Direct Certification and Certification of Homeless, Migrant and Runaway Children for Free School Meals, 22785-22802 [2011-9457]
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22785
Rules and Regulations
Federal Register
Vol. 76, No. 79
Monday, April 25, 2011
This section of the FEDERAL REGISTER
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DEPARTMENT OF AGRICULTURE
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7 CFR Part 12
[Docket No. NRCS–2011–0010]
Paperwork Reduction Act
RIN 0578–AA58
This rule does not contain reporting
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Wetland Conservation
Background
Office of the Secretary, United
States Department of Agriculture
(USDA).
ACTION: Final rule.
AGENCY:
The United States Department
of Agriculture is removing obsolete
provisions from the Code of Federal
Regulations. This action removes
provisions concerning the Natural
Resources Conservation Service’s
(NRCS) coordination responsibilities.
DATES: Effective Date: The rule is
effective April 25, 2011.
FOR FURTHER INFORMATION CONTACT:
Terrell Erickson, Director, Ecological
Sciences Division, U.S. Department of
Agriculture, Natural Resources
Conservation Service, Room 6819,
South Building, P.O. Box 2890,
Washington, DC 20013–2890; Phone:
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SUPPLEMENTARY INFORMATION:
SUMMARY:
Regulatory Certifications
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Executive Orders
This document does not meet the
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Existing wetland conservation
provisions in 7 CFR part 12 require that
NRCS’ certification of a wetland
determination be completed according
to procedures agreed to by the Army
Corps of Engineers (COE), the
Environmental Protection Agency
(EPA), and the U.S. Fish and Wildlife
Service. In 1994, the Departments of
Agriculture and the Interior, the Army,
and the Environmental Protection
Agency entered into a Memorandum of
Agreement (MOA) concerning the
delineation of wetlands for purposes of
Section 404 of the Clean Water Act
(CWA) and Title XII of the Food
Security Act of 1985 (FSA). The MOA
was developed to streamline the
wetland delineation process on
agricultural lands, to promote
consistency between the CWA and the
FSA, and to provide predictability and
simplification for USDA program
participants. However, subsequent
amendments to FSA and court decisions
made the MOA and parts of 7 CFR 12.30
no longer applicable, and USDA and
COE withdrew from the MOA in
January 2005.
1996 amendments to FSA eliminated
the concept of ‘‘abandonment’’ for prior
converted (PC) cropland. As a result,
land may be considered non-wetland for
FSA compliance purposes, but
considered wetland for CWA purposes.
2002 amendments to FSA prohibit
NRCS from sharing confidential
producer information, including
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geospatial information, to agencies
outside USDA. This prohibits NRCS
from providing wetland delineations
and determinations to the COE and EPA
for CWA permitting and enforcement.
Finally, as a result of U.S. Supreme
Court decisions, a wetland may be
subject to FSA Compliance, but no
longer regulated by the COE for CWA
purposes. These inconsistencies in
jurisdiction do not allow the two
agencies to have consistent wetland
determinations.
List of Subjects in 7 CFR Part 12
Administrative practices and
procedures, Soil conservation,
Wetlands.
For the reasons stated in the
preamble, USDA amends part 12 of Title
7 of the Code of Federal Regulations as
set forth below:
PART 12—HIGHLY ERODIBLE AND
WETLAND CONSERVATION
1. The authority citation for part 12
continues to read as follows:
■
Authority: 16 U.S.C. 3801 et seq.
Subpart C—Wetland Conservation
§ 12.30
[Amended]
2. In § 12.30, remove paragraph (a)(8)
and remove the second sentence from
paragraph (c)(1).
■
Signed in Washington, DC, on April 5,
2011.
Thomas J. Vilsack,
Secretary.
[FR Doc. 2011–9870 Filed 4–22–11; 8:45 am]
BILLING CODE 3410–16–P
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 210, 215, 220, 225, 226 and
245
[FNS–2008–0001]
RIN 0584–AD60
Direct Certification and Certification of
Homeless, Migrant and Runaway
Children for Free School Meals
Food and Nutrition Service,
USDA.
ACTION: Interim rule with request for
comments.
AGENCY:
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This rule amends the
regulations affecting the determination
of children’s eligibility for free meals
under the National School Lunch
Program and the School Breakfast
Program by direct certification and
categorical eligibility. Conforming
changes and miscellaneous technical
changes are also made, as appropriate,
for the Special Milk Program for
Children, the Child and Adult Care
Food Program and the Summer Food
Service Program. The Child Nutrition
and WIC Reauthorization Act of 2004
(Reauthorization Act) amended the
Richard B. Russell National School
Lunch Act to require local educational
agencies to conduct direct certification
in conjunction with the Food Stamp
Program, which is now called the
Supplemental Nutrition Assistance
Program (SNAP). Under the direct
certification process, a local educational
agency obtains documentation of a
child’s receipt of SNAP benefits from
the State or local SNAP office. This rule
also incorporates provisions from the
Reauthorization Act concerning the
certification of certain children who are
homeless, runaway, or migratory.
This rule affects State agencies
administering SNAP and the Child
Nutrition Programs; local offices
administering SNAP; local program
operators that administer the School
Nutrition Programs; and low income
households with school age children.
The rule is intended to improve school
meal program access for low-income
children, reduce paperwork for
households and program administrators,
and improve the integrity of the free and
reduced price meal certification process.
DATES: Effective date: This rule is
effective June 24, 2011. Comment dates:
Comments on rule provisions: Mailed
comments on the provisions in this rule
must be postmarked on or before
October 24, 2011; e-mailed or faxed
comments must be submitted by 11:59
p.m. on October 24, 2011; and handdelivered comments must be received
by 5 p.m. October 24, 2011 to be assured
of consideration.
Comments on Paperwork Reduction
Act requirements: Comments on the
information collection requirements
associated with this rule must be
received by June 24, 2011.
ADDRESSES: The Food and Nutrition
Service (FNS) invites interested persons
to submit comments on this interim
rule. Comments may be submitted by
any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
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SUMMARY:
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• Fax: (703) 305–2879, attention Julie
Brewer.
• Mail: Julie Brewer, Chief, Policy
and Program Development Branch,
Child Nutrition Division, Food and
Nutrition Service, Department of
Agriculture, 3101 Park Center Drive,
Room 640, Alexandria, Virginia 22302–
1594.
• Hand Delivery or Courier: Deliver
comments to 3101 Park Center Drive,
Room 640, Alexandria, Virginia 22302–
1594, during normal business hours of
8:30 a.m.–5 p.m.
All submissions received in response
to this interim rule will be included in
the record and will be available to the
public. Please be advised that the
substance of the comments and the
identity of the individuals or entities
submitting comments will be subject to
public disclosure. FNS may also make
the comments publicly available by
posting a copy of all comments on
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Address any questions to Julie Brewer,
Chief, Policy and Program Development
Branch, Child Nutrition Division, Food
and Nutrition Service, Department of
Agriculture, 3101 Park Center Drive,
Alexandria, VA 22302 or by telephone
at 703–305–2590. A regulatory costbenefit analysis was completed for this
rule. It will be available at https://
www.regulations.gov as part of the
docket history for this interim rule.
SUPPLEMENTARY INFORMATION: The
Reauthorization Act (Pub. L. 108–265;
June 30, 2004) phased-in mandatory
direct certification provisions with the
Food Stamp Program 1 and made
children participating in certain other
programs categorically eligible for free
school meals. In order to provide
readers with a chronological account of
direct certification, this preamble begins
with a history of direct certification
which includes a discussion of the
relevant changes made in the
Reauthorization Act. These amendments
are intended to streamline the
certification and verification processes
by reducing paperwork for both program
administrators and households by
eliminating the need for submission of
free and reduced priced meal
applications by these households.
This rule is being issued as an interim
rule as authorized by section 501(b) of
the Reauthorization Act and because of
the specific implementation dates
1 While the Food, Conservation and Energy
Security Act of 2008, Public Law 110–234, renamed
the Food Stamp Program as the Supplemental
Nutrition Assistance Program, historical references
are to the Food Stamp Program, reflecting the
Reauthorization Act’s language.
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therein. The Reauthorization Act also
required that regulations be
promulgated within two years of
enactment which was 2006. In order to
accommodate the statutory deadlines
imposed for fully phasing-in direct
certification with SNAP and to provide
access to free meals to children newly
added as categorically eligible, the
Department implemented the nondiscretionary provisions in the
Reauthorization Act through guidance
as discussed below. In addition, by
issuing the guidance, the Department
complied with the implementation
requirements established in 501(a) of
the Reauthorization Act. The delay in
issuing this interim rule enabled the
Department to develop it using data
from the direct certification reports to
Congress as well as address issues
raised by State and local agencies about
the direct certification process as
implemented. The Department strongly
supports providing any opportunity for
public comment from interested parties,
which is afforded through the interim
rule process. Changes resulting from
comments and from experience based
on the interim rule would be
implemented through a future final rule.
I. History
Eligibility Determinations
Until 1981 to receive free and reduced
price meals or free milk for their
children, households were required by
statute to complete an application for
free or reduced price meals or for free
milk, providing income and household
size information. The Omnibus Budget
Reconciliation Act of 1981, Public Law
97–35, amended the Richard B. Russell
National School Lunch Act (NSLA) 2 to
include a number of changes to the free
and reduced price meal eligibility
process. One of those changes allowed
submission of documentation showing
participation in the Food Stamp
Program. This was implemented by
permitting households certified to
receive benefits under the Food Stamp
Program to provide their case number to
schools in lieu of completing income
information on the free and reduced
price meal application. Thus, children
who are members of households
certified to receive food stamp benefits
are ‘‘categorically eligible’’ for free
school meals.
The School Lunch and Child
Nutrition Amendments of 1986, Public
Law 99–661, made further amendments
to the NSLA to mandate categorical
eligibility for free meals and a
simplified verification of eligibility
2 The
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NSLA was renamed in 1999.
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process for children in food stamp
households and children in Aid to
Families with Dependent Children
(AFDC) 3 assistance units. Since the
regulations had already been amended
to allow simplified application and
verification procedures for food stamp
households, the regulations were
revised to extend these provisions to
AFDC households.
The Child Nutrition and WIC
Reauthorization Act of 1989, Public Law
101–147, again amended the NSLA to
respond to concerns expressed by
program operators regarding the volume
of paperwork associated with the Child
Nutrition Programs. The NSLA
authorized school officials to certify
children eligible for free meals, without
further application, based on
documentation obtained directly from
the appropriate State or local agency
that the children are part of households
receiving assistance under the Food
Stamp Program or AFDC Program. This
certification process is commonly
referred to as ‘‘direct certification.’’
Because the Food Distribution
Program on Indian Reservations (FDPIR)
is authorized by section 4 of the Food
and Nutrition Act of 2008, 7 U.S.C.
2013, the same law authorizing SNAP,
formerly the Food Stamp Program, and
because eligible households on and near
reservations have the option of
participating in either SNAP or FDPIR,
the Department extended the provisions
on categorical eligibility and direct
certification to include FDPIR
households.
Reauthorization Act 2004 Changes
In 2004, the Reauthorization Act
made several amendments to the NSLA
to improve the integrity of the free and
reduced price meal certification and
verification processes, without
hindering access of low-income
children. Section 104 of the
Reauthorization Act added section
9(b)(4) to the NSLA, 42 U.S.C.
1758(b)(4) to require local educational
agencies to directly certify, without
further application, any child who is a
member of a household receiving
benefits under SNAP. To facilitate this
requirement, an agreement between the
State agency administering SNAP and
the State agency or agencies
administering the school meals
programs is required. The required
direct certification with SNAP is in
addition to the previous and still
existing optional authority for direct
certification with TANF and FDPIR.
In accordance with the
Reauthorization Act, the requirement to
directly certify children receiving
benefits under SNAP was phased-in
based on the enrollment of the local
educational agency as follows—
The provision was effective as follows
For school districts with enrollments of
At least in school year
July 1, 2006 ................................................................................................................................................
July 1, 2007 ................................................................................................................................................
July 1, 2008 ................................................................................................................................................
25,000 students*
10,000 students*
2005–2006
2006–2007
All local educational agencies.
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* From prior year’s October data collection as required under 7 CFR 210.8(c)(2).4
In addition, the 2004 Reauthorization
Act included provisions making
children who are homeless, runaway, or
migratory, as determined by the
homeless coordinator for homeless or
runaway children or by officials of the
Migrant Education Program (MEP) for
migratory children, categorically eligible
for free meals, effective July 1, 2004. To
ensure that the affected children could
access free meal benefits as quickly as
possible, the Department issued
guidance to implement these statutory
provisions. The pertinent memoranda
are:
• July 19, 2004—Categorical
Eligibility for Free Lunches and
Breakfasts of Runaway, Homeless, and
Migrant Youth: Reauthorization 2004
Implementation Memo SP 4;
• August 16, 2004—Categorical
Eligibility for Free Lunches and
Breakfasts for Migrant Children; and
• September 17, 2004—Guidance on
Determining Categorical Eligibility for
Free Lunches and Breakfasts for Youth
Served under the Runaway and
Homeless Youth Act.
These can be reviewed on our Web
site—https://www.fns.usda.gov/cnd/
Governance/policy.htm.
Because of the benefits of direct
certification relating to improving
access and reducing paperwork, the
Department felt that is was important to
determine both the number of local
educational agencies that were doing
direct certification and what percentage
of the total number of children eligible
for free and reduced meals they
represented. Studies and surveys
conducted by FNS have indicated that,
prior to School Year 2007–2008, a little
more than 60 percent of local
educational agencies were using direct
certification. Please note that the
majority of these studies were
conducted prior to mandatory direct
certification with SNAP. This data has
given FNS a baseline to measure the
success of mandatory direct certification
with SNAP. Data for School Year 2009–
2010 showed that 83 percent of local
educational agencies conduct direct
certification. Studies and sources
include—
‘‘Analysis of Verification Summary
Data SY2004–05’’ (May 2006) which
may be found at https://
www.fns.usda.gov/oane/menu/
Published/CNP/FILES/
CNVerification.pdf;
‘‘Preliminary Report on the Feasibility
of Computer Matching in the National
School Lunch Program’’ (January 2005)
which may be found at https://
www.fns.usda.gov/oane/menu/
Published/CNP/FILES/
NSLPDataMatch.pdf;
‘‘Direct Certification in the National
School Lunch Program—Impacts on
Program Access and Integrity Study of
Direct Certification in the National
School Lunch Program’’ (October 2003,
Economic Research Service, USDA,
contracted study) which may be found
at https://www.ers.usda.gov/
Publications/EFAN03009;
‘‘Study of Direct Certification in the
National School Lunch Program’’
(September 2000) which may be found
3 The Personal Responsibility and Work
Opportunity Reconciliation Act of 1996, Public Law
104–193, later replaced the AFDC program with the
Temporary Assistance for Needy Families (TANF)
Program. Please note that categorical eligibility for
recipients of TANF is subject to the limitation in
section 9(b)(12)(A)(ii) of the NSLA, 42 U.S.C.
1758(b)(1)(A)(ii) concerning eligibility standards
that were comparable to or more restrictive than
those in effect on June 1, 1995. This qualification
will not be repeated in other references to TANF
in this preamble.
4 All other regulatory citations in this preamble
shall be considered references to Title 7, Code of
Federal Regulations, unless otherwise indicated.
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II. Direct Certification Implementation
and Studies
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at https://www.fns.usda.gov/oane/menu/
Published/CNP/FILES/directcert.pdf;
and
‘‘Direct Certification in the National
School Lunch Program: State
Implementation Progress Report to
Congress’’ (December 2008) found at
https://www.fns.usda.gov/oane/menu/
Published/CNP/FILES/DirectCert08.pdf.
‘‘Direct Certification in the National
School Lunch Program: State
Implementation Progress Report to
Congress—October 2009’’ found at
https://www.fns.usda.gov/ora/MENU/
Published/CNP/FILES/NSLP
DirectCertification2009.pdf.
‘‘Direct Certification in the National
School Lunch Program: State
Implementation Progress School Year
2009–2010’’ found at https://
www.fns.usda.gov/ora/menu/Published/
CNP/FILES/DirectCert2010.pdf.
III. Current Procedures for Direct
Certification and Categorical Eligibility
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Methods Used for Direct Certification
The studies cited in section II
indicated that the methods commonly
used for direct certification involve
matching and non-matching processes.
In the non-matching method, the States’
assistance agencies generate lists or
databases of TANF and SNAP
households with school age children.
The assistance agencies use the lists/
databases to send households a letter
that includes the necessary direct
certification documentation. The letter
instructs the household to provide the
letter to the school if they want free
meals or milk for their children.
Children in households that provide the
letters to the school or local educational
agency are certified eligible for free
meals or milk based on this
documentation. This procedure is
considered the ‘‘letter method.’’
In the matching method, the State
assistance agency databases/lists of
SNAP or TANF households with school
age children are matched at the State or
local educational agency level against
student enrollment databases or lists.
Most systems involve a matching of two
or three identifiers, such as the
children’s names and birth dates and/or
addresses. Matching at the State level is
generally automated, while matching at
the local educational agency level may
be a manual process, especially in
smaller districts or those districts with
fewer families receiving benefits from
SNAP, TANF or FDPIR. Once eligible
children have been identified through
direct certification, their parents or
guardians are notified, in writing by the
local educational agency, that their
children are eligible to receive free
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meals without any additional
application. Further, these households
are not subject to verification since the
local educational agency has already
documented that the child is a member
of a household receiving other
programs’ benefits.
Frequency of Direct Certification Efforts
Typically, direct certification is
conducted at or around the beginning of
the school year. However, a number of
States and local educational agencies
have the capability of doing direct
certification more frequently, on a
monthly or even daily basis.
Applications With Case Numbers
Households receiving assistance from
SNAP, TANF or FDPIR may also submit
an application with their case number(s)
for the child(ren) on the free and
reduced price meal or free milk
application to establish their categorical
eligibility for free meals or milk. The
only other information needed on the
application is each child’s name and the
signature of an adult household
member. Should the application be
selected for verification of eligibility,
the household must submit proof of
participation in SNAP, TANF or FDPIR
in order to continue program
participation.
IV. Requirements for Direct
Certification With SNAP
Scope of Mandatory Direct Certification
With SNAP
All participating NSLP and School
Breakfast Program (SBP) schools,
including public and private non-profit
schools and residential child care
institutions (RCCIs), must implement
the mandatory direct certification
provisions for children who are
members of households receiving
benefits from the SNAP. RCCIs that
operate a day school must conduct
direct certification for day students.
