Magnuson-Stevens Fishery Conservation and Management Act Provisions; Fisheries of the Northeastern United States; Northeast (NE) Multispecies Fishery; Framework Adjustment 45, 23042-23076 [2011-9705]
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Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 100923469–1211–02]
RIN 0648–BA27
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; Northeast
(NE) Multispecies Fishery; Framework
Adjustment 45
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
This final rule partially
approves Framework Adjustment (FW)
45 to the NE Multispecies Fishery
Management Plan (FMP) and
implements the approved measures. FW
45 was developed by the New England
Fishery Management Council (Council)
to make adjustments necessary to ensure
that conservation and management
objectives of the FMP, including
preventing overfishing, rebuilding
overfished stocks, achieving optimum
yield (OY), and minimizing the
economic impact of management
measures on affected vessels, are being
met in accordance with the MagnusonStevens Fishery Conservation and
Management Act (Magnuson-Stevens
Act). Specifically, this action revises the
biological reference points and stock
status for pollock, updates annual catch
limits (ACLs) for several stocks for
fishing years (FYs) 2011–2012, adjusts
the rebuilding program for Georges Bank
(GB) yellowtail flounder, increases
scallop vessel access to the Great South
Channel Exemption Area, approves five
new sectors, modifies the existing
dockside and at-sea monitoring
requirements, revises several sector
administrative provisions, establishes a
Gulf of Maine (GOM) Cod Spawning
Protection Area, and refines measures
affecting the operations of NE
multispecies vessels fishing with
handgear. This action approves the
Council’s proposed FY 2011 U.S./
Canada Management Area total
allowable catch (TAC), acceptable
biological catch (ABC), and ACL for GB
yellowtail flounder, but replaces them
with new catch limits for this stock
through a parallel emergency action,
included as part of this final rule, based
on the International Fisheries
Agreement Clarification Act (IFACA)
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SUMMARY:
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that provides new flexibility in setting
catch limits for this stock. In addition,
this action disapproves a measure to
delay fishing industry responsibility for
paying for at-sea monitoring coverage
costs in FY 2012. This action is
necessary to ensure that the fishery is
managed on the basis of the best
available science, to comply with the
ABC control rules adopted in
Amendment 16 to the FMP, and to
enhance the viability of the fishery.
DATES: This rule is effective at 0001 hr
on May 1, 2011. The specification of the
GB yellowtail flounder ABC and ACL
and their distribution are effective May
1, 2011, through October 24, 2011.
ADDRESSES: Copies of FW 45, its
Regulatory Impact Review (RIR), a draft
of the environmental assessment (EA)
prepared for this action, and the draft
Initial Regulatory Flexibility Act (IRFA)
analysis prepared by the Council are
available from Paul J. Howard,
Executive Director, New England
Fishery Management Council, 50 Water
Street, Mill 2, Newburyport, MA 01950.
A supplemental EA was also prepared
for this action that outlines analysis in
support of increased FY 2011 GB
yellowtail flounder U.S./Canada
Management Area TAC, ABC, and ACL
implemented by this action. Also, an
errata sheet was prepared to augment
the FW 45 EA’s analysis of the impacts
of the proposed action on distinct
population segments of Atlantic
sturgeon and loggerhead sea turtles. The
draft IRFA prepared by the Council was
expanded upon in the preamble to the
proposed rule for this action. The Final
Regulatory Flexibility Act (FRFA)
analysis consists of the IRFA, public
comments and responses, and the
summary of impacts, and alternatives
contained in the Classification section
of the preamble of this final rule and
applicable sections of Framework 45.
Copies of the small entity compliance
guide, the errata sheet for the FW 45 EA,
and the supplemental EA associated
with this action are available from
Patricia A. Kurkul, Regional
Administrator, NMFS, Northeast
Regional Office, 55 Great Republic
Drive, Gloucester, MA 01930–2298. The
FW 45 EA/RIR/IRFA, errata sheet,
supplemental EA prepared for this
action, and the relevant analyses for
Amendment 16 and other recent actions
are also accessible via the Internet at
https://www.nefmc.org/nemulti/
index.html or https://
www.nero.noaa.gov. Copies of recent
stock assessments for stocks managed by
the FMP are also accessible via the
Internet at https://www.nefsc.noaa.gov/
groundfish.
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Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this rule
should be submitted to the Regional
Administrator at the address above and
to the Office of Management and Budget
(OMB) by e-mail at OIRA_Submission
@omb.eop.gov, or fax to (202) 395–7285.
FOR FURTHER INFORMATION CONTACT:
Douglas W. Christel, Fishery Policy
Analyst, phone: 978–281–9141, fax:
978–281–9135.
SUPPLEMENTARY INFORMATION:
Background
Amendment 13 (April 27, 2004; 69 FR
22906) included the establishment of
rebuilding programs for stocks managed
by the FMP and measures necessary to
end overfishing, rebuild overfished
stocks, and help mitigate the economic
impacts of effort reductions in the
fishery to the extent practicable. In
addition to revising existing days-at-sea
(DAS) measures and substantially
expanding sector measures, Amendment
16 (April 9, 2010; 75 FR 18262)
established a process for specifying
ABCs and ACLs and distributing
available catch among components of
the fishery that catch regulated species
and ocean pout, and also specified
accountability measures (AMs)
necessary to prevent overfishing on
these stocks and address overages of
ACLs, as required by the MagnusonStevens Act. 16 U.S.C. 1801 et seq. In
another action, FW 44 (April 9, 2010; 75
FR 18356), NMFS set the ACLs for FYs
2010 through 2012, and distributed such
allocations among the various
components of the fishery that catch
these stocks.
The Council developed FW 45 as part
of the established framework adjustment
process to revise measures necessary to
ensure consistency with the FMP in
order to prevent overfishing and rebuild
overfished stocks, while achieving OY
in the fishery and minimizing economic
impact to the extent practicable.
Updated stock assessments for pollock
and GB yellowtail flounder conducted
in 2010 require the ACLs originally
established under FW 44 pursuant to
the ABC/ACL process established in
Amendment 16 to be updated based
upon revised stock status for pollock
and a revised rebuilding program for GB
yellowtail flounder. Further, following
the transition to sectors under
Amendment 16, the Council realized
that several changes to existing
measures are necessary to make the
Amendment 16 measures work more
effectively, as described below.
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This rule also implements the
parallel, but separate, emergency action
that replaces the FW 45 FY 2011 GB
yellowtail flounder TAC, ABC, and ACL
based on the flexibility to increase catch
limits provided by the IFACA, which
President Obama signed into law on
January 4, 2011. This Act provides
authority to the Council and NMFS to
increase the FY 2011 U.S./Canada
Management Area TAC, ABC, and ACL
for GB yellowtail flounder originally
proposed by the Council under FW 45
and approved by this action.
Specifically, the new statute recognizes
the U.S./Canada Resource Sharing
Understanding (Understanding) as an
international agreement for the purposes
of section 304(e)(4)(A)(ii) of the
Magnuson-Stevens Act. Based on this
recognition, the IFACA provides for
additional flexibility regarding the range
of catch levels that may be considered
for GB yellowtail flounder, and allows
for a higher yearly TAC and, therefore,
ABC and ACL for this stock in FY 2011,
provided that overfishing is ended
immediately and that the fishing
mortality rate (F) ensures rebuilding
consistent with the Understanding. The
justification for implementing these
increases through emergency action, as
provided for in section 305(c) of the
Magnuson-Stevens Act, is explained in
the preamble to the proposed rule and
is not repeated here.
Following the passage of the IFACA,
NMFS requested a special meeting of
the Transboundary Management
Guidance Committee (TMGC), a group
that consists of NMFS, Council
members and staff, and United States
fishing industry representatives and
their counterparts in the Department of
Fisheries and Ocean of Canada (DFO)
that makes recommendations of the
yearly TACs for stocks managed by the
Understanding, to reconsider the FY
2011 U.S./Canada Management Area
TAC for GB yellowtail flounder
pursuant to the IFACA and the
Understanding. On February 9, 2011,
the TMGC held a conference call to
consider revising the FY 2011 TAC for
this stock, and concluded that the
original combined U.S./Canada
Management Area TAC for GB
yellowtail flounder (1,900 mt) could be
increased to 2,650 mt for FY 2011.
A proposed rule to implement
measures proposed in FW 45 was
published on March 3, 2011 (76 FR
11858), with public comments accepted
through March 18, 2011. That proposed
rule included a detailed description of
the proposed management measures,
and other factors that influenced the
development of this action. Specifically,
that rule indicated that NMFS was
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considering disapproving the FY 2011
GB yellowtail flounder U.S./Canada
Management Area TAC adopted by the
Council under FW 45, and
implementing the increased TAC for
this stock agreed to by the TMGC on
February 9, 2011, through a parallel, but
separate emergency action pursuant to
section 305(c) of the Magnuson-Stevens
Act. This parallel emergency action was
proposed and justified in the same
Federal Register notice as the proposed
rule for this action, and is being
promulgated as a final rule in this action
as well. NMFS also published, at the
same time as and in conjunction with
the proposed rule for FW 45, a proposed
rule to approve the FY 2011 operations
plans and sector contracts for 19 sectors
authorized by Amendment 16 and FW
45 (February 28, 2011; 76 FR 10852).
Public comments on that rule were
accepted through March 15, 2011. If
approved, that rule would also specify
the annual catch entitlements (ACEs, or
sector quotas) for each stock allocated to
each sector pursuant to Amendment 16
and sector rosters submitted to NMFS
on December 1, 2010. This roster
deadline was later extended to allow
vessels involved in an ownership
change to either join a sector or change
its sector affiliation. A final rule
implementing approved FY 2011 sector
operations plans and ACE is expected to
publish in conjunction with this final
rule and become effective on May 1,
2011.
Disapproved Measures
Delay in Industry Responsibility for AtSea Monitoring Coverage
In Amendment 16, the Council
established monitoring measures to
ensure that sector allocations of the
ACLs for particular species could be
accurately monitored. These measures
included the requirement for sectors to
develop and pay for an at-sea
monitoring program beginning in FY
2012 that meet a minimum level of
coverage based on the precision of
bycatch estimates. In the development
of these measures, the Council noted
that ‘‘effective management of sectors
requires that catch be accurately
known.’’ Thus, the at-sea monitoring
provisions were developed to ensure
that landings were accurately monitored
for each sector.
To reduce monitoring costs to
industry, the Council proposed to delay
the requirement for the fishing industry
to pay for at-sea monitoring coverage in
FW 45 by one year. However, without
industry funding, NMFS funding would
be the sole source for any at-sea or
observer monitoring coverage during FY
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2012. During the deliberation of this
measure, NMFS expressed continued
concern about the Council’s reliance
upon NMFS funding to fully support a
provision required by the FMP,
particularly the specific at-sea
monitoring coverage levels outlined for
sector-developed at-sea monitoring
programs in Amendment 16 for FY
2012. Because NMFS’ funding is not
guaranteed and depends upon
Congressional appropriations, it is likely
that funding levels will fluctuate on a
yearly basis and may not be sufficient to
fully fund the at-sea monitoring
coverage requirements in the FMP. The
NMFS budget for FY 2012 has yet to be
finalized. Accordingly, NMFS remains
uncertain whether sufficient funding
will exist in FY 2012 to provide
sufficient coverage to accurately
monitor sector catch, as required under
Amendment 16.
NMFS has determined, therefore, that
the proposed delay of industry funding
for at-sea monitoring coverage in FY
2012 is inconsistent with the FMP and
the requirements of the MagnusonStevens Act. First, such a delay, without
sufficient federal funding for at-sea
monitoring, would likely fail to
maintain conservation and management
measures that are necessary and
appropriate for the conservation and
management of the fishery to prevent
overfishing and rebuild overfished
stocks, as required by section 303(a)(1)
of the Magnuson-Stevens Act. As noted
above, Amendment 16 indicated that
sufficient at-sea monitoring coverage is
necessary to ensure that catch is
accurately known. Without the
requirement for the industry to fund at
sea monitoring in the absence of
sufficient federal funding, it would not
likely be possible to obtain sufficient
accurate catch information, including
information on discards that is most
reliably acquired through observer and
at-sea monitoring coverage. As a result,
it would not likely be possible to
effectively estimate F, evaluate whether
overfishing is occurring, and develop
ACLs and other measures that would
prevent overfishing and rebuild
overfished stocks. Further, by reducing
the likelihood that sufficient funding
will be available to provide adequate atsea monitoring coverage necessary to
accurately monitor catch in the fishery,
the disapproved measure would have
undermined measures in Amendment
16 that helped to ensure that the
standardized reporting methodology is
capable of assessing the amount and
type of bycatch occurring in the fishery,
as required in section 303(a)(11).
Accordingly, NMFS has disapproved
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the measure to delay making the
industry responsible for the costs
associated with at-sea monitoring in FY
2012 to the extent that the federal funds
are not available. NMFS intends to pay
for at least some level of at-sea
monitoring coverage in 2012, as it has
done every year, based on the amount
of available funding, and will work
toward trying to secure the funds
necessary to fully support such coverage
in 2012. However, industry shall be
responsible for that balance of at-sea
monitoring coverage costs that are not
covered by available Federal funding
starting in FY 2012.
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Approved Measures
The following summarizes the
approved FW 45 measures, based on the
order in which applicable provisions
appear in the regulations at 50 CFR part
648. These measures build upon the
provisions implemented by previous
management actions, and are intended
to either supplement or replace existing
regulations, as described for each
measure. This final rule also includes,
through authority granted to NMFS by
section 305(d) of the Magnuson-Stevens
Act, revisions to regulations that are not
specifically identified in FW 45, but that
are necessary to implement measures to
achieve, but not exceed the sub-ACLs
available to the common pool fishery
during FY 2011 and to correct errors in,
or clarify, existing provisions, as
described further below. A more
detailed explanation of the rationale for
each approved measure can be found in
the proposed rule for this action.
Although NMFS proposed to
disapprove the FY 2011 GB yellowtail
flounder U.S./Canada Management Area
TAC, ABC, and ACL originally adopted
by the Council under FW 45, NMFS
ultimately decided not to disapprove
these measures through this final rule,
based upon further review of the FW 45
measures and applicable law.
Disapproval of the TAC, ABC, and ACL
proposed by FW 45 was not appropriate,
because disapproval of a measure is
only permissible if it is inconsistent
with Magnuson-Stevens Act
requirements and other applicable law.
In the context of FW 45, these catch
limits are consistent with the FMP and
the Magnuson-Stevens Act requirements
and other applicable law. These catch
limits comply with the MagnusonStevens Act requirements to end
overfishing and rebuild overfished
stocks within 10 years. In addition, the
FW 45 catch limits comply with the
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advice of the Council’s Scientific and
Statistical Committee in setting an ABC
for this stock using the ABC control rule
specified in the FMP and the best
available scientific information. Further,
the FW 45 ABC and ACL for GB
yellowtail flounder incorporate both
scientific and management uncertainty,
consistent with the National Standard 1
guidelines. The fact that these proposed
specifications for GB yellowtail flounder
could be increased pursuant to IFACA
does not undermine their approvability
in FW 45. Moreover, if the emergency
rule increasing the ACL expires before
the Council has recommended a new
ACL for FY 2012, the approved
Framework 45 measure could go into
place automatically, thereby avoiding a
gap in TACs, ABCs and ACLs for this
stock.
Accordingly, this final rule approves
the FY 2011 GB yellowtail flounder
TAC, ABC, and ACL in FW 45, but
temporarily replaces them, through
NMFS’ emergency action authority
provided in section 305(c) of the
Magnuson-Stevens Act, with the revised
TAC, ABC, and ACL described further
below in Item 5 of this preamble.
This parallel emergency action
increasing FW 45’s specifications of FY
2011 GB yellowtail flounder U.S./
Canada Management Area TAC, ABC,
and ACL is justifed by, and based on,
new legal authority stemming from the
January 4, 2011, enactment of the
IFACA, as more fully explained in the
preamble to the proposed rule for this
action. Pursuant to the requirements of
IFACA that any new catch levels still
prevent overfishing and are consistent
with the U.S. Canada Understanding,
NMFS held a TMGC conference call. As
noted in the preamble of the proposed
rule for this action, based on this TMGC
conference call, a report was generated
that concluded that the higher FY 2011
TAC for this stock specified in the
proposed rule for this action and
described further in Item 5 of this
preamble would still likely prevent
overfishing (i.e., result in a F below F at
maximum sustainable yield (FMSY, or
Fref, as listed in the Understanding)) and
result in a 5 percent increase in median
biomass from 2011 to 2012. Therefore,
the increased TAC is consistent with the
provisions of the IFACA and National
Standards 1 and 8 of the MagnusonStevens Act because it prevents
overfishing, is consistent with the F
outlined in the Understanding,
continues to rebuild this overfished
stock, optimizes OY, and minimizes
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adverse economic impacts to fishing
communities through higher catch
limits and increased revenues, without
compromising conservation objectives
of the FMP and applicable law. Further,
consistent with National Standard 9 of
the Magnuson-Stevens Act, an increased
TAC reduces bycatch and associated
bycatch mortality in the fishery by
increasing the amount of GB yellowtail
flounder that can be caught during FY
2011 and minimizing incentives to
discard this stock and others caught
concurrently. However, this increase in
catch limits for GB yellowtail flounder
is only valid for the duration of the
emergency and one extension (i.e., FY
2011). To justify comparable increases
in catch limits for future fishing years,
the Council must adjust the FMP to
establish a new rebuilding program and
timeline consistent with IFACA as more
fully discussed below in item 2.
1. Status Determination Criteria for
Pollock
Based upon an updated peer-reviewed
benchmark stock assessment conducted
in July 2010 (Stock Assessment
Workshop, or SAW, 50), pollock is not
overfished or subject to overfishing.
Thus, this species no longer requires the
rebuilding program established in
Amendment 16. As noted in the
preamble of the proposed rule for this
action, NMFS implemented an
emergency action on July 20, 2010 (75
FR 41996) to incorporate the results of
this assessment and update the status
determination criteria and the
associated FY 2010 ABC and ACL for
this species. These increased catch
limits were renewed through July 17,
2011, or until replaced by another
action through a notice published on
December 1, 2010 (75 FR 74661).
Therefore, formally integrating the
results of the 2010 pollock stock
assessment, updated status
determination criteria, ABC, and ACLs
for this species into the FMP through
this final rule is necessary to replace the
measures implemented by the
emergency action that would expire in
July 2011. Table 1 lists the revised
status determination criteria, with
numerical estimates of these parameters
listed in Table 2. The revised biomass
target parameter for pollock, where
spawning stock biomass is at maximum
sustainable yield (SSBMSY) or its proxy,
is SSB at 40 percent maximum
spawning potential (MSP). The
maximum F threshold is the FMSY
proxy, or F40%MSP.
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TABLE 1—DESCRIPTION OF THE UPDATED POLLOCK STATUS DETERMINATION CRITERIA
Pollock ......................................................................................................................................
SSBMSY: SSB/R
(40%MSP)
Maximum
fishing
mortality
threshold
Minimum
biomass
threshold
Biomass target
(Btarget)
Species
⁄ Btarget
F40%MSP
12
TABLE 2—NUMERICAL ESTIMATES FOR THE UPDATED POLLOCK STATUS DETERMINATION CRITERIA
Biomass target
(SSBMSY or
proxy) in mt
Species
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Pollock .........................................................................................................................................
2. Rebuilding Program for GB Yellowtail
Flounder
Recent estimates of the status of GB
yellowtail flounder conducted by the
Transboundary Resource Assessment
Committee (TRAC) in July 2010 indicate
that overfishing is not occurring, but
that the stock is still in an overfished
condition (TRAC 2010/05). This report
concludes that it is not possible to
rebuild this stock by 2014, the end of
the eight-year rebuilding period
originally adopted in FW 42 (October
23, 2006; 71 FR 62156), with a 75
percent probability of success even at F
= 0. Accordingly, this action revises the
GB yellowtail flounder rebuilding
program to rebuild the stock by 2016,
with a 50-percent probability of success.
This revision extends the rebuilding
program for this stock out to a 10-year
rebuilding period and lowers the
probability of success from 75 percent to
50 percent in order to maximize the
amount of GB yellowtail flounder that
could be caught while the stock
rebuilds.
IFACA allows the Secretary and the
Council to extend the rebuilding period
for stocks, or portions of stocks,
managed by the Understanding.
However, because IFACA was enacted
after FW 45 was developed and
approved by the Council, the extension
of the rebuilding period for GB
yellowtail flounder was restricted to 10
years. To maintain increases in GB
yellowtail flounder catch comparable to
the emergency increase for FY 11 after
the emergency increase for FY 2011
expires, the Council would need to
consider revising the FMP’s rebuilding
program and timeline for this stock
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consistent with the flexibility provided
by IFACA. This would allow the
Council to further mitigate the adverse
economic impacts of efforts to rebuild
this stock beyond that which was
considered by the Council in the
development of the revised GB
yellowtail flounder rebuilding program
included in FW 45. Therefore, NMFS
recommends that the Council reevaluate
the GB yellowtail flounder rebuilding
program approved under FW 45, and
consider extending the rebuilding
program for this stock consistent with
IFACA and implementing, if justified,
the higher catch limits for this stock for
future FYs.
3. Overfishing Levels and ABCs for
Particular Stocks
This action revises the OFLs and
ABCs of particular stocks, including GB
cod, GB haddock, GB yellowtail
flounder, and pollock for FYs 2011 and
2012. Revisions to the OFLs and ABCs
for pollock and GB yellowtail flounder
are based upon the updated assessments
and revised rebuilding strategies for
these stocks, as described in Items 1 and
2 of this preamble, respectively, and on
the flexibility afforded by IFACA for GB
yellowtail flounder, as described in Item
5 of this preamble. Revisions to the
OFLs and ABCs for the GB cod and GB
haddock stocks are based upon updated
TRAC assessments of the eastern
components of the stock. It is
anticipated that the FY 2012 values of
the ABCs for GB cod, GB haddock, and
GB yellowtail flounder will be revised
during 2011, based on new
transboundary stock assessments
conducted by the TRAC, and will likely
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91,000
Maximum
fishing
mortality
threshold
(FMSY or
proxy)
0.41
MSY in mt
16,200
be specified again in conjunction with
the FY 2012 U.S./Canada Management
Area TAC levels, as further described in
Item 5 of this preamble. Table 3
contains the OFLs and ABCs for FYs
2011 and 2012 approved under FW 45,
with the exception of GB yellowtail
flounder.
For GB yellowtail flounder, the FY
2011 U.S. ABC shown in Table 3
represents a revised shared U.S./Canada
Management Area TAC based upon, and
consistent with, determinations and
decisions about this stock by the TMGC,
pursuant to the Understanding and the
flexibility afforded by the IFACA.
Because the U.S./Canada Management
Area represents the entire stock area for
GB yellowtail flounder, the shared U.S./
Canada Management Area TAC for this
stock that is available to the U.S. fishery
also represents the ABC for this stock.
The revised ABC agreed to by the TMGC
is consistent with the provisions of
IFACA and the harvest strategy of the
Understanding that requires overfishing
to be prevented and the facilitation of
the rebuilding of overfished stocks.
NMFS is implementing the revised FY
2011 ABC for this stock as a separate,
but parallel, action to FW 45 pursuant
to its emergency action authority
specified in section 305(c) of the
Magnuson-Stevens Act, as further
described in the proposed rule for this
action. As noted above, the duration of
this proposed revision to the GB
yellowtail flounder ABC is limited by
the Magnuson-Stevens Act to 180 days
(i.e., through October 24, 2011), but may
be extended to make the revised ABC
and ACL effective for the duration of FY
2011 (through April 30, 2012).
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TABLE 3—REVISIONS TO OVERFISHING LEVELS AND ACCEPTABLE BIOLOGICAL CATCHES
OFL
(mt, live weight)
Stock
FY 2011
GB cod .............................................................................................................
GB haddock .....................................................................................................
GB yellowtail flounder:
Proposed in FW 45 ..................................................................................
Emergency Action ....................................................................................
White hake .......................................................................................................
Pollock .............................................................................................................
U.S. ABC
(mt, live weight)
FY 2012
FY 2011
FY 2012
7,311
59,948
* 8,090
* 51,150
4,766
34,244
* 5,364
* 29,016
3,495
3,495
4,805
21,853
* 4,335
* 4,335
5,306
19,887
** 1,458
1,099
3,295
16,900
* 1,222
* 1,222
3,638
15,400
* Preliminary estimates that may be revised in 2012 based on TRAC and TMGC considerations.
** This value represents the flexibility afforded by IFACA and described further in Item 5 of this preamble that supersedes the 1,099 mt FY
2011 GB yellowtail flounder U.S. ABC originally adopted by the Council in FW 45.
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4. Revisions to ACLs
Similar to adjustments in the OFLs
and ABCs described in Item 3 of this
preamble, this action revises the ACLs
for several stocks, including GB cod, GB
haddock, GB yellowtail flounder, white
hake, and pollock. Pursuant to
Magnuson-Stevens Act requirements
and the process specified in
Amendment 16, the ACLs adopted in
this action are lower than the ABCs
listed above for these stocks to account
for management uncertainty, as detailed
in Appendix II of FW 45 (see
ADDRESSES) and summarized in the
proposed rule for this action. For most
stocks and components of the fishery
(ABC components), the default
adjustment (reduction) to the catch level
for a fishery component to account for
management uncertainty was 5 percent.
For stocks with less management
uncertainty, the adjustment was 3
percent, and for those stocks or
components with more management
uncertainty, the adjustment was 7
percent. The total ACL for a stock
represents the catch limit for a
particular FY, considering both
biological and management uncertainty,
and the limit includes all sources of
catch (landed and discards) and all
fisheries (commercial and recreational
groundfish fishery, state-waters catch,
and non-groundfish fisheries).
The allocation of yellowtail flounder
to the scallop fishery is not changed by
this action. Thus, the SNE/MA
yellowtail flounder allocations to the
scallop fishery listed in Tables 5 and 6
are the same amounts implemented
under FW 44, with the allocation of
SNE/MA yellowtail flounder remaining
at 82 and 127 mt, live weight, during
FYs 2011 and 2012, respectively; the GB
yellowtail flounder allocations to the
scallop fishery listed in Tables 11 and
12 remain at 200.8 and 307.5 mt, live
weight, during FYs 2011 and 2012,
respectively. No specific allocation of
Cape Cod (CC)/GOM yellowtail flounder
is made to the scallop fishery, because
the incidental catches of this stock by
the scallop fishery are relatively low.
Catches of this stock will be considered
part of the ‘‘other sub-component’’ of the
ACL.
Current regulations set a cap on the
amount of yellowtail flounder that may
be harvested from the scallop access
areas in the SNE/MA and GB yellowtail
flounder stock areas. Specifically,
current regulations cap yellowtail
flounder harvest from scallop access
areas at 10 percent of the ‘‘total TAC’’ for
each of the stock areas. In light of the
ACL components, ‘‘total TAC’’ means
‘‘total ACL.’’ For FY 2011, this means 10
percent of 1,416 mt (141.6 mt) for GB
yellowtail flounder, as listed in Table
11.
This action updates the existing
allocation of 0.2 percent of the U.S. ABC
for GB and GOM haddock to the midwater trawl fishery based on changes to
the GB haddock ABC described above.
The values for the allocations to the
mid-water trawl fishery listed in Table
5 are slightly less than 0.2 percent, due
to the 7-percent reduction of these
allocations to account for management
uncertainty for this stock. For example,
the FY 2011 ABC of 32,244 mt was
multiplied by 0.002 (32,244 mt × .002 =
68.5 mt), and then reduced by 4.79 mt
(68.5 mt × 0.07 = 4.79 mt) to arrive at
the proposed allocation of 64 mt.
Because the herring fishery already has
AMs associated with this allocation that
were developed as part of FW 43
(August 15, 2006; 71 FR 46871), all of
the haddock allocations to the midwater trawl fishery are characterized as
sub-ACLs.
Tables 5 through 8 list the
distribution of the total ACL for stocks
affected by measures in FW 45 to the
groundfish fishery, the scallop fishery,
the mid-water trawl herring fishery,
state waters fisheries, and other fishery
sub-components, such as exempted
fisheries. A full list of the FY 2011 ACLs
will be sent to NE multispecies permit
holders and posted on the NMFS
Northeast Regional Office Web site
(https://www.nero.noaa.gov). As noted in
the FW 44 final rule, while ACLs are
specified through FY 2012 for most
stocks, it is likely that the Council will
adopt ACLs for FYs 2012 through 2014
though a future Council action.
Therefore, ACLs specified through FY
2012 in FW 44 and this action will only
be implemented if the anticipated
Council action is delayed. In contrast,
the pollock ACLs are not expected to be
revisited until FY 2013, with any
changes effective for FY 2014. The ACL
listed in Table 5 for white hake corrects
an error published in Table 4 of both the
FW 44 proposed (February 1, 2010; 75
FR 5021) and final rules, respectively,
that listed the commercial sub-ACL for
white hake for FY 2011 as 2,566 mt (the
FY 2010 value) instead of the correct
value of 2,974 mt.
TABLE 5—TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2011
[Mt, live weight]
Stock
Total ACL
GB cod .....................................................
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Scallop fishery
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Other ACL
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Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
23047
TABLE 5—TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2011—Continued
[Mt, live weight]
Stock
Total ACL
GB haddock .............................................
SNE/MA yellowtail flounder .....................
White hake ...............................................
Pollock ......................................................
Groundfish
sub-ACL
32,616
641
3,138
16,166
Mid-water
trawl herring
fishery
Scallop fishery
30,840
524
2,974
13,952
0
82
0
0
State waters
ACL subcomponent
64
0
0
0
342
0
33
769
Other ACL
subcomponents
1,370
27
132
1,445
TABLE 6—TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2012
[Mt, live weight]
Stock
Total ACL
GB cod * ...................................................
GB haddock * ...........................................
SNE/MA Yellowtail flounder .....................
White hake ...............................................
Pollock ......................................................
Groundfish
sub-ACL
5,109
27,637
936
3,465
14,736
Mid-water
trawl herring
fishery
Scallop fishery
4,841
26,132
759
3,283
12,612
0
0
127
0
0
State waters
ACL subcomponent
0
54
0
0
0
54
290
0
36
754
Other ACL
subcomponents
215
1,161
40
146
1,370
* Preliminary estimate that may be revised in 2012 based on TRAC and TMGC considerations.
TABLE 7—POLLOCK TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2013
[Mt, live weight]
Stock
Total ACL
Pollock ......................................................
Groundfish
sub-ACL
14,927
Mid-water
trawl herring
fishery
Scallop fishery
12,791
0
State waters
ACL subcomponent
0
756
Other ACL
subcomponents
1,380
TABLE 8—POLLOCK TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2014
[Mt, live weight]
Stock
Total ACL
Pollock ......................................................
Groundfish
sub-ACL
15,308
The commercial groundfish sub-ACL
is further divided into the non-sector
(common pool vessels) sub-ACL and the
sector sub-ACL, based on the total
vessel/permit enrollment in all sectors
and the cumulative Potential Sector
Contributions (PSCs) associated with
those sectors. Table 9 lists the
preliminary distribution of the
groundfish sub-ACL between common
pool and sectors based on rosters
submitted to NMFS as of December 1,
2010. FY 2011 sector rosters will not be
finalized until May 1, 2011, because the
Mid-water
trawl herring
fishery
Scallop fishery
13,148
0
State waters
ACL subcomponent
0
owners of individual permits signed up
to participate in sectors have until April
30, 2011, to drop out of a sector and fish
in the common pool and can either join
a sector or change its sector affiliation
based on an ownership change that
occurred after December 1, 2011.
Therefore, it is possible that the FY 2011
sector sub-ACL listed in Table 9 and the
final rule to approve the FY 2011 sector
operations plans will be changed at a
later date. Based on the final sector
rosters, NMFS intends to publish a rule
in early May 2011 to modify these sub-
760
Other ACL
subcomponents
1,400
ACLs, and notify the public if these
numbers change. In addition, it is
almost certain that all of the FY 2012
sub-ACLs for the common pool and
sectors will change and be re-specified
prior to FY 2012 due to annual changes
to the sector rosters and changes to the
ABCs for GB cod, GB haddock, and GB
yellowtail flounder based on the
specification of Canadian TACs for
these stocks, as described above in Item
5 of this preamble.
srobinson on DSKHWCL6B1PROD with RULES3
TABLE 9—PRELIMINARY DISTRIBUTION OF GROUNDFISH SUB-ACL BETWEEN COMMON POOL AND SECTOR VESSELS
[Mt, live weight]*
Groundfish sub-ACL
Common pool sub-ACL
Sector sub-ACL
Stock
FY 2011
GB cod .........................................................................................
