Revision of Voting Rights Procedures, 21239-21252 [2011-9083]
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Federal Register / Vol. 76, No. 73 / Friday, April 15, 2011 / Rules and Regulations
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BILLING CODE 4160–01–P
DEPARTMENT OF JUSTICE
28 CFR Parts 0 and 51
[CRT Docket No. 120; AG Order No. 3262–
2011]
Revision of Voting Rights Procedures
Civil Rights Division,
Department of Justice.
ACTION: Final rule.
AGENCY:
The Attorney General finds it
necessary to revise the Department of
Justice’s ‘‘Procedures for the
Administration of section 5 of the
Voting Rights Act of 1965.’’ The
revisions are needed to clarify the scope
of section 5 review based on recent
amendments to section 5, make
technical clarifications and updates, and
provide better guidance to covered
jurisdictions and interested members of
the public concerning current
Department practices. Proposed revised
Procedures were published for comment
on June 11, 2010, and a 60-day comment
period was provided.
DATES: The rule will be effective on
April 15, 2011.
FOR FURTHER INFORMATION CONTACT: T.
Christian Herren, Jr., Chief, Voting
Section, Civil Rights Division, United
States Department of Justice, Room
7254–NWB, 950 Pennsylvania Avenue,
NW., Washington, DC 20530, or by
telephone at (800) 253–3931.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Discussion
Section 5 of the Voting Rights Act of
1965, as amended, 42 U.S.C. 1973c,
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requires certain jurisdictions (listed in
the Appendix) to obtain ‘‘preclearance’’
from either the United States District
Court for the District of Columbia or the
United States Attorney General before
implementing any new standard,
practice, or procedure that affects
voting.
Procedures for the Attorney General’s
Administration of section 5 were first
published in 1971. Proposed Procedures
were published for comment on May 28,
1971 (36 FR 9781), and the final
Procedures were published on
September 10, 1971 (36 FR 18186). As
a result of the Department’s experience
under the 1971 Procedures, changes
mandated by the 1975 Amendments to
the Voting Rights Act, and
interpretations of section 5 contained in
judicial decisions, proposed revised
Procedures were published for comment
on March 21, 1980 (45 FR 18890), and
final revised Procedures were published
on January 5, 1981 (46 FR 870)
(corrected at 46 FR 9571, Jan. 29, 1981).
As a result of further experience under
the 1981 Procedures, specifically with
respect to redistricting plans adopted
following the 1980 Census, changes
mandated by the 1982 Amendments to
the Voting Rights Act, and judicial
decisions in cases involving section 5,
revised Procedures were published for
comment on May 6, 1985 (50 FR 19122),
and final revised Procedures were
published on January 6, 1987 (52 FR
486).
In the twenty-four years since the
previous revisions became final, the
Attorney General has had further
experience in the consideration of
voting changes; the courts have issued
a number of important decisions in
cases involving section 5, and Congress
enacted the 2006 amendments to the
Voting Rights Act. This new revision
reflects these developments.
Comments
In response to the Notice of Proposed
Rulemaking (‘‘Notice’’) published on
June 11, 2010 (75 FR 33205), we
received comments from or on behalf of
two national public interest
organizations, one research and
educational institution, one national
political organization composed of
attorneys, and one individual. All
comments received are available for
inspection and copying at
www.regulations.gov and at the Voting
Section, Civil Rights Division,
Department of Justice, Washington DC
20530.
The comments received expressed
diverse views and were of great
assistance in the preparation of these
final revisions to the Procedures. The
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21239
final revised Procedures reflect our
consideration of the comments as well
as further consideration of sections or
topics that were not the subject of
comments.
Section 51.2 Definitions
The purpose of the revision to the
definition of ‘‘change affecting voting’’ or
‘‘change’’ is to clarify the definition of
the benchmark standard, practice, or
procedure. One commenter
recommended we revise this section to
reflect that the benchmark is the
standard, practice, or procedure in force
or effect at the time of the submission
or the last legally enforceable standard,
practice, or procedure in force or effect
in the jurisdiction. We have concluded
that no further revision of this section
is warranted. The Voting Section’s
practice is to compare the proposed
standard, practice, or procedure to the
benchmark. Generally, the benchmark is
the standard, practice, or procedure that
has been: (1) Unchanged since the
jurisdiction’s coverage date; or (2) if
changed since that date, found to
comply with section 5 and ‘‘in force or
effect.’’ Riley v. Kennedy, 553 U.S. 406,
421 (2008); Procedures for the
Administration of Section 5 of the
Voting Rights Act of 1965, 28 CFR
51.54. Where there is an unsubmitted
intervening change, the Attorney
General will make no determination
concerning the submitted change
because of the prior unsubmitted
change. In such instances, it is our
practice to inform the jurisdiction there
is a prior related change that has not
been submitted and that simultaneous
review is required. A standard, practice,
or procedure that has been reviewed
and determined to meet section 5
standards is considered to be in force or
effect, even if the jurisdiction never
implements the change because the
change is effective as a matter of federal
law and was available for use.
Section 51.3 Delegation of Authority
The purpose of the revisions to the
delegation of authority is to make
technical corrections to the delegation
of authority from the Attorney General
to the Assistant Attorney General, and
from the Chief of the Voting Section to
supervisory attorneys within the Voting
Section, and to conform the Procedures
to other parts of Title 28. Two
commenters objected to the revisions,
expressing concern that the delegation
of the functions of the Chief to
supervisory attorneys in the Voting
Section results in the delegation of
section 5 legal review authority to nonpolitically appointed attorneys
subordinate to the Section Chief.
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The concerns of these commenters are
unfounded. The delegation of authority
in these Procedures is similar to existing
delegations. For example, pursuant to
the appendix to 28 CFR Part 0, Subpart
J, the Chief may authorize the Deputy
Chief to act on his or her behalf.
Moreover, under the revised Procedures,
the Chief needs the concurrence of the
Assistant Attorney General, who is a
presidential appointee, to designate
supervisory attorneys to perform section
5 functions. Accordingly, we decline to
revise the section further.
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Section 51.9 Computation of Time
The purpose of the revisions to this
section is to clarify that the review
period commences when a submission
is received by the Department officials
responsible for conducting section 5
reviews and to clarify the date of the
response.
One commenter objected to the
commencement of the 60-day review
period upon receipt of the submission
by the Voting Section or the Office of
the Assistant Attorney General of the
Civil Rights Division as an unwarranted
extension of the 60-day review period.
The Federal Rules of Civil Procedure
provide for the designation of a
Department clerical employee to receive
summonses on behalf of the Attorney
General. Fed. R. Civ. P. 4(i)(1)(A)(i).
Similarly, and for the same purpose of
prompt and efficient routing, the
Attorney General has designated both
the Voting Section and the Office of the
Assistant Attorney General of the Civil
Rights Division as the proper recipients
for section 5 submissions.
The Department has made one
additional edit to this section. As set
forth in the Notice and as described
below, a second paragraph is being
added to § 51.37 (Obtaining information
from the submitting authority). To
ensure consistency, the reference to
§ 51.37, contained in previous versions
of the Procedures, is amended to
§ 51.37(b),
Section 51.13 Examples of Changes
The purpose of this revision is to
clarify that the dissolution or merger of
voting districts, de facto elimination of
an elected office, and reallocations of
authority to adopt or administer voting
practices or procedures are all subject to
section 5 review.
One commenter suggested that we
add the extension of a term of office for
an elected official as an example of a
covered change in paragraph (i). We
concluded that including this example
would provide additional clarity. To the
extent that the extension of an elected
official’s term is a discretionary change
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that affects the next regularly scheduled
election for that office, there is no
question that it constitutes a ‘‘change
affecting voting’’ covered by section 5.
Additionally, extending the term of a
particular office affects the ability of
voters to elect candidates of choice at
regularly scheduled intervals.
The commenter also suggested that
paragraph (k), which provides that
changes affecting the right or ability of
persons to participate in ‘‘political
campaigns’’ are covered under section 5,
be expanded to include ‘‘campaigns or
other pre-election activity.’’ We agreed
that the phrase ‘‘political campaigns,’’
without any elaboration, may carry
partisan connotations not envisioned by
the statute. Additionally, ‘‘political
campaigns’’ may not include all preelection activity related to voting, and a
somewhat broader construction is
consistent with the broad scope given to
‘‘changes affecting voting’’ covered
under section 5. Such changes include
any ‘‘voting qualification or prerequisite
to voting or standard, practice, or
procedure’’ related to the right to vote,
42 U.S.C. 1973(a), and the Supreme
Court has recognized that voting
includes ‘‘all action necessary to make a
vote effective.’’ Allen v. State Board of
Elections, 393 U.S. 544, 566 (1969)
(quoting 42 U.S.C. 1973l). As a result,
section 5 coverage extends to ‘‘subtle, as
well as the obvious,’’ changes affecting
voting. Allen, 393 U.S. at 565.
Using the phrase ‘‘pre-election
activity,’’ by itself, however, is too
general and nebulous. As a result, we
have revised the paragraph to reflect
that any change affecting the right or
ability of persons to participate in preelection activity, such as political
campaigns, is subject to review under
section 5.
Another commenter objected to the
inclusion of paragraph (l) as an example
of changes affecting voting, stating that
this change did not fall within the scope
of section 5 coverage. A change in the
voting-related authority of an official or
governmental entity does alter election
law and change rules governing voting.
Thus, such changes meet the test of
voting relatedness that is at the core of
the Court’s decision in Presley v.
Etowah County Commission, 502 U.S.
491 (1992). In addition, a conclusion
that such changes are not covered
arguably would be inconsistent with the
well-established rule that section 5
covers state enabling legislation that
transfers authority to adopt a voting
change from the state to its
subjurisdictions. See Allen v. State
Board of Elections, 393 U.S. 544 (1969)
(holding that section 5 covered a
Mississippi statute that granted county
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boards of supervisors the authority to
change board elections from singlemember districts to at-large voting).
Section 51.18 Federal Court-Ordered
Changes
The purpose of the revisions to this
section is to clarify the principle that
section 5 review ordinarily should
precede other forms of court review,
that a court-ordered change that initially
is not subject to section 5 may become
covered through subsequent actions
taken by the affected jurisdiction, and
that the interim use of an covered
change before it is established that such
change complies with section 5 should
be ordered by a court only in emergency
circumstances.
One commenter opposed the changes
contained in the section stating that the
revisions appear to grant federal courts
greater authority than the case law
recognizes to implement voting changes
that are subject to, but not yet reviewed
under, section 5 on an emergency basis.
Although that was not the intent of the
revisions, we have modified § 51.18(a)
to clarify that it reflects existing judicial
precedent. After further consideration,
we believe that, other than renumbering
the paragraph as § 51.18(d), it is
appropriate not to make any change to
§ 51.18(c) as it currently exists in the
Procedures.
Section 51.28 Supplemental Contents
The proposed revision to paragraph
(a) was omitted from the June 11, 2010,
Notice of Proposed Rulemaking in error.
The purpose of the revision is to make
purely technical changes to the format
in which information may be submitted
to the Attorney General electronically.
In addition, since the publication of the
Notice, the Census Bureau has renamed
the 15-character geographic identifier
specified in paragraph (b); the final
Procedures reflect this change in
nomenclature.
Section 51.29 Communications
Concerning Voting Changes
The purpose of the revisions to this
section is to clarify the addresses and
methods by which persons may provide
written comments on section 5
submissions and to clarify the
circumstances in which the Department
may withhold the identity of those
providing comments on section 5
submissions.
One commenter objected to the
nondisclosure of the identity of an
individual or entity where an assurance
of confidentiality may reasonably be
implied from the circumstances of the
communication. The Department
believes, however, that communications
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where confidentiality can reasonably be
implied are within the scope of
information that ‘‘could reasonably be
expected to disclose the identity of a
confidential source.’’ 5 U.S.C. 552(b)(7).
Accordingly, this determination about
confidentiality is within the scope of
Section 552(b) concerning exemptions
under both the Freedom of Information
and the Privacy Acts.
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Section 51.37 Obtaining Information
From the Submitting Authority
The purpose of the revisions to this
section is to clarify the procedures for
the Attorney General to make oral and
written requests for additional
information regarding a section 5
submission.
One commenter recommended that
we revise the paragraph concerning oral
requests to make clear that the Attorney
General reserves the authority to restart
the 60-day review period upon receipt
of material provided in response to the
Attorney General’s first such request
made with respect to a submission, and
that responses to an oral request do not
affect the running of the 60-day period
once a written request for information is
made.
We declined to amend the proposed
language regarding responses to an oral
request because as the Procedures
currently exist the Attorney General
may request further information within
the new 60-day period following the
receipt of a response from the
submitting authority to an earlier
written request, but such a request shall
not suspend the running the 60-day
period, nor shall the Attorney General’s
receipt of such further information
begin a new 60-day period. Moreover,
§ 51.39 provides that we may determine
that information supplied in response to
an oral request in the initial review
period materially supplements the
pending request such that it does extend
the 60-day period.
We did conclude, however, on the
basis of the comment that we received,
that a reordering of the paragraphs
would add clarity to the section and
make it more useful.
Section 51.40 Failure To Complete
Submissions
As described above, the paragraphs of
§ 51.37 are being reordered. To ensure
consistency, the reference to § 51.37(a)
in previous versions of the Procedures
is amended to § 51.37(b).
Section 51.48 Decision After
Reconsideration
The purpose of the revisions to this
section is to clarify the manner in which
the 60-day requirement applies to
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reconsideration requests and revise
language to conform to the substantive
section 5 standard in the 2006
amendments to the Act.
One commenter objected to the
revisions in paragraph (a), expressing a
concern that the revisions permit the
Attorney General to exceed 60 days for
the reconsideration of an objection.
Section 51.48 provides that the 60-day
reconsideration period may be extended
to allow a 15-day decision period
following a conference held pursuant to
§ 51.47. Moreover, the courts have held
that when a submitting jurisdiction
deems its initial submission on a
reconsideration request to be inadequate
and decides to supplement it, the 60day period is commenced anew. The
purpose of this interpretation is to
provide the Attorney General time to
give adequate consideration to materials
submitted in piecemeal fashion. City of
Rome v. United States, 446 U.S. 156,
171 (1980).
Section 51.50 Records Concerning
Submissions
The purpose of the revision to this
section is to clarify the procedures
regarding access to section 5 records.
One commenter opposed the changes to
paragraph (b) and conveyed concerns
that these changes will result in the
removal of record keeping with regard
to objection files.
Under paragraph (a), the Voting
Section continues to maintain a section
5 file for each submission, including
objection files. Accordingly, all
appropriate records continue to be
maintained with regard to all section 5
submissions.
Section 51.52 Basic Standard
The purpose of the revision to this
section is to clarify the substantive
standard so as to reflect the 2006
amendments to the Act and the manner
in which the Attorney General will
evaluate submissions under section 5.
One commenter suggested that
paragraph (a) be amended further to
reflect the fact that the Attorney General
‘‘shall apply the same standard of
review,’’ instead of ‘‘shall make the same
determination,’’ that would be made by
a court in an action for a declaratory
judgment under section 5. The section
refers to making a ‘‘determination’’ as
the activity that both the Attorney
General and the district court undertake,
i.e., deciding whether the change
complies with section 5, as opposed to
the resulting substantive decision.
Therefore, we concluded that no further
revision to the paragraph is warranted.
Another commentator suggested we
replace ‘‘purpose and effect’’ with
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21241
‘‘purpose or effect’’ in paragraph (c).
Although we decided not to incorporate
the commentator’s exact change, we did
decide that further refinement of the
paragraph would provide more clarity.
Therefore, the paragraph will reflect that
in those situations where the evidence
as to the purpose or effect of the change
is conflicting and the Attorney General
is unable to determine that the change
is free of both the prohibited
discriminatory purpose and effect, the
Attorney General will interpose an
objection. Evers v. State Board of
Election Commissioners, 327 F. Supp.
640 (S.D. Miss 1971).
Section 51.54 Discriminatory Purpose
and Effect
One commenter suggested various
minor edits to the proposed language.
We declined to make these changes. The
proposed language reflects our extensive
experience gained over the years in our
administrative review of section 5
changes, while avoiding redundancy.
We did edit the language of paragraph
(c) to reflect that the statutory language
refers to a change in a standard,
practice, or procedure affecting voting,
not only a practice or procedure.