However, RCCIs that only have
residential students are exempted from
this requirement. Residential students
would not receive SNAP benefits since
they are residing in an institution. This
exemption is found in this interim rule
at paragraph 245.6(b)(1)(ii).
The administering entity for the
private schools or RCCIs should contact
their State agency to work out the
logistics for obtaining information from
the agency administering SNAP about
the children enrolled in their schools.
Please note when determining claiming
percentages for Provision 2 or Provision
3, which are the special assistance
certification and reimbursement
alternatives permitted in § 245.9, direct
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certification is required only in base
years. This provision may be found at
paragraph 245.6(b)(1)(v).
Frequency of Mandatory Direct
Certification With SNAP
As indicated earlier, the NSLA
requires that all children in households
receiving SNAP benefits be directly
certified for free meals and paragraph
245.6(b) is amended by this rule to
address mandatory direct certification of
children receiving benefits from SNAP.
Because direct certification is a useful
tool for schools and reduces paperwork
and increases participation, the
Department’s ultimate goal for direct
certification is for State and local
educational agencies to have the
capability to conduct on-going direct
certification with SNAP, TANF and
FDPIR through computer matching that
provides the most current information
about households receiving benefits
from those programs. Once an on-going
system becomes operational, the local
educational agency would be able to
promptly determine when children who
were not already certified for free meal
benefits become eligible, based on
membership in a household recently
approved for benefits from SNAP, TANF
or FDPIR. The eligibility of children
previously directly certified is not
affected by more frequent direct
certification because, once eligibility is
established, it is in effect for the entire
school year and up to thirty (30)
operating days in the following school
year.
To this end, this interim rule requires
that local educational agencies conduct
direct certification with SNAP at least
three times during the school year (July
1 to June 30) beginning no later than
School Year 2011–2012. This increased
number of matching efforts has the
potential to facilitate participation of
children in the school meals programs.
Of course, more frequent direct
certification efforts are permissible and
encouraged.
The efforts must be made at or around
the beginning of the school year; three
months after the beginning of the school
year; and six months after the beginning
of the school year. For example, if the
school classes begin on August 15th, the
initial direct certification effort would
be in July or August; the second would
be in October or November and the last
in January or February. Direct
certification efforts are required for
children who were not initially directly
certified and who are currently reduced
price or paid. If the local educational
agency has the capability, the status of
any newly enrolled child must be
checked for SNAP eligibility at the time
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of enrollment. If this is not possible, the
household must be provided with an
application so that the child’s benefits
are not delayed until the next scheduled
direct certification update.
Any newly eligible children identified
in matches made subsequent to the
beginning of the school year must be
certified for free meals and the local
educational agency must promptly
notify their parents or guardians in
writing of the new status. This includes
children who had been certified for
reduced price meals but who are
subsequently identified as receiving
SNAP benefits. The requirement for the
frequency of direct certification efforts
with SNAP is found at paragraph
245.6(b)(3) of this interim rule. Please
note direct certification with FDPIR and
TANF remains optional. The authority
for direct certification with FDPIR or
TANF is found at paragraph 245.6(b)(2).
Use of the Letter Method
As discussed earlier, some State and
local SNAP or other assistance agencies
currently provide letters to households
as their method of direct certification.
The household takes the letter
indicating its receipt of SNAP benefits
to the local educational agency in lieu
of an application. Studies show that
states have been able to improve the
effectiveness of their direct certification
process by changing from the letter
method to an electronic matching
approach. Further, since the original
availability of direct certification in the
early 1990s, sharing information
between SNAP and other assistance
agencies and State/local educational
agencies has become easier and more
cost effective.
A 2007 study, Data Matching in the
National School Lunch Program: 2005
Volume 1: Final Report, available at
https://www.fns.usda.gov/oane/menu/
Published/CNP/FILES/DataMatchingV1.pdf. discussed the effectiveness of
the various direct certification methods.
This study showed that States with
mandatory statewide State-level
matching had the highest rates of direct
certification, with 74 percent of
categorically certified children directly
certified. The letter method resulted in
a significantly lower rate of direct
certification, with only 52 percent of
categorically certified children.
Therefore, this interim rule requires,
at paragraph 245.6(b)(1)(iii), that, in
School Year 2011–2012, all State
agencies phase out the letter method as
their method for direct certification with
SNAP. And for School Year 2012–2013,
the letter method can no longer be used
to conduct direct certification. This
provision is consistent with the
requirement in the Healthy, HungerFree Kids Act of 2010 (Pub. L. 111–296;
December 13, 2010). All State agencies
must have a method to exchange
eligibility information from SNAP more
directly with the local educational
agency through some type of automated
data-matching process. Currently, there
are a range of systems in use. However,
State and local agencies may continue to
provide letters to families as a
secondary method along with use of
automated system, especially during the
initial use of an automated system. The
additional notification to families would
help to ensure that they were aware of
their children’s categorical eligibility.
Please note that the use of the letter
method only as a secondary method of
identifying categorical eligibility only
applies to SNAP. The letter method may
continue to be used as the primary
method for other sources of categorical
eligibility.
Extension of Eligibility to All Children
in the Household
Section 9(b)(12) of the NSLA provides
for categorical eligibility for children
who are members of households
receiving assistance from SNAP, FDPIR,
and TANF. The implementing
regulations required that a child be a
member of the household as determined
by the assistance program in order to be
categorically eligible for free school
meals. For direct certification, this has
been an individual match. For
applications, each child had to have a
case number listed in order to be
categorically eligible. For consistency,
we did not extend categorical eligibility
to newly enrolled siblings in the
subsequent school year.
We have heard from various program
operators and other stakeholders that
this interpretation is problematic
administratively and unnecessarily
omits eligible children from the direct
certification process. For direct
certification, school-age children from
the same household who are not
identified through the match are most
likely receiving SNAP or other benefits
but are not matched because of minor
differences in the identifying
information used in the match.
Individual eligibility also results in
households with some children directly
certified and others for whom an
application must be submitted. If some
of the children in the family are directly
certified, the family may not realize
until after school starts that an
application is needed for their other
children. This sometimes requires the
family to pay for meals for the
uncertified children until the
application is submitted and approved.
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For local educational agencies,
maintaining different types of eligibility
for direct certification and applicationbased records for the same household
may be difficult. It also complicates
reporting and may result in misleading
information for determining verification
sample sizes and other purposes.
Therefore, under this interim rule, if
one or more children in the household
is also a member of a family receiving
assistance under SNAP, FDPIR or
TANF, all school-aged children in the
household are considered categorically
eligible for free meals or free milk. This
applies for both direct certification and
applications with case numbers. The
local educational agency must extend
eligibility for free meals to all children
that can be identified as members of a
household on an application for free or
reduced price meals or free milk. If the
local educational agency does not have
a prior application to refer to, school
district enrollment records are
acceptable to determine if there any
additional children in the household
who were not directly certified. For
households submitting applications
with case numbers for some children,
the local educational agency must
certify all children as categorically
eligible for free meals and disregard
income information. This requirement is
found at § 245.2 (definition of
‘‘Documentation’’), paragraph 245.6(b)(7)
and paragraph 245.6(c)(5).
Agreement Between SNAP State Agency
and the State Agency Administering the
School Meals Programs
To facilitate mandatory direct
certification of children receiving
benefits from SNAP, the NSLA requires,
at section 9(b)(4)(A), 42 U.S.C. 1758
(b)(4)(A), that the State agency
responsible for administering SNAP and
the State agency responsible for
administering the school meals
programs enter into an agreement to
facilitate the mandatory direct
certification with SNAP. The
Reauthorization Act included a parallel
conforming amendment in section 11(u)
of the Food and Nutrition Act of 2008
(formerly the Food Stamp Act) 7 U.S.C.
2020(u).
As specified in the NSLA, the
agreements were to be in place by July
1, 2005. In a memorandum dated April
19, 2005 (SP 14, Agreement Checklist
for Direct Certification and Direct
Verification of Children in Food Stamp
Households; https://www.fns.usda.gov/
cnd/governance/Reauthorization_Policy
_04/Reauthorization_04/2005-0419.pdf), the Department provided
guidance on initial items that the State
agencies responsible for administering
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the school meals programs and the State
agencies administering SNAP should
include in the agreement. All State
administering agencies, including those
responsible for non-public schools or
residential child care institutions, must
have an agreement with the State agency
administering SNAP. In order to fully
support effective direct certification
efforts, this interim rule requires that
the agreement address how direct
certification will be conducted,
including frequency; what notification
method(s) will be used; how use of the
letter method will be phased-out as the
primary method and what system will
replace it; how the system and
procedures will identify additional
children in the household who are
categorically eligible based on one
household members’ receipt of benefits;
and other specifics needed to ensure
efficient operation of direct certification.
The methods used to conduct direct
certification can always be improved
and expanded and should not be
considered static. The more children
who are identified as eligible through
direct certification assists both families
and local educational agencies by
simplifying the certification process and
by more accurately targeting free meal
benefits.
As a result of this interim rule, the
State agencies administering the school
meals programs may need to amend
their existing agreements with the State
agencies responsible for SNAP to set up
procedures to conduct more frequent
direct certification. Because the
addenda to the agreement would
depend on the system used, State
agencies must determine what
amendments are needed. The
requirement for the agreement is found
at paragraph 245.6(b)(1)(iv) of this
interim rule.
jdjones on DSKHWCL6B1PROD with RULES
V. Requirements for Certification of
Certain Homeless, Migrant, Runaway
and Head Start Children
The Reauthorization Act also
extended categorical eligibility and
direct certification to additional
programs for homeless, migrant and
runaway children.5 In most cases, we
expect that these children will be
certified through direct contact with
official sources as discussed below.
However, it is also possible that the
families of some of these children might
5 Please note that the Healthy, Hunger-Free Kids
Act of 2010 extended categorical eligibility to foster
children. This provision was implemented through
a policy memorandum, SP 17–2011, CACFP 08–
2011, SFSP 05–2011–Revised, Categorical
Eligibility of Foster Children, dated March 11, 2011.
This new requirement will be incorporated into the
regulations in a separate rulemaking.
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identify themselves through the free/
reduced price application as
categorically eligible. Paragraph
245.6(b)(5) of this interim rule specifies
what documentation is needed to
substantiate certification with
appropriate officials. Officials
responsible for free meal or free milk
eligibility determinations are not
responsible for making the
determination that a child is homeless,
migrant or a runaway. Rather, they are
to coordinate with and accept the
documentation from a person or agency
authorized to make those
determinations.
Homeless Children
Section 107 of the Reauthorization
Act amended the NSLA to extend
categorical eligibility for free school
meals to children who are homeless, as
defined under section 725(2) of the
McKinney-Vento Homeless Assistance
Act 42 U.S.C. 11434a(2). The McKinneyVento Homeless Assistance Act defines
as homeless individuals those lacking a
fixed, regular and adequate nighttime
residence.
In accordance with requirements of
the McKinney-Vento Homeless
Assistance Act, each local educational
agency must designate a local
educational liaison for homeless
children and youth. The local liaison
serves as one of the primary contacts
between homeless families and school
staff and district personnel, shelter
workers and other service providers.
The shelter director or local educational
liaison for homeless children and youth
provides the necessary documentation
for direct certification to be used by
local educational agencies. A
memorandum dated July 19, 2004, ‘‘SP
4 Categorical Eligibility for Free
Lunches and Breakfasts of Runaway,
Homeless and Migrant Youth (https://
www.fns.usda.gov/cnd/Governance/
policy.htm) advised State agencies of
categorical free meal or free milk
eligibility provisions relating to
homeless children and youth mandated
by the Reauthorization Act.
School officials must accept
documentation which meets regulatory
requirements and confirms that
identified children are homeless from
the local educational agency’s liaison
for homeless children. School officials
also must accept a letter or other
document from the director of the
homeless shelter where the child
resides. This provision is found at
paragraph 245.6(b)(6)(ii). In addition,
this interim rule provides at paragraph
245.6(b)(5) that documentation to
substantiate free meal or milk eligibility
includes the child’s name or a list of
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names, a statement that certifying that
the children are eligible for that program
and the signature of the local
educational liaison or the director of the
homeless shelter and the date of the
signature. This rule provides that
documentation is acceptable in lieu of a
free and reduced price meal or free milk
application. We continue to encourage
local educational agencies to identify
and work with the local educational
agency liaison for homeless children
and with directors of homeless shelters
where children may reside to expedite
benefits to homeless children.
Runaway Children
Section 107 of the Reauthorization
Act made children served by a runaway
and homeless youth grant program
established under the Runaway and
Homeless Youth Act (42 U.S.C. 5701 et
seq.) categorically eligible for free
school meals. A child who is a runaway
must be participating in a runaway and
homeless youth grant program under the
Runaway and Homeless Youth Act to be
categorically eligible for free meal
benefits and for direct certification. The
Family and Youth Services Bureau
(FYSB), part of the Administration on
Children and Families of the United
States Department of Health and Human
Services, awards funding to local
community agencies to offer services to
young people and their families. There
are three grant programs for runaways
under that title—Basic Center Program,
Transitional Living Program and the
Street Outreach Program. The agencies
receiving grants under these three
programs are referred to as either FYSB
grantees, or Runaway and Homeless
Youth (RHY) service providers.
Additionally, the 2003
Reauthorization of the RHY Program
directed FYSB to coordinate with local
educational agency liaisons under the
McKinney-Vento Homeless Assistance
Act to assure that RHY are provided
information about the educational
services available to them and to ensure
they receive support services guaranteed
under the law. Therefore, the first
source for documentation for these
children is the local educational
agency’s homeless liaison.
This interim rule provides in
paragraph 245.6(b)(5)(iii) that
documentation to substantiate free meal
or milk eligibility must consist, at a
minimum, of the youth’s name, or a list
of names, a statement certifying that the
children are eligible for that program,
the signature of the McKinney-Vento
local educational agency’s liaison or the
RHY service provider(s) and the date
signed. Documentation which meets the
regulatory requirements must be
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accepted in lieu of a free meal or milk
application. It is important that schools/
local educational agencies become
familiar with their local RHY service
providers and their McKinney-Vento
local educational agency’s liaison in
order to facilitate the service of free
school meals or milk for youth in the
programs administered by the FYSB.
jdjones on DSKHWCL6B1PROD with RULES
Migrant Children
The Reauthorization Act extended
categorical eligibility to migratory
children as defined in section 1309 of
the Elementary and Secondary
Education Act of 1965 (ESEA). In
general, a migrant child is one who has
moved across local educational agency
boundaries, within the last three years,
to accompany or join a parent or
guardian who has moved to seek or
obtain temporary or seasonal work in
agriculture or fishing. Please note,
however, that it is not necessary for
local educational agency personnel to
apply the ESEA definition because there
are State educational agency and local
MEP staff who are responsible for
identifying (and maintaining supporting
documentation) for each eligible
migrant child under ESEA.
As recognized in paragraph
245.6(b)(6)(ii) of this interim rule, local
educational agencies will benefit from
working directly with MEP coordinators
or, where appropriate, the State MEP
director, to identify migrant children
and to document their eligibility for free
school meals. Pursuant to paragraph
245.6(b)(5)(iii), local educational
agencies must accept documentation
that the children are migrant children
from the MEP coordinator. Such
documentation of migrant status to
substantiate free meal eligibility may be
a list that includes each child’s name, a
statement certifying that the children
are eligible for that program, and the
signature of the MEP coordinator or the
State MEP director and the date of the
signature. This list serves as
documentation of categorical eligibility
for or migrant children.
Newly Enrolled Homeless, Runaway or
Migrant Students
It is important that newly enrolled
homeless, runaway and migrant
children in the local educational agency
be identified and certified for free meals
or milk as promptly as possible. The
Eligibility Guidance for School Meals
Manual (https://www.fns.usda.gov/cnd/
Guidance/default.htm) indicates that, to
the extent possible, applications should
be processed immediately. This
includes determination of eligibility
through sources such as the homeless
liaison. Local educational agencies need
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to establish procedures with the
coordinators/liaisons to assure they are
notified when the coordinators/liaisons
identify a new homeless, runaway or
migrant child so these children may be
promptly certified at any time during
the school year. Children also may be
determined eligible through the
standard application process. If the
child is not indentified through
coordinators/liaisons and an application
is not submitted, paragraph 245.6(d) of
the existing regulations allows school
officials to complete an application on
the child’s behalf noting the child is
homeless, etc. and giving the source for
his/her knowledge. This must be done
only on a case-by-case basis.
Children Enrolled in Head Start
Programs
This interim rule also adds as
categorically eligible children who are
enrolled as participants in Head Start
programs authorized under the Head
Start Act. Until enactment of the
Improving Head Start for School
Readiness Act of 2007 (Pub. L. 110–
134), only children enrolled in Head
Start who met that program’s prescribed
low-income criteria were categorically
eligible for free school meals. However,
section 29(c) of Public Law 110–134
amended section (9)(b)(12)(A)(iii) and
section 17(c)(5) of the NSLA to extend
categorical eligibility for free meals and
free milk to all Head Start enrollees. The
original policy on limited categorical
eligibility was issued in a memorandum
dated April 14, 1995 and the most
recent policy was issued in a
memorandum dated May 16, 2008, ‘‘SP–
23–2008, CACFP 07–2008, SFSP 06–
2008, Automatic Eligibility for Free
Meal Benefits Extended to All Children
Enrolled in Head Start’’ (https://
www.fns.usda.gov/cnd/Governance/
policy.htm). We are now incorporating
the most recent statutory requirement
into the regulations. Therefore, a
definition of a Head Start child is added
to § 245.2 and a definition of
categorically eligible is added which
states that children enrolled in Head
Start are categorically eligible for free
school meals.
VI. Other Provisions and Technical
Amendments
Confidentiality and Prevention of Overt
Identification
Paragraph 245.6(b)(9) of this interim
rule addresses the confidentiality of
information obtained through the direct
certification process and the prevention
of overt identification of children
eligible for free or reduced-price meals
or free milk. This paragraph
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22791
incorporates the provisions found in
paragraph 245.6(b)(1) prior to the
effective date of this rule. However, the
wording has been revised to improve
readability and to clarify that
information obtained about the child’s
participation in SNAP, FDPIR or TANF
must be used for direct certification
purposes only and information
regarding a child’s eligibility status in
the Child Nutrition Programs may be
used or disclosed solely in accordance
with the disclosure provisions in
section 9(b)(6) of the NSLA.
Providing Application Materials
The existing provision that schools
are not required to provide application
materials to children who were
approved for free meals through the
direct certification process was moved
in this interim rule from paragraph
245.6(b)(2) to paragraph 245.6(b)(10).