GB haddock .................................................................................
GB yellowtail flounder:
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30,840
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26,132
FY 2011
FY 2012
99
129
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111
109
25APR3
FY 2011
4,202
30,711
FY 2012
4,730
26,023
23048
Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
TABLE 9—PRELIMINARY DISTRIBUTION OF GROUNDFISH SUB-ACL BETWEEN COMMON POOL AND SECTOR VESSELS—
Continued
[Mt, live weight]*
Groundfish sub-ACL
Common pool sub-ACL
Sector sub-ACL
Stock
FY 2011
Proposed in FW 45 ** ...........................................................
Emergency Action *** ............................................................
White hake ...................................................................................
Pollock ..........................................................................................
FY 2012
790.7
1,142
2,974
13,952
FY 2011
686.3
1,142
3,283
12,612
FY 2012
23.7
17.4
35
138
FY 2011
20.6
17.4
39
125
FY 2012
767
1,124.6
2,939
13,814
665.7
1,124.6
3,244
12,487
* Preliminary estimate that may be revised based on updated sector rosters and TRAC and TMGC considerations.
** These values represent an increase from the ACLs adopted by the Council in FW 45, as described further in Item 5 of this preamble.
*** These values represent an estimate of the ACLs adopted by the Council in FW 45 based upon preliminary sector roster information and do
not reflect updated rosters submitted to NMFS.
5. Annual Specifications for the U.S./
Canada Management Area
Annual TACs for transboundary
stocks jointly managed with Canada as
part of the Understanding (Eastern GB
cod, Eastern GB haddock, and GB
yellowtail flounder) are determined
through a process involving the Council,
the TMGC, and the U.S./Canada
Steering Committee. The recommended
FY 2011 TACs for Eastern GB cod and
Eastern GB haddock were based on the
most recent stock assessments (TRAC
Status Reports for 2010), and the fishing
mortality strategy shared by NMFS and
the DFO. The TMGC concluded that the
most appropriate combined U.S./Canada
TAC for Eastern GB cod and Eastern GB
haddock for FY 2011 is 1,050 mt and
22,000 mt, respectively. The annual
allocation shares between countries for
FY 2011 are based on a combination of
historical catches (10-percent weighting)
and resource distribution based on trawl
surveys (90-percent weighting).
Applying this formula results in an
allocation of 19 percent of the shared
Eastern GB cod TAC to the U.S. and 81
percent for Canada, or a FY 2011 quota
of 200 mt for the U.S. and 850 mt for
Canada. Applying the same formula for
Eastern GB haddock results in an
allocation of 43 percent of the shared
TAC to the U.S. and 57 percent to
Canada, or a FY 2011 quota of 9,640 mt
for the U.S. and 12,540 mt for Canada.
For GB yellowtail flounder, the TMGC
originally recommended, the Council
adopted, and NMFS approved under
FW 45, a combined U.S./Canada
Management Area TAC of 1,900 mt,
resulting in a FY 2011 quota of 1,045 mt
for the U.S. and an 855 mt quota for
Canada. However, the TMGC agreed to
a revised shared GB yellowtail flounder
TAC for FY 2011 of 2,650 mt that is
being implemented through a parallel
emergency action, based on the new
flexibility provided by IFACA for FY
2011, as discussed above in this
preamble.
Table 10 lists the FY 2011 U.S./
Canada Management Area TACs for all
stocks managed by the Understanding,
with the FY 2011 GB yellowtail
flounder TAC reflecting the increased
TAC recommended by the TMGC
following its February 9, 2011,
conference call.
TABLE 10—2011 U.S./CANADA TACS (MT, LIVE WEIGHT) AND PERCENTAGE SHARES
[In parentheses]
Eastern GB
cod
Proposed in FW 45 .........................................
Emergency Action ...........................................
srobinson on DSKHWCL6B1PROD with RULES3
Because the U.S./Canada Management
Area represents the entire stock area for
GB yellowtail flounder, the U.S./Canada
Management Area TAC that is available
to the U.S. fishery also represents the
ABC for this stock. After management
uncertainty is deducted from the ABC,
the amount that is available to the U.S.
Total Shared TAC ..........................................
U.S. TAC ........................................................
Canada TAC ..................................................
Total Shared TAC ..........................................
U.S. TAC ........................................................
Canada TAC ..................................................
fishery represents the ACL for this
stock. Thus, the revised GB yellowtail
flounder TAC specified in this action
also requires applicable changes to the
ACL, and how the ACL for this stock is
distributed to the various components of
the fishery that catch this stock that
were adopted by the Council in FW 45.
Eastern GB
haddock
1,050
200 (19%)
850 (81%)
1,050
200 (19%)
850 (81%)
GB Yellowtail
flounder
22,000
9,640 (43%)
12,540 (57%)
22,000
9,640 (43%)
12,540 (57%)
1,900
1,045 (55%)
855 (45%)
2,650
1,458 (55%)
1,193 (45%)
The revised GB yellowtail flounder
ACL, sub-ACL, and ACL subcomponents are specified in Tables 11
and 12 for FYs 2011 and 2012,
respectively. The revised U.S./Canada
TAC for GB yellowtail flounder does not
affect the sub-ACL for the scallop
fishery specified by FW 45 as 200.8 mt.
TABLE 11—GB YELLOWTAIL FLOUNDER TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2011
[Mt, live weight]
Action
Total ACL *
Proposed in FW 45 ..................................
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Scallop fishery
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200.8
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ACL subcomponent
0
25APR3
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subcomponents
0
53.5
23049
Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
TABLE 11—GB YELLOWTAIL FLOUNDER TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2011—Continued
[Mt, live weight]
Action
Total ACL *
Emergency Action ....................................
1,416
Groundfish
sub-ACL
Mid-water
trawl herring
fishery
Scallop fishery
1,142
200.8
State waters
ACL subcomponent
0
Other ACL
subcomponents
0
73
TABLE 12—REVISED GB YELLOWTAIL FLOUNDER TOTAL ACL, SUB-ACL, AND ACL-SUBCOMPONENTS FOR FY 2012
[Mt, live weight]
Action
Total ACL
Proposed in FW 45 ..................................
Emergency Action ....................................
1,045
1,426
Groundfish
sub-ACL
Mid-water
trawl herring
fishery
Scallop fishery
686.3
1,046
307.5
307.5
State waters
ACL subcomponent
0
0
Other ACL
subcomponents
0
0
51.2
77
* Preliminary estimate that may be revised in 2011 based on TRAC and TMGC considerations.
The regulations related to the
Understanding, promulgated by the
final rule implementing Amendment 13,
state that ‘‘any overages of the GB cod,
haddock, or yellowtail flounder TACs
that occur in a given fishing year will
be subtracted from the respective TAC
in the following fishing year.’’ Therefore,
if an analysis of the catch of the shared
stocks by U.S. vessels indicates that an
over-harvest occurred during FY 2010,
the pertinent components of the ACL
would be adjusted downward in order
to be consistent with the FMP and
Understanding. If an adjustment to one
of the FY 2011 TACs of cod, haddock,
or yellowtail flounder is necessary, it
will be done consistent with the
Administrative Procedure Act, and the
fishing industry will also be notified.
6. Incidental Catch TACs and
Allocations to Special Management
Programs
Incidental catch TACs are specified
for certain stocks of concern (i.e., stocks
that are overfished or subject to
overfishing) for common pool vessels
fishing in the special management
programs (i.e., special access programs
(SAPs) and the Regular B DAS Program),
in order to limit the amount of catch of
these stocks caught under such
programs. The incidental catch TACs
apply to catch (landings and discards)
on trips that end on a Category B DAS
(either Regular or Reserve B DAS). Catch
of such stocks on trips that start under
a Category B DAS and then flip to a
Category A DAS do not accrue toward
incidental catch TACs, but rather the
overall common pool sub-ACL for that
stock. Because pollock is no longer
considered overfished or subject to
overfishing, this action removes this
species from the list of stocks of
concern, and eliminates the incidental
catch TAC for this stock.
This final rule specifies incidental
catch TACs applicable to the NE
multispecies special management
programs for FYs 2011 and 2012, based
on the common pool sub-ACLs listed in
Item 4 of this preamble (see Tables 13–
15). As noted above, FY 2011 sector
rosters will not be finalized until May
1, 2011. Therefore, the amount of the
common pool sub-ACL may change
based upon changes to the number of
vessels participating in the common
pool during FY 2011. Based on the final
rosters, NMFS will publish a rule in
early May 2011 to modify these subACLs, and notify the public if these
numbers change.
TABLE 13—PRELIMINARY COMMON POOL INCIDENTAL CATCH TACS BY STOCK FOR FY 2011—2012
[Mt, live weight]
Percentage of
sub-ACL
Stock
srobinson on DSKHWCL6B1PROD with RULES3
GB cod .........................................................................................................................................
GOM cod .....................................................................................................................................
GB yellowtail flounder ..................................................................................................................
CC/GOM yellowtail flounder ........................................................................................................
SNE/MA yellowtail flounder .........................................................................................................
American plaice ...........................................................................................................................
Witch flounder ..............................................................................................................................
SNE/MA winter flounder ..............................................................................................................
GB winter flounder .......................................................................................................................
White hake ...................................................................................................................................
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1
2
1
1
5
5
1
2
2
25APR3
2011
Incidental
catch TAC
2.0
1.3
0.3
0.3
1.1
3.9
1.2
7.3
0.3
0.7
2012
Incidental
catch TAC
2.2
1.3
0.3
0.4
1.7
4.1
1.2
7.6
0.3
0.8
23050
Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
TABLE 14—DISTRIBUTION OF INCIDENTAL CATCH TACS AMONG SPECIAL MANAGEMENT PROGRAMS
[Mt, live weight]
Regular B
DAS program
Closed area I
hook gear
haddock SAP
(%)
Eastern U.S./
Canada
haddock SAP
(%)
50
100
50
100
100
100
100
100
50
100
50
Stock
16
na
na
na
na
na
na
na
na
na
16
34
na
50
na
na
na
na
na
50
na
34
GB cod .........................................................................................................................................
GOM cod .....................................................................................................................................
GB yellowtail flounder ..................................................................................................................
CC/GOM yellowtail flounder ........................................................................................................
SNE/MA yellowtail flounder .........................................................................................................
Plaice ...........................................................................................................................................
Witch flounder ..............................................................................................................................
SNE/MA winter flounder ..............................................................................................................
GB winter flounder .......................................................................................................................
White hake ...................................................................................................................................
Pollock .........................................................................................................................................
TABLE 15—INCIDENTAL CATCH TACS FOR SPECIAL MANAGEMENT PROGRAMS BY STOCK FOR FY 2011–2012
[Mt, live weight]
Regular B DAS program
Stock
FY 2011
GB cod .........................................................................................
GOM cod ......................................................................................
GB yellowtail flounder ..................................................................
CC/GOM yellowtail flounder ........................................................
SNE/MA yellowtail flounder .........................................................
American plaice ...........................................................................
Witch flounder ..............................................................................
SNE/MA winter flounder ..............................................................
GB winter flounder .......................................................................
White hake ...................................................................................
srobinson on DSKHWCL6B1PROD with RULES3
In addition to the incidental catch
TAC for GB cod, overall fishing effort by
both common pool and sector vessels in
the Closed Area I Hook Gear Haddock
SAP is also controlled by an overall
TAC for GB haddock, the target species
for this SAP. For FY 2011, the overall
haddock TAC for the Closed Area I
Hook Gear Haddock SAP applicable to
both common pool and sector vessels
participating in this SAP is 3157.5 mt
(6,961,096 lb or 3,157,553 kg) based on
TACs specified in FW 44. Once this
overall haddock TAC is caught, the
Closed Area I Hook Gear Haddock SAP
will be closed to all groundfish vessels
for the remainder of FY 2011.
7. Great South Channel Exemption Area
This action eliminates the yellowtail
flounder spawning closure areas within
the Great South Channel Exemption
Area, and allows all scallop vessels,
including limited access general
category (LAGC) scallop vessels, to fish
within this area throughout the entire
year in accordance with applicable
scallop regulations. Since the August
31, 2006, rulemaking (71 FR 51779) that
created the Great South Channel
Exemption Area and the associated
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1.0
1.3
0.15
0.3
1.1
3.9
1.2
7.3
0.1
0.7
Closed area I hook gear
haddock SAP
FY 2011
1.1
1.3
0.15
0.4
1.7
4.1
1.2
7.6
0.2
0.8
yellowtail flounder spawning closure
areas, the general category scallop
permits have become limited access
permits subject to an individual fishing
quota (IFQ) that limit the amount of
scallops and, therefore, regulated
species and ocean pout, particularly
yellowtail flounder, caught by these
vessels. Thus, the main justification for
the spawning protection areas for LAGC
scallop vessels is no longer relevant.
8. GOM Cod Spawning Protection Area
To protect spawning aggregations of
GOM cod and prevent fishing from
interfering with spawning activity, this
final rule creates the GOM Cod
Spawning Protection Area. This area is
rectangular in shape and is located just
south of the Isle of Shoals off the New
Hampshire coastline, with its long axis
oriented in a northwest to southeast
direction. All commercial fishing
vessels using gear capable of catching
groundfish are prohibited from fishing
within the proposed area from June 1
through June 30 of each year, while all
recreational vessels (private and charter/
party vessels) are prohibited from using
gear capable of catching groundfish in
the area from April 1 through June 30
PO 00000
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FY 2012
0.3
na
na
na
na
na
na
na
na
na
0.4
na
na
na
na
na
na
na
na
na
Eastern U.S./Canada
haddock SAP
FY 2011
0.7
na
0.1
na
na
na
na
na
0.1
na
FY 2012
0.8
na
0.1
na
na
na
na
na
0.2
na
of each year. For commercial vessels,
only vessels fishing with ‘‘exempted
gear,’’ as defined in the current
regulations, are allowed into this area
during the closure periods. Exempted
gear includes pelagic hook and line
gear, pelagic longline gear, spears, rakes,
diving gear, cast nets, tongs, harpoons,
weirs, dipnets, stop nets, pound nets,
pelagic gillnets, pots and traps, shrimp
trawls with a properly configured grate,
and surfclam and ocean quahog dredges.
Therefore, because midwater trawl gear
and purse seine gear is not listed as
exempted gear, vessels fishing with
these gear types may not fish in this area
during June of each year. Only pelagic
hook-and-line gear, as defined in the
current regulations, is allowed to be
used in the area by recreational vessels.
The catch or possession of any regulated
species or ocean pout by vessels using
the exempted gear from April 1 through
June 30 of each year is prohibited. Both
recreational and commercial vessels are
allowed to transit the proposed area,
provided all gear is stowed according to
existing regulations.
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srobinson on DSKHWCL6B1PROD with RULES3
9. Handgear A and B Measures
Cod Trip Limit
Through this final rule, the cod trip
limits applicable to NE multispecies
Handgear A (limited access) and B
(open access) vessels are revised to be
specific to either the GOM or GB cod
stock, including any adjustments to
such trip limits. Handgear A vessels are
subject to an initial cod limit of 300 lb
(135 kg) per trip for both the GOM and
GB cod stocks, until NMFS adjusts the
cod trip limit applicable to common
pool vessels fishing under a NE
multispecies DAS for either of these
stocks below 300 lb (135 kg) per trip.
Once either the GOM or the GB cod trip
limit for common pool DAS vessels is
reduced below 300 lb (135 kg) per DAS,
the applicable cod trip limit for
Handgear A vessels will be adjusted to
be the same as the daily limit for
common pool DAS vessels. For
example, if only the GOM cod trip limit
for NE multispecies DAS vessels was
reduced to 250 lb (113.4 kg) per DAS,
then the cod trip limit for a vessel
issued a Handgear A category permit
that is fishing in the GOM Regulated
Mesh Area (i.e., the area specified for
the GOM cod trip limit) would also be
reduced to 250 lb (113.4 kg) per trip;
however, under this example, the cod
trip limit for a Handgear A vessel
fishing for GB cod south of the GOM
Regulated Mesh Area (RMA) (the GB
cod stock area is considered the GB,
SNE, and MA RMAs) would be
maintained at 300 lb (135 kg) per trip.
The initial Handgear B cod limit for
both the GOM and GB stocks is
maintained at 75 lb (90.7 kg) per trip,
but will be adjusted proportional
(rounded up to the nearest 25 lb (11.4
kg)) to any changes in the daily GOM or
GB cod trip limits for DAS vessels in the
future, as necessary. For example, if the
GOM cod trip limit was reduced by 50
percent from 800 lb (362.9 kg) per DAS
to 400 lb (181.4 kg) per DAS, then the
cod trip limit for a Handgear B vessel
fishing in the GOM Regulated Mesh
Area would also be reduced by 50
percent to 37.5 lb (17 kg), rounded to
the nearest 25 lb (11.3 kg), or 50 lb (22.7
kg) per trip. In this example, the cod trip
limit for a Handgear B vessel fishing for
GB cod south of the GOM RMA would
be maintained at 75 lb (90.7 kg) per trip.
To fish for GB cod south of the GOM
Regulated Mesh Area for a particular
period of time, the owner or operator of
a Handgear A or B vessel must obtain
and retain on board a paper letter of
authorization (LOA) from the Regional
Administrator (RA) to fish, unless
otherwise noted below. The minimum
participation period for this LOA is 7
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consecutive days to minimize the
administrative burden of this provision,
consistent with existing practice for
LOAs issued to DAS vessels. Once a
vessel owner or operator has obtained a
paper LOA to fish south of the GOM
RMA, the owner or operator may not
fish in the GOM RMA for the duration
of the LOA. This requirement is
necessary to more effectively enforce
this measure. Alternatively, the owner
or operator of a Handgear A permitted
vessel, who does not obtain the paper
LOA, but elects or is required to have
a VMS may fish for GB cod south of the
GOM RMA by declaring an intent to fish
for GB cod south of the GOM RMA prior
to each trip via a vessel monitoring
system (VMS) (i.e., when fishing in
multiple broad stock areas on the same
trip). If a vessel declares via VMS
instead of obtaining a paper LOA, this
VMS declaration is required on a tripby-trip basis, and no minimum
participation period is necessary. These
declarations enable at-sea enforcement
personnel to identify the applicable cod
trip limits and effectively enforce the
appropriate regulations during boarding
operations.
Access to Seasonal Closure Areas
To ensure that handgear-permitted
vessels are provided an opportunity to
fish during at least the early part of the
FY, this action exempts both Handgear
A and B vessels from the GB Seasonal
Closure Area defined in § 648.81(g), and
allows Handgear A vessels to also fish
in the Sector Rolling Closure Areas
defined in § 648.81(f)(2)(vi)(A) through
(C), and depicted in section 4.3.3 of FW
45. These latter areas represent smaller
portions of the GOM Rolling Closure
Areas, and enable Handgear A vessels
fishing in the GOM a greater chance at
catching some of the available sub-ACLs
for cod and haddock during a particular
FY before such trip limits are reduced
to prevent the ACL from being
exceeded.
10. Dockside/Roving Monitor
Requirements
Delay in Requirement for Industry To
Fund Dockside/Roving Monitors
To address concerns regarding the
ability of the fishing industry to pay for
the costs of a dockside/roving
monitoring program, as originally
implemented under Amendment 16 in
2010, this action delays the industry’s
responsibility for paying for dockside/
roving monitoring coverage until FY
2013. None of the costs associated with
dockside/roving monitors during FYs
2011 and 2012 will be imposed upon
the owner or operator of a NE
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23051
multispecies vessel. NMFS will attempt
to provide sufficient dockside/roving
monitoring coverage to observe the
offloads of up to 100 percent of sector
trips and, starting in FY 2012, common
pool trips as well, if funds are available.
If funds are not available for monitoring
100 percent of commercial groundfish
trips, NMFS must first provide
dockside/roving monitor coverage to
trips that do not have an observer, at-sea
monitor, or an approved electronic
monitoring program. To enable
dockside/roving monitors to more easily
identify trips that are assigned an
observer or at-sea monitor, vessels must
declare whether an observer or at-sea
monitor has been assigned to that trip
via the trip-start hail report. For FY
2011, NMFS estimates that it has
sufficient funding to cover
approximately 100 percent of sector
trips that are not assigned an observer
or at-sea monitor. NMFS will specify
coverage levels for FY 2012 based upon
available NMFS funding.
Dockside/Roving Monitoring Program
Requirements Beginning in FY 2013
Starting in 2013, sectors must develop
and pay for a dockside/roving
monitoring program as part of their
annual operations plans, common pool
vessels will be subject to dockside/
roving monitoring upon the transition to
a trimester TAC AM, vessels must
comply with the trip-start and trip-end
hail reporting requirements associated
with at-sea and dockside monitoring
programs, and dockside/roving
monitoring service providers must
observe the landings of 20 percent of all
common pool and sector trips in a
statistically random manner. To
facilitate administration and compliance
with the dockside/roving monitoring
operational standards specified at
§ 648.87(b)(5), this action revises the
regulations at § 648.82(n)(2)(iv) to
clearly state that the owner or operator
of each common pool vessel subject to
dockside/roving monitoring
requirements must contract for such
services with a service provider
approved by NMFS by 2013. The need
for vessel owners to contract with a
specific service provider is necessary in
the absence of any NMFS-controlled
dockside/roving monitoring program in
which NMFS can act as a mediator
between the fishing industry and
approved service providers. Further,
because each individual permit is
considered a separate legal entity,
NMFS is not inclined to mandate that
common pool vessels use a particular
service provider in a particular FY in
order to increase competition among
service providers and potentially
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decrease costs to the affected vessel
owners. Groups of vessel owners,
however, may elect to contract with the
same service provider to help lower the
costs associated with such
requirements.
Exemption of the Dockside/Roving
Monitor Requirements for Certain
Permit Categories
Vessels issued a limited access NE
multispecies Handgear A, Handgear B,
and Small Vessel category permit are
exempt from any dockside/roving
monitoring requirements when
operating in the common pool. Given
this exemption, it is not possible for
dockside/roving monitor service
providers to provide statistically
random coverage of all common pool
trips, as required under Amendment 16,
because not all common pool trips are
subject to dockside/roving monitoring
requirements. Therefore, the dockside/
roving monitoring coverage regulations
have been revised to accommodate this
exemption, and specify that service
providers must provide random
coverage of all trips subject to the
dockside/roving monitoring
requirements.
srobinson on DSKHWCL6B1PROD with RULES3
Trip-End Hail Requirement
To facilitate dockside intercepts by
both state and Federal enforcement
personnel, beginning in FY 2011, all
sector vessels and common pool vessels
fishing under a DAS must submit a tripend hail report via VMS prior to
returning to port on each trip. Vessels
subject to dockside monitoring (i.e.,
sector vessels starting in FY 2010 and
common pool vessels starting in FY
2012) are required to submit both a tripstart and a trip-end hail report for that
trip, consistent with current practice.
The trip-end hail report must contain
the same information as the trip-end
hail report implemented by Amendment
16.
Inspection of Fish Holds
Amendment 16 established approval
requirements for entities providing
dockside/roving monitoring services.
These standards included hiring
individual dockside monitors that were
capable of climbing ladders and
inspecting fish holds. For FY 2010,
NMFS developed operational standards
necessary to implement the Amendment
16 dockside monitoring provisions,
based on a pilot dockside/roving
monitoring program conducted during
the summer of 2009. These standards
did not require dockside monitors to
inspect fish holds for FY 2010.
However, based on further evaluation of
the performance of the dockside
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monitoring program and consideration
of concerns expressed by enforcement
personnel, this action now requires that
dockside monitors inspect the fish holds
for any trip that is assigned a dockside/
roving monitor beginning in FY 2011.
This requirement will enhance the
enforceability of existing provisions and
minimize the incentives to underreport/misreport the amount of
regulated species landed.
11. Sector Measures
Distribution of the PSC From Cancelled
Permits
As described in Amendment 16, a
PSC represents an individual permit’s
portion of the total historical landings of
each regulated species or ocean pout
stock during FYs 1996–2006 by all
permits, including those in confirmation
of permit history (CPH), that were
eligible to participate in the NE
multispecies fishery as of May 1, 2008.
If a permit had been cancelled after May
1, 2008, its historic landings between
FYs 1996–2006 have still been used to
calculate the total landings by eligible
permits.
As noted above, the current
regulations calculate the ACL available
to sector and common pool vessels
based on the cumulative PSCs of each
permit participating in each sector. By
default, if the owner of a particular
permit has not elected to participate in
a sector, that permit is considered to be
participating in the common pool, and
its PSC contributes to the sub-ACL
available to the common pool at large.
Similarly, if a permit or CPH is
permanently cancelled for any reason,
that permit or CPH cannot participate in
sectors, or any fishery, and the PSC is
used to contribute to the sub-ACL
available to the common pool. Thus, the
PSCs of cancelled permits artificially
inflate the PSCs of those permits
operating in the common pool and are
not equitably distributed among all
permits remaining in the fishery.
Beginning in FY 2011, the PSC of all
valid permits, including those held in
CPH, that are eligible to participate in
the fishery must be recalculated as of
June 1 of each year, unless another date
is specified by the RA, to redistribute
the landings histories of cancelled
permits to all remaining eligible
permits. To do so, the PSCs for each
stock calculated pursuant to the process
specified in Amendment 16 must be
multiplied by a factor of ‘‘1/PSC of the
remaining permits.’’ These recalculated
PSCs shall then be used to calculate
ACEs for each sector during the
following FY. For FY 2012 and beyond,
a PSC that is calculated on June 1, shall
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Fmt 4701
Sfmt 4700
affect sector ACE for the FY that begins
on May 1, of the following year.
This provision means that each
permit’s PSC may increase on a yearly
basis to reflect its higher portion of the
historic landings of each regulated
species and ocean pout stock due to the
removal of the landings histories of any
permits that were cancelled by June 1 of
each year. This will ensure that the
yearly PSC calculations reflect eligible
permits at the beginning of each FY
(May 1), and allow NMFS time to
process such renewals. On or about July
1 of each year, NMFS will inform permit
holders of updated PSCs through a
permit holder letter sent to owners of a
valid limited access NE multispecies
permit or CPH.
The FW 45 proposed rule specified
that the RA would recalculate FY 2011
PSCs for each permit using valid
permits as of May 1, 2011, to update
PSCs for FY 2011 and reflect permits
cancelled through FY 2010. However, to
ensure that permit owners had sufficient
information to make informed decisions
about whether or not to participate in
sectors before the start of FY 2011 on
May 1, 2011, the RA recalculated FY
2011 PSCs for each permit using valid
permits as of February 11, 2011, to
reflect permits cancelled through that
date. This information was sent out to
permit holders on February 11, 2011, to
facilitate their decision to join a sector
based on measures proposed in FW 45.
The RA will recalculate PSCs for each
permit as of June 1, 2011, to account for
permits cancelled through FY 2010 and
determine the PSCs that will be used to
calculate FY 2012 sector ACE for each
stock, consistent with the procedures
outlined above.
Operations Plan Requirements
Amendment 16 specified that sectors
must submit final rosters, proposed
operations plans, including rosters and
associated environmental analyses by
September 1, so that NMFS could
review such documents as part of the
process to approve sector operations for
the following FY. Based on industry
input, this action increases the
flexibility of these deadlines by
requiring sectors to submit preliminary
rosters and proposed operations plans to
NMFS by September 1, and final rosters
by December 1 of each year. Following
further industry input submitted during
the public comment period for this
action and ongoing discussions with
industry participants, NMFS will allow
for a limited opportunity for additional
changes to FY 2011 sector rosters to
accommodate changes in vessel
ownership that occurred after the
submission of final sector rosters on
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December 1, 2010. This window to
reopen FY 2011 sector rosters began on
March 24, 2011, and will end on April
30, 2011. A sector is not required to
accept additional changes to sector
rosters during this window; each sector
may decide whether or not a member
may leave the sector, and whether or not
to accept new members. Reopening the
rosters is intended to provide additional
flexibility to new permit holders
without disrupting the organization of
sectors. An announcement of this
limited opportunity to reopen sector
rosters was sent out to all sector
managers on March 16, 2011, and to all
limited access NE multispecies permit
holders on March 23, 2011. In future
years, a window for additional sector
roster changes would begin with the
publication of proposed measures for
the common pool for the following year
and end on April 30, and would be
limited to ownership changes occurring
after the December 1 roster deadline.
These measures are designed to provide
NMFS with the information it needs to
review or conduct environmental
analyses associated with draft sector
operations plans, while allowing vessel
owners additional time to decide
whether to participate in sectors, or
which sector to join during the
following FY.
Sector Exemptions
To reduce dockside/roving
monitoring costs, especially due to
infrequent landings of regulated species
in more southerly ports, this action
allows sectors to request an exemption
from the dockside/roving monitoring
requirements implemented under
Amendment 16. Therefore, because
Amendment 16 specified that sectors
cannot request an exemption from the
existing reporting requirements, this
rule removes dockside/roving
monitoring requirements from the list of
reporting requirements at
§ 648.87(c)(2)(i). This enables sectors to
request exemptions, or at least partial
exemptions, from the dockside/roving
monitoring requirements to minimize
monitoring costs for sector trips
targeting monkfish in southern waters,
for example.
12. Authorization of New Sectors
This final rule authorizes the creation
of five new sectors, include the State of
Maine Permit Banking Sector, the State
of Rhode Island Permit Bank Sector, the
State of New Hampshire Permit Bank
Sector, the Commonwealth of
Massachusetts Permit Bank Sector, and
the Sustainable Harvest Sector III, as
described in Section 4.2.1 of the FW 45
EA. All operational aspects of these
sectors are specified in their annual
operations plans, as submitted to NMFS.
Details of these operations plans were
published in a parallel rulemaking, as
noted above. Vessels/permits
participating in these sectors must
comply with the existing sector
provisions, unless otherwise exempted
by a future action.
13. Measures for FY 2011 Under RA
Authority
The FMP provides authority for the
RA to implement certain types of
inseason management measures for the
common pool fishery, the U.S./Canada
Management Area, and Special
Management Programs, as described
further below. Although these measures
were not proposed by the Council for
implementation through FW 45, this
final rule makes the public aware of
measures implemented for FY 2011 by
the RA. Once effective, the RA may
revise these measures, as necessary, to
23053
ensure that the objectives of the FMP,
including preventing the sub-ACLs from
being exceeded, are met during FY
2011. Any necessary adjustments will
be implemented through an inseason
action consistent with the
Administrative Procedures Act and
communicated to the affected public.
Initial FY 2011 Common Pool Trip
Limits
The current regulations at § 648.86(o)
allow the RA to revise trip limits
applicable to common pool vessels if
the RA projects that the catch of any NE
multispecies stock allocated to common
pool vessels will exceed the pertinent
sub-ACL in order to prevent exceeding
the common pool sub-ACL. Table 16
summarizes the initial FY 2011 common
pool trip limits as adjusted by the RA.
These initial trip limits were developed
after considering changes to the FY 2011
common pool sub-ACLs and sector
rosters, catch rates of these stocks
during FY 2010, price of fish during FY
2010, bycatch considerations, the
potential for differential DAS counting
during FY 2011, public comment on
proposed trip limits, and other available
information. Although the slow catch
rate of SNE/MA yellowtail flounder by
common pool vessels in FY 2010
suggests that the trip limit could be
increased substantially to increase the
catch of this stock in FY 2011, due to
concerns that a potential increased SNE/
MA yellowtail flounder trip limit would
increase the bycatch and discard of
SNE/MA winter flounder (a stock that
cannot be possessed by any vessel to
help ensure this stock rebuilds
according to the approved rebuilding
program), only a small increase in the
trip limit for this stock is implemented
at this time.
TABLE 16—INITIAL FY 2011 TRIP LIMITS FOR THE COMMON POOL
srobinson on DSKHWCL6B1PROD with RULES3
Stock
Initial FY 2011 limit
GOM cod .................................................................................................
GB cod .....................................................................................................
GOM haddock ..........................................................................................
GB haddock .............................................................................................
GOM winter flounder ...............................................................................
