One commenter
expressed concern that the speeds at
which Navy ships travel (10–14 knots)
increase the likelihood of ship strikes
because NMFS has previously stated
that speeds in excess of 10 knots cause
fatalities in ship strike events.
Response: NMFS has analyzed the
potential impacts from ship strikes in
the proposed rule (75 FR 64508, pages
64540–64542) and includes mitigation
measures to minimize the likelihood of
ship strikes in the final rule (see
§ 218.124(a)(2)). Because of the
relatively low density of Navy traffic in
the GoA TMAA, the limited number of
days that the Navy plans to conduct
training activities in the GoA TMAA,
the fact that there are no reports of Navy
vessels striking a whale in the GoA, and
the mitigation measures required under
this final rule, NMFS does not believe
that a vessel strike of a marine mammal
is likely in the GoA TMAA.
Comment 39: One commenter claims
that NMFS’ authorization of lethal take
of up to 15 beaked whales over the
course of 5 years is unacceptable in the
absence of scientific data about these
animals in the GoA.
Response: NMFS appreciates the
commenter’s concern, but the MMPA
directs NMFS to issue an incidental take
authorization if certain findings can be
made. Under the MMPA, NMFS must
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make the decision of whether or not to
issue an authorization based on the
proposed action that the applicant
submits. Any U.S. citizen (including the
Navy) can request and receive an
MMPA authorization as long as all of
the necessary findings can be made.
Both NMFS and the Navy have a
responsibility to use the best available
science to support our analyses and
decisions under both the MMPA and
NEPA. For example, in 2009, the Navy
funded a baseline survey of the GoA to
gather data on the distribution and
density of marine mammals. The results
from this survey, as well as other
relevant literature presented in the LOA
application and EIS, represent the best
available science generated by the Navy
and used by NMFS. As more surveys are
conducted, data will be collected across
additional months and areas (such as
seamounts that are associated with the
presence of beaked whales), which will
allow for the calculation of more
spatially and temporally explicit density
estimates. In the meantime, the density
estimates from the 2009 survey and
other sources allow NMFS to make
reasonable predictions regarding the
number of marine mammals that might
be exposed to particular levels of sound.
In this case, NMFS has determined that
the Navy’s GoA TMAA exercises will
have a negligible impact on the affected
species or stock (including beaked
whales) and, therefore, we plan to issue
the requested MMPA authorization.
Comment 40: One commenter asks
how NMFS can justify estimating takes
using criteria that were developed based
on assumptions about received levels of
MFAS.
Response: The commenter
misrepresents this discussion in the
proposed rule. As discussed in the
Acoustic Take Criteria section of the
proposed rule, NMFS developed
acoustic criteria that estimate at what
received level (when exposed to MFAS/
HFAS or explosive detonations) Level B
Harassment, Level A Harassment, and
mortality (for explosives) would occur.
NMFS utilizes three acoustic criteria to
assess impacts from MFAS/HFAS: PTS
(injury—Level A Harassment), TTS
(Level B Harassment), and behavioral
harassment (Level B Harassment). A
number of investigators have measured
TTS in marine mammals. These studies
measured hearing thresholds in trained
marine mammals before and after
exposure to intense sounds. Because
PTS data do not currently exist for
marine mammals (and are unlikely to be
obtained due to ethical concerns), these
levels are estimated using TTS data
from marine mammals and relationships
between TTS and PTS have been
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discovered through the study of
terrestrial mammals. For behavioral
harassment, NMFS uses acoustic risk
continuum functions, which allow for
probability of a response that NMFS
would classify as harassment to occur
over a range of possible received levels
and assume that the probability of a
response depends first on the ‘‘dose’’ (in
this case, the received level of sound)
and that the probability of a response
increases as the ‘‘dose’’ increases. The
Navy and NMFS have previously used
acoustic risk functions to estimate the
probable response of marine mammals
to acoustic exposures for other training
and research programs.
Comment 41: One commenter refers
to NMFS’ statement in the proposed
rule that marine mammals that incur
PTS due to approaching sonar sources
may compensate, ‘‘although this may
include energetic costs’’ and asserts that
energetic costs can contribute to the
decline of an animal’s state of health,
and that it is reasonable to assume that
such costs could potentially lead to an
animal’s death.
Response: The commenter takes the
statement quoted from the proposed
rule out of context. First, in order to
incur PTS a marine mammal would
have to be within 10m of the sonar
dome and NMFS believes that many
animals would deliberately avoid
exposing themselves to the received
levels of active sonar necessary to
induce injury by either moving away
from the source or at least modifying
their course to avoid a close approach.
Second, in the unlikely event that an
animal approaches the sonar vessel at
close distance, NMFS believes that the
mitigation measures (i.e., shutdown/
powerdown zones for MFAS/HFAS)
would typically ensure that animals
would not be exposed to injurious levels
of sound. Third, if a marine mammal is
able to approach a surface vessel within
the distance necessary to incur PTS, the
likely speed of the vessel (typically 10–
12 knots) would make it very difficult
for the animal to remain in range long
enough to accumulate enough energy to
result in more than a mild case of PTS.
Fourth, although the Navy’s modeling
predicted that one Dall’s porpoise
would incur PTS from exposure to
MFAS/HFAS, the Navy and NMFS
believe this result is very unlikely to
occur; therefore, the Navy has not
requested authorization for takes by
Level A Harassment and NMFS is not
authorizing takes by Level A
Harassment. Finally, although NMFS
states that marine mammals may
compensate for PTS, which may incur
energetic costs, this would represent a
worst case scenario that is unlikely to
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occur in the GoA TMAA because of the
mitigation measures implemented to
prevent animals from being exposed to
injurious levels of sound. Therefore,
NMFS determined that the impact to
marine mammals from the Navy’s
activities cannot be reasonably expected
to, and is not reasonably likely to,
adversely affect the species or stock
through effects on annual rates of
recruitment or survival and concluded
that the activity would have a negligible
impact.
Comment 42: One commenter claims
that NMFS’ assertion that marine
mammals will deliberately avoid
exposing themselves to received levels
of active sonar necessary to induce
injury is not supported by available data
and asks whether NMFS really believes
this.
Response: See response to Comment
41 above.
Comment 43: One commenter claims
NMFS assumes that marine mammals
will not be exposed to sounds long
enough to induce TTS, yet nothing is
known about how marine mammals will
respond to sound in the GoA. The
commenter further claims that NMFS
makes assumptions based on
experiments, but the public does not
know whether these experiments
involved control, the number of test
subjects, and other important
information.
Response: The impacts of the Navy’s
training activities in the GoA have been
analyzed in the Navy’s DEIS and LOA
application. A detailed description of
the Navy’s approach to analyzing the
impacts on marine mammals is
provided in Appendix D of the EIS and
Appendix B of the LOA application. In
the proposed rule, NMFS discusses the
potential effects of Navy training
activities, including active sonar, on
marine mammals and refers to a number
of studies that have measured TTS in
marine mammals. These studies
measured hearing thresholds in trained
marine mammals before and after
exposure to intense sounds. A detailed
description of how the TTS criterion
was derived from the results of these
studies may be found in Chapter 3 of
Southall et al. (2007), as well as the
Navy’s GoA TMAA LOA application.
Comment 44: One commenter
expressed concern regarding NMFS’
conclusion that the Navy activities
would not be expected to occur in areas
of reproduction, feeding, or other
critical behaviors of beaked whales in
light of lack of available information
regarding these species in the GoA. This
commenter expressed additional
concern that NMFS mentions oceanic
seamounts and submarine escarpments,
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but fails to mention the effect of
reverberating sound on beaked whales.
Response: The rule does not discount
the potential impacts on beaked whales.
NMFS specifically addresses the
potential impacts to beaked whales in
the following sections of the proposed
rule: ‘‘Acoustically Mediated Bubble
Growth;’’ ‘‘Behaviorally Mediated
Responses to MFAS That May Lead to
Stranding;’’ ‘‘Stranding and Mortality;’’
and ‘‘Association Between Mass
Stranding Events and Exposure to
MFAS.’’ Specifically, in recognition of
potential impacts to beaked whales and
the scientific uncertainty surrounding
their presence in the GoA and the exact
mechanisms that lead to strandings,
NMFS has authorized the mortality of
15 beaked whales over the course of 5
years in the unlikely event that a
stranding occurs as a result of Navy
training exercises. In addition, the
commenter is misrepresenting a piece of
the text from the proposed
rule—although NMFS points out that
the five factors that contributed to the
stranding in the Bahamas are not all
present in the GoA TMAA, we do not
say that fact alone means strandings are
unlikely to occur.
Comment 45: One commenter asks
how NMFS can issue permits based on
the best available data if NMFS admits
that data does not exist on marine
mammal behavioral response as a result
of factors other than received levels of
MFAS?
Response: NMFS relies on the best
available date for analyzing the effects
on marine mammals. However, because
the best available data is constantly
changing and our current knowledge of
marine mammal behavioral response is
limited, NMFS utilizes an adaptive
management approach. In so doing, we
are able to continuously assess
behavioral effects and incorporate new
mitigation or monitoring measures
when necessary. NMFS never stated that
data on factors other than received level
is non-existent; but rather, that
quantitative data on marine mammal
behavioral response to factors other than
received level does not exist. The
proposed rule included a qualitative
discussion of how factors other than
received level (e.g., speed, angle of
approach) may impact a marine
mammal’s response to a sound source.
Comment 46: One commenter states
that the proposed rule assumes that
because stranding events have been low
during 60 years of conducting MFAS/
HFAS training exercises, they are not
likely to occur, but unreported
strandings and mortalities cannot be
minimized since there was little to no
oversight, mitigation, or reporting
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requirements during this period.
Another commenter claims that, with
respect to marine mammal injury/
mortality stats, NMFS fails to account
for whales that may sink to the bottom.
Response: The Navy has been
conducting MFAS/HFAS training
exercises throughout the world’s oceans
for over 60 years. Although the Navy
has not conducted monitoring
specifically in conjunction with training
exercises in the past, people have been
collecting data from stranded animals
for approximately 30 years. In addition,
although not all dead or injured animals
are expected to end up on the shore
(some may be eaten or float out to sea),
one would expect that if marine
mammals were being harmed by Navy
training exercises with some regularity,
more evidence would have been
detected over the 30-year period.
Comment 47: One commenter states
that NMFS’ assumption that marine
mammals will habituate to noise by
comparing GoA to a different region is
not a valid.
Response: In the proposed rule,
NMFS stated that, ‘‘although the
radiated sound from Navy vessels will
be audible to marine mammals over a
large distance, it is unlikely that animals
will respond behaviorally (in a manner
that NMFS would consider MMPA
harassment) to low-level distant
shipping noise as the animals in the
area are likely to be habituated to such
noises (Nowacek et al., 2004).’’ Although
Nowacek’s study does not take place in
the GoA, that does not change the fact
that shipping currently occurs in the
TMAA and the noise from Navy vessels
should not cause a different reaction.
Comment 48: One commenter states
that the studies NMFS cites on marine
mammals in captivity to justify the
assumption that marine mammals will
avoid sound sources lack an adequate
sample size, and asks if NMFS believes
that these studies translate into the field
with so many unknown variables,
including lack of information about
marine mammal behaviors in the GoA.
Response: The SSC Dataset
(Controlled Laboratory Experiments
with Odotocetes) is not the primary
source of data for the behavioral
harassment threshold; rather, it is one of
three datasets (two of which are from
wild species exposed to noise in the
field) treated equally in the
determination of the K value (equates to
midpoint) of the behavioral risk
function. NMFS recognizes that certain
limitations may exist when one
develops and applies a risk function to
animals in the field based on captive
animal behavioral data. However, we
note that for the SSC Dataset: (1)
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Researchers had superior control over
and ability to quantify noise exposure
conditions; (2) behavioral patterns of
exposed marine mammals were readily
observable and definable; and (3)
fatiguing noise consisted of tonal noise
exposures with frequencies contained in
the tactical MFAS bandwidth. NMFS
does not ignore the deficiencies of these
data, rather we weighed them against
the value of the data and compared the
dataset to the other available,
applicable, and validated datasets and
decided that the SSC dataset was one of
the three appropriate datasets to use in
the development of the risk function.
Monitoring and Reporting
Comment 49: One commenter claims
that NMFS fails to define ‘‘Marine
Species Awareness Training,’’ and
assumes that Navy personnel will be
able to spot whales from the bridge, but
does not include the sea state in their
assertion. In addition, a similar
comment claims that NMFS does not
mention sea state when discussing the
probability that watchstanders will
likely observe whales.
Response: MSAT is a training course,
intended for Navy Lookouts, designed to
introduce marine mammal cues that
may assist in avoiding potential
collisions with whales during Navy
activities. While NMFS does expect
observers to see whales, we do not
assume that observers will see every
whale. NMFS recognizes that sea state
affects visibility, which is why the Navy
will increase survey efforts in the event
of a Beaufort Sea State of 4 or above.
In response to the second part, the
Navy’s activities within the TMAA will
occur during summer months, when
Beaufort Sea State conditions are lower
and visibility is better for monitoring. In
addition to watchstanders, aerial
surveys and passive acoustic monitoring
(PAM) will also be used to observe for
marine mammals. During sinking
exercises (SINKEX), every attempt shall
be made to conduct the exercise in sea
states that are ideal for marine mammal
sighting, Beaufort Sea State 3 or less. In
the event of a 4 or above, survey efforts
shall be increased within the 2 nm (3.7
km) zone around the target. This shall
be accomplished through the use of an
additional aircraft, if available, and by
conducting tight search patterns.
Comment 50: One commenter states
that NMFS fails to define ‘‘highly
qualified and experienced observers of
the marine environment’’ (75 FR 64508,
p. 64543) and who will train them.
Response: NMFS explained in the
proposed rule that Navy Lookouts, also
referred to as ‘‘watchstanders,’’ are
highly qualified and experienced
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observers of the marine environment.
All Lookouts take part in Marine
Species Awareness Training so that they
are better prepared to spot marine
mammals. Their duties also require that
they report all objects sighted in the
water, not just marine mammals, that
may be indicative of a threat to the
vessel and its crew. Lookouts are
stationed day and night whenever a ship
or surfaced submarine is moving
through the water.
Comment 51: One commenter states
that NMFS fails to define ‘‘most effective
means to ensure quick and effective
communication within the command
structure in order to facilitate
implementation of protective measures
if marine species are spotted’’ (75 FR
64508, p. 64543).
Response: As previously stated, all
Navy Lookouts undergo Marine Species
Awareness Training. The Navy is
responsible for deciding the most
effective means of communicating
information within the command
structure. This is the same ‘‘quick
communication’’ that Lookouts rely on
to notify the captain that there is
something in the vessel’s path. NMFS
does not define this means of rapid
communication, because it is different
for each vessel and best determined by
Navy operators.
Comment 52: One commenter claims
that NMFS fails to fully describe how
they and the Navy plan to integrate
results from monitoring data for the
public and other interested entities.
Response: The Navy’s annual
monitoring reports will be available for
public viewing on NFMS’ Web site
(https://www.nmfs.noaa.gov/pr/permits/
incidental.htm). The Navy is in the
process of making some of their data
available through an on-line database.
Comment 53: One commenter asks if
marine mammal observers will be
aboard to watch for adverse effects. The
commenter further asks whether sonar
training is halted if observers note
negative impacts from the training?
Response: As stated in the proposed
rule, marine mammal observers and
Navy Lookouts will be used to monitor
for marine mammals before, during, and
after training events. Should a marine
mammal enter an exclusion zone,
mitigation measures will be
implemented. For example, the Navy
will powerdown and shutdown sonar
emitting devices when marine mammals
are detected within ranges where the
received sound level is likely to result
in temporary threshold shift (TTS) or
injury. In addition, the Navy and NMFS
have a stranding response plan for the
GoA that will be implemented in the
event of a marine mammals stranding,
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which includes a shutdown requirement
in the event of a live stranding.
Furthermore, the rule includes an
adaptive management component that
allows for timely modification of
mitigation or monitoring measures
based on new information, when
appropriate.
Comment 54: One commenter states
that NMFS asserts that little is known
about how marine mammals will react
to sonar in the GoA, but mentions the
Navy’s claim that no marine mammals
have been harassed in other training
ranges, which the commenter believes
should be a red flag that the Navy’s
monitoring system is not effective and
asks what is the probability that zero
marine mammals will be harassed
during training exercises that occur year
round?
Response: The Navy’s LOA
application and EIS clearly discuss the
potential adverse effects (harassment)
that marine mammals may experience
when exposed to MFAS/HFAS and
explosive detonations. The Navy has
and will continue to work as an active
partner to investigate the extent and
severity of the impacts and how to
reduce them (see Research section of
this final rule). Regarding the issue of
monitoring being effective, nowhere
does either the Navy or NMFS indicate
that the current monitoring (and
associated mitigation) will eliminate
impacts. The MMPA requires that
NMFS put forth the means of effecting
the least practicable adverse impacts,
and NMFS has determined that the
required mitigation and associated
monitoring (meaning specifically the
mitigation monitoring) measures
accomplish this. If it were possible to
eliminate impacts to marine mammals,
an MMPA authorization would not be
necessary.
Comment 55: The MMC and other
commenters recommend that NMFS
require the Navy to conduct seasonal,
systematic vessel or aerial line-transect
surveys supplemented with passive
acoustic monitoring and satellite
tracking to provide the data needed to
describe marine mammal density,
distribution, and habitat use during the
seasons and in the regions when and
where the Navy plans to conduct its
exercises.
Response: NMFS agrees and has
recommended that the Navy refocus
their Monitoring Plan for the GoA
TMAA. In 2011 and 2012, the Navy
plans to deploy two PAM devices in the
GoA TMAA to detect, locate, and
potentially track vocalizing marine
mammals, as well as provide seasonal
estimates of presence/absence. These
devices will be deployed year-round,
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including during Navy training events.