Section 51.57(e) Relevant Factors
One commenter suggested that we
include ‘‘contemporaneous statements
and viewpoints held by decisionmakers’’ in the list of relevant factors.
Such statements are an evidentiary
source cited by the Court in its opinion
in Village of Arlington Heights v.
Metropolitan Housing Development
Corp., 429 U.S. 252, 268 (1977), and
therefore we have revised the section to
reflect the Court’s holding more
completely.
Section 51.58(b)(2) Background
Factors
One commenter suggested that this
paragraph be revised to state that
whether ‘‘election-related activities,’’
instead of ‘‘political activities,’’ are
racially segregated or exclusionary
constitutes important background
information when making section 5
determinations. The proposed
paragraph provided that the Attorney
General will consider the ‘‘extent to
which voting in the jurisdiction is
racially polarized and political activities
are racially segregated.’’ Courts in cases
assessing whether the constitutional
guarantees afforded to persons to
exercise the franchise without
discrimination have been infringed have
often used the words ‘‘electoral’’ and
‘‘political’’ as synonyms for each other.
See, e.g., Harper v. Virginia State Board
of Elections, 383 U.S. 663, 667–68
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(1966); see also Johnson v. Miller, 864 F.
Supp. 1354, 1386–87 (S.D. Ga. 1994)
(considering a claim under section 2 of
the Voting Rights Act). These terms are
similarly synonymous with respect to
section 5, which also concerns the
ability of voters to participate in the
electoral process. After careful
consideration of the comment, we
determined that ‘‘election-related
activities’’ provides greater clarity than
‘‘political activities’’ and revised the
section accordingly.
Vera, 517 U.S. 952, 980–81 (1996).
Therefore, we decline to revise these
factors further.
Section 51.59 Redistricting Plans
Two commenters recommended
various additions or deletions to
paragraph 51.59(a). Because these
factors are not intended to be
exhaustive, not all factors are listed.
Rather, the factors that are listed are
illustrative, intended to provide
guidance to jurisdictions regarding
redistricting plans.
Other commenters suggested we
delete or revise certain previously
existing factors described in the
paragraph. The Attorney General has,
however, repeatedly cited factors
identified in the section in past
objection letters. Additionally, courts
have cited ‘‘traditional redistricting
principles,’’ such as preserving
recognized communities of interest and
maintaining political and geographical
boundaries, as relevant factors in a
section 5 analysis. Colleton County
Council v. McConnell, 201 F. Supp. 2d
618, 647 (D.S.C. 2002) (citing S.C. State
Conference of Branches of the NAACP
v. Riley, 533 F. Supp. 1178, 1180
(D.S.C.), aff’d, 459 U.S. 1025 (1982)).
See generally Guidance Concerning
Redistricting Under Section 5 of the
Voting Rights Act, 76 FR 7470, 7472
(2011).
One commenter suggested we amend
paragraph 51.59(a)(7) to focus on
whether a proposed plan is inconsistent
with the jurisdiction’s ‘‘long-held’’
redistricting standards, instead of the
jurisdiction’s ‘‘stated standards.’’ The
commenter believes that by adding the
term ‘‘long-held,’’ jurisdictions will be
discouraged from adopting ad hoc
redistricting principles to insulate a
redistricting plan during section 5
review. The current factors, particularly
with regards to discriminatory purpose,
encapsulate scenarios where a
jurisdiction adopts pretextual or
unusual redistricting criteria. The
Procedures should not be interpreted to
discourage jurisdictions from
considering traditional redistricting
principles such as one-person, one-vote,
or maintaining natural political or
geographic boundaries, even if they
have not done so in the past. Bush v.
Additional Provisions
One commenter suggested the
addition of several provisions related to
the substantive standards to be
employed during the review of
redistricting plans. The proposed
revisions go beyond the scope of these
Procedures.
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Section 51.59(b) Discriminatory
Purpose
Several commenters suggested this
paragraph be revised in the interest of
clarity. After reviewing the language, we
agreed that it did not clearly reflect the
relevant case law on this point and that
some clarification would be helpful. We
revised the paragraph accordingly.
Administrative Procedure Act
This rule amends interpretative rules,
general statements of policy, or rules of
agency organization, procedure, or
practice and therefore the notice
requirement of 5 U.S.C. 553(b) is not
mandatory. Although notice and
comment was not required, we
nonetheless chose to offer the proposed
rule for notice and comment.
Regulatory Flexibility Act
The Attorney General, in accordance
with the Regulatory Flexibility Act (5
U.S.C. 605(b)), has reviewed this rule
and by approving it certifies that this
rule will not have a significant
economic impact on a substantial
number of small entities because it
applies only to governmental entities
and jurisdictions that are already
required by section 5 of the Voting
Rights Act of 1965 to submit voting
changes to the Department of Justice,
and this rule does not change this
requirement. It provides guidance to
such entities to assist them in making
the required submissions under section
5. Further, a Regulatory Flexibility
Analysis was not required to be
prepared for this rule because the
Department of Justice was not required
to publish a general notice of proposed
rulemaking for this matter.
Executive Order 12866
This rule has been drafted and
reviewed in accordance with Executive
Order 12866, ‘‘Regulatory Planning and
Review,’’ section 1(b), Principles of
Regulation. The Department of Justice
has determined that this rule is not a
‘‘significant regulatory action’’ under
Executive Order 12866, section 3(f),
Regulatory Planning and Review, and
accordingly this rule has not been
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reviewed by the Office of Management
and Budget. The amendments made by
this rule clarify the scope of section 5
review based on recent amendments to
section 5, make certain technical
clarifications and updates, and provide
better guidance to covered jurisdictions
and citizens. In many instances, the
amendments describe longstanding
practices of the Attorney General in his
review of section 5 submissions.
Executive Order 13132—Federalism
This rule does not have federalism
implications warranting the preparation
of a Federalism Assessment under
section 6 of Executive Order 13132
because the rule does not alter or
modify the existing statutory
requirements of section 5 of the Voting
Rights Act imposed on the States,
including units of local government or
political subdivisions of the States.
Executive Order 12988—Civil Justice
Reform
This document meets the applicable
standards set forth in sections 3(a) and
3(b)(2) of Executive Order 12988.
Unfunded Mandates Reform Act of 1995
This rule will not result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100,000,000 or more
in any one year, and it will not
significantly or uniquely affect small
governments. Therefore, no actions are
necessary under the provisions of the
Unfunded Mandates Reform Act of
1995.
List of Subjects in 28 CFR Parts 0 and
51
Administrative practice and
procedure, Archives and records,
Authority delegations (government
agencies), Civil rights, Elections,
Political committees and parties, Voting
rights.
Accordingly, by virtue of the
authority vested in me as Attorney
General, including 5 U.S.C. 301, 28
U.S.C. 509, 510, and 42 U.S.C. 1973b,
1973c, the following amendments are
made to Chapter I of Title 28 of the Code
of Federal Regulations:
PART 0—ORGANIZATION OF THE
DEPARTMENT OF JUSTICE
1. The authority citation for Part 0
continues to read as follows:
■
Authority: 5 U.S.C. 301; 28 U.S.C. 509,
510.
Subpart J—Civil Rights Division
2. In § 0.50, revise paragraph (h) to
read as follows:
■
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§ 0.50
General functions.
*
*
*
*
*
(h) Administration of sections 3(c)
and 5 of the Voting Rights Act of 1965,
as amended (42 U.S.C. 1973a(c), 1973c).
*
*
*
*
*
PART 51—PROCEDURES FOR THE
ADMINISTRATION OF SECTION 5 OF
THE VOTING RIGHTS ACT OF 1965.
3. The authority citation for Part 51 is
revised to read as follows:
■
Authority: 5 U.S.C. 301; 28 U.S.C. 509,
510, and 42 U.S.C. 1973b, 1973c.
4. In § 51.1, revise paragraph (a)(1) to
read as follows:
■
§ 51.1
Purpose.
(a) * * *
(1) A declaratory judgment is obtained
from the U.S. District Court for the
District of Columbia that such
qualification, prerequisite, standard,
practice, or procedure neither has the
purpose nor will have the effect of
denying or abridging the right to vote on
account of race, color, or membership in
a language minority group, or
*
*
*
*
*
■ 5. In § 51.2, revise the definition for
‘‘Act’’; remove the definition of ‘‘Change
affecting voting’’; and add a new
definition of ‘‘Change affecting voting or
change’’ in alphabetical order to read as
follows:
§ 51.2
Definitions.
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*
*
*
*
*
Act means the Voting Rights Act of
1965, 79 Stat. 437, as amended by the
Civil Rights Act of 1968, 82 Stat. 73, the
Voting Rights Act Amendments of 1970,
84 Stat. 314, the District of Columbia
Delegate Act, 84 Stat. 853, the Voting
Rights Act Amendments of 1975, 89
Stat. 400, the Voting Rights Act
Amendments of 1982, 96 Stat. 131, the
Voting Rights Language Assistance Act
of 1992, 106 Stat. 921, the Fannie Lou
Hamer, Rosa Parks, and Coretta Scott
King Voting Rights Act Reauthorization
and Amendments Act of 2006, 120 Stat.
577, and the Act to Revise the Short
Title of the Fannie Lou Hamer, Rosa
Parks, and Coretta Scott King Voting
Rights Act Reauthorization and
Amendments Act of 2006, 122 Stat.
2428, 42 U.S.C. 1973 et seq. Section
numbers, such as ‘‘section 14(c)(3),’’
refer to sections of the Act.
*
*
*
*
*
Change affecting voting or change
means any voting qualification,
prerequisite to voting, or standard,
practice, or procedure with respect to
voting different from that in force or
effect on the date used to determine
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coverage under section 4(b) or from the
existing standard, practice, or procedure
if it was subsequently altered and
precleared under section 5. In assessing
whether a change has a discriminatory
purpose or effect, the comparison shall
be with the standard, practice, or
procedure in effect on the date used to
determine coverage under section 4(b)
or the most recent precleared standard,
practice, or procedure. Some examples
of changes affecting voting are given in
§ 51.13.
*
*
*
*
*
■ 6. Revise § 51.3 to read as follows:
§ 51.3
Delegation of authority.
The responsibility and authority for
determinations under section 5 and
section 3(c) have been delegated by the
Attorney General to the Assistant
Attorney General, Civil Rights Division.
With the exception of objections and
decisions following the reconsideration
of objections, the Chief of the Voting
Section is authorized to perform the
functions of the Assistant Attorney
General. With the concurrence of the
Assistant Attorney General, the Chief of
the Voting Section may designate
supervisory attorneys in the Voting
Section to perform the functions of the
Chief.
■ 7. Revise § 51.5 to read as follows:
§ 51.5
Termination of coverage.
(a) Expiration. The requirements of
section 5 will expire at the end of the
twenty-five-year period following the
effective date of the amendments made
by the Fannie Lou Hamer, Rosa Parks,
´
´
Coretta Scott King, Cesar E. Chavez,
Barbara C. Jordan, William C.
´
Velasquez, and Dr. Hector P. Garcia
Voting Rights Act Reauthorization and
Amendments Act of 2006 (VRARA),
which amendments became effective on
July 27, 2006. See section 4(a)(8) of the
VRARA.
(b) Bailout. Any political subunit in a
covered jurisdiction or a political
subdivision of a covered State, a
covered jurisdiction or a political
subdivision of a covered State, or a
covered State may terminate the
application of section 5 (‘‘bailout’’) by
obtaining the declaratory judgment
described in section 4(a) of the Act.
■ 8. Revise § 51.6 to read as follows:
§ 51.6
Political subunits.
All political subunits within a
covered jurisdiction (e.g., counties,
cities, school districts) that have not
terminated coverage by obtaining the
declaratory judgment described in
section 4(a) of the Act are subject to the
requirements of section 5.
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9. Revise § 51.9 to read as follows:
§ 51.9
Computation of time.
(a) The Attorney General shall have
60 days in which to interpose an
objection to a submitted change
affecting voting for which a response on
the merits is appropriate (see § 51.35,
§ 51.37).
(b) The 60-day period shall commence
upon receipt of a submission by the
Voting Section of the Department of
Justice’s Civil Rights Division or upon
receipt of a submission by the Office of
the Assistant Attorney General, Civil
Rights Division, if the submission is
properly marked as specified in
§ 51.24(f). The 60-day period shall
recommence upon the receipt in like
manner of a resubmission (see § 51.35),
information provided in response to a
written request for additional
information (see § 51.37(b)), or material,
supplemental information or a related
submission (see § 51.39).
(c) The 60-day period shall mean 60
calendar days, with the day of receipt of
the submission not counted, and with
the 60th day ending at 11:59 p.m.
Eastern Time of that day. If the final day
of the period should fall on a Saturday,
Sunday, or any day designated as a
holiday by the President or Congress of
the United States, or any other day that
is not a day of regular business for the
Department of Justice, the next full
business day shall be counted as the
final day of the 60-day period. The date
of the Attorney General’s response shall
be the date on which it is transmitted to
the submitting authority by any
reasonable means, including placing it
in a postbox of the U.S. Postal Service
or a private mail carrier, sending it by
telefacsimile, email, or other electronic
means, or delivering it in person to a
representative of the submitting
authority.
■ 10. In § 51.10, revise paragraph (a) to
read as follows:
§ 51.10 Requirement of action for
declaratory judgment or submission to the
Attorney General.
*
*
*
*
*
(a) Obtain a judicial determination
from the U.S. District Court for the
District of Columbia that the voting
change neither has the purpose nor will
have the effect of denying or abridging
the right to vote on account of race,
color, or membership in a language
minority group.
*
*
*
*
*
■ 11. Revise § 51.11 to read as follows:
§ 51.11
Right to bring suit.
Submission to the Attorney General
does not affect the right of the
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submitting authority to bring an action
in the U.S. District Court for the District
of Columbia for a declaratory judgment
that the change affecting voting neither
has the purpose nor will have the effect
of denying or abridging the right to vote
on account of race, color, or
membership in a language minority
group.
■ 12. Revise § 51.12 to read as follows:
§ 51.12
Scope of requirement.
Except as provided in § 51.18 (Federal
court-ordered changes), the section 5
requirement applies to any change
affecting voting, even though it appears
to be minor or indirect, returns to a
prior practice or procedure, seemingly
expands voting rights, or is designed to
remove the elements that caused the
Attorney General to object to a prior
submitted change. The scope of section
5 coverage is based on whether the
generic category of changes affecting
voting to which the change belongs (for
example, the generic categories of
changes listed in § 51.13) has the
potential for discrimination. NAACP v.
Hampton County Election Commission,
470 U.S. 166 (1985). The method by
which a jurisdiction enacts or
administers a change does not affect the
requirement to comply with section 5,
which applies to changes enacted or
administered through the executive,
legislative, or judicial branches.
■ 13. In § 51.13, revise paragraphs (e),
(i), and (k) and add paragraph (l) to read
as follows:
§ 51.13
Examples of changes.
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*
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*
(e) Any change in the constituency of
an official or the boundaries of a voting
unit (e.g., through redistricting,
annexation, deannexation,
incorporation, dissolution, merger,
reapportionment, changing to at-large
elections from district elections, or
changing to district elections from atlarge elections).
*
*
*
*
*
(i) Any change in the term of an
elective office or an elected official, or
any change in the offices that are
elective (e.g., by shortening or extending
the term of an office; changing from
election to appointment; transferring
authority from an elected to an
appointed official that, in law or in fact,
eliminates the elected official’s office; or
staggering the terms of offices).
*
*
*
*
*
(k) Any change affecting the right or
ability of persons to participate in preelection activities, such as political
campaigns.
(l) Any change that transfers or alters
the authority of any official or
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governmental entity regarding who may
enact or seek to implement a voting
qualification, prerequisite to voting, or
standard, practice, or procedure with
respect to voting.
■ 14. Revise § 51.18 to read as follows:
§ 51.18
Federal court-ordered changes.
(a) In general. Changes affecting
voting for which approval by a Federal
court is required, or that are ordered by
a Federal court, are exempt from section
5 review only where the Federal court
prepared the change and the change has
not been subsequently adopted or
modified by the relevant governmental
body. McDaniel v. Sanchez, 452 U.S.
130 (1981). (See also § 51.22.)
(b) Subsequent changes. Where a
Federal court-ordered change is not
itself subject to the preclearance
requirement, subsequent changes
necessitated by the court order but
decided upon by the jurisdiction remain
subject to preclearance. For example,
voting precinct and polling changes
made necessary by a court-ordered
redistricting plan are subject to section
5 review.
