California State Nonroad Engine and Vehicle Pollution Control Standards; Authorization of Tier II Marine Inboard/Sterndrive Spark Ignition Engine Emission Standards; Notice of Decision, 24872-24874 [2011-10752]
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24872
Federal Register / Vol. 76, No. 85 / Tuesday, May 3, 2011 / Notices
ENVIRONMENTAL PROTECTION
AGENCY
[AMS–FRL–9301–6]
California State Nonroad Engine and
Vehicle Pollution Control Standards;
Authorization of Tier II Marine Inboard/
Sterndrive Spark Ignition Engine
Emission Standards; Notice of
Decision
Environmental Protection
Agency (EPA).
ACTION: Notice of Decision.
AGENCY:
EPA today, pursuant to
section 209(e) of the Clean Air Act (Act),
42 U.S.C. 7543(e), is granting California
its request for authorization to enforce
its emission standards and other
requirements for its second tier (‘‘Tier
II’’) of emission standards for new
marine inboard/sterndrive spark
ignition engines.
DATES: Petitions for review must be filed
by July 5, 2011.
ADDRESSES: The Agency’s Decision
Document, containing an explanation of
the Assistant Administrator’s decision,
as well as all documents relied upon in
making that decision, including those
submitted to EPA by California, are
available for public inspection in EPA’s
Air and Radiation Docket and
Information Center (Air Docket).
Materials relevant to this decision are
contained in Docket OAR–2004–0403 at
the following location: EPA Air Docket,
Room 3334, 1301 Constitution Avenue,
NW., Washington, DC 20460. The EPA
Docket Center Public Reading Room is
open from 8 a.m. to 4:30 p.m. Monday
through Friday, except on government
holidays. The Air Docket telephone
number is (202) 566–1742, and the
facsimile number is (202) 566–1741.
You may be charged a reasonable fee for
photocopying docket materials, as
provided in 40 CFR part 2.
Additionally, an electronic version of
the public docket is available through
the Federal government’s electronic
public docket and comment system.
You may access EPA dockets at https://
www.regulations.gov. After opening the
https://www.regulations.gov Web site,
select ‘‘Environmental Protection
Agency’’ from the pull-down Agency
list, then scroll to ‘‘Keyword or ID’’ and
enter EPA–HQ–OAR–2004–0403 to
view documents in the record of this
Marine Engine Authorization Request
docket. Although a part of the official
docket, the public docket does not
include Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
EPA makes available an electronic
copy of this Notice via the Internet on
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SUMMARY:
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the Office of Transportation and Air
Quality (OTAQ) homepage (https://
www.epa.gov/OTAQ). Users can find
this document by accessing the OTAQ
homepage and looking at the path
entitled ‘‘Federal Register Notices.’’ This
service is free of charge, except any cost
you already incur for Internet
connectivity. Users can also get the
official Federal Register version of the
Notice on the day of publication on the
primary Web site: (https://www.epa.gov/
docs/fedrgstr/EPA–AIR/). Please note
that due to differences between the
software used to develop the documents
and the software into which the
documents may be downloaded,
changes in format, page length, etc., may
occur.
EPA’s Office of Transportation and
Air Quality also maintains a Web page
that contains general information on its
review of California waiver and
authorization requests. Included on that
page are links to several of the prior
waiver Federal Register notices which
are cited throughout today’s notice; the
page can be accessed at https://
www.epa.gov/otaq/cafr.htm.
FOR FURTHER INFORMATION CONTACT:
Robert M. Doyle, Attorney-Advisor,
Office of Transportation and Air
Quality, (6405J), U.S. Environmental
Protection Agency, 1200 Pennsylvania
Avenue, NW., Washington, DC 20460
(U.S. mail), 1310 L Street, NW.,
Washington, DC 20005 (courier mail).
Telephone: (202) 343–9258; Fax: (202)
343–2804; E-Mail: doyle.robert@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. Nonroad Authorizations
Section 209(e)(1) of the Act addresses
the permanent preemption of any State,
or political subdivision thereof, from
adopting or attempting to enforce any
standard or other requirement relating
to the control of emissions for certain
new nonroad engines or vehicles.1
Section 209(e)(2) of the Act requires the
Administrator, after notice and
opportunity for public hearing, to grant
California authorization to enforce state
standards for new nonroad engines or
1 Section
209(e)(1) of the Act provides:
No State or any political subdivision thereof shall
adopt or attempt to enforce any standard or other
requirement relating to the control of emissions
from either of the following new nonroad engines
or nonroad vehicles subject to regulation under this
Act—
(A) New engines which are used in construction
equipment or vehicles or used in farm equipment
or vehicles and which are smaller than 175
horsepower.