Notice of Approval
The existing provision concerning the
notification of households in writing of
children determined eligible for free
meals or free milk through the direct
certification process was moved from
paragraph 245.6(b)(2) to paragraph
245.6(c)(6)(ii). The current provision
also requires that households have an
opportunity to decline school meals
benefits for their children. A written
notice to the household is not required
if the direct certification documentation
is provided to the school by the
household, such as a letter indicating
receipt of benefits from SNAP. By
providing the school with
documentation, the household is
indicating that they want free meals or
milk for their children. Paragraph
245.6(c)(5) is also being revised in this
interim rule to include the new
categories of children (homeless, Head
Start, runaways and migrants) who may
be directly certified.
Definitions
The following outlines changes, made
by Public Law 108–265 and Public Law
110–134, which are addressed in
§ 245.2, Definitions, to reflect statutory
amendments and for clarification
purposes.
Categorically eligible—This rule adds
a new definition, ‘‘Categorically
eligible,’’ in § 245.2. ‘‘Categorically
eligible’’ means that children are eligible
for free meals or free milk, as applicable,
based on the child’s status as—
• A member of a household receiving
assistance under SNAP or FDPIR or a
member of a family receiving benefits
under the TANF program;
• An enrollee in the Head Start
Program;
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• A runaway child served by grant
programs established under the
Runaway and Homeless Youth Act;
• A homeless child as defined under
the McKinney-Vento Homeless
Assistance Act; or
• A migratory child as specified
under the Migrant Education Program.
This definition also clarifies that
categorical eligibility and automatic
eligibility may be used synonymously.
Direct certification—This rule adds a
new definition of ‘‘Direct certification’’
in § 245.2. Although the regulations
have not previously included a
definition for this term, it has generally
been understood to mean the process of
determining eligibility for certain
categories of children by obtaining
information directly from the State or
local agency authorized to certify
children’s status as being members of
households receiving assistance from
SNAP, TANF or FDPIR. A child is
directly certified in lieu of completion
of an application. Children who are
homeless, migrant, or runaway or
enrolled in a Head Start Program are
directly certified by obtaining
information from an individual or
agency to certify that the child is
participating in one of these programs.
Documentation—Paragraph (2) of the
definition of ‘‘Documentation’’ in § 245.2
defines documentation for direct
certification purposes as the name of the
child; a statement certifying that the
child is receiving assistance from SNAP,
FDPIR or TANF program; information in
sufficient detail to match the child
attending school in the local
educational agency; the signature of the
appropriate SNAP, FDPIR, or TANF
official; and the date. The definition
also clarifies that when the signature is
impracticable to obtain, such as in
computerized operations providing an
electronic signature, other arrangements
may be accepted if the local educational
agency has a method to ensure that a
responsible official from the assistance
program can attest to the accuracy of the
information provided. This interim rule
revises the definition of
‘‘Documentation’’ to address acceptable
documentation from SNAP, FDPIR or
TANF Program; acceptable
documentation for children in a family
with at least one member receiving
benefits from SNAP, FDPIR or TANF;
acceptable documentation for Head
Start children, homeless and migrant
children and runaway children who
participate in the respective Federal
program.
Head Start child, Homeless child,
Migrant child and Runaway child—
Definitions for each of these are added
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consistent with the intent of Section 107
of the Reauthorization Act.
Technical Amendments
Pursuant to section 12(a) of the NSLA
and current regulations, local
educational agencies agree to maintain
files of currently approved and denied
applications and documentation for
direct certification as part of their
agreement to administer the program at
the school district level. Paragraph
210.9(b) is being revised by this rule to
include the new categories of children
who may be directly certified (i.e.,
homeless, certain runaway and migrant
children and Head Start enrollees). The
review requirements in paragraph
210.18(g) are also amended to add the
new categories of children who may be
directly certified. Paragraph
210.18(g)(1)(B) is also being amended to
conform with changes made in the
November 13, 2007, interim regulation
(72 FR 63785) that established year-long
eligibility for free and reduced price
meals.
We are also using this opportunity to
clarify the relationship between delayed
implementation of Provision 2 as
permitted in paragraph 245.9(b)(6)(ii)
and use of a child’s prior year’s
eligibility status for the first 30
operating days in the new school year
(‘‘carryover’’) in paragraph 245.6(c)(2).
Delayed implementation permits
schools establishing claiming
percentages for Provision 2 to charge
participating students for meals in the
first claiming period of the base year.
This exception is permitted to assist
schools in securing completed free and
reduced price applications from
households which might not otherwise
submit an application if there is no
charge for meals. With the State
agency’s approval, schools may delay
implementing Provision 2 for a period
not to exceed the first claiming period
of the base year. When the carryover
provision was added in the interim
rulemaking dated November 13, 2007,
(72 FR 63793), we did not address how
it applied to delayed implementation.
Therefore, we are revising paragraph
245.6(c)(2) to indicate that carryover is
not required when schools are approved
to use the delayed implementation in
relation to Provision 2.
We are also making technical
amendments to paragraph
210.18(g)(1)(i)(A)(3) to reflect the recent
changes to the carryover provision that
no longer permit the State agency to
establish a different timeframe. Other
technical changes are to correct an
omission in the introductory text of
paragraph 210.19(c) by adding a
reference to paragraph 210.19(c)(iii),
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which was inadvertently left out, and to
correct a citation in the definition of
‘‘School in severe need’’ in § 220.2 that
should refer to paragraph 220.9(d), not
paragraph 220.9(e).
We are also using this interim rule to
correct a number of obsolete names,
addresses, terms of usage, and spelling
errors that may appear in parts 210, 215,
220, 225, 226, and 245.
As mandated by the Food,
Conservation and Energy Act of 2008,
effective October 1, 2008, the Food
Stamp Program was renamed as the
Supplemental Nutrition Assistance
Program or SNAP. This interim rule
amends parts 210, 215, 225, 226, and
245 to reflect this change.
The new name of the General
Accounting Office, the Government
Accountability Office (GAO), is made to
paragraphs 225.6(h)(vii) and 226.10(d).
This interim rule also replaces the term
‘‘handicap’’ with the term ‘‘disability’’ in
paragraphs 225.8(g)(i), 225.15(e),
226.23(c)(5), 226.23(e)(2)(iv), and
226.23(h). Other corrections are a
reference to CACFP in paragraph
226.23(e)(1)(iii)(E) and the spelling of
‘‘labeled’’ in paragraph 225.15(e).
Paragraph 245.3(b) is also revised to
improve the readability of regulations
and to delete a procedure applicable
only to single child applications, which
may no longer be used by local
educational agencies.
VII. Procedural Matters
Executive Order 12866 and Executive
Order 13563
Executive Orders 12866 and 13563
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This interim rule has been designated
a ‘‘significant regulatory action,’’
although not economically significant,
under section 3(f) of Executive Order
12866. Accordingly, the rule has been
reviewed by the Office of Management
and Budget.
Regulatory Impact Analysis
Need for Action
The 2004 Reauthorization Act
requires local educational agencies to
establish systems to directly certify
SNAP participant children for free
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school meals no later than School Year
2008–2009. The Reauthorization Act
also extends categorical eligibility and
provides for the direct certification of
certain homeless, migrant, or runaway
children. This interim rule makes
necessary changes to implement these
statutory requirements.
Benefits
The rule is expected to enhance
access to the school meals and milk
programs by needy children, decrease
duplicative paperwork for households,
decrease the administrative costs of
processing and reviewing applications,
and improve program integrity.
Mandatory direct certification based on
SNAP participation increased
certifications for free school meals by an
estimated 190,000 children in School
Year 2008–2009. The interim rule’s
requirement that local educational
agencies conduct direct certification at
least three times per year beginning in
School Year 2011–2012 may increase
the number of children certified for free
meals (for at least part of the school
year) by an additional 270,000.
jdjones on DSKHWCL6B1PROD with RULES
Costs
Direct certification increases the
number of children certified to receive
free school meals, which raises the cost
of federal meal reimbursements to
participating schools. State and local
education, SNAP, and child welfare
agencies also incur administrative costs
associated with direct certification.
Total meal reimbursement and
administrative costs are estimated to
have increased by more than $114
million over the five fiscal years from
2005 through 2009. (State SNAP and
Child Nutrition Agencies begin to incur
administrative costs in fiscal year 2005,
the year prior to the mandatory
implementation of direct certification by
large LEAs under the terms of the 2004
Reauthorization Act.) The estimated tenyear cost of the rule, through FY 2014,
is nearly $760 million. More than $730
million of this amount is the cost of
Federal reimbursement to schools for
free meals served to newly certified
children.
Regulatory Flexibility Act
This interim rule has been reviewed
with regard to the requirements of the
Regulatory Flexibility Act. It is certified
that this interim rule will not have a
significant economic impact on a
substantial number of small entities.
Determining children eligible for free
meals or free milk by obtaining
eligibility information directly from
another agency will reduce duplicative
paperwork for households who have
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already established their need for
assistance to certain programs which
serve low-income children and adults,
and will streamline the free and reduced
price application and certification
process for schools. The provisions of
this rule will enhance access to these
programs by needy children. Although
there may be some initial burdens
associated with implementation of this
rule, the burdens will not be significant
and will be outweighed by the long-term
benefits of direct certification and
expanded categorical eligibility.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA) establishes
a requirement for Federal agencies to
assess the effects of their regulatory
actions on State, local, and tribal
governments and the private sector.
Under section 202 of the UMRA, the
Department generally must prepare a
written statement, including a costbenefit analysis. This is done for
proposed and final rules that have
Federal mandates which may result in
expenditures of $100 million or more in
any one year by State, local, or tribal
governments, in the aggregate, or by the
private sector. When this statement is
needed for a rule, section 205 of the
UMRA generally requires the
Department to identify and consider a
reasonable number of regulatory
alternatives. It must then adopt the least
costly, most cost-effective or least
burdensome alternative that achieves
the objectives of the rule.
This rule contains no Federal
mandates of $100 million or more in
any one year (under regulatory
provisions of Title II of the UMRA) for
State, local, and tribal governments or
the private sector. Thus, this interim
rule is not subject to the requirements
of sections 202 and 205 of the UMRA.
Executive Order 12372
The National School Lunch Program,
Special Milk Program, School Breakfast
Program Summer Food Service Program,
and Child and Adult Care Food Program
are listed in the Catalog of Federal
Domestic Assistance under Nos. 10.555,
10.556, 10.553, 10.559 and 10.558,
respectively. For the reasons set forth in
the final rule in 7 CFR part 3015,
subpart V, and final rule related notice
at 48 FR 29114, June 24, 1983, these
programs are included in the scope of
Executive Order 12372, which requires
intergovernmental consultation with
State and local officials.
Federalism Summary Impact Statement
Executive Order 13132 requires
Federal agencies to consider the impact
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22793
of their regulatory actions on State and
local governments. Where such actions
have federalism implications, agencies
are directed to provide a statement for
inclusion in the preamble to the
regulation describing the agency’s
considerations in terms of the three
categories called for under section
(6)(b)(2)(B) of Executive Order 13132.
Prior Consultation With State Officials
Prior to drafting this rule, we received
input from State and local agencies at
various times. The Child Nutrition
Programs (CNP) are State administered,
federally funded programs. Staff from
FNS’ headquarters and regional offices
had informal and formal discussions
with State and local officials on an
ongoing basis regarding program
implementation and performance. This
arrangement allows State and local
agencies to provide feedback that helps
form the basis for any discretionary
decisions in this and other CNP rules.
Additionally, we convened a meeting of
representative Federal and State
administrators of SNAP and CNP State
directors to discuss their current direct
certification procedures. Department
officials have also provided overviews
of the changes made in the certification
process at meetings attended by local
educational agency representatives,
advocacy groups and other interested
parties. These sessions provided FNS
officials with insights into areas of
concerns from these groups and allowed
us to obtain background into how local
and State administrators are currently
doing certification and direct
certification and how the statutory
changes will affect these procedures.
Nature of Concerns and the Need To
Issue This Rule
State and local agencies are generally
concerned about improving the integrity
of the free and reduced price meal
eligibility process without hindering
access to the programs. They also are
concerned about the paperwork and
financial burdens placed on food service
to determine free and reduced price
meal eligibility and the initial cost of
implementing direct certification.
The issuance of this regulation is
required by amendments made to the
Richard B. Russell National School
Lunch Act by the Reauthorization Act.
Prior to those amendments, program
officials were permitted to directly
certify children in households receiving
benefits from SNAP, TANF and FDPIR.
This rule now requires local educational
agencies to directly certify children in
households receiving benefits from
SNAP and permits the direct
certification of children in households
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receiving TANF or FDPIR benefits, as
well as homeless, some runaway
children and migrant children.
jdjones on DSKHWCL6B1PROD with RULES
Extent to Which We Meet These
Concerns
By extending categorical eligibility to
all children in a family based on one (or
more) children’s receipt of SNAP,
FDPIR or TANF benefits, access to free
meals is improved and the application
process streamlined for both families
and local educational agencies. Integrity
is also addressed in this provision
because the large majority of these other
children are otherwise income eligible
for free meals or are actually receiving
assistance from these programs but were
not readily identified. Additionally,
children whose eligibility is determined
through the direct certification process
are exempt from the verification of
eligibility process which reduces the
burden placed on households. The
inclusion of all children in the family as
categorically eligible if other children
are identified through direct
certification eliminates the need for an
application and further reduces the
number of applications subject to
verification. Local educational agencies
can reduce the number of applications/
households that are subject to
verification by using direct certification
as much as possible. These amendments
will reduce paperwork and financial
burdens placed on local educational
agencies.
This rule is intended to have a
preemptive effect on any State law that
conflicts with its provisions or that
would otherwise impede its full
implementation. To the extent the rule
includes discretionary changes, the
Department has established compliance
timeframes which give due
consideration to State agency processes
for notification of customers and
stakeholders for the implementation of
the new procedures in local offices.
Executive Order 12988
This interim rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. It is intended to have
preemptive effect with respect to any
State or local laws, regulations or
policies which conflict with its
provisions or which would impede its
full implementation. This rule is not
intended to have retroactive effect
unless that is specified in the Effective
Date section of the preamble of the rule.
Before any judicial challenge to the
provisions of this rule or the application
of its provisions, all administrative
procedures that apply must be followed.
The only administrative appeal
procedures relevant to this interim rule
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are the hearings that local educational
agencies must provide for decisions
relating to eligibility for free and
reduced price meals and free milk
(§ 245.7 for the NSLP, SBP, and SMP in
schools).
Civil Rights Impact Analysis
FNS has reviewed this interim rule in
accordance with the Department
Regulations 4300–4, ‘‘Civil Rights
Impact Analysis,’’ to identify any major
civil rights impacts the rule might have
on children on the basis of race, color,
national origin, sex, age or disability.
After a careful review of the rule’s intent
and provisions, FNS has determined
that this interim rule facilitates the
participation of all eligible participants
and does not establish any new burdens.
Executive Order 13175
USDA will undertake, within six
months after this rule becomes effective,
a series of Tribal consultation sessions
to gain input from elected Tribal
officials or their designees concerning
the impact of this rule on Tribal
governments, communities and
individuals. These sessions will
establish a baseline of consultation for
future actions, should any be necessary,
regarding this rule. Reports from these
sessions for consultation will be made
part of the USDA annual reporting on
Tribal Consultation and Collaboration.
USDA will respond in a timely and
meaningful manner to all Tribal
government requests for consultation
concerning this rule and will provide
additional venues, such as webinars and
teleconferences, to periodically host
collaborative conversations with Tribal
leaders and their representatives
concerning ways to improve this rule in
Indian country.
The policies contained in this rule
would not have Tribal implications that
preempt Tribal law.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. Chapter 35; see 5 CFR 1320),
requires that the Office of Management
and Budget (OMB) approve all
collections of information by a Federal
agency from the public before they can
be implemented. Respondents are not
required to respond to any collection of
information unless it displays a current,
valid OMB control number. This is a
new collection. The new provisions in
this rule, which do increase burden
hours, affect the information collection
requirements that will be merged into
the National School Lunch Program,
OMB Control Number #0584–0006,
expiration date March 31, 2012, and the
Determining Eligibility for Free and
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Reduced Price Meals, OMB Control
#0584–0026, expiration date March 31,
2013. The current collection burden
inventory for the National School Lunch
Program (7 CFR 210) is 11,846,904; and
the current collection burden inventory
for Determining Eligibility for Free and
Reduced Price Meals (7 CFR part 245)
is 1,073,432. These changes are
contingent upon OMB approval under
the Paperwork Reduction Act of 1995.
When the information collection
requirements have been approved, FNS
will publish a separate action in the
Federal Register announcing OMB’s
approval.
Comments on the information
collection in this interim rule must be
received by June 24, 2011. Send
comments to the Office of Information
and Regulatory Affairs, OMB, Attention:
Desk Officer for FNS, Washington, DC
20503. Please also send a copy of your
comments to Lynn Rodgers-Kuperman,
Chief, Program Analysis and Monitoring
Branch, Child Nutrition Division, 3101
Park Center Drive, Alexandria, VA
22302. For further information, or for
copies of the information collection
requirements, please contact Lynn
Rodgers-Kuperman at the address
indicated above. Comments are invited
on: (1) Whether the proposed collection
of information is necessary for the
proper performance of the Agency’s
functions, including whether the
information will have practical utility;
(2) the accuracy of the Agency’s
estimate of the proposed information
collection burden, including the validity
of the methodology and assumptions
used; (3) ways to enhance the quality,
utility and clarity of the information to
be collected; and (4) ways to minimize
the burden of the collection of
information on those who are to
respond, including use of appropriate
automated, electronic, mechanical, or
other technological collection
techniques or other forms of information
technology.
All responses to this request for
comments will be summarized and
included in the request for OMB
approval. All comments will also
become a matter of public record.
Title: Direct Certification and
Certification of Homeless, Migrant and
Runaway Children for Free School
Meals.
OMB Number: 0584–NEW.
Expiration Date: Not Yet Determined.
Type of Request: New Collection.
Abstract: Under the mandatory direct
certification process, the local
educational agency (note: this term
replaces the term school food authority
for the purposes of determining
eligibility for free or reduced price
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Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
school meals) must directly certify, as
eligible for free school meals, children
who are members of a household that is
receiving benefits from the
Supplemental Nutrition Assistance
Program (SNAP). In addition, they will
continue to have the option of directly
certifying children who are members of
households receiving assistance under
the Food Distribution Program on
Indian Reservations (FDPIR), or
Temporary Assistance for Needy
Families (TANF) program. The local
educational agency obtains
documentation from the State or local
agency administering SNAP, FDPIR or
TANF. The documentation establishes
children’s automatic eligibility for free
meals because of receipt of benefits from
the SNAP, FDPIR or TANF. Direct
certification is done in lieu of a family
filing a free and reduced price
application.