(c) Alteration in section 5 status.
Where a Federal court-ordered change at
its inception is not subject to review
under section 5, a subsequent action by
the submitting authority demonstrating
that the change reflects its policy
choices (e.g., adoption or ratification of
the change, or implementation in a
manner not explicitly authorized by the
court) will render the change subject to
review under section 5 with regard to
any future implementation.
(d) In emergencies. A Federal court’s
authorization of the emergency interim
use without preclearance of a voting
change does not exempt from section 5
review any use of that practice not
explicitly authorized by the court.
■ 15. Revise § 51.19 to read as follows:
§ 51.19 Request for notification
concerning voting litigation.
A jurisdiction subject to the
preclearance requirements of section 5
that becomes involved in any litigation
concerning voting is requested to notify
the Chief, Voting Section, Civil Rights
Division, at the addresses, telefacsimile
number, or email address specified in
§ 51.24. Such notification will not be
considered a submission under section
5.
■ 16. In § 51.20, revise paragraphs (b)
through (e) and add a new paragraph (f)
to read as follows:
§ 51.20
Form of submissions.
*
*
*
*
*
(b) The Attorney General will accept
certain machine readable data in the
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following electronic media: 3.5 inch 1.4
megabyte disk, compact disc read-only
memory (CD–ROM) formatted to the
ISO–9660/Joliet standard, or digital
versatile disc read-only memory (DVD–
ROM). Unless requested by the Attorney
General, data provided on electronic
media need not be provided in hard
copy.
(c) All electronic media shall be
clearly labeled with the following
information:
(1) Submitting authority.
(2) Name, address, title, and
telephone number of contact person.
(3) Date of submission cover letter.
(4) Statement identifying the voting
change(s) involved in the submission.
(d) Each magnetic medium (floppy
disk or tape) provided must be
accompanied by a printed description of
its contents, including an identification
by name or location of each data file
contained on the medium, a detailed
record layout for each such file, a record
count for each such file, and a full
description of the magnetic medium
format.
(e) Text documents should be
provided in a standard American
Standard Code for Information
Interchange (ASCII) character code;
documents with graphics and complex
formatting should be provided in
standard Portable Document Format
(PDF). The label shall be affixed to each
electronic medium, and the information
included on the label shall also be
contained in a documentation file on
the electronic medium.
(f) All data files shall be provided in
a delimited text file and must include a
header row as the first row with a name
for each field in the data set. A separate
data dictionary file documenting the
fields in the data set, the field separators
or delimiters, and a description of each
field, including whether the field is text,
date, or numeric, enumerating all
possible values is required; separators
and delimiters should not also be used
as data in the data set. Proprietary or
commercial software system data files
(e.g., SAS, SPSS, dBase, Lotus 1–2–3)
and data files containing compressed
data or binary data fields will not be
accepted.
■
17. Revise § 51.21 to read as follows:
§ 51.21
Time of submissions.
Changes affecting voting should be
submitted as soon as possible after they
become final, except as provided in
§ 51.22.
■
18. Revise § 51.22 to read as follows:
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§ 51.22 Submitted changes that will not be
reviewed.
(a) The Attorney General will not
consider on the merits:
(1) Any proposal for a change
submitted prior to final enactment or
administrative decision except as
provided in paragraph (b) of this
section.
(2) Any submitted change directly
related to another change that has not
received section 5 preclearance if the
Attorney General determines that the
two changes cannot be substantively
considered independently of one
another.
(3) Any submitted change whose
enforcement has ceased and been
superseded by a standard, practice, or
procedure that has received section 5
preclearance or that is otherwise legally
enforceable under section 5.
(b) For any change requiring approval
by referendum, by a State or Federal
court, or by a Federal agency, the
Attorney General may make a
determination concerning the change
prior to such approval if the change is
not subject to alteration in the final
approving action and if all other action
necessary for approval has been taken.
(See also § 51.18.)
■ 19. Revise § 51.23 to read as follows:
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§ 51.23 Party and jurisdiction responsible
for making submissions.
(a) Changes affecting voting shall be
submitted by the chief legal officer or
other appropriate official of the
submitting authority or by any other
authorized person on behalf of the
submitting authority. A State, whether
partially or fully covered, has authority
to submit any voting change on behalf
of its covered jurisdictions and political
subunits. Where a State is covered as a
whole, State legislation or other changes
undertaken or required by the State
shall be submitted by the State (except
that legislation of local applicability
may be submitted by political subunits).
Where a State is partially covered,
changes of statewide application may be
submitted by the State. Submissions
from the State, rather than from the
individual covered jurisdictions, would
serve the State’s interest in at least two
important respects: first, the State is
better able to explain to the Attorney
General the purpose and effect of voting
changes it enacts than are the individual
covered jurisdictions; second, a single
submission of the voting change on
behalf of all of the covered jurisdictions
would reduce the possibility that some
State acts will be legally enforceable in
some parts of the State but not in others.
(b) A change effected by a political
party (see § 51.7) may be submitted by
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an appropriate official of the political
party.
(c) A change affecting voting that
results from a State court order should
be submitted by the jurisdiction or
entity that is to implement or administer
the change (in the manner specified by
paragraphs (a) and (b) of this section).
■ 20. Revise § 51.24 to read as follows:
§ 51.24
Delivery of submissions.
(a) Delivery by U.S. Postal Service.
Submissions sent to the Attorney
General by the U.S. Postal Service,
including certified mail or express mail,
shall be addressed to the Chief, Voting
Section, Civil Rights Division, United
States Department of Justice, Room
7254–NWB, 950 Pennsylvania Avenue,
NW, Washington, DC 20530.
(b) Delivery by other carriers.
Submissions sent to the Attorney
General by carriers other than the U.S.
Postal Service, including by hand
delivery, should be addressed or may be
delivered to the Chief, Voting Section,
Civil Rights Division, United States
Department of Justice, Room 7254–
NWB, 1800 G Street, NW, Washington,
DC 20006.
(c) Electronic submissions.
Submissions may be delivered to the
Attorney General through an electronic
form available on the website of the
Voting Section of the Civil Rights
Division at www.justice.gov/crt/voting/.
Detailed instructions appear on the
website. Jurisdictions should answer the
questions appearing on the electronic
form, and should attach documents as
specified in the instructions
accompanying the application.
(d) Telefacsimile submissions. In
urgent circumstances, submissions may
be delivered to the Attorney General by
telefacsimile to (202) 616–9514.
Submissions should not be sent to any
other telefacsimile number at the
Department of Justice. Submissions that
are voluminous should not be sent by
telefacsimile.
(e) Email. Submissions may not be
delivered to the Attorney General by
email in the first instance. However,
after a submission is received by the
Attorney General, a jurisdiction may
supply additional information on that
submission by email to
vot1973c@usdoj.gov. The subject line of
the email shall be identified with the
Attorney General’s file number for the
submission (YYYY–NNNN), marked as
‘‘Additional Information,’’ and include
the name of the jurisdiction.
(f) Special marking. The first page of
the submission, and the envelope (if
any), shall be clearly marked:
‘‘Submission under Section 5 of the
Voting Rights Act.’’
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21245
(g) The most current information on
addresses for, and methods of making,
section 5 submissions is available on the
Voting Section website at
www.justice.gov/crt/voting/.
■ 21. In § 51.25, revise paragraph (a) to
read as follows:
§ 51.25
Withdrawal of submissions.
(a) A jurisdiction may withdraw a
submission at any time prior to a final
decision by the Attorney General.
Notice of the withdrawal of a
submission must be made in writing
addressed to the Chief, Voting Section,
Civil Rights Division, to be delivered at
the addresses, telefacsimile number, or
email address specified in § 51.24. The
submission shall be deemed withdrawn
upon the Attorney General’s receipt of
the notice.
*
*
*
*
*
■ 22. In § 51.27, revise paragraphs (a)
through (d) to read as follows:
§ 51.27
Required contents.
*
*
*
*
*
(a) A copy of any ordinance,
enactment, order, or regulation
embodying the change affecting voting
for which section 5 preclearance is
being requested.
(b) A copy of any ordinance,
enactment, order, or regulation
embodying the voting standard,
practice, or procedure that is proposed
to be repealed, amended, or otherwise
changed.
(c) A statement that identifies with
specificity each change affecting voting
for which section 5 preclearance is
being requested and that explains the
difference between the submitted
change and the prior law or practice. If
the submitted change is a special
referendum election and the subject of
the referendum is a proposed change
affecting voting, the submission should
specify whether preclearance is being
requested solely for the special election
or for both the special election and the
proposed change to be voted on in the
referendum (see §§ 51.16, 51.22).
(d) The name, title, mailing address,
and telephone number of the person
making the submission. Where
available, a telefacsimile number and an
email address for the person making the
submission also should be provided.
*
*
*
*
*
■ 23. In § 51.28, revise paragraph (a)(5),
add (a)(6), and revise paragraph (c) to
read as follows:
§ 51.28
Supplemental contents.
*
*
*
*
*
(a) * * *
(5) Demographic data on electronic
media that are provided in conjunction
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with a redistricting plan shall be
contained in an ASCII, comma
delimited block equivalency import file
with two fields as detailed in the
following table. A separate import file
shall accompany each redistricting plan:
Field No.
Description
1 ........................
2 ........................
PL94–171 reference number: GEOID10 .................................................................
District Number ........................................................................................................
(i) Field 1: The PL 94–171/GEOID10
reference number is the state, county,
tract, and block reference numbers
concatenated together and padded with
leading zeroes so as to create a 15-digit
character field; and
(ii) Field 2: The district number is a
3 digit character field with no padded
leading zeroes.
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Example: 482979501002099,1
482979501002100,3 482979501004301,10
482975010004305,23 482975010004302,101
(6) Demographic data on magnetic
media that are provided in conjunction
with a redistricting can be provided in
shapefile (.shp) spatial data format.
(i) The shapefile shall include at a
minimum the main file, index file, and
dBASE table.
(ii) The dBASE table shall contain a
row for each census block. Each census
block will be identified by the state,
county, tract and block identifier
[GEOID10] as specified by the Bureau of
Census. Each row shall identify the
district assignment and relevant
population for that specific row.
(iii) The shapefile should include a
projection file (.prj).
(iv) The shapefile should be sent in
NAD 83 geographic projection. If
another projection is used, it should be
described fully.
*
*
*
*
*
(c) Annexations. For annexations, in
addition to that information specified
elsewhere, the following information:
(1) The present and expected future
use of the annexed land (e.g., garden
apartments, industrial park).
(2) An estimate of the expected
population, by race and language group,
when anticipated development, if any,
is completed.
(3) A statement that all prior
annexations (and deannexations) subject
to the preclearance requirement have
been submitted for review, or a
statement that identifies all annexations
(and deannexations) subject to the
preclearance requirement that have not
been submitted for review. See
§ 51.61(b).
(4) To the extent that the jurisdiction
elects some or all members of its
governing body from single-member
districts, it should inform the Attorney
General how the newly annexed
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territory will be incorporated into the
existing election districts.
*
*
*
*
*
■ 24. In § 51.29, revise paragraphs (b)
and (d) to read as follows:
§ 51.29 Communications concerning
voting changes.
*
*
*
*
*
(b) Comments should be sent to the
Chief, Voting Section, Civil Rights
Division, at the addresses, telefacsimile
number, or email address specified in
§ 51.24. The first page and the envelope
(if any) should be marked: ‘‘Comment
under section 5 of the Voting Rights
Act.’’ Comments should include, where
available, the name of the jurisdiction
and the Attorney General’s file number
(YYYY–NNNN) in the subject line.
*
*
*
*
*
(d) To the extent permitted by the
Freedom of Information Act, 5 U.S.C.
552, the Attorney General shall not
disclose to any person outside the
Department of Justice the identity of any
individual or entity providing
information on a submission or the
administration of section 5 where the
individual or entity has requested
confidentiality; an assurance of
confidentiality may reasonably be
implied from the circumstances of the
communication; disclosure could
reasonably be expected to constitute an
unwarranted invasion of personal
privacy under 5 U.S.C. 552; or
disclosure is prohibited by any
applicable provisions of federal law.
*
*
*
*
*
■ 25. Revise § 51.35 to read as follows:
§ 51.35 Disposition of inappropriate
submissions and resubmissions.
(a) When the Attorney General
determines that a response on the merits
of a submitted change is inappropriate,
the Attorney General shall notify the
submitting official in writing within the
60-day period that would have
commenced for a determination on the
merits and shall include an explanation
of the reason why a response is not
appropriate.
(b) Matters that are not appropriate for
a merits response include:
(1) Changes that do not affect voting
(see § 51.13);
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3
Comments
No leading zeroes.
(2) Standards, practices, or procedures
that have not been changed (see §§ 51.4,
51.14);
(3) Changes that previously have
received preclearance;
(4) Changes that affect voting but are
not subject to the requirement of section
5 (see § 51.18);
(5) Changes that have been
superseded or for which a
determination is premature (see
§§ 51.22, 51.61(b));
(6) Submissions by jurisdictions not
subject to the preclearance requirement
(see §§ 51.4, 51.5);
(7) Submissions by an inappropriate
or unauthorized party or jurisdiction
(see § 51.23); and
(8) Deficient submissions (see
§ 51.26(d)).
(c) Following such a notification by
the Attorney General, a change shall be
deemed resubmitted for section 5
review upon the Attorney General’s
receipt of a submission or other written
information that renders the change
appropriate for review on the merits
(such as a notification from the
submitting authority that a change
previously determined to be premature
has been formally adopted). Notice of
the resubmission of a change affecting
voting will be given to interested parties
registered under § 51.32.
■ 26. Revise § 51.37 to read as follows:
§ 51.37 Obtaining information from the
submitting authority.
(a) Oral requests for information.
(1) If a submission does not satisfy the
requirements of § 51.27, the Attorney
General may request orally any omitted
information necessary for the evaluation
of the submission. An oral request may
be made at any time within the 60-day
period, and the submitting authority
should provide the requested
information as promptly as possible.
The oral request for information shall
not suspend the running of the 60-day
period, and the Attorney General will
proceed to make a determination within
the initial 60-day period. The Attorney
General reserves the right as set forth in
§ 51.39, however, to commence a new
60-day period in which to make the
requisite determination if the written
information provided in response to
such request materially supplements the
submission.
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(2) An oral request for information
shall not limit the authority of the
Attorney General to make a written
request for information.
(3) The Attorney General will notify
the submitting authority in writing
when the 60-day period for a
submission is recalculated from the
Attorney General’s receipt of written
information provided in response to an
oral request as described in
§ 51.37(a)(1), above.
(4) Notice of the Attorney General’s
receipt of written information pursuant
to an oral request will be given to
interested parties registered under
§ 51.32.
(b) Written requests for information.
(1) If the Attorney General determines
that a submission does not satisfy the
requirements of § 51.27, the Attorney
General may request in writing from the
submitting authority any omitted
information necessary for evaluation of
the submission. Branch v. Smith, 538
U.S. 254 (2003); Georgia v. United
States, 411 U.S. 526 (1973). This written
request shall be made as promptly as
possible within the original 60-day
period or the new 60-day period
described in § 51.39(a). The written
request shall advise the jurisdiction that
the submitted change remains
unenforceable unless and until
preclearance is obtained.
(2) A copy of the request shall be sent
to any party who has commented on the
submission or has requested notice of
the Attorney General’s action thereon.
(3) The Attorney General shall notify
the submitting authority that a new 60day period in which the Attorney
General may interpose an objection
shall commence upon the Attorney
General’s receipt of a response from the
submitting authority that provides the
information requested or states that the
information is unavailable. The
Attorney General can request further
information in writing within the new
60-day period, but such a further
request shall not suspend the running of
the 60-day period, nor shall the
Attorney General’s receipt of such
further information begin a new 60-day
period.
(4) Where the response from the
submitting authority neither provides
the information requested nor states that
such information is unavailable, the
response shall not commence a new 60day period. It is the practice of the
Attorney General to notify the
submitting authority that its response is
incomplete and to provide such
notification as soon as possible within
the 60-day period that would have
commenced had the response been
complete. Where the response includes
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a portion of the available information
that was requested, the Attorney
General will reevaluate the submission
to ascertain whether a determination on
the merits may be made based upon the
information provided. If a merits
determination is appropriate, it is the
practice of the Attorney General to make
that determination within the new 60day period that would have commenced
had the response been complete. See
§ 51.40.