(B) New locomotives or new engines used in
locomotives. Subsection (b) shall not apply for
purposes of this paragraph.
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vehicles which are not listed under
section 209(e)(1), subject to certain
restrictions. EPA regulations set forth,
among other things, the criteria, as
found in section 209(e)(2), by which
EPA must consider any California
authorization requests for new nonroad
engines or vehicle emission standards
(section 209(e) rules).2 These
regulations, codified at 40 CFR part
1074, provide:
(a) The Administrator will grant the
authorization if California determines that its
standards will be, in the aggregate, at least as
protective of public health and welfare as the
otherwise applicable Federal standards.
(b) The authorization will not be granted if
the Administrator finds that any of the
following are true:
(1) California’s determination of California
is arbitrary and capricious;
(2) California does not need such standards
to meet compelling and extraordinary
conditions; or
(3) The California standards and
accompanying enforcement procedures are
not consistent with section 209 of the Act.
As stated in the preamble to the
section 209(e) rule, EPA has interpreted
the requirement regarding whether
‘‘California standards and accompanying
enforcement procedures are not
consistent with section 209’’ to require
that California standards and
accompanying enforcement procedures
must in particular be consistent with
section 209(a), section 209(e)(1), and
section 209(b)(1)(C), as EPA has
interpreted that subsection in the
context of motor vehicle waivers.3 In
order to be consistent with section
209(a), California’s nonroad standards
and enforcement procedures must not
apply to new motor vehicles or new
motor vehicle engines. Secondly,
California’s nonroad standards and
enforcement procedures must be
consistent with section 209(e)(1), which
identifies the categories permanently
preempted from state regulation.4
2 See 59 FR 36969 (July 20, 1994), and regulations
set forth therein, 40 CFR part 85, subpart Q,
§§ 85.1601–85.1606. EPA has moved these
regulations, without changing their substance to 40
CFR part 1074. See 73 FR 59033, 59279 (October
8, 2008).
3 See 59 FR 36969, 36983 (July 20, 1994).
4 Section 209(e)(1) of the Act has been
implemented at 40 CFR Par 1074, 1074.10, 1074.12.
§ 1074.10 provides in applicable part:
(a) States are preempted from adopting or
enforcing standards or other requirements relating
to the control of emissions from new engines
smaller than 175 horsepower that are primarily
used in farm or construction equipment or vehicles,
as defined in this part. For equipment that is used
in applications in addition to farming or
construction activities, if the equipment is
primarily used as farm and/or construction
equipment or vehicles (as defined in this part), it
is considered farm or construction equipment or
vehicles.
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California’s nonroad standards and
enforcement procedures would be
considered inconsistent with section
209 if they applied to the categories of
engines or vehicles identified and
preempted from State regulation in
section 209(e)(1).
Finally, because California’s nonroad
standards and enforcement procedures
must be consistent with section
209(b)(1)(C), EPA will review nonroad
authorization requests under the same
‘‘consistency’’ criteria that are applied to
motor vehicle waiver requests. Under
section 209(b)(1)(C), the Administrator
shall not grant California a motor
vehicle waiver if she finds that
California’s ‘‘standards and
accompanying enforcement procedures
are not consistent with section 202(a)’’
of the Act. Previous decisions granting
waivers of Federal preemption for motor
vehicles have stated that State standards
are inconsistent with section 202(a) if
there is inadequate lead time to permit
the development of the necessary
technology giving appropriate
consideration to the cost of compliance
within that time period or if the Federal
and State test procedures impose
inconsistent certification requirements.5
With regard to enforcement
procedures accompanying standards,
EPA must grant the requested
authorization unless it finds that these
procedures may cause the California
standards, in the aggregate, to be less
protective of public health and welfare
than the applicable Federal standards
promulgated pursuant to section 213(a),
or unless the Federal and California
certification test procedures are
inconsistent.6
§ 1074.12 provides in applicable part:
States and localities are preempted from adopting
or enforcing standards or other requirements
relating to the control of emissions from new
locomotives and new engines used in locomotives.
§ 1074.5 provides definitions of terms used in
§ 1074.0 and sates in applicable part:
Construction equipment or vehicle means any
internal combustion engine-powered machine
primarily used in construction and located on
commercial construction sites.
Farm Equipment or Vehicle means any internal
combustion engine-powered machine primarily
used in the commercial production and/or
commercial harvesting of food, fiber, wood, or
commercial organic products or for the processing
of such products for further use on the farm.
Primarily used means 51 percent or more.
5 To be consistent, the California certification
procedures need not be identical to the Federal
certification procedures. California procedures
would be inconsistent, however, if manufacturers
would be unable to meet both the state and the
Federal requirement with the same test vehicle in
the course of the same test. See, e.g., 43 FR 32182
(July 25, 1978).