GB winter flounder ...................................................................................
CC/GOM yellowtail flounder ....................................................................
GB yellowtail flounder ..............................................................................
SNE/MA yellowtail flounder .....................................................................
American plaice .......................................................................................
Pollock .....................................................................................................
Witch flounder ..........................................................................................
White hake ...............................................................................................
Redfish .....................................................................................................
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17:52 Apr 22, 2011
Jkt 223001
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500 lb (226.8 kg) per DAS, up to 2,000 lb (907.2 kg) per trip.
2,000 lb (907.2 kg) per DAS, up to 20,000 lb (9,072 kg) per trip.
1,000 lb (453.6 kg) per trip.
10,000 lb (4,535.9 kg) per trip.
250 lb (113.4 kg) per trip.
1,000 lb (453.6 kg) per trip.
500 lb (226.8 kg) per DAS, up to 2,000 (907.2 kg) per trip.
1,500 (680.4 kg) per trip.
500 lb (226.8 kg), up to 2,000 (907.2 kg) per trip.
unrestricted.
unrestricted.
250 lb (113.4 kg) per trip.
1,500 lb (680.4 kg) per trip.
unrestricted.
Sfmt 4700
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Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
Differential DAS Counting for Common
Pool Vessels
Following the implementation of
Amendment 16 measures, the FMP
requires that the RA implement a
differential DAS counting rate for FY
2011 if the catch of the relevant stocks
by common pool vessels is projected to
exceed the pertinent common pool
groundfish sub-ACLs during FY 2010.
The differential DAS counting factor
that will apply to common pool vessels
is based on the proportion of the subACL projected to be caught by common
pool vessels during FY 2010, rounded to
the nearest tenth. If the RA projects that
common pool catch will exceed the subACL for multiple regulated species
within a particular area, then the most
restrictive differential DAS counting
factor will apply.
Catch information available through
March 19, 2011, indicates that common
pool catch of witch flounder during FY
2010 has exceeded the witch flounder
sub-ACL by 32 percent. As defined at
§ 648.82(n)(1)(i), any differential DAS
counting rate to address an overage of
the witch flounder sub-ACL shall be
applied to Category A DAS used in the
Offshore GOM Differential DAS Area,
the Offshore GB Differential DAS Area,
and the Inshore GB Differential DAS
Area. Therefore, beginning on May 1,
2011, any Category A DAS used by
common pool vessels in the Offshore
GOM Differential DAS Area, the
Offshore GB Differential DAS Area, and
the Inshore GB Differential DAS Area
shall be charged at a rate of 1.3:1, or 31
hours for each 24 hr fished (i.e., 1.3
times 24-hr DAS counting), for the time
spent fishing in the applicable DAS
counting areas specified above.
Differential DAS shall accrue based
upon the first VMS position into the
applicable differential DAS counting
area, and the first VMS position outside
of the applicable differential DAS
counting area. NMFS provides an
estimate of the status of the common
pool catch throughout the year at the
following address: https://
www.nero.noaa.gov/ro/fso/reports/
common_pool/Common_Pool_
Summary.html.
srobinson on DSKHWCL6B1PROD with RULES3
Delayed Opening of the Eastern U.S./
Canada Area
The regulations at § 648.85(a)(3)(iv)(D)
provide the RA the authority to adjust
various measures in order to optimize
the harvest of the transboundary stocks
managed under the Understanding.
Pursuant to this authority, NMFS is
postponing the opening of the Eastern
U.S./Canada Area for common pool
vessels fishing with trawl gear in FY
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17:52 Apr 22, 2011
Jkt 223001
2011 from May 1, 2011, through July 31,
2011. This measure delays trawl fishing
in the Eastern U.S./Canada Area during
the time when cod bycatch is likely to
be very high, and should prolong access
to this area in order to maximize the
catch of available cod, haddock, and
yellowtail flounder, as well as other
valuable stocks such as winter flounder.
Similar to restrictions implemented in
FY 2009 and FY 2010, the proposed rule
for this action proposed to limit the
amount of cod that could be caught by
common pool vessels fishing with nontrawl gear in the Eastern U.S./Canada
Area prior to August 1, 2011, to 5
percent of the Eastern GB cod TAC
available for common pool vessels. This
was intended to further constrain
fishing mortality on GB cod and prolong
access to this area. The proposed rule
for this action inaccurately specified
this cod bycatch limit as 10 mt, but,
inadvertently, that was based upon 5
percent of the Eastern GB cod TAC
available to all groundfish vessels, not
just common pool vessels as intended.
The correct number for cod bycatch for
just common pool vessels in FY 2011 is
477 lb (216.4 kg), based on a calculation
of vessels that will be in the common
pool according to sector rosters
submitted to NMFS as of December 1,
2010. Because this bycatch amount is
very low and difficult to effectively
monitor in a timely manner and because
no common pool vessels actually fished
in the Eastern U.S./Canada Area during
FY 2010, NMFS has not implemented
the proposed cod bycatch limitation for
common pool vessels fishing with nontrawl gear in the Eastern U.S./Canada
Area from May 1, 2011, through July 31,
2011.
Closed Area II Yellowtail Flounder/
Haddock SAP
The current regulations provide the
RA with the authority to determine the
total number of allowed trips by
common pool vessels into the Closed
Area II Yellowtail Flounder/Haddock
SAP to target yellowtail flounder based
on several criteria, including the GB
yellowtail flounder TAC and the
amount of GB yellowtail flounder
caught outside of the SAP. As
implemented in 2005 by FW 40B (June
1, 2005; 70 FR 31323), no trips to this
SAP should be allocated if the available
GB yellowtail flounder catch, after
considering the amount of catch of this
stock that would occur outside of the
SAP, is insufficient to support at least
150 trips with a 15,000-lb (6,804-kg) trip
limit (i.e., 2,250,000 lb (1,020,600 kg)).
The difference between the minimum
level of GB yellowtail flounder sub-ACL
necessary to allow targeting of
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Sfmt 4700
yellowtail flounder within the Closed
Area II Yellowtail Flounder/Haddock
SAP and the updated FY 2011 GB
yellowtail flounder sub-ACL of 1,142 mt
(2,517,679 lb; or 1,142,019 kg) specified
in Table 11 is only 267,679 lb (121,419
kg). Based on past fishing practices, it is
likely that catch rates outside of this
SAP are more than adequate to fully
harvest the FY 2011 GB yellowtail
flounder sub-ACL, leaving little, if any,
quota available to open this SAP to
targeting GB yellowtail flounder. Thus,
the FY 2011 GB yellowtail flounder subACL is considered insufficient to
warrant opening of this SAP to targeting
yellowtail flounder. Therefore, based on
existing authority, no trips are allocated
by this final rule to target yellowtail
flounder within the Closed Area II
Yellowtail Flounder/Haddock SAP for
FY 2011. Further, as required at
§ 648.85(a)(3)(iii)(B) and (x)(A), this
final rule specifies that the SAP is open
from August 1, 2011, through January
31, 2012, and prohibits the use of the
flounder net by both common pool and
sector vessels in this SAP during FY
2011. All limited access NE
multispecies vessels can still fish in this
SAP during FY 2011, but must only fish
with a haddock separator trawl, a Ruhle
trawl, or hook gear while in the SAP
area.
14. Corrections and Clarifications
This final rule corrects or clarifies a
number of inadvertent errors, omissions,
and provisions in existing regulations in
order to ensure consistency with, and
accurately reflect the intent of previous
actions under the FMP, or to more
effectively administer and enforce
existing provisions pursuant to the
authority provided to the Secretary in
section 305(d) of the Magnuson-Stevens
Act. The following measures are listed
in the order in which they appear in the
regulations. The proposed rule for this
action discusses the reason why such
corrections are necessary.
Amendment 16 requires the owner or
operator of any vessel issued a limited
access NE multispecies permit fishing
on either a common pool or a sector trip
to declare its intent to fish within one
or more of the NE multispecies broad
stock areas (BSAs) and provide the
vessel trip report (VTR) serial number
for the first page of the VTR for that
particular trip via VMS or interactive
voice response (IVR) system prior to
leaving port at the start of a fishing trip
and to submit a VMS catch report
detailing the amount of each species
retained in each BSA for trips that fish
in more than one BSA per trip. To
eliminate duplicative reporting
requirements, this final rule modifies
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the timing requirements for the
submission of the VMS catch report in
§ 648.10(k)(1) to require all limited
access NE multispecies vessels,
regardless of the number of broad stock
areas fished, to submit the VMS catch
report listing the VTR serial number
applicable for that trip prior to crossing
the VMS demarcation line upon its
return to port following each fishing trip
on which regulated species were caught.
To further clarify the administration
and enforcement of dockside/roving
monitoring provisions originally
implemented under Amendment 16 and
revised by this action, this action adds
a prohibition at § 648.14(k)(18)(i)(D) to
state that, if the offloads of a particular
trip are assigned to be monitored by a
dockside/roving monitor, the vessel
cannot offload its catch until the
assigned dockside/roving monitor
arrives at the designated offloading site
specified by the vessel owner or
operator.
To close a perceived loophole that
could have allowed a vessel carrying
passengers for hire to possess and land
fish smaller than the minimum fish size
specified for commercial vessels and to
sell their catch from such operations,
this action revises the regulations at
§ 648.82(a)(2) to also state that, in
addition to a vessel fishing under a NE
multispecies DAS, a vessel issued a NE
multispecies limited access permit may
not fish under a sector trip or under the
limited access NE multispecies Small
Vessel Category or Handgear A permits,
if such vessel carries passengers for hire
for any portion of a fishing trip.
This action modifies the phrase
‘‘vessels participating in sectors’’ to read
‘‘vessels/permits participating in
sectors’’ in the regulations at
§§ 648.87(b)(1)(i)(A) and
648.90(a)(4)(iii)(E)(2) to reflect that
vessels issued permits, including those
held in CPH, can participate in sectors.
To provide more flexibility to sectors,
Amendment 16 allowed the transfer of
ACE between sectors, and also
permitted carrying over ACE from one
FY to the next. To clarify how the ACE
carry over provision shall be applied,
this action revises the regulations at
§ 648.87(b)(1)(i)(C) to state that a NE
multispecies sector may carry over up to
10 percent of its allocated ACE for each
stock, with the exception of GB
yellowtail flounder, into the following
FY. This provision limits the
applicability of ACE carry over to only
10 percent of the ACE allocated to a
sector at the start of a FY and not 10
percent of the total ACE available to a
sector at the end of the fishing year,
which may include any ACE acquired
from another sector as part of an ACE
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transfer. The preamble of the proposed
rule for this action included text that
could be interpreted to mean that a
sector could not carry over any ACE if
it had harvested more than 90 percent
of its original ACE allocation for that
stock by the end of the FY. This
interpretation does not reflect the intent
of NMFS in clarifying the amount of
ACE that can be carried over into the
next FY. Consistent with the proposed
regulatory text, the intent of NMFS was
to merely clarify that the amount of ACE
that can be carried over for each stock
shall be calculated based upon the
amount of ACE originally allocated to
that sector. For example, if a sector was
originally allocated 100 mt of GOM cod
at the beginning of FY 2010, that sector
would be allowed to carry over up to 10
mt of GOM cod into FY 2011, even if it
had acquired an additional 50 mt from
another sector through an ACE transfer.
Thus, the amount of ACE that could be
carried over into FY 2011 would be
based upon the 100 mt originally
allocated to that sector for FY 2010, not
the 150 mt that the sector had ultimately
acquired by the end of FY 2010. Finally,
NMFS clarifies that it interprets the
term ‘‘unused ACE’’ in the context of the
regulations at § 648.87(b)(1)(i)(C) to
mean any ACE that has not been fished
by the sector originally allocated that
ACE, or leased to another sector during
that FY.
In addition to the revisions to the
calculation of PSCs noted above for
cancelled permits, this final rule revises
the regulatory text describing the
calculation of PSCs at
§ 648.87(b)(1)(i)(E)(1) and (b)(1)(i)(E)(2)
to clarify and more accurately reflect the
processes that were, and continue to be,
applied to implement such calculations.
Specifically, this rule clarifies that the
landings histories of any limited access
NE multispecies permit, including those
that were put into CPH, and those of an
open access NE multispecies handgear
permit that eventually qualified for, and
resulted in, the issuance of a limited
access NE multispecies Handgear A
permit during FYs 1996 through 2006
shall be used to calculate the PSCs for
each valid permit as of June 1 each year.
In addition, these revisions include an
example of the landings of regulated
species and ocean pout that may not be
used to calculate PSC; namely, any
landings of yellowtail flounder by
scallop vessels operating under a
scallop DAS. Finally, this rule clarifies
that the PSC that results from such a
calculation is considered the PSC for
each stock.
The regulations at
§§ 648.87(b)(1)(iii)(C) and (viii) allow
sectors to transfer ACE for up to 2 weeks
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23055
into the subsequent FY, and provide
NMFS with 61 days to process ACE
transfers and determine whether a
sector has exceeded its ACE for the
previous FY. Such measures are
dependent upon the completion of
NMFS’ evaluation of year-end sector
catch, including sector ACE overages,
and may not fully account for the timing
of NMFS’ year-end evaluation process.
Therefore, to allow for additional time
to complete these tasks, if necessary, the
phrase ‘‘unless otherwise instructed by
NMFS’’ is being added to reference to
the 2-week and 61-day deadlines in the
regulatory text.
Comments and Responses on Measures
Proposed in the FW 45 Proposed Rule
Twenty-four comments were received
during the comment period on the
proposed rule for this action from 13
individuals, 4 fishing industry groups
(the Northeast Hook Fisherman’s
Association (NEHFA), the Associated
Fisheries of Maine (AFM), the Northeast
Seafood Coalition (NSC), and the
Northeast Sector Support Network
(NSSN)), 4 conservation groups (Center
for Biological Diversity (CBD), Oceana,
Food and Water Watch (FWW), and
PEW Environmental Trusts (PEW)), 1
dockside/roving monitor service
provider (AIS, Inc.), 1 community group
(Penobscot East Resource Center
(PERC)), and the Council. Only
comments that were applicable to the
proposed measures, including the
analyses used to support these
measures, are addressed in this
preamble. Comments on the overarching
sector measures implemented in 2010
by Amendment 16, or the anticipated or
realized impacts of those measures, are
not addressed in this preamble. Please
note in considering the responses to
comments below that NMFS may only
approve or disapprove measures
proposed in a fishery management plan,
amendment, or framework adjustment
and may not change or substitute any
measure in a substantive way, pursuant
to section 304(a)(3) of the MagnusonStevens Act.
General Comments
Comment 1: The CBD commented that
the EAs prepared in support of both FW
45 and the 2011 sector operations plans
do not adequately evaluate the impacts
on a number of species proposed for
listing under the Endangered Species
Act (ESA), particularly Atlantic
sturgeon and loggerhead sea turtles. The
CBD noted that the GOM distinct
population segment (DPS) and the New
York Bight and Chesapeake Bay DPSs of
Atlantic sturgeon were proposed to be
listed as threatened and endangered
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under the ESA, respectively, by NMFS’
Northeast Regional Office on October 6,
2010 (75 FR 61872), while the
Northwest Atlantic loggerhead sea turtle
DPS was proposed to be listed as
endangered under the ESA on March 16,
2010 (75 FR 12598). They contend that
the FW 45 and FY 2011 sector
operations plans EAs rely upon
previous assessments of impacts to
protected species specified in the
Amendment 16 EIS that was completed
on October 16, 2009. Therefore, they
claimed that the analysis for these
actions is not appropriate, given the
proposed listings of Atlantic sturgeon
and loggerhead sea turtles occurred after
previous analysis was completed.
Further, they indicated that the FW 45
EA does not consider impacts of
eliminating the yellowtail flounder
closure areas in the Great South
Channel Exemption Area, noting that
sea turtles are present in this area at the
time that the yellowtail flounder
spawning protection areas were in
effect.
Response: NMFS agrees that the
analysis originally included in the FW
45 EA did not describe the impacts to
DPS of Atlantic sturgeon and loggerhead
sea turtles. To meet the ESA
requirements of § 402.12(a), NMFS has
updated the analysis supporting this
action in an addendum to the FW 45 EA
to include analysis of FW 45 measures
on the DPS for these species in light of
their proposed listings. This impacts
analysis concluded that the measures
implemented under this final rule are
not likely to jeopardize the continued
existence of Atlantic sturgeon between
now and the time a final listing
determination will be made, and
concludes that there will be no
significant impact on Atlantic sturgeon
or loggerhead sea turtles for the duration
of this regulation. It also concluded that
a conference, per the ESA regulations,
for the proposed loggerhead sea turtle
DPS is not required based on the
determinations and the incidental take
statement in the 2010 Biological
Opinion for the Multispecies FMP. For
Atlantic sturgeon, NMFS Sustainable
Fisheries Division engaged in an
informal conference with NMFS
Protected Resources per the ESA
regulations, and no additional measures
were recommended by NMFS Protected
Resources. While it is possible that there
may be interactions between Atlantic
sturgeon or loggerhead sea turtles on the
one hand and, on the other, gear used
in the NE multispecies fishery, based on
prior analyses and current observer
bycatch data for the groundfish fishery,
the number of interactions that will
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occur between now and the time a final
listing determination will be made is
not likely to cause an appreciable
reduction in survival and recovery. A
final listing determination for the
Atlantic sturgeon DPS is expected by
October 6, 2011. With the publication of
a final listing rule, the existing Section
7 consultation for the NE multispecies
fishery would need to be reinitiated,
consistent with the requirement to
reinitiate formal consultation where
discretionary Federal agency
involvement or control of the action has
been retained and a new species is
listed that may be affected by the action.
During the reinitiation, the effects of the
NE multispecies fishery on the five DPS
for Atlantic sturgeon would be fully
examined.
Comment 2: Oceana stated that there
are no effective AMs for several stocks
managed by the FMP, and that FW 45
must include AMs for all stocks
managed under the FMP, including
stocks not allocated to sectors under
Amendment 16 (SNE/MA winter
flounder, ocean pout, windowpane
flounder, Atlantic halibut, and Atlantic
wolffish). Oceana cited the January 21,
2010, letter from NMFS to the Council
informing the Council that AMs for
these stocks should be implemented as
quickly as possible through a future
Council action, and stated that the FW
45 final rule is the first opportunity to
implement such measures.
Response: Because of the timing
needed to more fully account for the
bycatch of haddock in the Atlantic
herring fishery before herring fishing
operations began to increase rapidly
during the early fall, the Council elected
to develop FW 46 to revise the existing
allocations of portions of the GOM and
GB haddock ACL to the herring fishery
before they worked on any other actions
in 2011. Further, because the Council
intended to develop an action later on
in 2011 that would implement NE
multispecies ACLs for FYs 2012–2014,
the Council decided to address
outstanding issues associated with AMs
for ocean pout, windowpane flounder
and Atlantic halibut through the next
action, or FW 47.
Consistent with the MagnusonStevens Act, Amendment 16
implemented AMs that would be
sufficient to prevent overfishing of any
stock managed by the FMP in FYs 2010
and 2011. However, because
Amendment 16 did not provide a
specific allocation of Atlantic halibut,
SNE/MA winter flounder, ocean pout,
windowpane flounder, or Atlantic
wolffish to sectors, these stocks are not
subject to any sector-specific AMs,
which is acknowledged by NMFS in the
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letter cited in the comment. The ACL
available to the commercial NE
multispecies fishery for each of these
stocks is allocated entirely to common
pool vessels, and the only specific AM
established for these stocks during FYs
2011 and 2012 is the differential DAS
counting AM specified for common pool
vessels at § 648.82(n). NMFS has
determined there is no immediate need
for FW 45 to implement AMs for these
stocks, as overfishing is prevented
during FYs 2010 and 2011, and any
overages of the FY 2010 or 2011 ACLs
would be addressed, at least partially,
through differential DAS counting
applicable to common pool vessels in
FY 2011 or 2012, respectively (see
§ 648.90(a)(5)(ii)). In making this
determination, NMFS points out that,
pursuant to section 304(a)(3) of the
Magnuson-Stevens Act, it may only
approve or disapprove measures
proposed in a fishery management plan,
amendment, or framework action, and
may not change or substitute any
measure in a substantive way.
Therefore, since FW 45 does not include
any measure to disapprove regarding
AMs for these stocks, NMFS finds that
it should approve the measures that are
consistent with the Magnuson-Stevens
Act and other applicable law for all of
the other stocks with the understanding
that the Council has committed to
address the lack of specific AMs for
these stocks in FW 47. This leads to the
functional equivalence of disapproving
and remanding the entire framework to
address the lack of a required measure,
but without sacrificing the
implementation of those measures that
are needed to ensure conservation for all
of the other stocks.
Comment 3: Oceana suggested that
FW 45 must include AMs for yellowtail
flounder caught by the Atlantic sea
scallop fishery, based on the premise
that the FMP must include measures
that account for all catches of regulated
species and ocean pout stocks by other
fisheries. Oceana acknowledged that the
Council developed AMs to account for
yellowtail flounder catch in the scallop
fishery as part of Amendment 15 to the
Atlantic Sea Scallop FMP. However,
they are concerned that such AMs will
not become effective until at least 6
months into FY 2011 for the scallop
fishery (the scallop FY begins on March
1 of each year) and may not be adequate
to ensure that any overages of the FY
2010 yellowtail flounder sub-ACLs
allocated to the scallop fishery are
addressed during FY 2011. Further, they
claimed that it is unclear how the
proposed Amendment 15 yellowtail
flounder AMs for the scallop fishery
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would be implemented in FY 2011,
particularly if preliminary data indicate
that the yellowtail flounder sub-ACLs
for the scallop fishery may be exceeded.
They suggested that NMFS should better
explain how such AMs would be
implemented during FY 2011. In
addition, Oceana recommended that
NMFS implement an inseason closure
provision as an interim measure to
prevent excessive harvest of yellowtail
flounder until the Amendment 15 AMs
become effective, pursuant to the
National Standard 1 Guidelines at
§ 600.310(g)(2).
Response: The AMs applicable to the
NE multispecies fishery are consistent
with the National Standard 1 Guidelines
and sufficient to prevent overfishing on
each stock by all components of the
fishery that catch regulated species and
ocean pout, including yellowtail
flounder catch by scallop vessels prior
to the implementation of measures
proposed in Amendment 15 to the
Atlantic Sea Scallop FMP. If these
components of the fishery exceed their
allocations, and the overall ACL for a
particular stock is exceeded, the AMs
applicable to the NE multispecies
fishery, including those specified for
sectors and the common pool, will be
triggered to ensure that overfishing does
not occur on the stock as a whole (see
§ 648.90(a)(5)(ii)).
The proposed rule for Amendment 15
to the Atlantic Sea Scallop FMP
published on April X, 2011 (76 FR
XXXXX). This rule, and its associated
EIS, contains a complete description of
the yellowtail flounder AMs for the
scallop fishery, including the closure of
specific statistical areas that have the
highest bycatch of yellowtail flounder
by the scallop fishery if either the GB or
SNE/MA yellowtail flounder sub-ACL
allocated to the scallop fishery is
exceeded in the previous FY. This rule
also clarifies the Council proposal that
any overage of either the GB or SNE/MA
yellowtail flounder sub-ACLs allocated
to the scallop fishery for FY 2010 shall
have a resulting AM applied as soon as
Amendment 15 is implemented during
FY 2011, but only if the FY 2010 overall
ACL for SNE/MA yellowtail flounder is
exceeded.
As explained in the response to
Comment 2 above, pursuant to section
304(a)(3) of the Magnuson-Stevens Act,
NMFS may only approve or disapprove
measures proposed in a fishery
management plan or amendment, and
may not change or substitute any
measure in a substantive way.
Therefore, NMFS does not have the
legal authority to implement AMs to
account for potentially excessive
yellowtail flounder bycatch in the
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scallop fishery through this final rule.
Such AMs were not adopted by the
Council in FW 45, and the AMs in place
for yellowtail flounder stocks for FY
2011 are sufficient to address any
excessive catch by the scallop fishery
until the AMs proposed in Amendment
15, if approved, become effective.
Finally, both the common pool and
sector AMs currently in place are
adequate to ensure that overfishing does
not occur on yellowtail flounder, even
if the implementation of Amendment 15
is delayed until later in FY 2011. As of
March 22, 2011, available data indicated
that the scallop fishery caught 76,508 lb
of GB yellowtail flounder and 401,313
lb of SNE/MA yellowtail flounder
during FY 2010 in the scallop fishery
(March 1, 2010, through February 28,
2011). This represents 24 percent of the
GB yellowtail flounder and 135 percent
of the SNE/MA yellowtail flounder
allocated to the scallop fishery in the
FW 44 final rule. It is projected that the
common pool will only harvest 7.7 mt
(16,976 lb) of its 75-mt (165,347-lb) subACL for SNE/MA yellowtail flounder,
leaving 148,371 lb of SNE/MA
yellowtail flounder unharvested during
FY 2010. In addition, all sectors have
cumulatively caught only 42.6 percent
(100 mt, or 220, 462 lb) of the overall
sub-ACL of this stock allocated to
sectors (234.7 mt, or 517,425 lb) through
March 12, 2011. Therefore, even after
incorporating the 103,689 lb (47 mt) of
SNE/MA yellowtail flounder caught by
the scallop fishery in excess of the
allocation to that fishery during FY
2010, it is highly unlikely that the
overall FY 2010 ACL for SNE/MA
yellowtail flounder will be exceeded,
and that the implementation of any AMs
to prevent overfishing of this stock will
be necessary. While it is still too early
to accurately predict future bycatch
rates, based upon available data, it is
unlikely that the scallop fishery bycatch
of yellowtail flounder during FY 2011
will exceed allocated sub-ACLs before
Amendment 15 AMs, if approved,
become effective. Thus, the current lack
of scallop-specific AMs is not a serious
conservation or management problem in
the fishery.
Finally, Oceana’s recommendation to
establish an interim in-season closure
AM is not required by applicable law.
Neither the Magnuson-Stevens Act nor
the National Standard 1 Guidelines
mandate the use of fishery closures or
the use of in-season controls as AMs.
Reactionary AMs similar to the
differential DAS counting AM may be
used and can be are just as valid as
inseason AMs. Although an FMP can
include in-season closures, under the
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23057
cited national standard guideline,
neither NMFS nor the Council is
obligated to institute such closures. Inseason closures are merely one tool that
may be used by the Council and NMFS
to prevent overfishing and ensure that
ACLs are not exceeded. In any event,
short of a temporary emergency action
or Secretarial amendment, NMFS is not
in a position to implement this kind of
AM in deciding whether to approve or
disapprove FW 45. Accordingly, NMFS
has not implemented yellowtail
flounder AMs for the scallop fishery
through this final rule.
Status Determination Criteria for
Pollock
Comment 4: Both PEW and an
industry group (NSC) supported
revisions to the status determination
criteria for pollock and its associated
revisions to stock status and ABCs and
ACLs. Both groups applauded the rapid
incorporation of updated scientific
information into the FMP, with the
industry group stating that such
measures ensure that significant
economic benefits of higher catch limits
for this species will continue in future
FYs.
Response: NMFS agrees that it is
appropriate to incorporate updated
scientific information into management
measures as quickly as possible.
Therefore, the proposed revisions to the
status determination criteria for pollock
and associated ABCs and ACLs are
implemented through this action.
Rebuilding Program for GB Yellowtail
Flounder
Comment 5: PEW opposed the
proposed reduction of the GB yellowtail
flounder rebuilding program from the
existing 75-percent probability of
success to a 50-percent probability of
success. PEW stated that a 50-percent
probability of success is not adequate
because the chance of failure is too high.
They further stated that maximizing
catch should not be the highest priority
when managing the rebuilding of an
overfished stock. They suggested that
the existing rebuilding program with a
minimum 75-percent probability of
success should be maintained, noting
that typical statistical analyses rely
upon a 95-percent probability of
success.
Response: The decision to extend the
GB yellowtail flounder rebuilding
program is based on a number of factors
beyond simply increasing catch over the
short term. Updated stock assessment
conducted by the TRAC indicated that
the strength of the 2005 year class was
much lower than originally estimated.
Therefore, the stock is no longer
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expected to rebuild by 2014 with a 75percent probability of success. Although
extending the rebuilding timeframe to
10 years reduces the probability of
success to 50 percent, the extension is
still within the probability limits
recognized by courts which have
reviewed challenged FMPs. Although a
rebuilding program with a higher
probability of success would be more
likely to rebuild overfished stocks
within established rebuilding
timeframes than one with a lower
probability, based on analysis
supporting FW 45, the revised
rebuilding program is still capable of
rebuilding the stock within the
established rebuilding period. Faced
with this information, the Council
elected, consistent with National
Standard 8, to revise the rebuilding
program for this stock in way to
minimize the adverse economic impacts
on fishing communities to the extent
practicable, without compromising the
conservation requirements of the FMP
or the Magnuson-Stevens Act. NMFS
agrees with the Council that allowing
for increased catch over the short-term,
while still ending overfishing and
enabling the stock to rebuild more
effectively, balances the multiple and
somewhat competing objectives of the
national standards of the MagnusonStevens Act. Further, extending the
rebuilding timeframe increases the
capacity of the Council to negotiate
yearly TACs with Canadian
representatives through the TMGC
process, as Canadian law does not have
a requirement for a defined rebuilding
period. Maintaining successful
collaborative management with Canada
is crucial to ensuring the effective
management of this transboundary stock
by preventing overfishing and
continuing to rebuild this overfished
stock. Therefore, NMFS approves and
implements the proposed revisions to
the GB yellowtail flounder rebuilding
program.
ACLs
Comment 6: Oceana recommended
that NMFS disapprove the proposed
allocation of yellowtail flounder to the
scallop fishery because it relies upon an
outdated analysis of the expected catch
of yellowtail flounder by the scallop
fishery and is inconsistent with the use
of the best available scientific
information mandated by National
Standard 2. Instead, they recommend
that NMFS implement allocations that
are based on updated estimates of actual
anticipated yellowtail flounder catch by
the scallop fishery during FY 2011.
Response: NMFS recognizes that there
are updated estimates of anticipated
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catch of yellowtail flounder by the
scallop fishery. However, as noted in
the FW 45 EA, there is uncertainty
associated with these estimates. For
example, Table 113 of the FW 45 EA
illustrates that scallop catches of
yellowtail flounder have not shown
clear trends, despite the increased
abundance of yellowtail flounder in
recent years. If the updated estimates of
yellowtail flounder bycatch
underestimate actual catch by the
scallop fishery, as implied in Oceana’s
comment, then the yellowtail flounder
sub-ACLs allocated to the scallop
fishery are likely to be exceeded, which
could result in overfishing this stock.
Overages of the yellowtail flounder subACL, if leading to the overage of the
overall ACL for a stock, would trigger
AMs for the directed groundfish fishery
to account for such an overage and
ensure that overfishing does not occur
in the future. Any AMs that may be
triggered by exceeding this sub-ACL
could redistribute either common pool
or sector fishing effort, resulting in
adverse biological impacts on a wider
range of species compared to the
existing allocations. In addition,
lowering the yellowtail flounder
allocations to the scallop fishery based
upon this updated information puts
much more total revenue and optimum
yield at risk than maintaining the
existing allocations, particularly if AMs
are triggered and the available scallop or
yellowtail flounder catch is not fully
harvested. Although updated estimates
of the expected yellowtail flounder
bycatch in the scallop fishery are less
than the existing allocations,
maintaining the existing allocations to
the scallop fishery, on balance, will
likely reduce the chance of a derby
fishery in the scallop fishery, better
achieve the biological targets for both
scallops and yellowtail flounder, and
place less revenue and optimum yield at
risk for both fisheries. Thus, there are
potentially substantial adverse
economic and biological impacts
associated with revising these
allocations using the updated bycatch
estimates.
As noted above, NMFS may only
approve or disapprove measures
proposed in a fishery management plan
or amendment, and may not change or
substitute any measure in a substantive
way. The yellowtail flounder allocation
to the scallop fishery is a continuation
of the allocation implemented by FW
44. NMFS cannot substitute another
alternative for this provision as part of
this final rule. Even if NMFS could
disapprove the FW 45 yellowtail
flounder allocation to the scallop
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fishery, the yellowtail flounder
allocation to the scallop fishery for FY
2011 would revert to that implemented
by FW 44 which is the same as
proposed in FW 45. Therefore, NMFS
has not revised the FY 2011 yellowtail
flounder allocations to the scallop
fishery in this final rule.