(5) If, after a request for further
information is made pursuant to this
section, the information requested by
the Attorney General becomes available
to the Attorney General from a source
other than the submitting authority, the
Attorney General shall promptly notify
the submitting authority in writing, and
the new 60-day period will commence
the day after the information is received
by the Attorney General.
(6) Notice of the written request for
further information and the receipt of a
response by the Attorney General will
be given to interested parties registered
under § 51.32.
■ 27. Revise § 51.39 to read as follows:
§ 51.39 Supplemental information and
related submissions.
(a)(1) Supplemental information.
When a submitting authority, at its own
instance, provides information during
the 60-day period that the Attorney
General determines materially
supplements a pending submission, the
60-day period for the pending
submission will be recalculated from
the Attorney General’s receipt of the
supplemental information.
(2) Related submissions. When the
Attorney General receives related
submissions during the 60-day period
for a submission that cannot be
independently considered, the 60-day
period for the first submission shall be
recalculated from the Attorney General’s
receipt of the last related submission.
(b) The Attorney General will notify
the submitting authority in writing
when the 60-day period for a
submission is recalculated due to the
Attorney General’s receipt of
supplemental information or a related
submission.
(c) Notice of the Attorney General’s
receipt of supplemental information or
a related submission will be given to
interested parties registered under
§ 51.32.
■ 28. Revise § 51.40 to read as follows:
§ 51.40
Failure to complete submissions.
If after 60 days the submitting
authority has not provided further
information in response to a request
made pursuant to § 51.37(b), the
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21247
Attorney General, absent extenuating
circumstances and consistent with the
burden of proof under section 5
described in § 51.52(a) and (c), may
object to the change, giving notice as
specified in § 51.44.
■ 29. Revise § 51.42 to read as follows:
§ 51.42 Failure of the Attorney General to
respond.
It is the practice and intention of the
Attorney General to respond in writing
to each submission within the 60-day
period. However, the failure of the
Attorney General to make a written
response within the 60-day period
constitutes preclearance of the
submitted change, provided that a 60day review period had commenced after
receipt by the Attorney General of a
complete submission that is appropriate
for a response on the merits. (See
§ 51.22, § 51.27, § 51.35.)
■ 30. Revise § 51.43 to read as follows:
§ 51.43
object.
Reexamination of decision not to
(a) After notification to the submitting
authority of a decision not to interpose
an objection to a submitted change
affecting voting has been given, the
Attorney General may reexamine the
submission if, prior to the expiration of
the 60-day period, information comes to
the attention of the Attorney General
that would otherwise require objection
in accordance with section 5.
(b) In such circumstances, the
Attorney General may by letter
withdraw his decision not to interpose
an objection and may by letter interpose
an objection provisionally, in
accordance with § 51.44, and advise the
submitting authority that examination of
the change in light of the newly raised
issues will continue and that a final
decision will be rendered as soon as
possible.
■ 31. In § 51.44, revise paragraph (c) to
read as follows:
§ 51.44
Notification of decision to object.
*
*
*
*
*
(c) The submitting authority shall be
advised further that notwithstanding the
objection it may institute an action in
the U.S. District Court for the District of
Columbia for a declaratory judgment
that the change objected to by the
Attorney General neither has the
purpose nor will have the effect of
denying or abridging the right to vote on
account of race, color, or membership in
a language minority group.
*
*
*
*
*
■ 32. In § 51.46, revise paragraph (a) to
read as follows:
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§ 51.46 Reconsideration of objection at the
instance of the Attorney General.
(a) Where there appears to have been
a substantial change in operative fact or
relevant law, or where it appears there
may have been a misinterpretation of
fact or mistake in the law, an objection
may be reconsidered, if it is deemed
appropriate, at the instance of the
Attorney General.
*
*
*
*
*
■ 33. In § 51.48, revise paragraphs (a)
through (d) to read as follows:
jlentini on DSKJ8SOYB1PROD with RULES
§ 51.48
Decision after reconsideration.
(a) It is the practice of the Attorney
General to notify the submitting
authority of the decision to continue or
withdraw an objection within a 60-day
period following receipt of a
reconsideration request or following
notice given under § 51.46(b), except
that this 60-day period shall be
recommenced upon receipt of any
documents or written information from
the submitting authority that materially
supplements the reconsideration
review, irrespective of whether the
submitting authority provides the
documents or information at its own
instance or pursuant to a request
(written or oral) by the Attorney
General. The 60-day reconsideration
period may be extended to allow a 15day decision period following a
conference held pursuant to § 51.47.
The 60-day reconsideration period shall
be computed in the manner specified in
§ 51.9. Where the reconsideration is at
the instance of the Attorney General, the
first day of the period shall be the day
after the notice required by § 51.46(b) is
transmitted to the submitting authority.
The reasons for the reconsideration
decision shall be stated.
(b) The objection shall be withdrawn
if the Attorney General is satisfied that
the change neither has the purpose nor
will have the effect of denying or
abridging the right to vote on account of
race, color, or membership in a language
minority group.
(c) If the objection is not withdrawn,
the submitting authority shall be
advised that notwithstanding the
objection it may institute an action in
the U.S. District Court for the District of
Columbia for a declaratory judgment
that the change objected to by the
Attorney General neither has the
purpose nor will have the effect of
denying or abridging the right to vote on
account of race, color, or membership in
a language minority group.
(d) An objection remains in effect
until either it is specifically withdrawn
by the Attorney General or a declaratory
judgment with respect to the change in
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15:03 Apr 14, 2011
Jkt 223001
question is entered by the U.S. District
Court for the District of Columbia.
*
*
*
*
*
■ 34. Revise § 51.50 to read as follows:
§ 51.50
Records concerning submissions.
(a) Section 5 files. The Attorney
General shall maintain a section 5 file
for each submission, containing the
submission, related written materials,
correspondence, memoranda,
investigative reports, data provided on
electronic media, notations concerning
conferences with the submitting
authority or any interested individual or
group, and copies of letters from the
Attorney General concerning the
submission.
(b) Objection letters. The Attorney
General shall maintain section 5
notification letters regarding decisions
to interpose, continue, or withdraw an
objection.
(c) Computer file. Records of all
submissions and their dispositions by
the Attorney General shall be
electronically stored.
(d) Copies. The contents of the section
5 submission files in paper, microfiche,
electronic, or other form shall be
available for obtaining copies by the
public, pursuant to written request
directed to the Chief, Voting Section,
Civil Rights Division, United States
Department of Justice, Washington, DC.
Such written request may be delivered
to the addresses or telefacsimile number
specified in § 51.24 or by electronic
mail to Voting.Section@usdoj.gov. It is
the Attorney General’s intent and
practice to expedite, to the extent
possible, requests pertaining to pending
submissions. Those who desire copies
of information that has been provided
on electronic media will be provided a
copy of that information in the same
form as it was received. Materials that
are exempt from inspection under the
Freedom of Information Act, 5 U.S.C.
552(b), may be withheld at the
discretion of the Attorney General. The
identity of any individual or entity that
provided information to the Attorney
General regarding the administration of
section 5 shall be available only as
provided by § 51.29(d). Applicable fees,
if any, for the copying of the contents
of these files are contained in the
Department of Justice regulations
implementing the Freedom of
Information Act, 28 CFR 16.10.
■ 35. Revise § 51.52 to read as follows:
§ 51.52
Basic standard.
(a) Surrogate for the court. Section 5
provides for submission of a voting
change to the Attorney General as an
alternative to the seeking of a
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Fmt 4700
Sfmt 4700
declaratory judgment from the U.S.
District Court for the District of
Columbia. Therefore, the Attorney
General shall make the same
determination that would be made by
the court in an action for a declaratory
judgment under section 5: whether the
submitted change neither has the
purpose nor will have the effect of
denying or abridging the right to vote on
account of race, color, or membership in
a language minority group. The burden
of proof is on a submitting authority
when it submits a change to the
Attorney General for preclearance, as it
would be if the proposed change were
the subject of a declaratory judgment
action in the U.S. District Court for the
District of Columbia. South Carolina v.
Katzenbach, 383 U.S. 301, 328, 335
(1966).
(b) No objection. If the Attorney
General determines that the submitted
change neither has the purpose nor will
have the effect of denying or abridging
the right to vote on account of race,
color, or membership in a language
minority group, no objection shall be
interposed to the change.
(c) Objection. An objection shall be
interposed to a submitted change if the
Attorney General is unable to determine
that the change neither has the purpose
nor will have the effect of denying or
abridging the right to vote on account of
race, color, or membership in a language
minority group. This includes those
situations where the evidence as to the
purpose or effect of the change is
conflicting and the Attorney General is
unable to determine that the change is
free of both the prohibited
discriminatory purpose and effect.
■ 36. Revise § 51.54 to read as follows:
§ 51.54
Discriminatory purpose and effect.
(a) Discriminatory purpose. A change
affecting voting is considered to have a
discriminatory purpose under section 5
if it is enacted or sought to be
administered with any purpose of
denying or abridging the right to vote on
account of race, color, or membership in
a language minority group. The term
‘‘purpose’’ in section 5 includes any
discriminatory purpose. 42 U.S.C.
1973c. The Attorney General’s
evaluation of discriminatory purpose
under section 5 is guided by the
analysis in Village of Arlington Heights
v. Metropolitan Housing Development
Corp., 429 U.S. 252 (1977).
(b) Discriminatory effect. A change
affecting voting is considered to have a
discriminatory effect under section 5 if
it will lead to a retrogression in the
position of members of a racial or
language minority group (i.e., will make
members of such a group worse off than
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they had been before the change) with
respect to their effective exercise of the
electoral franchise. Beer v. United
States, 425 U.S. 130, 140–42 (1976).
(c) Benchmark. (1) In determining
whether a submitted change is
retrogressive the Attorney General will
normally compare the submitted change
to the voting standard, practice, or
procedure in force or effect at the time
of the submission. If the existing
standard, practice, or procedure upon
submission was not in effect on the
jurisdiction’s applicable date for
coverage (specified in the Appendix)
and is not otherwise legally enforceable
under section 5, it cannot serve as a
benchmark, and, except as provided in
paragraph (c)(4) of this section, the
comparison shall be with the last legally
enforceable standard, practice, or
procedure used by the jurisdiction.
(2) The Attorney General will make
the comparison based on the conditions
existing at the time of the submission.
(3) The implementation and use of an
unprecleared voting change subject to
section 5 review does not operate to
make that unprecleared change a
benchmark for any subsequent change
submitted by the jurisdiction.
(4) Where at the time of submission of
a change for section 5 review there
exists no other lawful standard,
practice, or procedure for use as a
benchmark (e.g., where a newly
incorporated college district selects a
method of election) the Attorney
General’s determination will necessarily
center on whether the submitted change
was designed or adopted for the purpose
of discriminating against members of
racial or language minority groups.
(d) Protection of the ability to elect.
Any change affecting voting that has the
purpose of or will have the effect of
diminishing the ability of any citizens of
the United States on account of race,
color, or membership in a language
minority group to elect their preferred
candidates of choice denies or abridges
the right to vote within the meaning of
section 5. 42 U.S.C. 1973c.
■ 37. In § 51.55, revise paragraph (a) to
read as follows:
jlentini on DSKJ8SOYB1PROD with RULES
(a) Consideration in general. In
making a determination under section 5,
the Attorney General will consider
whether the change neither has the
purpose nor will have the effect of
denying or abridging the right to vote on
account of race, color, or membership in
a language minority group in light of,
and with particular attention being
given to, the requirements of the 14th,
15th, and 24th Amendments to the
15:03 Apr 14, 2011
Jkt 223001
Constitution, 42 U.S.C. 1971(a) and (b),
sections 2, 4(a), 4(f)(2), 4(f)(4), 201,
203(c), and 208 of the Act, and other
constitutional and statutory provisions
designed to safeguard the right to vote
from denial or abridgment on account of
race, color, or membership in a language
minority group.
*
*
*
*
*
■ 38. Revise § 51.57 to read as follows:
(2) The extent to which voting in the
jurisdiction is racially polarized and
election-related activities are racially
segregated.
(3) The extent to which the voter
registration and election participation of
minority voters have been adversely
affected by present or past
discrimination.
■ 40. Revise § 51.59 to read as follows:
§ 51.57
§ 51.59
Relevant factors.
Redistricting plans.
Among the factors the Attorney
General will consider in making
determinations with respect to the
submitted changes affecting voting are
the following:
(a) The extent to which a reasonable
and legitimate justification for the
change exists;
(b) The extent to which the
jurisdiction followed objective
guidelines and fair and conventional
procedures in adopting the change;
(c) The extent to which the
jurisdiction afforded members of racial
and language minority groups an
opportunity to participate in the
decision to make the change;
(d) The extent to which the
jurisdiction took the concerns of
members of racial and language
minority groups into account in making
the change; and
(e) The factors set forth in Village of
Arlington Heights v. Metropolitan
Housing Development Corp., 429 U.S.
252 (1977):
(1) Whether the impact of the official
action bears more heavily on one race
than another;
(2) The historical background of the
decision;
(3) The specific sequence of events
leading up to the decision;
(4) Whether there are departures from
the normal procedural sequence;
(5) Whether there are substantive
departures from the normal factors
considered; and
(6) The legislative or administrative
history, including contemporaneous
statements made by the decision
makers.
■ 39. In § 51.58, revise paragraph (b) to
read as follows:
(a) Relevant factors. In determining
whether a submitted redistricting plan
has a prohibited purpose or effect the
Attorney General, in addition to the
factors described above, will consider
the following factors (among others):
(1) The extent to which
malapportioned districts deny or
abridge the right to vote of minority
citizens;
(2) The extent to which minority
voting strength is reduced by the
proposed redistricting;
(3) The extent to which minority
concentrations are fragmented among
different districts;
(4) The extent to which minorities are
over concentrated in one or more
districts;
(5) The extent to which available
alternative plans satisfying the
jurisdiction’s legitimate governmental
interests were considered;
(6) The extent to which the plan
departs from objective redistricting
criteria set by the submitting
jurisdiction, ignores other relevant
factors such as compactness and
contiguity, or displays a configuration
that inexplicably disregards available
natural or artificial boundaries; and
(7) The extent to which the plan is
inconsistent with the jurisdiction’s
stated redistricting standards.
(b) Discriminatory purpose. A
jurisdiction’s failure to adopt the
maximum possible number of majorityminority districts may not be the sole
basis for determining that a jurisdiction
was motivated by a discriminatory
purpose.
■ 41. In § 51.61, revise paragraphs (a)
and (b) to read as follows:
§ 51.58
§ 51.55 Consistency with constitutional
and statutory requirements.
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21249
(a) Coverage. Annexations and
deannexations, even of uninhabited
land, are subject to section 5
preclearance to the extent that they alter
or are calculated to alter the
composition of a jurisdiction’s
electorate. See, e.g., City of Pleasant
Grove v. United States, 479 U.S. 462
(1987). In analyzing annexations and
deannexations under section 5, the
Attorney General considers the purpose
and effect of the annexations and
Representation.
*
*
*
*
*
(b) Background factors. In making
determinations with respect to these
changes involving voting practices and
procedures, the Attorney General will
consider as important background
information the following factors:
(1) The extent to which minorities
have been denied an equal opportunity
to participate meaningfully in the
political process in the jurisdiction.
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§ 51.61
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deannexations only as they pertain to
voting.
(b) Section 5 review. It is the practice
of the Attorney General to review all of
a jurisdiction’s unprecleared
annexations and deannexations
together. See City of Pleasant Grove v.
United States, C.A. No. 80–2589 (D.D.C.
Oct. 7, 1981).
*
*
*
*
*
42. Revise the Appendix to Part 51 to
read as follows:
■
Appendix to Part 51—Jurisdictions
Covered Under Section 4(b) of the
Voting Rights Act, as Amended
The requirements of section 5 of the Voting
Rights Act, as amended, apply in the
following jurisdictions. The applicable date
is the date that was used to determine
coverage and the date after which changes
affecting voting are subject to the
preclearance requirement. Some
jurisdictions, for example, Yuba County,
California, are included more than once
because they have been determined on more
than one occasion to be covered under
section 4(b).