6 See, e.g., Motor and Equipment Manufacturers
Association, Inc. v. EPA, 627 F.2d 1095, 1111–14
(DC Cir. 1979), cert. denied, 446 U.S. 952 (1980)
(MEMA I); 43 FR 25729 (June 14, 1978). While
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Once California has received an
authorization for its standards and
enforcement procedures for a certain
group or class of nonroad equipment
engines or vehicles, it may adopt other
conditions precedent to the initial retail
sale, titling or registration of these
engines or vehicles without the
necessity of receiving an additional
authorization.7
B. CARB’s Authorization Request and
EPA’s Authorization Proceeding
The California Air Resources Board
(CARB) requested EPA’s authorization
of the IB/SD marine engine emission
standards by letter dated March 2,
2004.8 The CARB standards were
implemented in two tiers; the first tier
set HC and NOX standards beginning
with the 2003 model year engines, and
the second tier set more stringent HC
and NOX standards beginning with the
2007 model year engines. As required
by the Act, EPA offered the opportunity
for a public hearing and requested
public comments on these new
standards on January 12, 2005; 9 this
hearing also covered earlier CARB
authorization requests for emission
standards for marine outboard and
personal watercraft spark ignition
engines. EPA received a request for a
hearing from the National Marine
Manufacturers Association (NMMA),10
and a hearing was held on February 28,
2005,11 at which the NMMA, several
boat manufacturers, and the
Manufacturers of Emission Controls
Association (MECA) testified. In
addition, EPA received written
comments from several boat
manufacturers (some of whom also
testified at the hearing), the U.S. Coast
Guard, MECA, NMMA, Senator Herb
Kohl (D–WI), and Senator James Inhofe
(R–OK), as well as a supplemental
inconsistency with section 202(a) includes
technological feasibility, lead time, and cost, these
aspects are typically relevant only with regard to
standards. The aspect of consistency with 202(a)
which is of primary applicability to enforcement
procedures (especially test procedures) is test
procedure consistency.
7 See 43 FR 36679, 36680 (August 18, 1978).
8 Letter from Catherine Witherspoon, Executive
Officer, CARB to Administrator, EPA regarding its
‘‘Request for Authorization to Enforce California’s
Emission Standards and Test Procedures for New
2003 and later Spark-Ignition Inboard and
Sterndrive Marine Engines,’’ dated March 2, 2004
(‘‘CARB IB/SD Request letter’’), Docket Entry EPA–
HQ–OAR–2004–0403–0018.
9 70 FR 2151 (January 12, 2005).
10 See Letter from John McKnight, National
Marine Manufacturers Association (NMMA), to
Robert M. Doyle, USEPA, dated January 27, 2005,
Docket Entry EPA–HQ–2004–0403–0030.
11 Written statements presented at this hearing
and the hearing transcript appear in the Docket as
Docket Entries EPA–HQ–OAR–2004–0403–0031
through EPA–HQ–OAR–2004–0403–0036.
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24873
submission from CARB responding to
matters raised at the public hearing.12
After our review of the information
submitted by CARB in its requests, and
the information presented to the Agency
at the public hearing and in the
comments received after the hearing,
EPA granted authorization for the CARB
emission regulations for marine sparkignition outboard and personal
watercraft (PWC) engines in their
entirety. EPA also granted authorization
for the first Tier of the CARB regulations
covering (IB/SD) engines. For the Tier I
standards (as well as for the outboard
and personal watercraft engines), EPA
determined that CARB had successfully
shown that these standards were
technologically feasible, and thus met
the authorization criterion of
consistency with section 202(a).
Regarding the Tier II IB/SD emission
standards, all parties who testified at the
hearing and submitted comments after
the hearing, with the exception of CARB
and MECA, had expressed concern that
CARB had not shown that the Tier II
IB/SD standards were technologically
feasible, because they believed CARB
had not shown that catalysts needed for
the marine IB/SD engines to comply
with the CARB standards were safe and
durable in saltwater operation.
Accordingly, EPA deferred
authorization of these standards until
the conclusion of then ongoing joint
testing (by CARB, EPA, the U.S. Coast
Guard, and the industry), to evaluate the
technological feasibility of both the
CARB Tier II IB/SD standards and
Federal IB/SD standards which, at that
time, were expected to be proposed in
2007. These Federal standards were
proposed in May 2007 and finalized in
October 2008.13
Shortly after the EPA IB/SD proposed
standards were published, the NMMA
wrote to EPA stating that ‘‘at this stage
of catalyst development, there is little or
no additional data to be obtained by
completing the (joint test program).