Annual Specifications for the U.S./
Canada Management Area
Comment 7: One industry group
(NSC) strongly supported the proposed
action to disapprove the FY 2011 GB
yellowtail flounder U.S./Canada
Management Area TAC and associated
ABC and ACLs, and to implement a
revised FY 2011 TAC, ABC, and ACL for
this stock based upon revised
recommendations of the TMGC
following the recent adoption of IFACA.
They noted that the adoption of IFACA
represents new information and
unforeseen circumstances that justify
the use of emergency Secretarial
authority to revise this TAC. They also
group suggested that the updated TAC
prevents overfishing and rebuilds stock
consistent with broader goals of section
304(e) of the Magnuson-Stevens Act,
provides very important economic
benefits to both the groundfish and
scallop fisheries, and results in an
increased chance of achieving OY in
these fisheries.
Response: NMFS agrees with the
substance of this comment, although, as
noted above in the background section
of this preamble, instead of
disapproving the FW 45 TAC for this
stock, NMFS has approved it, because
the originally proposed TAC is still
consistent with the FMP and applicable
law. However, NMFS is replacing the
FW 45 TAC for this stock with the
revised FY 2011 TAC, pursuant to
emergency Secretarial authority, for the
reasons stated in the preamble of the
proposed rule for this action.
GOM Cod Spawning Protection Area
Comment 8: Four individual private
recreational anglers opposed the
proposed GOM Cod Spawning
Protection Area, while one
environmental group (PEW) and one
community group (PERC) strongly
supported the implementation of this
area. While one recreational angler was
opposed to closure areas in general, the
other three anglers indicated that such
a closure unnecessarily and unfairly
prevents small private recreational
vessels from accessing cod closer to
shore. Two of these respondents
suggested that the GOM cod stock is
improving and does not warrant further
action to protect spawning aggregations.
They indicated that, if further protection
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for this stock is necessary, they would
prefer alternative measures, including
possession or size limits. One
respondent also claimed that fishing
with hook gear does not disturb
spawning aggregations. In contrast, both
PEW and PERC supported this provision
because it was based on a careful
analysis of available scientific
information. They recommended that
the Council and NMFS should continue
to identify and protect additional key
habitat areas for spawning fish. Further,
PERC advised that mid-water trawl gear
should not be allowed in this area
because they claim that this gear catches
large amounts of groundfish stocks and
would undermine efforts to rebuild
overfished stocks.
Response: NMFS agrees that the GOM
cod stock is recovering. The latest stock
assessment, the Groundfish Assessment
Review Meeting (GARM) III, indicates
that the stock is nearly rebuilt (i.e., that
SSB is nearly at the level to sustain
MSY), but notes that the success of
continued rebuilding relies upon the
strength of recent year classes,
particularly the 2003 and 2005 year
classes. Therefore, without continuing
high levels of recruitment, the stock
may not be able to achieve and maintain
a high level of biomass.
Council efforts to specifically protect
spawning aggregations of GOM cod date
back to the implementation of FW 26 in
1999 (January 15, 1999; 64 FR 2601).
That action revised the existing GOM
Rolling Closure Areas established under
FW 25 (March 31, 1998; 63 FR 15326),
and reclassified their designation as
‘‘inshore ‘cod spawning’ closures.’’ The
intended purpose of such measures
under FW 26 was to protect cod during
the spawning season, because cod
stocks are ‘‘particularly vulnerable to
fishing pressure’’ during spawning
periods. Thus, since 1998, commercial
fishing vessels have been excluded from
areas in which cod are likely to be
spawning. However, private recreational
and charter/party vessels, including
those fishing with gear capable of
catching groundfish, have been able to
access these areas even during the
spawning season for GOM cod.
As noted in the FW 45 EA and the
preamble to the proposed rule for this
action, the GOM Cod Spawning
Protection Area is intended to provide
protection to spawning cod by limiting
all fishing activities using gear that may
catch groundfish in a discrete area and
during a time in which cod spawning
activity is documented to be occurring.
The area and season proposed in FW 45
was based on research conducted by the
University of New Hampshire in
collaboration with the Northeast
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Consortium. This research represents
the first study in which western Atlantic
cod were examined on such a fine scale
to determine both temporal and spatial
distribution of this species. According
to this research, cod spawning within
the GOM Cod Spawning Protection Area
exhibit site fidelity, congregate in this
specific area for the duration of the
spawning season, and return to this area
each year to spawn. These fish represent
a ‘‘discrete management unit’’ that is
confirmed by genetic study, and
constitute the largest distinctly
identified spawning group left in the
western Atlantic Ocean. Further, this
research documents that trawl-caught
fish are affected by fishing activity,
requiring several days to resume normal
behavioral patterns following capture.
Finally, this study reiterated a concern
expressed by members of the fishing
industry and state resource management
agencies that the recreational fishing
fleet, particularly charter/party vessels,
that continue to be able to access
spawning aggregations of cod may
decrease the rate at which the GOM cod
stock rebuilds. Thus, continued fishing
pressure or disruption to spawning
activity could adversely affect cod
recruitment within the GOM.
As proposed, the GOM Cod Spawning
Protection Area prohibits both
commercial and recreational vessels
fishing with gear considered to be
capable of catching groundfish from
fishing in this area from April through
June of each year. Under this measure,
all vessels are treated equally, and
neither group has access to this area
during this time. This is in contrast to
the existing GOM Rolling Closure Areas
in that commercial vessels are
prohibited from fishing for groundfish
in these areas, but recreational vessels
can target groundfish in these areas
throughout the spawning season.
Although the GOM Cod Spawning
Protection Area would essentially close
some near-shore fishing grounds to
recreational vessels during the
spawning season, this measure would
not eliminate small vessel access to
available cod resources. This area is
relatively small (roughly 82 square
miles, or 212 square km) and represents
the only area closure applicable to
recreational vessels at all, let alone
during the spawning season. Therefore,
recreational vessels have access to
available cod resources in other
locations and throughout the rest of the
FY. Finally, while measures such as
possession or size limits are capable of
affecting fishing mortality, such
measures cannot protect or improve
recruitment in the same way that area
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closures can. FW 45 does not propose to
further reduce fishing mortality on this
stock. Instead, this provision is intended
specifically to reduce fishing activity on
spawning aggregations and, in turn,
preserve opportunities for successful
recruitment of this stock in the future.
Because the preservation of sufficient
levels of recruitment is critical for the
continued success of efforts to rebuild
GOM cod, possession or size limits
would not effectively achieve the
objectives for the GOM Cod Spawning
Protection Area in FW 45. Existing
regulations, including the GOM
Seasonal Rolling Closure Areas at
§ 648.81(f) and the Sector Rolling
Closure Areas at § 648.81(f)(2)(vi),
already prohibit vessels fishing on
either a sector or a common pool trip
from targeting regulated species and
ocean pout in this area during April and
May. For these reasons, NMFS has
approved the GOM Cod Spawning
Protection Area, including the proposed
prohibition of midwater trawl gear
fishing in this area during June of each
year.
Handgear A and B Measures
Comment 9: Two commercial
fishermen strongly supported any
measures that would benefit small
vessels fishing near shore with
handgear. One of these individuals
indicated that fishing with handgear has
no detrimental effects to stock recovery
or bycatch because all fish can be
released alive. Because they consider
handgear to be a more sustainable gear
type, PERC further stated that NMFS
should expand opportunities for the use
of handgear instead of restricting their
trip limits.
Response: NMFS believes the
measures implemented by this final
rule, including revisions to handgear
trip limits, exemption of handgear
vessels from common pool dockside
monitoring requirements, and access to
seasonal closure areas encourage
participation in the NE multispecies
fishery by handgear vessels, and
minimize economic impacts to such
vessels, without compromising efforts to
end overfishing and rebuild overfished
stocks.
Comment 10: The NEHFA and PERC
suggested that handgear vessels should
be given a specific sub-ACL to avoid
being adversely impacted by potentially
excessive catch by common pool
vessels.
Response: The Council considered
specifying a specific sub-ACL for
handgear vessels during the
development of FW 45, but did not
ultimately adopt such a measure due to
a concern that allocation decisions
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cannot be implemented through a FW
action. The Council ultimately
concluded that such allocations must
rather be implemented through an
amendment to the FMP because they are
considered substantial revisions to
existing management measures and
require additional public input. NMFS
agrees with this interpretation.
Comment 11: The NEHFA and one
commercial fisherman supported the
proposed revisions to the cod trip limits
applicable to handgear vessels. They
indicated that such revisions will
provide relief from the impacts of the
‘‘race to fish’’ during the early part of the
FY in the common pool.
Response: NMFS agrees, and has
implemented these revisions through
this final rule.
Comment 12: One commercial
fisherman, PERC, and the NEHFA
expressed support for the proposed
requirement for handgear vessels to be
issued a LOA to fish south of the GOM
RMA for GB cod. NEHFA recommended
that vessel owners could request a LOA
annually when renewing their NE
multispecies permits, declare through
the permit renewal application that the
vessel would be fishing south of the
GOM RMA for the duration of the FY
and not have to request a LOA, or be
issued a LOA automatically through a
Web site similar to the existing NMFS
VTR Web site. This group contends that
these recommendations would help
minimize the burden on fishermen and
NMFS. In addition, NEHFA was
concerned that the issuance of the LOA
would adversely impact the ability of
vessel owners to participate in other
fisheries.
Response: NMFS implements the
requirement for handgear vessels fishing
south of the GOM RMA to either obtain
a paper LOA or declare their intent to
fish south of the GOM via VMS through
this final rule. Under the LOA
provisions implemented through this
final rule and existing protocols, a
vessel owner could specify that he/she
intends to fish south of the GOM RMA
for the entire year and be issued a LOA
to reflect that decision during the
annual renewal of his/her NE
multispecies permit. Automated or webbased declaration and issuance of this
LOA would require further
consideration by NMFS, including
ensuring that such declarations do not
compromise the enforceability of the
LOA, would not unintentionally restrict
the ability of vessel operators to fish in
the area of their choosing, and can be
technically administered. NMFS has the
authority to revise the mechanism by
which such LOAs are issued to fishery
participants and could implement the
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recommendations offered by the public
in the future if feasible. Any changes to
how LOAs are issued will be
communicated to all affected
stakeholders through a permit holder
letter, as appropriate.
Comment 13: The NEHFA supported
the proposed exemption of vessels
issued a limited access NE multispecies
Handgear A permit from the GB
Seasonal Closure Area and allowing
such vessels to fish in the Sector Rolling
Closure Areas in the GOM. The NEHFA
noted that Handgear A vessels are
currently precluded from fishing in the
GOM until June or July based on the
existing GOM Rolling Closure Areas.
This group stated that, without
exemptions, Handgear A vessels will
not remain economically viable due to
competition with other gear types for
available common pool sub-ACLs. They
contested that the proposed exemptions
would provide needed economic relief
through increased access to traditional
fishing grounds that are within reach of
the small Handgear A vessels. Another
commercial fisherman also supported
these measures, stating that they would
help small vessels compete against
larger and more efficient vessels in the
common pool. Both PEW and PERC
supported promoting the use of
handgear through these proposed
measures, stating that handgear is the
gear type with the least impacts to
habitat and the fishery.
Response: NMFS agrees with the
comments, and this final rule
implements the proposed exemption.
Dockside/Roving Monitoring
Requirements
Comment 14: The NSC questioned the
utility of dockside/roving monitoring
requirements, suggesting that FW 45
should eliminate such requirements
completely. The NSC believes the
current requirements to be highly
inefficient, representing an
unsustainable and unjustified cost to the
fishing industry. Further, they suggested
that NMFS should allow sectors to use
dockside monitoring data as a proxy for
dealer data in the weekly sector catch
reports submitted to NMFS to increase
the utility of the dockside/roving
monitoring program. Finally, NSC
indicated that roving monitors should
not have to observe offloads to a truck
and also to a dealer, asserting that
roving monitors should only be required
to observe offloads from the vessel to a
truck, to increase the efficiency and
reduce costs associated with these
provisions.
Response: The Council considered
completely eliminating dockside/roving
monitoring requirements during the
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development of FW 45. However, due to
lingering concerns over the ability to
enforce existing provisions to monitor
sector ACE and minimize incentives to
misreport catch, the Council retained
dockside/roving monitoring
requirements in FW 45. NMFS may only
approve or disapprove measures
proposed in FW 45, and may not change
or substitute any measure in a
substantive way. Therefore, NMFS
cannot eliminate dockside/roving
monitoring requirements through this
final rule.
During the development of
Amendment 16, it was anticipated that
sectors would rely upon dockside/
roving monitor data to document sector
landings immediately following a
vessel’s offload until the official dealer
reports become available approximately
a week later. This practice has been
discussed with sector managers through
several sector workshops held during
2009 and 2010. NMFS recognizes that
dockside/roving monitoring data cannot
currently be reported as part of the
weekly sector catch reports submitted to
NMFS based upon existing guidance
and database structures. To date, many
dockside/roving monitoring data are not
systematically collected in a format that
can be easily transferred to a catch
monitoring database. Instead, they are
often merely scanned images of a
dockside/roving monitor report. NMFS
has the regulatory authority to accept
dockside/roving monitoring data in the
future and may reconsider the
acceptance of dockside/roving
monitoring data if such data become
available in an acceptable electronic
format. Further, dealer landings, as
documented through official dealer
reports, have been the standard by
which landings are monitored for many
years, and were used as the basis for the
calculation of potential sector
contributions and, therefore, sector
ACE. Accordingly, even if dockside/
roving monitor data could be considered
as a proxy for dealer landings in weekly
sector catch report, dealer landings data
would continue to be the official record
of species landed by each federally
permitted vessel.
The Council required sectors to
develop and implement an independent
third-party weighmaster system
satisfactory to NMFS for monitoring
landings and utilization of ACE. The
original intent of dockside/roving
monitoring coverage was to verify
landings of a vessel at the time it is
weighed by a dealer to certify the
landing weights are accurate as reported
on the official dealer report for
compliance purposes. Therefore, NMFS
implemented regulations under
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Amendment 16 that require that a
roving monitor must observe the
offloads from a vessel to a truck and
again from the truck to a dealer, unless
the vessel offloads directly to a dealer.
These regulations were based upon a
pilot program and existing dockside/
roving monitoring programs developed
in other regions and in Canada. During
sector implementation workshops
conducted in 2009 and 2010, and
ongoing communications with sector
managers, NMFS indicated that it would
allow a roving monitor to only observe
offloads from a vessel to a truck,
provided a representative from the
dealer ultimately receiving the fish was
present at the time of the offload, and
that all fish were weighed at the time of
the offload. This ensures that the weight
of fish offloaded corresponds to the
weight of the fish recorded in the
official dealer report, consistent with
the intent of Amendment 16. Thus,
existing regulations and protocols
already allow for the behavior requested
by the NSC in their comment.
Comment 15: The NEHFA, PERC,
PEW, and one commercial fisherman
supported exempting vessels issued a
limited access NE multispecies
Handgear A or a Small Vessel
Exemption permit or an open access NE
multispecies Handgear B permit that is
fishing in the common pool from the
existing dockside/roving monitoring
requirements. They stated that
dockside/roving monitoring costs may
be more than the value of fish landed on
a particular trip and would make the
operation of such permits economically
unviable. The NEHFA also noted that
many handgear vessels are launched
and retrieved at public boat ramps,
thereby creating logistical difficulties for
waiting for the dockside/roving monitor
to arrive because a boat may be forced
to move off of the dock to accommodate
the launching of other boats. This group
also contended that the current system
of monitoring landings is sufficient for
these vessels due to the small amount of
fish landed on each trip. Finally, PERC
suggested that handgear vessels fishing
in sectors should also be exempted from
the dockside/roving monitoring
requirements.
Response: NMFS agrees that the costs
associated with the existing dockside/
roving monitoring requirements could
make fishing with a Handgear A,
Handgear B, or Small Vessel Exemption
permit uneconomical for the reasons
noted above and specified in FW 45.
Therefore, NMFS implements the
proposed exemption from the common
pool dockside/roving monitoring
requirements for these permit categories
through this final rule. Because the
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Council did not adopt a provision that
would have exempted sector vessels
fishing with a handgear permit from the
dockside/roving monitoring
requirements as part of FW 45, NMFS
cannot implement such a provision
through this action.
Comment 16: Three commercial
fishermen and two commercial fishing
industry groups (AFM and NSC)
opposed the proposal to require
dockside/roving monitors to inspect the
fish holds of vessels offloading
groundfish. AIS, Inc., a dockside/roving
monitoring service provider, also
expressed concerns that the proposed
requirement for dockside monitors to
inspect fish holds presents safety issues.
All commenters highlighted the risk of
serious injury from having dockside/
roving monitors board vessels, climb
down ladders into the fish holds, and
inspect the holds or other compartments
for fish that have not been offloaded.
AIS noted that there are no standards in
FW 45 that address potentially
dangerous conditions in inspecting
holds, or requirements for vessels to
provide a standardized safe boarding
system. AIS also stated that there is no
guidance as to how to inspect fish
holds, including whether dockside
monitors must inspect piles of ice or
look for fish in other compartments,
giving the impression that dockside/
roving monitors may be acting as
enforcement personnel instead of data
collectors. Several commenters
suggested that this potential risk will
force vessel owners to buy more
insurance to ensure that they are
adequately covered for any potential
liability lawsuits that might result from
this provision. In doing so, they
contested that this would contradict the
FW 45 economic analysis that indicates
that this measure should not impact
either vessel owners or service
providers. They noted that, even if the
dockside/roving monitoring service
providers had sufficient insurance
coverage, vessel owners might still be
sued and face financial liability from the
injury claims of individual dockside/
roving monitors. Further, they claimed
that the proposed rule does not provide
any rationale that enhanced
enforceability is needed, or that
underreporting is occurring. They
contested that the existing provisions
that require dockside/roving monitors to
ask vessel operators if all fish have been
offloaded, and classify providing false
statements to dockside/roving monitors
as a violation, should be sufficient to
enforce this provision. They
recommended that NMFS Office of Law
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Enforcement should inspect fish holds,
instead of dockside/roving monitors.
Response: As noted throughout the
development of Amendment 16 and FW
45 by both fishing industry
representatives and NMFS, the
transition to expanded sector
management and ACLs increases
incentives to misreport or under report
catch and landings. Dockside/roving
monitoring programs established in
other regions of the United States and
Canada that are managed by harvest
quotas are considering, or have
required, dockside/roving monitors to
inspect fish holds to ensure that all fish
are offloaded. The potential for
dockside/roving monitors to inspect fish
holds was explicitly discussed
throughout the development of
Amendment 16 as part of both the
Council process and parallel meetings to
discuss the development of sector
measures sponsored by the Gulf of
Maine Research Institute. Section
4.2.3.5.4 of the Amendment 16 FEIS
documents this discussion and clearly
indicates that to be approved as a
dockside/roving monitor, a dockside/
roving monitor must meet several
criteria, including:
‘‘Physical capacity for carrying out the
responsibilities of a dockside/roving monitor
pursuant to standards established by NMFS
such as being certified by a physician to be
physically fit to work as a dockside/roving
monitor. The physician must understand the
monitor’s job and working conditions,
including the possibility that a monitor may
be required to climb a ladder to inspect fish
holds.’’
Therefore, the general public, including
both vessel owners and dockside/roving
monitoring service providers, were well
aware of the potential that dockside/
roving monitors might be required to
inspect fish holds and the risks that
such activity might incur. However, no
comments opposing this practice were
raised to NMFS during the public
comment period on the Amendment 16
proposed rule.
The final rule implementing
Amendment 16 measures did not
require dockside/roving monitors to
inspect the fish holds based, in part, on
a pilot dockside/roving monitoring
program conducted in the summer of
2009. Similar to comments received on
this action, some safety concerns were
identified with inspecting fish holds
during the pilot program, even though
fish holds were actually inspected as
part of that pilot program. As a result,
in the Amendment 16 proposed (74 FR
69382; December 31, 2009) and final
rules, NMFS intentionally included
language in the dockside/roving
monitoring program operational
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standards at § 648.87(b)(5)(ii)(B)(1) that
allow individual dockside/roving
monitors or service providers to inspect
fish holds if they elect to do so.
Section 311 of the Magnuson-Stevens
Act provides the Secretary of Commerce
with the general authority to enforce the
provisions of the Magnuson-Stevens
Act. NMFS acknowledges that existing
dockside/roving monitoring provisions
make it a violation for a vessel operator
to provide false statements to a
dockside/roving monitor about whether
all catch is offloaded. However, that is
just one of many ways to ensure
compliance with existing regulations.
NMFS does not agree that such
measures are completely sufficient to
ensure that all catch is offloaded. The
only way to validate statements made by
a vessel operator is to actually inspect
fish holds. NMFS Office of Law
Enforcement personnel already have the
authority to board and inspect vessels.
However, requiring dockside/roving
monitors to also inspect fish holds, as
anticipated during the development of
Amendment 16, provides another means
to ensure that vessel operators are
complying with existing requirements,
and that all fish that are landed are
recorded in dealer databases or other
data sources such as dockside/roving
monitor reports. Dockside/roving
monitors are not enforcement personnel,
but their observations, including the
reports summarizing the offloads of
individual trips, are available to law
enforcement personnel, as described in
Section 4.2.3.5.4 of the Amendment 16
FEIS and the existing regulations at
§ 648.87(b)(4). The training provided to
dockside/roving monitors by NMFS
explicitly states that it is the dockside/
roving monitor’s responsibility to
account for all catch, whether or not it
is properly weighed or recorded by
other parties. Monitors must record any
species that is not weighed in their
incident report to facilitate compliance
with existing requirements. Therefore,
based on the need to ensure that NMFS
is accurately monitoring the amount of
fish landed, NMFS has retained the
requirement that dockside/roving
monitors must inspect fish holds as part
of this final rule.
NMFS recognizes that dockside/
roving monitors must proceed with
caution when conducting inspections of
fish holds. As part of the dockside/
roving monitoring training curriculum
and certification process overseen by
NMFS, individual dockside/roving
monitors are trained and tested for
competency in safety procedures,
including slips, trips, and falls;
electrical safety; climbing stairs and
ladders; overhead dangers; unstable
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items; and fire. In addition, NMFS will
likely require all previously certified
dockside/roving monitors to attend a
refresher safety training session on
issues specific to boarding vessels and
inspecting fish holds. Based on
examples in other U.S. and Canadian
fisheries, NMFS is currently developing
standardized protocols that outline the
major elements that dockside/roving
monitors must comply with when
inspecting fish holds. These elements
include, but are not limited to,
requesting permission from the vessel
captain to board a vessel, following the
instructions of the vessel’s captain and
crew to safely enter and exit the fish
holds, and inspecting only areas of the
vessel that would normally be used to
store fish. Such standards will be
integrated into the dockside/roving
monitoring training curriculum
developed and conducted by the
Northeast Fishery Observer Program.
The dockside/roving monitor service
provider approval standards adopted in
Amendment 16 explicitly included the
requirement for service providers to
have adequate insurance to cover injury,
liability, or accidental death that might
befall dockside/roving monitors. NMFS
recognizes that despite such coverage,
individual dockside/roving monitors
still have the capacity to bring a lawsuit
against vessel owners for any injuries
incurred while inspecting fish holds.
NMFS encourages sectors and dockside/
roving monitor service providers to seek
agreement on how to best address the
issues and problems raised by the
comment. As to whether FW 45
sufficiently considers possible increases
in cost for liability insurance for
inspecting fish holds, NMFS does not
have sufficient information to do so.
While NMFS has information on the
amount and type of insurance dockside/
roving monitoring service providers
have purchased, it would be difficult for
NMFS to speculate on the costs of
additional insurance for individual
vessels. However, NMFS is committed
to reviewing the requirement to inspect
fish holds and the costs associated with
it over time as more information
becomes available.
Comment 17: Two industry groups
(AFM and NSC) supported the proposal
to delay the industry’s responsibility for
dockside and at-sea monitoring costs
until FY 2013. They stated that this
accurately reflects the fishing industry’s
inability to pay for the high costs of
such monitoring at this time. However,
the NSC cautioned that the economic
viability of the fishing industry is not
likely to improve sufficiently to enable
sectors to cover such monitoring costs
in FY 2013. Accordingly, they
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recommended that the Council and
NMFS should consider further
postponing industry responsibility for
such costs until the fishing industry is
profitable again. In contrast, PEW
suggested that sectors should be in a
better position to assume monitoring
costs in FY 2013. PEW offered that the
proposed delay would help ensure the
success of the established sector
program, arguing that the long-term
benefits of fishing under sectors
outweigh any potential impacts
associated with reduced dockside
monitoring in the short term.
Oceana opposed delaying industry
responsibility for dockside and at-sea
monitoring costs, claiming that NMFS
does not have the authority to modify
sector monitoring provisions in a FW
action because such a measure would be
a fundamental change in the FMP and
that implementing this delay through a
FW action would circumvent the public
process. Citing a recent court case
(Oceana, Inc. v. Evans, 384 F. Supp. 2d
203, 255 (D.DC 2005)), they contended
that such measures can only be
modified through an amendment, with
an associated NEPA document. They
also suggested that the proposed delay
would undermine the MagnusonStevens Act requirements to monitor
bycatch and implement measures to
ensure accountability for ACLs,
especially considering the concerns
expressed by NMFS in a November 15,
2010, letter to the Council highlighting
concerns about the potential limitation
of NMFS funding in 2012 to support
dockside and at-sea monitoring. FWW
echoed this concern, noting that this
might cause a ‘‘gap in the necessary
enforcement required due to increased
incentives for high-grading,
misreporting, and underreporting.’’ They
recommended that delaying or removing
monitoring costs should be based on
vessel size/capacity, or an individual
business’s revenue.
Response: NMFS recognizes that the
costs of requiring the fishing industry to
pay for sufficient at-sea monitoring
coverage could reduce profitability.
However, a FMP must continue to
maintain measures that prevent
overfishing and promote the long-term
health and stability of the fishery, as
required by section 303(a) of the
Magnuson-Stevens Act. As noted above,
NMFS is concerned that relying
exclusively on available NMFS funding
for at-sea monitoring coverage during
FY 2012 may reduce the amount of atsea monitoring coverage available
during that FY due to the yet uncertain
amount of available NMFS funding for
FY 2012. NMFS agrees that delaying
industry responsibility for paying for at-
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sea monitoring coverage may reduce the
amount of at-sea monitoring coverage
during FY 2012 and undermine efforts
to obtain accurate information regarding
catch in the fishery. Therefore, NMFS
has disapproved the proposed measure
to delay industry responsibility for the
costs at-sea monitoring coverage during
FY 2012. NMFS expects at least some
funding that will offset at least some of
the at-sea monitoring coverage costs
during FY 2012. Accordingly, the
fishing industry would only be
responsible for the costs of at-sea
monitoring coverage that is not
accounted for by available Federal
funding.
As noted in the FW 45 EA, delaying
industry responsibility for funding
dockside/roving monitoring coverage in
FYs 2011 and 2012 will immediately
reduce operational costs to industry,
without reducing the availability of
landings information. This is because
the dockside/roving monitoring data are
primarily used for enforcement
purposes, not catch monitoring. The
trip-end hail report, in conjunction with
the requirement for dockside/roving
monitors to inspect fish holds
implemented by this final rule, is
intended to provide sufficient
information to ensure compliance with
existing regulations. Moreover, NMFS is
expected to have sufficient funding in
FY 2011 to continue the levels of
observer and at-sea monitoring coverage
for both sector and common pool trips
implemented in FY 2010, and to
augment that with sufficient dockside/
roving monitoring coverage for trips not
monitored by observers or at-sea
monitors. Even if insufficient funding
available to NMFS results in a shortterm reduction in dockside/roving
monitoring data, NMFS agrees that such
reductions in data would likely be offset
by long-term benefits of fishing under
sectors. Therefore, NMFS is approving
the delay in industry responsibility for
dockside/roving monitoring costs
through this final rule. Further changes
could be considered by the Council
through a future management action,
but because NMFS does not have the
authority to revise measures adopted by
the Council in FW 45, NMFS cannot
unilaterally postpone industry
responsibility for such costs beyond FY
2012 through this action.
NMFS disagrees that the proposed
postponement of industry responsibility
for dockside/roving and at-sea
monitoring costs represents a
fundamental revision of the FMP and
would circumvent the public process.
First, the fundamental dockside/roving
and at-sea monitoring provisions
implemented by Amendment 16 are
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retained. The only aspect of these
provisions that changes through FW 45
is the entity paying for the costs of such
monitoring. Although NMFS will pay
for at last some of the costs of dockside/
roving and at-sea monitoring coverage
for FYs 2011 and 2012, and will
endeavor to achieve the coverage
requirements specified in Amendment
16 for industry-funded dockside/roving
and at-sea monitoring coverage, these
changes do not constitute a fundamental
change to the FMP requiring an
amendment to the FMP. Second, the
Council fully anticipated that measures
adopted under Amendment 16 could be
revised in the future through a FW
action. This is documented in the
Amendment 16 FEIS’s executive
summary when it states, ‘‘The periodic
adjustment process is modified so that
all measures adopted can be adjusted on
a framework action’’ (see page 10 of that
document) and in Section 4.2.8. This
was codified in the regulations at
§ 648.90(a)(2)(iii) and (c)(1)(i). Both the
Amendment 16 FEIS and the proposed
regulations to implement Amendment
16 measures were made available for
extensive public comment. Therefore,
because the fundamental aspects of the
Amendment 16 sector and common
pool monitoring measures are not
affected by the proposed delay in
responsibility for monitoring costs, and
that the public was afforded substantial
opportunity to comment on the ability
of the Council and NMFS to revise
existing management measures through
a FW action as part of the Amendment
16 proposed rule, NMFS has not
remanded this provision back to the
Council for implementation through an
amendment to the FMP.
Sector Measures
Comment 18: FWW claimed that it
was unfair to distribute the PSCs of
cancelled NE multispecies permits to all
valid limited access NE multispecies
permits, suggesting that it was a poor
use of available and ‘‘un-owned’’ quota.
Instead, they recommended that the PSC
of cancelled permits should be
distributed to state-operated permit
banks. They contended that this would
signify a return to the general public for
the use of its resources.
Response: NMFS disagrees that it is
unfair to distribute the PSCs of
cancelled NE multispecies permits to all
valid limited access NE multispecies
permits. The National Standard 4
Guidelines state that, if it becomes
necessary to allocate or assign fishing
privileges among U.S. fishermen, such
allocations shall be ‘‘fair and equitable
to all such fishermen.’’ The proposed
distribution to all valid limited access
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permits is consistent with National
Standard 4 because it treats all permits
equally and distributes PSCs associated
with cancelled permits among all
permits that may participate in the NE
multispecies fishery. Therefore, NMFS
implements this measure through this
action.
Comment 19: An individual
commercial fisherman recommended
that sector rosters should be reopened
now that common pool trip limits are
proposed. He contended that there was
not enough information about potential
common pool trip limits to make an
informed decision whether to join a
sector by either the September or
December sector roster deadlines. The
Council also suggested that NMFS
consider reopening sector rosters for the
reasons noted above following public
input at the March 17, 2011, Groundfish
Oversight Committee meeting.
Response: As highlighted in Item 11
of this preamble and in a March 23,
2011, letter to permit holders, based on
industry input, NMFS is allowing for a
limited opportunity for additional
changes to FY 2011 sector rosters to
accommodate changes in vessel
ownership that occurred after the
submission of final sector rosters on
December 1, 2010. This window to
reopen FY 2011 sector rosters began on
March 23, 2011, and will end on April
30, 2011. In future years, a window for
additional sector roster changes would
begin with the publication of proposed
measures for the common pool for the
following year and end on April 30, and
would be limited to ownership changes
occurring after the December 1 roster
deadline. This is intended to provide
vessel owners with the information they
need to make an informed decision
about whether to participate in sectors
during the following FY, without
undermining public consideration of
likely sector operations in the following
fishing year by substantially revising
sector rosters following an opportunity
to comment on proposed sector
operations plans.
Comment 20: One industry group
(NSSN) and the Council supported the
proposed delay of the existing 14-day
window for sectors to complete ACE
transfers after the end of the FY to
ensure that sectors had sufficient time to
consider and incorporate final NMFS
evaluations of sector catch before they
sought to acquire additional ACE to
rectify any overages of sector ACE from
the previous FY.
