North Carolina Disaster #NC-00033, 23638-23639 [2011-10111]
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23638
Federal Register / Vol. 76, No. 81 / Wednesday, April 27, 2011 / Notices
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
Exchange’s Designated Market Maker
(‘‘DMM’’) allocation policy in the event
of a merger involving one or more listed
companies. The proposed rule change
was published for comment in the
Federal Register on March 10, 2011.3
The Commission received no comment
letters on the proposal. This order
approves the proposed rule change.
II. Description of the Proposed Rule
Change
Currently, Policy Note VI(D)(1) to
Exchange Equities Rule 103B provides
that when two NYSE Amex listed
companies merge, the post-merger listed
company is assigned to the DMM in the
company that is determined to be the
survivor-in-fact (dominant company).
Where no survivor-in-fact can be
identified, the post-merger listed
company may select one of the DMM
units trading the merging companies
without the security being referred for
reallocation, or it may request that the
matter be referred for allocation through
the allocation process pursuant to
Exchange Equities Rule 103B, Section
III.
In addition, Policy Note VI(D)(3) to
Exchange Equities Rule 103B provides
that in situations involving the merger
of a listed company and an unlisted
company, where the unlisted company
is determined to be the survivor-in-fact,
the post-merger listed company may
choose to remain registered with the
DMM unit that had traded the listed
company entity in the merger, or it may
request that the matter be referred for
allocation through the allocation
process pursuant to Exchange Equities
Rule 103B.
The Exchange proposes to amend
Policy Notes VI(D)(1) and (3) to
Exchange Equities Rule 103B to provide
that in all listed company mergers,
either between two listed companies or
a listed company and an unlisted
company, the management of the postmerger listed company will be able to
choose to retain either of the incumbent
DMMs (in the case of a merger between
two listed companies) or the incumbent
DMM (in the case of a merger between
a listed company and an unlisted
company) or request to have the security
referred for reallocation. In no case will
the policy dictate that a post-merger
listed company must retain an
incumbent DMM unless it chooses to do
so.
The Exchange also proposes to amend
Policy Notes VI(D)(1) and (3) to provide
that a DMM unit that is ineligible to
receive a new allocation due to its
3 See Securities Exchange Act Release No. 64040
(March 4, 2011), 76 FR 13249.
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15:36 Apr 26, 2011
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failure to meet the requirements of
Exchange Equities Rule 103B, Section
II(D) and (E) will be eligible to be
selected in its capacity as the DMM for
one of the two pre-merger listed
companies (in the case of a merger
between two listed companies) or in its
capacity as DMM of the pre-merger
listed company (in the case of a merger
between a listed company and an
unlisted company), but will not be
eligible to participate in the allocation
process if the post-merger company
requests that the matter be referred for
allocation through the allocation
process pursuant to Exchange Equities
Rule 103B, Section III. In the event that
such a situation were to arise, the
Exchange would inform the listed
company of such DMM unit’s
ineligibility under Exchange Equities
Rule 103B, Section II(D) or (E).
III. Discussion and Findings
After careful review, the Commission
finds that the proposed rule change is
consistent with the requirements of the
Act and the rules and regulations
thereunder applicable to a national
securities exchange.4 In particular, the
Commission finds that the proposed
rule change is consistent with Section
6(b)(5) of the Act,5 which requires,
among other things, that the rules of a
national securities exchange be
designed to promote just and equitable
principles of trade, to remove
impediments to, and perfect the
mechanism of a free and open market
and a national market system and, in
general, to protect investors and the
public interest.
The Commission believes that the
proposed rule change is consistent with
the Act because it would provide postmerger listed companies with greater
flexibility with respect to the DMM
allocation process in connection with a
merger.
IV. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,6 that the
proposed rule change (SR–NYSEAmex–
2011–11) be, and hereby is, approved.
4 In approving this proposal, the Commission has
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
5 15 U.S.C. 78f(b)(5).
6 15 U.S.C. 78s(b)(2).
PO 00000
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Fmt 4703
Sfmt 4703
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–10090 Filed 4–26–11; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #12530 and #12531]
North Carolina Disaster #NC–00033
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for the State of North Carolina
(FEMA–1969–DR), dated 04/19/2011.