Given the potential sea states and ocean
conditions during both winter and
summer, and the relatively infrequent
Navy presence in the GoA TMAA, PAM
represents the best long-term monitoring
technique to employ within the GoA
TMAA. In addition to collecting marine
mammal vocalization and echolocation
data before, during, and after any Navy
training event, information from which
NMFS can infer to whether the training
event has an effect or no effect on
observed vocalizations.
In response to public comment, the
Navy has modified their monitoring
plan such that in either 2013 or 2014,
instead of deploying the PAM devices as
originally planned, the Navy will
conduct a survey using a visual method
(most likely vessel survey), which will
augment the data gathered by the PAM
devices. The PAM devices will be
deployed in whichever year (2013 or
2014) the visual survey is not
conducted. An alternate survey
technique would ideally be part of a
larger focused effort during the same
time period, in coordination with other
agencies or research organizations
working in the area. While the exact
extent and technique to be employed is
still to be determined (e.g., including
but not limited to visual surveys),
monitoring in 2013 and 2014 is
expected to receive the same level of
fiscal and logistical support as the
2011–2012 efforts.
Comment 56: The MMC
recommended that NMFS extend the
required monitoring period to at least
one hour before the resumption of
training exercises when an animal has
been sighted within the safety zone and
after power-down and shut-down of
active sonar sources.
Response: NMFS does not concur
with the MMC that we should expand
the delay (until sonar can be restarted
after a shutdown due to a marine
mammal sighting) to one hour for the
following reasons:
• The ability of an animal to dive for
extended periods (i.e., greater than 30
minutes) does not mean that it will
always do so. Therefore, the one hour
delay would only potentially add value
in instances when animals have
remained under water for more than 30
minutes.
• Navy vessels typically move at
speeds of 10–12 knots (5–6 m/sec) when
operating active sonar and potentially
much faster when not. Fish et al. (2006)
measured speeds of 7 species of
odontocetes and found that they ranged
from 1.4–7.30 m/sec. Even if a vessel
moves at the slower of the typical
speeds associated with active sonar use,
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an animal would need to be swimming
near sustained maximum speed for an
hour in the direction of the vessel’s
course to stay within the safety zone of
the vessel. Increasing the typical speed
associated with active sonar use would
further narrow the circumstances in
which the one hour delay would add
value.
• Additionally, the times when
animals are underwater for longer
periods of time (i.e., deep-diving) are the
same times that a large portion of their
motion is in the vertical direction,
which means that they are far less likely
to keep pace with a vessel moving
horizontally across the surface.
• Given that the animal would need
to have stayed in the immediate vicinity
of the sound source for an hour and,
considering the maximum area that both
the vessel and the animal could cover in
an hour, it is improbable that this would
randomly occur. Moreover, considering
that many animals have been shown to
avoid both acoustic sources and ships
without acoustic sources, it is
improbable that a deep-diving cetacean
(as opposed to a dolphin that might
bow-ride) would choose to remain in
the immediate vicinity of the source.
NMFS believes that it is unlikely that a
single cetacean would remain in the
safety zone of a Navy sound source for
up to one hour.
Comment 57: The MMC
recommended that NMFS require all
members of the Navy’s mitigation teams
to complete the marine mammal
training program (i.e., the NMFSapproved Marine Species Awareness
Training) before they participate in any
training activities.
Response: The Navy has Lookouts
stationed onboard ships whose primary
duty is to detect objects in the water,
estimate their distance from the ship,
and identify them as any of a number
of inanimate or animate objects that are
significant to a Navy exercise or as a
marine mammal so that the mitigation
measure can be implemented. Navy
Lookouts undergo extensive training to
learn these skills and the Marine
Species Awareness Training is used to
augment it with some information
specific to marine mammals that will
make them aware of some of the cues
that they may not otherwise have
learned and may contribute to their
collection of slightly more accurate and
descriptive information in their reports.
However, Lookouts are not expected to
identify marine mammals to species and
they are not expected to provide indepth behavioral or status information
on marine mammals.
Comment 58: The MMC
recommended that NMFS require the
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Navy to use a sufficient level of
monitoring during all training activities
to ensure that marine mammals are not
being taken in unanticipated ways or
numbers.
Response: There are two different
types of monitoring required pursuant
to the GoA TMAA. One type is outlined
in the Monitoring Plan, which consists
of different monitoring methods
designed to address a series of focused
study questions and is conducted by
Marine Mammal Observers (MMOs).
The second type of monitoring is
routinely conducted by Navy Lookouts
on surface vessels (and
opportunistically by personnel on other
platforms). This monitoring is used to
detect animals so the necessary
mitigation measure can be
implemented. Behavioral data that
allow for a general assessment of the
impacts are collected with other
information (such as the status of sonar
sources), which help verify the Navy’s
implementation of the appropriate
mitigation measure. This data-gathering
requirement is described in more detail
in § 218.125 of the regulatory text
entitled ‘‘Requirements for monitoring
and reporting.’’
Comment 59: One commenter asked if
there are plans for any long-term
monitoring (1–2 years) of marine
mammals after the training activities
take place.
Response: In 2011 and 2012, the Navy
plans to deploy two passive acoustic
monitoring (PAM) devices in the GoA
TMAA to detect, locate, and potentially
track vocalizing marine mammals, as
well as provide seasonal estimates of
presence/absence. These devices will be
deployed year-round, including during
Navy training events. Given the
potential sea states and ocean
conditions during both winter and
summer, and the relatively infrequent
Navy presence in the GoA TMAA, PAM
represents the best long-term monitoring
technique to employ within the GoA
TMAA. In addition to collecting marine
mammal vocalization and echolocation
data before, during, and after any Navy
training event, information can be
inferred as to whether the training event
has an effect or no effect on observed
vocalizations.
In response to public comment, the
Navy has modified their mitigation plan
such that in either 2013 or 2014, instead
of deploying the PAM devices as
originally planned, the Navy will
conduct a survey using a visual method
(most likely, vessel survey), which will
augment the data gathered by the PAM
devices. The PAM devices will be
deployed in whichever year (2013 or
2014) the visual survey is not
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conducted. An alternate survey
technique would ideally be part of a
larger focused effort during the same
time period in coordination with other
agencies or research organizations
working in the area. While the exact
extent and technique to be employed is
still to be determined (e.g., including
but not limited to visual surveys),
monitoring in 2013 and 2014 is
expected to receive the same level of
fiscal and logistic support as the 2011–
2012 efforts.
Comment 60: One commenter
expressed concern over marine
mammals potentially leaving Alaskan
waters to avoid the exposure to sound
and asks if marine mammals will be
tagged/tracked to see how the Navy’s
activities will affect them.
Response: Currently, there are no
plans to conduct tagging/tracking
studies in the GoA TMAA. At this point,
NMFS feels it is more important to
improve our understanding of the
presence, density, and abundance of
marine mammal species in the area.
Therefore, the focus will be on
deploying PAM devices—two long-term
deployments in 2011 and 2012—and
either additional visual surveys or longterm deployments of PAMs in 2013 and
2014. A monitoring study for 2015 will
be determined after adaptive
management review, which NMFS has
incorporated into the GoA TMAA rule
and that allows for yearly review of
Navy monitoring and current science
that could influence (allow for the
potential modification of) monitoring
and mitigation measures in subsequent
LOAs, if appropriate. Separately, the
Navy has voluntarily developed and
funded a number of research plans that
are designed to address technologies to
reduce the impacts of active acoustic
sources on marine mammals (see
Research section).
Subsistence Harvest of Marine
Mammals
Comment 61: One commenter claims
that even if Alutiiq, Eyak, and Tlingnit
Tribes do not use the GoA TMAA for
subsistence use, the animals used by
these Tribes for traditional subsistence
do. This commenter further requested
that NMFS make public the letters that
the consulted Tribes provided on the
Navy’s GoA TMAA DEIS.
Response: NMFS agrees that marine
mammals that occur within the GoA
TMAA are those that may be taken for
subsistence use; however, the activities
in the TMAA do not overlap in space or
time with any subsistence hunts and
should not directly impact any
subsistence hunts through: Causing
abandonment of locations where
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subsistence use takes place; displacing
subsistence users; or placing physical
barriers between marine mammals and
hunters. Any effects on marine
mammals within the TMAA are likely to
be behavioral in nature and temporary
in duration and NMFS’ negligible
impact determination further supports
the finding that the Navy training
activities will not have an unmitigable
adverse impact on the availability of
marine mammal species or stocks for
taking for subsistence uses.
With respect to the second point,
pursuant to the Navy’s American
Indian/Alaskan Native policy, letters
were sent to 12 local Tribes. These
letters provided the Navy’s preliminary
determination that potential protected
Tribal resources may be affected, but not
adversely affected by Navy training
activities in the GoA TMAA. The Navy
asked whether the training activities
would significantly affect any Tribal
rights or protected Tribal resources,
requested a reply, and invited
consultation on a Government-toGovernment basis. These letters and the
written responses, if any, will be
provided in Navy’s Final EIS.
Comment 62: One commenter took
issue with NMFS’ claim that no Tribes
around the GoA had concerns with the
Navy’s DEIS and assert that their Tribe
(Tlingit) protested the Navy’s plans to
conduct training exercises in an area
where their subsistence animals are
known to migrate, feed, reproduce, etc.
Response: NMFS was unaware that
the Tlingit protested the Navy’s plans to
conduct training in the GoA TMAA.
Under the MMPA, in order to issue
regulations authorizing the taking of
marine mammals incidental to the
Navy’s training activities, NMFS must
find that the total taking during the
5-year period will have a negligible
impact on the affected marine mammal
species or stocks and will not have an
unmitigable adverse impact on the
availability of such species or stock for
taking for subsistence use. NMFS has
made this determination and prescribed
regulations setting forth the permissible
method of taking, and other means of
effecting the least practicable adverse
impact on marine mammal species or
stocks and their habitat, and on the
availability of such species or stocks for
subsistence use.
With respect to the EIS process, on
April 18, 2008, the Navy sent a letter to
the Yakutat Tlingit Tribe, asking if the
proposed EIS would have a significant
impact on any of the Tribal rights or
resources, and therefore require formal
Government-to-Government
consultation. On June 4, 2008, via
phone call, the Alaska Command
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(ALCOM) Native Liaison confirmed that
the Yakutat Tlingit Tribe did not want
to initiate formal Government-toGovernment consultation with the Navy
on the Gulf of Alaska Navy Training
Activities EIS and the proposal would
not have any significant impact on a
Tribal right or resource. The Tribe was
also sent a letter by Commander, U.S.
Pacific Fleet on December 7, 2009 with
a full hard copy of the Draft EIS, asking
for their input and comments. No
comments from the Tribe were received
by the Navy on the Draft EIS.
Other
Comment 63: One commenter states
that the Navy has recently expanded
ASW training areas in multiple range
complexes, and claims that adding the
GoA is not justified by any scarcity of
other training areas.
Response: As stated in the Navy’s EIS,
the location, oceanographic conditions,
and area of training space make the
TMAA (and Alaska Training Area
components) a unique and strategically
important training venue for the Navy.
Furthermore, the GoA is not a recent
expansion; the Navy has been training
in this area for over 30 years.
Comment 64: Several commenters
claim that there was a lack of
alternatives analysis and establishment
of protection areas in Navy’s DEIS.
Response: Several comments were
received that relate to the Navy’s DEIS.
The purpose of this comment period
was for the public to provide comments
on NMFS’ proposed rule. Responses
were not provided to comments on the
EIS if their bearing on the MMPA
authorization was not clear.
Comment 65: One commenter states
that NMFS mentions a Memorandum of
Understanding between NMFS and the
Navy, but the document is apparently
not ready, and asks how NMFS can
make a determination on this request to
take marine mammals when all of the
documents are not in place for public
review.
Response: NMFS and the Navy are
still working on this document, but it is
not intended for public review because
it is an internal, interagency letter that
pertains to coordination and
cooperation between the two agencies.
Comment 66: Multiple commenters
expressed general opposition to Navy
activities and NMFS’ issuance of an
MMPA authorization, citing general
concerns about the health and welfare of
marine mammals.
Response: NMFS appreciates the
commenters’ concern for the marine
mammals that live in the area of the
Navy’s training activities. The MMPA
directs NMFS to issue an incidental take
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authorization if certain findings can be
made. NMFS has determined that the
Navy’s GoA TMAA exercises will have
a negligible impact on the affected
species or stocks. Additionally, NMFS
has worked with the Navy to develop
mitigation measures that help minimize
the impacts to marine mammals and a
monitoring plan that will increase our
understanding of the marine mammals
in the area and guide their responses in
the presence of marine mammals.
Therefore, NMFS issues the necessary
governing regulations and plans to issue
the requested MMPA authorization.
Estimated Take of Marine Mammals
As mentioned previously, one of the
main purposes of NMFS’ effects
assessments is to identify the
permissible methods of taking, meaning:
The nature of the take (e.g., resulting
from anthropogenic noise vs. from ship
strike, etc.); the regulatory level of take
(i.e., mortality vs. Level A or Level B
harassment); and the amount of take.
The Potential Effects section identified
the lethal responses, physical trauma,
sensory impairment (permanent and
temporary threshold shifts and acoustic
masking), physiological responses
(particular stress responses), and
behavioral responses that could
potentially result from exposure to
MFAS/HFAS or underwater explosive
detonations. This section will relate the
potential effects to marine mammals
from MFAS/HFAS and underwater
detonation of explosives to the MMPA
statutory definitions of Level A and
Level B Harassment and attempt to
quantify the effects that might occur
from the specific training activities that
the Navy is proposing in the GoA
TMAA.
In the Estimated Take of Marine
Mammals section of the proposed rule,
NMFS related the potential effects to
marine mammals from MFAS/HFAS
and underwater detonations (discussed
in the Potential Effects of Specified
Activities on Marine Mammals section)
to the MMPA statutory definitions of
Level A and Level B Harassment and
quantified (estimated) the effects on
marine mammals that could result from
the specific activities that the Navy
intends to conduct. The subsections of
that analysis are discussed individually
below.
Definition of Harassment
The Definition of Harassment section
of the proposed rule contains the
definitions of Level A and Level B
Harassment, and a discussion of which
of the previously discussed potential
effects of MFAS/HFAS or explosive
detonations fall into the categories of
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Level A Harassment (permanent
threshold shift (PTS), acoustically
mediated bubble growth, behaviorally
mediated bubble growth, and physical
disruption of tissues resulting from
explosive shock waves) or Level B
Harassment (temporary threshold shift
(TTS), acoustic masking and
communication impairment, and
behavioral disturbance rising to the
level of harassment). See 75 FR 64508,
pages 64552–64554. No changes have
been made to the discussion contained
in this section of the proposed rule.
Acoustic Take Criteria
In the Acoustic Take Criteria section
of the proposed rule, NMFS described
the development and application of the
acoustic criteria for both MFAS/HFAS
and explosive detonations (75 FR 64508,
pages 64554–64562). No changes have
been made to the discussion contained
in this section of the proposed rule.
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Estimates of Potential Marine Mammal
Exposure
The proposed rule describes in detail
how the Navy estimated the take that
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will result from their proposed activities
(75 FR 64508, pages 64559–64560),
which entails the following three
general steps: (1) A propagation model
estimates animals exposed to sources at
different levels; (2) further modeling
determines the number of exposures to
levels indicated in criteria above (i.e.,
number of takes); and (3) post-modeling
corrections refine estimates to make
them more accurate. More information
regarding the models used, the
assumptions used in the models, and
the process of estimating take is
available in Appendix B of the Navy’s
application or Appendix D of the Navy’s
DEIS for the GoA TMAA.
Table 5, which is identical to Table 8
in the proposed rule with a few minor
corrections, indicates the number of
takes that were modeled and that are
being authorized annually or biennially
incidental to the Navy’s activities, with
the following allowances. The Navy has
carefully characterized the training
activities planned for the GoA TMAA
over the 5 years covered by these
regulations; however, evolving real-
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world needs necessitate flexibility in
annual activities, which in turn is
reflected in the annual variation in the
potential take of marine mammals.
NMFS has included language bounding
this flexibility in the regulatory text (see
§ 218.122(c)). These potential annual
variations were considered in the
negligible impact analysis and the
analysis in the proposed rule remains
applicable. This language indicates that
after-action modeled annual takes (i.e.,
based on the activities that were
actually conducted and which must be
provided with the LOA application) of
any individual species may vary, but
will not ultimately exceed the indicated
5 year total for that species by more than
10 percent and will not exceed the
indicated annual total by more than 25
percent in any given year; and that
modeled total yearly take of all species
combined may vary, but may not exceed
the combined amount indicated below
in any given year by more than 10
percent.
BILLING CODE 3510–22–P
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BILLING CODE 3510–22–C
Mortality
Evidence from five beaked whale
strandings, all of which have taken
place outside the GoA TMAA, and have
occurred over approximately a decade,
suggests that the exposure of beaked
whales to MFAS in the presence of
certain conditions (e.g., multiple units
using active sonar, steep bathymetry,
constricted channels, strong surface
ducts, etc.) may result in strandings,
potentially leading to mortality.
Although not all five of these physical
factors believed to have contributed to
the likelihood of beaked whale
strandings are present, in their
aggregate, in the GoA TMAA, scientific
uncertainty exists regarding what other
factors, or combination of factors, may
contribute to beaked whale strandings.
Accordingly, to allow for scientific
uncertainty regarding contributing
causes of beaked whale strandings and
the exact behavioral or physiological
mechanisms that can lead to the
ultimate physical effects (stranding and/
or death), the Navy has requested
authorization for (and NMFS authorizes)
take of beaked whales, by injury or
mortality. Although NMFS authorizes
take by injury or mortality of up to 15
beaked whales over the course of the 5year regulations, the Navy’s model did
not predict any injurious takes of
beaked whales would occur and neither
NMFS nor the Navy anticipates that
marine mammal strandings or mortality
will result from the operation of MFAS
during Navy exercises within the GoA
TMAA.