* * * NMMA agrees that EPA and
CARB can cancel the saltwater test
program.’’ Additionally, NMMA
dropped its objection to the ‘‘waiver’’ of
the CARB standards because ‘‘one
manufacturer is already in production
with catalysts, and the others will be
12 These comments can be found in the Docket as
Docket entries EPA–HQ–OAR–2004–0037 through
EPA–HQ–OAR–2004–0047.
13 The NPRM is found at 72 FR 14546 (March 28,
2007), and the final regulations at 73 FR 59034
(October 8, 2008).
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Federal Register / Vol. 76, No. 85 / Tuesday, May 3, 2011 / Notices
ready to meet the CARB standard in
2008.’’ 14
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II. Decision
EPA, based on the record of this
proceeding, cannot find that CARB’s
Marine Tier II IB/SD protectiveness
determination was arbitrary and
capricious, that CARB does not need its
own standards to meet compelling and
extraordinary conditions, or that the
CARB standards are inconsistent with
section 209 of the Act. Therefore, EPA
grants authorization for CARB to enforce
the second tier of its regulations for
IB/SD engines which set a level of 5.0
g/kW-hr HC plus NOX and phases in
beginning with 45% of manufacturers’
sales in 2007, 75% in 2008, and 100%
in 2009 and beyond. EPA has made this
authorization decision based on the
information submitted by CARB in its
requests, and the information presented
to the Agency at the public hearing and
in the comments received after the
hearing. A full explanation of EPA’s
decision, including our review of
comments received, is contained in our
Decision Document which may be
obtained as explained above in the
ADDRESSES section of this Notice.
My decision will affect not only
persons in California but also persons
outside the State who would need to
comply with California’s Marine Tier II
IB/SD regulations to produce engines for
introduction into commerce in
California. For this reason, I hereby
determine and find that this is a final
action of national applicability.
Under section 307(b)(1) of the Act,
judicial review of this final action may
be sought only in the United States
Court of Appeals for the District of
Columbia Circuit. Petitions for review
must be filed by July 5, 2011. Under
section 307(b)(2) of the Act, judicial
review of this final action may not be
obtained in subsequent enforcement
proceedings.
As with past waiver and authorization
decisions, this action is not a rule as
defined by Executive Order 12866.
Therefore, it is exempt from review by
the Office of Management and Budget as
required for rules and regulations by
Executive Order 12866.
In addition, this action is not a rule
as defined in the Regulatory Flexibility
Act, 5 U.S.C. 601(2). Therefore, EPA has
not prepared a supporting regulatory
flexibility analysis addressing the
impact of this action on small business
entities.
14 Letter from John McKnight, NMMA to Robert
Doyle, EPA, dated May 11, 2007, Docket Entry
EPA–HQ–OAR–2004–0403–0042.
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The Congressional Review Act,
5 U.S.C. 801 et seq., as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, does not apply
because this action is not a rule, for
purposes of 5 U.S.C. 804(3).
Finally, the Administrator has
delegated the authority to make
determinations regarding authorizations
under section 209(e) of the Act to the
Assistant Administrator for Air and
Radiation.
HQ–OW–2010–0782 by any of the
following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments by clicking on ‘‘Help’’ or
‘‘FAQs.’’
• Mail: Attn: CGP Scoping Comments,
U.S. Environmental Protection Agency,
Ariel Rios Building, 1200 Pennsylvania
Avenue, NW., Mail Code: 2252A,
Washington, DC 20460.
• Courier: Attn: CGP Scoping
Dated: April 26, 2011.
Comments, U.S. Environmental
Gina McCarthy,
Protection Agency, Ariel Rios Building,
Assistant Administrator, Office of Air and
1200 Pennsylvania Avenue, NW., Rm.
Radiation.
#7241C, Washington, DC 20004,
[FR Doc. 2011–10752 Filed 5–2–11; 8:45 am]
between 9 a.m. and 5 p.m. Eastern time,
BILLING CODE 6560–50–P
Monday through Friday, except Federal
holidays.
• Fax: 202–564–0072, ATTN: CGP
ENVIRONMENTAL PROTECTION
Scoping Comments.