Incident: Severe Storms, Tornadoes,
and Flooding.
Incident Period: 04/16/2011.
Effective Date: 04/19/2011.
Physical Loan Application Deadline
Date: 06/20/2011.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/20/2012.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT:
Alan Escobar, Office of Disaster
Assistance, U.S. Small Business
Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
04/19/2011, applications for disaster
loans may be filed at the address listed
above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties (Physical Damage and
Economic Injury Loans):
Bertie, Bladen, Cumberland, Halifax,
Harnett, Johnston Lee, Onslow,
Wake, Wilson.
Contiguous Counties (Economic Injury
Loans Only):
North Carolina: Carteret, Chatham,
Chowan, Columbus, Duplin,
Durham, Edgecombe, Franklin,
Granville, Greene, Hertford, Hoke,
Jones, Martin, Moore, Nash,
Northampton, Pender,
Pitt, Robeson, Sampson, Warren,
Washington, Wayne.
The Interest Rates are:
SUMMARY:
7 17
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CFR 200.30–3(a)(12).
27APN1
Federal Register / Vol. 76, No. 81 / Wednesday, April 27, 2011 / Notices
President’s major disaster declaration on
04/19/2011, Private Non-Profit
organizations that provide essential
services of governmental nature may file
5.125 disaster loan applications at the address
listed above or other locally announced
2.563
locations. The following areas have been
6.000 determined to be adversely affected by
the disaster:
4.000 Primary Counties: Bertie, Bladen,
Craven, Cumberland, Currituck,
3.250
Greene, Halifax, Harnett, Hertford,
Hoke, Johnston, Lee, Onslow, Pitt,
Robeson, Sampson, Wake, Wilson.
3.000
The Interest Rates are:
Percent
For Physical Damage:
Homeowners With Credit Available Elsewhere ......................
Homeowners Without Credit
Available Elsewhere ..............
Businesses With Credit Available Elsewhere ......................
Businesses
Without
Credit
Available Elsewhere ..............
Non-Profit Organizations With
Credit Available Elsewhere ...
Non-Profit Organizations Without Credit Available Elsewhere .....................................
For Economic Injury:
Businesses & Small Agricultural
Cooperatives Without Credit
Available Elsewhere ..............
Non-Profit Organizations Without Credit Available Elsewhere .....................................
The number assigned to this disaster for physical damage is
12530B and for economic injury
is 125310.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Joseph P. Loddo,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. 2011–10111 Filed 4–26–11; 8:45 am]
For Physical Damage.
Non-Profit Organizations with
Credit Available Elsewhere .......
Non-Profit Organizations without
Credit Available Elsewhere .......
For Economic Injury.
Non-Profit Organizations without
Credit Available Elsewhere .......
The Interest Rates are:
3.000
The number assigned to this disaster
for physical damage is 12532B and for
economic injury is 12533B.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Joseph P. Loddo,
Acting Associate Administrator for Disaster
Assistance.
BILLING CODE 8025–01–P
Notice is
hereby given that as a result of the
Administrator’s EIDL declaration,
applications for economic injury
disaster loans may be filed at the
address listed above or other locally
announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
SUPPLEMENTARY INFORMATION:
Primary Counties: Comanche, Creek,
Delaware, Mayes, Rogers, Tulsa.
Contiguous Counties:
Oklahoma: Adair, Caddo, Cherokee,
Cotton, Craig, Grady, Kiowa,
Lincoln, Nowata, Okfuskee,
Percent
Okmulgee, Osage, Ottawa, Pawnee,
Payne, Stephens, Tillman, Wagoner,
Washington.
3.250
Arkansas: Benton.
Missouri: McDonald.
3.000
4.000
3.000
23639
Percent
Businesses and Small Agricultural
Cooperatives Without Credit
Available Elsewhere ..................
The number assigned to this disaster
for economic injury is 125290
The States which received an EIDL
Declaration # are Oklahoma, Arkansas,
Missouri.
SMALL BUSINESS ADMINISTRATION
[FR Doc. 2011–10112 Filed 4–26–11; 8:45 am]
[Disaster Declaration # 12532 and # 12533]
BILLING CODE 8025–01–P
(Catalog of Federal Domestic Assistance
Number 59002)
SMALL BUSINESS ADMINISTRATION
Dated: April 19, 2011.