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Effects on Marine Mammal Habitat
NMFS’ proposed rule includes a
section that addresses the effects of the
Navy’s activities on Marine Mammal
Habitat (75 FR 64508, pages 64562–
64564). The analysis preliminarily
concluded that the Navy’s activities
would have minimal effects on marine
mammal habitat. No changes have been
made to the discussion contained in this
section of the proposed rule and NMFS
has concluded there would be minimal
effects on marine mammal habitat.
Analysis and Negligible Impact
Determination
Pursuant to NMFS’ regulations
implementing the MMPA, an applicant
for an LOA is required to estimate the
number of animals that will be ‘‘taken’’
by the specified activities (i.e., takes by
harassment only, or takes by
harassment, injury, and/or death). This
estimate informs the analysis that NMFS
must perform to determine whether the
activity will have a ‘‘negligible impact’’
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on the affected species or stock. Level B
(behavioral) harassment occurs at the
level of the individual(s) and does not
assume any resulting population-level
consequences, though there are known
avenues through which behavioral
disturbance of individuals can result in
population-level effects (e.g., pinkfooted geese (Anser brachyrhynchus) in
undisturbed habitat gained body mass
and had about a 46-percent reproductive
success compared with geese in
disturbed habitat (being consistently
scared off the fields on which they were
foraging) which did not gain mass and
has a 17-percent reproductive success).
A negligible impact finding is based on
the lack of likely adverse effects on
annual rates of recruitment or survival
(i.e., population-level effects). An
estimate of the number of Level B
harassment takes, alone, is not enough
information on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through behavioral harassment, NMFS
must consider other factors, such as the
likely nature of any responses (their
intensity, duration, etc.), the context of
any responses (critical reproductive
time or location, migration, etc.), as well
as the number and nature of estimated
Level A Harassment takes, the number
of estimated mortalities, and effects on
habitat. Generally speaking, and
especially with other factors being
equal, the Navy and NMFS anticipate
more severe effects from takes resulting
from exposure to higher received levels
(though this is in no way a strictly linear
relationship throughout species,
individuals, or circumstances) and less
severe effects from takes resulting from
exposure to lower received levels.
In the Analysis and Negligible Impact
Determination section of the proposed
rule, NMFS addressed the issues
identified in the preceding paragraph in
combination with additional detailed
analysis regarding the severity of the
anticipated effects, and including
species (or group)-specific discussions,
to preliminarily determine that Navy
training will have a negligible impact on
the marine mammal species and stocks
present in the GoA TMAA. No changes
have been made to the discussion
contained in the proposed rule (75 FR
64508, pages 64564–64574).
Determinations
Negligible Impact
Based on the analysis contained here
and in the proposed rule (and other
related documents) of the likely effects
of the specified activity on marine
mammals and their habitat and
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dependent upon the implementation of
the mitigation and monitoring measures,
NMFS finds that the total taking from
Navy training exercises utilizing MFAS/
HFAS and underwater explosives in the
GoA TMAA will have a negligible
impact on the affected species or stocks.
NMFS issues regulations for these
exercises that prescribe the means of
effecting the least practicable adverse
impact on marine mammals and their
habitat and set forth requirements
pertaining to the monitoring and
reporting of that taking.
Subsistence Harvest of Marine
Mammals
NMFS has determined that the
issuance of 5-year regulations and
subsequent LOAs for Navy training
exercises in the GoA TMAA would not
have an unmitigable adverse impact on
the availability of the affected species or
stocks for subsistence use. The Tribes
nearest the GoA TMAA include the
Alutiiq, Eyak, and Tlingit groups;
however, these Tribes do not use the
TMAA for subsistence. In March 2008,
the Navy sent letters to 12 Tribes,
including those listed above, with the
assistance of the Alaskan Command’s
Tribal liaison, requesting Governmentto-Government consultation pursuant to
Executive Order 13175. None of the 12
Tribes indicated that they desired
consultation on the proposed action. All
12 Tribes were also provided a copy of
the GoA TMAA DEIS for review and
comment. Comments on the DEIS were
received from the Eyak, Afognak, and
Shoonaq’ Tribes. The Navy will
continue to keep the Tribes informed of
the timeframes of future joint training
exercises.
ESA
There are eight marine mammal
species under NMFS’ jurisdiction that
are listed as endangered or threatened
under the ESA with confirmed or
possible occurrence in the TMAA: Cook
Inlet beluga whale, North Pacific right
whale, humpback whale, sei whale, fin
whale, blue whale, sperm whale, and
Steller sea lion. Typically, the Cook
Inlet beluga whale does not leave Cook
Inlet, which is approximately 70 nm
(129.6 km) from the nearest edge of the
TMAA. Based on this information, Cook
Inlet beluga whales are considered
extralimital to the TMAA, were not
considered further for analysis under
the MMPA and the Navy concluded that
their activities will have no effect on
Cook Inlet beluga whales. Pursuant to
section 7 of the ESA, the Navy has
consulted with NMFS on this action.
NMFS has also consulted internally on
the issuance of regulations under
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section 101(a)(5)(A) of the MMPA for
this activity. The Biological Opinion
concludes that the Navy’s activities in
the GoA TMAA and NMFS’ issuance of
these regulations are not likely to
jeopardize the continued existence of
threatened or endangered species under
NMFS jurisdiction or destroy or
adversely modify any designated critical
habitat.
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NEPA
NMFS participated as a cooperating
agency on the Navy’s Final
Environmental Impact Statement (FEIS)
for the GoA TMAA. NMFS subsequently
adopted the Navy’s FEIS for the purpose
of complying with the MMPA.
Classification
This action does not contain any
collection of information requirements
for purposes of the Paperwork
Reduction Act.
The Office of Management and Budget
has determined that this rule is not
significant for purposes of Executive
Order 12866.
Pursuant to the Regulatory Flexibility
Act (RFA), the Chief Counsel for
Regulation of the Department of
Commerce certified at the proposed rule
stage to the Chief Counsel for Advocacy
of the Small Business Administration
that this rule will not have a significant
economic impact on a substantial
number of small entities. The RFA
requires Federal agencies to prepare an
analysis of a rule’s impact on small
entities whenever the agency is required
to publish a notice of proposed
rulemaking. However, a Federal agency
may certify, pursuant to 5 U.S.C. 605
(b), that the action will not have a
significant economic impact on a
substantial number of small entities.
During the public comment period,
NMFS did not receive any comments
related to this certification. The Navy is
the sole entity that will be affected by
this rulemaking, not a small
governmental jurisdiction, small
organization, or small business, as
defined by the RFA. Any requirements
imposed by a Letter of Authorization
issued pursuant to these regulations,
and any monitoring or reporting
requirements imposed by these
regulations, will be applicable only to
the Navy. NMFS does not expect the
issuance of these regulations or the
associated LOAs to result in any
impacts to small entities pursuant to the
RFA. Because this action will directly
affect the Navy and not a small entity,
NMFS concludes the action will not
result in a significant economic impact
on a substantial number of small
entities.
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The Assistant Administrator for
Fisheries has determined that there is
good cause under the Administrative
Procedure Act (5 U.S.C. 553(d)(3)) to
waive the 30-day delay in effective date
of the measures contained in the final
rule. The Navy is the entity subject to
the regulations and has informed NMFS
that, due to unforeseen delays in
publishing the Final EIS and in the
interest of national security and
homeland defense, it is imperative that
these measures go into effect upon
publication so that the LOA can be
issued on or before June 1, 2011. The
Navy has a compelling reason to
conduct military readiness activities in
the GoA TMAA without suspension or
interruption. As discussed below,
suspension/interruption of the Navy’s
ability to conduct training activities
disrupts adequate and realistic testing of
military equipment, vehicles, weapons,
and sensors for proper operation and
suitability for combat essential to our
national security.
In order to meet its national security
objectives, the Navy must continually
maintain its ability to operate in a
challenging at-sea environment, conduct
military operations, control strategic
maritime transit routes and
international straits, and protect sea
lines of communications that support
international commerce. To meet these
objectives, the Navy must develop and
maintain proficiency with current and
emerging defense systems by
establishing and executing training
programs, including at-sea training and
exercises, and ensuring naval forces
have access to the ranges, operating
areas, and airspace needed to develop
and maintain the skills for conducting
naval activities. Such training is critical
to achieving the level of certification,
proficiency, and readiness needed to
ensure that naval forces are combatready.
The training requirements are
designed to provide the experience and
familiarity needed to properly prepare
U.S. Sailors and Marines for operational
success. The Navy has identified and
scheduled training in the Gulf of Alaska
for the purpose of acquiring combatready certification for the fleet forces
assigned to the GoA TMAA. Delays in
training and evaluation affects the
Navy’s ability to meet its statutory
mission to deploy worldwide naval
forces equipped to meet existing and
emergent threats. Although a 30-day
delay may not affect specific training
events, it will delay the effective date of
the final rule, and thus could affect
planning for future needs and emergent
training which cannot be anticipated.
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Waiver of the 30-day delay of the
effective date of the final rule is in the
public interest because it will allow the
Navy to conduct training activities
essential to homeland defense and
national security, and to put capability
into the hands of U.S. Sailors and
Marines quickly.
List of Subjects in 50 CFR Part 218
Exports, Fish, Imports, Incidental
take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting
and recordkeeping requirements,
Seafood, Sonar, Transportation.
Dated: April 25, 2011.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
50 CFR part 218 is amended as follows:
PART 218—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 218
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq.
2. Subpart N is added to part 218 to
read as follows:
■
Subpart N—Taking and Importing Marine
Mammals; Gulf of Alaska Temporary
Maritime Activities Area (GoA TMAA)
Sec.
218.120 Specified activity and geographical
area.
218.121 Effective dates.
218.122 Permissible methods of taking.
218.123 Prohibitions.
218.124 Mitigation.
218.125 Requirements for monitoring and
reporting.
218.126 Applications for Letters of
Authorization.
218.127 Letters of Authorization.
218.128 Renewal of Letters of Authorization
and adaptive management.
218.129 Modifications to Letters of
Authorization.
Subpart N—Taking and Importing
Marine Mammals; Gulf of Alaska
Temporary Maritime Activities Area
(GoA TMAA)
§ 218.120 Specified activity and
geographical area.
(a) Regulations in this subpart apply
only to the U.S. Navy for the taking of
marine mammals that occurs in the area
outlined in paragraph (b) of this section
and that occur incidental to the
activities described in paragraph (c) of
this section.
(b) The taking of marine mammals by
the Navy is only authorized if it occurs
within the Gulf of Alaska Temporary
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Maritime Activities Area (GoA TMAA)
(as depicted in Figure 1–1 in the Navy’s
application for GoA TMAA), which is
bounded by a hexagon with the
following six corners: 57°30′ N. lat.,
141°30′ W. long.; 59°36′ N. lat., 148°10′
W. long.; 58°57′ N. lat., 150°04′ W. long.;
58°20′ N. lat., 151°00′ W. long.; 57°16′
N. lat., 151°00′ W. long.; and 55°30′ N.
lat., 142°00′ W. long.
(c) The taking of marine mammals by
the Navy is only authorized if it occurs
incidental to the following activities:
(1) The use of the following midfrequency active sonar (MFAS) sources,
high-frequency active sonar (HFAS)
sources, or similar sources for Navy
training activities (estimated amounts
below):
(i) AN/SQS–53 (hull-mounted active
sonar)—up to 2,890 hours over the
course of 5 years (an average of 578
hours per year);
(ii) AN/SQS–56 (hull-mounted active
sonar)—up to 260 hours over the course
of 5 years (an average of 52 hours per
year);
(iii) AN/SSQ–62 (Directional
Command Activated Sonobuoy System
(DICASS) sonobuoys)—up to 1,330
sonobuoys over the course of 5 years (an
average of 266 sonobuoys per year);
(iv) AN/AQS–22 (helicopter dipping
sonar)—up to 960 ‘‘dips’’ over the course
of 5 years (an average of 192 ‘‘dips’’ per
year);
(v) AN/BQQ–10 (submarine hullmounted sonar)—up to 240 hours over
the course of 5 years (an average of 48
hours per year);
(vi) MK–48 (torpedo)—up to 10
torpedoes over the course of 5 years (a
maximum of 2 torpedoes per year);
(vii) AN/SSQ–110A (IEER)—up to 400
buoys deployed over the course of 5
years (an average of 80 per year
maximum combined use of AN/SSQ–
110A or AN/SSQ–125);
(viii) AN/SSQ–125 (MAC)—up to 400
buoys deployed over the course of 5
years (an average of 80 per year
maximum combined use of AN/SSQ–
110A or AN/SSQ–125);
(ix) Range Pingers—up to 400 hours
over the course of 5 years (an average of
80 hours per year);
(x) SUS MK–84—up to 120 devices
over the course of 5 years (an average of
24 per year);
(xi) PUTR Transponder—up to 400
hours over the course of 5 years (an
average of 80 hours per year); and
(xii) MK–39 EMATT Targets—up to
60 devices over the course of 5 years (an
average of 12 per year).
(2) The detonation of the underwater
explosives indicated in paragraph
(c)(2)(i) of this section, or similar
explosives, conducted as part of the
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training exercises indicated in
paragraph (c)(2)(ii) of this section:
(i) Underwater Explosives (Net
Explosive Weight (NEW)):
(A) 5″ Naval Gunfire (9.5 lbs NEW);
(B) 76 mm rounds (1.6 lbs NEW);
(C) Maverick (78.5 lbs NEW);
(D) MK–82 (238 lbs NEW);
(E) MK–83 (238 lbs NEW);
(F) MK–83 (574 lbs NEW);
(G) MK–84 (945 lbs NEW);
(H) MK–48 (851 lbs NEW);
(I) AN/SSQ–110A (IEER explosive
sonobuoy—5 lbs NEW);
(ii) Training Events:
(A) Gunnery Exercises (S–S
GUNEX)—up to 60 exercises over the
course of 5 years (an average of 12 per
year);
(B) Bombing Exercises (BOMBEX)—
up to 180 exercises over the course of
5 years (an average of 36 per year);
(C) Sinking Exercises (SINKEX)—up
to 10 exercises over the course of 5 years
(a maximum of 2 per year);
(D) Extended Echo Ranging and
Improved Extended Echo Ranging (EER/
IEER) Systems—up to 400 deployments
over the course of 5 years (an average of
80 per year);
(E) Missile exercises (A–S
MISSILEX)—up to 20 exercises over the
course of 5 years (an average of 4 per
year).
(d) The taking of marine mammals
may be authorized in an LOA for the
activities and sources listed in
§ 218.120(c) should the amounts (i.e.,
hours, dips, number of exercises) vary
from those estimated in § 218.120(c),
provided that the variation does not
result in exceeding the amount of take
indicated in § 218.122(c).
§ 218.121
Effective dates.
Regulations in this subpart are
effective from May 4, 2011, through May
4, 2016.
§ 218.122
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 and
218.127 of this chapter, the Holder of
the Letter of Authorization (hereinafter
‘‘Navy’’) may incidentally, but not
intentionally, take marine mammals
within the area described in
§ 218.120(b), provided the activity is in
compliance with all terms, conditions,
and requirements of these regulations
and the appropriate Letter of
Authorization.
(b) The activities identified in
§ 218.120(c) must be conducted in a
manner that minimizes, to the greatest
extent practicable, any adverse impacts
on marine mammals and their habitat.
(c) The incidental take of marine
mammals under the activities identified
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in § 218.120(c) is limited to the species
listed below in paragraphs (c)(4) and (5)
of this section by the indicated method
of take and the indicated number of
times (estimated based on the
authorized amounts of sound source
operation), but with the following
allowances for annual variation in
activities:
(1) In any given year, annual take, by
harassment, of any species of marine
mammal may not exceed the amount
identified in paragraphs (c)(4) and (5) of
this section, for that species by more
than 25 percent (a post-calculation/
estimation of which must be provided
in the annual LOA application);
(2) In any given year, annual take by
harassment of all marine mammal
species combined may not exceed the
estimated total of all species combined,
indicated in paragraphs (c)(4) and (5) of
this section, by more than 10 percent;
and
(3) Over the course of the effective
period of this subpart, total take, by
harassment, of any species may not
exceed the 5-year amounts indicated in
paragraphs (c)(4) and (5) of this section
by more than 10 percent. A running
calculation/estimation of takes of each
species over the course of the years
covered by the rule must be maintained.
(4) Level B Harassment:
(i) Mysticetes:
(A) Humpback whale (Megaptera
novaeangliae)—6,975 (an average of
1,395 annually);
(B) Fin whale (Balaenoptera
physalus)—55185 (an average of 11,037
annually);
(C) Blue whale (Balaenoptera
musculus)—10 (an average of 2
annually);
(D) Sei whale (Balaenoptera
borealis)—40 (an average of 8 annually);
(E) Minke whale (Balaenoptera
acutorostrata)—3,405 (an average of 681
annually);
(F) Gray whale (Eschrichtius
robustus)—1,940 (an average of 388
annually); and
(G) North Pacific right whale
(Eubalaena japonica)—10 (an average of
2 annually).
(ii) Odontocetes:
(A) Sperm whales (Physeter
macrocephalus)—1,645 (an average of
329 annually);
(B) Killer whale (Orcinus orca)—
53,245 (an average of 10,649 annually);
(C) Harbor porpoise (Phocoena
phocoena)—27,200 (an average of 5,440
annually);
(D) Baird’s beaked whales (Berardius
bairdii)—2,435 (an average of 487
annually);
(E) Cuvier’s beaked whales (Ziphius
cavirostris)—11,560 (an average of 2,312
annually);
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(F) Stejneger’s beaked whales
(Mesoplodon stejnegeri)—11,565 (an
average of 2,313 annually);
(G) Pacific white-sided dolphin
(Lagenorhynchus obliquidens)—84,955
(an average of 16,991 annually); and
(H) Dall’s porpoise (Phocoenoides
dalli)—1,031,870 (an average of 206,374
annually).