AGENCY
Comments should be received within
[EPA–HQ–OW–2010–0782; ER–FRL–8996–7] 30 days of the date of the publication of
the Proposed Construction General
Initiation of Scoping for an
Permit in the Federal Register. EPA’s
Environmental Assessment (EA)
policy is that all comments received
will be included in the public docket
AGENCY: Environmental Protection
without change and may be made
Agency (EPA).
available online at https://
ACTION: Initiation of Scoping.
www.regulations.gov, including any
SUMMARY: Pursuant to the National
personal information provided, unless
Environmental Policy Act (NEPA) (42
the comment includes information
U.S.C. 4321–4307h), the Council on
claimed to be Confidential Business
Environmental Quality’s NEPA
Information (CBI) or other information
regulations (40 CFR parts 1500–1508),
whose disclosure is restricted by statute.
and EPA’s regulations for implementing Do not submit information that you
NEPA (40 CFR part 6), EPA will prepare consider to be CBI or otherwise
an Environmental Assessment (EA) to
protected through https://
analyze the potential environmental
www.regulations.gov. The https://
impacts related to the reissuance of the
www.regulations.gov Web site is an
National Pollutant Discharge
‘‘anonymous access’’ system, which
Elimination System (NPDES) General
means EPA will not know your identity
Permit for Discharges from Construction or contact information unless you
Activities. The EA will evaluate the
provide it in the body of your comment.
potential environmental impacts from
If you submit an electronic comment,
the discharge of pollutants associated
EPA recommends that you include your
with stormwater runoff from
name and other contact information in
construction activities greater than one
the body of your comment and with any
acre, where EPA is the permitting
disk or CD–ROM you submit. If EPA
authority. EPA will use the information
cannot read your comment due to
in the EA to determine whether to
technical difficulties and cannot contact
prepare an Environmental Impact
you for clarification, EPA may not be
Statement (EIS).
able to consider your comment.
This notice initiates the scoping
Electronic files should avoid the use of
process by inviting comments from
special characters, any form of
Federal, State, and local agencies,
encryption, and be free of any defects or
Indian tribes, and the public to help
viruses.
identify the environmental issues and
FOR FURTHER INFORMATION CONTACT:
reasonable alternatives to be examined
Jessica Trice, NEPA Compliance
in the EA. The scoping process will
Division, Office of Federal Activities,
inform the preparation of the EA, which U.S. Environmental Protection Agency,
will be made available for public
1200 Pennsylvania Avenue, NW., Mail
comment.
Code: 2252A, Washington, DC 20460.
Telephone: (202) 564–6646.
DATES: Comments must be received by
May 27, 2011.
SUPPLEMENTARY INFORMATION: EPA is
seeking public comment to determine
ADDRESSES: You may submit scoping
the scope of environmental issues and
comments to the Docket ID No. EPA–
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Agencies
[Federal Register Volume 76, Number 85 (Tuesday, May 3, 2011)]
[Notices]
[Pages 24872-24874]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-10752]
[[Page 24872]]
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ENVIRONMENTAL PROTECTION AGENCY
[AMS-FRL-9301-6]
California State Nonroad Engine and Vehicle Pollution Control
Standards; Authorization of Tier II Marine Inboard/Sterndrive Spark
Ignition Engine Emission Standards; Notice of Decision
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of Decision.
-----------------------------------------------------------------------
SUMMARY: EPA today, pursuant to section 209(e) of the Clean Air Act
(Act), 42 U.S.C. 7543(e), is granting California its request for
authorization to enforce its emission standards and other requirements
for its second tier (``Tier II'') of emission standards for new marine
inboard/sterndrive spark ignition engines.
DATES: Petitions for review must be filed by July 5, 2011.
ADDRESSES: The Agency's Decision Document, containing an explanation of
the Assistant Administrator's decision, as well as all documents relied
upon in making that decision, including those submitted to EPA by
California, are available for public inspection in EPA's Air and
Radiation Docket and Information Center (Air Docket). Materials
relevant to this decision are contained in Docket OAR-2004-0403 at the
following location: EPA Air Docket, Room 3334, 1301 Constitution
Avenue, NW., Washington, DC 20460. The EPA Docket Center Public Reading
Room is open from 8 a.m. to 4:30 p.m. Monday through Friday, except on
government holidays. The Air Docket telephone number is (202) 566-1742,
and the facsimile number is (202) 566-1741. You may be charged a
reasonable fee for photocopying docket materials, as provided in 40 CFR
part 2.
Additionally, an electronic version of the public docket is
available through the Federal government's electronic public docket and
comment system. You may access EPA dockets at https://www.regulations.gov. After opening the https://www.regulations.gov Web
site, select ``Environmental Protection Agency'' from the pull-down
Agency list, then scroll to ``Keyword or ID'' and enter EPA-HQ-OAR-
2004-0403 to view documents in the record of this Marine Engine
Authorization Request docket. Although a part of the official docket,
the public docket does not include Confidential Business Information
(CBI) or other information whose disclosure is restricted by statute.
EPA makes available an electronic copy of this Notice via the
Internet on the Office of Transportation and Air Quality (OTAQ)
homepage (https://www.epa.gov/OTAQ). Users can find this document by
accessing the OTAQ homepage and looking at the path entitled ``Federal
Register Notices.'' This service is free of charge, except any cost you
already incur for Internet connectivity. Users can also get the
official Federal Register version of the Notice on the day of
publication on the primary Web site: (https://www.epa.gov/docs/fedrgstr/EPA-AIR/). Please note that due to differences between the software
used to develop the documents and the software into which the documents
may be downloaded, changes in format, page length, etc., may occur.