Federal Register citation
Jurisdiction
Applicable date
jlentini on DSKJ8SOYB1PROD with RULES
Volume and page
Alabama ................................................................................
Alaska ...................................................................................
Arizona ..................................................................................
California:
Kings County .................................................................
Merced County ..............................................................
Monterey County ...........................................................
Yuba County ..................................................................
Yuba County ..................................................................
Florida:
Collier County ................................................................
Hardee County ...............................................................
Hendry County ...............................................................
Hillsborough County ......................................................
Monroe County ..............................................................
Georgia .................................................................................
Louisiana ...............................................................................
Michigan:
Allegan County:
Clyde Township ......................................................
Saginaw County:
Buena Vista Township ............................................
Mississippi .............................................................................
New Hampshire:
Cheshire County:
Rindge Town ..........................................................
Coos County:
Millsfield Township .................................................
Pinkhams Grant ......................................................
Stewartstown Town ................................................
Stratford Town ........................................................
Grafton County:
Benton Town ..........................................................
Hillsborough County:
Antrim Town ...........................................................
Merrimack County:
Boscawen Town .....................................................
Rockingham County:
Newington Town .....................................................
Sullivan County:
Unity Town ..............................................................
New York:
Bronx County .................................................................
Bronx County .................................................................
Kings County .................................................................
Kings County .................................................................
New York County ...........................................................
North Carolina:
Anson County ................................................................
Beaufort County .............................................................
Bertie County .................................................................
Bladen County ...............................................................
Camden County .............................................................
Caswell County ..............................................................
Chowan County .............................................................
Cleveland County ..........................................................
Craven County ...............................................................
Cumberland County .......................................................
Edgecombe County .......................................................
Franklin County ..............................................................
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15:03 Apr 14, 2011
Jkt 223001
PO 00000
Date
Nov. 1, 1964 .........................
Nov. 1, 1972 .........................
Nov. 1, 1972 .........................
30 FR 9897 ...........................
40 FR 49422 .........................
40 FR 43746 .........................
Aug. 7, 1965.
Oct. 22, 1975.
Sept. 23, 1975.
Nov.
Nov.
Nov.
Nov.
Nov.
1,
1,
1,
1,
1,
1972
1972
1968
1968
1972
.........................
.........................
.........................
.........................
.........................
40
40
36
36
41
FR
FR
FR
FR
FR
43746 .........................
43746 .........................
5809 ...........................
5809 ...........................
784 .............................
Sept. 23, 1975.
Sept. 23, 1975.
Mar. 27, 1971.
Mar. 27, 1971.
Jan. 5, 1976.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
1,
1,
1,
1,
1,
1,
1,
1972
1972
1972
1972
1972
1964
1964
.........................
.........................
.........................
.........................
.........................
.........................
.........................
41
40
41
40
40
30
30
FR
FR
FR
FR
FR
FR
FR
34329 .........................
43746 .........................
34329 .........................
43746 .........................
43746 .........................
9897 ...........................
9897 ...........................
Aug. 13, 1976.
Sept. 23, 1975.
Aug. 13, 1976.
Sept. 23, 1975.
Sept. 23, 1975.
Aug. 7, 1965.
Aug. 7, 1965.
Nov. 1, 1972 .........................
41 FR 34329 .........................
Aug. 13, 1976.
Nov. 1, 1972 .........................
Nov. 1, 1964 .........................
41 FR 34329 .........................
30 FR 9897 ...........................
Aug. 13, 1976.
Aug. 7, 1965.
Nov. 1, 1968 .........................
39 FR 16912 .........................
May 10, 1974.
Nov.
Nov.
Nov.
Nov.
39
39
39
39
May
May
May
May
1,
1,
1,
1,
1968
1968
1968
1968
.........................
.........................
.........................
.........................
FR
FR
FR
FR
16912
16912
16912
16912
.........................
.........................
.........................
.........................
10,
10,
10,
10,
1974.
1974
1974.
1974.
Nov. 1, 1968 .........................
39 FR 16912 .........................
May 10, 1974.
Nov. 1, 1968 .........................
39 FR 16912 .........................
May 10, 1974.
Nov. 1, 1968 .........................
39 FR 16912 .........................
May 10, 1974.
Nov. 1, 1968 .........................
39 FR 16912 .........................
May 10, 1974.
Nov. 1, 1968 .........................
39 FR 16912 .........................
May 10, 1974.
Nov.
Nov.
Nov.
Nov.
Nov.
1,
1,
1,
1,
1,
1968
1972
1968
1972
1968
.........................
.........................
.........................
.........................
.........................
36
40
36
40
36
FR
FR
FR
FR
FR
5809 ...........................
43746 .........................
5809 ...........................
43746 .........................
5809 ...........................
Mar. 27, 1971.
Sept. 23, 1975.
Mar. 27, 1971.
Sept. 23, 1975.
Mar. 27, 1971.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
Nov.
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1964
1964
1964
1964
1964
1964
1964
1964
1964
1964
1964
1964
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Gaston County ...............................................................
Gates County .................................................................
Granville County ............................................................
Greene County ..............................................................
Guilford County ..............................................................
Halifax County ...............................................................
Harnett County ...............................................................
Hertford County .............................................................
Hoke County ..................................................................
Jackson County .............................................................
Lee County ....................................................................
Lenoir County ................................................................
Martin County ................................................................
Nash County ..................................................................
Northampton County ......................................................
Onslow County ..............................................................
Pasquotank County .......................................................
Perquimans County .......................................................
Person County ...............................................................
Pitt County .....................................................................
Robeson County ............................................................
Rockingham County ......................................................
Scotland County ............................................................
Union County .................................................................
Vance County ................................................................
Washington County .......................................................
Wayne County ...............................................................
Wilson County ................................................................
South Carolina ......................................................................
South Dakota:
Shannon County ............................................................
Todd County ..................................................................
Texas ....................................................................................
Virginia ..................................................................................
Date
Nov.
Nov.
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Aug. 7, 1965.
Aug. 7, 1965.
Aug. 7, 1965.
Mar. 29, 1966.
Aug. 7, 1965.
Mar. 29, 1966.
Aug. 7, 1965.
Aug. 7, 1965.
Oct. 22, 1975.
Mar. 29, 1966.
Aug. 7, 1965.
Jan. 4, 1966.
Aug. 7, 1965.
Aug. 7, 1965.
Aug. 7, 1965.
Aug. 7, 1965.
Mar. 2, 1966.
Aug. 7, 1965.
Aug. 7, 1965.
Aug. 7, 1965.
Mar. 29, 1966.
Aug. 7, 1965.
Mar. 29, 1966.
Aug. 7, 1965.
Jan. 4, 1966.
Aug. 7, 1965.
Aug. 7, 1965.
Aug. 7, 1965.
Nov.
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784 .............................
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9897 ...........................
Jan. 5, 1976.
Jan. 5, 1976.
Sept. 23, 1975.
Aug. 7, 1965.
The following political subdivisions in
States subject to statewide coverage are also
covered individually:
Federal Register citation
Jurisdiction
Applicable date
Volume and page
jlentini on DSKJ8SOYB1PROD with RULES
Arizona:
Apache County ..............................................................
Apache County ..............................................................
Cochise County .............................................................
Coconino County ...........................................................
Coconino County ...........................................................
Mohave County ..............................................................
Navajo County ...............................................................
Navajo County ...............................................................
Pima County ..................................................................
Pinal County ..................................................................
Pinal County ..................................................................
Santa Cruz County ........................................................
Yuma County .................................................................
VerDate Mar<15>2010
15:03 Apr 14, 2011
Jkt 223001
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Date
Mar. 27, 1971.
Oct. 22, 1975.
Mar. 27, 1971
Mar. 27, 1971.
Oct. 22, 1975.
Mar. 27, 1971.
Mar. 27, 1971.
Oct. 22, 1975.
Mar. 27, 1971.
Mar. 27, 1971.
Oct. 22, 1975.
Mar. 27, 1971.
Jan. 25, 1966.
21252
Federal Register / Vol. 76, No. 73 / Friday, April 15, 2011 / Rules and Regulations
The Voting Section maintains a current list
of those jurisdictions that have maintained
successful declaratory judgments from the
United States District Court for the District of
Columbia pursuant to section 4 of the Act on
its Web site at https://www.justice.gov/crt/
voting.
Dated: April 8, 2011.
Eric H. Holder, Jr.,
Attorney General.
[FR Doc. 2011–9083 Filed 4–14–11; 8:45 am]
BILLING CODE 4410–13–P
PENSION BENEFIT GUARANTY
CORPORATION
29 CFR Part 4022
Benefits Payable in Terminated SingleEmployer Plans; Interest Assumptions
for Paying Benefits
Pension Benefit Guaranty
Corporation.
ACTION: Final rule.
AGENCY:
This final rule amends
Pension Benefit Guaranty Corporation’s
regulation on Benefits Payable in
Terminated Single-Employer Plans to
prescribe interest assumptions under
the regulation for valuation dates in
May 2011. PBGC’s regulation on
Benefits Payable in Terminated SingleEmployer Plans prescribes actuarial
assumptions—including interest
assumptions—for paying plan benefits
under terminating single-employer
plans covered by title IV of the
Employee Retirement Income Security
Act of 1974.
DATES: Effective May 1, 2011.
FOR FURTHER INFORMATION CONTACT:
Catherine B. Klion, Manager, Regulatory
and Policy Division, Legislative and
Regulatory Department, Pension Benefit
Guaranty Corporation, 1200 K Street,
NW., Washington, DC 20005, 202–326–
SUMMARY:
Rate set
For plans with a valuation
date
On or after
*
211
Before
3. In appendix C to part 4022, Rate Set
211, as set forth below, is added to the
table.
1 Appendix B to PBGC’s regulation on Allocation
of Assets in Single-Employer Plans (29 CFR part
4044) prescribes interest assumptions for valuing
15:03 Apr 14, 2011
Jkt 223001
List of Subjects in 29 CFR Part 4022
Employee benefit plans, Pension
insurance, Pensions, Reporting and
recordkeeping requirements.
In consideration of the foregoing, 29
CFR part 4022 is amended as follows:
PART 4022—BENEFITS PAYABLE IN
TERMINATED SINGLE-EMPLOYER
PLANS
1. The authority citation for part 4022
continues to read as follows:
■
Authority: 29 U.S.C. 1302, 1322, 1322b,
1341(c)(3)(D), and 1344.
2. In appendix B to part 4022, Rate Set
211, as set forth below, is added to the
table.
■
Appendix B to Part 4022—Lump Sum
Interest Rates for PBGC Payments
*
*
i2
*
4.00
2.50
*
*
*
i3
4.00
*
n1
*
4.00
n2
*
7
8
Appendix C to Part 4022—Lump Sum
Interest Rates for Private-Sector
Payments
*
VerDate Mar<15>2010
i1
*
6–1–11
impracticable and contrary to the public
interest. This finding is based on the
need to determine and issue new
interest assumptions promptly so that
the assumptions can reflect current
market conditions as accurately as
possible.
Because of the need to provide
immediate guidance for the payment of
benefits under plans with valuation
dates during May 2011, PBGC finds that
good cause exists for making the
assumptions set forth in this
amendment effective less than 30 days
after publication.
PBGC has determined that this action
is not a ‘‘significant regulatory action’’
under the criteria set forth in Executive
Order 12866.
Because no general notice of proposed
rulemaking is required for this
amendment, the Regulatory Flexibility
Act of 1980 does not apply. See 5 U.S.C.
601(2).
Deferred annuities
(percent)
Immediate
annuity rate
(percent)
*
5–1–11
■
jlentini on DSKJ8SOYB1PROD with RULES
4024. (TTY/TDD users may call the
Federal relay service toll-free at 1–800–
877–8339 and ask to be connected to
202–326–4024.)
SUPPLEMENTARY INFORMATION: Interest
assumptions are also published on
PBGC’s Web site (https://www.pbgc.gov).
PBGC’s regulation on Benefits Payable
in Terminated Single-Employer Plans
(29 CFR Part 4022) prescribes actuarial
assumptions—including interest
assumptions—for paying plan benefits
under terminating single-employer
plans covered by title IV of the
Employee Retirement Income Security
Act of 1974.
PBGC uses the interest assumptions in
Appendix B to Part 4022 to determine
whether a benefit is payable as a lump
sum and to determine the amount to
pay. Appendix C to Part 4022 contains
interest assumptions for private-sector
pension practitioners to refer to if they
wish to use lump-sum interest rates
determined using PBGC’s historical
methodology. Currently, the rates in
Appendices B and C of the benefit
payment regulation are the same.
The interest assumptions are intended
to reflect current conditions in the
financial and annuity markets.
Assumptions under the benefit
payments regulation are updated
monthly. This final rule updates the
benefit payments interest assumptions
for May 2011.1
The May 2011 interest assumptions
under the benefit payments regulation
will be 2.50 percent for the period
during which a benefit is in pay status
and 4.00 percent during any years
preceding the benefit’s placement in pay
status. In comparison with the interest
assumptions in effect for April 2011,
these interest assumptions are
unchanged.
PBGC has determined that notice and
public comment on this amendment are
*
*
*
*
benefits under terminating covered single-employer
plans for purposes of allocation of assets under
PO 00000
Frm 00028
Fmt 4700
Sfmt 4700
ERISA section 4044. Those assumptions are
updated quarterly.
E:\FR\FM\15APR1.SGM
15APR1
Agencies
[Federal Register Volume 76, Number 73 (Friday, April 15, 2011)]
[Rules and Regulations]
[Pages 21239-21252]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-9083]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
28 CFR Parts 0 and 51
[CRT Docket No. 120; AG Order No. 3262-2011]
Revision of Voting Rights Procedures
AGENCY: Civil Rights Division, Department of Justice.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Attorney General finds it necessary to revise the
Department of Justice's ``Procedures for the Administration of section
5 of the Voting Rights Act of 1965.'' The revisions are needed to
clarify the scope of section 5 review based on recent amendments to
section 5, make technical clarifications and updates, and provide
better guidance to covered jurisdictions and interested members of the
public concerning current Department practices. Proposed revised
Procedures were published for comment on June 11, 2010, and a 60-day
comment period was provided.
DATES: The rule will be effective on April 15, 2011.
FOR FURTHER INFORMATION CONTACT: T. Christian Herren, Jr., Chief,
Voting Section, Civil Rights Division, United States Department of
Justice, Room 7254-NWB, 950 Pennsylvania Avenue, NW., Washington, DC
20530, or by telephone at (800) 253-3931.
SUPPLEMENTARY INFORMATION:
Discussion
Section 5 of the Voting Rights Act of 1965, as amended, 42 U.S.C.
1973c, requires certain jurisdictions (listed in the Appendix) to
obtain ``preclearance'' from either the United States District Court
for the District of Columbia or the United States Attorney General
before implementing any new standard, practice, or procedure that
affects voting.
Procedures for the Attorney General's Administration of section 5
were first published in 1971. Proposed Procedures were published for
comment on May 28, 1971 (36 FR 9781), and the final Procedures were
published on September 10, 1971 (36 FR 18186). As a result of the
Department's experience under the 1971 Procedures, changes mandated by
the 1975 Amendments to the Voting Rights Act, and interpretations of
section 5 contained in judicial decisions, proposed revised Procedures
were published for comment on March 21, 1980 (45 FR 18890), and final
revised Procedures were published on January 5, 1981 (46 FR 870)
(corrected at 46 FR 9571, Jan. 29, 1981). As a result of further
experience under the 1981 Procedures, specifically with respect to
redistricting plans adopted following the 1980 Census, changes mandated
by the 1982 Amendments to the Voting Rights Act, and judicial decisions
in cases involving section 5, revised Procedures were published for
comment on May 6, 1985 (50 FR 19122), and final revised Procedures were
published on January 6, 1987 (52 FR 486).
In the twenty-four years since the previous revisions became final,
the Attorney General has had further experience in the consideration of
voting changes; the courts have issued a number of important decisions
in cases involving section 5, and Congress enacted the 2006 amendments
to the Voting Rights Act. This new revision reflects these
developments.
Comments
In response to the Notice of Proposed Rulemaking (``Notice'')
published on June 11, 2010 (75 FR 33205), we received comments from or
on behalf of two national public interest organizations, one research
and educational institution, one national political organization
composed of attorneys, and one individual. All comments received are
available for inspection and copying at www.regulations.gov and at the
Voting Section, Civil Rights Division, Department of Justice,
Washington DC 20530.