(iii) Pinnipeds:
(A) Steller sea lion (Eumetopias
jubatus)—55,540 (an average of 11,108
annually)
(B) California sea lion (Zalophus
californianus)—10 (an average of 2
annually);
(C) Harbor seal (Phoca vitulina
richardsi)—10 (an average of 2
annually);
(D) Northern elephant seal (Mirounga
angustirostris)—10,345 (an average of
2,069 annually); and
(E) Northern fur seal (Callorhinus
ursinus)—771,010 (an average of
154,202 annually).
(5) Level A Harassment and/or
mortality of no more than 15 beaked
whales (total), of any of the species
listed in § 218.122(c)(1)(ii)(D) through
(F) over the course of the 5-year
regulations.
§ 218.123
Prohibitions.
No person in connection with the
activities described in § 218.120 may:
(a) Take any marine mammal not
specified in § 218.122(c);
(b) Take any marine mammal
specified in § 218.122(c) other than by
incidental take as specified in
§§ 218.122(c)(1), (c)(2), and (c)(3);
(c) Take a marine mammal specified
in § 218.122(c) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
these regulations or a Letter of
Authorization issued under §§ 216.106
and 218.127 of this chapter.
srobinson on DSKHWCL6B1PROD with RULES2
§ 218.124
Mitigation.
(a) When conducting training and
utilizing the sound sources or
explosives identified in § 218.120(c), the
mitigation measures contained in a
Letter of Authorization issued under
§§ 216.106 and 218.127 of this chapter
must be implemented. These mitigation
measures include, but are not limited to:
(1) Personnel Training (for all
Training Types):
(i) All commanding officers (COs),
executive officers (XOs), Lookouts,
Officers of the Deck (OODs), junior
OODs (JOODs), maritime patrol aircraft
aircrews, and Anti-Submarine Warfare
(ASW) helicopter crews shall complete
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the NMFS-approved Marine Species
Awareness Training (MSAT) by viewing
the U.S. Navy MSAT digital versatile
disk (DVD). All bridge Lookouts shall
complete both parts one and two of the
MSAT; part two is optional for other
personnel.
(ii) Navy Lookouts shall undertake
extensive training in order to qualify as
a watchstander in accordance with the
Lookout Training Handbook (Naval
Education and Training Command
[NAVEDTRA] 12968–D).
(iii) Lookout training shall include onthe-job instruction under the
supervision of a qualified, experienced
Lookout. Following successful
completion of this supervised training
period, Lookouts shall complete the
Personal Qualification Standard
Program, certifying that they have
demonstrated the necessary skills (such
as detection and reporting of partially
submerged objects). Personnel being
trained as Lookouts can be counted
among required Lookouts as long as
supervisors monitor their progress and
performance.
(iv) Lookouts shall be trained in the
most effective means to ensure quick
and effective communication within the
command structure in order to facilitate
implementation of protective measures
if marine species are spotted.
(v) All Lookouts onboard platforms
involved in ASW training events shall
review the NMFS-approved Marine
Species Awareness Training material
prior to use of mid-frequency active
sonar.
(vi) All COs, XOs, and officers
standing watch on the bridge shall have
reviewed the Marine Species Awareness
Training material prior to a training
event employing the use of MFAS/
HFAS.
(2) General Operating Procedures (for
all Training Types):
(i) Prior to major exercises, a Letter of
Instruction, Mitigation Measures
Message or Environmental Annex to the
Operational Order shall be issued to
further disseminate the personnel
training requirement and general marine
species protective measures.
(ii) COs shall make use of marine
species detection cues and information
to limit interaction with marine
mammals to the maximum extent
possible consistent with safety of the
ship.
(iii) While underway, surface vessels
shall have at least two Lookouts with
binoculars; surfaced submarines shall
have at least one Lookout with
binoculars. Lookouts already posted for
safety of navigation and man-overboard
precautions may be used to fill this
requirement. As part of their regular
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duties, Lookouts shall watch for and
report to the OOD the presence of
marine mammals.
(iv) On surface vessels equipped with
mid-frequency active sonar, pedestal
mounted ‘‘Big Eye’’ (20x110) binoculars
shall be properly installed and in good
working order to assist in the detection
of marine mammals in the vicinity of
the vessel.
(v) Personnel on Lookout shall
employ visual search procedures
employing a scanning methodology in
accordance with the Lookout Training
Handbook (NAVEDTRA 12968–D).
(vi) After sunset and prior to sunrise,
Lookouts shall employ Night Lookouts
Techniques in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(vii) While in transit, naval vessels
shall be alert at all times, use extreme
caution, and proceed at a ‘‘safe speed,’’
which means the speed at which the CO
can maintain crew safety and
effectiveness of current operational
directives, so that the vessel can take
action to avoid a collision with any
marine mammal.
(viii) When marine mammals have
been sighted in the area, Navy vessels
shall increase vigilance and take all
reasonable and practicable actions to
avoid collisions and activities that
might result in close interaction of naval
assets and marine mammals. Such
action may include changing speed and/
or direction and are dictated by
environmental and other conditions
(e.g., safety, weather).
(ix) Navy aircraft participating in
exercises at sea shall conduct and
maintain surveillance for marine
mammals as long as it does not violate
safety constraints or interfere with the
accomplishment of primary operational
duties.
(x) All marine mammal detections
shall be immediately reported to
assigned Aircraft Control Unit for
further dissemination to ships in the
vicinity of the marine species as
appropriate when it is reasonable to
conclude that the course of the ship will
likely result in a closing of the distance
to the detected marine mammal.
(xi) Naval vessels shall maneuver to
keep at least 1,500 ft (500 yd or 457 m)
away from any observed whale in the
vessel’s path and avoid approaching
whales head-on. These requirements do
not apply if a vessel’s safety is
threatened, such as when change of
course will create an imminent and
serious threat to a person, vessel, or
aircraft, and to the extent vessels are
restricted in their ability to maneuver.
Restricted maneuverability includes, but
is not limited to, situations when
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vessels are engaged in dredging,
submerged activities, launching and
recovering aircraft or landing craft,
minesweeping activities, replenishment
while underway and towing activities
that severely restrict a vessel’s ability to
deviate course. Vessels shall take
reasonable steps to alert other vessels in
the vicinity of the whale. Given rapid
swimming speeds and maneuverability
of many dolphin species, naval vessels
would maintain normal course and
speed on sighting dolphins unless some
condition indicated a need for the vessel
to maneuver.
(3) Operating Procedures (for Antisubmarine Warfare (ASW) Operations):
(i) On the bridge of surface ships,
there shall always be at least three
people on watch whose duties include
observing the water surface around the
vessel.
(ii) All surface ships participating in
ASW training events shall have, in
addition to the three personnel on
watch noted in paragraph (i), at least
two additional personnel on watch as
Lookouts at all times during the
exercise.
(iii) Personnel on Lookout and officers
on watch on the bridge shall have at
least one set of binoculars available for
each person to aid in the detection of
marine mammals.
(iv) Personnel on Lookout shall be
responsible for reporting all objects or
anomalies sighted in the water
(regardless of the distance from the
vessel) to the Officer of the Deck, since
any object or disturbance (e.g., trash,
periscope, surface disturbance,
discoloration) in the water may be
indicative of a threat to the vessel and
its crew or indicative of a marine
mammal that may need to be avoided as
warranted.
(v) All personnel engaged in passive
acoustic sonar operation (including
aircraft, surface ships, or submarines)
shall monitor for marine mammal
vocalizations and report the detection of
any marine mammal to the appropriate
watch station for dissemination and
appropriate action.
(vi) During mid-frequency active
sonar operations, personnel shall utilize
all available sensor and optical systems
(such as night vision goggles) to aid in
the detection of marine mammals.
(vii) Aircraft with deployed
sonobuoys shall use only the passive
capability of sonobuoys when marine
mammals are detected within 200 yd
(183 m) of the sonobuoy.
(viii) Helicopters shall observe/survey
the vicinity of an ASW exercise for 10
minutes before the first deployment of
active (dipping) sonar in the water.
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(ix) Helicopters shall not dip their
sonar within 200 yd (183 m) of a marine
mammal and shall cease pinging if a
marine mammal closes within 200 yd
(183 m) of the sound source after
pinging has begun.
(x) Safety Zones—When marine
mammals are detected by any means
(aircraft, shipboard Lookout, or
acoustically) within 1,000 yd (914 m) of
the sonar dome (the bow), the ship or
submarine shall limit active
transmission levels to at least 6 decibels
(dB) below normal operating levels for
that source (i.e., limit to at most 229 dB
for AN/SQS–53 and 219 for AN/SQS–
56, etc.).
(A) Ships and submarines shall
continue to limit maximum
transmission levels by this 6–dB factor
until the animal has been seen to leave
the 1,000-yd (914 m) exclusion zone,
has not been detected for 30 minutes, or
the vessel has transited more than 2,000
yds (1,829 m) beyond the location of the
last detection.
(B) Should a marine mammal be
detected within 500 yd (457 m) of the
sonar dome, active sonar transmissions
shall be limited to at least 10 dB below
the equipment’s normal operating level
(i.e., limit to at most 225 dB for AN/
SQS–53 and 215 for AN/SQS–56, etc.).
Ships and submarines shall continue to
limit maximum ping levels by this 10–
dB factor until the animal has been seen
to leave the 500-yd (457 m) safety zone
(at which point the 6–dB powerdown
applies until the animal leaves the
1,000-yd (914 m) safety zone), has not
been detected for 30 minutes, or the
vessel has transited more than 2,000 yd
(1,829 m) beyond the location of the last
detection.
(C) Should the marine mammal be
detected within 200 yd (183 m) of the
sonar dome, active sonar transmissions
shall cease. Sonar shall not resume until
the animal has been seen to leave the
200-yd (183 m) safety zone (at which
point the 10–dB or 6–dB powerdowns
apply until the animal leaves the 500yd (457 m) or 1,000-yd (914 m) safety
zone, respectively), has not been
detected for 30 minutes, or the vessel
has transited more than 2,000 yd (1,829
m) beyond the location of the last
detection.
(D) Special conditions applicable for
dolphins and porpoises only: If, after
conducting an initial maneuver to avoid
close quarters with dolphins or
porpoises, the OOD concludes that
dolphins or porpoises are deliberately
closing to ride the vessel’s bow wave, no
further mitigation actions are necessary
while the dolphins or porpoises
continue to exhibit bow wave riding
behavior.
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(xi) Prior to start up or restart of active
sonar, operators shall check that the
Safety Zone radius around the sound
source is clear of marine mammals.
(xii) Active sonar levels (generally)—
Navy shall operate active sonar at the
lowest practicable level, not to exceed
235 dB, except as required to meet
tactical training objectives.
(xiii) Submarine sonar operators shall
review detection indicators of closeaboard marine mammals prior to the
commencement of ASW training events
involving MFAS.
Note to paragraph (a)(3): If the need for
power-down should arise (as detailed in
218.114(a)(3)(x)) when the Navy is operating
a hull-mounted or sub-mounted source above
235 db (infrequent), the Navy shall follow the
requirements as though they were operating
at 235 dB—the normal operating level (i.e.,
the first power-down will be to 229 dB,
regardless of at what level above 235 dB
active sonar was being operated).
(4) Sinking Exercise:
(i) All weapons firing shall be
conducted during the period 1 hour
after official sunrise to 30 minutes
before official sunset.
(ii) An exclusion zone with a radius
of 1.0 nm (1.9 km) shall be established
around each target. An additional buffer
of 0.5 nm (0.9 km) will be added to
account for errors, target drift, and
animal movements. Additionally, a
safety zone, which will extend beyond
the buffer zone by an additional 0.5 nm
(0.9 km), shall be surveyed. Together,
the zones extend out 2 nm (3.7 km) from
the target.
(iii) A series of surveillance overflights shall be conducted within the
exclusion and the safety zones, prior to
and during the exercise, when feasible.
Survey protocol shall be as follows:
(A) Overflights within the exclusion
zone shall be conducted in a manner
that optimizes the surface area of the
water observed. This may be
accomplished through the use of the
Navy’s Search and Rescue Tactical Aid,
which provides the best search altitude,
ground speed, and track spacing for the
discovery of small, possibly dark objects
in the water based on the environmental
conditions of the day. These
environmental conditions include the
angle of sun inclination, amount of
daylight, cloud cover, visibility, and sea
state.
(B) All visual surveillance activities
shall be conducted by Navy personnel
trained in visual surveillance. At least
one member of the mitigation team shall
have completed the Navy’s marine
mammal training program for Lookouts.
(C) In addition to the overflights, the
exclusion zone shall be monitored by
passive acoustic means, when assets are
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available. This passive acoustic
monitoring shall be maintained
throughout the exercise. Potential assets
include sonobuoys, which can be
utilized to detect any vocalizing marine
mammals (particularly sperm whales) in
the vicinity of the exercise. The
sonobuoys shall be re-seeded as
necessary throughout the exercise.
Additionally, if submarines are present,
passive sonar onboard submarines may
be utilized to detect any vocalizing
marine mammals in the area. The OCE
shall be informed of any aural detection
of marine mammals and shall include
this information in the determination of
when it is safe to commence the
exercise.
(D) On each day of the exercise, aerial
surveillance of the exclusion and safety
zones shall commence 2 hours prior to
the first firing.
(E) The results of all visual, aerial,
and acoustic searches shall be reported
immediately to the OCE. No weapons
launches or firing may commence until
the OCE declares the safety and
exclusion zones free of marine
mammals.
(F) If a marine mammal is observed
within the exclusion zone, firing shall
be delayed until the animal is re-sighted
outside the exclusion zone, or 30
minutes have elapsed. After 30 minutes,
if the animal has not been re-sighted it
can be assumed to have left the
exclusion zone. The OCE shall
determine if the marine mammal is in
danger of being adversely affected by
commencement of the exercise.
(G) During breaks in the exercise of 30
minutes or more, the exclusion zone
shall again be surveyed for any marine
mammal. If marine mammals are
sighted within the exclusion zone or
buffer zone, the OCE shall be notified,
and the procedure described above shall
be followed.
(H) Upon sinking of the vessel, a final
surveillance of the exclusion zone shall
be monitored for 2 hours, or until
sunset, to verify that no marine
mammals were harmed.
(iv) Aerial surveillance shall be
conducted using helicopters or other
aircraft based on necessity and
availability.
(v) Where practicable, the Navy shall
conduct the exercise in sea states that
are ideal for marine mammal sighting,
Beaufort Sea State 3 or less. In the event
of a Beaufort Sea State 4 or above,
survey efforts shall be increased within
the zones. This shall be accomplished
through the use of an additional aircraft,
if available, and conducting tight search
patterns.
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(vi) The exercise shall not be
conducted unless the exclusion zone
can be adequately monitored visually.
(vii) In the event that any marine
mammals are observed to be harmed in
the area, NMFS shall be notified as soon
as feasible following the stranding
communication protocol. A detailed
description of the animal shall be taken,
the location noted, and if possible,
photos taken of the marine mammal.
This information shall be provided to
NMFS via the Navy’s regional
environmental coordinator for purposes
of identification (see the draft Stranding
Plan for detail).
(viii) An after action report detailing
the exercise’s time line, the time the
surveys commenced and terminated,
amount, and types of all ordnance
expended, and the results of survey
efforts for each event shall be submitted
to NMFS.
(5) Surface-to-Surface Gunnery (up to
5-inch Explosive Rounds):
(i) For exercises using targets towed
by a vessel, target-towing vessels shall
maintain a trained Lookout for marine
mammals when feasible. If a marine
mammal is sighted in the vicinity, the
tow vessel shall immediately notify the
firing vessel, which shall suspend the
exercise until the area is clear.
(ii) A 600-yd (585 m) radius buffer
zone shall be established around the
intended target.
(iii) From the intended firing position,
trained Lookouts shall survey the buffer
zone for marine mammals prior to
commencement and during the exercise
as long as practicable. Due to the
distance between the firing position and
the buffer zone, Lookouts are only
expected to visually detect breaching
whales, whale blows, and large pods of
dolphins and porpoises.
(iv) The exercise shall be conducted
only when the buffer zone is visible and
marine mammals are not detected
within it.
(6) Surface-to-Surface Gunnery (nonexplosive rounds):
(i) A 200-yd (183 m) radius buffer
zone shall be established around the
intended target.
(ii) From the intended firing position,
trained Lookouts shall survey the buffer
zone for marine mammals prior to
commencement and during the exercise
as long as practicable.
(iii) If available, target-towing vessels
shall maintain a Lookout (unmanned
towing vessels will not have a Lookout
available). If a marine mammal is
sighted in the vicinity of the exercise,
the tow vessel shall immediately notify
the firing vessel in order to secure
gunnery firing until the area is clear.
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(iv) The exercise shall be conducted
only when the buffer zone is visible and
marine mammals are not detected
within the target area and the buffer
zone.
(7) Surface-to-Air Gunnery (Explosive
and Non-explosive Rounds):
(i) Vessels shall orient the geometry of
gunnery exercises in order to prevent
debris from falling in the area of sighted
marine mammals.
(ii) Vessels shall expedite the attempt
to recover any parachute deploying
aerial targets to reduce the potential for
entanglement of marine mammals.
(iii) Target-towing aircraft shall
maintain a Lookout if feasible. If a
marine mammal is sighted in the
vicinity of the exercise, the tow aircraft
shall immediately notify the firing
vessel in order to secure gunnery firing
until the area is clear.
(8) Air-to-Surface Gunnery (Explosive
and Non-explosive Rounds):
(i) A 200-yd (183 m) radius buffer
zone shall be established around the
intended target.
(ii) If surface vessels are involved,
Lookout(s) shall visually survey the
buffer zone for marine mammals prior to
commencement and during the exercise.
(iii) Aerial surveillance of the buffer
zone for marine mammals shall be
conducted prior to commencement of
the exercise. Aerial surveillance altitude
of 500 ft to 1,500 ft (152–456 m) is
optimum. Aircraft crew/pilot shall
maintain visual watch during exercises.
Release of ordnance through cloud
cover is prohibited; aircraft must be able
to actually see ordnance impact areas.
(iv) The exercise shall be conducted
only if marine mammals are not visible
within the buffer zone.