This interim rule also establishes
categorical eligibility for free meals for
children in other programs. These are—
children enrolled in a Head Start
program; children identified as
homeless under the McKinney-Vento
Homeless Assistance Act (42 U.S.C.
11434a (2)); children identified as
migratory under section 1309 of the
Elementary and Secondary Education
Act of 1965 (20 U.S.C. 6399); and
children identified as runaways
receiving assistance under a program
under the Runaway and Homeless
Youth Act (42 U.S.C. 5701 et seq.).
These children are identified by officials
responsible for administering these
programs or by school officials
responsible for identifying these
children who are enrolled in their
school districts. For example, each
school district must have a local liaison
who identifies homeless, runaway or
migratory children. In addition, Head
Start officials or representatives of the
local Migrant Education Program may
provide the names of eligible children.
For mandatory direct certification
with SNAP, optional direct certification
with FDPIR or TANF and eligibility
determinations made for children who
are categorically eligible based on Head
Start participation and the other
programs discussed above, the
paperwork burden for the local
educational agency is due to the
requirement to obtain documentation
and retain it for review purposes.
This interim rule will increase the
recordkeeping burden on the current
collection burden inventory for the
National School Lunch Program, OMB
Control Number #0584–0006, because
local educational agencies will be
required to retain additional records
containing the names of children
directly certified for National School
Lunch Program. This interim rule will
increase the recordkeeping burden and
decrease the reporting burden on the
current collection burden inventory for
Determining Eligibility for Free and
Reduced Price Meals, OMB Control
#0584–0026, because State agencies
must maintain additional agreements
and fewer households will be required
to complete an application form. The
interim rule will not change the
recordkeeping nor the reporting burden
on the current collection burden
inventory for School Breakfast Program,
OMB Control #0584–0012, as those
respondents participating in the School
Breakfast Program also participate in the
National School Lunch Program; thus
the burden associated with the School
Breakfast Program will be carried in the
National School Lunch Program. The
average burden per response and the
annual burden hours are explained
below and summarized in the charts
which follow.
Estimated Annual Burden for 0584–
NEW, National School Lunch Program,
7 CFR 210
Respondents for this Interim Rule:
Local Educational Agencies.
Estimated Number of Respondents for
this Interim Rule: 20,948.
Estimated Number of Responses per
Respondent for this Interim Rule: 4.
Estimated Total Annual Responses:
83,792.
Estimated Total Annual Burden on
Respondents for this Interim Rule:
52,370.
ESTIMATED ANNUAL BURDEN FOR 0584—NEW, NATIONAL SCHOOL LUNCH PROGRAM, 7 CFR 210
Estimated
number of
respondents
Section
Frequency
of
responses
Average
annual
responses
Average
burden per
response
Annual burden
hours
jdjones on DSKHWCL6B1PROD with RULES
Recordkeeping (Local Educational Agencies)
Names of children approved for
meals based on documentation
certifying that the child is included
in a household currently approved
to receive benefits under SNAP.
Names of children approved for
meals based on documentation
certifying that the child is included
in a household currently approved
to receive benefits under FDPIR,
TANF, or is a homeless child, migrant child, Head Start child, or a
runaway child.
Total Recordkeeping for Interim Rule
Total Existing Recordkeeping Burden
for Part 210.
Total Burden Increase for Part 210 ...
Total Recordkeeping Burden for Part
210 with Interim Rule.
7 CFR 210.9
(b)(19) and 7
CFR 210.15
(b)(4).
20,948
3
62,844
0.5
31,422
7 CFR 210.9
(b)(19) and 7
CFR 210.15
(b)(4).
20,948
1
20,948
1
20,948
..............................
..............................
20,948
........................
4
........................
83,792
........................
0.625
........................
* 52,370
8,903,547
..............................
..............................
........................
........................
........................
........................
........................
........................
........................
........................
51,620
8,955,167
* Includes 750 hours already in existing rule for this purpose, so net change is 51,620.
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Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
Estimated Annual Burden for 0584—
NEW, Determining Eligibility for Free
and Reduced Price Meals, 7 CFR 245
Respondents for this Interim Rule:
Households (8,262,043) and State
Education Agencies (54).
Estimated Number of Respondents for
this Interim Rule: 8,262,097.
Estimated Number of Responses per
Respondent for this Interim Rule:
1.0232267.
Estimated Total Annual Responses:
8,453,997.
Estimated Total Annual Burden on
Respondents for this Interim Rule:
673,665.710.
ESTIMATED ANNUAL BURDEN FOR 0584—NEW, DETERMINING ELIGIBILITY FOR FREE AND REDUCED PRICE MEALS, 7 CFR
245
Estimated number of respondents
Section
Frequency of
response
Average annual
responses
Average
burden per
response
Annual burden
hours
Reporting (Households)
Households complete application
form.
Households assemble written evidence and send to local educational agency.
Households cooperate by providing
collateral contacts.
Total Reporting for Interim Rule ....
Total Existing Reporting Burden for
Part 245.
Total Burden Decrease for Part
245.
Total Reporting Burden for Part
245 with Interim Rule.
7 CFR 245.6(a)
8,262,043
8,262,043
0.07
578,343.01
190,000
7 CFR 245.6a
(a)(7)(i).
1
1
167,441
0.5
95,000.00
7 CFR 245.6a
(a)(7)(ii).
............................
............................
1,900
1
1,900
0.167
317.30
8,262,043
..........................
1
..........................
8,453,943
..........................
0.079686
........................
*673,660.31
1,067,387.132
............................
..........................
..........................
..........................
........................
(113,070.55)
............................
..........................
..........................
..........................
........................
954,316.582
* Represents reduction of 113,070.55 from existing burden.
ESTIMATED ANNUAL BURDEN FOR 0584—NEW, DETERMINING ELIGIBILITY FOR FREE AND REDUCED PRICE MEALS, 7 CFR
245
Estimated
number of
respondents
Section
Frequency of
response
Average
annual
responses
Average
burden per
response
Annual
burden hours
Recordkeeping
State agency must maintain agreements with local educational agencies conducting eligibility determinations for SNAP.
Total Recordkeeping for Interim Rule
Total Existing Recordkeeping Burden
for Part 245.
Total Recordkeeping Burden for Part
245 with Interim Rule.
7 CFR 245.6(b) ...
(1)(iv) ...................
54
1
54
0.1
5.40
..............................
..............................
54
........................
1
........................
54
........................
0.1
........................
5.40
6,045.000
..............................
........................
........................
........................
........................
6,050.400
SUMMARY OF BURDEN (OMB #0584—NEW) 7 CFR 210
TOTAL NUMBER of RESPONDENTS ........................................................................................................................................
AVERAGE NUMBER of RESPONSES PER RESPONDENT ....................................................................................................
TOTAL ANNUAL RESPONSES ..................................................................................................................................................
AVERAGE HOURS PER RESPONSE ........................................................................................................................................
TOTAL BURDEN HOURS FOR PART 210 WITH INTERIM RULE ...........................................................................................
CURRENT OMB INVENTORY FOR PART 210 .........................................................................................................................
DIFFERENCE (NEW BURDEN REQUESTED WITH INTERIM RULE) .....................................................................................
20,948
4
83,792
.625
11,898,524
11,846,904
51,620
jdjones on DSKHWCL6B1PROD with RULES
SUMMARY OF BURDEN (OMB #0584—NEW) 7 CFR 245
TOTAL NUMBER of RESPONDENTS ........................................................................................................................................
AVERAGE NUMBER OF RESPONSES PER RESPONDENT ..................................................................................................
TOTAL ANNUAL RESPONSES ..................................................................................................................................................
AVERAGE HOURS PER RESPONSE ........................................................................................................................................
NEW TOTAL REPORTING AND RECORDKEEPING BURDEN HOURS FOR PART 245 WITH INTERIM RULE .................
PROPOSED OMB INVENTORY FOR PART 245 ......................................................................................................................
DIFFERENCE (NEW BURDEN REDUCTION REQUESTED WITH INTERIM RULE) ..............................................................
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E:\FR\FM\25APR1.SGM
25APR1
8,262,097
1.0232266
8,453,997
0.079686
960,366.98
1,073,432.000
(113,065.10)
Federal Register / Vol. 76, No. 79 / Monday, April 25, 2011 / Rules and Regulations
E-Government Act Compliance
7 CFR Part 225
FNS is committed to compliance with
the 2002 E-Government Act to promote
the use of the Internet and other
information technologies to provide
increased opportunities for citizen
access to Government information and
services, and for other purposes.
Food assistance programs, Grant
programs—health, Infants and children,
Labeling, Reporting and recordkeeping
requirements.
Public Participation
This action is being issued without
prior notice or public comment under
authority of 5 U.S.C. 553(b)(3)(A) and
(B). In recognition of the need to
implement the provisions on direct
certification and expanded categorical
eligibility in order to facilitate
participation of needy students and to
reduce the burden on local educational
agencies, section 501(b) of the
Reauthorization Act allows the
Department to issue interim rules on
these and other provisions in that law.
Thus, the Department has determined in
accordance with 5 U.S.C. 553(b) that
Notice of Proposed Rulemaking and an
opportunity for prior public comment is
unnecessary and contrary to the public
interest and, in accordance with 5
U.S.C. 553(d), finds that good cause
exists for making this action effective
without prior public comment.
However, as noted earlier in this
preamble, the Department recognizes
that there are some discretionary areas
inherent in these provisions and has
concluded that it is important to
provide an opportunity for public
comment to facilitate policy
development through the rulemaking
process. In addition, several of the
discretionary provisions have long
implementation timeframes.
List of Subjects
7 CFR Part 210
Children, Commodity School
Program, Food assistance programs,
Grants programs—social programs,
National School Lunch Program,
Nutrition, Reporting and recordkeeping
requirements, Surplus agricultural
commodities.
7 CFR Part 215
jdjones on DSKHWCL6B1PROD with RULES
Food assistance programs, Grant
programs—education, Grant programshealth, Infants and children, Milk,
Reporting and recordkeeping
requirements.
7 CFR Part 220
Grant programs—education, Grant
programs—health, Infants and children,
Nutrition, Reporting and recordkeeping
requirements, School breakfast and
lunch programs.
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Jkt 223001
7 CFR Part 226
Accounting, Aged, Day care, Food
assistance programs, Grant programs,
Grant programs—health, American
Indians, Individuals with disabilities,
Infants and children, Intergovernmental
relations, Loan programs, Reporting and
recordkeeping requirements, Surplus
agricultural commodities.
22797
(ii) The child is a homeless child as
defined in § 245.2 of this chapter;
(iii) The child is a runaway child as
defined in § 245.2 of this chapter;
(iv) The child is a migrant child as
defined in § 245.2 of this chapter; or
(v) The child is a Head Start child as
defined in § 245.2 of this chapter.
*
*
*
*
*
3. Section 210.18 is amended by
revising paragraph (g)(1)(i)(A)(3);
paragraph (g)(1)(i)(A)(4); and the second
sentence of paragraph (g)(1)(i)(B) to read
as follows:
■
7 CFR Part 245
§ 210.18
Civil rights, Food assistance
programs, Grant programs—education,
Grant programs—health, Infants and
children, Milk, Reporting and
recordkeeping requirements, School
breakfast and lunch programs.
Accordingly, 7 CFR parts 210, 215,
220, 225, 226 and 245 are amended as
follows:
*
PART 210—NATIONAL SCHOOL
LUNCH PROGRAM
1. The authority citation for part 210
continues to read as follows:
■
Authority: 42 U.S.C. 1751–1760, 1779.
2. In § 210.9:
a. Revise paragraph (b)(18);
b. Redesignate paragraphs (b)(19) and
(b)(20) as paragraphs (b)(20) and (b)(21),
respectively; and
■ c. Add a new paragraph (b)(19).
The revision and addition read as
follows:
■
■
■
§ 210.9
Agreement with State agency.
*
*
*
*
*
(b) * * *
(18) Maintain files of currently
approved and denied free and reduced
price applications which must be
readily retrievable by school.
(19) Maintain files of the names of
children currently approved for free
meals through direct certification with
the supporting documentation, as
specified in § 245.6(b)(5) of this chapter,
which must be readily retrievable by
school. Documentation for direct
certification must include information
obtained directly from the appropriate
State or local agency, or other
appropriate individual, as specified by
FNS, that:
(i) A child in the Family, as defined
in § 245.2 of this chapter, is receiving
benefits from SNAP, FDPIR or TANF, as
defined in § 245.2 of this chapter; if one
child is receiving such benefits, all
children in that family are considered to
be directly certified;
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Administrative reviews.
*
*
*
*
(g) * * *
(1) * * *
(i) * * *
(A) * * *
(3) Evaluate if the previous year’s
eligibility determinations were used as
required in § 245.6(c)(2) of this chapter.
(4) In the case where children are
determined eligible for free lunches
through direct certification, as specified
in § 245.6 of this chapter, establish that
the documentation for direct
certification of children is official and
from the appropriate State or local
agency or another appropriate
individual, as approved by FNS;
establish that all information required
under § 245.6 of this chapter is complete
and the children were enrolled in the
school under review during the review
period.
(B) * * * The State agency shall
determine whether the system for
issuing benefits and updating children’s
eligibility status is adequate and, within
the timeframes established in
§ 210.7(c)(1)(ii)(B), reflects changes due
to verification findings, transfers, or a
household’s decision to decline
benefits.
*
*
*
*
*
§ 210.19
[Amended]
4. Section 210.19 is amended in
paragraph (c)(6) introductory text by
removing the phrase ‘‘paragraphs
(c)(6)(i) and (ii)’’ and adding in its place
‘‘paragraphs (c)(6)(i) through (c)(6)(iii)’’;
and paragraph (c)(6)(ii) by removing the
term ‘‘food stamp’’ and adding in its
place ‘‘SNAP’’.
■
§ 210.23
[Amended]
5. Section 210.23 is amended in
paragraph (b), last sentence, by
removing the words ‘‘FNS Instruction
113–6’’ and adding in their place the
words ‘‘FNS Instruction 113–1’’.
■
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PART 215—SPECIAL MILK PROGRAM
FOR CHILDREN
PART 225—SUMMER FOOD SERVICE
PROGRAM
6. The authority citation for part 215
continues to read as follows:
■
■
11. The authority citation for part 225
continues to read as follows:
Authority: 42 U.S.C. 1772 and 1779.
§ 215.13a
Authority: Secs. 9, 13 and 14, Richard B.
Russell National School Lunch Act, as
amended (42 U.S.C. 1758, 1761 and 1762a)
[Amended]
7. Section 215.13a is amended in
paragraph (f) by removing the term
‘‘Food Stamp’’ and adding in its place
‘‘SNAP’’.
■
Authority: 42 U.S.C. 1773, 1779, unless
otherwise noted.
12. In § 225.2:
a. The introductory text of paragraph
(b) and paragraph (b)(1) of the definition
of ‘‘Documentation’’ are amended by
removing the term ‘‘food stamp,’’ and
adding in its place ‘‘SNAP,’’;
■ b. Remove the definition of ‘‘Food
stamp household’’; and
■ c. Add a definition of ‘‘SNAP
household’’ in alphabetical order to read
as follows:
§ 220.2
§ 225.2
■
■
PART 220—SCHOOL BREAKFAST
PROGRAM
8. The authority citation for part 220
continues to read as follows:
■
[Amended]
9. Section 220.2, the definition of
‘‘School in severe need’’ is amended by
removing ‘‘§ 220.9(e)’’ and adding in its
place ‘‘§ 220.9(d)’’.
■ 10. Section 220.7 is amended by
revising paragraph (e)(14) to read as
follows:
■
§ 220.7
Requirements for participation.
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*
*
*
*
*
(e) * * *
(14) Retain documentation of free or
reduced price eligibility as follows:
(i) Maintain files of currently
approved and denied free and reduced
price applications which must be
readily retrievable by school for a period
of three years after the end of the fiscal
year to which they pertain; or
(ii) Maintain files with the names of
children currently approved for free
meals through direct certification with
the supporting documentation, as
specified in § 245.6(b)(4) of this chapter,
which must be readily retrievable by
school. Documentation for direct
certification must include information
obtained directly from the appropriate
State or local agency, or other
appropriate individual, as specified by
FNS, that:
(A) A child in the Family, as defined
in § 245.2 of this chapter, is receiving
benefits from SNAP, FDPIR or TANF, as
defined in § 245.2 of this chapter; if one
child is receiving such benefits, all
children in that family are considered to
be directly certified;
(B) The child is a homeless child as
defined in § 245.2 of this chapter;
(C) The child is a runaway child as
defined in § 245.2 of this chapter;
(D) The child is a migrant child as
defined in § 245.2 of this chapter; or
(E) The child is a Head Start child, as
defined in § 245.2 of this chapter.
*
*
*
*
*
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Definitions.
*
*
*
*
*
SNAP household means any
individual or group of individuals
which is currently certified to receive
assistance as a household from SNAP,
the Supplemental Nutrition Assistance
Program, as defined in § 245.2 of this
chapter.
*
*
*
*
*
§ 225.6
[Amended]
13. In § 225.6:
a. In paragraph (c)(2)(i)(L), the second
sentence is amended by removing the
term ‘‘food stamps,’’ and adding in its
place ‘‘SNAP benefits,’’ ;
■ b. The last sentence of paragraph
(c)(4)(ii)(B) is amended by removing the
term ‘‘food stamp,’’ and adding in its
place ‘‘SNAP,’’ and
■ c. Paragraph (h)(2)(vii) is amended by
removing the words ‘‘General
Accounting Office’’ and adding in their
place the words ‘‘Government
Accountability Office’’.
■
■
§ 225.7
[Amended]
14. Section 225.7 is amended in
paragraph (g)(1) by removing the word
‘‘handicap’’ and adding in its place the
word ‘‘disability’’;
■ 15. Section 225.15 is amended by:
■ a. Removing the term ‘‘food stamp’’
and adding in its place ‘‘SNAP’’
wherever it appears in the following
paragraphs:
■ i. The third sentence of paragraph (e);
■ ii. The heading of the introductory
text of paragraph (f)(3);
■ iii. Paragraph (f)(3)(i);
■ iv. Paragraph (f)(4)(ii);
■ v. Paragraph (f)(4)(iv);
■ vi. Paragraph (f)(4)(viii);
■ vii. Paragraph (f)(5)(i); and
■ viii. Paragraph (f)(5)(vi).
■ b. In paragraph (e) by removing the
word ‘‘labelled’’ and adding in its place
■
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the word ‘‘labeled’’ and by removing the
word ‘‘handicap’’ and adding in its place
the word ‘‘disability’’.