EPA's Office of Transportation and Air Quality also maintains a Web
page that contains general information on its review of California
waiver and authorization requests. Included on that page are links to
several of the prior waiver Federal Register notices which are cited
throughout today's notice; the page can be accessed at https://www.epa.gov/otaq/cafr.htm.
FOR FURTHER INFORMATION CONTACT: Robert M. Doyle, Attorney-Advisor,
Office of Transportation and Air Quality, (6405J), U.S. Environmental
Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460
(U.S. mail), 1310 L Street, NW., Washington, DC 20005 (courier mail).
Telephone: (202) 343-9258; Fax: (202) 343-2804; E-Mail:
doyle.robert@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. Nonroad Authorizations
Section 209(e)(1) of the Act addresses the permanent preemption of
any State, or political subdivision thereof, from adopting or
attempting to enforce any standard or other requirement relating to the
control of emissions for certain new nonroad engines or vehicles.\1\
Section 209(e)(2) of the Act requires the Administrator, after notice
and opportunity for public hearing, to grant California authorization
to enforce state standards for new nonroad engines or vehicles which
are not listed under section 209(e)(1), subject to certain
restrictions. EPA regulations set forth, among other things, the
criteria, as found in section 209(e)(2), by which EPA must consider any
California authorization requests for new nonroad engines or vehicle
emission standards (section 209(e) rules).\2\ These regulations,
codified at 40 CFR part 1074, provide:
---------------------------------------------------------------------------
\1\ Section 209(e)(1) of the Act provides:
No State or any political subdivision thereof shall adopt or
attempt to enforce any standard or other requirement relating to the
control of emissions from either of the following new nonroad
engines or nonroad vehicles subject to regulation under this Act--
(A) New engines which are used in construction equipment or
vehicles or used in farm equipment or vehicles and which are smaller
than 175 horsepower.
(B) New locomotives or new engines used in locomotives.
Subsection (b) shall not apply for purposes of this paragraph.
\2\ See 59 FR 36969 (July 20, 1994), and regulations set forth
therein, 40 CFR part 85, subpart Q, Sec. Sec. 85.1601-85.1606. EPA
has moved these regulations, without changing their substance to 40
CFR part 1074. See 73 FR 59033, 59279 (October 8, 2008).
(a) The Administrator will grant the authorization if California
determines that its standards will be, in the aggregate, at least as
protective of public health and welfare as the otherwise applicable
Federal standards.
(b) The authorization will not be granted if the Administrator
finds that any of the following are true:
(1) California's determination of California is arbitrary and
capricious;
(2) California does not need such standards to meet compelling
and extraordinary conditions; or
(3) The California standards and accompanying enforcement
procedures are not consistent with section 209 of the Act.
As stated in the preamble to the section 209(e) rule, EPA has
interpreted the requirement regarding whether ``California standards
and accompanying enforcement procedures are not consistent with section
209'' to require that California standards and accompanying enforcement
procedures must in particular be consistent with section 209(a),
section 209(e)(1), and section 209(b)(1)(C), as EPA has interpreted
that subsection in the context of motor vehicle waivers.\3\ In order to
be consistent with section 209(a), California's nonroad standards and
enforcement procedures must not apply to new motor vehicles or new
motor vehicle engines. Secondly, California's nonroad standards and
enforcement procedures must be consistent with section 209(e)(1), which
identifies the categories permanently preempted from state
regulation.\4\
[[Page 24873]]
California's nonroad standards and enforcement procedures would be
considered inconsistent with section 209 if they applied to the
categories of engines or vehicles identified and preempted from State
regulation in section 209(e)(1).
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\3\ See 59 FR 36969, 36983 (July 20, 1994).
\4\ Section 209(e)(1) of the Act has been implemented at 40 CFR
Par 1074, 1074.10, 1074.12. Sec. 1074.10 provides in applicable
part:
(a) States are preempted from adopting or enforcing standards or
other requirements relating to the control of emissions from new
engines smaller than 175 horsepower that are primarily used in farm
or construction equipment or vehicles, as defined in this part. For
equipment that is used in applications in addition to farming or
construction activities, if the equipment is primarily used as farm
and/or construction equipment or vehicles (as defined in this part),
it is considered farm or construction equipment or vehicles.
Sec. 1074.12 provides in applicable part:
States and localities are preempted from adopting or enforcing
standards or other requirements relating to the control of emissions
from new locomotives and new engines used in locomotives.