Response: NMFS agrees, and
implements revisions to the existing
regulations at § 648.87(b)(1)(iii)(C) and
(b)(1)(viii) to allow for additional time
that might be necessary to determine
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estimates of final sector catch and
balance sector overages from the
previous FY through this action.
Comment 21: PEW expressed strong
support for the approval of new sectors,
including state-operated permit banks.
They suggested that permit banks offer
an important mechanism for preserving
fishing opportunities for small-scale
fishermen operating out of small ports
and helping to protect against excessive
consolidation in the fishery.
Response: NMFS agrees and approved
the creation of new sectors, including
state-operated permit banks through this
final rule.
Comment 22: FWW stated that there
was some conflicting language about the
approval of new sectors as part of FW
45. In the preamble to the FW 45
proposed rule, they state that language
suggests that new sectors have not been
approved, yet language on page 39 of
the FW 45 EA states that they are
already approved and will become
effective on May 1, 2011. Overall,
however, comments by FWW did not
outright oppose the implementation of
new state-operated permit bank sectors,
but rather suggested that such permit
banks are indicative of their underlying
concern with the privatization that
occurs with catch shares. They suggest
an alternative approach that would
allow catch shares to be rented out to
eligible entities. This would avoid the
need to fund permit banks with
taxpayer dollars and allow the Federal
government to control pricing so that
cost of fishing is always reasonable and
can facilitate participation of small
vessels in the fishery, thereby allowing
managers to prioritize environmental,
economic, and social goals of the
fishery.
Response: Five new sectors were
adopted by the Council in FW 45.
However, to become effective, these
sectors must still be approved by the
Secretary through proposed and final
rulemaking. Therefore, the language in
the FW 45 EA incompletely described
the process for approving sectors and
their operations on a yearly basis. The
Council adopted the creation these new
sectors as part of FW 45, but they are
not officially approved until the
Secretary approves measures contained
in FW 45 and the regulations
implementing such provisions. Because
the creation of these sectors is
consistent with the FMP and applicable
law, they are officially approved
through FW 45 and implemented
through this final rule. However, to
operate on a yearly basis, all sectors
must submit an operations plan and
contract by specific deadlines. These
yearly operations plans must further be
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approved by the sector through a
separate rulemaking from the
rulemaking to approve the creation of
such sectors.
In their comment, FWW suggested
that rather than allocating fishing
privileges to fishing entities, fishery
managers should require eligible fishing
entities to rent fishing rights. As noted
above, NMFS cannot substitute existing
management measures with FWW’s
suggested approach through this final
rule. However, this approach could be
considered by the Council through a
future management action.
Nevertheless, it should be noted that
their proposal would likely increase
operational costs to all vessel owners
that are interested in actively
participating in the NE multispecies
fishery, as both small and large vessels
would be potentially obligated to
purchase catch shares at the beginning
of each FY. Depending on other
operational costs associated with each
particular vessel, it may not be feasible
to continue to participate in the fishery
given such expenses. This could lead to
economic impacts to both these entities
and supporting fishing communities
that would be beyond those associated
with the current management regime.
Further, it may not be fair and equitable
to impose different costs on different
vessels based on size alone.
Accordingly, FWW’s proposal may not
be consistent with National Standards 4
and 8 of the Magnuson-Stevens Act, as
summarized in FWW’s comment.
Measures for FY 2011 Under RA
Authority
Comment 23: One commercial
fisherman expressed concern that the
proposed initial common pool trip
limits for FY 2011 are insufficient to
allow vessels to cover operational
expenses. He stated that he prefers
higher DAS counting rates and
proportional increases in trip limits to
allow vessel owners/operators to cover
expenses and decrease bycatch by
turning discards into landings. The
Council also suggested that NMFS
consider increasing trip limits and DAS
counting so common pool trips are
profitable and ACLs are not exceeded
during FY 2011, following public input
at the March 17, 2011, Groundfish
Oversight Committee meeting.
Response: Because the realized
fishing activity and associated expenses
for each vessel may be very different, as
documented in the Amendment 16
FEIS, it is very difficult to determine the
appropriate combination of trip limits
and DAS counting rates that would
ensure that all common pool trips are
profitable. Some vessel owners/
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operators may elect to target some
species early in the FY based on historic
operations and operator knowledge,
while others may prefer to operate later
in the FY to target other species and
capitalize on the generally higher prices
during the winter when fish supply is
lower. Therefore, any combination of
trip limits and DAS rates would likely
benefit some, but not all vessels
operating in the common pool.
The RA has the authority to revise trip
limits and DAS rates to ensure that the
common pool achieves, but does not
exceed allocated sub-ACLs throughout
the FY. Generally, NMFS has
endeavored to ensure that the fishery
remains open throughout the FY to
provide the most flexibility in fishing
operations to accommodate seasonal
distribution of fish, fluctuations in
market price, and operational
preferences of vessel owners/operators.
This was the approach employed in
proposing initial FY 2011 common pool
trip limits in the proposed rule for this
action. The proposed FY 2011 DAS
counting rate was based on a formulaic
rate necessary to account for projected
overages of specific sub-ACLs by the
common pool during FY 2010. Because
NMFS has the flexibility to adjust trip
limits and DAS counting rates
throughout the year, NMFS can adapt to
fishing behavior to either increase or
decrease trip limits and, to some degree,
DAS counting rates. Therefore, NMFS
implements the common pool trip limits
and DAS counting rates outlined in Item
13 of this preamble for FY 2011. For
some stocks, these trip limits reflect the
highest trip limit from the range of trip
limits considered in Table 16 of the
proposed rule for this action to increase
the profitability of common pool trips
without compromising efforts to ensure
that the common pool sub-ACLs are not
exceeded during FY 2011. NMFS will
continue to monitor catch rates and will
adjust such measures as necessary to
achieve the goals of the FMP, including
increasing the profitability of individual
trips, if available data suggest that such
an action is warranted.
Corrections and Clarifications
Comment 24: The NEHFA and one
commercial fisherman expressed
support for the clarification of PSC text
to specifically clarify how PSCs will be
calculated for handgear permits using
landings histories of handgear permits
during FYs 1996–2006.
Response: As outlined in the
preamble of the proposed rule for this
action, NMFS believes these changes are
necessary to accurately reflect the intent
of the Council in Amendment 16 and
the manner in which PSC are actually
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calculated by NMFS starting in FY 2011.
Therefore, these changes have been
implemented through this final rule.
Comment 25: One sector manager,
commenting on the proposed rule to
approve FY 2011 sector operation plans,
commented in support of delaying the
opening of the Eastern U.S./Canada
Area only to common pool vessels until
August 1, 2011, and allowing sector
vessels to access this area on May 1,
2011. He noted that all sector vessels
fish under a hard TAC in all areas,
including the Eastern and Western U.S./
Canada Areas. He suggested that access
to these offshore fishing areas when the
weather is better during the summer
months is very important for smaller
trawl vessels that are not suitable for
fishing in offshore waters during the
winter.
Response: As outlined in the
preamble of the proposed rule for this
action, NMFS proposed applying the
delayed opening of the Eastern U.S./
Canada Area only to common pool
vessels during FY 2011 for the reasons
offered by the sector manager.
Therefore, NMFS implements the
measures originally proposed in the
proposed rule for this action through
this final rule.
Comment 26: The NSC expressed
support for the proposed change to the
regulations at § 648.87(b)(1)(i)(C) to
clarify that any sector ACE carried over
into the next FY would be calculated
based on 10 percent of the ACE
originally allocated to the sector at the
start of the previous FY. However, the
NSC disagreed with the characterization
of that proposed change in the preamble
of the proposed rule for this action that
states ‘‘a NE multispecies sector may
carry-over up to 10 percent of its
allocated ACE for each stock * * * into
the following FY, provided the sector
has not harvested more than 90 percent
of its original allocation for that stock by
the end of the FY.’’ They contend that
the preamble text suggests that if a
sector leases in ACE from another and
used more than 90 percent of its
allocation, then it would not be able to
carry over any ACE into the next FY. In
doing so, this interpretation would
destroy the utility of carry over
provisions and distorts ACE trading
system. They recommend that NMFS
remove the contested preamble text
from the final rule, as it could be used
to interpret any ambiguities in the
implementation of this provision in the
future.
Response: NMFS recognizes that the
preamble text referenced in NSC’s
comment could be interpreted in a way
that is counter to the intent of NMFS in
proposing this correction. Consistent
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with the proposed regulatory text, the
intent of NMFS was to merely clarify
that the amount of ACE that can be
carried over for each stock shall be
calculated based upon the amount of
ACE originally allocated to that sector.
To more accurately reflect the intent of
NMFS and the Council in originally
adopting the original ACE carry-over
provision in Amendment 16, NMFS has
removed the disputed preamble text and
inserted an example clarifying how
NMFS will calculate ACE that can be
carried over into the next FY into the
preamble text for this final rule.
Changes From the Proposed Rule
NMFS has made two changes to the
proposed rule, including changes as a
result of public comment and the
disapproval of the proposed measure to
delay industry responsibility for at-sea
monitoring costs during FY 2012. In
§ 648.87(b)(5)(i)(A)(1), the phrase ‘‘As
instructed by the Regional
Administrator’’ was added to the tripstart hail reporting requirements to
enable the Regional Administrator to
augment the data elements contained in
this report to more effectively
administer this provision and the
associated dockside/roving monitor
coverage levels on a yearly basis. This
change allows the Regional
Administrator to require that vessel
operators declare whether an observer
or at-sea monitor is assigned for a
particular trip to facilitate the
appropriate deployment of dockside/
roving monitors in FYs 2011 and 2012
and achieve the desired coverage levels
based on available funding, as described
in Item 10 above. In addition, the
regulations at § 648.87(b)(1)(v)(B)(2)
were revised to reflect that the fishing
industry was responsible for developing
and paying for any at-sea monitoring
program developed starting in FY 2012.
Classification
The Administrator, Northeast Region,
NMFS, determined that FW 45 is
necessary for the conservation and
management of the NE multispecies
fishery and that it is consistent with the
Magnuson-Stevens Fishery
Conservation and Management Act and
other applicable laws.
There is good cause under 5 U.S.C.
553(d)(3) to establish an effective date
less than 30 days after the date of
publication for the measures
implemented by this final rule. The
effective date of this action affects a
parallel rulemaking to approve sector
operations plans for the start of FY 2011
on May 1, 2011. Therefore, these actions
must be in effect at the beginning of FY
2011 to fully capture their
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environmental and economic benefits of
FW 45 measures as well as the FY 2011
sector operations plans. The time
available for FW 45 was constrained by
multiple factors, preventing such
actions from being completed
sufficiently in advance of May 1, 2011,
to facilitate the 30-day cooling off
period. These factors included
additional time necessary to fully
analyze measures included in this
action following revisions to draft
measures when the Council adopted
final FW 45 measures at its November
2010 meeting, and coordinate a special
meeting of the TMGC to evaluate the
impacts of the approval of IFACA in
January 2011 on measures included in
FW 45. Due to these constraints and
rationale, this rulemaking could not be
completed further in advance of May 1,
2011. Therefore, in order to have this
action effective at the beginning of FY
2011, it is necessary to waive a portion
of [retain as necessary] the 30-day delay
period for this rule.
The waiver of a portion of [retain as
necessary] the 30-day delayed
effectiveness for this final rule is in the
public interest because it is necessary to
implement a number of measures by the
start of FY 2011 that would benefit the
NE multispecies fishery at large.
Specifically, this action incorporates the
best available scientific information for
both pollock and GB yellowtail
flounder, specifies and distributes
revised ACLs for several stocks,
implements a spawning closure area to
protect spawning cod in the GOM,
delays industry responsibility for costs
associated with catch monitoring,
increases access to near-shore seasonal
closure areas by smaller Handgearpermitted vessels, increases LAGC
vessel access to the Great South Channel
Exemption Area, and approves the
creation of five new sectors, among
other measures. This final rule also
includes measures that would control
fishing effort by common pool vessels to
help prevent the premature or excessive
harvest of sub-ACLs allocated to the
common pool during FY 2011. A May
1, 2011, effective date is necessary in
order to specify catch levels and
implement management measures
necessary to eliminate overfishing and
continue stock rebuilding, help mitigate
the adverse economic impacts resulting
from continued efforts to end
overfishing and rebuild overfished
stocks, increase the economic efficiency
of vessel operations, and prevent
industry confusion. Failure to waive the
30-day delay in effectiveness would
prevent such measures from being
implemented on May 1, 2011, and could
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result in short-term adverse economic
impacts to NE multispecies vessels and
associated fishing communities that
were neither anticipated by the Council
and industry participants, nor analyzed
in the FW 45 EA and the associated FY
2011 sector operations plans EA. In
particular, access to available fishery
resources would be unnecessarily
delayed for scallop and Handgearpermitted vessels, and commercial
vessels would not be able to benefit
from the substantially increased FY
2011 GB yellowtail flounder ACL. This
could result in additional economic
impacts and reduce the economic
efficiency of the fleet until such
measures become effective. Without the
timely implementation of measures
specified in this rule, the risk of
excessive catch by common pool vessels
would be increased, along with
potential that the common pool will
once again exceed its sub-ACL for
specific stocks. In addition, allowing for
a full 30-day delayed effectiveness
period would delay the implementation
of the GOM Cod Spawning Protection
Area for up to an additional 30 days
during which cod will continue to
spawn. Thus, this delay could
potentially jeopardize existing efforts to
end overfishing and rebuild overfished
stocks. This would be contrary to not
only the interest of the fishing
communities, but to the public at large,
as overfishing and overfished stocks
decreases the ability of the public to
enjoy that stock for commercial,
recreational, aesthetic, or other reasons,
and reduces the availability of seafood
to the nation. Therefore, delayed
implementation of these measures
beyond May 1, 2011, is impracticable
and contrary to the public interest, and
the requirement to delay
implementation of this rule for a period
of 30 days is hereby waived.
This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
This final rule does not contain
policies with federalism or ‘‘takings’’
implications, as those terms are defined
in E.O. 13132 and E.O. 12630,
respectively.
A FRFA was prepared for this action.
The FRFA incorporates the IRFA, a
summary of the significant issues raised
by the public comments in response to
the IRFA, NMFS responses to those
comments, a summary of the analyses
completed in the FW 45 EA and any
supplements thereto to support the
action, and this portion of the preamble.
A summary of the IRFA was published
in the proposed rule for this action and
is not repeated here. A description of
why this action was considered, the
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objectives of, and the legal basis for this
rule is contained in FW 45 and in the
preamble to the proposed and this final
rule, and is not repeated here. All of the
documents that constitute the FRFA are
available from NMFS (see ADDRESSES).
In the FRFA, the baseline (no-action
alternative) is the set of measures that
were in place during FY 2010 (i.e., the
measures implemented under
Amendment 16 and FW 44). Tables and
sections that are referenced in this
FRFA refer to those contained in the EA
developed for FW 45. A copy of FW 45
is available from the Council (see
ADDRESSES).
A supplemental EA was developed to
analyze the impacts of the emergency
action to increase the FY 2011 GB
yellowtail flounder TAC for the U.S./
Canada Management Area and the
associated ABC and ACL for this stock.
The economic impact on affected
entities resulting from increasing the FY
2011 GB yellowtail flounder TAC, ABC,
and ACL is expected to be positive,
because it will provide additional
fishing opportunity and fishing revenue
for vessels participating in NE
multispecies fishery and the scallop
fishery during FY 2011. Based on
historic information, the groundfish
fishery is able to land close to the full
amount of GB yellowtail flounder
allowed. The estimated revenue from
the sale of GB yellowtail flounder under
the increased catch limits is
approximately $2 million, compared
with $1.4 million if the original FY 2011
TAC, ABC, and ACL adopted in FW 45
were to be implemented instead. Based
on a conservative estimate using FY
2010 data, for every dollar of yellowtail
flounder revenue, there is at least $10 of
revenue from other species. The
additional revenue due to the catch of
other species could be worth
approximately ten times the difference
between the GB yellowtail flounder
revenue under the original catch limits
and the increased catch limits
implemented by this action (10 ×
$641,272), or approximately $6.4
million (if the total GB yellowtail
flounder TAC is caught, and fishing
effort on GB ceases consistent with
existing regulations).
With respect to the scallop fishery,
the increased catch limit implemented
by this action will result in a larger cap
on the amount of GB yellowtail flounder
than can be caught in the scallop access
areas. A larger cap may indirectly
enable greater scallop revenue for the
scallop fishery, particularly if the GB
yellowtail flounder cap becomes
limiting to the scallop fishery in the
Closed Area II Scallop Access Area. It is
difficult to predict the amount of GB
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yellowtail flounder that will be caught
in the Closed Area II Scallop Access
Area in FY 2011 due to the variability
of scallop fishing effort, as well as
scallop and yellowtail flounder catch
rates. However, a larger cap on the
amount of GB yellowtail flounder that
can be caught in the scallop access areas
enhances the ability of the scallop
industry to plan fishing operations, and
will minimize disruption to fishing
activities.
Summary of the Significant Issues
Raised by Public Comments in Response
to the IRFA. A Summary of the
Assessment of the Agency of Such
Issues, and a Statement of Any Changes
Made From the Proposed Rule as a
Result of Such Comments
Comment A: As noted above in
Comment 16, several commenters
suggested that the proposed requirement
for dockside/roving monitors to inspect
fish holds will expose vessel owners to
a risk of a lawsuit stemming from any
potential injury to such monitors when
boarding the vessel or inspecting fish
holds even if the dockside/roving
monitoring service providers had
sufficient insurance coverage. These
commenters asserted that this potential
risk will force vessel owners to buy
more insurance to ensure that they are
adequately covered for any potential
liability lawsuits that might result from
this provision. In doing so, they contest
that this would contradict the FW 45
economic analysis that indicates that
this measure should not impact either
vessel owners or service providers.
Response: The existing regulations
require dockside/roving monitor service
providers to have adequate insurance to
cover injury, liability, or accidental
death that might befall dockside/roving
monitors in the conduct of their duties.
However, NMFS recognizes that despite
such coverage, individual dockside/
roving monitors still have the capacity
to file a lawsuit against vessel owners
for any injuries incurred while
inspecting fish holds. As noted in the
response to Comment 16 above, NMFS
encourages sectors and dockside/roving
monitor service providers to seek
agreement on how to best address the
issues and problems raised by the
comment. NMFS does not have
sufficient information to evaluate the
potential increase in costs associated
with any additional insurance coverage
that vessel owners may be inclined to
purchase to protect them from any
liability associated with dockside/
roving monitors inspecting fish holds.
The risks associated with the liability
for injuries to dockside/roving monitors
inspecting fish holds appear to be
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somewhat similar to those associated
with having to accommodate an
observer and, therefore, may be
instructive on how to consider
insurance costs for dockside monitoring.
NMFS is committed to reviewing the
requirement to inspect fish holds and
the costs associated with it over time as
more information becomes available.
Description of and Estimate of the
Number of Small Entities to Which the
Final Rule Will Apply
The measures implemented by this
action affect recreational anglers and
any vessel issued a limited access NE
multispecies permit, an open access NE
multispecies Handgear B permit
(Handgear B permit) or charter/party
permit, or a LAGC scallop permit. In
addition, because this action affects the
dockside/roving and at-sea or electronic
monitoring program requirements and
require dockside monitors to inspect
fish holds, this action also affects any
entity intending to provide dockside/
roving or at-sea or electronic monitoring
services. As of December 20, 2010, the
maximum number of small fishing
entities (as defined by the Small
Business Administration (SBA)) that
may be affected by this action is 3,935
entities. These affected entities include
1,144 limited access NE multispecies
DAS permit holders; 133 limited access
NE multispecies Handgear A (Handgear
A) permit holders; 11 limited access NE
multispecies Small Vessel Exemption
(Category C) permit holders; 1,156 open
access NE multispecies Hangear B
(Handgear B) permit holders; 824 open
access NE multispecies charter/party
permits; and 667 Atlantic sea scallop
LAGC permits. It is likely that the actual
number of small fishing entities affected
by this action would be much smaller.
For instance, information contained in
Section 10.11.2 of the FW 45 EA
indicates that only 397 vessels had
reported any sales of regulated species
and ocean pout as of December 2010,
including 18 Handgear A vessels, 50
Handgear B vessels, and 329 other
vessels issued limited access NE
multispecies DAS permits. Further,
according to that analysis, only 18
entities conducted party/charter
operations in the GOM Cod Spawning
Protection Area implemented by this
action. It is difficult to estimate the
number of private recreational anglers
that may be affected by this action, as
the GOM Cod Spawning Protection Area
implemented by this action is too small
to accurately determine the number of
anglers that fish in this area based on
available data. Finally, it is expected
that the five entities currently providing
dockside/roving monitoring and at-sea
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or electronic monitoring services would
continue to do so in FYs 2011 and 2012,
and would be affected by this action. As
of March 28, 2011, four of these entities
have submitted an application to
provide dockside/roving monitoring
services for FY 2011.
It is important to note that past fishing
activity and enrollment in sectors may
not be an accurate predictor of future
fishing activity. In particular, it is
possible that revisions to measures
affecting both the Handgear A and
Handgear B fisheries may increase
participation by vessels issued such
permits. As of December 1, 2010, 836
permits had elected to join a sector
during FY 2011, as determined through
the submission of sector rosters to
NMFS, indicating that 452 permits
would be enrolled in the common pool
during FY 2011. However, vessels may
withdraw from sectors through April 30,
2011. Therefore, because participation
in sectors is voluntary, the number of
vessels that will actually participate in
sectors during FY 2011 and future years
is likely to fluctuate based upon
whether joining a sector or fishing
under common pool measures offers the
greater economic advantage to each
individual vessel.
The SBA considers commercial
fishing entities (NAICS code 114111) to
be small entities if they have no more
than $4 million in annual sales, while
the size standard for charter/party
operators (part of NAICS cod 487210) is
$7 million in sales. Based on 2005–2007
average conditions, median gross sales
by commercial fishing vessels were just
over $200,000, and no single fishing
entity earned more than $2 million. For
regulated charter/party operators, the
median value of gross receipts from
passengers was just over $9,000, and did
not exceed $500,000 in any year during
2001 to 2007. The vessels in the Atlantic
sea scallop fishery are considered small
business entities because all of them
grossed less than $3 million according
to the dealer’s data for FYs 1994 to
2009, consistent with analyses under
the RFA for recent scallop actions.
Although multiple vessels may be
owned by a single owner, available
tracking of ownership is not readily
available to reliably ascertain affiliated
entities. Therefore, for the purposes of
this analysis, each permitted vessel is
treated as a single small entity and is
determined to be a small entity under
the RFA. Accordingly, there are no
differential impacts between large and
small entities under this final rule.
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Description of the Projected Reporting,
Recordkeeping, and Other Compliance
Requirements of the Final Rule
The only reporting and recordkeeping
requirements affected by this final rule
are the request for a LOA to fish south
of the GOM RMA by Handgear A and
Handgear B vessels, or a similar
declaration via VMS prior to each trip
by Handgear A vessels required to use
VMS under the existing regulations, and
the trip-end hail report already
approved as part of Amendment 16.
This action does not impose any new
reporting or recordkeeping requirements
that have not already been in existence.
However, it requires additional vessels
(handgear-permitted vessels) to comply
with the LOA requirements and
mandates that common pool vessels
submit trip-end hail reports earlier than
expected when originally implemented
under Amendment 16. Existing
reporting and recordkeeping
requirements for the dockside/roving
and at-sea or electronic monitoring
programs approved under Amendment
16 have been included below for
reference.
The costs associated with the
reporting and recordkeeping
requirements supporting measures
implemented by this action are detailed
in the Paperwork Reduction Act (PRA)
analysis associated with Amendment 16
and the permit family of forms for the
Northeast Region of NMFS. The time
burden associated with a telephone call
to request for a LOA to fish south of the
GOM RMA is estimated at 5 minutes,
with no costs to vessels requesting such
a LOA. The cost associated with a
similar declaration via VMS is estimated
to be $0.50 per submission. For the tripend hail reports, the yearly cost to each
vessel is estimated to be approximately
$17, assuming that such reports were
made via VMS. Costs would likely be
lower if such reports were submitted via
another medium. Costs to vessels
receiving dockside/roving monitoring
services implemented under
Amendment 16 include $10 per year for
confirming pre-trip hail reports and $13
per year to confirm trip-end hail reports
and specify whether a particular trip
would be observed by a dockside
monitor. Requirements to maintain and
enter data into a dockside monitoring
database are estimated to cost
approximately $4,225 per service
provider annually, while submitting
dockside monitoring data to NMFS is
likely to cost each service provider
approximately $36,000 per year. Similar
costs to service providers are expected
to notify sector vessels of selection for
at-sea/electronic monitoring coverage
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($3,125 per year) and to submit at-sea or
electronic monitoring data to NMFS
($36,000 per year).
This final rule contains a collectionof-information requirement subject to
the PRA and which has been approved
by OMB under the various OMB control
numbers listed below. Public reporting
burden for these collections of
information are estimated to average, as
follows:
1. VTR submissions, OMB# 0648–
0605, (5 min/response);
2. Sector operations plan and
associated NEPA analysis, OMB# 0648–
0605, (640 hr/response);
3. Dockside/at-sea monitoring service
provider application, OMB# 0648–0605,
(10 hr/response);
4. Dockside/at-sea monitoring service
provider response to application
disapproval, OMB# 0648–0605, (10 hr/
response);
5. Data entry for sector discard
monitoring system, OMB# 0648–0605,
(3 min/response);
6. Sector weekly catch report, OMB#
0648–0605, (4 hr/response);
7. Sector annual report, OMB# 0648–
0605, (12 hr/response);
8. Notification of expulsion from a
sector, OMB# 0648–0605, (30 min/
response);
9. Request to transfer ACE, OMB#
0648–0605, (5 min/response);
10. VMS certification form, OMB#
0648–0605, (10 min/response);
11. VMS confirmation call, OMB#
0648–0605, (5 min/response);
12. VMS area and DAS declaration,
OMB# 0648–0605, (5 min/response);
13. VMS trip-level catch reports,
OMB# 0648–0605, (15 min/response);
14. Request for a LOA to participate
in the GOM Haddock Gillnet Pilot
Program, OMB# 0648–0605, (5 min/
response);
15. Request for a LOA to fish in a NE
multispecies RGA, OMB# 0648–0605, (5
min/response);
16. VMS declaration to fish in a NE
multispecies RGA, OMB# 0648–0605, (5
min/response);
17. Pre-trip hail report to a dockside
monitoring service provider, OMB#
0648–0605, (2 min/response);
18. Trip-end hail report to a dockside
monitoring service provider, OMB#
0648–0605, (15 min/response);
19. Confirmation of dockside
monitoring trip-end hail report, OMB#
0648–0605, (2 min/response);
20. Dockside/roving service provider
data entry, OMB# 0648–0605, (3 min/
response);
21. Dockside/roving or at-sea monitor
deployment report, OMB# 0648–0605,
(10 min/response);
22. Dockside/roving or at-sea
monitoring service provider catch report
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to NMFS upon request, OMB# 0648–
0605, (5 min/response);
23. Dockside/roving or at-sea monitor
report of harassment and other issues,
OMB# 0648–0605, (30 min/response);
24. OLE debriefing of dockside/roving
or at-sea monitors, OMB# 0648–0605, (2
hr/response);
25. Copy of dockside/roving or at-sea
monitoring service provider contract
upon request, OMB# 0648–0605, (30
min/response);
26. Copy of dockside/roving or at-sea
monitoring service provider information
materials upon request, OMB# 0648–
0605, (30 min/response);
27. Observer program pre-trip
notification, OMB# 0648–0605, (2 min/
response);
28. Daily VMS catch reports when
fishing in the U.S./Canada Management
Area and CA II SAPs, OMB# 0648–0605,
(15 min/response);
29. Daily VMS catch reports when
fishing in the CA I Hook Gear Haddock
SAP, OMB# 0648–0605, (15 min/
response);
30. Daily VMS catch reports when
fishing in the Regular B DAS Program,
OMB# 0648–0605, (15 min/response);
31. Copy of the dealer weigh-out slip
or dealer signature of the dockside
monitor report, OMB# 0648–0605, (2
min/response);
32. Forward trip start/end hails to
NMFS, OMB# 0648–0605 (2 min/
response);
33. Notification to vessel/sector/
NMFS of monitor emergency, OMB#
0648–0605 (5 min/response);
34. Initial vessel application for a
limited access Handgear A permit, OMB
Control Number 0648–0202, (10 min/
response);
35. DAS Transfer Program
application, OMB Control Number
0648–0202, (5 min/response);
36. VMS purchase and installation,
OMB Control Number 0648–0202, (1 hr/
response);
37. Automated VMS polling of vessel
position twice per hour while fishing
within the U.S./Canada Area, OMB
Control Number 0648–0202, (5 sec/
response);
38. VMS proof of installation, OMB
Control Number 0648–0202, (5 min/
response);
39. Expedited submission of a
proposed SAP, OMB Control Number
0648–0202, (20 hr/response);
40. Request to power down VMS for
at least 1 month, OMB Control Number
0648–0202, (5 min/response);
41. Request for an LOA to participate
in the GOM Cod Landing Exemption,
OMB Control Number 0648–0202, (5
min/response);
42. Request for an LOA to participate
in the Skate Bait-only Possession Limit
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Exemption, OMB Control Number
0648–0202, (5 min/response);
43. Submission of a sector allocation
proposal, OMB Control Number 0648–
0202, (50 hr/response);
44. DAS ‘‘flip’’ notification via VMS
for the Regular B DAS pilot program,
OMB# 0648–0202 (5 min/response);
45. DAS ‘‘flip’’ notification via VMS
for the Eastern U.S./Canada Haddock
SAP Pilot Program, OMB# 0648–0202 (5
min/response);
46. NMFS Office of Law Enforcement
landings notice requirement for
Category 1 herring vessels operating
with an observer waiver, OMB# 0648–
0521, (5 min/response);
47. Notification and Communication
with USCG and Center for Coastal
Studies, OMB# 0648–0521, (10 min/
response);
48. Written requests to receive a DAS
credit for standing by an entangled
whale, OMB# 0648–0521, (30 min/
response);
49. Vessel baseline downgrade request
for the DAS Leasing Program, OMB#
0648–0475, (1 hr/response);
50. Spawning block declaration,
OMB# 0648–0202 (2 min/response);
51. Sector Manager daily reports for
CA I Hook Gear Haddock SAP, OMB#
0648–0212 (2 hr/response);
52. DAS Leasing Program application,
OMB# 0648–0475 (10 min/response);
and
53. Declaration of intent to fish inside
and outside of the Eastern U.S./Canada
Area on the same trip, OMB# 0648–0202
(5 min/response).
These estimates include the time
required for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information. Send
comments regarding these burden
estimates or any other aspect of this data
collection, including suggestions for
reducing the burden, to NMFS (see
ADDRESSES) and by e-mail to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
Description of Steps the Agency Has
Taken To Minimize the Significant
Economic Impact on Small Entities
Consistent With the Stated Objectives of
Applicable Statues
During the development of
Framework 45, NMFS and the Council
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considered ways to reduce the
regulatory burden on and provide
flexibility to the regulated community.
The approach taken is consistent with
the recent Presidential Memorandum on
Regulatory Flexibility, Small Business,
and Job Creation (January 18, 2011). The
measures implemented by this final
rule, in conjunction with the final rule
to approve FY 2011 sector operations
plans, minimize the long-term economic
impacts on small entities to the extent
practicable. Overall, long-term impacts
of this final rule, as well as the related
actions of the FMP, are minimized by
ensuring that management measures
and catch levels result in fishing
mortality rates are sustainable and
contribute to rebuilding stocks and,
therefore, maximizing yield, as well as
providing additional flexibility for
fishing operations in the short term. In
particular, this final rule implements
several measures that directly or
indirectly provide small entities with
some ability to offset at least some
portion of the estimated economic
impacts associated with proposed
measures. The major mitigating
measures include formal recognizing the
rebuilt status of pollock; extending the
rebuilding period for GB yellowtail
flounder; increasing the FY 2011 GB
yellowtail flounder U.S./Canada
Management Area TAC; maintaining
existing yellowtail flounder allocations
to the scallop fishery; allowing LAGC
scallop vessels greater access to the
Great South Channel Exemption area;
increasing access to the seasonal closure
areas for Handgear A and Handgear B
permits and exempting vessels issued
these permits and limited access Small
Vessel Exemption permits from existing
dockside/roving monitoring
requirements; delaying requiring sectors
and common pool vessels to pay for
dockside/roving and at-sea or electronic
monitoring; redistributing PSC from
cancelled permits to all remaining valid
limited access NE multispecies permits;
and approving new sectors, including
state permit banks and a lease-only
sector. A complete description of why
each measure was selected can be found
in the Section 4.0 of the FW 45 EA (see
ADDRESSES).