PART 226—CHILD AND ADULT CARE
FOOD PROGRAM
16. The authority citation for part 226
continues to read as follows:
■
Authority: Secs. 9, 11, 14, 16, and 17,
Richard B. Russell National School Lunch
Act, as amended (42 U.S.C. 1758, 1759a,
1762a, 1765 and 1766).
17. In § 226.2:
a. Amend the definition
Documentation by removing the term
‘‘food stamp’’ and adding in its place
‘‘SNAP’’ in paragraph (b) introductory
text, paragraph (b)(1), paragraph (d)
introductory text, and paragraph (d)(1);
■ b. Amend the definition Free meal by
removing the term ‘‘food stamp’’ and
adding in its place ‘‘SNAP,’’ each time it
appears;
■ c. Amend the definition Verification
by removing the term ‘‘food stamp’’ and
adding in its place ‘‘SNAP,’’ each time it
appears;
■ d. Remove the definition of ‘‘Food
Stamp household’’, and add a definition
of SNAP household in alphabetical
order to read as follows:
■
■
§ 226.2
Definitions.
*
*
*
*
*
SNAP household means any
individual or group of individuals
which is currently certified to receive
assistances as a household from SNAP,
the Supplemental Nutrition Assistance
Program, as defined in § 245.2 of this
chapter.
*
*
*
*
*
§ 226.6
[Amended]
18. In § 226.6, paragraph (f)(1)(viii)(E)
is amended by removing the term ‘‘Food
Stamp Program’’ and adding in its place
‘‘SNAP’’ each time it appears.
■
§ 226.10
[Amended]
19. Section 226.10 is amended in
paragraph (d) by removing the words
‘‘General Accounting Office’’ and adding
in their place the words ‘‘Government
Accountability Office’’;
■
§ 226.23
[Amended]
20. Section 226.23 is amended by:
a. Removing the term ‘‘food stamp’’
and adding in its place ‘‘SNAP’’ each
time it appears in the following
paragraphs:
■ i. Paragraph (c)(2);
■ ii. Paragraph (d);
■ iii. Paragraph (e)(1)(i);
■ iv. Paragraph (e)(1)(iii)(E), first and
seventh sentence;
■ v. Paragraph (e)(1)(iv) introductory
text;
■
■
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vi. Paragraph (e)(1)(iv)(B);
vii. Paragraph (e)(1)(v) introductory
text;
■ viii. Paragraph (e)(1)(v)(A);
■ ix. Paragraph (e)(1)(v)(B);
■ x. Paragraph (e)(2)(vii)(A);
■ xi. Paragraph (h)(2)(i)(A);
■ xii. Paragraph (h)(2)(i)(B);
■ xiii. Paragraph (h)(2)(iii)(A);
■ xiv. Paragraph (h)(2)(iv) introductory
text;
■ xv. Paragraph (h)(2)(iv)(A);
■ xvi. Paragraph (h)(2)(v)(C), second
sentence.
■ b. Removing the term ‘‘Food stamp’’
and adding in its place ‘‘SNAP’’ each
time it appears in the following
paragraphs:
■ i. Paragraph (e)(1)(ii)(F);
■ ii. Paragraph (e)(1)(iv)(A);
■ iii. Paragraph (h)(2)(v)(A).
■ c. In paragraph (e)(1)(iii)(E), and in
paragraph (h)(2)(vi), by removing the
words ‘‘food stamps’’ and adding in their
place the word ‘‘SNAP’’.
■ d. In paragraphs (d), (e)(2)(iv) and (h)
by removing the word ‘‘handicap’’ and
adding in its place the word ‘‘disability’’;
■ e. In paragraph (e)(1)(iii)(E) by
removing the term ‘‘CCFP’’ and adding
in its place the term ‘‘CACFP’’;
■ f. In paragraph (h)(2)(iv) introductory
text, first sentence by removing the
words ‘‘the Food Stamp, FDPIR or TANF
program’’ and adding in their place the
words ‘‘SNAP, FDPIR or TANF’’;
■ g. In paragraph (h)(2)(iv) introductory
text, second sentence by removing the
words ’’ Food Stamp, FDPIR or TANF
program’’ and adding in their place the
words ‘‘SNAP, FDPIR or TANF’’ and by
removing the words at the end of the
sentence ‘‘in the Food Stamp, FDPIR or
TANF Programs’’ and adding in their
place the words’’ in SNAP, FDPIR or
TANF’’ ;
■ h. In paragraph (h)(2)(iv) introductory
text, fourth sentence by removing the
words ‘‘in the Food Stamp Program’’ and
adding in their place the word ‘‘SNAP’’;
■ i. In paragraph (h)(2)(iv)(A), first
sentence by removing the words ‘‘Food
Stamp’’ and adding in their place the
word ‘‘SNAP’’.
■
■
PART 245—DETERMINING
ELIGIBILITY FOR FREE AND
REDUCED PRICE MEALS AND FREE
MILK IN SCHOOLS
21. The authority citation for part 245
continues to read as follows:
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■
Authority: 42 U.S.C. 1752, 1758, 1759a,
1772, 1773, and 1779.
22. In § 245.2:
a. Remove the definitions of ‘‘Food
Stamp Program’’, and ‘‘Food Stamp
Household’’;
■ b. In the definition Documentation,
paragraphs (1)(ii) and (2) are revised;
■
■
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Jkt 223001
c. In the definition Verification, the
fourth sentence is amended by removing
the term ‘‘Food Stamp Program’’ and
adding in its place ‘‘SNAP’’; and
removing the term ‘‘food stamps’’ and
adding in its place ‘‘SNAP’’;
■ d. Add definitions of ‘‘Categorically
eligible’’, ‘‘Direct certification’’, ‘‘Head
Start child’’, ‘‘Homeless child’’, ‘‘Migrant
child’’, ‘‘Runaway child’’, ‘‘SNAP’’, and
‘‘SNAP household’’ in alphabetical
order.
The additions and revision read as
follows:
■
§ 245.2
Definitions.
*
*
*
*
*
Categorically eligible means
considered income eligible for free
meals or free milk, as applicable, based
on documentation that a child is a
member of a Family, as defined in this
section, and one or more children in
that family are receiving assistance
under SNAP, FDPIR or the TANF
program, as defined in this section. A
Homeless child, a Migrant child, a Head
Start child and a Runaway child, as
defined in this section, are also
categorically eligible. Categorical
eligibility and automatic eligibility may
be used synonymously.
*
*
*
*
*
Direct certification means
determining a child is eligible for free
meals or free milk, as applicable, based
on documentation obtained directly
from the appropriate State or local
agency or individuals authorized to
certify that the child is a member of a
household receiving assistance under
SNAP, as defined in this section; is a
member of a household receiving
assistance under FDPIR or under the
TANF program, as defined in this
section; a Homeless child, a Migrant
child, a Head Start child and a Runaway
child, as defined in this section.
*
*
*
*
*
Documentation means:
(1) * * *
(ii) For a child who is receiving
assistance under SNAP, FDPIR or
TANF, as defined in this section, the
child’s name and appropriate SNAP or
TANF case number or FDPIR case
number or other FDPIR identifier and
signature of an adult household
member.
(2) In lieu of completion of the free
and reduced price meal application:
(i) Information obtained from the
State or local agency responsible for
administering SNAP, FDPIR or TANF,
as defined in this section.
Documentation for these programs
includes the name of the child; a
statement certifying that the child is a
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member of a household receiving
assistance under SNAP, FDPIR or
TANF, as defined in this section;
information in sufficient detail to match
the child attending school in the local
educational agency with the name of a
child who is a member of one of the
applicable programs as defined in this
section; the signature of the official from
the applicable program who is
authorized to provide such
documentation on behalf of that
program and the date that the official
signed the certification statement;
(ii) (A) A letter or other document
provided to the household by the
agency administering FDPIR or the
TANF program, as defined in this
section or by the entity or official
authorized to administer an eligible
program for a Migrant child, Homeless
child, Runaway child, or Head Start
child, as defined in this section; or
(B) A letter or document from the
agency administering the SNAP
program that was voluntarily submitted
by the household to the local
educational agency;
(iii) Information from the local
educational agency, such as enrollment
information or information from
applications submitted for free or
reduced price meals, or from SNAP,
FDPIR or TANF program officials that
indicate there are children in a Family,
as defined in this section, who were not
documented as receiving assistance
under SNAP, FDPIR or TANF, in order
to extend categorical eligibility to such
children as found in § 245.6(b)(7).
Documentation for these purposes is the
information discussed in paragraph
(2)(i) of this definition, plus a written
statement by a local educational agency
official briefly explaining how the
presence of additional children in the
family was determined.
(iv) Information obtained from an
official responsible for determining if a
child is a Homeless child, a Migrant
child, a Head Start child and a Runaway
child, as defined in this section.
Documentation for these children
includes the name of the child; a
statement certifying that the child has
been determined eligible for that
program or is enrolled in the Head Start
Program; information in sufficient detail
to match the child attending school in
the local educational agency with the
name of a child who has been
determined eligible for that program or
is enrolled in an eligible Head Start
Program; the signature of the official
from the program who is authorized to
provide such documentation on behalf
of that program and the date that the
official signed the certification
statement. Documentation may also be a
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list of children or a computer match that
includes this information.
(v) When a signature is impracticable
to obtain, such as in a computer match,
the local educational agency shall have
a method to ensure that a responsible
official can attest to the accuracy of the
information provided.
*
*
*
*
*
Head Start child means a child
enrolled as a participant in a Head Start
program authorized under the Head
Start Act (42 U.S.C. 9831 et seq.)
Homeless child means a child
identified as lacking a fixed, regular and
adequate nighttime residence, as
specified under section 725(a) of the
McKinney-Vento Homeless Assistance
Act (42 U.S.C. 11434a(2)) by the local
educational agency liaison, director of a
homeless shelter or other individual
identified by FNS.
*
*
*
*
*
Migrant child means a child identified
as meeting the definition of migrant in
section 1309 of the Elementary and
Secondary Education Act of 1965 (20
U.S.C. 6399) by the State or local
Migrant Education Program coordinator
or the local educational liaison, or other
individual identified by FNS.
*
*
*
*
*
Runaway child means a child
identified as a runaway receiving
assistance under a program under the
Runaway and Homeless Youth Act (42
U.S.C. 5701 et seq.) by the local
educational liaison, or other individual
in accordance with guidance issued by
FNS.
*
*
*
*
*
SNAP means the Supplemental
Nutrition Assistance Program
established under the Food and
Nutrition Act of 2008 (7 U.S.C. 2011 et.
seq.) and operated under parts 271 and
283 of this chapter.
SNAP household means any
individual or group of individuals
currently certified to receive assistance
as a household from SNAP.
*
*
*
*
*
■ 23. Section 245.3(b) is revised to read
as follows:
§ 245.3
Eligibility standards and criteria.
jdjones on DSKHWCL6B1PROD with RULES
*
*
*
*
*
(b) Each participating local
educational agency and all participating
schools under its jurisdiction must
adhere to the eligibility criteria
specified in this part. Local educational
agencies must include these eligibility
criteria in their policy statement as
required under § 245.10 and it must be
publicly announced in accordance with
the provisions of § 245.5. Additionally,
each State agency, or FNSRO where
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Jkt 223001
applicable, must require that local
educational agencies accept as income
eligible for free meals and free milk,
children who are categorically eligible
for those benefits based on
documentation of eligibility, as
specified in § 245.6 (b).
*
*
*
*
*
■ 24. Section 245.5 is amended as
follows:
■ a. In paragraph (a)(1)(iv) remove the
term ‘‘food stamp’’ and add in its place
‘‘SNAP’’;
■ b. Redesignate paragraphs (a)(1)(x)
and (a)(1)(xi) as paragraphs (a)(1)(xi)
and (a)(1)(xii), respectively, and add a
new paragraph (a)(1)(x) to read as
follows:
§ 245.5 Public announcement of the
eligibility criteria.
(a) * * *
(1) * * *
(x) An explanation that Head Start
enrollees and certain migrant, homeless,
and runaway children are categorically
eligible for free meals and free milk and
their families should contact the school
for more information.
*
*
*
*
*
■ 25. Section 245.6 is amended as
follows:
■ a. Paragraph (a)(6) is amended by
removing the term ‘‘Food Stamp
Program’’ and adding in its place
‘‘SNAP’’ and by removing the term ‘‘food
stamp’’ and adding in its place ‘‘SNAP’’;
■ b. Paragraph (a)(8)(i) is amended by
removing the term ‘‘Food Stamp’’ and
adding in its place ‘‘Supplemental
Nutrition Assistance Program (SNAP)’’;
■ c. Amend paragraph (a)(8)(ii) by
adding two new sentences at the end;
■ d. Revise paragraph (b);
■ e. Amend paragraph (c)(2) by adding
two sentences at the end;
■ f. Revise paragraph (c)(5);
■ g. In paragraph (c)(6)(ii), the first
sentence is amended by removing ‘‘Food
Stamp Program, FDPIR or TANF
Program’’ and adding in its place
‘‘SNAP, FDPIR or TANF’’; and
■ h. In paragraph (c)(6)(ii), the last
sentence is amended by removing the
term ‘‘food stamp’’ and adding in its
place ‘‘SNAP’’;
■ i. Amend paragraph (c)(6)(ii) by
adding a new sentence at the end.
The addition and revisions read as
follows:
§ 245.6 Application, eligibility and
certification of children for free and reduced
price meals and free milk.
(a) * * *
(8) * * *
(ii) * * * Also, certain migrant,
homeless, and runaway children and
children enrolled in a Head Start
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program are categorically eligible for
free meals and free milk. If you are
completing an application for these
children, contact the school for more
information.
*
*
*
*
*
(b) Direct certification. In lieu of
requiring a household to complete the
free and reduced price meal or free milk
application, as specified in paragraph
(a) of this section, the local educational
agency must certify children as eligible
for free meals or free milk in accordance
with paragraph (b)(1)(i) of this section or
may certify children as eligible for free
meals or free milk in accordance with
paragraph (b)(2) of this section. If a
household also submits an application
for directly certified children, the direct
certification eligibility determination
will take precedence.
(1) Mandatory direct certification of
children in SNAP households. (i) All
local educational agencies conducting
eligibility determinations must directly
certify children who are members of a
household receiving assistance under
SNAP, as defined in § 245.2, in School
Year 2008–2009, which begins on July
1, 2008, and each subsequent school
year.
(ii) Schools participating only in the
Special Milk Program authorized under
part 215 of this chapter may directly
certify children for that program but are
not required to conduct direct
certification with SNAP. In addition,
residential child care institutions, as
defined in paragraph (c) of the
definition of School in § 210.2 of this
chapter, that do not have nonresidential children are also not
required to conduct direct certification
with SNAP.
(iii) Beginning in School Year 2012–
2013, direct certification shall be
conducted using a data matching
technique only and letters to household
for direct certification may be used only
as an additional means to notify
households of children’s eligibility
based on receipt of SNAP benefits. The
last period that letters to households
may be used as the primary method for
direct certification is School Year 2011–
12.
(iv) Each State agency must enter into
an agreement with the State agency
conducting eligibility determinations for
SNAP. The agreement must specify the
procedures that will be used to facilitate
the direct certification of children who
are members of a household receiving
assistance under SNAP, as defined in
§ 245.2. The agreement must address
procedures to comply with the
requirements of paragraphs (b)(3)
through (b)(9) of this section. Direct
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certification must allow for notifying
parents that their children have been
determined eligible for free meals or free
milk, as applicable, and that no further
application is required. Such
agreements must address how phase-out
of non-electronic matches as the
primary method for conducting direct
certification for SNAP will be
completed by School Year 2012–2013.
The agreement shall be maintained by
the State agency.
(v) Schools applying to use Provision
2 or Provision 3, as permitted under
§ 245.9, are required to conduct direct
certification only in base years.
However, schools may elect to conduct
direct certification at other times, such
as streamlined base years, when
eligibility determinations are made.
(2) Children who may be directly
certified. The local educational agency
may directly certify children for free
meals or free milk based on
documentation received from the
appropriate State or local agency that
administers FDPIR or TANF, as defined
in § 245.2, when that agency indicates
that the children are members of a
household receiving assistance under
one of these programs. In addition, the
local educational agency may directly
certify children for free meals or free
milk based on documentation from the
appropriate State or local agency or
other appropriate individual, as
specified by FNS, that the child is a
Migrant child, a Homeless child, a
Runaway child, or a Head Start child, as
defined in § 245.2.
(3) Frequency of direct certification
contacts with SNAP. (i) Until School
Year 2011–2012, local educational
agencies must conduct direct
certification activities with SNAP at
least at the beginning of the school year.
(ii) (A) Beginning in School Year
2011–2012, at a minimum, all local
educational agencies must conduct
direct certification as follows:
(1) At or around the beginning of the
school year;
(2) Three months after the initial
effort; and
(3) Six months after the initial effort.
(B) The information used shall be the
most recent available.
(iii) The names of all newly enrolled
children and all children not certified
for free meals shall be submitted for the
direct certification required in
paragraph (b)(3)(ii)(B) and paragraph
(b)(3)(ii)(C) of this section. Newly
enrolled children must be provided
with application materials in order to
alleviate a delay in receipt of free meals
or free milk if direct certification for
these children cannot be completed
promptly upon enrollment.
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(iv) State agencies are encouraged to
conduct direct certification more
frequently to obtain information about
newly enrolled children or children
who may be newly certified for that
program’s benefits.
(4) Frequency of direct certification
with other programs. Local educational
agencies opting to conduct direct
certification activities with FDPIR or
TANF should conduct such activities at
or around the beginning of the school
year. Obtaining information about
homeless, migrant, runaway children or
Head Start enrollees should be done, at
a minimum, at or around the beginning
of the school year and when newly
enrolled children or children newly
eligible for those programs are being
certified.
(5) Direct certification documentation.
(i) The required documentation for
direct certification is provided in
paragraph (2) of the definition of
Documentation in § 245.2.
(ii) (A) Beginning in School Year
2012–2013, direct certification with
SNAP shall be conducted using a data
matching technique only. Letters to
households for direct certification may
be used only as an additional means to
notify households of children’s
eligibility based on receipt of SNAP
benefits. The last period that letters to
households may be used as the primary
method for direct certification is School
Year 2011–2012. While such notices
cannot be the primary method used by
a state to document receipt of SNAP, the
local educational agency shall accept
such a letter if presented by a
household.
(B) Letters or other documents may be
used as the primary method for direct
certification to document receipt of
FDPIR or TANF benefits.