The comments received expressed diverse views and were of great
assistance in the preparation of these final revisions to the
Procedures. The final revised Procedures reflect our consideration of
the comments as well as further consideration of sections or topics
that were not the subject of comments.
Section 51.2 Definitions
The purpose of the revision to the definition of ``change affecting
voting'' or ``change'' is to clarify the definition of the benchmark
standard, practice, or procedure. One commenter recommended we revise
this section to reflect that the benchmark is the standard, practice,
or procedure in force or effect at the time of the submission or the
last legally enforceable standard, practice, or procedure in force or
effect in the jurisdiction. We have concluded that no further revision
of this section is warranted. The Voting Section's practice is to
compare the proposed standard, practice, or procedure to the benchmark.
Generally, the benchmark is the standard, practice, or procedure that
has been: (1) Unchanged since the jurisdiction's coverage date; or (2)
if changed since that date, found to comply with section 5 and ``in
force or effect.'' Riley v. Kennedy, 553 U.S. 406, 421 (2008);
Procedures for the Administration of Section 5 of the Voting Rights Act
of 1965, 28 CFR 51.54. Where there is an unsubmitted intervening
change, the Attorney General will make no determination concerning the
submitted change because of the prior unsubmitted change. In such
instances, it is our practice to inform the jurisdiction there is a
prior related change that has not been submitted and that simultaneous
review is required. A standard, practice, or procedure that has been
reviewed and determined to meet section 5 standards is considered to be
in force or effect, even if the jurisdiction never implements the
change because the change is effective as a matter of federal law and
was available for use.
Section 51.3 Delegation of Authority
The purpose of the revisions to the delegation of authority is to
make technical corrections to the delegation of authority from the
Attorney General to the Assistant Attorney General, and from the Chief
of the Voting Section to supervisory attorneys within the Voting
Section, and to conform the Procedures to other parts of Title 28. Two
commenters objected to the revisions, expressing concern that the
delegation of the functions of the Chief to supervisory attorneys in
the Voting Section results in the delegation of section 5 legal review
authority to non-politically appointed attorneys subordinate to the
Section Chief.
[[Page 21240]]
The concerns of these commenters are unfounded. The delegation of
authority in these Procedures is similar to existing delegations. For
example, pursuant to the appendix to 28 CFR Part 0, Subpart J, the
Chief may authorize the Deputy Chief to act on his or her behalf.
Moreover, under the revised Procedures, the Chief needs the concurrence
of the Assistant Attorney General, who is a presidential appointee, to
designate supervisory attorneys to perform section 5 functions.
Accordingly, we decline to revise the section further.
Section 51.9 Computation of Time
The purpose of the revisions to this section is to clarify that the
review period commences when a submission is received by the Department
officials responsible for conducting section 5 reviews and to clarify
the date of the response.
One commenter objected to the commencement of the 60-day review
period upon receipt of the submission by the Voting Section or the
Office of the Assistant Attorney General of the Civil Rights Division
as an unwarranted extension of the 60-day review period. The Federal
Rules of Civil Procedure provide for the designation of a Department
clerical employee to receive summonses on behalf of the Attorney
General. Fed. R. Civ. P. 4(i)(1)(A)(i). Similarly, and for the same
purpose of prompt and efficient routing, the Attorney General has
designated both the Voting Section and the Office of the Assistant
Attorney General of the Civil Rights Division as the proper recipients
for section 5 submissions.
The Department has made one additional edit to this section. As set
forth in the Notice and as described below, a second paragraph is being
added to Sec. 51.37 (Obtaining information from the submitting
authority). To ensure consistency, the reference to Sec. 51.37,
contained in previous versions of the Procedures, is amended to Sec.
51.37(b),
Section 51.13 Examples of Changes
The purpose of this revision is to clarify that the dissolution or
merger of voting districts, de facto elimination of an elected office,
and reallocations of authority to adopt or administer voting practices
or procedures are all subject to section 5 review.
One commenter suggested that we add the extension of a term of
office for an elected official as an example of a covered change in
paragraph (i). We concluded that including this example would provide
additional clarity. To the extent that the extension of an elected
official's term is a discretionary change that affects the next
regularly scheduled election for that office, there is no question that
it constitutes a ``change affecting voting'' covered by section 5.
Additionally, extending the term of a particular office affects the
ability of voters to elect candidates of choice at regularly scheduled
intervals.
The commenter also suggested that paragraph (k), which provides
that changes affecting the right or ability of persons to participate
in ``political campaigns'' are covered under section 5, be expanded to
include ``campaigns or other pre-election activity.'' We agreed that
the phrase ``political campaigns,'' without any elaboration, may carry
partisan connotations not envisioned by the statute. Additionally,
``political campaigns'' may not include all pre-election activity
related to voting, and a somewhat broader construction is consistent
with the broad scope given to ``changes affecting voting'' covered
under section 5. Such changes include any ``voting qualification or
prerequisite to voting or standard, practice, or procedure'' related to
the right to vote, 42 U.S.C. 1973(a), and the Supreme Court has
recognized that voting includes ``all action necessary to make a vote
effective.'' Allen v. State Board of Elections, 393 U.S. 544, 566
(1969) (quoting 42 U.S.C. 1973l). As a result, section 5 coverage
extends to ``subtle, as well as the obvious,'' changes affecting
voting. Allen, 393 U.S. at 565.
Using the phrase ``pre-election activity,'' by itself, however, is
too general and nebulous. As a result, we have revised the paragraph to
reflect that any change affecting the right or ability of persons to
participate in pre-election activity, such as political campaigns, is
subject to review under section 5.
Another commenter objected to the inclusion of paragraph (l) as an
example of changes affecting voting, stating that this change did not
fall within the scope of section 5 coverage. A change in the voting-
related authority of an official or governmental entity does alter
election law and change rules governing voting. Thus, such changes meet
the test of voting relatedness that is at the core of the Court's
decision in Presley v. Etowah County Commission, 502 U.S. 491 (1992).
In addition, a conclusion that such changes are not covered arguably
would be inconsistent with the well-established rule that section 5
covers state enabling legislation that transfers authority to adopt a
voting change from the state to its subjurisdictions. See Allen v.
State Board of Elections, 393 U.S. 544 (1969) (holding that section 5
covered a Mississippi statute that granted county boards of supervisors
the authority to change board elections from single-member districts to
at-large voting).
Section 51.18 Federal Court-Ordered Changes
The purpose of the revisions to this section is to clarify the
principle that section 5 review ordinarily should precede other forms
of court review, that a court-ordered change that initially is not
subject to section 5 may become covered through subsequent actions
taken by the affected jurisdiction, and that the interim use of an
covered change before it is established that such change complies with
section 5 should be ordered by a court only in emergency circumstances.
One commenter opposed the changes contained in the section stating
that the revisions appear to grant federal courts greater authority
than the case law recognizes to implement voting changes that are
subject to, but not yet reviewed under, section 5 on an emergency
basis. Although that was not the intent of the revisions, we have
modified Sec. 51.18(a) to clarify that it reflects existing judicial
precedent. After further consideration, we believe that, other than
renumbering the paragraph as Sec. 51.18(d), it is appropriate not to
make any change to Sec. 51.18(c) as it currently exists in the
Procedures.
Section 51.28 Supplemental Contents
The proposed revision to paragraph (a) was omitted from the June
11, 2010, Notice of Proposed Rulemaking in error. The purpose of the
revision is to make purely technical changes to the format in which
information may be submitted to the Attorney General electronically. In
addition, since the publication of the Notice, the Census Bureau has
renamed the 15-character geographic identifier specified in paragraph
(b); the final Procedures reflect this change in nomenclature.
Section 51.29 Communications Concerning Voting Changes
The purpose of the revisions to this section is to clarify the
addresses and methods by which persons may provide written comments on
section 5 submissions and to clarify the circumstances in which the
Department may withhold the identity of those providing comments on
section 5 submissions.
One commenter objected to the nondisclosure of the identity of an
individual or entity where an assurance of confidentiality may
reasonably be implied from the circumstances of the communication. The
Department believes, however, that communications
[[Page 21241]]
where confidentiality can reasonably be implied are within the scope of
information that ``could reasonably be expected to disclose the
identity of a confidential source.'' 5 U.S.C. 552(b)(7). Accordingly,
this determination about confidentiality is within the scope of Section
552(b) concerning exemptions under both the Freedom of Information and
the Privacy Acts.
Section 51.37 Obtaining Information From the Submitting Authority
The purpose of the revisions to this section is to clarify the
procedures for the Attorney General to make oral and written requests
for additional information regarding a section 5 submission.
One commenter recommended that we revise the paragraph concerning
oral requests to make clear that the Attorney General reserves the
authority to restart the 60-day review period upon receipt of material
provided in response to the Attorney General's first such request made
with respect to a submission, and that responses to an oral request do
not affect the running of the 60-day period once a written request for
information is made.
We declined to amend the proposed language regarding responses to
an oral request because as the Procedures currently exist the Attorney
General may request further information within the new 60-day period
following the receipt of a response from the submitting authority to an
earlier written request, but such a request shall not suspend the
running the 60-day period, nor shall the Attorney General's receipt of
such further information begin a new 60-day period. Moreover, Sec.
51.39 provides that we may determine that information supplied in
response to an oral request in the initial review period materially
supplements the pending request such that it does extend the 60-day
period.
We did conclude, however, on the basis of the comment that we
received, that a reordering of the paragraphs would add clarity to the
section and make it more useful.
Section 51.40 Failure To Complete Submissions
As described above, the paragraphs of Sec. 51.37 are being
reordered. To ensure consistency, the reference to Sec. 51.37(a) in
previous versions of the Procedures is amended to Sec. 51.37(b).
Section 51.48 Decision After Reconsideration
The purpose of the revisions to this section is to clarify the
manner in which the 60-day requirement applies to reconsideration
requests and revise language to conform to the substantive section 5
standard in the 2006 amendments to the Act.
One commenter objected to the revisions in paragraph (a),
expressing a concern that the revisions permit the Attorney General to
exceed 60 days for the reconsideration of an objection. Section 51.48
provides that the 60-day reconsideration period may be extended to
allow a 15-day decision period following a conference held pursuant to
Sec. 51.47. Moreover, the courts have held that when a submitting
jurisdiction deems its initial submission on a reconsideration request
to be inadequate and decides to supplement it, the 60-day period is
commenced anew. The purpose of this interpretation is to provide the
Attorney General time to give adequate consideration to materials
submitted in piecemeal fashion. City of Rome v. United States, 446 U.S.
156, 171 (1980).
Section 51.50 Records Concerning Submissions
The purpose of the revision to this section is to clarify the
procedures regarding access to section 5 records. One commenter opposed
the changes to paragraph (b) and conveyed concerns that these changes
will result in the removal of record keeping with regard to objection
files.
Under paragraph (a), the Voting Section continues to maintain a
section 5 file for each submission, including objection files.
Accordingly, all appropriate records continue to be maintained with
regard to all section 5 submissions.
Section 51.52 Basic Standard
The purpose of the revision to this section is to clarify the
substantive standard so as to reflect the 2006 amendments to the Act
and the manner in which the Attorney General will evaluate submissions
under section 5.
One commenter suggested that paragraph (a) be amended further to
reflect the fact that the Attorney General ``shall apply the same
standard of review,'' instead of ``shall make the same determination,''
that would be made by a court in an action for a declaratory judgment
under section 5. The section refers to making a ``determination'' as
the activity that both the Attorney General and the district court
undertake, i.e., deciding whether the change complies with section 5,
as opposed to the resulting substantive decision. Therefore, we
concluded that no further revision to the paragraph is warranted.
Another commentator suggested we replace ``purpose and effect''
with ``purpose or effect'' in paragraph (c). Although we decided not to
incorporate the commentator's exact change, we did decide that further
refinement of the paragraph would provide more clarity. Therefore, the
paragraph will reflect that in those situations where the evidence as
to the purpose or effect of the change is conflicting and the Attorney
General is unable to determine that the change is free of both the
prohibited discriminatory purpose and effect, the Attorney General will
interpose an objection. Evers v. State Board of Election Commissioners,
327 F. Supp. 640 (S.D. Miss 1971).
Section 51.54 Discriminatory Purpose and Effect
One commenter suggested various minor edits to the proposed
language. We declined to make these changes. The proposed language
reflects our extensive experience gained over the years in our
administrative review of section 5 changes, while avoiding redundancy.
We did edit the language of paragraph (c) to reflect that the
statutory language refers to a change in a standard, practice, or
procedure affecting voting, not only a practice or procedure.
Section 51.57(e) Relevant Factors
One commenter suggested that we include ``contemporaneous
statements and viewpoints held by decision-makers'' in the list of
relevant factors. Such statements are an evidentiary source cited by
the Court in its opinion in Village of Arlington Heights v.
Metropolitan Housing Development Corp., 429 U.S. 252, 268 (1977), and
therefore we have revised the section to reflect the Court's holding
more completely.
Section 51.58(b)(2) Background Factors
One commenter suggested that this paragraph be revised to state
that whether ``election-related activities,'' instead of ``political
activities,'' are racially segregated or exclusionary constitutes
important background information when making section 5 determinations.
The proposed paragraph provided that the Attorney General will consider
the ``extent to which voting in the jurisdiction is racially polarized
and political activities are racially segregated.'' Courts in cases
assessing whether the constitutional guarantees afforded to persons to
exercise the franchise without discrimination have been infringed have
often used the words ``electoral'' and ``political'' as synonyms for
each other. See, e.g., Harper v. Virginia State Board of Elections, 383
U.S. 663, 667-68
[[Page 21242]]
(1966); see also Johnson v. Miller, 864 F. Supp. 1354, 1386-87 (S.D.
Ga. 1994) (considering a claim under section 2 of the Voting Rights
Act). These terms are similarly synonymous with respect to section 5,
which also concerns the ability of voters to participate in the
electoral process. After careful consideration of the comment, we
determined that ``election-related activities'' provides greater
clarity than ``political activities'' and revised the section
accordingly.
Section 51.59 Redistricting Plans
Two commenters recommended various additions or deletions to
paragraph 51.59(a). Because these factors are not intended to be
exhaustive, not all factors are listed. Rather, the factors that are
listed are illustrative, intended to provide guidance to jurisdictions
regarding redistricting plans.
Other commenters suggested we delete or revise certain previously
existing factors described in the paragraph. The Attorney General has,
however, repeatedly cited factors identified in the section in past
objection letters. Additionally, courts have cited ``traditional
redistricting principles,'' such as preserving recognized communities
of interest and maintaining political and geographical boundaries, as
relevant factors in a section 5 analysis. Colleton County Council v.
McConnell, 201 F. Supp. 2d 618, 647 (D.S.C. 2002) (citing S.C. State
Conference of Branches of the NAACP v. Riley, 533 F. Supp. 1178, 1180
(D.S.C.), aff'd, 459 U.S. 1025 (1982)). See generally Guidance
Concerning Redistricting Under Section 5 of the Voting Rights Act, 76
FR 7470, 7472 (2011).
One commenter suggested we amend paragraph 51.59(a)(7) to focus on
whether a proposed plan is inconsistent with the jurisdiction's ``long-
held'' redistricting standards, instead of the jurisdiction's ``stated
standards.'' The commenter believes that by adding the term ``long-
held,'' jurisdictions will be discouraged from adopting ad hoc
redistricting principles to insulate a redistricting plan during
section 5 review. The current factors, particularly with regards to
discriminatory purpose, encapsulate scenarios where a jurisdiction
adopts pretextual or unusual redistricting criteria. The Procedures
should not be interpreted to discourage jurisdictions from considering
traditional redistricting principles such as one-person, one-vote, or
maintaining natural political or geographic boundaries, even if they
have not done so in the past. Bush v. Vera, 517 U.S. 952, 980-81
(1996). Therefore, we decline to revise these factors further.
Section 51.59(b) Discriminatory Purpose
Several commenters suggested this paragraph be revised in the
interest of clarity. After reviewing the language, we agreed that it
did not clearly reflect the relevant case law on this point and that
some clarification would be helpful. We revised the paragraph
accordingly.
Additional Provisions
One commenter suggested the addition of several provisions related
to the substantive standards to be employed during the review of
redistricting plans. The proposed revisions go beyond the scope of
these Procedures.