The specification of ACLs for
components of the groundfish and nongroundfish fisheries, as well as
additional management measures to
ensure that such catch levels are not
exceeded, increase the likelihood that
the biological objectives of the FMP will
be met, resulting greater sustainable
revenue over the long term. Specifically,
this action formally recognizes that
pollock is rebuilt, incorporates updated
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biological reference points, and
specifies higher ACLs for this stock
based upon updated stock assessment
data first implemented on a temporary
basis through a July 20, 2010,
emergency action (75 FR 41996). This
action also extends the rebuilding
program for GB yellowtail flounder and
indirectly reduces economic impacts on
NE multispecies vessels by allowing
higher ACLs to be specified for the
remainder of the rebuilding program
compared to the existing rebuilding
program adopted for this stock. Further,
this action substantially increases the
FY 2011 GB yellowtail flounder U.S./
Canada Management Area TAC and the
associated ABC and ACL available to
commercial vessels based on the
flexibility provided by IFACA. Such
increases in available ACL and
associated vessel revenue would not be
realized if this action was not
implemented, as the increased pollock
ACL implemented by the July 20, 2010,
emergency rule would expire on July 17,
2011, and the GB yellowtail flounder
U.S./Canada Management Area TAC
and the associated ABC and ACL would
expire on April 30, 2011, because this
TAC is approved on a yearly basis
following annual recommendations by
the TMGC. Finally, this action
maintains the actual yellowtail flounder
allocations to the scallop fishery that
were implemented by the FW 44 final
rule for FY 2010, instead of updating
those allocations to reflect revised
estimates of the amount of yellowtail
flounder bycatch expected in the scallop
fishery during FY 2011. Updated
estimates would have lowered the
yellowtail allocations to the scallop
fishery for FY 2011 and potentially
resulted in reduced fishing revenue for
the scallop fishery. Together, these
provisions increase the amount of these
stocks available to commercial vessels
without compromising the conservation
of objectives of the FMP to prevent
overfishing and rebuild overfished
stocks, thereby likely increasing vessel
revenues from landing these and other
stocks by reducing the likelihood that
low ACLs for these stocks will
unnecessarily restrict vessel operations
in FY 2011 and mitigating adverse
economic impacts of recent effort
controls in the fishery.
This final rule mitigates economic
impacts to LAGC scallop vessels by
eliminating the yellowtail flounder peak
spawning closure areas in the Great
South Channel Exemption Area and
enabling LAGC scallop vessels greater
access to this area. If this measure
reduces operational costs by allowing
vessels to operate in a more efficient
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23069
manner, it could increase the economic
efficiency of vessel operations and
increase the value of the IFQ permits.
Not implementing this measure would
likely cause fishing operations by LAGC
scallop vessels to be less efficient,
increasing operational costs by requiring
such vessels to steam farther to open
fishing grounds. This action does not
compromise efforts to protect overfished
stocks of yellowtail flounder, as the
yellowtail flounder spawning closure
areas were first implemented at a time
when LAGC scallop vessels were not as
restricted in the amount scallop trips
that they could take as they are now.
Therefore, these closures were necessary
to prevent the excessive harvest of
yellowtail flounder as bycatch by LAGC
scallop vessels, but are now no longer
required following the implementation
of more restrictive measures to control
scallop catch by these vessels in the
form of an individual fishing quota
system as part of Amendment 11 to the
Atlantic Sea Scallop FMP (April 14,
2008; 72 FR 20090).
This action implements several
measures that reduce operational costs
to vessels, on both a temporary and
indefinite basis. Specifically, this action
indefinitely exempts NE multispecies
Handgear A, Handgear B, and Small
Vessel Exemption Category permits
from dockside/roving monitoring
requirements, delays industry
responsibility for paying for dockside/
roving monitoring coverage until FY
2013, and delays industry responsibility
for paying for a sector at-sea monitoring
program until FY 2013. Delaying the
fishing industry’s responsibility to pay
for dockside/roving monitors and
exempting handgear and Small Vessel
category permits from the dockside/
roving monitoring requirements would
save approximately $281,000 per year
(assuming 20 percent of trips would be
covered), while delaying the
responsibility for paying for at-sea
monitoring would save industry about
$5 million per year (assuming 30
percent of trips would be covered). Such
cost savings would not be realized if
such measures are not implemented.
Therefore, this action attempts to
minimize operational costs to affected
vessels as the fishery continues to adapt
to substantial changes to management
measures, including ACLs, AMs, and an
expansion of sector measures, and
overfished stocks continue to rebuild.
Allowing vessels with handgear
permits access to at least some of the
seasonal closure areas is likely to
increase the chance that such permits
could increase their catch of regulated
species, particularly during the early
months of the fishing season before trip
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limits may be reduced to prevent the
overall ACLs from being exceeded. In
addition to increasing the operational
efficiency of such vessels by increasing
catch rates and reducing operational
costs (fuel, primarily), because these
vessels are small and use relatively
inefficient gear to catch fish, these
measures allow vessels to fish closer to
shore during periods of better weather
instead of forcing them to fish farther
offshore in areas that are not subject to
seasonal closures. Such benefits would
not be realized if this action is not
implemented.
This action recalculates the PSC for
each stock on a yearly basis to reflect
the elimination of landings histories
from cancelled permits, and
redistributes such landings histories to
all valid limited access NE multispecies
permits. This replaces the previous
practice of using the landing histories of
cancelled permits to contribute to the
sub-ACL specified for the common pool
based on the interpretation that if a
permit has not signed up to join a sector
it is, by default, in the common pool.
The magnitude of the impact from this
provision is likely to be small, as few
permits have been cancelled since the
PSCs were calculated using permits
valid as of May 1, 2008. Cancelled
permits represent only about 72,000 lb
(32,659 kg) of all species combined that
is divided among the 1,288 valid limited
access NE multispecies permits based
on each permit’s individual fishing
history. Thus, this measure, in itself, is
unlikely to make an unprofitable fishing
operation marginally profitable.
Nevertheless, this action provides some
positive benefit and increased economic
opportunity to all remaining permit
holders, and may increase the amount of
ACE available on the market to lease.
As noted in the proposed rule for this
action, the approval of new sectors,
including state permit banks and a
lease-only sector, as part of this action
is likely to help to reduce vessel
operational costs by increasing the
amount of DAS and ACE available on
the leasing market, reducing market
price for such additional fishing
opportunities, and increasing
competition in the leasing market by
providing alternative means to acquire
the ACE necessary for to help vessels
remain financially solvent. In addition,
it is possible that the lease-only sector
could reduce sector monitoring fees due
to the presumption that participating
vessels would not be actively fishing,
but rather exist for the sole purpose of
providing PSC that the sector may use
to enable other sectors to continue
fishing.
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Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity compliance
guides.’’ The agency shall explain the
actions a small entity is required to take
to comply with a rule or group of rules.
As part of this rulemaking process, a
letter to permit holders that also serves
as small entity compliance guide (the
guide) was prepared. Copies of this final
rule are available from the Northeast
Regional Office, and the guide (i.e.,
permit holder letter) will be sent to all
holders of permits for the fishery. The
guide and this final rule will be
available upon request.
List of Subjects in 50 CFR Part 648
Fisheries, Fishing, Reporting and
recordkeeping requirements.
Dated: April 18, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons stated in the
preamble, 50 CFR part 648 is amended
as follows:
PART 648—FISHERIES OF THE
NORTHEASTERN UNITED STATES
1. The authority citation for part 648
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
2. In § 648.10, revise paragraph (k)(1)
to read as follows:
■
§ 648.10 VMS and DAS requirements for
vessel owners/operators.
*
*
*
*
*
(k) * * *
(1) Reporting requirements for all
limited access NE multispecies vessel
owners or operators. In addition to any
other reporting requirements specified
in this part, the owner or operator of any
vessel issued a limited access NE
multispecies permit on either a common
pool or sector trip must declare the
following information via VMS or IVR,
as instructed by the Regional
Administrator:
(i) Broad stock area(s) to be fished. To
fish in any of the broad stock areas, the
vessel owner or operator must declare
his/her intent to fish within one or more
of the NE multispecies broad stock
areas, as defined in paragraph (k)(3) of
this section, prior to leaving port at the
start of a fishing trip;
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(ii) VTR serial number. On its return
to port, prior to crossing the VMS
demarcation line, as defined at § 648.10,
the vessel owner or operator must
provide the VTR serial number for the
first page of the VTR for that particular
trip, or other applicable trip ID specified
by NMFS; and
(iii) Trip-end hail report. Unless
otherwise required to comply with both
the dockside/roving monitoring tripstart and trip-end hail reports pursuant
to § 648.87(b)(5), beginning in fishing
year 2011 (May 1, 2011), upon its return
to port and prior to crossing the VMS
demarcation line as defined in § 648.10,
the owner or operator of any vessel
issued a limited access NE multispecies
permit that is subject to the VMS
requirements specified in paragraph
(b)(4) of this section must submit a tripend hail report to NMFS via VMS, as
instructed by the Regional
Administrator. The trip-end hail report
must include at least the following
information, as instructed by the
Regional Administrator: The vessel
permit number; VTR serial number, or
other applicable trip ID specified by
NMFS; intended offloading location(s),
including the dealer name/offload
location, port/harbor, and state for the
first dealer/facility where the vessel
intends to offload catch and the port/
harbor, and state for the second dealer/
facility where the vessel intends to
offload catch; estimated date/time of
arrival; estimated date/time of offload;
and the estimated total amount of all
species retained, including species
managed by other FMPs (in pounds,
landed weight), on board at the time the
vessel first offloads its catch from a
particular trip. The trip-end hail report
must be submitted at least 6 hr in
advance of landing for all trips of at
least 6 hr in duration or occurring more
than 6 hr from port. For shorter trips,
the trip-end hail reports must be
submitted upon the completion of the
last tow or hauling of gear, as instructed
by the Regional Administrator.
*
*
*
*
*
■ 3. In § 648.14, revise paragraph
(k)(7)(i)(B); and add paragraphs (k)(9)(i),
(k)(15)(ii)(A)(5), and (k)(18)(i)(D) to read
as follows:
§ 648.14
Prohibitions.
*
*
*
*
*
(k) * * *
(7) * * *
(i) * * *
(B) Fish for, harvest, possess, or land
regulated species in or from the closed
areas specified in § 648.81(a) through (f)
and (o), unless otherwise specified in
§ 648.81(c)(2)(iii), (f)(2)(i), (f)(2)(iii),
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(f)(2)(vi), (i), (o)(2)(i), or as authorized
under § 648.85.
*
*
*
*
*
(9) * * *
(i) If operating under the provisions of
a limited access NE multispecies
Handgear A permit south of the GOM
Regulated Mesh Area, as defined at
§ 648.80(a)(1), fail to declare the vessel
operator’s intent to fish in this area via
VMS or fail to obtain or retain on board
a letter of authorization from the
Regional Administrator, as required by
§ 648.82(b)(6)(iv).
*
*
*
*
*
(15) * * *
(ii) * * *
(A) * * *
(5) If operating under the provisions
of a limited access NE multispecies
Handgear B permit south of the GOM
Regulated Mesh Area, as defined at
§ 648.80(a)(1), fail to obtain or retain on
board a letter of authorization from the
Regional Administrator, as required by
§ 648.88(a)(2)(iv).
*
*
*
*
*
(18) * * *
(i) * * *
(D) Offload fish before a dockside/
roving monitor arrives, if selected to
have its offloading events observed by a
dockside/roving monitor, as specified
by § 648.87(b)(1)(v)(B)(1) and
(b)(5)(i)(C).
*
*
*
*
*
■ 4. In § 648.80, revise the introductory
text to paragraph (a)(18), and remove
paragraphs (a)(18)(ii)(C) and (D).
The revision reads as follows:
§ 648.80 NE Multispecies regulated mesh
areas and restrictions on gear and methods
of fishing.
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*
*
*
*
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(a) * * *
(18) Great South Channel Scallop
Dredge Exemption Area. Vessels issued
a LAGC scallop permit, including
limited access scallop permits that have
used up their DAS allocations, may fish
in the Great South Channel Scallop
Dredge Exemption Area, as defined
under paragraph (a)(18)(i) of this
section, when not under a NE
multispecies or scallop DAS or on a
sector trip, provided the vessel complies
with the requirements specified in
paragraph (a)(18)(ii) of this section and
applicable scallop regulations in subpart
D of this chapter.
*
*
*
*
*
■ 5. In § 648.81:
■ a. Revise the introductory text of
paragraph (f)(2)(vi);
■ b. Add paragraph (g)(2)(vi);
■ c. Revise paragraph (i); and
■ d. Add paragraph (o).
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The revisions and additions read as
follows:
§ 648.81 NE multispecies closed areas and
measures to protect EFH.
*
*
*
*
*
(f) * * *
(2) * * *
(vi) That are fishing on a sector trip,
or under the provisions of a Northeast
multispecies Handgear A permit, as
specified at § 648.82(b)(6), provided
such vessels comply with the following
restricted areas referred to as the Sector
Rolling Closure Areas:
*
*
*
*
*
(g) * * *
(2) * * *
(vi) That are fishing under the
provisions of a Northeast multispecies
Handgear A permit, as specified at
§ 648.82(b)(6), or the provisions of a
Northeast multispecies Handgear B
permit, as specified at § 648.88(a).
*
*
*
*
*
(i) Transiting. Unless otherwise
restricted or specified in this paragraph
(i), a vessel may transit CA I, the
Nantucket Lightship Closed Area, the
Cashes Ledge Closed Area, the Western
GOM Closure Area, the GOM Rolling
Closure Areas, the GB Seasonal Closure
Area, the EFH Closure Areas, and the
GOM Cod Spawning Protection Area, as
defined in paragraphs (a)(1), (c)(1),
(d)(1), (e)(1), (f)(1), (g)(1), (h)(1), and
(o)(1), of this section, respectively,
provided that its gear is stowed in
accordance with the provisions of
§ 648.23(b). A vessel may transit CA II,
as defined in paragraph (b)(1) of this
section, in accordance with paragraph
(b)(2)(iv) of this section. Private
recreational or charter/party vessels
fishing under the Northeast
multispecies provisions specified at
§ 648.89 may transit the GOM Cod
Spawning Protection Area, as defined in
paragraph (o)(1) of this section,
provided all bait and hooks are removed
from fishing rods, and any regulated
species on board have been caught
outside the GOM Cod Spawning
Protection Area and has been gutted and
stored.
*
*
*
*
*
(o) GOM Cod Spawning Protection
Area. (1) Except as specified in
paragraph (o)(2) of this section, from
April through June of each year, no
fishing vessel or person on a fishing
vessel may enter, fish in, or be in; and
no fishing gear capable of catching NE
multispecies may be used, on, or be on
board, a vessel in the GOM Cod
Spawning Protection Area, as defined
by straight lines connecting the
following points in the order stated (a
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23071
chart depicting this area is available
from the Regional Administrator upon
request):
GOM COD SPAWNING PROTECTION
AREA
Point
CSPA1
CSPA2
CSPA3
CSPA4
CSPA1
...........
...........
...........
...........
...........
N. Latitude
42°50.95′
42°47.65′
42°54.91′
42°58.27′
42°50.95′
W. Longitude
70°32.22′
70°35.64′
70°41.88′
70°38.64′
70°32.22′
(2) Paragraph (o)(1) of this section
does not apply to persons on a fishing
vessel or fishing vessels:
(i) That have not been issued a NE
multispecies permit and that are fishing
exclusively in state waters;
(ii) That are fishing with or using
exempted gear as defined under this
part, excluding pelagic gillnet gear
capable of catching NE multispecies,
except for vessels fishing with a single
pelagic gillnet not longer than 300 ft
(91.4 m) and not greater than 6 ft (1.83
m) deep, with a maximum mesh size of
3 inches (7.6 cm), provided:
(A) The net is attached to the boat and
fished in the upper two-thirds of the
water column;
(B) The net is marked with the vessel
owner’s name and vessel identification
number;
(C) There is no retention of regulated
species or ocean pout; and
(D) There is no other gear on board
capable of catching NE multispecies;
(iii) That are fishing as a charter/party
or recreational fishing vessel, provided
that:
(A) With the exception of tuna, fish
harvested or possessed by the vessel are
not sold or intended for trade, barter, or
sale, regardless where the species are
caught;
(B) The vessel has no gear other than
pelagic hook and line gear, as defined in
this part, on board unless that gear is
properly stowed pursuant to § 648.23(b);
and
(C) There is no retention of regulated
species, or ocean pout; and
(iv) That are transiting pursuant to
paragraph (i) of this section.
■ 6. In § 648.82:
■ a. Revise paragraphs (a)(2) and the
introductory text of paragraph (b)(6);
■ b. Add paragraph (b)(6)(iv); and
■ c. Revise paragraph (n)(2)(iv).
The revisions and addition read as
follows:
§ 648.82 Effort-control program for NE
multispecies limited access vessels.
(a) * * *
(2) Notwithstanding any other
provision of this part, any vessel issued
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a NE multispecies limited access permit
may not call into the DAS program and
fish under a DAS, fish on a sector trip,
or fish under the provisions of a limited
access Small Vessel Category or
Handgear A permits pursuant to
paragraphs (b)(5) and (6) of this section,
respectively, if such vessel carries
passengers for hire for any portion of a
fishing trip.
(b) * * *
(6) Handgear A category. A vessel
qualified and electing to fish under the
Handgear A category, as described in
§ 648.4(a)(1)(i)(A), may retain, per trip,
up to 300 lb (135 kg) of cod, one
Atlantic halibut, and the daily
possession limit for other regulated
species and ocean pout, as specified
under § 648.86. If either the GOM or GB
cod trip limit applicable to a vessel
fishing under a NE multispecies DAS
permit, as specified in § 648.86(b)(1)
and (2), respectively, is reduced below
300 lb (135 kg) per DAS by NMFS, the
cod trip limit specified in this paragraph
(b)(6) shall be adjusted to be the same
as the applicable cod trip limit specified
for NE multispecies DAS permits. For
example, if the GOM cod trip limit for
NE multispecies DAS vessels was
reduced to 250 lb (113.4 kg) per DAS,
then the cod trip limit for a vessel
issued a Handgear A category permit
that is fishing in the GOM Regulated
Mesh Area would also be reduced to
250 lb (113.4 kg). Qualified vessels
electing to fish under the Handgear A
category are subject to the following
restrictions:
*
*
*
*
*
(iv) Declaration. For any such vessel
that is not required to use VMS
pursuant to § 648.10(b)(4), to fish for GB
cod south of the GOM Regulated Mesh
Area, as defined at § 648.80(a)(1), a
vessel owner or operator must obtain,
and retain on board, a letter of
authorization from the Regional
Administrator stating an intent to fish
south of the GOM Regulated Mesh Area
and may not fish in any other area for
a minimum of 7 consecutive days from
the effective date of the letter of
authorization. For any such vessel that
is required, or elects, to use VMS
pursuant to § 648.10(b)(4), to fish for GB
cod south of the GOM Regulated Mesh
Area, as defined at § 648.80(a)(1), a
vessel owner or operator must declare
an intent to fish south of the GOM
Regulated Mesh Area on each trip
through the VMS prior to leaving port,
in accordance with instructions
provided by the Regional Administrator.
Such vessels may transit the GOM
Regulated Mesh Area, as defined at
§ 648.80(a)(1), provided that their gear is
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stowed in accordance with the
provisions at § 648.23(b).
*
*
*
*
*
(n) * * *
(2) * * *
(iv) Monitoring requirements. Except
as specified in paragraph (n)(2)(iv)(C),
starting in fishing year 2012 (May 1,
2012), landings of regulated species or
ocean pout by common pool vessels
shall be monitored at the point of
offload by independent, third-party
service providers approved to provide
such services by NMFS, as specified in
paragraphs (n)(2)(iv)(A) and (B) of this
section. Unless otherwise instructed by
NMFS, these service providers shall
deploy dockside monitors to monitor
the offload of catch directly to a dealer,
and roving monitors to monitor the
offload of catch onto a truck for
subsequent shipment to a dealer. For
fishing year 2012 only, common pool
vessels must comply with any dockside/
roving monitoring program specified by
NMFS pursuant to
§ 648.87(b)(1)(v)(B)(1). None of the costs
associated with dockside/roving
monitors during fishing year 2012 shall
be paid by the owner or operator of a
vessel subject to these requirements.
Starting in fishing year 2013 and
thereafter, the costs associated with
monitoring vessel offloads shall be the
responsibility of individual vessels,
unless otherwise instructed by NMFS.
An individual vessel owner or operator
may only use one dockside/roving
monitoring service provider per fishing
year beginning in fishing year 2013, and
must contract for such services with a
service provider approved by NMFS
pursuant to § 648.87(b)(4), as instructed
by the Regional Administrator. Both
common pool vessels and service
providers providing offloading
monitoring services will be subject to
the requirements specified in
§ 648.87(b)(5).
(A) Coverage levels. For fishing year
2012, dockside/roving monitoring
coverage levels shall be determined by
NMFS based on available funding. If
NMFS does not require 100-percent
coverage of all common pool trips,
NMFS shall first provide dockside/
roving monitoring for trips that are not
also assigned an observer or at-sea
monitor pursuant to § 648.11. Starting in
fishing year 2013, at least 20 percent of
the trips taken by vessels operating
under the provisions of the common
pool shall be monitored. To ensure that
these levels of coverage are achieved, if
a trip has been selected to be observed
by a dockside/roving monitor, all
offloading events associated with that
trip must be monitored by a dockside/
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Fmt 4701
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roving monitor, as specified in
paragraph (n)(2) of this section, and a
vessel may not offload any of its catch
until the dockside/roving monitor
arrives. For example, a vessel offloading
at more than one dealer or facility must
have a dockside/roving monitor present
during offload at each location. All
landing events at remote ports that are
selected to be observed by a dockside/
roving monitor must have a roving
monitor present to witness offload
activities to the truck, as well as a
dockside monitor present at each dealer
to certify weigh-out of all landings.
Except as provided in this paragraph
(n)(2)(iv)(A) or paragraph (n)(2)(iv)(C) of
this section, or as instructed by the
Regional Administrator, any service
provider providing dockside/monitoring
services required under this paragraph
(n)(2)(iv) must ensure that coverage is
randomly distributed among all such
trips, and that the landing events
monitored are representative of fishing
operations by common pool vessels
throughout the fishing year.
(B) Dockside/roving monitor service
provider standards. Starting in fishing
year 2013, a common pool vessel must
employ a service provider approved by
NMFS to provide dockside/roving
monitor services, as identified by the
Regional Administrator. To be approved
to provide the services specified in
paragraph (n)(2) of this section,
dockside/roving monitor service
providers must meet the standards in
§ 648.87(b)(4).
(C) Exemption. Common pool vessels
operating under the provisions of either
a limited access Northeast multispecies
Small Vessel Category permit or
Handgear A permit, as specified at
§§ 648.82(b)(5) and (6), respectively, or
an open access Northeast multispecies
Handgear B permit, as specified at
§ 648.88(a), are exempt from the
dockside/roving monitoring
requirements specified in this paragraph
(n)(2)(iv).
*
*
*
*
*
■ 7. In § 648.87:
■ a. Revise paragraphs (b)(1)(i)(A),
(b)(1)(i)(C), (b)(1)(i)(E) introductory text,
(b)(1)(i)(E)(1), (b)(1)(i)(E)(2)(i) and (ii),
(b)(1)(iii)(C), (b)(1)(v)(B) introductory
text, (b)(1)(v)(B)(1), (b)(1)(v)(B)(3)
introductory text, (b)(1)(v)(B)(3)(i),
(b)(1)(v)(B)(4) and (5), (b)(1)(viii)
introductory text, and (b)(1)(viii)(C);
■ b. Revise paragraph (b)(2)
introductory text;
■ c. Revise paragraphs (b)(5)
introductory text and (b)(5)(i)(A)(1);
■ d. Add paragraph (b)(5)(ii)(E);
■ e. Revise paragraph (c)(2)(i); and
■ f. Add paragraphs (d)(20) through
(24).
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The revisions and additions read as
follows:
§ 648.87
Sector allocation.
srobinson on DSKHWCL6B1PROD with RULES3
*
*
*
*
*
(b) * * *
(1) * * *
(i) * * *
(A) Allocated stocks. Each sector shall
be allocated a TAC in the form of an
ACE for each NE multispecies stock,
with the exception of Atlantic halibut,
SNE/MA winter flounder, ocean pout,
windowpane flounder (both the GOM/
GB and the SNE/MA stocks), and
Atlantic wolffish based upon the
cumulative PSCs of vessels/permits
participating in each sector during a
particular fishing year, as described in
paragraph (b)(1)(i)(E) of this section. In
the event that a future allocation of
SNE/MA winter flounder can be made
available pursuant to the biennial
adjustment or framework process
specified in § 648.90(a)(2), an ACE for
this stock will be specified pursuant to
paragraph (b)(1)(i)(E)(1) of this section.
*
*
*
*
*
(C) Carry-over. With the exception of
GB yellowtail flounder, a sector may
carry over an amount of ACE equal to
up to 10 percent of its original ACE
allocation for each stock that is unused
at the end of one fishing year into the
following fishing year. Any unused ACE
allocated for Eastern GB stocks pursuant
to paragraph (b)(1)(i)(B) of this section
will contribute to the 10-percent carryover allowance for each stock, as
specified in this paragraph (b)(1)(i)(C),
but will not increase an individual
sector’s allocation of Eastern GB stocks
during the following year. This carryover ACE remains effective during the
subsequent fishing year even if vessels
that contributed to the sector allocation
during the previous fishing year are no
longer participating in the same sector
for the subsequent fishing year.
*
*
*
*
*
(E) Potential sector contribution
(PSC). For the purposes of allocating a
share of the available ACL for each NE
multispecies stock to approved sectors
pursuant to § 648.90(a)(4), the landings
history of all limited access NE
multispecies permits shall be evaluated
to determine each permit’s share of the
overall landings for each NE
multispecies stock as specified in
paragraphs (b)(1)(i)(E)(1) and (2) of this
section. When calculating an individual
permit’s share of the overall landings for
a particular regulated species or ocean
pout stock, landed weight shall be
converted to live weight to maintain
consistency with the way ACLs are
calculated pursuant to § 648.90(a)(4)
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and the way ACEs are allocated to
sectors pursuant to this paragraph
(b)(1)(i). This calculation shall be
performed on July 1 of each year, unless
another date is specified by the Regional
Administrator, to redistribute the
landings history associated with permits
that have been voluntarily relinquished
or otherwise canceled among all
remaining valid limited access NE
multispecies permits as of that date
during the following fishing year. The
PSC calculated pursuant to this
paragraph (b)(1)(i)(E) shall remain with
the permit indefinitely, but may be
permanently reduced or eliminated due
to a permit sanction or other
enforcement action.
(1) Calculation of PSC for all NE
multispecies stocks except GB cod.
Unless otherwise specified in paragraph
(b)(1)(i)(E)(2) of this section, for each
valid limited access NE multispecies
permit, including limited access NE
multispecies Handgear A permits,
landings recorded in the NMFS dealer
database of each stock of NE
multispecies determined by NMFS to be
the landings history associated with that
permit while subject to the NE
multispecies regulations based on
whether the vessel fishing under that
permit was issued a limited access NE
multispecies permit or subsequently
qualified for a limited access NE
multispecies permit pursuant to
§ 648.4(a)(1)(i), including regulated
species or ocean pout caught under a NE
multispecies DAS when participating in
the skate or monkfish fisheries, but
excluding, for example, landings by
scallop vessels operating under a
scallop DAS, shall be summed for
fishing years 1996 through 2006. This
sum shall then be divided by the total
landings of each NE multispecies stock
during the same period by all permits
eligible to join sectors as of May 1, 2008.
The resulting figure shall then be
multiplied by a factor of 1/PSC of
remaining permits as of June 1 of each
year, unless another date is specified by
the Regional Administrator, to calculate
the PSC for each individual valid
limited access NE multispecies permit
for each regulated species or ocean pout
stock allocated to sectors in the NE
multispecies fishery for the following
fishing year pursuant to this paragraph
(b)(1)(i)(E)(1).
(2) * * *
(i) GB cod PSC for permits committed
to participate in the GB Cod Hook Gear
Sector or GB Cod Fixed Gear Sector. For
each owner of a valid NE multispecies
permit, or CPH, that committed to
participate in either the GB Cod Hook
Gear Sector or the GB Cod Fixed Gear
Sector as evidenced by a valid
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23073
authorized signature executed on or
before March 1, 2008, on a preliminary
roster for either of these sectors, the PSC
for GB cod shall be equal to the sum of
dealer landings of GB cod for fishing
years 1996 through 2001, divided by the
total landings of GB cod by permits
eligible to join sectors as of May 1, 2008,
during that period. The PSC for all other
regulated species or ocean pout stocks
specified for these permits shall be
calculated pursuant to paragraph
(b)(1)(i)(E)(1) of this section. The PSC
calculated pursuant to this paragraph
(b)(1)(i)(E)(2)(i) shall then be multiplied
by a factor of 1/PSC of remaining
permits as of June 1 of each year, unless
another date is specified by the Regional
Administrator, to calculate the GB cod
PSC for each permit for the following
fishing year.
(ii) GB cod PSC for all other permits.
For each owner of a valid NE
multispecies permit or CPH that has not
committed to participate in either the
GB Cod Hook Gear Sector or GB Cod
Fixed Gear Sector, as specified in
paragraph (b)(1)(i)(E)(2)(i) of this
section, the GB cod PSC for each such
permit or CPH shall be based upon the
GB cod PSC available after accounting
for the GB cod PSC calculated pursuant
to paragraph (b)(1)(i)(E)(2)(i) of this
section. To determine the GB cod PSC
for each of these permits, the sum of the
individual permit’s landings of GB cod
available in the NMFS dealer database
for fishing years 1996 through 2006
shall be divided by the total landings of
GB cod during that period by the total
landings of GB cod by permits eligible
to join sectors as of May 1, 2008, during
that period, after subtracting the total
landings of GB cod by permits that
committed to participate in either the
GB Cod Hook Sector or GB Cod Fixed
Gear Sector as of March 1, 2008. This
individual share shall then be
multiplied by the available GB cod PSC
calculated by subtracting the GB cod
PSC allocated pursuant to paragraph
(b)(1)(i)(E)(2)(i) of this section from one.
The PSC calculated pursuant to this
paragraph (b)(1)(i)(E)(2)(ii) shall then be
multiplied by a factor of 1/PSC of
remaining permits as of July 1 of each
year, unless another date is specified by
the Regional Administrator, to calculate
the GB cod PSC for each permit.
*
*
*
*
*
(iii) * * *
(C) ACE buffer. At the beginning of
each fishing year, NMFS shall withhold
20 percent of a sector’s ACE for each
stock for a period of up to 61 days (i.e.,
through June 30), unless otherwise
specified by NMFS, to allow time to
process any ACE transfers submitted at
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the end of the fishing year pursuant to
paragraph (b)(1)(viii) of this section and
to determine whether the ACE allocated
to any sector needs to be reduced, or
any overage penalties need to be applied
to individual permits/vessels in the
current fishing year to accommodate an
ACE overage by that sector during the
previous fishing year, as specified in
paragraph (b)(1)(iii) of this section.