(iii) Individual notices from officials
of eligible programs for a Migrant child,
Homeless child or Runaway child, as
defined in § 245.2, or for a Head Start
child, as defined in § 245.2 may
continue to be used. These notices are
provided to school officials who must
certify these children as eligible for free
meals or free milk, as applicable,
without further application, upon
receipt of such notice.
(6) Officials who can provide
documentation for direct certification.
(i) The local educational agency must
accept documentation from officials of
the State or local agency that
administers SNAP, certifying that a
child is a member of a household
receiving assistance under SNAP as
defined in § 245.2, or officials of the
State or local agency that administers
FDPIR or TANF, as defined in § 245.2,
certifying that a child is a member of a
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household receiving assistance under
one of those programs.
(ii) In the case of a child who is a
Homeless child, as defined in § 245.2,
the director of a homeless shelter or the
local educational liaison for homeless
children and youth may provide the
appropriate documentation. The
Migrant Education Program coordinator
or the local educational liaison, as
applicable, may provide the supporting
documentation for a Migrant child, as
defined in § 245.2. For a Head Start
child, as defined in § 245.2, an official
from that program may supply the
documentation indicating enrollment in
the Head Start program. Once the
appropriate official has provided the
direct certification documentation to the
local educational agency, the child must
have free benefits made available as
soon as possible but no later than three
operating days after the date the local
educational agency receives the direct
certification documentation.
(7) Extension of eligibility to all
children in a family. If any child is
identified as a member of a household
receiving assistance under SNAP,
FDPIR, or TANF, all children in the
Family, as defined in § 245.2, shall be
categorically eligible for free meals or
free milk. This applies to children
identified through direct certification or
through a free and reduced price
application.
(8) Migrant, Runaway, Homeless or
Head Start Children. To be categorically
eligible as a Migrant child, Runaway
child, Homeless child or a Head Start
child, the child’s individual eligibility
or participation for these programs shall
be established. Categorical eligibility
based on these programs shall not be
extended to other children in the
household.
(9) Confidential nature of direct
certification information. Information
about children or their households
obtained through the direct certification
process must be kept confidential and is
subject to the limitations on disclosure
of information in section 9 of the
Richard B. Russell National School
Lunch Act, 42 U.S.C. 1758. Therefore,
information that a household is
receiving benefits from SNAP, FDPIR or
TANF or that a child is participating in
another program which makes children
categorically eligible for free school
meals or free milk must be used solely
for the purposes of direct certification
for determining children’s eligibility for
free school meals or free milk and as
otherwise permitted under § 245.6(f).
(10) Notification to families. For
children who are directly certified, local
educational agencies are not required to
provide application materials and notice
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to parents informing them of the
availability of free and reduced price
meal benefits, as specified in § 245.5(a),
when that information is distributed by
mail, individualized student packets, or
other method which prevents overt
identification of children eligible for
direct certification.
(c) * * *
(2) * * * Schools conducting an
initial base year for Provision 2 that are
approved to delay implementation as
permitted under § 245.9(b)(6)(ii) are not
required to carryover children’s prior
year eligibility status as outlined in this
paragraph (c). Carryover cannot be used
when returning to standard meal
counting and claiming under
§ 245.9(c)(2)(i), when establishing a new
base year under § 245.9(c)(2)(ii) or
establishing a streamlined base year
under § 245.9(c)(2)(iii).
*
*
*
*
*
(5) Categorical eligibility. (i) SNAP,
FDPIR, TANF When a household
submits an application containing the
required SNAP, FDPIR or TANF
documentation, as defined under
Documentation in § 245.2, all children
in that household shall be categorically
eligible for free meals or free milk.
Additionally, when the local
educational agency obtains confirmation
of eligibility for these programs through
direct certification, all children who are
identified as members of a Family, as
defined in § 245.2, shall be categorically
eligible for free meals or milk.
(ii) Homeless, migrant, runaway
children and Head Start enrollees. Upon
receipt of Documentation, as defined in
paragraph (2)(ii) and (2)(iv) of the
definition in § 245.2, the local
educational agency must approve such
children for free benefits without further
application.
(6) * * *
(ii) * * * The local educational
agency must notify, in writing,
households with children who are
approved on the basis of documentation
that they are Categorically eligible, as
defined in § 245.2, that their children
are eligible for free meals or free milk,
and that no application is required.
*
*
*
*
*
■ 26. Section 245.6a(a)(1)(i) is revised to
read as follows:
jdjones on DSKHWCL6B1PROD with RULES
§ 245.6a
Verification requirements.
(a) * * *
(1) * * *
(i) SNAP, as defined in 245.2;
*
*
*
*
*
§ 245.9
[Amended]
27. Section 245.9 is amended by
removing the term ‘‘Food Stamp
■
VerDate Mar<15>2010
15:12 Apr 22, 2011
Jkt 223001
Program’’ and adding in its place
‘‘SNAP’’ paragraphs (c)(1)(i) and (e)(1)(i).
■ 28. Section 245.10 is amended by
revising the last two sentences of
paragraph (a)(3) to read as follows:
§ 245.10 Action by local educational
agencies.
(a) * * *
(3) * * * Additionally, the local
educational agency must include the
specific procedures it will use for
obtaining documentation for
determining children’s eligibility
through direct certification, in lieu of an
application. Local educational agencies
shall also provide households that are
directly certified with a notice of
eligibility, as specified in § 245.6(c)(2)
and shall include in their policy
statement a copy of such notice.
*
*
*
*
*
■ 29. Section 245.11 is amended by
removing the term ‘‘Food Stamp’’ and
adding in its place ‘‘SNAP’’ in paragraph
(h)(4)(iv).
Dated: April 13, 2011.
Kevin W. Concannon,
Under Secretary, Food, Nutrition, and
Consumer Services.
[FR Doc. 2011–9457 Filed 4–22–11; 8:45 am]
BILLING CODE 3410–30–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 26
[NRC–2011–0084]
RIN 3150–AI94
Interim Enforcement Policy for
Minimum Days Off Requirements
Nuclear Regulatory
Commission.
ACTION: Policy statement; revision.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC or the Commission)
is revising its Enforcement Policy to
include a provision allowing licensees
enforcement discretion if they
implement an alternative approach to
meet the NRC’s requirements for
managing worker fatigue at operating
nuclear power plants. This interim
policy affects licensees subject to the
minimum days off (MDO) requirements
of the NRC’s fitness for duty regulations
and will remain in place until the NRC
publishes a revised rule associated with
the MDO requirements for managing
fatigue.
DATES: This revision is effective April
25, 2011. The NRC is not requesting
comments on this revision to its
Enforcement Policy at this time.
SUMMARY:
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
You can access publicly
available documents related to this
document using the following methods:
• NRC’s Public Document Room
(PDR): The public may examine and
have copied, for a fee, publicly available
documents at the NRC’s PDR, O1–F21,
One White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): Publicly available documents
created or received at the NRC are
available electronically at the NRC’s
Electronic Reading Room at https://
www.nrc.gov/reading-rm/adams.html.
From this page, the public can gain
entry into ADAMS, which provides text
and image files of NRC’s public
documents. The Enforcement Policy is
also accessible via ADAMS accession
number ML093480037. If you do not
have access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC’s
PDR reference staff at 1–800–397–4209,
301–415–4737, or by e-mail to
pdr.resource@nrc.gov.
• Federal Rulemaking Web site: This
revision to the NRC’s Enforcement
Policy can be found at https://
www.regulations.gov by searching on
Docket ID NRC–2011–0084. Address
questions about NRC dockets to Carol
Gallagher, telephone: 301–492–3668,
e-mail: Carol.Gallagher@nrc.gov.
The NRC also maintains the
Enforcement Policy on its Web site at
https://www.nrc.gov; select Public
Meetings and Involvement, then
Enforcement, and then Enforcement
Policy.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Gerry Gulla, Office of Enforcement, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
301–415–2872; e-mail:
Gerald.Gulla@nrc.gov.
SUPPLEMENTARY INFORMATION:
Background
On March 31, 2008 (73 FR 17176), the
NRC published a final rule in the
Federal Register amending Title 10 of
the Code of Federal Regulations, Part 26,
‘‘Fitness for Duty Programs.’’ The
Commission updated the requirements
in 10 CFR part 26 by reorganizing the
rule and adding Subpart I, ‘‘Managing
Fatigue.’’ Subpart I establishes
requirements for managing worker
fatigue at operating nuclear power
plants, which was in response to a need
for clear and enforceable requirements
for the management of worker fatigue.
Although the rule was effective on April
30, 2008, the NRC permitted an
E:\FR\FM\25APR1.SGM
25APR1
Agencies
[Federal Register Volume 76, Number 79 (Monday, April 25, 2011)]
[Rules and Regulations]
[Pages 22785-22802]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-9457]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 210, 215, 220, 225, 226 and 245
[FNS-2008-0001]
RIN 0584-AD60
Direct Certification and Certification of Homeless, Migrant and
Runaway Children for Free School Meals
AGENCY: Food and Nutrition Service, USDA.
ACTION: Interim rule with request for comments.
-----------------------------------------------------------------------
[[Page 22786]]
SUMMARY: This rule amends the regulations affecting the determination
of children's eligibility for free meals under the National School
Lunch Program and the School Breakfast Program by direct certification
and categorical eligibility. Conforming changes and miscellaneous
technical changes are also made, as appropriate, for the Special Milk
Program for Children, the Child and Adult Care Food Program and the
Summer Food Service Program. The Child Nutrition and WIC
Reauthorization Act of 2004 (Reauthorization Act) amended the Richard
B. Russell National School Lunch Act to require local educational
agencies to conduct direct certification in conjunction with the Food
Stamp Program, which is now called the Supplemental Nutrition
Assistance Program (SNAP). Under the direct certification process, a
local educational agency obtains documentation of a child's receipt of
SNAP benefits from the State or local SNAP office. This rule also
incorporates provisions from the Reauthorization Act concerning the
certification of certain children who are homeless, runaway, or
migratory.
This rule affects State agencies administering SNAP and the Child
Nutrition Programs; local offices administering SNAP; local program
operators that administer the School Nutrition Programs; and low income
households with school age children. The rule is intended to improve
school meal program access for low-income children, reduce paperwork
for households and program administrators, and improve the integrity of
the free and reduced price meal certification process.
DATES: Effective date: This rule is effective June 24, 2011. Comment
dates: Comments on rule provisions: Mailed comments on the provisions
in this rule must be postmarked on or before October 24, 2011; e-mailed
or faxed comments must be submitted by 11:59 p.m. on October 24, 2011;
and hand-delivered comments must be received by 5 p.m. October 24, 2011
to be assured of consideration.
Comments on Paperwork Reduction Act requirements: Comments on the
information collection requirements associated with this rule must be
received by June 24, 2011.
ADDRESSES: The Food and Nutrition Service (FNS) invites interested
persons to submit comments on this interim rule. Comments may be
submitted by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Fax: (703) 305-2879, attention Julie Brewer.
Mail: Julie Brewer, Chief, Policy and Program Development
Branch, Child Nutrition Division, Food and Nutrition Service,
Department of Agriculture, 3101 Park Center Drive, Room 640,
Alexandria, Virginia 22302-1594.
Hand Delivery or Courier: Deliver comments to 3101 Park
Center Drive, Room 640, Alexandria, Virginia 22302-1594, during normal
business hours of 8:30 a.m.-5 p.m.
All submissions received in response to this interim rule will be
included in the record and will be available to the public. Please be
advised that the substance of the comments and the identity of the
individuals or entities submitting comments will be subject to public
disclosure. FNS may also make the comments publicly available by
posting a copy of all comments on https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Address any questions to Julie Brewer,
Chief, Policy and Program Development Branch, Child Nutrition Division,
Food and Nutrition Service, Department of Agriculture, 3101 Park Center
Drive, Alexandria, VA 22302 or by telephone at 703-305-2590. A
regulatory cost-benefit analysis was completed for this rule. It will
be available at https://www.regulations.gov as part of the docket
history for this interim rule.
SUPPLEMENTARY INFORMATION: The Reauthorization Act (Pub. L. 108-265;
June 30, 2004) phased-in mandatory direct certification provisions with
the Food Stamp Program \1\ and made children participating in certain
other programs categorically eligible for free school meals. In order
to provide readers with a chronological account of direct
certification, this preamble begins with a history of direct
certification which includes a discussion of the relevant changes made
in the Reauthorization Act. These amendments are intended to streamline
the certification and verification processes by reducing paperwork for
both program administrators and households by eliminating the need for
submission of free and reduced priced meal applications by these
households.
---------------------------------------------------------------------------
\1\ While the Food, Conservation and Energy Security Act of
2008, Public Law 110-234, renamed the Food Stamp Program as the
Supplemental Nutrition Assistance Program, historical references are
to the Food Stamp Program, reflecting the Reauthorization Act's
language.
---------------------------------------------------------------------------
This rule is being issued as an interim rule as authorized by
section 501(b) of the Reauthorization Act and because of the specific
implementation dates therein. The Reauthorization Act also required
that regulations be promulgated within two years of enactment which was
2006. In order to accommodate the statutory deadlines imposed for fully
phasing-in direct certification with SNAP and to provide access to free
meals to children newly added as categorically eligible, the Department
implemented the non-discretionary provisions in the Reauthorization Act
through guidance as discussed below. In addition, by issuing the
guidance, the Department complied with the implementation requirements
established in 501(a) of the Reauthorization Act. The delay in issuing
this interim rule enabled the Department to develop it using data from
the direct certification reports to Congress as well as address issues
raised by State and local agencies about the direct certification
process as implemented. The Department strongly supports providing any
opportunity for public comment from interested parties, which is
afforded through the interim rule process. Changes resulting from
comments and from experience based on the interim rule would be
implemented through a future final rule.
I. History
Eligibility Determinations
Until 1981 to receive free and reduced price meals or free milk for
their children, households were required by statute to complete an
application for free or reduced price meals or for free milk, providing
income and household size information. The Omnibus Budget
Reconciliation Act of 1981, Public Law 97-35, amended the Richard B.
Russell National School Lunch Act (NSLA) \2\ to include a number of
changes to the free and reduced price meal eligibility process. One of
those changes allowed submission of documentation showing participation
in the Food Stamp Program. This was implemented by permitting
households certified to receive benefits under the Food Stamp Program
to provide their case number to schools in lieu of completing income
information on the free and reduced price meal application. Thus,
children who are members of households certified to receive food stamp
benefits are ``categorically eligible'' for free school meals.
---------------------------------------------------------------------------
\2\ The NSLA was renamed in 1999.
---------------------------------------------------------------------------
The School Lunch and Child Nutrition Amendments of 1986, Public Law
99-661, made further amendments to the NSLA to mandate categorical
eligibility for free meals and a simplified verification of eligibility
[[Page 22787]]
process for children in food stamp households and children in Aid to
Families with Dependent Children (AFDC) \3\ assistance units. Since the
regulations had already been amended to allow simplified application
and verification procedures for food stamp households, the regulations
were revised to extend these provisions to AFDC households.
---------------------------------------------------------------------------
\3\ The Personal Responsibility and Work Opportunity
Reconciliation Act of 1996, Public Law 104-193, later replaced the
AFDC program with the Temporary Assistance for Needy Families (TANF)
Program. Please note that categorical eligibility for recipients of
TANF is subject to the limitation in section 9(b)(12)(A)(ii) of the
NSLA, 42 U.S.C. 1758(b)(1)(A)(ii) concerning eligibility standards
that were comparable to or more restrictive than those in effect on
June 1, 1995. This qualification will not be repeated in other
references to TANF in this preamble.
---------------------------------------------------------------------------
The Child Nutrition and WIC Reauthorization Act of 1989, Public Law
101-147, again amended the NSLA to respond to concerns expressed by
program operators regarding the volume of paperwork associated with the
Child Nutrition Programs. The NSLA authorized school officials to
certify children eligible for free meals, without further application,
based on documentation obtained directly from the appropriate State or
local agency that the children are part of households receiving
assistance under the Food Stamp Program or AFDC Program. This
certification process is commonly referred to as ``direct
certification.''
Because the Food Distribution Program on Indian Reservations
(FDPIR) is authorized by section 4 of the Food and Nutrition Act of
2008, 7 U.S.C. 2013, the same law authorizing SNAP, formerly the Food
Stamp Program, and because eligible households on and near reservations
have the option of participating in either SNAP or FDPIR, the
Department extended the provisions on categorical eligibility and
direct certification to include FDPIR households.
Reauthorization Act 2004 Changes
In 2004, the Reauthorization Act made several amendments to the
NSLA to improve the integrity of the free and reduced price meal
certification and verification processes, without hindering access of
low-income children. Section 104 of the Reauthorization Act added
section 9(b)(4) to the NSLA, 42 U.S.C. 1758(b)(4) to require local
educational agencies to directly certify, without further application,
any child who is a member of a household receiving benefits under SNAP.
To facilitate this requirement, an agreement between the State agency
administering SNAP and the State agency or agencies administering the
school meals programs is required. The required direct certification
with SNAP is in addition to the previous and still existing optional
authority for direct certification with TANF and FDPIR.
In accordance with the Reauthorization Act, the requirement to
directly certify children receiving benefits under SNAP was phased-in
based on the enrollment of the local educational agency as follows--
---------------------------------------------------------------------------
\4\ All other regulatory citations in this preamble shall be
considered references to Title 7, Code of Federal Regulations,
unless otherwise indicated.
------------------------------------------------------------------------
------------------------------------------------------------------------
The provision was effective For school districts with enrollments of
as follows
------------------------------------------
At least in school year
------------------------------------------------------------------------
July 1, 2006................. 25,000 students*..... 2005-2006
July 1, 2007................. 10,000 students*..... 2006-2007
------------------------------------------
July 1, 2008................. All local educational agencies.
------------------------------------------------------------------------
* From prior year's October data collection as required under 7 CFR
210.8(c)(2).\4\
In addition, the 2004 Reauthorization Act included provisions
making children who are homeless, runaway, or migratory, as determined
by the homeless coordinator for homeless or runaway children or by
officials of the Migrant Education Program (MEP) for migratory
children, categorically eligible for free meals, effective July 1,
2004. To ensure that the affected children could access free meal
benefits as quickly as possible, the Department issued guidance to
implement these statutory provisions. The pertinent memoranda are:
July 19, 2004--Categorical Eligibility for Free Lunches
and Breakfasts of Runaway, Homeless, and Migrant Youth: Reauthorization
2004 Implementation Memo SP 4;
August 16, 2004--Categorical Eligibility for Free Lunches
and Breakfasts for Migrant Children; and
September 17, 2004--Guidance on Determining Categorical
Eligibility for Free Lunches and Breakfasts for Youth Served under the
Runaway and Homeless Youth Act.