Administrative Procedure Act
This rule amends interpretative rules, general statements of
policy, or rules of agency organization, procedure, or practice and
therefore the notice requirement of 5 U.S.C. 553(b) is not mandatory.
Although notice and comment was not required, we nonetheless chose to
offer the proposed rule for notice and comment.
Regulatory Flexibility Act
The Attorney General, in accordance with the Regulatory Flexibility
Act (5 U.S.C. 605(b)), has reviewed this rule and by approving it
certifies that this rule will not have a significant economic impact on
a substantial number of small entities because it applies only to
governmental entities and jurisdictions that are already required by
section 5 of the Voting Rights Act of 1965 to submit voting changes to
the Department of Justice, and this rule does not change this
requirement. It provides guidance to such entities to assist them in
making the required submissions under section 5. Further, a Regulatory
Flexibility Analysis was not required to be prepared for this rule
because the Department of Justice was not required to publish a general
notice of proposed rulemaking for this matter.
Executive Order 12866
This rule has been drafted and reviewed in accordance with
Executive Order 12866, ``Regulatory Planning and Review,'' section
1(b), Principles of Regulation. The Department of Justice has
determined that this rule is not a ``significant regulatory action''
under Executive Order 12866, section 3(f), Regulatory Planning and
Review, and accordingly this rule has not been reviewed by the Office
of Management and Budget. The amendments made by this rule clarify the
scope of section 5 review based on recent amendments to section 5, make
certain technical clarifications and updates, and provide better
guidance to covered jurisdictions and citizens. In many instances, the
amendments describe longstanding practices of the Attorney General in
his review of section 5 submissions.
Executive Order 13132--Federalism
This rule does not have federalism implications warranting the
preparation of a Federalism Assessment under section 6 of Executive
Order 13132 because the rule does not alter or modify the existing
statutory requirements of section 5 of the Voting Rights Act imposed on
the States, including units of local government or political
subdivisions of the States.
Executive Order 12988--Civil Justice Reform
This document meets the applicable standards set forth in sections
3(a) and 3(b)(2) of Executive Order 12988.
Unfunded Mandates Reform Act of 1995
This rule will not result in the expenditure by State, local, and
tribal governments, in the aggregate, or by the private sector, of
$100,000,000 or more in any one year, and it will not significantly or
uniquely affect small governments. Therefore, no actions are necessary
under the provisions of the Unfunded Mandates Reform Act of 1995.
List of Subjects in 28 CFR Parts 0 and 51
Administrative practice and procedure, Archives and records,
Authority delegations (government agencies), Civil rights, Elections,
Political committees and parties, Voting rights.
Accordingly, by virtue of the authority vested in me as Attorney
General, including 5 U.S.C. 301, 28 U.S.C. 509, 510, and 42 U.S.C.
1973b, 1973c, the following amendments are made to Chapter I of Title
28 of the Code of Federal Regulations:
PART 0--ORGANIZATION OF THE DEPARTMENT OF JUSTICE
0
1. The authority citation for Part 0 continues to read as follows:
Authority: 5 U.S.C. 301; 28 U.S.C. 509, 510.
Subpart J--Civil Rights Division
0
2. In Sec. 0.50, revise paragraph (h) to read as follows:
[[Page 21243]]
Sec. 0.50 General functions.
* * * * *
(h) Administration of sections 3(c) and 5 of the Voting Rights Act
of 1965, as amended (42 U.S.C. 1973a(c), 1973c).
* * * * *
PART 51--PROCEDURES FOR THE ADMINISTRATION OF SECTION 5 OF THE
VOTING RIGHTS ACT OF 1965.
0
3. The authority citation for Part 51 is revised to read as follows:
Authority: 5 U.S.C. 301; 28 U.S.C. 509, 510, and 42 U.S.C.
1973b, 1973c.
0
4. In Sec. 51.1, revise paragraph (a)(1) to read as follows:
Sec. 51.1 Purpose.
(a) * * *
(1) A declaratory judgment is obtained from the U.S. District Court
for the District of Columbia that such qualification, prerequisite,
standard, practice, or procedure neither has the purpose nor will have
the effect of denying or abridging the right to vote on account of
race, color, or membership in a language minority group, or
* * * * *
0
5. In Sec. 51.2, revise the definition for ``Act''; remove the
definition of ``Change affecting voting''; and add a new definition of
``Change affecting voting or change'' in alphabetical order to read as
follows:
Sec. 51.2 Definitions.
* * * * *
Act means the Voting Rights Act of 1965, 79 Stat. 437, as amended
by the Civil Rights Act of 1968, 82 Stat. 73, the Voting Rights Act
Amendments of 1970, 84 Stat. 314, the District of Columbia Delegate
Act, 84 Stat. 853, the Voting Rights Act Amendments of 1975, 89 Stat.
400, the Voting Rights Act Amendments of 1982, 96 Stat. 131, the Voting
Rights Language Assistance Act of 1992, 106 Stat. 921, the Fannie Lou
Hamer, Rosa Parks, and Coretta Scott King Voting Rights Act
Reauthorization and Amendments Act of 2006, 120 Stat. 577, and the Act
to Revise the Short Title of the Fannie Lou Hamer, Rosa Parks, and
Coretta Scott King Voting Rights Act Reauthorization and Amendments Act
of 2006, 122 Stat. 2428, 42 U.S.C. 1973 et seq. Section numbers, such
as ``section 14(c)(3),'' refer to sections of the Act.
* * * * *
Change affecting voting or change means any voting qualification,
prerequisite to voting, or standard, practice, or procedure with
respect to voting different from that in force or effect on the date
used to determine coverage under section 4(b) or from the existing
standard, practice, or procedure if it was subsequently altered and
precleared under section 5. In assessing whether a change has a
discriminatory purpose or effect, the comparison shall be with the
standard, practice, or procedure in effect on the date used to
determine coverage under section 4(b) or the most recent precleared
standard, practice, or procedure. Some examples of changes affecting
voting are given in Sec. 51.13.
* * * * *
0
6. Revise Sec. 51.3 to read as follows:
Sec. 51.3 Delegation of authority.
The responsibility and authority for determinations under section 5
and section 3(c) have been delegated by the Attorney General to the
Assistant Attorney General, Civil Rights Division. With the exception
of objections and decisions following the reconsideration of
objections, the Chief of the Voting Section is authorized to perform
the functions of the Assistant Attorney General. With the concurrence
of the Assistant Attorney General, the Chief of the Voting Section may
designate supervisory attorneys in the Voting Section to perform the
functions of the Chief.
0
7. Revise Sec. 51.5 to read as follows:
Sec. 51.5 Termination of coverage.
(a) Expiration. The requirements of section 5 will expire at the
end of the twenty-five-year period following the effective date of the
amendments made by the Fannie Lou Hamer, Rosa Parks, Coretta Scott
King, C[eacute]sar E. Ch[aacute]vez, Barbara C. Jordan, William C.
Vel[aacute]squez, and Dr. Hector P. Garcia Voting Rights Act
Reauthorization and Amendments Act of 2006 (VRARA), which amendments
became effective on July 27, 2006. See section 4(a)(8) of the VRARA.
(b) Bailout. Any political subunit in a covered jurisdiction or a
political subdivision of a covered State, a covered jurisdiction or a
political subdivision of a covered State, or a covered State may
terminate the application of section 5 (``bailout'') by obtaining the
declaratory judgment described in section 4(a) of the Act.
0
8. Revise Sec. 51.6 to read as follows:
Sec. 51.6 Political subunits.
All political subunits within a covered jurisdiction (e.g.,
counties, cities, school districts) that have not terminated coverage
by obtaining the declaratory judgment described in section 4(a) of the
Act are subject to the requirements of section 5.
0
9. Revise Sec. 51.9 to read as follows:
Sec. 51.9 Computation of time.
(a) The Attorney General shall have 60 days in which to interpose
an objection to a submitted change affecting voting for which a
response on the merits is appropriate (see Sec. 51.35, Sec. 51.37).
(b) The 60-day period shall commence upon receipt of a submission
by the Voting Section of the Department of Justice's Civil Rights
Division or upon receipt of a submission by the Office of the Assistant
Attorney General, Civil Rights Division, if the submission is properly
marked as specified in Sec. 51.24(f). The 60-day period shall
recommence upon the receipt in like manner of a resubmission (see Sec.
51.35), information provided in response to a written request for
additional information (see Sec. 51.37(b)), or material, supplemental
information or a related submission (see Sec. 51.39).
(c) The 60-day period shall mean 60 calendar days, with the day of
receipt of the submission not counted, and with the 60th day ending at
11:59 p.m. Eastern Time of that day. If the final day of the period
should fall on a Saturday, Sunday, or any day designated as a holiday
by the President or Congress of the United States, or any other day
that is not a day of regular business for the Department of Justice,
the next full business day shall be counted as the final day of the 60-
day period. The date of the Attorney General's response shall be the
date on which it is transmitted to the submitting authority by any
reasonable means, including placing it in a postbox of the U.S. Postal
Service or a private mail carrier, sending it by telefacsimile, email,
or other electronic means, or delivering it in person to a
representative of the submitting authority.
0
10. In Sec. 51.10, revise paragraph (a) to read as follows:
Sec. 51.10 Requirement of action for declaratory judgment or
submission to the Attorney General.
* * * * *
(a) Obtain a judicial determination from the U.S. District Court
for the District of Columbia that the voting change neither has the
purpose nor will have the effect of denying or abridging the right to
vote on account of race, color, or membership in a language minority
group.
* * * * *
0
11. Revise Sec. 51.11 to read as follows:
Sec. 51.11 Right to bring suit.
Submission to the Attorney General does not affect the right of the
[[Page 21244]]
submitting authority to bring an action in the U.S. District Court for
the District of Columbia for a declaratory judgment that the change
affecting voting neither has the purpose nor will have the effect of
denying or abridging the right to vote on account of race, color, or
membership in a language minority group.
0
12. Revise Sec. 51.12 to read as follows:
Sec. 51.12 Scope of requirement.
Except as provided in Sec. 51.18 (Federal court-ordered changes),
the section 5 requirement applies to any change affecting voting, even
though it appears to be minor or indirect, returns to a prior practice
or procedure, seemingly expands voting rights, or is designed to remove
the elements that caused the Attorney General to object to a prior
submitted change. The scope of section 5 coverage is based on whether
the generic category of changes affecting voting to which the change
belongs (for example, the generic categories of changes listed in Sec.
51.13) has the potential for discrimination. NAACP v. Hampton County
Election Commission, 470 U.S. 166 (1985). The method by which a
jurisdiction enacts or administers a change does not affect the
requirement to comply with section 5, which applies to changes enacted
or administered through the executive, legislative, or judicial
branches.
0
13. In Sec. 51.13, revise paragraphs (e), (i), and (k) and add
paragraph (l) to read as follows:
Sec. 51.13 Examples of changes.
* * * * *
(e) Any change in the constituency of an official or the boundaries
of a voting unit (e.g., through redistricting, annexation,
deannexation, incorporation, dissolution, merger, reapportionment,
changing to at-large elections from district elections, or changing to
district elections from at-large elections).
* * * * *
(i) Any change in the term of an elective office or an elected
official, or any change in the offices that are elective (e.g., by
shortening or extending the term of an office; changing from election
to appointment; transferring authority from an elected to an appointed
official that, in law or in fact, eliminates the elected official's
office; or staggering the terms of offices).
* * * * *
(k) Any change affecting the right or ability of persons to
participate in pre-election activities, such as political campaigns.
(l) Any change that transfers or alters the authority of any
official or governmental entity regarding who may enact or seek to
implement a voting qualification, prerequisite to voting, or standard,
practice, or procedure with respect to voting.
0
14. Revise Sec. 51.18 to read as follows:
Sec. 51.18 Federal court-ordered changes.
(a) In general. Changes affecting voting for which approval by a
Federal court is required, or that are ordered by a Federal court, are
exempt from section 5 review only where the Federal court prepared the
change and the change has not been subsequently adopted or modified by
the relevant governmental body. McDaniel v. Sanchez, 452 U.S. 130
(1981). (See also Sec. 51.22.)
(b) Subsequent changes. Where a Federal court-ordered change is not
itself subject to the preclearance requirement, subsequent changes
necessitated by the court order but decided upon by the jurisdiction
remain subject to preclearance. For example, voting precinct and
polling changes made necessary by a court-ordered redistricting plan
are subject to section 5 review.
(c) Alteration in section 5 status. Where a Federal court-ordered
change at its inception is not subject to review under section 5, a
subsequent action by the submitting authority demonstrating that the
change reflects its policy choices (e.g., adoption or ratification of
the change, or implementation in a manner not explicitly authorized by
the court) will render the change subject to review under section 5
with regard to any future implementation.
(d) In emergencies. A Federal court's authorization of the
emergency interim use without preclearance of a voting change does not
exempt from section 5 review any use of that practice not explicitly
authorized by the court.
0
15. Revise Sec. 51.19 to read as follows:
Sec. 51.19 Request for notification concerning voting litigation.
A jurisdiction subject to the preclearance requirements of section
5 that becomes involved in any litigation concerning voting is
requested to notify the Chief, Voting Section, Civil Rights Division,
at the addresses, telefacsimile number, or email address specified in
Sec. 51.24. Such notification will not be considered a submission
under section 5.
0
16. In Sec. 51.20, revise paragraphs (b) through (e) and add a new
paragraph (f) to read as follows:
Sec. 51.20 Form of submissions.
* * * * *
(b) The Attorney General will accept certain machine readable data
in the following electronic media: 3.5 inch 1.4 megabyte disk, compact
disc read-only memory (CD-ROM) formatted to the ISO-9660/Joliet
standard, or digital versatile disc read-only memory (DVD-ROM). Unless
requested by the Attorney General, data provided on electronic media
need not be provided in hard copy.
(c) All electronic media shall be clearly labeled with the
following information:
(1) Submitting authority.
(2) Name, address, title, and telephone number of contact person.
(3) Date of submission cover letter.
(4) Statement identifying the voting change(s) involved in the
submission.
(d) Each magnetic medium (floppy disk or tape) provided must be
accompanied by a printed description of its contents, including an
identification by name or location of each data file contained on the
medium, a detailed record layout for each such file, a record count for
each such file, and a full description of the magnetic medium format.
(e) Text documents should be provided in a standard American
Standard Code for Information Interchange (ASCII) character code;
documents with graphics and complex formatting should be provided in
standard Portable Document Format (PDF). The label shall be affixed to
each electronic medium, and the information included on the label shall
also be contained in a documentation file on the electronic medium.
(f) All data files shall be provided in a delimited text file and
must include a header row as the first row with a name for each field
in the data set. A separate data dictionary file documenting the fields
in the data set, the field separators or delimiters, and a description
of each field, including whether the field is text, date, or numeric,
enumerating all possible values is required; separators and delimiters
should not also be used as data in the data set. Proprietary or
commercial software system data files (e.g., SAS, SPSS, dBase, Lotus 1-
2-3) and data files containing compressed data or binary data fields
will not be accepted.
0
17. Revise Sec. 51.21 to read as follows:
Sec. 51.21 Time of submissions.
Changes affecting voting should be submitted as soon as possible
after they become final, except as provided in Sec. 51.22.
0
18. Revise Sec. 51.22 to read as follows:
[[Page 21245]]
Sec. 51.22 Submitted changes that will not be reviewed.
(a) The Attorney General will not consider on the merits:
(1) Any proposal for a change submitted prior to final enactment or
administrative decision except as provided in paragraph (b) of this
section.
(2) Any submitted change directly related to another change that
has not received section 5 preclearance if the Attorney General
determines that the two changes cannot be substantively considered
independently of one another.
(3) Any submitted change whose enforcement has ceased and been
superseded by a standard, practice, or procedure that has received
section 5 preclearance or that is otherwise legally enforceable under
section 5.
(b) For any change requiring approval by referendum, by a State or
Federal court, or by a Federal agency, the Attorney General may make a
determination concerning the change prior to such approval if the
change is not subject to alteration in the final approving action and
if all other action necessary for approval has been taken. (See also
Sec. 51.18.)
0
19. Revise Sec. 51.23 to read as follows:
Sec. 51.23 Party and jurisdiction responsible for making submissions.