(9) Small Arms Training (Grenades,
Explosive and Non-explosive Rounds)—
Lookouts shall visually survey for
marine mammals. Weapons shall not be
fired in the direction of known or
observed marine mammals.
(10) Air-to-Surface At-sea Bombing
Exercises (explosive bombs and
rockets):
(i) If surface vessels are involved,
trained Lookouts shall survey for marine
mammals. Ordnance shall not be
targeted to impact within 1,000 yd (914
m) of known or observed marine
mammals.
(ii) A 1,000-yd (914 m) radius buffer
zone shall be established around the
intended target.
(iii) Aircraft shall visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
shall be made by flying at 1,500 ft (457
m) or lower, if safe to do so, and at the
slowest safe speed. Release of ordinance
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through cloud cover is prohibited:
Aircraft must be able to see ordnance
impact areas. Survey aircraft shall
employ most effective search tactics and
capabilities.
(iv) The exercise shall be conducted
only if marine mammals are not visible
within the buffer zone.
(11) Air-to-Surface At-Sea Bombing
Exercises (Non-explosive Bombs and
Rockets):
(i) If surface vessels are involved,
trained Lookouts shall survey for marine
mammals. Ordnance shall not be
targeted to impact within 1,000 yd (914
m) of known or observed marine
mammals.
(ii) A 1,000-yd (914 m) radius buffer
zone shall be established around the
intended target.
(iii) Aircraft shall visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
shall be made by flying at 1,500 ft (457
m) or lower, if safe to do so, and at the
slowest safe speed. Release of ordnance
through cloud cover is prohibited:
Aircraft must be able to actually see
ordnance impact areas. Survey aircraft
shall employ most effective search
tactics and capabilities.
(iv) The exercise shall be conducted
only if marine mammals and are not
visible within the buffer zone.
(12) Air-to-Surface Missile Exercises
(explosive and non-explosive):
(i) Aircraft shall visually survey the
target area for marine mammals. Visual
inspection of the target area shall be
made by flying at 1,500 ft (457 m) or
lower, if safe to do so, and at the slowest
safe speed. Firing or range clearance
aircraft must be able to actually see
ordnance impact areas.
(ii) Explosive ordnance shall not be
targeted to impact within 1,800 yd (1646
m) of sighted marine mammals.
(13) Aircraft Training Activities
Involving Non-Explosive Devices:
(i) Non-explosive devices such as
some sonobuoys and inert bombs
involve aerial drops of devices that have
the potential to hit marine mammals if
they are in the immediate vicinity of a
floating target. The exclusion zone (200
yd), therefore, shall be clear of marine
mammals and around the target
location.
(ii) [Reserved]
(14) Extended Echo Ranging/
Improved Extended Echo Ranging (EER/
IEER):
(i) Crews shall conduct visual
reconnaissance of the drop area prior to
laying their intended sonobuoy pattern.
This search shall be conducted at an
altitude below 500 yd (457 m) at a slow
speed, if operationally feasible and
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weather conditions permit. In dual
aircraft operations, crews are allowed to
conduct coordinated area clearances.
(ii) Crews shall conduct a minimum
of 30 minutes of visual and aural
monitoring of the search area prior to
commanding the first post detonation.
This 30-minute observation period may
include pattern deployment time.
(iii) For any part of the intended
sonobuoy pattern where a post (source/
receiver sonobuoy pair) shall be
deployed within 1,000 yd (914 m) of
observed marine mammal activity, the
Navy shall deploy the receiver ONLY
and monitor while conducting a visual
search. When marine mammals are no
longer detected within 1,000 yd (914 m)
of the intended post position, the Navy
shall co-locate the explosive source
sonobuoy (AN/SSQ–110A) (source) with
the receiver.
(iv) When operationally feasible, Navy
crews shall conduct continuous visual
and aural monitoring of marine mammal
activity. This is to include monitoring of
own-aircraft sensors from first sensor
placement to checking off station and
out of RF range of these sensors.
(v) Aural Detection—If the presence of
marine mammals is detected aurally,
then that shall cue the Navy aircrew to
increase the diligence of their visual
surveillance. Subsequently, if no marine
mammals are visually detected, then the
crew may continue multi-static active
search.
(vi) Visual Detection—If marine
mammals are visually detected within
1,000 yd (914 m) of the explosive source
sonobuoy (AN/SSQ–110A) intended for
use, then that payload shall not be
detonated. Aircrews may utilize this
post once the marine mammals have not
been re-sighted for 30 minutes, or are
observed to have moved outside the
1,000-yd (914 m) safety buffer. Aircrews
may shift their multi-static active search
to another post, where marine mammals
are outside the 1,000-yd (914 m) safety
buffer.
(vii) Aircrews shall make every
attempt to manually detonate the
unexploded charges at each post in the
pattern prior to departing the operations
area by using the ‘‘Payload 1 Release’’
command followed by the ‘‘Payload 2
Release’’ command. Aircrews shall
refrain from using the ‘‘Scuttle’’
command when two payloads remain at
a given post. Aircrews shall ensure that
a 1,000-yd (914 m) safety buffer,
visually clear of marine mammals, is
maintained around each post as is done
during active search operations.
(viii) Aircrews shall only leave posts
with unexploded charges in the event of
a sonobuoy malfunction, an aircraft
system malfunction, or when an aircraft
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must immediately depart the area due to
issues such as fuel constraints,
inclement weather, and in-flight
emergencies. In these cases, the
sonobuoy shall self-scuttle using the
secondary or tertiary method.
(ix) The Navy shall ensure all
payloads are accounted for. Explosive
source sonobuoys (AN/SSQ–110A) that
cannot be scuttled shall be reported as
unexploded ordnance via voice
communications while airborne, then
upon landing via naval message.
(x) Marine mammal monitoring shall
continue until out of own-aircraft sensor
range.
(15) The Navy shall abide by the letter
of the ‘‘Stranding Response Plan for
Major Navy Training Exercises in the
GoA TMAA’’ (available at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm), which is incorporated
herein by reference, to include the
following measures:
(i) Shutdown Procedures—When an
Uncommon Stranding Event (USE—
defined in § 216.271) occurs during a
Major Training Exercise (MTE) (as
defined in the Stranding Plan, meaning
including Multi-strike group exercises,
Joint Expeditionary exercises, and
Marine Air Ground Task Force exercises
in the GoA TMAA), the Navy shall
implement the procedures described
below.
(A) The Navy shall implement a
Shutdown (as defined in the Stranding
Response Plan for GoA TMAA) when
advised by a NMFS Office of Protected
Resources Headquarters Senior Official
designated in the GoA TMAA Stranding
Communication Protocol that a USE (as
defined in the Stranding Response Plan
for the GoA TMAA) involving live
animals has been identified and that at
least one live animal is located in the
water. NMFS and Navy shall
communicate, as needed, regarding the
identification of the USE and the
potential need to implement shutdown
procedures.
(B) Any shutdown in a given area
shall remain in effect in that area until
NMFS advises the Navy that the
subject(s) of the USE at that area die or
are euthanized, or that all live animals
involved in the USE at that area have
left the area (either of their own volition
or herded).
(C) If the Navy finds an injured or
dead marine mammal floating at sea
during an MTE, the Navy shall notify
NMFS immediately or as soon as
operational security considerations
allow. The Navy shall provide NMFS
with the species or description of the
animal(s), the condition of the animal(s)
including carcass condition if the
animal(s) is/are dead), location, time of
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first discovery, observed behavior(s) (if
alive), and photo or video of the
animal(s) (if available). Based on the
information provided, NMFS shall
determine if, and advise the Navy
whether a modified shutdown is
appropriate on a case-by-case basis.
(D) In the event, following a USE,
that: Qualified individuals are
attempting to herd animals back out to
the open ocean and animals are not
willing to leave, or animals are seen
repeatedly heading for the open ocean
but turning back to shore, NMFS and
the Navy shall coordinate (including an
investigation of other potential
anthropogenic stressors in the area) to
determine if the proximity of MFAS/
HFAS activities or explosive
detonations, though farther than 14 nm
from the distressed animal(s), is likely
decreasing the likelihood that the
animals return to the open water. If so,
NMFS and the Navy shall further
coordinate to determine what measures
are necessary to further minimize that
likelihood and implement those
measures as appropriate.
(ii) Within 72 hrs of NMFS notifying
the Navy of the presence of a USE, the
Navy shall provide available
information to NMFS (per the GoA
TMAA Communication Protocol)
regarding the location, number and
types of acoustic/explosive sources,
direction and speed of units using
MFAS/HFAS, and marine mammal
sightings information associated with
training activities occurring within 80
nm (148 km) and 72 hrs prior to the USE
event. Information not initially available
regarding the 80 nm (148 km) and 72 hrs
prior to the event shall be provided as
soon as it becomes available. The Navy
shall provide NMFS investigative teams
with additional relevant unclassified
information as requested, if available.
(iii) Memorandum of Agreement
(MOA)—The Navy and NMFS shall
develop a MOA, or other mechanism,
that will establish a framework whereby
the Navy can (and provide the Navy
examples of how they can best) assist
NMFS with stranding investigations in
certain circumstances.
(b) [Reserved]
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§ 218.125 Requirements for monitoring
and reporting.
(a) General Notification of Injured or
Dead Marine Mammals—Navy
personnel shall ensure that NMFS is
notified immediately ((see
Communication Plan) or as soon as
clearance procedures allow) if an
injured, stranded, or dead marine
mammal is found during or shortly
after, and in the vicinity of, any Navy
training exercise utilizing MFAS, HFAS,
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or underwater explosive detonations.
The Navy shall provide NMFS with the
species or description of the animal(s),
the condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behavior(s) (if alive), and
photo or video of the animal(s) (if
available). In the event that an injured,
stranded, or dead marine mammal is
found by the Navy that is not in the
vicinity of, or during or shortly after,
MFAS, HFAS, or underwater explosive
detonations, the Navy shall report the
same information as listed above as
soon as operationally feasible and
clearance procedures allow.
(b) General Notification of Ship
Strike—In the event of a ship strike by
any Navy vessel, at any time or place,
the Navy shall do the following:
(1) Immediately report to NMFS the
species identification (if known),
location (lat/long) of the animal (or the
strike if the animal has disappeared),
and whether the animal is alive or dead,
or whether its status is unknown.
(2) Report to NMFS as soon as
operationally feasible the size and
length of animal, an estimate of the
injury status (e.g., dead, injured but
alive, injured and moving, unknown,
etc)., vessel class/type and operational
status.
(3) Report to NMFS the vessel length,
speed, and heading as soon as feasible.
(4) Provide NMFS a photo or video of
the animal(s), if equipment is available.
(c) The Navy must conduct all
monitoring and/or research required
under the Letter of Authorization
including abiding by the GoA TMAA
Monitoring Plan. (https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications)
(d) Report on Monitoring required in
paragraph (c) of this section—The Navy
shall submit a report annually on
December 15 describing the
implementation and results (through
October of the same year) of the
monitoring required in paragraph (c) of
this section. The Navy shall standardize
data collection methods across ranges to
allow for comparison in different
geographic locations.
(e) Sonar Exercise Notification—The
Navy shall submit to the NMFS Office
of Protected Resources (specific contact
information to be provided in LOA)
either an electronic (preferably) or
verbal report within 15 calendar days
after the completion of any MTER
indicating:
(1) Location of the exercise;
(2) Beginning and end dates of the
exercise; and
(3) Type of exercise.
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25511
(f) Annual GoA TMAA Report—The
Navy shall submit an Annual Exercise
GoA TMAA Report on December 15 of
every year (covering data gathered
through October). This report shall
contain the subsections and information
indicated below.
(1) MFAS/HFAS Training Exercises—
This section shall contain the following
information for the following
Coordinated and Strike Group exercises:
Joint Multi-strike Group Exercises; Joint
Expeditionary Exercises; and Marine Air
Ground Task Force GoA TMAA:
(i) Exercise Information (for each
exercise):
(A) Exercise designator;
(B) Date that exercise began and
ended;
(C) Location;
(D) Number and types of active
sources used in the exercise;
(E) Number and types of passive
acoustic sources used in exercise;
(F) Number and types of vessels,
aircraft, etc., participating in exercise;
(G) Total hours of observation by
watchstanders;
(H) Total hours of all active sonar
source operation;
(I) Total hours of each active sonar
source (along with explanation of how
hours are calculated for sources
typically quantified in alternate way
(buoys, torpedoes, etc.)); and
(J) Wave height (high, low, and
average during exercise).
(ii) Individual marine mammal
sighting info (for each sighting in each
exercise):
(A) Location of sighting;
(B) Species (if not possible—
indication of whale/dolphin/pinniped);
(C) Number of individuals;
(D) Calves observed (y/n);
(E) Initial Detection Sensor;
(F) Indication of specific type of
platform observation made from
(including, for example, what type of
surface vessel; i.e., FFG, DDG, or CG);
(G) Length of time observers
maintained visual contact with marine
mammal(s);
(H) Wave height (ft);
(I) Visibility;
(J) Sonar source in use (y/n);
(K) Indication of whether animal is
< 200 yd, 200–500 yd, 500–1,000 yd,
1,000–2,000 yd, or > 2,000 yd from
sonar source in (x) above;
(L) Mitigation Implementation—
Whether operation of sonar sensor was
delayed, or sonar was powered or shut
down, and how long the delay was;
(M) If source in use (x) is hullmounted, true bearing of animal from
ship, true direction of ship’s travel, and
estimation of animal’s motion relative to
ship (opening, closing, parallel); and
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(N) Observed behavior—
Watchstanders shall report, in plain
language and without trying to
categorize in any way, the observed
behavior of the animals (such as animal
closing to bow ride, paralleling course/
speed, floating on surface and not
swimming, etc.).
(iii) An evaluation (based on data
gathered during all of the exercises) of
the effectiveness of mitigation measures
designed to avoid exposing marine
mammals to MFAS. This evaluation
shall identify the specific observations
that support any conclusions the Navy
reaches about the effectiveness of the
mitigation.
(2) ASW Summary—This section
shall include the following information
as summarized from non-major training
exercises (unit-level exercises, such as
TRACKEXs):
(i) Total Hours—Total annual hours of
each type of sonar source (along with
explanation of how hours are calculated
for sources typically quantified in
alternate way (buoys, torpedoes, etc.)).
(ii) Cumulative Impacts—To the
extent practicable, the Navy, in
coordination with NMFS, shall develop
and implement a method of annually
reporting other training (i.e., Unit Level
Training (ULT)) utilizing hull-mounted
sonar. The report shall present an
annual (and seasonal, where
practicable) depiction of non-major
training exercises geographically across
the GoA TMAA. The Navy shall include
(in the GoA TMAA annual report) a
brief annual progress update on the
status of the development of an effective
and unclassified method to report this
information until an agreed-upon (with
NMFS) method has been developed and
implemented.
(3) Sinking Exercises (SINKEXs)—
This section shall include the following
information for each SINKEX completed
that year:
(i) Exercise info:
(A) Location;
(B) Date and time exercise began and
ended;
(C) Total hours of observation by
watchstanders before, during, and after
exercise;
(D) Total number and types of rounds
expended/explosives detonated;
(E) Number and types of passive
acoustic sources used in exercise;
(F) Total hours of passive acoustic
search time;
(G) Number and types of vessels,
aircraft, etc., participating in exercise;
(H) Wave height in feet (high, low,
and average during exercise); and
(I) Narrative description of sensors
and platforms utilized for marine
mammal detection and timeline
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illustrating how marine mammal
detection was conducted.
(ii) Individual marine mammal
observation during SINKEX (by Navy
Lookouts) information:
(A) Location of sighting;
(B) Species (if not possible—
indication of whale/dolphin/pinniped);
(C) Number of individuals;
(D) Calves observed (y/n);
(E) Initial detection sensor;
(F) Length of time observers
maintained visual contact with marine
mammal;
(G) Wave height (ft);
(H) Visibility;
(I) Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after;
(J) Distance of marine mammal from
actual detonations (or target spot if not
yet detonated)—use four categories to
define distance:
(1) The modeled injury threshold
radius for the largest explosive used in
that exercise type in that OPAREA (762
m for SINKEX in the GoA TMAA);
(2) The required exclusion zone (1 nm
for SINKEX in the GoA TMAA);
(3) The required observation distance
(if different than the exclusion zone (2
nm for SINKEX in the GoA TMAA); and
(4) Greater than the required observed
distance. For example, in this case, the
observer shall indicate if < 762 m, from
762 m–1 nm, from 1 nm–2 nm, and
> 2 nm.
(K) Observed behavior—
Watchstanders shall report, in plain
language and without trying to
categorize in any way, the observed
behavior of the animals (such as animal
closing to bow ride, paralleling course/
speed, floating on surface and not
swimming etc.), including speed and
direction.
(L) Resulting mitigation
implementation—Indicate whether
explosive detonations were delayed,
ceased, modified, or not modified due to
marine mammal presence and for how
long.
(M) If observation occurs while
explosives are detonating in the water,
indicate munitions type in use at time
of marine mammal detection.
(4) Improved Extended Echo-Ranging
System (IEER) Summary:
(i) Total number of IEER events
conducted in the GoA TMAA;
(ii) Total expended/detonated rounds
(buoys); and
(iii) Total number of self-scuttled
IEER rounds.
(5) Explosives Summary—The Navy is
in the process of improving the methods
used to track explosive use to provide
increased granularity. To the extent
practicable, the Navy shall provide the
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information described below for all of
their explosive exercises. Until the Navy
is able to report in full the information
below, they shall provide an annual
update on the Navy’s explosive tracking
methods, including improvements from
the previous year.
(i) Total annual number of each type
of explosive exercise (of those identified
as part of the ‘‘specified activity’’ in this
final rule) conducted in the GoA TMAA;
and
(ii) Total annual expended/detonated
rounds (missiles, bombs, etc.) for each
explosive type.