Karen G. Mills,
Administrator.
North Carolina Disaster # NC–00034
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
[Disaster Declaration #12529]
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of North Carolina (FEMA–
1969–DR), dated 04/19/2011.
Incident: Severe Storms, Tornadoes
and Flooding.
Incident Period: 04/16/2011.
Effective Date: 04/19/2011.
Physical Loan Application Deadline
Date: 06/20/2011.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/19/2012.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
SUMMARY:
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
4.000
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Oklahoma Disaster #OK–00046
Declaration of Economic Injury
[FR Doc. 2011–10109 Filed 4–26–11; 8:45 am]
BILLING CODE 8025–01–P
U.S. Small Business
Administration.
ACTION: Notice.
SMALL BUSINESS ADMINISTRATION
This is a notice of an
Economic Injury Disaster Loan (EIDL)
declaration for the State of Oklahoma,
dated 04/19/2011.
Incident: Severe snow storms.
Incident Period: 01/31/2011 through
02/05/2011.
Effective Date: 04/19/2011.
EIDL Loan Application Deadline Date:
01/19/2012.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
Pursuant to the authority granted to
the United States Small Business
Administration by the Final Order of the
United States District Court for the
Northern District of California, San Jose
Division, dated June 9, 2009, the United
States Small Business Administration
hereby revokes the license of Aspen
Ventures West, II, L.P., a Delaware
Limited Partnership, to function as a
small business investment company
under the Small Business Investment
Company License No. 09790400 issued
to Aspen Ventures West, II, L.P., on
November 8, 1994 and said license is
hereby declared null and void as of June
9, 2009.
AGENCY:
SUMMARY:
PO 00000
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Sfmt 4703
Revocation of License of Small
Business Investment Company
U.S. Small Business Administration.
E:\FR\FM\27APN1.SGM
27APN1
Agencies
[Federal Register Volume 76, Number 81 (Wednesday, April 27, 2011)]
[Notices]
[Pages 23638-23639]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-10111]
=======================================================================
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 12530 and 12531]
North Carolina Disaster NC-00033
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for the State of North Carolina (FEMA-1969-DR), dated 04/19/
2011.
Incident: Severe Storms, Tornadoes, and Flooding.
Incident Period: 04/16/2011.
Effective Date: 04/19/2011.
Physical Loan Application Deadline Date: 06/20/2011.
Economic Injury (EIDL) Loan Application Deadline Date: 01/20/2012.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: Alan Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 04/19/2011, applications
for disaster loans may be filed at the address listed above or other
locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties (Physical Damage and Economic Injury Loans):
Bertie, Bladen, Cumberland, Halifax, Harnett, Johnston Lee, Onslow,
Wake, Wilson.
Contiguous Counties (Economic Injury Loans Only):
North Carolina: Carteret, Chatham, Chowan, Columbus, Duplin,
Durham, Edgecombe, Franklin, Granville, Greene, Hertford, Hoke, Jones,
Martin, Moore, Nash, Northampton, Pender,
Pitt, Robeson, Sampson, Warren, Washington, Wayne.
The Interest Rates are:
[[Page 23639]]
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Homeowners With Credit Available Elsewhere................. 5.125
Homeowners Without Credit Available Elsewhere.............. 2.563
Businesses With Credit Available Elsewhere................. 6.000
Businesses Without Credit Available Elsewhere.............. 4.000
Non-Profit Organizations With Credit Available Elsewhere... 3.250
Non-Profit Organizations Without Credit Available Elsewhere 3.000
For Economic Injury:
Businesses & Small Agricultural Cooperatives Without Credit 4.000
Available Elsewhere.......................................
Non-Profit Organizations Without Credit Available Elsewhere 3.000
The number assigned to this disaster for physical damage is
12530B and for economic injury is 125310....................
------------------------------------------------------------------------
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
Joseph P. Loddo,
Acting Associate Administrator for Disaster Assistance.
[FR Doc. 2011-10111 Filed 4-26-11; 8:45 am]
BILLING CODE 8025-01-P