*
*
*
*
*
(v) * * *
(B) Independent third-party
monitoring program. A sector must
comply with any dockside/roving
monitoring program specified by NMFS
for fishing years 2011 and 2012,
pursuant to paragraph (b)(1)(v)(B)(1) of
this section, including the dockside/
roving monitoring operational standards
specified in paragraph (b)(5) of this
section, and develop and implement an
independent third-party dockside/
roving monitoring program by fishing
year 2013. A sector must also develop,
implement, and pay for, to the extent
not funded by NMFS, an at-sea or
electronic monitoring program by
fishing year 2012 (May 1, 2012)
consistent with paragraph (b)(1)(v)(B)(2)
of this section. Both the dockside/roving
and at-sea or electronic monitoring
program developed by sectors must be
approved by NMFS for monitoring
landings and utilization of sector ACE,
as specified in this paragraph
(b)(1)(v)(B). Any service provider
providing dockside/roving and at-sea or
electronic monitoring services pursuant
to this paragraph (b)(1)(v)(B) must meet
the service provider standards specified
in paragraph (b)(4) of this section, and
any dockside/roving and at-sea or
electronic monitoring program proposed
by sectors must meet the operational
standards specified in paragraphs (b)(5)
and (b)(6) of this section, respectively,
and be approved by NMFS in a manner
consistent with the Administrative
Procedure Act. None of the costs
associated with any dockside/roving
monitor monitoring requirements shall
be paid by the owner or operator of a
vessel subject to these requirements
during fishing years 2011 and 2012.
Starting in fishing year 2013, sectors
shall be responsible for paying the costs
associated with dockside/roving
monitoring coverage, unless otherwise
instructed by NMFS.
(1) Dockside/roving monitoring
program. Dockside/roving monitors
shall monitor landings of regulated
species and ocean pout at every offload
for which a trip has been selected to be
observed by a dockside/roving monitor,
whether directly to a federally permitted
dealer or to a truck for transfer to a
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federally permitted dealer, to verify
such landings at the time the landings
are weighed by a federally permitted
dealer and to certify the landing weights
are accurate as reported on the dealer
report. Unless otherwise specified in
this part, the level of coverage for
landings is specified in paragraph
(b)(1)(v)(B)(3) of this section. To ensure
that these levels of coverage are
achieved, if a trip has been selected to
be observed by a dockside/roving
monitor, all offloading events associated
with that trip, regardless of how many
or the location of offloading events,
must be monitored, and a vessel may
not offload any of its catch until the
dockside/roving monitor arrives. For
example, if a trip is selected to be
observed by a dockside/roving monitor,
a vessel offloading at more than one
dealer or facility must have a dockside/
roving monitor present during the
offload at each location. All landing
events at remote ports that are selected
to be observed by a dockside/roving
monitor must have a roving monitor
present to witness offload activities to
the truck, as well as a dockside monitor
present at each dealer to certify weighout of all landings. Any service provider
providing dockside/roving monitoring
services pursuant to this paragraph
(b)(1)(v)(B)(1) must meet the service
provider standards specified in
paragraph (b)(4) of this section. The
details of the dockside/roving
monitoring program used by each sector
starting in fishing year 2013 pursuant to
paragraph (b)(1)(v)(B) of this section
must be specified in the sector’s
operations plan, and must be consistent
with the operational standards specified
in paragraph (b)(5) of this section. The
Regional Administrator shall review the
dockside/roving monitoring program
and approve/disapprove it as part of the
yearly operations plan in a manner
consistent with the Administrative
Procedure Act. Common pool vessels
operating under the provisions of the
either a limited access Northeast
multispecies Small Vessel Category
permit or Handgear A permit, as
specified at §§ 648.82(b)(5) and (6),
respectively, or an open access
Northeast multispecies Handgear B
permit, as specified at § 648.88(a), are
exempt from the dockside/roving
monitoring requirements specified in
this paragraph (b)(1)(v)(B)(1). Except as
provided in this paragraph
(b)(1)(v)(B)(1), all common pool and
sector vessels, along with service
providers providing dockside
monitoring services, will be subject to
PO 00000
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Fmt 4701
Sfmt 4700
the dockside monitoring operational
requirements specified at § 648.87(b)(5).
*
*
*
*
*
(3) Coverage levels. Except as
specified in paragraph (b)(1)(v)(B)(3)(i),
any service provider providing
dockside/roving or at-sea or electronic
monitoring services required under this
paragraph (b)(1)(v)(B)(3) must provide
coverage that is fair and equitable, and
distributed in a statistically random
manner among all trips such that
coverage is representative of fishing
activities by all vessels within the
common pool or each sector, and by all
operations of common pool vessels or
vessels operating in each sector
throughout the fishing year.
(i) Dockside/roving monitoring. For
fishing years 2011 and 2012, NMFS
shall determine the level of coverage for
any NMFS-sponsored dockside/roving
monitoring program specified pursuant
to paragraph (b)(1)(v)(B)(1) of this
section based on available funding. If
100-percent coverage of all sector and
common pool trips is not possible,
NMFS shall first provide coverage to
trips without an observer or at-sea
monitor assigned pursuant to
§ 648.11(k), or approved electronic
monitoring equipment assigned
pursuant to paragraph (b)(1)(v)(B) of this
section for sector vessels. Starting in
fishing year 2013, at least 20 percent of
all sector and common pool trips shall
be monitored by dockside/roving
monitors.
*
*
*
*
*
(4) Hail reports. For the purposes of
the dockside/roving and at-sea
monitoring requirements specified in
this paragraph (b)(1)(v)(B), sector vessels
must submit all hail reports for a sector
trip in which the NE multispecies catch
applies against the ACE allocated to a
sector, as specified in this part, to
service providers offering dockside/
roving and at-sea monitoring services
pursuant to this paragraph (b)(1)(v)(B).
The mechanism and timing of the
transmission of such hail reports must
be consistent with instructions provided
by the Regional Administrator for any
dockside/roving monitoring program
required by paragraph (b)(1)(v)(B)(1) of
this section, or specified in the annual
sector operations plan, consistent with
paragraphs (b)(5) and (6) of this section.
(5) Notification of service provider
change. If for any reason a sector
decides to change approved service
providers used to provide dockside/
roving or at-sea or electronic monitoring
services required in this paragraph
(b)(1)(v), the sector manager must first
inform NMFS in writing in advance of
the effective date of the change in
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approved service providers in
conjunction with the submission of the
next weekly sector catch report
specified in paragraph (b)(1)(vi)(B) of
this section. A sector may employ more
than one service provider at any time,
provided any service provider employed
by a sector meets the standards
specified in paragraph (b)(4) of this
section.
*
*
*
*
*
(viii) ACE transfers. All or a portion
of a sector’s ACE for any NE
multispecies stock may be transferred to
another sector at any time during the
fishing year and up to 2 weeks into the
following fishing year (i.e., through May
14), unless otherwise instructed by
NMFS, to cover any overages during the
previous fishing year. A sector is not
required to transfer ACE to another
sector. An ACE transfer only becomes
effective upon approval by NMFS, as
specified in paragraph (b)(1)(viii)(B) of
this section.
*
*
*
*
*
(C) Duration of transfer.
Notwithstanding ACE carried over into
the next fishing year pursuant to
paragraph (b)(1)(i)(C) of this section,
ACE transferred pursuant to this
paragraph (b)(1)(viii) is only valid for
the fishing year in which the transfer is
approved, with the exception of ACE
transfer requests that are submitted up
to 2 weeks into the subsequent fishing
year to address any potential ACE
overages from the previous fishing year,
as provided in paragraph (b)(1)(iii) of
this section, unless otherwise instructed
by NMFS.
*
*
*
*
*
(2) Operations plan and sector
contract. To be approved to operate,
each sector must submit an operations
plan and preliminary sector contract to
the Regional Administrator no later than
September 1 prior to the fishing year in
which the sector intends to begin
operations, unless otherwise instructed
by NMFS. A final roster, sector contract,
and list of Federal and state permits
held by participating vessels for each
sector must be submitted by December
1 prior to the fishing year in which the
sector intends to begin operations,
unless otherwise instructed by NMFS.
The operations plan may cover a 1- or
2-year period, provided the analysis
required in paragraph (b)(3) of this
section is sufficient to assess the
impacts of sector operations during the
2-year period and that sector
membership, or any other parameter
that may affect sector operations during
the second year of the approved
operations plan, does not differ to the
point where the impacts analyzed by the
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17:52 Apr 22, 2011
Jkt 223001
supporting NEPA document are
compromised. Each vessel and vessel
operator and/or vessel owner
participating in a sector must agree to
and comply with all applicable
requirements and conditions of the
operations plan specified in this
paragraph (b)(2) and the letter of
authorization issued pursuant to
paragraph (c)(2) of this section. It shall
be unlawful to violate any such
conditions and requirements unless
such conditions or restrictions are
identified in an approved operations
plan as administrative only. If a
proposed sector does not comply with
the requirements of this paragraph
(b)(2), NMFS may decline to propose for
approval such sector operations plans,
even if the Council has approved such
sector. At least the following elements
must be contained in either the final
operations plan or sector contract
submitted to NMFS:
*
*
*
*
*
(5) Dockside monitoring operational
standards. In addition to the
independent third-party monitoring
provider standards specified in
paragraph (b)(4) of this section, any
dockside monitoring program developed
by NMFS pursuant to paragraph
(b)(1)(v)(B)(1) of this section must meet
the following operational standards to
be approved by NMFS:
(i) * * *
(A) * * *
(1) Trip-start hail report. As
instructed by the Regional
Administrator, the vessel operator must
submit a trip-start hail report prior to
departing port at the beginning of each
trip notifying the sector manager and/or
dockside/roving monitor service
provider of the vessel permit number;
trip ID number in the form of the VTR
serial number of the first VTR page for
that trip, or another trip identifier
specified by NMFS; and an estimate of
the date and time of arrival to port. Tripstart hail reports by vessels operating
less than 6 hours or within 6 hours of
port must also include estimated date
and time of offload. If the vessel
operator does not receive confirmation
of the receipt of the trip-start hail report
from the dockside/roving monitor
service provider within 10 minutes of
sending the original trip-start hail
report, the operator must contact the
service provider to confirm the trip-start
hail report via an independent back-up
system developed by the service
provider.
*
*
*
*
*
(ii) * * *
(E) Inspection of fish holds. A
dockside/roving monitor assigned to
PO 00000
Frm 00035
Fmt 4701
Sfmt 4700
23075
observe the offloading of fish from a
particular trip shall inspect the fish
holds, or any other areas of the vessel
in which fish are stored, to determine if
all fish are offloaded for that particular
trip.
*
*
*
*
*
(c) * * *
(2) * * *
(i) Regulations that may not be
exempted for sector participants. The
Regional Administrator may not exempt
participants in a sector from the
following Federal fishing regulations:
NE multispecies year-round closure
areas; permitting restrictions (e.g., vessel
upgrades, etc.); gear restrictions
designed to minimize habitat impacts
(e.g., roller gear restrictions, etc.); and
reporting requirements. For the
purposes of this paragraph (c)(2)(i), the
DAS reporting requirements specified at
§ 648.82; the SAP-specific reporting
requirements specified at § 648.85; and
the reporting requirements associated
with a dockside monitoring program
specified in paragraph (b)(5)(i) of this
section are not considered reporting
requirements, and the Regional
Administrator may exempt sector
participants from these requirements as
part of the approval of yearly operations
plans. This list may be modified
through a framework adjustment, as
specified in § 648.90.
*
*
*
*
*
(d) * * *
(20) State of Maine Permit Banking
Sector.
(21) State of Rhode Island Permit
Bank Sector.
(22) State of New Hampshire Permit
Bank Sector.
(23) State of Massachusetts Permit
Bank Sector.
(24) Sustainable Harvest Sector III.
■ 8. In § 648.88, revise paragraph (a)(1),
and add paragraph (a)(2)(iv) to read as
follows:
§ 648.88 Multispecies open access permit
restrictions.
(a) * * *
(1) The vessel may possess and land
up to 75 lb (90.7 kg) of cod, and up to
the landing and possession limit
restrictions for other NE multispecies
specified in § 648.86, provided the
vessel complies with the restrictions
specified in paragraph (a)(2) of this
section. If either the GOM or GB cod trip
limit applicable to a vessel fishing
under a NE multispecies DAS permit, as
specified in § 648.86(b)(1) and (2),
respectively, is adjusted by NMFS, the
cod trip limit specified in this paragraph
(a)(1) shall be adjusted proportionally
(rounded up to the nearest 25 lb (11.3
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kg)). For example, if the GOM cod trip
limit specified at § 648.86(b)(1) doubled,
then the cod trip limit for the Handgear
B category fishing in the GOM
Regulated Mesh Area would also double
to 150 lb (68 kg).
(2) * * *
(iv) Declaration. To fish for GB cod
south of the GOM Regulated Mesh Area,
as defined at § 648.80(a)(1), a vessel
owner or operator must obtain, and
retain on board, a letter of authorization
from the Regional Administrator
declaring an intent to fish south of the
GOM Regulated Mesh Area, and may
not fish in any other area for a minimum
of 7 consecutive days from the effective
date of the letter of authorization. Such
a vessel may transit the GOM Regulated
Mesh Area, provided that their gear is
stowed in accordance with the
provisions at § 648.23(b).
*
*
*
*
*
■ 9. In § 648.89, revise paragraph (e)(1)
to read as follows:
§ 648.89 Recreational and charter/party
vessel restrictions.
srobinson on DSKHWCL6B1PROD with RULES3
*
*
*
*
*
(e) * * *
(1) GOM Closed Areas. Unless
otherwise specified in this paragraph
(e)(1), a vessel fishing under charter/
party regulations may not fish in the
GOM closed areas specified at
§ 648.81(d)(1) through (f)(1) during the
time periods specified in those
paragraphs, unless the vessel has on
board a valid letter of authorization
issued by the Regional Administrator
pursuant to § 648.81(f)(2)(iii) and
paragraph (e)(3) of this section. The
conditions and restrictions of the letter
of authorization must be complied with
for a minimum of 3 months if the vessel
fishes or intends to fish in the seasonal
GOM closure areas; or for the rest of the
fishing year, beginning with the start of
the participation period of the letter of
authorization, if the vessel fishes or
intends to fish in the year-round GOM
closure areas. A vessel fishing under
charter/party regulations may not fish in
the GOM Cod Spawning Protection Area
specified at § 648.81(o)(1) during the
time period specified in that paragraph,
unless the vessel complies with the
requirements specified at
§ 648.81(o)(2)(iii).
*
*
*
*
*
■ 10. In § 648.90, revise paragraph
(a)(4)(iii)(E)(2) to read as follows:
§ 648.90 NE multispecies assessment,
framework procedures and specifications,
and flexible area action system.
(a) * * *
(4) * * *
(iii) * * *
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17:52 Apr 22, 2011
Jkt 223001
(E) * * *
(2) Commercial allocation. The ABC/
ACL for regulated species or ocean pout
stocks available to the commercial NE
multispecies fishery, after consideration
of the recreational allocation pursuant
to paragraph (a)(4)(iii)(E)(1) of this
section, shall be divided between
sectors operating under an approved
sector operations plan, as described at
§ 648.87(c), and vessels operating under
the provisions of the common pool, as
defined in this part, based upon the
cumulative PSCs of vessels/permits
participating in sectors calculated
pursuant to § 648.87(b)(1)(i)(E). Unless
otherwise specified in paragraph (a)(5)
of this section, regulated species or
ocean pout catch by common pool and
sector vessels shall be deducted from
the sub-ACL/ACE allocated pursuant to
this paragraph (a)(4)(iii)(E)(2) for the
purposes of determining whether
adjustments to common pool measures
are necessary, pursuant to the common
pool AMs specified in § 648.82(n), or
whether sector ACE overages must be
deducted, pursuant to § 648.87(b)(1)(iii).
*
*
*
*
*
[FR Doc. 2011–9705 Filed 4–19–11; 4:15 pm]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 110201085–1212–02]
RIN 0648–XY55
Magnuson-Stevens Act Provisions;
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; 2011 Sector Operations Plans
and Contracts, and Allocation of
Northeast Multispecies Annual Catch
Entitlements
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Interim final rule; request for
comments.
AGENCY:
This interim final rule
partially approves and implements 19
sector operations plans and contracts for
fishing year (FY) 2011. NMFS received
sector operations plans and contracts
from the following 22 sectors: The
Georges Bank (GB) Cod Fixed Gear
Sector; the Maine Permit Bank Sector;
the Massachusetts Permit Bank Sector;
the New Hampshire Permit Bank Sector;
the Northeast Coastal Communities
SUMMARY:
PO 00000
Frm 00036
Fmt 4701
Sfmt 4700
Sector; Northeast Fishery Sectors II
through XIII; the Port Clyde Community
Groundfish Sector; the Rhode Island
Permit Bank Sector; Sustainable Harvest
Sectors 1 and 3; and the Tri-State
Sector. This interim final rule partially
approves the operations plans and
contracts, and allocates an annual catch
entitlement (ACE) of certain NE
multispecies stocks to the following 19
sectors: The GB Cod Fixed Gear Sector;
the Maine Permit Bank Sector; the
Northeast Coastal Communities Sector;
Northeast Fishery Sectors II through
XIII; the Port Clyde Community
Groundfish Sector; Sustainable Harvest
Sectors 1 and 3; and the Tri-State
Sector. The Massachusetts Permit Bank
Sector, the New Hampshire Permit Bank
Sector, and the Rhode Island Permit
Bank Sector, were unable to fulfill the
roster requirements, and, therefore, were
not approved to operate in FY 2011.
Certain exemptions proposed in the
operations plans have not been
approved, as explained in detail below.
Additionally, NMFS is modifying, for
the purposes of this rule, the definition
for ‘‘unmarketable’’ fish (see Exemption
11) and will accept further comment on
this definition. NMFS is also accepting
further comment on final sector
membership. NMFS will publish a
subsequent final rule, if necessary,
making any further changes to this
definition or in light of additional
comments on changes to membership of
sectors since the publication of this rule.
DATES: Effective May 1, 2011, through
April 30, 2012. Written comments must
be received on or before May 10, 2011.
ADDRESSES: You may submit comments
on the new definition of ‘‘unmarketable’’
fish and changes to sector membership,
identified by 0648–XY55, by any one of
the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal: https://
www.regulations.gov.
• Fax: (978) 281–9135, Attn: Allison
Murphy.
• Mail: Paper, disk, or CD–ROM
comments should be sent to Patricia A.
Kurkul, Regional Administrator,
National Marine Fisheries Service, 55
Great Republic Drive, Gloucester, MA
01930.
Instructions: All comments received
are part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
E:\FR\FM\25APR3.SGM
25APR3
Agencies
[Federal Register Volume 76, Number 79 (Monday, April 25, 2011)]
[Rules and Regulations]
[Pages 23042-23076]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-9705]
[[Page 23041]]
Vol. 76
Monday,
No. 79
April 25, 2011
Part III
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Part 648
Magnuson-Stevens Fishery Conservation and Management Act Provisions;
Fisheries of the Northeastern United States; Northeast (NE)
Multispecies Fishery; Framework Adjustment 45; Final Rule and Interim
Final Rule
Federal Register / Vol. 76 , No. 79 / Monday, April 25, 2011 / Rules
and Regulations
[[Page 23042]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648
[Docket No. 100923469-1211-02]
RIN 0648-BA27
Magnuson-Stevens Fishery Conservation and Management Act
Provisions; Fisheries of the Northeastern United States; Northeast (NE)
Multispecies Fishery; Framework Adjustment 45
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule partially approves Framework Adjustment (FW)
45 to the NE Multispecies Fishery Management Plan (FMP) and implements
the approved measures. FW 45 was developed by the New England Fishery
Management Council (Council) to make adjustments necessary to ensure
that conservation and management objectives of the FMP, including
preventing overfishing, rebuilding overfished stocks, achieving optimum
yield (OY), and minimizing the economic impact of management measures
on affected vessels, are being met in accordance with the Magnuson-
Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act).
Specifically, this action revises the biological reference points and
stock status for pollock, updates annual catch limits (ACLs) for
several stocks for fishing years (FYs) 2011-2012, adjusts the
rebuilding program for Georges Bank (GB) yellowtail flounder, increases
scallop vessel access to the Great South Channel Exemption Area,
approves five new sectors, modifies the existing dockside and at-sea
monitoring requirements, revises several sector administrative
provisions, establishes a Gulf of Maine (GOM) Cod Spawning Protection
Area, and refines measures affecting the operations of NE multispecies
vessels fishing with handgear. This action approves the Council's
proposed FY 2011 U.S./Canada Management Area total allowable catch
(TAC), acceptable biological catch (ABC), and ACL for GB yellowtail
flounder, but replaces them with new catch limits for this stock
through a parallel emergency action, included as part of this final
rule, based on the International Fisheries Agreement Clarification Act
(IFACA) that provides new flexibility in setting catch limits for this
stock. In addition, this action disapproves a measure to delay fishing
industry responsibility for paying for at-sea monitoring coverage costs
in FY 2012. This action is necessary to ensure that the fishery is
managed on the basis of the best available science, to comply with the
ABC control rules adopted in Amendment 16 to the FMP, and to enhance
the viability of the fishery.
DATES: This rule is effective at 0001 hr on May 1, 2011. The
specification of the GB yellowtail flounder ABC and ACL and their
distribution are effective May 1, 2011, through October 24, 2011.
ADDRESSES: Copies of FW 45, its Regulatory Impact Review (RIR), a draft
of the environmental assessment (EA) prepared for this action, and the
draft Initial Regulatory Flexibility Act (IRFA) analysis prepared by
the Council are available from Paul J. Howard, Executive Director, New
England Fishery Management Council, 50 Water Street, Mill 2,
Newburyport, MA 01950. A supplemental EA was also prepared for this
action that outlines analysis in support of increased FY 2011 GB
yellowtail flounder U.S./Canada Management Area TAC, ABC, and ACL
implemented by this action. Also, an errata sheet was prepared to
augment the FW 45 EA's analysis of the impacts of the proposed action
on distinct population segments of Atlantic sturgeon and loggerhead sea
turtles. The draft IRFA prepared by the Council was expanded upon in
the preamble to the proposed rule for this action. The Final Regulatory
Flexibility Act (FRFA) analysis consists of the IRFA, public comments
and responses, and the summary of impacts, and alternatives contained
in the Classification section of the preamble of this final rule and
applicable sections of Framework 45. Copies of the small entity
compliance guide, the errata sheet for the FW 45 EA, and the
supplemental EA associated with this action are available from Patricia
A. Kurkul, Regional Administrator, NMFS, Northeast Regional Office, 55
Great Republic Drive, Gloucester, MA 01930-2298. The FW 45 EA/RIR/IRFA,
errata sheet, supplemental EA prepared for this action, and the
relevant analyses for Amendment 16 and other recent actions are also
accessible via the Internet at https://www.nefmc.org/nemulti/
or https://www.nero.noaa.gov. Copies of recent stock assessments for
stocks managed by the FMP are also accessible via the Internet at
https://www.nefsc.noaa.gov/groundfish.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
rule should be submitted to the Regional Administrator at the address
above and to the Office of Management and Budget (OMB) by e-mail at
OIRA_Submission@omb.eop.gov, or fax to (202) 395-7285.
FOR FURTHER INFORMATION CONTACT: Douglas W. Christel, Fishery Policy
Analyst, phone: 978-281-9141, fax: 978-281-9135.
SUPPLEMENTARY INFORMATION:
Background
Amendment 13 (April 27, 2004; 69 FR 22906) included the
establishment of rebuilding programs for stocks managed by the FMP and
measures necessary to end overfishing, rebuild overfished stocks, and
help mitigate the economic impacts of effort reductions in the fishery
to the extent practicable. In addition to revising existing days-at-sea
(DAS) measures and substantially expanding sector measures, Amendment
16 (April 9, 2010; 75 FR 18262) established a process for specifying
ABCs and ACLs and distributing available catch among components of the
fishery that catch regulated species and ocean pout, and also specified
accountability measures (AMs) necessary to prevent overfishing on these
stocks and address overages of ACLs, as required by the Magnuson-
Stevens Act. 16 U.S.C. 1801 et seq. In another action, FW 44 (April 9,
2010; 75 FR 18356), NMFS set the ACLs for FYs 2010 through 2012, and
distributed such allocations among the various components of the
fishery that catch these stocks.
The Council developed FW 45 as part of the established framework
adjustment process to revise measures necessary to ensure consistency
with the FMP in order to prevent overfishing and rebuild overfished
stocks, while achieving OY in the fishery and minimizing economic
impact to the extent practicable. Updated stock assessments for pollock
and GB yellowtail flounder conducted in 2010 require the ACLs
originally established under FW 44 pursuant to the ABC/ACL process
established in Amendment 16 to be updated based upon revised stock
status for pollock and a revised rebuilding program for GB yellowtail
flounder. Further, following the transition to sectors under Amendment
16, the Council realized that several changes to existing measures are
necessary to make the Amendment 16 measures work more effectively, as
described below.
[[Page 23043]]
This rule also implements the parallel, but separate, emergency
action that replaces the FW 45 FY 2011 GB yellowtail flounder TAC, ABC,
and ACL based on the flexibility to increase catch limits provided by
the IFACA, which President Obama signed into law on January 4, 2011.
This Act provides authority to the Council and NMFS to increase the FY
2011 U.S./Canada Management Area TAC, ABC, and ACL for GB yellowtail
flounder originally proposed by the Council under FW 45 and approved by
this action. Specifically, the new statute recognizes the U.S./Canada
Resource Sharing Understanding (Understanding) as an international
agreement for the purposes of section 304(e)(4)(A)(ii) of the Magnuson-
Stevens Act. Based on this recognition, the IFACA provides for
additional flexibility regarding the range of catch levels that may be
considered for GB yellowtail flounder, and allows for a higher yearly
TAC and, therefore, ABC and ACL for this stock in FY 2011, provided
that overfishing is ended immediately and that the fishing mortality
rate (F) ensures rebuilding consistent with the Understanding. The
justification for implementing these increases through emergency
action, as provided for in section 305(c) of the Magnuson-Stevens Act,
is explained in the preamble to the proposed rule and is not repeated
here.
Following the passage of the IFACA, NMFS requested a special
meeting of the Transboundary Management Guidance Committee (TMGC), a
group that consists of NMFS, Council members and staff, and United
States fishing industry representatives and their counterparts in the
Department of Fisheries and Ocean of Canada (DFO) that makes
recommendations of the yearly TACs for stocks managed by the
Understanding, to reconsider the FY 2011 U.S./Canada Management Area
TAC for GB yellowtail flounder pursuant to the IFACA and the
Understanding. On February 9, 2011, the TMGC held a conference call to
consider revising the FY 2011 TAC for this stock, and concluded that
the original combined U.S./Canada Management Area TAC for GB yellowtail
flounder (1,900 mt) could be increased to 2,650 mt for FY 2011.
A proposed rule to implement measures proposed in FW 45 was
published on March 3, 2011 (76 FR 11858), with public comments accepted
through March 18, 2011. That proposed rule included a detailed
description of the proposed management measures, and other factors that
influenced the development of this action. Specifically, that rule
indicated that NMFS was considering disapproving the FY 2011 GB
yellowtail flounder U.S./Canada Management Area TAC adopted by the
Council under FW 45, and implementing the increased TAC for this stock
agreed to by the TMGC on February 9, 2011, through a parallel, but
separate emergency action pursuant to section 305(c) of the Magnuson-
Stevens Act. This parallel emergency action was proposed and justified
in the same Federal Register notice as the proposed rule for this
action, and is being promulgated as a final rule in this action as
well. NMFS also published, at the same time as and in conjunction with
the proposed rule for FW 45, a proposed rule to approve the FY 2011
operations plans and sector contracts for 19 sectors authorized by
Amendment 16 and FW 45 (February 28, 2011; 76 FR 10852). Public
comments on that rule were accepted through March 15, 2011. If
approved, that rule would also specify the annual catch entitlements
(ACEs, or sector quotas) for each stock allocated to each sector
pursuant to Amendment 16 and sector rosters submitted to NMFS on
December 1, 2010. This roster deadline was later extended to allow
vessels involved in an ownership change to either join a sector or
change its sector affiliation. A final rule implementing approved FY
2011 sector operations plans and ACE is expected to publish in
conjunction with this final rule and become effective on May 1, 2011.
Disapproved Measures
Delay in Industry Responsibility for At-Sea Monitoring Coverage
In Amendment 16, the Council established monitoring measures to
ensure that sector allocations of the ACLs for particular species could
be accurately monitored. These measures included the requirement for
sectors to develop and pay for an at-sea monitoring program beginning
in FY 2012 that meet a minimum level of coverage based on the precision
of bycatch estimates. In the development of these measures, the Council
noted that ``effective management of sectors requires that catch be
accurately known.'' Thus, the at-sea monitoring provisions were
developed to ensure that landings were accurately monitored for each
sector.
To reduce monitoring costs to industry, the Council proposed to
delay the requirement for the fishing industry to pay for at-sea
monitoring coverage in FW 45 by one year. However, without industry
funding, NMFS funding would be the sole source for any at-sea or
observer monitoring coverage during FY 2012. During the deliberation of
this measure, NMFS expressed continued concern about the Council's
reliance upon NMFS funding to fully support a provision required by the
FMP, particularly the specific at-sea monitoring coverage levels
outlined for sector-developed at-sea monitoring programs in Amendment
16 for FY 2012. Because NMFS' funding is not guaranteed and depends
upon Congressional appropriations, it is likely that funding levels
will fluctuate on a yearly basis and may not be sufficient to fully
fund the at-sea monitoring coverage requirements in the FMP. The NMFS
budget for FY 2012 has yet to be finalized. Accordingly, NMFS remains
uncertain whether sufficient funding will exist in FY 2012 to provide
sufficient coverage to accurately monitor sector catch, as required
under Amendment 16.
NMFS has determined, therefore, that the proposed delay of industry
funding for at-sea monitoring coverage in FY 2012 is inconsistent with
the FMP and the requirements of the Magnuson-Stevens Act. First, such a
delay, without sufficient federal funding for at-sea monitoring, would
likely fail to maintain conservation and management measures that are
necessary and appropriate for the conservation and management of the
fishery to prevent overfishing and rebuild overfished stocks, as
required by section 303(a)(1) of the Magnuson-Stevens Act. As noted
above, Amendment 16 indicated that sufficient at-sea monitoring
coverage is necessary to ensure that catch is accurately known. Without
the requirement for the industry to fund at sea monitoring in the
absence of sufficient federal funding, it would not likely be possible
to obtain sufficient accurate catch information, including information
on discards that is most reliably acquired through observer and at-sea
monitoring coverage. As a result, it would not likely be possible to
effectively estimate F, evaluate whether overfishing is occurring, and
develop ACLs and other measures that would prevent overfishing and
rebuild overfished stocks. Further, by reducing the likelihood that
sufficient funding will be available to provide adequate at-sea
monitoring coverage necessary to accurately monitor catch in the
fishery, the disapproved measure would have undermined measures in
Amendment 16 that helped to ensure that the standardized reporting
methodology is capable of assessing the amount and type of bycatch
occurring in the fishery, as required in section 303(a)(11).
Accordingly, NMFS has disapproved
[[Page 23044]]
the measure to delay making the industry responsible for the costs
associated with at-sea monitoring in FY 2012 to the extent that the
federal funds are not available. NMFS intends to pay for at least some
level of at-sea monitoring coverage in 2012, as it has done every year,
based on the amount of available funding, and will work toward trying
to secure the funds necessary to fully support such coverage in 2012.
However, industry shall be responsible for that balance of at-sea
monitoring coverage costs that are not covered by available Federal
funding starting in FY 2012.
Approved Measures
The following summarizes the approved FW 45 measures, based on the
order in which applicable provisions appear in the regulations at 50
CFR part 648. These measures build upon the provisions implemented by
previous management actions, and are intended to either supplement or
replace existing regulations, as described for each measure. This final
rule also includes, through authority granted to NMFS by section 305(d)
of the Magnuson-Stevens Act, revisions to regulations that are not
specifically identified in FW 45, but that are necessary to implement
measures to achieve, but not exceed the sub-ACLs available to the
common pool fishery during FY 2011 and to correct errors in, or
clarify, existing provisions, as described further below. A more
detailed explanation of the rationale for each approved measure can be
found in the proposed rule for this action.