(g) GoA TMAA 5–Yr Comprehensive
Report—The Navy shall submit to
NMFS a draft report that analyzes and
summarizes all of the multi-year marine
mammal information gathered during
ASW and explosive exercises for which
annual reports are required (Annual
GoA TMAA Exercise Reports and GoA
TMAA Monitoring Plan Reports). This
report shall be submitted at the end of
the fourth year of the rule (December
2014), covering activities that have
occurred through October 2014.
(h) Comprehensive National ASW
Report—By June, 2014, the Navy shall
submit a draft National Report that
analyzes, compares, and summarizes the
active sonar data gathered (through
January 1, 2014) from the watchstanders
and pursuant to the implementation of
the Monitoring Plans for the Northwest
Training Range Complex, the Southern
California Range Complex, the Atlantic
Fleet Active Sonar Training, the Hawaii
Range Complex, the Mariana Islands
Range Complex, and the Gulf of Alaska.
(i) The Navy shall comply with the
Integrated Comprehensive Monitoring
Program (ICMP) Plan and continue to
improve the program in consultation
with NMFS.
§ 218.126 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
Citizen (as defined by § 216.103 of this
chapter) conducting the activity
identified in § 218.120(c) (i.e., the Navy)
must apply for and obtain either an
initial Letter of Authorization in
accordance with § 218.127 or a renewal
under § 218.128.
§ 218.127
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually or biennially subject
to renewal conditions in § 218.128.
(b) Each Letter of Authorization shall
set forth:
(1) Permissible methods of incidental
taking;
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(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization shall be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
§ 218.128 Renewal of Letters of
Authorization and adaptive management.
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(a) A Letter of Authorization issued
under §§ 216.106 and 218.127 of this
chapter or the activity identified in
§ 218.120(c) shall be renewed annually
or biennially upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 218.126 shall be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12–24 months;
(2) Receipt of the monitoring reports
and notifications within the indicated
timeframes required under § 218.125(b
through j); and
(3) A determination by NMFS that the
mitigation, monitoring, and reporting
measures required under § 218.124 and
the Letter of Authorization issued under
§§ 216.126 and 218.127 of this chapter
were undertaken and will be undertaken
during the upcoming period of validity
of a renewed Letter of Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.126 and 216.128 indicates that a
substantial modification, as determined
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by NMFS, to the described work,
mitigation or monitoring undertaken
during the upcoming season will occur,
NMFS will provide the public a period
of 30 days for review and comment on
the request. Review and comment on
renewals of Letters of Authorization are
restricted to:
(1) New cited information and data
indicating that the determinations made
in this document are in need of
reconsideration, and
(2) Proposed changes to the mitigation
and monitoring requirements contained
in these regulations or in the current
Letter of Authorization.
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
(d) Adaptive Management—NMFS
may modify or augment the existing
mitigation or monitoring measures (after
consulting with the Navy regarding the
practicability of the modifications) if
doing so creates a reasonable likelihood
of more effectively accomplishing the
goals of mitigation and monitoring set
forth in the preamble of these
regulations. Below are some of the
possible sources of new data that could
contribute to the decision to modify the
mitigation or monitoring measures:
(1) Results from the Navy’s
monitoring from the previous year
(either from the GoA TMAA or other
locations).
(2) Findings of the Monitoring
Workshop that the Navy will convene in
2011.
(3) Compiled results of Navy-funded
research and development (R&D) studies
(presented pursuant to the Integrated
Comprehensive Monitoring Plan).
(4) Results from specific stranding
investigations (either from the GoA
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25513
TMAA or other locations, and involving
coincident MFAS/HFAS or explosives
training or not involving coincident
use).
(5) Results from the Long Term
Prospective Study described in the
preamble to these regulations.
(6) Results from general marine
mammal and sound research (funded by
the Navy (described below) or
otherwise).
§ 218.129 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to §§ 216.126 and 218.127 of
this chapter and subject to the
provisions of this subpart, shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 218.128, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 218.120(b), a
Letter of Authorization issued pursuant
to §§ 216.126 and 218.127 of this
chapter may be substantively modified
without prior notification and an
opportunity for public comment.
Notification will be published in the
Federal Register within 30 days
subsequent to the action.
[FR Doc. 2011–10440 Filed 5–3–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 86 (Wednesday, May 4, 2011)]
[Rules and Regulations]
[Pages 25480-25513]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-10440]
[[Page 25479]]
Vol. 76
Wednesday,
No. 86
May 4, 2011
Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 218
Taking and Importing Marine Mammals; Military Training Activities
Conducted Within the Gulf of Alaska Temporary Maritime Activities Area;
Final Rule
Federal Register / Vol. 76 , No. 86 / Wednesday, May 4, 2011 / Rules
and Regulations
[[Page 25480]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 218
[Docket No. 100817363-1137-02]
RIN 0648-BA14
Taking and Importing Marine Mammals; Military Training Activities
Conducted Within the Gulf of Alaska Temporary Maritime Activities Area
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
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SUMMARY: NMFS, upon application from the U.S. Navy (Navy), issues
regulations to govern the unintentional taking of marine mammals
incidental to training activities conducted in the Gulf of Alaska (GoA)
Temporary Maritime Activities Area (TMAA) for the period April 2011
through April 2016. The Navy's activities are considered military
readiness activities pursuant to the Marine Mammal Protection Act
(MMPA), as amended by the National Defense Authorization Act for Fiscal
Year 2004 (NDAA). These regulations, which allow for the issuance of
``Letters of Authorization'' (LOAs) for the incidental take of marine
mammals during the described activities and specified timeframes,
prescribe the permissible methods of taking and other means of
effecting the least practicable adverse impact on marine mammal species
or stocks and their habitat, as well as requirements pertaining to the
monitoring and reporting of such taking.
DATES: Effective May 4, 2011 through May 4, 2016.
ADDRESSES: A copy of the Navy's application (which contains a list of
references used in this document), NMFS' Record of Decision (ROD), and
other documents cited herein may be obtained by writing to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225 or by telephone via the contact
listed here (see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Jolie Harrison, Brian D. Hopper, or
Michelle Magliocca, Office of Protected Resources, NMFS, (301) 713-
2289.
SUPPLEMENTARY INFORMATION:
Availability of Supporting Information
Extensive SUPPLEMENTARY INFORMATION was provided in the proposed
rule for this activity, which was published in the Federal Register on
Tuesday, October 19, 2010 (75 FR 64508). This information will not be
reprinted here in its entirety; rather, all sections from the proposed
rule will be represented herein and will contain either a summary of
the material presented in the proposed rule or a note referencing the
page(s) in the proposed rule where the information may be found.
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) during periods of not more than five consecutive years each if
certain findings are made and regulations are issued or, if the taking
is limited to harassment, notice of a proposed authorization is
provided to the public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and if the permissible methods of taking
and requirements pertaining to the mitigation, monitoring and reporting
of such taking are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as: ``an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.''
The National Defense Authorization Act of 2004 (NDAA) (Public Law
108-136) modified the MMPA by removing the ``small numbers'' and
``specified geographical region'' limitations and amended the
definition of ``harassment'' as it applies to a ``military readiness
activity'' to read as follows (Section 3(18)(B) of the MMPA): ``any act
that injures or has the significant potential to injure a marine mammal
or marine mammal stock in the wild [Level A Harassment]; or any act
that disturbs or is likely to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of natural behavioral patterns,
including, but not limited to, migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where such behavioral patterns are
abandoned or significantly altered [Level B Harassment].
Summary of Request
In March 2009, NMFS received an application from the Navy
requesting authorization to take individuals of 20 species of marine
mammals (15 cetaceans and 5 pinnipeds) incidental to upcoming training
activities to be conducted from April 2011 through April 2016 in the
GoA TMAA, which is a 42,146 square nautical mile (nm\2\) (145,482
km\2\) polygon roughly the shape of a 300 nm (555.6 km) by 150 nm
(277.8 km) rectangle oriented northwest to southeast in the long
direction. NMFS subsequently requested additional information, which
was provided in November 2009 in the form of a revised application.
These training activities are classified as military readiness
activities under the provisions of the NDAA of 2004. These military
readiness activities may incidentally take marine mammals within the
TMAA by exposing them to sound from mid-frequency or high-frequency
active sonar (MFAS/HFAS) or underwater detonations. The Navy requested
authorization to take individuals of 20 species of cetaceans and
pinnipeds by Level B Harassment. Further, although it is neither
anticipated to occur, nor does the Navy's model factor in any potential
benefits from the implementation of mitigation measures, the Navy still
requested authorization to take, by injury or mortality, up to 15
individual beaked whales (of any of the following species as a
conservative (i.e., overestimation) measure: Baird's beaked whale,
Cuvier's beaked whale, Stejneger's beaked whale) over the course of the
5-year regulations.
Background of Request
The proposed rule contains a description of the Navy's mission,
their responsibilities pursuant to Title 10 of the United States Code,
and the specific purpose and need for the activities for which they
requested incidental take authorization. The description contained in
the proposed rule has not changed (75 FR 64508). The Navy plans to
conduct up to two, 21-day training exercises (composed of smaller
exercise components) per year between the months of April and October
in the Gulf of Alaska.
Overview of the GoA TMAA
The proposed rule contains a description of the GoA TMAA. The
description contained in the proposed rule has not changed (75 FR
64508). The GoA TMAA is a roughly rectangular area approximately 300 nm
(555.6 km)
[[Page 25481]]
long by 150 nm (277.8 km) wide (42,146 nm\2\ (145,482 km\2\)), situated
south of Prince William Sound and east of Kodiak Island.
Specified Activities
The proposed rule contains a complete description of the Navy's
specified activities that are covered by these final regulations, and
for which the associated incidental take of marine mammals will be
authorized in the related LOAs. The proposed rule describes the nature
and number of anti-submarine warfare (ASW) exercises and anti-surface
warfare (ASUW) exercises involving both mid- and high-frequency active
sonar (MFAS and HFAS), as well as explosive detonations. It also
describes the sound sources and explosive types used (75 FR 64508,
pages 64509-64518). The narrative description of the action contained
in the proposed rule has not changed. Tables 1, 2, and 3 list the types
of sonar sources and the estimated yearly use, summarize the
characteristics of the exercise types, and list the explosive types
used. One acoustic source mentioned in the text of the proposed rule,
the MK-39 EMATT target, was not included in Table 1 in the proposed
rule due to an oversight. It has been added to Table 1 in this final
rule. Also, Table 1 in the proposed rule contained an error in the
number of AN/SSQ-110A (IEER) sonobuoys. The Navy proposes to use 80 of
these sonobuoys annually, which has been corrected in Table 1 in this
final rule.
The Navy has carefully characterized the training activities
planned for the GoA TMAA over the 5 years covered by these regulations;
however, evolving real-world needs necessitate flexibility in both the
types and amounts of sound sources used in annual activities. In the
proposed rule, NMFS included regulatory text (see Sec. 218.122(c))
allowing for inter-annual flexibility in the amount of use of specific
sound and explosive sources, provided it does not affect the take
estimates and anticipated impacts in a manner that changes our
analysis. However, additional minor changes to the text are needed to
address flexibility in the types of sources.
In some cases, the proposed rule identified the most representative
or highest power source to represent a group of known similar sources.
Additionally, the Navy regularly modifies or develops new technology,
often in the way of sound sources that are similar to, but not exactly
the same as, other sources. In this refinement to the final rule's
regulatory text (Sec. 218.120 (c)(1) & (2)), we increase flexibility
by inserting language that will allow for authorization of take
incidental to the previously identified specified sources or to
``similar sources,'' provided that the implementation of these changes
in annual or biennial LOAs does not result in exceeding the incidental
take analyzed and identified in the final rule.
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Description of Marine Mammals in the Area of the Specified Activities
Twenty-six marine mammal species or populations/stocks have
confirmed or possible occurrence within or adjacent to the GoA,
including seven species of baleen whales (mysticetes), 13 species of
toothed whales (odontocetes), five species of seals (pinnipeds), and
the sea otter (mustelid). Nine of these species are ESA-listed and
considered depleted under the MMPA: blue whale, fin whale, humpback
whale, sei whale, sperm whale, North Pacific right whale, Cook Inlet
beluga whale, Steller sea lion, and sea otter. Table 4 summarizes their
abundance, Endangered Species Act (ESA) status, occurrence, density,
and likely occurrence in the TMAA during the April to October
timeframe. The sea otter is managed by the U.S. Fish and Wildlife
Service and will not be addressed further here. The proposed rule
contains a discussion of five species (Cook Inlet beluga whale, false
killer whale, northern right whale dolphin, Risso's dolphin, and short-
finned pilot whale) that are not considered further in the analysis
because of their rarity in the GoA TMAA and therefore are unlikely to
be impacted by the training. The proposed rule contains a discussion of
important areas, including North Pacific right whale and Steller sea
lion critical habitat, and feeding habitats for marine mammals in the
GoA. The proposed rule also includes a discussion of marine mammal
vocalizations. Finally, the proposed rule includes a discussion of the
methods used to estimate marine mammal density in the GoA TMAA. The
Description of Marine Mammals in the Area of Specified Activities
section has not changed from what was in the proposed rule (75 FR
64508, pages 64518-64524).
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Brief Background on Sound
The proposed rule contains a section that provides a brief
background on the principles of sound that are frequently referred to
in this rulemaking (75 FR 64508, pages 64524-64526). This section also
includes a discussion of the functional hearing ranges of the different
groups of marine mammals (by frequency) as well as a discussion of the
two main sound metrics used in NMFS' analysis (sound pressure level
(SPL) and sound energy level (SEL)). The information contained in the
proposed rule has not changed.
Potential Effects of Specified Activities on Marine Mammals
With respect to the MMPA, NMFS' effects assessment serves four
primary purposes: (1) To prescribe the permissible methods of taking
(i.e., Level B Harassment (behavioral harassment), Level A Harassment
(injury), or mortality, including an identification of the number and
types of take that could occur by Level A or Level B Harassment or
mortality) and to prescribe other means of effecting the least
practicable adverse impact on such species or stock and its habitat
(i.e., mitigation); (2) to determine whether the specified activity
will have a negligible impact on the affected species or stocks of
marine mammals (based on the likelihood that the activity will
adversely affect the species or stock through effects on annual rates
of recruitment or survival); (3) to determine whether the specified
activity will have an unmitigable adverse impact on the availability of
the species or stock(s) for subsistence uses; and (4) to prescribe
requirements pertaining to monitoring and reporting.
In the Potential Effects of Specified Activities on Marine Mammals
section of the proposed rule, NMFS included a
[[Page 25487]]
qualitative discussion of the different ways that MFAS/HFAS and
underwater explosive detonations may potentially affect marine mammals
(some of which NMFS would not classify as harassment), as well as a
discussion of the potential effects of vessel movement and collision
(75 FR 64508, pages 64526-64542). Marine mammals may experience direct
physiological effects (such as threshold shift), acoustic masking,
impaired communications, stress responses, and behavioral disturbance.
This section also included a discussion of some of the suggested
explanations for the association between the use of MFAS and marine
mammal strandings (such as behaviorally-mediated bubble growth) that
have been observed a limited number of times in certain circumstances
(the specific events are also described) (75 FR 64508, pages 64535-
64542). The information contained in the Potential Effects of Specified
Activities on Marine Mammals section from the proposed rule has not
changed.
Later, in the Estimated Take of Marine Mammals section, NMFS
relates and quantifies the potential effects to marine mammals from
MFAS/HFAS and underwater detonations of explosives discussed here to
the MMPA definitions of Level A and Level B Harassment.
Mitigation
In order to issue an incidental take authorization (ITA) under
section 101(a)(5)(A) of the MMPA, NMFS must set forth the ``permissible
methods of taking pursuant to such activity, and other means of
effecting the least practicable adverse impact on such species or stock
and its habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.'' The NDAA of 2004 amended
the MMPA as it relates to military-readiness activities and the ITA
process such that ``least practicable adverse impact'' shall include
consideration of personnel safety, practicality of implementation, and
impact on the effectiveness of the ``military readiness activity.'' The
training activities described in the GoA TMAA application are
considered military readiness activities.
NMFS reviewed the proposed GoA TMAA activities and the proposed GoA
TMAA mitigation measures as described in the Navy's LOA application to
determine if they would result in the least practicable adverse effect
on marine mammals. This included a careful balancing of the likely
benefit of any particular measure to the marine mammals against the
likely effect of that measure on personnel safety, practicality of
implementation, and impact on the effectiveness of the ``military-
readiness activity.'' NMFS identified the need to further amplify the
Navy's plan for how to respond in the event of a stranding in the GoA,
and the Navy and NMFS subsequently coordinated and produced the draft
Stranding Response Plan for the GoA, which was made available to the
public at the NMFS' Web site: https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
NMFS' proposed rule includes a list of the Navy's proposed
mitigation measures (75 FR 64508, pages 64542-64548), which have been
included in the regulatory text of this document.
Based on our evaluation of the proposed measures and other measures
considered by NMFS or recommended by the public, NMFS has determined
that the required mitigation measures (including the Adaptive
Management component, see below) provide adequate means of effecting
the least practicable adverse impact on marine mammal species or stocks
and their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance, while also considering
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity. The proposed rule
contains further support for this finding in the Mitigation Conclusion
section (75 FR 64508, pages 64546-64548). During the public comment
period, a few mitigation measures not previously considered were
recommended, and NMFS' analysis of these measures is included in the
Response to Public Comments section.
Research
The Navy provides a significant amount of funding and support to
marine research. In the past five years, the agency funded over $100
million ($26 million in Fiscal Year 08 alone) to universities, research
institutions, Federal laboratories, private companies, and independent
researchers around the world to study marine mammals. The U.S. Navy
sponsors 70 percent of all U.S. research concerning the effects of
human-generated sound on marine mammals and 50 percent of such research
conducted worldwide. Major topics of Navy-supported research include
the following:
Better understanding of marine species distribution and
important habitat areas;
Developing methods to detect and monitor marine species
before and during training;
Understanding the effects of sound on marine mammals, sea
turtles, fish, and birds; and
Developing tools to model and estimate potential effects
of sound.