Sec. 1074.5 provides definitions of terms used in Sec. 1074.0
and sates in applicable part:
Construction equipment or vehicle means any internal combustion
engine-powered machine primarily used in construction and located on
commercial construction sites.
Farm Equipment or Vehicle means any internal combustion engine-
powered machine primarily used in the commercial production and/or
commercial harvesting of food, fiber, wood, or commercial organic
products or for the processing of such products for further use on
the farm.
Primarily used means 51 percent or more.
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Finally, because California's nonroad standards and enforcement
procedures must be consistent with section 209(b)(1)(C), EPA will
review nonroad authorization requests under the same ``consistency''
criteria that are applied to motor vehicle waiver requests. Under
section 209(b)(1)(C), the Administrator shall not grant California a
motor vehicle waiver if she finds that California's ``standards and
accompanying enforcement procedures are not consistent with section
202(a)'' of the Act. Previous decisions granting waivers of Federal
preemption for motor vehicles have stated that State standards are
inconsistent with section 202(a) if there is inadequate lead time to
permit the development of the necessary technology giving appropriate
consideration to the cost of compliance within that time period or if
the Federal and State test procedures impose inconsistent certification
requirements.\5\
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\5\ To be consistent, the California certification procedures
need not be identical to the Federal certification procedures.
California procedures would be inconsistent, however, if
manufacturers would be unable to meet both the state and the Federal
requirement with the same test vehicle in the course of the same
test. See, e.g., 43 FR 32182 (July 25, 1978).
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With regard to enforcement procedures accompanying standards, EPA
must grant the requested authorization unless it finds that these
procedures may cause the California standards, in the aggregate, to be
less protective of public health and welfare than the applicable
Federal standards promulgated pursuant to section 213(a), or unless the
Federal and California certification test procedures are
inconsistent.\6\
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\6\ See, e.g., Motor and Equipment Manufacturers Association,
Inc. v. EPA, 627 F.2d 1095, 1111-14 (DC Cir. 1979), cert. denied,
446 U.S. 952 (1980) (MEMA I); 43 FR 25729 (June 14, 1978). While
inconsistency with section 202(a) includes technological
feasibility, lead time, and cost, these aspects are typically
relevant only with regard to standards. The aspect of consistency
with 202(a) which is of primary applicability to enforcement
procedures (especially test procedures) is test procedure
consistency.
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Once California has received an authorization for its standards and
enforcement procedures for a certain group or class of nonroad
equipment engines or vehicles, it may adopt other conditions precedent
to the initial retail sale, titling or registration of these engines or
vehicles without the necessity of receiving an additional
authorization.\7\
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\7\ See 43 FR 36679, 36680 (August 18, 1978).
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B. CARB's Authorization Request and EPA's Authorization Proceeding
The California Air Resources Board (CARB) requested EPA's
authorization of the IB/SD marine engine emission standards by letter
dated March 2, 2004.\8\ The CARB standards were implemented in two
tiers; the first tier set HC and NOX standards beginning
with the 2003 model year engines, and the second tier set more
stringent HC and NOX standards beginning with the 2007 model
year engines. As required by the Act, EPA offered the opportunity for a
public hearing and requested public comments on these new standards on
January 12, 2005; \9\ this hearing also covered earlier CARB
authorization requests for emission standards for marine outboard and
personal watercraft spark ignition engines. EPA received a request for
a hearing from the National Marine Manufacturers Association
(NMMA),\10\ and a hearing was held on February 28, 2005,\11\ at which
the NMMA, several boat manufacturers, and the Manufacturers of Emission
Controls Association (MECA) testified. In addition, EPA received
written comments from several boat manufacturers (some of whom also
testified at the hearing), the U.S. Coast Guard, MECA, NMMA, Senator
Herb Kohl (D-WI), and Senator James Inhofe (R-OK), as well as a
supplemental submission from CARB responding to matters raised at the
public hearing.\12\
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\8\ Letter from Catherine Witherspoon, Executive Officer, CARB
to Administrator, EPA regarding its ``Request for Authorization to
Enforce California's Emission Standards and Test Procedures for New
2003 and later Spark-Ignition Inboard and Sterndrive Marine
Engines,'' dated March 2, 2004 (``CARB IB/SD Request letter''),
Docket Entry EPA-HQ-OAR-2004-0403-0018.
\9\ 70 FR 2151 (January 12, 2005).
\10\ See Letter from John McKnight, National Marine
Manufacturers Association (NMMA), to Robert M. Doyle, USEPA, dated
January 27, 2005, Docket Entry EPA-HQ-2004-0403-0030.
\11\ Written statements presented at this hearing and the
hearing transcript appear in the Docket as Docket Entries EPA-HQ-
OAR-2004-0403-0031 through EPA-HQ-OAR-2004-0403-0036.