Although NMFS proposed to disapprove the FY 2011 GB yellowtail
flounder U.S./Canada Management Area TAC, ABC, and ACL originally
adopted by the Council under FW 45, NMFS ultimately decided not to
disapprove these measures through this final rule, based upon further
review of the FW 45 measures and applicable law. Disapproval of the
TAC, ABC, and ACL proposed by FW 45 was not appropriate, because
disapproval of a measure is only permissible if it is inconsistent with
Magnuson-Stevens Act requirements and other applicable law. In the
context of FW 45, these catch limits are consistent with the FMP and
the Magnuson-Stevens Act requirements and other applicable law. These
catch limits comply with the Magnuson-Stevens Act requirements to end
overfishing and rebuild overfished stocks within 10 years. In addition,
the FW 45 catch limits comply with the advice of the Council's
Scientific and Statistical Committee in setting an ABC for this stock
using the ABC control rule specified in the FMP and the best available
scientific information. Further, the FW 45 ABC and ACL for GB
yellowtail flounder incorporate both scientific and management
uncertainty, consistent with the National Standard 1 guidelines. The
fact that these proposed specifications for GB yellowtail flounder
could be increased pursuant to IFACA does not undermine their
approvability in FW 45. Moreover, if the emergency rule increasing the
ACL expires before the Council has recommended a new ACL for FY 2012,
the approved Framework 45 measure could go into place automatically,
thereby avoiding a gap in TACs, ABCs and ACLs for this stock.
Accordingly, this final rule approves the FY 2011 GB yellowtail
flounder TAC, ABC, and ACL in FW 45, but temporarily replaces them,
through NMFS' emergency action authority provided in section 305(c) of
the Magnuson-Stevens Act, with the revised TAC, ABC, and ACL described
further below in Item 5 of this preamble.
This parallel emergency action increasing FW 45's specifications of
FY 2011 GB yellowtail flounder U.S./Canada Management Area TAC, ABC,
and ACL is justifed by, and based on, new legal authority stemming from
the January 4, 2011, enactment of the IFACA, as more fully explained in
the preamble to the proposed rule for this action. Pursuant to the
requirements of IFACA that any new catch levels still prevent
overfishing and are consistent with the U.S. Canada Understanding, NMFS
held a TMGC conference call. As noted in the preamble of the proposed
rule for this action, based on this TMGC conference call, a report was
generated that concluded that the higher FY 2011 TAC for this stock
specified in the proposed rule for this action and described further in
Item 5 of this preamble would still likely prevent overfishing (i.e.,
result in a F below F at maximum sustainable yield (FMSY, or
Fref, as listed in the Understanding)) and result in a 5
percent increase in median biomass from 2011 to 2012. Therefore, the
increased TAC is consistent with the provisions of the IFACA and
National Standards 1 and 8 of the Magnuson-Stevens Act because it
prevents overfishing, is consistent with the F outlined in the
Understanding, continues to rebuild this overfished stock, optimizes
OY, and minimizes adverse economic impacts to fishing communities
through higher catch limits and increased revenues, without
compromising conservation objectives of the FMP and applicable law.
Further, consistent with National Standard 9 of the Magnuson-Stevens
Act, an increased TAC reduces bycatch and associated bycatch mortality
in the fishery by increasing the amount of GB yellowtail flounder that
can be caught during FY 2011 and minimizing incentives to discard this
stock and others caught concurrently. However, this increase in catch
limits for GB yellowtail flounder is only valid for the duration of the
emergency and one extension (i.e., FY 2011). To justify comparable
increases in catch limits for future fishing years, the Council must
adjust the FMP to establish a new rebuilding program and timeline
consistent with IFACA as more fully discussed below in item 2.
1. Status Determination Criteria for Pollock
Based upon an updated peer-reviewed benchmark stock assessment
conducted in July 2010 (Stock Assessment Workshop, or SAW, 50), pollock
is not overfished or subject to overfishing. Thus, this species no
longer requires the rebuilding program established in Amendment 16. As
noted in the preamble of the proposed rule for this action, NMFS
implemented an emergency action on July 20, 2010 (75 FR 41996) to
incorporate the results of this assessment and update the status
determination criteria and the associated FY 2010 ABC and ACL for this
species. These increased catch limits were renewed through July 17,
2011, or until replaced by another action through a notice published on
December 1, 2010 (75 FR 74661). Therefore, formally integrating the
results of the 2010 pollock stock assessment, updated status
determination criteria, ABC, and ACLs for this species into the FMP
through this final rule is necessary to replace the measures
implemented by the emergency action that would expire in July 2011.
Table 1 lists the revised status determination criteria, with numerical
estimates of these parameters listed in Table 2. The revised biomass
target parameter for pollock, where spawning stock biomass is at
maximum sustainable yield (SSBMSY) or its proxy, is SSB at 40 percent
maximum spawning potential (MSP). The maximum F threshold is the FMSY
proxy, or F40%MSP.
[[Page 23045]]
Table 1--Description of the Updated Pollock Status Determination Criteria
----------------------------------------------------------------------------------------------------------------
Minimum biomass Maximum fishing
Species Biomass target (Btarget) threshold mortality threshold
----------------------------------------------------------------------------------------------------------------
Pollock........................... SSBMSY: SSB/R (40%MSP) \1/2\ Btarget F40%MSP
----------------------------------------------------------------------------------------------------------------
Table 2--Numerical Estimates for the Updated Pollock Status Determination Criteria
----------------------------------------------------------------------------------------------------------------
Maximum
fishing
Biomass target mortality
Species (SSBMSY or threshold MSY in mt
proxy) in mt (FMSY or
proxy)
----------------------------------------------------------------------------------------------------------------
Pollock......................................................... 91,000 0.41 16,200
----------------------------------------------------------------------------------------------------------------
2. Rebuilding Program for GB Yellowtail Flounder
Recent estimates of the status of GB yellowtail flounder conducted
by the Transboundary Resource Assessment Committee (TRAC) in July 2010
indicate that overfishing is not occurring, but that the stock is still
in an overfished condition (TRAC 2010/05). This report concludes that
it is not possible to rebuild this stock by 2014, the end of the eight-
year rebuilding period originally adopted in FW 42 (October 23, 2006;
71 FR 62156), with a 75 percent probability of success even at F = 0.
Accordingly, this action revises the GB yellowtail flounder rebuilding
program to rebuild the stock by 2016, with a 50-percent probability of
success. This revision extends the rebuilding program for this stock
out to a 10-year rebuilding period and lowers the probability of
success from 75 percent to 50 percent in order to maximize the amount
of GB yellowtail flounder that could be caught while the stock
rebuilds.
IFACA allows the Secretary and the Council to extend the rebuilding
period for stocks, or portions of stocks, managed by the Understanding.
However, because IFACA was enacted after FW 45 was developed and
approved by the Council, the extension of the rebuilding period for GB
yellowtail flounder was restricted to 10 years. To maintain increases
in GB yellowtail flounder catch comparable to the emergency increase
for FY 11 after the emergency increase for FY 2011 expires, the Council
would need to consider revising the FMP's rebuilding program and
timeline for this stock consistent with the flexibility provided by
IFACA. This would allow the Council to further mitigate the adverse
economic impacts of efforts to rebuild this stock beyond that which was
considered by the Council in the development of the revised GB
yellowtail flounder rebuilding program included in FW 45. Therefore,
NMFS recommends that the Council reevaluate the GB yellowtail flounder
rebuilding program approved under FW 45, and consider extending the
rebuilding program for this stock consistent with IFACA and
implementing, if justified, the higher catch limits for this stock for
future FYs.
3. Overfishing Levels and ABCs for Particular Stocks
This action revises the OFLs and ABCs of particular stocks,
including GB cod, GB haddock, GB yellowtail flounder, and pollock for
FYs 2011 and 2012. Revisions to the OFLs and ABCs for pollock and GB
yellowtail flounder are based upon the updated assessments and revised
rebuilding strategies for these stocks, as described in Items 1 and 2
of this preamble, respectively, and on the flexibility afforded by
IFACA for GB yellowtail flounder, as described in Item 5 of this
preamble. Revisions to the OFLs and ABCs for the GB cod and GB haddock
stocks are based upon updated TRAC assessments of the eastern
components of the stock. It is anticipated that the FY 2012 values of
the ABCs for GB cod, GB haddock, and GB yellowtail flounder will be
revised during 2011, based on new transboundary stock assessments
conducted by the TRAC, and will likely be specified again in
conjunction with the FY 2012 U.S./Canada Management Area TAC levels, as
further described in Item 5 of this preamble. Table 3 contains the OFLs
and ABCs for FYs 2011 and 2012 approved under FW 45, with the exception
of GB yellowtail flounder.
For GB yellowtail flounder, the FY 2011 U.S. ABC shown in Table 3
represents a revised shared U.S./Canada Management Area TAC based upon,
and consistent with, determinations and decisions about this stock by
the TMGC, pursuant to the Understanding and the flexibility afforded by
the IFACA. Because the U.S./Canada Management Area represents the
entire stock area for GB yellowtail flounder, the shared U.S./Canada
Management Area TAC for this stock that is available to the U.S.
fishery also represents the ABC for this stock. The revised ABC agreed
to by the TMGC is consistent with the provisions of IFACA and the
harvest strategy of the Understanding that requires overfishing to be
prevented and the facilitation of the rebuilding of overfished stocks.
NMFS is implementing the revised FY 2011 ABC for this stock as a
separate, but parallel, action to FW 45 pursuant to its emergency
action authority specified in section 305(c) of the Magnuson-Stevens
Act, as further described in the proposed rule for this action. As
noted above, the duration of this proposed revision to the GB
yellowtail flounder ABC is limited by the Magnuson-Stevens Act to 180
days (i.e., through October 24, 2011), but may be extended to make the
revised ABC and ACL effective for the duration of FY 2011 (through
April 30, 2012).
[[Page 23046]]
Table 3--Revisions to Overfishing Levels and Acceptable Biological Catches
----------------------------------------------------------------------------------------------------------------
OFL (mt, live weight) U.S. ABC (mt, live weight)
Stock ---------------------------------------------------------------
FY 2011 FY 2012 FY 2011 FY 2012
----------------------------------------------------------------------------------------------------------------
GB cod.......................................... 7,311 * 8,090 4,766 * 5,364
GB haddock...................................... 59,948 * 51,150 34,244 * 29,016
GB yellowtail flounder:
Proposed in FW 45........................... 3,495 * 4,335 ** 1,458 * 1,222
Emergency Action............................ 3,495 * 4,335 1,099 * 1,222
White hake...................................... 4,805 5,306 3,295 3,638
Pollock......................................... 21,853 19,887 16,900 15,400
----------------------------------------------------------------------------------------------------------------
* Preliminary estimates that may be revised in 2012 based on TRAC and TMGC considerations.
** This value represents the flexibility afforded by IFACA and described further in Item 5 of this preamble that
supersedes the 1,099 mt FY 2011 GB yellowtail flounder U.S. ABC originally adopted by the Council in FW 45.
4. Revisions to ACLs
Similar to adjustments in the OFLs and ABCs described in Item 3 of
this preamble, this action revises the ACLs for several stocks,
including GB cod, GB haddock, GB yellowtail flounder, white hake, and
pollock. Pursuant to Magnuson-Stevens Act requirements and the process
specified in Amendment 16, the ACLs adopted in this action are lower
than the ABCs listed above for these stocks to account for management
uncertainty, as detailed in Appendix II of FW 45 (see ADDRESSES) and
summarized in the proposed rule for this action. For most stocks and
components of the fishery (ABC components), the default adjustment
(reduction) to the catch level for a fishery component to account for
management uncertainty was 5 percent. For stocks with less management
uncertainty, the adjustment was 3 percent, and for those stocks or
components with more management uncertainty, the adjustment was 7
percent. The total ACL for a stock represents the catch limit for a
particular FY, considering both biological and management uncertainty,
and the limit includes all sources of catch (landed and discards) and
all fisheries (commercial and recreational groundfish fishery, state-
waters catch, and non-groundfish fisheries).
The allocation of yellowtail flounder to the scallop fishery is not
changed by this action. Thus, the SNE/MA yellowtail flounder
allocations to the scallop fishery listed in Tables 5 and 6 are the
same amounts implemented under FW 44, with the allocation of SNE/MA
yellowtail flounder remaining at 82 and 127 mt, live weight, during FYs
2011 and 2012, respectively; the GB yellowtail flounder allocations to
the scallop fishery listed in Tables 11 and 12 remain at 200.8 and
307.5 mt, live weight, during FYs 2011 and 2012, respectively. No
specific allocation of Cape Cod (CC)/GOM yellowtail flounder is made to
the scallop fishery, because the incidental catches of this stock by
the scallop fishery are relatively low. Catches of this stock will be
considered part of the ``other sub-component'' of the ACL.
Current regulations set a cap on the amount of yellowtail flounder
that may be harvested from the scallop access areas in the SNE/MA and
GB yellowtail flounder stock areas. Specifically, current regulations
cap yellowtail flounder harvest from scallop access areas at 10 percent
of the ``total TAC'' for each of the stock areas. In light of the ACL
components, ``total TAC'' means ``total ACL.'' For FY 2011, this means
10 percent of 1,416 mt (141.6 mt) for GB yellowtail flounder, as listed
in Table 11.
This action updates the existing allocation of 0.2 percent of the
U.S. ABC for GB and GOM haddock to the mid-water trawl fishery based on
changes to the GB haddock ABC described above. The values for the
allocations to the mid-water trawl fishery listed in Table 5 are
slightly less than 0.2 percent, due to the 7-percent reduction of these
allocations to account for management uncertainty for this stock. For
example, the FY 2011 ABC of 32,244 mt was multiplied by 0.002 (32,244
mt x .002 = 68.5 mt), and then reduced by 4.79 mt (68.5 mt x 0.07 =
4.79 mt) to arrive at the proposed allocation of 64 mt. Because the
herring fishery already has AMs associated with this allocation that
were developed as part of FW 43 (August 15, 2006; 71 FR 46871), all of
the haddock allocations to the mid-water trawl fishery are
characterized as sub-ACLs.
Tables 5 through 8 list the distribution of the total ACL for
stocks affected by measures in FW 45 to the groundfish fishery, the
scallop fishery, the mid-water trawl herring fishery, state waters
fisheries, and other fishery sub-components, such as exempted
fisheries. A full list of the FY 2011 ACLs will be sent to NE
multispecies permit holders and posted on the NMFS Northeast Regional
Office Web site (https://www.nero.noaa.gov). As noted in the FW 44 final
rule, while ACLs are specified through FY 2012 for most stocks, it is
likely that the Council will adopt ACLs for FYs 2012 through 2014
though a future Council action. Therefore, ACLs specified through FY
2012 in FW 44 and this action will only be implemented if the
anticipated Council action is delayed. In contrast, the pollock ACLs
are not expected to be revisited until FY 2013, with any changes
effective for FY 2014. The ACL listed in Table 5 for white hake
corrects an error published in Table 4 of both the FW 44 proposed
(February 1, 2010; 75 FR 5021) and final rules, respectively, that
listed the commercial sub-ACL for white hake for FY 2011 as 2,566 mt
(the FY 2010 value) instead of the correct value of 2,974 mt.
Table 5--Total ACL, Sub-ACL, and ACL-Subcomponents for FY 2011
[Mt, live weight]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-water State waters
Stock Total ACL Groundfish sub- Scallop trawl herring ACL sub- Other ACL sub-
ACL fishery fishery component components
--------------------------------------------------------------------------------------------------------------------------------------------------------
GB cod.................................................. 4,540 4,301 0 0 48 191
[[Page 23047]]
GB haddock.............................................. 32,616 30,840 0 64 342 1,370
SNE/MA yellowtail flounder.............................. 641 524 82 0 0 27
White hake.............................................. 3,138 2,974 0 0 33 132
Pollock................................................. 16,166 13,952 0 0 769 1,445
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 6--Total ACL, Sub-ACL, and ACL-Subcomponents for FY 2012
[Mt, live weight]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-water State waters
Stock Total ACL Groundfish sub- Scallop trawl herring ACL sub- Other ACL sub-
ACL fishery fishery component components
--------------------------------------------------------------------------------------------------------------------------------------------------------
GB cod *................................................ 5,109 4,841 0 0 54 215
GB haddock *............................................ 27,637 26,132 0 54 290 1,161
SNE/MA Yellowtail flounder.............................. 936 759 127 0 0 40
White hake.............................................. 3,465 3,283 0 0 36 146
Pollock................................................. 14,736 12,612 0 0 754 1,370
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Preliminary estimate that may be revised in 2012 based on TRAC and TMGC considerations.
Table 7--Pollock Total ACL, Sub-ACL, and ACL-Subcomponents for FY 2013
[Mt, live weight]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-water State waters
Stock Total ACL Groundfish sub- Scallop trawl herring ACL sub- Other ACL sub-
ACL fishery fishery component components
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pollock................................................. 14,927 12,791 0 0 756 1,380
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 8--Pollock Total ACL, Sub-ACL, and ACL-Subcomponents for FY 2014
[Mt, live weight]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-water State waters
Stock Total ACL Groundfish sub- Scallop trawl herring ACL sub- Other ACL sub-
ACL fishery fishery component components
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pollock................................................. 15,308 13,148 0 0 760 1,400
--------------------------------------------------------------------------------------------------------------------------------------------------------
The commercial groundfish sub-ACL is further divided into the non-
sector (common pool vessels) sub-ACL and the sector sub-ACL, based on
the total vessel/permit enrollment in all sectors and the cumulative
Potential Sector Contributions (PSCs) associated with those sectors.
Table 9 lists the preliminary distribution of the groundfish sub-ACL
between common pool and sectors based on rosters submitted to NMFS as
of December 1, 2010. FY 2011 sector rosters will not be finalized until
May 1, 2011, because the owners of individual permits signed up to
participate in sectors have until April 30, 2011, to drop out of a
sector and fish in the common pool and can either join a sector or
change its sector affiliation based on an ownership change that
occurred after December 1, 2011. Therefore, it is possible that the FY
2011 sector sub-ACL listed in Table 9 and the final rule to approve the
FY 2011 sector operations plans will be changed at a later date. Based
on the final sector rosters, NMFS intends to publish a rule in early
May 2011 to modify these sub-ACLs, and notify the public if these
numbers change. In addition, it is almost certain that all of the FY
2012 sub-ACLs for the common pool and sectors will change and be re-
specified prior to FY 2012 due to annual changes to the sector rosters
and changes to the ABCs for GB cod, GB haddock, and GB yellowtail
flounder based on the specification of Canadian TACs for these stocks,
as described above in Item 5 of this preamble.
Table 9--Preliminary Distribution of Groundfish Sub-ACL Between Common Pool and Sector Vessels
[Mt, live weight]*
----------------------------------------------------------------------------------------------------------------
Groundfish sub-ACL Common pool sub-ACL Sector sub-ACL
Stock -----------------------------------------------------------------------
FY 2011 FY 2012 FY 2011 FY 2012 FY 2011 FY 2012
----------------------------------------------------------------------------------------------------------------
GB cod.................................. 4,301 4,841 99 111 4,202 4,730
GB haddock.............................. 30,840 26,132 129 109 30,711 26,023
GB yellowtail flounder:
[[Page 23048]]
Proposed in FW 45 **................ 790.7 686.3 23.7 20.6 767 665.7
Emergency Action ***................ 1,142 1,142 17.4 17.4 1,124.6 1,124.6
White hake.............................. 2,974 3,283 35 39 2,939 3,244
Pollock................................. 13,952 12,612 138 125 13,814 12,487
----------------------------------------------------------------------------------------------------------------
* Preliminary estimate that may be revised based on updated sector rosters and TRAC and TMGC considerations.
** These values represent an increase from the ACLs adopted by the Council in FW 45, as described further in
Item 5 of this preamble.
*** These values represent an estimate of the ACLs adopted by the Council in FW 45 based upon preliminary sector
roster information and do not reflect updated rosters submitted to NMFS.
5. Annual Specifications for the U.S./Canada Management Area
Annual TACs for transboundary stocks jointly managed with Canada as
part of the Understanding (Eastern GB cod, Eastern GB haddock, and GB
yellowtail flounder) are determined through a process involving the
Council, the TMGC, and the U.S./Canada Steering Committee. The
recommended FY 2011 TACs for Eastern GB cod and Eastern GB haddock were
based on the most recent stock assessments (TRAC Status Reports for
2010), and the fishing mortality strategy shared by NMFS and the DFO.
The TMGC concluded that the most appropriate combined U.S./Canada TAC
for Eastern GB cod and Eastern GB haddock for FY 2011 is 1,050 mt and
22,000 mt, respectively. The annual allocation shares between countries
for FY 2011 are based on a combination of historical catches (10-
percent weighting) and resource distribution based on trawl surveys
(90-percent weighting). Applying this formula results in an allocation
of 19 percent of the shared Eastern GB cod TAC to the U.S. and 81
percent for Canada, or a FY 2011 quota of 200 mt for the U.S. and 850
mt for Canada. Applying the same formula for Eastern GB haddock results
in an allocation of 43 percent of the shared TAC to the U.S. and 57
percent to Canada, or a FY 2011 quota of 9,640 mt for the U.S. and
12,540 mt for Canada.
For GB yellowtail flounder, the TMGC originally recommended, the
Council adopted, and NMFS approved under FW 45, a combined U.S./Canada
Management Area TAC of 1,900 mt, resulting in a FY 2011 quota of 1,045
mt for the U.S. and an 855 mt quota for Canada. However, the TMGC
agreed to a revised shared GB yellowtail flounder TAC for FY 2011 of
2,650 mt that is being implemented through a parallel emergency action,
based on the new flexibility provided by IFACA for FY 2011, as
discussed above in this preamble.
Table 10 lists the FY 2011 U.S./Canada Management Area TACs for all
stocks managed by the Understanding, with the FY 2011 GB yellowtail
flounder TAC reflecting the increased TAC recommended by the TMGC
following its February 9, 2011, conference call.
Table 10--2011 U.S./Canada TACs (Mt, Live Weight) and Percentage Shares
[In parentheses]
----------------------------------------------------------------------------------------------------------------
Eastern GB GB Yellowtail
Eastern GB cod haddock flounder
----------------------------------------------------------------------------------------------------------------
Proposed in FW 45..................... Total Shared TAC........ 1,050 22,000 1,900
U.S. TAC................ 200 (19%) 9,640 (43%) 1,045 (55%)
Canada TAC.............. 850 (81%) 12,540 (57%) 855 (45%)
Emergency Action...................... Total Shared TAC........ 1,050 22,000 2,650
U.S. TAC................ 200 (19%) 9,640 (43%) 1,458 (55%)
Canada TAC.............. 850 (81%) 12,540 (57%) 1,193 (45%)
----------------------------------------------------------------------------------------------------------------
Because the U.S./Canada Management Area represents the entire stock
area for GB yellowtail flounder, the U.S./Canada Management Area TAC
that is available to the U.S. fishery also represents the ABC for this
stock. After management uncertainty is deducted from the ABC, the
amount that is available to the U.S. fishery represents the ACL for
this stock. Thus, the revised GB yellowtail flounder TAC specified in
this action also requires applicable changes to the ACL, and how the
ACL for this stock is distributed to the various components of the
fishery that catch this stock that were adopted by the Council in FW
45. The revised GB yellowtail flounder ACL, sub-ACL, and ACL sub-
components are specified in Tables 11 and 12 for FYs 2011 and 2012,
respectively. The revised U.S./Canada TAC for GB yellowtail flounder
does not affect the sub-ACL for the scallop fishery specified by FW 45
as 200.8 mt.
Table 11--GB Yellowtail Flounder Total ACL, Sub-ACL, and ACL-Subcomponents for FY 2011
[Mt, live weight]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-water State waters
Action Total ACL * Groundfish sub- Scallop trawl herring ACL sub- Other ACL sub-
ACL fishery fishery component components
--------------------------------------------------------------------------------------------------------------------------------------------------------
Proposed in FW 45....................................... 1,045 790.7 200.8 0 0 53.5
[[Page 23049]]
Emergency Action........................................ 1,416 1,142 200.8 0 0 73
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 12--Revised GB Yellowtail Flounder Total ACL, Sub-ACL, and ACL-Subcomponents for FY 2012
[Mt, live weight]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-water State waters
Action Total ACL Groundfish sub- Scallop trawl herring ACL sub- Other ACL sub-
ACL fishery fishery component components
--------------------------------------------------------------------------------------------------------------------------------------------------------
Proposed in FW 45....................................... 1,045 686.3 307.5 0 0 51.2
Emergency Action........................................ 1,426 1,046 307.5 0 0 77
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Preliminary estimate that may be revised in 2011 based on TRAC and TMGC considerations.
The regulations related to the Understanding, promulgated by the
final rule implementing Amendment 13, state that ``any overages of the
GB cod, haddock, or yellowtail flounder TACs that occur in a given
fishing year will be subtracted from the respective TAC in the
following fishing year.'' Therefore, if an analysis of the catch of the
shared stocks by U.S. vessels indicates that an over-harvest occurred
during FY 2010, the pertinent components of the ACL would be adjusted
downward in order to be consistent with the FMP and Understanding. If
an adjustment to one of the FY 2011 TACs of cod, haddock, or yellowtail
flounder is necessary, it will be done consistent with the
Administrative Procedure Act, and the fishing industry will also be
notified.
6. Incidental Catch TACs and Allocations to Special Management Programs
Incidental catch TACs are specified for certain stocks of concern
(i.e., stocks that are overfished or subject to overfishing) for common
pool vessels fishing in the special management programs (i.e., special
access programs (SAPs) and the Regular B DAS Program), in order to
limit the amount of catch of these stocks caught under such programs.
The incidental catch TACs apply to catch (landings and discards) on
trips that end on a Category B DAS (either Regular or Reserve B DAS).
Catch of such stocks on trips that start under a Category B DAS and
then flip to a Category A DAS do not accrue toward incidental catch
TACs, but rather the overall common pool sub-ACL for that stock.
Because pollock is no longer considered overfished or subject to
overfishing, this action removes this species from the list of stocks
of concern, and eliminates the incidental catch TAC for this stock.
This final rule specifies incidental catch TACs applicable to the
NE multispecies special management programs for FYs 2011 and 2012,
based on the common pool sub-ACLs listed in Item 4 of this preamble
(see Tables 13-15). As noted above, FY 2011 sector rosters will not be
finalized until May 1, 2011. Therefore, the amount of the common pool
sub-ACL may change based upon changes to the number of vessels
participating in the common pool during FY 2011. Based on the final
rosters, NMFS will publish a rule in early May 2011 to modify these
sub-ACLs, and notify the public if these numbers change.
Table 13--Preliminary Common pool Incidental Catch TACs by Stock for FY 2011--2012
[Mt, live weight]
----------------------------------------------------------------------------------------------------------------
2011 2012
Stock Percentage of Incidental Incidental
sub-ACL catch TAC catch TAC
----------------------------------------------------------------------------------------------------------------
GB cod.......................................................... 2 2.0 2.2
GOM cod......................................................... 1 1.3 1.3
GB yellowtail flounder.......................................... 2 0.3 0.3
CC/GOM yellowtail flounder...................................... 1 0.3 0.4
SNE/MA yellowtail flounder...................................... 1 1.1 1.7
American plaice................................................. 5 3.9 4.1
Witch flounder.................................................. 5 1.2 1.2
SNE/MA winter flounder.......................................... 1 7.3 7.6
GB winter flounder.............................................. 2 0.3 0.3
White hake...................................................... 2 0.7 0.8
----------------------------------------------------------------------------------------------------------------
[[Page 23050]]
Table 14--Distribution of Incidental Catch TACs Among Special Management Programs
[Mt, live weight]
----------------------------------------------------------------------------------------------------------------
Closed area I Eastern U.S./
Regular B DAS hook gear Canada
Stock program haddock SAP haddock SAP
(%) (%)
----------------------------------------------------------------------------------------------------------------
GB cod.......................................................... 50 16 34
GOM cod......................................................... 100 na na
GB yellowtail flounder.......................................... 50 na 50
CC/GOM yellowtail flounder...................................... 100 na na
SNE/MA yellowtail flounder...................................... 100 na na
Plaice.......................................................... 100 na na
Witch flounder.................................................. 100 na na
SNE/MA winter flounder.......................................... 100 na na
GB winter flounder.............................................. 50 na 50
White hake...................................................... 100 na na
Pollock......................................................... 50 16 34
----------------------------------------------------------------------------------------------------------------
Table 15--Incidental Catch TACs for Special Management Programs by Stock for FY 2011-2012
[Mt, live weight]
----------------------------------------------------------------------------------------------------------------
Regular B DAS program Closed area I hook Eastern U.S./Canada
------------------------ gear haddock SAP haddock SAP
Stock -----------------------------------------------
FY 2011 FY 2012 FY 2011 FY 2012 FY 2011 FY 2012
----------------------------------------------------------------------------------------------------------------
GB cod.................................. 1.0 1.1 0.3 0.4 0.7 0.8
GOM cod................................. 1.3 1.3 na na na na
GB yellowtail flounder.................. 0.15 0.15 na na 0.1 0.1
CC/GOM yellowtail flounder.............. 0.3 0.4 na na na na
SNE/MA yellowtail flounder.............. 1.1 1.7 na na na na
American plaice......................... 3.9 4.1 na na na na
Witch flounder.......................... 1.2 1.2 na na na na
SNE/MA winter flounder.................. 7.3 7.6 na na na na
GB winter flounder...................... 0.1 0.2 na na 0.1 0.2
White hake.............................. 0.7 0.8 na na na na
----------------------------------------------------------------------------------------------------------------
In addition to the incidental catch TAC for GB cod, overall fishing
effort by both common pool and sector vessels in the Closed Area I Hook
Gear Haddock SAP is also controlled by an overall TAC for GB haddock,
the target species for this SAP. For FY 2011, the overall haddock TAC
for the Closed Area I Hook Gear Haddock SAP applicable to both common
pool and sector vessels participating in this SAP is 3157.5 mt
(6,961,096 lb or 3,157,553 kg) based on TACs specified in FW 44. Once
this overall haddock TAC is caught, the Closed Area I Hook Gear Haddock
SAP will be closed to all groundfish vessels for the remainder of FY
2011.
7. Great South Channel Exemption Area
This action eliminates the yellowtail flounder spawning closure
areas within the Great South Channel Exemption Area, and allows all
scallop vessels, including limited access general category (LAGC)
scallop vessels, to fish within this area throughout the entire year in
accordance with applicable scallop regulations. Since the August 31,
2006, rulemaking (71 FR 51779) that created the Great South Channel
Exemption Area and the associated yellowtail flounder spawning closure
areas, the general category scallop permits have become limited access
permits subject to an individual fishing quota (IFQ) that limit the
amount of scallops and, therefore, regulated species and ocean pout,
particularly yellowtail flounder, caught by these vessels. Thus, the
main justification for the spawning protection areas for LAGC scallop
vessels is no longer relevant.
8. GOM Cod Spawning Protection Area
To protect spawning aggregations of GOM cod and prevent fishing
from interfering with spawning activity, this final rule creates the
GOM Cod Spawning Protection Area. This area is rectangular in shape and
is located just south of the Isle of Shoals off the New Hampshire
coastline, with its long axis oriented in a northwest to southeast
direction. All commercial fishing vessels using gear capable of
catching groundfish are prohibited from fishing within the proposed
area from June 1 through June 30 of each year, while all recreational
vessels (private and charter/party vessels) are prohibited from using
gear capable of catching groundfish in the area from April 1 through
June 30 of each year. For commercial vessels, only vessels fishing with
``exempted gear,'' as defined in the current regulations, are allowed
into this area during the closure periods. Exempted gear includes
pelagic hook and line gear, pelagic longline gear, spears, rakes,
diving gear, cast nets, tongs, harpoons, weirs, dipnets, stop nets,
pound nets, pelagic gillnets, pots and traps, shrimp trawls with a
properly configured grate, and surfclam and ocean quahog dredges.
Therefore, because midwater trawl gear and purse seine gear is not
listed as exempted gear, vessels fishing with these gear types may not
fish in this area during June of each year. Only pelagic hook-and-line
gear, as defined in the current regulations, is allowed to be used in
the area by recreational vessels. The catch or possession of any
regulated species or ocean pout by vessels using the exempted gear from
April 1 through June 30 of each year is prohibited. Both recreational
and commercial vessels are allowed to transit the proposed area,
provided all gear is stowed according to existing regulations.
[[Page 23051]]
9. Handgear A and B Measures
Cod Trip Limit
Through this final rule, the cod trip limits applicable to NE
multispecies Handgear A (limited access) and B (open access) vessels
are revised to be specific to either the