This research is directly applicable to fleet training activities,
particularly with respect to the investigations of the potential
effects of underwater noise sources on marine mammals and other
protected species. Proposed training activities employ active sonar and
underwater explosives, which introduce sound into the marine
environment.
The Marine Life Sciences Division of the Office of Naval Research
currently coordinates six programs that examine the marine environment
and are devoted solely to studying the effects of noise and/or the
implementation of technology tools that will assist the Navy in
studying and tracking marine mammals. The six programs are as follows:
Environmental Consequences of Underwater Sound
Non-Auditory Biological Effects of Sound on Marine Mammals
Effects of Sound on the Marine Environment
Sensors and Models for Marine Environmental Monitoring
Effects of Sound on Hearing of Marine Animals
Passive Acoustic Detection, Classification, and Tracking
of Marine Mammals
The Navy has also developed the technical reports referenced within
this document, which include the Marine Resource Assessment.
Furthermore, research cruises by NMFS and by academic institutions have
received funding from the U.S. Navy. For example, in April 2009, the
U.S. Pacific Fleet contributed approximately $250,000 to support a NMFS
marine mammal density survey of the GoA's offshore waters. The goal of
this study was to increase the state of awareness on marine mammal
occurrence, density, and distribution within the GoA. The Navy-funded
vessel-based line-transect survey conducted from onboard the NOAA ship
Oscar Dyson determined marine mammal species distribution and abundance
in the GoA TMAA. The survey cruise employed multiple observation
techniques, including visual and passive acoustic observations, as well
as photographic identifications (Rone et al., 2009). In addition to the
U.S. Pacific Fleet-funded monitoring initiative, the Chief of Naval
Operations Environmental Readiness Division and the Office of Naval
Research have developed a coordinated Science & Technology and Research
& Development program focused on
[[Page 25488]]
marine mammals and sound. Total Investment in this program between 2004
and 2008 was $100 million. Fiscal Year 09 funding was $22 million and
continued funding at levels greater than $14 million is foreseen in
subsequent years (beyond 2010).
The Navy has sponsored several workshops to evaluate the current
state of knowledge and potential for future acoustic monitoring of
marine mammals. The workshops brought together acoustic experts and
marine biologists from the Navy and other research organizations to
present data and information on current acoustic monitoring research
efforts, and to evaluate the potential for incorporating similar
technology and methods on instrumented ranges. However, acoustic
detection, identification, localization, and tracking of individual
animals still requires a significant amount of research effort to be
considered a reliable method for marine mammal monitoring. The Navy
supports research efforts on acoustic monitoring and will continue to
investigate the feasibility of passive acoustics as a potential
mitigation and monitoring tool.
Overall, the Navy will continue to fund marine mammal research, and
is planning to coordinate long-term monitoring/studies of marine
mammals on various established ranges and operating areas. The Navy
will continue to research and contribute to university/external
research to improve the state of the science regarding marine species
biology and acoustic effects. These efforts include mitigation and
monitoring programs; data sharing with NMFS and via the literature for
research and development efforts; and future research as described
previously.
Monitoring
Section 101(a)(5)(A) of the MMPA states that, in order to issue an
ITA for an activity, NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for LOAs
must include the suggested means of accomplishing the necessary
monitoring and reporting that will result in increased knowledge of the
species and of the level of taking or impacts on populations of marine
mammals that are expected to be present.
Proposed Monitoring Plan for the GoA TMAA
The Navy submitted a draft Monitoring Plan for the GoA TMAA which
may be viewed at NMFS' Web site: https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
Navy Monitoring Plans are typically designed as a collection of
focused ``studies'' to gather data that will allow the Navy to address
one or more of the following questions:
(a) Are marine mammals exposed to MFAS/HFAS (1-10 kHz), especially
at levels associated with adverse effects (i.e., based on NMFS'
criteria for behavioral harassment, TTS, or PTS)? If so, at what levels
are they exposed?
(b) If marine mammals are exposed to MFAS/HFAS, do they
redistribute geographically as a result of continued exposure? If so,
how long does the redistribution last?
(c) If marine mammals are exposed to MFAS/HFAS, what are their
behavioral responses to various levels?
(d) What are the behavioral responses of marine mammals that are
exposed to explosives at specific levels?
(e) Is the Navy's suite of mitigation measures for MFAS/HFAS and
explosives (e.g., Protective Measures Assessment Protocol, major
exercise measures agreed to by the Navy through permitting) effective
at avoiding TTS, injury, and mortality of marine mammals?
Given the larger scope of training events within other Navy range
complexes as compared to the GoA, not all of these original five study
questions would necessarily be addressed in the final GoA TMAA
Monitoring Plan. Rather, data collected from the GoA monitoring efforts
would be used to supplement a consolidated range complex marine mammal
monitoring report incorporating data from the Hawaii Range Complex,
Marianas Island Range Complex, Northwest Training Range Complex, and
Southern California Range Complex.
Data gathered in these studies will be collected by qualified,
professional marine mammal biologists who are experts in their field.
Monitoring methods proposed for the GoA include use of passive
acoustic monitoring (PAM) to primarily focus on providing additional
data for study questions (b) and (c).
This monitoring plan has been designed to gather data on all
species of marine mammals that are observed in the GoA TMAA study area;
however, the Navy will prioritize monitoring efforts for ESA-listed
species and beaked whale species. The Plan recognizes that deep-diving
and cryptic species of marine mammals, such as beaked whales and sperm
whales, may have low probability of visual detection (Barlow and
Gisiner, 2006). Therefore, methods will be utilized to address this
issue (e.g., PAM).
During the comment period on the Notice of Receipt (75 FR 5575,
February 3, 2010) for the GoA TMAA action, NMFS received multiple
public comments suggesting that there are inadequate density,
distribution, and abundance data for marine mammals in the GoA TMAA. As
mentioned previously, the Navy funded a $250,000 density survey in the
offshore waters of the GoA TMAA in April, 2009. The Navy developed its
draft monitoring plan for the GoA TMAA was developed to contribute
scientific information to the overall NMFS-Navy monitoring goals. It
selected year-round PAM recorders as the most appropriate long-term
tool for obtaining more precise marine mammal occurrence data
(presence/absence) in the GoA TMAA, especially in the offshore waters
where weather and sea conditions would likely limit the usefulness of
visual surveys. At other Navy range complexes, results from similar PAM
recordings have begun to provide better information on species-specific
occurrence and behavior.
NMFS believes that we should vigorously target this baseline
information need with the monitoring plan and, in consideration of the
public comments that we received on the proposed rule (75 FR 64508,
October 19, 2010), we worked with the Navy on revising the plan. The
revised monitoring plan now includes a commitment by the Navy to deploy
PAM devices in 2011 and 2012 in the GoA TMAA to detect, locate, and
potentially track vocalizing marine mammals, as well as provide
seasonal estimates of presence/absence. These devices will be deployed
year-round, including during Navy training events. Given the potential
seas states and ocean conditions during both winter and summer, and the
relatively infrequent Navy presence in the GoA TMAA, PAM represents the
best long-term monitoring technique to employ within the GoA TMAA. In
addition to collecting marine mammal vocalization and echolocation data
before, during, and after any Navy training event, information can be
inferred as to whether the training event has an effect or no effect on
observed vocalizations. In 2013 and 2014, the Navy plans to conduct
further monitoring using either PAM or another survey method. An
alternate survey technique would ideally be part of a larger focused
effort during the same time period in coordination with other agencies
or research organizations working in the area. While the exact extent
and
[[Page 25489]]
technique to be employed is still undetermined (e.g., including but not
limited to visual survey), monitoring in 2013 and 2014 is expected to
receive the same level of fiscal and logistical support as the 2011-
2012 efforts.
In addition to the Monitoring Plan for the GoA, the Navy has
established an Integrated Comprehensive Monitoring Program (ICMP). The
ICMP is a Navy-wide monitoring framework that will provide an
overarching structure and coordination that will, over time, compile
data from all Navy range-specific monitoring plans; the GoA TMAA plan
is just one component of the ICMP. The overall objective of the ICMP is
to assimilate relevant data collected across Navy range complexes in
order to answer questions pertaining to the impact of MFAS and
underwater explosive detonations on marine animals. Top priorities of
the ICMP include: monitoring Navy training events, particularly those
involving MFAS and underwater detonations; collecting data to estimate
the number of individuals exposed to sound levels above current
regulatory thresholds; assessing the efficacy and practicability of
monitoring and mitigation tools and techniques and the Navy's current
mitigation methods; and adding to the overall knowledge base on
potential behavioral and physiological effects to marine species from
MFAS and underwater detonations. More information about the ICMP may be
found in the Monitoring Plan for the GoA.
Monitoring Workshop
The Navy, with guidance and support from NMFS, will convene a
Monitoring Workshop, including marine mammal and acoustic experts as
well as other interested parties, in 2011. The Monitoring Workshop
participants will review the monitoring results from other Navy rules
and LOAs (e.g., the Southern California Range Complex (SOCAL), Hawaii
Range Complex (HRC), etc.). The Monitoring Workshop participants will
provide their individual recommendations to the Navy and NMFS on the
monitoring plan(s) after also considering the current science
(including Navy research and development) and working within the
framework of available resources and feasibility of implementation.
NMFS and the Navy will then analyze the input from the Monitoring
Workshop participants and determine the best way forward from a
national perspective. Subsequent to the Monitoring Workshop, NMFS and
the Navy will apply modifications to monitoring plans as appropriate.
Adaptive Management
Our understanding of the effects of MFAS and explosives on marine
mammals is still in its relative infancy, and yet the science in this
field is evolving fairly quickly. These circumstances make the
inclusion of an adaptive management component both valuable and
necessary within the context of 5-year regulations for activities that
have been associated with marine mammal mortality in certain
circumstances and locations (though not in the Pacific Ocean or within
the GoA TMAA). NMFS has included an adaptive management component in
these regulations, which will allow NMFS to consider new information
from different sources to determine (in coordination with the Navy and
with input regarding practicability) on an annual or biennial basis if
mitigation or monitoring measures should be modified (including
additions or deletions) if new data suggest that such modifications are
appropriate for subsequent annual or biennial LOAs.
The following are some of the possible sources of applicable data:
(1) Findings of the Workshop that the Navy will convene in 2011 to
analyze monitoring results to date, review current science, and
recommend modifications, as appropriate, to the monitoring protocols to
increase monitoring effectiveness; (2) compiled results of Navy funded
research and development (R&D) studies (presented pursuant to the ICMP,
which is discussed elsewhere in this document); (3) results from
specific stranding investigations (involving coincident MFAS or
explosives training or not involving coincident use); (4) results from
general marine mammal and sound research; and (5) any information which
reveals that marine mammals may have been taken in a manner, extent or
number not authorized by these regulations or subsequent Letters of
Authorization.
Separately, in July, 2010, NMFS and the Navy convened the ``Marine
Mammals and Sound'' workshop, which brought together science and policy
experts from the government, the academic community, and non-
governmental organizations with the goals of prioritizing marine mammal
research needs and opening up a broad discussion of (and potentially
making recommendations regarding) some of the current management issues
related to marine mammals and sound. After the information and ideas
gathered during this workshop are sorted, compiled, and assessed, NMFS
will use them, as appropriate, to inform our management decisions on
issues such as appropriate mitigation and monitoring. In addition to
considering these workshop products in the broader context of all MMPA
authorizations from the Office of Protected Resources, they will also
be considered as NMFS and the Navy work through the Adaptive Management
process outlined for the GOA below.
Mitigation measures or monitoring requirements could be modified,
added, or deleted if new information suggests that such modifications
would have a reasonable likelihood of accomplishing the goals of
mitigation or monitoring laid out in this final rule and if the
measures are practicable.
Reporting
In order to issue an ITA for an activity, section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking.'' Effective reporting is
critical both to compliance as well as ensuring that the most value is
obtained from the required monitoring. The proposed rule contains the
reporting requirements for the Navy (75 FR 64508, pages 64550-64552),
and these requirements remain unchanged.
Comments and Responses
On October 19, 2010 (75 FR 64508), NMFS published a proposed rule
in response to the Navy's request to take marine mammals incidental to
military readiness training in the GoA TMAA and solicited comments,
information, and suggestions concerning the proposed rule. NMFS
received twelve comment letters from environmental non-governmental
organizations, the Marine Mammal Commission (MMC), and interested
members of the public. The comments are summarized, sorted into general
topic areas, and addressed below. Full copies of the comment letters
may be accessed at https://www.regulations.gov.
NMFS worked with the Navy to develop MMPA rules and LOAs for the
GoA TMAA, Atlantic Fleet Active Sonar Training (AFAST) activities,
Southern California Range Complex (SOCAL), Hawaii Range Complex (HRC),
Mariana Islands Range Complex (MIRC), and Northwest Training Range
Complex (NWTRC). Many of the issues raised in the public comments for
this rule were also raised for these previous rules, and NMFS
considered many of the broader issues in the context of all of these
Navy actions when determining how to address the comments on the GoA
TMAA. Responses to public comments on AFAST, SOCAL, and HRC were
[[Page 25490]]
published in January 2009, and responses to public comments on MIRC and
NWTRC were published in August and November 2010, respectively. These
final rules and their responses to public comments may provide the
public with additional detail, if needed.
Additional Mitigation Recommendations
Comment 1: One commenter suggests that aerial surveys before
SINKEXs (75 FR 64508, p. 64546) should be mandatory, especially when
the Beaufort Sea State is above 3.
Response: As stated in the proposed rule, in the event of a
Beaufort Sea State 4 or above, survey efforts shall be increased within
the 2 nm (3.7 km) zone around the target. This shall be accomplished
through the use of an additional aircraft, if available, and conducting
tight search patterns. The exercise shall not be conducted unless the 2
nm (3.7 km) zone around the target could be adequately monitored
visually.
Comment 2: One commenter suggests that over-flights should be
required for spotting marine mammals before detonation exercises (75 FR
64508, p. 64552) because the typical sea state in GoA is usually
greater than 1.
Response: As stated in the proposed rule, a series of surveillance
over-flights shall be conducted within the exclusion and the safety
zones, prior to and during exercises, when feasible.
Comment 3: One commenter asked whether the training could be done
during times of the year that would result in the minimal impact to all
species. Another commenter asked whether there is another location that
could be used for at least part of the training, where fewer animals
would be impacted.
Response: While several species of baleen whales have periods of
increased prevalence within the TMAA, these times do not always
overlap; hence, it is not possible for the Navy to avoid every species
of marine mammal. Furthermore, most species are more prevalent during
summer months, which is when the Navy needs to do their exercises.
Training during the winter months is not an option due to human safety
concerns. Certain specific types of seasonal and geographic
restrictions or limitations are impracticable for the Navy's activities
in the TMAA.
In response to the second part of the comment, the TMAA was chosen
very carefully in order to meet the Navy's training requirements and
allow for the safe operation of ships, aircraft, and submarines. Moving
the training activities to alternative locations would impact the
effectiveness of the training and has no known benefit. Moreover,
satisfying this request is beyond NMFS' authority under current laws.
Furthermore, the existing marine mammal density and distribution
information does not suggest that there are specific areas within the
GoA where training would result in fewer impacts to marine mammals.
Comment 4: One commenter asked if the military could develop and
substitute computer-simulated training for at least part or most of the
training.
Response: As explained in the Navy's EIS, the Navy often employs
simulators and synthetic training, but live training in a realistic
environment is vital to success. The Navy relies on realistic combat-
like training to prepare men and women for deployment. Moreover, a
simulator cannot match the dynamic nature of the environment, either in
bathymetry, sound propagation properties, or oceanography. In addition,
coordinated unit level and Strike Group Training activities require
multiple crews to interact in a variety of acoustic environments that
cannot be simulated. Finally, it is a training imperative that crews
actually use the equipment they will be called upon to operate. For
more information on the simulated training option please refer to the
Alternatives Eliminated from Further Consideration section of the
Navy's EIS.
Comment 5: One commenter refers to the Navy's claims that it does
not anticipate beaked whale mortality, yet requests Level A take, and
states that this is not acceptable; beaked whales require additional
mitigation and protection from Navy sonar.
Response: As stated in the proposed rule, evidence from five beaked
whale strandings (all of which have taken place outside the GoA TMAA,
and have occurred over approximately a decade) suggests that the
exposure of beaked whales to MFAS in the presence of certain conditions
(e.g., multiple units using active sonar, steep bathymetry, constricted
channels, strong surface ducts, etc.) may result in strandings,
potentially leading to mortality. Although not all five of these
physical factors believed to have contributed to the likelihood of
beaked whale strandings are present, in their aggregate, in the GoA
TMAA, scientific uncertainty exists regarding what other factors, or
combination of factors, may contribute to beaked whale strandings.
Accordingly, to allow for scientific uncertainty regarding contributing
causes of beaked whale strandings and the exact behavioral or
physiological mechanisms that can lead to the stranding and/or death,
the Navy has requested authorization for (and NMFS is authorizing) take
by injury or mortality. Although NMFS is authorizing take by injury or
mortality of up to 15 beaked whales over the course of the 5-year
regulations, the Navy's model did not predict injurious takes of beaked
whales and neither NMFS nor the Navy anticipates that marine mammal
strandings or mortality will result from the operation of MFAS during
Navy exercises within the GoA TMAA. NMFS determined that the impact to
beaked whales from the Navy's activities cannot be reasonably expected
to, and is not reasonably likely to, adversely affect the species or
stock through effects on annual rates of recruitment or survival and,
therefore, concluded that the activity would have a negligible impact
for these species.
Comment 6: One commenter refers to NMFS' mention of the ENP Alaskan
resident stock and ENP Alaskan transient stock (75 FR 64508, p. 64571)
of killer whales and asks if this is the depleted Prince William Sound
stock. If so, according to the commenter, they require special
consideration.
Response: The ENP Alaska resident stock includes the Prince William
Sound pod; however, this stock of killer whales is not listed as
``depleted'' under the MMPA. In the Gulf of Alaska, Malkin et al.