(a) Changes affecting voting shall be submitted by the chief legal
officer or other appropriate official of the submitting authority or by
any other authorized person on behalf of the submitting authority. A
State, whether partially or fully covered, has authority to submit any
voting change on behalf of its covered jurisdictions and political
subunits. Where a State is covered as a whole, State legislation or
other changes undertaken or required by the State shall be submitted by
the State (except that legislation of local applicability may be
submitted by political subunits). Where a State is partially covered,
changes of statewide application may be submitted by the State.
Submissions from the State, rather than from the individual covered
jurisdictions, would serve the State's interest in at least two
important respects: first, the State is better able to explain to the
Attorney General the purpose and effect of voting changes it enacts
than are the individual covered jurisdictions; second, a single
submission of the voting change on behalf of all of the covered
jurisdictions would reduce the possibility that some State acts will be
legally enforceable in some parts of the State but not in others.
(b) A change effected by a political party (see Sec. 51.7) may be
submitted by an appropriate official of the political party.
(c) A change affecting voting that results from a State court order
should be submitted by the jurisdiction or entity that is to implement
or administer the change (in the manner specified by paragraphs (a) and
(b) of this section).
0
20. Revise Sec. 51.24 to read as follows:
Sec. 51.24 Delivery of submissions.
(a) Delivery by U.S. Postal Service. Submissions sent to the
Attorney General by the U.S. Postal Service, including certified mail
or express mail, shall be addressed to the Chief, Voting Section, Civil
Rights Division, United States Department of Justice, Room 7254-NWB,
950 Pennsylvania Avenue, NW, Washington, DC 20530.
(b) Delivery by other carriers. Submissions sent to the Attorney
General by carriers other than the U.S. Postal Service, including by
hand delivery, should be addressed or may be delivered to the Chief,
Voting Section, Civil Rights Division, United States Department of
Justice, Room 7254-NWB, 1800 G Street, NW, Washington, DC 20006.
(c) Electronic submissions. Submissions may be delivered to the
Attorney General through an electronic form available on the website of
the Voting Section of the Civil Rights Division at www.justice.gov/crt/voting/. Detailed instructions appear on the website. Jurisdictions
should answer the questions appearing on the electronic form, and
should attach documents as specified in the instructions accompanying
the application.
(d) Telefacsimile submissions. In urgent circumstances, submissions
may be delivered to the Attorney General by telefacsimile to (202) 616-
9514. Submissions should not be sent to any other telefacsimile number
at the Department of Justice. Submissions that are voluminous should
not be sent by telefacsimile.
(e) Email. Submissions may not be delivered to the Attorney General
by email in the first instance. However, after a submission is received
by the Attorney General, a jurisdiction may supply additional
information on that submission by email to vot1973c@usdoj.gov. The
subject line of the email shall be identified with the Attorney
General's file number for the submission (YYYY-NNNN), marked as
``Additional Information,'' and include the name of the jurisdiction.
(f) Special marking. The first page of the submission, and the
envelope (if any), shall be clearly marked: ``Submission under Section
5 of the Voting Rights Act.''
(g) The most current information on addresses for, and methods of
making, section 5 submissions is available on the Voting Section
website at www.justice.gov/crt/voting/.
0
21. In Sec. 51.25, revise paragraph (a) to read as follows:
Sec. 51.25 Withdrawal of submissions.
(a) A jurisdiction may withdraw a submission at any time prior to a
final decision by the Attorney General. Notice of the withdrawal of a
submission must be made in writing addressed to the Chief, Voting
Section, Civil Rights Division, to be delivered at the addresses,
telefacsimile number, or email address specified in Sec. 51.24. The
submission shall be deemed withdrawn upon the Attorney General's
receipt of the notice.
* * * * *
0
22. In Sec. 51.27, revise paragraphs (a) through (d) to read as
follows:
Sec. 51.27 Required contents.
* * * * *
(a) A copy of any ordinance, enactment, order, or regulation
embodying the change affecting voting for which section 5 preclearance
is being requested.
(b) A copy of any ordinance, enactment, order, or regulation
embodying the voting standard, practice, or procedure that is proposed
to be repealed, amended, or otherwise changed.
(c) A statement that identifies with specificity each change
affecting voting for which section 5 preclearance is being requested
and that explains the difference between the submitted change and the
prior law or practice. If the submitted change is a special referendum
election and the subject of the referendum is a proposed change
affecting voting, the submission should specify whether preclearance is
being requested solely for the special election or for both the special
election and the proposed change to be voted on in the referendum (see
Sec. Sec. 51.16, 51.22).
(d) The name, title, mailing address, and telephone number of the
person making the submission. Where available, a telefacsimile number
and an email address for the person making the submission also should
be provided.
* * * * *
0
23. In Sec. 51.28, revise paragraph (a)(5), add (a)(6), and revise
paragraph (c) to read as follows:
Sec. 51.28 Supplemental contents.
* * * * *
(a) * * *
(5) Demographic data on electronic media that are provided in
conjunction
[[Page 21246]]
with a redistricting plan shall be contained in an ASCII, comma
delimited block equivalency import file with two fields as detailed in
the following table. A separate import file shall accompany each
redistricting plan:
----------------------------------------------------------------------------------------------------------------
Field No. Description Total length Comments
----------------------------------------------------------------------------------------------------------------
1........................... PL94-171 reference number: 15 .....................................
GEOID10.
2........................... District Number............ 3 No leading zeroes.
----------------------------------------------------------------------------------------------------------------
(i) Field 1: The PL 94-171/GEOID10 reference number is the state,
county, tract, and block reference numbers concatenated together and
padded with leading zeroes so as to create a 15-digit character field;
and
(ii) Field 2: The district number is a 3 digit character field with
no padded leading zeroes.
Example: 482979501002099,1 482979501002100,3 482979501004301,10
482975010004305,23 482975010004302,101
(6) Demographic data on magnetic media that are provided in
conjunction with a redistricting can be provided in shapefile (.shp)
spatial data format.
(i) The shapefile shall include at a minimum the main file, index
file, and dBASE table.
(ii) The dBASE table shall contain a row for each census block.
Each census block will be identified by the state, county, tract and
block identifier [GEOID10] as specified by the Bureau of Census. Each
row shall identify the district assignment and relevant population for
that specific row.
(iii) The shapefile should include a projection file (.prj).
(iv) The shapefile should be sent in NAD 83 geographic projection.
If another projection is used, it should be described fully.
* * * * *
(c) Annexations. For annexations, in addition to that information
specified elsewhere, the following information:
(1) The present and expected future use of the annexed land (e.g.,
garden apartments, industrial park).
(2) An estimate of the expected population, by race and language
group, when anticipated development, if any, is completed.
(3) A statement that all prior annexations (and deannexations)
subject to the preclearance requirement have been submitted for review,
or a statement that identifies all annexations (and deannexations)
subject to the preclearance requirement that have not been submitted
for review. See Sec. 51.61(b).
(4) To the extent that the jurisdiction elects some or all members
of its governing body from single-member districts, it should inform
the Attorney General how the newly annexed territory will be
incorporated into the existing election districts.
* * * * *
0
24. In Sec. 51.29, revise paragraphs (b) and (d) to read as follows:
Sec. 51.29 Communications concerning voting changes.
* * * * *
(b) Comments should be sent to the Chief, Voting Section, Civil
Rights Division, at the addresses, telefacsimile number, or email
address specified in Sec. 51.24. The first page and the envelope (if
any) should be marked: ``Comment under section 5 of the Voting Rights
Act.'' Comments should include, where available, the name of the
jurisdiction and the Attorney General's file number (YYYY-NNNN) in the
subject line.
* * * * *
(d) To the extent permitted by the Freedom of Information Act, 5
U.S.C. 552, the Attorney General shall not disclose to any person
outside the Department of Justice the identity of any individual or
entity providing information on a submission or the administration of
section 5 where the individual or entity has requested confidentiality;
an assurance of confidentiality may reasonably be implied from the
circumstances of the communication; disclosure could reasonably be
expected to constitute an unwarranted invasion of personal privacy
under 5 U.S.C. 552; or disclosure is prohibited by any applicable
provisions of federal law.
* * * * *
0
25. Revise Sec. 51.35 to read as follows:
Sec. 51.35 Disposition of inappropriate submissions and
resubmissions.
(a) When the Attorney General determines that a response on the
merits of a submitted change is inappropriate, the Attorney General
shall notify the submitting official in writing within the 60-day
period that would have commenced for a determination on the merits and
shall include an explanation of the reason why a response is not
appropriate.
(b) Matters that are not appropriate for a merits response include:
(1) Changes that do not affect voting (see Sec. 51.13);
(2) Standards, practices, or procedures that have not been changed
(see Sec. Sec. 51.4, 51.14);
(3) Changes that previously have received preclearance;
(4) Changes that affect voting but are not subject to the
requirement of section 5 (see Sec. 51.18);
(5) Changes that have been superseded or for which a determination
is premature (see Sec. Sec. 51.22, 51.61(b));
(6) Submissions by jurisdictions not subject to the preclearance
requirement (see Sec. Sec. 51.4, 51.5);
(7) Submissions by an inappropriate or unauthorized party or
jurisdiction (see Sec. 51.23); and
(8) Deficient submissions (see Sec. 51.26(d)).
(c) Following such a notification by the Attorney General, a change
shall be deemed resubmitted for section 5 review upon the Attorney
General's receipt of a submission or other written information that
renders the change appropriate for review on the merits (such as a
notification from the submitting authority that a change previously
determined to be premature has been formally adopted). Notice of the
resubmission of a change affecting voting will be given to interested
parties registered under Sec. 51.32.
0
26. Revise Sec. 51.37 to read as follows:
Sec. 51.37 Obtaining information from the submitting authority.
(a) Oral requests for information. (1) If a submission does not
satisfy the requirements of Sec. 51.27, the Attorney General may
request orally any omitted information necessary for the evaluation of
the submission. An oral request may be made at any time within the 60-
day period, and the submitting authority should provide the requested
information as promptly as possible. The oral request for information
shall not suspend the running of the 60-day period, and the Attorney
General will proceed to make a determination within the initial 60-day
period. The Attorney General reserves the right as set forth in Sec.
51.39, however, to commence a new 60-day period in which to make the
requisite determination if the written information provided in response
to such request materially supplements the submission.
[[Page 21247]]
(2) An oral request for information shall not limit the authority
of the Attorney General to make a written request for information.
(3) The Attorney General will notify the submitting authority in
writing when the 60-day period for a submission is recalculated from
the Attorney General's receipt of written information provided in
response to an oral request as described in Sec. 51.37(a)(1), above.
(4) Notice of the Attorney General's receipt of written information
pursuant to an oral request will be given to interested parties
registered under Sec. 51.32.
(b) Written requests for information. (1) If the Attorney General
determines that a submission does not satisfy the requirements of Sec.
51.27, the Attorney General may request in writing from the submitting
authority any omitted information necessary for evaluation of the
submission. Branch v. Smith, 538 U.S. 254 (2003); Georgia v. United
States, 411 U.S. 526 (1973). This written request shall be made as
promptly as possible within the original 60-day period or the new 60-
day period described in Sec. 51.39(a). The written request shall
advise the jurisdiction that the submitted change remains unenforceable
unless and until preclearance is obtained.
(2) A copy of the request shall be sent to any party who has
commented on the submission or has requested notice of the Attorney
General's action thereon.
(3) The Attorney General shall notify the submitting authority that
a new 60-day period in which the Attorney General may interpose an
objection shall commence upon the Attorney General's receipt of a
response from the submitting authority that provides the information
requested or states that the information is unavailable. The Attorney
General can request further information in writing within the new 60-
day period, but such a further request shall not suspend the running of
the 60-day period, nor shall the Attorney General's receipt of such
further information begin a new 60-day period.
(4) Where the response from the submitting authority neither
provides the information requested nor states that such information is
unavailable, the response shall not commence a new 60-day period. It is
the practice of the Attorney General to notify the submitting authority
that its response is incomplete and to provide such notification as
soon as possible within the 60-day period that would have commenced had
the response been complete. Where the response includes a portion of
the available information that was requested, the Attorney General will
reevaluate the submission to ascertain whether a determination on the
merits may be made based upon the information provided. If a merits
determination is appropriate, it is the practice of the Attorney
General to make that determination within the new 60-day period that
would have commenced had the response been complete. See Sec. 51.40.
(5) If, after a request for further information is made pursuant to
this section, the information requested by the Attorney General becomes
available to the Attorney General from a source other than the
submitting authority, the Attorney General shall promptly notify the
submitting authority in writing, and the new 60-day period will
commence the day after the information is received by the Attorney
General.
(6) Notice of the written request for further information and the
receipt of a response by the Attorney General will be given to
interested parties registered under Sec. 51.32.
0
27. Revise Sec. 51.39 to read as follows:
Sec. 51.39 Supplemental information and related submissions.
(a)(1) Supplemental information. When a submitting authority, at
its own instance, provides information during the 60-day period that
the Attorney General determines materially supplements a pending
submission, the 60-day period for the pending submission will be
recalculated from the Attorney General's receipt of the supplemental
information.
(2) Related submissions. When the Attorney General receives related
submissions during the 60-day period for a submission that cannot be
independently considered, the 60-day period for the first submission
shall be recalculated from the Attorney General's receipt of the last
related submission.
(b) The Attorney General will notify the submitting authority in
writing when the 60-day period for a submission is recalculated due to
the Attorney General's receipt of supplemental information or a related
submission.
(c) Notice of the Attorney General's receipt of supplemental
information or a related submission will be given to interested parties
registered under Sec. 51.32.
0
28. Revise Sec. 51.40 to read as follows:
Sec. 51.40 Failure to complete submissions.
If after 60 days the submitting authority has not provided further
information in response to a request made pursuant to Sec. 51.37(b),
the Attorney General, absent extenuating circumstances and consistent
with the burden of proof under section 5 described in Sec. 51.52(a)
and (c), may object to the change, giving notice as specified in Sec.
51.44.
0
29. Revise Sec. 51.42 to read as follows:
Sec. 51.42 Failure of the Attorney General to respond.
It is the practice and intention of the Attorney General to respond
in writing to each submission within the 60-day period. However, the
failure of the Attorney General to make a written response within the
60-day period constitutes preclearance of the submitted change,
provided that a 60-day review period had commenced after receipt by the
Attorney General of a complete submission that is appropriate for a
response on the merits. (See Sec. 51.22, Sec. 51.27, Sec. 51.35.)
0
30. Revise Sec. 51.43 to read as follows:
Sec. 51.43 Reexamination of decision not to object.
(a) After notification to the submitting authority of a decision
not to interpose an objection to a submitted change affecting voting
has been given, the Attorney General may reexamine the submission if,
prior to the expiration of the 60-day period, information comes to the
attention of the Attorney General that would otherwise require
objection in accordance with section 5.
(b) In such circumstances, the Attorney General may by letter
withdraw his decision not to interpose an objection and may by letter
interpose an objection provisionally, in accordance with Sec. 51.44,
and advise the submitting authority that examination of the change in
light of the newly raised issues will continue and that a final
decision will be rendered as soon as possible.
0
31. In Sec. 51.44, revise paragraph (c) to read as follows:
Sec. 51.44 Notification of decision to object.
* * * * *
(c) The submitting authority shall be advised further that
notwithstanding the objection it may institute an action in the U.S.
District Court for the District of Columbia for a declaratory judgment
that the change objected to by the Attorney General neither has the
purpose nor will have the effect of denying or abridging the right to
vote on account of race, color, or membership in a language minority
group.
* * * * *
0
32. In Sec. 51.46, revise paragraph (a) to read as follows:
[[Page 21248]]
Sec. 51.46 Reconsideration of objection at the instance of the
Attorney General.
(a) Where there appears to have been a substantial change in
operative fact or relevant law, or where it appears there may have been
a misinterpretation of fact or mistake in the law, an objection may be
reconsidered, if it is deemed appropriate, at the instance of the
Attorney General.
* * * * *
0
33. In Sec. 51.48, revise paragraphs (a) through (d) to read as
follows:
Sec. 51.48 Decision after reconsideration.
(a) It is the practice of the Attorney General to notify the
submitting authority of the decision to continue or withdraw an
objection within a 60-day period following receipt of a reconsideration
request or following notice given under Sec. 51.46(b), except that
this 60-day period shall be recommenced upon receipt of any documents
or written information from the submitting authority that materially
supplements the reconsideration review, irrespective of whether the
submitting authority provides the documents or information at its own
instance or pursuant to a request (written or oral) by