These can be reviewed on our Web site--https://www.fns.usda.gov/cnd/Governance/policy.htm.
II. Direct Certification Implementation and Studies
Because of the benefits of direct certification relating to
improving access and reducing paperwork, the Department felt that is
was important to determine both the number of local educational
agencies that were doing direct certification and what percentage of
the total number of children eligible for free and reduced meals they
represented. Studies and surveys conducted by FNS have indicated that,
prior to School Year 2007-2008, a little more than 60 percent of local
educational agencies were using direct certification. Please note that
the majority of these studies were conducted prior to mandatory direct
certification with SNAP. This data has given FNS a baseline to measure
the success of mandatory direct certification with SNAP. Data for
School Year 2009-2010 showed that 83 percent of local educational
agencies conduct direct certification. Studies and sources include--
``Analysis of Verification Summary Data SY2004-05'' (May 2006)
which may be found at https://www.fns.usda.gov/oane/menu/Published/CNP/FILES/CNVerification.pdf;
``Preliminary Report on the Feasibility of Computer Matching in the
National School Lunch Program'' (January 2005) which may be found at
https://www.fns.usda.gov/oane/menu/Published/CNP/FILES/NSLPDataMatch.pdf;
``Direct Certification in the National School Lunch Program--
Impacts on Program Access and Integrity Study of Direct Certification
in the National School Lunch Program'' (October 2003, Economic Research
Service, USDA, contracted study) which may be found at https://www.ers.usda.gov/Publications/EFAN03009;
``Study of Direct Certification in the National School Lunch
Program'' (September 2000) which may be found
[[Page 22788]]
at https://www.fns.usda.gov/oane/menu/Published/CNP/FILES/directcert.pdf; and
``Direct Certification in the National School Lunch Program: State
Implementation Progress Report to Congress'' (December 2008) found at
https://www.fns.usda.gov/oane/menu/Published/CNP/FILES/DirectCert08.pdf.
``Direct Certification in the National School Lunch Program: State
Implementation Progress Report to Congress--October 2009'' found at
https://www.fns.usda.gov/ora/MENU/Published/CNP/FILES/NSLPDirectCertification2009.pdf.
``Direct Certification in the National School Lunch Program: State
Implementation Progress School Year 2009-2010'' found at https://www.fns.usda.gov/ora/menu/Published/CNP/FILES/DirectCert2010.pdf.
III. Current Procedures for Direct Certification and Categorical
Eligibility
Methods Used for Direct Certification
The studies cited in section II indicated that the methods commonly
used for direct certification involve matching and non-matching
processes. In the non-matching method, the States' assistance agencies
generate lists or databases of TANF and SNAP households with school age
children. The assistance agencies use the lists/databases to send
households a letter that includes the necessary direct certification
documentation. The letter instructs the household to provide the letter
to the school if they want free meals or milk for their children.
Children in households that provide the letters to the school or local
educational agency are certified eligible for free meals or milk based
on this documentation. This procedure is considered the ``letter
method.''
In the matching method, the State assistance agency databases/lists
of SNAP or TANF households with school age children are matched at the
State or local educational agency level against student enrollment
databases or lists. Most systems involve a matching of two or three
identifiers, such as the children's names and birth dates and/or
addresses. Matching at the State level is generally automated, while
matching at the local educational agency level may be a manual process,
especially in smaller districts or those districts with fewer families
receiving benefits from SNAP, TANF or FDPIR. Once eligible children
have been identified through direct certification, their parents or
guardians are notified, in writing by the local educational agency,
that their children are eligible to receive free meals without any
additional application. Further, these households are not subject to
verification since the local educational agency has already documented
that the child is a member of a household receiving other programs'
benefits.
Frequency of Direct Certification Efforts
Typically, direct certification is conducted at or around the
beginning of the school year. However, a number of States and local
educational agencies have the capability of doing direct certification
more frequently, on a monthly or even daily basis.
Applications With Case Numbers
Households receiving assistance from SNAP, TANF or FDPIR may also
submit an application with their case number(s) for the child(ren) on
the free and reduced price meal or free milk application to establish
their categorical eligibility for free meals or milk. The only other
information needed on the application is each child's name and the
signature of an adult household member. Should the application be
selected for verification of eligibility, the household must submit
proof of participation in SNAP, TANF or FDPIR in order to continue
program participation.
IV. Requirements for Direct Certification With SNAP
Scope of Mandatory Direct Certification With SNAP
All participating NSLP and School Breakfast Program (SBP) schools,
including public and private non-profit schools and residential child
care institutions (RCCIs), must implement the mandatory direct
certification provisions for children who are members of households
receiving benefits from the SNAP. RCCIs that operate a day school must
conduct direct certification for day students. However, RCCIs that only
have residential students are exempted from this requirement.
Residential students would not receive SNAP benefits since they are
residing in an institution. This exemption is found in this interim
rule at paragraph 245.6(b)(1)(ii).
The administering entity for the private schools or RCCIs should
contact their State agency to work out the logistics for obtaining
information from the agency administering SNAP about the children
enrolled in their schools. Please note when determining claiming
percentages for Provision 2 or Provision 3, which are the special
assistance certification and reimbursement alternatives permitted in
Sec. 245.9, direct certification is required only in base years. This
provision may be found at paragraph 245.6(b)(1)(v).
Frequency of Mandatory Direct Certification With SNAP
As indicated earlier, the NSLA requires that all children in
households receiving SNAP benefits be directly certified for free meals
and paragraph 245.6(b) is amended by this rule to address mandatory
direct certification of children receiving benefits from SNAP.
Because direct certification is a useful tool for schools and
reduces paperwork and increases participation, the Department's
ultimate goal for direct certification is for State and local
educational agencies to have the capability to conduct on-going direct
certification with SNAP, TANF and FDPIR through computer matching that
provides the most current information about households receiving
benefits from those programs. Once an on-going system becomes
operational, the local educational agency would be able to promptly
determine when children who were not already certified for free meal
benefits become eligible, based on membership in a household recently
approved for benefits from SNAP, TANF or FDPIR. The eligibility of
children previously directly certified is not affected by more frequent
direct certification because, once eligibility is established, it is in
effect for the entire school year and up to thirty (30) operating days
in the following school year.
To this end, this interim rule requires that local educational
agencies conduct direct certification with SNAP at least three times
during the school year (July 1 to June 30) beginning no later than
School Year 2011-2012. This increased number of matching efforts has
the potential to facilitate participation of children in the school
meals programs. Of course, more frequent direct certification efforts
are permissible and encouraged.
The efforts must be made at or around the beginning of the school
year; three months after the beginning of the school year; and six
months after the beginning of the school year. For example, if the
school classes begin on August 15th, the initial direct certification
effort would be in July or August; the second would be in October or
November and the last in January or February. Direct certification
efforts are required for children who were not initially directly
certified and who are currently reduced price or paid. If the local
educational agency has the capability, the status of any newly enrolled
child must be checked for SNAP eligibility at the time
[[Page 22789]]
of enrollment. If this is not possible, the household must be provided
with an application so that the child's benefits are not delayed until
the next scheduled direct certification update.
Any newly eligible children identified in matches made subsequent
to the beginning of the school year must be certified for free meals
and the local educational agency must promptly notify their parents or
guardians in writing of the new status. This includes children who had
been certified for reduced price meals but who are subsequently
identified as receiving SNAP benefits. The requirement for the
frequency of direct certification efforts with SNAP is found at
paragraph 245.6(b)(3) of this interim rule. Please note direct
certification with FDPIR and TANF remains optional. The authority for
direct certification with FDPIR or TANF is found at paragraph
245.6(b)(2).
Use of the Letter Method
As discussed earlier, some State and local SNAP or other assistance
agencies currently provide letters to households as their method of
direct certification. The household takes the letter indicating its
receipt of SNAP benefits to the local educational agency in lieu of an
application. Studies show that states have been able to improve the
effectiveness of their direct certification process by changing from
the letter method to an electronic matching approach. Further, since
the original availability of direct certification in the early 1990s,
sharing information between SNAP and other assistance agencies and
State/local educational agencies has become easier and more cost
effective.
A 2007 study, Data Matching in the National School Lunch Program:
2005 Volume 1: Final Report, available at https://www.fns.usda.gov/oane/menu/Published/CNP/FILES/DataMatching-V1.pdf. discussed the
effectiveness of the various direct certification methods. This study
showed that States with mandatory statewide State-level matching had
the highest rates of direct certification, with 74 percent of
categorically certified children directly certified. The letter method
resulted in a significantly lower rate of direct certification, with
only 52 percent of categorically certified children.
Therefore, this interim rule requires, at paragraph
245.6(b)(1)(iii), that, in School Year 2011-2012, all State agencies
phase out the letter method as their method for direct certification
with SNAP. And for School Year 2012-2013, the letter method can no
longer be used to conduct direct certification. This provision is
consistent with the requirement in the Healthy, Hunger-Free Kids Act of
2010 (Pub. L. 111-296; December 13, 2010). All State agencies must have
a method to exchange eligibility information from SNAP more directly
with the local educational agency through some type of automated data-
matching process. Currently, there are a range of systems in use.
However, State and local agencies may continue to provide letters to
families as a secondary method along with use of automated system,
especially during the initial use of an automated system. The
additional notification to families would help to ensure that they were
aware of their children's categorical eligibility.
Please note that the use of the letter method only as a secondary
method of identifying categorical eligibility only applies to SNAP. The
letter method may continue to be used as the primary method for other
sources of categorical eligibility.
Extension of Eligibility to All Children in the Household
Section 9(b)(12) of the NSLA provides for categorical eligibility
for children who are members of households receiving assistance from
SNAP, FDPIR, and TANF. The implementing regulations required that a
child be a member of the household as determined by the assistance
program in order to be categorically eligible for free school meals.
For direct certification, this has been an individual match. For
applications, each child had to have a case number listed in order to
be categorically eligible. For consistency, we did not extend
categorical eligibility to newly enrolled siblings in the subsequent
school year.
We have heard from various program operators and other stakeholders
that this interpretation is problematic administratively and
unnecessarily omits eligible children from the direct certification
process. For direct certification, school-age children from the same
household who are not identified through the match are most likely
receiving SNAP or other benefits but are not matched because of minor
differences in the identifying information used in the match.
Individual eligibility also results in households with some
children directly certified and others for whom an application must be
submitted. If some of the children in the family are directly
certified, the family may not realize until after school starts that an
application is needed for their other children. This sometimes requires
the family to pay for meals for the uncertified children until the
application is submitted and approved.
For local educational agencies, maintaining different types of
eligibility for direct certification and application-based records for
the same household may be difficult. It also complicates reporting and
may result in misleading information for determining verification
sample sizes and other purposes.
Therefore, under this interim rule, if one or more children in the
household is also a member of a family receiving assistance under SNAP,
FDPIR or TANF, all school-aged children in the household are considered
categorically eligible for free meals or free milk. This applies for
both direct certification and applications with case numbers. The local
educational agency must extend eligibility for free meals to all
children that can be identified as members of a household on an
application for free or reduced price meals or free milk. If the local
educational agency does not have a prior application to refer to,
school district enrollment records are acceptable to determine if there
any additional children in the household who were not directly
certified. For households submitting applications with case numbers for
some children, the local educational agency must certify all children
as categorically eligible for free meals and disregard income
information. This requirement is found at Sec. 245.2 (definition of
``Documentation''), paragraph 245.6(b)(7) and paragraph 245.6(c)(5).
Agreement Between SNAP State Agency and the State Agency Administering
the School Meals Programs
To facilitate mandatory direct certification of children receiving
benefits from SNAP, the NSLA requires, at section 9(b)(4)(A), 42 U.S.C.
1758 (b)(4)(A), that the State agency responsible for administering
SNAP and the State agency responsible for administering the school
meals programs enter into an agreement to facilitate the mandatory
direct certification with SNAP. The Reauthorization Act included a
parallel conforming amendment in section 11(u) of the Food and
Nutrition Act of 2008 (formerly the Food Stamp Act) 7 U.S.C. 2020(u).
As specified in the NSLA, the agreements were to be in place by
July 1, 2005. In a memorandum dated April 19, 2005 (SP 14, Agreement
Checklist for Direct Certification and Direct Verification of Children
in Food Stamp Households; https://www.fns.usda.gov/cnd/governance/Reauthorization_Policy_04/Reauthorization_04/2005-04-19.pdf), the
Department provided guidance on initial items that the State agencies
responsible for administering
[[Page 22790]]
the school meals programs and the State agencies administering SNAP
should include in the agreement. All State administering agencies,
including those responsible for non-public schools or residential child
care institutions, must have an agreement with the State agency
administering SNAP. In order to fully support effective direct
certification efforts, this interim rule requires that the agreement
address how direct certification will be conducted, including
frequency; what notification method(s) will be used; how use of the
letter method will be phased-out as the primary method and what system
will replace it; how the system and procedures will identify additional
children in the household who are categorically eligible based on one
household members' receipt of benefits; and other specifics needed to
ensure efficient operation of direct certification.
The methods used to conduct direct certification can always be
improved and expanded and should not be considered static. The more
children who are identified as eligible through direct certification
assists both families and local educational agencies by simplifying the
certification process and by more accurately targeting free meal
benefits.
As a result of this interim rule, the State agencies administering
the school meals programs may need to amend their existing agreements
with the State agencies responsible for SNAP to set up procedures to
conduct more frequent direct certification. Because the addenda to the
agreement would depend on the system used, State agencies must
determine what amendments are needed. The requirement for the agreement
is found at paragraph 245.6(b)(1)(iv) of this interim rule.
V. Requirements for Certification of Certain Homeless, Migrant, Runaway
and Head Start Children
The Reauthorization Act also extended categorical eligibility and
direct certification to additional programs for homeless, migrant and
runaway children.\5\ In most cases, we expect that these children will
be certified through direct contact with official sources as discussed
below. However, it is also possible that the families of some of these
children might identify themselves through the free/reduced price
application as categorically eligible. Paragraph 245.6(b)(5) of this
interim rule specifies what documentation is needed to substantiate
certification with appropriate officials. Officials responsible for
free meal or free milk eligibility determinations are not responsible
for making the determination that a child is homeless, migrant or a
runaway. Rather, they are to coordinate with and accept the
documentation from a person or agency authorized to make those
determinations.
---------------------------------------------------------------------------
\5\ Please note that the Healthy, Hunger-Free Kids Act of 2010
extended categorical eligibility to foster children. This provision
was implemented through a policy memorandum, SP 17-2011, CACFP 08-
2011, SFSP 05-2011-Revised, Categorical Eligibility of Foster
Children, dated March 11, 2011. This new requirement will be
incorporated into the regulations in a separate rulemaking.
---------------------------------------------------------------------------
Homeless Children
Section 107 of the Reauthorization Act amended the NSLA to extend
categorical eligibility for free school meals to children who are
homeless, as defined under section 725(2) of the McKinney-Vento
Homeless Assistance Act 42 U.S.C. 11434a(2). The McKinney-Vento
Homeless Assistance Act defines as homeless individuals those lacking a
fixed, regular and adequate nighttime residence.
In accordance with requirements of the McKinney-Vento Homeless
Assistance Act, each local educational agency must designate a local
educational liaison for homeless children and youth. The local liaison
serves as one of the primary contacts between homeless families and
school staff and district personnel, shelter workers and other service
providers. The shelter director or local educational liaison for
homeless children and youth provides the necessary documentation for
direct certification to be used by local educational agencies. A
memorandum dated July 19, 2004, ``SP 4 Categorical Eligibility for Free
Lunches and Breakfasts of Runaway, Homeless and Migrant Youth (https://www.fns.usda.gov/cnd/Governance/policy.htm) advised State agencies of
categorical free meal or free milk eligibility provisions relating to
homeless children and youth mandated by the Reauthorization Act.
School officials must accept documentation which meets regulatory
requirements and confirms that identified children are homeless from
the local educational agency's liaison for homeless children. School
officials also must accept a letter or other document from the director
of the homeless shelter where the child resides. This provision is
found at paragraph 245.6(b)(6)(ii). In addition, this interim rule
provides at paragraph 245.6(b)(5) that documentation to substantiate
free meal or milk eligibility includes the child's name or a list of
names, a statement that certifying that the children are eligible for
that program and the signature of the local educational liaison or the
director of the homeless shelter and the date of the signature. This
rule provides that documentation is acceptable in lieu of a free and
reduced price meal or free milk application. We continue to encourage
local educational agencies to identify and work with the local
educational agency liaison for homeless children and with directors of
homeless shelters where children may reside to expedite benefits to
homeless children.
Runaway Children
Section 107 of the Reauthorization Act made children served by a
runaway and homeless youth grant program established under the Runaway
and Homeless Youth Act (42 U.S.C. 5701 et seq.) categorically eligible
for free school meals. A child who is a runaway must be participating
in a runaway and homeless youth grant program under the Runaway and
Homeless Youth Act to be categorically eligible for free meal benefits
and for direct certification. The Family and Youth Services Bureau
(FYSB), part of the Administration on Children and Families of the
United States Department of Health and Human Services, awards funding
to local community agencies to offer services to young people and their
families. There are three grant programs for runaways under that
title--Basic Center Program, Transitional Living Program and the Street
Outreach Program. The agencies receiving grants under these three
programs are referred to as either FYSB grantees, or Runaway and
Homeless Youth (RHY) service providers.
Additionally, the 2003 Reauthorization of the RHY Program directed
FYSB to coordinate with local educational agency liaisons under the
McKinney-Vento Homeless Assistance Act to assure that RHY are provided
information about the educational services available to them and to
ensure they receive support services guaranteed under the law.
Therefore, the first source for documentation for these children is the
local educational agency's homeless liaison.
This interim rule provides in paragraph 245.6(b)(5)(iii) that
documentation to substantiate free meal or milk eligibility must
consist, at a minimum, of the youth's name, or a list of names, a
statement certifying that the children are eligible for that program,
the signature of the McKinney-Vento local educational agency's liaison
or the RHY service provider(s) and the date signed. Documentation which
meets the regulatory requirements must be
[[Page 22791]]
accepted in lieu of a free meal or milk application. It is important
that schools/local educational agencies become familiar with their
local RHY service providers and their McKinney-Vento local educational
agency's liaison in order to facilitate the service of free school
meals or milk for youth in the programs administered by the FYSB.
Migrant Children
The Reauthorization Act extended categorical eligibility to
migratory children as defined in section 1309 of the Elementary and
Secondary Education Act of 1965 (ESEA). In general, a migrant child is
one who has moved across local educational agency boundaries, within
the last three years, to accompany or join a parent or guardian who has
moved to seek or obtain temporary or seasonal work in agriculture or
fishing. Please note, however, that it is not necessary for local
educational agency personnel to apply the ESEA definition because there
are State educational agency and local MEP staff who are responsible
for identifying (and maintaining supporting documentation) for each
eligible migrant child under ESEA.