(1999) described two genetically distinct communities of transient
killer whales that do not interact, the so-called Gulf of Alaska
transients and the AT1 transients. In 2004, the AT1 transient killer
whale group was determined by NMFS to be depleted under the MMPA.
Individuals from this stock may be present in the TMAA; however, the
Navy's activities are not expected to occur in an area/time of specific
importance for reproduction, feeding, or other known critical
behaviors. Furthermore, these large-grouped gregarious animals are very
likely to be detected by Marine Mammal Observers (MMOs) and Navy
Lookouts. As stated in the proposed rule, NMFS has determined that the
Navy's specified activities will have a negligible impact on this
species.
Comment 7: The MMC recommends that the rule require the suspension
of the Navy's activities if a marine mammal is seriously injured or
killed and the injury or death could be associated with those
activities. The injury or death should be investigated to determine the
cause, assess the full impact of the activity or activities and
determine how activities should be modified to avoid future injuries or
deaths.
[[Page 25491]]
Response: NMFS and the Navy have developed a detailed Stranding
Response Plan for the GoA TMAA that outlines protocols for, and
describes the underlying rationale for shutdown (in very specific
circumstances) and investigation in the event that dead or stranded
animals are found in the vicinity of an exercise. In addition, NMFS'
regulations include a provision for ``General notification of injured
or dead marine mammals,'' that requires Navy personnel to notify NMFS
immediately (or as soon as clearance procedures allow) if an injured,
stranded, or dead marine mammal is found during or shortly after, and
in the vicinity of, any Navy training exercise utilizing MFAS, HFAS, or
underwater explosive detonations. The provision further requires the
Navy to provide NMFS with species identifications or descriptions of
the animal(s), the conditions of the animal(s) (including carcass
condition if the animal is dead), location, time of first discovery,
observed behaviors (if alive), and photo or video of the animal(s) (if
available).
It can take months to years to complete the necessary tests and
analysis required to determine, with a reasonable amount of certainty,
the cause of a marine mammal death--and sometimes it is not possible to
determine it. All but one of the small number of strandings that have
occurred around the world associated with MFAS exercises have occurred
concurrent with MFAS exercises that would have been considered
``major,'' which typically involve multiple surface vessels and last
for a much longer duration than non-major exercises. Therefore, NMFS
(with input from the Navy) determined that it was beneficial and
practicable to preemptively outline an explicit plan (that includes a
shutdown requirement in certain circumstances) for how to deal with a
stranding that occurs during a major exercise, and Stranding Response
Plans were developed for all of the areas in which major exercises are
conducted. Alternatively, for non-major exercises, the general
notification provisions apply, under which the Navy would contact NMFS
as soon as clearance procedures allow and we would determine how best
to proceed at that time.
Because: (1) So few strandings have been definitively associated
with MFAS training in the 60+ years that the U.S. and other countries
that share information have been conducting MFAS training; (2) the
exercises conducted in the GoA TMAA are of short duration and
seasonally limited (i.e., no more than two 21-day exercises, which may
only be conducted between the months of April and October); and (3)
investigations take a long time and are not always conclusive, it is
not reasonable or practicable to require the Navy to shut down every
time an injured or dead animal is found in the vicinity pending the
results of an investigation that could take years to conduct.
However, NMFS and the Navy will implement the Stranding Response
Plan as written and, as in the past, will work together on a case-by-
case basis within the constraints of our available resources to
investigate the causes of any stranding or death occurring during a
non-major exercise. Once investigations are completed and
determinations made (as feasible), NMFS would use the available
information to help reduce the likelihood that a similar event would
recur and would work with the Navy on the necessary steps to ensure
compliance by the Navy with the MMPA. NMFS and the Navy will develop
and finalize a Memorandum of Agreement that will streamline and improve
the way that the Navy assists NMFS during a stranding investigation.
Finally, the Stranding Response Plan includes a provision for stranding
debriefs/lessons learned meetings between NMFS and the Navy following a
stranding response, and the GoA TMAA rule includes an adaptive
management provision that allows for the modification of mitigation or
monitoring measures based on new information (like that which might be
gathered during a stranding response/investigation), as appropriate.
Comment 8: One commenter states that NMFS' assertion regarding blue
whales most likely feeding during the summer months should lead to NMFS
prohibiting Navy activities during this time.
Response: NMFS stated that, ``like most baleen whales, blue whales
would most likely feed in the north during summer months (potentially
the GoA) and head southward in the cooler months.'' However, the GoA
TMAA activities are not expected to occur in an area/time of specific
importance for breeding, calving, or other known critical behaviors of
blue whales. Currently, there are no known specific feeding grounds for
blue whales within the TMAA. Furthermore, the blue whales' large size
and detectability makes it unlikely that these animals would be exposed
to the higher levels of sound expected to result in more severe
effects. Moreover, training during other times of the year is not an
option due to human safety concerns.
Comment 9: One commenter requests that NMFS protect feeding grounds
for humpback whales and migratory routes for gray whales. In addition,
this commenter and another commenter request that NMFS protect (e.g.,
prohibit MFAS within) high bathymetric relief areas for beaked whales.
Response: In the proposed rule, NMFS stated that most baleen
whales, including humpback and gray whales, would most likely feed in
the north during summer months, potentially the GoA, and head southward
in the cooler months. However, the GoA TMAA activities are not expected
to occur in an area/time of specific importance for breeding, calving,
or other known critical behaviors. Currently, there are no known
specific feeding grounds for humpback or gray whales within the TMAA.
Furthermore, their large size and detectability makes it unlikely that
these animals would be exposed to the higher levels of sound expected
to result in more severe effects.
As indicated in the Navy's EIS and referenced in the proposed rule,
gray whales have a well-defined north-south migratory path that takes
them through the GoA twice a year. During migration through the GoA,
gray whales' primary occurrence extends seaward 15 nm (28 km) from the
shoreline within a narrow margin of the TMAA's northern boundary. The
April 2009 survey encountered one group of two gray whales within the
western edge of the TMAA and two groups well outside the TMAA nearshore
at Kodiak Island (Rone et al., 2009). The potential impacts to gray
whales from Navy training activities are specifically discussed in the
Potential Effects of Specified Activities on Marine Mammals section of
the proposed rule. Given the transient nature of gray whales during
migration through the GoA, and in light of the Navy's mitigation
measures, although some gray whales may be behaviorally disturbed, more
severe responses are not anticipated and NMFS determined that the take
will have a negligible impact on the stock.
With respect to high bathymetric relief areas and beaked whales,
the Navy's training exercises are spread throughout the GoA TMAA (as
opposed to being focused in an area of known particular importance).
Furthermore, the Navy's activities in the GoA are only occurring for a
21-day period once or twice a year.
Comment 10: One commenter states that NMFS must ensure that SINKEXs
do not occur in or near critical habitat or breeding/feeding grounds.
Response: NMFS agrees that protecting important habitat (e.g.,
[[Page 25492]]
critical habitat or areas known for displays of important behaviors
such as breeding and feeding) can be an effective way to minimize
impacts to marine mammals; however, SINKEXs will not occur in or near
critical habitat because designated critical habitats for Steller sea
lions and North Pacific right whales are outside of the GoA TMAA.
Furthermore, the commenter has neither suggested particular areas used
by marine mammals for breeding/feeding nor presented any additional
evidence that NMFS could consider in identifying such areas within the
GoA TMAA. Pursuant to the MMPA, NMFS makes mitigation decisions based
on the biological information pertaining to the potential impacts of an
activity on marine mammals and their habitat (and the practicability of
the measure). SINKEXs, in general, require the most comprehensive suite
of mitigation measures relative to other Navy training exercises and
the permit issued to the Navy under the Marine Protection, Research and
Sanctuaries Act requires vessels to be sunk in waters that are at least
6,000 ft (1,829 m) deep and at least 50 nm (92.6 km) from land. In
addition, the Navy has agreed not to conduct SINKEXs within Habitat
Areas of Particular Concern (HAPCs) established in the GoA. NMFS
believes that the permit conditions and avoidance of HAPCs, in
conjunction with the Navy's SINKEX mitigation plan, set forth a means
for effecting the least practicable adverse impact. The rationale
behind this finding was discussed in the Mitigation Conclusion section
of the proposed rule (75 FR 64508, pages 64546-64548).
Comment 11: One commenter states that, with respect to North
Pacific right whales, the Navy must take all possible precautions,
including a larger buffer zone around the critical habitat area that
extends inside the TMAA, and ceasing all activity when whales are
present. Another similar comment states that NMFS should require
sufficient buffers between critical habitat and the TMAA. Another
commenter claims NMFS' proposal to allow Level B takes of North Pacific
right whales (75 FR 64508, p. 64568), is unacceptable due to their
critically endangered status.
Response: NMFS believes that the location of the TMAA relative to
designated critical habitats is sufficient to avoid diminishing their
conservation value to species. For example, the nearest boundary of the
Pacific right whale critical habitat is approximately 16 nm (30 km)
west of the southwest corner of the TMAA. NMFS believes that this
distance, coupled with the fact that most exercises will take place
away from the boundaries of the TMAA, provide an adequate buffer around
North Pacific right whale critical habitat. In addition, current
regulations (50 CFR 224.103(c)) require ships to maneuver to maintain
at least 500 yards (460 m) of separation from any observed right whale
(consistent with safety of ship). The Navy's model predicted that
approximately 10 takes of North Pacific right whales would occur within
the GoA TMAA over the course of five years (and no takes by injury or
mortality). NMFS believes that by implementing specific mitigation
measures the Navy has minimized, to the extent practicable, the impacts
to North Pacific right whales and their critical habitat.
In addition, the TMAA is located offshore of the main habitat and
foraging grounds for Steller sea lions. While the Steller sea lions'
range runs adjacent to the TMAA, their foraging habitat consists
primarily of shallow, nearshore areas, and continental shelf waters 8
to 24 km (4.3 to 13 nm) offshore, which are inshore of the TMAA
boundaries. There is no critical habitat for Steller sea lions within
the TMAA boundaries. The area designated as critical habitat was based
on land use patterns, the extent of foraging trips, and the
availability of prey items, with particular importance given to the
haul out areas where Stellers rest, pup, nurse, mate, and molt.
With respect to the additional comment regarding takes of North
Pacific right whales, as noted in the proposed rule, only Level B takes
in the form of behavioral disturbances are anticipated. No TTS takes
are estimated because the North Pacific right whales' large size and
detectability makes it unlikely that these animals would be exposed to
the higher levels of sound expected to result in more severe effects.
Mitigation Effectiveness
Comment 12: According to one commenter, NMFS states that bow riding
dolphins will not be affected because they are outside the main beam of
the sonar (75 FR 64508, p. 64547). The commenter then asks about the
assumption that marine mammals will not approach ships, and whether the
Navy is supposed to cease MFAS when marine mammals are within 1,000
yds.
Response: Dolphins are known to deliberately close in on a ship to
ride the vessel's bow wave. While in the shallow-wave area of the
vessel bow, dolphins are out of the main transmission axis of the
active sonar. As stated in the proposed rule, if after conducting an
initial maneuver to avoid close quarters with dolphins or porpoises,
the Officer of the Deck (OOD) concludes that dolphins or porpoises are
deliberately closing to ride the vessel's bow wave, no further
mitigation actions are necessary while the dolphins or porpoises
continue to exhibit bow wave riding behavior.
Comment 13: One commenter claims that NMFS fails to describe Navy's
``suite of mitigation measures'' (75 FR 64508, p. 64549).
Response: NMFS discussed the proposed mitigation measures in detail
within the proposed rule (75 FR 64542, October 19, 2010). To briefly
reiterate, they include personnel training, specific operating
procedures and collision avoidance, shutdowns, buffer zones, and
Lookouts. This information is also explicitly described in the
regulatory text of the final rule.
Comment 14: One commenter asserts that safety zones (1,000 yard
power-down and 200 yard shut down) around sonar domes are an inadequate
and ineffective mitigation measure. Similarly, another commenter
recommended that the 1,000 yard safety zone should be increased to
2,000 yards.
Response: The commenter provides no justification for increasing
the buffer zone to 2,000 yards. The Navy's powerdown and shutdown
strategy (i.e., the specific distances) is intended to avoid exposure
of marine mammals to injurious levels of sound (which is thought to
occur at about 10 m from the source), and to reduce exposing marine
mammals (to varying degrees, depending on the species and environmental
conditions) to higher levels of sound that might be associated with
more severe behavioral responses. As the proposed rule discussed, while
visual detection of marine mammals is not anticipated to be 100%
effective, the 1,000 yard safety zone coincides with a Lookout's
ability to realistically maintain situational awareness over a large
area of the ocean; including the ability to detect marine mammals
during less than ideal sea state conditions. The Mitigation Conclusion
section of the proposed rule describes NMFS' least practicable adverse
impact analysis (75 FR 64508, pages 64546-64548).
Comment 15: One commenter expressed concern over the unknown
impacts of the way sound travels with respect to the large underwater
canyons in the GoA and states that the Navy does not set forth adequate
measures to mitigate harmful effects of sonar primarily with
sensitivity to fin, right, minke, or killer whales.
Response: In general, environmental parameters--such as
bathymetry--play an important role in the Navy's analysis of marine
mammal impacts, and due to the importance that propagation loss
[[Page 25493]]
plays in ASW exercises, the Navy has, over the last four to five
decades, invested heavily in measuring and modeling environmental
parameters. Within the GoA TMAA, the Navy has identified six
bathymetric provinces ranging from 100 m to typical deep-water depths
(slightly more than 5,000 m). To model how sound from a particular
source travels through the water column, bathymetric features are
combined with other environmental parameters, such as sound speed
profiles and High-Frequency Bottom Loss classes to determine
propagation loss, and, ultimately, the zone of influence of a
particular sound source.
The model used by the Navy to estimate marine mammal exposures to
sonar, which also considers the density of each species in the area,
did not predict any Level A exposures (PTS) on fin, North Pacific
right, minke, or killer whales. With respect to mitigation measures,
NMFS indicates that Level A Harassment (injury) and Temporary Threshold
Shift (TTS) (one type of Level B Harassment) are unlikely to occur
because of: The distance from the source within which an animal would
need to approach to be exposed to levels associated with injury (~ 10
m) or TTS (~178-335 m); the fact that Lookouts would detect animals at
that close distance; the fact that the Navy model (which does not take
mitigation or avoidance into consideration) predicted that 1 Dall's
porpoise would be exposed to injurious levels of sound and 931 animals
would be exposed to levels associated with TTS; and the fact that many
(not all) animals will avoid sonar at some distance. Although modeling
predicted that one animal would be exposed to levels of sound that
would cause injury, Level A takes were not requested by the Navy (and
NMFS is not authorizing Level A takes) because the implementation of
mitigation and monitoring procedures will further minimize the
potential for marine mammal exposures to sonar sources. Additionally,
the Navy is capable of effectively monitoring a 1,000 m safety zone
using a variety of techniques, including binoculars, night vision
goggles, infrared cameras, and passive acoustic monitoring.
Comment 16: One commenter claims that NMFS assumes marine mammals
can easily move away during SINKEXs, but asserts that little to nothing
is known about how marine mammals in the GoA will react to noise.
Response: The commenter misrepresents this piece of text from the
proposed rule. Up to two SINKEXs are planned annually for the GoA TMAA.
These exercises are stationary and conducted in deep, open water where
few marine mammals would typically be expected to be randomly
encountered. NMFS does not solely rely on the animal's ability to
detect the activity and avoid it as a mitigation measure during
SINKEXs. In fact, SINKEXs have the most rigorous monitoring and
shutdown protocol of any planned explosive exercise. For a complete
list of these protocols, please refer to Sec. 218.124(a)(4).
Impact Assessment
Comment 17: One commenter claims that NMFS refers to models, but
does not provide a source (75 FR 64508, p. 64548).
Response: NMFS refers to the model used by the Navy to estimate
marine mammal takes in the GoA, which is described in detail in
Appendix B of the LOA application and Appendix D of the EIS.
Comment 18: One commenter claims that NMFS does not address the
issue of greenhouse gases from overflights.
Response: NMFS is not authorizing the Navy's activities; rather, we
are analyzing and authorizing the take of marine mammals incidental to
those activities. NMFS does not anticipate that greenhouse gas
emissions from overflights will result in marine mammal take, and
therefore, we do not address the issue any further. Please refer to
section 3.1 of the EIS for a detailed discussion of potential impacts
to air quality, including emissions from aircraft activities.
Comment 19: One commenter claims NMFS states that the probability
of marine mammals approaching the sonar dome is low (75 FR 64508, p.
64547), but does not cite where that information is from and does not
take into account deep-diving whales that may be present.
Response: NMFS actually stated that the probability that a marine
mammal would approach within the above distances of the sonar dome
without being seen by the watchstanders is very low. The watchstanders'
job is to look for marine mammals and activate a shutdown, should they
approach within 200 yd (183 m).
Comment 20: One commenter asserts that NMFS claims that animals
exposed to MFAS would not receive enough exposure to drive bubble
growth to substantial size (75 FR 64508, p. 64553), and asks what
studies substantiate this assertion.
Response: The proposed rule contained a detailed discussion of the
many hypotheses involving both acoustically-mediated and behaviorally-
mediated bubble growth. NMFS concluded that there is not sufficient
evidence to definitively say that any of these hypotheses accurately
describe the exact mechanism that leads from sonar exposure to a
stranding. Despite the many theories involving bubble formation (both
as a direct cause of injury and an indirect cause of stranding),
Southall et al. (2007) summarizes that scientific disagreement or
complete lack of information exists regarding the following important
points: (1) Received acoustical exposure conditions for animals
involved in stranding events; (2) pathological interpretation of
observed lesions in stranded marine mammals; (3) acoustic exposure
conditions required to induce such physical trauma directly; (4)
whether noise exposure may cause behavioral reactions (such as atypical
diving behavior) that secondarily cause bubble formation and tissue
damage; and (5) the extent to which the post mortem artifacts
introduced by decomposition before sampling, handling, freezing, or
necropsy procedures affect interpretation of observed lesions. Based on
the best