\12\ These comments can be found in the Docket as Docket entries
EPA-HQ-OAR-2004-0037 through EPA-HQ-OAR-2004-0047.
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After our review of the information submitted by CARB in its
requests, and the information presented to the Agency at the public
hearing and in the comments received after the hearing, EPA granted
authorization for the CARB emission regulations for marine spark-
ignition outboard and personal watercraft (PWC) engines in their
entirety. EPA also granted authorization for the first Tier of the CARB
regulations covering (IB/SD) engines. For the Tier I standards (as well
as for the outboard and personal watercraft engines), EPA determined
that CARB had successfully shown that these standards were
technologically feasible, and thus met the authorization criterion of
consistency with section 202(a). Regarding the Tier II IB/SD emission
standards, all parties who testified at the hearing and submitted
comments after the hearing, with the exception of CARB and MECA, had
expressed concern that CARB had not shown that the Tier II IB/SD
standards were technologically feasible, because they believed CARB had
not shown that catalysts needed for the marine IB/SD engines to comply
with the CARB standards were safe and durable in saltwater operation.
Accordingly, EPA deferred authorization of these standards until the
conclusion of then ongoing joint testing (by CARB, EPA, the U.S. Coast
Guard, and the industry), to evaluate the technological feasibility of
both the CARB Tier II IB/SD standards and Federal IB/SD standards
which, at that time, were expected to be proposed in 2007. These
Federal standards were proposed in May 2007 and finalized in October
2008.\13\
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\13\ The NPRM is found at 72 FR 14546 (March 28, 2007), and the
final regulations at 73 FR 59034 (October 8, 2008).
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Shortly after the EPA IB/SD proposed standards were published, the
NMMA wrote to EPA stating that ``at this stage of catalyst development,
there is little or no additional data to be obtained by completing the
(joint test program). * * * NMMA agrees that EPA and CARB can cancel
the saltwater test program.'' Additionally, NMMA dropped its objection
to the ``waiver'' of the CARB standards because ``one manufacturer is
already in production with catalysts, and the others will be
[[Page 24874]]
ready to meet the CARB standard in 2008.'' \14\
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\14\ Letter from John McKnight, NMMA to Robert Doyle, EPA, dated
May 11, 2007, Docket Entry EPA-HQ-OAR-2004-0403-0042.
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II. Decision
EPA, based on the record of this proceeding, cannot find that
CARB's Marine Tier II IB/SD protectiveness determination was arbitrary
and capricious, that CARB does not need its own standards to meet
compelling and extraordinary conditions, or that the CARB standards are
inconsistent with section 209 of the Act. Therefore, EPA grants
authorization for CARB to enforce the second tier of its regulations
for IB/SD engines which set a level of 5.0 g/kW-hr HC plus
NOX and phases in beginning with 45% of manufacturers' sales
in 2007, 75% in 2008, and 100% in 2009 and beyond. EPA has made this
authorization decision based on the information submitted by CARB in
its requests, and the information presented to the Agency at the public
hearing and in the comments received after the hearing. A full
explanation of EPA's decision, including our review of comments
received, is contained in our Decision Document which may be obtained
as explained above in the ADDRESSES section of this Notice.
My decision will affect not only persons in California but also
persons outside the State who would need to comply with California's
Marine Tier II IB/SD regulations to produce engines for introduction
into commerce in California. For this reason, I hereby determine and
find that this is a final action of national applicability.
Under section 307(b)(1) of the Act, judicial review of this final
action may be sought only in the United States Court of Appeals for the
District of Columbia Circuit. Petitions for review must be filed by
July 5, 2011. Under section 307(b)(2) of the Act, judicial review of
this final action may not be obtained in subsequent enforcement
proceedings.
As with past waiver and authorization decisions, this action is not
a rule as defined by Executive Order 12866. Therefore, it is exempt
from review by the Office of Management and Budget as required for
rules and regulations by Executive Order 12866.
In addition, this action is not a rule as defined in the Regulatory
Flexibility Act, 5 U.S.C. 601(2). Therefore, EPA has not prepared a
supporting regulatory flexibility analysis addressing the impact of
this action on small business entities.
The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the
Small Business Regulatory Enforcement Fairness Act of 1996, does not
apply because this action is not a rule, for purposes of 5 U.S.C.
804(3).
Finally, the Administrator has delegated the authority to make
determinations regarding authorizations under section 209(e) of the Act
to the Assistant Administrator for Air and Radiation.
Dated: April 26, 2011.
Gina McCarthy,
Assistant Administrator, Office of Air and Radiation.
[FR Doc. 2011-10752 Filed 5-2-11; 8:45 am]
BILLING CODE 6560-50-P