As recognized in paragraph 245.6(b)(6)(ii) of this interim rule,
local educational agencies will benefit from working directly with MEP
coordinators or, where appropriate, the State MEP director, to identify
migrant children and to document their eligibility for free school
meals. Pursuant to paragraph 245.6(b)(5)(iii), local educational
agencies must accept documentation that the children are migrant
children from the MEP coordinator. Such documentation of migrant status
to substantiate free meal eligibility may be a list that includes each
child's name, a statement certifying that the children are eligible for
that program, and the signature of the MEP coordinator or the State MEP
director and the date of the signature. This list serves as
documentation of categorical eligibility for or migrant children.
Newly Enrolled Homeless, Runaway or Migrant Students
It is important that newly enrolled homeless, runaway and migrant
children in the local educational agency be identified and certified
for free meals or milk as promptly as possible. The Eligibility
Guidance for School Meals Manual (https://www.fns.usda.gov/cnd/Guidance/default.htm) indicates that, to the extent possible, applications
should be processed immediately. This includes determination of
eligibility through sources such as the homeless liaison. Local
educational agencies need to establish procedures with the
coordinators/liaisons to assure they are notified when the
coordinators/liaisons identify a new homeless, runaway or migrant child
so these children may be promptly certified at any time during the
school year. Children also may be determined eligible through the
standard application process. If the child is not indentified through
coordinators/liaisons and an application is not submitted, paragraph
245.6(d) of the existing regulations allows school officials to
complete an application on the child's behalf noting the child is
homeless, etc. and giving the source for his/her knowledge. This must
be done only on a case-by-case basis.
Children Enrolled in Head Start Programs
This interim rule also adds as categorically eligible children who
are enrolled as participants in Head Start programs authorized under
the Head Start Act. Until enactment of the Improving Head Start for
School Readiness Act of 2007 (Pub. L. 110-134), only children enrolled
in Head Start who met that program's prescribed low-income criteria
were categorically eligible for free school meals. However, section
29(c) of Public Law 110-134 amended section (9)(b)(12)(A)(iii) and
section 17(c)(5) of the NSLA to extend categorical eligibility for free
meals and free milk to all Head Start enrollees. The original policy on
limited categorical eligibility was issued in a memorandum dated April
14, 1995 and the most recent policy was issued in a memorandum dated
May 16, 2008, ``SP-23-2008, CACFP 07-2008, SFSP 06-2008, Automatic
Eligibility for Free Meal Benefits Extended to All Children Enrolled in
Head Start'' (https://www.fns.usda.gov/cnd/Governance/policy.htm). We
are now incorporating the most recent statutory requirement into the
regulations. Therefore, a definition of a Head Start child is added to
Sec. 245.2 and a definition of categorically eligible is added which
states that children enrolled in Head Start are categorically eligible
for free school meals.
VI. Other Provisions and Technical Amendments
Confidentiality and Prevention of Overt Identification
Paragraph 245.6(b)(9) of this interim rule addresses the
confidentiality of information obtained through the direct
certification process and the prevention of overt identification of
children eligible for free or reduced-price meals or free milk. This
paragraph incorporates the provisions found in paragraph 245.6(b)(1)
prior to the effective date of this rule. However, the wording has been
revised to improve readability and to clarify that information obtained
about the child's participation in SNAP, FDPIR or TANF must be used for
direct certification purposes only and information regarding a child's
eligibility status in the Child Nutrition Programs may be used or
disclosed solely in accordance with the disclosure provisions in
section 9(b)(6) of the NSLA.
Providing Application Materials
The existing provision that schools are not required to provide
application materials to children who were approved for free meals
through the direct certification process was moved in this interim rule
from paragraph 245.6(b)(2) to paragraph 245.6(b)(10).
Notice of Approval
The existing provision concerning the notification of households in
writing of children determined eligible for free meals or free milk
through the direct certification process was moved from paragraph
245.6(b)(2) to paragraph 245.6(c)(6)(ii). The current provision also
requires that households have an opportunity to decline school meals
benefits for their children. A written notice to the household is not
required if the direct certification documentation is provided to the
school by the household, such as a letter indicating receipt of
benefits from SNAP. By providing the school with documentation, the
household is indicating that they want free meals or milk for their
children. Paragraph 245.6(c)(5) is also being revised in this interim
rule to include the new categories of children (homeless, Head Start,
runaways and migrants) who may be directly certified.
Definitions
The following outlines changes, made by Public Law 108-265 and
Public Law 110-134, which are addressed in Sec. 245.2, Definitions, to
reflect statutory amendments and for clarification purposes.
Categorically eligible--This rule adds a new definition,
``Categorically eligible,'' in Sec. 245.2. ``Categorically eligible''
means that children are eligible for free meals or free milk, as
applicable, based on the child's status as--
A member of a household receiving assistance under SNAP or
FDPIR or a member of a family receiving benefits under the TANF
program;
An enrollee in the Head Start Program;
[[Page 22792]]
A runaway child served by grant programs established under
the Runaway and Homeless Youth Act;
A homeless child as defined under the McKinney-Vento
Homeless Assistance Act; or
A migratory child as specified under the Migrant Education
Program.
This definition also clarifies that categorical eligibility and
automatic eligibility may be used synonymously.
Direct certification--This rule adds a new definition of ``Direct
certification'' in Sec. 245.2. Although the regulations have not
previously included a definition for this term, it has generally been
understood to mean the process of determining eligibility for certain
categories of children by obtaining information directly from the State
or local agency authorized to certify children's status as being
members of households receiving assistance from SNAP, TANF or FDPIR. A
child is directly certified in lieu of completion of an application.
Children who are homeless, migrant, or runaway or enrolled in a Head
Start Program are directly certified by obtaining information from an
individual or agency to certify that the child is participating in one
of these programs.
Documentation--Paragraph (2) of the definition of ``Documentation''
in Sec. 245.2 defines documentation for direct certification purposes
as the name of the child; a statement certifying that the child is
receiving assistance from SNAP, FDPIR or TANF program; information in
sufficient detail to match the child attending school in the local
educational agency; the signature of the appropriate SNAP, FDPIR, or
TANF official; and the date. The definition also clarifies that when
the signature is impracticable to obtain, such as in computerized
operations providing an electronic signature, other arrangements may be
accepted if the local educational agency has a method to ensure that a
responsible official from the assistance program can attest to the
accuracy of the information provided. This interim rule revises the
definition of ``Documentation'' to address acceptable documentation
from SNAP, FDPIR or TANF Program; acceptable documentation for children
in a family with at least one member receiving benefits from SNAP,
FDPIR or TANF; acceptable documentation for Head Start children,
homeless and migrant children and runaway children who participate in
the respective Federal program.
Head Start child, Homeless child, Migrant child and Runaway child--
Definitions for each of these are added consistent with the intent of
Section 107 of the Reauthorization Act.
Technical Amendments
Pursuant to section 12(a) of the NSLA and current regulations,
local educational agencies agree to maintain files of currently
approved and denied applications and documentation for direct
certification as part of their agreement to administer the program at
the school district level. Paragraph 210.9(b) is being revised by this
rule to include the new categories of children who may be directly
certified (i.e., homeless, certain runaway and migrant children and
Head Start enrollees). The review requirements in paragraph 210.18(g)
are also amended to add the new categories of children who may be
directly certified. Paragraph 210.18(g)(1)(B) is also being amended to
conform with changes made in the November 13, 2007, interim regulation
(72 FR 63785) that established year-long eligibility for free and
reduced price meals.
We are also using this opportunity to clarify the relationship
between delayed implementation of Provision 2 as permitted in paragraph
245.9(b)(6)(ii) and use of a child's prior year's eligibility status
for the first 30 operating days in the new school year (``carryover'')
in paragraph 245.6(c)(2). Delayed implementation permits schools
establishing claiming percentages for Provision 2 to charge
participating students for meals in the first claiming period of the
base year. This exception is permitted to assist schools in securing
completed free and reduced price applications from households which
might not otherwise submit an application if there is no charge for
meals. With the State agency's approval, schools may delay implementing
Provision 2 for a period not to exceed the first claiming period of the
base year. When the carryover provision was added in the interim
rulemaking dated November 13, 2007, (72 FR 63793), we did not address
how it applied to delayed implementation. Therefore, we are revising
paragraph 245.6(c)(2) to indicate that carryover is not required when
schools are approved to use the delayed implementation in relation to
Provision 2.
We are also making technical amendments to paragraph
210.18(g)(1)(i)(A)(3) to reflect the recent changes to the carryover
provision that no longer permit the State agency to establish a
different timeframe. Other technical changes are to correct an omission
in the introductory text of paragraph 210.19(c) by adding a reference
to paragraph 210.19(c)(iii), which was inadvertently left out, and to
correct a citation in the definition of ``School in severe need'' in
Sec. 220.2 that should refer to paragraph 220.9(d), not paragraph
220.9(e).
We are also using this interim rule to correct a number of obsolete
names, addresses, terms of usage, and spelling errors that may appear
in parts 210, 215, 220, 225, 226, and 245.
As mandated by the Food, Conservation and Energy Act of 2008,
effective October 1, 2008, the Food Stamp Program was renamed as the
Supplemental Nutrition Assistance Program or SNAP. This interim rule
amends parts 210, 215, 225, 226, and 245 to reflect this change.
The new name of the General Accounting Office, the Government
Accountability Office (GAO), is made to paragraphs 225.6(h)(vii) and
226.10(d). This interim rule also replaces the term ``handicap'' with
the term ``disability'' in paragraphs 225.8(g)(i), 225.15(e),
226.23(c)(5), 226.23(e)(2)(iv), and 226.23(h). Other corrections are a
reference to CACFP in paragraph 226.23(e)(1)(iii)(E) and the spelling
of ``labeled'' in paragraph 225.15(e).
Paragraph 245.3(b) is also revised to improve the readability of
regulations and to delete a procedure applicable only to single child
applications, which may no longer be used by local educational
agencies.
VII. Procedural Matters
Executive Order 12866 and Executive Order 13563
Executive Orders 12866 and 13563 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility.
This interim rule has been designated a ``significant regulatory
action,'' although not economically significant, under section 3(f) of
Executive Order 12866. Accordingly, the rule has been reviewed by the
Office of Management and Budget.
Regulatory Impact Analysis
Need for Action
The 2004 Reauthorization Act requires local educational agencies to
establish systems to directly certify SNAP participant children for
free
[[Page 22793]]
school meals no later than School Year 2008-2009. The Reauthorization
Act also extends categorical eligibility and provides for the direct
certification of certain homeless, migrant, or runaway children. This
interim rule makes necessary changes to implement these statutory
requirements.
Benefits
The rule is expected to enhance access to the school meals and milk
programs by needy children, decrease duplicative paperwork for
households, decrease the administrative costs of processing and
reviewing applications, and improve program integrity. Mandatory direct
certification based on SNAP participation increased certifications for
free school meals by an estimated 190,000 children in School Year 2008-
2009. The interim rule's requirement that local educational agencies
conduct direct certification at least three times per year beginning in
School Year 2011-2012 may increase the number of children certified for
free meals (for at least part of the school year) by an additional
270,000.
Costs
Direct certification increases the number of children certified to
receive free school meals, which raises the cost of federal meal
reimbursements to participating schools. State and local education,
SNAP, and child welfare agencies also incur administrative costs
associated with direct certification. Total meal reimbursement and
administrative costs are estimated to have increased by more than $114
million over the five fiscal years from 2005 through 2009. (State SNAP
and Child Nutrition Agencies begin to incur administrative costs in
fiscal year 2005, the year prior to the mandatory implementation of
direct certification by large LEAs under the terms of the 2004
Reauthorization Act.) The estimated ten-year cost of the rule, through
FY 2014, is nearly $760 million. More than $730 million of this amount
is the cost of Federal reimbursement to schools for free meals served
to newly certified children.
Regulatory Flexibility Act
This interim rule has been reviewed with regard to the requirements
of the Regulatory Flexibility Act. It is certified that this interim
rule will not have a significant economic impact on a substantial
number of small entities. Determining children eligible for free meals
or free milk by obtaining eligibility information directly from another
agency will reduce duplicative paperwork for households who have
already established their need for assistance to certain programs which
serve low-income children and adults, and will streamline the free and
reduced price application and certification process for schools. The
provisions of this rule will enhance access to these programs by needy
children. Although there may be some initial burdens associated with
implementation of this rule, the burdens will not be significant and
will be outweighed by the long-term benefits of direct certification
and expanded categorical eligibility.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA)
establishes a requirement for Federal agencies to assess the effects of
their regulatory actions on State, local, and tribal governments and
the private sector. Under section 202 of the UMRA, the Department
generally must prepare a written statement, including a cost-benefit
analysis. This is done for proposed and final rules that have Federal
mandates which may result in expenditures of $100 million or more in
any one year by State, local, or tribal governments, in the aggregate,
or by the private sector. When this statement is needed for a rule,
section 205 of the UMRA generally requires the Department to identify
and consider a reasonable number of regulatory alternatives. It must
then adopt the least costly, most cost-effective or least burdensome
alternative that achieves the objectives of the rule.
This rule contains no Federal mandates of $100 million or more in
any one year (under regulatory provisions of Title II of the UMRA) for
State, local, and tribal governments or the private sector. Thus, this
interim rule is not subject to the requirements of sections 202 and 205
of the UMRA.
Executive Order 12372
The National School Lunch Program, Special Milk Program, School
Breakfast Program Summer Food Service Program, and Child and Adult Care
Food Program are listed in the Catalog of Federal Domestic Assistance
under Nos. 10.555, 10.556, 10.553, 10.559 and 10.558, respectively. For
the reasons set forth in the final rule in 7 CFR part 3015, subpart V,
and final rule related notice at 48 FR 29114, June 24, 1983, these
programs are included in the scope of Executive Order 12372, which
requires intergovernmental consultation with State and local officials.
Federalism Summary Impact Statement
Executive Order 13132 requires Federal agencies to consider the
impact of their regulatory actions on State and local governments.
Where such actions have federalism implications, agencies are directed
to provide a statement for inclusion in the preamble to the regulation
describing the agency's considerations in terms of the three categories
called for under section (6)(b)(2)(B) of Executive Order 13132.
Prior Consultation With State Officials
Prior to drafting this rule, we received input from State and local
agencies at various times. The Child Nutrition Programs (CNP) are State
administered, federally funded programs. Staff from FNS' headquarters
and regional offices had informal and formal discussions with State and
local officials on an ongoing basis regarding program implementation
and performance. This arrangement allows State and local agencies to
provide feedback that helps form the basis for any discretionary
decisions in this and other CNP rules. Additionally, we convened a
meeting of representative Federal and State administrators of SNAP and
CNP State directors to discuss their current direct certification
procedures. Department officials have also provided overviews of the
changes made in the certification process at meetings attended by local
educational agency representatives, advocacy groups and other
interested parties. These sessions provided FNS officials with insights
into areas of concerns from these groups and allowed us to obtain
background into how local and State administrators are currently doing
certification and direct certification and how the statutory changes
will affect these procedures.
Nature of Concerns and the Need To Issue This Rule
State and local agencies are generally concerned about improving
the integrity of the free and reduced price meal eligibility process
without hindering access to the programs. They also are concerned about
the paperwork and financial burdens placed on food service to determine
free and reduced price meal eligibility and the initial cost of
implementing direct certification.
The issuance of this regulation is required by amendments made to
the Richard B. Russell National School Lunch Act by the Reauthorization
Act. Prior to those amendments, program officials were permitted to
directly certify children in households receiving benefits from SNAP,
TANF and FDPIR. This rule now requires local educational agencies to
directly certify children in households receiving benefits from SNAP
and permits the direct certification of children in households
[[Page 22794]]
receiving TANF or FDPIR benefits, as well as homeless, some runaway
children and migrant children.
Extent to Which We Meet These Concerns
By extending categorical eligibility to all children in a family
based on one (or more) children's receipt of SNAP, FDPIR or TANF
benefits, access to free meals is improved and the application process
streamlined for both families and local educational agencies. Integrity
is also addressed in this provision because the large majority of these
other children are otherwise income eligible for free meals or are
actually receiving assistance from these programs but were not readily
identified. Additionally, children whose eligibility is determined
through the direct certification process are exempt from the
verification of eligibility process which reduces the burden placed on
households. The inclusion of all children in the family as
categorically eligible if other children are identified through direct
certification eliminates the need for an application and further
reduces the number of applications subject to verification. Local
educational agencies can reduce the number of applications/households
that are subject to verification by using direct certification as much
as possible. These amendments will reduce paperwork and financial
burdens placed on local educational agencies.
This rule is intended to have a preemptive effect on any State law
that conflicts with its provisions or that would otherwise impede its
full implementation. To the extent the rule includes discretionary
changes, the Department has established compliance timeframes which
give due consideration to State agency processes for notification of
customers and stakeholders for the implementation of the new procedures
in local offices.
Executive Order 12988
This interim rule has been reviewed under Executive Order 12988,
Civil Justice Reform. It is intended to have preemptive effect with
respect to any State or local laws, regulations or policies which
conflict with its provisions or which would impede its full
implementation. This rule is not intended to have retroactive effect
unless that is specified in the Effective Date section of the preamble
of the rule. Before any judicial challenge to the provisions of this
rule or the application of its provisions, all administrative
procedures that apply must be followed. The only administrative appeal
procedures relevant to this interim rule are the hearings that local
educational agencies must provide for decisions relating to eligibility
for free and reduced price meals and free milk (Sec. 245.7 for the
NSLP, SBP, and SMP in schools).
Civil Rights Impact Analysis
FNS has reviewed this interim rule in accordance with the
Department Regulations 4300-4, ``Civil Rights Impact Analysis,'' to
identify any major civil rights impacts the rule might have on children
on the basis of race, color, national origin, sex, age or disability.
After a careful review of the rule's intent and provisions, FNS has
determined that this interim rule facilitates the participation of all
eligible participants and does not establish any new burdens.
Executive Order 13175
USDA will undertake, within six months after this rule becomes
effective, a series of Tribal consultation sessions to gain input from
elected Tribal officials or their designees concerning the impact of
this rule on Tribal governments, communities and individuals. These
sessions will establish a baseline of consultation for future actions,
should any be necessary, regarding this rule. Reports from these
sessions for consultation will be made part of the USDA annual
reporting on Tribal Consultation and Collaboration. USDA will respond
in a timely and meaningful manner to all Tribal government requests for